CLB Minutes 12/16/2009 R December 16, 2009
Page 1
TRANSCRIPT OF THE MEETING OF THE
CONTRACTORS' LICENSING BOARD
OF COLLIER COUNTY
Naples, Florida
December 16, 2009
LET IT BE REMEMBERED, that the Contractor Licensing
Board, in and for the County of Collier, having conducted business
herein, met on this date at 9:00 a.m. in REGULAR SESSION at
CDES on Horseshoe Drive, Naples, Florida, with the following
members present:
CHAIRMAN: Richard Joslin
Michael Boyd
Lee Horn
Terry Jerulle
Kyle Lantz
Thomas Lykos
Patrick White
ALSO PRESENT:
Patrick Neale, Attorney for the Board
Robert Zachary, Assistant County Attorney
Michael Ossorio, Contractor Licensing Supervisor
December 16, 2009
Page 2
MR. YBACETA: Gentlemen, good morning. Just a little
reminder, please talk into the microphone. They are directional, and
we need to record everything on this meeting. Thank you.
CHAIRMAN JOSLIN: You're welcome. That is very good
information. Thank you.
Also, by the way, gentlemen, before we start, we're going to
speak one at a time, nice and clear so the court reporter can hear
everything we're saying. Ready to go?
I'll call to order the Collier County Contracting Licensing Board
meeting of December 16th, 2009.
Any person who decides to appeal a decision of this board will
need a record of the proceedings pertaining thereto and therefore may
need to ensure that a verbatim record of the proceedings is made,
which record includes that testimony and evidence upon which the
appeal is to be based.
I'll open the meeting starting with roll call starting to my right.
MR. LANTZ: Kyle Lantz.
MR. JERULLE: Terry Jerulle.
MR. LYKOS: Tom Lykos.
CHAIRMAN JOSLIN: Richard Joslin.
MR. BOYD: Mike Boyd.
MR. HORN: Lee Horn.
CHAIRMAN JOSLIN: Gentlemen, staff, is there any deletions
or additions to the agenda?
MR. JACKSON: Good morning. For the record, Ian Jackson,
Contractor Licensing.
Under new business, an addition. The board needs to vote on a
motion to pay civil penalties. That would be under new business.
Under new business, we have a deletion of Roy Tomasch to
qualify a second entity. And to replace that we have an addition of
Katherine Grant. And she's looking to qualify a second entity as an
addition. That documentation I passed out just a few minutes ago.
December 16, 2009
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And that concludes additions and deletions.
MR. LYKOS: Motion to accept the changes, Lykos.
CHAIRMAN JOSLIN: We have a motion.
MR. JERULLE: Second, Jerulle.
CHAIRMAN JOSLIN: A second.
All in favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. LYKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Motion carries for the agenda.
If everyone's looked at the minutes for the October 21st meeting,
I need a motion to approve.
I do have one change on it. I believe in the roll call Eric Guite'
was listed as being here. I don't believe he was here in October; is that
correct?
MR. OSSORIO: That's correct. Eric Guite' is no longer a board
member.
CHAIRMAN JOSLIN: Strike that out then.
Any other changes?
(No response.)
CHAIRMAN JOSLIN: I need a motion to approve.
MR. LANTZ: Motion to approve, Lantz.
CHAIRMAN JOSLIN: I need a second.
MR. JERULLE: Second, Jerulle.
CHAIRMAN JOSLIN: Motion and a second.
All in favor, say aye.
December 16, 2009
Page 4
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. LYKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Motion carries.
Under discussion, Mr. Ossorio, we have the end of the month
report from you, huh?
MR. OSSORIO: Good morning, Mr. Chairman. For the record,
Mike Ossorio, Collier County Contractor Licensing Supervisor.
We have the end of the month report and it should be in front of
you. And it's for October/November. And we're currently working on
December, of course.
Just a little footnote as well, our fees did get raised in between
our last board meeting. It's been approved and we are scheduled to
implement our fee increase January 1st, 2010.
CHAIRMAN JOSLIN: Did the fees that we worked for so hard
give you more opportunity to do your job a little better?
MR. OSSORIO: It should.
As far as my recollection is concerning the fee increase is that
that fee increase is somewhat going to go ahead and add us another
individual the next several months, the next budget cycle.
So with that said, yes, it's going to help us greatly next -- 2010.
CHAIRMAN JOSLIN: Good, glad to hear that.
Mr. Lykos?
MR. LYKOS: Michael, can you do me a favor? When you
make this report to us, I know that Gary Mully (phonetic) did some
projections for this fiscal year. Could you have a column that has what
December 16, 2009
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we budgeted on a month-by-month basis so we can see the
performance based on the budget? Can you add that to this report?
MR. OSSORIO: No problem.
MR. LYKOS: Thank you.
MR. OSSORIO: Now, this will be probably the last time you'll
see this report. This is a CD Plus report. We actually are going into
what you call CityView, which is a new program for us. I don't know
how it's going to look. But I understand, I will get with Gary and we'll
get something to you at the next board meeting.
MR. LYKOS: All right, thank you.
CHAIRMAN JOSLIN: Okay, so much for that.
Under new business, you want to make the motion for the civil
penalties right now before we get into the other items?
MR. OSSORIO: For the -- just to clarify real quick, we did do a
sting operation, too. I just wanted to let you know that it was highly
successful. We worked with the State of Florida and we worked with
The Economics Crime Unit and we got 14 gentlemen arrested. One of
them you I think you might know, he was at our last board meeting.
CHAIRMAN JOSLIN: Right. I heard rumors on that one.
I have one other question. On the citations that are listed,
whenever we get a packet here, we have the nomenclature that's on it
as far as the date, times and whether penalty was served and what they
got as far as the citation goes.
Unless it's on the back of the citation, there's nowhere on it that
indicates how long they have to pay that fine or how long they have to
pay that penalty. Is it listed somewhere on the back of the --
MR. OSSORIO: On the back it says that the individual has 10
days to contest it. After 10 days, it's considered -- you've been
considered guilty, or been found in violation.
CHAIRMAN JOSLIN: Okay.
MR. OSSORIO: So you have 10 days, 10 working days to
contest the violation.
December 16, 2009
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CHAIRMAN JOSLIN: Right, but it doesn't say anything about
the time span as far as how much time they have to actually pay the
fine.
MR. OSSORIO: They have 10 days. Either pay the fine or
contest it. What typically -- this is a business practice. We decided
that we would give the opportunity of 10 days to pay it or contest it.
After 10 days we will send that individual a reminder; it's a 10-day
letter which I sign.
After that then we bring it back to the board for the board to find
them in violation. And we've done that administratively through this
office, through the board for many months now. You just sign it and
then we send that to the last known address.
CHAIRMAN JOSLIN: Okay.
MR. OSSORIO: That's a business issue.
But they only have 10 days to contest --
CHAIRMAN JOSLIN: Ten days.
MR. OSSORIO: -- it or pay it.
CHAIRMAN JOSLIN: Okay, okay.
Okay, opening with new business then. I'm looking for a Mr.
Carl F. Brewer. Are you present?
Would you please come up to the podium, please, and be sworn
in.
(Speakers were duly sworn.)
MR. BREWER: Good morning.
MR. OSSORIO: Mr. Chairman, before Mr. Brewer gets started
in his presentation, I want to just go ahead and bring you back several
months ago.
We had Mr. Palmer here, contested his citation, and contested the
ability to be able to stump grind. And in the board's order that they
gave Mr. Palmer 60 days to really come into compliance --
(At which time, Mr. White enters the boardroom.)
MR. OSSORIO: -- and gave him a provisional certificate to be
December 16, 2009
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able to go ahead and continue his business as a stump grinding (sic).
And with that said, the board also said to Mr. Palmer that if you
wish to waive the business procedure test, you must come back with a
full application and show why that he or she, or Mr. Palmer in general,
should not be able to take the business procedure, because he was in
business for so many years.
With that said, Mr. Palmer decided to sell his business. He didn't
elect to go through the process and he sold his business to another
individual that actually took the exams, passed the business procedure
and the tree exam and did everything he needed to do to come into
compliance. So Mr. Palmer was off the table.
But Mr. Brewer was here accompanying Mr. Palmer, and Mr.
Brewer is here today, that you basically said any person that had a
business tax receipt saying stump grinding had the same affordability
to go ahead and get a provisional. So Mr. Brewer got a provisional
license to be able to continue his business. And now he is here today
to waive the testing for the business procedure test, due to the fact that
he thinks he's been in business for so many years. So this is why Mr.
Brewer is here today.
Am I correct?
MR. BREWER: I think so.
MR. OSSORIO: So with that --
MR. BREWER: There's a lot that has been going on for a long
time.
I have one more document that --
THE COURT REPORTER: Mr. Brewer, I'm sorry to interrupt,
you need to be on the microphone when you speak.
MR. BREWER: I just want to introduce --
THE COURT REPORTER: Yes, but you need to be on the
microphone.
CHAIRMAN JOSLIN: Mr. Jackson can get them from you from
the podium, please. Thanks.
December 16, 2009
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Just for the record, everyone that's going to come before the
board --
MR. BREWER: This only goes to -- I'm sorry. This goes --
CHAIRMAN JOSLIN: Excuse me one second.
Just for the record, everyone else that's going to come before the
board, just be advised that the speaking must be done at the
microphone and there is no wandering around as far as the hand
papers. These all have to be documented and submitted as evidence.
Okay?
MR. BREWER: Okay. Sorry about that.
This just wasn't in the original package.
This only pertains to experience, background and so on and so
forth. It was -- the meetings that I attended, it just seemed as though
the information that was put forth in meetings didn't filter out to the
front desk in quite the manner that I anticipated.
I know I provided all the documentation, backgrounding and so
on and so forth that I was asked to do. I brought it into front desk out
here. And then they hit me with, well, you've got to do the business
law course and certification and so forth, and I said no, that's not my
understanding, nor was it -- the bottom line in the meeting to my
knowledge that I do have the background and the affidavits and so on
and so forth that, you know, that should be -- I don't know, I hate to
use the word grandfathered in, but the same as the rest of the details I
was asked as far as the insurance and the experience and affidavits to
that effect.
The only reason I even bothered with the class transcripts there
was there was some discussion at that point going back to Mr.
Palmer's involvement that he did in fact have business background. In
fact, the people involved were under the impression somehow or other
that Palmer was a CPA. He never was, never said he was. I don't
know how that came across.
But bottom line is I've been up and running for five years, I've
December 16, 2009
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got the background, I've got the experience. Two-thirds to
three-quarters of the information in -- that's purveyed by the business
law course does not apply to a proprietorship operation with one man
running it without employees, et cetera.
I do have all the proper insurances, I do have the background, my
record is clean. And that's kind of where it stands.
CHAIRMAN JOSLIN: Okay, I'm just going to ask staff, what's
your recommendation, staff?
MR. OSSORIO: My recommendation is that we approve his
license to restrict it to stump grinding only. And if he wishes to be a
tree company or a tree contracting (sic), that he fill out a full
application, show experience and credit and also retake the tree --
actually take the tree exam.
MR. BREWER: Which basically I have no need for that. All I
want to do is basically grind stumps and occasionally we will, you
know, haul off some trash, some cut branches and so forth.
But I'm a stump grinder, that's all I do. I'm the little 'ol guy that
follows the guys around that cuts the trees down and grinds up what's
left.
CHAIRMAN JOSLIN: Okay. So you're content with the
recommendation that staff has given, that the only licenses you're
looking for is just to have stump grinding only.
MR. BREWER: Yeah, although there was some discussion at
that point where they wanted to roll it at all together and -- you know,
which is fine, except that I don't have any particular need for it as far
as the trimming and even tree removal.
But I'm certainly not wanting to go into a full tree service, so to
speak. I'm not going to be climbing up trimming and --
CHAIRMAN JOSLIN: Understanding, though, that if we
approve this, that you're going to have a stump grinding license only.
MR. BREWER: That's all I've ever had.
CHAIRMAN JOSLIN: Okay.
December 16, 2009
Page 10
MR. JERULLE: And understanding that you cannot trim any
trees or cut any trees down.
MR. BREWER: Now trimming was always part of the deal.
Cutting trees down was restricted to 12 feet or less. And occasionally
that does happen with the stump grinding where they'll leave a, you
know, good size chunk standing up there. But I'm certainly not going
to be cutting down any full trees or anything of that nature.
And you do occasionally have to trim just to make access to
stump grinding jobs and so forth, but I'm not looking to go into the
trimming business, so to speak. But trimming was always part of the
licensure to begin with.
What changed was they wanted to change or have changed my
status from just a proprietor to a -- what was the term they came up
with, Michael, a specialty contractor or something of that nature? As
far as Palmer and I were concerned, they wanted to basically -- was
that the term, specialty contractor?
MR. OSSORIO: Well, under the code you are considered a
specialty contractor, but you are restricted. Now, with that said, stump
grinding, if we do restrict your license today, you will not be doing
any trimming. There's nothing in the provision of the code that says
12 feet or less. If you trim a tree and you contract to trim a tree, then
you can't do it. You need to just strictly do stump grinding.
Typically for experience the tree company comes in there, takes
the trees away and the stump grinder comes after and takes the stumps
out. That's what we're looking at for today.
MR. BREWER: Yeah, although it can happen that, you know,
the homeowner will contract us directly. And we do get involved in
the removal process. Not that we do it, but we arrange for it and so
forth. And sometimes that gets us involved in the, you know, cleaning
up the debris and so forth. But basically what we do is grind stumps.
CHAIRMAN JOSLIN: Okay. Well, we're going to just say it
the bottom line this way: Okay, your license that we're going to try to
December 16, 2009
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approve here now is going to allow you to grind stumps. That's it. No
trimming, no going up any distance. You're going to have a stump
sitting there, you're going to go in and grind it and you're perfectly
legal.
MR. BREWER: Yeah, which is --
CHAIRMAN JOSLIN: If you get involved in trimming a tree,
then don't be surprised if you get cited. Now, are we clear?
MR. BREWER: Right, now --
CHAIRMAN JOSLIN: Are we clear?
MR. BREWER: Yes, sir, I understand.
CHAIRMAN JOSLIN: Thank you.
Can I get a motion?
MR. BREWER: I was going to say, I had an additional license
as well that did specifically mention tree trimming, and that was
basically what you call your handyman license. Now, where do I
stand there? Is this going to affect that? I don't know. I haven't heard
anything on that. We haven't gone into that, frankly.
MR. OSSORIO: Under the handyman exemption, and also the
handyman ordinance and also the handyman checklist, it doesn't say
tree trimming on there.
MR. BREWER: Well, it provides for the cleanup option --
MR. OSSORIO: Which is fine. What the Chairman is saying to
you is that you're not going to trim trees.
Now, if the tree's down, you can surely take your chainsaw and
you can cut it up in little pieces and take it away. If it's been cut. You
can't trim trees for a living. So stump grinding only. And to remove
--
MR. BREWER: I don't want to -- frankly I don't want to trim
trees for a living. I don't picture myself climbing -- at 63 years of age
climbing any palm trees. I'm not too interested.
CHAIRMAN JOSLIN: Okay. All right, with that said, do I hear
a motion?
December 16, 2009
Page 12
MR. LYKOS: I'm not convinced yet that this gentleman
understands what his license is going to allow him to do and what the
restrictions are. So if you're calling a vote right now --
MR. BREWER: I understand what you're --
MR. LYKOS: -- it's not going to get by me.
I'm not convinced, sir, that you understand the limitations of the
license that we're going to give you.
MR. BREWER: I've been operating under those limitations for
six years, sir. I know exactly what the license pertains to and what it
means. I just had some questions that I voiced. And if that -- you
know, if that concerns you, I'm sorry, but that was, you know, strictly
trying to get some information here.
MR. LYKOS: Well, I'm concerned because you've already
expressed a lack of understanding of what this license would allow
you to do.
MR. BREWER: I wasn't aware that I had done so. That license
allows me to grind stumps, period.
MR. LYKOS: That's correct.
MR. BREWER: Said and done.
MR. LYKOS: You can't trim trees on the way back to a stump to
have access to it.
MR. BREWER: That's why I asked the question, sir, just to
make sure that we're all clear on that.
MR. LYKOS: Okay.
CHAIRMAN JOSLIN: I think at this moment we have given
him the criteria as far as what his license is going to cover. And what
he does with that license is going to fall into his hands. We're just
honoring the fact that we have set up some criteria for stump grinding.
And as long as --
MR. WHITE: Mr. Chairman?
CHAIRMAN JOSLIN: -- he understands it.
MR. WHITE: One question. And I'm not sure who may be the
December 16, 2009
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appropriate person to answer this. But is it still a tree after the top has
been removed and there may still be branches on the stump of a tree?
Because I don't want to get into that in some future citation case
where, you know, the man's charged with tree trimming and the
defense is going to be well, that's not a tree, it's a stump.
I just would like to make sure it's clear, since we're going to the
nth degree of detail and there are likely going to be other potential
applicants under this process, to get that point out on the floor in
whatever discussion is necessary to make sure we're not going to run
afoul of the rules down the road.
MR. BREWER: That's why I asked about that 12-foot thing. I
was told that up to 12 feet there was no permit or licensure or
whatever, involvement as far as, you know, removing -- some people
consider anything that's been cut down a stump, regardless of what
they leave. I've run into that from time to time.
CHAIRMAN JOSLIN: Mr. Ossorio, what's your thoughts on
that?
MR. OSSORIO: My thought is, is that Mr. Brewer is not going
to be trimming trees. If he contracts to trim a tree and to remove a
stump, he'll be cited.
If one of my investigators goes on the job site and he has a
chainsaw in his hand and he has one little branch he's got to cut off the
stump side of it, we're not going to give him a ticket for that,
absolutely not. But we are going to talk to the homeowner and if Mr.
Brewer is there and he is contracted to trim the tree and to remove the
stump, that's when we'll be issuing him a ticket, because that's
contracting. So we're on the same page.
MR. WHITE: Thank you.
CHAIRMAN JOSLIN: I need a motion.
MR. LANTZ: I move we accept the application of Mr. Brewer
and waive his business exam.
MR. WHITE: I'll second it.
December 16, 2009
Page 14
CHAIRMAN JOSLIN: We have a motion and a second.
All in favor -- any discussion?
MR. NEALE: I would recommend as part of the motion and
second that you clarify that it's a motion to grant a restricted license
for stump grinding only. Even though there's been all the discussion,
that should be part of the motion.
CHAIRMAN JOSLIN: Correct, okay.
You want to change your motion to signify that?
MR. LANTZ: I move we accept Mr. Brewer's application for a
license restricted to stump grinding only and waive his examination of
the business and law test.
MR. WHITE: Seconder agrees. That was my original
understanding.
CHAIRMAN JOSLIN: Mine too.
We have a motion. Any further discussion?
(No response.)
CHAIRMAN JOSLIN: All in favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
MR. LYKOS: Aye.
CHAIRMAN JOSLIN: Motion carries 6-1.
Thank you, Mr. Brewer. Again, pay attention to what you're
doing out there, okay?
MR. BREWER: I shouldn't have any problem doing what I've
been doing all along.
Real quickly, temporary license --
MR. WHITE: You need to be on the microphone, sir.
December 16, 2009
Page 15
MR. BREWER: I'm sorry.
I was issued a temporary license. Will that just carry forth or do
I need to go out and get a new one, or -- I mean, it's a regular looking
license, it just says --
CHAIRMAN JOSLIN: What you need to do is --
MR. BREWER: -- temporary typed in on it.
CHAIRMAN JOSLIN: -- go before licensing, not today but
tomorrow. They'll have all the paperwork here. Then you go back
there and they'll explain whatever items you have to have to carry on
your new license --
MR. BREWER: Okay, all right.
CHAIRMAN JOSLIN: -- or your new restricted license.
MR. BREWER: I wanted to know how to handle it, that's all.
CHAIRMAN JOSLIN: All right, I'm looking for a Mr. John J.
Puterbaugh.
Would you please come to the podium and be sworn in, please.
THE COURT REPORTER: Mr. Neale, would you like me to
swear in the staff for the day?
MR. NEALE: Why don't you do that, just swear them in for the
day. That way we don't have to do it every time.
(Mr. Ossorio, Mr. Jackson and Mr. Puterbaugh were duly sworn.)
CHAIRMAN JOSLIN: Mr. Puterbaugh, you're here to reinstate
your license without retesting, I understand?
MR. PUTERBAUGH: Yes, sir.
CHAIRMAN JOSLIN: Elaborate a little bit more on that.
MR. PUTERBAUGH: Well, I've been in business for 15 years
now, and the past month -- or a couple months ago there when this all
came to a head here I didn't realize that I had not gotten the renewal
application in the mail to continue to fill out for my license and
whatnot.
As you see in my package, I've kept up everything else to do with
my business: Licenses, insurance, the whole nine yards. And
December 16, 2009
Page 16
somehow this, to be quite truthfully with you, slipped through the
cracks. I'm usually pretty on top of things and have made changes, so
this does not happen again. I'm hoping you'll see in good faith that
I've been taking care of my business and doing my business with the
best that I can do it and taking care of people basically like I always
say, to take care of people like you'd like to be taken care of.
And I just quite truthfully, like I said, this just slipped through the
cracks. I don't -- I do pool service and repair and I never have had
issues of pulling a license, but I was going to install a pool heater and
come to find out that my license hadn't been renewed.
And that's when I finally found out that -- I went down to the
county there and they said it hadn't been renewed because you didn't
send in the money. And I never got any application to renew at that
time. And like I said, I let it slip through the cracks and I'm hoping
you'll see in good faith that I've kept everything up, that I can just pay
the old past due amounts and keep doing business as I have for 15
years with no citations of any kind other than I have right now.
CHAIRMAN JOSLIN: The license that you are -- have let lapse
is the swimming pool license, the --
MR. PUTERBAUGH: Yes, sir.
CHAIRMAN JOSLIN: -- swimming pool service license?
MR. PUTERBAUGH: Yes, sir.
MR. OSSORIO: Mr. Chairman, I'll just give you a quick
overview real quick about the history of the board and the history of
reinstating a license.
There's a county license and then there's a state certificate, and I
believe this gentleman has kept his state registration up; am I correct?
MR. PUTERBAUGH: Everything has been kept up.
MR. OSSORIO: He has his continuing education, he has
continued with the state. Unfortunately that the ordinance basically
says that if you don't renew your certificate within a certain amount of
time and you have not taken the exam within a three-year period, you
December 16, 2009
Page 17
must retest.
We've in the past -- he's not the only one, but there's been several
in the past said if he -- the board's opinion has been that if he's kept the
state registration, he's current with the state and his continuing
education, therefore we will reinstate his certificate, he can apply for a
license and pay his back fees. That's been the norm.
CHAIRMAN JOSLIN: Okay. I just have one other question.
After reviewing the packet and in your letter you stated that you kept
up with your continuing education?
MR. PUTERBAUGH: Yes, sir.
CHAIRMAN JOSLIN: Everything in your continuing education
really has nothing to do with pools other than Workmen's Comp, and
you have one hour of credit. You realize you have to have 14 hours a
year -- every other year?
MR. PUTERBAUGH: Yes, sir.
CHAIRMAN JOSLIN: So where are the other hours?
MR. PUTERBAUGH: The -- I did all the hours that they --
CHAIRMAN JOSLIN: I'm seeing a lot of HVAC. I'm seeing a
lot of preventing and investigating accidents. A lot of these are
unaccredited courses.
MR. OSSORIO: Mr. Chairman, just for my own purposes, I
went through this packet and that's fine, I saw some things in there
that were really not pertaining to what we're here today about.
But my assumption is, is that when you deal -- maybe you can
correct me, but when you renew your state license, they do not let you
renew your state certificate until you show proof that you have
continuing education. So therefore it would be updated. So that's my
understanding.
So if he is a current state registration then he's kept up with his
continuing education.
MR. PUTERBAUGH: I've looked through the things too, and I
always try to go for certificates that are -- you know, help out my
December 16, 2009
Page 18
license and my knowledge of keeping up. They didn't offer anything
for swimming pool. That's why you see the HVAC, the ones I have
seen in there.
And if they have one, I would gladly, you know, do it. But the
company, RedVector, I've used for quite a few years. I've seen
nothing in there to do with pools or I would love to take something
like that to keep up. And I'm always ready to further my knowledge,
and there's never a day I don't try to learn something. So, I mean, if
they had something, I would definitely go take it.
CHAIRMAN JOSLIN: Well, I'm a swimming pool contractor
also, and they do have items for swimming pools. You just have to
look a little deeper into the -- if you're doing this on line.
MR. PUTERBAUGH: Yes, sir.
You've dealt with RedVector?
CHAIRMAN JOSLIN: I'm sorry?
MR. PUTERBAUGH: Have you dealt with RedVector?
CHAIRMAN JOSLIN: Yes, it's in there.
MR. PUTERBAUGH: Okay. Well, I definitely will look up
further, because like I said, I'm always ready to do something more to
further my knowledge for my --
CHAIRMAN JOSLIN: And the reason --
MR. PUTERBAUGH: -- customers and myself.
CHAIRMAN JOSLIN: -- is because of all the new laws that are
changed and all the new codes that are changed that this is information
that you need to know if you're going to take care of swimming pools.
MR. PUTERBAUGH: Yes, sir.
CHAIRMAN JOSLIN: Now, what it appears is that you have
another license; is that the case?
MR. PUTERBAUGH: Yes, sir.
CHAIRMAN JOSLIN: An HVA license?
MR. PUTERBAUGH: Yep.
CHAIRMAN JOSLIN: And by the name of the company, it
December 16, 2009
Page 19
sounds like you're doing more HVAC than you are swimming pools.
MR. PUTERBAUGH: Well, actually it's just the opposite. I do
geothermal heating and cooling. And geothermal pool heating is a big
thing down here for us, and I've been doing it for quite a few years.
I've been in business for myself for 15 years, and I've worked
alongside my dad for I don't know, since I've been 15 years old. And
he's had his business down here about 20 some years, and that's 90
percent of his work is the geothermal, so that's why I went with the
geothermal name.
CHAIRMAN JOSLIN: Okay. Please of the board, any other
questions?
MR. JERULLE: You mentioned you've never been cited by
Collier County?
MR. PUTERBAUGH: I have just recently, here, the --
MR. JERULLE: Besides this.
MR. PUTERBAUGH: No.
MR. HORN: I had a question, sir. Your insurance certificate
that we have in the back actually expired. Do you have a new current
one?
MR. PUTERBAUGH: I do have a current one. Would you like
me to -- I have copies here for you, actually.
MR. HORN: Mr. Chair?
CHAIRMAN JOSLIN: Mr. Jackson, if you want to get one copy
just to verify that it is current. And maybe if staff doesn't have it on
file yet then maybe that needs to be addressed.
I had one other question, though. Normally -- now, this is just on
my end of it. Normally when I go to get my license renewed from
Collier when I come in with my state certified license, I come in here
and before I can even get a license renewed I have to go before the tax
collector and pay the tax fee and also then get a comp. card, and then
Maggie will then -- or one of the girls will then carry me over and
issue my other comp. card number.
December 16, 2009
Page 20
Is this something that may have got lost in the glitch, or --
MR. OSSORIO: No, actually, it's reversed. The business tax
receipt send their notice out a month or two before ours. So typically
what happens is, is that the individual, the company gets the business
tax receipt in the mail and then they renew that certificate. And we
send ours out in obviously September. And they don't renew it. And
then they keep renewing their business tax license every year not with
us and we don't get notified.
We're working with the Tax Collector to fix that issue. We used
to be a little closer together on our renewals. And we have actually
communicated with the Tax Collector. And when they send their
notice out they also say on the back of it in big, bold letters, don't
forget to renew your Collier County certificate now. So we won't get
that.
We send ours out. Unfortunately sometimes they get -- you
know, applicants or certificate holders forget to renew. And then we
catch them, could be years. Because they keep renewing their
certificate and not renewing ours.
Because we only send out two notices. We send out the
certificate and then we send out a suspension letter in January to say
you've been suspended.
CHAIRMAN JOSLIN: Mr. Lykos?
MR. LYKOS: I make a motion we reinstate the license without
retesting.
MR. LANTZ: Second, Lantz.
CHAIRMAN JOSLIN: A motion and a second that we reinstate
the license without retesting.
Any other discussion?
(No response.)
CHAIRMAN JOSLIN: I'll call for the vote. All in favor, signify
by saying aye.
MR. BOYD: Aye.
December 16, 2009
Page 21
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. LYKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Motion carries.
All set.
MR. PUTERBAUGH: Thank you all. I appreciate it.
CHAIRMAN JOSLIN: You know you can't do all this until
tomorrow, okay? When the paperwork --
MR. PUTERBAUGH: Yes, sir.
CHAIRMAN JOSLIN: -- is back there, then anytime after
tomorrow you come in and get it renewed.
MR. PUTERBAUGH: You all made my year. Thank you very
much.
CHAIRMAN JOSLIN: You're welcome.
MR. LYKOS: Appreciate the effort on your packet. It was a
good packet. Thank you.
CHAIRMAN JOSLIN: Okay, do we have a Mr. Leon F. Pasiuk?
MR. OSSORIO: Mr. Chairman, we won't be hearing this citation
today. We'll withdraw it and we might bring it back at a later date.
CHAIRMAN JOSLIN: Okay.
MR. WHITE: You're withdrawing the hearing or the citation?
MR. OSSORIO: Well, let me stand up for this one.
We're going to go ahead and withdraw the citation and not hear
the case. So that will be dismissed. You probably won't hear this case
again. I'll send a notice to the violator and let him know what the
county's position is.
CHAIRMAN JOSLIN: Okay.
December 16, 2009
Page 22
MR. LYKOS: Hold it, Michael. Why are we -- why are you
rescinding the citation?
MR. OSSORIO: There's been an issue with one of our
investigators, and we are working with Human Resources and one of
my investigators. So there might be some issues with citations with
that particular one. So we're going to go ahead and dismiss this one.
But I will be talking to the violator and let him know where we
stand and what requires a license and what doesn't. But for right now
we won't be hearing this case.
MR. LYKOS: This was a pretty egregious case.
MR. WHITE: I appreciate the clarification. Thank you.
CHAIRMAN JOSLIN: Okay, how about Faustino Torres. If
you'd come to the mic. and be sworn in, please.
(Speaker was duly sworn.)
CHAIRMAN JOSLIN: Mr. Torres, you are here to qualify a
second entity; is that correct?
MR. TORRES: That is correct.
CHAIRMAN JOSLIN: And currently you -- let's see here. You
owned Parisino (sic) Landscape, Inc.; is that correct?
MR. TORRES: Paraisso Landscaping.
CHAIRMAN JOSLIN: And you sold it.
MR. TORRES: I sold Paraisso Landscaping, Incorporated.
CHAIRMAN JOSLIN: And what -- and you're trying to now
license Watering Technologies, Inc.
MR. TORRES: Correct.
CHAIRMAN JOSLIN: Is that the same kind of operation,
irrigation?
MR. TORRES: No, it will be irrigation only. Sprinklers,
maintenance, installation only.
MR. JERULLE: But you still qualify the other company?
MR. TORRES: That is correct.
MR. LYKOS: And you receive no compensation from the other
December 16, 2009
Page 23
company?
MR. TORRES: No, unless I do permit pulling or some other
advice to them or some kind of physical work. Otherwise, I would not
-- I do not receive any compensation.
CHAIRMAN JOSLIN: Are you going to be any kind of a
percentage stockholder in the company at all?
MR. TORRES: No.
CHAIRMAN JOSLIN: A director?
MR. TORRES: No.
CHAIRMAN JOSLIN: No officer?
MR. TORRES: No officer, no, sir.
CHAIRMAN JOSLIN: Check writing abilities, no?
MR. TORRES: No, sir.
CHAIRMAN JOSLIN: You're just going to put your license out
there in the wind.
MR. TORRES: I actually hold a note on the sale. So actually --
you know, since I'm holding the note I have -- I wanted to monitor
that. And I have an agreement with the owners that I will check in
with them and have a meeting monthly to see the performances and
also have the ability to go on the outside to make sure that they are all
correct and doing the way it's supposed to be legally for the licenses.
CHAIRMAN JOSLIN: Questions from the board?
MR. WHITE: Just one, Mr. Chairman, if I may.
CHAIRMAN JOSLIN: Go ahead.
MR. WHITE: Does your agreement exist in writing?
MR. TORRES: It is in the contract. But I don't think it spells
clearly just like I said it. It's just that I -- the dilemma here is that
Collier, Lee or pretty much, you know, the counties that I am familiar
with, they do not issue you a license if you do not have the three-year
experience. These people is from out of state so therefore they cannot
get their license until they have three years of experience. So that's
the reason why I'm qualifying them.
December 16, 2009
Page 24
And I don't know if this is common in all the business when they
sell, but the agreement verbally was that I will stay with the company
for some time until they take over and they feel familiar with the
company, with the business. In the meantime, they will acquire the
licenses.
So they ran into a big problem when they came and bought the
business. I show them everything and then they said, well, okay, now
it's time to start working the license. The issue came, well, do you
have three years experience, do you have people to sign the three
letters that is required that you have been actually in business?
So they ran into that dilemma, and say well, unfortunately we're
stuck. What are we going to do? So since my agreement was to help
them until they take over, which was hoping to be, you know, two,
three months, six months max, it's not going to happen until three
years when they acquire all this experience that the licensing board is
requiring.
MR. WHITE: Thank you for that explanation.
My point in asking the question was because you're not an owner
of anything more than essentially I guess what a lawyer like me would
call an equitable interest because of the note, a financial interest, you
don't have any control over things that you may see that aren't being
done correctly. How will that work if there's something you see that
needs to be done differently and they don't agree?
MR. TORRES: If they don't agree, then we'll probably go and --
I don't know. I mean, I usually just cross the bridge when I get to it.
But in this case if I have to discuss it and if I have to think about
it, I will say, well, I'll sit with them and say well, you know, I'm going
to have to cancel my qualifying you to continue business because you
-- I mean, I have the right to --
MR. WHITE: I understand.
MR. TORRES: -- stop the business immediately if they're not
doing what I want -- how I think it should be done. That will be my
December 16, 2009
Page 25
action to that.
MR. WHITE: I appreciate your answer, and I think it's an
appropriate and acceptable one, at least to me.
And I wanted to understand what would happen. And usually
you have that percentage of ownership, or you have the position of
some officer so that you have authority to direct how things are done
by the company that you're otherwise qualifying.
If your intention is that if they're not going to follow your
direction that you will withdraw your qualification of the company,
then that to me seems to be an adequate circumstance. But we'll leave
that up to the rest of the board members.
MR. TORRES: I may explain why it came to this. It was not
intending to be that way. I said a little while ago and I will say it
again, it was not intended for me to qualify them. Unfortunately since
the licensing board, Collier County doesn't give a license to somebody
who bought a business, I don't know. I was thinking, you know, some
people out of country come and buy a business for half a million and
they automatically get some kind of status, legal status to work in the
U.S.
I figure, you know, from somebody already here, it will be
practically the same, I don't know. And that's what I assume. I
assumed that I was going to be able to sell the business and walk away
with a note or walk away with my money and start enjoying it. But it
didn't happen that way unfortunately.
CHAIRMAN JOSLIN: It sounds like maybe you set it up a little
bit incorrectly then. Because if that's what you wanted to do, what
you should have done was sold the business and you could have put in
a stipulation in a contract form whereas you were going to license the
business for "X" amount of time, six months, a year.
MR. TORRES: I did.
CHAIRMAN JOSLIN: And give them an ample amount of time
to find a suitable license holder to go pass the test and have the same
December 16, 2009
Page 26
license that you have.
MR. TORRES: I did.
CHAIRMAN JOSLIN: And after that period then you're off scot
free. Right now it's just an open business where there's no bottom end
to it. It could go on for -- if they don't get a license for the next 10
years, you're still licensing that company.
MR. TORRES: Practically the way it is, and I may be wrong, the
way it is right now, they operate in Paraisso Landscape, d/b/a Theta
Landscaping, Inc., or LLC. Which they're -- right now my job with
them is to make sure all their credits, all their finances go to Theta
Landscape, not Paraisso Landscaping, Inc., or Paraisso Landscape, as
they name it.
So I know, I -- you know, I think about it every day and I try not
to let it go over my head. But, you know, as soon as they can get rid
of it, I mean, I'll be happy to. Unfortunately, again, I mean, if they
can get their license, I think they'll be much happier, because they're
probably sick of me already.
CHAIRMAN JOSLIN: I think probably this really has no
bearing on the fact of us giving you the license or not, but I think it
would be your best interest to maybe get ahold of someone, maybe an
attorney of some sort, and try to come up with a real contract that's
signed and sealed that protects your interest as well as theirs.
MR. TORRES: Well, I think you're right and I agree with you.
But the best thing to do is, I mean, is there any way? I mean, you are
the guys who can actually make that change. Because for their own
benefit, I mean, they need to get their license. And they will get their
license because they wanted to operate and they wanted to work.
Why cannot they get a license if they can pass all the tests, it's
set. I mean, they will not have the experience working with somebody
else for three years. You know, that's one of the requirements that's
pretty much lacking them to get their license.
CHAIRMAN JOSLIN: I understand what you're saying. But
December 16, 2009
Page 27
still, this is -- I'll just call for the members of the board to discuss
further.
Any other questions?
(No response.)
CHAIRMAN JOSLIN: Do we have a motion?
MR. WHITE: I make a motion to approve as requested.
MR. BOYD: Second, Boyd.
CHAIRMAN JOSLIN: Motion and a second.
Any further discussion?
(No response.)
CHAIRMAN JOSLIN: All in favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. LYKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Okay, Mr. Torres, you are now Watering
Technologies, Inc.
MR. TORRES: Thank you very much.
CHAIRMAN JOSLIN: Good luck to you.
MR. TORRES: You all have wonderful holidays and appreciate
it, thank you.
CHAIRMAN JOSLIN: Same to you.
MR. LYKOS: Good luck, sir.
CHAIRMAN JOSLIN: Okay, Mr. Gary Bloom, are you present,
please?
(Speaker was duly sworn.)
CHAIRMAN JOSLIN: Mr. Bloom, you are here before us today
to reinstate a license without retesting; is that correct?
MR. BLOOM: That's correct -- no, I have tested. I have tested in
December 16, 2009
Page 28
August and passed all my tests.
MR. LYKOS: That was my big question.
MR. BLOOM: I'm here because --
MR. LANTZ: That was mine, too.
CHAIRMAN JOSLIN: Okay, Mr. Ossorio, did he take the test
and pass it, or if that's the case, then why is he here? I see an exam
that was taken on 8/8 of 2009; is that what you're speaking of?
MR. BLOOM: That's correct, yes, sir.
CHAIRMAN JOSLIN: You got a 78 percent on it?
MR. BLOOM: Yes, sir.
CHAIRMAN JOSLIN: And a sizeable 84 percent on your
business and law.
MR. BLOOM: That's correct.
CHAIRMAN JOSLIN: I'm confused.
MR. OSSORIO: Mr. Chairman, unfortunately the agenda doesn't
speak for itself, but I believe he's here because of the credit issue. I
can't reinstate it because there's some credit problems on his personal.
His business -- his new business is less than a year old; am I correct?
MR. BLOOM: That's correct, yes.
MR. WHITE: I certainly noted that, Mr. Chairman, as well.
MR. LYKOS: Mr. Neale, these always get difficult. Because if I
remember right, we're not supposed to consider the personal credit
unless there isn't enough information on the business. Can you --
MR. NEALE: Well, you can if the business has been in business
less than a year. Then you can consider personal credit. It's supposed
to be only for -- the thing you're supposed to look for most is whether
they paid their contracting obligations. And typically this board has
looked more to have they taken care of a customer as opposed to the
vendors, frankly. You know, you want to make sure the customer
doesn't -- the person who contracts with them doesn't get hurt as
opposed to the vendor.
But typically what you look to is -- what this board has looked to
December 16, 2009
Page 29
is the -- is did they pay contracting obligations and does it appear that
he will be able in the future to pay contracting obligations if he is
granted a license.
What this board has also done in the past is grant restricted or
probationary licenses for a period of time, with the person to bring
back credit reports in the future. So those are options this board has
undertaken in the past.
CHAIRMAN JOSLIN: Mr. Bloom, you're I guess well aware of
the credit report that's here?
MR. BLOOM: Yes, sir, I am. And I've been working on that for
the past couple of years. And since September I've taken care of five
of those things for collection. I haven't got a new credit report yet, but
I'd be more than happy to get another one and continue to send you an
updated credit report every six months.
I have a license in Broward County for glass and glazing, and
I've retested to the standard for the licenses that I need to hold. And I
want to expand my business a little bit, you know, to earn more
money. And that's why I'm requesting to, you know, be approved for
Collier County.
I don't live in this county, I live in Broward County, and I need to
get a Palm Beach license, but I have to have this one straightened out
first.
I used to live here and I moved over there. I lived here in the
Nineties and I moved over to Broward County. And I let things lapse
and I've retested and done the best that I can right now.
MR. WHITE: At what point will your -- I'm sorry, here sir.
At what point will your one year for business credit report be
available?
MR. BLOOM: In April. That's when I registered with Broward
County.
MR. HORN: Mr. Bloom, do you have an updated liability
insurance with you for us to see? Because this expired --
December 16, 2009
Page 30
MR. BLOOM: I faxed all that over -- I think I do have one here,
but I faxed all that over to Maggie, I don't know, back in -- when I
renewed it on the 2nd, December 2nd. She should have the fax that I
sent her.
MR. HORN: Yes, sir, the policy you sent actually expired on
December 2nd.
MR. BLOOM: Yeah, but I sent her the new one.
MR. HORN: Okay.
MR. BLOOM: I faxed a new one on the 2nd, or the 3rd,
probably.
MR. HORN: I understand, sir, it's just in our packets we have the
old one. That's all I'm saying.
MR. BLOOM: Okay. Let me see if I have that with me.
Here's a new one right here. Here's the receipt that I paid.
MR. HORN: Thank you, sir.
CHAIRMAN JOSLIN: And it is current, Ian -- Mr. Jackson?
MR. JACKSON: Yes.
CHAIRMAN JOSLIN: Being to the fact that you are trying to
pay some of these debts off, apparently you're doing some of this in
good faith before you got here. I see a lot of old ones for a lot of
money, though, and that doesn't make me sit very well, beings the fact
that your business is in Pompano Beach now; is that correct?
MR. BLOOM: That's correct, yes --
CHAIRMAN JOSLIN: That's where you're operating out of?
MR. BLOOM: Yes.
The reason they're so old. Back in 2005 when I lost -- I did have
a license back then and I let it expire. I lost my apartment in
Hurricane Wilma, I lost my shop, and then a month later my mother
died. And I just kind of just, you know --
CHAIRMAN JOSLIN: Well, I'm to the belief to --
MR. BLOOM: Some of the things, you know, brand new
furniture and stuff was just out the door when the roof came off.
December 16, 2009
Page 31
CHAIRMAN JOSLIN: I know we all go through hard times.
MR. BLOOM: Yes.
CHAIRMAN JOSLIN: I would be inclined -- Mr. Lykos, go
ahead.
MR. LYKOS: I was going to ask Michael if there was a
recommendation from staff on this.
MR. OSSORIO: I recommend that we approve it with restricted
six months and he'll come back in April or May with a current credit
report on his personal credit and also a credit on his company too as
well. Because it will be over --
MR. BLOOM: Yes, sir.
MR. OSSORIO: -- 12 months.
My question is when you went to Dade County --
MR. BLOOM: Broward County.
MR. OSSORIO: Broward County.
Did you go in front of their licensing board too with this credit or
did they administratively just give it to you?
MR. BLOOM: Well, evident -- I didn't have any problems over
there. I went to renew everything and they just renewed everything. I
went with the corporate papers, the insurance, and they gave me my
competency and my occupational license with no trouble at all. I gave
them the same things that you have in front of you.
MR. WHITE: Mr. Chairman? Notwithstanding the, quote,
trouble, I'm confident that with the staff's recommendation that that's
the form of a motion, Mr. Chairman, that I would be happy to make,
and we'll see you next year, that being to reinstate with a requirement
you provide us in six months the updated personal and your business
credit report. And at that time we'll review your license.
MR. BLOOM: Yes, sir, okay.
CHAIRMAN JOSLIN: In six months?
MR. WHITE: Six months.
MR. BLOOM: Six months.
December 16, 2009
Page 32
MR. WHITE: And -- did you mean restricted as a time?
MR. OSSORIO: No restriction -- well, the restriction would be
probation.
MR. WHITE: Right.
MR. OSSORIO: So he'd be under my jurisdiction for six
months.
CHAIRMAN JOSLIN: Probationary license with restriction for
six months.
MR. OSSORIO: Yes.
CHAIRMAN JOSLIN: I have a motion.
MR. WHITE: That would be the form of my motion.
MR. HORN: I'll second as stated, Horn.
CHAIRMAN JOSLIN: Motion and a second. Any further
discussion?
MR. LANTZ: I have a question. It was stated that if he's in
business for a year or more then the personal credit is not involved in
the discussion on getting a license. So in six months he will have been
in business for a year. So should it be just the business as opposed to
the personal credit also?
MR. WHITE: The reason why I agreed with the staff's
recommendation is that I do want to see the personal credit to make
sure that there's continuing improvement on that side. It may not get
as much weight then as it has now for me. But I think that by putting
it in as a stipulation under this approval, if we get that today, it gives
us that latitude.
And Mr. Neale, if you have a --
MR. NEALE: Yeah, the board certainly has a -- because the
initial approval was based on personal credit and the board wants to
review how he's handling that, certainly the board has the authority, I
believe, to request it and review his personal credit again when he
comes back under the same continuing order.
MR. LANTZ: Works for me.
December 16, 2009
Page 33
CHAIRMAN JOSLIN: So then we would have a credit report
for the business and for the personal.
MR. NEALE: Right.
CHAIRMAN JOSLIN: And we could use both of those in our
analysis at that time. Okay.
Mr. Lykos?
MR. LYKOS: Michael, I would ask you to save a copy of the
current credit report and attach that to the packet six months from now
so we can see the old credit report and the new credit report and not
just have the new one.
MR. OSSORIO: Okay.
MR. WHITE: Motion maker would agree to that modification to
the motion as a condition.
MR. HORN: I'll amend my second also.
CHAIRMAN JOSLIN: Okay, I have a motion and a second. Is
there any -- any other discussion?
(No response.)
CHAIRMAN JOSLIN: None. Okay, I'll call for the vote. All in
favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. LYKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Motion carries.
You understand the motion. You understand what to do now,
right?
MR. BLOOM: Yes, sir. Thank you very much, and you all have
December 16, 2009
Page 34
a Merry Christmas.
CHAIRMAN JOSLIN: You do the same.
Next we have a Roy Tomasch.
MR. HORN: We took that off.
CHAIRMAN JOSLIN: We took that off?
MR. LYKOS: It's been removed, yeah.
CHAIRMAN JOSLIN: All right. Then lastly we have a
Katherine Grant. Are you present?
MR. OSSORIO: Mr. Chairman, Mrs. Grant just gave this packet
to me today, but I believe Mrs. Grant qualified two companies at one
time. She dismissed one company and now she wants to qualify
another company. So that's why she's here today. Am I correct?
MS. GRANT: Yes.
MR. NEALE: Just for the advice of the board, this board
unanimously did approve Mrs. Grant to qualify a second entity in
October of 2007.
(Speaker was duly sworn.)
CHAIRMAN JOSLIN: Okay, so you're going to sponsor a new
company, Protection Flooring, LLC?
MS. GRANT: Yes.
CHAIRMAN JOSLIN: And you're currently sponsoring Grant
Installation, Inc.
MS. GRANT: Yes. And International Carpet and Blinds, which
I want to discontinue qualifying, because they have went out of
business.
CHAIRMAN JOSLIN: You have to give us just a moment here
to review this just for a second, since we just got it.
MR. OSSORIO: Mrs. Grant, you're saying you have two
licenses you want to qualify for tile and marble and floor covering --
MS. GRANT: Yes, sir.
MR. OSSORIO: -- is that it? Okay.
CHAIRMAN JOSLIN: Does staff have recommendations? Have
December 16, 2009
Page 35
you looked at this packet or is this new to you too?
MR. OSSORIO: I have no objections. I did take a quick look at
this.
But what is your capacity with Production Flooring, LLC?
MS. GRANT: I am the owner of Production Flooring.
MR. OSSORIO: No questions.
MR. WHITE: You're a manager or managing member of the
LLC?
MS. GRANT: Yes, I'm the owner of the company.
CHAIRMAN JOSLIN: With the company that went out of
business --
MS. GRANT: Yes, sir.
CHAIRMAN JOSLIN: -- that you're not going to qualify any
longer, did that have any negative effects on you as far as financially
or --
MS. GRANT: No, I just -- I was working for them and
qualifying the company, but no.
CHAIRMAN JOSLIN: I see. They just closed the doors?
MS. GRANT: Yes, sir.
MR. LYKOS: You currently are qualifying Grant Installation,
Inc.?
MS. GRANT: Yes, sir.
MR. LYKOS: And that is a flooring installation company?
MS. GRANT: Yes, sir.
MR. LYKOS: And you want to qualify Production Flooring --
MS. GRANT: Yes, sir.
MR. LYKOS: -- which is also a flooring installation company?
MS. GRANT: It's a retail store who will sell installation with
their jobs, yes.
MR. LYKOS: So you're going to be qualifying two different
flooring installation companies, effectively?
MS. GRANT: Yes. Because in Collier County if you have a
December 16, 2009
Page 36
showroom and you sell jobs that you include installation on to a
homeowner, then the company needs to hold a qualification too.
CHAIRMAN JOSLIN: To be able to install is what she's
speaking of. Right?
MS. GRANT: In order to collect money from the customer for
the installation. In order to include the installation in your package to
sell to the customer.
MR. LYKOS: I understand.
MR. HORN: I have a question for staff. From looking at this
packet, it looks like we have a lot of corporate info. on the company
that she's trying to no longer qualify, International Carpet and Blinds.
But the company you're still qualifying, Grant Installation, Inc.,
unless I'm missing it, I don't see any of the financial statements or
reports or anything on it in here at all.
MS. GRANT: They told me that I just needed to bring the stuff
for International Carpet and Blinds, because that's the second entity
that I have. And I'm trying to replace that with the new second entity.
MR. WHITE: So the point would be that you would demonstrate
a positive record with the current second qualifying company.
MS. GRANT: Yes, sir.
CHAIRMAN JOSLIN: The only other thing I'm having a
problem with is the credit application. I'm seeing a lot of collections.
You want to elaborate a little more on that?
MS. GRANT: On the personal credit application?
CHAIRMAN JOSLIN: This is against Katherine G. Grant.
MS. GRANT: Yes. I owned a home in Collier County, which is
going through a short sale right now. So I'm not sure if that's what
you're referring to.
MR. OSSORIO: Actually, Mr. Chairman, it looks like it's mostly
medical. We tend not to look at medical per se too much.
MS. GRANT: Yeah, I don't think there's anything else negative
on there that I'm aware of.
December 16, 2009
Page 37
CHAIRMAN JOSLIN: One is the conventional real estate for
150,000 for P&L write-off.
MS. GRANT: That's my short sale that I'm in the process of
going through.
MR. WHITE: The foreclosure with, I don't know, BAC home
loans?
MS. GRANT: There is no foreclosure, it's part of the short sale.
It has a first mortgage and a second mortgage. They have revoked the
foreclosure process and are working on doing the short sale.
MR. NEALE: All it shows is that it was filed, it doesn't show
that it was a completed foreclosure.
CHAIRMAN JOSLIN: Is this correct, Mr. Neale, that actually
this credit app. doesn't apply because of the fact this is a personal
credit?
MR. NEALE: Well, how long has the new entity been in
business?
MS. GRANT: Since August I believe is when I formed the
corporation.
MR. NEALE: Okay, so you do look at the personal credit
because it's a less than one year entity.
CHAIRMAN JOSLIN: Less than a year old.
MR. NEALE: But I would suggest to the board that if someone
has a short sale or a foreclosure in Collier County, they're not in a very
small group of people.
MS. GRANT: Thank you.
MR. WHITE: Just as a point of information, staff, how will we
handle administratively, assuming we approve this second entity, the
disqualification, for lack of a better word, of International? I mean,
does she have to withdraw that first? I mean --
MR. OSSORIO: Yes. And I believe she did already; am I
correct?
MS. GRANT: No, I'm not sure what I need to do in order to do
December 16, 2009
Page 38
that. That was a question, do I just go see Maggie and just tell her that
I want to discontinue that qualification?
MR. OSSORIO: No, typically -- I was assuming that it was
already been done (sic).
Typically we only like to qualify two companies at a time.
MS. GRANT: Right.
MR. OSSORIO: There's nothing in the rule book that says you
can't qualify more than two.
MS. GRANT: Right.
MR. OSSORIO: But typically we like to do two. So if this gets
approved you'll give us a certified letter that you sent to the company
saying that you disqualified their company as a qualifier for tile and
marble. And then we would put that in the file. And then we start our
new process of this.
MS. GRANT: Okay.
MR. OSSORIO: That's how we would handle it.
MR. WHITE: How long do you think it would take to do that
and acknowledge it and have it in your files?
MS. GRANT: The letter I can --
MR. WHITE: Thirty days?
MS. GRANT: Oh, I can do the letter today.
MR. WHITE: Fifteen days?
MR. OSSORIO: Fifteen days, sure.
MS. GRANT: Yeah, I'll have it done today.
CHAIRMAN JOSLIN: It's just a letter she has to write and it has
to be --
MR. OSSORIO: Yeah. And then we put it in the file.
MS. GRANT: I'll just bring it in to Maggie.
MR. NEALE: I'd just like to make one statement.
And Mr. Ossorio said something, I think he may have misstated
that while the ordinance does specifically say under 22-182.A.2 that a
qualifying agent may qualify no more than one firm practicing the
December 16, 2009
Page 39
same trade without prior approval of the board and in no event more
than two firms at the same time.
So what I would suggest to the board, just to make things clean,
is that as part of your motion in granting, if you choose to grant, is that
it -- well, that it -- the motion would terminate her qualification of
International and grant her approval to approve -- to qualify the new
entity.
MR. WHITE: I don't know that we can unilaterally do that. I
think it makes more sense since she has to write a letter, according to
the way that was explained a moment ago about the administrative
process, I might be a bit more comfortable with an approval that
becomes effective upon a letter being received and filed by the county
of International having been disqualified.
MR. NEALE: Yeah, I don't have a problem either way. I just
the -- the fact that the second entity is a privilege, not a right. And so
that the only way you can qualify a second entity is by this board's
approval.
MR. JERULLE: Can you read that again, Mr. Neale, please?
MR. NEALE: Sure. It's qualifying agent may qualify no more
than one firm practicing the same trade without prior approval of the
Contractor's Licensing Board, and in no event more than two firms at
the same time.
MR. JERULLE: See, and I have a problem with one person
having two licenses to do the same trade. It gets a little dodgy or
sticky when clients somehow get two proposals that could end up
from the same person.
MR. NEALE: But this is specifically permitted by the ordinance.
It specifically refers to same trade.
MR. JERULLE: If approved by the board.
MR. NEALE: Right. And that's been --
MR. JERULLE: And that's my point.
MR. NEALE: That's been the normal practice of the board to do
December 16, 2009
Page 40
that, so --
MR. JERULLE: To give one person two licenses for the same
trade?
CHAIRMAN JOSLIN: Sure. Done it many times.
MR. NEALE: That's the only reason someone would come in
front of the board for a second entity approval, is because it was for
the same trade. If it was for a different trade, they wouldn't need a
second entity approval.
MR. JERULLE: I still have a problem with it ethically, and I
can't see -- I'm just giving my opinion is that I have a problem with it.
CHAIRMAN JOSLIN: Kyle?
MR. LANTZ: I'm just curious about workers' comp coverage. Is
there now going to be four exemptions or is it --
MS. GRANT: Both companies go through a payroll service
which provide workers' comp insurance.
CHAIRMAN JOSLIN: Mr. Lykos?
MR. LYKOS: I agree with Mr. Jerulle. I've seen these
companies where one person runs two different businesses, and you
can run one business into the ground or one person has the workers'
comp and then one company hires the other company.
And it seems like it's done more as a way to skirt around rules
and regulations than it is to have two legitimate businesses operating.
I've seen it before as well.
So I'm with you.
And you've got two general contractors here that deal with
subcontractors on a regular basis. This is the kind of stuff that we see.
MR. NEALE: No, understood. It's just it's specifically permitted
by the ordinance, so that --
MS. GRANT: Well, to explain my situation, it's -- Production
Flooring would not even need to be certified for the contracting
licenses other than the fact -- I mean, Production doesn't use them.
We hire licensed subcontractors to do our installations, or we will hire
December 16, 2009
Page 41
licensed contractors.
So it's just in Collier County if you have a showroom and you're
doing retail sales, you are required to hold a license.
MR. WHITE: And the nature of the business of the other entity
that you're continuing to qualify?
MS. GRANT: Is installation only.
MR. WHITE: And therefore essentially distinctly different.
MS. GRANT: Right.
MR. WHITE: That's what I understood her earlier, that -- what
was the circumstance with regards to International? Which of the two
is International more like?
MS. GRANT: Production. International was a showroom also
who just had to have the license as a technicality, because that's what
Collier County requires. But they also used licensed subcontractors to
actually do their installations.
MR. WHITE: Thank you.
CHAIRMAN JOSLIN: Kyle?
MR. LANTZ: I think my question is to Michael.
If International is only selling tile, they don't need a license. If
they're selling the installation they need a license, is that --
MR. OSSORIO: That's correct.
MS. GRANT: Yes.
MR. LANTZ: Okay. Which is different from what you were
saying. So I just want to clarify.
MS. GRANT: Well, what you do is when you sell a job to a
customer, you sell it to them including installation. Okay, the
customer pays you for the job. You in turn pay the subcontractor --
MR. LANTZ: I understand. But to me that's not retail sales.
Retail sales is you walk into Home Depot, you buy a --
MS. GRANT: Cash and carry.
MR. LANTZ: -- case of tile, and so you wouldn't need a license
for that.
December 16, 2009
Page 42
MS. GRANT: You would not need a license to do a cash and
carry, right. But if you're going to do a quote which involves start to
finish process, then you -- in Collier County you have to -- the
company has to be qualified.
CHAIRMAN JOSLIN: Mr. Lykos?
MR. LYKOS: Michael, can a flooring company hire
subcontractors?
MR. OSSORIO: Yeah, I have no problem if a licensed floor
covering company requires assistance or needs to subcontract out
flooring. That particular aspect of it I have no problem with it.
MS. GRANT: I believe that's what most of --
MR. NEALE: Yeah, the general rule --
MS. GRANT: -- the flooring stores do.
MR. NEALE: -- is that the contractor can hire someone as a sub
within the bonds of their license.
MR. LYKOS: Okay.
MR. OSSORIO: Now, a general contractor has the ability to the
subcontract outside his trade: Electrical, plumbing, mechanical.
Now, can a floor covering subcontract electrical? Absolutely not.
MS. GRANT: No.
MR. LYKOS: Within their own trade.
CHAIRMAN JOSLIN: Within their trade.
MR. OSSORIO: Yeah.
MR. NEALE: Yeah, a flooring company couldn't go out, as
Michael says, subcontractor a plumber, couldn't subcontract a --
MR. LYKOS: I just wanted to make sure they could actually sub
out to another company outside of their own, versus having their own
employees.
MR. OSSORIO: As long as that sub is licensed and insurance
and has proper insurance, yes.
MR. NEALE: Yeah, it has to be a licensed sub, just like any
other sub, yeah.
December 16, 2009
Page 43
CHAIRMAN JOSLIN: Any further discussion?
(No response.)
CHAIRMAN JOSLIN: I'll call for a motion, or does staff have a
recommendation?
MEMBER FROM THE AUDIENCE: Talking about -- I'm
sorry, I'm here for my other company, but --
THE COURT REPORTER: Excuse me --
CHAIRMAN JOSLIN: Excuse me.
MR. WHITE: Sir, no.
CHAIRMAN JOSLIN: Not right now, sorry. I think we've
heard enough at the moment.
MEMBER FROM THE AUDIENCE: Because the company
she's talking about owes my company $2,000 when they closed, so
that's --
MR. HORN: I don't think it applies, sir.
CHAIRMAN JOSLIN: At this moment it doesn't apply.
MR. WHITE: Well, do we have an objection? Is it appropriate
to hear any public input on a license application? I think that's the
question.
MR. NEALE: I think the board -- basically the board has the
ability to hear evidence presented that would be relevant to the
application.
MR. WHITE: If it's something that doesn't appear on a personal
credit report and that is something we're entitled to give weight to,
then Mr. Chairman, I'd be interested in having the gentleman sworn
and hear what he has to say.
MS. GRANT: If he has --
CHAIRMAN JOSLIN: I just don't want to break the protocol
here. Because I think it would become -- if there's something to do
with dollars and cents of one company owes another one, wouldn't it
become a civil matter and not a licensing fact?
MS. GRANT: Right.
December 16, 2009
Page 44
CHAIRMAN JOSLIN: Am I right there, Mr. Neale, or not? Or
is that type of testimony something that we need to hear or don't need
to hear?
MR. OSSORIO: Mr. Chairman?
CHAIRMAN JOSLIN: I'm getting the effect that that's what it's
about.
MS. GRANT: And if it's about International Carpet and Blinds, I
was not an owner or officer of that company, so I don't see how that
would affect me. But that's your opinion.
MR. WHITE: Technically, Mr. Grant, that's not on the record,
because I haven't heard what he said because it wasn't sworn, nor did
he say it at the podium. So I just want to get it on the record, get it
cleaned up, and if there's, quote, an issue about due process, to me I'd
rather err on the side of hearing something that I may discuss with you
-- the board may discuss later and come to the conclusion it's not
relevant. But I don't know at this point.
MR. NEALE: I'm just looking at the ordinance, sort of a case of
first impression here. So where's out -- the ordinance specifically says
that if an applicant proposes to engage in contracting as a partnership,
corporation, business trust or other legal entity, the application shall
apply through a qualifying agent and comply with all requirements
and responsibilities contained in Florida statutes.
Any business organization desiring a certificate of competency in
Collier County shall submit the following information on forms
provided by the Collier County Contractor Licensing supervisor.
Organization name, et cetera, copy of the certificate of incorporation,
list of all contracting businesses owned in the last five years, credit
report. If the business organization has been less than a year, credit
report on every business organization in which the applicant/qualifier
was an agent is required. A list of all outstanding debts related to the
business organization's contracting business which the business
organization has not paid or refuses to pay and a statement of the
December 16, 2009
Page 45
reasons for nonpayment. Signature of an authorized officer. The
qualifier information: Name, date of birth, certificate of competency.
Complete list of all outstanding debts related to the qualifying agent's
contracting business which the qualifying agent has not paid or refuses
to pay and a statement of the reasons for nonpayment.
The only thing really is these are all statements to be presented.
There's really nothing in the ordinance that provides for third-party
testimony. It's really the testimony is from the applicant and the
application as provided. So I don't see any provision for third-party
testimony. The only provision would be if they were seeking
licensure as a new application and they are looking to waive testing
requirements, then the board can review other evidence presented at
the hearing as far as waiving testing requirements. But as far as a
straight application for qualifying an entity that exists with a qualifier
that's already licensed, I don't see the provision for a third-party
testimony.
MR. WHITE: Nor is there any preclusion --
MR. NEALE: And plus this is not an open public hearing, so
there's no opportunity for the applicant to prepare --
CHAIRMAN JOSLIN: I'm going to deny the fact --
MR. NEALE: -- for testimony.
CHAIRMAN JOSLIN: -- of what you're asking for at the
moment. Just to keep protocol the same. I don't think we want to get
into something of this nature right now.
Mr. Lykos?
MR. LYKOS: Question 5-E of the application to qualify second
entity says, do the business or businesses you presently qualify and/or
wish to qualify have any outstanding liens against them or against the
property of consumers as a result of construction work or a contract
they had with your firm.
So if -- and Ms. Grant has testified that the answer is no. So
unless there's any proof of a lien existing on a property of a consumer
December 16, 2009
Page 46
or on that business, whether somebody comes up here and says I'm
owed money doesn't mean anything, because this specifically says
liens on a consumer's property or on the business. So without any
legal documentation, it's irrelevant.
MR. WHITE: See, I didn't hear what he said so I don't know
what he was going to say.
MR. NEALE: And this is all under -- everything on this
application is under oath and under penalty of perjury, so --
CHAIRMAN JOSLIN: Right.
MR. HORN: Absolutely.
CHAIRMAN JOSLIN: And we're allowed to hear hearsay, but
we can't open it to a third party --
MR. NEALE: Well, you can hear hearsay in a regular public
hearing. These are not public hearings.
CHAIRMAN JOSLIN: Right.
MR. WHITE: I appreciate the information and clarification.
Thank you.
CHAIRMAN JOSLIN: Okay, with that said, any other
discussion, or is there a motion?
MR. BOYD: I move we approve. Boyd.
CHAIRMAN JOSLIN: I have a motion to approve.
MR. WHITE: I'd second, with a request to condition that
approval upon it not becoming effective until the staff has received
and filed a letter withdrawing the qualification of International Carpet
and Blinds, Incorporated.
MR. BOYD: I'll amend my motion to say what you said.
MR. WHITE: Second.
CHAIRMAN JOSLIN: Any other discussion?
(No response.)
CHAIRMAN JOSLIN: Okay, I'll call for the vote. All in favor,
signify by saying aye.
MR. BOYD: Aye.
December 16, 2009
Page 47
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. LYKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
MR. JERULLE: Aye.
MR. LANTZ: Aye.
CHAIRMAN JOSLIN: Approved 5-2.
MS. GRANT: Thank you.
CHAIRMAN JOSLIN: You're welcome. Don't forget the letter
immediately.
MS. GRANT: I'll bring it back this afternoon. Thank you.
CHAIRMAN JOSLIN: All right. Okay, we're looking for going
to old business. Sonia M. Pajaro, are you here? Come to this podium,
be sworn in, please.
(Speaker was duly sworn.)
CHAIRMAN JOSLIN: Ms. Pajaro, you were before us I guess
some time ago.
MS. PAJARO: Yes, sir.
CHAIRMAN JOSLIN: And you were required to bring back
before us another credit report, correct?
MS. PAJARO: Yes, sir.
CHAIRMAN JOSLIN: Showing that you have made efforts to
try to straighten some of it out.
MS. PAJARO: Yes, sir.
CHAIRMAN JOSLIN: Okay. Members of the board, have you
taken a look at the credit report to see if there's any changes or
anything question-wise you want to ask this young lady?
MR. LYKOS: Well, we don't have her old credit report so we
can't compare it to what it was at the time that we gave her, her
probationary license.
But I do see a release of judgment in here and a settlement
December 16, 2009
Page 48
stipulation, so obviously she's making a concerted effort to clean up
her credit.
CHAIRMAN JOSLIN: Mr. Neale, could you bring back what
was in the hearing when we reviewed this case? I believe she was on
a six-month probation; is that correct?
MR. NEALE: Yes, she was.
MR. OSSORIO: It was back on May 20th.
MR. NEALE: May, okay.
MR. OSSORIO: My notes are probationary period for six
months, needs to return to CLB in six months for review of license.
To provide a new credit report to the CLB upon review of the license
at the above mentioned CLB meeting.
CHAIRMAN JOSLIN: Okay.
MR. NEALE: Yeah, six-month probationary, credit report six
months from the date of the hearing. At that board (sic) the board has
three -- at this point the board has three options: Whether to get an
unrestricted license, deny further licensure or extend the probationary
period.
CHAIRMAN JOSLIN: I'm just -- as looking through it, I have
gone through this already and I see where you've got $1,397 paid off
and a release on it. Also, this must be a stipulation of some type of a
settlement agreement?
MS. PAJARO: Yes.
CHAIRMAN JOSLIN: For a $4,000 debt, thereabouts?
MS. PAJARO: Yes, sir.
CHAIRMAN JOSLIN: Which you've entered into a stipulation
to try to make payments to pay this off?
MS. PAJARO: Exactly.
CHAIRMAN JOSLIN: And then also one last one that
apparently appears to be a -- your attorney's applying for you for a
notice of appearance.
MS. PAJARO: Right, right. We're working on several one of
December 16, 2009
Page 49
them.
That one, I want to say that they wanted a settlement and I didn't
agree with it, and my attorney is still working on it.
CHAIRMAN JOSLIN: Okay. Pleasure of the board? I would --
I'd recommend that we just continue the probation for another
six-month period and see if this credit application just continues to be
reduced and we move along.
MR. WHITE: If that's a motion, Mr. Chairman, I'd second it
with one additional requirement, that we get a copy of this credit
report attached in the one attached to what we get six months from
now.
CHAIRMAN JOSLIN: Okay, I'll amend my motion.
MR. WHITE: Second.
CHAIRMAN JOSLIN: Michael, you can do that?
MR. OSSORIO: Makes sense to me.
CHAIRMAN JOSLIN: All right, thank you.
MR. LYKOS: How about one more amendment to that before
we move on to call the vote.
The -- there's one stipulation for settlement in here that the
payments have to be made on a monthly basis. Of course we want to
confirm that those payments are being made. Because something
could happen right before she appears before us, and we wouldn't
know that the payments weren't being made. So I'd like confirmation
of the fact that any of the settlements that include regular payments,
that those payments are being made.
CHAIRMAN JOSLIN: I'll amend my motion to say that.
MR. WHITE: Second.
And I'm assuming those are paid by check?
MS. PAJARO: Money orders.
MR. WHITE: You could provide copies of those?
MS. PAJARO: Sure.
MR. WHITE: That would be -- I'd request that as a form of
December 16, 2009
Page 50
proof.
CHAIRMAN JOSLIN: Kyle, do you have --
MR. LANTZ: I just have a question again towards Michael. To
me her credit report looks pretty good. I'm wondering what the
number is. If someone were to come in with a new application, what
the number is where we'd come to the board as opposed to just
automatically being approved.
MR. OSSORIO: There is no finite number. If the applicant -- if
the applicant -- this is in general terms. If the applicant is seeking a
license, a certificate, and the business has been open for 12 months, I
weigh heavily on the business application. If it's less than 12 months
and the credit appears to be related to a housing issue or a medical
issue, I don't weigh too heavy on those.
But if it's a credit card issue, not paying your debts and your
credit card bills or other items, then I refer those to the licensing
board.
On this particular case if this applicant was just applying for a
license with no 12 months with a business, I probably would refer this
back to the board in the first place. So we're back to where we started.
MR. LANTZ: Okay. I'm happy.
MR. OSSORIO: If that makes any sense.
CHAIRMAN JOSLIN: All right, I've got a motion with its
amendments. Any further discussion?
(No response.)
CHAIRMAN JOSLIN: No. I'll call for the vote. All in favor of
the motion, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. LYKOS: Aye.
December 16, 2009
Page 51
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Motion carries unanimous.
MR. OSSORIO: Mr. Chairman, I recommend we take a break
for a few minutes.
CHAIRMAN JOSLIN: Okay. You're all set.
MS. PAJARO: Thank you.
CHAIRMAN JOSLIN: Another six months, come back, okay?
MS. PAJARO: Okay.
CHAIRMAN JOSLIN: And don't forget to bring some of the
paperwork back that we need that --
MS. PAJARO: Okay.
CHAIRMAN JOSLIN: -- canceled checks to be making those
payments and then you'll be good to go.
MS. PAJARO: Thank you, I'll do.
CHAIRMAN JOSLIN: You're welcome.
All right, we'll take a short what, 15 minutes? Okay, and we'll be
back.
(Recess.)
CHAIRMAN JOSLIN: I'll call back to order the Contractor
Licensing Board meeting of December 16th, 2009.
The next item on the agenda is a public hearing. Hearing No.
2009-11, Patrick H. Atchison, d/b/a Patrick H. Atchison Carpentry,
Inc. Are you present?
MR. ATCHISON: Yes.
CHAIRMAN JOSLIN: Would you please come up to the
podium to be sworn in, please.
(Speaker was duly sworn).
CHAIRMAN JOSLIN: Before we get started, Mr. Ian Jackson,
you're already sworn in, correct?
MR. JACKSON: Yes.
December 16, 2009
Page 52
CHAIRMAN JOSLIN: Before we get started, I'm just going to
give an insight, because we have two other cases, and I'll say this one
time, that way I can just read it once for you so you all understand
what's going on here.
Are the other two respondents here for the other two cases?
Okay, just so you have an idea.
The hearings are conducted pursuant to the procedures set out in
the Collier County Ordinance 90-105, as amended, and the Florida
Statutes, Chapter 489.
These hearings are quasi judicial in nature. Formal rules of
evidence shall not apply, but fundamental fairness and due process
shall be observed and shall govern the proceedings.
Irrelevant, immaterial or cumulative evidence shall be excluded.
But all other evidence of a type commonly relied upon by reasonably
prudent persons in the conduct of their affairs shall be admissible,
whether or not such evidence would be admissible in a trial in the
courts of the State of Florida.
Hearsay evidence may be used for the purpose of supplementing
or explaining any evidence, but shall not be sufficient by itself to
support a finding unless such hearsay would be admissible over
objection in civil actions in court. The rules and privileges shall be
effective to the same extent that they are now and hereafter be
recognized in civil actions.
Any member of the Contractor Licensing Board may question
any witness before the board. Each party to the proceedings shall
have the right to call and examine witnesses, to introduce exhibits, to
cross-examine witnesses, to impeach any witness, regardless of which
party called the witness, to testify and to rebut any evidence presented
against the party.
The chair person shall have all powers necessary to conduct the
proceedings at the hearing in full, fair and impartial manner and to
preserve order and decorum.
December 16, 2009
Page 53
The general process of the hearing is for the county to present an
opening statement where it sets out charges and in general terms how
it intends to prove them.
Respondent then makes his or her opening statements, setting out
in general terms the defenses to these charges.
The county then presents its case in chief, calling witnesses and
presenting evidence. The respondent may cross-examine these
witnesses.
Once the county has closed its case in chief, then the respondent
puts on his or her defense. They may call witnesses and do all things
described earlier; that is, call and examine witnesses, introduce
exhibits, cross-examine witnesses to impeach any witness, regardless
of which party called the witness to testify, interview any evidence
presented against the party.
After the respondent puts on his or her case, the county gets to
present a rebuttal to the respondent's presentation. When the rebuttal
is concluded, then each party gets to present closing statements and
the county getting a second chance to rebut after the respondent's
closing argument.
The board then closes public hearing and begins deliberations.
Prior to beginning deliberations, the attorney for the board will
give them a charge, much like a charge to a jury, setting out the
parameters on which they base their decision. During deliberations
the board can ask for additional information and clarifications from
the parties.
The board will then decide two different issues: First whether the
respondent is guilty of the offenses charged in the Administrative
Complaint. A vote will be taken on this matter. If the respondent is
found guilty, then the board must decide the sanctions to be imposed.
The board attorney at this point will advise the board of the
sanctions which may be imposed and the factors to consider. The
board will discuss sanctions and take a vote on those.
December 16, 2009
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After the two matters are decided, the Chair, or in his absence the
vice chair, will read a summary to the order to be issued by the board.
This summary will set out basic outline of the order but will not be
exactly the same language as the final order. The final order will
include the full details required under state law and procedure.
With that being understood, Case No. 2009-111, Board of
County Commissioners County (sic), Florida, versus Patrick H.
Atchison, d/b/a Patrick Atchison Carpentry, Inc. License No. 21277.
Mr. Atchison, you are charged with Count I, 4.1.2, contracting to
do any work outside of the scope of his or her competency as listed on
his or her competency card and as defined in this ordinance or as
restricted to the Contractor Licensing Board.
With that said, Mr. Jackson, would you like to open with your
opening statements, please.
MR. JACKSON: Thank you. For the record, Ian Jackson,
Contractor Licensing, Collier County.
I would first ask that that packet be entered into evidence.
CHAIRMAN JOSLIN: I need a motion to do so.
MR. LYKOS: So moved, Lykos.
CHAIRMAN JOSLIN: And a second?
MR. LANTZ: Second, Lantz.
CHAIRMAN JOSLIN: Motion and a second that this packet be
entered into -- Case No. 2009-11 into evidence.
All signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. LYKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
December 16, 2009
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(No response.)
CHAIRMAN JOSLIN: Motion carries unanimous.
MR. JACKSON: Thank you.
CHAIRMAN JOSLIN: You're welcome.
MR. JACKSON: As said, we're dealing with a contractor
working out of the scope of his or her license. And the county will
show that Mr. Atchison contracted, performed and was compensated
for roofing as a carpentry contractor, which is of course prohibited.
Thank you.
CHAIRMAN JOSLIN: You're welcome.
Mr. Atchison, do you have an opening statement regarding your
complaint?
MR. ATCHISON: Well, they -- it started out as doing a favor for
a friend and thought I was doing him a favor. They said they needed
some plywood replaced on a roof because it was all rotted out.
And I talked to the people the first time and I said, well, why
don't you have -- you know, they said they had other roofers that
repaired their roof. And I said, well, what's the time limit on that?
And they said it was still under warranty. And I said, well, you need
to contact them again.
And two weeks later they called me back up and said that they
wanted me to come out and replace some plywood that was rotted. So
I told them, well, you know, I would do it.
CHAIRMAN JOSLIN: So under testimony of oath, then you are
admitting to the charge that you were guilty of the charge, that you did
the work?
MR. ATCHISON: Yes, sir.
CHAIRMAN JOSLIN: Okay.
Mr. Jackson, you want to begin your producing of the case?
MR. JACKSON: Well, with what has just transpired, I'll try to
make it as efficient as possible.
Page E.4 in the evidence packet is the written contract showing
December 16, 2009
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explicitly roof, showing a payment of $1,100.
CHAIRMAN JOSLIN: On that note, I have just one last
question. In the -- with maybe a civil premium. But was the contract
paid in full, or do we know that?
MR. JACKSON: The $2,500 contract I believe was amended,
and I think that amendment is on E.5, to exclude some work on a door
that was supposed to be done. That was a deduction of 200, which
would have brought the contract to 2,300.
So to answer your question, the complete price of the contract
was not paid.
CHAIRMAN JOSLIN: Was not -- the final end of the final
amount.
MR. JACKSON: Correct.
CHAIRMAN JOSLIN: Okay. Continue.
MR. JACKSON: I'd like to point out on E.7 we have the
definition from the Collier County Ordinance of what a roofing
contractor can perform. And E.8, showing what a carpentry contractor
can perform, to clarify who's responsible for certain aspects of roof
work.
CHAIRMAN JOSLIN: All right.
MR. JACKSON: And I will rest at that and be happy to answer
any questions that the board may have.
MR. WHITE: Mr. Chairman?
CHAIRMAN JOSLIN: Mr. White.
MR. WHITE: Looking to the scope of work under both roofing
and carpentry, can you give me your assessment of whether the
removal of roofing materials is covered under either/or one -- or
either/or both of those somehow? What I'm trying to get to, Mr.
Jackson, is it unlicensed under a carpentry designation to remove
roofing materials? Because I don't see it as part of roofing, so I'm just
looking for some clarification. Trying to break this down into pieces.
MR. OSSORIO: Mr. White, to answer your question, not related
December 16, 2009
Page 57
to this issue, the act of working on a roof and removing the roofing
items is considered a roofing job. And we look at what he contracted
to do and we look at what a carpentry company can do.
In other words, if it's a flat deck, it's a roof and there's some
sheathing issues, typically what ends up happening is that if the
carpentry contractor was removing some of the roofing material and
replacing the sheathing and then that job was completed, he gets paid
for that work. And then the roofing company puts the flat deck on.
That obviously didn't happen here. He did the A to B to C and
finished and contracted and got paid for (sic) compensated for it.
So I would answer your question is we look at all those items.
But the act of carpentry is replacing the sheathing. The act of roofing
is repairing the roof and/or maintaining the roof.
MR. WHITE: I appreciate the clarification, thank you.
CHAIRMAN JOSLIN: By the pictures, Mr. Ossorio, where
there actually was no sheeting (sic) or any roofing materials removed
that don't show in the pictures. Is that true?
MR. OSSORIO: If you look at E.9, and maybe Mr. Jackson will
be able to elaborate a little more, that is the finished product of what
Mr. Atchison did. So obviously he took some sheathing and replaced
some sheathing, whatever it is, and the price of 1,100, and put the
roofing material back on.
The 90-pound whatever it is, a roll on, and then put the bricks on
top to secure it.
And you can look at E.10, and that when a licensed company
went in after and repaired it.
Now, the county's not seeking for any restitution, because the
homeowner's really not affected by it because the homeowner didn't
finish the contract and the roofing company went out there and did the
roof at no charge. So there is no -- we don't need to hear testimony on
that particular item.
CHAIRMAN JOSLIN: Okay. Mr. Jerulle?
December 16, 2009
Page 58
MR. JERULLE: Safe to say that no permit was ever pulled, no
demolition permit, no roofing permit?
MR. JACKSON: That is accurate, no permit.
MR. WHITE: You're saying by Mr. Atchison. But did
Affordable?
MR. JACKSON: To my knowledge Affordable did the roof
repair without a permit. Now, whether there was one required for that
extent of a repair, I don't believe there was.
MR. OSSORIO: Now, everyone knows about -- and I'm not
going to elaborate, but everyone knows on a detached single-family
home if it's under $1,500, then it's not -- obviously then it would be
exempt, no permit is required. And we're trying to follow the same
premise with this. Obviously this took place prior to the new
ordinance that came into effect. But it's one of the things we'll be
talking to the homeowner about. But that is a homeowner's issue,
because the homeowner hired an unlicensed contractor and the
homeowner bears the responsibility of getting a building permit.
CHAIRMAN JOSLIN: Mr. Atchison, do you have anything you
want to ask, or question the case against you on?
MR. ATCHISON: I just have the pictures of when I did pull the
materials off and replaced it with the plywood. There was several
very rotted areas. And that's basically what I was -- you know, told
them I would do and put the roll roofing back on the way it was.
And when -- like there was a door issue. The reason I told her
she didn't need the door is because the door and the jam was a solid
aluminum. There was no damage to the door. I tried to explain that to
her. And she -- because the door didn't -- the little window in the door
didn't slide right, she wanted a new door, so --
CHAIRMAN JOSLIN: I don't believe that the door is really an
issue at the moment.
MR. ATCHISON: No, not really. But, I mean, they wanted me
to do it. I asked them to go to their roofing company in the first place.
December 16, 2009
Page 59
And I don't know what the reason was, but she called me back and
said that she wanted me to do it.
CHAIRMAN JOSLIN: Are you aware, Mr. Atchison, of what
your license allows you to do as a carpenter?
MR. ATCHISON: I am now.
CHAIRMAN JOSLIN: You weren't then?
MR. ATCHISON: Well, I thought because I was working with
the wood that I was under my, you know, realm of work, doing
carpentry work.
CHAIRMAN JOSLIN: I think like Mr. Ossorio said, if it was
only the plywood, you'd have been all right. But when you went into
the tarpaper, that's what got you.
MR. ATCHISON: Yeah. Well, I wasn't that much on the law, I
guess.
CHAIRMAN JOSLIN: Any other questions of the board?
(No response.)
MR. JERULLE: Michael, did he have to take the business exam
when he received his carpentry license?
MR. OSSORIO: Yeah, he took the trades test and he also took
the business procedure test.
MR. JERULLE: Mr. Atchison, do you know what date that was
when you took that test?
MR. ATCHISON: Maybe four or five years ago.
MR. JERULLE: Do you remember everything in the test or in
the exam?
MR. ATCHISON: I mean, at that time I probably did. I'm a
carpenter, I'm not really that much on law. I know better now.
MR. LYKOS: Motion to close the public hearing.
MR. WHITE: Second.
CHAIRMAN JOSLIN: Motion and a second to close the public
hearing.
Any discussion on that? Any further questions?
December 16, 2009
Page 60
(No response.)
MR. HORN: Do we need to hear closing statements or no?
CHAIRMAN JOSLIN: Yes. We'll hold on the motion just for
one second.
Mr. Jackson, would you like to give a closing statement first?
MR. JACKSON: I'll make a brief closing.
Again, E.4 is fairly explicit as to what was contracted for, what
was compensated for and what was performed, which is clearly out of
the scope of a carpentry contractor.
And with that, I'll conclude my closing.
CHAIRMAN JOSLIN: Mr. Atchison, do you have any closing
statements you'd like to say?
MR. ATCHISON: All I can do is apologize and I'm not going to
do anything again other than what I do as a trim carpenter.
CHAIRMAN JOSLIN: Okay, I have a motion and a second on
the floor to close the public hearing.
Any other discussion on that?
(No response.)
CHAIRMAN JOSLIN: Okay, I'll call for the vote. All in favor,
signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. LYKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Motion carries. Public hearing is closed.
At this point the board will go into deliberation.
MR. NEALE: Let me just lead off here. And what I propose we
December 16, 2009
Page 61
do, since we have three hearings today and short circuit things, most
of the charge to the board will apply to all of the hearings, with the
exception that the charges that the board is to consider will be
different in each of the hearings.
So in the sake of time, instead of going through this whole charge
on every hearing, I request that the board allow me to just go through
it this one time and then if you have questions on other areas, just go
ahead. So if that's okay with the board, I'd --
CHAIRMAN JOSLIN: Sounds perfect to me.
MR. NEALE: In this matter the board shall ascertain in its
deliberations that fundamental fairness and due process were afforded
to the respondent. However, pursuant to Section 22-202.G.5 of the
Collier County Ordinance, the formal Rules of Evidence as set out in
the Florida Statutes shall not apply. The board in this matter shall
consider solely evidence presented at the hearing in the consideration
of this matter and shall exclude from its deliberations irrelevant,
immaterial and cumulative testimony, as Mr. Joslin spoke of earlier.
It shall admit and consider all other evidence of a type commonly
relied upon by a reasonably prudent person in the conduct of their
affairs. And this is whether or not the evidence so admitted would be
admissible in a court of law or equity.
Hearsay may be used to explain or supplement other evidence,
but by itself is not sufficient to support a finding in this or any other
case, unless it would be admissible over objection in a civil court of
law or equity.
The standard of proof in this case where the respondent may lose
his privileges to practice his profession is that the evidence presented
by the complainant, in this case, Board of County Commissioners,
must proof the complaint's case in a clear and convincing manner.
This burden of proof on the complainant is a heavier burden than the
preponderance of evidence standards set out in standard civil cases.
The standard and evidence are to be weighed solely as to the
December 16, 2009
Page 62
charges set out in the complaint as the Collier County Ordinance
Section 4.1.2 and as set out in the complaint, which is contracting to
do any work outside the scope of his or her competency, as listed on
his or her competency card, and as defined in this ordinance or as
restricted by the Contractors Licensing Board.
In order to support a finding that the violation -- that the
respondent is in violation of the ordinance, the board must find facts to
show the violations were actually committed by the respondent.
The facts must show to a clear and convincing standard the legal
conclusion that the respondent was in violation of the relevant section.
These charges are the only ones that the board may decide upon,
as those are the only ones to which the respondent had the opportunity
to prepare a defense. And any damages awarded must be related to
those charges.
The decision made by this board shall be stated orally at this
hearing and is effective upon being read.
The respondent, if found in violation, has certain appeal rights to
this board, the courts and the State Construction Industry Licensing
Board, as set out in the Collier County Ordinance and in the Florida
Statutes and Rules.
If the board for some reason is unable to issue a decision
immediately following the hearing because of questions of law or
other matters of such a nature that the decision may not be made at
this hearing, the board may withhold its decision until a subsequent
hearing.
The board shall vote based upon the evidence presented on all
areas, and if it finds the respondent in violation, adopt the
Administrative Complaint.
The board shall also make findings of fact and conclusions of law
in support of the charges set out in the complaint.
The board now will enter into deliberation on the liability phase.
CHAIRMAN JOSLIN: Okay. First point of order would be to
December 16, 2009
Page 63
determine if the gentleman, Mr. Atchison, is guilty.
MR. LYKOS: Based on his own admission, guilty.
I make a motion that we find the respondent guilty.
CHAIRMAN JOSLIN: I have a motion.
MR. LANTZ: I second it. Lantz.
CHAIRMAN JOSLIN: And I have a second for the guilty factor
of Count I.
All in favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. LYKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Motion carries.
Mr. Atchison, you have been found guilty of Count I.
Mr. Neale?
MR. NEALE: Yes. Since the board found the respondent in
violation of the Collier County Ordinance, it now has to decide on
sanctions to be imposed.
The sanctions available to be administered in this matter are set
out in Section 22-203.B.1 of the ordinance, or Section 4.3.5.
The sanctions which may be imposed include: Revocation of the
Certificate of Competency; suspension of Certificate of Competency;
denial of issuance or renewal of the Certificate of Competency; a
period of probation of reasonable length, not to exceed two years,
during which the contractor's licensing -- contracting activities shall be
under the supervision of the board and/or participation in a duly
accredited program of continuing education. Probation may be
December 16, 2009
Page 64
revoked for cause by the board at a hearing noticed to consider such
purpose. Restitution may be ordered. A fine not to exceed $10,000
per incident may be imposed. A public reprimand may be issued. A
reexamination requirement may be imposed. Denial of the issuance of
permits or requiring issuance of the permits with conditions. And an
award of reasonable legal and investigative costs.
In imposing these sanctions, the board shall consider certain
factors: One being the gravity of the violations; second, the impact of
the violation; third, any actions taken by the violator to correct the
violation; four, any previous violations committed by the violator; and
any other evidence presented at the hearing by the parties that is
relevant as to the sanction that is appropriate for the case, given the
nature of the offense.
The board shall also issue a recommended penalty for the State
Construction Industry Licensing Board. The penalties that may be
recommended may include: A recommendation for no further action;
a recommendation of suspension, revocation or restriction of the
registration; or a fine to be levied by the State Construction Licensing
Board.
Now the board should deliberate on sanctions.
CHAIRMAN JOSLIN: Okay, any recommendations? Any
recommendations from staff?
MR. JACKSON: County has a recommendation. A civil penalty
or a fine of $2,000; investigative costs of $750; one-year probation;
and the civil penalty and investigative costs paid within 10 days or
revocation of license.
CHAIRMAN JOSLIN: Any more comments from the board
members? Kyle, sorry.
MR. LANTZ: I would like to say I agree with most of that.
However, Mr. Atchison flat out admitted many times that he's not
familiar with the laws that govern his license, so I think we have to
add something in there, either continuing ed. or --
December 16, 2009
Page 65
CHAIRMAN JOSLIN: Retest.
MR. LANTZ: -- retest or something to that effect to familiarize
him with it.
CHAIRMAN JOSLIN: At least with the trade test anyway,
right?
MR. LANTZ: I don't know which test tells you what you can do
and what you can't do. I don't --
MR. HORN: Mr. Chair, from what we've heard from the
defendant, I think there's a need for both tests to be redone, for his
safety and the consumers.
CHAIRMAN JOSLIN: Mr. Julie (sic).
MR. JERULLE: Mr. Jackson, you came up with $2,000 plus 750
is what you're recommending?
MR. JACKSON: 750 investigative cost.
MR. JERULLE: May I ask how you arrived at the $2,000? Just
a number you came up -- now I'm not trying to put you on the spot,
I'm just asking.
MR. JACKSON: Understood.
MR. OSSORIO: The maximum fine is 10,000, and we took that
and divided it up, you know, four or five different ways, and it came
to A, he's present here, B, he admitted that he did wrong. But then
again, there was a complainant involved. And so therefore it was a
$2,000 fine. That's how we came up with it. It wasn't a number we
sat around and threw around, it was a number that we did from -- we
started from 10,000 and we worked our way down to 2,000.
MR. JERULLE: Because personally I like the probation and I
like the continuing ed. I agree with the fine. I'm not sure I'm at
$2,000. And I agree with the reimbursement for the investigative
costs.
And I would also -- I don't think there's any action needed to the
state.
MR. JACKSON: Correct.
December 16, 2009
Page 66
MR. JERULLE: And I don't want to put words in your mouth,
but I don't feel that there is, and I didn't remember you saying that.
MR. JACKSON: I did not.
CHAIRMAN JOSLIN: What's your --
MR. OSSORIO: Just be ware that if we did notify the state, there
could be some serious issues for him in the future. This is a Tier 2
license in the State of Florida, a roofing contractor. If we did turn this
over to the state, there could be some serious issues for him in the
future.
MR. JERULLE: May I ask a question? Have you had any
citations --
MR. ATCHISON: No, sir.
MR. JERULLE: -- previously to this?
I get the impression that he's a good guy that made a mistake.
And, you know, personally I would like to see a smaller fine.
MR. WHITE: Would you be okay with a public reprimand and
paying the administrative investigatory costs?
MR. JERULLE: That's a good question. I'll think about that
while we're discussing this.
CHAIRMAN JOSLIN: I honestly think there is a fine involved.
There is a fine due, I mean, just for the fact that it is a Tier 2
contractor. And I think that's something that we need to address for
sure. Maybe not to the point of the $2,000, but some type of a suitable
fine.
There could have been some serious issues with this if it had
gone further, no doubt. And he should know better. He's been in
business here a long time. But he made a mistake.
I would go along with more on the $1,500 range.
Mr. Lykos?
MR. LYKOS: I agree with Mr. Jerulle, I think $2,000 plus 750
investigative costs, that's too much for the offense. I'll throw out for
discussion a $750 fine, then you have 750 in investigative costs, that's
December 16, 2009
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$1,500. That's more money than he even got as a deposit on the job.
He never got the balance of the contract.
So you're looking at $1,500 out of pocket. Plus I agree with Mr.
Lantz, business and law test and the trade test. It's going to take him
some time and cost him some money to recover from this. That's my
recommendation.
CHAIRMAN JOSLIN: Well, I disagree. I don't think we're here
to make a -- we're here to help someone out because they did
something wrong.
MR. WHITE: I started from the point of view, Mr. Chairman,
that a public reprimand probably was appropriate. So I'm not adverse
to the suggestion of a $750 fine.
I think the thing I'd like to know is I'm assuming that he had to
pay for the materials as well, so he's out of pocket for those too, you
know.
CHAIRMAN JOSLIN: Kyle?
MR. LANTZ: I'm one usually who is into a lower fine than a
higher fine. And I think this is a case of a good guy who's -- from
what he said, he's a trim carpenter by trade, got offered to do work that
was probably more than he should have done. Probably being on the
roof fixing the sheathing if he's a trim carpenter by trade is probably
pushing the limits, and then when you add the roofing on top is really
pushing the limits.
Jobs are tight right now, people are taking whatever they can get.
And I think he's one of half the people in Collier County who are in
the same situation.
That being said, I understand where he's coming from and I think
he's a pretty good -- seems like a pretty good guy from what I've
known him from the last five minutes. But I think there should be
some kind of deterrent on there, because he's one of many who do the
same thing. And if he gets away with just an investigative fee and no
fine, then there's no deterrent for the next guy.
December 16, 2009
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I mean, take a look at Craig's List. You know, all you see is I'll
build your house for you for nothing. And I think if there's no
deterrent, then there's no reason for somebody else to -- there's no
reason for somebody to make the right choice. And that's why I feel it
should be a -- I'm happy with the $2,000 fine. It could be a little bit
lower, but far from a public reprimand.
CHAIRMAN JOSLIN: Any further discussion? Any other
ideas?
MR. BOYD: I personally like the 750, 750 and continuing
education.
CHAIRMAN JOSLIN: Do you think that's enough for a
determent to stop someone from doing it again?
MR. BOYD: Hopefully. But we've had people that come in here
before and didn't even admit they did anything wrong and we've let
them off with less.
MR. WHITE: There's two kinds of deterrents. There's a specific
deterrent to this individual and then there's a general deterrent. I don't
think if we imposed a $10,000 fine on this gentleman that it would
deter generally other folks who would seek to try and subvert, get past
the rules.
To me the specific deterrent here I think is the thing I'm
comfortable with, the 750. The gravity of the violation, the means by
which it was resolved, the impact on the consumer, who are not here
to complain. The fact that they were stated to be friends, that he tried
to get them to do the right thing, the fact that he has admitted to the
wrong doing, to me all in combination with the fact that there's no
prior violations, makes me feel that this specific deterrent of 750 is
adequate. And it's almost Christmas.
MR. LYKOS: Well, that's not relevant.
CHAIRMAN JOSLIN: Well, sometimes it is. For Christmas
people it's revellent (sic).
I need some kind of a motion then. Let's put it before a motion,
December 16, 2009
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let's see what happens. Sounds like we have a kind of meeting of the
minds with the 750 --
MR. LYKOS: Well, we have a 750.
MR. JERULLE: I'm still thinking. I'm still listening.
MR. LYKOS: I think we may have a little more work to do.
CHAIRMAN JOSLIN: A little bit more in the center.
MR. LYKOS: Before we call a vote, yeah.
MR. WHITE: I'd make the motion, Mr. Chairman, that we --
CHAIRMAN JOSLIN: Well, be careful now, because it might
fail. See, we don't want to do that either.
MR. NEALE: Well, that's okay.
MR. LYKOS: Yeah, the motion could fail.
CHAIRMAN JOSLIN: Okay.
MR. NEALE: Yeah, that's not an issue.
MR. WHITE: They don't cost anything, as far as I know.
I make a motion that based on the finding of guilt, that a fine of
$750 be imposed; the investigative cost of $750 be levied as well, both
to be paid within 10 days; that within I would say 90 days to take and
complete the business and law, as well as the carpentry trade exams
and pass them both; and that there be no action taken with respect to
the State CILB.
MR. HORN: Probation?
MR. WHITE: And probation until such time as the law and trade
exam are passed? Was that the staff recommendation, or was it for
longer?
MR. JACKSON: 12-month probationary period was the
recommendation.
MR. WHITE: I'd agree to a 12-month probationary as part of the
motion.
CHAIRMAN JOSLIN: And the time span for the fine and the
investigative cost to pay --
MR. WHITE: I believe the recommendation is 10 days to have
December 16, 2009
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them paid.
CHAIRMAN JOSLIN: Ten days. And also take the business
law within 90 days.
MR. WHITE: And pass.
CHAIRMAN JOSLIN: And pass the test.
MR. HORN: And the carpentry?
CHAIRMAN JOSLIN: Right, the carpentry --
MR. HORN: Trade exams.
MR. WHITE: Business law.
CHAIRMAN JOSLIN: And complete the carpentry test with
business and law.
MR. WHITE: Agreed, yes.
CHAIRMAN JOSLIN: I have a motion.
MR. BOYD: Second, Boyd.
CHAIRMAN JOSLIN: Everyone understands that motion?
I have a second from Mr. Boyd. Any further discussion? Mr.
Jerulle?
MR. JERULLE: No, I'm good.
CHAIRMAN JOSLIN: Then I'll call for the vote. All in favor,
signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. LYKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Motion carries.
MR. JACKSON: Mr. Chairman, if I may, I just want to clarify
the motion one last time. Fine of 750. Cost of 750. Business test and
December 16, 2009
Page 71
trade test passed within 90 days. 12-month probationary period. Pay
the fine and the cost within 10 days.
There was no penalty if it's not paid within 10 days, I believe, in
the motion.
MR. WHITE: I think that the traditional way I've understood
these motions is that his license would be revoked if not paid within
10 days.
MR. JACKSON: Thank you.
And no recommendation to the state.
CHAIRMAN JOSLIN: Or it could be suspended until paid.
MR. NEALE: Well, you need to --
CHAIRMAN JOSLIN: That's just a toss-out.
MR. NEALE: Yeah, but that needs to be part of the motion.
CHAIRMAN JOSLIN: Right. Which one would you rather
have, is it revoked if he doesn't pay it within 10 days or is it suspended
until it is paid?
MR. WHITE: Would I have the ability to ask the violator, the
respondent, if he can pay it within 10 days.
MR. NEALE: Certainly.
MR. ATCHISON: No, sir.
MR. WHITE: No, sir?
MR. ATCHISON: No, sir.
CHAIRMAN JOSLIN: Okay, that's the reason why I asked the
question.
MR. WHITE: Then I would recommend it be suspended until
paid.
MR. NEALE: Do you want a date certain on --
MR. JERULLE: Can I ask --
CHAIRMAN JOSLIN: Is there -- okay. I was going to ask, is
there one more option we can give him as far as the 10-day time span
to pay this? Could it be done over a longer period of time, considering
that this is Christmastime. And if we give him 10 days and he can't do
December 16, 2009
Page 72
it and his license is suspended, if he does gets more carpentry work
then we're still not going to get the dollars and cents through. So
would we be advisable to maybe extend the payment time just a shade
longer?
MR. NEALE: The board has --
MR. LYKOS: Passed a motion.
MR. NEALE: Well, has passed a motion. But the board can --
either the motion or the seconder can request that the motion be
reopened and that it can be voted upon again.
So what I would say is that the board in the past has used broad
latitude in deciding how long someone has to pay a fine. It's been
everything from 10 days to multiple months, depending on the size of
the fine and the circumstances of each individual case.
So I think the board has broad latitude in deciding when the
terminal date is for the fine.
MR. JERULLE: So a motion to reopen the motion?
MR. NEALE: Uh-hum.
MR. LYKOS: Second, Lykos.
CHAIRMAN JOSLIN: Motion and a second to reopen the
motion on the floor. All in favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. LYKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Okay, let's revisit.
MR. WHITE: May I inquire of the respondent, Mr. Chairman?
CHAIRMAN JOSLIN: Sure.
December 16, 2009
Page 73
MR. WHITE: Mr. Atchison, you've heard the dialogue and
discussion here. Can you help us out? The thing I'd like to focus on is
making sure that the first $750 for the county's cost be reimbursed as
soon as possible. That's my personal preference. I don't know how
the other board members feel. But in answering the question on your
ability to pay this over time, I'd ask you to keep that in mind.
MR. ATCHISON: Well, right now I'm not working, and the
people that I do work for, I don't foresee anything for the next two
months anyway. My wife is working, I'm not. You know, the -- the
amount of problems here is I thought maybe a reprimand would have
been fine, because I'm -- I know I did wrong now. I just can't afford it
right now.
MR. LANTZ: I would be happy with six months. But that's just
me.
MR. JERULLE: For both or --
MR. LANTZ: For the total fine to be paid within six months. He
still has to pay to take the test, I believe, right? That's not free, right?
MR. JACKSON: Correct.
MR. LYKOS: That's correct.
MR. WHITE: And he is otherwise on probation. If it's not paid,
then theoretically we would have the case back before us again within,
say, seven months for failure to have paid.
MR. JERULLE: I do like your idea, though, of having him
reimburse the county as soon as possible.
MR. JACKSON: Mr. Chairman, if I may?
CHAIRMAN JOSLIN: Mr. Jackson, go ahead.
MR. JACKSON: We've had previous cases where fines upwards
in the amount of the -- approaching the $10,000 range being required
to be paid within 60 days, for what that's worth.
MR. JERULLE: And those are from --
MR. JACKSON: Different companies.
MR. JERULLE: -- contractors that --
December 16, 2009
Page 74
MR. JACKSON: Different violations.
MR. JERULLE: -- do a larger amount --
MR. JACKSON: Certainly.
MR. JERULLE: -- or a larger volume --
MR. JACKSON: Certainly.
MR. JERULLE: -- of work than a single carpenter does, so --
MR. NEALE: The board has also provided for payment plans on
fines in the past, too, so --
MR. LANTZ: That's a good point.
MR. ATCHISON: If I could say one thing?
CHAIRMAN JOSLIN: Let's hear what you have to say, sure.
MR. ATCHISON: Mr. Jackson --
CHAIRMAN JOSLIN: What could you do?
MR. ATCHISON: -- you know, when I talked to you --
MR. JACKSON: Yes, sir.
MR. ATCHISON: -- and you told me that there's a lot of people
that got into situations like this and you told me that it could be a wrist
slap, because they've had some like that. And I didn't think it was that
strong that what I did to cause me, you know, $2,000, basically.
Because it's $1,500 you're asking for this and then my schooling, the
time off. I was I felt a little misled.
MR. JACKSON: May I address that?
CHAIRMAN JOSLIN: Sure, Mr. Jackson.
MR. JACKSON: Mr. Atchison, I don't think I would have ever
used the word wrist slap.
MR. ATCHISON: I'm sorry, you did.
MR. JACKSON: I covered what the potential penalty from the
board could be, which is stated on the notice of hearing that you were
issued, which at the lowest level would have been an oral reprimand,
which you could consider a wrist slap. And then worst case scenario,
revocation of your license and monetary fines. And I know I covered
that. Thank you.
December 16, 2009
Page 75
CHAIRMAN JOSLIN: Mr. Lykos?
MR. LYKOS: Two comments. First, Mr. Atchison, one of the
things that we have to consider is the potential risk to the homeowner.
And in doing a roof repair, there's a lot of damage that could occur
from an inappropriate repair. Water leaks that could damage the
structure and really put the property and the owner at risk. So this is
different from not building a fence well. This is -- okay, so we have to
consider that.
I think you can tell from our conversation that there's really two
things we're trying to weigh. One is the gravity of the situation and
your ability to pay. Because if we give you a fine that you can't pay
then we don't achieve what we're trying to achieve.
The other thing is if it's too lenient, then what's to stop you the
next time you have a situation arise from doing it again? So we have
all those things we're trying to weigh.
MR. ATCHISON: I already know what the answer to that is. I
wouldn't do it.
MR. LYKOS: I understand. But you should have known not to
do it the first time.
So we have a lot of things we're trying to weigh. And my point
is, if we don't ask for your input, don't give it to us. Because at this
point I don't think you're helping yourself.
CHAIRMAN JOSLIN: How about we put the time span on 90
days for payment and resolve it? It's paid, it's paid.
MR. WHITE: If that's the form of a motion amending the prior
vote, I'd second it, Mr. Chairman.
CHAIRMAN JOSLIN: I didn't make the motion but I'm just
throwing it out. I think Kyle, did you make the motion originally?
MR. WHITE: He had said six months.
MR. NEALE: If you have it as a motion and a second, you can
continue to discuss it and --
CHAIRMAN JOSLIN: Okay, I'll put it out as a motion then, that
December 16, 2009
Page 76
this is a $750 fine and $750 investigative costs to be paid within 90
days; to take the business trade and law test for carpentry within 90
days; 12-month probation; and he be -- license would be then
suspended if the payments are not made within these parameters.
MR. WHITE: And no action to the state.
CHAIRMAN JOSLIN: And no action to the state.
MR. WHITE: Second.
CHAIRMAN JOSLIN: Motion and a second.
Any other discussion?
(No response.)
CHAIRMAN JOSLIN: Call for the vote.
All those in favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. LYKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Motion carries.
Okay, I think you can well see we've leaned over quite a bit from
the numbers that we had come up with originally. Appreciate it as a I
guess Christmas gift in a sense. Do what you can to try to pay it. If
not, try to do something to make payments on it but do something
with it. Okay?
MR. ATCHISON: All right.
CHAIRMAN JOSLIN: Okay, in the Case No. of 2009-11,
License No. 21277, Board of Commissioners, petitioner versus Patrick
H. Atchison, d/b/a Patrick Atchison Carpentry, Inc., this cause came
on or before public hearing before the Contractor Licensing Board on
December 16, 2009
Page 77
December 16th for consideration of the Administrative Complaint
filed against Patrick H. Atchison and d/b/a Patrick Atchison
Carpentry, Inc.
Service of the complaint was made by certified mail, personal or
hand delivered publication in accordance with Collier County
Ordinance, 90-105, as amended.
The board, having heard testimony under oath, received evidence
and heard arguments respective to all appropriate matters thereupon
issues its finding of fact, conclusions of law and order of the board as
follows: That Patrick H. Atchison is the holder of record of
Certificate of Competency No. 21277. That the Board of County
Commissioners of Collier County, Florida is the complainant in this
matter.
This cause -- whoops. That the allegations as set forth in the
Administrative Complaint as to Count I, 4.1.2, contracting to do any
work outside the scope of his or her competency as listed on his or her
competency card and as defined in this ordinance, or as restricted by
the Contractor Licensing Board are found to be supported by the
evidence presented at the hearing.
Conclusions alleged and set out forth (sic) in the Administrative
Complaint as to Count I: Contracting to do any work outside the
scope of his or her competency as listed on his or her competency card
and as defined in this ordinance or as restricted by the Contractor
Licensing Board are approved, adopted and incorporated herein to wit:
The respondents (sic) violated Section 4.1.2 of Collier County
Ordinance 90-105, as amended, in the performance of his contracting
business in Collier County by acting in violation of the section set out
in the Administrative Complaint with particularity.
Order of the board: Based on the foregoing finding of fact and
conclusions of law, and pursuant to the authority granted in Chapter
489, Florida Statutes in Collier County, Ordinance No. 90-105, as
amended, by a vote of seven in favor and zero opposed, a majority
December 16, 2009
Page 78
vote of the board members present, the respondent has been found in
violation as set out above.
Further, it is ordered by a vote of seven in favor and zero
opposed, a majority vote of board members present at the following
disciplinary action, sanction and related orders are hereby imposed
upon the holder of contractor Certificate of Competency No. 21277.
The sanctions are: $750 fine and $750 investigative cost to be
paid within 90 days of today's date; that Mr. Atchison be required to
take the business and trade test for carpentry license within 90 days of
today's date; he be placed on a 12-month probationary period; and that
no further action with the state be imposed.
And that's so ordered. And we'll move right along to the next
case.
I need Mr. Daniel Sago (sic), d/b/a Magic Flooring (sic)
Finishing, LLC. Case No. 2009-14. Against license No. 31305. I
need to motion to enter this packet into evidence, please.
MR. LANTZ: So moved, Lantz.
CHAIRMAN JOSLIN: I need a second.
MR. JERULLE: Second, Jerulle.
CHAIRMAN JOSLIN: All in favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. LYKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Mr. Saro, you've been charged with
Administrative Complaint Count I of 4.1.6, you disregard or violates
in the performance of his contracting business in Collier County, any
of the building, safety, health, insurance or Workmen's Compensation
laws of the State of Florida or ordinances of this county.
December 16, 2009
Page 79
I'll open the case with Mr. Jackson, you're going to present this
one also?
MR. JACKSON: Yes.
CHAIRMAN JOSLIN: All right, sir.
(Speaker was duly sworn.)
MR. JACKSON: For the record, Ian Jackson, Contractor
Licensing for Collier County.
My opening statement: You'll hear testimony showing that Mr.
Saro had violated the Workers' Compensation laws by recruiting an
individual to assist him in his contracting business without providing
the required Workers' Compensation coverage.
And that will conclude my opening.
CHAIRMAN JOSLIN: All right.
Mr. Saro, would you like to give an opening statement, please.
MR. SARO: I had a repair job on actually removal of old
flooring, and because of the times and I'm just working with my
colleague. I needed someone to help me to remove it because of the
time frame we had for the job. And I asked my friend to advise me
somebody who can help removal. So I did. He help me actually with
the removal.
CHAIRMAN JOSLIN: So according to the charge that was
presented against you, you hired someone and then didn't have any
Workmen's Comp insurance on him; is that correct?
MR. SARO: That's correct.
CHAIRMAN JOSLIN: And you're admitting to that charge?
MR. SARO: I do.
CHAIRMAN JOSLIN: Okay. Mr. Jackson, do you have
anything further you'd like to add or continue with the case, please.
MR. JACKSON: Again, I'll try to make this as brief as possible,
considering where we are now.
Mr. Saro provided a written statement that was included in your
packet, explaining what had happened.
December 16, 2009
Page 80
Again, on October 14th, I met with Daniel Saro at the job site
where he had an employee working, utilizing electric chipping
equipment and of course no Workers' Comp coverage for this
individual.
I had previously met with Mr. Saro with the same issue which
was, forgive me, March of -- no, December of 2008, where he was
issued a citation for the same violation by Allen Kennette.
MR. SARO: I'm sorry, I did not meet you then.
MR. JACKSON: I'm sorry?
MR. SARO: You said you met with me about it. It wasn't you.
MR. JACKSON: That was Mr. Kennette, Investigator Kennette
who Mr. Saro met with for a Workers' Comp violation.
I'll rest there and answer any questions you may have.
CHAIRMAN JOSLIN: So through your testimony, this is his
second time that he's had the same violation?
MR. JACKSON: Second time, to my knowledge.
MR. SARO: May I say --
CHAIRMAN JOSLIN: Has there been any other, Mr. Ossorio?
MR. OSSORIO: Thank you, Chairman.
Ian, I've just got a couple of questions for you.
When you were on the job site, Mr. Saro was there; am I correct?
MR. JACKSON: Correct.
MR. OSSORIO: What did he tell you about the other individual
working there?
MR. JACKSON: He initially told me that that was his business
partner, Peter Campbell, the other managing partner of the LLC who
has an active current Workers' Comp exemption through the company.
MR. OSSORIO: Was that Mr. Campbell?
MR. JACKSON: That was not Mr. Campbell.
MR. OSSORIO: No other questions.
CHAIRMAN JOSLIN: Mr. Lykos?
MR. LYKOS: Ian, what specifically did you see the two men
December 16, 2009
Page 81
doing on the job site?
MR. JACKSON: They were utilizing electric chipping hammers
removing flooring.
MR. LYKOS: Both gentlemen were doing that?
MR. JACKSON: Both gentlemen.
CHAIRMAN JOSLIN: Go ahead, Mr. Julie (sic).
MR. JERULLE: Was a permit required for this work?
MR. JACKSON: No, not for this job.
MR. JERULLE: Single-family home?
MR. JACKSON: Single-family home. Flooring.
CHAIRMAN JOSLIN: So am I hearing the testimony correctly,
that when you approached these two gentlemen, that the person that
was actually doing the work said that he was someone else?
MR. JACKSON: The gentleman that was recruited to help Mr.
Saro, initially I was being led to believe that that was Mr. Campbell,
the managing partner who also has an exemption. And then when I
asked the individual, what's your name, he told me Campbell. And
with my previous knowledge of Mr. Saro and Campbell, I knew that
wasn't Peter Campbell.
CHAIRMAN JOSLIN: So he was trying to basically tell you a
lie so that he wouldn't be in trouble. And Mr. Campbell would have
been okay if it would have been Mr. Campbell.
MR. JACKSON: Had that been Mr. Campbell --
CHAIRMAN JOSLIN: We wouldn't be here.
MR. JACKSON: -- no issue.
CHAIRMAN JOSLIN: Gotcha.
MR. HORN: Mr. Chair, I have a question then probably for our
attorneys then.
Being that that's a false statement to a government official, do we
have another criminal issue here to recommend to some other venue?
MR. NEALE: That really is within the purview of the staff I
think to make that recommendation, if that's the case. But certainly
December 16, 2009
Page 82
it's evidence that the board can consider in this matter. Within the
bounds of the fact that what you're getting is hearsay.
MR. HORN: Yes, sir.
CHAIRMAN JOSLIN: Any other questions?
Mr. White?
MR. WHITE: Just -- you've read the gentleman's statement. In it
he says that he not only takes full responsibility, he says he will make
sure it will not happen in the future.
What confidence do you have in that statement?
MR. JACKSON: With the information that I gave Mr. Saro on
how not to have this happen again, and I hope my -- I hope it's not
blind faith, but I would trust that he would take the information that I
gave him and utilize it and not have this happen again. Utilizing day
labor organizations when he needs temporary type labor. If we have a
certificate from a day labor organization showing coverage, again, no
issue.
MR. JERULLE: What happened last time he was caught?
MR. JACKSON: The initial time, according to the county
database, he was issued a citation by Allen Kennette for a Workers'
Comp violation, first offense.
Second offense is when -- is this offense. Based on the
circumstances, it's appropriate to schedule a board hearing for this.
MR. WHITE: Do you know under that citation what any of the
facts were? And were they, if you do know, somewhat similar to
these? For example, it could have been he didn't have insurance or it
lapsed or --
MR. JACKSON: I don't know the details to the first case.
CHAIRMAN JOSLIN: Yes.
MR. BOYD: I've got a question. According to the history, he
was here before us in March of 2008, requesting to qualify a second
company, and we approved it. Did we know about this previous?
MR. OSSORIO: No. As you can see, if you look at E.5, it says
December 16, 2009
Page 83
3/19/2008 went before the board.
MR. WHITE: Some six and a half -- or almost six months later
he got the citation.
MR. OSSORIO: That's right.
MR. BOYD: So he has another company he's qualifying.
MR. JACKSON: He qualifies two companies, correct. The
company that was contracted for this job was Magic Floor Finishing,
LLC.
MR. WHITE: Do we know as to the December, '08 citation what
entity that was? Was it Magic Flooring or was it different, the other
qualified entity?
MR. OSSORIO: That I can find out in a few minutes for you.
CHAIRMAN JOSLIN: It might be helpful if we know that,
probably.
Any other questions?
MR. WHITE: Not of the staff, no.
CHAIRMAN JOSLIN: Okay. Mr. Jackson, do you have
anything else at the moment?
MR. JACKSON: The county rests.
CHAIRMAN JOSLIN: Mr. Saro, do you have anything in
response as far as the allegations you've heard against you?
MR. SARO: I question -- the citation was done on the same
company. The thing was, was the person was not working on the job,
he was helping me deliver the materials for the job. And when the
gentleman, I forgot his name, approached us, he saw the person on the
job.
But at that time we were really busy, he send me the citation and
I just paid it. I didn't really went to Michael or anybody to dispute it,
because I just didn't have the time, so I just paid it at that time. But it
was in the same company, yes.
The other company I qualify has a tile and marble. This is a floor
covering. It's wood and carpet and stuff like that, so --
December 16, 2009
Page 84
CHAIRMAN JOSLIN: How many people do you have under the
marble company? Employees.
MR. SARO: It's just in each one I have one partner. Managing
partner.
CHAIRMAN JOSLIN: Same partner or different partner?
MR. SARO: No, it's different partners.
CHAIRMAN JOSLIN: Different partner.
MR. SARO: Um-hum. One is a tile guy, one is a wood guy.
And me. I do both.
CHAIRMAN JOSLIN: Kyle?
MR. LANTZ: So I'm just making assumption here, you have
three Workers' Comp exemptions --
MR. SARO: Yes.
MR. LANTZ: -- under your license, theoretically?
MR. SARO: Yes.
MR. HORN: Mr. Chair?
CHAIRMAN JOSLIN: Yes.
MR. HORN: Mr. Saro, I just want to make sure, do you
understand the reason for having Workmen's Comp insurance, to
protect individuals and corporations and why it exists?
MR. SARO: Yes, I do.
MR. HORN: Okay. I just want to make sure you understand it.
CHAIRMAN JOSLIN: I'm not so sure he does --
MR. SARO: It what I did not know is --
MR. HORN: It's his second violation.
MR. SARO: What I did not know, that I can use laborers, like
Ian explained me after the -- so next time I will definitely use the
laborers, because it was exactly what I needed it for, just one day help
me with the removal of an old flooring. And like you also asked, we
really do not need a license for that.
So, I mean, I know I am licensed and I was on the job, so I
understand that it was my responsibility to get a Workers' Comp on
December 16, 2009
Page 85
the gentleman.
CHAIRMAN JOSLIN: Okay. Mr. White?
MR. WHITE: This is a tough question, okay. Having lied to one
public official in a premeditated way, why should I believe that you're
now being truthful in your statement that says you'll make sure this
won't happen in the future? Especially in light of the fact that there
was a violation a year ago of almost the same law.
MR. SARO: I did this job for almost four years and I always
make sure that the customer and everybody around is happy. And I've
been doing my job 100 percent. I can get you hundreds of statements
from customers which are happy with my work.
I understand that at this time, you know, this one day I did not
play by the rules. But I just wish I knew that I could use the laborers
and use them, because it's -- you know, right now we are not that busy
that I can really hire someone and pay him on a payroll, but the
laborers would be really something which I could use sometimes.
MR. WHITE: Mr. Saro, don't take this the wrong way, but I
don't think you answered my question. I wasn't asking you about the
quality of your work or the satisfaction of your customers, I was
asking you about why I should believe you as saying you're going to
not have this happen in the future is a truthful statement.
You have gone ahead and in a predetermined way, with a laborer
you had, told that person what they were supposed to do to try to
avoid the law. So why should I believe you are now telling the truth
when you've lied intentionally to a public official? We're essentially a
volunteer board, public officials. How do I know you're not lying to
me today?
CHAIRMAN JOSLIN: The other thing is I can't honestly
believe, Mr. White, that he actually didn't know that he couldn't use
other laborers. Otherwise there would have been no reason for him to
try to tell that man to tell a county official he's somebody else. I mean,
he knew or he wouldn't have said that. I mean, he would have just got
December 16, 2009
Page 86
flat caught.
MR. WHITE: Mr. Chairman, I understand your point.
The point of my question to you, Mr. Saro, has to do not so much
with what I'm pretty certain based on you volunteering that you
violated the law that you're charged with breaking, but the actual
punishment.
So I encourage you to give me the best answer you can muster on
the question of why we should believe you today. Because it bears
greatly on my sense of what an appropriate level of deterrence is, as
well as other aspects of what we would impose as punishment.
MR. OSSORIO: Mr. Chairman, just a quick question. I'll give
you the history on 12/3 of 2008, Allen Kennette, one of my
investigators, I'll read you his report on a quick note.
Daniel Saro, qualifier of the company, working at 980 Eighth
Avenue South with a third worker, showing no coverage for insurance.
Stated that he had it and would show up in our office before 10 days
are up or pay ticket and get proper insurance.
So obviously he communicated with Mr. Kennette. Mr. Kennette
told him he needed Workers' Comp insurance on the individuals, and I
guess he stated to Mr. Kennette that unfortunately that I have coverage
but it's in the office and I'll return. And obviously he didn't so he paid
his ticket within 10 days.
CHAIRMAN JOSLIN: Okay, so it was the same company, it
was the same charge.
MR. OSSORIO: It appears to be Magic Floor Finishing, LLC,
that is correct.
CHAIRMAN JOSLIN: I think the rest of this is a moot point.
The gentleman's already pretty much admitted guilt. So let's move
right along.
MR. LYKOS: Let's move to closing statements.
CHAIRMAN JOSLIN: Let's get this off the books here.
Mr. Jackson, I ask for your closing statements, please.
December 16, 2009
Page 87
MR. JACKSON: The county rests. I don't have anymore closing
statements.
CHAIRMAN JOSLIN: Okay. Mr. Saro, do you have any
closing statements that you'd like to add --
MR. SARO: No.
CHAIRMAN JOSLIN: -- in response? No.
Okay, then I'll ask for a motion to close the public hearing.
MR. LANTZ: I move we close the public hearing.
MR. WHITE: Second, White.
CHAIRMAN JOSLIN: Motion and second twice.
All those in favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. LYKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Close the public hearing.
MR. NEALE: As noted before, you know, I've already given the
board the normal charge. The offense here is different. It's 4.1.6,
disregarding or violating in the performance of his contracting
business in Collier County, any of the building, safety, health,
insurance or Workers' Compensation laws in the State of Florida or
the ordinances of the county.
MR. LYKOS: Based on the respondent's admission and the
evidence presented, I make a motion we find the respondent guilty.
CHAIRMAN JOSLIN: The motion is he's found guilty.
MR. JERULLE: Second.
MR. BOYD: Second.
December 16, 2009
Page 88
MR. JERULLE: Jerulle.
CHAIRMAN JOSLIN: I have a second.
Any other discussion?
(No response.)
CHAIRMAN JOSLIN: I'll call for the vote. All those -- signify
by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. LYKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Motion carries.
All right. And the same sanctions?
MR. NEALE: Yeah, same information as far as sanctions. If
you want to ask any questions.
MR. BOYD: I've got a technical question for Mr. Neale.
How does this affect the other license?
MR. HORN: The other company he qualifies?
MR. BOYD: Right, the other qualifying entity.
MR. NEALE: Well, if his license were suspended, revoked or
whatever, both entities go. Because if he's the qualifier for two, he's
the licensee on two, he loses his license, they both lose their qualifier.
MR. SARO: But they're two different licenses.
MR. HORN: I'm sorry?
MR. SARO: I think they are two different licenses. One is for
flooring covering, one is for marble and tile.
CHAIRMAN JOSLIN: Right. But what you've done is you've
qualified a second entity. In other words, your one license qualifies
December 16, 2009
Page 89
the second company, correct? So they both tie together. So if you
lose one, you lose the other one.
MR. NEALE: What I would suggest to the board, though, is that
any sanctions that the board may find that you make sure in the record
to refer to whether you want these sanctions to apply to one license or
both licenses. Because you have the respondent up here, and while
the charges were specific, you do have the person, the respondent
here, and it's him that is licensed. And I think you want to refer to one
or both licenses in any deliberation.
CHAIRMAN JOSLIN: Is there a way to find out relatively
quickly which one is the primary and which one is the second?
MR. NEALE: As far as?
CHAIRMAN JOSLIN: Or do we know which license was first?
MR. NEALE: It --
CHAIRMAN JOSLIN: It doesn't matter?
MR. NEALE: -- really -- I don't think it's relevant. It's just he's
licensed in both trades.
CHAIRMAN JOSLIN: Okay.
MR. HORN: I have a question actually for Mr. Lykos or Mr.
Jerulle. Because as a consumer, you know, hearing both your
expertise in past cases.
As a contractor when they're not using Workmen's Comp when
they should, I just want to make sure I understand this right for the
record. That gives them the ability to underbid other contractors, and
if something were to happen to one of those individuals not insured,
they would have the ability to sue besides the person they're working
for, the place they're working and would have obvious financial harm
to all parties. I just wanted to make sure that's --
MR. LYKOS: Absolutely.
MR. HORN: -- my correct understanding.
MR. JERULLE: That's right. That's right.
And time limit is not -- whether you're delivering materials or
December 16, 2009
Page 90
working on the job, you set foot on that property, the liability starts.
MR. HORN: Okay.
MR. WHITE: Just -- Mr. Chairman, a question for the staff. To
what trade does License No. 31305 relate and apply?
MR. JACKSON: We're in the process of getting that
information. I believe that is a floor covering license, but I'll be able
to verify that in just a minute.
MR. WHITE: Thank you. I appreciate you anticipating the
question as well.
CHAIRMAN JOSLIN: What are the thoughts from the board as
far as --
MR. LYKOS: Well, do we have a recommendation from staff?
MR. OSSORIO: If you look -- Mr. White, if you look on E.4.
MR. WHITE: Yes.
MR. OSSORIO: I guess have should have reviewed this. But
obviously it says floor covering contractor.
MR. WHITE: Yes.
MR. OSSORIO: And the certificate of 31305. 31305 on your
top left. So this is floor covering.
MR. WHITE: Uh-huh.
My point for the record was I'm not disputing what Mr. Neale
said, I just know that we've charged a particular license and licensee
with these violations. And although it may have some impact on the
other qualifying company, I don't know that it necessarily has an
impact on the other license, so I think that's the distinction.
MR. NEALE: Yeah, and I think the issue that I'm -- the way I'm
approaching it is since the licenses are personal to him and that if he's
found in violation as a person then it would impact -- potentially
impact both of his licenses, even though only one license is charged
under this particular case, I can see arguments on either side, but I
think it's the personal nature of the license that I'm looking to here.
MR. WHITE: Then I guess the other part of my question to staff
December 16, 2009
Page 91
would be as to his other license, what specialty contractor or what
contract type of license is that?
MR. OSSORIO: Okay, just a quick background.
You have a floor covering license and you have a tile and marble
license. This gentleman has a floor covering license all by itself. He
came to the board some years ago to qualify Royal Floor Covering
and CSI Improvement Company under his tile and marble license.
And then he came back in front of the board and he qualifies CSI
Improvement, LLC for floor covering.
So I would say to you that his Royal Flooring Covering and his
CSI Improvement for tile and marble are separate.
But I would say to you that the Magic Floor Finishing, the floor
covering license and the floor covering license he qualifies for CSI
Improvement would be relevant.
We didn't take his tile and marble license to the board because he
was actively laying tile, he was removing tile. And his company at
that particular time was Magic Flooring. So there was no charge of
working outside the scope of his license, because we did not witness
him putting the flooring down.
But obviously he's a certified company with our office, he has a
worker there, it's Magic Flooring. There's a Workmen's Comp.
violation. So therefore this is why his floor covering license is here
today.
So I would say to you that the only thing we're looking at is his
floor license, which would be his CSI and his Magic Flooring
Finishing.
CHAIRMAN JOSLIN: While you're there, what are the
recommendations from staff?
MR. JACKSON: The county's recommendation is a fine of
$2,500 paid within 10 days or a revocation of the license; $250 cost;
one-year probation; and business and law passed within 90 days.
CHAIRMAN JOSLIN: Okay, $2,500 fine to be paid within 10
December 16, 2009
Page 92
days. Revocation of the license if not paid?
MR. JACKSON: Correct.
CHAIRMAN JOSLIN: $250 administrative cost. And to pass
the business and law. And trade test also, or just business and law?
MR. JACKSON: Just the business and law.
CHAIRMAN JOSLIN: Within 90 days.
MR. JACKSON: Within 90 days.
CHAIRMAN JOSLIN: What was the last part?
MR. JACKSON: One-year probation.
MR. JERULLE: May I ask?
CHAIRMAN JOSLIN: Go ahead.
MR. JERULLE: And maybe I didn't hear you. You said 250 or
750?
MR. JACKSON: Cost of 250.
MR. JERULLE: And the difference between the 250 in this case
and the 750 in the other case?
MR. JACKSON: I spent three times the amount of work on the
previous case as I did on this one.
MR. JERULLE: Okay.
MR. OSSORIO: There's a difference. Unfortunately the
previous case there was a complainant, and we interviewed the
complainant at length at the home, in the office, home, office, and so
there was a difference in time.
MR. JERULLE: Got it.
CHAIRMAN JOSLIN: Kyle?
MR. LANTZ: I have a question for staff. I'm just curious
because I don't know how it works. But do you guys go to the
Division of Workers Comp and do a complaint and file it over to
them, or is this something only handled in-house or --
MR. JACKSON: I'll touch on that.
MR. LANTZ: -- how does that work?
MR. JACKSON: Division of financial services, a state agency
December 16, 2009
Page 93
for workers' comp, typically needs to physically see them working on
the job site for them to take action. If the people are on a job site and
having lunch and they don't have workers' comp coverage, I don't
think the state's going to take action.
And this has been addressed with the state. If we have a finding
from a board such as yourselves showing that they were in violation,
would that substantiate a violation at the state level? And they said
no, we need to physically see them doing the work.
MR. OSSORIO: But the good news is, is that I know they
beefed up the Workers' Comp agents. Supposedly we have four in
Collier County. And I don't know where they're at, but there's four.
And they also have a GPS in their vehicles. So in other words, they
need to be out in the field.
So I was told by the director of the Workers' Comp agent that
you're going to see a big difference within the six months, so we'll see.
MR. WHITE: Do you have their cell phone numbers?
MR. OSSORIO: Yes, we do.
MR. JERULLE: No, they're on my jobs. And they're out.
CHAIRMAN JOSLIN: Yeah, I know. They've been on a couple
of mine.
MR. JERULLE: Which is good.
CHAIRMAN JOSLIN: Mr. Lykos?
MR. LYKOS: Couple of comments on staff's recommendation.
Number one, I think the fine is way too low. This is a second
offense. The gentleman lied to Mr. Jackson when he arrived at the
site. I think those two points are extremely relevant. So I think the
fine should be at least $5,000.
Number two, the -- this appears to be a business philosophy of
this gentleman, not just of this company, because he has more than
one business. And I think we need to definitely do something about
his other license and the other business. This is about how this man
runs his company -- companies. This is not -- I don't think this is just
December 16, 2009
Page 94
an isolated incident, I think this is about a business philosophy. So I
think we need to address a larger fine and we need to address his other
license and the other business entity.
MR. JERULLE: I agree.
MR. OSSORIO: Well, Mr. Lykos, I will tell you that the fine,
we did look at the fine and see if there was any difference. We try to
be consistent. I know that previous cases, if it was a second offense I
think it was 2,500.
And pertaining to the line of what we just said, as my friend Paul
Balzano told me years ago, 15 years ago, he said how do you know
when a contractor's lying and I said what. And goes, when their lips
are moving.
So that's not uncommon that -- unfortunately when you go to a
job site the first initial when you're communicating with someone is
not being truthful. So it happens. I take no offense to it.
I understand what Mr. White is saying, but I don't take offense to
somebody lying to me. If you did, we couldn't do this job. So we try
to be consistent. And that was the nature of the 2,500, it was a
previous. If it's a second offense typically it's a $2,500 fine.
MR. WHITE: May I comment, Mr. Chairman?
CHAIRMAN JOSLIN: You sure may.
MR. WHITE: I'm glad to hear that that statement is made about
professionals other than lawyers about their lips moving, number one.
This isn't personal with me. I view it as a statement made
essentially, although I'm not a public official, per se, to a public body.
And I look at the facts which are that a year ago he fabricated a
statement about having Workers' Compensation when he knew he did
not. Lie number one.
When approached in this case he not only had a prefabricated
story worked out, he compelled a laborer, quote friend, end quote -- I
don't treat my friends that way -- to again tell an untruth to a public
official, premeditated.
December 16, 2009
Page 95
And the third time today when asked why I should believe what
he's telling us in his written statement, there was no adequate answer.
So I'm certainly of a mind that in looking at a specific deterrent in this
case that $2,500 doesn't come close for me. And to attempt in a
written statement to play upon one's generosity of spirit in the
Christmas season to me I find inappropriate. So a $5,000 fine to me,
we're starting to get warm. But it ain't personal.
CHAIRMAN JOSLIN: Mr. Lykos?
MR. LYKOS: The other comment I would make, and I asked
Mr. Jackson about this earlier, here we have somebody who is not
covered by Workman's Comp, who is operating electronic chipping
equipment to remove flooring. So not only is somebody not covered
by Workers' Comp -- Mr. Saro, did you take the time to train your
friend in how to use equipment and how to operate safely in this
environment?
MR. SARO: Yes.
MR. LYKOS: You had training. You taught him how to use this
electrical trimming equipment before you allowed him to start doing
the work?
MR. SARO: Yes.
MR. LYKOS: You just didn't have Workers' Comp for him.
MR. SARO: Yes.
MR. LYKOS: Okay. I guess I should believe that.
CHAIRMAN JOSLIN: Absolutely.
MR. WHITE: Under oath.
MR. LYKOS: So I understand your point, Michael, about being
consistent in how we apply penalties, but this one is a little bit more
offensive than others.
MR. OSSORIO: What I mean I don't take -- I mean, board, you
should take personal note that if somebody lies to you. But
unfortunately in the licensing field I don't take it personally and that's
what I meant.
December 16, 2009
Page 96
MR. HORN: If we're only suspending and not revoking, based
on what you said, Mr. Lykos, about -- from previous cases I recall we
had a gentleman with similar types of problems where we had
required them to call in every job to the office, and then obviously
they're busy, but on occasion they might show up and check them on
the job. That might be a possible part of the solution, if we're not
revoking. I just wanted to suggest that.
CHAIRMAN JOSLIN: The motion I believe was revocation.
That was the recommendation of staff.
MR. HORN: Oh, I understand.
MR. LYKOS: We haven't made the motions yet.
That's a good point.
CHAIRMAN JOSLIN: Any other comments?
(No response.)
CHAIRMAN JOSLIN: Anybody want to take a stab at a
motion?
MR. WHITE: I'll resist the temptation.
CHAIRMAN JOSLIN: Well, let's see if the dollar and cents
factor falls into it then.
Does the board agree that the $5,000 is a reasonable fine?
MR. WHITE: From my perspective, Mr. Chairman, it has to do
to some degree with the time frame that's given to pay it and what
happens if it's not paid within that time frame. To his license.
CHAIRMAN JOSLIN: Second point would be then if it does
effect the time payment, effects the license, is it going to effect all of
his licenses?
MR. WHITE: Well, certainly his floor covering license and both
of the qualified entities would seem to be the nature of the discussion
we've had so far.
CHAIRMAN JOSLIN: Kyle?
MR. LANTZ: I'll make a motion, unless that's what Terry's
hand's up for.
December 16, 2009
Page 97
MR. JERULLE: No. May I ask --
CHAIRMAN JOSLIN: We're still in discussion.
MR. JERULLE: Before you make a motion, may I ask a
question?
Would you please repeat your recommendation again?
MR. JACKSON: $2,500 fine, paid within 10 days or revocation.
We can make that revocation of the flooring license, which would
affect both companies that are qualified. A cost of $250. One year
probation. And business and law passed within 90 days.
MR. JERULLE: So you do not recommend to suspend his
license for a period of time?
MR. JACKSON: No. A probationary period of one year where
if there is a violation, it would be immediately scheduled for a hearing
in front of the board to substantiate the violation, and then the board
could take appropriate action there.
MR. JERULLE: And what has the board done in the past
regarding suspension of license? Is it because of a second case or
because of a third case? Is there some sort of rule of thumb that the
board has done, made a ruling of?
MR. OSSORIO: Typically when a respondent is present for the
licensing board, we don't ask for a suspension. Typically don't, unless
the board deliberates on that.
CHAIRMAN JOSLIN: Normally we have -- normally in the
past what we've done is we've given parameters of payment for the
fine sections. And if the fines generally are not paid within a period of
time, that's when the license would be suspended. Which normally
that's the way it's been for the past 10 years I've been on the board.
We don't necessarily always go to try to suspend a license,
because that stops -- that takes the dollars and cents from maybe ever
coming in.
MR. JERULLE: And the difference between suspension and
revoke is?
December 16, 2009
Page 98
CHAIRMAN JOSLIN: Suspended is a suspended license until
action takes occur -- till it happens. Revocation is immediately it's
gone. And then he has to go through the whole process of testing and
coming back again to reapply.
MR. OSSORIO: Which we have done. We've revoked licenses
in the past and then years later that applicant is back in front of the
board and we reinstate his license.
MR. JERULLE: And suspension would mean that it's gone from
a certain date until he does something --
CHAIRMAN JOSLIN: Right.
MR. JERULLE: -- and then comes back without taking the test.
MR. NEALE: Well, suspension can be set out with any
particular terms that this board decides are the triggering events for
that, the termination or beginning of the suspension. And the board's
had a fairly broad scope in terms of -- I just looked, I've been doing
this for 13 years now. And the board has a pretty broad scope and has
utilized that scope in terms of creating and the triggering event for a
suspension, both of what causes a suspension and what removes the
suspension.
MR. JERULLE: So as an example, we could suspend today until
the $5,000 fine was paid.
MR. WHITE: Exactly.
CHAIRMAN JOSLIN: Yes. And normally in that suspension
factor in the past we have always let that testing result be part of that
process, so that he must take the test or be suspended or he must pay
the fines or be suspended. So there's a lot of criteria added to it so that
we were able to keep a handle on that particular charge and get the
fine paid before it was suspended. And if he didn't do it then the
license was suspended.
MR. NEALE: One factor the board has taken into account here
as far as suspensions is whether the board -- whether the respondent
will be able to pay the fine if the license is suspended. In other words,
December 16, 2009
Page 99
will they be able to generate the cash flow to pay the fine. And so the
suspension is typically -- has often been withheld until such time as
the fine is paid, or at some time certain during which the time can be --
the fine can be paid.
MR. JERULLE: And we're talking about just applying this to
one license, because he still has another license that he could be
actively working on and generating income.
CHAIRMAN JOSLIN: Right.
Now, the suspension factor could be changed or could be added
to it also, though, because the suspension could also apply to the other
license if this particular license is not taken -- honored and this
particular offense is not taken care of, it could also apply to the second
license, if we deem it that way in the motion.
MR. NEALE: The board certainly -- it's my opinion that the
board would have it within its purview to say that if a certain event
does not take place, i.e., completing a test or paying the fine, that he
would come back at that hearing; the board could specifically state
that both licenses would then be under review.
MR. JERULLE: Okay.
MR. WHITE: Just one question, if I may, of staff. It has to do
with whether there are any types of training offered by the division of
financial services with regards to Workers' Compensation laws. In
other words, something beyond simply the business and law aspect of
it. I want to give the gentleman the benefit of the doubt that he can
learn as much as possible about how those laws operate.
CHAIRMAN JOSLIN: Continuing education is the best way.
MR. OSSORIO: We had a case last year that you specifically
ordered that gentleman to take a Workers' Comp class. I believe that
was through either CBIA, they offer some, or on-line courses. So
there is a method, if you wish to.
MR. WHITE: Can you elaborate on the CBIA process? I'm not
comfortable with on-line. I want -- I would prefer that there be an
December 16, 2009
Page 100
interaction with others able to measure the level of interest and
commitment in participating in that process.
So what is the CBIA aspect? Can you --
MR. OSSORIO: Well, the CBIA, they have -- I mean, maybe
Mr. Lykos can elaborate, but I know that they have speakers and they
have courses on particular items that you train on for continuing
education.
This particular gentleman, if I remember correctly, there was a
Workers' Comp course in Fort Myers and he drove up there for three
or four hours. So it was a three-hour course that he had to come with
to get it. So there are courses out there.
One of the things that you can put in your motion, that you can't
take an on-line course, you physically have to go through some kind
of training and certificate to show back to the board or to the licensing
supervisor.
MR. LYKOS: Just for the record, CBIA doesn't have any classes
scheduled till April of next year.
MR. LANTZ: On another note, Workers' Comp is one of the few
things that are required for state licenses as what you do. So if you
look around, there's thousands of Workers' Comp continuing ed.
classes out there.
CHAIRMAN JOSLIN: Right, yes.
MR. LANTZ: It's the one thing that if you're looking for a
continuing ed. class, you can always find a Workers' Comp class.
CHAIRMAN JOSLIN: That's one of the primary continuing
education classes that are offered nine times out of 10 for any trade,
just about.
MR. WHITE: Certainly it was a recurring theme both on my
service to this board as well as my time with Lee County and Cape
Coral. So yeah, it's a primary for misunderstanding, I guess.
CHAIRMAN JOSLIN: Okay, where were we?
MR. LANTZ: I'll make a motion.
December 16, 2009
Page 101
CHAIRMAN JOSLIN: Recommendations?
Okay, one more mention of discussion here just before we get
into it: The dollars and cents, number one, the time span for payment
to happen. The staff's recommendation of the $2,500 paid within 10
days, or if it's a $5,000 or however many dollars the board decides on,
to be sure you indicate the number of days he has to pay this.
Undering (sic) the fact that if we're going to fine him, we need to
collect the money. So let's get it to the point where we can make it
somewhat simple to try to do both. I mean, I'm not trying to give him
any -- cut any corners with him, but I just want to make sure it does
get paid if we're going to do this.
You all ready?
MR. LANTZ: I'm ready.
All, I move that we fine him $500 --
MR. NEALE: Five hundred?
MR. LANTZ: Oh, I'm sorry, $5,000. $250 for admin. costs,
which have to be paid within 45 days. Also, he is subject to passing
the business and law test within 90 days and two hours of Workers'
Comp continuing ed. class within 90 days.
If any of these are not done in that time frame, both of his
licenses and both of his businesses should be suspended until they are
done. However, if none of them are done by the next license renewal
cycle, then they should be revoked at that time. As well as given
one-year probation.
MR. WHITE: I second, with a request to consider amending
your motion that each of his jobs, while he's under probation, would
have to be called in for both of his licenses.
MR. LANTZ: Sounds good to me.
MR. WHITE: That would be for tile and marble and for floor
covering license jobs.
COMMISSIONER HORNIAK: Recommendation to the state, or
--
December 16, 2009
Page 102
CHAIRMAN JOSLIN: Do we have the other license number?
Because I want to read this into the motion eventually. We have the
31305, but I don't have the other one. If we're going to keep those
both licenses going into effect.
MR. WHITE: That's second to his amended.
CHAIRMAN JOSLIN: Okay. Any further discussion?
(No response.)
MR. OSSORIO: May I approach?
CHAIRMAN JOSLIN: Yes, sure.
MR. OSSORIO: Does it make sense?
CHAIRMAN JOSLIN: Yes.
MR. OSSORIO: This one, this one, and this one.
CHAIRMAN JOSLIN: I'll just give them all. Thank you.
Okay, I've got a motion and a second on the floor for the motion.
Everyone understands the motion, right? I'll call for the vote. All
those in favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. LYKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Motion carries unanimous.
MR. JACKSON: Mr. Chairman, may I go over the motion one
last time for clarity?
CHAIRMAN JOSLIN: You certainly may. I'm going to read it
in -- you can read it right into the minutes, if you'd like.
MR. JACKSON: Five thousand dollar fine. $250 cost, paid
within 45 days. Business and law exam and two hours continuing
December 16, 2009
Page 103
education within 90 days.
If any of those items don't happen, the license is immediately
suspended.
One-year probationary period. Call all the jobs in. If the license
is suspended and nothing happens with the fines or the testing, the
license is revoked at the end of this licensing term, which would be
October 1st of 2010.
CHAIRMAN JOSLIN: Right. And that would be license
numbers 31305, 31891, 32841 and 32842.
MR. HORN: Mr. Jackson, just to be clear, I believe that's on
both his licenses he needs to call in, not just the --
MR. JACKSON: Understood.
CHAIRMAN JOSLIN: That covers all the licenses he holds.
MR. NEALE: All his licenses, yeah.
MR. WHITE: I apologize, did you say one-year probation?
MR. JACKSON: Yes.
CHAIRMAN JOSLIN: All right, we're finished.
MR. SARO: What is the time I have to pay, 90 days?
MR. NEALE: Forty-five days.
MR. SARO: Forty-five days?
CHAIRMAN JOSLIN: All right. And the order of the board is:
This cause came on before public hearing for the Contractor Licensing
Board. Hereinafter on December 16th for consideration and
Administrative Complaint filed against Daniel Saro, d/b/a Magic
Flooring Finishing LLC.
Service of the complaint was made in accordance with the Collier
County Ordinance 90-105, as amended. Board, having at this hearing
heard testimony under oath, received evidence and heard arguments
respective to all appropriate matters thereupon issues its findings of
fact, conclusions of law and order of the board as follows: That
Daniel Saro, d/b/a Magic Flooring, LLC, is the holder of record of
License No. 31305, 31891, 32841, and 32842.
December 16, 2009
Page 104
That the Board of County Commissioners of Collier County,
Florida, is the complainant in this matter.
That the board has jurisdiction of the person of the respondent
and that Daniel L. Saro was present at the public hearing and was not
represented by counsel at the hearing on December 16, 2009.
All notices required by Collier County Ordinance 90-105, as
amended, have been properly issued and were personally delivered.
The respondent acted in a manner that is in violation of Collier
County ordinances and is the one who committed the act. That the
allegations as set as forth (sic) in Administrative Complaint as to
Count I, 4.1.6, disregards or violates in the performance of his
contracting business in Collier County any of the building, safety,
health or insurance of Workers' Compensation laws in the State of
Florida, or ordinance of this county are to be found supported by the
evidence presented at the hearing.
Conclusion of law alleged and set forth in the Administrative
Complaint as to Count I are approved, adopted and incorporated
herein: To wit, the respondent violated Section 4.1.6, or disregards or
violates in the performance of his contracting business in Collier
County, any of the building, safety, health, insurance or Workers'
Compensation laws of the State of Florida or ordinances of this county
of Collier County, and Ordinance No. 90-105, as amended, in the
performance of his contracting business.
Order of the board: Based upon the foregoing findings of fact
and conclusions of law and pursuant to the authority granted in
Chapter 489, Florida Statutes, in Collier County Ordinance 90-105, as
amended, by a vote of seven in favor and zero opposed, a majority
vote of the board members present, the respondent has been found in
violation as set out above.
Further, it is ordered and by a vote of seven in favor and zero
opposed, or a majority vote of board members present, that the
following disciplinary actions and sanctions and related order are
December 16, 2009
Page 105
hereby imposed upon the holder of contractor's Certificate of
Competency No. 31305, 31891, 32841 and 32842, that Daniel Saro,
d/b/a Magic Flooring (sic) Finishing, LLC is to pay a $5,000 fine and
a $250 administrative cost to be paid within 45 days; to require to be
-- take a business and law test for the Magic Floor Finishing trade; and
also to take two hours of Workmen's Comp continuing education
classes within 90 days; facing one-year probation from today's date;
and each job is to be reported to staff at contractor licensing. And if
none of these items are done within the times set out that (sic) within
the parameters of payments schedules, that his license -- all licenses,
number 31305, 31891, 32841 and 32842 are immediately suspended.
And it's so ordered.
MR. NEALE: And?
CHAIRMAN JOSLIN: Did I miss something?
MR. NEALE: Yeah, and also if none of this is done by the next
license cycle, that his licenses are revoked.
CHAIRMAN JOSLIN: Yes. And if all these items are not done
by the next license cycle, that the licenses then are hereby revoked.
And so ordered. Thank you.
MR. OSSORIO: Mr. Chair, can we take a 10-minute break?
CHAIRMAN JOSLIN: Yes, we can.
(Recess.)
CHAIRMAN JOSLIN: I'll call back to order the Collier County
Contractor Licensing Board, December 16th, 2009. Meeting back to
order again.
At this moment I'm going to step down as chair and I'm going to
turn it over to my vice chair who is going to present this next case.
Mr. Tom Lykos. Only because of the possibility of Mr. Lykos being
elected to the chair as coming up for the new year.
So at this time, Mr. Lykos?
CHAIRMAN LYKOS: So I get to practice.
CHAIRMAN JOSLIN: Yes.
December 16, 2009
Page 106
CHAIRMAN LYKOS: Thank you, Mr. Chairman.
MR. JACKSON: There's that practice again.
CHAIRMAN LYKOS: There's that practice again.
Okay, we'll call Hearing No. 2009-15. Is Mr. Peter Geresdi here,
please?
Please step up and be sworn in.
(Mr. Geresdi and Ms. Clements were duly sworn.)
CHAIRMAN LYKOS: Thank you.
MS. CLEMENTS: Okay. The packet -- I would like to have the
packet entered into evidence.
CHAIRMAN LYKOS: Okay, I need a motion, please.
MR. LANTZ: So moved, Lantz.
MR. JOSLIN: Second, Joslin.
CHAIRMAN LYKOS: All those in favor?
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
CHAIRMAN LYKOS: Aye.
MR. HORN: Aye.
CHAIRMAN LYKOS: Opposed?
(No response.)
CHAIRMAN LYKOS: Thank you.
MS. CLEMENTS: This is another case of the Workers' Comp
violation.
I was on a job site on November 13th, 2009 and Mr. Geresdi here
had himself and a worker on job site. They were using power saw and
tools installing a cabinet. It was like a desk, floor to ceiling, and it
kind of wrapped around the room cabinet.
And I checked and there was no Workers' Comp for the
employee.
December 16, 2009
Page 107
I also have a statement from him. It's E.2 in the evidence -- I'm
sorry, E.9 in the evidence packet that states that Yanos Szauer was the
employee and that he didn't have Workers' Comp for him and that he
is being paid salary.
CHAIRMAN LYKOS: Okay, thank you.
Mr. Geresdi, opening statement?
MR. GERESDI: Yes. Yanos Szauer became a part of our
company actually about a year and a half ago. He was an officer.
And by that time my wife and our accountant did all the paperwork
and somehow we -- or they misfile or something for his exemption. A
company only three person, actually, two now, me and him.
And I went down to the office in Fort Myers. Because I been
telling her and I saw her, Yanos has exemption because he's a officer.
That's why we put him on the corporation back then.
And I find out his name was misspelled. The papers didn't show
correctly. But basically we have the exemption for him in the present,
so I don't know. Back then I thought we have it, which we didn't
apply, I guess. About a year and a half ago, so -- so I don't know what
happened then. We put him on the corporation, and from that point on
I believe he didn't apply for the exemption, so --
CHAIRMAN LYKOS: Thank you.
Karen, you want to go ahead and proceed with your case?
MS. CLEMENTS: Well, the day that I was out there, the
gentleman, the employee didn't have his driver's license on him. No
identification.
When I checked SunBiz I didn't see -- my computer goes in and
out in the area where I was, so I couldn't get whether he was actually
there or not on corporate papers.
I called into the office and I have bad phone connection in that
area also, so they were trying to call me back, I guess, and I didn't --
when I finally did get the computer to work again, I could not find
under the spelling that he had given me a Workers' Comp exemption
December 16, 2009
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for Yanos.
So at that point I knew, you know, that there was no Workers'
Comp. But like he's saying, apparently his name was misspelled on
corporate papers to begin with, and their accountant didn't follow
through apparently with Workers' Comp paperwork.
This is a third violation also.
CHAIRMAN LYKOS: I understand. And what is it that -- what
paperwork did you bring with you that Mr. Ossorio is getting copies
of?
MR. GERESDI: The exemption, Workman's Comp.
CHAIRMAN LYKOS: Well, we need to see that to see what the
date on that is.
MR. HORN: Mr. Lykos, in here he states that at that time of the
event when Ms. Clements questioned him, he wasn't covered, unless
I'm reading all this wrong.
MS. CLEMENTS: On E.9.
MR. HORN: Okay.
MR. JOSLIN: Well, he wouldn't have been covered under
Workmen's Comp insurance.
MS. CLEMENTS: No, exemption.
MR. JOSLIN: But if he did have a valid exemption that was
misfiled by the state through a spelling error, that would be a clerical
error. So I'm not sure that we could pursue too far.
MR. OSSORIO: Okay, Mr. -- just to clarify real quick, there are
two issues. The first issue is, is that he's stating the fact that the
gentleman is part officer of the corporation. With that being said, we
could not find that. You could be an officer of the corporation and not
be exempt. So therefore you become a statutory employee of the
company.
So our theory is, is what transpired is, is that indeed the
gentleman on the job site could have been an officer of the
corporation, but he didn't have the exemption. I believe the date -- if
December 16, 2009
Page 109
he puts it in evidence, you'll see when the effective date of the
exemption.
MR. GERESDI: Yeah, it's 11/30.
MR. OSSORIO: 11/30. And when were you out there, Karen?
MS. CLEMENTS: The 13th of November.
MR. OSSORIO: Okay. So approximately two weeks later you
did go up to the Fort Myers office and pursue getting the exemption
that you are needed to do to be able to work as pursuant to the Statute
in 440.
MR. JOSLIN: Okay, one more question then. On the exemption
that he's speaking of saying that he had applied for an exemption but
the name was misspelled, do we have any record of the state or
Workmen's Comp having an exemption form that had been filed
before the new one came out?
MR. GERESDI: No, it's not for the Workmen's Comp. That's for
the company. But the --
MR. OSSORIO: We're not here about the company. We're not
here about corporations. We don't enforce anything corporation. We
-- he could have been an officer of the corporation, I'm not disputing
that. I'm not here to talk about that. That's what he says, okay, I
believe him.
However, in the Workers' Comp exemption database, he's not
there. He did do it after we told him to. So there's -- one issue is the
corporation has nothing to do with us. If that's what he says, I tend to
believe him. That might be. But the exemption he didn't get till after
Karen issued a stop work order and told him to get the exemption for
his corporate officer. That's where the Workers' Comp lies.
MS. CLEMENTS: I'm sure he went pretty much right that day,
because it takes two weeks to get it.
CHAIRMAN JOSLIN: Get it, right.
So there was never really an exemption form filed before that
incident happened.
December 16, 2009
Page 110
MR. GERESDI: That we thought we had. That's why I been
telling her, you know, he had paperwork. Because back then the
accountant did it and my wife did all the paperwork and all that, so I
had nothing to do with it. So she told me --
CHAIRMAN LYKOS: Give me one second, Mr. Geresdi. Could
you please just slow down a little bit. It's a little bit hard to understand
with your accent. Could you just slow down a little bit?
MR. GERESDI: Okay.
CHAIRMAN LYKOS: Thank you.
MR. GERESDI: Okay. A year and a half ago when he got part
of the company, I thought we did all the paperwork.
CHAIRMAN LYKOS: One moment. One moment.
A year and a half ago what happened?
MR. GERESDI: He became the part of the company. Like he's
been officer of the company.
CHAIRMAN LYKOS: He became an officer of the company a
year and a half ago.
MR. GERESDI: At that time I thought we applied for his
exemption as I did myself. And Andrea. And somehow it skipped
and I find out the office down in Fort Myers, they couldn't find his
name, not after his social.
So probably in the past year and a half he didn't have either a
Workmen's Comp or the exemption. So now as soon as I find out, I
did it. So from the 11th afterward we have everything set for him.
But before, it wasn't, basically.
MR. JOSLIN: When he applied --
CHAIRMAN LYKOS: Hang on.
MR. JOSLIN: I'm sorry. Go ahead.
CHAIRMAN LYKOS: Terry?
MR. JERULLE: Just so I -- and correct me if I'm wrong. On
4/2/08 you were cited for Workman's Comp, or lack of Workman's
Comp, correct?
December 16, 2009
Page 111
MR. GERESDI: For him, right.
MR. JERULLE: On 5/6/2009 you were also cited. And then
again on 11/13/2009 you were charged. So this is the third time.
MR. GERESDI: Yeah.
MR. JERULLE: Okay. And you're the owner of the company.
MR. GERESDI: Uh-huh, yeah.
MR. JERULLE: And you're responsible for all aspects of that
company.
MR. GERESDI: Yes, basically.
MS. CLEMENTS: I think the dates are wrong. It was January
28th, 2008 he received a citation. That was given by Allen, I believe
-- or Andy. It was Andy. And then 4/30/09 was a citation issued by
me.
MR. JERULLE: I'm looking at the paid dates.
MS. CLEMENTS: Oh, okay.
MR. JERULLE: I see it now. 1/28 was the citation, 4/30/09 was
a citation.
MR. OSSORIO: Mr. Jerulle, you're absolutely correct. If you
actually look at those pay dates, you'll see they've got a clerical issue.
300 and 300. The first offense is 300. Usually the second offense, if
it's a Workers' Comp issue, we forward to the licensing board.
Unfortunately Karen Clements, at the time when she issued the
$300 citation, either the system wasn't up or it wasn't operating or we
didn't do our homework, that she issued a $300 penalty thinking that
this was the first time that they've communicated. But unfortunately it
wasn't. So he paid it. So we left it as-is. And this is the third time
he's back. So this is where we are today.
CHAIRMAN LYKOS: Kyle?
MR. LANTZ: Are all three violations for the same guy?
MR. GERESDI: Yeah. Yeah.
MR. LANTZ: Why didn't you get it -- I would have thought
after the first time a year ago you would have known that it didn't --
December 16, 2009
Page 112
MR. GERESDI: The re -- I don't -- actually we went, and I --
probably my wife called in and they -- like I said, the name was
misspelled, we just find out. So it's -- the whole thing was kind of a
mix up from our part, of course. But I don't know. I really don't
know.
And now I did -- I went in personally first time, you know. So I
basically straightened out the whole situation what been happened, so
--
CHAIRMAN LYKOS: Mr. Geresdi, in January of '08 you were
cited for not having Workers' Compensation for this person. In April
of '09 you were cited for not having Workers' Comp for this person.
You're telling us there was either a spelling mistake or a clerical error.
Do you have any documentation with you to prove what it is that
you're saying to us today?
MR. GERESDI: Other than the new one, no. He didn't have it. I
know he didn't have it. That's the problem. I know it now -- by now I
know, because I went in and we couldn't find his name on the system.
Either after his name, after his Social.
So they told me if he's on the -- you know, he had an exemption,
should come up with the Social Security numbers. But they couldn't
find it. So the thing is when they put him on the corporation like an
officer, we kind of missed to apply for the exemption of the
Workmen's Comp. So within a year and a half or two years, yeah, he
did not have the coverage or the exemption.
CHAIRMAN LYKOS: Let me explain what we're trying to
accomplish.
MR. GERESDI: Sure.
CHAIRMAN LYKOS: At this stage what we're trying to figure
out is whether or not you are guilty of the charge brought against you.
MR. GERESDI: Yeah, I guess I'm --
CHAIRMAN LYKOS: So the question is whether or not you
had Workers' Compensation coverage for this gentleman. If you
December 16, 2009
Page 113
applied for it and there was a spelling error, then I think the board
would be willing to listen because you put an effort in. If you don't
have any proof for us that you made attempts to get this gentleman
either covered with Workers' Compensation or to get his Workers'
Comp exemption recorded, then we are not -- we're left with a
question of whether or not you're guilty of not having Workers' Comp.
MR. GERESDI: That's -- I know, I got it.
The only thing, I really can't prove it because the Workmen's
Comp couldn't find anything. So the thing is the time we put him on
the corporation, which is about two years, a year and a half before
today, but that part we didn't have any coverage.
CHAIRMAN LYKOS: Okay, thank you, Mr. Geresdi.
MR. OSSORIO: Mr. Chairman, if you look at E.7, top left-hand
side. And we're not disputing that might be an issue. You see where
that could cause a problem?
MR. WHITE: Uh-huh.
MR. JOSLIN: What page was it again?
MR. OSSORIO: E.7, top left-hand side.
MR. WHITE: Mr. Chairman?
CHAIRMAN LYKOS: Mr. White?
MR. WHITE: Procedurally we're at a point where I could ask a
question of the staff?
CHAIRMAN LYKOS: Uh-huh.
MR. WHITE: Do you have copies of the document he gave you
earlier about --
MR. OSSORIO: I do.
MR. WHITE: Can you distribute those? I'd like to compare the
spellings and the dates, and if I understand correctly.
CHAIRMAN LYKOS: Do I need a motion to have this entered
into evidence?
MR. JOSLIN: Yes.
MR. NEALE: Uh-huh.
December 16, 2009
Page 114
MR. WHITE: So moved.
MR. JOSLIN: I make a motion we enter this new paperwork into
evidence.
CHAIRMAN LYKOS: I have a motion, I have a second.
All those in favor?
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
MR. JOSLIN: Aye.
MR. WHITE: Aye.
CHAIRMAN LYKOS: Aye.
MR. HORN: Aye.
CHAIRMAN LYKOS: Opposed?
(No response.)
CHAIRMAN LYKOS: Thank you.
MR. WHITE: Well, they got some of the letters right.
MR. JOSLIN: If I could just ask one question here.
CHAIRMAN LYKOS: Mr. Joslin?
MR. JOSLIN: This is where I'm a little confused, or I'm a little --
maybe understanding what might have happened.
In order to be able to file a Workmen's Comp exemption form,
you have to be an officer of the corporation, correct? Until you're an
officer of the corporation, and it's listed with SunBiz or the
Department of State, even if you file for an exemption form, it's not
going to go through, because you're not an officer of the corporation.
So it would be declined.
When he filed to have him being placed on as an officer of that
corporation, if the name came back improper or it was spelled wrong,
then even if the man would have applied for a Workmen's Comp
exemption form, he wouldn't have gotten it, because the spelling of a
corporate officer was incorrect.
So my question is, is I guess is this something that is really this
December 16, 2009
Page 115
gentleman's fault, in an essence? Now, maybe it is as a license holder
or as a business owner to have followed up on it to get the form in his
hands, but there is definitely a clerical error, you can see it, in the two
different spellings.
MR. NEALE: One point I would like to make is that you can be
an officer of a corporation without being listed on the SunBiz records.
I mean, I've got lots and lots and lots of clients that have numerous
officers that are never put on SunBiz.
MR. JOSLIN: Okay.
MR. WHITE: It certainly is not the only proof.
MR. JOSLIN: Right, I understand.
MR. NEALE: You know, the corporate records, the internal
corporate records are really the only valid source of information as to
who is a corporate officer or not. SunBiz is interesting, but Mr. White
can probably comment on this as well as I can, if not better, it
certainly is not an accurate depiction of who is a corporate officer and
who is not.
MR. WHITE: Mr. Geresdi, what is the correct spelling of the
last name of the gentleman we're referring to as Yanos.
MR. GERESDI: Szauer. S-Z-A-U-E-R. Just like you have it on
the new exemption paper.
MR. WHITE: So the exemption is correct --
MR. GERESDI: Yeah.
MR. WHITE: -- and the SunBiz record for the Department of
State is incorrect.
MR. GERESDI: Yeah.
MR. HORN: Mr. Chair?
CHAIRMAN LYKOS: Yes, sir.
MR. HORN: Or Chairs, excuse me.
This is the third violation in a two-year period, so as the owner
and license holder, it's their responsibility to make sure he gets that
exemption done, even if there's a mistake on the records. I don't see
December 16, 2009
Page 116
how we can blame the state when it's your own due diligence when it's
your own company and it's, excuse the expression, your butt on the
line. I don't see how we're talking about how it's the state's fault
because if they made a mistake, he never followed up for two years
and three violations later. Just my opinion.
CHAIRMAN LYKOS: Good point.
MR. WHITE: Well, one of the things I also note, gentleman, is
that Count I of the violation says the very first word, disregards or
violates in the performance of. There's a degree of disregard here that
the repeated violations make evident to me more likely than not that
the gentleman's guilty. But we're not to that phase in the process.
CHAIRMAN LYKOS: Right.
MR. WHITE: I just haven't heard him acknowledge that. He
doesn't need to. But on the other hand I think that the records are
proving a point.
MR. HORN: As we discussed in the previous case, you had for
two years no Workmen's Comp that you're paying on your employee,
was that due to your bidding process with your competitors also.
Something to keep in mind, as you gentlemen know better than I will,
so --
MR. JERULLE: Good point.
CHAIRMAN LYKOS: Karen, do you have any other evidence
to add to this case?
MS. CLEMENTS: I know he wholeheartedly told me he was
covered. I genuinely think that he thought he was. But then after he
signed his statement I think he realized he wasn't licensed. I mean, he
states right here in E.9.
CHAIRMAN LYKOS: Mr. Geresdi, do you have any other
evidence to enter in this case?
MR. GERESDI: No, that's all I have.
MR. JERULLE: Is this the only entity that you license?
MR. GERESDI: No. I'm a painter too. I have three licensing:
December 16, 2009
Page 117
Two for Collier, one for Lee.
MR. JERULLE: And do you have exemptions in those other
entities?
MR. GERESDI: Yeah, all of them, sure. There's only two of us,
so I do exempt for Workmen's Comp.
MR. JERULLE: You have the same partners in the --
MR. GERESDI: Same, yeah.
MR. JERULLE: -- other two entities?
MR. GERESDI: Yeah, Yanos and me, and my wife, actually.
MR. JERULLE: Just one company, two licenses, correct?
MR. GERESDI: Yeah, that's right. No, never had employees or
something like that. It's only two of us.
CHAIRMAN LYKOS: Karen, closing remarks?
MS. CLEMENTS: I don't have any.
CHAIRMAN JOSLIN: Mr. Geresdi, closing statement?
MR. GERESDI: No, thanks, that's it, thank you.
CHAIRMAN LYKOS: Okay, is there any other questions from
the board?
(No response.)
CHAIRMAN LYKOS: Okay, I'll entertain a motion to close the
public hearing.
MR. LANTZ: So moved, Lantz.
MR. JOSLIN: Second, Joslin.
CHAIRMAN LYKOS: Any discussion?
(No response.)
CHAIRMAN LYKOS: All those in favor?
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
MR. JOSLIN: Aye.
MR. WHITE: Aye.
CHAIRMAN LYKOS: Aye.
December 16, 2009
Page 118
MR. HORN: Aye.
CHAIRMAN LYKOS: Opposed?
(No response.)
CHAIRMAN LYKOS: Thank you.
Okay.
MR. WHITE: I'd make a motion, Mr. Chairman, that there be
entered a finding of guilt in this case with respect to Count I.
CHAIRMAN LYKOS: I have a motion. I need a second.
MR. LANTZ: Second, Lantz.
CHAIRMAN LYKOS: Any other discussion?
(No response.)
CHAIRMAN LYKOS: All those in favor?
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
MR. WHITE: Aye.
CHAIRMAN LYKOS: Aye.
MR. HORN: Aye.
CHAIRMAN LYKOS: Opposed?
MR. JOSLIN: Aye.
CHAIRMAN LYKOS: Okay, motion carries 6-1.
Okay. Do I read now or I don't read till after we --
MR. JOSLIN: No, Mr. Neale, he's already read that.
MR. NEALE: Yeah, at this point, you know, we're just
reiterating what was said previously as far as the deliberations of the
board and so forth at this point.
Again, this is essentially the same charge as was made last time,
the disregards or violates in the performance of his contracting
business in Collier County any of the building, safety, health,
insurance or Workers' Compensation laws of the State of Florida
ordinances of this county.
So that's the charge that you're considering at this point.
December 16, 2009
Page 119
CHAIRMAN LYKOS: Recommendation from staff?
MR. OSSORIO: We seem to get this wrong part of the time, so I
--
CHAIRMAN LYKOS: It's a starting point.
MR. OSSORIO: I understand his dilemma, as I think he is
telling the truth referencing having that gentleman be on corporate
records with him. But unfortunately there was a clear violation of
Workers' Comp, because that officer is a statutory employee of the
company and he has a duty to response (sic) to make sure he's
protected on the job site. Three times. So we recommend a $5,000
fine, $250 investigative cost, one-year probation.
MR. JERULLE: Any exams or testing?
MR. OSSORIO: No.
MR. JERULLE: And no action to the Florida state?
MR. OSSORIO: None.
MR. LANTZ: Well, I'll start off.
I personally think $5,000 is too high of a fine. I understand the
third offense. I think truly he felt he was not doing anything wrong. I
think he should have some -- either take the business and law test or
take some Workers' Comp continuing ed. to understand what the rules
are that he was breaking. But I think $5,000 is too high of a fine.
MR. JERULLE: I respectfully disagree. Because it may be the
second offense, but if you're running a business, which he's doing, not
just installing cabinets, but he's running a business and two other
businesses by his own admission, you've got to know you need
Workmen's Comp. And you have to know.
And who fills out the form? If -- my understanding is if you're
filling out a Workmen's Comp application, you have to fill it out,
nobody else can fill it out for you, right? I think you have to sign it.
You cannot sign your own -- you cannot proofread and get your own
name right if that were the case?
I just have some questions that -- in my mind that I tend to agree
December 16, 2009
Page 120
with the recommendations of the staff.
MR. GERESDI: Can I speak, sir?
CHAIRMAN LYKOS: Yes, sir.
MR. GERESDI: The exemption is every two years. So you fill it
out once, we don't -- you know. And back then I didn't do it
personally, my wife did it. She was the bookkeeper. So I have no, you
know, control over it. So that mean I thought we have everything set.
But basically not. It's not something every day I do for filling out
paper.
MR. JERULLE: But the person that's exempt has to sign it,
correct?
MR. GERESDI: Yeah, he's filing the paper.
MR. JERULLE: He has to proofread it before he signs it,
correct?
MR. GERESDI: Yeah, two years ago, actually. Because mine is
--
MR. JERULLE: And the bookkeeper is writing checks to this
person, correct?
MR. GERESDI: Yeah. But that's not --
MR. JERULLE: You would think that the name wouldn't -- of
all the things that would get messed up, you would think the name
wouldn't be one of them.
MR. GERESDI: Yeah, okay.
MR. OSSORIO: Just be aware that on April of this year he was
informed of what he needed to do in April. So five months later or
seven months later we've still got the same problem.
CHAIRMAN LYKOS: I have two comments.
One is you see this document that you gave us today that shows
Yanos's -- well, if you thought he was Workers' Comp exempt two
years ago, how come you didn't have one of these two years ago? If
you've got one for yourself --
MR. GERESDI: Right.
December 16, 2009
Page 121
CHAIRMAN LYKOS: -- wouldn't you think you needed to have
one for him, if he was exempt as well?
MR. GERESDI: I know, that's what I'm saying, I clear
everything up personally. Before that I didn't do anything of -- any
paper thing, nothing.
CHAIRMAN LYKOS: Well, as the owner of the company --
MR. GERESDI: So now I did. Well --
CHAIRMAN LYKOS: What happens between you --
MR. GERESDI: -- wife and husband company --
CHAIRMAN LYKOS: -- and your wife is a family issue, but in
business you're the owner of the company, you're responsible.
MR. GERESDI: I understand. I understand. Sure.
CHAIRMAN LYKOS: The other comment I was going to make,
which sometimes we lose sight of when we talk about Workers'
Comp, is if that gentleman would have gotten hurt and he goes to the
hospital and because of your misunderstanding about how the law
works his medical bills would not be covered and his only recourse
may be to have to sue you and to sue the homeowner. And that's what
this is about. This isn't about filling out paperwork so you can run a
business. This is about protecting your clients and protecting the
employees of your company. This isn't just about filling out some
paperwork because that's what the law tells me to do. That's critically
important. And that's what the issue is here, not whether or not
somebody's name was spelled right and the paperwork was filled out
correctly.
Any other comments from the board?
(No response.)
CHAIRMAN LYKOS: I don't have a motion, or do I have a
motion? Did you make a -- no, we didn't make -- no, nobody made a
motion. We have a recommendation from staff but we don't have a
motion yet.
Well, here's what's on the table: $5,000 fine, $250 in
December 16, 2009
Page 122
investigative costs, one-year probation, and a Workers' Comp
continuing education class. Those are the topics that have been
brought up.
MR. HORN: Mr. Chair, I think there might be a need for a
business and law exam, just so he's aware of all laws and protection
for him and his employees and his clients, just to be safe. It's a good
reminder.
MR. JERULLE: Michael, did you give a recommendation as to
payment, the terms?
MR. OSSORIO: Our recommendation was payment within 10
days, but obviously that might change.
CHAIRMAN LYKOS: Does anybody feel that this case is
dramatically different from the one we just heard previously?
MR. WHITE: I think the difference, Mr. Chairman, may be in
intent. But the effect, there is no difference. And if the underlying
rationale for the law and the purpose for it being complied with
strictly are as we've said and as we've said repeatedly to many people
who have appeared before us, then I don't know that the intent matters.
The first word in it, I repeat, is disregard. Disregard means you
let somebody else do -- you don't regard as you being responsible.
Something that you ultimately can be held accountable for. Today's
the day that you're being held accountable for disregarding twice
before what it was you needed to then do.
And the specific deterrent here to me is less important than a
general deterrent to other people who for the third time would choose
to disregard the law.
And so although I understand Mr. Lantz's point, I tend to agree
with maybe what may be the majority view of staff's recommendation
of the fine amount. But I don't believe that the time frame for its
payment is probably something I'm comfortable with. But that's my
only comment. Thank you.
CHAIRMAN LYKOS: Okay, the previous case we had a $5,000
December 16, 2009
Page 123
fine and $250 in investigative cost that was due within 45 days, we
had one year probation, we had Workers' Comp continuing education
class and the business and law test and passed within 90 days. And
we had suspension if these time lines were not met, and revocation if
the time lines were not met by the time the licensing cycle changed,
which was October 1 of 2010.
Is that pretty much what we had on the last one?
MR. HORN: And calling in the jobs.
CHAIRMAN LYKOS: And calling in the jobs, that's right.
Is everybody comfortable with the comparable discipline for this
case?
MR. LANTZ: Sure.
CHAIRMAN LYKOS: Okay. Well all somebody's got to do is
make a motion and we can be done.
MR. WHITE: The difference I see, Mr. Chairman, is again going
back to intent. And because there isn't that intent here, I don't know
that there's the necessity of calling in the jobs, number one.
But I think -- I otherwise agree with what we did in terms of
sanctions in the last case applying in similar fashion to this case.
There was a specificity I think of two hours of Workers' Comp. I
don't know how that actually plays out in terms of the courses that are
available or not. But there ought to be something that definitely
demonstrates compliance with a Workmen's Compensation course.
So that said, I would otherwise be comfortable if someone made
a motion in that regard.
MR. JOSLIN: I think too, wasn't the time span for the payment
90 days?
MR. WHITE: It was 90.
MR. JOSLIN: Ninety days, right.
CHAIRMAN LYKOS: And I though it was 45 days for payment
and 90 days for the classes.
MR. JOSLIN: Yeah, that's right, I'm sorry.
December 16, 2009
Page 124
MR. NEALE: Payment was 45 and 90 days for the course.
MR. JOSLIN: Ninety days for the classes, that's correct, yes.
CHAIRMAN LYKOS: Mr. Jerulle?
MR. JERULLE: I'll try to make a motion of a fine of $5,000
payable in 45 days. Fine of $250 for the admin. costs, payable within
45 days. One year of probation. Two hours of Workman's Comp to
be completed within 90 days. One hour of business law to be
completed within 90 days.
Am I missing something?
MR. HORN: I think you said one hour of business law.
MR. JERULLE: Yes.
MR. LANTZ: As opposed to the test?
MR. JERULLE: Oh, excuse me, I got carried away.
The retaking of the business test.
MR. WHITE: And that if those time periods are exceeded, the
license would be suspended until they were completed. And if they
were not otherwise complied with by October 1, 2010, the license
would be revoked.
MR. JERULLE: Yes.
MR. WHITE: And I would, if you'd accept those as
amendments, make that second.
MR. JERULLE: Correct, I do.
CHAIRMAN LYKOS: Okay, so I have an amended motion, I
have a second.
If I could make one more amendment to that motion. Because we
have a multiple license holder again, if we attach this to all licenses as
we did previously.
MR. WHITE: I considered that, Mr. Chairman, in seeking to
amend the motion. I think again going back to the intent question that
this is probably an adequate deterrent, given the dollar amount of the
fine. And because there isn't that intent, I don't see the necessity of it
being connected to other licenses.
December 16, 2009
Page 125
If he's going to do this again and not get the message, maybe so.
But going back to the idea of giving him the opportunity to be able to
earn the income to pay the fines timely, I chose to not expand it into
the other licenses in amending my second.
MR. NEALE: I would also suggest to the board that if his
license becomes suspended and he is brought back in front of this
board to consider that as suspension, that the board then could expand
the hearing at that point in time to reach to all of his licenses. So I
think the result would end up being effectively the same.
Do you agree, Mr. White?
MR. WHITE: I do agree with that, and it factored into my
thinking on it as well.
CHAIRMAN LYKOS: It was your motion, are you fine with
that?
MR. JERULLE: Yes.
CHAIRMAN LYKOS: Okay. Then I have a motion, I have a
second.
Any other discussion?
(No response.)
CHAIRMAN LYKOS: Okay, all those in favor?
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
MR. JOSLIN: Aye.
MR. WHITE: Aye.
CHAIRMAN LYKOS: Aye.
MR. HORN: Aye.
CHAIRMAN LYKOS: Opposed?
(No response.)
CHAIRMAN LYKOS: Motion carries.
Now I read.
MR. JOSLIN: Yes.
December 16, 2009
Page 126
CHAIRMAN LYKOS: This cause came on for public hearing
before the Contractors Licensing Board on December 16th, 2009 for
consideration of the Administrative Complaint filed against Peter
Geresdi, d/b/a Euro Trim, Incorporated, License No. 25371.
Service of the complaint was made in accordance with Collier
County Ordinance 90-105, as amended.
The board having at this hearing heard testimony under oath,
received evidence and heard arguments respective to all appropriate
matters thereupon issues its findings of fact, conclusions of law and
order of the board as follows: Peter Geresdi is the holder of record of
License No. 25371; that the Board of County Commissioners of
Collier County, Florida, is the complainant in this matter; that the
board has jurisdiction of the person of the respondent and that Peter
Geresdi, d/b/a Euro Trim, Incorporated was present at the public
hearing and was not represented by counsel at the hearing on
December 16th, 2009.
All notices required by Collier County Ordinance No. 90-105, as
amended, have been properly issued and were personally delivered.
The respondent acted in a manner that is in violation of Collier
County ordinances and is the one who committed the act.
That the allegations of fact as set forth in the Administrative
Complaint as to Count I, 4.1.6, disregards or violates in the
performance of his contracting business in Collier County any of the
building, safety, health, insurance or Workers' Compensation laws of
the State of Florida or ordinances of this county are found to be
supported by the evidence presented at the hearing.
The conclusions of law alleged and set forth in the
Administrative Complaint as to Count I, 4.1.6, disregards or violates
in the performance of his contracting business in Collier County any
of the building, safety, health, insurance or Workers' Compensation
laws of the State of Florida or ordinances of this county are approved,
adopted and incorporated herein to wit: The respondent violated
December 16, 2009
Page 127
Section 4.1.6 of Collier County Ordinance 90-105, as amended, in the
performance of his contracting business in Collier County by acting in
violation of the sections set out in the Administrative Complaint with
particularity.
Order of the board: Based upon the foregoing findings of fact
and conclusions of law and pursuant to the authority granted in
Chapter 489, Florida Statutes, and Collier County Ordinance No.
90-105, as amended, by a vote of seven in favor and zero opposed, a
majority vote of the board members present, the respondent has been
found in violation as set forth above.
Further, it is hereby ordered by a vote of six to one -- I'm sorry,
six in favor and one opposed by a majority vote of the board members
present that the following disciplinary action and related order are
hereby imposed upon the holder of the contractor's Certificate of
Competency No. 25371.
MR. NEALE: Just one point. I think, if I'm not mistaken --
CHAIRMAN LYKOS: I switched them?
MR. NEALE: -- the vote on the sanctions was unanimous, the
vote on the guilt was 6-1.
CHAIRMAN LYKOS: I think you're right. So do I need to
restate it?
MR. NEALE: Just make the correction.
CHAIRMAN LYKOS: Just correct it? All right, thank you.
The sanctions are: $5,000 fine, payable within 45 days; $250
investigation fees, paid within 45 days; one-year probation; a
two-hour Workers' Comp continuing education class which must be
completed within 90 days; completion of the business and law; a
passing grade on the business and law test to be completed within 90
days. That if the deadlines above are not adhered to, the license will
be suspended. And if they're not completed by the end of the
licensing cycle, which is October 1 of 2010, the license will be
revoked.
December 16, 2009
Page 128
So ordered.
MR. JOSLIN: Thank you.
CHAIRMAN LYKOS: Thank you, sir.
MR. GERESDI: Will I get this in the mail? I got to mail out all
these, or --
CHAIRMAN LYKOS: You want to contact the licensing office
tomorrow and they'll have all the information for you on exactly what
you need to do.
MR. OSSORIO: What typically happens is that you'll come see
me, we'll sit down, we'll come up -- we'll draw up some kind of a
solution for you. And then when we get the finding of facts, we send
those certified and we put that in your file.
But we'll be -- come see us tomorrow, talk to Karen and we'll
take care of it.
MR. GERESDI: All right. Thank you.
MR. JOSLIN: Thank you. Very good.
CHAIRMAN LYKOS: Thank you.
MR. JERULLE: We're adjourned?
CHAIRMAN LYKOS: No, we're not adjourned. I have one
more item of business.
We need to elect a vice chair for next year. So who has an
interest in being vice chair next year?
MR. JOSLIN: Mr. Jerulle, you were originally I believe --
MR. JERULLE: I would like to nominate Kyle Lantz.
CHAIRMAN LYKOS: Do you accept that nom -- does anybody
else have an --
MR. LANTZ: Sure.
CHAIRMAN LYKOS: -- interest in being vice chair?
(No response.)
CHAIRMAN LYKOS: No.
Do you accept that nomination?
MR. LANTZ: Sure.
December 16, 2009
Page 129
CHAIRMAN LYKOS: Okay, all those in favor of having Kyle
Lantz serve as vice chair next year, say aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
MR. JOSLIN: Aye.
MR. WHITE: Aye.
CHAIRMAN LYKOS: Aye.
MR. HORN: Aye.
CHAIRMAN LYKOS: Opposed?
(No response.)
CHAIRMAN LYKOS: Congratulations, Mr. Lantz, you're vice
chair next year.
MR. LANTZ: All right. Do I get a pay raise?
MR. WHITE: Double what you got last year.
CHAIRMAN LYKOS: Yeah, you get a meal expense and
traveling expenses. It's a great deal.
MR. NEALE: As long as you pay them yourself.
CHAIRMAN LYKOS: Right, as long as you pay them yourself.
I just had a note. Michael, we're skipping January?
MR. OSSORIO: Yes, there will be no board member in January,
but we are going to be heading up in February and in March,
probably.
CHAIRMAN LYKOS: Okay, we are back here in February?
MR. OSSORIO: February we'll be in the main complex.
CHAIRMAN LYKOS: Okay. I need a motion to adjourned.
MR. LANTZ: So moved.
MR. JOSLIN: So moved.
MR. JERULLE: Second.
MR. WHITE: Second -- third.
CHAIRMAN LYKOS: All those in favor?
MR. BOYD: Aye.
December 16, 2009
Page 130
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
CHAIRMAN LYKOS: Aye.
MR. HORN: Aye.
CHAIRMAN LYKOS: Merry Christmas everybody. Enjoy
your holidays and your families.
*****
There being no further business for the good of the County, the
meeting was adjourned by order of the Chair at 1:20 p.m.
COLLIER COUNTY CONTRACTOR
LICENSING BOARD
________________________________
RICHARD JOSLIN, Chairman
These minutes approved by the board on ___________ as
presented ____ or as corrected_____.
Transcript prepared on behalf of Gregory Reporting Service, Inc., by
Cherie' R. Nottingham.