Resolution 1985-137
June 18, 1985
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RESOLUTION 85-137
A RESOLUTION OF THE BOARD OF COUNTY
COMMISSIONERS AUTHORIZING THE INDUSTRIAL
DEVELOPMENT AUTHORITY OF COLLIER COUNTY
TO ISSUE NOT EXCEEDING $2,850,000.00
INDUSTRIAL DEVELOPMENT BONDS FOR THE
PURPOSE OF ACQUISITION AND CONSTRUCTION
OF A QUALIFYING RETIREMENT HOUSING FACILITY
BE IT RESOLVED by the Board of County Commissioners of
Collier County, Florida that:
1. A public hearing was held on June 10, 1985 by the
Collier County Industrial Development Authority as required by
the Internal Revenue Code of 1954 as amended. Public notice of
said meeting was published in the The Naples Star, ~ newspaper of
.general circulation published in Collier County, Florida on May
25, 1985 and an affidavit of publication showing due publication
of notice of the public hearing was entered into the record at
said public hearing.
2. The Board of County Commissioners has considered the
request of the Collier County Industrial Development Authority,
of Collier County, Florida for approval to issue not exceeding
$2,850,000.00 Industrial Development Bonds for the purpose of the
acquisition, construction, and equipping of a qualifying nursing
home facility.
3. The issuance of the bonds by the Collier County
Industrial Development Authority pursuant to that certain bond
resolution adopted June 10, 1985 and providing for the issuance
of retirement rental housing revenue bonds (Beverly Retirement -
Naples, Ltd. Project) Series 1985 in a principal amount not to
exceed $2,850,000.00 is hereby approved.
4. This Resolution shall take effect upon adoption.
ADOPTED this 18th day of June, 1985.
BOARD OF COUNTY COMMISSIONERS OF
COLLIER COUNTY, FLORIDA
lAW O""'CItS
VEGA, ."OWN, NICHOLS
sTAHLey &. MA"T1..... f'A.
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By' {/!/I#
Chairm
ATTEST:
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June 18, 1985
BOND RESOLUTION
RESOLUTION OF THE COLLIER COUNTY INDUSTRIAL DEVELOPMENT
AUTHORITY AUTHORIZING AND PROVIDING FOR THE ISSUANCE OF
COLLIER COUNTY INDUSTRIAL DEVELOPMENT AUTHORITY INDUSTRIAL
DEVELOPMENT REVENUE REFUNDING BONDS (BEVERLY ENTERPRISES-
FLORIDA, INC. PROJECT) SERIES 1985 IN A PRINCIPAL AMOUNT NOT
TO EXCEED $2,850,000, TO PROVIDE FUNDS TO REFUND AND REDEEM
$2,850,000 COLLIER COUNTY INDUSTRIAL DEVELOPMENT AUTHORITY
INDUSTRIAL DEVELOPMENT REVENUE NOTES (BEVERLY ENTERPRISES
PROJECT) SERIES 1982; AUTHORIZING THE EXECUTION OF A LOAN
AGREEMENT PROVIDING FOR THE PAYMENT OF AMOUNTS SUFFICIENT TO
PAY THE PRINCIPAL OF, PREMIUM, IF ANY, AND INTEREST ON THE
SERIES 1985 BONDS AND PROVIDING FOR THE LOAN OF BOND PROCEEDS
TO BEVERLY ENTERPRISES-FLORIDA, INC.; AUTHORIZING THE
EXECUTION OF AN INDENTURE OF TRUST; SETTING FORTH THE TERMS
AND CONDITIONS UPON WHICH THE SERIES 1985 BONDS ARE TO BE
ISSUED; AND PROVIDING FOR OTHER MATTERS IN CONNECTION WITH
THE ISSUANCE, SALE AND DFLIVERY OF THE BONDS.
WHEREAS, Collier County Industrial Development Authority
(the "Issuer") is a public body corporate and pOlitic
organized and existing under the laws of the State of Florida
(the "State");
WHEREAS, the Issuer has full power and is duly
authorized by law to issue and sell its obligations for the
purposes contemplated herein, pursuant to the provisions of
the Florida Industrial Development Financing Act, being
Parts II and III of Chapter 159, Florida Statutes, as
amended, (the "Act");
WHEREAS, on April 16, 1982, the Issuer issued, sold and
delivered its Industrial Development Revenue Notes (Beverly
Enterprises Project) Series 1982 (the "Series 1982 Bonds"),
to pay the cost of acquisition, construction, equipping and
installing of a health car~ facility constituting a "project"
within the meaning of the Act, located within the boundaries
of Collier County, Florida (the "Project");
WHEREAS, the Issuer now intends to issue, sell and
deliver its Industrial Development Revenue Refunding Bonds
(Beverly Enterprises-Florida, Inc. Project) Series 1985 (the
"Series 1985 Bonds") in the aggregate principal amount of
$2,850,000, to provide funds to refund and redeem the Series
1982 Bonds;
WHEREAS, the terms and prOViSions of the Series 1985
Bonds have now been SUbstantially determined and resolved and
said Series 1985 Bonds shall be issued with the terms and
provisions set forth herein and in the Indenture of Trust
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dated as of July 1, 1985 (the "Indenture") between the Issuer
and NCNB National Bank of North Carolina, as trustee (the
"Trustee");
WHEREAS, the Issuer proposes to execute and deliver a
Loan Agreement dated as of July 1, 1985 (the "Agreement")
between the Issuer and Beverly.!Enterprises-Florida, Inc. (the
"Company"), a wholly owned subsidiary of Beverly Enterprises,
pursuant to which Agreement the Issuer will loan the proceeds
of the Series 1985 Bonds to the Company and wi 11 cause such
proceeds to be deposited in an escrow fund created in the
Indenture to be applied to refund and redeem the Series 1982
Bonds;
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June 18, 1985
WHEREAS, the Issuer has determined that the
required from the Company under the Agreement
sufficient to pay the principal of, premium, if
interest on the Series 1985 Bonds; .
WHEREAS, the Issuer, as further security for the Ser'es
1985 Bonds, will execute the Indenture pursuant to which the
Issuer will pledge the income and revenues received under the
Agreement as security for the Series 1985 Bonds;
WHEREAS, as further security for the Series 1985 Bonds,
Union Bank of Switzerland (Los Angeles Agency) will i3sue its
Letter of Credit (the "Letter of Credit") in an amount equal
to the principal of and up to 210 days interest on the Series
1985 Bonds;
WHEREAS, the Company has requested the Issuer to sell
the Series 1985 Bonds on a negotiated basis to Merrill Lynch
Capital Markets, Merrill Lynch Pierce Fenner & Smith
Incorporated (the "Underwriter"), pursuant to the terms of a
Contract of Purchase (the "Contract of Purchase"), between
the Issuer and the Underwriter, and acknowledged and accepted
by the Company;
WHEREAS, the Underwriter has provided to the Issuer a
form of disclosure statement (the "Disclosure Statement")
contemplated by Section 2l8.385, Florida Statutes, as
amended, for filing with the Issuer prior to the negotiated
sale of the Series 1985 Bonds by the Issuer;
payments
will be
any, and
WHEREAS, it is proposed that the Issuer approve
execution and delivery of an Official Statement
"Official Statement") in connection with the issuance
sale of the Series 1985 Bonds;
WHEREAS, it is necessary that the Issuer designate NCNB
National Bank of North Carolina, Charlotte, North Carolina as
Trustee under the Indenture;
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June 18, 1985
WHEREAS, copies of the forms of the following documents
relating to the transactions described above have been filed
with the Issuer;
A. The Agreement;
B. The Indenture;
C. The Disclosure Statement;
D. The Official Statement; and
E. The Contract of Purchase.
WHEREAS, the Issuer has determined that the project
improves living conditions and health care in the State and
Collier County, and that the Issuer, by issuing the Series
1985 Bonds to provide funds to refund and redeem the Series
1982 Bonds, ....i II be acting in furtherance of the public
purposes of the Act; and
WHEREAS, the Issuer has determined that it is
appropriate for the Issuer to issue the Series 1985 Bonds and
use the proceeds thereof for the purposes set forth herein.
NOW, THEREFORE, BE IT RESOLVED by the Issuer as follows:
1. It is hereby ascertained, determined and declared
as follows:
A. The Issuer is authorized and empowered by the Act
to acquire, construct, reconstruct, improve, rehabilitate and
equip, own, sell, lease, exchange, transfer and otherwise
dispose of projects, as defined in the Act, inCluding health
care facilities, including land, rights in land, buildings
and other structures, machinery, equipment, appurtenances and
facilities incidental thereto, and other improvements
necessary or convenient therefor, and to issue its revenue
bonds for the purposes of paying all or any part of the cost
of any project, all to improve the prosperity and welfare of
the State and its inhabitants, to improve living conditions
and health care in the State, and to improve purchasing power
and opportunities for gainful employment and is further
empowered to issue its revenue refunding bonds to redeem
bonds issued for such purposes.
B. The Project constitutes a "project" within the
meaning of the Act.
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June 18, 1985
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C. The Project is desirable and furthers the public
purposes of the Act, in that it improves the prosperity and
welfare of the State and its inhabitants, improves living
conditions and health care in the State, and improves
purchasing power and opportunities for gainful employment,
for the Issuer to issue and sell the Series 1985 Bonds for
the purpose of providing funds to refund the Series 1982
Bonds, and to loan the proceeds from the sa Ie of the Series
1985 Bonds to the Company, as provided herein.
D. The Project is appropriate to the needs and
circumstances of, and makes a significant contribution to the
growth of, Collier County, Florida, provides or preserves
gainful employment, and serves a public purpose by advancing
the economic prosperity, the public health and the general
welfare of the State and its people as set forth in the Act.
E. Based upon the financial information about the
Company filed wi th the Issuer, the Company is financially
responsible and fully capable and willing to fulfill its
obligations under the Agreement, including the obligation to
make payments in the amounts and at the times required, to
operate, maintain and repair the Project at its own expense
and to carry out the other responsibilities to be imposed
under the Agreement, due consideration having been given to
the Company's ratio of current assets to current liabilities,
net worth, earning trends, coverage of all fixed charges, the
nature of the nursing home industry, its inherent stability,
and other factors determinative of the capability of the
Company, financially and otherwise, to fulfill its
obligations consistently with the purposes of the Act.
F. The Project complies with all applicable building
and zoning laws and Collier County is able to cope
satisfactorily with the impact of the Project and is able to
provide, or cause to be provided when needed, the public
facilities, including utilities and pUblic services, that are
necessary for the construction, operation, repair and
maintenance of the Project and on account of any increases in
population or other circumstances resulting therefrom.
G. Adequate provision is made under the Agreement for
the operation, repair and maintenance of the Project at the
expense of the Company and for the payment of the principal
of, premium, if any, and interest on the Series 1985 Bonds
when and as the same become due and payable, and for the
payment by the Company of all other costs incurred by the
Issuer in conn~ctlon with the financing, construction and
administration of the Project which are not paid out of the
proceeds from the sale of the Series 1982 Bond, the Series
1985 Bonds or otherwise.
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June 18, 1985
H.
Series
which
Section
The costs to be paid from the proceeds of
1985 Bonds are costs included in the purposes
revenup. refunding bonds may be issued pursuant
159.41 of the Act.
the
for
to
I. A negotiated sale of the Series 1985 Bonds is
requi red and necessary, and is in the best interest of the
Issuer, for the following reasons: the Series 1985 Bonds
will be special. and limited obligations of the Issuer payable
solely out of revenues and proceeds derived by the Issuer
under the Agreement, and the Company wi 11 be obligated for "
the payment of all costs of the Issuer in connection with the
financing, construction and administration of the Project and
for operation and maintenance of the Project at no expense to
the Issuer; the cost of issuance of the Series 1985 Bonds,
which will be borne directly or indirectly by the Company,
would be greater if the Series 1985 Bonds are sold at pUblic
sale by competitive bids than if the Series 1985 Bonds are
sold at negotiated sale, and a public sale by competitive
bids would cause undue delay in the sa Ie of the Series 1985
Bonds; revenue bonds having the characteristics of the Series
1985 Bonds are typically and usually sold at negotiated sale;
the Company has indicated that it may be unwilling to proceed
unless a negotiated sale of the Series 1985 Bonds is
authorized by the Issuer; and authorization of a negotiated
sale of the Series 1985 Bonds is necessary in order to serve
the purposes of the Act.
2. The refunding and redemption
Bonds as provided in the Agreement and
hereby authorized.
Series 1982
Indenture is
of
in
the
the
3. For the purpose of providing funds, in whole or in
part, to refund and redeem the Series 1982 Bonds, the
issuance of revenue refunding bonds of the Issuer to be known
as the -Collier County. Industrial Development Authority
Industrial Development Revenue Refunding Bonds" (Beverly
Enterprises-Florida, Inc. Project) Series 1985", is hereby
authorized. The Company has agreed that if Series 1985 Bond
proceeds a re not suff icient to provide funds to refund and
redeem the Series 1982 Bonds, including payment of principal
of and interest on the Series 1982 Bonds on their redemption
date and costs of issuance of the Series 1985 Bonds, the
Company will provide the excess funds necessary to refund and
redeem the Series 1982 Bonds. Any such payments made by the
Company shall in no manner affect or reduce the payments
required by the Agreement.
4.
interest
The Series 1985 Bonds will be dated and will bear
as provided in the Indenture, and will mature on
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Apri 1 1, 2007. The form of the Series 1985 Bonds and the
provisions for signatures, authentication, payment,
registration and redemption shall be substantially as set
forth in the Indenture hereinafter authorized. The Series
1985 Bonds will be issued in a principal amount not to exceed
$2,850,000.
The Series 1985 Bonds sha 11 not be deemed to constitute
a debt, liability or obligation of the Issuer, the State. or
of any political subdivision thereof, or a pledge of the
faith and credit of the Issuer, the State, or any political
subdivision thereof, but shall be payable solely from the
moneys pledged therefor. The Issuer shall not be obligated
to pay the Series 1985 Bonds or the interest thereon except
from the revenues and proceeds pledged therefor, and neither
the faith and credit nor the taxing power of the Issuer, the
State, or of any political subdivision thereof, is pledged to
the payment of the principa~ of or the interest on the Series
1985 Bonds.
5. The payments by the Company under the Agreement
(other than payments of certain expenses of Issuer relating
to the Project and the Series 1985 Bonds) are sufficient to
pay the principal of, premium, if any, and interest on the
Series 1985 Bonds as the same become due and payable, and
said payments wi II be pledged for that purpose pursuant to
the Indenture.
6. The execution, delivery and performance of the
Agreement and the Indenture are hereby authorized. The
Agreement and the Indenture shall be in substantially the
forms submitted at this meeting, with such changes,
insertions or omissions as may be approved by the Chairman or
Vice-Chairman of the Issuer, whose approval thereof shall be
conclusively evidenced by his execution of each such
instrument.
7. The execution and delivery of the Series 1985 Bonds
to The Bank of New York, as paying agent and registrar (the
"Agent") for authentication and the authentication and
redelivery of the authenticated Bonds to or upon the order of
the Underwriter or its duly authorized attorney-in-fact
against receipt by the Agent of the purchase price for the
Series 1985 Bonds, are hereby authorized.
8. The sale and delivery of the Series 1985 Bonds to
the Underwriter is hereby approved, subject to receipt by the
Issuer prior to the execution and delivery of the Contract of
Purchase of an executed Disclosure Statement. The execution,
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June 18, 1985
delivery and performance of the Contract of Purchase and the
execution and delivery of the Official Statement are hereby
authorized. The Contract of Purchase and Official Statement
shall be in substantially the forms submitted at this
meeting, with such changes, insertions or omissions as may be
approved by the Chairman or Vice-Chairman of the Issuer,
whose approval thereof shall be conclusively evidenced by his
execution of each such document.
9. The use of the proceeds from the sale of the Series
1985 Bonds to refund and redeem the Series 1982 Bonds is
hereby authorized. NCNB National Bank of North Carolina
(formerly North Carolina National Bank) as trustee under the
Indenture of Trust dated as of Apri 1 1, 1982 (the "Series
1982 Indenture") pursuant to which the Series 1982 Bonds were
issued is authorized to give the notice of redemption
required thereunder at such time as directed by the Company,
provided that such redemption of the Series 1982 Bonds shall
be completed within 180 days from the date of issuance of the
Series 1985 Bonds. Until such time, the proceedS from the
sa le of the Series 1985 Bonds sha 11 be invested in di rect
obligations of, or Obligations the principal of and the
interest on which are unconditionally guaranteed by the
United States which shall mature, or which shall be subject
to redemption by the holder thereof at the option of such
holder, not later than the dates when the proceeds, together
with the interest accruing thereon, will be required for the
purposes intended.
10. NCNB National Bank of North
North Carolina, is hereby designated
Indenture for the Series 1985 Bonds.
Carolina,
Trustee
Charlotte,
under the
11. The Secretary or Assistant Secretary of the Issuer
is hereby authorized to attest and affix the seal of the
Issuer to the Series 1985 Bonds, the Indenture, the
Agreement, and any other document executed by the Chairman or
Vice-Chairman pursuant to bhis Resolution.
12. The Chairman or Vice-Chairman and Secretary or
Assistant Secretary of the Issuer are hereby authorized to do
and perform all such things and acts as each shall deem
necessary or appropriate in .furtherance of the issuance of
the Series 1985 Bonds and the carrying out of the
transactions authorized by this Resolution or contemplated by
the instruments referred to in this Resolution. .
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087 W'! 687
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l3. The Chairman or Vice-Chairman of the Issuer is
authorized to make an election pursuant to Section
103(b)(6)(D) of the Internal Revenue Code of 1954, as
amended, and to sign and file or cause to be filed all
documents necessary to accomplfsh and perfect such election
and such election and all actions heretofore made and taken
or caused to be taken are in all respects approved, ratified
and confirmed.
14. The Indenture, the Agreement, the Disclosure
Statement, the Official Statement and the Contract of
Purchase are incorporated herein by reference thereto.
l5. No covenant, obligation or agreement herein
contained or contained in the Indenture, the Agreement or the
Contract of Purchase shall be deemed to be a covenant,
obligation or agreement of any officer, member, agent or
employee of the Issuer in his individual capacity, and no
such officer, member, agent or employee of the Issuer shall
be persona lly liable on the Series 1985 Bonds or be subject
to personal liability or accountability by reason of the
issuance thereof.
16. If any section, paragraph, clause or provision of
this Resolution shall be held invalid, the invalidity thereof
shall not affect the remaining provisions.
l7. The dates of any of the documents referred to
herein may be changed without any further action by the
Issuer, and the execution of the same by the Chairman or
Vice-Chairman shall be sufficient in all respects to evidence
the approval of said change by the Issuer.
18. All motions, orders, resolutions, and parts
thereof, in conf lict herewith, are hereby repealed, and this
Resolution shall take effect and be in force immediately
after its passage and approval.
Adopted this lOth day of June, 1985.
COLLIER COUNTY INDUSTRIAL
DEVELOPMENT AUTHORITY
By: ~!:}!'!!:.~
Chairman
Attest:
By:
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