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Agenda 11/15/2016 Item #16D 8 16.D.8 11/15/2016 EXECUTIVE SUMMARY Recommendation to approve an "after-the-fact" Amendment and Attestation Statement with Area Agency on Aging for Southwest Florida,Inc.for the Services for Seniors Older Americans Act Title IIIC1, Title IIIB and Title IIIE programs and approve budget amendments to ensure continuous funding for FY 2016. (Fiscal Impact of the OAA programs of$5,000.00 and local match funding of $555.57). OBJECTIVE: To provide uninterrupted support services to Collier County Services for Seniors' elderly clients. CONSIDERATIONS: Collier County Services for Seniors (CCSS) has provided support services to Collier County's qualified senior citizens for over thirty years through the Older Americans Act Title III programs. This grant is funded by the Florida Department of Elder Affairs, and administered by Area Agency on Aging for Southwest Florida,Inc. (Agency). On February 23, 2016, the Board approved the current grant contract with the Agency (Agenda item 16D5). The contract term is effective, January 1, 2016 through December 31, 2016, with a three-year renewal option. The proposed amendment is the third amendment to the contract. By means of the proposed amendment the Agency has revised the contract amount and language in Attachment I, Manner of Service. The amendment to Attachment VII, Budget Summary, revises the allocation by increasing program funding for Title IIIC 1 -Congregate Meals and Title IIIE -Grandparent Services and decreasing program funding in Title IIIB - Transportation as described in the chart below. The increase in funding will allow Services for Seniors to provide services to additional clients and/or additional services to existing clients. In addition, Attachment III, Funding Summary, was revised to include the FAINs Number for the Grant Award and the DUNS Number for the county and revises allocation. This amendment is effective on the last date the amendment has been signed by both parties. Program Component Project Board Amended Required Budget Number Approved Award Adjustment Award Budget Title III-B Transportation 33443 $31,000.00 $19,500.00 ($11,500.00) Title C-1 Congregate Meals 33444 $285,000.00 $291,000.00 $6,000.00 Title III-EG Grandparent 33446 $6,120.00 $6,620.00 $500.00 Total $322,120.00 $317,120.00 ($5,000.00) Match Component** Project Board Revised Match Required Budget Number Approved Match Requirement Adjustment Budget Title IIIB Transportation 33443 $41,255.00 $39,977.33 ($1,277.67) Title C-1 Congregate Meals 33444 $31,666.67 $32,333.33 $666.66 Title III-EG Grandparent 33446 $13,579.00 $13,634.44 $55.44 Total $86,500.67 $85,945.10 ($555.57) **Match amount equals the award divided by.9,then multiplied by 10%,per Federal and State calculation requirements. This item is being presented "after-the-fact" because CCSS received the agreement on September 27, 2016 from the grantor agency. The Agency routinely requires a 30-day turnaround time for amendments. Packet Pg.1004 1633.8 11/15/2016 This makes it impossible to process the document for the Board's consideration within the required timeframe. Pursuant to CMA 5330 and Resolution No. 2010-122, the County Manager authorized Steve Carnell, Public Services Department Head, to sign the amendment. This amendment is being presented for Board ratification. Collier County, as the Lead Agency, is responsible to respond to seniors' needs and manage the spending authority for the Federal and State funded Services for Seniors programs. FISCAL IMPACT: Budget amendments are required to recognize a decrease of $11,500.00 in grant revenue and resulting reduction of$1,277.67 in matching requirement in Human Services Grant Fund 707 project 33443. An increase in revenue of$6,000.00 with corresponding match requirement in Grant Fund 707 project 33444 and an increase of$500.00 with matching requirement of$55.44 in Grant Fund 707 project 33446. Matching funds - required at a level of 10% - are available via carryforward in Human Services Grant Fund 707 Reserves supported by prior year revenues. GROWTH MANAGEMENT: There are no growth management impacts from this recommendation. LEGAL CONSIDERATIONS: This item is approved for form and legality and requires a majority vote for Board approval. -JAB RECOMMENDATIONS: That the Board of County Commissioners approves the "after-the-fact" Amendment and Attestation Statement with Area Agency on Aging for Southwest Florida, Inc. for the Services for Seniors Older Americans Act Title IIIC1, Title IIIB, and Title IIIE programs and budget amendments to ensure continuous funding for FY 2016. Prepared by: Lisa N. Carr,Grants Coordinator, Community and Human Services Division ATTACHMENT(S) 1.OAA 203.16.002 Executed (PDF) 2.OAA 203.16.003 Executed (PDF) 3.OAA 203.16.001 Executed (PDF) 4. OAA 203.16 Contract Executed(PDF) Packet Pg. 1005 16.0.8 11/15/2016 COLLIER COUNTY Board of County Commissioners Item Number: 16.D.8 Item Summary: Recommendation to approve an "after-the-fact" Amendment and Attestation Statement with Area Agency on Aging for Southwest Florida, Inc. for the Services for Seniors Older Americans Act Title IIIC1, Title IIIB and Title IIIE programs and approve budget amendments to ensure continuous funding for FY 2016. (Fiscal Impact of the OAA programs of $5,000.00 and local match funding of$555.57). Meeting Date: 11/15/2016 ISI Prepared by: Title: Grants Coordinator—Community&Human Services Name:Lisa Carr 10/21/2016 9:46 AM Submitted by: Title: Division Director-Cmnty&Human Svc—Public Services Department Name: Kimberley Grant 10/21/2016 9:46 AM Approved By: Review: Community&Human Services Dora Carrillo Additional Reviewer Completed 10/21/2016 11:09 AM Public Services Department Amanda O.Townsend Additional Reviewer Completed 10/26/2016 10:36 AM Community&Human Services Kristi Sonntag Additional Reviewer Completed 10/28/2016 8:32 AM Community&Human Services Maggie Lopez Additional Reviewer Completed 10/28/2016 8:36 AM Public Services Department Kimberley Grant Additional Reviewer Completed 10/28/2016 10:32 AM Public Services Department Hailey Margarita Alonso Level 1 Division Reviewer Completed 10/31/2016 10:35 AM County Attorneys Office Jennifer Belpedio Level 2 Attorney of Record Review Completed 11/01/2016 8:51 AM Public Services Department Steve Carnell Level 2 Division Administrator Review Completed 11/01/2016 9:34 AM Grants Erica Robinson Level 2 Grants Review Completed 11/01/2016 12:35 PM County Attorneys Office Jeffrey A.Klatzkow Level 3 County Attorney's Office Review Completed 11/01/2016 1:06 PM Office of Management and Budget Valerie Fleming Level 3 OMB Gatekeeper Review Completed 11/02/2016 10:44 AM Grants Therese Stanley Additional Reviewer Completed 11/02/2016 12:22 PM County Manager's Office Nick Casalanguida Level 4 County Manager Review Completed 11/06/2016 5:37 PM Board of County Commissioners MaryJo Brock Meeting Pending 11/15/2016 9:00 AM Packet Pg. 1006 • 16.D.8.a OAA.002 203.16.002 AREA AGENCY ON AGING FOR SOUTHWEST FLORIDA,INC. OLDER AMERICANS ACT PROGRAM TITLE III COLLIER COUNTY BOARD OF COUNTY COMMISSIONERS THIS AMENDMENT is entered into between the Area Agency on Aging for Southwest Florida, Inc., (Agency) and Collier County Board of County Commissioners, (Contractor) and amends contract OAA 203.16. The purpose of this amendment is increase allocations by $6,147 for Collier County; change reimbursement percentage o OA3B Transportation;revise#4 Contract Amount and revise ATTACHMENT III and ATTACHMENT VII. E 4. Contract Amount The Agency agrees to pay for contracted services according to the terms and conditions of this contract in an amount not n E exceed$1,029,338.00 or the rate schedule, subject to the availability of funds. Any costs or services paid for payment unde Q any other contract or from any other source are not eligible for payment under this contract. O co This amendment shall be effective on May 18,2016. All provisions in the agreement and any attachments thereto in conflict with this amendment shall be and are hereby changed to conform with this amendment. N All provisions not in conflict with this amendment are still in effect and are to be performed at the level specified ii cv the agreement. This amendment and all of its attachments are hereby made a part of this agreement. x w N O O IN WITNESS WHEREOF, the parties hereto have caused this 4 page amendment to be executed by their officials there unt duly authorized. dN Contractor COLLIER COUNTY BOARD OF AREA AGENCY ON AGING FOR SOUTHWEST 4-' COUNTY COMMISSIONERS FLORIDA,INC. c) ,(p <t SIGNED BY: i`WIjt , �/W SIGNED BY: .C/ Gn , NAME: STEPHEN Y CARNELL NAME: MARIANNE G LORINI TITLE: PUBLIC SERVICES DEPARTMENT HEAD TITLE: PRESIDENT/CEO DATE: June 10,2016 DATE: ‘/1Z,/f(• Federal Tax ID: 59-6000588 Fiscal Year Ending Date: 09/30 1 Approved as to form and legality Assistant County Attorney - - Packet Pg 1007 16.D.8.a Amendment.002 OAA 203.16.002 ,^, ATTACHMENT III 1. FEDERAL RESOURCES AWARDED TO THE SUBRECIPIENT PURSUANT TO THIS CONTRACT CONSIST OF THE FOLLOWING: COLLIER COUNTY PROGRAM TITLE FUNDING SOURCE CFDA AMOUNT Older Americans Act Title IIIB— CA/CM/SCAS $ 23,574.00 Transportation U.S.Health and Human Services 93.044 $ 31,000.00 Support Services $ 316,722.00 TotalIIIB $ 371,296.00 c $ 285,000.00 a OAA Title IIIC1 —Congregate Meals E Meals -a a� Screening U.S.Health and Human Services 93.045 E Nutrition Education Outreach p TotalIIICi $ 285,000.0( to OAA Title III C2—Home Delivered r >- Meals $ 250,832.0( 4• �Vleals N utrition Education U.S. Health and Human Services 93.045 <V Screening It Outreach $ 250,832.0( 5 x Total 111C2 w Older Americans Act Title III E `" CA/CM&Services(Title III E) 93.052 $ 97,755.00 1 Supplement Services(Title III ES) U.S. Health and Human Services $ 18,335.0( t2 Grandparent Services(Title III EG) $ 6,120.01 ei Total IIIE $ 122,210.01 / 0 TOTAL FEDERAL AWARD $1,029,338.01 c a) E COMPLIANCE REQUIREMENTS APPLICABLE TO THE FEDERAL RESOURCES AWARDED PURSUANT c TO THIS CONTRACT ARE AS FOLLOWS: a FEDERAL FUNDS: 2 CFR Part 230 Cost Principles for Non-Profit Organizations(Formerly OMB Circular A-122—Cost Principles)* 2 CFR Part 215 Administrative Requirements(Formerly OMB Circular A-110—Administrative Requirements) OMB Circular A-133—Audit Requirements COMPLIANCE REQUIREMENTS APPLICABLE TO STATE RESOURCES AWARDED PURSUANT TO THIS CONTRACT ARE AS FOLLOWS: STATE FINANCIAL ASSISTANCE Section 215.97,Fla.Stat. 2 Packet Pg 1008 16.D.8.a Amendment.002 OAA 203.16.002 ATTACHMENT VII OLDER AMERICANS ACT BUDGET SUMMARY CONTRACTOR: COLLIER COUNTY BOARD OF COUNTY COMMISSIONERS COLLIER COUNTY M O 1. Title III B Support Services $ 371,296.00 c 2. Title III Cl Congregate Meals $ 285,000.00 3. Title III C2 Home Delivered Meals $ 250,832.00 4. Title III E Services $ 122,210.00 0 co TOTAL $1,029,338.00 u_ Z a, V d x W N O O ci 0 O +% C d E Q 3 Packet Pg. 1009 - '1 6.D.8.a Amendment.002 OAA 203.16.002 1 I ATTACHMENT VII OLDER AMERICANS ACT RATE SUMMARY CONTRACTOR: COLLIER COUNTY BOARD OF COUNTY COMMISSIONERS COLLIER COUNTY IIIB Services Total Cost Reimbursement Rate o Adult Day Care 12.83 11.55 0 Case Aide 33.89 30.50 a Case Management 60.00 54.00 -Ea Chore 23.33 21.00 a Chore(Enhanced) 30.33 27.30 a Companionship 23.33 21.00 a Emergency Alert Response 1.31 1.18 t Escort 21.67 19.50 Homemaker 21.50 19.35 LL Housing Improvement 100%Cost 90%of Cost v Material Aid 100%Cost 90%of Cost N Personal Care 25.67 23.10 -a Respite In-Facility 12.83 11.55 45 Respite In-Home 25.67 23.10 x Screening and Assessment 60.00 54.00 W N Shopping Assistance 21.00 18.90 0 Skilled Nursing Services 42.00 37.80 to Specialized Medical Equipment, Services,and 100% Cost 90%of Cost c Supplies c., Transportation 100%Cost 100%of Cost 1 c m E t U Q „..—\ 4 Packet Pg. 1010 16.D.8.a Revised August 2007 Attestation Statement Agreement/Contract Number: OAA 203.16 Amendment Number 002 I, ohen Y Carnell ,attest that no changes or revisions have been made to the o (Recipient/Contractor representative) e an content of the above referenced agreement/contract or amendment between the Area Agency on Aging for es Southwest Florida and (1) Public Services Department Head Q (Recipient/Contractor name) QO co The only exception to this statement would be for changes in page formatting,due to the differences in electronic data processing media,which has no affect on the agreement/contract content. 11. CNI 0,1 June 10, 2016 Signature of Recip nt/Contractor representative Date ca tG N Approved as to form and legality Assistant County Attorney' ay). f, Revised August 2007 Packet Pg, 1011 Amendment.003 OAA 203.16.003 16.13.8.1)` AREA AGENCY ON AGING FOR SOUTHWEST FLORIDA,INC. OLDER AMERICANS ACT PROGRAM TITLE III COLLIER COUNTY BOARD OF COUNTY COMMISSIONERS THIS AMENDMENT is entered into between the Area Agency on Aging for Southwest Florida, Inc., (Agency) and Collier County Board of County Commissioners, (Contractor)and amends contract OAA 203.16. The purpose of this amendment is increase allocations for Collier County by$6,000 carry-forward money,decrease allocations by$11,000(-$11,500 transportation and+$500 OA3EG),revise#4 Contract Amount and revise m ATTACHMENT III by showing the FAIN#'s for the Grant Award and the DUNS Number for the county as well as the E new allocation,and ATTACHMENT VII and change language in ATTACHMENT I,MANNER OF SERVICE cu PROVISION,D Deliverables,2.Reports,a.Programmatic Operations/Administrative-(2)Annual review of service cost reports; Service Cost Reports. 0 co v- >- 4. >-4. Contract Amount The Agency agrees to pay for contracted services according to the terms and conditions of this contract in an amount N not to exceed $1,024,338.00 or the rate schedule, subject to the availability of funds. Any costs or services paid for -- payment under any other contract or from any other source are not eligible for payment under this contract. 3 cs k ATTACHMENT I w MANNER OF SERVICE PROVISION D. Deliverables 2. Reports r; a. Programmatic Operations/Administration- The Contractor shall ensure the provision of services,as cov outlined in this contract, are in accordance with the Agency and/or the Department of Elder Affairs Programs and Services Handbook through its review of reports as outlined below: O (1) Monthly review of subcontractors' surplus/deficit reports,and CIRTS data accuracy reports; (2) Annual review of service cost reports: The Contractor shall respond to additional routine or specie .cc requests for information and reports required by the Agency in a timely manner as determined by th L Contract Manager. The Contractor shall establish reporting due dates for Subcontractors that permit th Contractor to meet the Agency's reporting requirements. Service Cost Reports a.The Agency shall require the Contractor to submit Annual Service Cost Reports,which reflect actual costs of providing each service by program. Service Cost Reports for all contracts are due by February 15,2017 for the prior calendar year. b.Unit Cost Methodology worksheets must be submitted by August 1 of each year, if a rate increase is being requested for any contract in the next calendar year. 1 Cq� Packet Pg.1012. Amendment .003 OAA 203.16.003 16.D.8.b All provisions in the contract and any attachments thereto in conflict with this Amendment shall be and are hereby changed to conform to this Amendment. All provisions not in conflict with this Amendment are still in effect and are to be performed at the level specified in the contract. This Amendment and all its attachments are hereby made part of the contract. • o IN WITNESS THEREOF, the Parties hereto have caused this 5 page amendment, to be executed by their undersigned officials as duly authorized; and agree to abide by the terms, conditions and provisions of this OAA ai contract as amended. This Amendment is effective on the last date the Amendment has been signed by both Parties. E 0 Contractor: COLLIER COUNTY BOARD OF AREA AGENCY ON AGING FOR SOUTHWEST `?- COUNTY COMMISSIONERS FLORIDA,INC. >- SIGNED BY: ktti - SIGNED BY: 441, NAME: STEVE Y. CARNELL NAME: MARIANNE G LORINIcu TITLE: PUBLIC SERVICES DEPARTMENT HEAD TITLE: PRESIDENT/CEO DATE: October IR.,2016 DATE: /L)/�74 ea M Federal Tax ID: 59-6000588 `V Fiscal Year Ending Date: 09/30 0a, E Approved as to form and legality Assistant ounty A', racy 2 a Packet Pg.1013 Amendment.003 OAA 203.16.003 16.D 8.b ATTACHMENT III FUNDING SUMMARY Note: Title 2 CFR§200331,as revised,and Section 215.97(5),Florida Statutes,require that the information about federal programs and State Projects be p ovided to the Recipient and we stated in The Financial And Compliance Audit Attachment And Exhibit 1. Financial And Compliance Audit Attachment,Exhibit 2-Funding Summary Provides Information Regardingthe Funding Sources Applicable tothiscontract,contained herein,isapredictionol'fmdingssurcesand related amounts based on the contract budget. 1. FEDERAL RESOURCES AWARDED TO THE SUBRECIPIENT PURSUANT TO THIS CONTRACT CONSIST OF THE FOLLOWING: COLLIER COUNTY i^, GRANT AWARD(FAIN#): 16AAFLT3SS, 16AAFLT3CM,16AAFLT3HD,16AAFLT3PH,16AAFLT3FC DUNS NUMBER: 076997790 FEDERAL AWARD DATE: OCTOBER 20,2015 PROGRAM TITLE FUNDING SOURCE CFDA AMOUNT c Older Americans Act Title IIIB— CA/CM/SCAS $ 23,574.0 < Transportation U.S. Health and Human Services 93.044 $ 19,500.0 I Support Services $ 316,722.0 0 TotalIIIB $ 359,796.0 c. OAA Title IIIC1 —Congregate Meals $ 291,000.0 ur. Meals /--CFreening U.S. Health and Human Services 93.045 N utrition Education Outreach Total IIIC1 $ 291,000.0 OAA Title III C2—Home Delivered o Meals $ 250,832.0 Meals Nutrition Education U.S. Health and Human Services 93.045 N Screening Outreach $ 250,832.0 0 Total IIIC2 Older Americans Act Title HI E E CA/CM& Services(Title III E) $ 97,755.0 Supplement Services (Title III ES) U.S. Health and Human Services 93.052 $ 18,335.0 a Grandparent Services (Title III EG) $ 6,620.0 Total IIIE $ 122,710.0 TOTAL FEDERAL AWARD $1,024,338.0 COMPLIANCE REQUIREMENTS APPLICABLE TO THE FEDERAL RESOURCES AWARDED PURSUANT TO THIS CONTRACT ARE AS FOLLOWS: �1 3 �.r Packet Pg. 1014 Amendment.003 OAA 203.16.003 16.D.8.b FEDERAL FUNDS: 2 CFR Part 200Uniform Administrative Requirements,Cost Principles,and Audit Requirements for Federal Awards/ OMB Circular A-133—Audits of States, Local Governments,and Non-Profit Organizations 2. STATE RESOURCES AWARDED TO THE RECIPIENT PURSUANT TO TRIS CONTRACT CONSIST OI THE FOLLOWING. COMPLIANCE REQUIREMENTS APPLICABLE TO STATE RESOURCES AWARDED PURSUANT TO THIS CONTRACT ARE AS FOLLOWS: STATE FIN N AT A SI TANC . Section 215.97,F.S.,Chapter 69I-5,FL Admin Code,Reference Guide for State Expenditures,Other fiscal requirements set forth in cz program laws,rules and regulations. E' E a) E 0 >- u_ (N!. a> 45 a> x w 0 t„fl 0 N 0 .iC-, a) E V a-e 4 Packet Pg. 1015 Amendment.003 OAA; 16.D.8.b 1 ATTACHMENT VII OLDER AMERICANS ACT BUDGET SUMMARY CONTRACTOR: COLLIER COUNTY BOARD OF COUNTY COMMISSIONERS 0 +.. COLLIER COUNTY WE a� 1. Title III B Support Services $ 359,796.00 2. Title III Cl Congregate Meals $ 291,000.00 0 ca 3. Title III C2 Home Delivered Meals $ 250,832.00 u- 4. 4. Title III E Services $ 122,710.00 N CNI TOTAL $1,024,338.00 tp M O N 0 .i.i 'c 5 (9n) Packet Pg. 1016. 16.D8.b' Revised August 2007 Attestation Statement Agreement/Contract Number: OAA 203.16 Amendment Number 003 I, Steve Y Carnell ,attest that no changes or revisions have been made to the (Recipient/Contractor representative) c content of the above referenced agreement/contract or amendment between the Area Agency on Aging for Southwest Florida and �a Public Services Department Head Q (Recipient/Contractor name) The only exception to this statement would be for changes in page formatting,due to the differences in O electronic data processing media,which has no affect on the agreement/contract content. >- via/ 0 October 113) , 2016( � NSi�ature of Re pient/Contractor re resentativeate a) a) w O O CO Approved as to form and legality Q 0 Assistant County A rncy y \o Revised August 2007 t'� Packet Pg. 1017 Amendment.001OAA 2 16.D.8'c AREA AGENCY ON AGING FOR SOUTHWEST FLORIDA,INC. OLDER AMERICANS ACT PROGRAM TITLE III COLLIER COUNTY BOARD OF COUNTY COMMISSIONERS THIS AMENDMENT is entered into between the Area Agency on Aging for Southwest Florida, Inc., (Agency) and Collier County Board of County Commissioners, (Contractor)and amends contract OAA 203.16. The purpose of this amendment is remove some sections that do not pertain to this contract regarding subcontracts/vendo and revise ATTACHMENT VII Rate Summary by adding additional services to OA3ES. o w c 1. Under II MANNER OF SERVICE PROVISION: A. Service Tasks: 4. Monitoring the Performance of i . Subcontracts: Item b.Subcontractor Outreach Reporting Requirements should be deleted as it does not apply to vendors; 2. Under II MANNER OF SERVICE PROVISION: A. Service Tasks: 5. Grievance and Compile] 0 Procedures: co Item b. Legal Provider Grievance Procedures should be deleted as it does not apply to vendors; u. 3. Under II MANNER OF SERVICE PROVISION: B. Staffing Requirements: 3. Subcontractors—Use i Subcontractors: d."The Contractor shall require subcontractors to enter....." should be deleted as it does not app N ^. to vendors; 4. Under II MANNER OF SERVICE PROVISION: B. Staffing Requirements: 3. Subcontractors—Use 0 v Subcontractors: e. "The Contractor shall require subcontractors to run monthly CIRTS....." should be deleted as does not apply to vendors; 5. Under II MANNER OF SERVICE PROVISION: D. Deliverables: 2. Reports: a. Programmat Operations/Administration should be deleted as it does not apply to vendors. 6. Under II MANNER OF SERVICE PROVISION: D. Deliverables: 2. Reports: c. Surplus/Deficit Repor Q (1) A list of all subcontractors and their current status regarding surplus/deficit; should be deleted as it does not app 9 to vendors; E 7. Under II MANNER OF SERVICE PROVISION: D. Deliverables: 2. Reports: c. Surplus/Deficit Repor (5)Number of clients currently on APCL that receive a priority ranking score of 4 or 5; should be deleted as it does n apply to vendors; 8. Under II MANNER OF SERVICE PROVISION: D. Deliverables: 2. Reports: c. Surplus/Deficit Repor (6) Number of clients currently on the APCL designated as Imminent Risk; should be deleted as it does not apply vendors; 9. Revise ATTACHMENT VII Rate Summary by adding Material Aid, Chore, and Enhanced Chore to the service listed under OA3ES. 1 Packet Pg.1018 Amendment.001 OAA 2 16.D.8.c COLLIER COUNTY HIE,HIES,& IIIEG Services Total Cost Reimbursement Rate IIIE— Adult Day Care _ $ 12.83 $ 11.55 Direct Pay Respite $ 16.67 $ 15.00 Respite In-Facility $ 12.83 $ 11.55 Respite In-Home $25.67 $23.10 Screening&Assessment $ 60.00 $ 54.00 IIIES-- Chore $ 23.33 $ 21.00 Enhanced Chore $ 30.33 $ 27.30 Specialized Medical Equipment, Service& 100%Cost 90%of Cost Supplies Material Aid 100% Cost 90%of Cost M MEG- Child Day Care $ 16.67 $ 15.00 Screening/Assessment $ 60.00 $ 54.00 e. E This amendment shall be effective on January 31,2016. All provisions in the agreement and any attachments thereto in ami conflict with this amendment shall be and are hereby changed to conform with this amendment. All provisions not in conflict with this amendment are still in effect and are to be performed at the level specified i 40 the agreement. This amendment and all of its attachments are hereby made a part of this agreement. 11. N N IN WITNESS WHEREOF, the parties hereto have caused this 2 page amendment to be executed by their officials there unt duly authorized. U v w Contractor: COLLIER COUNTY BOARD OF AREA AGENCY ON AGING FOR SOUTHWEST o COUNTY COMMISSIONERS FLORIDA,INC. N SIGNED BY: %Or F' tV � SIGNED BY: pa )dly NAME: Stephen Y. Carnell NAME: MARIANNE G LORINI E U TITLE: Public Services Department Head TITLE: PRESIDENT/CEO Q DATE: February 5,2016 DATE: 02/I-/G Federal Tax ID: 59-60005 88 Fiscal Year Ending Date: 09/30 Approved as to form and legali, Sistant Cott nom"2 .2�31�(0 ..._ Packet Pg. 1019 16.D.8.c Revised August 2007 /'Q. Attestation Statement Agreement/Contract Number: OAA 203.16 Amendment Number 001 I, Stephen Y Carnell ,attest that no changes or revisions have been made to the (Recipient/Contractor representative) content of the above referenced agreement/contract or amendment between the Area Agency on Aging for c=, Southwest Florida and Public Services Department Head (Recipient/Contractor name) The only exception to this statement would be for changes in page formatting,due to the differences in p electronic data processing media,which has no affect on the agreement/contract content. >- u. dir 1 ,/ ,, / ' l i February 5, 2016 N Signa sr-of Re pient/Contractor representative Date a� x w 0 0 co T M 0 N App $cd as to form and legality Assistant County Atto Wffi E v ca .Id Q Revised August 2007 \'O) Packet Pg.1020. -r>.anuary 2016—December 2016 OAA 20 16.D.8.d s 7 AREA AGENCY ON AGING FOR SOUTHWEST FLORIDA,INC.CONTRACT OLDER AMERICANS ACT TITLE III THIS CONTRACT is entered into between the Area Agency on Aging for Southwest Florida, Inc. (Agency) and Collier County Board of County Commissioners (Contractor), and collectively referred to as the"Parties." The term Contractor for this purpose may designate a Vendor, Subgrantee or Subrecipient. WITNESSETH THAT: WHEREAS,the Agency has determined that it is in need of certain services as described herein;and WHEREAS, the Contractor has demonstrated that it has the requisite expertise and ability to faithfully perform such services as an independent Contractor of the Agency. NOW THEREFORE,in consideration of the services to be performed and payments to be made,together with the c mutual covenants and conditions hereinafter set forth,the Parties agree as follows: 'a 1. Furrow of Contract The purpose of this contract is to provide services in accordance with the terms and conditions specified in this contract including all attachments, forms, exhibits and references incorporated, which constitute the contract Q document. 0 2. Incorporation of Documents within the Contract >- The contract will incorporate attachments, proposal(s), state plan(s), grant agreements, relevant Agency and or Department handbooks, manuals or desk books and Master Contract number HM014, as an integral part of the contract, except to the extent that the contract explicitly provides to the contrary. In the event of conflict in language among any of the documents referenced above, the specific provisions and requirements of the contract document(s)shall prevail over inconsistent provisions in the proposal(s)or other general materials not specific to this contract document and identified attachments. Lu 3. Term of Contract This contract shall begin at twelve (12:00) A.M., Eastern Standard Time January 1, 2016 or on the date the contract has been signed by the last party required to sign it,whichever is later. It shall end at eleven fifty-nine (11:59)P.M.,Eastern Standard Time December 31,2016. U cu 4. Contract Amount N The Agency agrees to pay for contracted services according to the terms and conditions of this contract in an amount not to exceed ,$1.023.191.00, or the rate schedule, subject to the availability of funds. Any costs or services paid for under any other contract or from any other source are not eligible for payment under this contract.5. E Renewals By mutual agreement of the Parties, in accordance with s. 287.058(1)(g), F.S.,the Agency may renew the contract for a period not to exceed three years, or the term of the original contract, whichever is longer. The renewal price, or method for determining a renewal price, is set forth in the bid,proposal, or reply. No other costs for the renewal may be charged. Any renewal is subject to the same terms and conditions as the original contract and contingent upon satisfactory performance evaluations by the Agency and the availability of funds. 1 C Packet Pg. 1021 _ I ' s 16.D 8.d' s January 2016—December 2016 OAA 203.lo ' ' 6. Official Payee and Representatives(Names,Addresses,and Telephone Numbers): ,—., The Contractor name,as shown on page 1 of this Collier County Board of County Commissioners 3339 E Tamiami Trail, Building H a. contract,and mailing address of the official payee to Naples,FL 34112 whom the payment shall be made is: Kimberley Grant,Director The name of the contact person and street address where Collier County Board of County Commissioners b. financial and administrative records are maintained is: %Community and Human Services 3339 E Tamiami Trail,Building H Naples,FL 34112 The name,address,and telephone number of the Kimberley Grant,Director c. Collier County Board of County Commissioners representative of the Contractor responsible for %Community and Human Services administration of the program under this contract is: 3339 E Tamiami Trail,Building H Naples,FL 34112 c (2391252-2273 .+ Area Agency on Aging for Southwest Florida,Inc. aa) d The section and location within the Agency where 15201 North Cleveland Avenue, Suite 1100 Requests for Payment and Receipt and Expenditure North Fort Myers,FL 33903 o forms are to be mailed is: 0 Tammy Rhoades,Vice President of Finance a e. The name,address,and telephone number of the Area Agency on Aging for Southwest Florida,Inc. Q Contract Manager for this contract is: 15201 North Cleveland Avenue,Suite 1100 p North Fort Myers,FL 33903 co (239)652-6900 u. Upon change of representatives(names,addresses,telephone numbers)by either party,notice shall be provided in • writing to the other party and the notification attached to the originals of this contract. nr cv t""- , 7. All Terms and Conditions Included: ..S.t This contract and its Attachments, I, II, III, IV, VII, VIII, IX, & X and any exhibits referenced in said o attachments, together with any documents incorporated by reference, contain all the terms and conditions w agreed upon by the Parties. There are no provisions,terms,conditions,or obligations other than those contained herein, and this contract shall supersede all previous communications, representations or agreements, either El. written or verbal between the Parties. c By signing this contract,the Parties agree that they have read and agree to the entire contract. v co r IN WITNESS THEREOF, the Parties hereto have caused this contract to be executed by their undersigned 0 N officials as duly authorized. Q 0 CONTRACTOR: COLLIER COUNTY BOARD OF AREA AGENCY ON AGING FOR :+ COUNTY CO k SIONERS y �„ SOUTHWEST FLORIDA,INC. E 4111 1 r J v SIGNED BY:_ .t , 17 SIGNED BY: R i . NAME: Stephen Y,Carnell NAME: MARIANNE G LORINI TITLE: Public Services Department Head TITLE: PRESIDENT/CEO DATE: January 8,2016 DATE: ./a/1 to Federal Tax ID: 59-6000588 Approved as to form and legality Fiscal Year Ending Date: 9/30 CAS 2 Assistant County Attorney c, .yh‘lcv Packet Pg. 1022 r `, 116.D.8.d January 2016—December 2016 OAA 203.16 ATTACHMENT I STATEMENT OF WORK 4 ATTACHMENT II CERTIFICATION REGARDING LOBBYING--Certificationfor Contracts, Grants, Loans and Cooperative Agreements 19 ATTACHMENT III FEDERAL RESOURCES AWARD 20 ATTACHMENT IV Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion Contracts/ c Subcontracts21 0 ATTACHMENT VII BUDGET AND RATE SUMMARY 22 ATTACHMENT VIII INVOICE SCHEDULE 25 ATTACHMENT IX a REQUEST FOR PAYMENT-106A 26 0 ATTACHMENT X RECEIPTS AND EXPENDITURE REPORT—Exhibit 1-10Sas-IIIB 27 >" ATTACHMENT X vr RECEIPTS AND EXPENDITURE REPORT—Exhibit 2-105as-IIIC1 28 N ATTACHMENT X RECEIPTS AND EXPENDITURE REPORT—Exhibit 3-105as-IIIC2 29 a" ATTACHMENT X 5 RECEIPTS AND EXPENDITURE REPORT—Exhibit 4-105as-HIE 30 w ATTACHMENT X 7.5 RECEIPTS AND EXPENDITURE REPORT—Exhibit 5—HIB Unit Cost Report 31 V. ATTACHMENT X RECEIPTS AND EXPENDITURE REPORT—Exhibit 6-11IC] Unit Cost Report .............................. 32 ATTACHMENT X RECEIPTS AND EXPENDITURE REPORT—Exhibit 7—IIIC2 Unit Cost Report 33 N ATTACHMENT X RECEIPTS AND EXPENDITURE REPORT—Exhibit 8—HIE Unit Cost Report 34 0 E as 1 to 3 Packet Pg. 1023 /January 2016—December 2016 OAA 20 6.D.8.d ATTACHMENT I STATEMENT OF WORK L SERVICES TO BE PROVIDED A. Definitions of Terms 1. Contract Acronyms Area Agency on Aging(AAA) Activities of Daily Living(ADL) Alliance of Information&Referral Systems(AIRS) Assessed Priority Consumer List(APCL) Adult Protective Services(APS) c Client Information and Registration Tracking System(CIRTS) 0 Information and Referral(I&R) Instrumental Activities of Daily Living(IADL) -a National Council on Aging(NCOA) Older Americans Act(OAA) et PlanningPlanning and Service Area(PSA) o 2. Program Specific Terms r° Area Plan:A plan developed by the AAA outlining a comprehensive and coordinated service delivery system in its PSA in accordance with Section 306 (42 U.S.C. 3026) of the OAA and Agency instructions. N Area Plan Update: A revision to the Area Plan wherein the AAA enters OAA specific data in CIRTS. An update may also include other revisions to the Area Plan as instructed by the Agency. a Child: An individual who is not more than eighteen(18)years of age or an individual with disability. Criteria: A standard which the Administration on Aging/Administration for Community Living set j for the Title III D Program. AoA/ACL's standard criterion consists of three tiers: Minimal Criteria, r Intermediate Criteria,and Highest Level Criteria. Family Caregiver: An adult family member,or another individual,who is an informal provider of in- home and community care to an older individual. N Frail: When an older individual is unable to perform at least two ADLs without substantial human p assistance, including verbal reminding, physical cueing or supervision; or due to cognitive or other mental impairment, requires substantial supervision because the individual behaves in a manner that poses a serious health or safety hazard to the individual or to another individual. _ Grandparent: A grandparent or step-grandparent of a child,or a relative of a child by blood,marriage or adoption and who lives with the child;is the primary caregiver of the child because the biological or adoptive parents are unable or unwilling to serve as the primary caregiver of the child; and has a legal relationship to the child,such as legal custody or guardianship,or is raising the child informally. 4 c Packet Pg.1024 January 2016—December 2016 OAA 2 16.D.8.d B. General Description 1. General Statement The OAA Program is a federal program initiative that provides assistance to older persons and caregivers and is the only federal supportive services program directed solely toward improving the lives of older people. The OAA Program provides a framework for a partnership among the different levels of government and the public and private sectors with a common objective, improving the quality of life for all older individuals by helping them to remain independent and productive. The primary purpose of the OAA Program is to foster the development and implementation of comprehensive and coordinated systems to serve older individuals. The OAA Program uses these systems to assist older individuals to attain and maintain maximum independence and dignity in a home environment and allows for the capability of self-care with appropriate supportive services. 2. Authority All applicable federal laws, regulations, action transmittals, program instructions, review guides and -,;, similar documentation related to the following: a Catalog of Federal Domestic Assistance No. 93.043,93.044, 93.045,and 93.052 E Older Americans Act of 1965,as amended; c Rule 58A-1,Florida Administrative Code(FAC);and °} Section 430.101,Florida Statutes(F.S.). 3. Scope of Service 0 The Contractor is responsible for the programmatic, fiscal, and operational management of the OAA Title IIIB, Title IIIC1, Title IIIC2, and Title IIIE Programs within its designated PSA. This Scope of Service includes planning, coordinating and assessing the needs of older persons, and assuring the availability and quality of services. The services shall be provided in a manner consistent with, and N described in, both the current Agency's Area Plan Update and the current Florida Department of Elder fl Affairs Programs and Services Handbook. 4. Major Program Goals x The major goals of the OAA Program are to improve the quality of life for older individuals,preserve their independence and prevent or delay more costly institutional care. These goals are achieved through the implementation of a comprehensive and coordinated service system that provides a continuum of service alternatives that meet the diverse needs of elders and their caregivers. o U co C. Clients to be Served K; 0 cu 1. General Statement Preference shall be given to those with the greatest economic and social need,with particular attention 0 to low-income older individuals,including those that are low-income minorities,have limited English proficiency,and older individuals residing in rural areas. a. OAA Title III,General Consumers shall not be dually enrolled in an OAA Program and a Medicaid capitated Long-Term Care Program,with the exception of consumers in need of OAA Legal Assistance services and OAA Congregate Nutrition Services, including transportation to and from congregate meal sites. b. OAA Title HIB,Supportive Services (1) Individuals must be age sixty(60)or older; and (2) Information and Referral/Assistance services are provided to individuals regardless of age. 5 CAO Packet Pg,1025 January 2016—December 2016 OAA 2 16.1184 c. OAA Titles IIIC1 and HIC2,Nutrition Services,General General factors that shall be considered in establishing priority for nutrition services,include those older persons who meet the following: (1) Cannot afford to eat adequately; (2) Lack the skills or knowledge to select and prepare nourishing and well-balanced meals; (3) Have limited mobility which may impair their capacity to shop and cook for themselves; or (4) Have a disabling illness or physical condition requiring nutritional support or have been screened at a high nutritional risk. d. OAA Title HIC1,Congregate Nutrition Services In addition to meeting the general nutrition services eligibility requirements listed in Section 1.C.1.c, above, individuals must be mobile, not homebound, and physically, mentally, and medically able to attend a congregate nutrition program. Individuals eligible to receive congregate meals c include the following: c m (1) Individuals age sixty(60)or older; o (2) Any spouse(regardless of age)who attends the dining center with his/her eligible spouse; (3) Persons with a disability, regardless of age, who reside in a housing facility occupied primarily by older individuals where congregate nutrition services are provided; (4) Disabled persons who reside at home with and accompany an eligible person to the dining center,and (5) Volunteers,regardless of age,who provide essential services on a regular basis during meal u•• hours. N N e. OAA Title EHC2,Home Delivered Nutrition Services In addition to meeting the general nutrition services eligibility requirements as listed in Section z I.C.1.c, individuals must be homebound and physically, mentally, or medically unable to attend a X congregate nutrition program. Individuals eligible to receive home delivered meals include the w ll following: ccs (1) Individuals age sixty (60) or older who are homebound by reason of illness, disability or v isolation; co (2) The spouse of a homebound eligible individual, regardless of age, if the provision of the o collateral meal supports maintaining the person at home; N (3) Individuals with disabilities,regardless of age,who reside at home with eligible individuals and are dependent on them for care;and 0 (4) Persons at nutritional risk who have physical, emotional or behavioral conditions, which m would make their presence at the congregate site inappropriate; and persons at nutritional 2 risk who are socially or otherwise isolated and unable to attend a congregate nutrition site. 4t f. OAA Title IHE,Caregiver Support Services Eligibility for OAA Title IIIF,Caregiver Support Services,are as follows: (1) Family caregivers of individuals age sixty(60)or older; (2) Grandparents [age fifty five (55) or older] or older individuals [age fifty five (55) or older] who are relative caregivers; (3) Priority will be given to family caregivers who provide care for individuals with Alzheimer's disease and related disorders with neurological and organic brain dysfunction and for 6 CAO Packet Pg. 1026. ' January 2016—December 2016 OAA 21 ,16•D.8•d grandparents or older individuals who are relative caregivers who provide care for children with severe disabilities;and (4) For respite and supplemental services,a family caregiver must be providing care for an older n individual who meets the definition of the term"frail"as defined in this contract,,I.A.2. II. MANNER OF SERVICE PROVISION A. Service Tasks In order to achieve the goals and objectives of the OAA Program,the Contractor shall ensure the following Service Tasks are performed at the level specified in this contract. 1. Client Eligibility Determination The Contractor shall ensure that applicant data is evaluated to determine eligibility. Eligibility to become a client is based on meeting the requirements described in this Contract. c;, 0 0 2. Targeting and Screening of Service Delivery for New Clients m The Contractor shall develop and implement policies and procedures consistent with OAA targeting E and screening criteria. d E 3. Delivery of Services to Eligible Clients G The Contractor shall ensure the provision of a continuum of services that meets the diverse needs of a elders and their caregivers. The Contractor shall ensure the performance and report performance of the 0 following services are in accordance with the current Florida Department of Elder Affairs Programs `r° and Services Handbook. The services funded pursuant to this contract are in accordance with the OAA, LL Title III, Sections 321,331,336,and 373 as follows: �: January 2016—December 2016 OAA 2 16.D.8.d, b. Congregate Nutrition Services(HIC1 Program) Nutrition Services are provided in congregate settings and are designed to reduce hunger and food insecurity, promote socialization and the health and well-being of older individuals by assisting them to gain access to nutrition and other disease prevention and health promotion services. Services include the following: (1) Congregate meals (2) Congregate meals screening; (3) Nutrition education and nutrition counseling;and (4) Outreach. c. Home Delivered Nutrition Services(IIIC2 Program) In-home nutrition services are provided to reduce hunger and food insecurity;promote socialization c and the health and well-being of older individuals by assisting such individuals to gain access to o nutrition and other disease prevention and health promotion services. Services include the 7 following: E (1) Home delivered meals; (2) Nutrition education and counseling; Q (3) Outreach;and p (4) Screening/Assessment. >- a_ d. Caregiver Support Services(I1WF.Program) The following services are intended to provide direct help to caregivers,assist in the areas of health, N nutrition and financial literacy, and assist caregivers in making decisions and problem solving related to their caregiving roles and responsibilities: a (1) Adult Day Care/Adult Day Health Care; (2) Caregiver Training/Support; (3) Counseling(Gerontological and Mental Health); (4) Education/Training; (5) Financial Risk Reduction (Assessment and Maintenance); co (6) Information; 0 C•41 (7) Intake; (8) Outreach; 0 (9) Powerful Tools for Caregivers; m (10) Referral/Assistance; u (11) Respite Services; (12) Screening/Assessment; (13) Stress-Busting Program for Family Caregivers; and Transportation 8 FA9 Packet Pg. 1028 January 2016—December 2016 (AA 2 16.D.8.d (i) Caregiver Support Supplemental Services(IIIES Program) r-. At least ten (10) percent, but no more than twenty (20) percent, of the total Title IIIE funds shall be used to provide supplemental support services. The following services are provided to complement the care provided by caregivers: (1) Chore Services; (2) Housing Improvement; (3) Legal Assistance; (4) Material Aid; and (5) Specialized Medical Equipment, Services and Supplies. (ii) Caregiver Support Grandparent Services(IIIEG Program) At least five(5)percent, but no more than ten(10)percent,of the total Title HIE funds 7') shall be used to provide support services to grandparents and older individuals who are relative caregivers. Services for grandparents or older individuals who are relative caregivers designed to help meet their caregiving obligations include the following: a a) (1) Caregiver Training/Support; (2) Child Day Care; Q¢ (3) Counseling(Gerontological and Mental Health); o (4) Education/training; ca (5) Legal Assistance; >- (6) Outreach; (7) Referral/Assistance; v (8) Screening/Assessment; N, (9) Sitter; and -� (10) Transportation. V 4. Monitoring the Performance of its Subcontractors w a. The Contractor shall monitor at least once per year each of its subcontractors, subrecipients, vendors, and/or consultants paid from funds provided under this contract. The Contractor shall perform fiscal, administrative and programmatic monitoring to ensure contractual compliance, fiscal accountability, programmatic performance and compliance with applicable state and federal laws and regulations. The Contractor shall monitor to ensure that time schedules are met, the budget and N scope of work are accomplished within the specified time periods and other performance goals stated in this contract are achieved. p .E b. Subcontractor Outreach Reporting Requirements—The Contractor shall document its oversight of subcontractor performance of outreach activities, by establishing a uniform reporting format that includes the following: number and type of provider events or activities; date and location; total number of participants at each event or activity; individual service needs identified; and referral sources or information provided. The Contractor shall require subcontractors to use this format for reporting on outreach activities at least semi-annually. 9 €A9 Packet Pg 1029 January 2016—December 2016 OAA 2 161184 . II 5. Grievance and Complaint Procedures Grievance Procedures The Contractor shall comply with and ensure subcontractor compliance with the Minimum Guidelines for Recipient Grievance Procedures,Appendix D,Department of Elder Affairs Programs and Services Handbook, to address complaints regarding the termination, suspension or reduction of services, as required for receipt of funds. a. Complaint Procedures The Contractor shall develop and implement complaint procedures and ensure that subcontractors develop and implement complaint procedures to process and resolve client dissatisfaction with services. Complaint procedures shall address the quality and timeliness of services, provider and direct service worker complaints, or any other advice related to complaints other than termination, suspension or reduction in services that require the grievance process as described in Appendix D, o Department of Elder Affairs Programs and Services Handbook. The complaint procedures shall include notification to all clients of the complaint procedure and include tracking the date, nature of complaint,and the determination of each complaint. c E b. Legal Provider Grievance Procedures The Contracts shall ensure that legal providers have an internal grievance procedure that addresses both denial of service and complaints by clients about manner or quality of legal 0 assistance. Grievance policies that comport with requirements of the Legal Services Corporation `° are sufficient to meet this standard.At a minimum,the procedure must provide applicants with: >- (1) Adequate notice of the grievance procedures; N (2) Information on how to file a grievance or complaint,and; (3) An opportunity for review of the complaint by the Legal Provider's Executive Director or the Executive Director's designee. co (4) The Contractor may not serve in an appellate capacity or otherwise interfere in the grievance w review process for legal providers. However,the Contractor may request that legal providers maintain a file of complaints and statements of disposition of complaints,with redacted client identifying information,for examination by the Contractor during monitoring. ca B. Staffing Requirements o 1. Staffing Levels—The Contractor shall dedicate the staff necessary as required to meet the obligations o of the contract. 2. Professional Qualifications—The Contractor shall ensure that the staff responsible for performing this contract have the qualifications as specified in the DOEA Programs and Services Handbook. 10 CAO Packet Pg. 1030 January 2016—December 2016 OAA 203 16.D.8.d Unit of Services Service Adult Day Care/Adult Day Health Care Home Health Aide Caregiver Training/Support Homemaker Case Aid/Case Management Housing Improvement Hour Child Day Care Legal Assistance Chore Services Nutrition Counseling Companionship Skilled Nursing Services Congregate Meals Screening Emergency Alert Response Day Specialized Medical Equipment, Services and Material Aid Supplies Episode Escort One-Way Shopping Assistance c Trip Transportation Congregate and Home Delivered Meals Meal ° 2. Reports The Contractor shall respond to additional routine and/or special requests for information and reports required by the Agency in a timely manner as specified by the Agency. The Contractor shall 0 establish due dates for any subcontractors that permit the Contractor to meet the Agency's reporting requirements. >' u. a. Programmatic Operations/Administration- The Contractor shall ensure the provision of services, as outlined in this contract, are in accordance with the Agency and/or the Department of Elder Affairs Programs and Services Handbook through its review of reports as outlined below: -a v (1) Monthly review of subcontractors' surplus/deficit reports, and CIRTS data accuracy reports; (2) Annual review of service cost reports; to 6.1 b. Client Information and Registration Tracking System (CIRTS)Reports- Contractor shall input c OAA-specific data into CIRTS to ensure CIRTS data accuracy. Contractor shall use CIRTS- generated reports which include the following: ce ai (1) Client Reports; cv (2) Monitoring Reports; (3) Services Reports; c (4) Miscellaneous Reports; s (5) Fiscal Reports; cs cc (6) Aging Resource Center Reports;and (7) Outcome Measurement Reports. c. Surplus/Deficit Report - The Contractor shall submit a Consolidated Surplus/Deficit Report, in a format provided by the Agency to the Contract Manager, by the 1 8th of each month. This Consolidated Surplus/Deficit Report is for all agreements and/or contracts between the Contractor and the Agency and must include the following: 12 CAO Packet Pg. 1031 January 2016—December 2016 OAA 203 16.1184 (1) A list of all subcontractors and their current status regarding surplus/deficit; (2) The Contractor's detailed plan on how the surplus/deficit spending exceeding the threshold specified by the Agency will be resolved; (3) Recommendations to transfer funds to resolve surplus/deficit spending; (4) Input from the Contractor's Board of Directors on resolution of spending issues,if applicable; (5) Number of clients currently on APCL that receive a priority ranking score of 4 or 5;and (6) Number of clients currently on the APCL designated as Imminent Risk. (7) Information provided in the Monthly Programmatic Report must match CIRTS data and the Request for Payment. (8) The Contractor shall review program documentation to ensure documentation is complete and adequately supports the information reported on the Monthly Programmatic Report prior to submitting a Request for Payment. The Contractor will attest to the review in the "comments" section of the Monthly Programmatic Report, and provide relevant information regarding the documentation as needed. o c m d. Program Highlights - The Contractor shall submit Program Highlights referencing specific events that occurred in FFY 2015 by August 30, 2016. The Contractor shall provide a new success story, quote, testimonial, or human-interest vignette. The highlights shall be written for a general a audience,with no acronyms or technical terms.For all agencies or organizations that are referenced in the highlight, the Contractor shall provide a brief description of their mission or role. The active 0 tense shall be consistently used in the highlight narrative,in order to identify the specific individual or to entity that performed the activity described in the highlight. The Contractor shall review and edit Program Highlights for clarity, readability, relevance, specificity, human interest, and grammar, u_ prior to submitting them to the Agency. ,r N e. Invoices - The Contractor shall submit complete and accurate monthly invoices as referenced in t Section III,Method of Payment. m v I 3. Records and Documentation x w a. The Contractor shall maintain documentation to support Requests for Payment that shall be available to the Agency or authorized individuals, such as Department of Financial Services, upon o request. cc b. CIRTS Data and Maintenance The Contractor shall ensure collection and maintenance of client and service information on a monthly basis from CIRTS or any such system designated by the Agency. Maintenance includes valid exports and backups of all data and systems according to Agency standards. 0 c. Data Integrity and Back up Procedures Each Contractor shall anticipate and prepare for the loss of information processing capabilities. The routine backing up of all data and software is required to recover from losses or outages of the computer system. Data and software essential to the continued operation of contractor functions must be backed up. The security controls over the backup resources shall be as stringent as the protection required of the primary resources. It is recommended that a copy of the backed up data be stored in a secure,offsite location. d. Policies and Procedures for Records and Documentation The Contractor shall maintain written policies and procedures for computer system backup and recovery and shall have the same requirement of its subcontractors. These policies and procedures shall be made available to the Agency upon request. 13 CAO Packet Pg. 1032 January 2016—December 2016 OAA 203 `16.p•8.d E. Performance Specifications 1. Outcomes and Outputs(Performance Measures)—At a minimum,the Contractor must: a. The Contractor shall ensure the provision of the services described in this contract are in accordance with the current Florida Department of Elder Affairs Programs and Services Handbook and the Service Tasks described in Section 1I.A. b. The Contractor shall timely submit to the Agency all documentation and reports described in ATTACHMENT I, Section II.D. c. The Contractor shall develop and document strategies in the Agency's Area Plan to support the Department's standard of performance achievement (as referenced on the Department website c-7.) http://floridafiscalportal.state.fl.us/PDFDoc.aspx?ID=9126)including increases for the following: a) (1) Percent of most frail elders who remain at home or in the community instead of going into a nursing home; (2) Percent of APS referrals who are in need of immediate services to prevent further harm who are served within 72 hours; (3) Percentage of active clients eating two or more meals per day; ca (4) Percent of new service recipients whose ADL assessment score has been maintained or j improved; '•• (5) Percent of new service recipients whose IADL assessment score has been maintained or improved; a (6) After service intervention,the percentage of caregivers who self-report being very confident about their ability to continue to provide care;and (7) Percent of customers who are at imminent risk of nursing home placement who are served with community based services. d. The Contractor's performance of these measures will be reviewed and documented in the o Agency's Annual Programmatic Monitoring Reports. t.) co 2. Monitoring and Evaluation Methodology o The Agency will review and evaluate the performance of the Contractor under the terms of this contract. Monitoring shall be conducted through direct contact with the Contractor through telephone, in writing, or an on-site visit. The Agency's determination of acceptable performance shall be conclusive. The Contractor agrees to cooperate with the Agency in monitoring the progress of completion of the service tasks and deliverables. The Agency may use, but is not limited to, one or more of the following methods for monitoring: ns a. Desk reviews and analytical reviews; b. Scheduled,unscheduled,and follow-up on-site visits; c. Client visits; d. Review of independent auditor's reports; e. Review of third-party documents and/or evaluation; f. Review of progress reports; 14 CAO Packet Pg. 1033 January 2016-December 2016 OAA 203 -16.138.d g. Review of customer satisfaction surveys; ,.� h. Agreed-upon procedures review by an external auditor or consultant; i. Limited-scope reviews;and j. Other procedures as deemed necessary. 3. Performance Definitions "Work day" shall mean a provider's staff member's eight (8) hour work period, unless specifically noted otherwise"Day"shall mean a calendar day,unless specifically noted otherwise. F. Contractor Responsibilities 1. Contractor Unique Activities All service tasks and deliverables pursuant to this contract are solely and exclusively the responsibility c of the Contractor, and for which, by execution of the contract, the Contractor agrees to be held o accountable;and V 2. Coordination with Other Providers and/or Entities Notwithstanding that services for which the Contractor is held accountable involve coordination with other entities in performing the requirements of the contract; the failure of other entities does not alleviate the Contractor from any accountability for tasks or services that the Contractor is obligated to 0 perform pursuant to this contract. cc G. Agency Responsibilities LL 1. Agency Obligations -The Agency will provide technical support to assist the Contractor in meeting the requirements of this contract. 2. Agency Determinations - The Agency reserves the exclusive right to make certain determinations m in the tasks and approaches. The absence of the Agency setting forth a specific reservation of rights does not mean that all other areas of the contract are subject to mutual agreement. III.METHOD OF PAYMENT C.) A. Payment Method Used-The Method of Payment for this contract is a combination of fixed-fee/unit rate, cost reimbursement,and advance payments,subject to the availability of funds and Contractor performance. N The Agency will pay the Contractor upon satisfactory completion of the Tasks/Deliverables, as specified in Section II,Manner of Service Provision,and in accordance with other terms and conditions of the contract. 1. Fixed Fee/Unit Rate - Payments for Fixed Fee/Unit Rate shall not exceed amounts established in ATTACHMENT VII Budget and Rate Summary. 2. Cost Reimbursement -The Contractor agrees to distribute funds as detailed in contract and the Budget and Rate Summary, ATTACHMENT VII, to this contract. Any changes in the total amounts of the funds identified on the Budget Summary form require a contract amendment. Payment may be authorized only for allowable expenditures, which are in accordance with the limits specified in ATTACHMENT VII. All Cost Reimbursement Requests for Payment must include the actual Expenditure Reports beginning with the first month of the contract. 15 fift!".9 Packet Pg.1034 January 2016—December 2016 OAA 203 16.D.8.d B. Advance Payments - The Contractor may request up to two (2) months of advances at the start of the contract period to cover program administrative and service costs. The payment of an advance will be contingent upon the sufficiency and the amount of funds released to the Department of the State of Florida ("budget release"). The Contractor's requests for advance require the approval of the Agency's Contract Manager. The Contractor shall provide the Agency Contract Manager documentation justifying the need for an advance and describing how the funds will be distributed. If sufficient budget is available, the Agency will issue approved advanced payments after January 1st of the contract year. 1. Any advanced payments the Contractor requested for subcontractors must be distributed within seven days of receipt of payment from the Agency. The Contractor shall submit to the Agency documentation to support full distribution of advanced funds with report number 5, due to the Agency on March 15, 2016, in accordance with the Invoice Schedule, ATTACHMENT VIII to this contract. M i 2. All advance payments made to the Contractor shall be reimbursed to the Agency as follows: one—tenth o of the advance payment received shall be reported as an advance recoupment on each Request for Payment, starting with report number five, in accordance with the Invoice Schedule,ATTACHMENT -Ea VIII to this contract. E 3. Interest earned on advances must be identified separately by source of funds, state or federal. `Z Contractors shall maintain advances of federal funds in FDIC interest bearing accounts unless otherwise 0 exception is made in accordance with 45 CFR 74.22(k). Earned interest must be returned to the 0 Agency at the end of each quarter of the contract period. u_ C. Final Invoice Instructions-The Contractor shall submit the final Request for Payment to the Agency no later than February 15,2017. N D. Method of Invoice Payment Payment shall be made upon the Contractor's presentation of an invoice subsequent to the acceptance and approval by the Agency of the deliverables shown on the invoice. The form and substance of each invoice submitted by the Contractor shall be as follows: 1. Have a Remittance Address — this must correspond exactly to the "Remit To" address provided to MFMP during registration; 2. Request payment for services as established in ATTACHMENT VII Budget and Rate Summary of N the contract; 0 3. The Contractor shall consolidate all Request for Payment from subcontractors and Expenditure Reports that support requests for payment and shall submit to the Agency using forms Request for Payments (ATTACHMENT IX), Receipt and Expenditure Reports (ATTACHMENT X c Exhibits 1-8) 4. The Contractor shall include with its fixed fee/unit rate portion of the invoice, the units of services provided based on rates as established in ATTACHMENT VII Budget and Rate Summary of the contract, number of clients, and the rates for the services provided in conformance with the requirements as described in the deliverables and service tasks;and 5. All Requests for Payment shall be based on the submission of actual monthly Expenditure Reports beginning with the first month of the contract. The schedule for submission of advance requests (when available)and invoices is Invoice Schedule,ATTACHMENT VIII. 16 CAO Packet Pg. 1035 i January 2016—December 2016 OAA 203. 16.1..8.d ': � E. Financial Consequences 1. Contractor shall ensure 100%of the deliverables identified in SECTION II—MANNER OF SERVICE PROVISION are performed pursuant to contract requirements, and as described in Section II.D. are identified as major deliverables in this contract. 2. If at any time the Contractor is notified by the Agency Contract Manager that it has failed to correctly, completely,or adequately perform these major deliverables,the Contractor will have 10 days to submit a Corrective Action Plan ("CAP") to the Agency Contract Manager that addresses the deficiencies and states how the deficiencies will be remedied within a time period approved by the Agency Contract Manager. The Agency shall assess a Financial Consequence for Non-Compliance on the Contractor for each deficiency identified in the CAP which is not corrected pursuant to the CAP. The Agency will also assess a Financial Consequence for failure to timely submit a CAP. o 0 3. In the event Contractor fails to correct an identified deficiency within the approved time period E specified in the CAP, the Agency shall deduct, from the payment for the invoice of the following .a month, 1%of the monthly value of the administrative funds in the contract for each day the deficiency c is not corrected. The Agency shall also deduct, from the payment for the invoice of the following Q month, 1%of the monthly value of the administrative funds in the contract for each day the Contractor q fails to timely submit a CAP. p 0 4. If Contractor fails to timely submit a CAP, the Agency shall deduct 1% of the monthly value of the j administrative funds in the contract for each day the CAP is overdue, beginning the 11th day after notification by the Agency Contract Manager of the deficiency. The deduction will be made from the T payment for the invoice of the following month. `cv si 5. Remedies for Nonconforming Services °' The Contractor shall ensure that all goods and/or services provided under this contract are delivered m timely, completely and commensurate with required standards of quality. Such goods and/or services w will only be delivered to eligible program participants. R L .1+ 6. If the Contractor fails to meet the prescribed quality standards for services, such services will not be o reimbursed under this contract. In addition, any nonconforming goods (including home delivered 0 meals) and/or services not meeting such standards will not be reimbursed under this contract. The Contractor's signature on the Request for Payment Form certifies maintenance of supporting N documentation and acknowledgement that the Contractor shall solely bear the costs associated with Q preparing or providing nonconforming goods and/or services. The Agency requires immediate et notice of any significant and/or systemic infractions that compromise the quality,security or continuity of services to clients. c E .c If, or to the extent,there is any conflict between Section D, 1-6 above,and paragraphs 39.1 and 39.2 Sc.: of the Master Contract,this section shall take precedence. Q IV.SPECIAL PROVISIONS A. Final Budget and Funding Revision Requests - Final requests for budget revisions or adjustments to contract funds based on expenditures for provided services must be submitted to the Agency Contract Manager in writing no later than December 31,2016;email requests are considered acceptable. p•—• 17 CAO Packet Pg.1036 • January 2016—December 2016 OAA 2 16.D.8.d B. Contractor's Financial Obligations 1. Matching,Level of Effort,and Earmarking Requirements The Contractor's match will be made in the form of cash, general revenue administrative funds,and/or in-kind resources. The Contractor will assure,through a provision in subcontracts,a match requirement of at least 10 percent of the cost for services funded through this contract. The subcontractor's match will be made in the form of cash and/or in-kind resources. The Contractor shall report match by title each month. At the end of the contract period, the Contractor must properly match OAA funds that require a match. 2. Consumer Contributions Consumer contributions are to be used under the following terms: a. The Contractor assures compliance with Section 315 of the OAA as amended in 2006, in regard to consumer contributions; b. Voluntary contributions are not to be used for cost sharing or matching; c. Accumulated voluntary contributions are to be used prior to requesting federal reimbursement;and w d. Voluntary contributions are to be used only to expand services. 3. Use of Service Dollars and Management of the Assessed Priority Consumer List co The Contractor is expected to spend all federal, state, and other funds provided by the Agency for the purpose specified in the contract. The Contractor must manage the service dollars in such a manner so as to avoid having a wait list and a surplus of funds at the end of the contract period,for each program managed by the Contractor. If the Agency determines that the Contractor is not spending service funds accordingly, the Agency may transfer funds to other AAAs during the contract period and/or adjust subsequent funding allocations accordingly,as allowable under state and federal law. 4. The Contractor agrees to distribute funds as detailed in this contract and ATTACHMENT VII.Any change in the funds identified in ATTACHMENT VII require a contract amendment. t6 5. Title HI Funds e The Contractor assures compliance with Section 306 of the OAA, as amended in 2006, that funds received under Title III will not be used to pay any part of a cost (including an administrative cost) incurred by the Contractor to maintain a contractual or commercial relationship that is not carried out to implement Title III. N 0 0 E ._ V 18 Packet Pg. 1037 116.D.8.d January 2016—December 2016 OAA 203.16 ATTACHMENT II CERTIFICATION REGARDING LOBBYING Certification for Contracts,Grants,Loans and Cooperative Agreements The undersigned certifies,to the best of his or her knowledge and belief,that: (1) No Federal appropriated funds have been paid or will be paid,by or on behalf of the undersigned,to any person for influencing or attempting to influence an officer or an employee of any Agency, a member of Congress, an officer or employee of Congress, or an employee of a member of Congress in the connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment or modification of any Federal M contract,grant, loan or cooperative agreement. c - c (2) If any funds other than Federal appropriated funds have been paid or will be paid,to any person for influencing or m attempting to influence an officer or an employee of any Agency,a member of Congress,an officer or employee of c Congress, or an employee of a member of Congress in the connection with this Federal contract, grant, loan or E cooperative agreement,the undersigned shall complete and submit Standard Form-LLL, Disclosure Form to Report Lobbying,in accordance with its instructions. 0 (3) The undersigned shall require that the language of this certification be included in the award documents for all sub- awards at all tiers(including subcontracts,sub-grants and contracts under grants,loans and cooperative agreements) >- and that all sub-recipients shall certify and disclose accordingly. This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by §1352, Title 31,U.S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of 18 not less than$10,000 and not more than$100,000 for each such failure. 14 T January 8,2016 Signature ` Date ci cc Stephen Y.Carrell OAA 203.16 Name of Authorized Individual Contract/Agreement Number O Collier County Government :.a Name of the Organization E 3339 Tamiami Trail E.,Suite 211,Naples,FL 34112 Address of Organization Approved as to form and legality Assistant County AttorneycP.0. 19 �'qc) Packet Pg. 1038 • January 2016—December 2016 OAA 203.16 16.D.8.d ATTACHMENT III 1. FEDERAL RESOURCES AWARDED TO THE SUBRECIPIENT PURSUANT TO THIS CONTRACT CONSIST OF THE FOLLOWING: COLLIER COUNTY PROGRAM TITLE FUNDING SOURCE CFDA AMOUNT Older Americans Act Title IIIB— CA/CM/SCAS $ 23,574.( Transportation U.S. Health and Human Services 93.044 $ 31,000.( Support Services $ 316,722.( Total IIIB $ 371,296.1 c t OAA Title IIIC1 —Congregate Meals $ 278,853.0 Meals -� Screening U.S. Health and Human Services 93.045 E Nutrition Education Outreach a Total IIIC1 O $ 278,853.1 OAA Title III C2—Home Delivered > Meals $ 250,832.1 v- Meals N Nutrition Education U.S. Health and Human Services 93.045 Screening Outreach $ 250,832.1 Total IIIC2 x Older Americans Act Title III E CA/CM& Services (Title III E) 93.052 $ 97,755.1 i Supplement Services(Title III ES) U.S. Health and Human Services $ 18,335.1 c Grandparent Services(Title III EG) $ 6,120.1 Total IIIE $ 122,210.1 M TOTAL FEDERAL AWARD $1,023,191.1 O COMPLIANCE REQUIREMENTS APPLICABLE TO THE FEDERAL RESOURCES AWARDED PURSUANT TO THIS CONTRACT ARE AS FOLLOWS: E FEDERAL FUNDS: 2 CFR Part 230 Cost Principles for Non-Profit Organizations(Formerly OMB Circular A-122—Cost Principles)* Q 2 CFR Part 215 Administrative Requirements(Formerly OMB Circular A-110—Administrative Requirements)OMB Circular A-133—Audit Requirements COMPLIANCE REQUIREMENTS APPLICABLE TO STATE RESOURCES AWARDED PURSUANT TO THIS CONTRACT ARE AS FOLLOWS: STATE FINANCIAL ASSISTANCE Section 215.97, Fla.Stat. Chapter 69I-5,Fla.Admin.Code 20 �9 Packet Pg. 1039. 16.138.d,. January 2016—December 2016 OAA 203.16 ATTACHMENT IV Certification Regarding Debarment,Suspension,Ineligibility and Voluntary Exclusion Contracts/Subcontracts This certification is required by the regulations implementing Executive Order 12549,Debarment and Suspension,signed February 18, 1986. The guidelines were published in the May 29, 1987 Federal Register(52 Fed. Reg.,pages 20360- 20369).(2 CFR 180.5-180.1020,as supplemented by 2 CFR 376.10-376.995). Instructions i 1. Each provider whose contract/subcontract contains federal monies or state matching funds must sign this certification prior to execution of each contract/subcontract. Additionally, providers who audit federal programs must also sign, regardless of the contract amount. Florida Department of Elder Affairs(DOEA)and/or Agency cannot contract with c these types of providers if they are debarred or suspended by the federal government. G c a> 2. This certification is a material representation of fact upon which reliance is placed when this contract/subcontract is E entered into. If it is later determined that the signer knowingly rendered an erroneous certification, the Federal aci Government may pursue available remedies,including suspension and/or debarment. E Q 3. The provider shall provide immediate written notice to the Agency Contract Manager at any time the provider learns Q that its certification was erroneous when submitted or has become erroneous by reason of changed circumstances. O co 4. The terms "debarred", "suspended", "ineligible", "person", "principal", and"voluntarily excluded", as used in this it certification, have the meanings set out in the Definitions and Coverage sections of rules implementing Executive .. Order 12549. You may contact the Agency Contract Manager for assistance in obtaining a copy of those regulations. mt N N ,—,5. The provider agrees by submitting this certification that, it shall not knowingly enter into any subcontract with a .a person who is debarred, suspended, declared ineligible, or voluntarily excluded from participation in this +; contract/subcontract unless authorized by the Federal Government. o x 6. The provider further agrees by submitting this certification that it will require each subcontractor of this w contract/subcontract,whose payment will consist of federal monies,to submit a signed copy of this certification. c 7. The Agency may rely upon a certification of a provider that it is not debarred, suspended, ineligible, or voluntarily (.j excluded from contracting/subcontracting unless it knows that the certification is erroneous. cn pi 8. This signed certification must be kept in the Agency Contract Manager's file and provided to Agency c"v Contract Administration. Subcontractor's certifications must be kept at the contractor's business location. 0 CERTIFICATION (1) The prospective provider certifies, by signing this certification, that neither it nor its principals is presently E debarred, suspended,proposed for debarment, declared ineligible, or voluntarily excluded from participation in this contract/subcontract by any federal department or Agency. Q (2) Where the prospective provider is unable to certify to any of the statements in this certification,such prospective provider shall attach an explanation to this certification. (3) By initialin', Asency Contract Manager confirms that prospective provider has not been listed in the EPLS database .,/ Verification Date 12-31-15 j/jf1 {. 1 f „„,,,,,/ January8,2016 Signature( t be same as contract signature) Date n Approved as to form and legality Title and Organization County of Collier C 21 Assistant County Attorney .as Packet Pg. 1040, January 2016—December 2016 OAA 203.16 16.D.8.d ATTACHMENT VII OLDER AMERICANS ACT BUDGET SUMMARY CONTRACTOR: COLLIER COUNTY BOARD OF COUNTY COMMISSIONERS COLLIER COUNTY 1. Title III B Support Services $ 371,296.00 2. Title III Cl Congregate Meals $ 278,853.00 c 3. Title III C2 Home Delivered Meals $ 250,832.00 4. Title III E Services $ 122,210.00 a) E TOTAL $1,023,191.00 0 u. N N a7 U a) W U c6 0 U co cti N 0 4E C a> E U .V 22 6n Packet Pg. 1041 January 2016-December 2016 OAA 203.16 16.D.8.d ATTACHMENT VII �. OLDER AMERICANS ACT RATE SUMMARY CONTRACTOR: COLLIER COUNTY BOARD OF COUNTY COMMISSIONERS COLLIER COUNTY IIIB Services Total Cost Reimbursement Rate Adult Day Care 12.83 11.55 Case Aide 33.89 30.50 Case Management 60.00 54.00 0 Chore 23.33 21.00 c Chore (Enhanced) 30.33 27.30 Companionship 23.33 21.00 c Emergency Alert Response 1.31 1.18 E Escort 21.67 19.50 d Homemaker 21.50 19.35 0 Housing Improvement 100%Cost 90%of Cost 0 Material Aid 100%Cost 90%of Cost Personal Care 25.67 23.10 ``. Respite In-Facility 12.83 11.55 N _ Respite In-Home 25.67 23.10 N Screening and Assessment 60.00 54.00 73 Shopping Assistance 21.00 18.90 a Skilled Nursing Services 42.00 37.80 w Specialized Medical Equipment, Services, and 100%Cost 90%of Cost v 1 Supplies co Transportation 100% Cost 90%of Cost v 0 M 0 N Q COLLIER COUNTY Q 0 IIIE,IIIES, & IIIEG t E Services Total Cost Reimbursement Rate u IIIE- Adult Day Care $ 12.83 $ 11.55 q Direct Pay Respite $ 16.67 $ 15.00 Respite In-Facility $ 12.83 $ 11.55 Respite In-Home $ 25.67 $ 23.10 Screening&Assessment $ 60.00 $ 54.00 IIIES- Specialized Medical Equipment, Service & 100% Cost 90%of Cost Supplies MEG- Child Day Care $ 16.67 $ 15.00 Screening/Assessment $ 60.00 $ 54.00 23 60) Packet Pg. 1042'. January 2016—December 2016 OAA 203.16 16.D.8.d COLLIER COUNTY C-1 & C-2 Services Total Cost Reimbursement Rate Cl Congregate Meals $ 9.88 $ 8.90 Nutrition Education $ 1.80 $ 1.62 Congregate Meal Screening $31.12 $28.00 Outreach $4.80 per person $4.32 per person C2 0 Home Delivered Meals $ 9.77 $ 8.80 Nutrition Education $ 1.80 $ 1.62 Screening&Assessment $60.00 $54.00 Outreach $4.80 per person $4.32 per person 0 u. N N V X W U 0 L 0 0 CD ai 0 N 4 0 m E U CZ Q 24 fro Packet Pg 1043 January 2016—December 2016 OAA 203.16 16.D.8.d ATTACHMENT VIII n INVOICE SCHEDULE Report Number Based On Submit to Agency On This Date 1 January Advance* January 1 2 February Advance* January 1 3 January Expenditure Report February 9 *See Note#4* 4 February Expenditure Report March 9 5 March Expenditure Report April 9 I 6 April Expenditure Report May 9 7 May Expenditure Report June 9 8 June Expenditure Report July 9 9 July Expenditure Report August 9 10 August Expenditure Report September 9 0 11 September Expenditure Report October 9 E 12 October Expenditure Report November 9 -a 13 November Expenditure Report December 9 c a) 14 December Expenditure Report January 9 E 15 Final Expenditure and Request for Payment February 15 Q 16 Closeout Report March 1 Q O 0 Legend: *Advance based on projected cash need. j e- Note# 1: Report#1 for Advance Basis Agreements cannot be submitted to the Agency prior to January 1 or until the agreement with the Agency has been executed. -a Note#2: Report numbers 5 through 14 shall reflect an adjustment of one-tenth of the total advance amount, on each of the reports,repaying advances issued the first two months of the agree- u ment. The adjustment shall be recorded in Part C, 1 of the report(ATTACHMENT IX). x u as Note#3: Submission of expenditure reports may or may not generate a payment request. If final c expenditure report reflects funds due back to the Agency,payment is to accompany the v report. t° M Note#4: ALL Expenditure Reports are due by 12:00 p.m. on the 9t''of each month. IF the 9u'falls N on a Saturday,then the report will be due by the 8th by 12:00 p.m. AND IF the 9th falls a on a Sunday,the report will be due by the 10th by 12:00 p.m. Actual submission of the O vouchers to Dept. of Elder Affairs is dependent on the accuracy of the expenditure report a which is verified and paid by CIRTS data only. E u co Q 25 EV Packet Pg. 1044 • 163184.` Jknuary 2016-December 2016 OAA 203.16 ATTACHMENT IX REQUEST FOR PAYMENT �\ OLDER AMERICANS ACT Provider Name,Address and Phone#: Type of Report: This Report Period: From: To: Report# Advance Contract# Contract Period: Reimbursement 01/01/16-12/31/16 CERTIFICATION: I certify to the best of my knowledge and belief that this report is complete and all outlays herein are for purposes set forth in the contract. M o ', Prepared By: Date: Approved By: Date: w PART A: (1) (2) (3) (4) (5) c BUDGET SUMMARY III B IIIC1 111C2 IIIE TOTAL m 1.Approved Contract Amount. $0.00 $0.00 $0.00 $0.00 $( Q 2. Previous Funds �. RECEIVED for u_ Contractperiod $0.00 $0.00 $0.00 $0.00 $( N N 3. Contract Balance $0.00 $0.00 $0.00 $0.00 $( y�1 4. Previous Funds REQUESTED and co Not Received. $0.00 $0.00 $0.00 $0.00 $i v ca 5. Contract Balance $0.00 $0.00 $0.00 $0.00 $i c' PART B: co FUNDS REQUESTED 0 1. Net Expenditures For Month $0.00 $0.00 $0.00 $0.00 $i 0 PART C: t NET FUNDS REQUESTED: 1. Less Advance Payment Hereby Requested For $0.00 $0.00 $0.00 $0.00 $i 2. Contract Funds are Hereby Requested For $0.00 $0.00 $0.00 $0.00 $� 26 Packet Pg 1045 16.D.8.d =January 2016-December 2016 OAA 203.16 ATTACHMENT X-Exhibit 1 RECEIPTS AND EXPENDITURE REPORT OLDER AMERICAN ACT Provider Name,Address and Phone#: Program Funding Source : This Report Period: From: To: Title III Report# B Contract# Contract Period: 01/01/16-12/31/16 CERTIFICATION: I certify to the best of my knowledge and belief that this report is complete and all outlays herein are for purposes set forth in the contract. Prepared by: Date: Approved by: Date: M O PART A:BUDGETED INCOME/RECEIPTS 1.Approved 2.Actual Receipts 3.Total Receipts ' (5) o Budget For This Report Year to Date Approved Budget Ts 1. Federal Funds $0.00 $0.00 $0.00 0.00% y 2. State Funds $0.00 $0.00 $0.00 0.00% E 3.Other, In-Kind&Local Match $0.00 $0.00 $0.00 0.00% Q 4. Program Income $0.00 $0.00 $0.00 0.00% Q 0 5.TOTAL RECEIPTS $0.00 $0.00 $0.00 0.00% .- LL PART B: EXPENDITURES 1.Approved 2. Expenditures 3. Expenditures 4. Percent of N Budget For This Report Year to Date Approved Budget -a 1.All IIIB Services $0.00 $0.00 $0.00 0.00% 2 0 d x 2.TOTAL EXPENDITURES $0.00 $0.00 $0.00 0.00% -, as PART C:OTHER EXPENDITURES C (For Tracking Purposes only) V 1.Match cfl ‘a. a.Other and In-Kind $0.00 $0.00 $0.00 0.00% ri b.Local Match $0.00 $0.00 $0.00 0.00% N a 2. Program Income $0.00 $0.00 $0.00 0.00% 0 3.TOTAL OTHER $0.00 $0.00 $0.00 0.00% y E s c) 2 4r.. Q 27 90� Packet Pg. 1046 5 Q 16,D.8.d January 2016-December 2016 OAA 203.16 ATTACHMENT X-Exhibit 2 RECEIPTS AND EXPENDITURE REPORT �� OLDER AMERICAN ACT Provider Name,Address and Phone#: Program Funding Source: This Report Period: From: To: Title III Report# Cl Contract# Contract Period: 01/01/16-12/31/16 CERTIFICATION: I certify to the best of my knowledge and belief that this report is complete and all outlays herein are for purposes set forth in the contract. I M Prepared by: Date: Approved by: Date: 0 0 w PART A:BUDGETED INCOME/RECEIPTS 1.Approved 2.Actual Receipts 3.Total Receipts . (5) Budget For This Report Year to Date Approved Budget _ N 1. Federal Funds $0.00 $0.00 $0.00 0.00% E 2.State Funds $0.00 $0.00 $0.00 0.00% Q a 3.Other, In-Kind&Local Match $0.00 $0.00 $0.00 0.00% Q 4. Program Income $0.00 $0.00 $0.00 0.00% 0 cn v- 5.TOTAL RECEIPTS $0.00 $0.00 $0.00 0.00% >- u- et - u_et N PART B: EXPENDITURES 1.Approved 2. Expenditures 3. Expenditures 4. Percent of N Budget For This Report Year to Date Approved Budget Itivo...N 45 1.All 1I1C1 Services $0.00 $0.00 $0.00 0.00% 0 x W a+ ; 2.TOTAL EXPENDITURES $0.00 $0.00 $0.00 0.00% L r _ PART C:OTHER EXPENDITURES (j (For Tracking Purposes only) ca v- 1.Match eh a.Other and In-Kind $0.00 $0.00 $0.00 0.00% N b.Local Match $0.00 $0.00 $0.00 0.00% g 0 2. Program Income $0.00 $0.00 $0.00 0.00% C d 3.TOTAL OTHER $0.00 $0.00 $0.00 0.00% E t> IS Q ....-\ 28 4 Packet Pg. 1047- 16.D.8.d January 2016-December 2016 OAA 203.16 ,"1 ATTACHMENT X-Exhibit 3 RECEIPTS AND EXPENDITURE REPORT OLDER AMERICAN ACT Provider Name,Address and Phone#: Program Funding Source: This Report Period: From: To: Title III Report# C2 Contract# Contract Period: 01/01/16-12/31/16 CERTIFICATION: I certify to the best of my knowledge and belief that this report is complete and all outlays herein are for purposes set forth in the contract. M Prepared by: Date: Approved by: Date: o 4.c PART A: BUDGETED INCOME/RECEIPTS 1.Approved 2.Actual Receipts 3.Total Receipts ' (5) Budget For This Report Year to Date Approved Budget 'a c d 1.Federal Funds $0.00 $0.00 $0.00 0.00% E 2.State Funds $0.00 $0.00 $0.00 0.00% Q d 3.Other, In-Kind&Local Match $0.00 $0.00 $0.00 0.00% 4 4. Program Income $0.00 $0.00 $0.00 0.00% 0 5.TOTAL RECEIPTS $0.00 $0.00 $0.00 0.00% 4 N PART B:EXPENDITURES 1.Approved 2. Expenditures 3. Expenditures 4. Percent of /1 Budget For This Report Year to Date Approved Budget -a Or O 1.All IIIC1 Services $0.00 $0.00 $0.00 0.00% m x IL li 2.TOTAL EXPENDITURES $0.00 $0.00 $0.00 0.00% co c O PART C:OTHER EXPENDITURES U (For Tracking Purposes only) cc) r- 1.Match c"> a.Other and In-Kind $0.00 $0.00 $0.00 0.00% ccvv b. Local Match $0.00 $0.00 $0.00 0.00% Q 0 2.Program Income $0.00 $0.00 $0.00 0.00% a> 3.TOTAL OTHER $0.00 $0.00 $0.00 0.00% E t LI co a 29 Co Packet Pg, 1048, 16.D.8.d ;January 2016-December 2016 OAA 203.1 ATTACHMENT X-Exhibit 4 RECEIPTS AND EXPENDITURE REPORT .---.. OLDER AMERICAN ACT Provider Name,Address and Phone#: Program Funding Source : This Report Period: From: To: Title Ill Report# E Contract# Contract Period: 01/01/16-12/31/16 CERTIFICATION: I certify to the best of my knowledge and belief that this report is complete and all outlays herein are for purposes set forth in the contract. c Prepared by: Date: Approved by: Date: o r PART A: BUDGETED INCOME/RECEIPTS 1.Approved 2.Actual Receipts 3.Total Receipts (5) 0 Budget For This Report Year to Date Approved Budget -a c a.) 1. Federal Funds $0.00 $0.00 $0.00 0.00% E 2. State Funds $0.00 $0.00 $0.00 0.00% Q Q 3.Other, In-Kind&Local Match $0.00 $0.00 $0.00 0.00% Q 4. Program Income $0.00 $0.00 $0.00 0.00% O 5.TOTAL RECEIPTS $0.00 $0.00 $0.00 0.00% LL NrN PART B: EXPENDITURES 1.Approved 2. Expenditures 3. Expenditures 4. Percent of Budget For This Report Year to Date Approved Budget -a a� w 1.All IIIE Services $0.00 $0.00 $0.00 0.00% avi x W 2.TOTAL EXPENDITURES $0.00 $0.00 $0.00 0.00% i c PART C: OTHER EXPENDITURES U (For Tracking Purposes only) (.0 V. 1. Match epi a. Other and In-Kind $0.00 $0.00 $0.00 0.00% N b. Local Match $0.00 $0.00 $0.00 0.00% Q 0 2. Program Income $0.00 $0.00 $0.00 0.00% :.: C a 3.TOTAL OTHER $0.00 $0.00 $0.00 0.00% E s v ca Q 30 Q.1.9) Packet Pg. 1049 16.D.8.d January 2016-December 2016 OAA 203.1 Provider Name: ATTACHMENT X-Exhibit 5 This Report Period: Unit Cost Report From: To: Older Americans Act Report# IIIB Contract# Contract Period: 01/01/16- 12/31/16 Units this Total Earned this Unit Rate Services Retro's Month Units this YTD Units Rate Period Earned YTD Request ADC 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 CA 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 CHO 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 c; o ECHO 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 O r C CM 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 E COMP 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 . c EAR 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 co ESC 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 a HMK 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 p HN 0.00 0.00 0.00 0.00 (5) $0.00 $0.00 m PECA 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 u- RESP 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 v SA 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 SCAS 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 0 1 Cost Reimb Services z a> HOIM 0.00 0.00 0.00 0.00 Varies $0.00 $0.00 w MATE 0.00 0.00 0.00 0.00 Varies $0.00 $0.00 t SCSM 0.00 0.00 0.00 0.00 Varies $0.00 $0.00 TRS 0.00 0.00 0.00 0.00 Varies $0.00 $0.00 0 Total 0.00 0.00 $0.00 $0.00 `r°, 1 M 0 Ni , ° j Q Please include the following CIRTS reports: o For all unit rate services: Monthly and YTD Service Units with Unduplicated Client Counts E Please be sure that the YTDunits tie out to this report. es For cost reimbursement services: a Services Reported by Program and Service Report Run from 01/01/16 through the current month end. Please be sure that all YTD dollars are equal to or less than the YTD amounts on this report. I.......... .. i. 31 CAO Packet Pg. 1050 16.D.8.d r January 2016-December 2016 OAA 203.16 Provider Name: ATTACHMENT X -Exhibit 6 This Report Period: Unit Cost Report From: To: Older Americans Act Report# IIIC1 Contract# Contract Period: 01/01/16- 12/31/16 Units this Total Earned this Unit Rate Services Retro's Month Units this YTD Units Rate Period Earned YTD Request CNTL 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 NTED 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 NTSC 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 NUCOI 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 a OTR 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 0 c Total 0.00 0.00 $0.00 $0.00 N I iTS q QL� l � � � �i Q r s I I ' � N ; , I } 1 � .. w asL Please include the following CIRTS report: o r Monthly and YTD Service Units with Unduplicated Client Counts a Please be sure that'the YTD units tie out to this report. a Q f -........::..w.a.::... ,..,.... ..:.:...._.._.-... :.,..................._.. <,... - ....._.._...._.. . _._ ... ..._,....-..... ... 0 i h a, E C> RS .v Q 32 f.A:9)Packet Pg. 101, 1 16.Q 8.d January 2016-December 2016 OAA 203.16 Provider Name: ATTACHMENT X-Exhibit 7 This Report Period: Unit Cost Report From: To: j /"'"*` Older Americans Act Report# IIIC2 Contract# Contract Period: 01/01/16-12/31/16 Units this Total Earned this Unit Rate Services Retro's Month Units this YTD Units Rate Period Earned YTD Request HDM 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 NTED 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 NUCOI 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 OTR 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 c SCAS 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 0 Total 0.00 0.00 $0.00 $0.00 E i I 1 i_ C I E f Q 5� y. . s T _. LL I.. ... f ......., :.. . _.. N � N It i V q x w ... .__._,.. . ._ i 1 c Please include the following CIRTS report: co Monthly and YTD Service Units with Unduplicated Client Counts o Please be sure that the YTD units tie out to this report. `" i o ,y c m E .c 0 03 r Q ,\ 33 CAO Packet Pg.,1052 ,, a 16.D•8.d January 2016-December 2016 OAA 203.16 Provider Name: ATTACHMENT X-Exhibit 8 This Report Period: Unit Cost Report From: To: .---, Older Americans Act Report# IIIE Contract# Contract Period: 01/01/16-12/31/16 Units this Total Earned this Unit Rate Services-IIIE Retro's Month Units this YTD Units Rate period Earned YTD Request ADC 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 DPRESP 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 RESF 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 M 0 RESP 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 C c SCAS 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 E Unit Rate Services-IIIEG -a c CTSG 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 E DCC 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 Q 4 DPSIT 0.00 0.00 0.00 0.00 $0.00 $0.00 $0.00 0 SCAS 0.00 0.00 0.00 0.00 (5) $0.00 $0.00 Cost Reimb Servs-HIES u- HOIM 0.00 0.00 0.00 0.00 Varies $0.00 0.00 v MATE 0.00 0.00 0.00 0.00 Varies $0.00 0.00 gi SCSM 0.00 0.00 0.00 0.00 Varies $0.00 0.00 1a,/'1 Total 0.00 $0.00 $0.00 Ix .>. .. ... ..._..__ w g ccs o .. ..,.....___._.,. ,....i._,. ... P, _. ....,.... L t- ._.:.,... .._.3 µ .rv, _. V 1 _..... -._....... .., spy ... _..___._ .[[L _ .. ._ .... _.. ......... .. ..... ......... a co N Please include the following CIRTS reports: Q For all unit rate services: ' 0 Monthly and YTD Service Units with Unduplicated Client Counts m Please be sure that the YTD units tie out to this report. co For cost reimbursement.services: a Services Reported by Program and Service Report Run from 01/01/16 through the current month end. Please be sure that all YTD dollars are equal to or less than the YTD amounts on this report. 11 1 1 34 n Packet Pg. 1053 p; 16.D 8.d Revised August 2007 Attestation Statement Agreement/Contract Number: OAA 203.16 Amendment Number n/a M O I,Stephen V Carnell ,attest that no changes or revisions have been made to the (Recipient/Contractor representative) E. E content of the above referenced agreement/contract or amendment between the Area Agency on Aging for a Southwest Florida and Public Services Department Head Q (Recipient/Contractor name) 0 cc The only exception to this statement would be for changes in page formatting,due to the differences in electronic data processing media,which has no affect on the agreement/contract content. u. N /� ! January 8, 2016 .0 Signature o i" -cipient/(q tractor representati Date °: L 0 Revised August 2007 CAO Packet Pg. 1054