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Agenda 01/28/2025 Item #16E 3 (Administrative report prepared by the Procurement Services Division for various County Divisions’ after-the-fact purchases requiring Boardapproval)1/28/2025 Item # 16.E.3 ID# 2024-2162 Executive Summary Recommendation to approve the administrative report prepared by the Procurement Services Division for various County Divisions’ after-the-fact purchases requiring Board approval in accordance with Procurement Ordinance 2017-08, as amended, and the Procurement Manual, in the amount of $18,129.87. OBJECTIVE: To promote accountability and provide transparency to the public and gain the Board’s approval/ratification for various procurement-related transactions that were not in compliance with contract terms or procurement policies. CONSIDERATIONS: In accordance with Section Twenty-One (Unauthorized Purchases) of Procurement Ordinance 2017-08, as amended, all purchases shall be consistent and in compliance with the Procurement Ordinance. Purchases made contrary to this ordinance are not binding on the County. In accordance with the Procurement Manual, those purchases made not in conformance with the ordinance, policy, procedure, or contract terms, require an After-the-Fact form reported to the County Manager and the Board. Employees and supervisory staff administering the subject contract or procurement are subject to counseling, training, supervisory log, and other corrective measures up to and including progressive discipline as dictated by the circumstances. Staff is requesting that the Board accept this administrative report approving the After-the-Fact memos from various Divisions and authorize the timely payment of outstanding invoices. This administrative report includes the following for Board approval: 1. After-the-Fact Submission – Matheson Tri Gas Inc The Domestic Animal Services Division is submitting this After-the-Fact request for medical equipment provided by Matheson Tri Gas Inc using Purchase Order #4700005028, which was opened as a single quote. Division staff exceeded the single quote threshold when requesting these services. The total to be approved for these services is $419.68, and funds are available in Fund 0001-155410. 2. After-the-Fact Submission – AirGas The Emergency Management Division is submitting this After-the-Fact request for an oxygen cylinder refill requested from AirGas in August 2023. Division staff needed clarification and corrections to the invoiced amounts from the vendor, delaying the payment of the invoice. The invoiced total was $453.60 but a credit for $220 was later received. The amount to be approved for these services is $233.60, with funds available in Fund 0001-144210. 3. After-the-Fact Submission – EBL Partners LLC The Facilities Management Division is submitting this After-the-Fact request for services completed by EBL Partners LLC on the Walkway and Entry Canopy Improvement Project, under Agreement #19-7525 “Annual Agreement for General Contractors”. To address corrosion on the structural steel, staff issued Work Directive #1 on March 22, 2024, but an itemized proposal was received from the contractor four (4) months later, on June 7, 2024. On June 26, 2024, Staff requested Change Order #1, seeking to utilize allowance funds, and it was subsequently approved by the Procurement Services Division on July 2, 2024. Since the final invoice was submitted by the contractor in August 2024, it is clear work was being performed prior to the submittal of the required itemized proposal for Work Directive #1 and the approval of Change Order #1 by Procurement Services Division. The amount to be approved and the remaining total to be paid is $13,976.59, with funds available in Fund 3025-138939, project 50161. 4. After-the-Fact Submission – American Environmental The Airport Authority Division is submitting this After-the-Fact request for repairs performed by American Environmental Aviation on August 29th and 30th, 2024. American Environmental Aviation had recently installed a pump and tank using Purchase Order #4500225860, and the repair was assumed to be a warranty issue. However, the Page 2073 of 3681 1/28/2025 Item # 16.E.3 ID# 2024-2162 inspection revealed an unrelated issue that required immediate attention to avoid a shortage of fuel and disruption in services to their customers. Division staff authorized the repair without the required quoting process. The amount to be approved for these services is $3,500, with funds available in Fund 4093-192344. FISCAL IMPACT: The net total amount owed for the four (4) items pending payment is $18,129.87. GROWTH MANAGEMENT IMPACT: There is no Growth Management Impact associated with this action. LEGAL CONSIDERATIONS: This item has been reviewed by the County Attorney, is approved as to form and legality and requires majority vote for approval. -JAK RECOMMENDATIONS: To approve the administrative report prepared by the Procurement Services Division for various County Divisions’ after-the-fact purchases requiring Board approval in accordance with Procurement Ordinance 2017-08, as amended, and the Procurement Manual, in the amount of $18,129.87. PREPARED BY: Josie Terga, Supervisor-Operations II, Procurement Services Division. ATTACHMENTS: 1. After the Fact Report 2. 3. EBL Partners LLC ATF & Backup 3. 4. American Enviromatal ATF & Backup 4. 1. Matheson Tri Gas Inc ATF & Backup 5. 2. AirGas ATF & Backup Page 2074 of 3681 Item Contract or Purchase OrderDate Description of Project Vendor Name Division - DirectorFiscal Impact for Additional ServicesOutstanding InvoicesDescription147000050289/27/2024Medical Equipment Matheson Tri Gas Inc Meredith McLean $419.68$419.68The Public Services Division is submitting this After-the-Fact request for medical equipment provided by Matheson Tri Gas Inc using Purchase Order #4700005028, which was opened as a single quote. Division staff exceeded the single quote threshold when requesting these services. The total to be approved for these services is $419.68.210/25/2024Medical Equipment AirGas Dan Summers $233.60$233.60The Emergency Management Division is submitting this After-the-Fact request for an oxygen cylinder refill requested from AirGas in August 2023. Division staff needed clarification and corrections to the invoiced amounts from the vendor, delaying the payment of the invoice. The invoiced total was $453.60 but a credit for $220 was later received. The amount to be approved for these services is $233.60.3450022746710/21/2024Walkway and Entry CanopyEBL Partners LLC John McCormick $13,976.59$13,976.59The)DFLOLWLHV0DQDJHPHQW Division is submitting this After-the-Fact request for services completed by EBL Partners LLC on the Walkway and Entry CanopyImprovement Project, under Agreement #19-7525 “Annual Agreement for General Contractors”. To address corrosion on the structural steel, staff issued Work Directive #1 on March 22, 2024, but an itemized proposal was received from the contractor four (4) months later, on June 7, 2024. On June 26, 2024, Staff requested Change Order #1, seeking to utilize allowance funds and it was subsequently approved by the Procurement Services Division on July 2,2024. Since the final invoice was submitted by the contractor in August 2024, it is clearwork was being performed prior to the submittal of the required itemized proposal forWork Directive #1 and the approval of Change Order #1 by Procurement Services Division. The amount to be approved and the remaining total to be paid is $13,976.59.4450022586010/29/2024Equipment Repair American Environmental Darren Hutton $3,500.00$3,500.00The Airport Authority Division is submitting this After-the-Fact request for repairs performed by American Environmental Aviation on August 29th and 30th, 2024. American Environmental Aviation had recently installed a pump and tank using Purchase Order #4500225860, and the repair was assumed to be a warranty issue. A subsequent inspection revealed an unrelated issue that required immediate attention to avoid a shortage of fuel and disruption in services to their customers. Division staff authorized the repair without the required quoting process. The amount to be approved for these services is $3,500.Meeting DateTotal number of After the Fact FormsFiscal Impact for Additional ServicesOutstanding Invoices12/10/2024 4 $18,129.87 $18,129.87After the Fact Pending Approval for PaymentPage 2075 of 3681 After-the-Fact Form Page 1 of 2 September 2024 Per section 21 of the Procurement Manual, all purchases shall be consistent and in compliance with the Procurement Ordinance (2017-08). Should work be authorized or purchases made that are inconsistent with County policy, procedure, or contract terms, an After-the-Fact Procurement Form is required. Vendor Name: Reason for ATF: Other (Explain): Amount: Date of Purchase: Contract #: Purchase Order #: Describe goods/services purchased: Details of the Purchase: Have the goods been received, or have the services been performed? Yes No Has the vendor been paid? Yes No Action Required (choose one): Ratification of payment already made Authorize payment to the vendor Other (Explain): Why is this deemed a non-compliant purchase? Choose one. Contract Other (Explain): Ordinance Manual P-Card Purchase Order Division: Department: All fields are required and are based on the division and department structure. If electronic signatures are used, the date fields are optional. Requester Signature Date Division Director Signature Date Department Heador Executive Director Signature Date EBL Partners, LLC,Other (please describe): Itemized proposal not being received timely and work being performed prior to the itemized proposal date. $ 13,976.59 6/26/24 19-7525 4500227467 The Walkway Canopy and Entry Canopy Improvements for the Growth Management Department Building project. On October 18, 2023, Purchase Order 4500227467 in the amount of $449,570.87 was issued to EBL Partners, LLC under Agreement 19-7525 Annual Agreement for General Contractors for the Walkway Canopy and Entry Canopy Improvements for the Growth Management Department Building. On March 22, 2024, Work Directive #1 was issued to address corrosion on the structural steel supporting the roof. The Contractor submitted a proposal to Collier County Facilities Management on June 7, 2024. Following this, on June 26, 2024, Facilities Management submitted a request for Change Order #1, seeking to utilize allowance funds amounting to $13,976.59. Procurement approved Change Order #1 on July 2, 2024. On August 1, 2024, the Contractor invoiced for the full amount of Change Order #1 in Pay Application number 3. 'BDJMJUJFT.BOBHFNFOU $.0 Christopher Cook John McCormick John Dunnuck Page 2076 of 3681 After-the-Fact Form Page 2 of 2 September 2024 Corrective/Preventative Action (choose all that apply). Procurement 101 Training Quoting101 Training Internal Process Refresher Training Review Procurement Ordinance P-Card Training Review Procurement Manual Other:__________________________________ By signing and submitting this form, I acknowledge that I am responsible for managing and overseeing procurement actions and contracts in line with the requirements of the Procurement Manual, the Procurement Ordinance, and contract terms. I understand that any after-the-fact approvals or other remedial actions that could have been prevented will lead to counseling, training, corrective measures, and progressive discipline, as appropriate, for both the employee and my supervisor. Additionally, I affirm my commitment to completing any corrective or preventive actions assigned by the Division Director to prevent future occurrences of after-the-fact purchases. Requester Signature Date The Division Director acknowledges their responsibility for implementing all necessary actions to prevent future occurrences of after- the-fact approvals. They also affirm that appropriate measures, including employee and supervisor counseling, training, corrective actions, and progressive discipline, will be provided to staff as required by the circumstances. Division Director Signature Date Reviewed: Signature Date Signature Date Submit After-the-Fact requests to Procurement Services via the Jira Ticketing System . After-the-Fact requests less than $15,000 will be placed on the Procurement Administrative Report for approval by the Board of County Commissioners. After-the-Fact requests greater than $15,000 will require approval by the Board of County Commissioners via an agenda item. The Division is responsible for creating the agenda item and Executive Summary and providing all required documentation. Christopher Cook John McCormick Josie Terga Page 2077 of 3681 Page 2078 of 3681 Page 2079 of 3681 Page 2080 of 3681 Page 2081 of 3681 Page 2082 of 3681 Procurement Services Change Order Form Page 1 of 4 Change Order Form (2023_ver.1) Contract# CO# PO# Project #: Project Name: Contractor/Consultant Name: Select One: Contract Modification (Construction or Project Specific)Work Order Modification Project Manager Name: r: Division Name: Original Contract/Work Order Amount Original BCC Approval Date; Agenda Item # Current BCC Approved Amount Last BCC Approval Date; Agenda Item # Current Contract/Work Order Amount SAP Contract Expiration Date (MASTER) Dollar Amount of this Change Total % Change from Original Amount Revised Contract/Work Order Total %ChangefURm Current BCC Approved Amount Total Cumulative Changes % Change from Current Amount Notice to Proceed Original NTP Original Final Last Final Date # of Days Completion Date Approved Date # of Days Added Revised Final Date Current Substantial Completion Date (includes this change) (if applicable) Provide responses after each question in box below (Responses should be brief and specific).Attach additional information and/or documentation from the Design Professional and/or Contractor, if needed, with your submission of this Change Order and complete summary on next page.Check all that apply to this Change Order request:Add Time; Add funds;Use of Allowance; Modify/Delete existing Task(s);Add new Task(s);Reallocate funds;Other (must be explained in detail below) 19-7525 01 4500227467 50161.1 GMD Front and Walkway Canopy EBL Partners, LLC Christopher Cook Facilities Management $449,570.87 $449,570.87 $449,570.87 $449,570.87 $0.00 8/22/2023 16F4 8/22/2023 16F4 6/24/2025 0.00% 0.00% 0.00% 10/23/2023 180 4/20/2024 8/18/2024 N/A ✔ 1.) Detail of change/s to be made through this Change Order. This change order will use $13,976.59 of the Owners Allowance leaving a balance of $26,023.41 for WD#1 to dismantle the existing facade surrounding two I-beams, address and treat any corrosion present on the I-beams, apply a protective coating to the I-beams, and then proceed to install a new facade that closely resembles the one that was removed. 2.) If this Change Order is currently under a Stop Work, please identify the date issued and number of days remaining or "N/A" if not applicable. N/A 3.) Explain why this change was not included in the original contract/Work Order. The corrosion on the I-beams was unknown until the project started and the existing facade was removed. 4.) Describe the impact if this change is not processed. If this change order is not processed the structural integrity and overall safety of the building is at risk. Page 2083 of 3681 Procurement Services Change Order Form Page 2 of 4 Change Order Form (2023_ver.1) Contract# CO# PO# Project #: Project Name: Contractor/Consultant Name: Change Order/Amendment Summary (If additional spaces needed, attached a separate Summary page to this amendment request) CO#AMD#Description COST TIME JustificationAdditive (+) Deductive (-) Days Added Total New Time Check here if additional summary page/s are attached to this Change Order 1 Use $13,976.59 of the Owners Allowance for WD#1. If this change order is not processed the structural integrity and overall safety of the building is at risk. 19-7525 01 4500227467 50161.1 GMD Front and Walkway Canopy EBL Partners, LLC Page 2084 of 3681 Procurement Services Change Order Form Page 3 of 4 Change Order Form (2023_ver.1) Contract# CO# PO# Project #: Project Name: Contractor/Consultant Name: Acceptance of this Change Order shall constitute a modification to contract / work order identified above and will be subject to all the same terms and conditions as contained in the contract / work order indicated above, as fully as if the same were stated in this acceptance. The adjustment, if any, to the Contract shall constitute a full and final settlement of any and all claims of the Contractor / Vendor / Consultant / Design Professional arising out of or related to the change set forth herein, including claims for impact and delay costs. Contractor/Consultant/Design Professional signature below must be from an authorized person/officer/director of the Company or listed as the qualified licensed Professional “Project Coordinator” or Design/Engineer Pro fessional under the agreement. Signature authority of person signing will be verified through the contract OR through the Florida Department of State, Division of Corporations (Sunbiz) website (https://dos.myflorida.com/sunbiz/search/). If the person signing is not listed, we will require signature authority by one of the listed officers/directors of the company giving that person signature authority. Prepared by: __________________________________________________________________ Date: ________________ Signature-Division Project Manager ______________________________________________________________________________________ Printed Name Accepted by: __________________________________________________________________ Date: ________________ Signature-Design/Engineer Professional (if applicable) ______________________________________________________________________________________ Printed Name/Title/Company Name Accepted by: __________________________________________________________________ Date: ________________ Signature-Contractor/Consultant/Vendor ______________________________________________________________________________________ Printed Name/Title/Company Name Approved by: _________________________________________________________________ Date: ________________ Signature-Division Manager or Designee (Optional) _______________________________________________________________ Printed Name Approved by: _________________________________________________________________ Date: ________________ Signature-Division Director or Designee (Optional) _______________________________________________________________ Printed Name Approved by: _________________________________________________________________ Date: ________________ Signature-Division Administrator or Designee (Optional) _______________________________________________________________ Printed Name CookChristopher Digitally signed by CookChristopher Date: 2024.06.26 10:51:35 -04'00' Christopher Cook, Project Manager II, Facilities Management This item has been digitally signedand sealed by Paul A. Benson, PEon the date cited herein usingDigital Signature. Printed Copies of this documentare not considered signed andsealed and the SHA authenticationcode must be verified on anyelectronic copies. Digitally signed by Paul A Benson Date: 2024.06.26 13:24:59 -04'00' Paul Benson, President, EBL Partners LLC McCormickJohn Digitally signed by McCormickJohn Date: 2024.06.26 13:55:00 -04'00' John McCormick, PE, Division Director, Facilities Management 19-7525 01 4500227467 50161.1 GMD Front and Walkway Canopy EBL Partners, LLC Page 2085 of 3681 Procurement Services Change Order Form Page 4 of 4 Change Order Form (2023_ver.1) Contract# CO# PO# Project #: Project Name: Contractor/Consultant Name: FOR PROCURMENT USE ONLY FY CHO Request # Approved by: _____________________________________________________________________________ Signature-Procurement Professional Signature/Date Approved by: _____________________________________________________________________________ Signature-Procurement Manager/Director (OPTIONAL) APPROVAL TYPE: Administrative Administrative-BCC Report BCC Stand-Alone ES (BCC Approval Required) BCC APPROVAL ATTEST: Crystal K. Kinzel, Clerk of the Circuit Court BOARD OF COUNTY COMMISSIONERS and Comptroller COLLIER COUNTY, FLORIDA By: _____________________________ By: ________________________________ _________________________, Chairman Dated: __________________________ Date: ____________________ (SEAL) Agenda # _________________ Approved as to Form and Legality: _______________________________ Deputy County Attorney _______________________________ Print Name 24 419 ZimmermanBecca Digitally signed by ZimmermanBecca Date: 2024.07.02 09:45:23 -04'00' ✔ 19-7525 1 4500227467 50161.1 GMD Front and Walkway Canopy EBL Partners, LLC Page 2086 of 3681 Facilities Management Division WORK DIRECTIVE CHANGE CONTRACT # /PROJECT NAME: CHANGE # 1 19-7525/GMD Walkway & Canopy DATE OF ISSUANCE: 3/22/2024 EFFECTIVE DATE: 3/22/2024 OWNER: Collier County Board of Commissioners PROJECT#: 50161.1 CONTRACTOR: EBL Partners LLC ENGINEER/DESIGN PROFESSIONAL: You are directed to proceed promptly with the following change(s): Description: Dismantle the existing facade surrounding two I-beams, address and treat any corrosion present on the I-beams, apply a protective coating to the I-beams, and then proceed to install a new facade that closely resembles the one that was removed. Purpose of Work Directive Change: The purpose of this process is to ensure structural integrity and longevity by addressing corrosion on the I-beams, enhancing their durability with a protective coating, and restoring the aesthetic appeal of the facade, thereby maintaining the overall safety and appearance of the building or structure. Attachments: If a claim is made that the above change(s) have affected Contract Price or Contract Times any claim for a Change Order based thereon will involve one or more of the following methods of determining the effect of the changes(s). Method of determining change in Contract Price: Method of determining change in Contract Times: Unit Prices Contractor’s records Lump Sum Engineer’s record Other Other Estimated increase (decrease) in Contract Price Estimated change in Contract Time: $ TBD Increase or decrease by 0 calendar days. RECOMMENDED: AUTHORIZED: By: By: Contractor Project Manager This item has been digitally signedand sealed by Paul A. Benson, PEon the date cited herein usingDigital Signature. Printed Copies of this documentare not considered signed andsealed and the SHA authenticationcode must be verified on anyelectronic copies. Digitally signed by Paul A Benson Date: 2024.03.22 14:02:00 -04'00' BakerMark Digitally signed by BakerMark Date: 2024.03.22 09:45:01 -04'00' Page 2087 of 3681 Page 2088 of 3681 Page 2089 of 3681 Page 2090 of 3681 Page 2091 of 3681 Page 2092 of 3681 Page 2093 of 3681 Page 2094 of 3681 After-the-Fact Form Page 1 of 2 September 2024 Per section 21 of the Procurement Manual, all purchases shall be consistent and in compliance with the Procurement Ordinance (2017-08). Should work be authorized or purchases made that are inconsistent with County policy, procedure, or contract terms, an After-the-Fact Procurement Form is required. Vendor Name: Reason for ATF: Other (Explain): Amount: Date of Purchase: Contract #: Purchase Order #: Describe goods/services purchased: Details of the Purchase: Have the goods been received, or have the services been performed? Yes No Has the vendor been paid? Yes No Action Required (choose one): Ratification of payment already made Authorize payment to the vendor Other (Explain): Why is this deemed a non-compliant purchase? Choose one. Contract Other (Explain): Ordinance Manual P-Card Purchase Order Division: Department: All fields are required and are based on the division and department structure. If electronic signatures are used, the date fields are optional. Requester Signature Date Division Director Signature Date Department Heador Executive Director Signature Date American Enviromental P-Card - Threshold Exceeded Emergency repair on what was thought a warranty issue on newly installed equipment $ 3,500.00 8/30/24 33861 4500225860 Replacement of a faulty electrical module controlling the Avgas fuel farm at Immokalee Airport. On August 26, 2024, the Avgas fuel supply at our Immokalee facility became inoperable. To address this issue, we contacted American Environmental (AE), the company responsible for the recent installation of a new pump and tank. While both parties initially suspected a warranty issue, a subsequent inspection revealed an unrelated problem that required immediate attention. To prevent a fuel shortage and disruption of service to our tenants and the local flying community, we expedited emergency repairs before the Labor Day weekend. 3 quotes was not provided before approval of repair OPMD - Airport Authority TMSD Nick Rossdale Darren Hutton Page 2095 of 3681 After-the-Fact Form Page 2 of 2 September 2024 Corrective/Preventative Action (choose all that apply). Procurement 101 Training Quoting101 Training Internal Process Refresher Training Review Procurement Ordinance P-Card Training Review Procurement Manual Other:__________________________________ By signing and submitting this form, I acknowledge that I am responsible for managing and overseeing procurement actions and contracts in line with the requirements of the Procurement Manual, the Procurement Ordinance, and contract terms. I understand that any after-the-fact approvals or other remedial actions that could have been prevented will lead to counseling, training, corrective measures, and progressive discipline, as appropriate, for both the employee and my supervisor. Additionally, I affirm my commitment to completing any corrective or preventive actions assigned by the Division Director to prevent future occurrences of after-the-fact purchases. Requester Signature Date The Division Director acknowledges their responsibility for implementing all necessary actions to prevent future occurrences of after- the-fact approvals. They also affirm that appropriate measures, including employee and supervisor counseling, training, corrective actions, and progressive discipline, will be provided to staff as required by the circumstances. Division Director Signature Date Reviewed: Signature Date Signature Date Submit After-the-Fact requests to Procurement Services via the Jira Ticketing System . After-the-Fact requests less than $15,000 will be placed on the Procurement Administrative Report for approval by the Board of County Commissioners. After-the-Fact requests greater than $15,000 will require approval by the Board of County Commissioners via an agenda item. The Division is responsible for creating the agenda item and Executive Summary and providing all required documentation. Nick Rossdale Darren Hutton Josie Terga Page 2096 of 3681 Invoice 3977 Aviation Loop Sanford, FL 32773 Accounting@american-environmental.net BILL TO SHIP TO INVOICE 5587 Collier County Board of Commissioners 3299 Tamiami Trail Naples, FL 34112-5749 Collier County Board of Commissioners Immokalee Regional Airport Collier County, FL DATE P.O. NUM 09/04/2024 Nick Rossdale QTY DESCRIPTION RATE AMOUNT Service Call August 29 - 30, 2024 Thursday, August 29, 2024: 4.50 Hours - Technician Travel SFB to IMM 150.00 675.00 2.50 Hours - Technician on-site troubleshooting; Load AVGAS truck. 150.00 375.00 1 Freight-In (overnighted parts) 175.00 175.00 Friday, August 30, 2024: 5 Hours - Technician Travel IMM to SFB 150.00 750.00 5.50 Hours - Technician on-site repairs made; Odd-load two (2) fuel trucks 150.00 825.00 1 Day - Hotel and Per Diem 300.00 300.00 1 Fuel Surcharge 400.00 400.00 ACH PAYMENT TO: Routing: 022000046 Acct: 9861172147 SUBTOTAL 3,500.00 TAX 0.00 TOTAL 3,500.00 BALANCE DUE $3,500.00 Exempt 85-8015966531C-1 Page 2097 of 3681 Instructions After the Fact Form As per section 21 of the Procurement Manual, all purchases shall be consistent and in compliance with the Procurement Ordinance (2017-08). Should work be authorized or purchases made that is inconsistent with County policy, procedure, or contract terms, an After-the-Fact Procurement Form is required. This includes purchases made in advance of a Purchase Order, when a Purchase Order is required to authorize such activity, and purchases made under an expired contract, or for goods and services not covered by the current contract or purchase order. All such “After the Fact Procurements” will be reported to the County Manager. Requester Name: Division: Division Director: Vendor Name: Amount: Contract #: Purchase Order: Why is this deemed a non-compliant purchase? Choose one. Contract Ordinance Manual P-Card Other Details of Purchase: Explain the circumstances behind this purchase. Action Required: What are you asking to be done to remedy the situation, include list of invoices if applicable? Corrective/Preventive Action: What action is being taken to prevent this violation from re-occurring? The requestor affirms that to the best of their knowledge the information provided in this document is true. Requested by: Signature: Date: Division Director: Signature: Date: Department Head: Signature: Date: Reviion#1: February 2024 Page 2098 of 3681 Gracelynn Angel Domestic Animal Services Meredith Mclean MATHESON TRI GAS INC $419.68 4700005028 Domestic Animal Services requested the rental of oxygen tanks used for surgical procedures in the Vet clinic. The rental of oxygen tanks is vital for surgical procedures on the animals. Staff did not follow the the procurement ordinance requirements for the purchase limit thresholds and inadvertently exceeded the $3,000 single quote limit. Domestic Animal Services requests the Board of County Commissioners to approve / ratify the payment in the amount of $419.68 for two outstanding invoice to MATHESON TRI GAS INC. Inv# 0030254127 dated 9/5/24 $207.17 Inv# 0030254130 dated 9/5/24 $212.51 Upon approval, this invoice will be paid by Purchase Order. Domestic Animal Service Division will assign the following trainings: Procurement 101 and Quoting 101 to fiscal staff and/or individuals that process transaction purchases / request quotes in DAS. Grace Angel 09/26/2024 Meredith McLean AngelGracelynn Digitally signed by AngelGracelynn Date: 2024.09.26 08:32:52 -04'00' FrenchJames Digitally signed by FrenchJames Date: 2024.09.27 17:51:21 -04'00' McLeanMeredith Digitally signed by McLeanMeredith Date: 2024.09.27 14:21:48 -04'00' ✔ Page 2099 of 3681 Page 2100 of 3681 After-the-Fact Form Page 1 of 2 September 2024 Per section 21 of the Procurement Manual, all purchases shall be consistent and in compliance with the Procurement Ordinance (2017-08). Should work be authorized or purchases made that are inconsistent with County policy, procedure, or contract terms, an After-the-Fact Procurement Form is required. Vendor Name: Reason for ATF: Other (Explain): Amount: Date of Purchase: Contract #: Purchase Order #: Describe goods/services purchased: Details of the Purchase: Have the goods been received, or have the services been performed? Yes No Has the vendor been paid? Yes No Action Required (choose one): Ratification of payment already made Authorize payment to the vendor Other (Explain): Why is this deemed a non-compliant purchase? Choose one. Contract Other (Explain): Ordinance Manual P-Card Purchase Order Division: Department: All fields are required and are based on the division and department structure. If electronic signatures are used, the date fields are optional. Requester Signature Date Division Director Signature Date Department Heador Executive Director Signature Date AirGas Other (please describe): Invoice not received in a timely matter. Confusion as to which Division the invoice belonged to. Disputed inv. $ 233.60 8/1/23 Oxygen cylinder refills. This service was performed with the intention of paying for this with a p-card. The vendor did not submit the invoice until a much later date. It was sent to EMS instead of Emergency Management. Emergency Management disputed invoice 9140677394 in the amount $453.60 and Credit Memo 9703147182 in the amount of $220.00 was issued on 8/1/24. This credit was not received until 9/12/24. There will still issues due to the coding on the invoice and staff needed clarification of the correct cylinder types that were being invoiced. Please note the Accountant was on FMLA at the time of service and staff acted with the best of intentions. The amount being requested for payment to AirGas is $233.60. Emergency Management Public Safety Page 2101 of 3681 After-the-Fact Form Page 2 of 2 September 2024 Corrective/Preventative Action (choose all that apply). Procurement 101 Training Quoting101 Training Internal Process Refresher Training Review Procurement Ordinance P-Card Training Review Procurement Manual Other:__________________________________ By signing and submitting this form, I acknowledge that I am responsible for managing and overseeing procurement actions and contracts in line with the requirements of the Procurement Manual, the Procurement Ordinance, and contract terms. I understand that any after-the-fact approvals or other remedial actions that could have been prevented will lead to counseling, training, corrective measures, and progressive discipline, as appropriate, for both the employee and my supervisor. Additionally, I affirm my commitment to completing any corrective or preventive actions assigned by the Division Director to prevent future occurrences of after-the-fact purchases. Requester Signature Date The Division Director acknowledges their responsibility for implementing all necessary actions to prevent future occurrences of after- the-fact approvals. They also affirm that appropriate measures, including employee and supervisor counseling, training, corrective actions, and progressive discipline, will be provided to staff as required by the circumstances. Division Director Signature Date Reviewed: Signature Date Signature Date Submit After-the-Fact requests to Procurement Services via the Jira Ticketing System . After-the-Fact requests less than $15,000 will be placed on the Procurement Administrative Report for approval by the Board of County Commissioners. After-the-Fact requests greater than $15,000 will require approval by the Board of County Commissioners via an agenda item. The Division is responsible for creating the agenda item and Executive Summary and providing all required documentation. Josie Terga Page 2102 of 3681 9140677394 3733321 08/01/2023 so00 invoice sap 1 453.60 08/31/2023 4500229572 1122679480 COLLIER COUNTY EMS 3299 TAMIAMI TRL E STE 700 NAPLES FL 34112-5749 COLLIER COUNTY EMS 3299 TAMIAMI TRL E STE 700 NAPLES FL 34112-5749 AIRGAS USA, LLC PO BOX 734672 DALLAS TX 75373-4672 37333211914067739400000453604 Manage Your Account Online 24/7 Access order history, view cylinder balances, get proofs of delivery, pay invoices and more -- visit Airgas.com today For all information about returns, please visit us online at Airgas.com/terms-of-sale. Please send new or updated blanket purchase orders to: airgassouthbpo@airgas.com STANDARD INVOICE INVOICE DATE PAYER INVOICE NO.DUE DATE PAY THIS AMOUNT PLEASE MAKE CHECKS PAYABLE AND REMIT TO: AMOUNT FOR WIRE TRANSFER PAYMENTS TO ENSURE PROPER CREDIT, PLEASE RETURN THE UPPER PORTION WITH YOUR REMITTANCE. FOR QUESTIONS ON YOUR ACCOUNT PLEASE CALL: ORDER NO. INVOICE NO. INVOICE DATE SOLD TO NO. SOLD TO NAME PO / RELEASE ORDERED BY SHIP VIA PAYMENT TERMS ORDER DATE DELIVERY NO. / DESCRIPTION MATERIAL NUMBER QTY SHIP'D UOM QTY B/O CYLINDER SHP'D RET'D UNIT PRICE UOM AMOUNT SOLD BY BILL TO SHIP TO: 08/01/2023 3733321 9140677394 08/31/2023 $ 453.60 800-727-0693 1122679480 9140677394 08/01/2023 3733320 COLLIER COUNTY EMS 4500229572 CUPU NET 30 08/01/2023 8134804096 OX USP200C 15 CL 15 19.04 CL 285.60 N OXYGEN USP 200 CGA 540 C/O (Vol: 3765 FT3) 8134804096 OX USP125C 5 CL 5 15.68 CL 78.40 N OXYGEN USP 125 C/O (Vol: 635 FT3) 8134804096 OX USPDAC 20 CL 20 4.48 CL 89.60 N OXYGEN USP DA MED CGA 870 C/O (Vol: 300 FT3) Sale subtotal: 453.60 453.60 4169415 AIRGAS USA, LLC Acct No. 550372244 JPMC Bank, ABA No 021000021 ww-global-remits@airgas.com Page 1 of 1 COLLIER COUNTY EMERGENCY MGMT ROBERT BOYD TOBER MD 8075 LELY CULTURAL PKWY NAPLES FL 34113-9005AIRGAS USA, LLC PO Box 9249 Marietta, GA 30065-2249 AIRGAS USA, LLC PO Box 9249 Marietta, GA 30065-2249 AIRGAS USA, LLC (SO76) 3071 WAREHOUSE RD FORT MYERS FL 33916-7614 239-332-0555 --- --- --- FOR CHANGE OF ADDRESS Email: Phone: sdiv_adrss@airgas.com 678-903-7716Page 2103 of 3681 9703147182 3733321 08/21/2024 so00 credit_memo sap 1 06 220.00- 08/21/2024 7112164673 COLLIER COUNTY EMS 3299 TAMIAMI TRL E STE 700 NAPLES FL 34112-5749 COLLIER COUNTY EMS 3299 TAMIAMI TRL E STE 700 NAPLES FL 34112-5749 AIRGAS USA, LLC PO BOX 734672 DALLAS TX 75373-4672 37333211970314718200000220009 Manage Your Account Online 24/7 Access order history, view cylinder balances, get proofs of delivery, pay invoices and more -- visit Airgas.com today Please send new or updated blanket purchase orders to: airgassouthbpo@airgas.com CREDIT MEMO INVOICE DATE PAYER INVOICE NO.DUE DATE PAY THIS AMOUNT PLEASE MAKE CHECKS PAYABLE AND REMIT TO: AMOUNT FOR WIRE TRANSFER PAYMENTS TO ENSURE PROPER CREDIT, PLEASE RETURN THE UPPER PORTION WITH YOUR REMITTANCE. FOR QUESTIONS ON YOUR ACCOUNT PLEASE CALL: ORDER NO. INVOICE NO. INVOICE DATE SOLD TO NO. SOLD TO NAME PO / RELEASE ORDERED BY SHIP VIA PAYMENT TERMS ORDER DATE DELIVERY NO. / DESCRIPTION MATERIAL NUMBER QTY SHIP'D UOM QTY B/O CYLINDER SHP'D RET'D UNIT PRICE UOM AMOUNT SOLD BY BILL TO SHIP TO: 06 08/21/2024 3733321 9703147182 08/21/2024 $ 220.00- 800-727-0693 7112164673 9703147182 08/21/2024 3733320 COLLIER COUNTY EMS DUE IMMEDIATELY 08/21/2024 7112164673 CY-OX USP200C 15 CL 7.15- CL 107.25-N CYL OXYGEN USP 200 CGA 540 C/O 7112164673 CY-OX USP125C 5 CL 6.55- CL 32.75-N CYL OXYGEN USP 125 C/O 7112164673 CY-OX USPDAC 20 CL 4.00- CL 80.00-N CYL OXYGEN USP DA MED CGA 870 C/O Sale subtotal: 220.00- Original Invoice: 9140677394 220.00- 4169415 AIRGAS USA, LLC Acct No. 550372244 JPMC Bank, ABA No 021000021 ww-global-remits@airgas.com Page 1 of 1 COLLIER COUNTY EMERGENCY MGMT ROBERT BOYD TOBER MD 8075 LELY CULTURAL PKWY NAPLES FL 34113-9005AIRGAS USA, LLC PO Box 9249 Marietta, GA 30065-2249 AIRGAS USA, LLC PO Box 9249 Marietta, GA 30065-2249 AIRGAS USA, LLC (SO76) 3071 WAREHOUSE RD FORT MYERS FL 33916-7614 239-332-0555 --- --- --- FOR CHANGE OF ADDRESS Email: Phone: sdiv_adrss@airgas.com 678-903-7716Page 2104 of 3681 6XPPDU\  ,QYRLFHV UHTXHVWHG  ,QYRLFHV SURFHVVHG VXFFHVVIXOO\ SGI Page 2105 of 3681