Resolution 1989-162
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RESOLUTION NO. 89-162
A RESOLUTION OF THE BOARD OF COUNTY
COMMISSIONERS OF COLLIER COUNTY, FLORIDA
AUTHORIZING THF. CONVERSION OF $1~,245,OOO OF
COLLIER COUNTY, FLORIDA CAPITAL IMPROVEMENT
PROGRAM REVENUE BONDS, SERIES 1986, BI-MODAL
MULTI-TERM FORMAT (BMTF)~ FROM MODE 1 TO MODE
A; PROVIDING THE TERMS AND DETAILS OF SUCH
MODE A BONDS; RATIFYING THE EXECUTIOI. AND
DELIVERY OF A BOND PURCHASE AGREEMENT IN
CONHECTIOll THEREWITH; RATIFYING THE USE OF A
PRELIMINARY REOFFERING MEMORANDUM; AUTHORIZING
THE EXECUTION AND DELIVERY OF A REOFFERING
MEMORANDUM; AUTHORIZING THE EXECUTION AND
DELIVERY OF A FOURTH AMENDATORY INDENTURE OF
TRUST; AND PROVIDING AN EFFECTIVE DATE.
BE :[T RESOLVl:D BY THE BOARD OF COUNTY COMMISSIONERS OF COLLIER
COUNTY, FLORIDA:
SECTION 1. AUTHORITY FOR THIS RESOLUTION. This Resolution
is adopted pursuant to the provisions of Chapter 125, Florida
Statutes, and other applicable provisions of law.
SECTION 2.
that:
FINDINGS. It is hereby found and determined
(A) Collier County, Florida (the "Issuer") has previously
issued its Capital Improvement Program Revenue Bonds, Series 1986,
Bi-Modal Multi-Term Format (BMTF)~ (the "Capital Improvement
Program Revenue Bonds"), which Capital Improvement Program Revenue
Bonds are secured pursuant to an Indenture of Trust, dated August
14, 1986, as amended and supplemented (the "Indenture"), between
the Issuer and Sun Bank, National Association. The Indenture
provides for the disbursement of proceeds held thereunder to the
Issuer t.o pay the Costs of capital projects (as defined in the
Indenture) upon compliance with the terms of the Indenture.
(B) There is hereby authorized the conversion to a fixed
interest rate of $12,245,000 capital Improvement Program RevenuL
Bonds (the "Mode A Sub-Series Five Bonds") for the purpose of
disbursing moneys to the Issuer in order to finance the acquisition
and construction of the 1989 Project as described in the
hereinafter defined Project Bond Resolution.
(C) The Issuer has agreed to issue its collier County,
Florida North Naples Roadway Municipal Service Taxing and Benefit
Unit Special Assessment Project Bond, Series 1989 (the "Project
Bond") pursuant to a resolution adopted on the date of adoption
hereof (the "project Bond Resolution"), to evidence its obligation
to make sufficient payments to repay the principal of, redemption
premium, if any, and interest on the Mode A SUb-Series Five Bonds.
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(0) Due to the present volatility of the market for tax-
exempt obligations such as the Mode A Sub-Series Five Bonds and the
complexity of the transactions relating to such Mode A Sub-Series
Five B~nds, it is in the best interest of the Issuer to remarket
the Mode A Sub-Series Five Bonds on a negotiated basis, thereby
permitting the Issuer '.0 obtain the best possible price and
intere:;t rate for the Modp. A Sub-Series Five Bonds. The Issuer
acknow.ledges receipt of the information required by Section
21S.38~;, Florida Statutes. A copy of the letter of the underwriter
for thu Mode A Sub-Series Five Bonds containing the aforementioned
information is attached to the hereinafter described Purchase
Agreem1mt as Exhibit B.
(E) The Issuer shall herein establish the terms and other
detai111 of the Mode A Sub-Series Five Bonds in accordance with the
provisions of the Indenture.
SgCTION 3. DEFINITIONS. Terms not otherwise defined
herein shall have the meanings assigned thereto by the Indenture.
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SgCTION 4. AUTHORIZATION OF CONVERSION OF BONDS. The
Issuer authorizes the conversion of $12,245,000 of its Capital
Improv(,ment Program Revenue Bonds from Mode 1 130nds to Mode A Bonds
in accordance with the provisions of Section 2.04 (b) of the
Indenture. The Mode A Sub-Series Five Bonds shall be titled:
"Co11iElr County, Florida, Capital Improvement Program Revenue
Bonds, Series 19S6, Sub-Series Five, Bi-Modal Multi-Term Format
(BMTF)", Mode A BonBs." The Issuer further authorizes .the
disburFoement of $12,245,000 amount of the proceeds of the Capit~l
ImprovE,ment Program Revenue Bonds to the Issuer upon delivery of
the Project Bond to Sun Bank, National Association. Such
disbursement shall be L'sed to fund the acguisition and construction
of the 1989 Project as provided in the project Bond Resolution.
The Issuer hereby ratifies all actions which have been taken by the
Finance Director relating to providing notice to the Trustee
pursuant to Section 2.04(b) of the Indenture, including, without
limitation, supplying the Trustee the form of the notice provided
in Exhibit A hereto. The Mode A SUb-Series Five Bonds shall be in
such fc,rm and contain such other provisions as shall be provided
by the Indenture. The Mode A Sub-Series Five Bonds shall be a sub-
series of the capital Improvement Program Revenue Bonds and shall
be separately secured as prcvided in Section 4.06 of the Indenture.
The Mode A Sub-Series Five B~nds shall be subject to such mandatory
redemption provisions and bear such rates. of interest as provided
in ExhIbit B attached hereto. Moneys disbursed by the Trustee
shall te transferred (1) from the Reserve Account of the project
Fund in an amount egua1 to the moneys, if any, reguired to be
deposited into the Reserve Account established by the project Bond
Resolution; (2) from the Project Account of tho Project Fund in an
amount sufficient to pay interest on the Project Bond through
October 1, 1992 which shall be transferred into the Interest
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Account established by the Project Bond Resolution; and (3) from
the Project Account of the Project Fund in an amount equal to the
remaining amount of the disbursement which shall be transferred to
the Cc>nstruction Fund established by the Project Bond Resolution,
provided the Issuer may deposit with itself a sum equal to the
estimated costs and expenses related to issuing the Project Bond
and disbursement of funds under the Indenture in order to pay such
costs and expenses.
f,ECTION 5. SALE OF THE HODE A SOB-SERIES FIVE BONDS. The
Mode A Sub-Series Five Bonds shall be sold to Smith Barney, Harris
Upham' Co. Incorporated (the "Underwriter") pursuant to a bond
purchase agreement (the "Purchase Agreement") at the purchase price
indicated therein. The form of the Purchase Agreement, which has
heretc,fore been executed on behalf of the Issuer by the Chairman,
is attached hereto as Exhibit C. The Board hereby ratifies the
execution of the Purchase Agreement by the Chairman and authorizes
the Chairman to execute the ratification of the Purchase Agreement.
All of the provisions of the Purchase Agreement when ratified by
the Chairman as authorized herein shall be deemed to be a part of
this Resolution as fully and to the same extent as if incorporated
verbatim herein.
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SECTION 6. PRELIMINARY REOFFERING HEMORANDUH. The use and
distribution of the preliminary Reoffering Memorandum, dated July
10, 1989, which is attached hereto as Exhibit 0, by the Underwriter
for the purpose of retnarketing the Mode A Sub-Series Five Bonds,
is hereby ratified and approved.
SECTION 7. REOFFERING HEMOR>.NtIUH. The form, terms and
provisions of the Reoffering Memorandum, dated the date hereof,
shall be substantially in the form of the Preliminary Reoffering
Memorandum attached hereto as Exhibit D. The Chairman and the
Clerk are hereby authorized and directed to execute and deliver
said R(!offering Memorandum in the name and on behalf of the Issuer,
and thl!reupon cause such Reoffering Memorandun to be delivered to
the Underwriter with such changes, amendments, omissions and
additions as may be approved by the Chainnan. Said Reoffering
Memorandum, including any such changes, amendments, modifications,
omissions and additions as approved by the Chairman, and the
information contained therein are hereby authorized to be used in
connection with the sale of the Mode A Sub-Series Five Bonds to the
public. Execution by the Chairman of the Reoffering Memorandum
shall be deemed to be con<.:.lusive evidence of approval of such
changen.
SI~CTION B. AUTHORIZATION or EXECUTION OF FOURTH AMENDATORY
INDENTtffiE OF TRUST. The Issuer hereby authorizes and directs the
Chairm,m to execute, and its Clerk to attest under the corporate
seal of the Issuer, the Fourth Amendatory Indenture of Trust and
to deliver the Fourth Amendatory Indenture of Trust to the Trulltee,
and does hereby authorize and direct the execution, sealing and
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delivery of the Fourth Amendatory Indenture of Trust. All of the
provisions of the Fourth Amendatory Indenture of Trust when
executed and delivered by the Issuer as authorized herein ~nd when
duly authorized, executed and delivered by the Trustee, shall be
deemed to be a part of this Resolution as fully and to the same
extent as if incorporated verbatim herein, and the Fourth
Amendlltory Indenture of ~rust shall be in substantially the form
of the Fourth Amendatory Indenture of Trust attached hereto as
ExhibJ.t E with such changes, amendments, modifications, omissions
and additions, including the date of such Fourth Amendatory
Indenture of Trust, as may be approved by said Chairman. Execution
bt tho Chairman of the Fourth Amendatory Indenture of Trust shall
be deElmed conclusive evidence of approval of such changes.
VECTION t. INSURANCE. The Issuer agrees to provide for
the insuring of the timely payment of the Mode A Sub-Series Five
Bonds pursuant to a municipal bond insurance policy issued by
Municipal Bond Investors Assurance corporation ("MBIA"). The
Chainlan and the Clerk are authorized to execute such documents as
shall be necessary to provide for insurance of the Mode A Sub-
SerieR Five Bonds by MBIA.
/IECTION 10. GENERAL AUTHORITY. The members of the Board
and the officers, attorneys and other agents or employees of the
Issuer are hereby authorized to do all acts and things required of
them by this Resolution, the Indenture, the Purchase Agreement, or
dosirnble or consistent with the requirements hereof or thereof,
for the full punctual and complete perfc.rmance of all the terms,
covenants and agreements contained in the Mode A Sub-Series Five
Bonds, this Resolution, the Purchase Agreement and the Indenture,
and ellch member, employee, attorney and officer of the Issuer or
its Board is hereby authorized and directed to execute and deliver
any and all p~pers and instruments and to do and cause to be done
any and all acts and things necessary or proper for carrying out
the transactions contemplated therein. The Vice Chairman is hereby
authorized to take all actions required herein of the Chairman in
his absence or unavailability. Each Deputy Clerk is hereby
authorized to take all actions required herein of the Clerk in his
absence or unavailability.
BECTION 11. SEVERABILITY AND INVALIO PROVISIONS. If any
one or more of the covenants, agreements or provisions hereir.
contained shall be held co~trary to any express provisions of law
or contrary to the policy ,',f express law, though not expressly
prohibited, or against public policy, or shall for any reason
whatsl~ever be held invalid, then such covenants, agreements or
provisions shall be null and void and shall be deemed separable
from the remaining covenants, agreements or provisions and shall
in no way affect the validity of any of the other provisions
hereo.f.
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SECTION 12. REPEALING CLAUSE. All resolutions, or parts
thereof, of the Issuer in conflict with the provisions herein
contained are, to the extent of such conflict, hereby superseded
and repealed.
SECTION 13. EJ'FECTI"'B DATB. This resolution shall take
effect immediately upon its adoption.
AI~PTED, in Regular session, this 1Sth day of July, 1989.
(SEAL)
I10AAD 01" COUNTY COMMISSIONERS OF
COLLI'MOONTY' PLORIDA
By: ~
" airman
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" '. t"'AP:PRO'{l:D"AS TO FORM AND
LEGAL ~lUFFICIENCY:
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Exhibits
for this
Resolution can be
found on Microfilm
at the
Minutes and Records
Department