Ordinance 86-36 ORDINANCE NO. 86-36
~.' EMERGENCY ORDINANCE AUTHORIZING THE
-;~.O. LLIER COUNTY CAPITAL IMPROVEMENT PROGRAM;
m~AUTHORIZING ISSUANCE OF CAPITAL IMPROVEMENT
~VE~UJE BONDS OF THE COUNTY TO FUND THE COST
~ SUCH PROGRAM; AUTHORIZING THE USE OF A
P .~RTION OF THE PROCEEDS OF SUCH BONDS BY THE
COUN%"f WATER-SEWER DISTRICT; AUTHORIZING THE
INVESTMENT OF BOND PROCEEDS IN VARIOUS
SECURITIES; PROVIDING AN EFFECTIVE DATE.
BE IT O~/~AINED B! THE BOARD OF COUNT"~ COMMISSIONERS OF
COLL~E~ COUNT~ FLORIDA~
~ECTION 1. DEFINITIONS. When used in this Ordinance, the
following terms shall have the following meanings, unless the
context clearly otherwise requires:
'Board of County Commissioners" shall mean the Board of
County Commiss~oners of Collier County, Florida, which also acts
as the ex-officio governing body of the District.
"Bonds" shall mean revenue bonds issued by the County
pursuant to this Ordinance, payable solely from the Pledged
Revenues.
'Capital ~roJect" shall mean the capital projects, described
in Exhibit A attached hereto, as the same may be restated from
time to time pursuant to resolution of the Board of County
Commissioners~ provided, however, any restatement of the Capital
Projects shall include only such Capital Projects which are
related to the County or the District's water and sewer utility
capital improvement program or to improvements made on behalf of
municipal service taxing or benefit units.
'Cost", as the same relates to the Program or a Capital
Project, shall mean '(1) the cost of physical conGtruction; (2)
costs of acquisition; (3) costs of land and interest therein and
the costs incidental to such acquisition; (4) the cost of any
indemnity and surety bonds and premiums for issuance during
construction; (5) all interest due to be paid on the Bonds and
other obligations relating to the Program during the period of
construction and for a reasonable period subsequent to completion
of construction; (6) engineering, legal and other consultant fees
and expenses; (7) costs and expenses of the Project Bond, including
audits, fees and expenses of any paying agent, registrar, trustee,
credit bank, insurance company or depository; (8) payments, when
due (whether at the maturity of principal or the due date of
interest or upon redemption) on any interim or temporary
indebtedness incurred for any portion of the Program during the
imm mil I
period of construction thereof; (9) cost of machinery, equipment,
supplies and ~pare parts required for the commencement of
op~ration; (1[]) amounts required for reserve funds; (11) costs ~
and expenses related to the issuance of the Bonds, and any
administrative expenses related to any liquidity facility or
credit facility, including interest on Bonds held by the issuer
of such liquidity facility; and (12) any other costs properly
attributable to such construction or acquisition, as determined
by generally accepted accounting principles, applicable to the
Program or Capital Project, and shall include reimbursement to
the County or the District, as the case may be, for any such
items of Cost paid by such entity prior to issuance of the
Project Bond related to such Capital Project.
"County" ;~hall mean Collier County, a political subdivision
of the State of Florida.
"District" shall mean the County Water-Sewer District, which
is located in the County, and the ex-officio governing body of
which is the Board of County Commissioners, and any other water-
sewer district created by the Board of County Commissioners
pursuant to Part II, Chapter 153, Florida Statutes.
"Indenture of Trust" shall mean the indenture of trust
pursuant to which the Bonds shall be secured.
"Investment Securities" shall mean such investments as shall
be permitted by Section 125.31, Florida Statutes, as well as (1)
guaranteed investment contracts with banking institutions or
insurance companies, provided (a} the contract shall be a general
obligation of such banking institution or insurance company, and
(b) the credit rating of which banking institution or insurance
company shall be assigned a rating of either Moody's Investors
Service or Standard & Poor's Corporation in one of the two
highest generic rating categories, and (2) bank time deposits
evidenced by certificates of deposit, and bankers' acceptances,
issued by any bank, savings and loan association, trust company
or national banking association, which are (a} fully insured by
the Federal Deposit Insurance Corporation or the Federal Savings
and Loan Insurance Corporation, and (b) to the extent not so
insured, are issued by a bank, savings and loan association,
trust company or national banking association, the credit rating
of which shall be assigned a rating by either Moody's or S&P in
one of the two highest generic rating categories.
"Pledged Revenues" shall mean (1) the proceeds from the
Bonds, originally deposited with the trustee under the Indenture
of Trust,' including investment earnings, (2) all amounts deposited
in the funds and accounts held by the trustee under the Indenture
of Trust, including any investment earnings thereon, (3) all
amounts payable pursuant to the Project Bonds, and (4) any other
moneys held by the trustee in connection with repayment of the
Bonds.
"Program" shall mean the County's Capital Improvement
Program which constitutes a portion of the County's and District's
infrastructur~ needs over the next three years and which consists
of the Capital Projects set forth in Exhibit A attached hereto,
as the same may be restated from time to time pursuant to
resolution of the Board of County Commissioners.
"Project: Bond" shall mean any revenue bond given by the
County or the District pursuant to the Program evidencing such
entity's obligation to repay disbursements made by the trustee of
all or a portion of the proceeds of the Bonds. Project Bonds
may, at the option of the Board of County Commissioners in
accordance with the Project Resolutions, be payable from (1) the
Pledged Funds, as defined in the District's First Amended and
Restated Water and Sewer Revenue Bond Resolution, adopted December
26, 1985, as amended, (2) proceeds of special assessments made by
the County or the District on benefited properties, including
interest thereon, (3) other revenues, receipts and moneys of the
County which may be lawfully pledged to the payment of the
Bonds, and (4) investment earnings on any of the aforementioned
revenues. The aforementioned revenues may include any subsequent
increase in the amounts received by the County or the District
pursuant to applicable law. Pledged Revenues shall also include
payments received by the County or the District from creflit
facilities which guarantee or insure payment of debt service on
the Project Bonds, whether directly or indirectly.
"Project Resolution" shall mean any resolution of the
Board of County Commissioners (whether functioning as the governing
body of the County or the District) authorizing the acquisition
and construction of a particular Capital Project and the pledging
of certain non ad-valorem revenues, as evidenced by the Project
Bond, to repay disbursements under the Program with respect to
any particular Capital Project.
The words "herein," "hereunder," "hereby," "hereto," "hereof,"
and any similar terms shall refer to this Ordinance.
Words importing the singular number include the plural
number, and ¥1ce versa.
SECTION 2. FINDINGS. The Board of County Commissioners
hereby finds and determines that~
(1) The County and the District have infrastructure needs
and requirenents in the form of the Program which must be
cunstructed and acquired over the next three years in order to
maintain and protect the health and welfare of the citizens of
the County.
(2) The most efficient and cost effective method of funding
the Program is by the issuance of Bonds and the use of the
proceeds thereof to acquire or construct the Capital Projects
on behalf of the County and/or the District.
(3) The principal of and interest on the Bonds shall be
paid solely from the Pledged Revenues. The County shall never
use or be required to use any ad valorem taxes for the payment of
the Bonds.
Sf~CTION 3. AUTHOR/ZATION (H~ PROGRAM. The Board of County
Commissioners is hereby authorized and empowered to implement the
Program for the purposes of providing for the County's and the
District's current and future infrastructure needs. The County
shall implement the Program pursuant to the issuance of the
Bonds. The proceeds of the Bonds shall be deposited with the
trustee pursuant to the Indenture of Trust and shall be disbursed
to the County and the District to construct and acquire the
Capital Projects. Upon disbursal of moneys as provided above
(except in the case of payment of costs related to the issuance
of the Bonds) the trustee shall be given a Project Bond or Bonds
to evidence the obligation of the County or the District to
repay the amount disbursed. Such Project Bond shall be authorized
by Supplemental Resolution and shall state the source of payment
for the repayments of such Project Bond, which shall not be ad
valorem taxes. The Project Bond may contain such other terms as
provided by the Supplemental Resolution. The Project Bond may be
payable on parity with other obligations of the County or District.
SECTION ~. ACQUISITION AND CONSTRUCTION. The Board of
County Commissioners is hereby authorized and empowered to
construct and acquire any or all of the Capital Projects; provided,
however, that prior to using any proceeds of the Bonds to fund
the construction and acquisition of a Capital Project, it shall
authorize such Capital Project pursuant to Supplemental Resolution
and authorize the issuance of a Project Bond or Bonds tn secure
repayment of disbursements of Bond proceeds used to fund such
Capital Project.
SECTION 5. ISSUANCE OF REVENUE BONDS. The Board of County
Commissioners shall have the power and it is hereby authorized to
provide by resolution, at one time or from time to time in
series, for the issuance of Bonds of the County for the purpose
of paying all or a part of the Cost of the Program. The principal
of and interest on each series of Bonds shall be payable solely
from the Pledged Revenues.
The Bonds shall be dated, shall bear interest at such rate
or rates, shall mature at such times not exceeding 40 years from
their date or dates, as may be determined by resolution of the
Board of County Commissioners, and may be made redeemable before
maturity, at the option of the County, at such price or prices
and under such terms and conditions as may ba fixed by tko
Board of County Commissioners. The Board of County Commissioners
shall determine by resolution the form of the Bonds, the manner
of executing such Bonds, and shall fix the denomination or
denominations of such Bonds, the place or places of payment
of the principal and interest, which may be at any bank or trust
company within or without the State of Florida, and such other
terms and provisions of the Bonds as it deems appropriate. In
case any officer whose signature or a facsimile of whose signature
shall appear on any Bonds shall cease to be such officer before
the delivery of such Bonds, such signature or such facsimile
shall nevertheless be valid and sufficient for all purposes the
same as if he had remained in office until such delivery. The
Board of County Commissioners may sell such Bonds in such manner
and for such price as it may determine by resolution to be for
the best interests of the County.
Prior to the preparation of definitive Bonds of any series,
the Board of County Commissioners may, under like restrictions,
issue interim receipts, interim certificates, or temporary Bonds,
exchangeable for definitive Bonds when such Bonds have been
executed and are available for delivery. The Board of County
Commissioner& may also provide for the replacement of any Bonds
which shall become mutilated, or be destroyed or lost. Bonds
may be issue.] without any other proceedings or the happening
of any other conditions or things than those proceedings,
conditions or things which are specifically required by this
Ordinance.
The proceeds of Bonds shall be disbursed for the payment of
the Cost of one or more Capital Projects in such manner and under
such restrictions, if any, as may be provided in the Indenture of
Trust.
The Bonds shall be further secured by an Indenture of Trust
which may include, but without limitation, provisions as to the
rights and remedies of the trustee and bondholders, the application
of funds and such other matters as are customarily in such a
document. The County is hereby authorized to hold Bonds pursuant
to the Indenture of Trust which it has issued until such time as
the Bonds may be remarketed; such Bonds shall not be considered
extinguished during the time they remain in the possession of the
County.
SECTION 6. TAXING POWER NOT Pn~GED. Bonds issued under
the provisions of this Ordinance shall not be deemed to constitute
a pledge of the faith and credit of the County or the District,
but such Bonds shall be payable solely from the Pledged Revenues
in the manner provided herein and by the Indenture of Trust. The
issuance of Bonds under the provisions of this Ordinance sh~ll
not directly or indirectly or contingently obligate the County or
the District to levy or to pledge any form of ad valorem taxation
whatever therefor. No holder of any such Bonds shall ever have
the right to compel any exercise of the ad valorem taxing power
on the part of the County or the District to pay any such Bonds
or the interest thereon or to enforce payment of such Bonds or the
interest thereon against any property of the County or the
District, nor shall such Bonds constitute a charge, lien or
encumbrance, legal or equitable, upon any property of the County
or the District, except the Pledged Revenues.
SECTION 7. TRUST FUNDS. The Pledged Revenues received
pursuant to the authority of this Ordinance shall be deemed to
be trust funds, to be held and applied solely as provided in this
Ordinance and in the Indenture of Trust. Such Pledged Revenues
may be invested by the County, or its designee, in Investment
Securities. The Indenture of Trust may provide that the Pledged
Revenues shall be subject to the lien and pledge of the Bondh~lde£s
upon receipt thereof by the trustee.
SECTION 8. REMEDIES OF BONDHOLDE~. Any holder of Bonds~
except to the extent the rights herein given may be rastricted by
the resolution authorizing issuance of such Bonds or Ix:denture of
Trust, may, whether at law or in equity, by suit, action, mandamus
or other proceeding, protect and enforce any and all rights under
the laws of the state or granted hereunder or under such resolution
or the Indenture of Trust, and may enforce and compel the
performance of all duties required by this part, or by such
resolution or the Indenture of Trust, to be performed by the
County.
SECTION 9. INTERLOCAL AGREEMENT, The County is hereby
authorized to enter into an agreement with any District which
shall provide that such District may use a portion of the proceeds
of the Bonds for Capital Projects related to such District. Such
District shall secure the repayment of such proceeds with a Project
Bond or Bonds obligating itself to repay such proceeds with
interest as provided by the Indenture of Trust.
SECTXON 10. NO ADVERSE ACTION. The County shall take no
action under this Ordinance as shall violate the rights of the
holders of any obligations of the County or the District which
are currently outstanding.
SECTION 11. ALTERNATIVE MET~OO. This Ordinance shall be
deemed to provide an additional and alternative method for
the doing of the things authorized hereby and shall be regarded
as supplemental and additional to powers conferred by other laws,
and shall not be regarded as in derogation of any powers now
existing or which may hereafter come into existence. This
6
Ordinance, being necessary for the welfare of the inhabitants of
the County, shall be liberally construed to effect the purposes
hereof.
SEC?IO~ 12. E~[EI~GE]~L~ DEC~; EFFECTIVE DATE. The County
has the opportunity, prior to the effective date of certain
announced revisions to the Internal Revenue Code of 1954, as
amended, to issue Bonds pursuant to this Ordinance. Issuance of
the Bonds prior to the effective date of such revisions will
result in significant economic benefits to the County and the
District. The County has reason to believe that publication of
the title of this Ordinance pursuant to Section 125.66(2) will
likely result in the loss of such economic benefits. By reason
thereof, the County hereby declares that an emergency exists and
that the immediate enactment of this Ordinance is necessary. At
least four-fifths (4/Sths) of the membership of the Board hereby
declare that an emergency exists and that the immediate enactment
of this Ordinance is necessary to meet such emergency and hereky
waives statutory notice under the provisions of Section 125.6~3),
Florida Statutes. This Ordinance shall take effect Immediately
upon acceptance of a copy of this Ordinance by the postal
authorities of the Government of the United States for special
delivery by registered mail to the Department of State as provided
in Section 125.66{3), Florida Statutes.
DULY ENACTED in Regular session, this 22nd day of July,
1986.
(SEAL)
ATTEST~
JA/4ES
-- & legal sufficiency
This ordinance filed with the
r, tary of SJgte% Office_t..h~
and oc~ux~wr',d~e~ent of that
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EXHIBIT A
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STATE OF F~)RIDA )
COUNTY OF COLLIER )
5, J~4KS C. GILES, Clerk of Courts in and for the
Twentieth Judicial Circuit, Collier County, Florida, do
hereby certify that the foregoing is a true and correct copy
of:
ORDINANCE NO. 86-36
which was adopted by the Board of County Commissioners via
emergency procedures during Regular Session on July 22, ]986.
WITNESS my hand and the official seal of the Board of
County Commissioners of Collier County, Florida, this 22nd
day of July, 1986
JA/~ES C. GILES
Clerk of Courts and Clerk
Ex-officio to the Board of
County Commissioners.
e ' ~ '/
Deputy C1 r~,., /. ....... ~,,,.. · . .