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Agenda 05/13/2014 Item #16D25 5/13/2014 16.D.25. EXECUTIVE SUMMARY Recommendation to approve First Amendment to the Subrecipient Agreement with Community Assisted and Supported Living, Inc. (CASL) for the Community Development Block Grant Property Acquisition Project in order to update budget line items, deliverables, and method of payment. OBJECTIVE: To provide safe, secure, and affordable rental housing for low-income individuals and families. CONSIDERATIONS: Collier County is the recipient of Community Development Block Grant(CDBG) Program funds from the United States Department of Housing and Urban Development (HUD). CDBG funds may be used to provide incentives to develop and support affordable rental housing. On March 11, 2014 the Board concurrently approved the Substantial Amendment to the HUD FY 2013- 201 4 Action Plan and the Subrecipient Agreement with CASL to fund building acquisition and environmental review of multi-family housing for persons with disabilities (Agenda item 16D2). The mission of CASL is to serve low-income person with mental illness in a supportive housing model. CASL uses the highly successful wraparound model, which includes services to assist the individuals with remaining in their homes while receiving necessary medical and daily living skills services. CASL initially anticipated purchasing a quad-plex property. However, the property became unavailable for purchase. CASL then identified two properties, located at 2418 Santa Barbara Blvd, and 2124 Sunshine Blvd in Naples, for acquisition. The cost of purchasing the properties exceeds the grant allocation. CASL is committed to the project and will contribute the funding needed to complete the purchase. In addition,the properties will require rehabilitation to make them ready for tenants. Modifications are needed to the subrecipient agreement to reflect the updated budget and revise the time frame of deliverables because the units are not move-in ready. The First Amendment to the Agreement provides for the following changes: 1. Within the Agreement Amount section, removes the budget line item for Environmental Review and adds those funds to the Acquisition line item. 2. Within the Payment Deliverables section, removes the provision for a 10% retainage until beneficiaries are served, and should beneficiaries not be served within one year, 10% of disbursement will be recaptured. 3. Within the Payment Deliverables section, adds wire transfer as the direct reimbursement method for each property. The proposed modifications are allowable under the grant and will not increase the amount of grant funds or impact the budget for this project. FISCAL IMPACT: The proposed actions described in this executive summary have no new fiscal impact. The funding source for the grant awards is the Community Development Block Grant (CDBG). The grant award for this project is $321,138. It is budgeted in the Housing Grants Fund (705) for Project No 33289 (CDBG Grants). Packet Page -1431- 5/13/2014 16.D.25. LEGAL CONSIDERATIONS: This item is approved as to form and legality and requires majority vote for Board approval. -JAB GROWTH MANAGEMENT IMPACT: Acceptance and implementation of this amendment will further the Goals, Objectives, and Policies within the Housing Element of the Growth Management Plan. RECOMMENDATION: That the Board of County Commissioners approves and authorizes the Chairman to sign the First Amendment to the subrecipient agreement with CASL. Prepared By: Rosa Munoz, Grants Coordinator, Housing, Human and Veteran Services Packet Page -1432- 5/13/2014 16.D.25. COLLIER COUNTY Board of County Commissioners Item Number: 16.16.D.16.D.25. Item Summary: Recommendation to approve First Amendment to the Subrecipient Agreement with Community Assisted and Supported Living, Inc. (CASL)for the Community Development Block Grant Property Acquisition Project in order to update budget line items, deliverables, and method of payment. Meeting Date: 5/13/2014 Prepared By Name: MunozRosa Title: Grants Coordinator,Housing, Human&Veteran Services 4/29/2014 10:17:53 AM Submitted by Title: Grants Coordinator,Housing,Human &Veteran Services Name: MunozRosa 4/29/2014 10:17:54 AM Approved By Name: AlonsoHailey Title: Operations Analyst,Public Services Division Date: 4/29/2014 12:39:11 PM Name: MesaNancy Title: Accountant, Housing,Human&Veteran Services Date: 4/29/2014 1:03:58 PM Name: SonntagKristi Title: Manager-Federal/State Grants Operation,Housing,Human &Veteran Services Date: 4/29/2014 3:03:18 PM Name: GrantKimberley Title: Director-Housing,Human and Veteran S, Housing, Human&Veteran Services Date: 4/30/2014 12:32:28 PM Packet Page-1433- 5/13/2014 16.D.25. Name: MagonGeoffrey Title: Grants Coordinator,Housing,Human &Veteran Services Date: 4/30/2014 1:55:34 PM Name: TownsendAmanda Title: Director-Operations Support,Public Services Division Date: 4/30/2014 2:55:47 PM Name: Bendisa Marku Title: Supervisor-Accounting, Housing, Human &Veteran Services Date: 4/30/2014 2:55:56 PM Name: CarnellSteve Title: Administrator-Public Services, Public Services Division Date: 5/1/2014 7:42:50 AM Name: RobinsonErica Title: Accountant, Senior, Grants Management Office Date: 5/1/2014 8:47:22 AM Name: BelpedioJennifer Title:Assistant County Attorney, CAO General Services Date: 5/2/2014 2:06:02 PM Name: StanleyTherese Title: Management/Budget Analyst, Senior, Grants Management Office Date: 5/2/2014 2:55:31 PM Name: KlatzkowJeff Title: County Attorney, Date: 5/2/2014 4:05:51 PM Name: FinnEd Title: Management/Budget Analyst, Senior, Transportation Engineering&Construction Management Date: 5/2/2014 6:56:08 PM Name: OchsLeo Title: County Manager, County Managers Office Date: 5/5/2014 2:04:47 PM Packet Page -1434- 5/13/2014 16.D.25. Grant#- B-13-UC-12-0016 CFDA/CSFA# - 14.218 Subreci lent—CASL DUNS #-940621519 IDIS #468 FETI # - 65-0869993 FY End 12/31 Monitorinc.,,Deadline 6-30-2019 AGREEMENT BETWEEN COLLIER COUNTY AND COMMUNITY ASSISTED AND SUPPORTIVE LIVING, INC. (CASL) THIS AGREEMENT is made and entered into this l day of 2014, by and between Collier County, a political subdivision of the State of Florida, ("COUNTY" or "Grantee") having its principal address as 3339 E. Tamiami Trail, Naples FL 34112, and "RENAISSANCE Manor, Inc. d/b/a Community Assisted and Supportive Living, Inc." a private not- for-profit corporation existing under the laws of the State of Florida, having its principal office at 1401 16th Street, Sarasota, Florida 34236 WHEREAS, the COUNTY is the recipient of Community Development Block Grant (CDBG) funds from the United States Department of Housing and Urban Development (HUD) as provided by the Cranston-Gonzalez National Affordable Housing Act, as amended; and WHEREAS, the Board of County Commissioners of Collier County approved the Collier County Consolidated Plan - One-Year Action Plan for Federal Fiscal Year the FY2013-2014 HUD Annual Action Plan at the August 13, 2013 absentia meeting, ratified at the September 10, 2013 Board of County Commissioners meeting; and WHEREAS, HUD has approved the Collier County Consolidated Plan concerning the preparation of various Annual Action Plans, the County advertised a substantial amendment for this project on December 13. 2013 with a 30-day citizen comment period from December 13 2013 though January 13. 2014; and WHEREAS, on March 11, 2014, the COUNTY approved a substantial amendment to the FY2013-2014 Annual Action Plan providing CDBG funds in the amount of $321,138 to the community Assisted and Supportive Living, Inc. for the Acquisition of Multi-Family Rental Housing project located in Collier County; NOW, THEREFORE, in consideration of the mutual covenants and obli2ations contained hem eM. it is agreed by the Parties as follows: CAST (CD13-12) Multi Family Property Acquisition Page 1 of 31 Packet Page -1435- 5/13/2014 16.D.25. 1. SCOPE OF SERVICES The SUBRECIPIENT shall, in a satisfactory and proper manner and consistent with any standards required as a condition of providing CDBG funds, as determined by Collier County Housing, Human and 'Veteran Services (HHVS), perform the tasks necessary to conduct the program as follows: The FY2013-2014 Action Plan identified and approved the project Community Assisted & Supportive Living (CASL) for the following: Project Component One: Fund building acquisition and environmental review of Multi-Family Rental Housing properties located Collier County, FL; the project will target low and very low income adult individuals with disabilities. The units are market rate with rents no greater than the 2013 High Rent Limits for Collier County ($1,038). Items identified for funding are outlined in the budget in Section Ill. All activities funded with CDBG funds must meet one of the CDBG program's National Objectives: benefit low- and moderate-income persons; aid in the prevention or elimination of slums or blight; or meet community development needs having a particular urgency, as defined in 24 CFR 570.208 National Objectives le CMG recipients are responsible for assuring that each eligible activity meets one of three national objectives (§ 570.208): 1. Low Mod Income benefit (LMI) 2. Elimination of Slum and Blight 3. Urgent Need Activities in LM1 neighborhoods may qualify under the criterion for the LM1 area benefit National objective if they provide a service to that neighborhood; or Activities benefiting severely deteriorated areas may qualify under the Slums/Blight Area National Objective if the area meets the CDBG requirements. TIME OF PERFORMANCE Services of the SUBRECIPIENT shall start on the 11th day of March, 2014 and end on the 15th day of July,2014. The term of this Agreement and the provisions herein may be extended by amendment to cover any additional time period during which the SUBRECIPIENT remains in control of CDBG funds or other CDBG assets, including program income. 111. AGREEMENT AMOUNT The COUNTY agrees to make available THREE HUNDRED TWENTY-ONE THOUSAND ONE HUNDRED AND THIRTY EIGHT DOLLARS (S321,138) for the use by the SUBRECIPIENT during the Term of the Agreement (hereinafter, the aforestrated amount including, without limitation, any additional amounts included thereto as a result of a subsequent amendment(s) to the Agreement, shall be referred to as the"Funds"). CASL (CDI3-12) Multi Family Proporty Acquisition Pape 2 of 31 Packet Page -1436- 5/13/2014 16.D.25. The budget identified for the Multi-Family Acquisition Project shall be as follows: Line Item Description CDBG Funds Project Component One: Acquisition of Multi-Family Rental $ 320,138.00 Housing Property and associated costs Environmental Review $ 1,000.00 TOTAL S 321,138.00 Modifications to the "Budget and Scope" may only be made if approved in advance. Budgeted fund shifts between budget categories and line items shall not be more than 10% and does not signify a change in scope. Fund shifts that exceed 10% of budget category or line item shall only be made with board approval. All services specified in Section 1. Scope of Services shall be performed by SUBRECIPIENT employees, or shall be put out to competitive bidding under a procedure acceptable to the COUNTY and Federal requirements. The SUBRECIPIENT shall enter into contract for improvements with the lowest, responsive and qualified bidder. Contract administration shall be handled by the SUBRECIPIENT and monitored by HHVS, which shall have access to all records and documents related to the project. The County shall reimburse the SUBRECIPIENT for the performance of this Agreement upon completion or partial completion of the work tasks as accepted and approved by HEWS. SUBRECIPIENT may not request disbursement of CDBG funds until funds are needed for eligible costs, and all disbursement requests must be limited to the amount needed at the time of request. Invoices for work performed are required every month. SUBRECIPIENT may expend funds only for allowable costs resulting from obligations incurred during the tenn of this agreement. if no work has been performed during that month, or if the SUBRECIPIENT is not yet prepared to send the required backup, a $0 invoice will be required. Explanations will be required if two consecutive months of SO invoices are submitted. Payments shall be made to the SUBRECIP1ENT when requested as work progresses but, not more frequently than once per month. Reimbursement vill not occur if SUBRECIPIENT fails to perform the minimum level of service required by this Agreement. Final invoices are due no later than 90 days after the end of the aLn-eement. Work performed during the term of the program but not invoiced within 90 days without written exception from the Grant Coordinator will not be reimbursed. No payment will be made until approved by HHVS for grant compliance and adherence to any and all applicable local, state or Federal requirements. Payment will be made upon receipt of a properly completed invoice and in compliance with §218.70, Florida Statutes, otherwise known as the "Local Government Prompt Payment Act." The following table details the project deliverables and payment schedule: PAYMENT DELIVERABLE'S Deliverable Payment—Supporting Submission Schedule Documents CA S L (C 01S-12) Multi Family Propcny Acquisition Page 3 of 31 Packet Page -1437- 5/13/2014_16.D.25. Project Component One: Acquisition Ekhibit B with documentation At acquisition and environmental review of Multi- including but not limited to HUD Family Rental Housing Property and Settlement Statement(s), associated costs appraisal(s), closing documents, deed restriction,note, mortgage and any additional supporting documentation as needed. Final 10% ($32,113.80)released upon documentation of a minimum Eight(8)Low Mod- Income(LMI)persons with special needs(presumed clientele) were served PROGRAM DELIVERABLES Deliverable Program—Deliverable Submission Schedule Supporting Documents Creation and maintenance of income N/A Ongoing; eligibility eligibility files on clients served documentation submitted 60 days prior to tenant occupancy; and will be reviewed during monitoring This funding will benefit a minimum N/A Ongoing as evidenced by of Eigln(8) persons who will he low- payroll, tax, income and moderate- income (LMI) presumed qualification and any clientele additional documents as needed maintained in participant file Quarterly Progress Reports Exhibit D Quarterly through 6/2019 Proof of Insurance Insurance Certificate Annually within 30 days of renewal Affirmative Action and Equal Plan Documents Within 60 days of contract Opportunity Plan execution and/or as modified 1 IQS Inspections Inspection Forms Annually Tenant. Leases Signed Leases 30 days prior to occupancy Tenant Participation Plan Plan Document 60 days prior to leasing and annually thereafter Annual Audit Audit Report with Management 180 days after end of fiscal Letter and Exhibit F year Program Income Re-Use Plan Proorram income Plan Document Annually through 06/2019 Fair I lousing Policy Policy I Within 60 days of agreement execution Fair Housing Marketing Plan Plan Documents Within 60 days of agreement execution Procurement Policy including Code of Policy Within 60 days of agreement Conduct I execution Conflict of Interest Policy Policy Within 60 days of agreement LAST (CD13-1 2) Multi Eamih Properly Acquisition Page 4 of 31 Packet Page-1438- 5/13/2014 16.D.25. execution Sexual Harassment Policy Policy Within 60 days of agreement execution Residential Anti-displacement and Policy Within 60 days of agreement Relocation execution IV. NOTICES Notices required by this Agreement shall be in writing and delivered via mail (postage prepaid), commercial courier, or personal delivery or sent by facsimile or other electronic means. Any notice delivered or sent as aforesaid shall be effective on the date of delivery or sending. All notices and other written communications under this Agreement shall be addressed to the individuals in the capacities indicated below, unless otherwise modified by subsequent written notice. COLLIER COUNTY ATTENTION: Rosa Munoz, Grant Coordinator 3339 E Tamiami Trail, Suite 211 Naples, Florida 34112 mailto:RosaMunoz(F4Colliergovnet 239-252-5713 SUBRECIPIENT ATTENTION: Mr. J. Scott Eller, CEO Renaissance Manor d/b/a Community Assisted & Supported Living, Inc. (CAS L) 1401 16th Street Sarasota, FL 34236 scott.el ssancemanor.org 941-365-8645 V. ADDITIONAL CONDITIONS AND COMPENSATION The parties acknowledge that the Funds originate from CDBG grant funds from .HUD and must be implemented in full compliance with all of HUD's rules and regulations and any agreement between COUNTY and HUD governing CDBG funds pertaining to this Agreement. In the event of curtailment or non-production of said federal funds, the financial sources necessary to continue to pay the SUBRECIPIENT all or any portions of the funds will not be available. In that event, the COUNTY may terminate this Agreement, which termination shall be effective as of the date that it is determined by the County Manager or designee, in his-her sole discretion and judgment, that the Funds are no longer available. In the event of such termination, the SUBRECIPIENT agrees that it will not look to, nor seek to hold the COUNTY, nor any individual member of the County Commissioners and /or County Administration, personally liable for the performance of this Agreement, and the COUNTY shall be released from any further liability to SUBRECIPIENT under the terms of this Agreement. CAST, (CD13-12) Multi Family Property Acquisition Page 5 of 31 Packet Page -1439- 5/13/2014 16.D.25. Vt. GENERAL CONDITIONS A. SUBCONTRACTS No part of this Agreement may be assigned or subcontracted without the written consent of the COUNTY, which consent, if given at all, shall be at the COUNTY's sole discretion and judgment. B. GENERAL COMPLIANCE The SUBRECIPIENT agrees to comply with the requirements of Title 24 of the Code of Federal Regulations, Part 570 (the U.S. Housing and Urban Development regulations concerning Community Development Block Grants (CDBG)) including subpart K of these regulations, except that (1) the SUBRECIPIENT does not assume the recipient's environmental responsibilities described in 24 CFR 570.604 and (2) the SUBRECIPIENT does not assume the recipient's responsibility for initiating the review process under the provisions of 24 CFR Part 52, The SUBRECIPIENT also agrees to comply with all other applicable Federal, state and local laws, regulations, and policies governing the funds provided under this contract. The SUBRECIPIENT further agrees to utilize funds available under this Agreement to supplement rather than supplant funds otherwise available. C. INDEPENDENT CONTRACTOR Nothing contained in this Agreement is intended to, or shall be construed in any manner, as creating or establishing the relationship of employer/employee between the parties. The SUBRECIPIENT shall at all times remain an "independent contractor" with respect to the services to be performed under this Agreement. The Grantee shall be exempt from payment of all Unemployment Compensation, FICA, retirement, life andlor medical insurance and Workers' Compensation Insurance, as the SUBRECIPIENT is an independent contractor. D. AMENDMENTS The COUNTY and/or SUBRECIPIENT may amend this Agreement at any time provided that such amendments make specific reference to this Agreement, and are executed in writing, signed by a duly authorized representative of each organization, and approved by the Grantee's governing body. Such amendments shall not invalidate this Agreement, nor relieve or release the Grantee or SUBRECIPIENT from its obligations under this Agreement. No amendments to this agreement will he granted ninety (90) days prior to end date of this agreement without HI-I VS approval. The COUNTY may, in its discretion, amend this Agreement to conform with Federal, state or local eovernmcntal guidelines, policies and available funding amounts, or for other reasons. If such amendments result in a change in the funding, the scope of services, or schedule of the activities to be undertaken as part of this Agreement, such modifications will be incorporated only by written amendment signed by both Grantee and SUBRECIPIENT. Expiration of Agreement: If the SUBRECIPIENT does not complete the project within the time period, the COUNTY Manager or designee may subject to CDBG program requirements, grant a cumulative time extension of no more than 180 days and modify any subsequent project work plans to CASL (CD 13-12) Multi Family Prop -1y Acquisition Page 6 of Si 05,7: Packet Page-1440- 5/13/2014 16.D.25. reflect the extension. The request must be submitted no later than ninety (90) days prior to end date of the Agreement. E. INDEMNIFICATION To the maximum extent permitted by Florida law, the SUBRECIPIENT shall indemnify and hold harmless Collier County, its officers, agents and employees from any and all claims, liabilities, damages, losses, costs, and causes of action which may arise out of an act, omission, including, but not limited to, reasonable attorneys' fees and paralegals' fees, to the extent caused by the negligence, recklessness, or intentionally wrongful conduct of the SUBRECIPIENT or any of its agents, officers, servants, employees, contractors, patrons, guests, clients, licensees, invitees, or any persons acting under the direction, control, or supervision of the SUBRECIPIENT in the performance of this Agreement. This indemnification obligation shall not be construed to negate, abridge or reduce any other rights or remedies which otherwise may be available to an indemnified party or person described in this paragraph. The SUBRECIPIENT shall pay all claims and losses of any nature whatsoever in connection therewith and shall defend all suits in the name of the COUNTY and shall pay all costs (including attorney's fees) and judgments which may issue thereon. This indemnification shall survive the termination and/or expiration of this Agreement. This section does not pertain to any incident arising from the sole negligence of Collier County. The foregoing indemnification shall not constitute a waiver of sovereign immunity beyond the limits set forth in Section 768.28, Florida Statutes. This section shall survive the expiration or termination of this Agreement. F. GRANTEE RECOGNITION/SPONSORSHIPS The SUBRECIPIENT agrees that all notices, informational pamphlets, press releases, advertisements, descriptions of the sponsorships of the Program, research reports and similar public notices prepared and released by the SUBRECIPIENT for, on behalf of, and/or about the Program shall include the statement: "FINANCED BY U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT (HUD) AND COLLIER COUNTY HOUSING, HUMAN AND VETERAN SERVICES DEPARTMENT" and shall appear in the same size letters or type as the name of the SUBRECIPIENT. This design concept is intended to disseminate key information regarding the development team as well as Equal Housing Opportunity to the general public. Construction signs shall comply with applicable COUNTY codes. G. DEFAULTS, REMEDIES AND TERMINATION In accordance with 24 CFR 85.43, this Agreement may also he terminated for convenience by either the Grantee or the SUBRECIPIENT, in whole or in part, by setting forth the reasons for such termination, the effective date, and, in the case of partial termination, the portion to he terminated. However, if in the case of a partial termination, the Grantee determines that the remaining, portion of the award will not accomplish the purpose for which the award was made, the Grantee may terminate the award in its entirety: CAS (CM 3-12) Multi Family Property Acquisition Page 7 of 31 ce-P Packet Page -1441- 5/13/2014 16.D.25. (A) The following actions or inactions by SUBRECIPIENT shall constitute a Default under this Agreement: . Failure to comply with any of the rules, regulations or provisions referred to herein, or such statutes, regulations, executive orders, and HUD guidelines, policies or directives as may become applicable at any time; 2. Failure, for any reason, of the SUBRECIPIENT to fulfill in a timely and proper manner its obligations under this Agreement; 3. Ineffective or improper use of funds provided under this Agreement; or 4. Submission by the SUBRECIPIENT to the Grantee reports that are incorrect or incomplete in any material respect. 5. Submission by the SUBRECIPIENT of any false certification; 6. Failure to materially comply with any terms of this Agreement; and 7. Failure to materially comply with the terms of any other agreement between the County and the SUBRECIPIENT relating to the project. (13)In the event of any default by SUBRECIPIENT under this Agreement, the County may seek any combination of one or more of the following remedies: I. Require specific performance of the Agreement, in whole or in part; 2. Require the use of or change in professional property management; 3. Require immediate repayment by SUBRECIPIENT to the County of all HOME funds SUBRECIPIENT has received under this Agreement; 4. Apply sanctions set forth in 24 CFR., if determined by the County to be applicable; 5. Stop all payments until identified deficiencies are corrected; 6. Terminate this Agreement by giving written notice to SUBRECIPIENT of such termination and specifying the effective date of such termination. If the Agreement is terminated by the County as provided herein, SUBRECIPIENT shall have no claim of payment or claim of benefit for any incomplete project activities undertaken under this Agreement. CASL (CDIS-12 Multi Family Property Acquisition Page 8 of 31 ( Packet Page-1442- 5/13/2014 16.D.25. VII. REVERSION OF ASSETS In the event of a termination of this Agreement or upon expiration of the Agreement and in addition to any and all other remedies available to the COUNTY (whether under this Agreement or at law or in equity) the'SUBRECIPIENT shall immediately transfer to the COUNTY any funds on hand at the time of termination (or expiration) and any accounts receivable attributable to the use of CDBG funds per 24 CFR 570.503(h)(7). The COUNTY's receipt of any funds on hand at the time of termination shall not waive the COUNTY's right (nor excuse SUBRECIPIENT's obligation) to recoup all or any portion of the funds, as the COUNTY may deem necessary. Any real property under the SUBRECIPIENT's control that was acquired or improved in whole or in part with CDBG funds (including CDBG funds provided to the SUBRECIPIENT in the form of a loan) in excess of 525,000 as outlined in 24 CFR 570.505 must either: a. Be used to meet one of the national objectives in 24 CFR 570.208 (formerly section 570.901) until five (5) years after expiration of the term of this Agreement or for such longer period of time as determined to be appropriate by the COUNTY and as memorialized by the COUNTY and the SUBRECIPIENT in an amendment to this Agreement or such instrument as the COUNTY at its discretion determines appropriate; or h. If not used in accordance with the above subsection (a) the SUBRECIPIENT shall pay to the COUNTY an amount equal to the current market value of the property less any portion of the value attributable to expenditures of non-CDBG funds for the acquisition of or improvements to, the property. No payment is required after the period of time specified in subsection (a). Title to equipment acquired by SUBRECIPIENT shall vest with the SUBRECIPIENT, subject to the conditions outlined in 24 CFR 84.34. Title to supplies and other expendable property shall vest with the SUBRECIPIENT upon acquisition subject to the conditions outlined in 24 CFR 84.35. VIII. INSURANCE SUBRECIPIENT shall not commence any work and/or services pursuant to this Agreement until all insurance required under this Section and outlined in Exhibit "A" has been obtained, and carried, at all times during its performance. IX. ADMINISTRATIVE REQUIREMENTS A. EXAMINATION OF RECORDS The SUBRECIPIENT shall maintain sufficient records in accordance with 24 CFR 570.502 and 570.506 to determine compliance with the requirements of this Agreement, the CDBG Program and all other applicable laws and regulations. This documentation shall include, but not be limited to, the fallowimz: CASL (CD13-12) Niulti Family Property Acquisition Page 9 of 31 Packet Page -1443- CT 5/13/2014 16.D.25. B. DOCUMENTATION AND RECORDKEEPING All records required by CDBG. 2. SUBREC1PIENT shall keep and maintain public records that ordinarily and necessarily would be required by COUNTY in order to perform the service. 3. All reports, plans, surveys, information, documents, maps, books, records and other data procedures developed, prepared, assembled, or completed by the SUBRECIPIENT for the purpose of this Agreement shall be made available to the COUNTY by the SUBRECIPIENT at any time upon request by the COUNTY or HHVS. Materials identified in the previous sentence shall he in accordance with generally accepted accounting principles, procedures and practices, which sufficiently and properly reflect all revenues and expenditures of funds provided directly or indirectly by this Agreement, including matching funds and Program Income. These records shall be maintained to the extent of such detail as will properly reflect all net costs, direct and indirect labor, materials, equipment, supplies and services, and other costs and expenses of whatever nature for which reimbursement is claimed under the provisions of this Agreement. 4. Upon completion of all work contemplated under this Agreement copies of all documents and records relating to this Agreement shall be surrendered to HHVS if requested. In any event the SUBRECIPIENT shall retain all documents and records in an readily accessible, permanent location for four (4) years after project completion; provided, however, that records of individual tenant income verifications, project rents and project inspections must be retained for the most recent five year period, until five years after the affordability period terminates. Notwithstanding the above, if there are litigation, claims, audits, negotiations or other actions that involve any of the records cited and that have commenced before the expiration of the five (5) year period, such records must be retained until completion of the actions and resolution of all issues, or the expiration of the five (5) year period, whichever occurs later. The COUNTY shall be informed in writing if an agency ceases to exist after closeout of this Agreement of the address where the records are to he kept as outlined in 24 CFR 85.42. Meet all requirements for retaining public records and transfer, at no cost, to COUNTY all public records in possession of the SUBRECIPIENT upon termination of the contract and destroy any duplicate public records that are exempt or confidential and exempt from public records disclosure requirements. All records stored electronically must be provided to the COUNTY in a format that is compatible with the information technology systems of the public agency. 5. The SUBRECIPIENT shall maintain records showing compliance with the Davis-Bacon Law, including files containing contractor payrolls, employee interviews, Davis-Bacon wage rates, and administrative cross-referencing, SUBRECIPIENT shall maintain records sho\,,ing contractor compliance with the Contract Work Hours and Work Safety Law. Similarly, the SUBRECIPIENT shall maintain records showing compliance with federal purchasing requirements and with other federal requirements for grant implementation. 6. The SUBRECIPIENT will be responsible for the creation and maintenance of income eligible files on clients served and documentation that all households are eligible under CAS1, (CD13-12) Multi Family Propcny Acquisition Page 10 of 3 1 r>. Packet Page -1444- HUD Income Guidelines. The SUBRECIPIENT shall ensure all tenant 5/13/2014 16.D.25. income determination as specified in 24 CFR 570.200. The SUBRECIPIENT agrees that HHVS shall be the final arbiter on the SUBRECIPIENT's compliance. 7. The SUBRECIPIENT shall document how the National Objective(s) as defined in 24 CFR 570.208 and the eligibility requirement(s) under which funding has been received, have been met. These also include special requirements such as necessary and appropriate determinations as defined in 24 CFR 570.209, income certification, and written Agreements with beneficiaries, where applicable. 8. Provide the public with access to public records on the same terms and conditions that the public agency would provide the records and at a cost that does not exceed the cost provided in this chapter or as otherwise provided by law. Ensure that public records that are exempt or confidential and exempt from public records disclosure requirements are not disclosed except as authorized by law. C. REPORTS AND EVALUATIONS (MONITORING) Reimbursement may be contingent on the timely receipt of complete and accurate reports required by this Agreement, and on the resolution of monitoring findings identified pursuant to this Agreement as deemed necessary by the County Manager or designee. During the term, SUBRECIPIENT shall submit quarterly progress reports to the COUNTY on the 15th day of january, April, July and October respectively for the prior quarter period end. As part of the report submitted in October, the SUBRECIPIENT also agrees to include, a comprehensive final report covering the agreed-upon Program objectives, activities and expenditures and including, but not limited to, performance data on client feedback with respect to the goals and objectives set forth in Exhibit Exhibit "D" contains an example reporting form to be used in fulfillment of this requirement. Other reporting requirements may he required by the County Manager or their designee in the event of Program changes; the need for additional information or documentation arises; and/or legislative amendments are enacted. Reports and/or requested documentation not received by the due date shall he considered delinquent and may be cause I'm default and termination of this Agreement. During the term, SUBRECIPIENT shall submit an annual audit monitoring report (Exhibit F) to the COUNTY no later than 180 days after the SUBRECIPIENT's fiscal year end. The COUNTY will conduct an annual financial and programmatic review. The SUBRECIPIENT agrees that HHVS will carry out no less than one (1) annual on-site monitoring visit and evaluation activities as determined necessary. At the COUNTY'S discretion, they may impose a reasonable monitoring charge. Fees are based on average staff time and costs of materials. Ongoing monitoring fees may be included in the project underwriting. The continuation of this Agreement is dependent upon satisfactory evaluations. The SUBRECIPIENT shall, upon the request of HHVS, submit information and status reports required by HHVS or HUD to enable HHVS to evaluate said progress and to allow for completion of reports required. The SUBRECIPIENT shall allow HHVS or HUD to monitor the SUBRECIPIENT on site. Such visits may be scheduled or unscheduled as determined by HHVS or HUD. CASL (CDI3-12) Multi Family Property Acquisition Page I 1 of 31 Packet Page-1445- 7)". 5/13/2014 16.D.25. D. ADDITIONAL. HOUSING, HUMAN AND VETERAN SERVICES, uuuni 1, t`,11 HUD REQUIREMENTS The SUBRECIPIENT agrees to utilize funds available under this Agreement to supplement rather than supplant funds otherwise available for specified activities. E. PURCHASING All purchasing for services and goods, including capital equipment, shall be made by purchase order or by a written contract and in conformity with the thresholds of Collier County Purchasing Policy. Purchasing Threshold Policy Dollar Range (5) Quotes I Under 53K 1 Written Quote $3K to 550K 3 Written Quotes Request for Proposal (REP) Above 550K Invitation to Bid (ITB) F. AUDITS AND INSPECTIONS At any time during normal business hours and as often as the COUNTY (and/or its representatives) may deem necessary, the SUBRECIPIENT shall make available all records, documentation and any other data relating to all matters covered by the Agreement for review, inspection or audit and in compliance with 24 CFR 570.506. G. PROGRAM-GENERATED INCOME Any "Program Income' (as such term is defined under applicable Federal regulations) gained from any activity of the SUBRECIPIENT funded by CDBG funds shall be reported to the COUNTY through an annual program income re-use plan. The COUNTY shall approve the program income re-use plan utilized by the SUBRECIPIENT and shall be in compliance with 24 CFR 570.503(c) in the operation of the Program. H. GRANT CLOSEOUT PROCEDURES SUBRECIPIENT's obligation to the COUNTY shall not end until all closeout requirements are completed. Activities during this closeout period shall include, but not he limited to: making final payments, disposing of program assets (including the return of all unused materials, equipment, program income balances, and receivable accounts to the COUNTY), and determining the custodianship of records. In addition to the records retention outlined in Section the SUBRECIPIENT shall comply with Section 119.021 Florida Statutes regarding records maintenance, preservation and retention. A conflict between state and federal law records retention requirements will result in the more stringent law being applied such that the record must he held for the longer duration. Any balance of unobli gated funds which have been advanced or paid must he returned to the County. Any funds paid in excess of the amount to which the SUBRECIPIENT is entitled under the terms and conditions of this Agreement must he refunded to the COUNTY. SUBRECIPIENT shall also produce records and information that complies with Section 215.97, Florida Single Audit Act. CASE, (CD13-12) Multi Family Property Acquisition Page 12 of 31 Packet Page-1446- 5/13/2014 16.D.25. X. OTHER PROGRAM REQUIREMENTS A. OPPORTUNITIES FOR RESIDENTS AND CIVIL RIGHTS COMPLIANCE The SUBRECIPIENT agrees that no person shall be excluded from the benefits of, or be subjected to, discrimination under any activity caned out by the performance of this Agreement on the basis of race, color, disability, national origin, religion, age, familial status, or sex. Upon feceipt of evidence of such discrimination, the COUNTY shall have the right to terminate this Agreement. To the greatest extent feasible, lower-income residents of the project are shall be given opportunities for training and employment; and to the greatest feasible extent eligible business concerns located in or owried in substantial part by persons residing in the project areas shall be awarded contracts in connection with the project. The SUBRECIPIENT shall comply with Section 3 of the Housing and Community Development Act of 1968. B. OPPORTUNITIES FOR SMALL AND MINORITY/WOMEN-OWNED BUSINESS ENTERPRISES The SUBRECIPIENT will use its best efforts to afford small businesses, minority business enterprises, and women's business enterprises the maximum practicable opportunity to participate in the performance of this contract. As used in this contract, the terms "small business" means a business that meets the criteria set forth in section 3(a) of the Small Business Act, as amended (15 U.S.C. 632), and minority and women's business enterprise" means a business at least fifty-one (51) percent owned and controlled by minority group members or women. For the purpose of this definition, "minority group members" are Afro-Americans. Spanish-speaking, Spanish surnamed or Spanish-heritage Americans, Asian-Americans, and American Indians. The SUBRECIPIENT may rely on written representations by businesses regarding their status as minority and female business enterprises in lieu of an independent inve.stivation. C. PROGRAM BENEFICIARIES At least fifty-one percent (51%) of the beneficiaries of a project funded through this Agreement must be low- and moderate- income persons. If the project is located in an entitlement city, as defined by HUD, or serves beneficiaries countywide, more than thirty percent (30%) of the beneficiaries directly assisted under this Agreement must reside in unincorporated Collier County or in municipalities participating in the County's Urban County Qualification Program. The project shall assist beneficiaries as defined above for the time period designated in Exhibit"D" of this Agreement. D. AFFIRMATIVE ACTION/MARKETINCi PLAN The SUBRECIPIENT agrees that it shall be committed to carry out pursuant to the COUNTY'S specifications an Affirmative Action Program in keeping with the principles as provided in President's ENecutive Order 11246 of September 24, 1966. The COUNTY shall provide Affirmative Action Ltuidelines to the SUBRECIPIENT to assist in the formulation of such prouram. The SUBRECIPIENT shall submit a plan for an Affirmative Action Program for approval prior to the award of funds. The (C1)13-12) Multi Family Property Acquisition Page 13 of 31 Packet Page -1447- 5/13/2014 16.D.25. Affirmative Action/Marketing Plan will need to be updated throughout the affordaulklLJ submitted to County within 30 days of update/modification. E. CONFLICT OF INTEREST The SUBRECIPIENT covenants that no person under its employ who presently exercises any functions or responsibilities in connection with the Project, has any personal financial interest, direct or indirect, in the Project areas or any parcels therein, which would conflict in any manner or degree with the performance of this Agreement and that no person having any conflict of interest shall be employed by or subcontracted by the SUBRECIPIENT. The SUBRECIPIENT will notify the COUNTY in writing and seek COUNTY approval prior to entering into any contract with an entity owned in whole or in part by a covered person or an entity owned or controlled in whole or in part by the SUBRECIPIENT. The COUNTY may review the proposed contract to ensure that the contractor is qualified and that the costs are reasonable. Approval of an identity of interest contract will be in the COUNTY's sole discretion. This provision is not intended to limit SUBRECIPIENT's ability to self-manage the project using its own employees. Any possible conflict of interest on the part of the SUBRECIPIENT or its employees shall be disclosed in writing to I-IHVS provided, however, that this paragraph shall be interpreted in such a manner so as not to unreasonably impede the statutory requirement that maximum opportunity he provided for employment of and participation of low and moderate-income residents of the project target area. XI. CONDITIONS FOR RELIGIOUS ORGANIZATIONS CDBG funds may be used by religious organizations or on property owned by religious organizations only in accordance with requirements set in Section and 24 CFR 570.200(j). The SUBREC1PIENT shall comply with First Amendment Church/State principles as follows: a. It will not discriminate against any employee or applicant for employment on the basis of religion and will not limit employment or give preference in employment to persons on the basis of religion b. It will not discriminate against any person applying for public services on the basis of religion and will not limit such services or give preference to persons on the basis of religion c. It will retain its independence from Federal, State and local governments and may continue to carry out its mission, including the definition, practice and expression of its religious beliefs, provided that it does not use direct CDBG funds to support any inherently religious activities, such as worship, religious instruction or proselytizing d. The funds shall not be used for the acquisition, construction or rehabilitation of structures to the extent that those structures are used for inherently religious activities. Where a structure is used For both eligible and inherently religious activities, CDBG funds may not exceed the cost of those portions of the acquisition, construction or rehabilitation that are attributable to eligible activities in accordance with the cost accounting requirements applicable to CDBG funds in this part. Sanctuaries, chapels, or other rooms that a CDBG funded religious congregation uses as its principal place of worship, however, are ineligible for CDBG funded improvements. CASL (Cl)13-12) Multi Faintly Property Acquisition Page 14 of 31 Packet Page -1448- SEVERABILITY 5/13/2014 16.D.25. Should any provision of the Agreement be determined to be unenforceable or invalid, such a determination shall not affect the validity or enforceability of any other section or part thereof. REMAINDER OF PAGE INTENTIONALLY LEFT BLANK SIGNATURE PAGE TO FOLLOW CASL (CD13-12) Multi Family Property Acquisition Page 15 of 31 Packet Page-1449- 5/13/2014 16.D.25. N WITNESS WHEREOF, the Subrecipient and the County, have each, respectively, by an authorized person or agent,hereunder set their hands and seals on the date first written above. ATTEST: BOARD OF COUNTY COMMISSIONERS OF DWIGI IT E.,,BROCK, CLERK COLLIER APLIN , FLORIDA Adt c 4111PrOu Clerk TOM HENNING, Cr-RMAN Dated: 3 j4t 4 Attest zaltfar#an's sign aure only. Approved as to form and legality: Renaissance Manor dib/a Community Assisted & Supported Living.Inc. (CASL) _CA Jenm er A. Belpe By: SuIlrecipient Signature Assistant County Attorney J. Scott Eller. CEO Subrecipient Name and Title (—AK, (CD13-12) MalLi Family Proparty Acquisition Palze 16 of 31 Packet Page-1450- 5/13/2014 16.D.25. EXHIBIT "A" INSURANCE REQUIREMENTS The SUBRECIPIENT shall furnish to Collier County, do Housing, Human and Veteran Services Department, 3339 E. Tamiami Trail, Bldg H Suite 211, Naples, Florida 34112, Certificate(s) of Insurance evidencing insurance coverage that meets the requirements as outlined below: 1. Workers' Compensation as required by Chapter 440, Florida Statutes. 2. Commercial General Liability including products and completed operations insurance in the amount of$1,000,000 per occurrence and $2,000,000 aggregate. Collier County must he shown as an additional insured with respect to this coverage. 3. Automobile Liability Insurance covering all owned, non-owned and hired vehicles used in connection with this contract in an amount not less than $1,000,000 combined single limit for combined Bodily Injury and Property Damage. Collier County shall be named as an additional insured. DESIGN STAGE(IF APPLICABLE) In addition to the insurance required in 1 — 3 above, a Certificate of Insurance must be provided as follows: 4. Professional Liability Insurance in the name of the SUBRECIPIENT or the licensed design professional employed by the SUBRECIPIENT in an amount not less than $1,000,000 per occurrence/$1,000,000 aggregate providing for all sums which the SUBRECIPIENT and/or the design professional shall become legally obligated to pay as damages for claims arising out of the services performed by the SUBRECIPIENT or any person employed by the SUBRECIPIENT in connection with this contract. This insurance shall he maintained for a period of two (2) years after the certificate of Occupancy is issued. Collier County shall be named as an additional insured. CoNsliwurroN PHASE(IF APPLICABLE) In addition to the insurance required in 1 — 4 above, the SUBRECIPIENT shall provide or cause its Subcontractors to provide original certificates indicating the following, types of insurance coverage prior to any construction: 5. Completed Value Builder's Risk Insurance on an All Risk" basis in an amount not less than one hundred (100%) percent of the insurable value of the building(s) or structure(s). The policy shall be in the name of Collier County and the SUBRECIPIENT. 6. In accordance with the requirements of the Flood Disaster Protection Act of 1973 (42 U.S.C. 4001), the Subrecipient shall assure that for activities located in an area identified by the Federal Emergency Management Agency (FEMA) as having special flood hazards, flood insurance under the National Flood Insurance Program is obtained and maintained as a condition of financial assistance for acquisition or construction purposes (including rehabilitation). cAsi, 1C013-I2 Multi Family Prcipert. Acquisition Page 17 of 3] Packet Page-1451- __ 5/13/2014 16.D.25. OPERATI ON/MANAGEMENT PHASE(IF APPLICABLE) After the Construction Phase is completed and occupancy begins, the following insurance must be kept in force throughout the duration of the loan and/or contract: 7. Workers' Compensation as required by Chapter 440, Florida Statutes. 8. Commercial General Liability including products and completed operations insurance in the amount of$1,000,000 per occurrence and $2,000,000 aggregate. Collier County must be shown as an additional insured with respect to this coverage. 9. Automobile Liability Insurance covering all owned, non-owned and hired vehicles used in connection with this contract in an amount not less that $1,000,000 combined single limit for combined Bodily Injury and Property Damage. Collier County as an additional insured. 10. Property Insurance coverage on an All Risk"basis in an amount not less than one hundred (100%) of the replacement cost of the property. Collier County must be shown as a Loss payee with respect to this coverage A.T.I.M.A. 11. Flood Insurance coverage for those properties found to be within a flood hazard zone for the full replacement values of the structure(s) or the maximum amount of coverage available through the National Flood insurance Program (NEP). The policy must show Collier County as a Loss Payee A.T.I.M.A. CAST, (CI)13-12 Multi Farnil) Propcny Acquisition Pace 18 of 31 Packet Page -1452- EXHIBIT "B" 5/13/2014 16.D.25. COLLIER COUNTY HOUSING,HUMAN AND VETERAN SERVICES REQUEST FOR PAYMENT SECTION 1: REQUEST FOR PAYMENT Sub recipient Name: Communit Assisted and Su orted Living. Inc. CASL Sub recipient Address: 1693 Main Street Suite A. Sarasota. FL 34236 Project Name: AeGuisition of Multi-Family Housin:, Project No: CD13-12 Payment Request 4 Dollar Amount Requested: $ Period of Availability: 03/11/14 –07/15/14 Period for which AgencY has incurred indebtedness: through SECTION U: STATUS OF UNDSF—T 1. Grant Amount Awarded S 2. Sum of Past Claims Paid on this Account 1 Total Grant Amount Awarded Less Sum Of Past Claims Paid on this Account 4. Amount of:Previous Unpaid Requests S 5. Amount of Today's Request 6. 10% Retainage Withheld 7. Current Grant Balance (Initial Grant Amount Awarded Less Sum of all requests) I certify that this request for payment has been drawn in accordance with the terITLS and conditions of the Agreement between the COUNTY and us. To the best of my knowledge and belief, all orant requirements have been followed. Signature Date Title Authorizing Grant Coordinator Supervisor (approval authority under $14,999) Dept Director (approval required $15,000 and above) CASL (CDI3-12) Multi Family Property Acquisition Page 19 of 31 3? Packet Page -1453- EXHIBIT "C" 5/13/2014 16.D.25. RELEASE AND AFFIDAVIT FORM CONSTRUCTION ONLY The SUBRECIPIENT certifies for itself and its contractors that all charges for labor,materials, supplies, lands, licenses and other expenses for which COUNTY might be sued or for which a lien or a demand against any payment bond might be filed, have been satisfied and paid. This document is in compliance with Florida Statutes Chapter 713.02 Part 1 —Waiver or Release of Liens. This Release and Affidavit is given in connection with the SUBRECIPIENT's (monthly/final) Request for Payment. Community Assisted and Supporting Living, Inc. (CASL) Witness: BY: BY: ITS: CEO DATE: Print name and title STATE OF COUNTY OF The foregoing instrument was acknowledged before me this day of , by . as of A Choose Not-For-Profit, or Corporation or Municipality on behalf of Choo sc Not-For-Profit. Corporation or Municipality . HelShe is personally known to me OR ha.s produced as identification and who did (did not) take an oath. My Commission Ppires: (Signature) Name: (Legibly'Printed) (AFFIX OFFICIAL SEAL) Notary Public. Stale of: Commission No.: CAS I. (CD13-12) Multi Family Property Acquisttion Page 20 of 31 Packet Page-1454- ■=1-P. 5/13/2014 16.D.25. EXHIBIT "D" QUARTERLY PROGRESS REPORT Sub-recipients:Please fill in the following shaded areas of the report Agency Name: Community Assisted&Supportive Living,Inc.„(CASL) - - Project Title: Acquisition of Multi FamilY Housing „ Alternate Contact: Program Contact: ' J.Scott Eller,CEO Telephone Number: (941)2252373 *REPORT FOR QUARTER ENDING:(check one that applies to the corresponding grant period): 0 06131/14 0 9/31/14 012/3014 0 03128/15 0 Please take note: The CDBG/HOMEIESG Program year begins October 1,2013-September 30,2014. Each quarterly report needs to include cumulative data beginning from the start of the program year October 1,2013. Please list the outcome goal(s)1from your approved application&sub-recipient agreement and indicate your progress in meeting 1. those goals since March 11,20 4 A.Outcome Goals: list the outceometgoalcciu (s)friorme your approved application&sub-recipient agreement. Outcome 1: Identify Property o a Outcome 2: Acquisition of Multi Family Rental Housing Outcome 3: Rehabilitation of units/provide, if needed Outcome 4: Eight(8) LIVII persons or Presumed eligible persons Outcome 5: Environmental Clearance Outcome 5 B.Goal Progress:Indicate the progress to date in meeting each outcome goal. Outcome 2: Is this project stilt in compliance with the original project schedule?If more than 2 months behind schedule,must submit a new 2. timeline for approval. C'ASL, (C1113-12) Multi Family l)rop....rty Acquisition Page 71 of 31 Packet Page -1455- 5/13/2014 16.D.25. Yes No If no,explain: 3, Since October'I,2012,of the persons assisted,how many.... a. ..now have new access(continuing)to this service or benefit? 0 b. ...now has improved access to this service or benefit? 0 c. .. now receive a service or benefit that is no longer substandard? 0 TOTAL: 0 4. What funding sources are applied for this period program year? Section 10S Loan Guarantee - , HOPWA Other Consolidated Plan Funds CDBG Other Federal Funds ESG 8 HOME _S State/Local Funds Total Entitlement $ Total Other Funds Funds i\$L (C1)13-12) Multi Fauiil Prc)pcitit■ Acquisition Page 22 of 3 1 Packet Page-1456- 5/13/2014 16.D.25. EXHIBIT "D" S UARTERLY PROGRESS REPORT _.. ., , 5. What is the total number of UNDUPLICATED clients served this quarter,if applicable? a. Total No of adult females served: 0- - Total No.of females served under 18: b. Total No.of adult males served: 0 : Total No.of males served under 18: 6 . _, _, TOTAL: 0 TOTAL: 0 c. Total No.of families served: i 0 Total No.of female head of household: . 0 6. What is the total number of UNDUPLICATED clients served since October,If a•Plicable? 2. Total number of adult females serveda-,a aio a,' Total number of females served under 18: P b. Total number of adult males served' . a .0 Total number of males served under 18: TOTAL: 0 TOTAL: 0 c. Total No of families served: 0 Total No.of female head of household: , , Complete EITHER question#7 OR#8.Complete question#7 it your program only serves clients in one or more of the listed HUD Presumed Benefit categories. Complete question#8 if any client in your program does not fall into a Presumed Benefit category. DO NOT COMPLETE BOTH QUESTION 7 AND 8. 7. }PRESUMED BENEFICIARY DATA: r 8. ;OTHER BENEFICIARY DATA:INCOME RANGE I Indicate the total number of UNDUPLICATED Indicate the total number of UNDUPLICATED persons persons served since October 1 who fail Into served since October 1 who fall into each income each presumed benefit category (the total category(the total should equal the total In queston#61: should equal the total in question#6): Report as: Report as: 0' Abused Children 0 Extremely low Income(0-30%) O Homeless Pars On 0 Low Income(31-50%) ,,. O Battered Spouses , 0 Moderate Income(51-80%) O Persons w/HIV/AIDS 0 Above Moderate Income(>80%) O Elderly Persons 0 . Veterans 0' Chronically/Mentally ill O Physically Disabled Adults O Other-Youth TOTAL: 0 TOTAL: 0 • 9. iRacial&Ethnic Data: I(if applicable) Please indicate how many UNDUPLICATED clients served since October fall into each race category. In addition to each race category, please indicate how many persons in each race category consider themselves Hispanic (Total Race column should equal the total cell). RACE ETHNICITY While ;of whom,how many are Hispanic? BlaciaNncar American 0 0 ;of whom,how many are Hispanic? Asian 0 0 ;of whom,how many are Hispanic") American Indian/Alaska NatIVe: 0 0 ;of whom,how many are 1-itsparac0 Native Hawaiian/Other Pacific Islander ,i -0 ' 0 -;of whom,how many are Hispanic? American indianiAlaSkan Native&White 0 0 ,of whom,how many are Hispanic? Black/African American&White 0 0 ;of whom, how many are Hispanic? Am indian/Aiaaka Native&BiacklAfrican Am. , 0 , 0 ;of whom,how many are Hispanic? Other Multi-racial 0 0 ,of whom,how many are Hispanic? Other ,0 0 of whom,how many are Hispanic? TOTAL: 0 0 TOTAL HISPANIC Name. Signature: Your typed name nere represents your electronic signature Tai . CASL (CD13-12) 'vlulti Family Property Acquisition Page 23 of 31 • r Packet Page -1457- ,,,,,....,...., ,-,....), 5/13/2014 16.D.25. EXHIBIT"E" ANNUAL AUDIT MONITORING REPORT OMB Circular A-133 Audits of States, Local Governments, and Non-Profit Organizations requires the Collier County Housing, Human and Veterans Services Department to monitor our sub recipients of federal awards and determine whether they have met the audit requirements of the circular and whether they are in compliance with federal laws and regulations. Accordingly, we are requiring that you check one of the following, provide all appropriate documentation regarding your organization's compliance with the audit requirements, sign and date this form. Sub recipient Community Assisted & Supportive Living, Fiscal Year Name Inc. (CASL) Period Total State Financial Assistance Expended during most recently completed Fiscal Year Total Federal Financial Assistance Expended during most recently completed Fiscal Year Check Appropriate Boxes We have exceeded the $500,000 federal/state expenditure threshold for our fiscal year ending ❑ as indicated above and have completed our Circular A-133 audit. A copy of the audit report and management letter is attached. We exceeded the $500,000 federal/state expenditure threshold for our fiscal year ending as indicated above and expect to complete our Circular A-133 audit by . Within 30 days of completion of the A-133 audit, we will provide a copy of the audit report and management letter. We are not subject to the requirements of OMB Circular A-133 because we: ❑ Did not exceed the $500,000 federal/state expenditure threshold for the fiscal year indicated above ❑ Are a for-profit organization ❑ Are exempt for other reasons—explain An audited financial statement is attached and if applicable, the independent auditor's management letter. ^__ -(If findings were noted, please enclose a copy of the responses and corrective action plan.) Certification Statement I hereby certify that the above information is true and accurate. Signature _ _ _�_ � Date 4 Print Name and Title CASL. (CD1 3-l') Multi Family Property Acquisition Page 24 of 31 N r q Packet Page -1458- .... 5/13/2014 16.D.25. EXHIBIT"F" LOCAL AND FEDERAL RULES REGULATIONS OD LAWS 1. 24 CFR 570, as amended - The regulations governing the expenditure of Conununity Development Block Grant (CDBG) funds. 2. 24 CFR 58 -The regulations prescribing the Environmental Review procedure. 3. Section 104(b) and Section 109 of Title I of the Housing and Community Development Act of 1974 as amended 4. The Fair Housing Act (42 U.S.C. 3601-20) and implementing regulations at 24 CFR Part 100; Executive Order 11063, as amended by Executive Order 12259 (3 CFR 1958 B1963 Comp., P. 652 and 3 CFR 1980 Comp., P. 307) (Equal Opportunity in Housing) and implementing regulations at 24 CFR Part 107; and of the Civil Right Act of 1964 (42 U.S.C. 2000d) (Nondiscrimination in Federally Assisted Programs) and implementing regulations issued at 24 CFR Part 1. 5. Title Vi of the Civil Rights Act of 1964 as amended, Title VIII of the Civil Rights Act of 1968 as amended, Title VI of the 1984 Civil Rights Act, 42 USC § 2000d, et. Seq 6. 24 CFR 570.601 Subpart K - The regulations issued pursuant to Executive Order 11063 which prohibits discrimination and promotes equal opportunity in housing. 7. Executive Order 11246 ("Equal Employment Opportunity"), as amended by Executive Orders 11375 and 12086 - which establishes hiring goals for minorities and women on projects assisted with federal funds and as supplemented in Department of Labor regulations. 8. Title VII of the 1968 Civil Rights Act as amended by the Equal Employment Opportunity Act of 1972, 42 USC § 2000e, et. seq. The SUBRECIPIENT will, in all solicitations or advertisements for employees placed by or on behalf of the SUBRECIPIENT, state that it is an Equal Opportunity or Affirmative Action employer. 9. 24 CFR 135 — Regulations outlining requirements of Section 3 of the Housing and Urban Development Act of 1968, as amended. Compliance with the provisions of Section 3 of the HUD Act of 1968, as amended, and as implemented by the regulations set forth in 24 CFR 135, and all applicable rules and orders issued hereunder prior to the execution of this contract, shall be a condition of the Federal financial assistance provided under this contract and binding upon the COUNTY, the SUBRECIPIENT and any of the SUBRECIP1ENT's Sub-recipients and subcontractors. Failure to fulfill these requirements shall subject the COUNTY, the SUBRECIPIENT and any of the SUBnCIPIENT's Sub-recipients and subcontractors, their successors and assigns, to those sanctions specified by the Agreement through which Federal assistance is provided. The SUBRECIPIENT certifies and agrees that no contractual or other disability exists that would prevent compliance with these requirements. CASL, (CD13-12) Multi Family Property Acquisition Page 25 of 31 Packet Page -1459- t 5/13/2014 16.D.25. The SUBRECIPIENT further agrees to comply with these "Section 3" requirements ana to inctuue the following language in all subcontracts executed under this Agreement: "The work to be performed under this Agreement is a project assisted under a program providing direct Federal financial assistance from HUD and is subject to the requirements of Section 3 of the Housing and Urban Development Act of 1968, as amended (12 U.S.C. 1701). Section 3 requires that to the greatest extent feasible opportunities for training and employment be given to low- and very low- income residents of the project area, and that contracts for work in connection with the project be awarded to business concerns that provide economic opportunities for low- and very low-income persons residing in the metropolitan area in which the project is located." The SUBRECIPIENT further agrees to ensure that opportunities for training and employment arising in connection with a housing rehabilitation (including reduction and abatement of lead- based paint hazards), housing construction, or other public construction project are given to low- and very low-income persons residinu, within the metropolitan area in which the HOME-funded project is located; where feasible, priority should be given to low- and very low-income persons within the service area of the project or the neighborhood in which the project is located, and to low- and very low-income participants in other HUD programs; and award contracts for work undertaken in connection with a housing rehabilitation (including reduction and abatement of lead- based paint hazards), housing construction, or other public construction project to business concerns that provide economic opportunities for low- and very low-income persons residing within the metropolitan area in which the HOME-funded project is located; where feasible, priority should be given to business concerns that provide economic opportunities to low- and very low-income residents within the service area or the neighborhood in which the project is located, and to low- and very low-income participants in other HUD programs. The SUBRECIPIENT certifies and agrees that no contractual or other legal incapacity exists that would prevent compliance with these requirements. 10„Age Discrimination Act of 1975, Executive Order 11063, and Executive Order 11246 as amended by Executive Orders 11375, 11478, 12107 and 12086. 11. Contract Work Hours and Safety Standards Act, 40 USC 327-332. 12. Section 504 of the Rehabilitation Act of 1973, 29 USC 776(b) (5). 24 CFR 570.614 Subpart K. 13. The Americans with Disabilities Act of 1990 14, Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, as amended. 15. 29 CFR Parts 3 and 5 - Regulations which prescribe the payment of prevailing wages and the use of apprentices and trainees on federally assisted projects as mandated by the Davis-Bacon Act. HUD Form 4010 must be included in all construction contracts funded by CDBG and HOME. (See 42 USC 276a and 24 CFR 135.11(c)). CA SL (CDI 3-12) Multi Family ProNtrty Acquisition Page 26 of 31 ;)- •!- Packet Page -1460- `DJ 5/13/2014 16.D.25. 16. Executive Order 11914- Prohibits discrimination with respect to the handicapped in federally assisted projects. 17. Executive Order 11625 and U.S. Department of Housing and Urban Development Circular Letter 79- 45 - which prescribes goal percentages for participation of minority businesses in CDBG and HOME Contracts. 18. The SUBRECIPIENT agrees to comply with the non-discrimination in employment and contracting opportunities laws, regulations, and executive orders referenced in 24 CFR 570.607, as revised by Executive Order 13279. The applicable non-discrimination provisions in Section 109 of the HCDA are still applicable. 19. Public Law 100-430 - the Fair Housing Amendments Act of 1988. 20. 24 CFR 84 - Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals and Other Non-Profit Organizations and specified by the following subsections: • Subpart A—General; • Subpart B Pre-Award Requirements, except for 84.12, Forms for Applying for Federal Assistance; • Subpart C — Post-Award Requirements, except for: o Section 84.22, Payment Requirements- Grantees shall follow the standards of 85.20(b)(7) and 85.21 in making payments to SUBRECIPIENTS; o Section 84.23, Cost Sharing and Matching; o Section 84.24, Program Income — in lieu of 84.24 CDBG SUBRECIPIENT's shall follow 570.504; o Section 84.25, Revision of Budget and Program Plans; o Section 84.32, Real Property — In lieu of 84.32, CDBG SUBRECIPIENT's shall follow 570.505; o Section 84.34(g), Equipment — In lieu of the disposition provisions of 84.34(g) the following applies: • In all cases in which equipment is sold, the proceeds shall be program income (pro-rated to reflect the extent to which CDBG funds were used to acquire the equipment); and • Equipment not needed by the SUBRECIPIENT for CDBG activities shall be transferred to the recipient for the CDBG program or shall be retained after compensating the recipient; o Section 84.35, Supplies and other Expendable Property o Section 84.51(b), (c), (d), (e), (f) and (Ii), Monitoring and Reporting Program Performance; o Section 84.52, Financial Reporting; o Section 84.53(b), Retention and Access Requirements for Records. Section 84.53(b) applies with the following exceptions: • The retention period referenced in 84.53(b) pertaining to individual CDBG or HOME activities shall be four years; and ▪ The retention period starts from the date of submission of the annual performance and evaluation report, as prescribed in 24 CFR 91.520, in which CASL CE) 3-12) Multi fl,rnik Property Acquisition Page 27 of 31 Packet Page-1461- 5/13/2014 16.D.25. the specific activity is reported on for the final time rather than from the date of submission of the final expenditure report for the award; o Section 84.61, Termination - In lieu of the provisions of 84.61, CDBG and HOME SUBRECIPIENTs shall comply with 570.503(b)(7); and • Subpart I)—After-the-Award Requirements— except for 84.71, Closeout Procedures 21. 24 CFR 85 - Uniform Administrative Requirements for Grants and Agreements to State and Local Governments shall he followed for sub recipients that are governmental entities. 22. Immigration Reform and Control Act of 1986 as located at 8 USC 1324, et seq. and regulations relating thereto. Failure by the SUBRECIPIENT to comply with the laws referenced herein shall constitute a breach of this agreement, and the County shall have the discretion to unilaterally terminate this agreement immediately. 23. Prohibition Of Gifts To County Employees - No organization or individual shall offer or give, either directly or indirectly, any favor, gift, loan, fee, service or other item of value to any County employee, as set forth in Chapter 112. Part III, Florida Statutes, Collier County Ethics Ordinance No. 2004-05, as amended, and County Administrative Procedure 5311. 24. Order of Precedence - In the event of any conflict between or among the terms of any of the Contract Documents, the terms of the Agreement shall take precedence over the terms of all other Contract Documents, except the terms of any Supplemental Conditions shall take precedence over the Agreement. To the extent any conflict in the terms of the Contract Documents cannot be resolved by application of the Supplemental Conditions, if any, or the Agreement, the conflict shall be resolved by imposing the more strict or costly obligation under the Contract Documents upon the Contractor at Owner's discretion. 25. Venue - Any suit or action brought by either party to this Agreement against the other party relating to or arising out of this Agreement must be brought in the appropriate federal or state courts in Collier County, Florida, which courts have sole and exclusive jurisdiction on all such matters. 26. Dispute Resolution - Prior to the initiation of any action or proceeding permitted by this Agreement to resolve disputes between the parties, the panics shall make a good faith effort to resolve any such disputes by negotiation. Any situations when negotiations, litigation and/or mediation shall be attended by representatives of SUBRECIPIENT with full decision-making authority and by COUNTY'S staff person who would make the presentation of any settlement reached during negotiations to COUNTY for approval. Failing resolution, and prior to the commencement of depositions in any litigation between the parties arising out of this Agreement, the parties shall attempt to resolve the dispute through Mediation before an agreed-upon Circuit Court Mediator certified by the State of Florida. Should either party fail to submit to mediation as required hereunder. the other party may obtain a court order requiring mediation under § 44.102, Florida Statutes. 27. The SUBRECIPIENT agrees to comply with the following requirements: a. Clean Air Act, 41 USC 7401, et seq. b. Federal Water Pollution Control Act. 33 USC 1251, et seq., as amended. 2S. In accordance with the requirements of the Flood Disaster Protection Act of 1973 (42 USC 4002 and (71/4SI (0013-12) Multi Family Property Acquisition Page 28 of 31 Packet Page -1462- 5/13/2014 16.D.25. 24 CFR 570.605 Subpart K), the SUBRECIPIENT shall assure that for activities located in an area identified by FEMA as having special flood hazards, flood insurance under the National Flood Insurance Program is obtained and maintained. If appropriate, a letter of map amendment (LOMA) may be obtained from FEMA, which would satisfy this requirement and/or reduce the cost of said flood insurance. 29. The SUBRECIPIENT agrees that any construction or rehabilitation of residential structures with assistance provided under this contract shall be subject to HUD Lead-Based Paint Poisoning Prevention Act found at 24 CFR 92.355. Property standards: The agreement must require the housing to meet the property standards in § 92.251 and the lead-based paint requirements in part 35, subparts A, B, 3, K, M and R of this title, upon project completion. The agreement must also require owners of rental housing assisted with HOME funds to maintain the housing in compliance with § 92.251 for the duration of the affordability period. 30. The SUBRECIPIENT agrees to comply with the Historic Preservation requirements set forth in the National Historic Preservation Act of 1966, as amended (16 U.S.C. 470) and the procedures set forth in 36 CFR Part 800, Advisory Council on Historic Preservation Procedures for Protection of Historic Properties, insofar as they apply to the performance of this agreement. In general, this requires concurrence from the State Historic Preservation Officer for all rehabilitation and demolition of historic properties that are fifty years old or older or that are included on a federal, state or local historic property list. 31. The SUBRECIPIENT must certify that it will provide drug-free workplaces in accordance with the Drug-Free Workplace Act of 1988 (41 USC 701). 32. The SUBRECIPIENT certifies that neither it, nor its principals, is presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any Federal Department or agency; and, that the SUBRECIPIENT shall not knowingly enter into any lower tier contract, or other covered transaction,with a person who is similarly debarred or suspended from participating in this covered transaction as outlined in 24 CFR 570.609, Subpart K. 33. The SUBRECIPIENT agrees to comply with the following OMB Circulars whichever is applicable, and agrees to adhere to the accounting principles and procedures required therein, utilize adequate internal controls, and maintain necessary source documentation for all costs incurred. States, local governments. and Indian Tribes follow: • A-87 for Cost Principles • A-102 for Administrative Requirements Educational Institutions (even if part of a State or local government) follow: • A-21 for Cost Principles • A-110 for Administrative Requirements Non-Profit Organizations follow: • A-122 for Cost Principles • A-1 10 for Administrative Requirements 34. Audits shall be conducted annually and shall be submitted to the COUNTY one hundred eighty (I 80) CASI, (CD 13-12) Multi Family Property Acquisition Page 29 of 31 0-7 Packet Page-1463- 5/13/2014 16.D.25. days after the end of the s fiscal year The SUBRECIPIENT shall comply with the requirements and standards of OMB A-l33, Audits of States, Local Governments, and Non-Profit Organizations. If this Agreement is closed out prior to the receipt of an audit report, the COUNTY reserves the right to recover any disallowed costs identified in an audit after such closeout. Clarification of Elfuible Audit Costs The amendment to §92.200(d)(3) clarifies that eligible costs of a project audit include the cost certification of costs performed by a certified public accountant. This has always been an eligible cost; the amendment clarifies and codifies this. 35' Any real property acquired by the SUBRECIPIENT for the purpose of carrying on the p jects stated herein, and approved by the C[)UN]'l, in accordance with the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970 and 49 CFR 24.101, shall be subject to the provisions of CDBG including, but not limited to, the provisions on use and disposition of property. Any real property within the SUBRECIPIENT control, which is acquired or improved in whole or part with CDBG or HOME funds in excess of $25,000, must adhere to dze CDBG Regulations at 24 CFR 570.505, HOME Regulations 24 CFR 92.353 • Uniform Relocation Assistance and Real Property Policies Act of 1970 (URA) (42 D.S.C. 4201-4655) • 49 CFR Part 24 • 24 CFR Part 42 (subpart B) • Section ]04(d)"Barney Frank Amendment. 36. As provided in § 287.133, Florida Statutes hr entering into this Agreement or performing any work in furtherance hereof, the SUBRECIPIENT certifies that it, its affiliates, suppliers, subcontractors and consultants who will perform hereunder, have not been placed on the convicted vendor list maintained by the State of Florida Department of Management Services within the 36 months immediately preceding the dale hereof. This notice is required by § 207.133 (3) (a), Florida Statutes. 37. No Federal appropriated funds have been paid or will he paid, hyoroo behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Cnoi,ress, or an employee of a Member of Congress in COnnCCtiofl with the awarding of any Federal contract. the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement. If any funds other than Federal appropriated funds have been paid or will he paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress. an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract. grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form-LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions. The undersigned shall require that the language of this certification be included in the award documents for all sub-awards at all tiers (including subcontracts, sub'gzouty, contracts under grants. /ouou, and cooperative agreements) and that all SDBREC[PEINTS shall certify and disclose accordingly. 38. Travel reimbursement will be based on the LS. General Services Administration (GSA) per diem rates in effect at the tim e of travel. 39. Any rule or regulation determined to be applicable by FUT. CASL (CD 13-12) Multi Family pmpcnyAcquisition Page 30 of 31 Packet Page-1464- --r`� 5/13/2014 16.D.25. 40. Florida Statutes 713.20, Part 1, Construction Liens. 41. Florida Statutes 119.021 Records Retention. 42. Florida Statutes, 119.071, Contracts and Public Records. CA.SL (CD13-12) Multi Farm!) Property Acquisition Page 31 of 31 r"V/ Packet Page-1465- 5/13/2014 16.D.25. Grant#- B-13-UC-12-0016 CFDA/CSFA#- 14.218 Subrecipient—CASL _ DUNS #- 940621519 IDIS #468 FETI #- 65-0869993 FY End 12/31 Monitoring Deadline 6-30-2019 FIRST AMENDMENT TO AGREEMENT BETWEEN COLLIER COUNTY AND COMMUNITY ASSISTED AND SUPPORTIVE LIVING, INC. (CASL) This Amendment, is entered into this day of ,2014, by and between "RENAISSANCE Manor, Inc. d/b/a Community Assisted and Supportive Living, Inc." a private not-for-profit corporation existing under the laws of the State of Florida, herein after referred to as SUBRECIPIENT and Collier County, Florida, herein after to be referred to as "COUNTY," collectively stated as the "Parties.' RECITALS WHEREAS. on March 11. 2014, the COUNTY entered into an Agreement with the Community Development Block Grant (CDBG) Program funds to be used to fund the building acquisition and environmental review Project (hereinafter referred to as the `Agreement"); and WHEREAS,the Parties desire to amend the Agreement to remove environmental review from the items to be funded by the grant, remove 10% retainage, add a 10% penalty for the failure to meet beneficiary goal and allow direct payment of eligible expenditures via wire transfer. NOW, THEREFORE, in consideration of foregoing Recitals, and other good and valuable consideration, the receipt and sufficiency of which is hereby mutually acknowledged, the Parties agree to amend the Agreement as follows: Words Struck Through are deleted; Words Underlined are added. I. SCOPE OF SERVICES * This is in addition to any other remedies available to the County. CASL. (CD 13-03) Multi Family Property Acquisition Amendment 11 Page 1 of 5 Packet Page -1466- 5/13/2014 16.D.25. FY2013 - FY2014 Substantial Amendment to the Action Plan identified and approved the project to Community Assisted & Supportive Living (CASL) for the following: x x x III. AGREEMENT AMOUNT x x * The budget identified for the Multi-Family Acquisition Project shall be as follows: Line Item Description CDBG Funds Project Component One: Acquisition of Multi-Family Rental $ 320,138.00 $321,138 Housing Property ies and associated costs Environmen* '�AeW $ 1.000.00 TOTAL $ 321,138.00 The County shall reimbufse directly pay or wire transfer funds to the SUBRECIPIENT for the performance of this Agreement upon completion or partial completion of the work tasks as accepted and approved by HHVS. SUBRECIPIENT may not request disbursement of CDBG funds until funds are needed for eligible costs, and all disbursement requests must be limited to the amount needed at the time of request. Invoices for work performed are required every month. SUBRECIPIENT may expend funds only for allowable costs resulting from obligations incurred during the term of this agreement. If no work has been performed during that month, or if the SUBRECIPIENT is not yet prepared to send the required backup, a $0 invoice will be required. Explanations will be required if two consecutive months of $0 invoices are submitted. Payments shall be made to the SUBRECIPIENT when requested as work progresses but, not more frequently than once per month. Reimbursement will not occur if SUBRECIPIENT fails to perform the minimum level of service required by this Agreement. Final invoices are due no later than 90 days after the end of the agreement. Work performed during the term of the program but not invoiced within 90 days without written exception from the Grant Coordinator will not be reimbursed. No payment will be made until approved by HHVS for grant compliance and adherence to any and all applicable local, state or Federal requirements. Payment will be made upon receipt of a properly completed invoice and in compliance with §218.70, Florida Statutes, otherwise known as the "Local Government Prompt Payment Act." The following table details the payment and program deliverables schedule: PAYMENT DELIVERABLES Deliverable Payment—Supporting Submission Schedule Documents _ This is in addition to anv other remedies available to the Count.. CASL (CD13-03) Multi Family Property Acquisition Amendment 41 Page 2 of 5 Packet Page -1467- CA4 5/13/2014 16.D.25. Project Component One: Acquisition Reimbursement.wire transfer or At acquisition and environmental review of Multi- direct pay via check for allowable Family Rental Housing Property ies expenses for housing properties and associated costs acquisition Exhibit B with documentation including but not limited to HUD Settlement Statement(s), appraisal(s). closing documents, deed restriction,note, mortgage,title commitments and any additional supporting documentation as needed. upon documentation of a minimum Eight(8)Low Mod ' ' Within 12 months of were served Repayment of the 10%or $32.113.80 shall be acquisition required if the subrecipient fails to document Eight(8)Low Mod lncome(LMI)persons or presumed clientele were served* PROGRAM DELIVERABLES Deliverable Program—Deliverable Submission Schedule Supporting Documents Creation and maintenance of income N/A Ongoing; eligibility eligibility files on clients served documentation submitted 60 days prior to tenant occupancy: and will be reviewed during monitoring This funding will benefit a minimum N/A Ongoing as evidenced by of Eight(8) persons who will be low- payroll, tax, income and moderate- income (LMI) presumed qualification and any clientele additional documents as needed maintained in participant file or documentation of meeting L _ _ _ presumed eligibility criteria Quarterly Progress Reports Exhibit D Quarterly through 6/2019 Proof of Insurance Insurance Certificate Annually within 30 days of L — renewal Affirmative Action and Equal Plan Documents /'thin 60 days of contract Opportunity Plan _ execution and/or as modified HQS Inspections Inspection Forms Annually .— -- * This is in addition to any other remedies available to the County. C A S L (CDI3-03) Multi Family Property Acquisition Amendment»'1 Page 3 of 5 Packet Page-1468- 0 5/13/2014 16.D.25. Tenant Leases Signed Leases 30 days prior to occupancy Tenant Participation Plan Plan Document 60 days prior to leasing and annually thereafter Annual Audit Audit Report with Management 180 days after end of fiscal Letter and Exhibit E year Program Income Re-Use Plan Program Income Plan Document Annually through 06/2019 Fair Housing Policy Policy Within 60 days of agreement execution — Fair Housing Marketing Plan Plan Documents Within 60 days of agreement execution Procurement Policy including Code of Policy Within 60 days of agreement Conduct _ execution Conflict of Interest Policy Policy Within 60 days of agreement execution Sexual Harassment Policy Policy Within 60 days of agreement _execution Residential Anti-displacement and Policy Within 60 days of agreement Relocation execution REMAINDER OF PAGE INTENTIONALLY LEFT BLANK SIGNATURE PAGE TO FOLLOW * This is in addition to any other remedies available to the County. CAST., (CD 13-03) Multi Family Property Acquisition Amendment;u l Page 4 of 5 Packet Page -1469- 5/13/2014 16.D.25. IN WITNESS WHEREOF,the Parties have each, respectively, by an authorized person or agent,hereunder set their hands and seals on the date first written above. ATTEST: BOARD OF COUNTY COMMISSIONERS OF COLLIER DWIGHT E. BROCK, CLERK COUNTY, FLORIDA By: Deputy Clerk TOM HENNING, CHAIRMAN Dated: (SEAL) RENAISSANCE Manor, Inc. dib/a Community Assisted & Supported.Living, Inc By: Subrecipient Signature J. Scott Eller. CEO Subrecipient Name and Title Approved as to form and legality: Jennifer A. Belpedio Assistant County Attorney -, . This is in addition to any other remedies available to the County. CAS" (CD13-o3) Multi Family Property Acquisition Amendment#1 Page 5 of 5 Packet Page -1470-