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Agenda 03/26/2024 Item #16D 5 (HUD Federal Financial Report SF-425)03/26/2024 EXECUTIVE SUMMARY Recommendation to approve and authorize the Chairman to sign the HUD Federal Financial Report SF -425 for the close out of the HOME grant for Fiscal Years 2011, 2012, 2013, 2014, 2015, and 2017. OBJECTIVE: Maintain compliance with the federal grant close-out requirements. CONSIDERATIONS: Collier County is the recipient of HOME Investment Partnership Program (HOME) funds from the United States Department of Housing and Urban Development (HUD) as provided by the Cranston - Gonzalez National Affordable Housing Act. HOME funds may be used to provide incentives to develop and support affordable rental housing and homeownership affordability through the acquisition, new construction, reconstruction, or moderate or substantial rehabilitation of a ffordable housing. These activities may include real property acquisition, site improvement, conversion, demolition, and other expenses, including financing costs, relocation expenses of any displaced persons, families, businesses, or organizations, to pro vide for the payment of reasonable administrative and planning costs, to provide for the payment of operating expenses of community housing development organizations, and to provide tenant-based rental assistance. Due to the nature of HOME projects, it often takes many years to complete projects and fully expend all funds. As such, each year the County is required to submit an Annual Action Plan to HUD outlining the planned eligible uses for the HOME funds. The table below provides the grant award information, including action plan approval, award number, and award date. Program Year Award Number Award Date Annual Action Plan Approval Date Board Agenda Item 2011 M-11-UC-12-0217 10/12/2011 7/26/2011 10H 2012 M-12-UC-12-0217 9/28/2012 7/24/2012 11E 2013 M-13-UC-12-0217 10/23/2013 8/13/2013 16D14 2014 M-14-UC-12-0217 9/24/2014 6/24/2014 16D8 2015* M-15-UC-12-0217 11/4/2015 8/11/2015 16D13 2017 M-17-UC-12-0217 10/19/2017 6/27/2017 16D14 *2016 remains open and projects are still underway On January 24, 2024, HUD published guidance requiring all jurisdictions to complete the required closeout forms for all grants from 2011 forward in accordance with the Grants Oversight and New Efficiency Act (GONE). This act holds Federal agencies accountable for closing out expired grants. The SF-425 form also referred to as the Federal Financial Report (FFR) is a required Office of Management and Budget (OMB) financial reporting form to track the status of financial data tied to a particular Federal grant award. To maintain compliance with the HUD Program Award grant requirements, Collier County must submit a final SF- 425 to close out the HOME grant for each fiscal year. This requirement remains in 2 CFR 200.344 and OMB standard data elements included in OMB Form 4040-0014. The reporting period for the final financial report ends on the last day of the performance period, when the funds are completely expended, or when the award is terminated, whichever is first. The final SF -425 must cover all expenditures on the cooperative agreement. The recently published guidance requires the final financial report for the award to be submitted to HUD after the completion of the agreement no later than one hundred and twenty (120) days after the end of the period of performance. The County has closed out the PY2011-2015 and 2017 and as such is required to submit the required form. Per HUD regulation, the SF-425 is required to be signed by the same position that signs the Grant Agreement and SF-424 form. FISCAL IMPACT: The proposed action has no Fiscal impact. The HOME projects to be closed are as follows: 16.D.5 Packet Pg. 1188 03/26/2024 Program Year Fund Project # 2011 Collier County Housing Grant (1835) 33177 2012 Collier County Housing Grant (1835) 33237 2013 Collier County Housing Grant (1835) 33290 2014 Collier County Housing Grant (1835) 33365 2015 Collier County Housing Grant (1835) 33435 2017 Collier County Housing Grant (1835) 33535 LEGAL CONSIDERATIONS: This item has been approved as to form and legality and requires a majority vote for Board approval. -DDP GROWTH MANAGEMENT IMPACT: This item has no impact on the Housing Element of the Growth Management Plan of Collier County. RECOMMENDATION: To approve and authorize the Chairman to sign the HUD Federal Financial Report SF- 425 for the close out of the HOME grant for the fiscal years 2011, 2012, 2013, 2014, 2015, and 2017. Prepared By: Mark Kadlec, Accountant 1, Community & Human Services Division ATTACHMENT(S) 1. SF 425 Federal Financial Form -approved (PDF) 16.D.5 Packet Pg. 1189 03/26/2024 COLLIER COUNTY Board of County Commissioners Item Number: 16.D.5 Doc ID: 28154 Item Summary: Recommendation to approve and authorize the Chairman to sign the HUD Federal Financial Report SF-425 for the close out of the HOME grant for Fiscal Years 2011, 2012, 2013, 2014, 2015, and 2017. Meeting Date: 03/26/2024 Prepared by: Title: – Community & Human Services Name: Mark Kadlec 02/23/2024 4:12 PM Submitted by: Title: Department Head – Public Services Department Name: Tanya Williams 02/23/2024 4:12 PM Approved By: Review: Community & Human Services Kim Frazier PSD Reviewer Completed 02/25/2024 10:07 PM Community & Human Services Kristi Sonntag PSD Reviewer Completed 02/27/2024 10:43 AM Operations & Veteran Services Jeff Weir OVS Director Review Completed 02/27/2024 3:14 PM Public Services Department Todd Henry Level 1 Department Review Completed 02/28/2024 11:46 AM Grants Erica Robinson Level 2 Grants Review Completed 02/29/2024 1:18 PM Public Services Department Tanya Williams PSD Department Head Review Completed 03/11/2024 8:28 AM County Attorney's Office Derek D. Perry Level 2 Attorney Review Completed 03/14/2024 10:51 AM County Attorney's Office Jeffrey A. Klatzkow Level 3 County Attorney's Office Review Completed 03/14/2024 10:51 AM Office of Management and Budget Debra Windsor Level 3 OMB Gatekeeper Review Completed 03/14/2024 11:12 AM Office of Management and Budget Blanca Aquino Luque OMB Reviewer Completed 03/14/2024 12:18 PM Grants Therese Stanley OMB Reviewer Completed 03/15/2024 3:11 PM County Manager's Office Dan Rodriguez Level 4 County Manager Review Completed 03/18/2024 8:32 AM Board of County Commissioners Geoffrey Willig Meeting Pending 03/26/2024 9:00 AM 16.D.5 Packet Pg. 1190 Attest: CRYSTAL K. KINZEL, CLERK By: _________________________ Deputy Clerk Approved as to form and legality: ______________________________ Derek D. Perry Assistant County Attorney CAO2/23/2024chris.hall@colliercountyfl.gov (239) 252-8602 16.D.5.a Packet Pg. 1191 Attachment: SF 425 Federal Financial Form -approved (28154 : HOME Grant Close-Out Form SF-425) Attest: CRYSTAL K. KINZEL, CLERK By: _________________________ Deputy Clerk Approved as to form and legality: ______________________________ Derek D. Perry Assistant County Attorney CAO2/23/2024chris.hall@colliercountyfl.gov (239) 252-8602 16.D.5.a Packet Pg. 1192 Attachment: SF 425 Federal Financial Form -approved (28154 : HOME Grant Close-Out Form SF-425) Attest: CRYSTAL K. KINZEL, CLERK By: _________________________ Deputy Clerk Approved as to form and legality: ______________________________ Derek D. Perry Assistant County Attorney CAO2/23/2024chris.hall@colliercountyfl.gov (239) 252-8602 16.D.5.a Packet Pg. 1193 Attachment: SF 425 Federal Financial Form -approved (28154 : HOME Grant Close-Out Form SF-425) Attest: CRYSTAL K. KINZEL, CLERK By: _________________________ Deputy Clerk Approved as to form and legality: ______________________________ Derek D. Perry Assistant County Attorney CAO2/23/2024chris.hall@colliercountyfl.gov (239) 252-8602 16.D.5.a Packet Pg. 1194 Attachment: SF 425 Federal Financial Form -approved (28154 : HOME Grant Close-Out Form SF-425) Attest: CRYSTAL K. KINZEL, CLERK By: _________________________ Deputy Clerk Approved as to form and legality: ______________________________ Derek D. Perry Assistant County Attorney CAO2/23/2024chris.hall@colliercountyfl.gov (239) 252-8602 16.D.5.a Packet Pg. 1195 Attachment: SF 425 Federal Financial Form -approved (28154 : HOME Grant Close-Out Form SF-425) Attest: CRYSTAL K. KINZEL, CLERK By: _________________________ Deputy Clerk Approved as to form and legality: ______________________________ Derek D. Perry Assistant County Attorney CAO2/23/2024chris.hall@colliercountyfl.gov (239) 252-8602 16.D.5.a Packet Pg. 1196 Attachment: SF 425 Federal Financial Form -approved (28154 : HOME Grant Close-Out Form SF-425)