CLB Minutes 02/16/2000 RFebruary 16, 2000
TRANSCRIPT OF THE MEETING OF THE
CONTRACTORS' LICENSING BOARD
Naples, Florida, February 16, 2000
LET IT BE REMEMBERED, that the Contractors' Licensing
Board, in and for the County of Collier, having conducted
business herein, met on this date at 9:00 a.m. in REGULAR
SESSION in Building "F" of the Government Complex, East
Naples, Florida, with the following members present:
CHAIRPERSON:
Gary Hayes
Les Dickson
Daniel Gonzalez
Bob Laird
Robert Meister, Jr.
Carol Pahl
Sara Beth White
NOT PRESENT:
Richard Joslin
Arthur Schoenfuss
ALSO PRESENT: Patrick Neale, Attorney for the board Thomas Palmer, Assistant County Attorney
Bob Nonnenmacher, License Compliance Officer
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February 16, 2000
CHAIRMAN HAYES: I want to call this meeting to order
February the 16th, at approximately 9:10 a.m. Collier County
Contractors' Licensing Board.
Any person who decides to appeal a decision of this board
will need a record of the proceedings pertaining thereto and,
therefore, may need to ensure that a verbatim record of the
proceedings is made, which record indicates that testimony and
evidence upon which an appeal is to be based. Roll call.
MR. GONZALEZ: Daniel Gonzalez.
MR. MEISTER: Robert Meister.
MR. LAIRD: Bob Laird.
MR. DICKSON: Les Dickson.
CHAIRMAN HAYES: Gary Hayes.
MS. PAHL: Carol Pahl.
MS. WHITE: Sara Beth White.
CHAIRMAN HAYES: Mr. Nonnenmacher, do you have any
additions or deletions to the agenda? MR. NONNENMACHER: No, sir.
CHAIRMAN HAYES: Anybody from the board?
MR. DICKSON: I approve the agenda.
MR. GONZALEZ: I'll second it.
CHAIRMAN HAYES: I have a motion and a second to
approve the minutes. All in favor-- agenda. (Unanimous vote of ayes.)
CHAIRMAN HAYES: All right, I have the minutes from
December 15th.
MR. MEISTER: I make a motion we accept the minutes as
presented.
MR. LAIRD: Second.
CHAIRMAN HAYES: All in favor?
Opposed?
(No response.}
CHAIRMAN HAYES: Very well. New business.
MR. NONNENMACHER: Mr. Chairman, for the record, my
name is Bob Nonnenmacher, .contractor licensing investigator
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February 16, 2000
with Collier County.
With the approval of the board, what I would like to do is go
to old business, number one, take it out of order. Mr. Anderson is
represented by an attorney. And with your permission, I would
like to go out of order with this one. CHAIRMAN HAYES: Okay.
MR. YOVANOVICH: Just by way of a few brief introductory
comments, my name is Rich Yovanovich. I am with the law firm
of Goodlette, Coleman and Johnson, and I represent Scott
Anderson.
This case has been dropped and there are no pending
charges against my client. However, my client has agreed to
come to the Contractors' Licensing Board, because I believe you
had some questions. And we also agreed to come here so you
would understand, staff's decision not to go forward with any
charges is the correct decision under the facts.
I want to thank staff for, you know, meeting with me and
meeting with my client and in taking the time to investigate this
matter and deciding to not prosecute this case, because I
believe this is not a case that should have been brought before
the Contractors' Licensing Board. I believe you'll understand
that my client, as Mastercraft Homes, did what a responsible
qualified owner would do when qualifying a company.
I think there are important dates you need to keep in mind
when considering this matter and having your questions
answered. My client was hired in June of 1998 to work for
Mastercraft Homes. And in that employ he served as their
qualifier. Throughout his employment, he had concerns about
how quickly the company was growing and his ability to
supervise the construction of the site and had many meetings
with management regarding wanting more in-field supervision
and more control over what was happening. I believe all of you
would have that same concern and would work with the
company in an attempt to get what you needed for your job to
the best of your ability.
In fact, somebody was hired to help him, but when that
person was hired it was brought into the fold that person was a
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February 16, 2000
warranty person and doing punch list work. When Scott realized
he was not going to get the support he needed to do his job
correctly, he resigned. He resigned on January 8th, 1999.
He had a contract with the company that basically said you
had to give him 90 days to resign, so he gave him the 90 days to
give them an opportunity to get a replacement qualifier. He
stayed on the job, he did his job, he supervised construction.
The company assured him they were finding a replacement for
him. And actually, there's plenty of correspondence that he was
going to take the test.
Came April 8th, 1999, the day he was supposed to resign,
they did not have a qualifier in place. Scott agreed to stay on
and serve as the qualifier, only because there were several
homes, you know, a couple hundred homes already in production,
and he felt that those homeowners should get the home that
should be delivered. If he walked away from the job at that
point, everything had to stop. And that was his concern, rightly
or wrongly.
Had he come to me, I would have said get out of there. But,
you know, he had a genuine concern for those homeowners who
were paying money to a company. He wanted to see those
things done. So he stayed on. That was the date he was
supposed to be gone.
What's important for this board to know is the violation that
ultimately was found and repaired occurred on May 5th, 1999.
So he had already taken steps months in advance to try to get
out of the situation and make sure they were done properly. So
he had taken the necessary steps as the qualifier to ensure
quality control. And when they didn't, he left. I'm sure
everybody on the board would have done the same in this
situation.
What's also important is Mastercraft Homes did what
needed to be done. They inspected the homes, they went to the
county and discussed any violations and repaired them. That's
the ultimate goal of this board is to make sure that people take
their responsibility seriously as contractors and take their
responsibility as builders.
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February 16, 2000
I would submit to you that both my client and Mastercraft
Homes did take their jobs seriously. I think staff -- and I think
Bob will tell you that staff had -- Bob had a stomach ache on this
case. I don't think he believed that my client did anything wrong.
He believes that my client worked hard at doing the right job
and just didn't have the resources and worked it out to the best
of his ability, and when the situation wasn't going to be resolved,
he did what he should do, which was leave the company.
The company learned its lesson. I believe they put other
quality control measures in place. Unfortunately they didn't do it
when my client asked for them to do it, but they did do it.
I think you got the results that you wanted in this case,
which was making sure you had a contractor that was not
renting his license. He was not renting his license to the
company. He was on the job, he was doing the best he could, he
was taking control and accepting responsibility. And you've got
a company that was growing too quickly, didn't want to turn the
money away, but ultimately learned their lesson and has taken
the necessary steps to make staff happy.
At this point, I want to again thank staff for their courtesies
in this matter. I want to thank Tom Palmer for his courtesies in
this matter and also Pat O'Neale for his courtesies. I think the
right thing happened when the charges were dropped. When you
want to hear some more further testimony from my client, you'll
see staff did the right thing in this case and they got a good
result for Collier County, and they protected Collier County. This
was not a case that really needed to result in a formal
prosecution against a qualifier of the company.
If you have any questions of me or my client, we're here to
answer any questions.
CHAIRMAN HAYES: I appreciate you coming in and talking
with us. I'm sure that after reviewing the case and looking at it
from all the directions that we have, that we on this board
probably have some concerns and thoughts and other questions.
What I am going to say, that since the County Attorney
Office themselves and staff themselves has also reviewed this
from beginning to end and felt that it is not necessary to pursue
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February 16, 2000
it is the reason that we're going to feel that -- feel comfortable
that staff has done everything they can do to remedy the
situation. And I don't think we need to take any further action on
it.
MR. DICKSON: I just had one comment. And you know
because you used to sit in that chair, our biggest concern was
the way this case was handled, that it not become a precedent
setting case, to where another large company that has financial
means once caught could rectify themselves.
And I think by the fact -- talking with Mr. Perico, the fact
that we're not hearing this case, there's no precedent set. Am I
correct? Because we didn't hear the case.
MR. PALMER: We feel that there is no precedence
whatsoever. And no inappropriate message is being given to the
industry. I think that somebody at some level tried to pull a fast
one on the county. Obviously the people who thought they were
going to get away with this and not get caught pulled a fast one.
Mastercraft knows they can't pull that on Collier County. Then
they had to go spend tens and thousands of dollars to rectify the
problem, including those that we did not know about, and had to
have all of the improper tasks re-engineered or re-architected.
That's not the way to make money.
And I don't think anybody is going to try to pull that again. I
think they just thought -- they underestimated the competency of
our inspectors and our staff. And staff thought that even if this
case was tried fully, that the proper remedy would have been --
recommended to the board would have been just a reprimand
with referral to the state with no further action. We thought that
was just inefficient use of effort and time. We do believe that
once they were called up short, that they fully cooperated with
us, and the end result, which is what counts, is an excellent end
result for the county and for the people that we are here to
protect.
CHAIRMAN HAYES: Thank you, Mr. Palmer.
MR. YOVANOVICH: Mr. Dickson, as you know, I've sat in
that chair and Mr. Palmer's chair, and I can tell you honestly, if I
thought my client had committed a violation, I would not have
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February 16, 2000
taken the case.
MR. DICKSON: We have done a lot to stop the renting of
licenses by the financial qualifiers. You know, I'm glad it got
rectified.
MR. MEISTER: Is Mr. Anderson still qualifying Mastercraft?
MR. YOVANOVICH: No, he's not. He left. I forgot the exact
date.
MR. ANDERSON: Mastercraft acquired a new license holder
in July of 1999.
MR. YOVANOVICH: So he did leave, yeah.
MS. WHITE: Mr. Southern?
MR. ANDERSON: Mr. Southern is not the qualifier. It was
actually an employee of the company who was actually
superintendent for them agreed to convert his license over to the
qualifier.
CHAIRMAN HAYES: For the record, if can I have his name.
MR. ANDERSON: Chris Jarrett. J-A-R-R-E-T-T.
CHAIRMAN HAYES: Is he a state certified contractor?
MR. ANDERSON: Yes, sir, he is.
CHAIRMAN HAYES: Mr. Neale, do you have any comments?
MR. NEALE: No, I think this is a very appropriate resolution
to this matter. The state in 489 -- the legislature has actually
said in Chapter 489.1317(a) that it's the policy of the state that
the purpose of regulation is to protect the public by obtaining
compliance with the policies established in law. Fines and other
penalties, blah, blah, blah, in order to ensure compliance.
However, the imposition of penalties are intended to be
secondary to the goal of obtaining compliance.
And I think in this case certainly compliance was attained.
The imposition of fines and penalties would serve probably no
· purpose other than revenge, for lack of a better term. I think this
gentleman and Mastercraft have gone above and beyond what
we have seen at this board in many other cases to remedy what
was a bad situation is now a good one. So it turned it into a good
one. So I think it's completely appropriate and a non-precedent
setting decision by the board and by the county staff and county
attorney.
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February 16, 2000
MS. WHITE: Excuse me, Mr. Neale, what happened to the
supervisor on those jobs?
MR. ANDERSON: He's also not employed with Mastercraft
any longer. And the supervisor for those jobs was hired after I
had resigned, so I wasn't even -- I was not sure who was
supervising those specific jobs, because Mastercraft had so
much turnover that they kept changing, so I wasn't really sure
who was supervising the job at that time.
MS. WHITE: I meant supervisor that was with Mastercraft at
the time the violations occurred.
MR. ANDERSON: He's gone.
MR. YOVANOVICH: He's no longer employed by the
company.
MR. PALMER: I would like to add one other point. In the
unlikely event that Mastercraft should try anything like this
again, it would not preclude the evidence from being presented
to the board. It isn't like we're waiving it with any statute of
limitations on it. And I believe that Mastercraft has gotten the
message and is not going to pull a stunt like this again.
MR. NEALE: Being that the board has taken no action is not
to dismiss the matter. Everything that is presented, as well as
the complaint, is part of the record and can be brought forth as
future record. So it's a good decision by the board and staff and
county staff.
CHAIRMAN HAYES: I would entertain a motion from
someone.
MR. NEALE: You really don't need to take any action. This
is more informational than anything else.
CHAIRMAN HAYES: Good enough. All right, Mr. Yovanovich,
appreciate you coming in.
Okay, Mr. Nonnenmacher, can we go on to new business?
MR. NONNENMACHER: Yes, sir.
CHAIRMAN HAYES: Mario Rodriguez, request to qualify
second entity.
Mr. Rodriguez, are you present?
MR. RODRIGUEZ: Yes, sir.
CHAIRMAN HAYES: Would you come up to the podium,
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February 16, 2000
please.
I hope that you're aware of the fact that we don't have a PA
system today, so you're going to have to speak loudly. Our
reporter is going to have to listen to every word without the
assistance of the mike. I need to have you sworn in for the
record.
(Speaker was duly sworn.}
CHAIRMAN HAYES: Your name, sir, for the record?
MR. RODRIGUEZ: Mario Rodriguez.
CHAIRMAN HAYES: Your request this morning is?
MR. RODRIGUEZ: To qualify a second company under my
license.
CHAIRMAN HAYES: Why would you want to do that?
MR. RODRIGUEZ: Well, sir, it's my own company that I have
started. The second company that I'm referring to, it's really a
couple of installers with helpers right now. It's not going to be,
in other words, a concern in the sense that I'm going to have to
be supervising another 30 job sites. We're talking about
additional one or two job sites that are going to be handled by
the second company, which I'll be supervising personally, along
with the other ones that I'm already responsible for.
MR. MEISTER: Who is K.C. Marble, and what's your
association with him?
MR. RODRIGUEZ: K.C. Marble is the company I'm currently
working for, and I supervise the job sites, along with the
president and vice president.
MR. MEISTER: You're the qualifying?
MR. RODRIGUEZ: I'm a qualifier and supervisor for the job
sites. I also from time to time help in the sense that I get
involved in laying out the floor plan and reading the plans and
making sure the work is done according to the plans, as well as
supervisor, making sure everything is getting done by code.
CHAIRMAN HAYES: Okay, so you currently qualify K.C.
Marble?
MR. RODRIGUEZ: That's correct.
CHAIRMAN HAYES: And you're asking to qualify Elite Stone
and Marble?
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February 16, 2000
MR. RODRIGUEZ: Correct.
CHAIRMAN HAYES: Who's the -- is this your company, your
business?
MR. RODRIGUEZ: I'm the president of the corporation.
CHAIRMAN HAYES: Do you own it?
MR. RODRIGUEZ: Yeah.
MR. NONNENMACHER: Mr. Rodriguez, I notice -- I heard you
say, I believe, that you're only going to be having about three or
four employees in this new company? MR. RODRIGUEZ: Yes, sir.
MR. NONNENMACHER.' Okay. And are the employees that
you're hiring, are they licensed, or you're --
MR. RODRIGUEZ: No, they're going to be on payroll.
MR. NONNENMACHER: Are you dealing with a leasing
company, getting employees from a leasing company?
MR. RODRIGUEZ: No, I'm getting it through past contacts in
our field of work.
MR. NONNENMACHER: No, but is a leasing company paying
for the insurances and everything that are required on these?
MR. RODRIGUEZ: No.
MR. NONNENMACHER.' Because I notice in your folder here,
you have a number of elections to be exempt from Workers'
Comp.
MR. RODRIGUEZ: Yes, I'm personally exempt, yes.
CHAIRMAN HAYES: Personally exempt.
MR. NONNENMACHER: What's going to happen with the
employees? Are you going to have Workmen's Comp.?
MR. RODRIGUEZ: Yes, I do. You should have a copy of my
Workmen's Comp in there.
MR. DICKSON: Ever been any complaints against Mr.
Rodriguez, Mr. Nonnenmacher?
MR. NONNENMACHER: No, sir.
MR. DICKSON: Everybody's in order.
Mr. Chairman, I move that the request to qualify a second
entity be approved. Everything's in order. He's got his
insurance, credit report is in order.
MR. LAIRD: Second.
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February 16, 2000
CHAIRMAN HAYES: I have a motion and second. All in
favor?
Opposed?
(No response.)
CHAIRMAN HAYES: Very well, Mr. Rodriguez, it's a done
deal.
MR. NONNENMACHER: Mr. Rodriguez, one thing. You'll be
able to come in tomorrow to do the paperwork and pick up your
license, because we have all the folders here and the girls
couldn't get it done today.
MR. RODRIGUEZ: Thank you all.
CHAIRMAN HAYES: Mr. Kelly, are you present?
MR. KELLY: Yes, sir.
CHAIRMAN HAYES: Come up to the podium, please.
I'm going to ask you to be sworn in, sir.
(Speaker was duly sworn.}
CHAIRMAN HAYES: Your name?
MR. KELLY: Kenneth Kelly.
CHAIRMAN HAYES: And your reason for being here?
MR. KELLY: I'm here today because I'd like the board to
reconsider and reinstate my license that was suspended two
years ago, due to a small problem on my part, which I openly
admit was my fault. I understand what I did wrong, why I did it,
and I promise the board that nothing like that will happen again.
For the last couple of years, three years or so, I've actually
run my parents company. I've been their supervisor, sometimes
their salesman, everything from product ordering to job site
completion. I've done all the hiring of men and all the quality
assurance.
MR. NONNENMACHER: If I may interrupt at this point.
There's extenuating circumstances here. As Mr. Kelly has
stated, for the last year or so, maybe more, Mr. Kelly has actually
been out in the field running the business. His mother was the
license holder and became very sick and eventually passed
away.
On 12-20 of '95, this board made him take a test, and he
took it and he passed it. And they said that he could reapply on
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February 16, 2000
1-17-96. The board informed him that he may reapply after six
months from that date to have his license reinstated. Apparently
he chose not to do that and he is choosing to do it now.
And under the circumstances, we have monitored him for
the last six months, and there has not been a complaint against
him. The company now is pretty much in a stagnant position due
to the fact of his mother passing on, and she was the license
holder. And staff would have no objection to him getting his
license back and in fact would recommend that this board
reinstate his license.
MR. DICKSON: Is this Deborah Ann Kelly?
MR. NONNENMACHER: Yes.
I think he has paid his debt to society. It's been since '96,
and this board said he could reapply in six months from that
date.
CHAIRMAN HAYES: What reason was his license suspended
for in the first place, Mr. Nonnenmacher?
MR. NONNENMACHER: Failure to promptly correct faulty
workmanship. License was revoked for two years. May reapply
after six months to the CLB. And that was -- that order was given
on 1-17 of '96. So even if he went through the full revocation of
the two years, which wasn't the decision of this board, he could
reapply in six months. We would be at 1-17-98 for a full two-year
revocation.
CHAIRMAN HAYES: So we would be doing nothing more
than following through on what they said in 1995. MR. NONNENMACHER: Yes.
And I'm here to tell you that we've had no complaints
against this company. I know for a fact that Mr. Kelly has been
running the company for quite a long time. And like I said, it's
staff's recommendation that this board approve his request.
MR. DICKSON: What name are you going to operate under?
Deborah Ann Kelly?
MR. KELLY: I own the fictitious name of Kelly Roofing. I've
kept that current. Although, in mom's memory, we're thinking
about filing another fictitious name and keeping the Deborah Ann
Kelly Roofing name. It's been impeccable. It's been credible for
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February 16, 2000
If I may make a statement on my own behalf. The problem
that went wrong originally wasn't that I didn't follow up on
workmanship, it's that I was young and too full of pride to admit
to a customer that I made a mistake.
I was young. I was 19 years old at the time. I've learned a
lot since. I've finished my schooling. And it's not me and my
family that I'm responsible for, it's my eight employees and their
families that I'm responsible for today.
In reference to mom, it really opened my eyes. When you
measure success, you don't do it in monetary amounts, you do it
in your legacy and how your reputation turns other people's lives.
When I sat in the funeral parlor and saw customers, 10, 20
customers at that time come through the door and say, "I'm
really sorry to hear about your mother," that really touched me.
Because that's something I didn't expect. We go do a roof and
we're out on that job only two or three days, so there's no time to
build a reputation. That's what's really important to me.
So as far as keeping the name, I think I am going to keep the
name Deborah Ann Kelly. I can use Kelly Roofing, though, until I
get the fictitious name, because I do own that.
CHAIRMAN HAYES: Any other comments from the board?
I'd like to entertain a moment.
MS. WHITE: I'll make a motion.
MS. PAHL: I'll second that motion.
CHAIRMAN HAYES: To approve his reinstatement?
MS. WHITE: Yes.
MS. PAHL: I'll second it.
CHAIRMAN HAYES: I have a motion and a second.
All in favor?
Any opposed?
(No response.)
CHAIRMAN HAYES: Very well, Mr. Kelly.
MR. KELLY: Thank you, gentlemen.
CHAIRMAN HAYES: Good luck.
Richard Baker, request to qualify second entity with
financial responsible officer.
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February 16, 2000
Mr. Baker, are you present? Would you come up to the
podium, please.
MR. BAKER: Excuse my lameness, I seem to hurt my back
this morning.
CHAIRMAN HAYES: We'll have you sworn in, sir.
(Speaker was duly sworn.)
CHAIRMAN HAYES: Your name, sir, for the record?
MR. BAKER: Richard Baker.
CHAIRMAN HAYES: Your reason for being here this
morning?
MR. BAKER: To qualify a second company.
CHAIRMAN HAYES: What company do you currently own?
MR. BAKER: Baker & Price Painting.
CHAIRMAN HAYES: You're looking to qualify Gregg Price
Painting?
MR. BAKER: Yes.
CHAIRMAN HAYES: May I ask why?
MR. BAKER: He's a friend of mine, and we used to own
Baker & Price together, but we didn't generate enough money to
support two families, so we went on our own, and I just want him
to be able to make a living for his family.
CHAIRMAN HAYES: He's a friend of yours, but you want to
qualify.
MR. BAKER: Yes, sir.
CHAIRMAN HAYES: Do you have any ownership in this
company?
MR. BAKER: No, I don't.
MR. MEISTER: You're going to run his business
independently?
MR. BAKER: Yes, sir.
MR. MEISTER: He's going to supervise his own work?
MR. BAKER: Yes, sir.
MR. MEISTER: You don't have anything else to do with it?
MR. BAKER: Well, I do as a qualifier. That's my
responsibility as a qualifier.
CHAIRMAN HAYES: Excellent response.
MR. BAKER: And I do have my credit reports. The credit
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February 16, 2000
MR. BAKER:
MR. NEALE:
Mr. Price?
MR. BAKER:
company did not get them to the county on time, so I brought
them with me, copies for all of you.
MR. DICKSON: Mr. Neale, this being a corporation, doesn't
he also have to be an officer?
MR. NEALE: Well, he doesn't necessarily have to be an
officer. My question is the way the -- the way I read the
application here, if I'm looking at the right thing, is that this is a
qualification with a financially responsible officer? Is that --
MR. BAKER: Actually, there was a form I guess that's new.
And I saw that I am not financially responsible for Gregg Price
Painting, Inc., but I also have to be on the payroll on this
company --
MR. NEALE: I think--
MR. BAKER: -- so I would be covered under Workmen's
Comp under Gregg Price Corporation. I'm also covered under my
own company. It was kind of confusing. I was confused by the
whole thing, too.
MR. NEALE: There might have been some confusion in the
application process is the way I'm reading it, at least. If I may
ask Mr. Baker a couple of questions.
Do you intend to be financially responsible for the second
entity you're qualifying?
No, I'm not.
So the financially responsible party would be
Yes.
MR. DICKSON: So we have a problem.
MR. GONZALEZ: Do we have an application on financially
responsible officer?
MR. NEALE: Yeah, this is the first one of these that's come
before the board, as far as I know. It appears -- I reviewed this
last night. It appears that the application is correct in form. I
don't know if Mr. Palmer feels the same way, but I think so, as to
having Mr. Price qualify as the financially responsible officer for
the second entity. Because of that, that changes some of the
rules as far as Mr. Baker's responsibility for the financial
operation of the second entity. However, it does not change the
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February 16, 2000
rules as far as what the qualifications to be financially
responsible officer are.
And if I might review those with the board. The financially
responsible officer must present evidence of financial --
obviously financial responsibility, logically. But that evidence
must include an ability to demonstrate a minimum net worth of
$10,000, a minimum cash availability of $10,000, and the ability
to post a $50,000 bond, okay? All of those are necessary for
someone to be a financially responsible officer. And in brief
review of this, I did not see evidence presented as to that.
CHAIRMAN HAYES: As to actually posting the bond or being
able to qualify to post a bond?
MR. NEALE: Well, either one or both. Plus if you'll look at
the page, what's Page 4 of the application, the financially
responsible officer application, in the first sentence underneath
the lead-in it says, "The minimum requirement for the applicant
to demonstrate financial stability is the ability of having and
maintaining a minimum net worth of $10,000 and having a
minimum cash balance of $10,000." So this board needs to
evaluate whether that is --
MR. BAKER: Can I ask a question? When we went to the
county and tried to have these things explained to us, the first
thing was they didn't know. And the second thing was painters
weren't even listed on this application to have to have those
requirements to qualify as the financial -- to be financially
responsible. There's drywall and there's a list of others, but no
painting at all. That's why we didn't understand. They said when
we get to the board, to have you guys figure it out, I guess.
MR. DICKSON: If can I explain the problem. You can't just
because you have a license point and say I want to qualify this
company. You have no control or involvement in that company.
In the past we've looked for this being a corporation for the
qualifier to be a director. Doesn't have to be a stockholder.
There's no big difference there. But to have some control and
involvement in the company for which they're qualifying, which
you know you can lose your license by actions that it takes.
You don't want to be financially responsible officer so, Mr.
Page 16
February 16, 2000
Neale, the way I see to resolve this, he will amend his Articles of
Incorporation and become a director, then there's no problem
with --
MR. NEALE: Well, except Mr. Baker will then have to be
willing to take on the financial responsibility for the second
entity.
MR. DICKSON: Which he will automatically do as a director.
MR. NEALE: No, not necessarily.
MR. DICKSON: But if he is a director, then there's no
requirement for a financially responsible officer; is that correct?
MR. NEALE: No, because the definition of what we can --
and I'm not trying to be argumentative, I just want to make sure
we're clear -- that in order for someone -- we go back to the -- if
we remove this from the realm of financially responsible officer,
we go back to Section 22-182 of the Ordinance No. 12(I). And in
proof that the qualifying agent is legally qualified to act for the
business connected with its contracting business, proof that he's
legally qualified to et cetera, et cetera, training and supervision
of employees, hiring and firing of employees or other actions
indicating active involvement in the business.
So just being a director doesn't get him over that hump. You
know, it indicates real -- our requirement in the ordinance is real
involvement in the business and actually direct hands-on
supervision. Simply a directorship, because of the limited liability
nature of the corporation, it doesn't expose him to any liability at
all, unless he actually takes on the liability. So he would have to
be willing to take on the liability for the new company, you know,
and just be a straight up qualifier, if the board doesn't approve
the financially responsible officer application.
MS. WHITE: Excuse me, I'm confused here, because the
financially responsible officer application in my packet is blank.
MR. DICKSON: Because he said he's not going to do that.
MS. WHITE: He's not going to do it.
MR. NEALE: Because I've got a fully filled out financially
responsible application.
CHAIRMAN HAYES: There's no application packets.
MS. WHITE: I know, but one doesn't have it at all and the
Page 17
February 16, 2000
other one has the blank one. That's where I'm confused.
MR. DICKSON: That's what we have, Mr. Neale. We don't
have one that's filled out.
MS. WHITE: Yeah, I don't think we have one filled out either.
MR. NEALE: I've got one filled out and signed and has
financial statements attached to it and letters from banks and
everything else.
MR. MEISTER: It's quite a ways back.
MR. GONZALEZ: Mr. Baker, what's keeping Mr. Price from
getting his own license?
MR. BAKER: The test. You have to take the test and go
through the process, which I would imagine, you know, he's
willing to do that, but right now he wants to take care of his
family. It does take time and money to do those kind of things.
Took me a couple of times to pass mine, so I know what it's like.
I had someone help me, so I'm willing to help him.
Like I said, we're good friends. Our company before us
didn't generate enough money to support two families.
MR. PALMER: As I understand the matter, we just approved
Item No. 2, whereby Mr. Richard Baker became the qualifying
agent. That position assumes that obligations of financially
responsible officer a matter of law, unless a financially
responsible officer is put in place to assume those obligations.
MR. NEALE: We haven't approved Baker at all. It was Kelly
that we approved.
MR. PALMER: Well, it says name of qualifying agent is
Richard H. Baker.
KELLY: We didn't have anything in the packet on it --
PALMER: Well, I've got the Kelly application again.
MR.
MR.
Gregg --
MR.
MR.
NEALE: That's not the Kelly application.
PALMER: It isn't?
MR. NEALE: No. There was nothing in my packet on Kelly
at all. That's -- all the information as far as Gregg Price begins
with Gregg Price Painting, Inc., and then as the financially
responsible officer application, is all regarding Item 3.
MR. PALMER: All right. As things stand right now then,
Page 18
February 16, 2000
unless a -- well, the same result. Unless a financially responsible
officer is appointed other than Mr. Richard H. Baker, Mr. Baker
would be the -- assume the obligations of a financial responsible
officer. So the situation here is unless somebody else qualifies
as financially responsible officer, Mr. Baker will be assuming
obligations he does not wish to assume if this application is
approved without somebody being designated financially
responsible officer.
MR. DICKSON: I was confused because I didn't see the
second part of the application.
MR. NEALE: It's confusing because it's stapled in two
places.
MR. DICKSON: I've seen them sign the form, fill it out.
Playing a little bit on the net worth requirements. Plus I'm
questioning the painting was actually worth $10,000. I may be
wrong with that. So he's assuming financial responsible officer.
MR. NEALE: Well, he is assuming that. However, he still
needs to meet all the tests. He still needs to put up the $50,000
bond.
CHAIRMAN HAYES: Or be qualified to do so. He doesn't
necessarily have to get the bond, does he?
MR. NEALE: Bond has to be there. Remember when we
went through this on this whole financially responsible officer
thing? We had a fair amount of discussion on the fact that this is
a very high hurdle to jump over, to become a financially
responsible officer. And it's not likely that somebody's willy nilly
going to become one just for the heck of it. You've got to show
you have $10,000 net worth, $10,000 in cash and put up a
$50,000 bond. All those have to be there or you're not a
financially responsible officer. You're somebody that wants to
be one.
CHAIRMAN HAYES: That's correct. And I think that -- if we
can remember our issues were the license holder, if the license
holder was involved with the problem or situation that came up
before the board, then the license holder is where we go to. And
of course then we can recommend punitive damages or
recoveries to that individual.
Page 19
February 16, 2000
But if we have a financial responsible officer other than the
license holder, we need -- we want to make sure that that
financial responsible officer can live up to those obligations. And
I think that's what Mr. Neale's getting to is that according to the
application itself, that's not so.
MR. DICKSON: So what I would suggest to the board is --
and I certainly don't want to prevent these gentlemen from being
able to go forward and operate their businesses, or force them
into operating a business without a license -- is that they sit with
staff and maybe Mr. Palmer or myself or someone during the
period between now and the next meeting, that they contact a
surety agency or a bonding agency about obtaining a bond, come
back with evidence that they can obtain one, and then maybe
come back next month and the board would have a fuller picture
and they'll have a clearer understanding of what their rights and
responsibilities are. Because I would suggest that it's not --
probably not the best thing for this board to make a decision on a
matter where there seems to be a bit of confusion on everyone's
part.
MR. DICKSON: A second. Or get with the surety and get the
bond, or become financially responsible by being a director or
officer of the company with check signing privileges, and you
can avoid financial responsibility requirement.
MR. NEALE: That's it. I mean or, you know, the options are
Mr. Baker can decide to become the true qualifier without a
financially responsible officer for the second entity. And that's
something that I think maybe the gravity of this decision wasn't
clearly explained or, you know, they didn't clearly understand.
So I would suggest that rather than rushing to judgment ears, we
take another month and let these gentlemen ponder their fate a
little bit.
CHAIRMAN HAYES: I don't have a problem with that.
Yes?
MR. BAKER: I was just -- when I went through this
application, like I said, I didn't see anything on there about
painting. I think there was different levels to what kind of money
you had to have for the bank. I think drywall guys were what,
Page 20
February 16, 2000
around 2,500 bucks? Wasn't that in that application?
CHAIRMAN HAYES: I will have to review that with everyone.
I don't remember being that big a separation between the
trades. So we'll talk about that on the board.
The individual behind you acts like he wants to say
something.
MR. BAKER: That's Gregg Price.
CHAIRMAN HAYES: Okay. I'm going to have to have you
sworn in, sir.
(Speaker was duly sworn.)
CHAIRMAN HAYES: Your name, sir?
MR. PRICE: Gregory A. Price.
CHAIRMAN HAYES: And you want to speak?
MR. PRICE: Yes. On the form, we went down to the county
to try to have this put together correctly and right. But you just
said switch the forms over to copy the state forms. And like
Richard had said, the categories on it was 20,000 GC license,
they had a category of 10,000 for another set of license, and at
the bottom was 2,500 cash or equivalent bond for a drywall, pool
companies, et cetera. And when we talked to them, nobody
knew, because it was the first time he used the form.
And Rich, there's no problem doing it the last way you -- you
know, he can sign checks and we can do it that route. I just
figured it would be easier for him and me to be sole sufficient
and financially responsible.
I do have -- I can put up -- first off, on the $10,000 cash,
there's not a paint contractor having $10,000 cash laying around.
I do have a $5,000 CD. I can't get a surety bond. But like I said,
when we went to the county, nobody was sure. That is why. I've
already met with my banker. Everything's laying right there. It
could be done within 24 hours.
MR. DICKSON.' But do you understand that the $10,000 is
not an issue here? He's pretty well supplied that. We don't want
a surety bond from you and we don't want your money from you --
MR. PRICE: Right.
MR. DICKSON: -- because you don't have a license in your
pocket, okay? So that's out. He's -- we're now to the point to
Page 21
February 16, 2000
where he's satisfied the financial responsibility requirement if
you get the bond or change the application.
MR. NEALE: Well, no, I mean, Mr. Price would be the
financially -- he's proposing to be the financially responsible
officer, because he's the non-licensed person. Financially
responsible officer cannot be the qualifier. That's very specific.
MR. DICKSON: Oh, Lord.
MR. GONZALEZ: Only when using going this form.
MR. NEALE: Yeah, only -- financially responsible officer
cannot be the qualifier if they are the financially responsible
officer. Or, in the alternative, the qualifier is the financially
responsible person.
CHAIRMAN HAYES: Without the form.
MR. NEALE: Without -- well, without the form and a lot more.
I mean, there's other hoops to be going through. But if you are a
financially responsible officer, you cannot be the qualifier.
MS. WHITE: I bet Mr. Baker doesn't understand the
importance of financially responsible officer either. I mean, the
intensity of that responsibility. Or does he?
MR. NEALE: Well, you know, I think--
MR. PRICE: Yes, I do.
MR. NEALE: Yeah, Mr. Baker understands -- my
interpretation -- I would want to question the gentleman further,
but my interpretation of what we're hearing here is that Mr.
Baker thoroughly understands that if he were to become the
qualifier for the second entity and take on full financial
responsibility, that he would be fully financially responsible for it.
My understanding, and maybe these gentlemen can speak to
it better, is that he's willing to allow -- he's willing to qualify this
second firm, but he wants the gentleman who's going to be
operating it to be the financially responsible officer in that firm
who does not have the license, who is not the qualifier, which is
-- meets with state standards and county standards.
MR. MEISTER: And that can happen if he can come up with
the $50,000 bond.
MR. NEALE: It could happen. If he comes up with the bond,
it can happen, if he meets all the other financial tests for being a
Page 22
February 16, 2000
financially responsible officer. But he may not be the qualifier, if
he is the financially responsible officer.
CHAIRMAN HAYES: Thank you. Yes, Mr. Laird?
MR. LAIRD: Mr. Chairman, as a public member of the board,
if -- we don't know what's going on, the staff doesn't know what's
going on. Let's not be too difficult on these gentlemen.
MR. NEALE: Well, and that's why I'm proposing to the board
that we continue this matter for a month to allow members of the
staff, county attorney, myself and these gentlemen to meet,
resolve the issues, come back to the board with a -- something
that's a bit more cogent and a bit more understandable for
everyone.
MR. LAIRD: Just so it appears that we're helping them and
not putting them in a bad light.
MR. NEALE: That's exactly what I'm proposing, is that we
act to assist these gentlemen in getting what they both appear
to want to do and both appear to be able to do. We just want to
not -- what I don't want to do is have this board come to closure
today. I would not recommend that you come to closure on this
issue today without everyone understanding exactly where they
stand in the legal realm.
CHAIRMAN HAYES: Okay.
MR. PALMER: I would just make a couple of points. Number
one, these requirements are statutorily required. They're not a
local --
CHAIRMAN HAYES: Right.
MR. PALMER: -- thing, so they've got to be met.
The other thing is, is that there are two bonds that are
required. One of them is either a letter of credit -- or it's not a
bond but security -- a letter of credit or a bond for $5,000, where
the beneficiary is this state fund. I don't have the exact
language; I gave my package to Ms. White.
And the other one is an additional $50,000 bond, which
protects the customers of the company. So they're different
protections.
I did not know there was any problem about this. Nobody
contacted the County Attorney's Office, and I don't understand
Page 23
February 16, 2000
why somebody didn't call the state and get a knowledgeable
person on the phone and get these things cleared up, if in fact
they exist. Which we can certainly do.
But this is the first that the County Attorney's Office has
heard about any confusion whatsoever in regard to this matter.
MR. DICKSON: If I can make a suggestion, Mr. Chairman.
We've looked at his application. Sorry if we didn't call the
County Attorney's Office, but we've looked at his application,
everything's in order once we get past this point. Knowing that
these guys probably don't want to wait another month because
they've got work ready to go, can we not approve this based
upon you guys getting with him and satisfying the requirements?
MR. PALMER: Yes. Mr. Dickson, you can do that if we can
get a specific list of the subsequent matters that must be
cleaned up. And that may be one, two, and three. And you can
then delegate and say subject to these things happening,
consider the matter approved by the board.
CHAIRMAN HAYES: Mr. Nonnenmacher, do you understand
that?
MR.
MR.
with Mr.
clarified
MR.
MR.
NONNENMACHER: Yes, I understand that.
NEALE: And I promise the board that I will get together
Palmer and Mr. Perico and his staff and we'll get this all
for everyone --
DICKSON: I'll make a motion, Mr. Chairman?
NEALE: -- to avoid any future confusion.
MS. WHITE: And then Mr. Baker and Mr. Price will be back
here again in a month?
MR. DICKSON: No.
MR. MEISTER: No.
MS. WHITE: No, they won't come back.
MR. NEALE: They will not be back here in a month unless --
and I do want to make this; it would be my recommendation --
unless there is -- they are unable to demonstrate compliance
with any of the statutory requirements. Then they may have to
come back, because it may end up that the approval is -- these
gentlemen work it out between themselves, that Mr. Baker
becomes the fully-blown qualifier for the second entity. So, you
Page 24
February 16, 2000
know, that's still an issue. If the financial tests are not met
statutorily --
MS. WHITE: So whatever work occurs this month, before we
have our answer in another month, the homeowners or whatever
are not going to be any problem whatsoever -- MR. NEALE: Well--
MS. WHITE: -- you know, because of what we're doing here.
MR. NEALE: -- I must admit, that is a concern of mine that I
wanted to put on the table is we're going to permit these
gentlemen to operate for a month with no financially responsible
officer --
MR. DICKSON: That's not at all what I said. That's not at all
what I said. What I'm getting ready -- in fact, let me make a
motion.
I move that we approve Mr. Price -- I'm sorry, Mr. Baker,
qualifying the second entity of Gregg Price Painting,
Incorporated, based on the following: That you get with the
county attorney, the contractor licensing board investigators and
Mr. Neale to work out whether or not you are going to become a
financially -- Mr. Price would become a financial responsible
officer and meet the requirements of same, or you amend your
application to be a true qualifier of Gregg Price Painting,
Incorporated.
And in the motion I will apologize to you, because you're the
first one to come to us with these new requirements, and we're
confused. But you meet every other requirement. And if you can
work it out with these gentlemen, they have the board's approval
to go ahead and give you your license after you meet these
requirements. A long -- follow my motion? MR. MEISTER: I do. Second.
MS. WHITE: That's the longest motion I've ever heard.
CHAIRMAN HAYES: I do have a motion and a second. Any
further discussion on the motion?
Calling for the vote, all in favor?
Opposed?
(No response.)
CHAIRMAN HAYES: Very well. What we're hoping for here
Page 25
February 16, 2000
is some clarification and some cooperation between all parts of
staff to reconcile the ambiguities presented to us with a dual
application, financial officer, qualifying agent. As long as all
those qualifications are met per the motion, then we don't have a
problem with approving the second entity qualification. Any questions from anyone?
MR. DICKSON: Could we request that this case be on old
business next month, just so you tell us what happened?
MR. PALMER: Yes, that would be a follow-up.
MR. NEALE: I think that's an excellent idea.
MR. PALMER: And I would recommend that when it's
resolved, that you people be notified immediately. Because if
you missed it, it may take a couple of days. In other words, this
matter may be resolved in a day or two. But if you plan on
getting that wrapped up by the next meeting, we could tell you
this matter is resolved and it's done as a formal matter of the
record.
MR. DICKSON: And their presence wouldn't be necessary
under old business next month.
MR. PALMER: If everything is in place.
MR. DICKSON: If everything gets put in place.
MR. NEALE: And just one caveat, and I want to make this
for Mr. Baker's benefit, is Mr. Baker, you understand that for the
next month or until we get all this resolved, you are responsible
for anything he does. So if you mess up, he's going to be after
you.
MR. NONNENMACHER: Mr. Chairman, I have one question.
Is it this board's determination that a restricted license is going
to be issued to these people today, pending the proper
paperwork and proof that a financial officer can be appointed to
this --
CHAIRMAN HAYES: I don't think so. I don't understand the
issuance of a license. The man has a license.
MR. NONNENMACHER: Okay. We are not issuing him a
license then today?
MR. NEALE: No, what --
MR. NONNENMACHER: He's not going to be --
Page 2 6
February 16, 2000
MR. NEALE: No.
MR. NONNENMACHER: -- out there working?
MR. NEALE: Price Painting or-- I'm sorry, I forgot the name.
Gregg Price Painting, Inc. will be qualified .by Mr. Baker from this
day forward. He will be the qualifier for both that and
Baker-Price Painting. So that's what --
MR. NONNENMACHER: Okay, we just approved a second
entity without a financial --
MR. DICKSON: No, that was not my--
CHAIRMAN HAYES: Let me make a --
MR. NONNENMACHER: I'm thoroughly confused on what we
approved. That's what I'm trying to find out. MR. NEALE: I understand--
CHAIRMAN HAYES: Let me -- one at a time.
Let me try to explain to you, Mr. Nonnenmacher. Forget
Gregg Price exists.
MR. NONNENMACHER: Done.
CHAIRMAN HAYES: It's a totally done deal under Richard
Baker's original license to qualify the second entity, and he is the
financial responsible party as of this moment.
Should they properly meet all the obligations of the
financially responsible officer, Mr. Gregg Price, come in here -- or
come to your office and prove all of this stuff, then he can take
over the responsibility of the financial officer.
MR. NONNENMACHER: Very good.
CHAIRMAN HAYES: Okay.
MR. NONNENMACHER: And one other question I have on
this meeting with the County Attorney's Office and staff. I would
like to request that this meeting take place at our building.
Sometimes Mr. Palmer doesn't realize what Judy and Maggie do.
They renew licenses, they give new licenses, they check
insurance. It's a never-ending job. Half the times they don't eat
lunch. So it's not a matter of them neglecting their duties at all.
If we could have this meeting at our building, one of us
could fill in for them or another girl could fill in for them, they
could go to the meeting, try to learn as much as they can and get
back to what they're doing.
Page 27
February 16, 2000
CHAIRMAN HAYES: Mr. Palmer, do you have a problem with
that?
MR. PALMER: Not at all, except I was not talking about any
specific employees. As a matter of fact, if somebody had called
me, I would have contacted the state and gotten this cleared up.
It doesn't limit it to two people.
I did not know there was a problem, in the abstract or in the
specific case. This is the kind of thing that could have been
cleared up with a lO-minute phone call to the state. And to say --
to imply that I'm criticizing two employees because they're
overworked is -- I never did any such thing.
MR. NEALE: What I would propose we do, gentlemen and
ladies, is when we conclude this meeting and get everybody up
to speed, is also we'll come up with a cheat sheet, for lack of a
better term, for Judy and Maggie to use at the deck. So if
somebody comes in and they ask for an FRO, Financially
Responsible Officer application, that they can have it in the file
with the applications, that they can answer, you know, sort of a
frequently asked questions kind of thing, so that they'll have
responses to those questions. Because I've been in the building
a lot and I know how hammered they are. And having a quick
reference sheet for them I think would be an appropriate thing.
CHAIRMAN HAYES: Mr. Neale, Mr. Nonnenmacher, I'd like to
finish our business at hand first. Do you have any further
questions of what we're proposing to you?
MR. PRICE: No, I understand everything. I just wondered
when we'll know the exact qualifications that the state requires
so I can either put it together or we can go the other route.
CHAIRMAN HAYES: I think staff is going to have to answer
that. It's just a matter of whenever we can resolve some of the
questions that we have at this point and then perhaps notify you
for you to come in and make those applications.
MR. NONNENMACHER: Well, if I'm not mistaken, they are
going to be included in this meeting that we're going to have; is
that correct? So as soon as -- and again, I resubmit my request
that the meeting take place at our building.
CHAIRMAN HAYES: Is that right, Mr. Neale? I'm going to
Page 28
February 16, 2000
suggest that staff needs to work everything out and work all the
details, and then include this applicant. This applicant is just
one of the general public that's going to need to be put in the
proper process. And what we're -- all we're looking at doing is
preparing the proper process.
MR. NEALE: What I would suggest we try and do, because
everybody's schedules are pretty full, is set it so that we have a
meeting of staff and the attorneys, and then immediately
thereafter schedule these gentlemen to come in so that we can
do it all in one day. We'll have everything wrapped up and we
can get it--
CHAIRMAN HAYES: Thank you, that's what I'm trying to get
at.
Is that satisfactory, Mr. Nonnenmacher?
MR. NONNENMACHER: That's fine.
CHAIRMAN HAYES: Excellent.
Okay, so staff will be in contact with you at a time that
they're going to propose a meeting so that you can settle the
issue.
MR. NEALE: We'll try and get it done in the next week.
MR. DICKSON: Can I make a comment, because there is
confusion here? Prior to this happening, Gregg Price Painting,
Incorporated does not have a license to work. MR. PRICE: Correct.
MR. DICKSON: Okay? You understand that?
MR. PRICE: Yes.
MR. DICKSON: And the only reason we did this, even though
it causes so much confusion, was to try to maybe get you a
license before the next month's meeting.
MR. PRICE: Correct.
MR. DICKSON: Okay?
MR. PRICE: I understand that.
CHAIRMAN HAYES: All right? Thank you, gentlemen.
MR. BAKER: I would like to say one more thing.
CHAIRMAN HAYES: Yes.
MR. BAKER: That when I was down -- I would like to tell
that when I went to the county and dealt with Maggie, she was
Page 29
February 16, 2000
as helpful as she possibly could be. She -- you know, it's a new
thing, obviously everybody's confused, so I wouldn't hold
anything against her as far as the county office is concerned.
CHAIRMAN HAYES: Okay, thank you, sir.
I would like to discuss this issue further, but I think I'm
going to suggest that we hold it off to the discussion portion of
our meeting and go on with our regular business at this point.
Any objections?
Okay, Brian Kraus, request to reinstate floor covering
license without having to retest again. Mr. Kraus, are you present?
MR. KRAUS: Yes. I'm Brian Kraus.
CHAIRMAN HAYES: Okay, I'd like to have you sworn in, sir.
(Speaker was duly sworn.}
CHAIRMAN HAYES: Okay, Mr. Kraus, your request? Your
reason for being here this morning?
MR. KRAUS: Yes. I moved up north last November of '99 --
or '98. And the year '99 I didn't have my license reinstated
because I moved up there and couldn't handle the cold, of
course, and I just locked my house up. And then I have a fiance
up there and I eventually moved her down in November. That's
why I didn't have my license reinstated. I have my real estate
license so I was doing a little bit of that. And I just decided to go
back into doing floor covering.
And when I called Maggie and Judy in, I think it was June or
July, she said well, you might as well just wait, because I wasn't
active doing anything until September, to come down and
reinstate it.
Well, you know, I was back and forth up north helping my
dad with his house. When I came down in October, she said I
had to take that business and law test again, which I already
had.
I was grandfathered in originally from having to take the
test. But, you know, then I went into the line of business and
nobody ever told me that I had to keep my license active when
I'm not working, so I don't have to do all these different things
that -- as the county changes them.
Page 30
February 16, 2000
So I took the test and I got a 90 on it. That was about I
guess in '96, I think. And then ~when I came back to get
reinstated again, got my insurance and all that, I sent Maggie
and Judy the credit report, she said that I had to take the test
again because it's been over three years. Well, I never heard
nothing of all that. So I just think that's sort of unfair. I never
had a problem with my license in the 10 years that I've -- since I
got it, since I was young. I've been here 25 years in town. I
went to school here. I've seen the town grow tremendously. And
I just think that that's not fair for me to have to go all through
that again.
CHAIRMAN HAYES: Let me make sure I understand, Mr.
Kraus. You have let your license expire --
MR. KRAUS: Expire.
CHAIRMAN HAYES: -- twice?
MR. KRAUS: Yeah, I let it expire because I wasn't working
back in '95, I guess it was. And then I moved up north. I wasn't
living here, why do I need a license? You know, that's why it
didn't expire, I just didn't choose to renew it.
CHAIRMAN HAYES: It says on the original application and
on the original information given with the license that it will be
either rendered inactive or maintained regularly, or it will lapse.
So you've been told. And you've done it twice.
MR. KRAUS: Yeah, twice. But still the thing is, I'm trying to
-- I've got a lot of business going now and jobs that I'm going to
be doing, and if I have to sit there and go through this process,
two-month process, to try and get my license back -- I'm not
asking you to -- I mean, if you can't see it in your heart to give me
-- reinstate my license, maybe give me time again so I can get it
reinstated so I don't lose all my work.
The reason that I didn't go up -- back up north is I found out I
was diabetic, and I figure if I'm down here working and keeping
active, it's better for my health and, you know, I just don't need
all this stress. That's why I'm trying to get without having to go
through all this stuff again.
And I moved back down here where it's warm, where I have
less problems than when I was up north. So believe me, I'd like
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February 16, 2000
to be in real estate where I -- without having to work hard doing
carpet. But unfortunately that's just not the case.
I didn't get caught, I didn't get in trouble for it, I'm not
asking you for it after the fact. I'm asking you before I get in
trouble, you know, give me a chance to get it off-- I got my
insurance and credit report. I should have took care of it back in
September and then I wouldn't had to do it. It's just, you know, I
built my dad's house up there over the summer and moving my
fiance back down, I was just pretty well booked up.
You know, I didn't know I was going to have to go through
the test, and of course I would have took care of it. And she
didn't tell me that when I called her down in June. I guess it
wasn't her obligation to mention that to me, but I didn't know.
MS. WHITE: Are you -- you're working now for yourself?
MR. KRAUS: Yes. I've been working up in Fort Myers. But
now I've got lobs coming up that I was -- I had in the next month
or so that I'm bidding on, that if I don't have my license, you
know, I might lose them. You know, that or have to go through
somebody else and have them run it through their business. You
know, that -- I don't want to have to do all that. That or I got to
take my time out and go up to Gainesville and take the test. And
I've already took it once. I mean, the issue ain't letting my
license lapse, the issue's having to take the business and law
exam again, which, you know, I was grandfathered in, like you
say, and I let my license lapse because I went into a different
field of work. You know, I didn't --
MR. DICKSON: Were you working in Collier County in '94,
first part of '957
MR. KRAUS: No, I'm not sure. I got a house up north, so I go
move -- I go back and forth up north a lot. So when my license
was active, I was working, yeah. That or I was working for
somebody, I'm sure.
CHAIRMAN HAYES: You're currently working in Fort Myers?
MR. KRAUS: No, I'm currently now -- I was selling real
estate. And I'm going back -- I'm going to be working at
Hadinger's -- I have been working at Hadinger's. So I'm not in
compliance now. I tried to get it straightened up, tried to get it
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February 16, 2000
taken care of, then I've got to take that business and law exam
and trying -- I just think that I shouldn't have to take that test
again.
CHAIRMAN HAYES: I agree, you probably shouldn't have to
take the test again, Mr. Kraus. But neglect of your license is --
MR. KRAUS: I didn't neglect it, I moved.
CHAIRMAN HAYES: Well, yeah, but --
MR. KRAUS: I had to pay tools and money for taxes and
stuff, and tools from the county assessing my business that I
don't even have a license for.
CHAIRMAN HAYES: In this room on the board of the license
holders, does anybody here know that if they are not going to use
their license, that they need to apply for an inactive status?
MR. GONZALEZ: Absolutely.
MR. MEISTER: Yep.
CHAIRMAN HAYES: That's as simple as that. All you have
to do is file it as an inactive license. That's all you got to do.
You don't even have to pay the big fees for renewal. You have to
pay some of the fees.
But I thought that was a given for every license holder in the
state, that if you're not going to use your license, you either
relinquish it or you render it inactive. And you have to make an
application to the state there, too.
MR. KRAUS: Yeah, I'm sure that is, but I'm up north, you
know, I'm not living here anymore. That's sort of-- MR. DICKSON: Let me --
MR. GONZALEZ: You didn't think you were going to come
back?
MR. KRAUS: No, I found out I was diabetic in November
when I got sick, and sweating and keeping active and laying
carpet keeps my sugars down so I don't have to take medicine
and stuff, so --
CHAIRMAN HAYES: I would have thought, though, after
losing your first license that you would have learned the lesson
that you need to render it inactive.
MR. KRAUS: Yeah, I guess I just figured I'd be rendered
inactive. I didn't know I would have to -- I figured I'd just have to
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February 16, 2000
pay the reinstatement fees. I mean, that's no big deal. I didn't
know I was going to have to go take the test again or I would
have kept it. You know, I figured, well, if I have to pay a little bit
more money, so what, when I need to come back and get it.
MR. DICKSON: Can I -- let me take the opposing view. I'll go
to battle for him in a minute, see how you all feel.
I've been trying to figure out who this guy was and now I
know, because he's who I think he is, and I recognized him. I
had him do some carpet work for me in the Vineyards, and it's
like early '94, somewhere in there.
MR. KRAUS: Yeah, I've been all through town. I never had a
problem.
MR. DICKSON: If he's who I think he is, and I'm pretty sure
he is, he came in with a team and laid an entire house in one day,
and it was absolutely phenomenal. So it -- then it kind of reminds
me of my kids, I already told you once before not to do this and
now you've done it a second time. But yet we're talking a
business and law test which he's already scored 90 on. He's
worked in the county. And I can see when you move away you
don't plan on coming back. I'm just wondering, what's the big
deal?
CHAIRMAN HAYES: I agree with you, I don't see a big deal
either. In fact, if I had to say anything about it, if you've passed
it once, you've passed it permanently. I agree with you.
However, it is a matter of, in my opinion, neglect, just plain and
simple neglect. And personally I'm hard pressed to be able to --
you're absolutely right, to say to my children, no, you've been
told this and you've made this mistake before, now you've made
it again and you expect me not to apply the rules this time as
well. I have a problem with it, so I'm not going to be the one to
make a motion for approval.
MR. DICKSON: I will, and I'll see where it goes.
I move that
MS. WHITE: One question? I --
MR. GONZALEZ: Can I say something? Go ahead.
MS. WHITE: I'm confused. It says he took the law exam, he
got a grade of 90 percent, after being grandfathered from taking
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February 16, 2000
the business and law exam.
MR. KRAUS: What you're saying, I let it lapse the first time.
That's the reason why I had to take the test. Originally I didn't
have to take the business and law test. MS. WHITE: Oh, okay.
CHAIRMAN HAYES: Ms. White, he has let two licenses
lapse.
MS. WHITE: I got it. It was grandfathered the first time, the
second time he took it and got 90 percent.
MR. KRAUS: Yeah. And nobody told me at that time that I
had to keep it active.
And the second time I didn't keep it active because, of
course, I moved. I was in another state. I mean, why do I need
to keep something active that I'm -- wasn't planning on coming
back and doing?
I was planning -- I took my appraisal license for real estate
up there, and I was going to do that; wasted $1,500 doing that
and found out, well, I'd better stay down here where it's warm
and I can keep active during the winter, and I'm having less
problems for my health.
CHAIRMAN HAYES: Mr. Gonzalez?
MR. GONZALEZ: What I was thinking was let's let this guy
work. Let's give him his license, but let's fine him for working
right now without a license, so that maybe next time he'll
remember. Give a little something with some teeth in it. Maybe
a 3 or $500 fine and let him have his license.
MR. NEALE: The only problem I see with that is he hasn't
been charged with anything.
MR. GONZALEZ: He's working without a license right now.
MR. NEALE: Well, we could do that if Mr. Nonnenmacher
would issue him a citation while we're sitting here, maybe. You
know, but unfortun -- Mr. Gonzalez, I appreciate where you're
coming from, but unfortunately, I don't see a remedy that we
have in that respect. I understand your approach, but I don't see
a way we can do that.
MS. WHITE: Yeah, Mr. Kraus told the truth. I mean, he
didn't have to say that.
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February 16, 2000
MR. NEALE: He could have been like half the other people
that come up here and lied.
MR. KRAUS: I'm up here trying to rectify this problem once
again, before the man that comes and catches me not working --
MR. GONZALEZ: I'm trying to justify saying yes.
CHAIRMAN HAYES: I understand, Mr. Gonzalez.
MR. MEISTER: Mr. Neale?
MR. NEALE: Yes.
MR. MEISTER: What would happen if we gave him his
license contingent upon within a six-month period taking the
test?
MR. NEALE: That -- certainly the board can do that. It's a
restricted certificate with a contingency. You know, I think from
him having scored a 90 the last time, he certainly should not
have problems passing the exam.
MR. LAIRD: Is there not a motion on the floor, Mr.
Chairman?
MR. MEISTER: We don't have a motion yet --
CHAIRMAN HAYES: No, sir, what --
MR. MEISTER: -- we're still --
CHAIRMAN HAYES: One at a time, please.
No, sir, there was not a motion at this point. He had some
discussion.
MR. LAIRD: I beg your pardon.
CHAIRMAN HAYES: If he wants a motion, we'll go with it.
MR. MEISTER: One question for Mr. Nonnenmacher. Isn't
the business and law test done here? He doesn't have to go to
Tallahassee, does he?
MR. NONNENMACHER: No, it's given in Ft. Myers, Naples,
any day of the week in Gainesville. Wherever he wants to go. I
don't know the schedule of the testing without the sheet in front
of me, but --
MR. NEALE: But it's pretty frequent.
MR. NONNENMACHER: Yeah.
MR. DICKSON: I'm going to make a motion. I move that the
requirement for the test be waived, the man be given his license
based on his previous test.
Page 36
February 16, 2000
MR. LAIRD: I'll second the motion.
CHAIRMAN HAYES: I have a motion and second on the floor.
Any further discussion on the motion?
All in favor?
Any opposed?
(No response.}
CHAIRMAN HAYES: Very well, I --
MR. KRAUS: Thank you very much.
CHAIRMAN HAYES: Sounds like you've got your license
back. I'm not going to condone your neglect, but I'm going to tell
you that you have formally been told that if you don't want to use
your license, you either render it inactive or it disappears and
yOu're --
MR. KRAUS: But when I --
CHAIRMAN HAYES: -- going to have -- let me finish, sir.
When you let it lapse again, you will have to go through
every single thing it takes to maintain that application. MR. KRAUS: Yes, sir.
MR. NONNENMACHER: And Mr. Kraus, if I can remind you,
you cannot do this today. All the paperwork is here. Tomorrow
you can go in and see Judy and Maggie and take care of it. MR. KRAUS: Thank you very much.
CHAIRMAN HAYES: Any other discussion on the issue?
MR. KRAUS: Free to go?
CHAIRMAN HAYES: Yes, sir.
That concludes new business.
Under old business, we've already satisfied it.
Public hearings. Anything for public hearings? We don't
have any.
Reports? Mr. Nonnenmacher, are there any reports from
staff?
MR. NONNENMACHER: None from staff, sir.
CHAIRMAN HAYES: And discussion.
MR. DICKSON: What's this that Mr. Neale gave us?
MR. NEALE: Yeah, the -- I just heard Mr. Dickson's question.
What I provided to each of the board members, I think
everybody's got one. If they haven't -- is the codified version of
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February 16, 2000
the ordinance as issued by the Municipal Code Corporation,
What this is, is allows us to cite to it, and when I cite to it,
everyone knows what we're talking about. The only part that
might be confusing is the way I collated it. The first page should
be flipped over, if you actually had them in order. But it was -- I
felt it was easier to read by having it show building trades
instead of something about ladders and handrails staring you in
the face.
But what this is, is actually the amended ordinance that
we're currently working from. And it's the codified version. Just
thought it would be something easier for everyone here to work
with.
I've also provided a copy to the court reporter, so when I
start reading from it at a very rapid rate, she can use the citation
to get the correct language.
CHAIRMAN HAYES: For the information of the new board
members, we have two versions of our ordinance. What is our
ordinance, 95 -- the ordinance that we cite all the time, actual
ordinance number?
MR. NEALE: 90-105.
MR. PALMER: 90-105 as amended.
MR. NEALE: Yeah, 90-105 as amended.
CHAIRMAN HAYES: As amended. That is a written
ordinance. This is a codified version of that exact same
ordinance. So from time to time you will hear one of us or any of
us resort back to a section in 90-105, specific numbered section,
and it seems simple enough to find it in that ordinance, because
that's what you had a copy of. And then on the next hand you'll
hear the attorneys elating (sic) to Section 22.162, and you're
going to go, that's not in the ordinance numbers we're talking
about. That is the codified version.
In essence, it's the same thing. It's just been codified. So
when you refer back to the ordinance, one minute we may refer
to 90-105 and the next time Section 22.161 or something.
MR. NEALE: I will typically refer to this. I will typically refer
to the codified version.
MR. DICKSON: What is this?
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February 16, 2000
CHAIRMAN HAYES: This is the ordinance.
MR. DICKSON: But look at the number.
CHAIRMAN HAYES: 99-45.
MR. NEALE: Right, 99-45 amended. 90-105. The reference
is 99-105 as amended, which is a rather odd way of doing it.
CHAIRMAN HAYES: Still the same way.
MR. NEALE: Yeah. And what this -- what I've provided you
is the codified version of 99-45. So what this does is it allows --
when they codify it, they don't necessarily codify it in exactly the
same order that it's in in that ordinance. So sections are a little
skewed. They also leave out all the preamble, they leave out all
the whereas's, they leave out the, you know, approved by the
secretary of the state and all that kind of staff. So all that's out
of here. This is just the meat and potatoes of the ordinance.
MR. DICKSON: Let me ask you this: Do I need to hang on to
this then?
MR. NEALE: No.
MR. DICKSON: I don't like carrying it every meeting.
MR. NEALE: Not really. I mean--
CHAIRMAN HAYES: You can use the codified version to
carry at every meeting.
MR. NEALE: The codified version is certainly easier to move
around.
MR. DICKSON: Got it. Thank you.
MR. NEALE: And that's why I put it in your notebook.
MR. DICKSON: Paper reduction act.
CHAIRMAN HAYES: Okay, thank you, Mr. Neale. It was a
few months ago that this board actually requested that you do
this, so I appreciate you coming around with it.
MR. NEALE: I missed the last meeting -- or I missed the
December meeting and we. didn't meet last month, so I wanted to
make sure I had it here.
CHAIRMAN HAYES: Okay, on into discussion. I don't
remember when we reviewed the financial responsible officer
there being anything alluding to any specific or particular trades.
Maybe I'm just in la la land, but I thought it was a general form.
MR. NEALE: I myself, I was confused by that, because I
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February 16, 2000
didn't see anywhere in any of the documentation that I had in my
packet, nor do I remember in any of the documentation that I
reviewed from the state, any differentiation between trades. And
I -- there is a differentiation in net worth requirements --
CHAIRMAN HAYES: For the license itself.
MR. NEALE: -- for the license itself.
CHAIRMAN HAYES: Thank you. And that's what I was
thinking was getting confused into the issue here. So the
license, each license itself has a financial qualification
requirement within the application of the license itself. Not as
any definitions that I'm aware of in the financial responsible
officer.
MR. PALMER: I'll have to look at that. It's in the Florida
Administrative Code, as I recall. But this has to do with the
personal wealth of the person, be he the qualifying agent or the
financial responsible officer. And quite apart from the bonding
requirement. They shouldn't be confused.
But there is a sliding scale. As he said, some smaller
businesses have a lower bar. But this has to do with the
personal wealth of the person. And the bonding requirements
are firm, and they stay the same amount, irrespective of the
amount of the personal wealth that the qualifier, the responsible
person, must have. I want to keep those separate.
MR. NEALE: And Mr. Palmer, my recollection of it, and
again, we'll have to review the code, is that was only for the
license holder. The financially responsible officer numbers were
firm.
MR. PALMER: They may be fixed as well.
MR. NEALE: They were fixed, not by trade but by if you want
to be a financial responsible officer--
MR. PALMER: These are minimums --
MR. NEALE: Yeah, you've got to be --
MR. PALMER: -- irrespective.
MR. NEALE: -- you've got to be in this box.
CHAIRMAN HAYES: I believe that's--
MR. PALMER: We'll get that clarified.
CHAIRMAN HAYES: I believe that's the way I understood it,
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February 16, 2000
too, Mr. Palmer.
MR. PALMER: And actually, this is the kind of an issue that
can be resolved in a matter of minutes, just getting the proper
materials in front of one and taking a look at them.
CHAIRMAN HAYES: I think so, too. I think before it's over
with, this is not going to be as big a rotten egg as it appeared
this morning. There are always some clarifications in any new
procedure, I guess, for anybody. And until such time as we
physically sit down and outline those procedures and policies,
there's always going to be ambiguities and differences of
opinions and differences of application of policies and
procedures.
MR. PALMER: Well, you might recall that we had this
problem a couple of months ago before we finalized this about
whether the bond was $5,000 or $10,000. And Mrs. White said
about it, because the rule itself is confusing and is internally
ambiguous.
Well, I called the state and very quickly got to somebody
that was in the know about this, a hands-on individual, and she
gave me a definitive answer right over the telephone. But I think
if we had something we can't resolve locally, we can get
somebody up in Tallahassee who does it day in and day out and
tell us the way the state does it in a sort of a definitive response.
It isn't an open question. Though I think that most of the things
we can't resolve amongst ourselves, we can get somebody up in
Tallahassee who can give us the straight answer. CHAIRMAN HAYES: Thank you, Mr. Palmer.
Mr. Perico, do you have anything to add to that?
MR. PERICO: No.
CHAIRMAN HAYES: Any other discussions before the board?
Okay, our next meeting is March 15th at this point in time.
Do we have agenda items yet, Mr. Nonnenmacher? Do we
know we're going to have in fact a meeting on March 15th?
MR. NONNENMACHER: We have no agenda items as of yet.
CHAIRMAN HAYES: Okay. I'm just making that because I
will be absent on March 15th. So if we're going to have a
meeting, then I'm going to have to ask Mr. Dickson to fill in for
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February 16, 2000
me. If we're not going to have a meeting, then no damage done.
MR. DICKSON: I'll be here.
CHAIRMAN HAYES: Okay, anybody else got a problem with
March 15th, should we have a meeting? Okay, good.
Any other order of business this board wants to bring up?
Then I'd entertain a motion for adjournment. MR. MEISTER: Motion.
MR. GONZALEZ: I second it.
CHAIRMAN HAYES: Done deal.
There being no further business for the good of the County,
the meeting was adjourned by order of the Chair at 10:30 a.m.
CONTRACTORS' LICENSING BOARD
GARY HAYES, CHAIRMAN
TRANSCRIPT PREPARED ON BEHALF OF GREGORY COURT
REPORTING SERVICE, INC., BY CHERIE' R. LEONE, RPR
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