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Agenda 10/11/2016 Item #16D 7 16.D.7 10/11/2016 EXECUTIVE SUMMARY Recommendation to approve the Sixth Amendment to the Subrecipient Agreement with Big Cypress Housing Corporation and Collier County to extend project completion date to January 31, 2017 and modify project delivery schedule for the project known as Hatchers Preserve. OBJECTIVE: To provide affordable newly constructed single-family rental units in Immokalee. CONSIDERATIONS: Collier County is the recipient of HOME Investment Partnerships (HOME) Program funds from the United States Department of Housing and Urban Development (HUD) as provided by the Cranston-Gonzalez National Affordable Housing Act. HOME funds may be used to provide incentives to develop and support affordable rental housing and homeownership affordability. On October 22, 2013,the Board approved an agreement with Big Cypress Housing Corporation (BCHC) for the construction of ten single-family rental housing units (Agenda item 16D15). The project will benefit low- and very-low-income persons. Five subsequent amendments were completed to revise the budget, increase the number of units, update the project timeline, replace exhibits, and incorporate the period of performance terminology and 2 CFR Part 200 compliance requirements. The proposed amendment is modifying the subrecipient agreement in order to extend project completion date and amend milestone deadline dates. The project completion date is proposed to be extended from October 30, 2016 to January 31, 2017. Accordingly, the milestones have been extended also to January 31,2017. FISCAL IMPACT: The funding source for Big Cypress Housing Corporation, Inc. grant award is the Home Investment Partnerships (HOME) Program. Funds are available within Grant Fund 705, Project No. 33089, 33177, 33237, 33290, 33365 and 33435 and Grant Fund 121, Project No. 34565, 44550 and 44555. The grant award for this project is $2,164,755.40. LEGAL CONSIDERATIONS: This item is approved as to form and legality and requires majority vote for approval.-JAB GROWTH MANAGEMENT IMPACT: Acceptance and implementation of this amendment will further the Goals,Objectives,and Policies within the Housing Element of the Growth Management Plan. RECOMMENDATION: That the Board of County Commissioners approves and authorizes the Chairman to execute the Sixth Amendment to the subrecipient agreement with Big Cypress Housing Corporation for the Hatcher's Preserve project. Prepared by: Jody Paley, Grant Coordinator, Community and Human Services ATTACHMENT(S) 1.BCHC Amendment#6 (PDF) 2. [LINKED] BCHC Agreement and Amendments 1-5 (PDF) Packet Pg. 1547 16.D.7 10/11/2016 COLLIER COUNTY Board of County Commissioners Item Number: 16.D.7 Item Summary: Recommendation to approve the Sixth Amendment to the Subrecipient Agreement with Big Cypress Housing Corporation and Collier County to extend project completion date to January 31,2017 and modify project delivery schedule for the project known as Hatchers Preserve. Meeting Date: 10/11/2016 Prepared by: Title: Grants Coordinator—Community&Human Services Name: Jody Paley 09/19/2016 3:56 PM Submitted by: Title: Division Director-Cmnty&Human Svc—Public Services Department Name: Kimberley Grant 09/19/2016 3:56 PM Approved By: Review: Community&Human Services Kristi Sonntag Level 1 Sim.Reviewer 1-8 Completed 09/20/2016 12:16 PM Community&Human Services Leslie Davis Level 1 Sim.Reviewer 1-8 Completed 09/20/2016 1:21 PM Public Services Department Kimberley Grant Level 1 Sim.Reviewer 1-8 Completed 09/20/2016 1:43 PM Community&Human Services Maggie Lopez Level 1 Sim.Reviewer 1-8 Completed 09/20/2016 2:25 PM Public Services Department Amanda O.Townsend Level 1 Sim.Reviewer 1-8 Completed 09/26/2016 11:01 AM Public Services Department Hailey Margarita Alonso Level 1 Division Reviewer Completed 09/26/2016 4:43 PM Grants Erica Robinson Level 2 Grants Review Completed 09/27/2016 9:08 AM Public Services Department Steve Carnell Level 2 Division Administrator Review Completed 09/27/2016 1:47 PM County Attorney's Office Jennifer Belpedio Level 2 Attorney of Record Review Completed 09/27/2016 3:57 PM Office of Management and Budget Valerie Fleming Level 3 OMB Gatekeeper Review Completed 09/28/2016 11:06 AM County Attorney's Office Jeffrey A.Klatzkow Level 3 County Attorney's Office Review Completed 09/29/2016 5:08 PM Grants Therese Stanley Level 3 OMB 1st Reviewer 1-4 Completed 09/30/2016 11:41 AM County Manager's Office Nick Casalanguida Level 4 County Manager Review Completed 10/03/2016 11:17 PM Board of County Commissioners MaryJo Brock Meeting Pending 10/11/2016 9:00 AM Packet Pg. 1548 16.D.7.a FAIN# M-06-UC-12-0217 M-08-UC-12-0217 M-09-UC-12-0217 M-10-UC-12-0217 M-11-UC-12-0217 M-12-UC-12-0217 M-13-UC-12-0217 M-14-UC-12-0217 M-15-UC-12-0217 Federal Award Date(s) Est. 10/2013 Federal Award Agency: HUD CFDA Name: HOME CFDA/CSFA#: 14.239 Total Amount of Federal FundsAwarded: $2,164,755.40 E Subrecipient Name: Big Cypress Housing Corporation(BCHC) DUNS#-0647232520 FEIN#-65-1067124 U R&D-No Indirect Cost Rate-No Period of Performance: 10/22/13— o 9'04601/31/2017 c FY End 12/31 c Monitoring Deadline 06/20367 a, E SIXTH AMENDMENT TO AGREEMENT BETWEEN COLLIER COUNTY AND BIG CYPRESS HOUSING CORPORATION THIS AMENDMENT is made and entered into this day of , 2016, by and between Collier County, a political subdivision of the State of Florida, ("COUNTY" or "Grantee") having its principal address as 3339 E. Tamiami Trail, Naples FL 34112, and the "DEVELOPER", "Big Cypress Housing Corporation" a private not-for-profit corporation existing under the laws of the State of Florida, having its principal office at 19308 SW 380th Street,Florida City,Florida 33034. RECITALS WHEREAS, on.October 22, 2013 the COUNTY entered into an Agreement using HOME Investment Partnerships (HOME) Program funds for the a new construction of Multi-Family Project consisting of a minimum of ten (10) single family rental housing construction at Hatcher's Preserve located at 3180 Westclox Street in Immokalee,Florida. Big Cypress Housing Corporation(HM13-03) Multi-Family Project 18 for Single Family Rental Housing Construction Amendment#6 Page 1 of 3 Packet Pg. 1549 16.D.7.a WHEREAS, on May 13, 2014, Item 16D13, the COUNTY approved the first amendment to amend milestones and contract language to this Agreement;and WHEREAS, on September 9, 2014, Item 16D13, the COUNTY approved the second amendment to extend end date and modify milestones to this Agreement;and WHEREAS, on September 8, 2015, Item 16D2, the COUNTY approved the third amendment to increase the number of units to 18 and add additional funds to this Agreement; and WHEREAS, on December 8, 2015, Item 16D4, the COUNTY approved the fourth amendment to increase funding to this Agreement;and WHEREAS,on July 26, 2016, in abstensia,Item 11B, and ratified on September 13,2016, Item 16F1, the COUNTY approved the fifth amendment to address changes to incorporate grantor regulatory changes to this Agreement; and It r c WHEREAS, the Parties desire to amend the Agreement to extend project completion date and amend milestone deadline dates. -a NOW, THEREFORE, in consideration of foregoing Recitals, and other good and valuable consideration,the receipt and sufficiency of which is hereby mutually acknowledged,the Parties agree to amend the Agreement as follows: v m rn Words Struckkreugh are deleted;Words Underlined are added N 14. cn Y a) ' E a) * * H. PERIOD OF PERFORMANCE U Services of the DEVELOPER shall start on the 22m1 day of October,2013 and end on the 9th-day-el' October, 2O1631st day of January, 2017. Construction activities shall be completed by 20167 and the m affordability period shall cease in 20367. The term of this Agreement and the provisions herein may be d extended by amendment to cover any additional time period during which the DEVELOPER remains in control of HOME funds or other HOME assets, including program income. •III. AGREEMENT AMOUNT * * Milestone Anticipated Deadline Environmental Scope Review by County 10/2014 Environmental approved by HUD 12/2014 Environmental Review Published and NTP Issued 11/2014 Design work complete 2/2015 Land Acquisition 12/2014 Big Cypress Housing Corporation(HM13-03) Multi-Family Project 18 for Single Family Rental Housing Construction Amendment#6 Page 2 of 3 Packet Pg. 1550 16.D.7.a Building Plans submitted&Reviewed by County 01/2015 Bid selection made 03/2015 Contract signed/Awarded/NTP issued 05/2015 Construction complete or near completion for one of the eighteen units-failure to accomplish this task may 08/15/16 result in the subrecipient being required to repay $371,260.57 of CDBG/DRI funds that were previously invested in the project Construction of all 18 units complete 8A-X601/31/17 Lease agreement complete for one of the eighteen units 08/444609/01/16 Lease Agreements Complete for the remaining 09/2016012/31/17 seventeen units I 4 Y IN WITNESS WHEREOF,the Parties have each,respectively,by an authorized person or agent, E°' hereunder set their hands and seals on the date first written above. t C W E ATTEST: BOARD OF COUNTY COMMISSIONERS OF COLLIER COUNTY, v DWIGHT E.BROCK,CLERK FLORIDA = U m By: a; ,Deputy Clerk DONNA FIALA, CHAIRMAN N Date: Dated: (SEAL) E V C a� Big Cypress Housing Corporation �E U Z By: .— Aim_ dliiii Um OPER IL.. i re C () 7 ve Ki P i' a E DEVELOPER Name and Title u Date: 9/ aC Approved as to form and legality: Jennifer A.Belpedio (�., �\ Assistant County Attorney 1✓ �\ Big Cypress Housing Corporation(HM 13-03) Multi-Family Project 18 for Single Family Rental Housing Construction Amendment#6 Page 3 of 3 • G Packet Pg. 1551 Grant # - M -03 -M -11 -UC -12-0017 CFDA/CSFA# - 14.239 DEVELOPER — Big Cypress Housing Corporation CHC DUNS # - 0647232520 FETI # - 65-1067124 FY End 12/31 Monitoring Deadline 10/2035 AGREEMENT BETWEEN COLLIER COUNTY AND BIG CYPRESS HOUSING CORPORATION THIS AGREEMENT is made and entered into this 22nd day of October, 2013, by and between Collier County, a political subdivision of the State of Florida, ("COUNTY" or "Grantee") having its principal address as 3339 E. Tamiami Trail, Naples FL 34112, and the "DEVELOPER", "Big Cypress Housing Corporation" a private not-for-profit corporation existing under the laws of the State of Florida, having its principal office at 19308 SW 380h Street, Florida City, Florida 33034. WHEREAS, the COUNTY is the recipient of HOME Investment Partnerships (HOME) Program funds from the United States Department of Housing and Urban Development (HUD) as provided by the Cranston -Gonzalez National Affordable Housing Act, as amended; and WHEREAS, the Board of County Commissioners of Collier County approved the Collier County Consolidated Plan One -Year Action Plan for Federal Fiscal Year 2013-2014 for the HOME Program on August 13, 2013 -Agenda Item 1 I A; and WHEREAS, HUD has approved the County's Consolidated Plan One -Year Action Plan for Federal Fiscal Year 2013-2014 for the HOME Program and the use of the HOME funds for the activities identified in the Plan; and WHEREAS, the COUNTY and the DEVELOPER desire to provide the activities specified in this Agreement, in accord with the approved One -Year Action Plan; and WHEREAS, the COUNTY desires to engage the DEVELOPER to implement such undertakings of the HOME Program as a valid and worthwhile County purpose. NOW, THEREFORE, in consideration of the mutual covenants and obligations herein contained, the Parties agree as follows: Uig Cypress Housing Corporation (HM 13-03) Multi -Family Project consisting of a Minimum of't'en (10) Single Family Rental Housing Construction Page 1 of 35 a 1. SCOPE OF SERVICES The DEVELOPER shall, in a satisfactory and proper manner and consistent with any standards required as a condition of providing HOME funds, as determined by Collier County Housing, Human and Veteran Services (HHVS), perform the tasks necessary to conduct the program as follows: FY2008 - FY2012 Amended Action Plans identified and approved the project to Big Cypress Housing Corporation (BCHC): A. Proiect Component One: Multi -Family Project consisting of a minimum of Ten (10) Single Family Rental Housing Construction at Hatcher's Preserve located at 3180 Westclox Street in Itnmokalee, FL, in Section 30, township 46 South, Range 29 East, Collier County; Eight (8) of the units will be High Rents and two (2) Low Rents and all will be three bedroom units. Two (2) will be designated handicap units. Maximum Per -Unit Subsidy The maximum HOME per-unit subsidy may not be increased above 240 percent of the base limits authorized by §221(d)(3)(ii) of the National Housing Act [12 U.S.C. 1715l(d)(3)(iii)]. In no case will the County's funding of the Project be less than $1,000 per HOME -assisted unit or more than the maximum per unit subsidy allowed under 24CFR 92.250(a). The maximum subsidy for 3 bedroom units is $215,282. 1. As a new construction rental project, the Affordability Period during which DEVELOPER must maintain compliance with all applicable HOME rules shall be twenty (20) years. The Affordability Period will not commence until the Project has met the requirements for Project Completion outlined in 24 CFR 92.2, which will require that construction be complete, all HOME funds have been disbursed by the COUNTY and drawn from the US Treasury, and required completion data has been entered in HUD's IDIS Federal Reporting System, The COUNTY will notify the DEVELOPER of the actual date of completion and the exact date of the expiration of the affordability period, which shall be calculated based on the date of completion. The COUNTY will record a covenant running with the land, in form satisfactory to the COUNTY, that provides a means for enforcement of the affordability restrictions of 24 CFR 92.252. The covenant will be recorded senior to all other financing liens, including the first -position mortgage referenced above, and be enforceable against all successors in interest to VOASE, If necessary, the COUNTY may execute an amendment to the Covenant Running with the Land that extends the affordability restrictions of 24 CFR 92.252 to the exact date of expiration of the affordability period. Failure of the project to meet all applicable HOME requirements for the entire Affordability Period will result in a requirement that all HOME funds be repaid by the DEVELOPER to the COUNTY. LONG TERM AFFORDABILITY The HOME -assisted housing must meet the affordability requirements for not less than the applicable period specified in the following table, beginning after project completion. The per Big Cypross Housing Corporation (HM 13-03) Multi -gamily Project consisting of a Minimum of Ten (10) Single Family Rental Housing Construction Page 2 of 35 N unit amount of HOME funds and the affordability period that they trigger are described more fully below under Recapture Provisions. Rental bouabg ecovity MlMmumperloEof M" blltylnyeah ReM1aW4taGwta aWus'lanel enetirg lwua perurMemountol HOMEh , Ut $15,000 5 $15,000 to Mao) 10 Over $40,000 w rM ihlalm imlyhg relnanciig , New mnsbuctbn wK Wu tion do vco Ss "M Sma Z 2. Additional Rent Limitations: A rental project with five or more HOME assisted rental units, shall have twenty (20) percent of the HOME assisted units occupied by very low-income families and meet one of the following rent requirements: 1) does not exceed 30 percent of the annual income of a family whose income equals 50 percent of the median income for the areas, as determined by HUD; and 2) The rent does not exceed 30 percent of the families adjusted income. If the unit receives Federal or State project -based rental subsidy and the very low- income family pays as a contribution toward rent not more than 30 percent of the family's adjusted income, then the maximum rent (i.e. tenant contribution plus project -based rental subsidy) is the rent allowable under the Federal or State project based rental subsidy program; 92.252(b)(1)(2). In accordance with 24 CFR 92.252(b), it requires that projects with five (5) or more HOME assisted rental units have at least 20% of their units occupied by Very -Low - Income (V LI) 50% of AMI or less. B. Project Component Two: Developer Fee, as specified in Exhibit H Items identified for funding are outlined in the budget in Section III. Any funds the CHDO earns are permitted to be retained as CHDO proceeds from this project shall be used in compliance with 24 CFR 92.300(a)(2) or as otherwise specified in this Agreement and in accordance with Exhibit G. II. TIME OF PERFORMANCE Services of the DEVELOPER shall start on the 22"'u day of October, 2013 and end on the 31st day of October, 2015. Construction activities shall be completed by 2015 and the affordability period shall cease in 2035. The term of this Agreement and the provisions herein may be extended by amendment to cover any additional time period during which the DEVELOPER remains in control of HOME funds or other HOME assets, including program income. III. AGREEMENT AMOUNT The COUNTY agrees to make available at least ONE MILLION DOLLARS AND NO CENTS ($1,000,000) HOME Grant for the use by the DEVELOPER during the Term of the Agreement (hereinafter, the aforestated amount including, without limitation, any additional amounts Big Cypress Ilousing Corporation (FIM 13-03) Multi -Family Project consisting of a Mininmm of Ten (10) Single Family Rental Housing Construction Page 3 of 35 included thereto as a result of a subsequent amendment(s) to the Agreement, shall be referred to as the "Funds"). The DEVELOPER shall be reimbursed by the COUNTY using HUD funding for allowable costs, determined by COUNTY, in an amount not to exceed ONE MILLION DOLLARS AND 00/100 DOLLARS ($1,000,000) unless an additional $144,000 of grant funds is allocated by the Board of County Commissioners in a Substantial Amendment to the County's Action Plan. If so, the SUBRECIPIENT shall be reimbursed by the COUNTY using HUD funding for allowable costs, determined by COUNTY, in an amount not to exceed ONE MILLION, ONE HUNDERD FORTY FOUR THOUSAND AND 00/100 DOLLARS ($1,144,000). The budget identified for the Rental Housing Construction Project shall be as follows: Line Item Description HOME Funds Project Component One: Multi -Family Project consisting of a minimum of Ten (10) Single Family Rental housing Construction and associated development costs $ 935,000 *$144,000 *$1,079,000 Proiect Component Two: Developer Fee $ 65,000 Total Pro'ect Expenses: SF Rental Housing Construction $935,000 *$144,000 Developer Fee $ 65,000 *$1,144,000 *Contingent upon FY 2013-2014 HUD Allocation and Approval of Action Plan and BCC approval Modifications to the "Budget and Scope" may only be made if approved in advance by the COUNTY. Budgeted fund shifts between cost categories and activities shall not be more than 10% and does not signify a change in scope. Fund shifts that exceed 10% between project components shall only be made with board approval. All services specified in Section I. Scope of Services shall be performed by DEVELOPER employees, or shall be put out to competitive bidding under a procedure acceptable to the COUNTY and Federal requirements. The DEVELOPER shall enter into contract for improvements with the lowest, responsive and qualified bidder. Contract administration shall be handled by the DEVELOPER and monitored by HHVS, which shall have access to all records and documents related to the project. Match Pursuant 24 CFR 92.218 Match is required for HOME funds. The Developer is encouraged to provide match funds when identified as an eligible source , such as contributions to housing activities that qualify as affordable housing under the I10ME program throughout a fiscal year. Contributions that have been or will be counted as satisfying a snatching requirement of another Federal grant or award may not count as satisfying the matching contribution requirement for the HOME program. Pursuant to Florida Big Cypress Housing Corporation (HMI3.03) Multi -Family Project consisting of a Minimum of Ten (10) Single Family Rental I ousing Construction Page 4 of 35 administrative Code 67-37.007 the State Housing Initiatives Partnership Program funds may be used as required match for HOME eligible activities. The County will apply those funds as a source of match to meet the federally required snatch commitment of 25%. The County shall reimburse the DEVELOPER for the performance of this Agreement upon completion or partial completion of the work tasks as accepted and approved by HHVS pursuant to the submittal of quarterly progress reports. DEVELOPER may not request disbursement of HOME funds until funds are needed for the payment of eligible costs, and all disbursement requests must be limited to the amount needed at the time of the request. However, invoices for work performed are required every month. DEVELOPER may expend funds only for allowable costs resulting from obligations incurred during the term of this agreement. If no work has been performed during that month, or if the DEVELOPER is not yet prepared to send the required backup, a $0 invoice will be required. Explanations will be required if two consecutive months of $0 invoices are submitted. Payments shall be made to the DEVELOPER when requested as work progresses but, not more frequently than once per month. Reimbursement will not occur if DEVELOPER fails to perform the minimum level of service required by this Agreement. Final invoices are due no later than 90 days after the end of the agreement. Work performed during the term of the program but not invoiced within 90 days without written exception from the Grant Coordinator will not be reimbursed. No payment will be made until approved by HHVS for grant compliance and adherence to any and all applicable local, state or Federal requirements. Payment will be made upon receipt of a properly completed invoice and in compliance with §218.70, Florida Statutes, otherwise known as the "Local Government Prompt Payment Act." The following table details the project deliverables and payment schedule: Deliverable Payment and/or Deliverable Submission Schedule for Supporting Documents Payment and/or Deliverable Project Component One: Upon invoicing using Exhibit B will reimburse allowable expenses on AIA G702-1992 form Payment Request: Monthly Single Family Rental Housing Construction (attached as Exhibit "G") or equivalent document per contractor's Schedule of Values. Supporting documents must be provided as back up 10% ($100,000y*($14,400) released upon Certificate of Completion of 10 units, final waiver of lien from general contractor Proiect Component Two: Upon invoicing using Exhibit B and Developer Fee documentation/as evidenced by i.e. Payment Request: Per occurrence Developer Fee Certificate of Occupancy and signed lease agreement with income qualified eligible tenant. Big Cypress Housing Corporation (HM13-03) Multi -Family Project consisting of a Minimum of Ten (1 a) Single Family Rental Housing Construction Page 5 of 35 HOME Match Requirement Documentation of developer activities Deliverable: Quarterly, as 1/2014 Obtain Environmental Clearance identified Creation and maintenance of N/A Deliverable: Ongoing and income eligibility files on Bid construction contract to be reviewed during clients served 7/2014 monitoring Ten households will benefit N/A Deliverable: Ongoing and from this funding and will be 1/2016 evidenced by lease low- and moderate- income agreement (LMA) persons Eight (8) at High HOME rents and two (2) at Low HOME rents Quarterly Progress Report Exhibit D Deliverable: Quarterly Proof of Insurance Insurance certificate Deliverable: Annually within 30 days of renewal Affirmative Plan Documents Deliverable: Within 30 Action/Marketing Plan days of contract execution and as modified HQS Inspections Inspection Forms Deliverable: Annually on or before 11/30 for each rental unit Tenant Leases Signed Leases Deliverable: 30 days prior to occupancy Tenant Participation Plan Plan Document Deliverable: 60 days prior to leasing Annual Audit Audit Report with Management Letter and Deliverable: 180 days after Exhibit E end of fiscal year Property Inventory Proof of continued ownership/management of Deliverable: 11/30 annually property Milestone Deadline Update Collier County SDP Platt and SWFWMD Drainage Approvals as required 1/2014 Obtain Environmental Clearance 1/2014 Retain Project Architect and Civil Engineer 2/2014 Submit for County building Plans & obtain approval 5/2014 Bid construction contract 6/2014 Select Contractor 7/2014 Start construction 9/2014 Construction of 10 units complete 10/2015 Units Leased/Occupied 1/2016 Big Cypress Housing Corporation (HMI3-03) Multi -Family Project consisting of Minimum of Ten (10) Single Family Rental (lousing Construction Page 6 of 35 C IV. NOTICES Notices required by this Agreement shall be in writing and delivered via mail (postage prepaid), commercial courier, or personal delivery or sent by facsimile or other electronic means. Any notice delivered or sent as aforesaid shall be effective on the date of delivery or sending. All notices and other written communications under this Agreement shall be addressed to the individuals in the capacities indicated below, unless otherwise modified by subsequent written notice. COLLIER COUNTY ATTENTION: Rosa Munoz, Grant Coordinator 3339 E Tamiami Trail, Suite 211 Naples, Florida 34112 mailto:RosaMunozna Colliergov.net 239-252-5713 DEVELOPER ATTENTION: Steve Kirk, President Big Cypress Housing Corporation P.O. Box 343529 Florida City, FL 33034 mailto:mailtokirknet(&yahoo.coln 305-242-2142 V. ADDITIONAL CONDITIONS AND COMPENSATION The parties acknowledge that the Funds originate from HOME grant funds from [IUD and must be implemented in full compliance with all of HUD's rules and regulations and any agreement between COUNTY and HUD governing HOME funds pertaining to this Agreement. In the event of curtailment or non -production of said federal funds, the financial sources necessary to continue to pay the DEVELOPER all or any portions of the funds will not be available. In that event, the COUNTY may terminate this Agreement, which termination shall be effective as of the date that it is determined by the County Manager or designee, in his -her sole discretion and judgment, that the Funds are no longer available. In the event of such termination, the DEVELOPER agrees that it will not look to, nor seek to hold the COUNTY, nor any individual member of the County Commissioners and /or County Administration, personally liable for the performance of this Agreement, and the COUNTY shall be released from any further liability to DEVELOPER under the terms of this Agreement. VI. GENERAL CONDITIONS A. SUBCONTRACTS No part of this Agreement may be assigned or subcontracted without the written consent of the COUNTY, which consent, if given at all, shall be at the COUNTY's sole discretion and judgment. Big Cypress dousing Corporation (14M13-03) Multi -Family Project consisting of a Minimum of Ten (10) Single Family Rental Housing Construction Page 7 of 35 rN C� B. GENERAL COMPLIANCE The DEVELOPER agrees to comply with the requirements of 24 CFR Part 92 of HOME Investment Partnerships Program Grants including subpart H of these regulations, except that (1) the DEVELOPER does not assume the recipient's environmental responsibilities described in 24 CFR 93.352 and (2) the DEVELOPER does not assume the recipient's responsibility for initiating the review process under the provisions of 24 CFR Parts 50 and 58. The DEVELOPER also agrees to comply with all other applicable Federal, state and local laws, regulations, and policies governing the funds provided under this contract. The DEVELOPER further agrees to utilize funds available under this Agreement to supplement rather than supplant funds otherwise available. HOME FINAL RULE PROVISION: Due to the implementation of the HOME Rules Published on 7-24-13, all new applicable regulations apply and are hereby incorporated by reference. C. INDEPENDENT CONTRACTOR Nothing contained in this Agreement is intended to, or shall be construed in any manner, as creating or establishing the relationship of employer/employee between the parties. The DEVELOPER shall at all times remain an "independent contractor" with respect to the services to be performed under this Agreement. The Grantee shall be exempt from payment of all Unemployment Compensation, FICA, retirement, life and/or medical insurance and Workers' Compensation Insurance, as the DEVELOPER is an independent contractor. D. AMENDMENTS The COUNTY and/or DEVELOPER may amend this Agreement at any time provided that such amendments make specific reference to this Agreement, and are executed in writing, signed by a duly authorized representative of each organization, and approved by the Grantee's governing body. Such amendments shall not invalidate this Agreement, nor relieve or release the Grantee or DEVELOPER from its obligations under this Agreement. No amendments to this agreement will be granted ninety (90) days prior to end date of this agreement. The COUNTY may, in its discretion, amend this Agreement to conform with Federal, state or local governmental guidelines, policies and available funding amounts, or for other reasons. If such amendments result in a change in the funding, the scope of services, or schedule of the activities to be undertaken as part of this Agreement, such modifications will be incorporated only by written amendment signed by both Grantee and DEVELOPER. Expiration of Agreement: If the DEVELOPER does not complete the project within the time period, the COUNTY Manager or designee may subject to HOME program requirements, grant a cumulative time extension of no more than 180 days and modify any subsequent project work plans to reflect the extension. The request must be submitted no later than ninety (90) days prior to end date of the Agreement. E. INDEMNIFICATION Big Cypress Housing Corporation (HM13.03) Multi -Family Project consisting of a Minimum of Ten (10) Single Family Rental Housing Construction Page 8 of 35 To the maximum extent permitted by Florida law, the DEVELOPER shall indemnify and hold harmless Collier County, its officers, agents and employees from any and all claims, liabilities, damages, losses, costs, and causes of action which may arise out of an act, omission, including, but not limited to, reasonable attorneys' fees and paralegals' fees, to the extent caused by the negligence, recklessness, or intentionally wrongful conduct of the DEVELOPER or any of its agents, officers, servants, employees, contractors, patrons, guests, clients, licensees, invitees, or any persons acting under the direction, control, or supervision of the DEVELOPER in the performance of this Agreement. This indemnification obligation shall not be construed to negate, abridge or reduce any other rights or remedies which otherwise may be available to an indemnified party or person described in this paragraph. The DEVELOPER shall pay all claims and losses of any nature whatsoever in connection therewith and shall defend all suits in the name of the COUNTY and shall pay all costs (including attorney's fees) and judgments which may issue thereon. This Indemnification shall survive the termination and/or expiration of this Agreement. This section does not pertain to any incident arising from the sole negligence of Collier County. The foregoing indemnification shall not constitute a waiver of sovereign immunity beyond the limits set forth in Section 768.28, Florida Srarsres. This section shall survive the expiration or termination of this Agreement. GRANTEE RECOGNITION/SPONSORSHIPS The DEVELOPER agrees that all notices, informational pamphlets, press releases, advertisements, descriptions of the sponsorships of the Program, research reports and similar public notices prepared and released by the DEVELOPER for, on behalf of, and/or about the Program shall include the statement: "FINANCED BY U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT (HUD) AND COLLIER COUNTY HOUSING, HUMAN AND VETERAN SERVICES DEPARTMENT" and shall appear in the same size letters or type as the name of the DEVELOPER. This design concept is intended to disseminate key information regarding the development team as well as Equal Housing Opportunity to the general public. Construction signs shall comply with applicable COUNTY codes. G. DEFAULTS, REMEDIES AND TERMINATION In accordance with 24 CFR 85.44, this Agreement may also be terminated for convenience by either the Grantee or the DEVELOPER, in whole or in part, by setting forth the reasons for such termination, the effective date, and, in the case of partial termination, the portion to be terminated. However, if in the case of a partial termination, the Grantee determines that the remaining portion of the award will not accomplish the purpose for which the award was made, the Grantee may terminate the award in its entirety. Big Cypress Housing Corporation (HM13.03) Multi•Fantily Project consisting of a Minimum of Ten (10) Single Family Rental I ousing Construction Page 9 of 35 4�/ (A) The following actions or inactions by DEVELOPER shall constitute a Default under this Agreement: 1. Failure to comply with any of the rules, regulations or provisions referred to herein, or such statutes, regulations, executive orders, and HUD guidelines, policies or directives as may become applicable at any time; 2. Failure, for any reason, of the DEVELOPER to fulfill in a timely and proper manner its obligations under this Agreement; 3. Ineffective or improper use of funds provided under this Agreement; or 4. Submission by the DEVELOPER to the Grantee reports that are incorrect or incomplete in any material respect; 5. Submission by the DEVELOPER of any false certification; 6. Failure to materially comply with any terns of this Agreement; and 7. Failure to materially comply with the terms of any other agreement between the County and the DEVELOPER relating to the project. In the event of any default by DEVELOPER under this Agreement, the County may seek any combination of one or more of the following remedies: 1. Require specific performance of the Agreement, in whole or in part; 2. Require the use of or change in professional property management; 3. Require immediate repayment by DEVELOPER to the County of all HOME funds DEVELOPER has received under this Agreement; 4. Apply sanctions set forth in 24 CFR 92, if determined by the County to be applicable; 5. Stop all payments until identified deficiencies are corrected; 6. Tenninate this Agreement by giving written notice to DEVELOPER of such termination and specifying the effective date of such termination. If the Agreement is terminated by the County as provided herein, DEVELOPER shall have no claim of payment or claim of benefit for any incomplete project activities undertaken under this Agreement. VII. REVERSION OF ASSETS Big Cypress Mousing Corporation (I IM 13.03) Multi -Family Project consisting of a Minimum of Ten (10) Single Family Rental Housing Construction Page 10 of 35 L In the event of a termination of this Agreement or upon expiration of the Agreement and in addition to any and all other remedies available to the COUNTY (whether under this Agreement or at law or in equity) the DEVELOPER shall immediately transfer to the COUNTY any funds on hand at the time of termination (or expiration) and any accounts receivable attributable to the use of HOME funds per 24 CFR 92.504(2)(vii). The COUNTY's receipt of any funds on hand at the time of termination shall not waive the COUNTY's right (nor excuse DEVELOPER's obligation) to recoup all or any portion of the funds, as the COUNTY may deem necessary. Title to equipment acquired by DEVELOPER shall vest with the DEVELOPER, subject to the conditions outlined in 24 CFR 84.34. Title to supplies and other expendable property shall vest with the DEVELOPER upon acquisition subject to the conditions outlined in 24 CFR 84.35. The County will enforce affordability for the property through deed restrictions upon completion of the project. Recapture Provisions The COUNTY may choose to recapture the entire amount of HOME assistance or a reduced amount on a pro rata basis for the time the DEVELOPER has owned the housing measured against the required affordability period. The net proceeds may be divided proportionally as set forth in the following mathematical formulas: Direct HOME Subsidy X Net proceeds = HOME recapture Direct HOME Subsidy + Developer investment Developer Investment X Net proceeds = amount to Developer HOME Subsidy + Developer investment The COUNTY may permit the DEVELOPER to recover the DEVELOPER'S entire investment (capital improvements made by the DEVELOPER since completion) before recapturing the HOME investment. Any HOME investment recaptured by the COUNTY shall be deposited to the Jurisdiction's HOME account for future use towards eligible activities. VIII. INSURANCE DEVELOPER shall not commence any work and/or services pursuant to this Agreement until all insurance required under this Section and outlined in Exhibit "A" has been obtained, and carried, at all times during its performance. Big Cypress Housing Corporation (HM 13.03) Multi -Family Project consisting of Minimum of Ten (I0) Single Family Rental lousing Construction Page II of 35 IX. ADMINISTRATIVE REQUIREMENTS A. EXAMINATION OF RECORDS The DEVELOPER shall maintain sufficient records in accordance with 24 CFR 92.508 to determine compliance with the requirements of this Agreement, the HOME Program and all other applicable laws and regulations. This documentation shall include, but not be limited to, the following: B. DOCUMENTATION AND RECORDKEEPING All records required by HOME. 2. DEVELOPER shall keep and maintain public records that ordinarily and necessarily would be required by COUNTY in order to perform the service. 3. All reports, plans, surveys, information, documents, maps, books, records and other data procedures developed, prepared, assembled, or completed by the DEVELOPER for the purpose of this Agreement shall be made available to the COUNTY by the DEVELOPER at any time upon request by the COUNTY or HHVS. Materials identified in the previous sentence shall be in accordance with generally accepted accounting principles, procedures and practices, which sufficiently and properly reflect all revenues and expenditures of funds provided directly or indirectly by this Agreement, including snatching funds and Program Income. These records shall be maintained to the extent of such detail as will properly reflect all net costs, direct and indirect labor, materials, equipment, supplies and services, and other costs and expenses of whatever nature for which reimbursement is claimed under the provisions of this Agreement. 4. Upon completion of all work contemplated under this Agreement copies of all documents and records relating to this Agreement shall be surrendered to HHVS if requested. In any event the DEVELOPER shall retain all documents and records in a readily accessible, permanent location for four (4) years after project completion; provided, however, that records of individual tenant income verifications, project rents and project inspections must be retained for the most recent five year period, until five years after the affordability period terminates. Notwithstanding the above, if there is litigation, claims, audits, negotiations or other actions that involve any of the records cited and that have commenced before the expiration of the five (5) year period, such records must be retained until completion of the actions and resolution of all issues, or the expiration of the five (5) year period, whichever occurs later. The COUNTY shall be informed in writing if an agency ceases to exist after closeout of this Agreement of the address where the records are to be kept as outlined in 24 CFR 85.42. Meet all requirements for retaining public records and transfer, at no cost, to COUNTY all public records in possession of the DEVELOPER upon termination of the contract and destroy any duplicate public records that are exempt or confidential and exempt from public records disclosure requirements. All records stored electronically must be Big Cypress Housing Corporation (HMI3.03) Multi -Family Project consisting of Minimum of"ren (10) Single Family Rental Housing Construction Page 12 of 35 161 provided to the COUNTY in a format that is compatible with the information technology systems of the public agency. 5. The DEVELOPER shall maintain records showing compliance with the Davis -Bacon Law, including files containing contractor payrolls, employee interviews, Davis -Bacon wage rates, and administrative cross-referencing. DEVELOPER shall maintain records showing contractor compliance with the Contract Work Hours and Work Safety Law. Similarly, the DEVELOPER shall maintain records showing compliance with federal purchasing requirements and with other federal requirements for grant implementation. 6. The DEVELOPER will be responsible for the creation and maintenance of income eligible files on clients served and documentation that all households are eligible under HUD Income Guidelines. The DEVELOPER shall ensure all tenant files comply with income determination as specified in 24 CFR 92.203 and 92.253. The DEVELOPER agrees that HHVS shall be the final arbiter on the DEVELOPER's compliance. Provide the public with access to public records on the same terms and conditions that the public agency would provide the records and at a cost that does not exceed the cost provided in this chapter or as otherwise provided by law. DEVELOPER shall ensure that public records that are exempt or confidential and exempt from public records disclosure requirements are not disclosed except as authorized by law. C. REPORTS AND EVALUATIONS (MONITORING) Reimbursement may be contingent on the timely receipt of complete and accurate reports required by this Agreement, and on the resolution of monitoring findings identified pursuant to this Agreement as deemed necessary by the County Manager or designee. During the term, DEVELOPER shall submit quarterly progress reports to the COUNTY on the 151h day of January, April, July and October respectively for the prior quarter period end. As part of the report submitted in October, the DEVELOPER also agrees to include, a comprehensive final report covering the agreed-upon Program objectives, activities and expenditures and including, but not limited to, performance data on client feedback with respect to the goals and objectives set forth in Exhibit "D". Exhibit "D" contains an example reporting form to be used in fulfillment of this requirement. Other repotting requirements may be required by the County Manager or their designee in the event of Program changes; the need for additional information or documentation arises; and/or legislative amendments are enacted. Reports and/or requested documentation not received by the due date shall be considered delinquent and may be cause for default and termination of this Agreement. During the term, DEVELOPER shall submit an annual audit monitoring report (Exhibit E) to the COUNTY no later than 180 days atter the DEVELOPER's fiscal year end. The COUNTY will conduct an annual financial and programmatic review. The DEVELOPER agrees that HHVS will cavy out no less than one (1) annual on-site monitoring visit and evaluation activities as determined necessary. At the COUNTY's discretion, they Big Cypress Housing Corporation (HM 13-03) Multifamily Project consisting of a Minimum of Ten (10) Single family Rental Housing Construction Page 13 of 35 G'r may impose a reasonable monitoring charge. Fees are based on average staff time and costs of materials. Ongoing monitoring fees may be included in the project underwriting. In addition, the COUNTY shall at a minimum, conduct inspections every two years in accordance with 24 CFR 92.504(d)(i) and HQS inspections shall be completed in accordance with 24 CFR 92.209(1). Also, at the COUNTY's discretion, a desk top review of the activities may be conducted in lieu of an on-site visit. The continuation of this Agreement is dependent upon satisfactory evaluations. The DEVELOPER shall, upon the request of HHVS, submit information and status reports required by HHVS or HUD to enable HHVS to evaluate said progress and to allow for completion of reports required. The DEVELOPER shall allow HHVS or HUD to monitor the DEVELOPER on site. Such site visits may be scheduled or unscheduled as determined by HHVS or HUD. D. ADDITIONAL HOUSING, HUMAN AND VETERAN SERVICES, COUNTY, AND HUD REQUIREMENTS The DEVELOPER agrees to utilize funds available under this Agreement to supplement rather than supplant funds otherwise available for specified activities. E. PURCHASING All purchasing for services and goods, including capital equipment, shall be made by purchase order or by a written contract and in conformity with the thresholds of Collier County Purchasing Policy. Purchasing Threshold Policy Dollar Range $Quotes Under $3K 1 Written Quote $3K to $50K 3 Written Quotes Above $50K Request for Proposal (RFP) Invitation for Bid (IFB) AUDITS AND INSPECTIONS At any time during normal business hours and as often as the COUNTY (and/or its representatives) may deem necessary, the DEVELOPER shall make available all records, documentation and any other data relating to all matters covered by the Agreement for review, inspection or audit and in compliance with 24 CFR 92.504. G. GRANT CLOSEOUT PROCEDURES DEVELOPER'S obligation to the COUNTY shall not end until all closeout requirements are completed. Activities during this closeout period shall include, but not be limited to: making final payments, disposing of program assets (including the return of all unused materials, equipment, program income balances, and receivable accounts to the COUNTY), and determining the custodianship of records. Any balance of unobligated funds which have been advanced or paid must be Big Cypress Housing Corporation (HM 13-03) Matti -Family Project consisting of Minimum ofTcn (10) Single Family Rental Housing Construction Page 14 of 35 0 returned to the County. Any funds paid in excess of the amount to which the DEVELOPER is entitled under the terms and conditions of this Agreement must be refunded to the COUNTY. In addition to the records retention outlined in Section IX.B.3, the DEVELOPER shall comply with Section 119.021 Florida Statutes regarding records maintenance, preservation and retention. DEVELOPER shall also produce records and information that complies with Section 215.97, Florida Single Audit Act. The County will record a Mortgage, Deed and Note for each property upon completion of each HOME unit. Developer shall execute any additional documents and provide additional information as may be necessary for the County to enter into these additional documents. X. OTHER PROGRAM REQUIREMENTS A. OPPORTUNITIES FOR RESIDENTS AND CIVIL RIGHTS COMPLIANCE The DEVELOPER agrees that no person shall be excluded from the benefits of, or be subjected to, discrimination under any activity carried out by the performance of this Agreement on the basis of race, color, disability, national origin, religion, age, familial status, or sex. Upon receipt of evidence of such discrimination, the COUNTY shall have the right to terminate this Agreement. To the greatest extent feasible, lower-income residents of the project areas shall be given opportunities for training and employment; and to the greatest feasible extent eligible business concerns located in or owned in substantial part by persons residing in the project areas shall be awarded contracts in connection with the project. The DEVELOPER shall comply with Section 3 of the Housing and Community Development Act of 1968. B. OPPORTUNITIES FOR SMALL AND MINORITY/WOMEN-OWNED BUSINESS ENTERPRISES The DEVELOPER will use its best efforts to afford small businesses, minority business enterprises, and women's business enterprises the maximum practicable opportunity to participate in the performance of this contract. As used in this contract, the terms "small business" means a business that meets the criteria set forth in section 3(a) of the Small Business Act, as amended (15 U.S.C. 632), and "minority and women's business enterprise" means a business at least fifty-one (51) percent owned and controlled by minority group members or women. For the purpose of this definition, "minority group members" are Afro-Americans, Spanish-speaking, Spanish surnamed or Spanish - heritage Americans, Asian -Americans, and American Indians. The DEVELOPER may rely on written representations by businesses regarding their status as minority and female business enterprises in lieu of an independent investigation. C. PROGRAM BENEFICIARIES At least fifty-one percent (51 %) of the beneficiaries of a project funded through this Agreement must be low- and moderate- income persons. If the project is located in an entitlement city, as defined by HUD, or serves beneficiaries countywide, more than thirty percent (30%) of the beneficiaries directly assisted under this Agreement must reside in unincorporated Collier County or in municipalities participating in the County's Urban County Qualification Program. The project shall Big Cypress dousing Corporation (HM 13-03) Multi -Family Project consisting ora Minimum of Ten (10) Single Family Rental Housing Construction Page 15 of 35 CA( assist beneficiaries as defined above for the time period designated in Exhibit "D" of this Agreement. In accordance with 24 CFR 92.252(b), requires that projects with five (5) or more HOME assisted rental units have at least 20% of their units occupied by Very -Low -Income (VLI) 50% of AMI or less. D. AFFIRMATIVE ACTION/MARKETING PLAN The DEVELOPER agrees that it shall be committed to carry out pursuant to the COUNTY's specifications an Affirmative Action Program in keeping with the principles as provided in President's Executive Order 11246 of September 24, 1966. The COUNTY shall provide Affirmative Action guidelines to the DEVELOPER to assist in the formulation of such program. The DEVELOPER shall submit a plan for an Affirmative Action Program for approval prior to the award of funds. The Affirmative Action/Marketing Plan will need to be updated throughout the affordability period and submitted to County within 30 days of update/modification. E. CONFLICT OF INTEREST The DEVELOPER covenants that no person under its employ who presently exercises any functions or responsibilities in connection with the Project, has any personal financial interest, direct or indirect, in the Project areas or any parcels therein, which would conflict in any manner or degree with the performance of this Agreement and that no person having any conflict of interest shall be employed by or subcontracted by the DEVELOPER. The DEVELOPER will notify the COUNTY in writing and seek COUNTY approval prior to entering into any contract with an entity owned in whole or in part by a covered person or an entity owned or controlled in whole or in part by the DEVELOPER. The COUNTY may review the proposed contract to ensure that the contractor is qualified and that the costs are reasonable. Approval of an identity of interest contract will be in the COUNTY's sole discretion. This provision is not intended to limit DEVELOPER's ability to self -manage the project using its own employees. Any possible conflict of interest on the part of the DEVELOPER or its employees shall be disclosed in writing to HHVS provided, however, that this paragraph shall be interpreted in such a manner so as not to unreasonably impede the statutory requirement that maximum opportunity be provided for employment of and participation of low and moderate -income residents of the project target area. XI. CONDITIONS FOR RELIGIOUS ORGANIZATIONS HOME funds may be used by religious organizations or on property owned by religious organizations only in accordance with requirements set in Section and 24 CFR 92.257. The DEVELOPER shall comply with First Amendment Church/State principles as follows: a. It will not discriminate against any employee or applicant for employment on the basis of religion and will not limit employment or give preference in employment to persons on the basis of religion b. It will not discriminate against any person applying for public services on the basis of religion and will not limit such services or give preference to persons on the basis of religion Big Cypress Housing Corporation (HM 13.03) Multi -Family Project consisting ora Minimum of Ten (10) Single Family Rental Housing Construction Page 16 of 35 CAt c. It will retain its independence from Federal, State and local governments and may continue to carry out its mission, including the definition, practice and expression of its religious beliefs, provided that it does not use direct HOME funds to support any inherently religious activities, such as worship, religious instruction or proselytizing d. The funds shall not be used for the acquisition, construction or rehabilitation of structures to the extent that those structures are used for inherently religious activities. Where a structure is used for both eligible and inherently religious activities, HOME funds may not exceed the cost of those portions of the acquisition, construction or rehabilitation that are attributable to eligible activities in accordance with the cost accounting requirements applicable to HOME funds in this part. Sanctuaries, chapels, or other rooms that a HOME funded religious congregation uses as its principal place of worship, however, are ineligible for HOME funded improvements. XII. SEVERABILITY Should any provision of the Agreement be determined to be unenforceable or invalid, such a determination shall not affect the validity or enforceability of any other section or part thereof. REMAINDER OF PAGE INTENTIONLALLY LEFT BLANK SIGNATURE PAGE TO FOLLOW Big Cypress Housing Corpontion (HM 13-03) Multi -gamily Project consisting of a Minimum of Ten (10) Single Family Rental I lousing Construction Page 17 of 35 IN WITNESS WHEREOF, the DEVELOPER and the County, have each, respectively, by an authorized person or agent, hereunder set their hands and seals on this day of 2013. ATTEST: DWIGHT E. $ROCI ;'CLERK A st as tO Chaimia ut irk signature only. Big Cypress Housing Corporation (HM13-03) Multi -Family Project consisting of a Minimum of Ten (I0) Single Family Rental Housing Construction Big Cypress Housing 0 a ESQ., DEVELOPER Name and Title Approved as to form and legality: Jennifer A. Belpe i Assistant County A rney Page 18 of 35 OF WOMAN �tt'�S EXHIBIT "A" INSURANCE REQUIREMENTS The DEVELOPER shall famish to Collier County, c/o Housing, Human and Veteran Services Department, 3339 E. Tamiami Trail, Bldg H Suite 211, Naples, Florida 34112, Certificate(s) of Insurance evidencing insurance coverage that meets the requirements as outlined below: Workers' Compensation as required by Chapter 440, Florida Slalsres 2. Commercial General Liability including products and completed operations insurance in the amount of $1,000,000 per occurrence and $2,000,000 aggregate. Collier County must be shown as an additional insured with respect to this coverage. 3. Automobile Liability Insurance covering all owned, non -owned and hired vehicles used in connection with this contract in an amount not less than $1,000,000 combined single limit for combined Bodily Injury and Property Damage. Collier County shall be named as an additional insured. DESIGN STAGE (IF APPLICABLE) In addition to the insurance required in I — 3 above, a Certificate of Insurance must be provided as follows: 4. Professional Liability insurance in the name of the DEVELOPER or the licensed design professional employed by the DEVELOPER in an amount not less than $1,000,000 per occurrence/$1,000,000 aggregate providing for all sums which the DEVELOPER and/or the design professional shall become legally obligated to pay as damages for claims arising out of the services performed by the DEVELOPER or any person employed by the DEVELOPER in connection with this contract. This insurance shall be maintained for a period of two (2) years after the certificate of Occupancy is issued. Collier County shall be named as an additional insured. CONSTRUCTION PHASE (IF APPLICABLE) In addition to the insurance required in 1 — 4 above, the SUBRECIPEINT shall provide or cause its Subcontractors to provide original certificates indicating the following types of insurance coverage prior to any construction: 5. Completed Value Builder's Risk Insurance on an "All Risk" basis in an amount not less than one hundred (100%) percent of the insurable value of the building(s) or structure(s). The policy shall be in the name of Collier County and the DEVELOPER. 6. In accordance with the requirements of the Flood Disaster Protection Act of 1973 (42 U.S.C. 4001), the DEVELOPER shall assure that for activities located in an area identified by the Federal Emergency Management Agency (FEMA) as having special flood hazards, flood insurance under the National Flood Insurance Program is obtained Big Cypress Housing Corporation (HM13-03) Multi -Family PmJect consisting of a Minimum of Ten (I0) Single Family Rental Housing Construction Page 19 of 35 C� and maintained as a condition of financial assistance for acquisition or construction purposes (including rehabilitation). OPERATION/MANAGEMENT PHASE (IF APPLICABLE) After the Construction Phase is completed and occupancy begins, the following insurance must be kept in force throughout the duration of the loan and/or contract: 8. Workers' Compensation as required by Chapter 440, Florida Statutes. 9. Commercial General Liability including products and completed operations insurance in the amount of $1,000,000 per occurrence and $2,000,000 aggregate. Collier County must be shown as an additional insured with respect to this coverage. 10. Automobile Liability Insurance covering all owned, non -owned and hired vehicles used in connection with this contract in an amount not less than $1,000,000 combined single limit for combined Bodily Injury and Property Damage. Collier County as an additional insured. 11. Property Insurance coverage on an "All Risk" basis in an amount not less than one hundred (100%) of the replacement cost of the property. Collier County must be shown as a Loss payee with respect to this coverage A.T.I.M.A. 12. Flood Insurance coverage for those properties found to be within a flood hazard zone for the full replacement values of the structure(s) or the maximum amount of coverage available through the National Flood Insurance Program (NFIP). The policy must show Collier County as a Loss Payee A.T.I.M.A. Big Cypress Housing Corporation (HM 13.03) Multi -Family Project consisting of a Minimum of Ten (10) Single Family Rental Housing Construction Page 20 of 35 o EXHIBIT "B" COLLIER COUNTY HOUSING, HUMAN AND VETERAN SERVICES REQUEST FOR PAYMENT SECTION I: REQUEST FOR PAYMENT Sub recipient Name: Big Cypress Housing Corporation (BCHC) Sub recipient Address: P.O. Box 343529/193008 SW 380'h Street Florida City, FL 33034 Project Name: Single Family Rental Housing Construction Project No: HM 13-03 Payment Request # Dollar Amount Requested: $ SECTION II: STATUS OF FUNDS 1. Grant Amount Awarded 2. Sum of Past Claims Paid on this Account 3. Total Grant Amount Awarded Less Sum Of Past Claims Paid on this Account $ 4. Amount of Previous Unpaid Requests 5. Amount of Today's Request E 6. Current Grant Balance (Initial Grant Amount Awarded Less Sum of all requests) $ I certify that this request for payment has been drawn in accordance with the terms and conditions of the Agreement between the COUNTY and us. To the best of my knowledge and belief, all grant requirements have been followed. Signature Date Title Authorizing Grant Coordinator Supervisor (approval authority tinder $14,999) Dept Director Big Cypress Housing Corporation MM13-03) Multi -Family Project consisting of a Minimum of Tcn (10) Single Family Rental (approval required $15,000 and above) Housing Construction Page 21 of 35 EXHIBIT "C" RELEASE AND AFFIDAVIT FORM CONSTRUCTION ONLY The DEVELOPER certifies for itself and its contractors that all charges for labor, materials, supplies, lands, licenses and other expenses for which COUNTY might be sued or for which a lien or a demand against any payment bond might be filed, have been satisfied and paid. This document is in compliance with Florida Statutes Chapter 713.02 Part 1— Waiver or Release of Liens. This Release and Affidavit is given in connection with the DEVELOPER's (monthly/final) Request for Payment. Witness: M Print name and title STATE OF COUNTY OF Big Cypress Housing Corporation (BCHC) M ITS: President DATE: The foregoing instrument was acknowledged before me this_ day of 20_, by , as of A Choose Not -For -Profit, or Corporation or Municipality on behalf of Choose Not -For -Profit, Corporation or Municipality . He/She is personally known to me OR has produced as identification and who did (did not) take an oath. My Commission Expires: Printed) (AFFIX OFFICIAL SEAL) Big Cypress Housing Corporation (HM13-03) Multi -Family Project consisting of a Minimum of Ten (10) Single Family Rental Housing Construction (Signature) Name: Notary Public, State of-, Commission No.: Page 22 of 35 (Legibly Cn EXHIBIT "D" QUARTERLY PROGRESS REPORT Sub•reciplents: Please 011 In the following shaded areas of the report Agency Name: BIg'Cypreas;Noiising Cortieration (9CFjGj 1. ,�, ,`"� -. , }h,,. Data; Project Title: . .. _..... .. ..}, Alternate Program Contact. Contact: �, '` ...... S Telephone Number:(305)42 'REPORT FOR QUARTER ENDING: (check one that applies to the j 04[30114 `,p1/31114�corresponding grant period): [3 01/31114 ti , Please take note: Each quarterly report needs to include cumulative data beginning from the start of the agreement date of September 24, 2013. 1. Please list the outcome goals) from yourapproved appljea0onbsubmcipleril apraameM and lnditiateyourprogress In meeting ; those Soaliviinciiitiptediber24 2019. Big Cypress Housing Corporation (HM 13-03) Multi -Family Project consisting of Minimum of'fen (10) Single Family Rental I ousing Construction Page 23 of 35 2. 1511111111111111 a. b. C. 4. � a( : t If no. explain- ,�Z 5t t ,, Sinoa Oato r1,.3R12, of th0 'taona assfsied;how fan`..,... 1`, ...now have new access (continuing) to this service or benefit? ...now has improved access to this service or benefit? ...now receive a service or benefit that is no longer substandard? Section 108 Loan Guarantee Other Consolidated Plan Funds Other Federal Funds Stale I Local Funds Total Other Funds Big Cypress Housing Corporation (HM13-03) Multi -Family Project consisting of Minimum of Ten (10) Single Family Rental Housing Construction Page 24 of 35 HOPWA CDBG ESG HOME Total Entitlement E Funds EXHIBIT "D" a. 1 What N the total number of UNDUPLICATED clients sery ,d tiffs quarter ff applicable? a. Total No. of atlas females served _ Total No. oftermisa served under 18: f 0 b. Total No. of adult males aenrea 7Total No. of males served under IS: 0.. TOTAL: O TOTAL: O e. Total hie. of families served: .O a,' -Total W. offemab land of household: g B. What lelths total numbs ref UNDUPLICATED CIlettta airve�lalnea'fin[bb�r'HibD11C#bMT served since October f who fall Into each Income should equal the total In question s6): eategary, (the total should equal the total In question tr6): a. Tolel number of adua females served € YO z.Tolel number of !ameba served under 1B: Report as: b. Total number of adua males served: v O ,'-Total number of males served under 18; i TOTAL: 0 TOTAL: 0 C. Total No. of families served. 0 1 ; iJotal tJo_ o4emab head of household: 6 y � � t�'x COMIStO EITHER Question tfr OR NO. Complete question 1 If your program g01y serves clients in one or more of the listed I4UD Pmsumed Benefit categories. Complete question (f¢ If any client in your program does not fall Into a Presumed Benefit category. DO NOT COMPLETE BOTH O IEPTrnu T son. e 7. PRESUMEDBENEFto!8YOATA: ''- a. JoyfInfilli BENEFIGtARY DATA: INCOME RJWOE Indicate the total number of UNDNPt MCATFn Pomona served since October t who fall Into indlaats the total number of UNDURPl Ne ren Pomona each presumed benefit category, (the total served since October f who fall Into each Income should equal the total In question s6): eategary, (the total should equal the total In question tr6): Report as: Report as: %'O . ?Abused Children r O4,Edmvm,y low income (030%) O . ;'.Homeless Person rY{ bettered Spouaee pOhbdereto Income (6t-80%) Ol ;Persons wt HN/AIDS ?' Q,=,Above Moderalalncome(>80%) 0^' '�Eldanv Persona Adults TOTAL: O TOTAL: O e. 1 Raele) 6 Ethnic Oats: i(Ifaoothemial Please Indicate how many UNDUPLICATED clients served Since October fall Into each race category. In addition to each race category, please indicate how many persons in each race category consider themselves Hispanic (Total Race column should equal the total call). NACU ETHNICITY SlacidAfrican American Indian/Alaska N Nalhre HawallaNOther Pacific are American IndiarMaskan Native a V BlacluAfrican American a V Am, IndiaNNaska Native 8 SlacktAelcan Other. O TOTAL: 0 Name: Tille: Big Cypress Ilousing Corporation (I IM 1303) Multi -Family Project consisting of a Minlinum of Ten (10) Single Family Rental Housing Construction .i; ofwhom. how many are Hispanic? O "'11; of whom. how many are Hspanie? c of whom, how marry are Hispanic? x o/whom, how many ere Hnpenicl g, of whom, how many ere Hispanic? O 4'; of whom. how many are HnpanieT O, y: of whom, how many ere Hispanic? of whom, how many are Fespanic? Y $=; 1: ofwhom, how man W Y are anic? P _.'; of whwn, hon manv ere Fboanic? 0 TOTALHISPANIC Page 25 of 35 Signature: Your typed name ere mpresen s your a non c algnature EXHIBIT "E" ANNUAL AUDIT MONITORING REPORT OMB Circular A-133 Audits of States, Local Govemments, and Non -Profit Organizations requites the Collier County Housing, Human and Veterans Services Department to monitor our sub recipients of federal awards and determine whether they have met the audit requirements of the circular and whether they are in compliance with federal laws and regulations. Accordingly, we are requiring that you check one of the following, provide all appropriate documentation regarding your, organization`s compliance with the audit reuirements sin and date this form. Sub recipient ` Name Big Cypress Housing Corporation (BCHC) Fiscal Year period Total State Financial Assistance Expended during most recentlycompleted Fiscal Year $ Total Federal Financial Assistance Expended during most " recent) completed Fiscal Year - $ Check Appropriate Boxes We have exceeded the $500,000 federal/state expenditure threshold for our fiscal year ending ❑ as indicated above and have completed our Circular A-133 audit. A copy of the audit report and mana emenl letter is attached. We exceeded the $500,000 federal/state expenditure threshold for our fiscal year ending as ❑ indicated above and expect to complete our Circular A-133 audit by . Within 30 days of completion of the A-133 audit, we will provide a copy of the audit report and mana ement letter. We are not subject to the requirements of OMB Circular A-133 because we: ❑ Did not exceed the $500,000 federal/state expenditure threshold for the fiscal year indicated above ❑ Are a for-profit organization ❑ Are exempt for other reasons —explain An audited financial statement is attached and if applicable, the independent auditor's management letter. certify Name Uig Cypress Housing Corporation (HM 13.03) Multi -Family Project consisting of a Minimum of Ten (10) Single Family Rental Housing Constmction Page 26 of 35 EXHIBIT "F" LOCAL AND FEDERAL RULES, REGULATIONS AND LAWS L The Fair Housing Act (42 U.S.C. 3601-20) and implementing regulations at 24 CFR Part 100; Executive Order 11063, as amended by Executive Order 12259 (3 CFR 1958 B1963 Comp., P. 652 and 3 CFR 1980 Comp., P. 307) (Equal Opportunity in Housing) and implementing regulations at 24 CFR Part 107; and of the Civil Right Act of 1964 (42 U.S.C. 2000d) (Nondiscrimination in Federally Assisted Programs) and implementing regulations issued at 24 CPR Part 1. 2. Title VI of the Civil Rights Act of 1964 as amended, Title VIII of the Civil Rights Act of 1968 as amended, Title VI of the 1984 Civil Rights Act, 42 USC § 2000d, et. seq 3. 24 CFR 570.601 Subpart K - The regulations issued pursuant to Executive Order 11063 which prohibits discrimination and promotes equal opportunity in housing. Executive Order 11246 ("Equal Employment Opportunity"), as amended by Executive Orders 11375 and 12086 - which establishes hiring goals for minorities and women on projects assisted with federal funds and as supplemented in Department of Labor regulations. 5. Title VII of the 1968 Civil Rights Act as amended by the Equal Employment Opportunity Act of 1972, 42 USC § 2000e, el. seq. The DEVELOPER will, in all solicitations or advertisements for employees placed by or on behalf of the DEVELOPER, state that it is an Equal Opportunity or Affirmative Action employer. 6. 24 CFR 135 — Regulations outlining requirements of Section 3 of the Housing and Urban Development Act of 1968, as amended. Compliance with the provisions of Section 3 of the HUD Act of 1968, as amended, and as implemented by the regulations set forth in 24 CFR 135, and all applicable rules and orders issued hereunder prior to the execution of this contract, shall be a condition of the Federal financial assistance provided under this contract and binding upon the COUNTY, the DEVELOPER and' any of the DEVELOPER's Sub -recipients and subcontractors. Failure to fulfill these requirements shall subject the COUNTY, the DEVELOPER and any of the DEVELOPER's Sub -recipients and subcontractors, their successors and assigns, to those sanctions specified by the Agreement through which Federal assistance is provided. The DEVELOPER certifies and agrees that no contractual or other disability exists that would prevent compliance with these requirements. The DEVELOPER further agrees to comply with these "Section 3" requirements and to include the following language in all subcontracts executed under this Agreement: "The work to be performed under this Agreement is a project assisted under a program providing direct Federal financial assistance from HUD and is subject to the requirements of Section 3 of the Housing and Urban Development Act of 1968, as amended (12 U.S.C. 1701). Section 3 requires that to the greatest Big Cypress Housing Corporation (HM I3-03) Multi-Famlly Project consisting of a Minimum of Ten O0) Single Faintly Rental Housing Construction Page 27 of 35 extent feasible opportunities for training and employment be given to low- and very low-income residents of the project area, and that contracts for work in connection with the project be awarded to business concerns that provide economic opportunities for low- and very low-income persons residing in the metropolitan area in which the project is located." The DEVELOPER further agrees to ensure that opportunities for training and employment arising in connection with a housing rehabilitation (including reduction and abatement of lead- based paint hazards), housing construction, or other public construction project are given to low- and very low-income persons residing within the metropolitan area in which the HOME - funded project is located; where feasible, priority should be given to low- and very low-income persons within the service area of the project or the neighborhood in which the project is located, and to low- and very low-income participants in other HUD programs; and award contracts for work undertaken in connection with a housing rehabilitation (including reduction and abatement of lead-based paint hazards), housing construction, or other public construction project to business concerns that provide economic opportunities for low- and very low-income persons residing within the metropolitan area in which the HOME -funded project is located; where feasible, priority should be given to business concerns that provide economic opportunities to low- and very low-income residents within the service area or the neighborhood in which the project is located, and to low- and very low-income participants in other HUD programs. The DEVELOPER certifies and agrees that no contractual or other legal incapacity exists that would prevent compliance with these requirements. 7. Age Discrimination Act of 1975, Executive Order 11063, and Executive Order 11246 as amended by Executive Orders 11375, 11478, 12107 and 12086. 8. Contract Work Hours and Safety Standards Act, 40 USC 327-332. 9. Section 504 of the Rehabilitation Act of 1973, 29 USC 776(b) (5), 24 CFR 570.614 Subpart K. 10. The Americans with Disabilities Act of 1990 11. Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, as amended. 12.29 CFR Parts 3 and 5 - Regulations which prescribe the payment of prevailing wages and the use of apprentices and trainees on federally assisted projects as mandated by the Davis -Bacon Act. HUD Form 4010 must be included in all construction contracts funded by CDBG and HOME. (See 42 USC 276a and 24 CFR 135.11(c)). 13. Executive Order 11914 - Prohibits discrimination with respect to the handicapped in federally assisted projects. Big Cypress Housing Corporation (I IM 13.03) Multi-Pamily Project consisting of a Minimwn of Ten (10) Single Pmnily Rental Housing Construction Page 28 of 35 14. Executive Order 11625 and U.S. Department of Housing and Urban Development Circular Letter 79-45 - which prescribes goal percentages for participation of minority businesses in CDBG and HOME Contracts. 15. The DEVELOPER agrees to comply with the non-discrimination in employment and contracting opportunities laws, regulations, and executive orders referenced in 24 CFR 570.607, as revised by Executive Order 13279. The applicable non-discrimination provisions in Section 109 of the HCDA are still applicable. 16. Public Law 100-430 - the Fair Housing Amendments Act of 1988. 17.24 CFR 84 - Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals and Other Non -Profit Organizations and specified by the following subsections: • Subpart A — General; • Subpart B — Pre -Award Requirements, except for 84.12, Forms for Applying for Federal Assistance; • Subpart C — Post -Award Requirements, except for: o Section 84.22, Payment Requirements- Grantees shalt follow the standards of 85.20(b)(7) and 85.21 in making payments to DEVELOPERS; o Section 84.23, Cost Sharing and Matching; o Section 84.24, Program Income — in lieu of 84.24 CDBG and HOME DEVELOPERS shall follow 570.504; o Section 84.25, Revision of Budget and Program Plans; o Section 84.32, Real Property — In lieu of 84.32, CDBG and HOME DEVELOPER'S shall follow 570.505; o Section 84.34(g), Equipment — In lieu of the disposition provisions of 84.34(8) the following applies: ■ In all cases in which equipment is sold, the proceeds shall be program income (pro -rated to reflect the extent to which CDBG or HOME funds were used to acquire the equipment); and • Equipment not needed by the DEVELOPER for CDBG or HOME activities shall be transferred to the recipient for the HOME program or shall be retained after compensating the recipient; o Section 84.35, Supplies and other Expendable Property o Section 84.51(b), (c), (d), (e), (f) and (h), Monitoring and Reporting Program Performance; o Section 84.52, Financial Reporting; o Section 84.53(b), Retention and Access Requirements for Records. Section 84.53(b) applies with the following exceptions: • The retention period referenced in 84.53(b) pertaining to individual CDBG or HOME activities shall be four years; and • The retention period starts from the date of submission of the annual performance and evaluation report, as prescribed in 24 CFR 91.520, in Big Cypress Housing Corporation (HM 13-03) Multi -Family Project consisting of a Minimum of Ten (10) Single Family Rental Housing Construction Page 29 of 35 t'�7(X which the specific activity is reported on for the final time rather than from the date of submission of the final expenditure report for the award; o Section 84.61, Termination -In lieu of the provisions of 84.61, CDBG and HOME DEVELOPERS shall comply with 570.503(b)(7); and • Subpart D—After-the-Award Requirements—except for 84.71, Closeout Procedures 18. 24 CFR 85 - Uniform Administrative Requirements for Grants and Agreements to State and Local Governments shall be followed for sub recipients that are governmental entities. 19. Immigration Reform and Control Act of 1986 as located at 8 USC 1324, et seq. and regulations relating thereto. Failure by the DEVELOPER to comply with the laws referenced herein shall constitute a breach of this agreement, and the County shall have the discretion to unilaterally terminate this agreement immediately. 20. Prohibition Of Gifts To County Employees - No organization or individual shall offer or give, either directly or indirectly, any favor, gift, loan, fee, service or other item of value to any County employee, as set forth in Chapter 112, Part III, Florida Statutes, Collier County Ethics Ordinance No. 2004-05, as amended, and County Administrative Procedure 5311. 21. Order of Precedence - In the event of any conflict between or among the terms of any of the Contract Documents, the terms of the Agreement shall take precedence over the terms of all other Contract Documents, except the terms of any Supplemental Conditions shall take precedence over the Agreement. To the extent any conflict in the terms of the Contract Documents cannot be resolved by application of the Supplemental Conditions, if any, or the Agreement, the conflict shall be resolved by imposing the more strict or costly obligation under the Contract Documents upon the Contractor at Owner's discretion. 22. Venue - Any suit or action brought by either party to this Agreement against the other party relating to or arising out of this Agreement must be brought in the appropriate federal or state courts in Collier County, Florida, which courts have sole and exclusive jurisdiction on all such matters. 23. Dispute Resolution - Prior to the initiation of any action or proceeding permitted by this Agreement to resolve disputes between the parties, the parties shall make a good faith effort to resolve any such disputes by negotiation. Any situations when negotiations, litigation and/or mediation shall be attended by representatives of DEVELOPER with full decision-making authority and by COUNTY'S staff person who would make the presentation of any settlement reached during negotiations to COUNTY for approval. Failing resolution, and prior to the commencement of depositions in any litigation between the parties arising out of this Agreement, the parties shall attempt to resolve the dispute through Mediation before an agreed-upon Circuit Court Mediator certified by the State of Florida. Should either party fail to submit to mediation as required hereunder, the other party may obtain a court order requiring mediation under § 44.102, Florida Statures. Big Cypress Housing Corporation (HM (3.03) Multi -gamily Project consisting of a Minimum of Ten (10) Single Family Rental Housing Construction Page 30 of 35 24. The DEVELOPER agrees to comply with the following requirements: a. Clean Air Act, 41 USC 7401, et seq. b. Federal Water Pollution Control Act, 33 USC 1251, el seq., as amended. 25. In accordance with the requirements of the Flood Disaster Protection Act of 1973 (42 USC 4002 and 24 CFR 570.605 Subpart K), the DEVELOPER shall assure that for activities located in an area identified by FEMA as having special flood hazards, flood insurance under the National Flood Insurance Program is obtained and maintained. If appropriate, a letter of snap amendment (LOMA) may be obtained from FEMA, which would satisfy this requirement and/or reduce the cost of said flood insurance. 26. The DEVELOPER agrees that any construction or rehabilitation of residential structures with assistance provided under this contract shall be subject to HUD Lead -Based Paint Poisoning Prevention Act found at 24 CFR 92.355. Properly standards: The agreement must require the housing to meet the property standards in § 92.251 and the lead-based paint requirements in part 35, subparts A, B, J, K, M and R of this title, upon project completion. The agreement must also require owners of rental housing assisted with HOME funds to maintain the housing in compliance with § 92.251 for the duration of the affordability period. 27. The DEVELOPER agrees to comply with the Historic Preservation requirements set forth in the National Historic Preservation Act of 1966, as amended (16 U.S.C. 470) and the procedures set forth in 36 CFR Part 800, Advisory Council on Historic Preservation Procedures for Protection of Historic Properties, insofar as they apply to the performance of this agreement. In general, this requires concurrence from the State Historic Preservation Officer for all rehabilitation and demolition of historic properties that are fifty years old or older or that are included on a federal, state or local historic property list. 28. The DEVELOPER must certify that it will provide drug-free workplaces in accordance with the Drug -Free Workplace Act of 1988 (41 USC 701). 29. The DEVELOPER certifies that neither it, nor its principals, is presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any Federal Department or agency; and, that the DEVELOPER shall not knowingly enter into any lower tier contract, or other covered transaction, with a person who is similarly debarred or suspended from participating in this covered transaction as outlined in 24 CFR 570.609, Subpart K. 30. The DEVELOPER agrees to comply with the following OMB Circulars whichever is applicable, and agrees to adhere to the accounting principles and procedures required therein, utilize adequate internal controls, and maintain necessary source documentation for all costs incurred. States. local governments, and Indian Tribes follow: • A-87 for Cost Principles • A-102 for Administrative Requirements Big Cypress Housing Corporation (HM 13.03) Multi -Family Project consisting of Minimum of Ten (10) Single Family Rental Housing Construction Page 31 of 35 0��r Educational Institutions (even if part of a State or local government) follow: • A-21 for Cost Principles • A-110 for Administrative Requirements Non -Profit Organizations follow: • A-122 for Cost Principles • A-110 for Administrative Requirements 31. Audits shall be conducted annually and shall be submitted to the COUNTY one hundred eighty (180) days after the end of the DEVELOPER's fiscal year. The DEVELOPER shall comply with the requirements and standards of OMB A-133, Audits of States, Local Governments, and Non - Profit Organizations. If this Agreement is closed out prior to the receipt of an audit report, the COUNTY reserves the right to recover any disallowed costs identified in an audit after such closeout. Clarification of Eligible Audit Costs The amendment to §92.206(d)(3) clarifies that eligible costs of a project audit include the cost certification of costs performed by a certified public accountant. This has always been an eligible cost; the amendment clarifies and codifies this. 32. Any real property acquired by the DEVELOPER for the purpose of carrying on the projects stated herein, and approved by the COUNTY in accordance with the Unif inn Relocation Assistance and Real Property Acquisition Policies Act of 1970 and 49 CFR 24.101, shall be subject to the provisions of HOME including, but not limited to, the provisions on use and disposition of property. Any real property within the DEVELOPER control, which is acquired or improved in whole or part with CDBG or HOME funds in excess of $25,000, must adhere to the CDBG Regulations at 24 CFR 570.505, HOME Regulations 24 CFR 92.353 • Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970 (URA) (42 U.S.C. 4201-4655) • 49 CFR Part 24.24 CFR Part 42 (subpart B) • Section 104(d) "Barney Frank Amendment. 33. As provided in § 287.133, Florida Statutes by entering into this Agreement or performing any work in furtherance hereof, the DEVELOPER certifies that it, its affiliates, suppliers, subcontractors and consultants who will perform hereunder, have not been placed on the convicted vendor list maintained by the State of Florida Department of Management Services within the 36 months immediately preceding the date hereof. This notice is required by § 287.133 (3) (a), Florida Statutes. 34. No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement. Big Cypress Housing Corporation (HMI3.03) Multi -Family Project consisting of Minimum of'ren (10) Single Family Rental I ousing construction Page 32 of 35 If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form -LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions. The undersigned shall require that the language of this certification be included in the award documents for all sub -awards at all tiers (including subcontracts, sub -grants, contracts under grants, loans, and cooperative agreements) and that all DEVELOPERS shall certify and disclose accordingly. 35. Travel reimbursement will be based on the U.S. General Services Administration (GSA) per diem rates in effect at the time of travel. 36. Any rule or regulation determined to be applicable by HUD. 37. Florida Statutes 713.20, Part 1, Construction Liens. 38. Florida Statutes 119.021 Records Retention. 39. Florida Statutes, 119.071, Contracts and Public Records. Uig Cypress Housing Corporation (HMI3.03) Multi -Family Project consisting of a Minimum of Ten (10) Single Family Rental Housing Construction Page 33 of 35 EXHIBIT "G" CHDO RULES, REGULATIONS, AND LAWS 1. 24 CPR Part 92.206, HOME Investment Partnerships Program - The regulations governing the disbursement of HOME funds. 2. CHDO PROVISIONS: The COUNTY has certified the DEVELOPER as a CHDO. The DEVELOPER will maintain CHDO (Community Housing Development Organization) status for the term of the PROJECT/AGREEMENT in accordance with 24 CFR 92. DEVELOPER agrees to provide information as may be requested by the COUNTY to document its continued compliance, including but not limited to an annual board roster and certification of continued compliance. A CHDO must be separate from and not under the control of a government entity. CHDO Capacity Requirement CHDOs must have paid staff with capacity Must demonstrate capacity in the proposed role of the CHDO in order to receive a CHDO (own, develop, or sponsor housing), as defined in the 2013 Rule designation This can be done through: • Full-time or part-time staff • Independent contractors • Consultants, but ONLY during 1st year as CHDO Any funds advanced as CHDO pre -development funds must be in compliance with 92.301, and are forgivable only under the terms in 92.301. Any funds advanced to the CHDO as CHDO Operating Expenses must be expended in compliance with 24 CFR 92.208. The DEVELOPER qualifies as a Community Housing Development Organization (CHDO) according to 24 CFR 92.2. As such the DEVELOPER is authorized to retain all of the proceeds generated from his activity as allowed by 24 CFR 92.300(a) (2). Such proceeds are not considered program Income for this project. The project is rental; the DEVELOPER shall create and follow a tenant participation plan as required in 24 CFR 92.303 and submit to the County 60 days prior to occupancy. 3. 24 CFR Part 92 of HOME Investment Partnerships Program Grants including subpart Hof these regulations, except that (1) the DEVELOPER does not assume the recipient's environmental responsibilities described in 24 CFR 93.352 Big Cypress Housing Corporation (HM 13.03) Mulli-Pamily Project consisting of it Minimum of Ten (10) Single Pamily Mental Housing Construction Page 34 of 35 Cl . EXHIBIT "H" DEVELOPER 1. Developers are program beneficiaries and thus distinct from subrecipients, grantee employees, and contractors. Developers may receive HOME funds from the Grantee. Developer -led rehabilitation is undertaken pursuant to 24 CFR 570.202(b)(1). New housing construction is undertaken pursuant to 24 CFR 570.204, or as amended. GENERAL 2. Developer shall invest its own funds to complete the development of the properties associated with this agreement thereby assuming risk associated with the project. To compensate Developer for such risk, and for providing related goods and services, such as, but not necessarily limited to, eligible buyer identification, construction oversight, and final disposition, Developer shall be paid a Developer fee. AMOUNT 3. Grantee shall pay Developer a Six Thousand Five -Hundred and 00/100 Dollars $6,500) Developer fee for each of the ten (10) properties associated with this Agreement. The maximum combined Developer fee paid by Grantee to Developer through this Agreement shall be Sixty Five Thousand and 00/100 Dollars ($65,000); this amount represents a cumulative of Developer fees paid for each of the properties associated with this Agreement. METHOD OF PAYMENT 4. Grantee shall pay Developer the Developer fee per property person or household. To secure payment, Developer shall supporting materials in a format acceptable to Grantee: 1. Lease Agreement 2. Certificate of Occupancy 3. Invoice 4. Attestation form to be provided by Grantee 5. Proof of tenant income eligibility Big Cypress Housing Corporation (HM 13-03) Multi -Family Project consisting of a Minimum of Ten (le) Single Family Rental Housing Construction Page 35 of 35 upon lease to an income -eligible submit to Grantee the following G. Grant # - n4_ 03 n4_ 1_1 nn 12-004-7 M-08-UC-12-0217 M-09-UC-12-0217 M-10-UC-12-0217 M-11-UC-12-0217 M-12-UC-12-0217 M-13-UC-12-0217 CFDA/CSFA# -14.239 Subrecipient — Big Cypress Housing Corporation CHC DUNS # - 0647232520 IDIS# 455 FETI # - 65-1067124 FY End 12/31 Monitoring Deadline 10/2035 FIRST AMENDMENT TO AGREEMENT BETWEEN COLLIER COUNTY AND BIG CYPRESS HOUSING CORPORATION THIS AGREEMENT is made and entered into this � day of 0611 2014, by and between Collier County, a political subdivision of the State of Florida, ("COUNTY" or "Grantee") having its principal address as 3339 E. Tanuami Trail, Naples FL 34112, and the "DEVELOPER", "Big Cypress Housing Corporation" a private not-for-profit corporation existing under the laws of the State of Florida, having its principal office at 19308 SW 380'' Street, Florida City, Florida 33034. RECITALS WHEREAS, on October 22, 2013 the COUNTY entered into an Agreement with the HOME Investment Partnerships (HOME) Program for the a new construction of Multi -Family Project consisting of a minimum of ten (10) single family rental housing construction at Hatcher's Preserve located at 3180 Westclox Sheet in hnmokalee, Florida. WHEREAS, the Parties desire to amend the Agreement to update budget language, amend project milestones, revise existing Exhibits and to make other modifications to the agreement. NOW, THEREFORE, in consideration of the mutual covenants and obligations herein contained, the Parties agree to amend the Agreement as follows: Words Struek Through are deleted; Words Underlined are added Big Cypress Housing Corporation (HM13-03) Multi -Family Project consisting of a Minimum of Ten (10) Single Family Rental Housing Construction Amendment#1 Page 1 of 9 E) III. AGREEMENT AMOUNT The budget identified for the Rental Housing Construction Project shall be as follows: Line Item Description HOME Funds Project Component One: Multi -Family Project consisting of a minimum of Ten (10) Single Family Rental Housing Construction and associated development costs; including, but not limited to, construction: temporary and permanent $ 935,000 *$144,000 *$1,079,000 signage: site maintenance activities: public bid advertisements: architectural fees: project engineering: closine costs: soil and other construction testing survey plans processing consultant: buildingpermits certificates of occupancy and ins ecn tion fees: impact and utility connection fees • fair housing advertisements and other marketing materials: subject property general liability insurance during development and builder's risk insurance. Project Component Two: Developer Fee $ 65,000 Total Proiect Ex eases: SF Rental Housing Construction $935,000 *$144,000 Developer Fee $ 65,000 *$1,144,000 *Contingent upon FY 2013-2014 HUD Allocation and Approval of Action Plan and BCC approval Big Cypress Housing Corporation (HM13-03) Multi -Family Project consisting of a Minimum of Ten (10) Single Family Rental Housing Construction Amendment#1 Page 2 of 8 Milestone Deadline Environmental Scope Review by County 1/2014 Preliminary ERR review/approved by County 3/2014 Environmental Review Published and NTP Issued 5/2014 Design work complete 5/2014 Land Acquisition 6/2014 Building Plans submitted & Reviewed by County 6/2014 Bid selection made 7/2014 Contract signed/Awarded/NTP issued 8/2014 Construction of 10 units complete 7/2015 Lease Agreements Complete 10/2015 This vroiect milestone has been developed iointly with the subrecivient and has been avvroved by all parties. The subrecipient is expected to adhere to the target dates. A deviation of up to 10% of the number of days for any tasks is considered normal fluctuation for the project schedule. Any deviation in excess of this by the subrecipient may result in termination of the agreement with no further obligation on the part of the County to make payments for completed or in -progress work. The project milestones may be staff modified only with written approval from the Housing. Human and Veteran Services Department, following a written request with explanation from the subrecipient, and such approval must be made in advance of the milestone deadline. Project completion date may only be modified by Board approval amendment to this Agreement. IV. NOTICES Notices required by this Agreement shalt be in writing and delivered via mail (postage prepaid), commercial courier, or personal delivery or sent by facsimile or other electronic means. Any notice delivered or sent as aforesaid shall be effective on the date of delivery or sending. All notices and other written communications under this Agreement shall be addressed to the individuals in the capacities indicated below, unless otherwise modified by subsequent written notice. COLLIER COUNTY ATTENTION: Priscilla Doria, Grant Coordinator 3339 E Tamiami Trail, Suite 211 Naples, Florida 34112 Emailto; PriscillaDoria@Colliergov.net 239-252-5312 F.1 Big Cypress Housing Corporation (HM13-03) Multi -Family Project consisting of a Minimum of Ten (10) Single Family Rental Housing Construction Amendment#1 Page 3 of 8 IN WITNESS WHEREOF, the Parties have each, respectively, by an authorized person or agent, hereunder set their hands and seals on the date first written above. ATTEST: BOARD OF COUNTY COMMISSIONERS OF COLLIER DWIGHT E. BROCK, CLERK COUNTY, FLORIDA By: St 7S t0'C lily Clerk� TOMPIEIQNING, AiRIGIAN / 5s�?p/�{ signature only. Dated:y�� !7D_lq (SEAL) Big Cypress Housing Corporation By: 1.—, EVE PER'Stignalm•e Steve Kirk, President DEVELOPER Name and Title Approved as to form and legality: %l Jennifer A. Belpedio Assistant County Attorn Big Cypress Housing Corporation (HM13-03) Molti-Family Project consisting of a Mininio n of'fen (10) Single Family Rental Housing Construction Anendment#1 Page 4 of 8 0 Exhibit `B" is replaced as follows: EXHIBIT "B" COLLIER COUNTY HOUSING, HUMAN AND VETERAN SERVICES REQUEST FOR PAYMENT SECTION 1: REQUEST FOR PAYMENT Sub recipient Name: F Sub recipient Address: Project Name: Single Family Rental Housing Construction Project No: HM13-03 Payment Request # Dollar Amount Requested: $ Date. Period of Availability: Period for which Agency has incurred indebtedness: SECTION H; STATUS OF FUNDS 1, Grant Amount Awarded Z, Sum of Past Claims Paid on this Account 3, Total Grant Amount Awarded Less Sum Of Past Claims Paid on this Account 4, Amount of Previous Unpaid Requests through 5. Amount of Today's Request $ 6. 10% Retainage Amount Witbheld 7, Current Grant Balance (Initial Grant Amount Awarded Less Sum of all requests) I certify that this request for payment has been drawn in accordance with the terms and conditions of the Agreement between the COUNTY and us. To the best of my knowledge and belief, all grant requirements have been followed. Signature Title Authorizing Grant Coordinator _ Date Supervisor (approval authority under $14,999) Dept Director (approval required $15,000 and above) Big Cypress Housing Corporation (HM13-03) Multi -Family Project consisting of a Minimum of Ten (10) Single Family Rental Housing Construction Amendment#1 Page 5 of 8 0 EXHIBIT "D" QUARTERLY PROGRESS REPORT Sub -recipients: Please fill In the following shaded areas of the report Agency Name: Project Title: Program Contact: Telephone Number: Date: Alternate Contact: *REPORT FOR QUARTER ENDING: (check one that applies to the corresponding grant period): ❑ 01/31/14 !,- ,- ❑4/30114 ❑7131/14 �.�.3 ❑ 10/31/14 Please take note: Each quarterly report needs to include cumulative data beginning from the start of the agreement date of Septer�..ornbeF242043 Octobe 22 2013. 1. Big Cypress Housing Corporation (HM13-03) Multi -family Project consisting of a Minimum of Ten (10) Single Family Rental Housing Construction Amendment 81 Page 6 of 8 0 - Yes No 3. a. ...now have new access (continuing) to this service or benefit? b. ...now has Improved access to this service or benefit? C. ...now receive a service or benefit that Is no longer substandard? C! Section 108 Loan Guarantee HOPWA Other Consolldaled Plan Funds CDBG Other Federal Funds ESG M—,HOME State / Local Funds $ Total Entitlement $ Total Other Funds - Funds - Big Cypress Housing Corporation (HM13-03) Multi -Family Project consisting of a Minimum of Ten (10) Single Family Rental Housing Construction Amendment#1 Page 7 of 8 S. 1 What Is the total number of UNDUPLIC a. Total No. of adult females served: "0; b. Total No. of adult males served; gip. TOTAL: 0 C. 8. ]EXHIBIT "ll" No. of females served under 18: No. of males served under 18: TOTAL: 0 a. Total number of adult females served:. -.Total number of females served under 18: ve b. Total number of adult mates servetl: ,� ,� Total number of males sewed under 18: IN TOTAL: 0 TOTAL: 0 c, Total No. of families served: -0 -"_'. ,Total No, of female head of household: Complete EITHER question 97 OR #B. Complete question ii7 If your program only serves clients In one or more of the listed HUD Presumed Benefit categories. Complete question #B If any client In your program does not fall Into a Presumed Benefit category. DO NOT COMPLETE BOTH QUESTION 7 AND S. 7. 10RESUMED BENEFICIARY DATA.' - B. c OTHER BENEFICIARY DgTA:INCOIVIE: RANGE - Indicate the total number of nNnrrpr�ATE2 persons served since October 1 who fall into Indicate the total number of NNnRPI ICATED persons each presumed benefit category (the total served since October 1 who fall Into each Income should equal the total In question #6): category (the totalshould equal the totalln question #6): Report as: Report as: Abused Children 109m.-Above Extremely low Income (0-30%) Homeless Person Low Income (31-50%) Battered Spouses Moderate Income (51-80%) Persons wl HMAIDS - Moderate Income (>80%) 1121darly Persons d Mentally III Disabled Adults TOTAL: 0 TOTAL: O 9. 1 Ra r& Ethnic Datair `' ..:�.:' ❑/'spOitealilel ' _.,... Please indicate how many UNDUPLICATED clients served since October fall into each race category. In addition to each race category, please Indicate how many persons in each race category consider themselves Hispanic (Total Race column should equal the total cell). RACE ETHNICITY Black/Afrlcan American Indlan/Alaska N Native Hewailan/Other Pacific Isla American IndianfMaskan Native a V Black/African American & V Am. Indian/Alaska Native & Black/African Other Multi -r Other OM TOTAL: 0 Name: Signature: oura name here represents your electronic -Flue: signature Big Cypress Housing Corporation (I-IM13.03) Multi -Family Project consisting of a Minimum of Ten (10) Single Family Rental Housing Construction Amendment#1 Page 8 Of 8 g of whom, how many are Hispanic? 0 ; of whom, how many are Hispanic? o ; of whom, how many are Hispanic? of whom, how many are Hispanic? 0 ; of whom, how many are Hispanic? of whom, how many are Hispanic? ofwhom, how many are Hispanic? ;of whom, how many are Hispanic? 0 ; of whom, how many aro Hispanic? of whom, how many are Hispanic? 0 TOTAL HISPANIC Name: Signature: oura name here represents your electronic -Flue: signature Big Cypress Housing Corporation (I-IM13.03) Multi -Family Project consisting of a Minimum of Ten (10) Single Family Rental Housing Construction Amendment#1 Page 8 Of 8 Grant # - M 03 M 14-U4242-0014 M-08-UC-12-0217 M-09-UC-12-0217 M-10-UC-12-0217 M-11-UC-12-0217 M-12-UC-12-0217 M-13-UC-12-0217 CFDA/CSFA# -14.239 Subrecipient - Big Cypress Housing Corporation CHC DUNS # - 0647232520 IDIS# 455 FETI # - 65-1067124 FY End 12/31 Monitoring Deadline 10/2035 FIRST AMENDMENT TO AGREEMENT BETWEEN COLLIER COUNTY AND BIG CYPRESS HOUSING CORPORATION THIS AGREEMENT is made and entered into this /3+11 day of 0611 , 2014, by and between Collier County, a political subdivision of the State of Florida, ("COUNTY" or "Grantee") having its principal address as 3339 E. Tamiami Trail, Naples FL 34112, and the "DEVELOPER", "Big Cypress Housing Corporation" a private not-for-profit corporation existing under the laws of the State of Florida, having its principal office at 19308 SW 3801' Street, Florida City, Florida 33034. RECITALS WHEREAS, on October 22, 2013 the COUNTY entered into an Agreement with the HOME Investment Partnerships (HOME) Program for the a new construction of Multi -Family Project consisting of a minimum of ten (10) single family rental housing construction at Hatcher's Preserve located at 3180 Westclox Street in Irmnokalee, Florida, WHEREAS, the Parties desire to amend the Agreement to update budget language, amend project milestones, revise existing Exhibits and to make other modifications to the agreement. NOW, THEREFORE, in consideration of the mutual covenants and obligations herein contained, the Parties agree to amend the Agreement as follows: Words Stru�.� '�eagh are deleted; Words Underlined are added Big Cypress Housing Corporation (HM13-03) Multi -Family Project consisting of a Minimum of Ten (10) Single Family Rental Housing Construction Amendment #1 Page 1 of 9 0 III. AGREEMENT AMOUNT The budget identified for the Rental Housing Construction Project shall be as follows: Line Item Description HOME Funds Project Component One: Multi -Family Project consisting of a minimum of Ten (10) Single Family Rental Housing Construction and associated development costs; including. but not limited to, construction: temporary and permanent $ 935,000 *$144,000 *$1,079,000 signage; site maintenance activities; public bid advertisements: architectural fees; prroiect engineering: closing costs: soil and other construction testing surveys; plans processing consultant,- building permits, certificates of occupancy and Inspection fees: impact and utility connection fees: fair housing advertisements and other marketing materials: subject property_ general liabilitynsurance during development and builder's risk insurance. Project Component Two: Developer Fee $ 65,000 Total Plroiect Expenses: SF Rental Housing Construction $935,000 *$144,000 Developer Fee $ 65,000 *$19144,000 *Contingent upon FY 2013-2014 HUD Allocation and Approval of Action Plan and BCC approval Big Cypress Housing Corporation (HM13-03) Multi -Family Project consisting of a Minimum of Ten (10) Single Family Rental Housing Construction Amendment#1 Page 2 of 8 Milestone Deadline Environmental Scope Review by County 1/2014 Preliminary ERR review/approved by County 3/2014 Environmental Review Published and NTP Issued 5/2014 Design work complete 5/2014 Land Acquisition 6/2014 Building Plans submitted & Reviewed by County 6/2014 Bid selection made 7/2014 Contract signed/Awarded/NTP issued 8/2014 Construction of 10 units complete 7/2015 Lease Agreements Complete 10/2015 This moiect milestone has been develoned iointly with the subrecjpient and has been approved by all parties The subrecipient is expected to adhere to the target dates A deviation of up to 10% of the number of days for any tasks is considered normal fluctuation for the project schedule. Anv deviation in excess of this by the subrecipient may result in termination of the amement with no further obligation on the part of the County to make payments for completed or in-Rroaress work The project modified by Board approval amendment to this Agreement. IV. NOTICES Notices required by this Agreement shall be in writing and delivered via mail (postage prepaid), commercial courier, or personal delivery or sent by facsimile or other electronic means. Any notice delivered or sent as aforesaid shall be effective on the date of delivery or sending. All notices and other written communications under this Agreement shall be addressed to the individuals in the capacities indicated below, unless otherwise modified by subsequent written notice. COLLIER COUNTY ATTENTION: Priscilla Doria, Grant Coordinator 3339 E Tamiami Trail, Suite 211 Naples, Florida 34112 Emailto; PriscillaDoria@Colliergov.net 239-252-5312 Big Cypress Housing Corporation (HM13-03) Multi -Family Project consisting of a Minimum of Ten (10) Single Family Rental Housing Construction Amendment#1 Page 3 of 8 IN WITNESS WHERP,OF, the Parties have each, respectively, by an authorized person or agent, hereunder set their hands and seals on the date first written above. ATTEST: ''<z, BOARD OF COUNTY COMMISSIONERS OF COLLIER DWIGHT F..BROCK CLERIC COUNTY, FLORIDA 10 st as to' G tty Clerlc TOM H NO, AI AN S t 5177, { signature only. Dated: OU42 !D t q (SEAL) Big Cypress Housing Corporation By: dm. EVE PER ignaJure Steve Kirk. President DEVELOPER Name and Title Approved as to form and legality: l a Jennifer A. Belpedio Assistant County Attorn �y tN ]jig Cypress Housing Corporation (HM13-03) Mttlti-Family Project consisting of a Minimum of'ren (10) Single Family Rental Housing Constmclion Amendment/11 Page 4 of 8 Exhibit `B" is replaced as follows: EXHIBIT "B" COLLIER COUNTY HOUSING, HUMAN AND VETERAN SERVICES REQUEST FOR PAYMENT SECTION I: REQUEST FOR PAYMENT Sub recipient Name: F Sub recipient Address: Project Name: Single Family Rental Housing Construction Project No: HM13-03 Payment Request # Dollar Amount Requested: Period of Availability: Period for which Agency has incurred indebtedness: through SECTION H: STATUS OF FUNDS 1, Grant Amount Awarded Z, Sum of Past Claims Paid on this Account 3, Total Grant Amount Awarded Less Sum Of Past Claims Paid on this Account 4. Amount of Previous Unpaid Requests 5. Amount of Today's Request 6. 10% Retainage Amount Withheld 7. Current Grant Balance (Initial Grant Amount Awarded Less Sum of all requests) I certify that this request for payment has been drawn in accordance with the terms and conditions of the Agreement between the COUNTY and us. To the best of my knowledge and belief, all grant requirements have been followed. Signature Title Authorizing Grant Coordinator Date Supervisor (approval authority under $14,999) Dept Director (approval required $15,000 and above) Big Cypress Housing Corporation (HM13-03) Multi -Family Project consisting of a Minimum of Ten (10) Single Family Rental Housing Construction Amendment41 Page 5 of 8 0 EXHIBIT "D" QUARTERLY PROGRESS REPORT Sub -recipients: Please fill In the following shaded areas of the report Agency Name: Project Title: Program Contact: Telephone Number: Date: 0 Alternate --- N `^'`' Contact: ".... �, . NRON _-� x..�"i-�. "REPORT FOR QUARTER ENDING: (check one that applies to the corresponding grant period): El 01131114 [14130114❑7/31/14 _ E] 10131/14 Please take note: Each quarterly report needs to include cumulative data beginning from the start of the agreement date of September', -24; 2043 Octo e 22. 2013. 1. Big Cypress Housing Corporation (HM13-03) Multi -Family Project consisting of a Minimum of Ten (10) Single Family Rental Housing Construction Amendment Hl Page 6 of 8 pd0 Yes dawynam No 3. a. ...now have new access (continuing) to this service or benefit? b. ...now has Improved access to this service or benefit? G. ...now receive a service or benefit that is no longer substandard? 4. Section 108 Loan Guarantee HOPWA Other Consolidated Plan Funds CDBG Other Federal FundsESG * n$ State/Local Funds -- _ HOME $ Total Entitlement $ Total Other Funds - Funds - Big Cypress Housing Corporation (HM13-03) Multi -Family Project consisting of a Minimum of Ten (10) Single Family Rental Housing Construction Amendment#1 Page 7 of 8 0 5. What lstlie total inumber of UNC a. Total No. of adult females served: b. Total No. of adult males served: TOTAL: C. s. 0 ]EXHIBIT "D" No. of females served under 18: No. of males aerved under 18: TOTAL: 0 a. Total number of adult females served: Total number of females served under 18: . _ . b. Total number of adult males served: Total number of males served under 18: , TOTAL: 0 TOTAL: 0 C. Total No. of families served: „ 1_ D ?=. -Total No. of female heed of household: Complete EITHER question #7 OR #B, Complete question #7 If your program only serves clients in one or more of the listed HUD Presumed Benefit categories. Complete question #8 If any client In your program does not fall Into a Presumed Benefit category. DO NOT COMPLETE BOTH QUESTION 7 AND 8. :_ :....::::.................:.._.........:...........,.. .. .,,.,._.. :..... _....._.,,.:....,...__...,...,..:...........:,....,..,...._._.:......,......._... ...... 7. PRESUMED BENEFICIARY DATA(*=`''`� 6. OTHER BENEFICIARYDgTA; INCOME<RANOE'^�' Indicate the total number of UNnnpr ICATpO persons served since October 1 who fall into Indicate the total number of "Norlpr tRATPn persons each presumed benefit category (the total served since October 1 who fall Into each Income should equal the total n question #6); category (the total should equal the total In question #6): Report as: Repartee: Abused Children o -Extremely low income (0-30%) Homeless Person O Low Income (31-50%) Battered Spouses O - •Moderate Income (51-80%) Persons w/ HNIAIDS a_:Above Moderate Income (>80%) Elderfy Persona # Mentally [it Disabled Adults TOTAL: 0 TOTAL: 0 r 9.Ra e�&1Eftlnle Dates ,....'.: `fifannlf wAlw1 s "➢. `.. Please Indicate how many UNDUPLICATED clients served since October fall Into each race category. In addition to each race category, please Indicate how many persons in each race category consider themselves Hispanic (Total Race column should equal the total cell). RACE ETHNICITY Black/African American Indian/Alaska N Native Hawallan/Other Pacific Isla American Indlan/Alaskan Native & V Slack/Afrioan American & V Am. Indlonfalaske Native & Black/African Other Multi -r Other q TOTAL: O Name: .01; of whom, how many are Hispanic? of whom, how many are Hispanic? of whom, how many are Hispanic? ; of whom, how many me Hispanic? of whom, how many are Hispanic? of whom, how many are Hispanic? of whom, how many are Hispanic? of whom, how many are Hispanic? ; of whom, how many are Hispanic? ; of whom, how many are Hispanlc7 0 TOTAL HISPANIC Signature: our typed name here represents your a econ c Tide: signature Big Cypress Housing Corporation (I-IM13-03) Multi -Family Project consisting of a Minimum of Ten (10) Single Family Rental Housing Construction Amendment #1 Page 8 of 8 Grant # - M -08 -UC -12-0217 M -09 -UC -12-0217 M -10 -UC -12-0217 M -11 -UC -12-0217 M -12 -UC -12-0217 M -13 -UC -12-0217 CFDA/CSFA# -14.239 Subrecipient — Big Cypress Housing Cor oration BCHC DUNS # - 0647232528 IDIS# 455 FETI FEID # - 65-1067124 FY M13 Monitoring Deadline 48/2933 04/2036 SECOND AMENDMENT TO AGREEMENT BETWEEN COLLIER COUNTY AND BIG CYPRESS HOUSING CORPORATION THIS AGREEMENT is made and entered into this 01 day of X014, by and between Collier County, a political subdivision of the State of Florida, (" OUNTY" or "Grantee') having its principal address as 3339 E. Tamiami Trail, Naples FL 34112, and the "DEVELOPER', "Big Cypress Housing Corporation" a private not-for-profit corporation existing under the laws of the State of Florida, having its principal office at 19308 SW 380th Street, Florida City, Florida 33034. RECITALS WHEREAS, on October 22, 2013 the COUNTY entered into an Agreement with the HOME Investment Partnerships (HOME) Program for the a new construction of Multi -Family Project consisting of a minimum of ten (10) single family rental housing construction at Hatcher's Preserve located at 3180 Westelox Street in Immokalee, Florida. WHEREAS, on May 13, 2014, Item 16D13, the COUNTY approved the first amendment to this agreement; and WHEREAS, the Parties desire to amend the Agreement to extend the end date and, amend project milestones. NOW, THEREFORE, in consideration of the mutual covenants and obligations herein contained, the Parties agree to amend the Agreement as follows: Words Strueli Througkr are deleted; Words Underlined are added Big Cypress Housing Corporation (HM13-03) Multi -Family Project consisting of a Minimum of Ten (10) Single Family Rental Housing Construction Amendment #2 Page 1 of 3 F II. ,TIME OF PERFORMANCE Services of the DEVELOPER shall start on the 22nd day of October, 2013 and end on the 31st dwf-of Oeteb 2015 30th day of Anril, 2016- Construction activities shall be completed by 2015 2016 and the affordability period shall cease in 20336. The term of this Agreement and the provisions herein may be extended by amendment to cover any additional time period during which the DEVELOPER remains in control of HOME funds or other HOME assets, including program income III. AGREEMENT AMOUNT Milestone Anticinated Deadline EnvironmentalScope Review by County Preliminary ERR review/ap roved by County Environmental Review Published and NTP Issuedcil 442014-10/2014 3F291410/2014 l/2014 Design work complete Land Acquisition 3/20442 /2 0 1 5 6/2 44--10/2014 Building Plans submitted & Reviewed by County 6/201410/2014 Bid selection made 'T 20'=412/2014 Contract signed/AWarded/NTP issued $/29141/2015 Construction of 10 units complete x/201-51/2016 Lease Agreements Complete This project milestone has been developed jointly with the subrecipient and has been approved by all parties. The subrecipient is expected to adhere to the target dates. A deviation of 60 days for any tasks is considered normal fluctuation for the project schedule. Any deviation in excess of this by the subrecipient may result in termination of the agreement with no further obligation on the part of the County to make payments for completed or in -progress work. The project milestones may be staff modified only with written approval from the Housing, Human and Veteran Services Department, following a written request with explanation from the subrecipient, and such approval must be made in advance of the milestone deadline. Project completion date may only be modified by Board approval amendment to this Agreement. Big Cypress Housing Corporation (HM13-03) Multi -Family Project consisting of a Minimum of Ten (10) Single Family Rental Housing Construction Amendment #2 Page 2 of 3 E IN WITNESS WHEREOF, the Parties have each, respectively, by an authorized person or agent, hereunder set their hands and seals on the date first written above. ATTEST: BOARD OF CO TY C MMISSIONERS OF COLLIER DWIGHT, E. BROCK,,.CLERK COUNTY, FL A 1 ✓ By: Att85taS 1Crk TOM HENNING, CIIAI AN signatu oglyr;;;;A t)att?ri• 1 I.i LF By: Steve Kirk, President DEVELOPER Name and Title Approved as to form and legality ` Ass , tAt" County " Or Big Cypress housing Corporation (HM 13-03 ) Multi -Family Project consisting of Minimum of'ren (10) Single Family Rental liousing Construction Amendment 92 Page 3 of 3 Grant # - M -06 -UC -12-0217 M -O8 -UC -12-0217 M-09-UC•12-0217 M -10 -UC -12-0217 M -11 -UC -12-0217 M -12 -UC -12-0217 M -13 -UC -12-0217 M -14 -UC -12-0217 CFDA/CSFA# -14.239 Subrecipient — Big Cypress Housing Corporation BCHC DUNS # - 0647232520 IDIS# 455 FEID # - 65-1067124 FY End 12/31 Monitoring Deadline 0406/2036 THIRD AMENDMENT TO AGREEMENT BETWEEN COLLIER COUNTY AND BIG CYPRESS HOUSING CORPORATION THIS AGREEMENT is made and entered into this `n VV\ day 2015, by and between Collier County, a political subdivision of the State of Florida, 'COUNTY" or "Grantee") having its principal address as 3339 E. Tamiami Trail, Naples FL 34112, and the "DEVELOPER", "Big Cypress Housing Corporation" a private not-for-profit corporation existing under the laws of the State of Florida, having its principal office at 19308 SW 380"' Street, Florida City, Florida 33034. RECITALS WHEREAS, on October 22, 2013 the COUNTY entered into an Agreement using HOME Investment Partnerships (HOME) Program funds for the a new construction of Multi -Family Project consisting of a minimum of ten (10) single family rental housing construction at Hatcher's Preserve located at 3180 Westelox Street in Immokalee, Florida. WHEREAS, on May 13, 2014, Item 161313, the COUNTY approved the first amendment to the Agreement; and WHEREAS, on September 9, 2014, Item 16D12, the COUNTY approved the second amendment to the Agreement; and Big Cypress Housing Corporation (HM 13.03) Multi -Family project consisting of a; "'.,,,;,'mum_o ''—«^ ;� for Single Family Rental Housing Construction Amendment 113 Page 1 of 10 WHEREAS, the Parties desire to amend the Agreement to expand the scope of services and increase the funding amount, NOW, THEREFORE, in consideration of the mutual covenants and obligations herein contained, the Parties agree to amend the Agreement as follows: Words Struek—Through are deleted; Words Underlined are added SCOPE OF SERVICES A. Project Component One: Multi -Family Project consisting of a minimum of Te1}(10) Eighteen 1( 8) Single Family Rental Housing .Construction at Hatcher's Preserve located at 3180 Westclox Street in hnmokalee, FL, in Section 30, township 46 South, Range 29 East, Collier County; Eight (8) Fourteen (14) of the units will be High Rents and two (2) Four 4 Low Rents and all will be three bedroom units. Two (2) will be designated handicap units. II. TIME OF PERFORMANCE Services of the DEVELOPER shall start on the 22nd day of October, 2013 and end on the 30th day of Apr -4 June, 2016. Construction activities shall be completed by 2016 and the affordability period shall cease in 2036. The term of this Agreement and the provisions herein may be extended by amendment to cover any additional time period during which the DEVELOPER remains in control of HOME funds or other HOME assets, including program income. II. AGREEMENT AMOUNT The COUNTY agrees to make available at least ONE MILLION ION DO r n R S AND NO CENTS ($1,000,000) ONE MILLION SEVEN HUNDRED SIXTY THREE THOUSAND FIVE HUNDRED Big Cypress Housing Corporation (HM13-03) Multi -Family Project for Single Family Rental Housing Construction Amendment #3 Page 2 of 10 9 TWENTY SIX DOLLARS AND FORTY CENTS ($1,763,526.40) of HOME Grant funds for the use by the DEVELOPER during the Term of the Agreement (hereinafter, the aforestated amount including, without limitation, any additional amounts included thereto as a result of a subsequent amendment(s) to the Agreement, shall be referred to as the "Funds"). The DEVELOPER shall be reimbursed by the COUNTY using HUD funding for allowable costs, determined by COUNTY, in an amount not to exceed ONE MILLION ION DO rADS Arm nnnnn DOLLARS ($1 ONE MILLION SEVEN HUNDRED SIXTY THREE THOUSAND FIVE HUNDRED TWENTY SIX DOLLARS AND FORTY CENTS ($1,763,526.40) unless an additional $144,000 of rant funds : µneemea by the , the shall be reimbursed by the GQlAqY using HTJD funding for allowable Costs, determined by COULDITV in an «a . not to e „e,1 ONE MILLION, O_P, E LRR,RIRRD FORTY FOUR T440USAATTIAATTI nn/'nn Tl(V LLARS ($1,144,000), The budget identified for the Rental Housing Construction Project shall be as follows: Line Item Description HOME Funds Project Component One: Multi -Family Project consisting of $-933,000 a minimum of Ten -(10) Eighteen (18) Single Family Rental *$144-000 Housing Construction and associated development costs; including, but not limited to, construction; temporary and $i,079,888 permanent signage; site maintenance activities; public bid $1,698,523.40 advertisements; architectural fees; project engineering; closing costs; soil and other construction testing; surveys; plans processing consultant; buildtngpermits, certificates of occupancy and inspection fees; impact and utility connection fees; fair housing advertisements and other marketing materials; subject property general liability insurance during development and builder's risk insurance. Project Component Two: Developer Fee $ 65,000.00 Total Project Expenses: *$1,763,526.40 SF Rental Hees g Cons...uetie $935,000 *"– '^^x,000 —$-65,000 *$1�144�000 *Contingent upon Approval of HUD Substantial Amendment to the Action Plan and BCC approval Big Cypress Housing Corporation (HM 13.03) Multi -Family Project consisting -`a hili-.,,,,;,,•••••lref'ren{ for Single Fatuity Rental Housing Construction Amendment Y.3 Page 3 of 10 On The following table details the project deliverables and payment schedule: Deliverable Payment and/or Deliverable Supporting Documents Submission Schedule for Payment and/or Deliverable Project Component One: Upon invoicing using Exhibit B will reimburse Payment Request: Monthly Single Family Rental allowable expenses on AIA G702-1992 form Design work complete Housing Construction (attached as Exhibit "G") or equivalent 10/2914 1 2/201 4 Building Plans submitted & Reviewed by County document per contractor's Schedule of Values. Supporting documents must be provided as back up 10% of total HOME expended ,funds released upon Certificate of Completion of 10 18 units, final waiver of lien from general contractor Ten Eighteen households will benefit from this funding and will be low- and moderate- income (LMA) persons Eight Fourteen (14) at High HOME rents and two (2� Four 4 at Low HOME rents with two (2) of the eighteen (18) homes evidenced by lease agreement Milestone Anticipated Deadline Environmental Scope Review by County 10/2014 Preliminary EAR .....4&*W Environmental approved by Co" HUD -10/291412/2014 Environmental Review Published and NTP Issued 11/2014 Design work complete 2/2015 Land Acquisition. 10/2914 1 2/201 4 Building Plans submitted & Reviewed by County 10/2044 01/2015 Big Cypress Housing Corporation (HM 13.03) Multi -Family Project eensisting 4a M14inimunncf T -P, -(40) Por Single Family Rental Housing Construction Amendment S3 Page 4 of 10 Bid selection madelice 03/2015 Contract signed/Awarded/NTP issued 1/20.13 05/2015 Construction complete -or pending* certificate of 10/15/2015 occupancy for one of the eighteen units -failure to accomplish this task may result in the subrecipient being required to repay $371,260.57 of CDBG/DRI funds that were previously invested in the Troject Construction of 4-0 all 18 units complete V2,M 06/2016 Lease agreement complete for one of the eighteen 10/15/2015 units Lease Agreements Complete for the remainin seventeen units 4 QO 16 06/2016 IV. NOTICES Notices required by this Agreement shall be in writing and delivered via mail (postage prepaid), commercial courier, or personal delivery or sent by facsimile or other electronic means. Any notice delivered or sent as aforesaid shall be effective on the date of delivery or sending. All notices and other written communications under this Agreement shall be addressed to the individuals in the capacities indicated below, unless otherwise modified by subsequent written notice, COLLIER COUNTY A TT -1 410—Isk Priscilla Deri r_...,... Ceer-dinake ATTENTION: Lisa Oien, Grant Coordinator 3339 E Tamiami Trail, Suite 211 Naples, Florida 34112 Email te; Email to: LisaOienna.Collier og vnet 2392525312 239-252-6141 Signature page to follow Big Cypress Housing Corporation (HM 13-03) Multi -Family Project erms:sting of a Minimum of Ten (10i for Single Family Rental Housing Construction Amendment #3 Page 5 of 10 IN WITNESS WHEREOF, the Parties have each, respectively, by an authorized person or agent, hereunder set their hands and seals on the date first written above. ATTEST: BOARD OF COUNTY COMMISSIONERS OF COLLIER — DWIGHT E. BRi CK, CLE COUNTY, FLORIDA By `76 ' lyeputy Cler]< TIM N - CE, CHAIRMAN Dated:";. ptt'� 13 �hairman's sillnaiure only. Big Cypress Housing Corporation By: DEVEI: PER Signature irk, President DEVELOPER Natne and Title Approved in absentia per Resolution No. 2000-149 on Au !t11,2015 ti 10 By: i . ,LJ' Leo E. Ochs, Jr., County4anager Approved as to form and legality: Jennifer -A. Beipedio CO Assistant County Attorney 31 \� Big Cypress Housing Corporation (HM13-03) Multi -Family Project oons'stip,^ efa "''^'_^m ofl'__ nm for Single Family Rental Housing Construction Amendment#3 Page 6 of 10 EXHIBIT "D" QUARTERLY PROGRESS REPORT Sub -recipients: Please fill In the following shaded areas of the report Telephone Number: (305) 242-2142 Activity Reporting Period Report Due Date October 1" -December 31" January 10' January 3l'' -March 31" April IOth April 1" - June 3dh July 101, July 1" -September 30th October 10th . "RRP RT*GR4 ems..-BARTER-ENQINGo-(oheek-one thatapplieste-tile ' sorrespending-grant geAedy. 42-OV4 44 -0414094 13.7/31114 -1340/84/44 =B Please take note: Each quarterly report needs to Include cumulative data beginning from the start of the agreement date of September 24, 2013. Please list the outcome goal(s) from your approved application & sub -recipient agreement and indicate your progress in meeting those goals since September 24 2013, Big Cypress Housing Corporation (HM13-03) Multi-Family Project eans`sting of Minimum of Ton A 0' for Single Family Rental Housing Construction Amendment H3 Page 7 of 10 A. M. Fua ess:>Caeo.. Ik, S,.iI=a.. g.+i1 1. a. IB tAid PICjbCt eilil N nomplBbab With the Anginal Walnut AdId9Ulei niDDrd thena:DDd{AB pb11Ab BNIdd Yle, me at BAGriIt b AmIID)e110b iDl eRPrDVdi, ?! ❑ 6 ❑ J#� eaolan: 8 ..ci.: D LC L?Raiii4�CC4Y'dy )>4in."i,d M lCr hC D. ea:: kaz 7mxmadaccess»^_iz?nv:?ah:uth` 8 ...wxre<ekelanise n5_-?fr dia)uwbs� rrsLneGr3! d. C&r Cw,atiEi d Pua rrcd! MAO C2sr.T<E:ral F:c3! ESG 9:ae > xet Trt NCO= fiord tblv To[d 0lher ria) [0.09 Pon&vods 5007 Big Cypress Housing Corporation (HM13-03) Multi -Family Project consisting of hilinimuxt of Trte-(10 for Single Family Rental Housing Construction Amendment $3 Page 8 Of 10 a lYhsl I[ the MLtl num2of of U1IDUPLICATED a nic SM04 Ihlc yusdu. llepplblbta9 a &d R, :f il._Pnw .mm. T.J'a ar E -da -A v..n IA T::ai A icd S. cfilv:: -•-:., ,.. av .-. a(sa a. d o.._.. .a e Te•' 4a. d•e�.. es s. -.e 'd W M'•-.ae ''em st t.xsc� C: f• WhM is No Mist numDbE o1 UnDUPLICATEO pdMlc cervsa pplbe Oata T, ff p UoaWSY s. Teav�b :3a3in Gu' _._ Teti ev.-i:v e(fx5a amoi ve3v l3. o ..�nv.G=.laCv3 uCu .,a. T.- ea'n cf.da awl vJ.M. o. Tcd?b..lf-_Wa —A. T._I>...(Lm' !c .1 tavadad. C+nnm LITMR ... A...'M aP, Ca.Tbe yvC2._Uy... Tnlas ..L'+=. -a a . eve. ei vi:>vd 41D Rava:3 Rm_E, d...»._; 3m aTc:.md Pa:D <W NW CDMPLETE R[YT ROLTST IM IAYOL .. FnILUED BEEEO VARY JO R ni ACtAAV MTA: HOME RAlvE lad!nc D. bbl .:aFa .f MDrMPAMD 1".% d. bbl ._Vsl MVy Rlc,= n +a w -[»a atnd afro Gmia t nU An bb ud aid .vea d�0.r [ ni+ DSI ub m maa. a anal km3a n4arT •:l< s_. t..:i hl<n�: alea?i 1 ca!l, m neTaaT e1.nv3:apauun ✓{: • „E:•a'aa �sni+ty: R"9 .a: A,_4 Abscad ehfldrt. f3om<9ss L wfy }r• ]stoma (6?94F} Pe. i3na [e6 Spoexs Io- T=Ome (11-1010; Nrz>as - mFAID"t M.1y (.1-SO:d) R... Few.ns Atrn• Mo( -w. Lcome (a•59°f) Q,.Lxally bfsa011y as s±m kmv 7e.Ms119• Avhlsd A&Iil m A4g_.if! of ase<-xa•„a �_-ap roT..i o rDTAL: B 9. 0.evial B Etyma Dais (tt aOPIITAbW at 1::� �sJ <f ETm+. indieane hav m nv VWLDPUCAT dlmb +. .d +inm D .Ua Gll lata m<h rsee mmpary. ]n addition FD meh eaiegaey, glum ndimte Iwnr m y yenem in es.h mc. ..t.g.ry e.mod.. khw+dvm Hispania tr.W Anee calama +hvuldgwl rhe aaml eellj. RT 0..10E ETINMTi' ArL lex ASry Gum r"u 5'>dc Gba }t<:'gid Ta6L 0 +'=z. TAA. T.1 HIMS& p ra..nE� ate.: t� r�vaaD yan<da.�a!, ags�s Big Cypress Housing Corporation (HM13-03) Multi -Family Projecteensist;a- -`s-�:'aaa,' ur ^9 0) for Single Family Rental Housing Construction Amendment 113 Page 9 of 10 s±m kmv �{ m A4g_.if! of xian iew �_-ap -, k�iC of xiam 5.x at 1::� �sJ <f Tb[n tax .my vr, 7r'Meim of xRen Eavv RT = I:bEmid.• of 'n3am bat .yr c lEv;xi:I T.1 HIMS& p ra..nE� ate.: t� r�vaaD yan<da.�a!, ags�s Big Cypress Housing Corporation (HM13-03) Multi -Family Projecteensist;a- -`s-�:'aaa,' ur ^9 0) for Single Family Rental Housing Construction Amendment 113 Page 9 of 10 EXHIBIT 6°H" DEVELOPER • Developers are program beneficiaries and thus distinct from subrecipients, grantee employees, and contractors. Developers may receive HOME funds from the Grantee. Developer -led rehabilitation is undertaken pursuant to 24 CFR 570.202(b)(1). New housing construction is undertaken pursuant to 24 CFR 570.204, or as amended. Fee GENERAL • Developer shall invest its own funds to complete the development of the properties associated with this agreement thereby assuming risk associated with the project. To compensate Developer for such risk, and for providing related goods and services, such as, but not necessarily limited to, eligible buyer identification, construction oversight, and final disposition, Developer shall be paid a Developer fee. AMOUNT Grantee shall pay Developer a Six Thousand Five u.,,,dred and 00/100 Dollar6 c0mSixty Five Thousand 00/100 Dollar ($65,000) Developer fee for eaeh-n the ten (10 eighteen (18) properties associated with this Agreement. The max^mm combined eveleper fee paid by Ckantee 4e Developer thi--eugh this Agreement shall be Sixty Five Thousaiad and 00/100 Dollars ($65,000), Mis amount represents a cumulative of Developer fees paid for each of the properties associated with this Agreement. METHOD OF PAYMENT Grantee shall pay Developer the Developer fee per property upon lease to an income -eligible person or household. To secure payment, Developer shall submit to Grantee the following supporting materials in a format acceptable to Grantee: o Lease Agreement o Certificate of Occupancy o Invoice o Attestation form to be provided by Grantee o Proof of tenant income eligibility Big Cypress Housing Corporation (HM 13-03) Multi -Family Project consisting of a Minimum afTen"^' for Single Family Rental Housing Construction Amendment k3 Page 10 of 10 Grant # - M-06-UC-12-0217 M-08-UC-12-0217 M-09-UC-12-0217 M-10-UC-12-0217 M-11-UC-12-0217 M-12-UG12-0217 M-13-UC-12-0217 M-14-UC-12-0217 M-15-UC-12-0217 CFDA/CSFA# -14.239 Subrecipient — Big Cypress Housing Corporation CHC DUNS # - 0647232520 IDIS# 455 FEID # - 65-1067124 FY End 12/31 Monitoring Deadline 06/2036 FOURTH AM19NDMENT TO AGREEMENT BETWEEN COLLIER COUNTY AND BIG CYPRESS HOUSING CORPORATION THIS AGREEMENT is made and entered into this a day of b 2015, by and between Collier County, a political subdivision of the State of Florida, ("COUNTY" or "Grantee") having its principal address as 3339 E. Tamiami Trail, Naples FL 34112, and the "DEVELOPER", "Big Cypress Housing Corporation" a private not-for-profit corporation existing under the laws of the State of Florida, having its principal office at 19308 SW 380t1i Street, Florida City, Florida 33034. RECITALS WHEREAS, on October 22, 2013 the COUNTY entered into an Agreement using HOME Investment Partnerships (HOME) Program funds for the a new construction of Multi -Family Project consisting of a minimum of ten (10) single family rental housing construction at Hatcher's Preserve located at 3180 Westclox Street in Immokalee, Florida. WHEREAS, on May 13, 2014, Item 16D13, the COUNTY approved the first amendment to this Agreement; and WHEREAS, on September 9, 2014, Item 16D12. the COUNTY approved the second Big Cypress Housing Corporation (HM13-03) Multi -Family Project 18 for Single Family Rental Housing Construction Amendment #4 Page 1 of 5 amendment to this Agreement; and WHEREAS, on September 8, 2015, Item 16D2, the COUNTY approved the third amendment to this Agreement; and WHEREAS, the Parties desire to amend the Agreement to increase the funding amount, revise milestones and clarify language allowing use of funds for all homes from date of the execution of Agreement. NOW, THEREFORE, in consideration of the mutual covenants and obligations herein contained, the Parties agree to amend the Agreement as follows: Words StFuek-Throu& are deleted; Words Underlined are added II. TIME OF PERFORMANCE Services of the DEVELOPER shall start on the 22"d day of October, 2013 and end on the 30th day of dune, 2016 -October, 2016. Construction activities shall be completed by 2016 and the affordability period shall cease in 2036. The term of this Agreement and the provisions herein may be extended by amendment to cover any additional time period during which the DEVELOPER remains in control of HOME funds or other HOME assets, including program income. ISL AGREEMENT AMOUNT The COUNTY agrees to make available at ($1,763,326.49) TWO MILLION ONE HUNDRED SIXTY FOUR THOUSAND SEVEN HUNDRED FIFTY FIVE DOLLARS AND FORTY CENTS ($2.164,755.40) of HOME Grant funds for the use by the DEVELOPER duringthe Term of the Agreement (hereinafter, the aforestated amount including, without limitation, any additional amounts included thereto as a result of a subsequent amendment(s) to the Agreement, shall be referred, to as the "Funds"). The DEVELOPER shall be reimbursed by the COUNTY using HUD funding for allowable costs, determined by COUNTY, in an amount not to Big Cypress Housing Corporation (HM13-03) Multi -Family Project 18 for Single Family Rental Housing Construction Amendment as Page 2 of 5 exceed ONE MILLION ION SEVEN HUNDRED SIXTY THREE T410US AND FIVE 17tft.TilR TIATE2.-rN Y SIX DOLLARS Arra VOWrY CENTS y$1,733,526.40). TWO MILLION ONE HUNDRED SIXTY FOUR THOUSAND SEVEN HUNDRED FIFTY FIVE DOLLARS AND FORTY CENTS ($2,164,755.4 The budget identified for the Rental Housing Construction Project shall be as follows: Line Item Description HOME Funds Project Component One: Multi -Family Project $1,698,526.4 0 consisting of a minimum of Eighteen (18)Single $2,099,755.40 Family Rental Housing Construction and associated development costs; including, but not limited to, construction; temporary and permanent signage; site maintenance activities; public bid advertisements; architectural fees; project engineering; closing costs; soil and other construction testing; surveys; plans processing consultant; building permits, certificates of occupancy and inspection fees; impact and utility connection fees; fair housing advertisements and other marketing materials; subject property general liability insurance during -development and builder's risk insurance, impact fees and other related construction/development fees. Project Component Two: Developer Fee $ 65,000.00 Total Project Expenses: *$2,164,755.40 *Contingent upon Approval of HUD Substantial Amendment to the Action Plan and BCC approval The following table details the project deliverables and payment schedule: Milestone I Anticipated Deadline Environmental cope Review by County L 10/2014 Big Cypress Housing Corporation (HMI 3-03) Multi -Family Project 18 for Single Family Rental Housing Construction Amendment #4 Page 3 of 5 Environmental approved by HUD 12/2014 Environmental Review Published and NTP Issued 11/2014 Design work complete 2/2015 Land Acquisition 12/2014 Building Plans submitted & Reviewed by County 01/2015 Bid selection made 03/2015 Contract signed/Awarded/NTP issued 05/2015 Construction complete or near completion for one of the eighteen units -failure to accomplish this task may result in the subrecipient being required to repay $371,260.57 of CDBG/DRI funds that were previously invested in the project !0%151312/15/2015 Construction of all 18 units complete 06/2016 Lease agreement complete for one of the eighteen units r nn�01-5 12/15/2015 Lease Agreements Complete for the remaining seventeen units 86/�816 09/2016 IV. NOTICES Notices required by this Agreement shall be in writing and delivered via mail (postage prepaid), commercial courier, or personal delivery or sent by facsimile or other electronic means. Any notice delivered or sent as aforesaid shall be effective on the date of delivery or sending. All notices and other written communications under this Agreement shall be addressed to the individuals in the capacities indicated below, unless otherwise modified by subsequent written notice. COLLIER COUNTY ATTENTION: Lisa Glien &aPA Coordinate Jody Paley, Grant Coordinator 3339 E Tamiami Trail, Suite 211 Naples, Florida 34112 Email to; JodyPaleyACollier og v.net 239 ^�41 239-252-2903 Signature page to follow Big Cypress Housing Corporation (HM13-03) Multi -Family Project 18 for Single Family Rental Housing Construction Amendment #4 Page 4 of 5 Y BOARD OF COUNTY COMMISSIONERS OF COLLIER COUNTLXLWDA By: / 2<vl 4e . TIM NANCE, CHAIRMAN Big Cypress Housing DEVELOPER Name and Title Approved as to form and legality: r Jennifer A. Belpedio Assistant County Attorney Big Cypress Housing Corporation (HM13-03) Multi -Family Project 18 for Single Family Rental Housing Construction Amendment N4 Page 5 of 5 Grant N FAIN# M-06-UC-12-0217 M-08-UC-12-0217 M-09-UC-12-0217 M-10-UC-12-0217 M-11-UC-12-0217 M-12-UC-12-0217 M-13-UC-12-0217 M-14-UC-12-0217 M-15-UC-12-0217 Federal Award Dates Est. 10/2013 Federal Award Agency: HUD CFDA Name: HOME CFDA/CSFA#: 14.239 Total Amount of Federal FundsAwarded: $2,164,755.40 Subrecipient Name: Big Cypress Housing Corporation CHC DUNS # - 0647232520 IDIS# 455 FEIDN # - 65-1067124 R&D - No Indirect Cost Rate - No Period of Performance: 10/22/13— 9/30/2016 FY End 12/31 Monitoring Deadline 06/2036 FIFTH AMENDMENT TO AGREEMENT BETWEEN COLLIER COUNTY AND BIG CYPRESS HOUSING CORPORATION THIS AMENDMENT is made and entered into this day ofd r; 2016, by and between Collier County, a political subdivision of the State of Florida, ("COUNTY" or "Grantee") having its principal address as 3339 E. Tamiami Trail, Naples FL 34112, and the "DEVELOPER", "Big Cypress Housing Corporation" a private not-for-profit corporation existing under the laws of the State of Florida, having its principal office at 19308 SW 380ei Street, Florida City, Florida 33034. RECITALS WHEREAS, on October 22, 2013 the COUNTY entered into an Agreement using HOME Investment Partnerships (HOME) Program funds for the a new construction of Multi -Family Project consisting of a minimum of ten (10) single family rental housing construction at Hatcher's Preserve located at 3180 Westclox Street in Immokalee, Florida. Big Cypress Housing Corporation (HM13-03) Multi -Family Project 18 for Single Family Rental Housing Construction Amendment #5 Page 1 of 9 WHEREAS, on May 13, 2014, Item 161313, the COUNTY approved the first amendment to this Agreement; and WHEREAS, on September 9, 2014, Item 161313, the COUNTY approved the second amendment to this Agreement; and WHEREAS, on September 8, 2015, Item 16D2, the COUNTY approved the third amendment to this Agreement; and WHEREAS, on December 8, 2015, Item 16134, the COUNTY approved the fourth amendment to this Agreement; and WHEREAS, the Parties desire to amend the Agreement to clarify the period of performance terminology and incorporate 2 CFR 200 requirements. NOW, THEREFORE, in consideration of foregoing Recitals, and other good and valuable consideration, the receipt and sufficiency of which is hereby mutually acknowledged, the Parties agree to amend the Agreement as follows: Words Struek-Mw4ugh are deleted; Words Underlined are added H. MIE PERIOD OF PERFORMANCE Services of the DEVELOPER shall start on the 22°d day of October, 2013 and end on the 30th day of October, 2016. Construction activities shall be completed by 2016 and the affordability period shall cease in 2036. The term of this Agreement and the provisions herein may be extended by amendment to cover any additional time period during which the DEVELOPER remains in control of HOME funds or other HOME assets, including program income. * * a HI. AGREEMENT AMOUNT Milestone Anticipated Deadline Environmental Scope Review by County 10/2014 Environmental approved by HUD 12/2014 Environmental Review Published and NTP Issued 11/2014 Design work complete 2/2015 Land Acquisition 12/2014 Big Cypress Housing Corporation (HM13-03) Multi -Family Project 18 for Single Family Rental Housing Construction Amendment #5 Page 2 of 9 Building Plans submitted & Reviewed by County 01/2015 Bid selection made 03/2015 Contract signed/Awarded/NTP issued 05/2015 Construction complete or near completion for one of the eighteen units -failure to accomplish this task may12/-. 4015 08/15/16 result in the subrecipient being required to repay $371,260.57 of CDBG/DRI funds that were previously invested in the project Construction of all 18 units complete 06,12016 8/15/16 Lease agreement complete for one of the eighteen units ""z� 08/15/16 Lease Agreements Complete for the remaining 09/2016 seventeen units COST PRINCIPLES the associated r)_roiect and ap rn oved prroiect task(s) listed under this Scone of Work The Subrecinient may only incur direct costs that can be attributed specifically to the projects referenced above as defined in 2 CFR 200.413. The Subrecipient must provide adequate documentation for validating costs incurred Payments to Subrecipient's contractors and vendors are conditioned upon compliance with the procurement requirements provided for in 2 CFR 200.318. Allowable costs incurred by the Subrecipients and Contractors shall be in compliance with 2 CFR Subpart E -Cost Principles.A Developer is not subject to 2 CFR Subpart E however the CouM is Subject to 2 CFR Subpart E and necessary source documentation for all costs incurred and adhere to any other accounting requirements included in this Agreement VI. GENERAL CONDITIONS G. DEFAULTS, REMEDIES AND TERMINATION In accordance with 24^n .442 CFR 200.339, this Agreement may also be terminated for convenience by either the Grantee or the DEVELOPER, in whole or in part, by setting forth the reasons for such termination, the effective date, and, in the case of partial termination, the portion to be terminated. However, if in the case of a partial termination, the Grantee determines that the remaining portion of the award will not accomplish the purpose for which the award was made, the Grantee may terminate the award in its entirety. Big Cypress Housing Corporation (HM13-03) Multi -Family Project 18 for Single Family Rental Housing Construction Amendment #5 Page 3 of 9 VII. REVERSION OF ASSETS In the event of a termination of this Agreement or upon expiration of the Agreement and in addition to any and all other remedies available to the COUNTY (whether under this Agreement or at law or in equity) the DEVELOPER shall immediately transfer to the COUNTY any funds on hand at the time of termination (or expiration) and any accounts receivable attributable to the use of HOME funds per 24 CFR 92.504(2)(vii). The COUNTY's receipt of any funds on hand at the time of termination shall not waive the COUNTY's right (nor excuse DEVELOPER's obligation) to recoup all or any portion of the funds, as the COUNTY may deem necessary. Regulations regarding real property are subject to 2 CFR 200.311 and as otherwise provided at 24 CFR 570.503(b)(7). Regulations regarding equipment are subject to 2 CFR 200.3 11 and as otherwise provided at 24 CFR 570.503(b)(7). VIII. INSURANCE DEVELOPER shall not commence any work and/or services pursuant to this Agreement until all insurance required under this Section and outlined in Exhibit "A" and 2 CFR 200.310 has been obtained, and carried, at all times during its performance. IX ADMINISTRATIVE REQUIREMENTS A. EXAMINATION OF RECORDS The DEVELOPER shall maintain sufficient records in accordance with 24 CFR 92.508 to determine compliance with the requirements of this Agreement, the HOME Program and all other applicable laws and regulations. This documentation shall include, but not be limited to, the following: B. DOCUMENTATION AND RECORDKEEPING Provide the public with access to public records on the same terms and conditions that the public agency would provide the records and at a cost that does not exceed the cost provided in this chapter or as otherwise provided by law. DEVELOPER shall ensure that public records that are exempt or confidential and exempt from public records disclosure requirements are not disclosed except as authorized by kw 2 CFR 200.337. C. REPORTS AND EVALUATIONS (MONITORING) Reimbursement may be contingent on the timely receipt of complete and accurate reports required by this Agreement, and on the resolution of monitoring findings identified pursuant to this Agreement as deemed necessary by the County Manager or designee. Big Cypress Housing Corporation (HM 13-03) Multi -Family Project 18 for Single Family Rental Housing Construction Amendment #5 Page 4 of 9 The COUNTY will monitor the performance of the DEVELOPER in attempts to mitigate fraud, waste, abuse, or non-performance based on goals and performance standards as stated with all other applicable federal, state and local laws, regulations, and policiesovg erning the funds provided by the DEVELOPER within a reasonable period of time after being notified by the COUNTY, contract suspension or termination procedures will be initiated. DEVELOPER agrees to provide agreement. E. PURCHASING DEVELOPER may be required to follow Federal Procurement standards at (2 CFR 200.318 through .326) and Collier County's purchasing thresholds All purchasing for services and goods, including capital equipment, shall be made by purchase order or by a written contract and in conformity with the thresholds of Collier County Purchasing Policy. Purchasing Threshold Policv Dollar Range $ Quotes Under $3K 1 Written Quote $3Kto$50K 3 Written Quotes Above $50K Request for Proposal (RFP) Invitation for Bid (IFB) F. AUDITS AND INSPECTIONS At any time during normal business hours and as often as the COUNTY (and/or its representatives) may deem necessary, the DEVELOPER shall make available all records, documentation and anyother data relating to all matters covered by the Agreement for review, dinspectio or audit and in compliance with 24 CFR 92.504. Any- deficiencies noted in audit reports must be fully cleared by the Developer, within 30 da sy atter Developer hereby agrees to have an annual agency audit conducted in accordance with current Grantee policy concerning Developer audits. The determination of amounts of Federal awards expended shall be in accordance with guidelines established by OMB Circular A-133 for fiscal years beginning before December 26 2014 and established by 2 CFR Part 200 Subpart F -Audit Requirements for fiscal years beginning on or after December 26, 2014. G. GRANT CLOSEOUT DEVELOPER's obligation to the COUNTY shall not end until all closeout requirements are completed, Big Cypress Housing Corporation (HM13-03) Multi -Family Project 18 for Single Family Rental Housing Construction Amendment #5 Page 5 of 9 Activities during this closeout period shall include, but not be limited to: making final payments, disposing of program assets (including the return of all unused materials, equipment, program income balances, and receivable accounts to the COUNTY), and determining the custodianship of records. Any balance of unobligated funds which have been advanced or paid must be returned to the County. Any funds paid in excess of the amount to which the DEVELOPER is entitled under the terms and conditions of this Agreement must be refunded to the COUNTY. In addition to the records retention outlined in Section IX.B3, the DEVELOPER shall comply with Section 119.021 Florida Statutes regarding records maintenance, preservation and retention. DEVELOPER shall also produce records and information that complies with Section 215.97, Florida Single Audit Act. Closeout procedures must take place in accordance with 2 CFR 200.343 and ensure all federal grant requirements have been completed. The County will record a Mortgage, Deed and Note for each property upon completion of each HOME unit. Developer shall execute any additional documents and provide additional information as may be necessary for the County to enter into these additional documents. X. OTHER PROGRAM REQUIREMENTS E. CONFLICT OF INTEREST The DEVELOPER covenants that no person under its employ who presently exercises any functions or responsibilities in connection with the Project, has any personal financial interest, direct or indirect, in the Project areas or any parcels therein, which would conflict in any manner or degree with the performance of this Agreement and that no person having any conflict of interest shall be employed by or subcontracted by the DEVELOPER. The DEVELOPER covenents that it will comply with all provisions of 24 CFR 92.356(f) "Conflict of Interest". and 2 CFR 200.318, and the State and County statutes regulations oridinaces and resolutions governing conflicts of interest The Developer will notify the COUNTY in writing and seek COUNTY approval prior to entering into any contract with an entity owned in whole or in part by a covered person or an entity owned or controlled in whole or in part by the DEVELOPER. The COUNTY may review the proposed contract to ensure that the contractor is qualified and that the costs are reasonable. Approval of an identity of interest contract will be in the COUNTY's sole discretion. This provision is not intended to limit DEVELOPER's ability to self -manage the project using its own employees. Any possible conflict of interest on the part of the DEVELOPER or its employees shall be disclosed in writing to HHVS provided, however, that this paragraph -shall be interpreted in such a manner so as not to unreasonably impede the statutory requirement that maximum opportunity be provided for employment of and participation of low and moderate -income residents of the project target area. Exhibit E of the agreement is replaced with revised Exhibit E on following page Big Cypress Housing Corporation (HM13-03) Multi -Family Project 18 for Single Family Rental Housing Constmction Amendment #5 Page 6 of 9 REVISED EXHIBIT "E" ANNUAL AUDIT MONITORING REPORT Circular 2 CFR 200.500 requires Collier County to monilor subreapients of federal awards to determine 9 subreapients are compliant with established audit requirements, Accordingly, Collier County requires that all appropriate documentation Is provided regarding your organizations compliance. In determining Federal awards expended in a fiscal year, the entity must consider all sources of Federal awards based on when the activity related to the federal award occurs, including any Federal award provided by Collier County. The determination of arno wts of Federal awards expended shall be in accordance with guidelines established by ON Circular A-133, for fiscal years beeinnlne before December 26. 2014, and established by 2 CFR Part 100, Subpart F — Audit Requirements, for fiscal Years beginning on or after December 26 2014. This form may be used to monitor Flonda Single Audit Act (Statute 21507) reguirements Subreclplent Youth Haven Name First Oat@ of Fiscal Yaar (11111111MIDIM last Date of Fiscal Year MMfDDrYY Total Federal Financial Assistance Expended Total State Financial Assistance Expended during during most recently completed Fiscal Year most recently completed Fiscal Year f � Chock A, or B. Cheek C it applicable A. The FederayState expenddure threshold for our fiscal year ending as indicated above has been ❑ met and a Circular A -f 33 or 2 CFR Part 200, Subpart F Single Audit has been completed or will be completed by . Copies of the audit report and management letter are attached or will be provided within 30 days of completion. B. We are not subied to the requirements of OMB Circular A-133 or 2 CFR Part 200, Subpart F because we: ❑ ❑ Did not exceed the expenditure threshold for the fiscal year indicated above ❑ Are a for-profil organizalion ❑ Are exempt for other reasons — explain An audited financial statement is attached and d applicable, the independent auditor's management letter. C. Findings were noted, a current Status Update of the responses and corrective action plan Is included separate from the written response provided within the audit reports. While we understand ❑ that the audit report contains a written response to the finding(s), we are requesting an updated status of the corrective action(s) being taken. Please do not provide just a copy of the written response from your audit report, unless it Includes details of the actions, procedures, policies, etc implemented and when it was or will be Implemented. Certi&ation Statement I hereby certify that the above information is true and accurate. Signature Date Print Name and Tifle 06/15 Big Cypress Housing Corporation (HM13-03) Multi -Family Project 18 for Single Family Rental Housing Construction Amendment #5 Page 7 of 9 EXHIBIT "F" LOCAL AND FEDERAL RULES, REGULATIONS AND LAWS 40. 2 CFR 200 et seg - Uniform Administrative Requirements Cost Principles and Audit requirements for Grants and Agreements 41. The DEVELOPER aerees to comply with the following OMB Circulars whichever is applicable and agrees to adhere to the accounting principles and procedures required therein utilize adequate internal controls, and maintain necessary source documentation for all costs incurred These requirements are enumerated in 2 CFR 200 et sea 42. Audits shall be conducted in accordance with 2 CFR 200.501 annually and shall be submitted to the County nine (9) months after the end of the DEVELOPER'S fiscal year. The DEVELOPER shall comply with the requirements and standards of OMB A-133 or 2 CFR 200 (as Applicable). Audits of States, Local Governments. and Non -Profit Organizations If this Agreement is closed out prior to the receipt of an audit report, the COUNTY reserves the right to recover any disallowed costs identified in an audit after such closeout http://www.whitehouse.gov/omb/circulars/al33 compliance supplement 2011 Signature page to follow IN WITNESS WHEREOF, the Parties have each, respectively, by an authorized person or agent, hereunder set their hands and seals on the date first written above. BO OF COUNTY COMMISSIONERS OF COLLIER COUNTY, 6CK, CLERK FLOHDA V YNJ B Deputy ler DONNA FIALA , CHAIRMAN I _ - (SE) Attest as to Ch signature only. Big Cypress Housing Corporation (HM13-03) Multi -Family Project IS for Single Family Rental Housing Construction Amendment #5 Page 8 of 9 Approved in absentia per Resolution No. 2000-149 on July , 016 By: �$ G Leo E. Ochs, Jr., Count)�Manager Big Cypress Housing Corporation By. — .m DEVE PER Signature rk President DEVELOPER Name and Title Approved as to form and legality Jennifer A. Belpedio Assistant County Attorna\jo Big Cypress Housing Corporation (HM13-03) Multi -Family Project 18 for Single Family Rental Housing Construction Amendment #5 Page 9 of 9