CLB Minutes 08/19/2009 R
August 19, 2009
TRANSCRIPT OF THE MEETING OF THE
CONTRACTORS' LICENSING BOARD
OF COLLIER COUNTY
Naples, Florida
August 19, 2009
LET IT BE REMEMBERED, that the Contractor Licensing
Board, in and for the County of Collier, having conducted business
herein, met on this date at 9:08 a.m. in REGULAR SESSION in
Building "F" of the Government Complex, East Naples, Florida, with
the following members present:
CHAIRMAN:
Richard Joslin
Michael Boyd
Eric Guite' (Absent)
Lee Horn
Terry J erulle
Kyle Lantz
Thomas Lykos
Patrick White
ALSO PRESENT:
Patrick Neale, Attorney for the Board
Robert Zachary, Assistant County Attorney
Michael Ossorio, Contractor Licensing Supervisor
Page 1
AGENDA
COLLIER COUNTY CONTRACTORS' LICENSING BOARD
DATE: WEDNESDAY - AUGUST 19, 2009
TIME: 9:00 A.M.
W. HARMON TURNER BUILDING
(ADMINISTRATION BUILDING)
COURTHOUSE COMPLEX
ANY PERSON WHO DECIDES TO APPEAL A DECISION OF THIS BOARD WILL NEED A RECORD OF THE
PROCEEDINGS PERTAINING THERETO, AND THEREFORE MAY NEED TO ENSURE THAT A VERBATIM
RECORD OF THE PROCEEDINGS IS MADE, WHICH RECORD INCLUDES THAT TESTIMONY AND
EVIDENCE UPON WHICH THE APPEAL IS TO BE BASED.
I. ROLL CALL
II. ADDITIONS OR DELETIONS:
III. APPROVAL OF AGENDA:
IV. APPROVAL OF MINUTES:
DATE: JUNE 17, 2009
V. DISCUSSION:
(A) End of the Month Report - June & July 2009
(B) Review Upcoming Fee Schedule (Section 2.1.5.)
VI. NEW BUSINESS:
(A) Roger P. Boucher - Contesting Citation
(B) Steven Winters - Request to Qualify a Second Entity
(C) Donald A. Darling Jr. - Contesting Citation
(D) Donald L. Hans - Contesting Citation
(E) Adam Sandifer - Review of Credit Report
(F) Theodore A. Ryznar - Review of Credit Report
(G) Brent B. Bixby - Request to Qualify a Second Entity
VII. OLD BUSINESS:
VIII. PUBLIC HEARINGS:
(A) Case #2009-07
James G. Schuck & Donald P. Ricci Sr.
D/B/A: Marco Marine Construction, Inc.
(B) Case #2009-09
IX. REPORTS:
X. NEXT MEETING DATE:
Roberto Gonzalez-Fortan
D/B/A: Master Gutters, Inc.
WEDNESDAY OCTOBER 21,2009
W. HARMON TURNER BUILDING, 3RD FLOOR
(COMMISSIONERS MEETING ROOM)
3301 E. TAMIAMI TRAIL
NAPLES, FL. 34112
(COURTHOUSE COMPLEX)
August 19, 2009
CHAIRMAN JOSLIN: Good morning, ladies and gentlemen. I'd
like to call to order the August 19th, 2009 Collier County Contractor
Licensing Board Meeting.
Any person who decides to appeal a decision of this board will
need a record of the proceedings pertaining thereto and, therefore,
may need to ensure that a verbatim record of the proceedings is made,
which record includes that testimony and evidence upon which the
appeal is to be based.
I'd like to open the meeting starting with roll call starting to my
right.
MR. JERULLE: Terry Jerulle.
MR. LANTZ: Kyle Lantz.
MR. L YKOS: Tom Lykos.
CHAIRMAN JOSLIN: Richard Joslin.
MR. BOYD: Michael Boyd.
MR. WHITE: Patrick White.
CHAIRMAN JOSLIN: Are there any additions or deletions to
the agenda, staff?
MR. JACKSON: Good morning. For the record, Ian Jackson,
Collier County Contractor Licensing.
We have one deletion. New business, letter A, we're going to
delete that. That's going to be continued to October. Roger Boucher.
And that's all.
CHAIRMAN JOSLIN: Okay, I need a motion to approve the
agenda as amended.
MR. L YKOS: So moved, Lykos.
MR. BOYD: Second, Boyd.
CHAIRMAN JOSLIN: We have a motion and a second on the
floor.
All in favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
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August 19,2009
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. L YKOS: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Motion carries for the agenda.
Okay, the board members, have you looked at the meeting of --
the minutes for the June 17th meeting? Any additions or deletions or
changes, or has everyone looked at it? If they have and it's all in line,
there's no discussion, I need a motion to approve it.
MR. L YKOS: Motion to approve, Lykos.
CHAIRMAN JOSLIN: I have a motion.
MR. BOYD: Second, Boyd.
CHAIRMAN JOSLIN: Second, Boyd. Motion and a second.
All in favor, say aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. L YKOS: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Motion carries.
Okay, under discussion we have an end of the month report for
June and July. It's in your packet, gentlemen.
Just for the sake of opening this up, I see where the number of
citations in this July period was quite high compared to the number of
days that the staff is actually working out in the field. So obviously
there's a lot of problems going on out there which investigators are
picking up on.
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August 19,2009
Mr. Ossorio, do you have anything to add to this?
MR. OSSORIO: Good morning, Mr. Chairman. For the record,
Mike Ossorio, Collier County Contractor Licensing Supervisor.
Not actually. You know we're on a reduced workweek, we work
32 hours a week. And so far this year we brought in $431,503. And
we're going to be doing our annual renewals for local and registered
contractors at the end of the month, so we're going to be sending about
4,000 renewal letters out.
CHAIRMAN JOSLIN: And there's still what, three more months
yet to continue before the end of the year? Is that when this starts, in
September or October?
MR. OSSORIO: September. But October 1st will be the new
year, so we have one more month.
CHAIRMAN JOSLIN: There's a good chance that licensing
could bring in a lot of revenue.
MR. OSSORIO: Well, we anticipate -- if you looked at the last
year's numbers we did -- I think we renewed 3,000 contractors in that
one month. Maybe I don't anticipate having 3,000, but I anticipate
maybe having 2,000, so that's substantial.
CHAIRMAN JOSLIN : Well, I think your people are doing a
heck of a job, Michael.
Next item on the agenda is reviewing of upcoming fee
schedules. We had fee schedules that were done for different types of
fees regarding the county and regarding all different phases, and this
was done way back in 2007. And staff has asked for an increase in the
fees.
So Michael, if you want to take the floor and kind of elaborate
on this a little more.
MR. OSSORIO: Thank you.
Just to give you an overview real quick, our office is comprised
of four investigators. We have one full-time investigator in the City of
Naples, one full-time in the City of Marco Island, one for Golden Gate
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August 19,2009
Estates, and one for the unincorporated Collier County. We have three
staff members that do registrations in our office and do the day-to-day
operation of our licensing board.
In 2001 we elected to raise some fees. And you have a copy of
that resolution in 2001. And basically I'll read a little bit about it on
paragraph two. This is a resolution that was signed some months later.
The extreme poor state of current economic conditions for the
construction industry takes us in an extremely inopportune time to
raise fees, charges for the industry that suffer from economic
downturn.
Basically what you said to the Board of County Commissioners
is that we're going to raise fees; we think that the licensing department
is vital in the health, safety and welfare of the community in Collier
County and the City of Naples and Marco Island. So we did raise
some fees. It wasn't a lot, it wasn't a substantial fee increase, but it was
a fee increase.
But you also told us if indeed that if it wasn't enough, make sure
you come back and ask for more. Unfortunately this is -- we're in
2009. Our fees have not sustained our department. We incurred some
more expenses. We haven't had a reduction in staff but we had a
reduction in work hours of 32 hours of workweek.
And the building department, Bob Dunn, did hire a company
called PMG and did an RFP. And basically we spent a substantial lot
of amount of money to go over our department and to view what we
need to be self-sufficient as a licensing department. And these reflect
on the -- what you have on the sheet in front of you, the draft.
CHAIRMAN JOSLIN: So this draft that we have in front of us is
the analysis that PMG did?
MR. OSSORIO: Yes.
And unfortunately -- I would give (sic) it to you earlier, but we
just got this the other day. So when you're going through this the first
time, I'm actually going through it the first time.
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August 19, 2009
But I did notice some changes, and I would like to go ahead and
get a consensus on the board after you look at the numbers and I make
little changes of my recommendations, that we adopt a resolution. And
we'll go to DSAC with it next week or next couple of weeks and then
back to the Board of County Commissioners for final approval or
maybe go to CBIA.
But the numbers are not that bad. I thought they'd be worse, but
they're not. And I want you to take a look at the first page. I thought
that maybe we can take a look at it. And that is on Page 5.
CHAIRMAN JOSLIN: There's a Page 4 also.
MR. OSSORIO: Yeah, there's a Page 4, but you can turn to Page
5. There's a Page 6, too, but you can turn to Page 5.
CHAIRMAN JOSLIN: Sorry.
MR. OSSORIO: No problem.
CHAIRMAN JOSLIN: I was looking at the calculation of fees.
Starts on Page 4.
Is the calculation of fees the same as the -- what's on Page 5, or
this is the increase?
MR. OSSORIO: That's just what is a -- one is a new license and
one is a renewal.
CHAIRMAN JOSLIN: I see, okay.
MR. OSSORIO: Okay?
CHAIRMAN JOSLIN: Now I see what you're saying. I gotcha.
MR. OSSORIO: We're on Page 5.
Typically there are two kind of contractors what this board
regulates. There is what you call specialty contractors and there are
tier one contractors, or general contractors, building pool contractors
that have to register with the state.
And when you register with the state there's a lot more
paperwork involved when you register through our office. And
unfortunately I don't think that PMG took that into account.
And you'll see the difference. It says CLE renewal contractor
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August 19, 2009
144. And then on the bottom it says CLE renewal specialty, 144.
These fees are exactly the same here. But obviously the CL renew
state registered contractors, we would like to see that go to not 144.25
but 159.25. So basically a $15 increase. And that's exactly what
transpires that we'd have now.
CHAIRMAN JOSLIN: Okay. And this is under renewal
contractor or renewal specialty?
MR. OSSORIO: Renew contractor.
CHAIRMAN JOSLIN: Renewal contractor.
MR. OSSORIO: Yes. So under 144.25 you want to write 159.25.
(At which time, Mr. Horn enters the boardroom.)
MR. OSSORIO: There's a difference between the two. If you are
a specialty contractor, there's less steps to renew than versus if you are
a registered pool contractor, registered general building contractor
there's a lot more involved. We have to make sure you do your
continuing education, your state registration. There's a lot more
paperwork involved on a year-to-year basis.
And that is indicative of what we do now. It's $15 more than it
would be. So I'm just adding $15. So I would like to see that 159.25.
And I will talk to PMG and we'll square that away.
MR. JERULLE: Michael, the 144.25 is the existing fee?
MR. OSSORIO: No. That is the --
MR. JERULLE: That's the new proposed fee.
MR. OSSORIO: And you'll see on the back side.
MR. NEALE: Page 7 and 8 have the current and proposed.
MR. OSSORIO: Page 7 and 8 actually have the current and
proposed.
MR. JERULLE: All right, that's what I'm looking for.
CHAIRMAN JOSLIN: And just for the record, I'd like to make
for the record that Lee Horn has just arrived.
MR. HORN: Thank you.
CHAIRMAN JOSLIN: Okay, continue.
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August 19,2009
All right, so we have a change on renewal for a licensing
renewal contractor to 159.25.
MR. OSSORIO: Exactly right.
CHAIRMAN JOSLIN: Okay. The other two are going to stay
the same?
MR. OSSORIO: Yeah, that's fine.
The next page is Page No.6. And this is a second entity. And
right now the current fee is $50. And the proposed fee is 56.21. And I
don't think PMG realizes that when you do a second entity there's a lot
of things involved. Obviously you have to have a staff meeting. We
have to have the investigator make the packet up, present it to the
licensing board, make copies, bring it to you a week before and
actually present it to the licensing board. So that is a fee that we need
to calculate. And I calculated 43.79. So it went from 56.21 to $100 to
get a second entity, which I think is pretty reasonable. So that fee
would be from 56.21 to $100 even. It's a plus of 43.79.
And the second -- and the last change is on Page 7. And it's state
registration. We have a staff of three. And right now our current -- if
you want a state registration, it's $10. Right now we did $11,000 this
year in state registration. That typically is a one-person full time doing
-- registering state contractors, taking state contractors off hold,
putting contractors -- changing status and updating their insurances.
That is a full-time job on one person.
We get about 60 certificates every day to renew state
contractors, insurances. Mr. Lykos can tell you, you know, they come
and go. The insurance companies, they change their certificates and all
of a sudden we're the certificate holder and we get a fax through the
office.
And the proposed fee is 19.94. And after I looked at the cost, I
anticipate a 30.06 increase, which would be a $50 service. And this is
every two years.
CHAIRMAN JOSLIN: So the 19.94 should move to $50.
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August 19, 2009
MR. OSSORIO: Yeah. And this is state registration for every
two years.
CHAIRMAN JOSLIN: $25 a year isn't really too bad to keep a
state license active.
MR. OSSORIO: No. As a matter of fact, if you go to
Miami-Dade, it's 79.95, whatever it is.
But this is just at 50. And that will actually help the state
contractors pull building permits quicker, get the insurances into our
office quicker and be better -- be more efficient. So this is what we're
looking at there.
CHAIRMAN JOSLIN: Okay.
MR. OSSORIO: With that said, I'm done.
I did have Bob Dunn -- Bob Dunn is the building director and he
might want to speak on behalf of what PMG is doing throughout the
industry, without the building review and permitting department, the
fees related to permits as well. This is just relating to contracting
licensing issues.
I did speak to Bob Dunn and he is looking forward to getting this
off, you know, 32 hours of workweek, so he can enforce the code,
instead of not working on Fridays and having unlicensed contractors
word Friday, Saturday and Sunday. Maybe do a little better job on the
hot line as well.
This is going to do this for us. And also, he's also thinking about
bringing another person in our department. Instead of having four
investigators, have five. And this particular person -- hopefully this
person will be more of a workers' compo related individual that is
strictly into class codes, that is trained in class codes that's actually
going to go through books and workers' compo and insurance and
really get down into the bidding of you, the pool contractor bid on the
project and this guy's bid this and how could he do so, because he's
not paying proper insurance. And you make that complaint, we'll have
that tool to do so. So right now we're sketchy with that, and I'm the
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August 19, 2009
only one that actually does that, so we're looking for the future, so
that's what we're looking at.
CHAIRMAN JOSLIN: Okay. And this type of dollars is going
to allow this to happen --
MR. OSSORIO: As far as I know. Bob Dunn may want to speak
about that. But I did think that -- I anticipate these fees going through
DSAC. And I can't speak to the building review and permitting fees,
but for licensing, I anticipate having smooth sailing so that we can
maybe add a staff member and we'll be more self-sufficient.
CHAIRMAN JOSLIN: Okay, Mr. Dunn, do you want to make
some comments?
MR. DUNN: Good morning, Mr. Chairman and board members.
Bob Dunn, Building Director.
CHAIRMAN JOSLIN: Pleasure to have you here.
MR. DUNN: We just -- you know, I just want to bring you up to
date on the analysis that's just been completed. This is the first draft.
We have a sub-committee that's going to be reviewing it, DSAC
sub-committee. They're meeting next week. They're going to forward
their recommendation on to DSAC, the full DSAC committee, and
then of course after that we go to the Board of County Commissioners.
We expect that to happen in October.
CHAIRMAN JOSLIN: Okay.
MR. DUNN: And with your support, you know, of this fee
increase -- it's basically a 40 percent increase. With your support and
with a resolution of support, it's going to help us take it before DSAC
and then again to the Board of County Commissioners. So that's why
we're here today, to answer any questions you might have.
And we are going to add an additional investigator. We hope to
have, you know, you know with the increase in fees, that will support
another investigator. And we're going to have everybody go back on
40-hour workweek starting in October.
CHAIRMAN JOSLIN: October we're going to go back to five
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August 19, 2009
days a week then.
MR. DUNN: Oh, yeah.
CHAIRMAN JOSLIN: Okay, super.
MR. DUNN: October. The first week in October.
CHAIRMAN JOSLIN: Would that also tie into the fifth man
being added into staff?
MR. DUNN: The fifth person will be added after -- if we have
approval from the County Board of Commissioners.
CHAIRMAN JOSLIN: On that meeting, okay.
MR. DUNN: We're also going to -- during the renewal season
we're bringing a -- we're bringing the administrative staff in at five
days a week on process renewal.
CHAIRMAN JOSLIN: Outstanding.
MR. DUNN: They're working, you know -- every day of the
week they have folks coming in to renew and obtain new licenses, so
we're going to let them work on Fridays so it will give them time with
the office being closed to get the licenses processed so we can get the
monIes In.
CHAIRMAN JOSLIN: Outstanding.
Okay, well, I guess with all that said I'm going to need a motion
to approve these changes as far as the fees go, with the upgrades that
Mr. Ossorio and Mr. Dunn have asked us to approve.
MR. JERULLE: Do we have discussions before or after we do
the motion?
MR. NEALE: Discussion after, typically.
CHAIRMAN JOSLIN: Well, we can do it before, if you like.
We should -- let's -- ask your question first before we make a --
MR. JERULLE: No, I just received this, and you're asking for a
fee increase and you're asking me to approve this. And I haven't really
had a chance to review it and digest it to give my vote.
CHAIRMAN JOSLIN: From what I could gather, the only fee
increases are the ones that, Michael, you have indicated so far?
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August 19, 2009
MR. OSSORIO: This whole draft is a fee increase. There are
some changes to the fee increase.
CHAIRMAN JOSLIN: Right.
MR. OSSORIO: You're absolutely right --
CHAIRMAN JOSLIN: So we're looking more for a motion just
to advise us to be able to just --
MR. OSSORIO: Under the code.
CHAIRMAN JOSLIN: -- to possibly come back next month?
MR. OSSORIO: No. Because we're not anticipating having a
board meeting in October -- or actually, we're going to have one in
October, we're not going to have one in September.
And -- but we've been working on these fees for several months.
I mean, we had meetings with PMG, they went through our staff, how
many hours we worked and what we've done. So he did a good job on
this.
And it is short notice and I do apologize, but I got it on Thursday
afternoon, or Wednesday afternoon. The package went out on
Wednesday morning. So it is what it is. But this is what the licensing
board wanted us to do.
Remember the resolution before some of these chairmans were
here before is that you directed us that if we had to raise fees that you
need to come back with a fee resolution so we could be self-sufficient
and so we could provide health, safety and welfare. So this is what this
fee is, nothing more, nothing less.
MR. L YKOS: I have some questions, if I may. Comments,
questions, concerns.
Bob, you know I've been a strong advocate of the licensing
department, not only here but at DSAC and also at the Board of
County Commissioners. And I have some questions.
If you recall, we had a meeting -- CBIA had a meeting in Mr.
Smith's office with you and the budget office, and we addressed our
concerns about allocations. I know those have come way back from
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August 19,2009
where they were in the past. There were some issues about how the
budgets were prepared. There was a two or three-year lag and created
some issues, especially in a market that was going down. I know those
have been addressed.
My concerns about this fee increase -- and again, let me preface
by saying I support funding this department to fully serve the
community and the licensed contractor. But a couple of comments.
Number one, we know that somewhere between 40 and 50 percent of
the investigations that the staff go on are not for licensed contractors,
they're for -- I hate this term, unlicensed contractors, but people that
are contracting without a license.
I believe that some support for this department should come
from the general fund. I know that's pie in the sky, but there's a direct
benefit to the community that has nothing to do with permit fees or
licensing fees. And I know that this doesn't take that into
consideration. I may be mistaken, but there's no comments in this
report about the general funds supporting license department when
there clearly is a benefit to the community that is not directly related
to contractor fees or permit fees. I think that needs to be addressed,
number one.
Number two, there's 109 percent allocation for overhead. 109
percent addition to direct costs for overhead for support staff. Our
problem was with allocations to begin with. So without seeing the
backup and where they come up with this 109 percent multiplier for
support services and overhead, I have a hard time supporting 109
percent without seeing the backup for it.
I understand you guys are in a tight timeframe because you want
to get this in next year's budget and the meeting with that is with the
Board of County Commissioners in October, but I'm going to have a
hard time supporting this without seeing the backup information.
And the third comment I have is we were told that CBIA was
going to be involved in this process, and we haven't been at all.
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August 19, 2009
MR. DUNN : We just --
MR. L YKOS: I understand. But we haven't been at all. And I
think to support this from a CBIA standpoint, to support this from a
licensing board standpoint, I want to see the backup documentation.
And I want to know that PM G addressed the fact that there's services
being provided to the general public that are not directly related to
licensing permit fees.
MR. DUNN: Well, PMG will be addressing those questions.
They will be coming to the DSAC full committee meeting. We will
have a sub-committee meeting next week with our budget office.
Those numbers will be addressed with the DSAC committee.
And at the meeting, the full meeting with DSAC, this consultant
will be there to answer those questions.
MR. L YKOS: I understand. But you're asking for our approval,
and then you'll take our approval, you'll let the DSAC sub-committee
know that we've approved it and endorsed it, then you'll pass it on to
the Board of County Commissioners that we've endorsed it, and you're
asking us to endorse it without the supporting documentation.
I understand that you're under the gun time-wise, but I don't like
endorsing these calculations without seeing the backup for them.
CHAIRMAN JOSLIN: Mr. Lykos, I think you're confusing the
issue here. I'm all for CBIA and I'm all for that section of your
governing body in that case, but I have a hard time trying to say to you
that we have to separate the fact that CBIA is not going to run
licensing or the county.
Now, I understand that they bring in the revenue, and I
understand those licenses and those fees bring in the revenue, but there
are other issues that are out there that need to be addressed besides
CBIA and their involvement as far as what the bottom line is going to
end up saying. Because there are other issues out there, other
contractors out there that aren't in CBIA that want that same answer
also.
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August 19, 2009
So I'm a little confused on your reasoning as far as to increase
the fees that have already been programmed. These were programmed
back in '07. And all we're doing -- at the moment all staff is doing is
asking for a minor increase in order to support the fact of being able to
allow licensing to be able to be self-sufficient.
Now, I understand the general fund and I understand that right
now we are tied into a different fund rather than the general fund,
which I'd like to see us come out of that also. But at the moment it's
not happened. It's going to take a little bit of time before that can
happen.
But I think at the time that we're talking about raising these fees,
I think really now is the time to act on it and the time is of essence that
we do bring on more people in licensing that will handle the
unlicensed contractors and the contractors that are doing things
incorrectly. It's for the jurisdiction, for them to have supervision over
that.
And without -- with the short staff going on right now, there's no
way to fund it. So this is nothing more than a way to try to fund what's
going on here. That's my point. That's my feeling.
MR. DUNN: This is also going to lead into a full-blown fee
schedule ordinance.
CHAIRMAN JOSLIN: Sure.
MR. DUNN: Right, a contractor licensing fee schedule
ordinance. That's going to have to be approved by the board and the
DSAC committee. This is just a draft and an analysis by the
consultant.
MR. L YKOS: I understand.
MR. DUNN: This is a concept. This is a concept. We're asking
for your guidance that we can go forth now and increase the fees.
MR. OSSORIO: Mr. Chairman, just a quick question. To go
ahead and get ad valorem funds for contractor licensing this year or
the next year, I don't think we have a chance. We have none. And you
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August 19, 2009
know that and I know that. So we can sit here until we're blue in the
face, it's not going to happen.
However, I can tell you if these fees are not rectified there's
going to be a major impact in contractor licensing. And I tell you, it's
going to be a major impact in October.
These fees are in the realm of all cities and counties throughout
Florida, and most cities in Florida, they do get compensated for ad
valorem taxes through tax dollars for unlicensed activity. So these fees
are right where they need to be.
If you're looking to self-sufficient contractor licensing for the
upcoming year, this is the time to do it. I know this is a difficult time
for you to look at this, I know it's a difficult time for me because I just
got it on Wednesday afternoon.
But you're asking us to go ahead and wait to see what the Board
of County Commissioners do or DSAC does, it's not going to happen.
We're just not having a board meeting next month and this is why
you're the first line of defense on looking at these items.
MR. WHITE: Few questions, Mr. Chairman.
CHAIRMAN JOSLIN: Mr. White?
MR. WHITE: I appreciate the position you're in with PMG and
the report just coming to you. I appreciate, you know, my fellow
board members' concerns. I have a couple of maybe more precise
questions and observations.
First off, I'd like to start with Pages 7 and 8. And if you could
just go through on the recommended fees and tell us again which of
them, based on the changes, the three changes, which of those are
changing to what on the proposed column?
MR. OSSORIO: Okay, if you're looking at the one -- well, why
don't we just do the -- 7 and 8.
MR. WHITE: Yes, sir.
MR. OSSORIO: Okay. And --
MR. WHITE: I think you --
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August 19,2009
MR. OSSORIO: The first page -- hang on. I didn't get this from
MR. WHITE: I think one of them is specialty contractor renewal
at 145 that you've suggested should be increased. I'm just trying to
confirm that that's the case.
MR. OSSORIO: Yeah, you see the first part -- I have to get my
bearings here. It says Certificate of Competency annual license.
MR. WHITE: Yes.
MR. OSSORIO: And it says and the proposed. You're absolutely
right, the initial fee, the renewal would be 165 and change. 159.25.
MR. WHITE: 159.25 instead of 145?
MR. OSSORIO: Yes. That's the change on that.
MR. WHITE: Because apparently they round it up from 144.25.
MR. OSSORIO: Yes, and I kept it exactly the same, except for I
added 15.
MR. WHITE: So that is the fee for--
MR. OSSORIO: To renew --
MR. WHITE: -- contractor renewal?
MR. OSSORIO: Yes. When I say contractor renewal, I mean tier
one contracting. General contractors, building, residential, registered.
MR. WHITE: Not as it says here, there are two other categories,
specialty contractor and journeyman.
MR. OSSORIO: Yes. Those are--
MR. WHITE: 145 for specialty contractor--
MR. OSSORIO: That has not changed.
MR. WHITE: -- is going to stay the same.
Okay, that's change number one.
The second change I believe you told us about was for second
entity's total cost you wanted was 100.
MR. OSSORIO: And Mr. White, that's on Page 8, and that's on
the bottom. It says second entity fee.
MR. WHITE: Correct.
Page 1 7
August 19, 2009
MR. OSSORIO: It went from 50 to 56. And I'm saying to you
that the PMG, you know, didn't realize that a second entity has to go
in front of the licensing board to get approval, and there's steps
involved on that. We have to spend, you know --
MR. WHITE: I'm not challenging your rationale; I'm just trying
to make sure I got the table right.
MR. OSSORIO: Yeah, got it exactly right. It goes from 50 to --
PMG recommendation is 56, my recommendation is 100.
MR. WHITE: Then the third change was for state registration
total cost recommended --
MR. OSSORIO: That's on the same page.
MR. WHITE: -- was 19.94 and you recommended 50.
MR. OSSORIO: Its current is 10, proposed is 20, and my
recommendation is 50.
MR. WHITE: Okay.
MR. OSSORIO: Those are the changes.
MR. WHITE: With that sort of clarified, can you or Mr. Dunn
tell me when the report was actually done by PMG, when they
conducted the study and developed the methodology, some of the
history of this? I want to know how relevant it is to today's date.
MR. DUNN: We sent out a request for a proposal and a quote a
few months back. I don't have the exact dates with me. But we had I
think four contractors submit it, to do the analysis for the fees.
MR. WHITE: So it's a study that was done over the past four to
six months.
MR. DUNN: Exactly. They've had -- most likely after we
awarded the contract with this person, the company, they've had
approximately four to six weeks to do the analysis, to sit and come in
and meet with all the staff members, with contractor licensing, and a
building department personnel, the planning, the permitting tax.
They've also done, you know, this analysis for Broward County and
Ft. Lauderdale, so they have experience.
Page 18
August 19, 2009
MR. WHITE: Apparently. Because at the bottom of Page 2 --
MR. DUNN: You should see that mistake.
MR. WHITE: I don't know if it's a mistake or not, you're telling
me now it is, that the rates were obtained from the finance department
of Collier County --
MR. DUNN: Exactly.
MR. WHITE: -- as opposed to Broward?
MR. DUNN: Exactly. This is just a draft that was submitted. We
have changes to make to it, and we've sent it out to staff.
And we're also sending it to the board members today to take a
look at the draft, in case you have any recommended changes. And it
will be going to CBIA.
MR. WHITE: You may want to have them -- Page 2, the end of
the second paragraph, it says, the last line, last full line says to ensure
that all polices, it should be I believe policies.
MR. DUNN: Exactly.
MR. WHITE: Okay. I think more generally the concern I have is
that although I support the goal, the process that we're going through
here is one that I'm a little concerned about.
Can you tell me which BCC meeting in October we're actually
planning on going to?
MR. DUNN: Well, actually, it was originally scheduled for the
first meeting in September, that was the 15th, and--
MR. WHITE: The budget?
MR. DUNN: -- we had -- yeah, and we had to move it because
we wanted to make sure we had enough time for DSAC and the
sub-committees and CBIA to take a look at this analysis. So we
actually moved it so now it's going to be in October, it's going to be
the first meeting in October that we're actually going to take the fee
schedule, the recommendation to increase permit fees and contractor
license fees.
CHAIRMAN JOSLIN: So at the moment these fees are your
Page 19
August 19, 2009
recommendations as far as what PMG has come up with?
MR. DUNN: That's right.
CHAIRMAN JOSLIN: What you're asking us to do I think now
is just to give you a direction as far as to go forward with the draft to
complete the analysis, and then come back at some point to get a final
approval from the board as far as the changes that are going to be
made?
MR. DUNN: We're going to take final approval to DSAC, and
we're also going to make -- of course we have to take the ordinance
before the Board of County Commissioners for approval.
MR. WHITE: Can I ask a question about your DSAC
sub-committee?
Are there any representatives of this panel on that
sub-committee?
CHAIRMAN JOSLIN: No.
MR. DUNN: We have a CBIA member, we have -- I don't have
the exact names. We have an architect, an engineer, a building
contractor.
MR. WHITE: You don't have anybody from this Contractor
Licensing Board?
MR. DUNN: Not from this board.
MR. WHITE: Okay.
MR. DUNN: We could invite you. I mean, the first meeting is
going to be next week. They're meeting with the budget office in our
budget department for the building department.
MR. WHITE: Correspondingly, as to the full DSAC, are there
any members of this board that also sit on DSAC?
MR. DUNN: No.
MR. LANTZ: I'd like to just address something on the -- it's
probably more towards Michael.
On the state registration fees, you had -- they had the cost at
19.94. And you said that they were off and there should be an
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August 19, 2009
additional $30.06 which makes it $50.
MR. OSSORIO: Yeah, I see it.
MR. LANTZ: I'm just curious how they could be that far off. I
mean, the other adjustments were, you know, seven percent, eight
percent, but you're saying that they're, you know, 150 percent off. And
I'm just curious how you got to that figure and how --
MR. OSSORIO: Well, when I talked to PMG -- and I'm not
saying that he is Mr. Mark on this, but, you know, unfortunately I'm a
licensing supervisor, I sit there on a daily basis upfront and I register
state contractors. And I think they're all pretty much state contractors
here. It takes us a lot more time than what it says here on licensing
compliance supervision and customer service, .25 on a biannual rate.
Not just every year.
There's no doubt in my mind I can look at Mr. Lykos and say I
can track you and how many times I went in your certificate, and I'll
bet you I go in there -- remember, I have to maintain all these records.
You know, your qualified business license, I have to make sure that
you're up to date on that. I have to make sure that every two years you
bring me a copy of your license. I have to make sure you have
workers' compo insurance by statute. I have to put you on hold when
your insurance goes out of synch. We have to be the certificate holders
or you will not be able to pull building permits.
MR. WHITE: So which of the subcategories under the state
registration on Page 7 at the top do you see that $30.06 falling into? Is
it more than one category under personnel, is it indirect --
MR. OSSORIO: I would say it's more -- it's the customer service
right here is I would say two-thirds more. And what we did is -- how I
did it was, is that if you take a full-time person, which two-thirds of
our contractors are state certified contractors, there are about eight,
9,000 contractors that are state certified. When I say state certified,
they could be electrical, plumbing, mechanical, whatever the widget
might be.
Page 21
August 19, 2009
Is that -- we spend two-thirds of our time keeping track of state
certified contractors on a daily basis. And so I took that number and I
roughly said if it was 5,000 contractors it would be 150,000 or
140,000 per year if they did.
Right now if you can look at July, give you an example, on your
packet -- on your July monthly calculations. This is for the year.
10/1/2008, 7/31/2009. State contractor fees. Right here: 11,040.
We can't conduct business like this. I don't care if you have to go
to CBIA, I don't care if you go to DSAC. 11,040. This is for one year.
MR. LANTZ: What was it the previous year when the renewal
sanction was?
MR. OSSORIO: I have no idea. But I'm only going by year to
year so we'll divide it by two.
MR. LANTZ: But isn't this biannual, so it should be heavily
weighted in one year as opposed to the other year, correct?
MR. OSSORIO: You're absolutely right. I mean, it should be.
We're talking about a budget is for one year.
MR. LANTZ: No, I understand that. But if you're saying you're
processing the state fees, the year that the license --
MR. OSSORIO: I also calculated -- I didn't calculate the 11,000,
I calculated how many contractors might anticipate renewing in an
even year, which would be 6,000. Say 6,000 renewed times 50 is a
number. And you divide that by two, and that's where I came up with
my analysis of my staff time.
MR. WHITE: So kind of going back to the point, is it under
licensing compliance that the bulk of this $30 --
MR. OSSORIO: No, I don't think -- I tried to stay away from
state registration licensing compliance. This is strictly registration;
how we regulate your license as in pulling building permits.
MR. WHITE: Is there something that's missing? Is there a cost
item in here that your $30 should be stuck in? I'm just trying to --
MR. OSSORIO: Yes, I said --
Page 22
August 19, 2009
MR. WHITE: -- follow their methodology.
MR. OSSORIO: I said to' customer service and, you know, if
you're looking at supervisor of personnel, .1 hour, I probably spend
more time than that per one hour dealing with state licensing, getting
their licenses up to date and current.
I'm not here to go ahead and -- I'm not a bean counter, I'm not
PMG, but I can just tell you, that number -- that's where I got my
number from, those two items.
So if you're saying .25 hours, I would say in a whole it -- for
customer service, I would say .75.
And hear me out. I mean, if we approve this, these numbers,
obviously then PMG will have to come back in and make obviously
the grammar mistakes and make the necessary hour changes and we'll
communicate with them. And if there's -- if I'm wrong or he's wrong,
we'll amend it. I'm not here to belabor the point, but it is what it is.
We're not having a meeting next month. You're the first in line. I
recommend that if you don't feel comfortable passing these fees, you
say you don't support or deny it, but maybe have the chairman --
authorize the chairman to speak on DSAC and see how they (sic)
comes up and have a joint agreement on it and you have more time on
it.
CHAIRMAN JOSLIN: Yes.
MR. BOYD: Mike, so this $50 fee that we're talking about right
now, that's for those of us that are state certified to register our license
with Collier County. The $50 fee covers two years.
MR. OSSORIO: Exactly right.
MR. BOYD: Okay. That fee is not out of line with what I pay all
over --
MR. OSSORIO: No, I know that.
MR. BOYD: Cape Coral, City of Fort Myers, Lee County. That
fee is not out of order, and I don't have a problem with that.
The problem I would have is, you know, we've got thrown this
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August 19, 2009
thing, which some of the rates are going up 45, 50 percent. I wish I
could raise my prices right now 45, 50 percent, but I can't do it. So,
you know, that's where we're in a quandary is how can we justify
raising everything 45 to 50 percent and, you know, just being thrown
that. You know --
MR. OSSORIO: Mr. Boyd, and I --
MR. BOYD: -- I almost would come to a separate meeting to
address this, if we have to.
MR. OSSORIO: And I agree with you, Mr. Boyd. But the issue
is, is that in 2001 you made a resolution -- and I can pull the records --
and we raised the fees a tiny bit. And you said to -- you gave direction
to staff and you said if these fees are not enough you need to come
back. Because license is important. You know, health, safety, welfare.
There's not a day goes by that we don't issue a stop work order for a
health/safety issue.
And we're not going to get ad valorem tax. So, you know, it's--
maybe in a couple of years we can advocate it, we'll take it to the
board when the dollar does this and the yen does that, whatever it
might be. But the bottom line is, these fees -- if we raise these fees to
where we are now, we are in line with every other city, municipality.
We're probably even below the scale.
MR. WHITE: Was that part of what PMG was asked to do?
MR. OSSORIO: No.
MR. WHITE: No?
MR. OSSORIO: I don't think they took other jurisdictions. But
I'm telling you as a personal level, and Mr. Boyd can tell you -- and I
can tell Mr. Boyd is that if your fees as a sign company was 40,50
percent less than Fort Myers, you would raise your fees.
MR. BOYD: I don't disagree.
MR. OSSORIO: Okay.
MR. BOYD: I totally support that -- you know, probably those
fees have been low for the last three to four years.
Page 24
August 19,2009
MR. OSSORIO: Exactly right.
MR. BOYD: And one of the problems I have is the fact that
you're not getting any general funds when you should be, because
code enforcement does. And code enforcement's still working five
days a week. And I think we as a board should push to get you some
funding from the general fund. You deserve it as much as code
enforcement.
MR. WHITE: Meaning the statements are the same and the
ultimate benefit to the citizens are essentially the same, so that the
costs should be shared from the 111.
CHAIRMAN JOSLIN: I think I see Mr. Boyd's aspect as far as
this goes, because of the fact that we are not in the general fund. And
what we're doing, I think Mr. Lykos is considering, is that we're
allowing these increases and allowing the contractors to be paying for
items that don't pertain to licensing. If that's what I'm getting at
correctly. Which I don't agree with either.
However, at the moment we are still locked into the 113 or the
111, whichever fund we're into. And I'd like to definitely -- if it takes a
motion or if it takes the board to sit down with someone or go before
the commissioners and try to get out of this fund and make licensing a
self-sufficient entity here, I think we can do that. I think we're more
than self-sufficient to be able to do that.
MR. WHITE: Could -- before I'm kind of able to make an
informed choice about that, I'd like to better understand what the
process steps are here. I know you've got a DSAC sub-committee
meeting next week. That's what you mentioned. You've got DSAC
when?
MR. DUNN: September.
MR. WHITE: 1st?
MR. DUNN: 2nd. It's a Wednesday.
MR. WHITE: Correct. Okay, the 2nd.
And then you're not going to the board until October 13th?
Page 25
August 19,2009
MR. DUNN: Exactly. I think that DSAC meeting has actually
been changed. The DSAC is going to be working on the Land
Development Code I believe on the 2nd. And that's a full day. So we
might have moved that further into September.
That's why we had to postpone going to the Board of County
Commissioners, because we didn't have enough time. You know, we
got this just last week.
MR. WHITE: It seems that in the past, in 2007 there was an
independent resolution from the Contractor Licensing Board relative
to their view of fee changes pertaining to contractor licensing
department.
I'd like to put you in a position where you would have that same
type of input from this board. And I heard one of my fellow board
members suggest that if we even had to come back for a special
meeting in September for that purpose, that we might be willing
considering doing that. So I'd like to know when those dates are and
also whether our -- if we had a meeting, for example, third week
September, would that still allow you enough time to get information
into the executive summaries, combine it with what you have from
DSAC and its sub-committee to make a meaningful recommendation
to the Board of County Commissioners at their meeting on the
October 13 date?
MR. DUNN: I believe if you came back the second week in
September, that would help, that would greatly help us. That would
give us enough time.
I know -- you know, the executive summary, you know, the
whole analysis has to be completed. And of course, you know, we
have to get it to the Board of County Commissioners. But we have
postponed it. I mean, we had to move it out of September because our
budget office wouldn't be able to prepare all the fee schedules and
have their analysis completed for the Board of County
Commissioners.
Page 26
August 19, 2009
So if you want to come back the second week in September,
we'd be happy to have another meeting the second week of September.
CHAIRMAN JOSLIN: I think that would be something that
would be definitely in line. That way I think you satisfy more of the
people on the board as far as satisfying their questions. And we would
get the questions that answered answered (sic) relative to the changes
that are going to be made.
I mean, I understand that we need to make changes and we need
to increase the fees, because we are behind in times, no doubt. But I
just don't want to see it go rampid (sic) to where as we're paying for a
lot of other things that doesn't have anything to do with licensing.
MR. DUNN: Well, the fees that we're looking for, the increase
in fees is going to be for licensing. You know, I promised before that
we were going to increase staff, we increased staff.
CHAIRMAN JOSLIN: Right.
MR. DUNN: I promised this time if we increased the fees we're
going to increase staff, we're going to add another investigator. And
we want to do that. I mean, you know, we don't have enough staff to
cover the county.
Contractor licensing needs more folks. You know, we beefed
them up as much as we can with the funding that we receive now. So
with this increase, we'll be able to add another investigator. That's the
whole purpose. And so the money's going to be used in contractor
licensing.
MR. NEALE: And just as a reference point for the board, Mr.
Ossorio did attach to the front of this the resolution that was passed by
this board in May of 2007. And I think as he pointed out, the relevant
paragraph is the second paragraph in here where the board did discuss
the -- that the level of service should not be reduced, which I think is
what the board's saying here.
CHAIRMAN JOSLIN: Right.
MR. NEALE: But what I think Mr. Dunn and Mr. Ossorio
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August 19, 2009
would like from the board, either now or at the September meeting, is
a similar kind of resolution and finding, if I'm correct.
MR. DUNN: Correct.
MR. WHITE: Certainly, it would seem if that's the case, then
what we should have had today in combination was something, a
resolution for 2009 drafted for our consideration. Because I'm thinking
at the minimum there is no other way other than a motion and
whatever from this board, and that's just an item in the executive
summary. There's nothing that is any kind of loss that the Board of
County Commissioners are ever going to see about what our
deliberations and recommendations may have been other than a
number.
CHAIRMAN JOSLIN: Well, I think if we come up with a--
correct me if I'm wrong, Mr. Neale, but we can come up with a
tentative -- a motion to allow staff and the county to go forward on
this resolution as far as the fee changes goes, but it won't become law
or it won't go before the commissioners for final approval until it
comes back in September. But we have to give them some kind of
direction to proceed.
MR. NEALE: Well, what the board would have to do in my
opinion is to schedule effectively a special meeting of the board next
month, since the regularly scheduled meeting is not until October.
Schedule a special meeting next month to consider a resolution on
fees.
And then the board could meet at its pleasure next month,
consider a fee resolution, and I draft that fee resolution before that
meeting. And then the board could transmit that fee resolution to staff
and the DSAC and the BCC for their consideration, if that --
MR. OSSORIO: One of the things, Mr. Neale, I know we did
last time in 2007 is that we had a good argument in 2007 with the
proposed fees back then. There was a consensus, you gave us
direction, you wrote a resolution and the chairman signed it. There
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August 19, 2009
was no special meeting. I don't know what a meeting next month is
going to change.
PMG did their study. On the bare minimum this is what we're
going to need to go to, you know, 40 hours minimum.
So me belaboring -- you know, having the issue come back next
month, your job as the health, safety and welfare of the community,
you directed me to make sure we didn't have a reduction.
We have a reduction. Our staff is working 32 hours a week.
PMG basically said, they did an analysis on this thing, no matter what
my recommendations are, this is the minimum. Are we going to get ad
valorem information this year? Probably not. Maybe in two years we
can look at the fees and we can direct staff or we can do a reduction in
unlicensed activity if we do get those kind of funds.
But it's not uncommon, the board comes to a consensus and Pat
Neale writes resolution or I do and the chairman signs it as he signs all
the orders after the board meeting.
MR. WHITE: I think the big difference for me, Mr. Chairman, is
that one of the things I was hoping to have staff do is to put down in
some kind of a table what the other jurisdictions are charging so that
we do have some documentation that supports the statements that were
made today and I think our perhaps general impressions from our own
experiences of what those fees are. So that we have something that,
you know, kind of helps support this in taking it to the Board of
County Commissioners.
CHAIRMAN JOSLIN: I know myself as a pool contractor, I can
attest, just like Mr. Boyd, that if you go to Cape Coral or any other
jurisdictions, Lehigh -- I mean Lee County, I mean, their fees are
much higher to do the same types of things that we're doing here for a
lesser cost.
So I know that we're in a sense behind the gun. We're behind
times as far as fees goes. And we have never increased those fees to
anything that even comes up to the other jurisdictions. So I don't think
Page 29
August 19,2009
we're out of line, I'm trying to make sure that everybody is on the
same page as far as how we do it.
MR. WHITE: That begs the question of why PMG wasn't
apparently tasked with groundtruthing these fees relative to other
jurisdictions.
MR. DUNN: Excuse me--
MR. WHITE: I've got two conflicting--
MR. DUNN: Excuse me. I sat in with PMG. Michael, his staff
worked with them on the analysis part of it on how they functioned in
their department.
PMG did an analysis based on what the other areas in Fort
Lauderdale, Broward County, Miami-Dade, they're working up in Lee
County. I mean, they're a state-wide consultant. I mean, they work on
fees, they specialize in fees. They did an analysis; they saw our fees
were way low. They knew they were going -- it was going to be -- we
were going to have to have an increase.
We were happy it just came down with the numbers that we
have now. You know, I thought it was going to be a lot higher.
But, you know, they have an analysis completed. You know,
he's worked -- I know the last couple of years he's worked in Broward
County and Fort Lauderdale and Miami-Dade and they do all of the
state. I mean, you know, we picked somebody that had experience in
Florida. They know what the other communities do in contractor
licensing boards. They work with contractor licensing boards. They
know the type of fees that are paid.
CHAIRMAN JOSLIN: Mr. Lykos, you had another question?
MR. L YKOS: So we can get on with the rest of our business, I'm
going to make a motion. And hopefully it will be appropriate and we
can move forward.
I'm going to make a motion that we endorse a fee increase today
and the amount of that fee increase will be pending a fee analysis by
DSAC with one of our members sitting in -- I'm sorry, the DSAC
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August 19,2009
sub-committee with one of our members sitting in on that fee analysis
meeting. And that our board hold a special meeting in September, and
that the board member that attends that fee analysis meeting will
report back to our board and then our board will vote to approve the
amount of the fee increase.
CHAIRMAN JOSLIN: With one minor change. Is it possible
that we could increase that to two board members, myself and you?
Myself as a chairman, you as a vice-chairman.
MR. L YKOS: I'll amend my motion to include the chair and the
vice chair of this board to sit on that sub-committee, DSAC
sub-committee.
MR. WHITE: Second. And one request for a favorable
amendment, that being that we would approve that fee by way of
resolution that the board would consider in September.
MR. L YKOS: Add that to my motion.
CHAIRMAN JOSLIN: I need a second.
MR. WHITE: I seconded.
CHAIRMAN JOSLIN: Oh, you seconded the motion, sorry.
Any discussion further?
MR. OSSORIO: One. When you say meeting in September, you
know, obviously we don't have one planned for September.
CHAIRMAN JOSLIN: I know.
MR. OSSORIO: We'll go ahead and get it planned. I have no
problem. But this meeting is not going to be a full-blown agenda
meeting.
CHAIRMAN JOSLIN: Right, I was--
MR. OSSORIO: This meeting is a specific item to fees, so it
shouldn't take more than an hour.
CHAIRMAN JOSLIN: Yes, right.
MR. OSSORIO: Do you want to have a court reporter there? Do
we need one? Mr. Zachary?
MR. WHITE: I'm assuming it's audio recorded as well.
Page 3 1
August 19, 2009
MR. OSSORIO: Well, if you can get the room. The problem is,
is that it's very difficult to get this room.
MR. WHITE: You can audio record it regardless.
CHAIRMAN JOSLIN: We could do this at the county. Is it
possible --
MR. OSSORIO: Sure.
CHAIRMAN JOSLIN: -- to do this at the county rather than
here?
MR. OSSORIO: I'm just letting you know, is there a good day
you're looking -- the board members wish to have a special meeting
on? Is there any particular day?
MR. WHITE: Well, I know from my schedule, I will be taking
this beard across country the first and second weeks of September. So
I couldn't do maybe -- I don't know if we could do it any day of the
week, but not until at least the 14th.
MR. L YKOS: When's the DSAC meeting?
MR. WHITE: I think it's going to be the second--
MR. L YKOS: The sub-committee meeting.
MR. DUNN: Sub-committee is next -- the 26th.
MR. L YKOS: Of August?
MR. DUNN: Yes.
MR. L YKOS: So we need to meet immediately thereafter so that
we can endorse the exact amount of fees, pass that endorsement onto
DSAC and onto the board.
We need five members to participate in that meeting?
CHAIRMAN JOSLIN: Yes.
MR. L YKOS: Okay. So I think the date of the meeting is not
relevant to the motion.
MR. WHITE: Correct.
MR. L YKOS: Why don't we get the motion resolved and then
we can even outside of this meeting at the end of our meeting today,
we can resolve the date and the time of that meeting.
Page 32
August 19,2009
CHAIRMAN JOSLIN: One last question, though, the court
reporter.
Mr. Neale, should we consider a court reporter for that meeting?
MR. NEALE: I'll let Mr. Zachary --
CHAIRMAN JOSLIN: Or Mr. Zachary.
MR. NEALE: -- take that one.
MR. ZACHARY: Off the top of my head, I don't think a court
reporter is required. It would be preferred. It's a public meeting, it has
to be noticed, open to the public. I think the bare minimum would be a
recording or -- and someone to take notes. Preferably a court reporter
to be there, then you wouldn't have any question.
CHAIRMAN JOSLIN: Okay. I think that would probably be in
line, only because of the fact that if the fees changes it may affect a lot
of contractors, right?
MR. OSSORIO: No problem.
CHAIRMAN JOSLIN: So there probably should be a record.
Okay, we have a motion and a second on the floor to approve, as
Mr. Lykos has motioned.
All those in favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. L YKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Motion carries 6 -- 7-0.
All right. Put that to sleep for a moment.
Mr. Dunn?
MR. DUNN: Yes, I wasn't clear on who the two members on the
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August 19, 2009
sub-committee were.
CHAIRMAN JOSLIN: I'm sorry?
MR. DUNN: The two members that you were appointing for the
sub-committee.
CHAIRMAN JOSLIN: Myself and Mr. Lykos.
MR. L YKOS: Chair and vice chair.
CHAIRMAN JOSLIN: Chair and vice chair, we'll be there.
MR. DUNN: Okay.
CHAIRMAN JOSLIN : We just need notification when and
where and we'll be there, okay?
MR. DUNN: Okay. It's going to be on the 26th and we'll send
you an invite.
CHAIRMAN JOSLIN: Thank you.
MR. L YKOS: Thank you.
MR. DUNN: Thank you very much, board members.
CHAIRMAN JOSLIN: You're welcome.
All right, on to some new business, huh? Is there a Steven
Winters here?
Would you please come up to the podium here and be sworn in.
(Speaker was duly sworn.)
CHAIRMAN JOSLIN: Mr. Winters, you are here before us
today to -- requesting to qualify a second entity; is that correct?
MR. WINTERS: Yes, sir.
CHAIRMAN JOSLIN: All right. And currently you qualify or
you're going to qualify Setterquist Carpet and Tile?
MR. WINTERS: Yes, sir.
CHAIRMAN JOSLIN: And let's see here. Do you have your
own carpet business at the moment yourself?
MR. WINTERS: No, I do tile and marble.
CHAIRMAN JOSLIN: You do tile and marble.
MR. WINTERS: And I want to qualify them for tile and marble.
CHAIRMAN JOSLIN: I see.
Page 34
August 19,2009
MR. OSSORIO: Mr. Chairman, just a quick question.
Mr. Steven Winters qualifies Steven Winters, LLC.
MR. WINTERS: Correct.
MR. OSSORIO: He's a tile and marble company. He wishes to
qualify Setterquist Carpet, Tile and Marble. Setterquist Tile and
Marble has a carpet license already, but they want to go have a tile
and marble license as well.
MR. JERULLE: In lieu of the Steven Winters, LLC or in
addition to?
MR. OSSORIO: Addition to. So he qualifies Steven Winters,
LLC and he wants to qualify a second company called Setterquist
Carpet and Tile, Incorporated; am I correct?
MR. WINTERS: Correct.
MR. OSSORIO: Did you pay your $50 fee?
MR. WINTERS: Yes, sir.
MR. OSSORIO: Okay.
CHAIRMAN JOSLIN: So actually Steven Winters as the license
holder is qualifying, not Steven Winters, LLC?
MR. WINTERS: Correct.
CHAIRMAN JOSLIN: Okay, just to make sure.
MR. WHITE: Based on that, Mr. Chairman, I have a couple of
questions maybe on the application to help straighten some of the
answers out that don't seem to make sense.
CHAIRMAN JOSLIN: I know, I didn't -- go ahead.
MR. WHITE: On number five -- do you have the application
with you, Mr. Winters?
MR. WINTERS: Yes, sir.
MR. WHITE: I think it's the third page that says -- number five
at the top, questionnaire, qualifying.
MR. WINTERS: Number five or letter?
MR. WHITE: It starts at the top of the page it says five. At the
bottom right-hand comer it's number four.
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August 19,2009
MR. WINTERS: Oh, okay.
MR. WHITE: Okay. Under letter B you answered no. So I'm a
little confused because your answer in A says you work for the
proposed entity. I think you mean you work for the entity that's going
to be qualified.
MR. WINTERS: They sell tile and carpet, and right now they --
I contract the work from the customer through them. We want them to
be able to contract the work; be licensed so that they can contract the
tile work from the customer.
CHAIRMAN JOSLIN: Under your license.
MR. WINTERS: Under my license.
MR. OSSORIO: There was no -- Setterquist never had a tile and
marble qualifier, so the answer is no.
CHAIRMAN JOSLIN: I gotcha.
MR. WHITE: Okay.
MR. WINTERS: It was a little confusing for me too when I was
CHAIRMAN JOSLIN: Any other questions, Mr. White?
MR. WHITE: Yes.
On the next page under letter N as in Nancy, you're listed as the
owner?
MR. WINTERS: Correct.
MR. WHITE: I think if it's an LLC --
MR. WINTERS: A member.
MR. WHITE: Okay. Because that then matches up with what
you said on Page 7.
MR. WINTERS: I apologize for that.
MR. WHITE: Okay. And if I direct your attention to Page 8, the
affidavi t.
MR. WINTERS: Okay.
MR. WHITE: What firm is he supposed to be signing for here?
Is it Setterquist or --
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August 19, 2009
CHAIRMAN JOSLIN: That's who he is wanting to qualify the
second entity. He's trying to qualify Setterquist Carpet and Tile.
MR. WHITE: If that's the case, I don't believe he's an officer of
that firm.
MR. OSSORIO: No, this is an affidavit for the application that's
true and correct, this affidavit.
MR. WHITE: Okay. Well, then if the affidavit was
acknowledged by -- appears to be acknowledged by the Notary. I
think it should have been Mr. Winters name instead of the Notary's
name that went in there. I may be mistaken about that.
MR. OSSORIO: I think you're correct.
MR. WHITE: So I don't know if the affidavit is valid or not, but
I'll leave that to staff to rectify.
MR. OSSORIO: Yeah, under the ordinance, under the
application it doesn't say it has to be notarized, it just says an affidavit.
That's how we actually get the affidavit, by getting it notarized. We
can fix that before he goes forward.
MR. WINTERS: My name should have been here?
MR. OSSORIO: Yeah. We can fix number eight.
CHAIRMAN JOSLIN: I have some questions then. Mr. --
MR. WHITE: Just one more, if I may, Mr. Chairman?
CHAIRMAN JOSLIN: I'm sorry, go ahead.
MR. WHITE: On Page 10, this resolution, there are no
witnesses. And there's no designation of Mr. Winters' title. I'm
assuming he'd be signing this as part of the -- I don't know why he's
signing this. And quite honestly, because unless he's an officer of
Setterquist somehow, which none of the other records support him
being --
MR. WINTERS: No.
MR. WHITE: -- then I don't know why he'd be signing it.
MR. OSSORIO: Yeah, Mr. Winters, you shouldn't have signed
on that bottom. But Setterquist signed above you?
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August 19, 2009
MR. WINTERS: Yeah.
MR. OSSORIO: Okay. So you just signed underneath it?
MR. WINTERS: Yeah.
MR. OSSORIO: Okay.
MR. WHITE: And I don't know which of the D. Setterquists that
is. There appear to be a few of them.
MR. WINTERS: Don Setterquist. And he's here today.
MR. WHITE: It doesn't have his title on there, and there's no
witnesses, Mr. Ossorio.
I'm assuming we can correct those matters as well.
MR. OSSORIO: No problem.
MR. WHITE: I think that's it for now, Mr. Chairman.
CHAIRMAN JOSLIN: I thank you, Mr. White.
I have some questions for you.
First of all, Mr. Neale, considering that Steven Winters is going
to be qualifying this entity and not Steven Winters, LLC, we are
looking at a credit report here that only reflects around Mr. Steven
Winters; is that correct?
MR. NEALE: It depends on how long he's been in business.
MR. WINTERS: Since November. Last November.
MR. NEALE: Okay, then you would be looking at his credit
report.
CHAIRMAN JOSLIN: His personal.
MR. NEALE: Right.
CHAIRMAN JOSLIN: All right. Mr. Winters, in the packet I
have an In Balance credit report here.
MR. WINTERS: Correct.
CHAIRMAN JOSLIN: In that package it shows that there are
several things derogatory on you.
MR. WINTERS: Yes, sir.
CHAIRMAN JOSLIN: You want to elicitate (sic) and elaborate
what's going on here, especially with the child support?
Page 38
August 19, 2009
MR. WINTERS: My child support is taken care of. It was paid
off with my tax return. They're still holding the money so it's still on
the credit that it's bad. But I was $2,200 behind, and they took that
money and they're holding it. They're holding it for 170 days.
But I do pay an extra $50 every week for my child support for
my arrears. So in the time that they're holding that money, I'm still
paying my back child support. Is that clear, or no?
CHAIRMAN JOSLIN: From the records that I have, it shows
that it goes from -- you've been paying child support since '03; is that
correct?
MR. WINTERS: Yes, sir.
CHAIRMAN JOSLIN: And as of'06 you were behind $2,769.
MR. WINTERS: Right.
CHAIRMAN JOSLIN: And then as of now in '09 you're still
behind $2,422.
MR. WINTERS: There was a -- I have a daughter -- I have two
daughters. And when my second daughter was born, my wife and I
weren't together. And she had a D.N.A. testing later, so all the medical
expenses came back. You understand what I'm saying? So after '06
they added more when they found out the paternity from the paternity
test that the daughter was mine.
CHAIRMAN JOSLIN: I have another concern. As I look
through your packet, I'm looking for your economy checking through
your LLC corporation, and I'm seeing a lot of money transfer through
but I'm not seeing a very large ending balance when the months are
passed.
MR. WINTERS: Right.
CHAIRMAN JOSLIN: Is there a reason for this? I mean, I'm
seeing some pretty substantial amounts of money going through but
you're ending up with --
MR. WINTERS: I'm just getting started.
CHAIRMAN JOSLIN: -- $30 or--
Page 39
August 19, 2009
MR. WINTERS: Yeah, I'm just getting started and trying to
catch up on other bills and stuff like that from being behind from no
work during the winter months. But things are getting better now.
CHAIRMAN JOSLIN: This is my concern. Because of the fact
that maybe not financially you may not be able to support another
business, especially a Setterquist, which is as large as they are. That's
my concern.
I mean, any other comments from the board?
MR. L YKOS: I have some questions, Mr. Chairman.
CHAIRMAN JOSLIN: Go ahead, Mr. Lykos.
MR. L YKOS: Back on Page 4, question number five, which Mr.
White referred to earlier. Letter A, it says that there are some jobs that
they need to be qualified for. I think we've cleared up that they're
qualified now to do carpet only and you'll be qualifying them for tile
and marble; is that correct?
MR. WINTERS: Right, correct.
MR. L YKOS: Okay. And then the second issue, which would be
under Item B, what about workers' compo and liability insurance for
the added scope of work? There's no workers' compo paperwork in
here. Does this company--
MR. WINTERS: I'm workers' compo exempt.
MR. L YKOS: Okay, you are. So you're the only person --
MR. WINTERS: No, I --
MR. L YKOS: -- that's going to be doing work?
MR. WINTERS: -- have two others that are workman's compo
exempt. And we're the only three that work.
MR. L YKOS: Are those other two officers of your corporation?
MR. WINTERS: They're members, yes.
CHAIRMAN JOSLIN: Members or officers of the corporation?
MR. WINTERS: Members, as an LLC.
MR. L YKOS: Right as an LLC as members.
Michael, would this -- would Mr. Winters qualifying Setterquist
Page 40
August 19, 2009
allowed Setterquist to hire people outside of Mr. Winters' company to
do tile and marble? Wouldn't that allow Setterquist to do that?
MR. OSSORIO: Yes. Setterquist would be -- he's qualifying a
qualified business. Once he gets a -- once a licensee qualifies a
qualified business, that qualified business will be doing tile and
marble and carpet, and they might have four or five employees that
work for Setterquist.
The bottom line is is that tax will be taken out, workers' compo
will be taken out, and Mr. Winters would be the qualifying agent.
MR. L YKOS: We need to make sure that Setterquist has
workers compo and liability insurance --
MR. OSSORIO: Of course.
MR. L YKOS: -- for the added scope of work. Do we have that
verification?
MR. WINTERS: I do all the work for Setterquist, the tile and
marble.
MR. L YKOS: Well, as of -- if we approve this you do.
MR. WINTERS: Right. Right.
MR. L YKOS: But if one day you get in a dispute with
Setterquist and you don't work there anymore, they'll still be allowed
to do that, unless you come back and say that you don't qualify them
anymore.
MR. WINTERS: I understand.
MR. L YKOS: Or they could get busier and say hey, we're going
to add on another crew, and nobody saw the fact that there isn't
workers' compo coverage for those other people or that the liability
insurance doesn't cover that additional scope of work.
So I want verification that Setterquist will have workers' compo
and liability insurance, because you'll be allowing them to do that
work without you.
MR. OSSORIO: Typically when he'll come in, we'll have a
checklist, Setterquist will have to provide us with a description.
Page 41
August 19, 2009
Have you ever seen a certificate of insurance? On the bottom it
says what he can do, carpet, tile, whatever that widget is. We'll make
sure it says tile.
It's really up to the -- I agree with you that, you know, we're
dealing with four or 5,000 contractors. If I stopped and examined
every single certificate on my desk, every single scope of work and
get a -- I think it's called a document --
MR. JACKSON: Declaration page.
MR. OSSORIO: Declaration page, thank you.
We're looking into that. As a matter of fact, that's one of the
things I just touched on earlier with this fee increase. With that extra
help, that individual will be doing the declaration page.
The second page, it says description in the class code. So if you
are a carpentry contractor doing carpentry work and you tell the
insurance company you're a clerical, we can see that and you'll be
penalized for it. Right now we don't have that, obviously. We're
looking for the future, but we'll see.
MR. L YKOS: I understand.
MR. OSSORIO: Okay.
MR. L YKOS: Typically when we get these packages, we get
documentation of the workers' comp., and we don't have that in this
package. At least when I went through this package I didn't see it,
which is why I made a note.
So we don't have workers' compo documentation for Setterquist.
That's why I had the question of --
MR. OSSORIO: No, but you need to take the workers' compo
exemption, which I think is in the packet, or we get the policy. It's
either/or. Obviously if you can have employees, we want to know
about it.
But it's not uncommon that a general contractor, a building tile
company comes in with this exemption and we have that on file and
he has four or five employees and the county doesn't know about it.w
Page 42
August 19, 2009
MR. L YKOS: I understand.
MR. OSSORIO: So we go out in the field and we do that
legwork.
MR. L YKOS: But I don't want you to have to do that after the
fact. Let's get this done up front.
MR. OSSORIO: Yes.
MR. L YKOS: I mean, if we decide to approve this, I would
make a caveat that Setterquist provides the workers' compo
documentation so that we know you don't have to go find out later that
they have people on the job that didn't have workers' compo and then
we're up here for a citation for not having workers' compo
MR. OSSORIO: Is Mr. Setterquist here?
MR. WINTERS: Yes, sir.
(Mr. Setterquist was duly sworn.)
CHAIRMAN JOSLIN: You're Mr. Setterquist, the owner of
Setterquist Carpet and Tile -- Carpet, sorry. Setterquist Carpet,
correct?
MR. SETTERQUIST: Right, yes.
CHAIRMAN JOSLIN: Do you now carry a workman's compo
policy ~-
MR. SETTERQUIST: Yes.
CHAIRMAN JOSLIN: -- for your carpet installations?
MR. SETTERQUIST: Yes.
CHAIRMAN JOSLIN: You do.
Would you have a problem providing a copy of that to the board
MR. SETTERQUIST: No.
CHAIRMAN JOSLIN: -- should we grant this gentleman his
second entity to qualify your company?
MR. SETTERQUIST: Not at all. We can do that.
CHAIRMAN JOSLIN: Okay that's the question.
You can be seated.
Page 43
August 19, 2009
MR. SETTERQUIST: Thank you.
MR. L YKOS: A few other questions, Mr. Winters. Actually, you
know what, Mr. Setterquist, I'm sorry, you might as well stay up here,
since you've been sworn in, because I have some questions with
regard to -- let me get that page now, since Mr. Setterquist is up here.
In the -- I use pink so I can find my notes. Now I've just got to find the
one with -- the page with the pink on it.
Here it is. Page 10, which is the resolution authorization. Under
the name of the business, there's -- the business has been called a
couple different names. At the beginning of the application it's called
Setterquist Carpet and Tile. The first two times it's listed as Setterquist
Carpet and Tile, the third time it's listed as Setterquist, Inc., and the
fourth time it's listed as Setterquist, Inc. And then at the bottom of the
page again it's Setterquist, Inc.
I wasn't sure if there was two separate entities, if this was just a
matter of trying to save your hand from having to write more words.
Is there two separate businesses here?
MR. SETTERQUIST: No, one business. Setterquist, Inc., d/b/a
Setterquist Carpet and Tile.
MR. WHITE: Somebody ought to --
CHAIRMAN JOSLIN: Let me ask you a question, Michael.
Didn't you just tell us earlier that Setterquist is a carpet company
only?
MR. OSSORIO: That's correct.
CHAIRMAN JOSLIN: Well, then how can it be called
Setterquist Carpet and Tile.
MR. OSSORIO: Ask Mr. Setterquist.
MR. SETTERQUIST: Setterquist Carpet and Tile has been
doing business since 1976. And back in 1976 all we needed is a
license and -- for the one person responsible. It happens to be my son,
who's a director of the company.
And until last year that was fine. We could put in wood, carpet,
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August 19, 2009
window treatments, tile, vinyl, anything we wanted to put in. But now
we have to have a separate license for tile. And we thought we were
all covered, but that wasn't good enough.
MR. OSSORIO: You sell tile, too, am I correct?
MR. SCHUCK: Oh, yeah, we have a --
MR. OSSORIO: So you have a retail sale office too.
MR. SETTERQUIST: Yeah. Yes, sir.
MR. WHITE: And I think I understood Mr. Winters to say that
all the tile jobs since the licensing change took place have been done
through his LLC?
MR. SETTERQUIST: That's correct.
CHAIRMAN JOSLIN: As a subcontractor then. I understand.
MR. WINTERS: That's right.
CHAIRMAN JOSLIN: Okay. What's the pleasure of the board?
Anymore questions or discussion?
MR. WHITE: You may not have heard me, but RBC Bank
thinks the name of your business is Setterquist Carpet and Tile, Inc. So
MR. SETTERQUIST: We -- at one time we were known as
Setterquist Carpet, and then d/b/a The Carpet Shop. And then we also
had a furniture store that was known as The Happy Sleeper and we
were on file as that at one time. But this has been, you know, we've
been here 34 years, so we've made some changes over the years.
Maybe not all of them got posted properly.
MR. WHITE: Well, it seems to be at odds with what the
corporate entity that was created says as to the name of the business.
MR. JERULLE: Mr. Chairman?
CHAIRMAN JOSLIN: Sure, Terry.
MR. JERULLE: Mr. Ossorio, do you have a recommendation?
MR. OSSORIO: I recommend you approve it with the changes
of Pages 7 and 8.
MR. JERULLE: Thank you.
Page 45
August 19, 2009
MR. OSSORIO: And get insurance.
CHAIRMAN JOSLIN: I'll make a motion that we approve it.
MR. BOYD: Second, Boyd.
CHAIRMAN JOSLIN: With one exception -- I'm sorry -- to
make sure that that Workmen's Compo policy comes in to staff.
And I would like to approve the second entity; however, I think I
would put it on a 90-day probationary period. I would like to see
something happen with this child support situation on your credit.
After 90 days you'll either come back to us and show us some
kind of proof that this child support is taken care of --
MR. WINTERS: No problem.
CHAIRMAN JOSLIN: -- or at least it's reduced or you're taking
care of it.
MR. WINTERS: It will be paid off, because one of my
daughters has come to live with me as of Friday and my child support
stops.
CHAIRMAN JOSLIN: Okay. Well, that's all I'm asking for.
MR. WINTERS: No problem. Thank you very much.
CHAIRMAN JOSLIN: You're welcome.
That's a motion. I need an amendment to the motion, probably --
a second?
MR. BOYD: You amended your motion?
CHAIRMAN JOSLIN: I amended the motion.
MR. BOYD: I'll second it, Boyd.
CHAIRMAN JOSLIN: A motion and a second. All in favor,
signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. L YKOS: Aye.
Page 46
August 19, 2009
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Motion carries.
MR. OSSORIO: Mr. Chairman?
CHAIRMAN JOSLIN: Yes.
MR. OSSORIO: Break.
CHAIRMAN JOSLIN: Need a small break? Okay. We'll take a
10-minute recess here. Make it for 10:35. We'll adjourn till then.
(Recess.)
CHAIRMAN JOSLIN: I'd call the meeting back to order for the
August 19th Collier County Contractor Licensing Board, and we'll
pick up where we left off earlier.
The next item on the agenda, is a Mr. Donald A. Darling, Jr.
present? Please, come up and be sworn in.
(Mr. Darling and Mr. Ganguli were duly sworn.)
CHAIRMAN JOSLIN: Mr. Darling, you are before us today
because you are contesting Citation No. 4881 --
MR. GANGULI: No, sir, Mr. Joslin, that's an error.
CHAIRMAN JOSLIN: -- for unlicensed landscape?
MR. GANGULI: 4882.
CHAIRMAN JOSLIN: I have 4881 in front of me.
Thank you, Mr. Ganguli.
MR. WHITE: That answers my first question about having
elected the option to pay it.
CHAIRMAN JOSLIN: All right, this citation -- Mr. Ganguli,
were you sworn in already?
MR. GANGULI: Yes, sir.
CHAIRMAN JOSLIN: Okay. Mr. Ganguli, you're the one that
investigated the situation. Would you like to elaborate on what you
saw.
MR. GANGULI: Yes, sir.
Page 47
August 19,2009
First of all, I'd like to address the two things: One, that in Mr.
Darling's administrative complaint he makes mention of Citation
4882, which is the one you have in your packet that I just handed to
you. And the one he included was 4881, which he's not contesting. So
I just wanted to be clear on what I just did.
CHAIRMAN JOSLIN: Okay. So if I'm understanding this
correctly, Citation No. 4881 was an unlicensed landscape contractor
citation that --
MR. GANGULI: Yes, sir.
CHAIRMAN JOSLIN: -- that he did not contest.
MR. GANGULI: That's not being contested. 4882 for
advertising as such is being contested.
CHAIRMAN JOSLIN: Okay. But the first one was paid
already?
MR. DARLING: Yes. Yes, it was.
CHAIRMAN JOSLIN: It was paid?
MR. DARLING: Yes.
CHAIRMAN JOSLIN: Okay, continue.
MR. GANGULI: The other thing I also wanted to do is speak to
Mr. Darling and his administrative hearing request. He may have felt
that I treated him unfairly, and if that's the case, I do apologize to you,
sir. I'm always confident substantiating my reasoning in front of these
gentlemen, and you'll have the same opportunity.
MR. DARLING: Absolutely. I didn't feel that you necessarily
treated me unfairly, I just thought maybe there was -- the wording of
my company was --
MR. GANGULI: Understood.
MR. DARLING: -- misunderstood or taken in the wrong
context.
MR. GANGULI: Understood.
CHAIRMAN JOSLIN: Okay, the way I see it here, I'mjust
going to give an overview of what I see. First citation was for a
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August 19,2009
landscaping service that you've done, or landscaping that you did that
you were unlicensed to do; is that correct?
MR. DARLING: Correct.
CHAIRMAN JOSLIN: All right. And then clearly on the--
apparently on the side of the truck you have a sign that's listed as
Darling Landscape Services, Inc.?
MR. DARLING: Yes, correct.
CHAIRMAN JOSLIN: All right. So Mr. Ganguli gave you a
citation for advertising landscaping.
MR. DARLING: Yes. Landscape installation, yes.
CHAIRMAN JOSLIN: Not landscape installation but
landscaping as a word.
MR. DARLING: Yes.
CHAIRMAN JOSLIN: Is that what your sign says?
MR. DARLING: Yeah, my sign says Darling Landscape
Services, which is a noun. And the services that we provide, such as
cutting the lawn, fertilization, mulching, that type of thing, I would
think that that was included under landscape maintenance.
CHAIRMAN JOSLIN: Okay, but that's not what your sign says.
Your sign --
MR. DARLING: Landscape services --
CHAIRMAN JOSLIN: -- says landscape services.
MR. DARLING: Well, I would say that maintenance or services
are the same thing. We're providing a service for a landscape. Maybe
I'm confusing that, but that's the intent of it.
CHAIRMAN JOSLIN: Would you say that landscape as a
service, is that something that you do for someone that you get paid
for?
MR. DARLING: Yes.
CHAIRMAN JOSLIN: Okay.
MR. DARLING: As a service for them. You know, cutting the
grass and so on, so forth, as I've just mentioned.
Page 49
August 19,2009
CHAIRMAN JOSLIN: Right.
The definition of service -- do you know what that is?
MR. DARLING: To provide a -- I don't know, provide service
for a fee.
CHAIRMAN JOSLIN: According to Webster's, it says it's to
make or keep ready for use.
Obviously your service part of your signage is what got you in
trouble. Landscape is a noun, no doubt, until you change it and put it
into a different context. And what you did was you said you do
landscape services --
MR. DARLING: Uh-huh.
CHAIRMAN JOSLIN: -- which changes that now over to a
verb, telling you that you are advertising to do landscape services,
anything to do with landscaping, correct?
MR. DARLING: If that's your interpretation then I guess maybe
mIne IS --
CHAIRMAN JOSLIN: It's not mine, it's Webster's.
MR. DARLING: Okay.
CHAIRMAN JOSLIN: I go by the dictionary.
MR. DARLING: Okay.
CHAIRMAN JOSLIN: It's easy that way.
MR. DARLING: Sure, sure. I didn't -- you know, I was just
trying to -- I'm not trying to be difficult here, I was just trying to
understand what -- you know, what is right and what is wrong, that's
all.
CHAIRMAN JOSLIN: Mr. Ganguli, what did you actually see
at this --
MR. GANGULI: Mr. Joslin, on June 4th, 2009, I observed a
crew from Darling Landscape Services, Incorporated planting
shrubbery at the residence located at 5640 Hammock Isles in the
Vineyards Country Club.
Although advertising on the equipment indicated landscape
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August 19, 2009
services, my investigation revealed a Collier County business tax
receipt for lawn maintenance only.
I called Mr. Darling to advice him of the violations I observed
and issued two citations: Number 4881 for unlicensed contracting, and
No. 4882 for unlicensed advertising, which was signed by his crew
leader on the job site.
Citation 4882 for unlicensed advertising was issued based
entirely on the evidence you have in photographs in front of you.
That was my interpretation.
MR. OSSORIO: Mr. Chairman, we try to be consistent in
licensing. If a gentleman is doing electrical work and outside his van it
says electrical services, well, he gets a ticket because he's -- the
impression of those homeowners and impression of the public is
saying that he does electrical work. So there's really no difference
between landscape services and electrical services. We try to be
consistent, so that's what we do.
CHAIRMAN JOSLIN: Mr. Lykos?
MR. L YKOS: I make a motion that we uphold the citation.
MR. JERULLE: Second, Jerulle.
CHAIRMAN JOSLIN: I have a motion and a second to uphold
the Citation No. 4882.
All those in favor -- any discussion first?
MR. WHITE: Yes. Just if I could, can you tell me what the
scope of work for the license is that Mr. Darling has?
MR. OSSORIO: Mr. Darling has a business tax receipt for lawn
maintenance, cutting grass and those kind of items.
MR. WHITE: That's the scope of service.
MR. OSSORIO: That's his scope of service.
MR. WHITE: Thank you.
MR. DARLING: I did -- I have applied for my landscape
license, after I talked to Mr. Ossorio. And I have applied for that. I
have passed the test for the contractor's license, and I've picked up the
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August 19, 2009
packet, and I'm proceeding with all of that. So I'm trying to do the
right thing here.
I do have Workmen's Comp., I do have a limited spray license,
which very few people in the county actually have, to spray. It's called
a roundup license, basically. So I do have liability insurance.
I'm trying to do the right things. I'm just really trying to get an
explanation of why, you know, I was cited for this. And certainly what
you're saying, you know, makes sense. So I'm just --
CHAIRMAN JOSLIN: We appreciate your comment and that,
but there's a motion on the floor.
All those in favor of the motion, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. L YKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Motion carries.
You have to pay the fine, Mr. Darling. And the reason is because
what you're doing is you're trying to advertise yourself as a landscape
service company. And that's what happened. If you said the landscape
-- I do landscapes, well, you could be looking at another train looking
at a landscape and saying there's a landscape. That's a noun. That's
what you're thinking.
MR. DARLING: Yeah, I understand.
CHAIRMAN JOSLIN: But now that you've got it together and
you've got your license under way, then I don't think you'll have any
more problems with --
MR. DARLING: I really don't. I was just trying to understand,
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August 19, 2009
you know, the difference there, landscape services or landscape
installation or landscape contracting. I could see if I had landscape
contracting or landscape installation written as my --
CHAIRMAN JOSLIN: Well, that service is the one that got you,
okay?
MR. DARLING: I understand what you're saying. I just -- I also
don't want to change the name of my company, obviously.
CHAIRMAN JOSLIN: Well, you won't have to. If you get the
license you won't have to.
MR. DARLING: Sure.
CHAIRMAN JOSLIN: Okay?
MR. DARLING: Thank you.
MR. L YKOS: Good luck.
CHAIRMAN JOSLIN: Next on the agenda is a Donald L. Hans.
Are you present?
MR. HANS: Yes, sir.
CHAIRMAN JOSLIN: Please come to the podium also and be
sworn In.
(Mr. Jackson and Mr. Hans were duly sworn.)
CHAIRMAN JOSLIN: Mr. Hans, you're before us today
because you are contesting Citation No. 4838, issued to you by Ian
Jackson.
Mr. Jackson, have you been sworn in?
MR. JACKSON: I was.
CHAIRMAN JOSLIN: Would you like to elaborate a little bit on
what you found Mr. Hans to be doing improperly.
MR. JACKSON: Sure.
On June 4th I received a call from a plumbing inspector for
Marco Island, Gary Konicek, I believe his name is, regarding
unknown work that was going on at a condo.
I went to the condo, met Mr. Hans, who explained that he was a
tenant there. And I asked him to come in -- if I could come in to see
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August 19, 2009
what kind of work was going on.
He allowed me to enter, where I observed a recently painted
condo and the refurbishing of two bathrooms, including removal of
toilets, removal of cabinetry, both of which in Marco Island requires a
building permit.
There was a stop work order posted. And in my talking with Mr.
Hans, it was determined that he was responsible for the removal of the
cabinetry and the toilets to paint the condo.
And I then asked Mr. Hans how he was being compensated for
the painting and he said there was a reduction in his rent. Therefore,
based on what Mr. Hans told me I considered that compensation and I
cited Mr. Hans for unlicensed painting there and then, and also posted
a stop work order for the unpermitted bathroom remodeling, since
there has been a building permit issued for that remodel.
But the issue was painting that day and being compensated by a
reduction in rent.
CHAIRMAN JOSLIN: Was anybody working on the bathroom
when you were there?
MR. JACKSON: There was a licensed plumber doing some
work there. He and Mr. Hans both explained that he was doing some
light plumbing, some installation of fixtures, if I'm not mistaken.
With the stop work order that plumber left, talked with the
homeowner, explained to the homeowner what needed to be done,
getting a general contractor to get the building permit for the
bathrooms.
The bathrooms isn't the issue of why we're here today.
CHAIRMAN JOSLIN: Right.
MR. JACKSON: The compensation for painting is.
CHAIRMAN JOSLIN: Right.
Mr. Hans, would you like to --
MR. OSSORIO: Before we go further, Mr. Jackson, did you
look at a lease agreement?
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August 19, 2009
MR. JACKSON: Mr. Hans did show me a lease agreement
between himself and the owner, and included in that were construction
type items, painting, the refurbishing of the bathrooms.
In the condo I wasn't able to get a copy of anything, but based on
his testimony in the condo, based on what he showed me in that lease
agreement that contained construction items, that's why I cited Mr.
Hans.
CHAIRMAN JOSLIN: And Mr. Hans testified to you, told you
that this is how he was being compensated for --
MR. JACKSON: When I asked him how he was being paid, he
said there was a reduction in rent.
CHAIRMAN JOSLIN: Mr. Hans?
MR. HANS: Well, the last statement Mr. Jackson made is
incorrect, I didn't say that at all.
I did let him in. He said he was an inspector. He came in and
looked around. And he was indicating about the painting and I said
yes, I did all the painting myself. I'm moving in. In order to move in, I
wanted to make sure the condo was in proper condition before I did
that.
His words were -- he asked if I was compensated for this work
and I said no, I am not compensated for this work. I did it free because
I'm moving in and I want it to look nice. And he says, people don't
paint for free. That's his exact words. And I said well, I am to take
care of the place. I know the lady and I'm fixing it up.
He said, well, you're not compensated.
I said no.
He said, well, what about all this paint and everything that's
going on?
I said, all the materials that I am paying for to paint the place is
being reducted (sic) from my rent. So if I bought paint, if I bought
rollers, if I bought things, that was coming off the rent, not
compensating for the labor work to paint the place.
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August 19, 2009
And he said well, that's -- you're being compensated then.
And I said no, I'm not, just for the materials that's in there.
So we had further conversation, and I tried to explain again that
I'm not being compensated. I showed him the contract, as Michael had
mentioned. I also showed him in the contract that addendum that said
specifically that the work was being done at no cost to the owner. I
showed him that. And I also asked Mr . Jackson if he'd like to call the
owner, she'll explain to him that I am doing it for free. I'm fixing the
place up to move in. So I was not being compensated, I have not been
compensated.
I have an affidavit from the owner, if you'd like to see it,
Chairman. I brought one, because I didn't know who all would be
here, indicating that I was not compensated at all for doing the work in
the condo.
So, you know, I talked to a couple ofGC's, you know, about the
statute, and he said the intent of this statute is to make sure that people
don't paint for a living and be compensated for it.
All I was doing was painting where I was living, just like if I
was a homeowner. That's all I was doing.
And I did remove, as Mr. Jackson said, a couple of vanities,
because I wanted to paint behind them before they put the new
vanities in. But that's all I was doing.
And I was completely done when he came. There was no more
painting to be done after that point.
CHAIRMAN JOSLIN: Any questions of the board?
(No response.)
MR. HANS: Any other questions of me, I'd be glad to answer
them.
MR. WHITE: I'd like to take a look at the affidavit, if --
MR. HANS: Sure, sure.
CHAIRMAN JOSLIN: We have to have a motion that this
personal written affidavit of facts from Rachel Klein, owner of condo
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August 19, 2009
unit 403, Princes Del Mar, Marco Island, Florida, be submitted into
evidence.
MR. WHITE: So moved.
CHAIRMAN JOSLIN: Second?
MR. BOYD: Second, Boyd.
CHAIRMAN JOSLIN: Motion and a second.
All in favor?
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. L YKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(N 0 response.)
CHAIRMAN JOSLIN: Motion carries.
Mr. Hans, do you live in this apartment?
MR. HANS: Yes, sir, I do.
CHAIRMAN JOSLIN: Do you live in the apartment that you
were painting?
MR. HANS: Yes, sir.
CHAIRMAN JOSLIN: Were you living there at the time you
were painting, or --
MR. HANS: No.
CHAIRMAN JOSLIN: -- was this something that you were just
potentially going to move into?
MR. HANS: I was going to move into, yes, sir.
MR. WHITE: Did you have a signed lease at that time?
MR. HANS: Pardon me, sir?
MR. WHITE: Did you have a signed lease?
MR. HANS: I did. We signed the lease May 1 st. I was supposed
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August 19, 2009
to move in June 1 st, but it wasn't completed. I didn't move in till about
the 15th of June.
CHAIRMAN JOSLIN: By your own testimony, though, you
said that for the materials that you purchased for, the rollers, the paint,
the brushes and all the tape and everything it takes to do that painting
work, that was going to be deducted from your rent --
MR. HANS: That's correct.
CHAIRMAN JOSLIN: -- to pay you back that money, correct?
MR. HANS: That's correct. For the materials, not for the labor
itself.
CHAIRMAN JOSLIN: Normally a contractor, when he
contracts he normally contracts labor and material. He doesn't contract
just the labor. Most of the time. Some contractors do, but very seldom
do I see too many labor only contracts come out. Generally it's a
contractor contracts his labor and material.
In which case then you would definitely have become a
contractor, because you included materials in that payback to you.
Even though it was a reduction for your rent it still becomes a
contractor --
MR. HANS: Well, she's an 87 year old lady and she wasn't
going to go out and purchase the stuff. She just asked if I would get it
first and she would just deduct it from the rent.
I mean, you know, I'm not a contractor, I'm a tenant living there.
CHAIRMAN JOSLIN: It would have been--
MR. HANS: I'm a banker.
CHAIRMAN JOSLIN: -- easier in some cases if she'd have
given you a $50 bill and said here, go buy it and give me the change.
MR. OSSORIO: Mr. Hans, you have a copy of the lease
agreement?
MR. HANS: I do.
MR. WHITE: I've got his testimony as to when he said he
entered into it, a sworn statement from this gentleman about what it
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August 19, 2009
purports to say. I don't feel I need to see it, but other members may
feel differently.
CHAIRMAN JOSLIN: Mr. Jerulle, you had a question?
MR. JERULLE: No. Mr. Ossorio just asked the question.
I'd like to see the lease if I could, please. Or at least the page that
MR. HANS: There's no -- the addendum to this --
THE COURT REPORTER: Mr. Hans, you need to be on the
mic. Thank you.
MR. HANS: The part that I showed Mr. Jackson, the addendum,
isn't with the original contract that I have here. This states that at no
cost to the owner. It does -- just said there's an addendum to it. I don't
have that with me.
MR. JERULLE: Why is that?
MR. HANS: Why is what, sir?
MR. JERULLE: Why is it that you have --
MR. HANS: Well, that was the only thing I thought I had to
bring. I just happened to have this with me. Just to verify signature or
that I was a tenant is the only reason I brought it. I don't have the
whole thing. She has the original contract.
MR. JERULLE: So we have -- you do not have the page that
Mr. Jackson was referring to?
MR. HANS: No, I don't.
CHAIRMAN JOSLIN: One other thing. On this letter -- this is
kind of unique, but on this written affidavit of facts we have a Rachel
Klein who signed it and the same Donald Hans notarized it.
MR. HANS: As a Notary I'm just verifying she's the individual,
not that the facts are true and correct. I can't verify that as a Notary.
All I'm doing is verifying that her signature is correct and she is
Rachel Klein.
And I have her contract, if you want to look at that. It's the same
signature.
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August 19, 2009
CHAIRMAN JOSLIN: What's the pleasure of the board?
MR. L YKOS: Let me just throw this out, because I think
everybody -- I kind of sense everybody is in the same place I am.
I don't think that we want to give a citation to a guy who's
moving into an apartment and wants to paint it before he moves in. I
think in my history I've probably done stuff like that where I was
renting somewhere and maybe did the yard work or painted before I
moved in because I wanted it to be nice and clean when I moved in.
That being said, this whole thing with the bathrooms being
remodeled -- and even though that's not the issue at hand, I just get a
sense that there was a lot more going on.
And even though, Mr. Hans, it appears that you were only
involved with the paint, I just start to question the bathrooms and
cabinets, and there was a licensed plumber on site, there's no permit.
So now who was running the project? And it just -- if it was just
the paint and nothing else was going on, it's kind of a black-and-white
for me. But with all your stuff going on, I just start to feel different
about it.
MR. HANS: Well, if I could make a comment on the plumber,
he was there for an estimate. He came in for an estimate. And when he
came in, he saw that the stuff was leaking, the shutoff valves. And
that's what I was getting an estimate on, the shutoffvalves. They were
leaking real bad. And even though he had to turn the water off, they
were still leaking.
And he said, well, while I'm here, should I just fix this? I said,
well, just fix that one, if you will, because it's leaking real bad. That
way there's no problems downstairs. And then Mr. Jackson came
when he was there.
But he was there just for the estimate, and we explained that to
Mr. Jackson when he was there.
MR. L YKOS: I understand. But toilets were removed, cabinets
were removed. I don't know many painters that remove toilets and
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August 19,2009
cabinets to paint.
Now, you made a comment earlier that you wanted to paint
before new cabinets went in.
MR. HANS: Yes, sir.
MR. L YKOS: Well, now again we're talking about remodeling
bathrooms. If this was just about paint, to me, it's a no brainer. But
we're talking about pulling toilets and cabinets and countertops and
plumbing fixtures, and it just takes on a whole different feel than just
some guy who's painting a condo before he moves in.
MR. HANS : Well, I think my citation is for unlicensed painting.
MR. L YKOS: I understand. And that was --
MR. HANS: I was doing nothing else there.
MR. L YKOS: That was made clear to us at the beginning. That
issue was separate. I'm just saying how I feel --
MR. HANS: Yes, sir, that's fine.
MR. L YKOS: -- okay? I feel like if it was just paint, it's
black-and-white, probably shouldn't be a citation. But with everything
else going on, I don't think it's that clear anymore, and that's why I'm
conflicted.
CHAIRMAN JOSLIN: Understand--
MR. NEALE: Except that the board really just has to look at
what the charge was, not extraneous circumstances. He's here for
unlicensed painting.
CHAIRMAN JOSLIN: Right.
MR. L YKOS: Okay.
MR. JERULLE: I think we had a case several months ago very
similar to this, and I think we upheld the citation, so I'm going to make
a motion to uphold the citation.
CHAIRMAN JOSLIN: A motion. I need a second.
MR. L YKOS: Second, Lykos.
CHAIRMAN JOSLIN: A motion and a second to uphold
Citation No. 4838.
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August 19,2009
All in favor, signify by saying aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. L YKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
MR. WHITE: Opposed.
MR. BOYD: Opposed.
CHAIRMAN JOSLIN: Two.
Motion carries 5-2.
MR. HANS: Could I make --
CHAIRMAN JOSLIN: You'll have to pay the fine.
MR. HANS: -- a comment?
I understand. Could I make two comments?
CHAIRMAN JOSLIN: Sure.
MR. HANS: One, you need to be aware, when the inspector
came out, he tried to twist my words around, just to get the citation,
number one.
CHAIRMAN JOSLIN: Okay, let's not go any farther then.
MR. HANS: The other was is I think it's ridiculous. I know you
need money, but to charge somebody that's painting their condo is
ridiculous.
CHAIRMAN JOSLIN: Mr. Hans.
MR. HANS: And I'll make a note to the county about this, too.
CHAIRMAN JOSLIN: Yes, sir, you can do what you like.
MR. HANS: I will.
CHAIRMAN JOSLIN: Next one on the agenda for today is
Adam Sandifer.
Would you please come to the podium and be sworn in, please.
(Speaker was duly sworn.)
CHAIRMAN JOSLIN: Mr. Sandifer, you are before us today
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August 19,2009
regarding -- you're applying for a license to call it Elective (sic)
Elements, LLC.
MR. SANDIFER: Yes, sir.
CHAIRMAN JOSLIN: And you are before us today because of
a credit problem?
MR. SANDIFER: Yes, sir.
CHAIRMAN JOSLIN: What's the actual-- what is Elective
LLC going to do?
MR. SANDIFER: It's Eclectiv Elements, and we're going to do
cabinet installations, manufacturing, millwork such as that.
CHAIRMAN JOSLIN: It's called Collective (sic)?
MR. SANDIFER: Eclectiv.
CHAIRMAN JOSLIN: Eclectiv.
MR. SANDIFER: Yes, sir.
CHAIRMAN JOSLIN: All right.
Is the spelling on this correct the way it's spelled?
MR. SANDIFER: E-C-L-E-C-T-I-V.
CHAIRMAN JOSLIN: Okay.
MR. OSSORIO: Mr. Chairman, just for clarity and maybe for
speeding this --
CHAIRMAN JOSLIN: Yes.
MR. OSSORIO: -- up, his business is less than one year old, so
we went on his personal credit. There's some medical issues in there
that we didn't take into account, but there are some issues in there,
minus the medical, that unfortunately that shows to his not paying his
bills. So his license was referred to the Contractor Licensing Board on
6/2/09.
CHAIRMAN JOSLIN: Right. I'm seeing two pages worth of
collection items.
MR. SANDIFER: Yes, sir.
MR. WHITE: May I inquire, Mr. Chairman?
CHAIRMAN JOSLIN: Sure.
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August 19,2009
MR. WHITE: Mr. Sandifer, with regards to the item pertaining
to AFNI Incorporated, what's the status of that? It's $196. I guess the
original creditor was Embarq.
MR. SANDIFER: Paid for.
MR. WHITE: You've since paid them in full?
MR. SANDIFER: Yes, sir.
There's a -- I don't want to interrupt, but there's a lot of stuff
that's on there. I lost my job the end of last year. And through that
time I was without work for about five months. And a lot of the
smaller stuff that you see on there were things that I couldn't pay for
and it went into collections.
And since that time I've been paying a lot of that stuff back. I
plan on paying all of it back. It's just that at the time it was pay my
rent to where I was living and eat and feed my family or pay that. And
unfortunately I had to make a decision, a choice.
MR. WHITE: The dollar amounts for the medical payments
really don't seem that large. I mean, the largest of them is 255, 178,62
bucks, 25 bucks.
Are any of those paid?
MR. SANDIFER: I'm working on paying those off at this time
too, sir.
MR. WHITE: So none of them have been paid?
MR. SANDIFER: Some of them have been paid for, yes. Not all,
but some have, yes, sir.
MR. WHITE: You wouldn't know which of them? Because it's
kind of hard to tell.
MR. SANDIFER: At this time, no, sir, I couldn't tell you exactly
which ones I've paid for.
MR. WHITE: You don't have any canceled checks for any of
these?
MR. SANDIFER: No, sir, at this time I do not.
CHAIRMAN JOSLIN: There's also one that was -- kind of
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August 19, 2009
bothers me a little bit, from Mazda America, with a charge-off.
Apparently there was a repossession?
MR. SANDIFER: I guess so. That's what they're calling it, yes,
sIr.
CHAIRMAN JOSLIN: Did they take the car?
MR. SANDIFER: I surrendered it.
CHAIRMAN JOSLIN: You voluntarily gave it back?
MR. SANDIFER: I did, sir.
CHAIRMAN JOSLIN: And what's the status on that?
MR. SANDIFER: At this time I have a -- I'm working with
Mazda America to work a payment plan out with them. I'm supposed
to be talking with them this week on that.
MR. WHITE: There's one other item on here, Mr. Sandifer, the
Ibis Club Apartments, nearly $2,000. What's the status of that?
MR. SANDIFER: We moved out of there a couple of years ago.
We had lived there for about six years. There were some damages to
the apartment.
We're presently talking with them as well about -- they didn't
apply our security deposit to any of it, they just kind of took it.
Now, that's not really an excuse. And, you know, at the end of
the day I'm still going to have to pay for it and I agree that I have to
pay for it. Everything you see on there, I will pay for. I'm not trying to
make an excuse of why I have a bill, so --
MR. WHITE: Could you give us an estimate of how long you
feel it might take you to make those payments in full?
MR. SANDIFER: Probably within the next six to eight months.
And there's not a great deal of money on there, it's just a lot of
small stuff that I need to take care of.
MR. WHITE: I don't disagree, but that's the reason why we're
here.
MR. SANDIFER: Yes, sir, I understand.
MR. WHITE: Did Sears ever issue you a credit card?
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August 19, 2009
MR. SANDIFER: I've never had anything from Sears. I don't
remem -- I don't think I've ever applied to Sears.
MR. L YKOS: Is there a recommendation from staff on this,
Michael?
MR. OSSORIO: I recommend we approve and put him on
probation for six months and within six months have a credit report in
my office. And if it makes improvement, probation will be lifted. If
not, we'll schedule it for the board meeting, just as we've done in the
past. As a matter of fact, I have one on my desk right now.
MR. WHITE: I move the recommendation of staff, Mr.
Chairman.
MR. LANTZ: Second, Lantz.
CHAIRMAN JOSLIN: Got a motion and a second to approve
with a recommendation of probationary license or report back in six
months.
All those in favor, signify by saying aye.
MR. L YKOS: Can we have discussion first?
CHAIRMAN JOSLIN: Okay.
MR. L YKOS: So I understand properly, at the end of the
six-month period we can do another review and we can extend it six
months if we wanted to, we could --
MR. NEALE: Right. But if staff -- the way Mr. Ossorio
recommended it is if at the end of six months staff deems that his
credit's clear, that they -- he could move ahead.
MR. WHITE: We wouldn't see it.
CHAIRMAN JOSLIN: We wouldn't see it. He will make that
choice.
MR. WHITE: Same way administratively they're always
handled.
MR. L YKOS: I understand.
MR. WHITE: I'm sure you do.
CHAIRMAN JOSLIN: This is not going to get missed through
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August 19,2009
the cracks, though, right? I mean, would it be better if the motion says
that he comes back before us in six months and we look at it?
MR. L YKOS: I think I'm leaning towards let's just have him
come back in six months. Let's just take a look at what's going on.
CHAIRMAN JOSLIN : Yeah, that'll take a little heat off of you
too.
MR. WHITE: I'll amend my motion accordingly; ask the second
to do as well.
MR. LANTZ: I second.
CHAIRMAN JOSLIN: Okay, the motion, as amended. All in
favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. L YKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed.
(N 0 response.)
CHAIRMAN JOSLIN: Motion carries 7-0.
Good luck to you.
MR. SANDIFER: Thank you.
CHAIRMAN JOSLIN: Don't forget--
MR. SANDIFER: Six months.
CHAIRMAN JOSLIN: -- six months you come back with a new
credit app. and let's see some of that stuff gone, okay?
MR. SANDIFER: Thank you, board.
CHAIRMAN JOSLIN: You're welcome.
You didn't want to watch him anyway, Michael.
MR. OSSORIO: No. As long as he doesn't come on Fridays.
MR. L YKOS: In six months you'll be okay.
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August 19, 2009
CHAIRMAN JOSLIN: All right, next on the agenda is a Mr.
Theodore A. Ryznar. Are you present?
MR. RYZNAR: Yes.
CHAIRMAN JOSLIN: Please come to the podium, be sworn in,
please.
MR. OSSORIO: Mr. Chairman, I want to give you a quick
overview so we don't get lost in the shuffle here.
Mr. Ryznar is a qualifier of a company called Zap Marine. He no
longer wants to qualify Zap Marine. I think he owned 50 percent of it.
He came in, disqualified himself and then tried to open up another
marine company, another -- qualify another company.
We checked his credit on Zap Marine and there was a substantial
judgment on Zap Marine. So therefore, I was not able to go ahead and
reissue him a new certificate to a new company due to the fact that he
had a judgment on the previous one of the one he qualifies now. But
maybe he can elaborate more.
(Speaker was duly sworn.)
CHAIRMAN JOSLIN: How long have you been here in
business, sir?
MR. RYZNAR: Pardon?
CHAIRMAN JOSLIN: How long have you been in business
here?
MR. RYZNAR: I've been in business 25 years now.
CHAIRMAN JOSLIN: I mean with the--
MR. RYZNAR: With the county?
CHAIRMAN JOSLIN: No, not with the county, no. With your
marine -- the company you qualified before, Ryzap (sic).
MR. OSSORIO: Zap Marine.
CHAIRMAN JOSLIN: Zap Marine.
MR. OSSORIO: He still qualifies Zap Marine. He doesn't want
to qualify -- he doesn't want -- he was in limbo. He came in and
thought about disqualifying Zap Marine to qualify another company.
NPage 68
August 19,2009
He didn't want to associate with Zap Marine anymore. And when he
pulled his credit he figured that well, wait a minute, if I get rid of Zap
Marine, I can't get it back due to the fact that my -- I have a judgment
on Zap Marine. So everything's at status quo.
He wishes to go ahead and disqualify Zap Marine and qualify
another company. But before he does that, he wants your approval to
go ahead and open up another company to apply for a new license.
CHAIRMAN JOSLIN: So he doesn't lose them both.
MR. OSSORIO: So he doesn't lose them both. So ifhe
disqualifies Zap and then he' stuck with no license versus right now he
has Zap Marine but with a judgment.
CHAIRMAN JOSLIN: Okay, one last question to you then.
Under Zap Marine, with this judgment that's against him from Zap
Marine, as a qualifier for the company he's responsible for this
judgment, correct?
MR. RYZNAR: I have two other members in it, and I was
outvoted on that. I explained that in my letter to the board. I have tried
to negotiate to get it settled. We've offered settlement on it and they
refused to do it.
MR. NEALE: Mr. Joslin?
CHAIRMAN JOSLIN: Yes, sir.
MR. NEALE: If it's just a civil judgment against the corporation,
not a licensing violation or a fine imposed on his license, he's no more
responsible for that judgment than if you had a judgment against your
company for something and -- you know, that's the reason he's
incorporated, basically is, you know, he's a limited liability company,
and that limits his liability for that judgment personally.
Unless they joined him personally in the lawsuit, the judgment is
against the company, not against him personally. It doesn't have
anything to do with his licensure specifically, unless it was a judgment
against his license.
CHAIRMAN JOSLIN: So we're not looking at a judgment at all
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August 19, 2009
then; is that what you're saying?
MR. NEALE: Well, you can look at the judgment. But just to
say that he as a qualifier is responsible isn't correct.
CHAIRMAN JOSLIN: Okay.
MR. NEALE: That doesn't -- him being a qualifier doesn't make
him any more liable than any other shareholder in that company.
MR. OSSORIO: Mr. Neale, if you look under 489, and I don't
know the section, but it does say something in there, 489-127, Section
I, I think, or something. It says if a licensee fails to pay his civil
judgment, that is a ci -- that is not a defense for a licensee that says I
have no part of it. So there is a section in 489 that says a licensee is
responsible for taking care of his civil penalties -- it says civil
judgments -- within a reasonable amount of time or there's a charge
for it.
MR. NEALE: If those judgments are pertaining to the
contractor, typically.
MR. OSSORIO: Well, it says against the qualified business.
Licensee pertaining to his qualified business.
And I'd tell you, Mr. Zap Marine is a qualified business. He
owns 50 percent of it and there's a civil judgment.
In good faith I could not go ahead and issue him a new
certificate with a civil judgment on top of it. The board may want to,
but unfortunately the licensing refers that quite often.
MR. JERULLE: Mr. Ryznar, how much do you own of Zap
Marine?
MR. RYZNAR: All the shares were divided 33 percent. And to
be a qualifier as a member, LLC member corporation, I don't know
how -- well, we all divided three ways. Voting was all three ways.
The ownership of it, I had a majority of the equipment in the
stock in the company, the 50 percent.
MR. WHITE: Of the 50,000 shares, you had 25,000?
MR. RYZNAR: Of the 50,000 -- no, we don't have shares in the
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August 19, 2009
corporation. It's LLC.
MR. WHITE: Then why is there a document at the last page of
this that says that somebody has 50 percent of 25,000 shares.
CHAIRMAN JOSLIN: That's the new company.
MR. L YKOS: That's the new company.
MR. WHITE: My mistake.
Okay, as far as the managing members go--
MR. RYZNAR: Managing members, we have all 33 percent.
MR. WHITE: With equal voting rights.
MR. RYZNAR: Right.
MR. WHITE: And can you explain, if you know, the rationale
your other two members gave for not resolving this suit, working it
out as stated you wanted to do?
MR. RYZNAR: Well, as stated in the letter, that we were paying
double for this piece of equipment. The company would not furnish
the information, bill of sale and everything and deposit for us. We had
the item financed. And finally after paying -- instead of $20,000 for it
we were going to pay $40,000 for this piece of equipment under their
lease agreement. And they said no way are we going to do that.
CHAIRMAN JOSLIN: Was there a copy of the lease agreement
that was signed by someone when you originally received this
equipment?
MR. R YZNAR: When we first started negotiation, yes, there
was. And it was signed by two members. But after we were wanting to
purchase this piece of equipment, we took it to our bank, we had the
financing available, they approved it. And turned around, all we
needed was documentation from that company.
In the meantime they were charging us $3,500 a month rent for
this thing that we were still negotiating on a lease agreement for, with
them and our bank. And here I am, stuck with like 14,000 or $15,000
worth of rental on this equipment, when if they would have furnished
the information right upfront, I would have purchased it through my
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August 19,2009
bank, which they did not.
CHAIRMAN JOSLIN: And they wouldn't give you any
compensation back for the amount of times --
MR. RYZNAR: No.
CHAIRMAN JOSLIN: -- that you rented it or the amount of
money you put into the rent?
MR. RYZNAR: No. They wanted to charge me $18,000. And
then they didn't even acknowledge our deposit on the thing.
MR. JERULLE: So you want to leave Zap Marine -- you want to
take your license from Zap Marine and move it over to Precision?
MR. RYZNAR: Yes.
MR. JERULLE: And you want to leave that debt with Zap
Marine?
MR. RYZNAR: Yes.
MR. JERULLE: And you have not paid anything on that debt?
MR. RYZNAR: No. They --
MR. JERULLE: Did you plan on paying anything on that debt?
MR. RYZNAR: They told us that they would rather use it for tax
write-off than -- we offered 50 percent on it to settle and they said no,
we'd rather use it for a tax write-off.
MR. JERULLE: Well, they want the whole amount.
MR. RYZNAR: Yes.
MR. JERULLE: My point is, is that you're abandoning Zap
Marine and their debt to start a new company --
MR. RYZNAR: I have--
MR. JERULLE: -- and you feel no obligation to payoff that
debt.
MR. RYZNAR: I have two partners; one moved to Costa Rica,
the other one quit.
MR. JERULLE: Okay. Did you payoff 33 and a third percent of
that debt?
MR. RYZNAR: Could I?
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August 19,2009
MR. JERULLE: Have you?
MR. RYZNAR: No.
MR. JERULLE: Do you have plans to?
MR. RYZNAR: No, I don't have plans to do it because they've
already used it for a write-off.
MR. JERULLE: I just don't feel comfortable with somebody
abandoning -- you know, moving their license from one company to
another company and leaving debt. Personally I just -- I just don't
think that's the right thing to do.
CHAIRMAN JOSLIN: And now all the other percentage of
shareholders or members now are gone, so --
MR. RYZNAR: They're not completely gone, but they're still
there. You know, one moved to Costa Rica, still in touch with things,
and the other one, he actually quit the company.
CHAIRMAN JOSLIN: Well, in my mind it says gone, I mean,
in a sense. They're not here still functioning as a business, apparently.
And now you're wanting to again remove yourself from the business
and just leave Zap Marine out here with a debt and --
MR. R YZNAR: Zap Marine is still going to be in business, but
it's not going to be in the marine business. I have two new partners
that want to start up on the precision seawall and dock.
CHAIRMAN JOSLIN: I'm just afraid that when this lawsuit
does come to a head and they wait long enough and the collections get
high enough and the dollars grow enough that when they do come
back and try to recover this money that this new company of yours is
going to be suffering and you --
MR. RYZNAR: It's already been judged. They've already got a
judgment against it.
CHAIRMAN JOSLIN: Well, they can act on a judgment,
though.
MR. RYZNAR: Yeah. Well, I furnished information to them and
giving them all that.
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August 19,2009
CHAIRMAN JOSLIN: What's your recommendation, Mr.
Ossorio? What do you think? I'll ask you.
MR. OSSORIO: Well, this is something that doesn't happen that
often. I recommend that we deny him a new certificate to open up a
new business, a new qualified business, until he gets the facts to you
other than saying that I tried to give 50 percent to the company or this
is for -- this is all hearsay, which is good, but I think if he comes back
to the board on a future date and says okay, here's a certified letter
saying I want to negotiate with him for 50 percent, I don't know why
anyone wouldn't want to take 50 percent. As somebody told me, a bird
in the hand is better than two in the bush.
So, you know, he needs to provide that documentation to you
versus him just telling you. And he needs to provide that
documentation that his partners left to Costa Rica and he was a
managing member and he wasn't responsible. But he's a qualifier, he's
responsible for the day-to-day operation of the business, hiring and
firing, and under State Statute 489 he could be accountable for the
qualified business activities, if he is a primary qualifier.
CHAIRMAN JOSLIN: That's the way I understand the law. I
mean --
MR. NEALE: However --
MR. OSSORIO: However.
MR. NEALE: -- let's take this to a point.
CHAIRMAN JOSLIN: Okay.
MR. NEALE: And I will do the research on it for next meeting.
But that would make the assumption that if you have a qualifier
for Bonita Bay Group or WCI and they go bankrupt, that he then
becomes liable for every debt of Bonita Bay Group or WCI.
MR. LANTZ: Unless they have a financially responsible officer.
MR. NEALE: Even --
MR. OSSORIO: A bankruptcy --
MR. NEALE: Unless they do. But at that--
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August 19,2009
MR. OSSORIO: Mr. Neale?
MR. NEALE: -- these are issues for contracting, not for general
civil judgments.
MR. OSSORIO: You're absolutely correct. If it was a
bankruptcy, I wouldn't be here today . We've issued many licenses
with current bankruptcy or in the process of bankruptcy. Well, this is a
civil judgment. Could have been a homeowner, could be anyone. It's
not a judgment -- I mean it's not a bankruptcy. If it was a bankruptcy,
you're absolutely right.
MR. NEALE: But even at that, what I want the board to consider
and I want to review is let's assume neither of these companies -- you
know, Bonita Bay's not bankrupt yet. Would you want to be the
qualifier as contractors and liable for every judgment against that
company?
MR. RYZNAR: I'm doing this to protect my license.
CHAIRMAN JOSLIN: I see your point, Mr. Neale. Yeah, I see
your point.
MR. OSSORIO: Do you have a copy of 489?
MR. NEALE: This is saying that if one of your employees gets
in a car wreck and there is a judgment against your company, because
of that car wreck, nothing to do with your contracting, that that
judgment would automatically, based on the logic you're using, attach
to you personally as a contractor as the qualifier. Why then would
anyone have an incorporated contracting business?
MR. WHITE: I think the distinction that I see Mr. Neale making
is that if the judgment were something that pertained to a contract with
a landowner, a property owner for a seawall or a dock, and that would
be something that I think you'd see the relationship between the
judgment and the license.
What we have here is some separate business arrangement for
the purchase of a piece of equipment that -- I agree with Mr. Ossorio,
there probably could be better documentary evidence of what the facts
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August 19,2009
are here, but we have the sworn statement under oath.
So I'm just trying to give you another way of seeing what Mr.
Neale is sharing with you, that there should be some relationship
between his license and a contract as opposed to some other business
or personal injury or some other aspect of judgment that can be levied
against the business organization.
CHAIRMAN JOSLIN: But this judgment that's against the
business is a piece of equipment that was purchased for the use of that
business. So wouldn't it tie into the business entity that it's being used
for as in a sense a contract with --
MR. NEALE: Well, so then just taking it one step further, you
go out and purchase a car, a truck to be used in your business --
CHAIRMAN JOSLIN: Right.
MR. NEALE: -- and you buy it through the business, no
personal guarantee on the note. Business has trouble, you don't make
the payments. They take the truck back. They get a judgment against
the business. Should that also be a personal judgment against you as
the qualifier?
CHAIRMAN JOSLIN: No.
MR. NEALE: Okay.
MR. JERULLE: But it doesn't change the fact that he says that
he owns 33 and a third percent of Zap Marine and he's obligated for
33 and a third percent of the debt of Zap Marine.
MR. NEALE: Not unless he signed a personal guarantee.
MR. JERULLE: He owns part of that company and that
company has a debt. Is he not responsible for that debt?
MR. NEALE: Not unless he signed a personal guarantee.
CHAIRMAN JOSLIN: No.
MR. JERULLE: And do we know --
MR. NEALE: That's why you have a corporation.
MR. JERULLE: Then we don't know ifhe signed a personal
guarantee then.
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August 19,2009
MR. RYZNAR: No, I did not.
MR. JERULLE: We don't have any docu --
MR. NEALE: But the judgment is only against Zap Marine, as
far as we can tell. Now, we don't have adequate evidence on what the
judgment was, don't have adequate evidence on who it was against,
whether he was personally liable on it --
MR. JERULLE: I'm still not comfortable with the fact that -- I
have a contractor's license, and I just am not comfortable with the fact
that my company owes somebody money and I don't want to pay it so
I'm just going to move my license to another company. That's an
excuse not to pay.
And I'm not comfortable and I'm not going to vote that we allow
that to happen. I just don't think it's correct.
MR. RYZNAR: That's not the reasoning why I'm doing this. I
have 99.9 percent customers that have all been satisfied. I'm trying to
protect myself against this, because of decisions on other parts of the
other two owners on this thing.
CHAIRMAN JOSLIN: Let me ask you a question then, and
maybe I can clear some of it out. I'd still like to see some proof.
But when you bought this piece of equipment or you signed
some type of a contract or lease agreement or whatever you did to get
this piece of equipment, someone had to go into that office or
wherever you purchased it at and sign something that says, okay, we
agree to X, Y and Z, at least for "X" number of years.
Is that something that you did or that your partners did, or who
signed that piece of paper?
MR. RYZNAR: I signed the piece of paper.
CHAIRMAN JOSLIN: How did you sign it as?
MR. RYZNAR: Under the corporation.
CHAIRMAN JOSLIN: Under the corporate name.
MR. RYZNAR: Yes. Not personally.
MR. JERULLE: I'd like to see that.
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August 19, 2009
CHAIRMAN JOSLIN: Go ahead.
MR. L YKOS: There are two credit reports in the packet, one for
Mr. Ryznar personal and one for the business Zap Marine. The
judgment is against Zap Marine, it's not on Mr. Ryznar's credit report.
Which means that the judgment is against the company and not
against him personally.
MR. JERULLE: I accept that. But I'm still not comfortable with
somebody, seems to me, abandoning one company to start another
company because there's debt.
CHAIRMAN JOSLIN: I have to agree with you, Mr. Jerulle.
MR. L YKOS: Well, there's a saying, and I'm paraphrasing, I
know I won't say it right, that you can't legislate morality. And you
might think this is a moral issue, but law doesn't necessarily dictate
morality, it -- there's a corporate shield for a reason. And even though
you might not invoke it for a moral standpoint, there is a corporate
shield to protect us as personal owners of a business, or officers of a
corporation.
MR. NEALE: Now this would be a completely different issue if
he had an outstanding judgment from the Contractor Licensing Board
for a penalty. That's directly related to his contracting business. Or if
he had an outstanding judgment on a specific contracting business,
that's potentially it. But for something like purchasing equipment--
MR. JERULLE: I understand what you're saying. I understand
what you're saying, but you haven't changed my mind.
CHAIRMAN JOSLIN: I'm going to -- another question.
MR. WHITE: If I may ask Mr. Ryznar? What are your thoughts
if you were to have offered to APEI one-third of the value of the
judgment in exchange for a release?
MR. RYZNAR: I've offered 50 percent.
MR. WHITE: And you were told that they wouldn't give you a
release as a managing member?
MR. RYZNAR: No.
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August 19,2009
MR. WHITE: So they wouldn't release Zap --
MR. RYZNAR: They wouldn't release--
MR. WHITE: -- totally?
Because there's a distinction here between you going to them as
a managing member and saying hey look, I've got this Contractor
Licensing Board that I'm working with -- you don't have to tell them
that, of course. But the point is you're trying to go and talk to them to
get a release of you as the managing member.
MR. RYZNAR: I have tried for three months now to settle with
them. And they said no. I have offered them $10,000 to settle this
thing -- that's 50 percent -- to settle this thing and get it out of the
bushes, as you might say.
CHAIRMAN JOSLIN: Mr. Lykos, do you have a question?
MR. L YKOS : Well, I was going to say, I think I've got a sense
of where you guys are trying to go with this. We want to get
something from him so that he recognizes that he has some obligation.
But with regard to the specifics of Mr. White's question, if this was me
and let's say the judgment was for $100,000, if you ask for a personal
release, you're removing the corporate shield. You're now asking for a
personal release when the corporate shield is there to protect you
personally. You'd almost be opening the door to then being -- having a
judgment against you personally if you ask for a personal release.
You've got to maintain the separation between the person and the
corporation.
MR. NEALE: I mean, you don't want to sit there and say well,
release me personally, because then by extension you're saying I had
some personal liability .
MR. L YKOS: Correct.
CHAIRMAN JOSLIN: Right.
MR. WHITE: Which is why I said as a managing --
MR. NEALE: As a managing mem -- release my interest as a
managing member from any --
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August 19, 2009
MR. WHITE: Exactly.
MR. L YKOS: That still gets --
MR. NEALE: It's -- I don't know whether I'd recommend it, but
yeah.
MR. WHITE: Well, I'm just trying to find out what it is that
might be comfortable grounds for our board to be able to actually
consider and approve it. So I'm just trying to find something that may
allow us to move forward from today and meet Mr. Ossorio's--
CHAIRMAN JOSLIN: At this time, is Zap Marine active?
MR. RYZNAR: Yes.
MR. OSSORIO: Mr. Chairman?
CHAIRMAN JOSLIN: And it's still in business?
MR. RYZNAR: Yes.
MR. OSSORIO: I just want to read something in there, and then
we'll clarify it. And I think I have a resolution here.
CHAIRMAN JOSLIN: Okay.
MR. OSSORIO: This is under 489-129, Section Q. Failure to
satisfy within a reasonable time terms of a civil judgment obtained
against a licensee, or the business organization qualified by the
licensee relating to practicing of a licensee's profession.
Now, that's a violation of -- that's discipline. So what we can do
is, is we can go ahead and issue him a temporary -- a new license, new
certificate, put him on some probationary period. Ifhe doesn't pay that
with -- that judgment within a reasonable amount of time, we would
charge him under 4.2 under misconduct ofa licensed company.
MR. WHITE: Could you read the phrase about relating to again?
MR. OSSORIO: It says relating to the practice of the licensee's
profession, which is marine contracting. And I guess if you buy
marine equipment, that would be related to his profession. If you --
CHAIRMAN JOSLIN: I can understand--
MR. WHITE: I think that--
CHAIRMAN JOSLIN: -- your point. Okay, one at a time.
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August 19, 2009
MR. WHITE: -- splits the hair that Mr. --
MR. NEALE: I would not recommend this board go down that
road.
CHAIRMAN JOSLIN: No.
MR. OSSORIO: Well, I'm just --
CHAIRMAN JOSLIN: I mean, I can see your point, Mr.
Ossorio, for being able to put a handhold on him as far as to come
back later on after he -- we say he pays this debt off. But in some
cases in some ways I'm looking at this debt and saying okay, we have
three people who are in this corporation and apparently all three want
to walk away. And apparently the people that they owe the money to
aren't willing to settle. So other than to maybe approve it with a
probationary period and see what happens with it, if it's going to come
to a head, I don't think it's going to take longer than a period of time
before something's --
MR. NEALE: There's already a judgment against the business.
CHAIRMAN JOSLIN: Right.
MR. NEALE: They can do nothing to enforce that judgment
against this gentleman.
CHAIRMAN JOSLIN: Right. Personally.
MR. NEALE: Personally. The judgment's against the business.
They can go after Zap Marine's assets, they can shut it down, they can
take its typewriters --
CHAIRMAN JOSLIN: Right.
MR. NEALE: -- they can do whatever. But, you know, as Mr.
L ykos correctly points out, they don't have a judgment against this
gentleman.
CHAIRMAN JOSLIN: Right. I see your point totally.
MR. WHITE: And it appears from what we've been told, and
this may be the level of documentary evidence Mr. Ossorio is looking
for, the idea of being that somehow API has handled this as a tax
write-off that could be documented. Because that would seem to be
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August 19, 2009
the resolution of the matter from the perspective of could they
thereafter then attempt to attach the assets of Zap Marine. If they've
already effectively written this off as a loss on their books for tax
purposes, it seems they would be in a difficult position if they later on
tried to come back --
MR. NEALE: In effect they should issue a 1099 to Zap Marine
showing they have taken that write-off.
MR. L YKOS: There should be documentation.
MR. NEALE: They should. I mean, whether they will or not,
that's -- a lot of places choose not to do that, so --
MR. RYZNAR: They won't even talk to me.
MR. NEALE: So it's unlikely that he's going to get that.
MR. WHITE: The other thing, I think that, you know, in looking
at the letter that was provided to us in our packet dated June 26th, at
the end of the second to last paragraph it says that apparently also the
partners, I don't know why it says former business partners, when the
issue of taking an appeal which seemed to be one that would have
been meritorious because there was not proper notice, the former
partners, it says, voted against doing so.
So I don't understand why they would take that action, but it
seems to be consistent with the notion that efforts have been made to
try to prevent the judgment first from attaching and then second, even
in light of the fact that it may not have been warranted legally, would
still have been a good faith effort, from what the gentleman's told us
today, and he has on the record, to try to resolve it. So I just don't want
to leave him with his hands tied and us feeling that he hadn't made a
good faith effort.
CHAIRMAN JOSLIN: Mr. Lykos?
MR. L YKOS: This question is for either one of our or both of
our attorneys.
Will the judgment expire if it's not acted on in a certain time
frame? Is there --
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August 19, 2009
MR. NEALE: Yeah, you've got a certain time in which to
enforce a judgment.
MR. L YKOS: It's 20 years.
MR. NEALE: Yeah, 20 years.
MR. L YKOS: Longer than --
MR. NEALE: Yeah, but --
MR. L YKOS: Like with liens, if we don't act on them in one
year, they expire. But we're not talking about that kind of a time
frame. This is something that would be a lot longer.
MR. NEALE: No, but the thing is they're -- you know, as you
point out, you know, it's by today's standards a relatively small
judgment against a company that I'm sure they -- as I would if I were
handling the litigation, I would have investigated that company to see
if they got any assets. If they don't have any real assets, I'm not going
to spend a whole lot of my client's money chasing down a company
that has nothing.
CHAIRMAN JOSLIN: Right.
MR. NEALE: So you got the judgment hanging out there. If
something happens, you enforce it. If not, it's a judgment that hangs
out there.
CHAIRMAN JOSLIN: Mr. Boyd?
MR. BOYD: Mr. Ryznar, who has the piece of equipment? Does
the APIE or whatever, do they have the piece of equipment back?
MR. RYZNAR: Yes, they do. I returned it.
MR. BOYD: Okay. So what they're going to do is they're going
to write off the $20,000. They got the piece of equipment back, they're
going to lease it out again and they're going to make money.
MR. NEALE: Exactly.
MR. RYZNAR: Yes.
MR. NEALE: They got it, they took it back, they got it again.
Yeah, that's why they don't want to settle, because then they'd
have to show what kind of compensation they received for the
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August 19, 2009
releasing of that equipment, reduce their judgment amount by that,
you know, because they'd have to mitigate the damages, reduce -- the
judgment at the end of the day may be zero once you go through that
dance. So --
CHAIRMAN JOSLIN: All right, let's put this to sleep, huh? I'll
make a motion that we approve the application for Mr. Ryznar to
qualify and get his license for Precission Drywalling.
MR. WHITE: Second.
CHAIRMAN JOSLIN: Motion and a second. All in favor
signify -- any discussion first. Any further discussion?
MR. WHITE: Just one point, Mr. Chairman. There seems to be
some lack of precision about the spelling of Precission --
MR. RYZNAR: Two S's.
MR. WHITE: Some instances it's two, some instances it's one.
MR. NEALE: I guess it's supposed to be two.
MR. WHITE: That's the way it was formed and I would think
that's the way that the license, if it's going to be issued should be
issued.
MR. JERULLE: Regarding the discussion, I still don't
understand. He has a corporation, he has a license. Why he needs to
transfer that license.
CHAIRMAN JOSLIN: I think the biggest--
MR. JERULLE: But what our obligation is, to give it to him
when he already has that opportunity.
CHAIRMAN JOSLIN: Well, it's like Mr. Neale said, in a sense
what we're doing is protecting his license that he has now because of a
judgment that is against the corporation with three parties involved.
MR. NEALE: There's only one reason this is here, and that's
because it was referred to the board by the Contractor Licensing
Supervisor, because he had a question on the application.
MR. JERULLE: So my opportunity (sic) is he has an
opportunity to act as Zap Marine tomorrow, does he not?
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August 19,2009
MR. NEALE: Yes.
MR. JERULLE: What obligation do we have to give him -- to
transfer that license? We're not taking away anything from him. He
already can go out and work and do seawalls under Zap Marine. Why
do we want to give him an opportunity not to pay a debt?
I just think we have a responsibility to Collier County to -- if
there's something that we can do to help or prevent something in the
future -- he has a license entity. Let him operate under that license
entity and deal with the debt that way. Why are we letting him off the
hook?
MR. NEALE: The thing is just the transferring of the license
doesn't change his ownership in Zap Marine. And that's the only way
they get to him as far as that judgment. He still owns Zap Marine. He
hasn't gotten rid of it, correct? So that judgment still -- however it
may, which it probably doesn't, attach to the owners that Zap Marine
still has.
MR. JERULLE: I understand that. But we're still giving him the
opportunity to operate under another entity. And even giving him a
less chance of paying off the debt or dealing with the debt. And he has
more of an incentive to deal with the debt if he keeps his license with
Zap Marine.
MR. WHITE: It seems to me that Zap Marine is dysfunctional in
terms of the --
MR. NEALE: At best.
MR. WHITE: -- business organization to make effective
management decisions.
MR. JERULLE: Then dissolve it.
MR. WHITE: That would be, logically speaking, even worse
scenario than the one you're suggesting is inappropriate now. Because
then if they dissolve it, there'd be no way that you'd ever have any
responsibility and opportunity to have APEI properly paid back.
MR. JERULLE: Depends on how you dissolve it.
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August 19, 2009
MR. WHITE: Which I believe they have -- that Zap Marine
made every effort, he as a managing member, to rightfully work with
him, if possible. But there's nothing that tells me that this is the kind of
a debt that he has sought to avoid and use the shell of a new
corporation or new entity to defraud someone.
It seems to me that -- I accept the rationale that this is the only
way he can protect his license in terms of qualifying a new entity. And
one that's properly capitalized is one that seems to have --
MR. JERULLE: I know which way I'm going to vote. And I just
hope that he doesn't come back in front of us again with something
similar with the Precission Marine.
MR. WHITE: Well, the rest of his credit for Zap Marine looks
good.
CHAIRMAN JOSLIN: He has outstanding credit for the rest of
the items. I mean, there's nothing derogatory on there.
Anyway, motion on the floor. We have a motion and a second.
Any further discussion?
(No response.)
CHAIRMAN JOSLIN: All in favor, signify the motion by
saYIng aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. L YKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: All opposed?
MR. JERULLE: Nay.
CHAIRMAN JOSLIN: Nay (sic).
Motion carries six in favor, one opposed.
MR. RYZNAR: Thank you very much.
CHAIRMAN JOSLIN: Good luck to you.
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August 19, 2009
MR. RYZNAR: Thank you.
MR. OSSORIO: Mr. Chairman, we have one second -- to qualify
second entity.
CHAIRMAN JOSLIN: One more.
MR. OSSORIO: Bixby.
CHAIRMAN JOSLIN: Yes.
MR. OSSORIO: I don't know how the court reporter feels. We
can hurry up and finish this second entity, or take a few minute break
and then we'll try to go ahead and do these cases within an hour or so,
or --
CHAIRMAN JOSLIN: Are both cases going to be heard?
MR. OSSORIO: Both cases are going to be heard. I anticipate
hopefully these cases will go quickly.
CHAIRMAN JOSLIN: Okay, so--
MR. NEALE: Take a break?
CHAIRMAN JOSLIN: Well, let's get this second entity out of
the way first and then we'll discuss how we're going to take a break
and what we're going to hear then.
MR. NEALE: Break's right after the second entity, though.
CHAIRMAN JOSLIN: Right.
I have a Brent Bixby. Would you please come up and be sworn
in, please.
(Speaker was duly sworn.)
CHAIRMAN JOSLIN: Mr. Bixby, just for the record, I'd like
you to -- the board and members of the board to recognize that I've
known Mr. Bixby for many years and I know the quality -- or the type
of work he does now. And if there's any question about me hearing
this case, then they need to make that response now.
You're okay with it?
MR. BIXBY: Yeah, I'm okay.
CHAIRMAN JOSLIN: Okay. Mr. Bixby, you are here to qualify
a second entity called Grinders; is that correct?
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August 19, 2009
MR. BIXBY: Correct, yes.
CHAIRMAN JOSLIN: And you currently now qualify a lawn
service; is that correct?
MR. BIXBY: Yes. Native Son.
MR. OSSORIO: A landscaping company.
CHAIRMAN JOSLIN: A landscape company, that's right.
MR. OSSORIO: That can do stump grinding and tree service
work. So he's licensed as a landscaping (sic). So if you qualify another
company, he'd have two landscaping companies: One is Native Son
and the other one is Grinder, doing business as Holiday Lights,
Incorporated?
MR. BIXBY: Correct.
MR. WHITE: The other way around.
CHAIRMAN JOSLIN: Yeah, it's the other way around.
Will both -- I'm sorry, Holiday Lights, Inc. and d/b/a Grinders is
the same company?
MR. BIXBY: Yes.
CHAIRMAN JOSLIN: Okay. And Native Sons Lawn Service--
Landscape Service is your other company? Or is it --
MR. BIXBY: I qualify them.
CHAIRMAN JOSLIN: -- the primary company?
MR. BIXBY: Yes.
CHAIRMAN JOSLIN: Okay. I've looked at your credit report
and it looks pretty impressive, considering. I've known you for a long
time.
I do have one major problem and that is that right now you own
Native Son Landscape, Inc. And it says on the opening statement that
this company I do not have stock or ownership in.
MR. BIXBY: No, I do not own it.
CHAIRMAN JOSLIN: Right. But you have a silent role in the
landscaping?
MR. BIXBY: Yes.
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August 19, 2009
CHAIRMAN JOSLIN: Now, can you kind of clarify that a little
bit? I'm a little bit confused. As an owner or as a license holder for
Native Son Landscape, Inc.
MR. BIXBY: I went to work for Native Son and they had a
maintenance in Hurricane Wilma. So when my company -- I dissolved
that and I qualified Native Son. So that while I was there we were
doing landscape. And I left my license with them just so I could keep
it active so if I needed it in the future.
CHAIRMAN JOSLIN: Okay. But that is your primary source of
companies right now; Native Sons is the only company that you
qualify, correct?
MR. BIXBY: That's correct.
CHAIRMAN JOSLIN: Mr. Ossorio, or maybe Mr. Neale, I'm
not sure, but is there anything in the ordinance that says that a
particular qualifier has to be a portion of an ownership in it?
MR. OSSORIO: Has to have a letter of authorization. Which
when we first came in for a certificate for Native Son, a letter of
authorization from the managing member or the owner of Native Son
authorized him to work on his behalf and he would be responsible for
anything construction related or judgments, whatever you want to call
it, he would be responsible for.
MR. L YKOS: Is this Grinders company a company that was
here in front us before?
MR. OSSORIO: No.
MR. L YKOS: That name sounded familiar.
MR. NEALE: No.
MR. L YKOS: Maybe it was just the term stump grinder.
MR. NEALE: We did have a stump grinder --
MR. OSSORIO: We had a stump grinder.
MR. NEALE: -- a couple months ago.
CHAIRMAN JOSLIN: So we went through the grinding
situation there for a little while.
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August 19,2009
MR. OSSORIO: We resolved that.
MR. NEALE: We ground that into the ground.
MR. L YKOS: Yes, we beat that one to death.
CHAIRMAN JOSLIN: Okay, I just have one thing that I picked
up in the second entity qualification guidelines page, as far as the
application fees and all the fees and all the things that are listed as far
as what's inside the packet now.
But at the very end it kind of makes me wonder. I'm going to
read it out just so we know. It should be noted that the qualifier must
be responsible for and capable of supervising, directing, managing and
controlling both the contracting activities of the entity he or she now
qualifies, as well as the proposed entity.
Managing and contracting activities include the proper collection
and disbursement of funds and the proper payment of subcontractors
and suppliers.
In addition, he or she must be responsible for and capable of
supervision, direction, management and control of all the entities for
which he or she pulls permits.
In a nutshell this tells me that he should be some kind of a
something within Native Son, Inc.
MR. OSSORIO: He is. By letter of authorization from the
owner, it gives him authorization to be the qualifier. You just named
what a qualifier does. When we talk to a qualified business, we always
try to talk to the licensee of the qualifier, not necessarily the owner. So
if there's ever a complaint or a question on payroll, question on any
services, the qualifier's the first person we talk to, no matter ifhe's in
Michigan, Alaska.
The state really takes a role on what does a qualifier do and how
he runs his company, and they think that supervision means a phone
call. So if I call up Native Son and he's not working that day or he's
not on the job site, he's a phone call away.
Which I'm assuming they know who you are and you work.
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August 19, 2009
MR. BIXBY: Yes.
CHAIRMAN JOSLIN: Do you have the ability to sign checks?
MR. BIXBY: No.
CHAIRMAN JOSLIN: Okay. Well, the last entry on here says,
at the sole discretion of the -- and option of the board, the board may
deem it a requirement that the qualifier be able to sign on checks
relating to construction payables.
So with that said, I would be more inclined to say I would
approve the second entity or the stump grinding, but I would like to
see Native Son Landscape, I would like to see something to do with
you being able to at least write checks on that company.
Should it get in trouble or should there be situations where
someone else doesn't pay the bill, you're able to go in there and sign
checks to pay people or to take care of it, not just be something that
sits on the outside that has no control at all, other than you are funding
them their license. Which in some ways sounds to me like you're
selling the license.
MR. L YKOS: Michael, what's your recommendation on this?
MR. OSSORIO: Well, I think we should approve it. I don't know
what's in his mindset, but he's the qualifier of Native Son and he takes
that responsibility, and I have no problem.
MR. L YKOS: He already qualifies Native Son.
MR. OSSORIO: Exactly right.
MR. L YKOS: This is about their company.
MR. OSSORIO: Well, I have no problem him qualifying--
MR. NEALE: This has nothing to do with Native Son at all.
MR. L YKOS: So the fact that he mayor may not sign checks for
Native Son --
MR. NEALE: It's irrelevant.
MR. OSSORIO: That's right.
MR. L YKOS: -- he's already a qualifier.
MR. NEALE: Right. You're not asking -- all you're asking is if
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August 19, 2009
he can qualify a company now.
THE COURT REPORTER: Excuse me, one at a time.
MR. NEALE: I mean, this question is whether he can qualify a
company as a second entity that he owns 100 percent of. That's all the
question is. He already qualifies Native Son. Ignore the fact that he
qualifies Native Son, unless Native Son has some major issues in front
of this board. That's already -- he's qualifying them.
The only issue is are you going to permit him to also qualify
Grinders.
MR. L YKOS: Which he is sole owner of.
MR. NEALE: Which he is sole owner of, et cetera.
CHAIRMAN JOSLIN: Totally.
MR. L YKOS: Motion to approve, Lykos.
MR. BOYD: Second, Boyd.
CHAIRMAN JOSLIN: Motion and a second to approve. All in
favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
MR. JERULLE: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. L YKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Motion carries.
MR. BIXBY: Thank you.
CHAIRMAN JOSLIN: Good luck.
MR. BIXBY: Appreciate it.
MR. OSSORIO: Mr. Chairman, I recommend we take a
15-minute break. Terry Jerulle won't be here after noon; am I correct?
MR. JERULLE: That's correct.
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August 19,2009
MR. OSSORIO: Unless you want to take a lunch. I prefer to take
a 15-minute break, since all the respondents are here.
CHAIRMAN JOSLIN: That's fine.
MR. OSSORIO: If the court reporter doesn't mind.
CHAIRMAN JOSLIN: Keep on going? All right, we'll take a
15-minute recess and we'll return at five minutes after 12:00.
(Recess.)
(At which time, Mr. Jerulle is absent.)
CHAIRMAN JOSLIN: Okay, I'll call back to order the August
19th, 2009 Contractor -- Collier County Contractor Licensing Board
meeting, and we'll continue where we left off.
The next case before us is a public hearing -- I'm sorry, is there
any old business before we go into that?
(No response.)
CHAIRMAN JOSLIN: No? We'll discuss it afterwards.
Public hearings. Case No. 2009-07, a James G. Schuck and
Donald P. Ricci, Sr., d/b/a Marco Marine Construction, Inc.
Are you present?
MR. SCHUCK: Yes.
CHAIRMAN JOSLIN: Come to the podium and be sworn in,
please.
(Ms. Clements and Mr. Schuck were duly sworn.)
THE COURT REPORTER: May I have your name, please.
MR. SCHUCK: James G. Schuck.
CHAIRMAN JOSLIN: And Karen, you'll be presenting the
case?
MS. CLEMENTS: Karen Clements, Contractor Licensing
Officer.
CHAIRMAN JOSLIN: Okay, just for the record, I'm going to
read the hearings and procedures on how we're going to conduct this
particular case.
The hearings are conducted pursuant to the procedures set out in
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August 19, 2009
Collier County Ordinance 90-105, as amended, and Florida Statutes,
Chapter 489. These hearings are quasi judicial in nature. Formal rules
of evidence shall not apply, but fundamental fairness and due process
shall be observed and shall govern the proceedings.
Irrelevant, immaterial and cumulative evidence shall be
excluded, but all other evidence of the type commonly relied upon,
reasonably prudent to the persons in the conduct of their affairs shall
be admissible, whether or not such evidence would be admissible in
the trial in the courts of the State of Florida.
Hearsay evidence may be used for the purpose of supplementing
or explaining any evidence, but shall not be sufficient by itself to
support the finding, unless such hearsay would be admissible over
objection in civil actions in court.
The rules of privilege shall be effective to the same extent that
they are now and hereafter be recognized in civil actions.
Any member of the Contractor Licensing Board may question
any witnesses before the board. Each party to the proceeding's shall
have the right to call and examine witnesses, to introduce exhibits, to
cross-examine witnesses, to impeach any witness, regardless of which
party called the witness to testify, and to rebuke any evidence
presented against the party.
The chairperson shall have all the powers necessary to conduct
the proceedings at the hearing in a full, fair and impartial manner, and
to preserve order and decorum.
The general process of this hearing is for the county to present
an opening statement where it sets out the charges in general terms
and how it intends to prove them. The respondent then makes his or
her opening statements, set out in general terms, the defenses to the
charges. The county presents its case in chief, calling witnesses and
presenting evidence. The respondent may cross-examine these
witnesses.
Once the county has closed its case in chief, then the respondent
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August 19, 2009
puts his or her defense (sic). They may call witnesses and do all the
things described earlier; that is, call and examine witnesses, introduce
exhibits, cross-examine witnesses and impeach any witness, regardless
of the party who called the witnesses to testify, and rebut any evidence
presented against the party.
After the respondent puts on his or her case, the county gets to
present a rebuttal to the respondent's presentation. When the rebuttal is
concluded, then each party gets to present closing statements, with the
county getting a second chance to rebut after the respondent's closing
arguments. The board will then close the public hearing and begin
deliberations.
Prior to beginning deliberations, the attorney for the board will
give them charge, much like charges to a jury, setting out the
parameters on which they based their decision.
During deliberations the board can ask for additional information
and clarifications from the parties. The board will then decide two
different issues: First whether the respondent is guilty of the offense
charged in the administrative complaint of what will be taken in this
manner.
If the respondent is found guilty then the board must decide the
sanctions to be imposed. The board attorney at this point will advise
board of the sanctions which may be imposed and the factors to
consider. The board will discuss and take a vote on those sanctions.
After the two matters are decided, the chair will read a summary
of the order to be issued by the board. This summary will set out basic
outline of the order, but will not exactly be the same language as the
final order. The final order will conclude full details under the state
law and procedure.
Does everyone understand that?
MR. LANTZ: Yes.
MR. BOYD: Yes.
MR. NEALE: It's my understanding that in this case the
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August 19, 2009
respondents have agreed to stipulate to the charges. I believe that's
correct.
CHAIRMAN JOSLIN: Okay.
MR. ZACHARY: Well, Mr. Chairman, that's correct. I had a
conversation with the respondent, Mr. Schuck. He has agreed that he
would accept the Count I and stipulate that Marco Marine is -- well, is
guilty of Count I.
What I think we should do is we should have Ms. Clements give
a statement that sets out to the board what this case is about, and then
at that point I can ask some questions of Mr. Schuck to clarify his
position, his company's position, and we can conclude this at a shorter
time than going through the entire thing. And Ms. Clements can enter
the packet into evidence and we'll get on the record what the case is
about.
CHAIRMAN JOSLIN: All right, that will work fine.
At this time I'd ask for a motion to accept Case No. 2009-07,
Board of Commissioners versus James G. Schuck and Donald P.
Ricci, Sr, d/b/a Marco Marine Construction, Inc., license No. 26439
and 13520 into evidence.
MR. LANTZ: So moved, Lantz.
CHAIRMAN JOSLIN: We have a motion.
MR. L YKOS: Second, Lykos.
CHAIRMAN JOSLIN: Second, Mr. Lykos.
All in favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. L YKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
Page 96
August 19, 2009
CHAIRMAN JOSLIN: Motion carries.
Karen, would you like to begin the county's case?
MS. CLEMENTS: On May 20th, 2009, the office of contractor
licensing received a complaint from John M. Carr, who's the CAM
property manager for Sunset Cay Villa Condominium Associations
located at the Port of the Islands. And it was regarding Marco Marine
Construction and the permitting of already existing docks for each unit
and the certificate of completion.
Several marine contractors proposed bids to complete permitting
and COs of floating docks at the Sunset Cay Villa Condominium.
Marco Marine Construction won the bid and started working to obtain
the permitting and COs for the floating docks.
It was for Sunset Cay Villas Buildings 2, 3, 4, 5, 6, 7, 8 and 9.
And those are located at Port of the Islands off of U.S. 41 East.
The docks were originally constructed by the developer of the
communities at the time that the buildings were built, and included
one dock space for each condo.
The docks were never properly permitted, and the Sunset Cay
master association and the individual Sunset Cay Villa Owners
Association undertook this project to correct the oversight of the
developer and have the boat docks properly permitted and approved
by Collier County.
Contract verbiage states that the condos were to pay permitting
fees and an additional permit -- I'm sorry, they were to pay permitting
fees and an additional fee per contract to the contractor, which were
paid in full.
The associations paid the proposal in full and assumed the
contract was complete. A new invoice was submitted for 1,350 for
additional permit fees, also paid in full by the associations.
The official Collier County receipts appeared to be altered by
Marco Marine Construction to show an inflated permitting fee.
Mr. Carr was alerted to the situation by an officer of one of the
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August 19, 2009
associations who had questioned Marco Marine about the total permit
fee for his association for the dock proj ect.
Marco Marine Construction gave the association a document
that appeared to be an official receipt from Collier County Permitting
Office. The association then obtained a list of actual permit fees from
the Collier County website and from official receipts provided to him
directly by Collier County Permitting Office.
The association discovered that the actual permitting fees were
significantly less than charged by Marco Marine Construction. The
association then contracted the Collier County Permitting Office.
County personnel confirmed the receipt provided by Marco Marine
Construction was not a county receipt at all, that there had in fact been
an alteration to the original official receipt.
Mr. Carr decided that these discrepancies might not be the only
altered official receipts and looked into the other association receipts.
Mr. Carr requested the other association receipts and consistently
found the same pattern of overcharging for county permit fees by
Marco Marine Construction.
The evidence is provided in the document accompanying this
complaint. All permit fees invoiced by Marco Marine Construction
have been paid by the associations.
On June 9th, 2009, Jim Schuck of Marco Marine came into our
office. Mr. Schuck was informed that the complaint had been filed
against Marco Marine Construction by Sunset Cay Villas.
Sunset Cay Villas was given an additional billing above and
beyond the original contract price. The additional billing was
substantiated by the misrepresentation of a material fact being the
official Collier County receipt.
Mr. Schuck agreed that the receipts were altered by someone at
his office.
Mr. Schuck, whose company is already on probation, agreed to
pay the money back in the amount of$14,300. And we arrived at that
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August 19, 2009
by taking the difference of the good receipt and the receipt that
appears to have been altered.
Mr. Schuck signed our letter to him stating he received
notification of the hearing to be held on August 19th at 9:00 a.m. in
the commissioners' boardroom.
We also notified Donald Ricci, Sr., who also holds a county
license.
Mr. Schuck was given the letter regarding the complaint to have
Mr. Donald Ricci sign and return to our office.
The activity construes a violation of Collier County Ordinance
2006-46, Section 4.1.22, falsifying or misrepresenting any material
fact to another person with the intent or for the purpose of engaging in
the contracting business, providing materials or services or soliciting
business for an employer as a contractor or as an employee, regardless
of any financial consideration.
CHAIRMAN JOSLIN: Okay, Mr. Schuck, would you like to --
MR. ZACHARY: Mr. Chairman, if I can ask Mr. Schuck a
couple of questions.
CHAIRMAN JOSLIN: Go ahead.
MR. ZACHARY: Mr. Schuck, you've heard the presentation by
the county. And as we talked before, do you agree at this time to
stipulate or not to contest the charge of -- under Section 4.1.22 in the
administrative complaint? Is that your intent here today?
MR. SCHUCK: Yes, it is.
MR. ZACHARY: Do you understand that you have a right to go
to a hearing, you have a right to hire an attorney, but it's your own free
will to decide that it would be best not to contest the complaint at this
time?
MR. SCHUCK: Yes, I understand.
MR. ZACHARY: Do you also have the authority of Mr. Ricci to
stipulate, and as Marco Marine as the owners of Marco Marine, do
you have their authority also to stipulate to this complaint?
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August 19,2009
MR. SCHUCK: Yes, I do. They have a letter stating that fact.
MR. ZACHARY: All right, thank you.
Do you understand that by stipulating to this, the board can find
you guilty and there's not -- and would you tell the board there's not
been any agreement as to the fine or penalty that might be levied
against your company or yourself at this point?
MR. SCHUCK: There hasn't been a fine or penalty as of yet.
MR. ZACHARY: Okay. Would you agree that the charges set
forth, that receipts were received by the condo associations that
appeared to be altered or doctored that set forth dollar amounts that
were higher than those that you had agreed to in your original
contracts, and that those documents would constitute the material facts
that were misrepresented in this case?
MR. SCHUCK: Yes.
MR. ZACHARY: Mr. Chairman, I don't have-anything else. I
think it's clear that Mr. Schuck has agreed that there were some
documents that were presented, and at this point he has agreed to
stipulate to the charge at this point.
CHAIRMAN JOSLIN: All right.
MR. ZACHARY: Do you have any statement or anything that
you wish to make, Mr. Schuck?
MR. SCHUCK: I regret the facts that happened with this. It
wasn't our intention to dupe these people out of money. It's just a
clerical error on our staff.
And I have started restitution already. They have four checks for
them in the amount of $6,255.56, with two other payments to come on
September 30th and October 30th of this year.
CHAIRMAN JOSLIN: Mr. Ricci (sic) --
MR. L YKOS: Mr. Schuck.
CHAIRMAN JOSLIN: I'm sorry, Mr. Schuck. I'm sorry.
I know you've been here not too long ago --
MR. SCHUCK: January.
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August 19,2009
CHAIRMAN JOSLIN: -- with some other issues. I know your
license now is on probation. I don't have too much to say at the
moment.
Anybody else want to interject any comments?
MR. NEALE : Well, at this point, you know, you can finish.
Then the board will close the public hearing, and then you would vote
on --
CHAIRMAN JOSLIN: The penalties.
MR. NEALE: Well, no, first you have to vote on guilt and then
on penalties.
CHAIRMAN JOSLIN: Okay. Then I need a motion to close the
public hearing.
MR. WHITE: So moved, White.
MR. BOYD: Second, Boyd.
CHAIRMAN JOSLIN: Motion and a second to close the public
hearing. All in favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. L YKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Public hearing is closed.
N ow I have to read, right?
MR. NEALE: No.
MR. L YKOS: Determine guilt first, and then --
CHAIRMAN JOSLIN: Well, he's admitted to guilt.
MR. NEALE: Well, the board still--
CHAIRMAN JOSLIN: Okay.
MR. NEALE: Even though he's admitted to the charges in this
kPage 101
August 19, 2009
case, the board still has to evaluate the evidence as presented, even his
stipulation. And at that point you vote upon whether he is in fact
guilty of the charge made in this matter.
To complicate it a little bit, is I would recommend that the board
make two findings of fact as to guilt: One for Mr. Schuck and one for
Mr. Ricci, because they are two separate parties in here. And I would
suggest that you make two different motions, one for Mr. Schuck and
one for Mr. Ricci.
CHAIRMAN JOSLIN: Okay. Gentlemen? And just for the
record, Terry Jerulle has left the meeting for today. He had something
he had to go and take care of, so he is going to be absent.
MR. NEALE: Also, I think the board ought to note on the record
that Mr. Ricci's not here, but the board is accepting Mr. Shuck's
testimony; that Mr. Ricci has authorized him to speak on his behalf, to
stipulate on his behalf and to represent him for this matter.
CHAIRMAN JOSLIN: Okay. Do I have to repeat that again, or
does that go on the record now?
MR. NEALE: I think the board needs to make that finding.
CHAIRMAN JOSLIN: I will make a finding that James Schuck
and Donald Ricci are both the respondents in the case of -- I'm sorry?
MR. BOYD: I've got a question. Did they pull these permits
under both licenses, or is it one licensee?
MR. SCHUCK: Just my license.
MR. BOYD: Okay. So you pulled all these permits under your
license.
MR. SCHUCK: That's correct.
MR. BOYD: Then I'd have a question of why is Mr. Ricci being
charged.
MR. NEALE: Yeah, I have the same question.
MR. LANTZ: Multiple licenses on the same company.
MR. OSSORIO: The question is not the building permit, the
question is the letter that was sent to them from Marco Marine, a
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August 19, 2009
qualified business, wanted more money. So the question is -- it's not a
building permit question. We take many qualifiers to the licensing
board where no building permits are required. But he's still a qualifier
of the company and he's still responsible. The both parties are both
responsible for that activity that transpired.
The building permit -- the actual building permit is not the
question. We didn't cite him for no building permit or working out of
the scope of his permit. The qualified business under Donald Ricci, Sr.
sent letters out demanding more money and misrepresented that fact.
MR. BOYD: Okay.
MR. OSSORIO: Okay?
MR. L YKOS: Looks like Mr. Ricci and Mr. Schuck are
qualifiers for Marco Marine. So --
CHAIRMAN JOSLIN: Okay, let it be known that James G.
Schuck is present here to respond to the Count I of Section NO.
4.1.22, and also that he is in response to be able to speak for a Donald
P. Ricci, License No. 13520 and License No. 26439 on his behalf.
MR. WHITE: Mr. Chairman, wasn't there a document that Mr.
Schuck said he had that authorized him to speak on Mr. Ricci's
behalf?
CHAIRMAN JOSLIN: I haven't found it in the packet.
MR. WHITE: No, I understand that, but I thought he mentioned
it as part of his testimony.
MR. SCHUCK: May I approach?
CHAIRMAN JOSLIN: Yes.
MR. WHITE: And if so, we're going to look at that, Mr. Schuck,
and I'm going to move that we bring it into evidence.
CHAIRMAN JOSLIN: Yes.
MR. NEALE: Right.
MR. ZACHARY: It will need to be marked at some point after
you look at it.
CHAIRMAN JOSLIN: Right.
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August 19, 2009
MR. NEALE: What I would do, being that this is being offered
in support of the public hearing, that the board reopen the public
hearing for the purposes of accepting this into evidence for review,
and then you can reclose the public hearing.
MR. WHITE: So moved, Mr. Chairman.
CHAIRMAN JOSLIN: To open the public hearing? Second?
MR. WHITE: Accept it into evidence.
MR. HORN: Second, Horn.
MR. L YKOS: Second.
CHAIRMAN JOSLIN: Motion and a second to reopen the
public hearing. All in favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. L YKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Public hearing is open.
Okay, I have one piece of evidence that has been entered, as far
as evidence in the packet regarding Case No. 2009-07. I'll read it to
you aloud: Marco Marine Construction, Inc., of 1757 San Marco
Road, Post Office Box 1247, Marco Island, Florida. Collier County
Contractor Licensing Board, attention Karen Clements.
Dear Mrs. Clements: I was unable to attend the hearing on 19th
of August, 2009. I authorize authorization for James Schuck to speak
on my behalf. Thank you for your cooperation in this matter.
Sincerely, Donald P. Ricci, Sr. Signed as of this date, August 14th,
2009.
MR. WHITE: Move it be marked as Respondent's Exhibit 1 and
admitted into evidence.
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August 19,2009
MR. L YKOS: Second, Lykos.
CHAIRMAN JOSLIN: Motion and a second to accept this into
evidence as Motion ( sic) Exhibit 1.
All in favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. L YKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
MR. OSSORIO: Mr. Chairman, while we're on the getting things
on the record, could we go ahead and get the stipulation agreement
2009-07 into evidence as Petitioner 01 ?
MR. WHITE: I'd pre -- the public hearing is still open.
CHAIRMAN JOSLIN: Right.
MR. WHITE: But we have yet to close it and make the finding
of guilt or not. So I don't know if we're not putting the cart before the
horse. But I'd defer to Mr. Neale.
MR. ZACHARY: Mr. Ossorio, is that a stipulation for the
restitution --
MR. OSSORIO: Yes.
MR. ZACHARY: -- is that what you have? It's not a stipulation
that was entered into as a result of this hearing.
So I believe Mr. Ossorio has a stipulation that was entered into
by either Mr. Schuck or Mr. Ricci. And Mr. Schuck, you could clarify
that, that there would be restitution paid; is that correct?
MR. SCHUCK: That is correct.
MR. ZACHARY: And Mr. Ossorio, I don't think you've been
sworn, but would you show Mr. Schuck that stipulation and to verify
that that is the stipulation that you signed just for restitution?
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August 19, 2009
Is that the stipulation you agreed to?
MR. SCHUCK: Yes, I have a copy of it.
MR. ZACHARY: Well, then I'd move that into evidence as
Petitioners Exhibit 2.
MR. L YKOS: So moved, Lykos.
MR. LANTZ: Second, Lantz.
CHAIRMAN JOSLIN: Motion and a second to enter resolution
MR. NEALE: Stipulation agreement.
CHAIRMAN JOSLIN: -- stipulation agreement as Exhibit No.
2.
All in favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. L YKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Motion carries 6-0.
MR. L YKOS: Any other exhibits?
MR. NEALE: Any other exhibits?
CHAIRMAN JOSLIN: Anything else we need to enter? No.
MR. L YKOS: I make a motion that we close the public hearing.
CHAIRMAN JOSLIN: Motion to close.
MR. WHITE: Second.
CHAIRMAN JOSLIN: Motion and a second.
In favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
CHAIRMAN JOSLIN: Aye.
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August 19, 2009
MR. WHITE: Aye.
MR. L YKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Public hearing is closed.
Now we can talk.
MR. L YKOS: Well, I'll make a motion that we find James G.
Schuck, License No. 26439 in Case 2009-07, guilty of Count I.
CHAIRMAN JOSLIN: I have a motion.
MR. WHITE: Second.
CHAIRMAN JOSLIN: I have a second, to find Mr. Schuck
guilty, and Mr. Donald P. Ricci also, Sr.
MR. NEALE: No, no, two separate motions.
CHAIRMAN JOSLIN: I'm sorry, Donald -- James G. Schuck
only under Count I.
All in favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. L YKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Motion carries.
I'll make the motion that we find Donald P. Ricci also of Marco
Marine Construction guilty of Count I, Section 4.1.22.
MR. L YKOS: Second, Lykos.
CHAIRMAN JOSLIN: Motion and a second.
Any discussion?
(N 0 response.)
Page 107
August 19, 2009
CHAIRMAN JOSLIN: All in favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. L YKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: That motion carries.
MR. NEALE: Since the board's found him in violation, it's now
time for the board to review what penalties are available and what
penalties are to be imposed on the respondents. There are several
different penalties that the board may impose. They include revocation
of the certificate of competency, suspension of that certificate, a denial
of issuance or renewal of the certificate, probation not to exceed two
years, restitution, a fine not to exceed $10,000, a public reprimand, a
reexamination requirement or denial of the issuance of permits or
requiring issuance of permits with conditions, and reasonable
investigative costs.
The board shall consider five different elements in imposing
these sanctions: Number one, the gravity of the violation; second, the
impact of the violation; third, any actions taken by the violator to
correct the violations; fourth, any previous violations committed; and
fifth, any other evidence presented at the hearing by the parties
relevant to the sanction that's appropriate for the case, given its nature.
The board also has to issue a recommended penalty to the State
Construction Industry Licensing Board.
I believe that the county and the respondents have evidence to
present on the sanctions that they recommend.
CHAIRMAN JOSLIN: Okay, and those sanctions? What is the
recommendation?
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August 19, 2009
MR. OSSORIO: For the record, Mike Ossorio, Collier County
Contactor License, pertaining to this case about my recommendations.
Marco Marine Construction's on probation. Mr. Schuck is here
on his own free will. Mr. Donald Ricci understands the issues at hand.
They attempted to repay the money to the association of $14,300,
without any stipulation from our office pertaining to revocation of
somebody's license.
I recommend that we find him in violation, of course. $7,000
penalty for each finding of fact; one for Mr. Ricci and one for Mr.
Schuck. $1,500 for licensing investigation fees by Mr. Schuck and to
Mr. Ricci.
CHAIRMAN JOSLIN: Each?
MR. OSSORIO: Each. Since there are two findings.
And to be continued to be put on probation due to the fact that
he's trying to make restitution. Ifwe suspend or pull his building
permit pulling privileges and we revoke his license, I believe these
homeowners at these associations would be adversely affected by it.
Since Mr. Ricci's (sic) here in his free will, he understands the
clarity and the issues at hand. And we continue to put him on
probation, but he needs to go ahead and take the trades test again for
marine contracting, both Mr. Ricci and Mr. Schuck, within six
months. And to continue his probation for one more year for both
parties.
MR. HORN: What about business law testing?
MR. OSSORIO: Mr. Schuck needs to take the business
procedure test. He has so many more months. I think he has till --
MR. SCHUCK: January 21st.
MR. OSSORIO: January 21st. The board has already ordered
Mr. Schuck to go ahead and take a business procedure test. So not
only that he has to take the business and procedure test, Mr. Ricci and
Mr. Schuck needs to take the trades test. If neither of them take the
trades test within one-year period of today, they should automatically
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August 19, 2009
have their license revoked.
In other words, if Mr. Ricci took -- if Mr. Schuck took the trades
test within six months, he would be okay. If Mr. Ricci elected not to
take it within 12 months, his license would be automatically revoked.
That's my recommendation.
CHAIRMAN JOSLIN: Okay, on the penalty phases of the
$7,000 penalty for each party at $7,000 per offense or per--
MR. NEALE: Well, there's only one count.
CHAIRMAN JOSLIN: Are we talking about--
MR. OSSORIO: There's only one.
MR. L YKOS: One count.
CHAIRMAN JOSLIN: Each count -- each person, though.
MR. NEALE: Right.
CHAIRMAN JOSLIN: Okay.
MR. L YKOS: In the stipulation agreement, item number four
says the respondent realizes that there are other complainants that
require restitution. What are those other complainants and what are the
dollar amounts; do you know?
MR. OSSORIO: There are some -- we do have some preliminary
investigation on hand. And I believe Mr. Schuck is in communication
with those individuals. I'm not at liberty to go ahead and give you any
more information on that, other than that we could be back in front of
the board in October. I don't think we will be, hopefully, but we
might.
But there are some respondents out there that are coming
forward with the same MO, or same issue. But --
MR. L YKOS: Different client?
MR. OSSORIO: Same association.
MR. L YKOS: Same MO but different client or same
association?
MR. OSSORIO: Same association.
Mr. Carr is the association manager through two through nine.
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August 19, 2009
He doesn't really manage the other association in that condominium
association, but there are some filtering in. And we're taking those
complaints. But we're not at that stage yet, so --
MR. L YKOS: I -- it seems like you've given this a lot of thought
in terms of what the disciplinary action should be. It's pretty
comprehensive.
And your first statement was that we need to keep him in
business so that he can afford to pay restitution. I have a serious
concern that we're setting up more people to be taken advantage of.
And I don't like to put the people at risk of not getting their restitution,
but is our responsibility to Marco Marine's previous clients that are
seeking restitution or is our responsibility to any future clients that
may be taken advantage of and the situation could be worse? So I
have that concern and I want to put that on the table.
MR. OSSORIO: Well, that is a good point, Mr. Lykos. And you
might want to hear from the respondents, or Mr. Carr, the association
manager, and how he feels about Marco Marine about revocating his
license or putting him on probation. So he is -- because they are the
affected party.
CHAIRMAN JOSLIN: Is he present today?
MR. OSSORIO: He is present.
CHAIRMAN JOSLIN: Does the county want to call him as a
witness? We'd have to reopen the public hearing.
MR. OSSORIO: No.
MR. NEALE: You don't have to reopen the public hearing. This
is evidence as to sanctions, not as to guilt or --
MR. OSSORIO: That is up to the board if they want to hear him
or not. I know what he wants. He wants his money. And he doesn't -- I
don't think he wants to take Marco Marine's license away but, you
know, that's not really up to him, but that's how he feels. He can
elaborate more on that, I'm not sure.
MR. L YKOS: I understand that that -- those intentions are
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August 19, 2009
self-serving, or at least on the surface would appear to be. That's one
comment.
Just because we don't take their license away doesn't mean that
they can afford to pay the restitution. There's -- they're more likely to
pay it if they have their license or are able to continue to work, but it
doesn't mean it necessarily will happen.
MR. OSSORIO: That's correct.
CHAIRMAN JOSLIN: I think permit privileges should be pulled
at this time also.
MR. NEALE: Well, one--
MR. L YKOS : Well, I haven't gotten that far yet. I'm just putting
out on the table what my issues are or what my concerns are so that
we can address them all independently.
MR. NEALE: One point to note for the board. Just that both of
these gentlemen are operating on probation at this point. And that the
board has, for at least the period until January of next year the ability
to pull them back in at any time, should they commit any other
violations.
CHAIRMAN JOSLIN: It seems like a pattern. I mean, they were
here what, five, six months ago?
MR. NEALE: January.
CHAIRMAN JOSLIN: And now we're back on the same boat
again. And we gave him the probation the first time with the
stipulation.
Like Mr. Lykos said, now where's our responsibility lie?
Mr. White?
MR. WHITE: Although I wasn't present in January, I certainly
can recognize that perhaps it's because of the fact that they're on
probation that folks in Sunset Cay looked into this. Especially when
additional compensation was requested.
But that aside, the staff has made a recommendation as to what
they feel appropriate penalties and cost of prosecution are.p
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August 19, 2009
And I would just like to know from both the respondent and
from Mr. Carr if they would be in agreement with those penalties and
cost of prosecution as something sufficient. So I --
CHAIRMAN JOSLIN: Karen?
MS. CLEMENTS: Mr . Joslin, I just want to put in, these permits
were pulled last December. So it's not like something that was just
recently done.
MR. SCHUCK: May I interject something?
MR. WHITE: Yeah, just wondering if what your -- are you
agreeable if that were to be the penalties that would be imposed?
MR. SCHUCK: Yeah, I'd like to keep our license.
And this is not -- this situation wasn't work oriented. It was
trying to get their permits for their floating docks. And what
happened, we permitted one dock and the permit price was around 400
bucks. So the next dock we went to do, they came back and said it's
going to be like $1,250. The original contract was for 950. So we
thought it was $1,250 plus the 500. And that's when we went back and
asked for the extra money, in which it didn't turn out to be.
So we didn't try to dupe these people. And usually -- and when
you're doing work for a permit, this doesn't come up like that. Well,
when I first started this, I went and asked Collier County what they
would charge for permitting and that's how --
MR. WHITE: I understand. But you heard what the staffhas
recommended.
MR. SCHUCK: Yes. I agree to that, yes.
CHAIRMAN JOSLIN: And you're speaking on Mr. --
MR. SCHUCK: Ricci's behalf, that's correct.
MR. WHITE: -- as well?
And I guess we'll get to Mr. Carr perhaps at some point as to
whether he thinks that that's a penalty that is sufficient or not.
CHAIRMAN JOSLIN: Mr. Carr, be sworn in, please.
(Mr. Carr was duly sworn.)
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August 19, 2009
CHAIRMAN JOSLIN: Mr. Carr, you've heard this stipulation,
and I assume you've been involved in it. Do you agree to the
stipulation and realize what penalties staff has asked for?
MR. CARR: Yes.
I would like to add that the villas really have no opinion on
taking Marco Marine's license. You know, our goal was to recuperate
what we felt was an unfair charge. And that's being done with the
agreement that Mr. Schuck and the other gentleman agreed to.
CHAIRMAN JOSLIN: So in no way there was any kind of a
work ethic problem or anything that was done improperly, it was just
simply a matter --
MR. CARR: I didn't say that. But the general consensus of the
presidents of these associations was try to recuperate the money, and
was not specifically to try to take their license, no.
CHAIRMAN JOSLIN: Mr. Lykos?
MR. L YKOS: Two comments. This is all nice that we got a
recommendation and the respondent agrees to it and everybody feels
good. There's a letter written by the respondent's company that says
the reason the costs are higher is because the permits are after the fact
and it's four times the cost, okay? So that was one deception on the
respondent's part.
These permit receipts have been altered. I mean, there's two
different situations when the respondent and Marco Marine was being
deceptive and dishonest in invoicing the client.
If there's some misunderstanding about how much permit fees
were, that's not the same thing as altering permit documents and then
sending a letter to try to justify how much the fees were after the fact.
That's completely different than a misunderstanding about how the
fees were calculated.
So a company that was on probation sent a letter that was
dishonest about why the fees were raised from what was originally
anticipated, and then altered the receipts to support that invoice.
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August 19, 2009
If you're happy with $7,000, then we should quadruple it or
make it 10 times that amount. This should be painful for you, not
agreeable for you. This is egregious, sir. This is egregious.
MR. SCHUCK: Me standing here is enough.
MR. L YKOS: Well, I don't think it is.
MR. SCHUCK: Yeah, I do.
MR. L YKOS: I don't --
MR. SCHUCK: I feel ashamed of what we did, Mr. Lykos.
MR. L YKOS: The fact that you --
CHAIRMAN JOSLIN: Okay, okay, whoa, whoa.
MR. L YKOS: -- can keep your license and continue to operate
and perhaps put more homeowners or more businesses at risk.
MR. SCHUCK: We're not going to take anybody's money.
MR. L YKOS: Yeah, I bet you said that in January.
MR. SCHUCK: It wasn't our intention, sir. It was not our
intention. You don't know me from Adam.
MR. L YKOS: I don't like the fact that everybody's comfortable
with the fact that you sent out a letter that lied about why the costs
were higher, and then you falsified public records to justify the
Increases.
MR. SCHUCK: I agreed to that. You don't think me standing
here is enough punishment of what's going on?
MR. L YKOS: No, I don't think it's enough.
MR. SCHUCK: Well, you don't know me very well, Mr. Lykos.
MR. L YKOS: Well, I know about how you conduct your
business.
MR. SCHUCK: We've been in business for 30 years. I don't
think --
MR. L YKOS: But I do know how --
MR. SCHUCK: -- there was a person complained against us.
MR. L YKOS: -- you conduct your business.
MR. SCHUCK: No, that isn't. You don't know us.
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August 19, 2009
CHAIRMAN JOSLIN: All right, that's enough. Okay.
MR. WHITE: I'd just point out, Mr. Chairman that --
CHAIRMAN JOSLIN: Mr. White.
MR. WHITE: -- Count I starts out with the word falsifying,
okay? So in my reading through the materials and recognizing that
there were misrepresentations and falsification of documents, whether
it was the letter that was sent to the condo association and whether it
was based upon misrepresented facts as to the idea that they were
somehow four times the fees, I don't know the degree of complicity
that Mr. Schuck or Mr. Ricci have, but I know they're standing here
today and taking responsibility for it.
I'm also looking at what the staff is telling me they think are
their costs of prosecution and what they think a penalty that's
appropriate to get the message across is.
Now, is some comment from the board so that the respondents
understand the sentiments of the board members appropriate?
Absolutely. But I do not believe that simply because we had an
agreement from Mr. Carr and Mr. Schuck and from the staff as to
what the recommendation of staff as being appropriate is somehow
itself inappropriate. I think that it makes sense.
And the whole point of it here to me is to come to a fair and
reasonable conclusion. I think the fact that they admitted to the guilt
probably to me goes a long way in this case to somebody recognizing
that they have a problem.
The things I'm concerned about and would want to know that
this business is doing is to make sure that internally it is operating in a
manner so that these things cannot happen again. They were either
done with this gentleman's knowledge or at his direction, or he was
responsible for them. I don't know. But what I do know is that he has
stood up here and said he's taking responsibility for it.
So we will leave it to him as to whether there will be any further
complaints, whether there are (sic) in fact restitution made over the
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August 19, 2009
next coming months, and whether the other undesignated respondents
are themselves going to be treated fairly. If anyone of those things
don't go the way they're projected to go, I'm pretty sure that I'm going
to be prepared to vote to take away all of their privileges as far as
permit pulling go. But that isn't today's case.
So I'm comfortable with where we are today, even though I don't
like to see this kind of a business entity operating in this county. It's
scary. There's something internally in the operation of this business
that is not tight enough. And so I'm hoping that between the trade
school-- or between the trade exam and the business and law, the
things that are necessary as internal controls are going to be put in
place.
I don't know what employees may have been responsible and
whether they were disciplined or not, but those are things that have to
do with how you operate your business, not with whether we give you
a license or not. We've already put your license on probation, we've
extended it an additional year. So whether we're going to in fact be
doing our jobs and making sure that others can't be harmed, I feel
comfortable with.
I'm not going to put Mr. Carr and the association people in a
position where by pulling permit pulling privileges today we assure
that the restitution more likely than not will not be paid.
So far, so good.
CHAIRMAN JOSLIN: Yes, go ahead.
MR. HORN: Mr. Chair, I've got to ask, in the case in January
where the company was found guilty where we had the penalty phase,
do we have a copy of that? Because on certain occasions we have had
terms of probation where if another violation occurs it's automatically
revoked, all their rights.
CHAIRMAN JOSLIN: Mr. Neale? See if it's not in there.
MR. NEALE: The terms in the order were that -- and this is Mr.
Schuck's order specifically, that the first term, number one, probation
Page 11 7
August 19, 2009
for a period of 12 months whereby the respondent will perform his
contracting activities under the supervision of the board. During which
time, should the respondent violate the ordinance in any respect, his
license will be immediately suspended and a hearing on the
suspension and violation shall be held at the next regularly scheduled
board hearing.
Two different fines, administrative costs and then the
requirement to take and pass with a minimum grade of 75 percent the
business and law examination within the probationary period.
CHAIRMAN JOSLIN: Yes.
MR. LANTZ: I don't know if it's within the power of the board,
but I would like to see both of them have to take classes on business
ethics at their expense. I would like to see 20 hours per person. I know
that seems excessive, but I think it's well fit for this. I don't know if we
have the power to stipulate that.
CHAIRMAN JOSLIN: Well, we can add that in. But right now
the order that Mr. Neale just read is I think an eye opener. Because
this was another case that was here in January, and the board made it
clear cut then, if there were any other violations that came before the
board, that the license would be suspended. Is that the way I'm reading
it or you're explaining it?
MR. NEALE: That's what it says.
CHAIRMAN JOSLIN: Okay. Now, we do have the jurisdiction
to be able to change that, or not?
MR. WHITE: Well, I'd just ask, Mr. Chairman, if Mr. Neale
could tell us whether we were supposed to take some additional action
relative to that as suspension for the January order, or is it something
that was in a sense, quote, automatic, self-executed. And whether in
fact the same is also the case on the order for Mr. Ricci.
MR. NEALE: The way I would interpret the order as having
been is that should they violate it, the license is immediately
suspended. Self-actuated.
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August 19,2009
MR. WHITE: So as of our finding today of the violation of
Count I to each of these gentlemen, their licenses are presently
suspended.
MR. NEALE: Right. And then a hearing on the suspension
violation shall be held at the next regularly scheduled board meeting.
Now, I think the board could take that to mean that this would be
that scheduled board hearing.
MR. WHITE: I agree.
MR. NEALE: But as of the finding that they were in violation,
his license is suspended.
MR. WHITE: And is the same true for Mr. Ricci?
MR. NEALE: Same is true for Mr. Ricci. Exact same language
in both orders.
CHAIRMAN JOSLIN: Now, do we have any power to accept
the county's stipulation agreement?
MR. NEALE: Well, what you've got is then -- what this is, is the
hearing on that suspension and that violation are being held. So you
are now essentially -- this part of your sanction deliberation is whether
that suspension is to stand or whether you are to waive that
suspension, create a new probationary period for them, or however
you're going to decide.
But part of the hearing on sanctions right now is whether that
suspension is going to stand.
MR. WHITE: Mr. Chairman, I don't know if the staffwere
aware of the prior order from January or not. And I'd like to have their
input, if it's okay to request that. On the suspension in particular.
MR. OSSORIO: I did not know that ifhe violated -- my
assumption was is that only the board can decide if he's guilty or not.
Ifwe charged him with a charge and we brought him and we found
him in violation, he would be suspended automatically. Not
automatically just because a consumer made a complaint against him.
I would personally suspend him.
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August 19, 2009
MR. NEALE: What it says specifically, and that's -- as I said,
when the board found him in violation, he's suspended.
MR. OSSORIO: Yes.
MR. WHITE: And what is your recommendation, if any, with
respect to length of the suspension and if in fact you feel it ought to be
waived?
MR. OSSORIO: I have no comment on him being suspended.
That's really up to the licensing board. I think that we can suspend him
from maybe just working in Marco Island only, not working in the
City of Naples. There's a variety of different suspensions you can do.
MR. WHITE: I understand.
MR. OSSORIO: And so that's really up to the board. I know that
he's suspended as we speak now.
My recommendation stands what I just said to you before.
CHAIRMAN JOSLIN: And the stipulation that we put in the last
order stipulates that he is right now suspended --
MR. OSSORIO: He is suspended.
CHAIRMAN JOSLIN: -- because he's been found guilty.
MR. OSSORIO: He is suspended.
CHAIRMAN JOSLIN: Now we can make a ruling on what the
suspension -- or how long or how we're --
MR. NEALE: You can have the suspension --
CHAIRMAN JOSLIN: -- going to dictate that suspension.
MR. NEALE: You can have the suspension be valid until --
MR. WHITE: Fines are paid.
MR. NEALE: -- fines are paid. You can have it be valid until,
you know, two minutes from now or until you finalize the sanctions.
The length of suspension is up to the board's decision.
CHAIRMAN JOSLIN: Go ahead, Mr. Lykos.
MR. L YKOS: Were there any fines invoked at the last -- the
hearing in January?
MR. NEALE: Yes, there were.
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August 19, 2009
MR. L YKOS: What were those fines?
MR. NEALE: As to Mr. Schuck, a fine of$1,500 to be paid
within 60 days, another fine of $5,000 for the fine, total of $6,500 in
administrative costs, and investigative cost of $500. So a total of
$7,000 to be paid. And those were to have been paid by March 21st.
CHAIRMAN JOSLIN: Have they been paid?
MR. OSSORIO: Yes.
CHAIRMAN JOSLIN: They have been paid.
MR. L YKOS: Michael, if I wrote this down right, your
recommendation was for $7,000 each in terms of a fine. Did you come
up with that number because the amount in question was 14,000?
MR. OSSORIO: Yes.
MR. L YKOS: Maybe it ought to be 14,000 each.
MR. OSSORIO: I believe that the penalty can only be 10,000.
CHAIRMAN JOSLIN: Right, maximum 10.
MR. NEALE: 10,000 fine is max per violation.
MR. LANTZ: Does that include administrative costs?
MR. NEALE: No, that's just the fine. Fine is 10,000, max
restitution is whatever's proven, legal and administrative costs or
whatever the staff states that they are.
CHAIRMAN JOSLIN: Now, all the problems that are in
question that are going to be possibly coming before us, going by what
you're talking about, the other rest of the people that are in this
particular development or the owner, there may be more cases that are
going to be coming before us or possibly more people that are in the
same situation?
MR. OSSORIO: You have to ask Mr. Schuck that question.
MR. SCHUCK: I've talked to both parties, and they'll be paid
within two weeks.
CHAIRMAN JOSLIN: These are the ones that are--
MR. SCHUCK: Are not on the--
CHAIRMAN JOSLIN: -- not on this--
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August 19,2009
MR. SCHUCK: Right. They weren't represented by Resort
Management. One was represented by themselves. Another was
Cardinal Management.
CHAIRMAN JOSLIN: So what you're saying then is that after
this is completed and whatever happens here now today, you should
have no more issues that are going to come before us and the board for
anything else that's gone on with Marco Marine Construction?
MR. SCHUCK: No. I mean, this was just permitting. It had
nothing to do with work or anything. I mean, this was --
CHAIRMAN JOSLIN: No, Mr. Schuck, you're missing the boat.
MR. SCHUCK: No, I understand--
CHAIRMAN JOSLIN: This is how you run your business.
MR. SCHUCK: Right, I understand. I won't be before you again.
CHAIRMAN JOSLIN: Okay, I hope not.
MR. SCHUCK: Neither do I. I don't like standing up here.
CHAIRMAN JOSLIN: Okay, any other discussion, or do we
need to make findings here?
MR. WHITE: Mr. Chair, I'd like to proffer a motion.
Notwithstanding the staffs recommendation and the acquiescence on
the part of respondent and Mr. Carr, I'd like to move that as to each,
Mr. Schuck and Mr. Ricci, that a fine of $10,000 be imposed, that
costs of prosecution each in the amount of $1,500 be imposed, and
that the additional tests be taken within six months as to trade for Mr.
Schuck, as to 12 months for Mr. Ricci, and by -- we already have the
business and law to January 21st, 2010.
Additionally, that one additional year be added to the length of
probation for the licensees in this business, and that the permit pulling
privileges remain suspended from today forward until such time as the
fines and cost of prosecution are paid in full. And that in no case will
it be more than 60 days that those dollar amounts be paid.
CHAIRMAN JOSLIN: Paid within 60 days, the total amount?
MR. WHITE: Yes.
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August 19, 2009
And if they choose to pay them sooner, then the suspension is
lifted. If they don't, then they're suspended for at least 60 days.
CHAIRMAN JOSLIN: You want to restrict him to a suspension
of only Marco Island and take him out of the City of Naples and
Collier County areas?
MR. WHITE: Where was the prior work done for the --
MR. SCHUCK: Sunset Cay, Port of the Islands. Collier County.
MR. WHITE: So it's in unincorporated. This is unincorporated,
the other was Marco.
I'd be amenable to any second that would offer a geographic
limitation of the suspension.
CHAIRMAN JOSLIN: I'll second the motion. It is a motion?
MR. WHITE: It is.
MR. OSSORIO: Mr. White, you said 60 days from --
MR. WHITE: Today's date.
MR. OSSORIO: Ifhe doesn't pay within 60 days, we schedule a
licensing board hearing again. We don't automatically take him off
suspension if he doesn't pay.
MR. WHITE: Correct. With that point, we would probably I
would imagine revoke.
MR. OSSORIO: All right. No, I got it.
MR. WHITE: And does the second wish to make any limitation
on the scope of this suspension to a particular area of the county?
CHAIRMAN JOSLIN: I think I would like to see it happen and
take out City of Naples and take out pretty much Collier County. But
if that particular area is in part of Collier County, then that's not going
to work.
MR. WHITE: You've got, as far as I understand it, City of
Everglades -- you've got Everglades City, excuse me, the City of
Marco Island and City of Naples and everything else is the
unincorporated county.
MR. L YKOS: So you're trying to decide which homeowners and
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August 19, 2009
which businesses he can take advantage of?
CHAIRMAN JOSLIN: Well, we're trying to put him into a little
bundle right there where we can keep him right in one location. I don't
think it's going to help us to totally take him out of the picture;
otherwise the people that may be coming before us here may not. He's
got 60 days to prove it, in a sense, or his license I'm sure will be
revoked. I don't think this board's going to question it.
So I'm just trying to contain him a little bit so he doesn't go to
the City of Naples and all over the place.
MR. LANTZ: As the motion stands, he's suspended. He can't do
work in either of them --
CHAIRMAN JOSLIN: Until he pays the fines.
MR. LANTZ: -- until he pays the fine.
CHAIRMAN JOSLIN: Until he pays the fines.
MR. WHITE: Correct.
CHAIRMAN JOSLIN: That could happen tomorrow.
MR. WHITE: Correct. He's got the key to his own lock.
CHAIRMAN JOSLIN: Go ahead.
MR. BOYD: Well, I'd also add that he pays the restitution.
Because even though we have this agreement, we have --
MR. WHITE: If I may comment on that, Mr. Chairman?
My understanding from the stipulation is that there is a time line
specified already. And that if those milestones aren't met that we're
going to have them back in front of us again. And I think that to me,
similar to the other issue, would probably lead to revocation.
MR. BOYD: The other thing I would like to question is Mr.
Schuck is at least here, he's shown remorse, he seems to be the one
driving this whole attempt to provide restitution and everything. I'd
like to keep Mr. Ricci on suspension until he appears before us.
Is he active in the business?
MR. SCHUCK: He's retired.
CHAIRMAN JOSLIN: Well, I'll remove City of Naples and City
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August 19,2009
of Everglades out of the motion, and the rest I'll leave in for the
moment.
MR. WHITE: So the effect would be that he would be
suspended in --
CHAIRMAN JOSLIN: Suspended totally in the City of Marco --
I mean City of Naples and City of Everglades City.
MR. WHITE: But elsewhere --
CHAIRMAN JOSLIN: Elsewhere operational. As long as his
fine is paid within 60 days. After that, if it's not paid, then like you
said --
MR. WHITE: We'll be back.
CHAIRMAN JOSLIN: -- we'll be back.
MR. WHITE: I accept that amendment to the motion.
CHAIRMAN JOSLIN: Any discussion on the motion?
(No response.)
CHAIRMAN JOSLIN: We have nlotion and a second. All in
favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
MR. L YKOS: Aye.
CHAIRMAN JOSLIN: That's 6-1?
MR. NEALE: 5-1.
CHAIRMAN JOSLIN: 5-1. Motion carries, 5-1.
MR. NEALE: We do need one--
CHAIRMAN JOSLIN: Mr. Schuck, do you want to remain for
the reading of this, just so you understand all the terminology within
it?
MR. NEALE: We do need one further thing, which is a motion
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August 19, 2009
for any action by the state board.
CHAIRMAN JOSLIN: Okay.
MR. NEALE: You have the option of no further action.
MR. L YKOS: I make a motion that we don't make any
recommendations to the state.
MR. LANTZ: Second, Lantz.
CHAIRMAN JOSLIN: Second. Motion and a second to keep the
state out of the picture at the moment.
All in favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. L YKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(N 0 response.)
CHAIRMAN JOSLIN: Motion carries.
All right. In the Case No. 2009-07, License No. 26439 and
13520, Board of County Commissioners versus James G. Schuck and
Donald P. Ricci, Sr., d/b/a Marco Marine Construction, Inc.
Administrative complaint and the order. This cause came on or
before the Contractors Licensing Board on August 19th, 2009 for
consideration of administrative complaint filed against James G.
Schuck and Donald P. Ricci, Sr. Service of the complaint was made
by certified mail, personal delivery or publication in accordance with
Collier County ordinances 90-105, as amended.
Board having heard testimony under oath received evidence and
heard arguments respective to all appropriate matters thereupon issues
its findings of fact, conclusions of law and order of the board as
follows: That James G. Schuck and Donald P. Ricci, Sr. is the holder
of record of Certificate of Competency number 26439 and 13520.
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August 19, 2009
That the Board of County Commissioners of Collier County, Florida,
is the complainant in this matter. That the board has jurisdiction of the
person of the respondent, and that James G. Schuck only was
represented at the public hearing and was not represented by counsel
and was given authority by Donald P. Ricci, Sr. to speak on his behalf.
All notices required by Collier County Ordinance No. 90-105, as
amended, have been properly issued and were personally delivered.
Respondent acted in a manner that is in violation of Collier
County ordinances and is one of who committed the act. The
allegations of fact as set forth in the administrative complaint as to
Count I, Section No. 4.1.22, falsifying or misrepresenting any material
fact to another person with the intent or for the purpose of engaging in
the contracting business, providing materials or services or soliciting
business for an employer as a contractor or as an employee, regardless
of any financial consideration.
They are to be found and supported by evidence presented at this
hearing.
Conclusions of law alleged and set forth in the administrative
complaint as to Count I, Section 4.1.22 are approved, adopted and
incorporated herein to wit: The respondent violated Section No. 4.1.22
of Collier County Ordinance 91-105, as amended, in the performance
of his contracting business in Collier County by acting in violation of
sections set out in the administrative complaint with particularity.
Based upon the foregoing findings of fact and conclusion of law
and pursuant to the authority granted in Chapter 489, Florida Statutes,
and Collier County Ordinance No. 90-105, as amended, by a vote of
five to one -- I'm sorry five in favor and one opposed as a majority
vote of the board members present, respondent has been found in
violation set above.
MR. WHITE: Mr. Chairman?
CHAIRMAN JOSLIN: Yes.
MR. WHITE: I think the finding of violation was 6-0.
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August 19, 2009
MR. NEALE: The violation was 6-0.
CHAIRMAN JOSLIN: Six to zero. I'm sorry, I amend that to --
it was amended by a vote of six in favor and zero opposed, a majority
vote of the board members present. Respondent has been found in
violation and set out above.
Further, it is ordered by a vote of five in favor and one opposed,
a majority vote of the board members present at the following
disciplinary sanction and related order are hereby imposed upon the
holder of contractor Certificate License No. 26439 and 13520. That
Marco Marine Construction, Inc. and James G. Schuck and Donald P.
Ricci, Sr. will be penalized or to be paid civil penalties in the amount
of $10,000 to each party, $1,500 investigative costs per person, Mr.
Ricci and Mr. Schuck. Both are placed on probation for one year
additional period from today's date. Let's see. Mr. Ricci has to take a
trades test within 12 months, and Mr. Schuck has to take a trades test
within a six-month period.
And the license is now suspended and will be suspended until
the restitution has been paid within 60 days. If not paid within 60
days, then it will become (sic) back before this board.
MR. WHITE: I believe it was, Mr. Chairman, not the restitution
but the fines and cost of prosecution.
MR. NEALE: Correct.
CHAIRMAN JOSLIN: I'm sorry, the fines and cost of
prosecution will be paid within 60 days.
And also, the suspension will remove Naples -- City of Naples
and the City of Everglades City from permit pulling privileges until
the suspension has been paid.
Anything further I missed?
MR. WHITE: I just had a question as to the length of time that
the suspension of one year operates from. I believe it's from the end of
the prior --
MR. NEALE: End of the prior suspension, right.
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August 19, 2009
MR. WHITE: But not from today's date.
CHAIRMAN JOSLIN: Not from today's date? From the prior
suspension, which is when? When is that?
MR. NEALE: Well, the prior suspension ends January 21st,
2010. So this tacks another year onto that.
CHAIRMAN JOSLIN: Okay. So it will go till January 1st of
2011.
MR. NEALE: Right.
MR. ZACHARY: Mr. Joslin, I think you said suspension. I
mean till the time that the fines and the costs are paid.
CHAIRMAN JOSLIN: Right. Suspended until the fines and the
costs are paid, within 60 days.
That's the order of the board.
All right, the last case before us, Case No. 2009-09, Robert
Gonzalez- F ortan. Are you present?
MR. GONZALEZ-FORTAN: Yes.
CHAIRMAN JOSLIN: Please be sworn in, please.
(Mr. Gonzalez-Fortan and Mr. Ganguli were duly sworn.)
CHAIRMAN JOSLIN: Okay, you've heard the method of how
we're going to proceed with this, right, earlier?
MR. GONZALEZ: I need to interpret. I speak English, but not
100 percent. Is it possible?
CHAIRMAN JOSLIN: Sure. State your name and be sworn in,
please.
MR. BUSTO: Rafael Busto.
THE COURT REPORTER: Spell your last name, please.
MR. BUSTO: B-U-S-T-O.
(Mr. Busto was duly sworn to interpret the following testimony.)
CHAIRMAN JOSLIN: Okay, I'm going to open the Case No.
2009-09, and License No. 27736, Board of County Commissioners
versus Robert Gonzalez, d/b/a Master Gutters, Inc.
You've been charged with Count I, 4.1.6, disregards or violates
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August 19,2009
the performance of his contracting business in Collier County in any
of the building, safety, health and insurance Workmen's Compensation
laws of the State of Florida, ordinances of this county. Are you aware
of this?
MR. GONZALEZ-FORTAN: Yes.
CHAIRMAN JOSLIN: I'll open it with county presenting the
case, please, your opening statements.
MR. GANGULI: Mr. Joslin, this is Supervisor Ossorio's case.
He knows how nauseating he can be when he stands and speaks
excessively, so he staffed it out to me to present to you.
I'm going to read the summary into the record. And if you have
any questions at that point I will call him as a witness and he can
answer them.
CHAIRMAN JOSLIN: Okay.
MR. GANGULI: Case 2009-09, County Commissioners versus
Roberto Gonzalez doing business as Master Gutters, Incorporated.
On June 24th, 2009, Collier County Contractor Licensing
Supervisor Michael Ossorio observed three employees of Master
Gutter, Incorporated performing work on the exterior soffit of a
building located at 1100 Swallow Avenue on Marco Island, Florida,
34145.
Master Gutters, Inc., Certificate No. 27736 is an active
aluminum contractor but has a workers' compo exemption on file for
only the qualifier of the company, Roberto Gonzalez.
Mr. Ossorio met with the qualifier at the contractors licensing
office where a sworn statement was obtained from Mr. Gonzalez
where he acknowledged having failed to provide the necessary
Workers' Compensation insurance coverage for his employees at this
job site.
This activity construes a violation of Florida State Statute
440.10, which outlines employer responsibilities for securing and
maintaining compensation coverage for workers. And this
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August 19, 2009
consequently is a violation of Collier County Ordinance 2006-46,
Section 4.1.6, whereby the respondent disregards or violates in the
performance of his contracting business in Collier County any of the
building/safety/health/insurance or Workers' Compensation laws of
the State of Florida or ordinances of this county.
CHAIRMAN JOSLIN: All right, Mr. Gonzalez, would you like
to present an opening statement regarding this charge?
MR. ZACHARY: Mr. Chairman, could we move the evidence
packet into -- move the packet into evidence?
CHAIRMAN JOSLIN: Yes, we certainly can.
I need a motion to put the Case No. 2009-09 into evidence.
MR. BOYD: So moved, Boyd.
MR. WHITE: Second.
CHAIRMAN JOSLIN: We have a motion and a second.
All in favor?
MR. BOYD: Aye.
MR. LANTZ: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. L YKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(N 0 response.)
CHAIRMAN JOSLIN: Motion carries 6-0.
Continue, please.
MR. BUSTO: What he just stated was correct. Actually, he
didn't know about the exempt. Now he did have the other employers
except now. He didn't know that part, really. He only had himself.
And actually was one of the jobs that he got that he couldn't do
himself. That's honestly.
CHAIRMAN JOSLIN: He didn't know about having an
exemption form, is what you're asking -- saying?
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August 19, 2009
MR. BUSTO: No, no, he had exempt himself, but didn't know
he couldn't add others for the company, officers, which they are now.
CHAIRMAN JOSLIN: They are now officers.
MR. BUSTO: Yes.
CHAIRMAN JOSLIN: Okay, that's the gist of it?
MR. BUSTO: Yeah.
CHAIRMAN JOSLIN : Were you actually on the job without
Workmen's Compo insurance, doing the job?
MR. BUSTO: Yes, they were there.
CHAIRMAN JOSLIN: So you're -- under your testimony now
under oath you're admitting that as far as Count 4.1.6 goes you are
guilty?
MR. BUSTO: Yeah, he signed an affidavit.
CHAIRMAN JOSLIN: Turn back to Mr. Ganguli or Mr.
Ossorio. You want to present the rest of the case? There's a lot more to
say, but --
(Mr. Ossorio was duly sworn.)
CHAIRMAN JOSLIN: Continue.
MR. OSSORIO: Mike Ossorio, Collier County Contractor
Licensing Supervisor.
On June 24th, I did witness Master Gutters. I saw their trucks
and it basically said Master Gutters, Incorporated, Licensed and
Insured.
This was a commercial building. There were condominiums 50,
60 feet up in height, a huge ladder up there, three individuals working
on the job site with no harnesses. Appeared to be a safety issue, so I
did stop.
I conducted an interview. I talked with three individuals. They
said they worked for this gentleman, Mr. Gonzalez.
I looked through our records and found out that Mr. Gonzalez
has a workers' compo exemption and there is no policy.
At that time I called Mr. Gonzalez. He did meet me on the site. I
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August 19, 2009
issued a stop work order and advised him to stop by the office that day
to sign his notice for the hearing and also take a statement.
And then I'll read the statement into record. Since it's my
handwriting, you probably couldn't read it anyway.
Roberto Gonzalez, regarding misconduct. I am a qualifier of
Master Gutters, Incorporated. On June 24th, 2009, my company, noted
above, was working on an exterior soffit throughout the building.
Mike Ossorio from the contractor licensing office issued a stop work
order for disregarding the workers' compensation laws. I realize that I
had three employees without proper coverage pursuant to Statute 440.
I also realize that I put this condo and my employees at risk. Signed
the date, 24th of June, 2008 -- 2009.
CHAIRMAN JOSLIN: Can you really read that?
MR. OSSORIO: Yeah. Just like your handwriting, right?
MR. L YKOS: Question, Mr. Ossorio. The three employees you
saw working, Mr. Gonzalez was not one of the three--
MR. OSSORIO: That's correct.
MR. L YKOS: -- working in the building?
MR. OSSORIO: That was not one of the three. Mr. Gonzalez
met me on the site after I issued the stop work order. The three
employees, from my notes, were Sergio Gonzalez, Roberto Gonzalez
and Lewis Gonzalez. They could be relatives, I'm not too sure. I think
one of them might be.
Subsequent to that, since then, the 24th I issued a signed
statement. Mr. Gonzalez did come in and said he's going to put them
on a leasing company payroll service. I did not get that information. I
don't know ifhe actually finished the job, but there's a stop work
order. I'm assuming that the contractor that hired him completed the
job. But he did not complete the job.
CHAIRMAN JOSLIN: So he was acting as a subcontractor?
MR. OSSORIO: He was a sub on the job.
CHAIRMAN JOSLIN: So just to finish Mr. Lykos's question,
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August 19, 2009
I'm sure he's going to say the same thing, that Mr. Gonzalez was not
on the job but there were three other people on the job? Which would
be a total of four in the corporation, right?
MR. OSSORIO: Yes, you can have up to three people of your
corporation, as long as they have 10 percent of the ownership of the
company.
That wasn't the case here. These individuals had shirts that said
Master Gutters on it, and they were clearly acting as an employee, not
as a subcontractor.
And then Mr. Gonzalez came into that office the same day, after
I met him on the job site. He did acknowledge that those are my
employees. It was very busy and basically that work has been slow. I
had my exemption, I really only worked on -- myself but I got an
opportunity to do this big job and so therefore I took that risk. And I
had hired my brother, my cousin and other people to work on this
50-foot, you know, community and put them at risk with no coverage.
So this is why we're here today.
CHAIRMAN JOSLIN: Did you have a question, Mr. Lykos?
MR. L YKOS: Mr. Gonzalez, there was a stop work order issued
and your crew was removed from the job site in question; is that
correct?
MR. GONZALEZ: Yeah, that's correct.
MR. L YKOS: And did your company go back and complete the
project?
MR. GONZALEZ-FORTAN: Yeah, the other day--
THE COURT REPORTER: Please speak one at a time and in
the microphone.
MR. GONZALEZ-FORTAN: On the other day I don't have
information for the labor office. Michael talk to me, go for labor office
and pay. The other day I don't have this information, no. And the other
day go for labor office, four of the guys name and pay for labor office
and finish the job.
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August 19, 2009
MR. OSSORIO: I believe that's true. I'm not sure, but I know he
did come back and we talked about the fact-finding labor people and
he was going to put them on payroll.
And I believe in fact that he did. So that wasn't the question. The
question is that he had coverage -- he didn't have coverage on the three
individuals, and it was clearly a life/safety issue out there.
CHAIRMAN JOSLIN: Were they on ladders, by chance?
MR. OSSORIO: Yeah, these ladders were 50 feet.
MR. GONZALEZ-FORT AN: It's 30 feet, 38 feet.
MR. OSSORIO: This is why I have these (indicating.) They're
large ladders, 35, 40, 50 feet, whatever, they were pretty well up there.
CHAIRMAN JOSLIN: Okay, doesn't leave us a whole lot here
to question now that you've already pretty well admitted I guess that
you are definitely guilty on the job.
Any other questions from the board members?
MR. LANTZ: I'm just curious, how are you paying the people?
Did you pay payroll taxes or just pay them cash?
MR. GONZALEZ-FORTAN: The people -- these people, one is
my son and the other is my brother. I pay for check, never paid cash.
Well, this job is for three, four days of bidding and the second day
only working one day. And the other time I work only until gutters,
cleaning. For one years and a half, no work. And this year maybe
work 30 days for seven months. This is cusable (phonetic). You know,
look at the opportunity and go for the license company, and I need the
down payment, 2,000 bucks, I don't have it for two, three days. And
the other information, the labor office, Michael talk to me.
You know, I don't have it. Right now working -- the last month
working one day and this month two days. It's just cusable (phonetic),
you know.
CHAIRMAN JOSLIN: All right. Michael, you have anything
else to add in this in rebuttal or any more questions before I -- I don't
think we need to hear too much more. We'll probably close the public
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hearing, if not.
MR. OSSORIO: No.
MR. L YKOS: Move to close the public hearing, Lykos.
MR. LANTZ: Second, Lantz.
CHAIRMAN JOSLIN: Motion to close the public hearing and a
motion and a second.
All in favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. L YKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Motion carries 6-0.
All right. Discussion here, gentlemen.
MR. NEALE: This is another situation where the respondent
stipulated to the charge. So in essence the board needs to just accept
the stipulation, accept the affidavit as presented and find him in
violation, and then find sanctions.
CHAIRMAN JOSLIN: Okay. We need a motion.
MR. WHITE: Motion to find violation in Case 2009-09 of Count
I, Section 4.1.6, based upon the sworn statement as a stipulation by the
respondent.
CHAIRMAN JOSLIN: I have a motion, I need a second.
MR. BOYD: Second, Boyd.
CHAIRMAN JOSLIN: I have a motion and a second.
All in favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
CHAIRMAN JOSLIN: Aye.
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August 19, 2009
MR. WHITE: Aye.
MR. L YKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Motion carries. Okay.
MR. NEALE: Maybe the board can recall from not that long ago
what the sanctions are, what the tests are as to the sanctions and
potentially go to the county staff to see what they recommend.
CHAIRMAN JOSLIN: Does staff have a recommendation on
penalty phase?
MR. OSSORIO: I do. One-year probation. Mr. Gonzalez must
take the business procedure test within 12 months in that probationary
period. $1,000 fine to be paid within 60 days. And $258 in
investigation costs.
CHAIRMAN JOSLIN: 260.
MR. OSSORIO: 258.
CHAIRMAN JOSLIN: 258.
MR. OSSORIO: Paid within 60 days.
MR. LANTZ: I move we accept the staffs recommendation.
MR. BOYD: Second, Boyd.
CHAIRMAN JOSLIN: Motion and a second to accept the
county's recommendations for penalty.
All signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. L YKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Discussion? Sorry. Go ahead.
MR. L YKOS: Mr. Neale, we've had some prior cases with
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regard to workers' compo My memory is not what it used to be. It
seemed like there was an amount that we were working with.
MR. NEALE: There was. And I believe that basically what that
was is it was -- in those cases, if I remember correctly, it was trigged
basically by an equivalent amount to what the state fine had been. So I
think in those cases those have typically been cases where the state
came in and caught them and then the county came after them
subsequently. So it was whatever the state had imposed. And I think
they were in the range of between 1,000 and $2,500, depending on the
case.
I think this would be -- certainly fall within reasonableness,
particularly as to the -- as to the gravity of the violation. Because one,
he was caught. He appears to have corrected it.
MR. OSSORIO: We took in consideration there are three
employees, one was his son, so we minused him out. And the other
would be $500 per employee, so that made it to $1,000. So that's how
I came to it.
MR. L YKOS: I understand.
You know, in reading Mr. Gonzalez's statement, it was
explained to him that he put the association and the employees at risk.
I want to make sure that when you leave here, you understand
the gravity of that risk that you put people at. It isn't just the fact that
somebody could have fallen off the ladder. Somebody could have
fallen off the ladder and had no insurance company to pay for their
medical expenses, and their only recourse may have been to file suit
against the condominium association.
So you put your employees' welfare at risk, you put the
condominium association at risk.
The other thing that really bothers me about these workers'
compo cases is that you were subcontracted. Somebody else who was
paying workers' compo and paying employee taxes could have
submitted a bid for this project and didn't get it because you didn't
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August 19,2009
have those costs factored into your estimate.
And we have legitimate companies out there operating and
they're losing business because people like you that may not
understand the laws are submitting bids. And if you wouldn't have got
caught, you'd have kept on doing this in the future.
MR. BUSTO: Sir, he understands now. I'm sure he does.
MR. LYKOS: Okay.
CHAIRMAN JOSLIN: So we have a motion and a second on the
floor. All in favor, signify by saying aye.
MR. BOYD: Aye.
MR. LANTZ: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. L YKOS: Aye.
MR. HORN: Aye.
CHAIRMAN JOSLIN: Any opposed?
(No response.)
CHAIRMAN JOSLIN: Motion carries.
Okay, no other recommendations.
This cause came on or before public hearing, Contractor
Licensing Board on August 19th, 2009 for consideration of the
administrative complaint filed against Robert Gonzalez, d/b/a Master
Gutters, Inc. Service of the complaint was made in accordance with
Collier County Ordinance 90-105, as amended.
Board having at this hearing heard testimony under oath,
received evidence and heard arguments respective to all appropriate
matters thereupon issues its finding of fact, conclusions of law and
order of the board as follows: That Roberto Gonzalez, d/b/a, Master
Gutters, Inc., license number -- is the holder of record of License No.
27736. That the Board of County Commissioners of Collier County,
Florida is the complainant in this matter. That the board has
jurisdiction of the person of the respondent. And that Robert Gonzalez
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was present at the public hearing and was not respected by counsel at
the hearing on August 19th, 2009.
All notices required by Collier County Ordinance No. 90-105, as
amended, have been properly issued and were personally delivered.
Respondent acted in a manner that is in violation of Collier
County ordinances and is the one who committed the act. That the
allegations of fact as set forth in administrative complaint as Count I
in Ordinance Section 4.1.6 are to be found supported by the evidence
presented at the hearing.
The conclusions of law alleged and set forth in administrative
complaint as to the Count I of 4.1.6 are approved and adopted and
incorporated herein to wit: The respondent violated Section 4.1.6,
disregards or violates in the performance of his contracting business in
Collier County any of the building/safety/health/insurance or
workman's compensation laws of the State of Florida or ordinances of
this county, as amended, in the performance of his contracting
business in Collier County by acting in violation of the sections set out
in the administrative complaint with particularity.
Based upon the foregoing findings of fact and conclusions of
law, pursuant to the authority granted in Chapter 489, Florida Statutes,
in the Collier County Ordinance No. 90-105, as amended, by a vote of
six in favor and zero opposed, a majority vote of the board members
present, respondent has been found in violation as set out above.
Further, it is ordered by a vote of six in favor and zero opposed,
a majority vote of the board members present, that the following
disciplinary action and related order are hereby imposed upon the
holder of Collier contractor's certificate No. 27736.
That Robert Gonzalez, d/b/a Master Gutters, Inc., is going to be
placed on a one-year probation. He's required to take a business test
within one year. He's to be ordered to pay a restitution fine of $1,000
to be paid --
MR. NEALE: Not restitution, just a fine.
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CHAIRMAN JOSLIN: I'm sorry, just pay a fine of$l,OOO
within 60 days. And ordered to pay $258 in investigative costs and not
to be paid within 60 days.
And you understand that?
MR. GONZALEZ-FORTAN: Yeah.
CHAIRMAN JOSLIN: And that's the order of the board.
I wish you better luck. Don't take those minor little jobs unless
you've got the insurance and stuff to go with it, because that's what's
going to happen. Good luck to you.
MR. NEALE: One more motion.
CHAIRMAN JOSLIN: Almost.
MR. OSSORIO: Mr. Chairman, we have one other business real
quick.
CHAIRMAN JOSLIN: When's the meeting for September?
MR. OSSORIO: It says next meeting, it says October 21st, 2009.
CHAIRMAN JOSLIN: Yes.
MR. OSSORIO: We have a new meeting scheduled for
September 17th at 10:30 in the CDES building. That's going to be
short, one agenda, for fees. September 17th at 10:30 at CDES in
609-610.
CHAIRMAN JOSLIN: Okay. 10:00?
MS. CLEMENTS: 9:00.
CHAIRMAN JOSLIN: 9:00? Jennifer, which day is it? What
time will it be?
JENNIFER: It's on the 17th, 9:00 to 10:30.
MR. OSSORIO: Sorry. It says 10:30.
CHAIRMAN JOSLIN: I already (sic) go to the person that
knows the answers.
MR. L YKOS: Before we wrap up, I want to say, Karen, this
report was unbelievable. This was a very complicated case and it was
easy to kind of go through this and you did a great job preparing this.
Thank you.
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MS. CLEMENTS: Mr. Carr actually put that together and we
put that together and did the receipts.
MR. L YKOS: I'm sure this was very time-consuming. It was
very helpful to understand this case and so it was very good.
CHAIRMAN JOSLIN: It's one of the easiest ones we've had laid
out in front of us, that's for sure, as difficult as it was to answer.
All right, there's no other reports. Anything else? Nobody's got
anything to say?
(No response.)
CHAIRMAN JOSLIN: No vacations coming up soon? We're
going to try to have as much quorum as we can have for the
September 15th -- 17th meeting for these fees.
And also, one last thing, I guess Mr. Dunn's going to contact
either myself or Mr. Lykos about this --
MR. L YKOS: Through e-mails.
CHAIRMAN JOSLIN: Through e-mails on when we're going to
go to this meeting?
MR. OSSORIO: Yep. I believe he already told me that you'd be
getting some invite today.
CHAIRMAN JOSLIN: Invite, okay.
MR. OSSORIO: So if you don't get it today, call me tomorrow,
or I'll call you.
CHAIRMAN JOSLIN: Okay, ifnothing else I need a motion.
MR. WHITE: Motion to adjourn.
MR. L YKOS: Second, Lykos.
CHAIRMAN JOSLIN: All in favor?
MR. BOYD: Aye.
MR. LANTZ: Aye.
CHAIRMAN JOSLIN: Aye.
MR. WHITE: Aye.
MR. L YKOS: Aye.
MR. HORN: Aye.
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August 19, 2009
CHAIRMAN JOSLIN: Any opposed? Aye. Later.
*****
There being no further business for the good of the County, the
meeting was adjourned by order of the Chair at 1 :39 p.m.
COLLIER COUNTY LICENSING BOARD
RICHARD JOSLIN, Chairman
These minutes approved by the board on
presented or as corrected
as
Transcript prepared on behalf of Gregory Reporting Service, Inc., by
Cherie' R. Nottingham.
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