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CLB Minutes 05/16/2012 May 16,2012 MINUTES OF THE COLLIER COUNTY CONTRACTORS' LICENSING BOARD MEETING 303T�3 May 16, 2012 JUN 2 5 2012 L Naples, Florida LET IT BE REMEMBERED that the Collier County Contractors' Licensing Board, having conducted business herein, met on this date at 9:00 AM in REGULAR SESSION in Administrative Building "F," 3rd Floor, Collier County Government Complex, Naples, Florida, with the following Members present: 01';' CHAIRMAN: Lee Horn Vice Chair: Richard Joslin Michael Boyd Terry Jerulle Kyle Lantz Thomas Lykos Robert Meister Jon Walker Excused: Patrick White Fiala Hiller 7,r Henning Coyle ✓' Colette c.- ALSO PRESENT: Michael Ossorio — Supervisor, Contractors' Licensing Office James F. Morey, Esq. —Attorney for the Contractors' Licensing Board Steve Williams, Esq. —Assistant County Attorney Rob Ganguli —Licensing Compliance Officer Mme' Date: 9111112 Item#: I Lo Z 2►�3 1 Copies to: May 16,2012 NOTE: Any person who decides to appeal a decision of this Board will need a record of the proceedings and may need to ensure that a verbatim record of the proceedings is made, which record includes the testimony and evidence upon which the Appeal is to be based. I. ROLL CALL: Chairman Lee Horn called the meeting to order at 9:01 AM and read the procedures to be followed to appeal a decision. Roll call was taken and a quorum was established. Eight members were present. II. ADDITIONS OR DELETIONS: Change: • Under Item VI- (A), "New Business"—Chester A. Hayes, Contesting Citations, has been continued to a future date. III. APPROVAL OF AGENDA: Vice Chairman Joslin moved to approve the Agenda as amended. Second by Kyle Lantz. Carried unanimously, 8—0. IV. APPROVAL OF MINUTES—April 18,2012: Thomas Lykos moved to approve the Minutes of the April 18, 2012 meeting as presented. Second by Vice Chairman Joslin. Carried unanimously, 5—0. (Note: Michael Boyd,Robert Meister, and Jon Walker could not vote to approve the Minutes because they did not attend the April 18th meeting.) V. DISCUSSION: None. VI. NEW BUSINESS: (Note: In the following case and the case heard under Section VIII, "Public Hearings," the individuals who testified were sworn in by the Attorney for the Board.) A. Chester A. Hayes—Contesting Citations #6981,#6982, and#6983—has been continued per amended Agenda. B. Valerie T. Quattlebaum—Qualify a Second Entity Michael Ossorio noted there were two information packets. • Ms. Quattlebaum currently qualifies one company, "Tile-It Industries, Inc.," under two licenses: o tile and marble and floor covering 2 May 16,2012 • She has been the qualifier for Tile-It Industries, Inc. since 2008 and works as a job supervisor • She has applied to qualify Manasota Flooring, Inc. for both tile and marble, and floor covering licenses. Valerie Quattlebaum stated: • She applied to qualify Manasota Flooring, Inc. because it is the vendor for a builder who is expanding his business into Collier County • She has worked for Manasota since 1986 in sales and job management • The companies are separate and work for different builders. Michael Ossorio explained Floor Covering Contractors must take/pass the Business Procedures exam;the nature of the business is the installation of carpet and/or vinyl flooring. He continued a Tile and Marble Contractor will also perform stone work. A Tile Contractor cannot install carpeting unless he has a Floor Covering license. Thomas Lykos outlined other methods to accomplish the same goal. He expressed concern for two companies being licensed for the same type of work in the same area, i.e., Collier County, and the potential pitfalls. Ms. Quattlebaum stated Tile-It Industries, Inc. has its own builder division and has been working for at least two builders in Collier County. She continued Manasota Flooring also has a builder division and works for a builder who is expanding his business into Collier County. Manasota Flooring has been in business for 40+years. The builders for each company are separate and don't"cross lines." Mr.Lykos stated she, as the qualifier for both companies,is the legal"tie"between the companies. Even though the entities are separate and each has a separate client base, one individual has some influence over both companies. Ms. Quattlebaum stated she does not solicit work—the builders are established in Collier County and either Tile-It or Manasota Flooring will work for a particular builder, but not both for the same builder. Michael Ossorio stated the County has no objection to approving a tile and marble license and a floor covering license for Manasota Flooring. It is allowed by law. Kyle Lantz moved to approve the application to permit Ms. Valerie Quattlebaum to be the qualifier for Manasota Flooring,Inc. for both licenses. Second by Jon Walker. Carried unanimously, 8—0. VII. OLD BUSINESS: A. Orders of the Board Vice Chairman Joslin moved to approve authorizing the Chairman to sign the Orders of the Board. Second by Thomas Lykos. Carried unanimously, 8—0. 3 May 16,2012 VIII. PUBLIC HEARINGS: A. Case#2012-07: Robert E.Elwell, d/b/a Service Star Cooling& Heating,LLC Chairman Horn outlined the general process of the Public Hearing: • The County will present an Opening Statement to set forth the charges and, in general terms,how it intends to prove the charges. • The Respondent will present his/her Opening Statement setting forth, in general terms, defenses to the charges. • The County will present its Case in Chief by calling witnesses and presenting evidence. • The Respondent may cross-examine the witnesses. • After the County has closed its Case in Chief the Respondent may present his/her defense, i.e.,to call and examine witnesses, introduce Exhibits, cross-examine witnesses to impeach any witness regardless of which party called the witness to testify, and rebut any evidence presented against the party. • After the Respondent has presented his/her case,the County will present a Rebuttal to the Respondent's presentation. • When the Rebuttal is concluded,each party is permitted to present a Closing Statement. • The County is allowed a second opportunity to rebut the Respondent's Closing Statement. • The Board will close the Public Hearing and begin deliberations. • Prior to beginning deliberations,the Board's Attorney will give a"charge" to the Board, similar to the charge given to a jury, setting out the parameters on which the decision will be based. • During deliberations,the Board can request additional information and clarification from the parties. • The Board will decide two different issues: o Whether the Respondent was guilty of the offense(s)charged in the Administrative Complaint,and a vote will be taken on the matter. o If the Respondent was found guilty,the Board must decide the sanctions to be imposed. • The Board's Attorney will advise the Board concerning the sanctions and the factors to be considered. • The Board will discuss the sanctions and vote. Vice chairman Joslin moved to approve entering the packet for Case No. 2012-07, Board of County Commissioners vs. Robert E. Elwell, d/b/a "Service Star Cooling& Heating,Inc.,"License#CAC 058252/C.C. #36992, into evidence. Second by Kyle Lantz. Carried unanimously, 8—0. • Chairman Horn entered the information packet into evidence, marked as County's Exhibit "A." 4 May 16,2012 Rob Ganguli, Licensing Compliance Officer,presented the County's Opening Statement: • Mr. Elwell is the qualifier of State license CAC#058252 for"Classic Air- Conditioning, d/b/a Service Star Cooling&Hearing,Inc." • He is the holder of Collier County Certificate of Competency#36992 • Mr. Elwell has been charged with violating Collier County Ordinance#90- • 105, as amended, Section 22-201.1(2),to wit: "Willfully violating applicable Building Codes or Laws of the State, City, or Collier County. " Chairman Horn asked Mr. Elwell if he wished to present an Opening Statement. Robert Elwell stated there was a Stipulated Agreement. Michael Ossorio noted Mr. Elwell has signed a Stipulated Settlement Agreement which he requested to enter into evidence as County's Exhibit`B." (Copies of the document were provided to the Board members.) Kyle Lantz moved to approve entering the Stipulated Settlement Agreement into evidence as County's Exhibit `B." Second by Vice Chairman Richard Joslin. Carried unanimously, 8—0. Chairman Horn read the terms and conditions of the Stipulated Settlement Agreement into the record as follows: "BEFORE THE COLLIER COUNTY CONTRACTORS' LICENSING BOARD BOARD OF COUNTY COMMISSIONERS. COLLIER COUNTY,FLORIDA, CONTRACTORS' LICENSING BOARD, Case#2012-07 Petitioner, License No.: CAC 058252 and vs. CC#36992 Robert E. Elwell, d/b/a"Service Star Cooling& Heating,Inc., Respondent. Stipulated Settlement Agreement and Agreed Order Robert E. Elwell and the Board of County Commissioners, Collier County,Florida, Contractor's Licensing Board(hereafter"the Board"),hereby stipulate and agree: 1) Respondent admits the allegations in the Administrative Complaint for the purpose of this Stipulation and settlement of this matter. 5 May 16,2012 2) Respondent and the Board hereby agree that he will be subject to restriction for a period of twenty-four(24)months whereby the Respondent will perform his permitting activities under the supervision of the Board. 3) Respondent and the Board further agree that Respondent will personally apply for all permits and be present, either in person or telephonically,for any review or questions as to the contracting operations of the company which he qualifies during this restriction period. This includes permits issued by the Cities of Marco Island or Naples,inclusive of Fire Code Reviews. 4) In the event the Respondent violated Paragraph 3 of this Stipulated Settlement Agreement while on restriction,his certificate/registration and permit acquisition privileges will immediately be revoked. It will be the responsibility of the Respondent to petition the Board for a hearing to have these privileges reinstated if he chooses to do so. Findings of Fact in this matter shall be forwarded to the State Construction Industry Licensing Board with a recommendation for"further action"to be taken. 5) This Stipulated Settlement Agreement and Order shall be forwarded to the State Construction Industry Licensing Board with a recommendation of"no further action." • If the Licensing Board rejects this Stipulated Settlement Agreement and pursues further action,this Stipulated Settlement Agreement shall be null and void. • If the State Construction Industry Licensing Board rejects this Stipulated Settlement Agreement and pursues further action,this Stipulated Settlement Agreement shall be null and void. Executed this day of May, 2012. Isl Robert E. Elwell Robert E. Elwell Michael Ossorio Respondent Contractors' Licensing Supervisor Order Adopting Stipulated Settlement Agreement THIS BOARD BEING FULLY ADVISED on the Stipulated Settlement Agreement, it is hereby: ADJUDGED that the foregoing Stipulated Settlement Agreement is adopted in its entirety, and the parties are ordered to comply therewith. DONE AND ORDERED at the regularly-set Contractor's Licensing Board hearing at Naples, Collier County,Florida,on this day of May, 2012. Lee Horn,Chairman Contractors' Licensing Board " 6 May 16,2012 Chairman Horn asked the Respondent if he was familiar with the Stipulated Settlement Agreement and, if approved by the Board, would he agree to follow the terms of the Agreement. Respondent replied, "Yes." Attorney Morey asked Mr. Elwell to indicate if he entered into the Agreement of his own free will and had an opportunity to review the document. Respondent replied, "Yes." Chairman Horn asked if anything had been promised to the Respondent in return for his cooperation. Respondent replied, "No." Jon Walker asked the Respondent if he understood the period of probation was for two years. Respondent replied, "Yes." Kyle Lantz questioned Paragraph 4 and 5—the language was confusing. Chairman Horn clarified Paragraph 4 referred to action to be taken if the terms set out in Paragraph 3 were violated. But Paragraph 5 was the action to be taken if there were no violations, which was"no further action." Michael Ossorio stated if the Board approved the Stipulated Settlement Agreement as presented,he would write a letter to the State confirming that"no further action"was to be taken. He further stated if the terms of the Agreement were violated by the Respondent within the next 24-months, he would write a letter to the State to advise that"further action"was recommended. Mr. Ossorio explained the qualifier(Respondent) understood he will be required to personally appear to pull permits in the City of Naples,the City of Marco Island,and in unincorporated Collier County for every job for the next 24-months. Mr. Elwell stated he agreed. Kyle Lantz asked how the situation occurred in his company. Mr. Elwell stated the company has 50 employees and it became "out of hand"but people were fired due to the situation. Mr. Ossorio noted air-conditioning companies are allowed to either fax or email a permit applications to the County,especially for emergency repairs. The Respondent will be required to personally come to the Building Department to apply for each permit,as needed, which will be a task for such a large company. Rob Ganguli stated Mr. Elwell resides in Manatee County and it will be more difficult for him to comply than a local contractor. Mr. Lantz stated if Mr. Elwell is the qualifier for the company, he is responsible for the company and should be responsible for the company—no matter what the size of the company. 7 May 16,2012 Chairman Horn asked about the controls the company might institute to ensure that no accidents occur in the future. Mr. Elwell replied the owner of the company was now involved in the day-to-day operations of the company—he had been absent previously. Also an operations manager was hired who is"on the ball." Chairman Horn noted the Respondent's name and reputation as the qualifier was "on the line"and the Respondent agreed. Thomas Lykos requested an update on the jobs where permits were not pulled but were required. Mr. Elwell responded that all permits have been pulled, and as of the end of this week, all jobs will be finished and closed. Mr. Lykos asked about the water heater problem and was assured by the Respondent that it had been rectified. He further asked Mr. Ossorio if the County was aware of the status of the permits and closed jobs. Michael Ossorio stated he had instructed Mr. Ganguli to communicate with the City of Marco Island to follow-up. If the jobs are not inspected, it would be a material Code Violation and the Respondent would be brought before the Board again. Chairman Horn asked Mr. Ganguli for a progress report. Rob Ganguli stated Mr. Elwell began making progress from the time he was first notified of the situation. Thomas Lykos stated he did not recognize the names initially and thought he should recuse himself. Attorney Morey stated even if Mr. Lykos had recused himself at the beginning of the Hearing, he would still be allowed to participate in discussions. He asked Mr. Lykos to briefly explain the nature of the issue. Mr. Lykos clarified he had no direct financial connection with the Respondent's company but the company has a history with one of his (Lykos')clients. While a project was completed approximately two years ago,Mr. Lykos' company performs regular maintenance for his client. Attorney Morey concurred that Mr. Lykos could recuse himself from voting on the issue. Chairman Horn called for a re-vote on the following motions: Vice Chairman Joslin moved to approve entering the packet for Case No. 2012-07, Board of County Commissioners vs. Robert E. Elwell, d/b/a "Service Star Cooling& Heating, Inc.,"License#CAC 058252/C.C. #36992, into evidence. Second by Kyle Lantz. Motion carried, 7- "Yes"/1 "Abstention." Mr.Lykos abstained from voting. Jon Walker moved to approve entering the Stipulated Settlement Agreement into evidence as County's Exhibit `B." Second by Terry Jerulle. Motion carried, 7-"Yes"/0- "Opposed"/1- "Abstention." Mr. Lykos abstained from voting. 8 i May 16,2012 Vice Chairman Joslin moved to accept the Stipulated Settlement Agreement and to authorize the Chairman of the Contractors'Licensing Board to sign it. Second by Jon Walker. Discussion: • Kyle Lantz noted a pattern had been established. There were 17 cases where a permit fee was charged to a client but the permit was not pulled. He suggested the recommendation to the State's Contractor's Licensing Board should be changed to"further action." • Michael Ossorio stated the City of Marco Island charged four times its normal permit fee for each of the 17 permits that were pulled after-the-fact. The company paid a hefty penalty. • Mr. Elwell stated the company paid$8,000 in fees. He stated the administrative problems have been rectified. It was unacceptable in anybody's book. The permit fees have been pulled and paid. There was one building on Marco Island for which the 17 permits were pulled. • Kyle Lantz noted the company was a state-wide contractor and asked about other incidents. • Mr. Elwell stated outside of Collier County,there has only been one other incident in Charlotte County which has been rectified. Quality Control will be done on each job to ensure that everything has been done correctly. • Chairman Horn stated the State's Board will review the paperwork but will decide what action will be taken or not taken. • Mr.Jerulle stated he would accept the County's recommendation but cautioned the Respondent to not return before the Board again. • Vice Chairman Joslin noted the 24-month probationary period convinced him to accept the County's recommendation. If the Respondent makes one mistake,he will be back before the Board. • Michael Ossorio clarified the Respondent was charged and pled"guilty"to willful Code violations. He admitted guilt and is in no position to make another mistake. Chairman Horn called for a vote. Motion carried, 6— "Yes"/1— "Opposed"/1— "Abstention." Kyle Lantz was opposed and Thomas Lykos abstained from voting. IX. REPORTS: (None) X. MEMBER COMMENTS: • Vice Chairman Joslin,a swimming pool contractor,noted that Florida Statutes has been changed and no longer allows licensed A/C Contractors to install swimming pool heat pumps. • He stated pool contractors can service a heat pump that has been installed but most pool contractors are not a/c licensed to test or charge Freon. 9 May 16,2012 • Michael Ossorio noted Chapter 49 has been changed significantly, especially in the area of sub-contracting and responsibilities for both builders and contractors. He advised all contractors to carefully read the revised Chapter. He stated changes typically become effective on July 1St • Vice Chairman Joslin will provide a copy to Mr. Ossorio for distribution to the Board members. XI. NEXT MEETING DATE: Wednesday,June 20, 2012 Board of County Commissioners' Chambers,Administrative Building"F," 3rd Floor(Government Complex), 3301 E. Tamiami Trail,Naples,FL 34112 There being no further business for the good of the County,the meeting was adjourned by the order of the Chairman at 9:55 AM. COLLIER COUNTY CONTRACTORS LICENSING BO • ' Lee Horn, Chairman The Minutes were pproved by the Board/Chairman on / (6tee40,)P , 2012, "as submitted"KJ OR "as amended" 1 1. 10