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Agenda 04/25/2023 Item #16J 1 (BCC to recognize a 2022-23 Election Security Funds Grant Award from the Florida Department of State, Divisions of Elections)04/25/2023 EXECUTIVE SUMMARY Recommendation to approve a budget amendment recognizing a Florida Department of State, Division of Elections, 2022/2023 Election Security Funds Grant Award in the amount of $118,610. OBJECTIVE: To obtain the Board of County Commissioner’s approval to recognize a 2022/2023 Election Security Funds Grant Award from the Florida Department of State, Division of Elections. CONSIDERATIONS: Grant funds are made available pursuant to Specific Appropriation 3136, Chapter 2022-156, Laws of Florida, in the ongoing effort to improve the administration of federal elections through security enhancements. The Department of State hereby establishes a subgrant program for the 67 county supervisors of elections. The Department of State is authorized to distribute to Florida’s 67 county Supervisors of Elections a total of eight million dollars ($8,000,000) in non -recurring funds for fiscal year 2022-2023 from the Federal Grants Trust Fund, pursuant to section 101 of the Help America Vote Act of 2002 (HAVA) and the Catalog of Federal Domestic Assistance (CFDA) 90.404 (“Help America Vote Act Requirements Payments”). Collier County’s share was $118,610. FISCAL IMPACT: A budget amendment is required to recognize grant revenues in the amount of $118,610 within Supervisor of Elections Grants Fund (081). LEGAL CONSIDERATIONS: This item has been reviewed by the County Attorney, raises no legal issues and requires majority vote for approval. -JAK GROWTH MANAGEMENT INPACT: None. RECOMMENDATION: That the Board of County Commissioner’s approve any necessary budget amendments to receive and expend those funds, as well as any interest earned. Submitted by: Jennifer J. Edwards, Supervisor of Elections ATTACHMENT(S) 1. Binder1 CLL_23.e.es.100.011 ESF Grant MOA (PDF) 16.J.1 Packet Pg. 2060 04/25/2023 COLLIER COUNTY Board of County Commissioners Item Number: 16.J.1 Doc ID: 25213 Item Summary: Recommendation to approve a budget amendment recognizing a Florida Department of State, Division of Elections, 2022/2023 Election Security Funds Grant Award in the amount of $118,610. Meeting Date: 04/25/2023 Prepared by: Title: Management Analyst II – County Manager's Office Name: Geoffrey Willig 04/10/2023 3:50 PM Submitted by: Title: Deputy County Manager – County Manager's Office Name: Amy Patterson 04/10/2023 3:50 PM Approved By: Review: Office of Management and Budget Debra Windsor Level 3 OMB Gatekeeper Review Completed 04/10/2023 4:00 PM County Attorney's Office Jeffrey A. Klatzkow Level 3 County Attorney's Office Review Completed 04/12/2023 10:37 AM Office of Management and Budget Christopher Johnson Additional Reviewer Completed 04/15/2023 10:25 AM County Manager's Office Geoffrey Willig Level 4 County Manager Review Completed 04/18/2023 11:23 AM Board of County Commissioners Geoffrey Willig Meeting Pending 04/25/2023 9:00 AM 16.J.1 Packet Pg. 2061 23.e.es.100.011 011 16.J.1.b Packet Pg. 2062 Attachment: Binder1 CLL_23.e.es.100.011 ESF Grant MOA (25213 : Election Security Funds Grant Award) 16.J.1.b Packet Pg. 2063 Attachment: Binder1 CLL_23.e.es.100.011 ESF Grant MOA (25213 : Election Security Funds Grant Award) 16.J.1.b Packet Pg. 2064 Attachment: Binder1 CLL_23.e.es.100.011 ESF Grant MOA (25213 : Election Security Funds Grant Award) 16.J.1.b Packet Pg. 2065 Attachment: Binder1 CLL_23.e.es.100.011 ESF Grant MOA (25213 : Election Security Funds Grant Award) 16.J.1.b Packet Pg. 2066 Attachment: Binder1 CLL_23.e.es.100.011 ESF Grant MOA (25213 : Election Security Funds Grant Award) 16.J.1.b Packet Pg. 2067 Attachment: Binder1 CLL_23.e.es.100.011 ESF Grant MOA (25213 : Election Security Funds Grant Award) 16.J.1.b Packet Pg. 2068 Attachment: Binder1 CLL_23.e.es.100.011 ESF Grant MOA (25213 : Election Security Funds Grant Award) 16.J.1.b Packet Pg. 2069 Attachment: Binder1 CLL_23.e.es.100.011 ESF Grant MOA (25213 : Election Security Funds Grant Award) 011 2/15/2023 16.J.1.b Packet Pg. 2070 Attachment: Binder1 CLL_23.e.es.100.011 ESF Grant MOA (25213 : Election Security Funds Grant Award) 011 16.J.1.b Packet Pg. 2071 Attachment: Binder1 CLL_23.e.es.100.011 ESF Grant MOA (25213 : Election Security Funds Grant Award) 011 16.J.1.b Packet Pg. 2072 Attachment: Binder1 CLL_23.e.es.100.011 ESF Grant MOA (25213 : Election Security Funds Grant Award) 16.J.1.b Packet Pg. 2073 Attachment: Binder1 CLL_23.e.es.100.011 ESF Grant MOA (25213 : Election Security Funds Grant Award) 011 011 4/6/2023 16.J.1.b Packet Pg. 2074 Attachment: Binder1 CLL_23.e.es.100.011 ESF Grant MOA (25213 : Election Security Funds Grant Award) Election Security - Albert Network - Voting Equip/Peripheral-Voting Accessibility Application Information: Grant Name: Election Security - Albert Network - Voting Equip/Peripheral-Voting Accessibility Grant Number: 23.e.es.100.011 Requested Award Amount: $118,610.00 Grant Period: 7/1/2022-6/30/2023 Application End date: 1/31/2023 6:00:00 PM Applicant Information a. Organization Name: Collier County Supervisor of Elections b. FEID: 59-2562792 c. Phone number: 239.252.8683 d. Principal Address: e. Mailing Address: f. Website: http://www.colliervotes.gov g. Organization Type: CountyGovernment h. Organization Category: GovernmentSupervisorOfElections i. County: Collier j. DUNS number: k. Fiscal Year End Date: 09/30 Application Instructions Check applicable boxes and enter requested amount under each applicable category of expenses: Expenditure Table 1 Category 1: A year’s subscription to the Albert Network Monitoring Solution (maximum $14,925.37) Advanced Reimbursement $0.00 $9,600.00 TOTALS $9,600.00 Category 2: Purchase of goods and/or services for voting technology upgrades and/or enhancements for the 2024 election cycle. Covered expenses shall only include goods or services purchased, including installation and completion of acceptance testing, in the eligible period. (Examples - voting equipment, high-speed ballot and envelope printers, ballot-on-demand printers, poll books, electronic poll books, automated post-election voting system audit systems, and independent recount tabulation system for recounts, and other peripherals that enhance and ensure secure elections. (See Attachment A for Allocation by County and Category) Advanced Reimbursement $42,585.00 $0.00 TOTALS $42,585.00 Category 3: Purchase of goods and/or services for improving voting accessibility for the 2024 election cycle. Covered expenses shall only include goods or services purchased, including installation and completion of acceptance testing, in the eligible period. Examples of voting accessibility products and/or services include accessible voting equipment, accessible vote-by-mail systems or services, polling place accessibility, and other accessible election technology, solutions, and assistive tools that enhance and ensure secure elections. (See Attachment Afor Allocation by County and Category) Advanced Reimbursement 16.J.1.b Packet Pg. 2075 Attachment: Binder1 CLL_23.e.es.100.011 ESF Grant MOA (25213 : Election Security Funds Grant Award) $51,475.00 $14,950.00 TOTALS $66,425.00 Totals (Category 2 + Category 3): $109,010.00 1. Memorandum of Agreement for 2023 Election Security Enhancement Grant (download and upload) Link to download Memorandum of Agreement Instructions: Download template from the online application, sign, and upload signed MOA through online grants system. You will be provided a fully executed copy later. Name Size Location Collier MOA1224 [KB]View file 2. Attachment A- Elections Security Enhancement – Allocation by County Link to download Attachment A- Elections Security Enhancement Instructions: Download only. Keep for your records. 3. Attachment B – Certificate of Outstanding Federal Funds Link to download Attachment B – Certificate of Outstanding Federal Funds Instructions: Download, sign, and then upload signed certificate through online system. Name Size Location Attachment B142 [KB]View file 4. Attachment C – Certification of Debarment and Suspension Link to download Attachment C – Certification of Debarment and Suspension. Instructions: Download, sign, and then upload signed certification through online system. Name Size Location Attachment C224 [KB]View file 5. Attachment D – Expenditure Log/Plan Link to download Attachment D – Expenditure Log/Plan Instructions: Download. However, you may not have to use it. First complete the fillable portion of the online grant application referencing your plan to reimburse or seek advance of funds for allowable expenses under the subgrant. If you have technical issues in the interim with the online submission, you can always fall back and use. 6. Attachment E – Final Expenditure Report Link to download Attachment E – Final Expenditure Report Instructions: Download, sign, and upload through online system. 16.J.1.b Packet Pg. 2076 Attachment: Binder1 CLL_23.e.es.100.011 ESF Grant MOA (25213 : Election Security Funds Grant Award) 7. Attachment F – Audit Requirements for State – Federal Assistance Link to download Attachment F – Audit Requirements Instructions: Download only. Keep for your records. 8. Attachment G- Property Inventory Template Link to download Attachment G- Property Inventory Template Instructions: Download only. Complete and keep for your records for audit purposes. I hereby certify that I am authorized to submit this application on behalf of Collier County Supervisor of Elections and that all information indicated is true and accurate. I acknowledge that my electronic signature below shall have the same legal effect as my written signature. I am aware that making a false statement or representation to the Department of State constitutes a third degree felony as provided for in s. 817.155, F.S., punishable as provided for by ss. 775.082, 775.083, and 775.084. Signature (Enter first and last name) Melissa Blazier 16.J.1.b Packet Pg. 2077 Attachment: Binder1 CLL_23.e.es.100.011 ESF Grant MOA (25213 : Election Security Funds Grant Award) Category 1 All Categories For Subscription to Albert Network Monitoring Solution County Maximum award Base award Total Award (All categories) Formula Fixed per county ($14,0925.37) Fixed per county ($50,000) Registered Voters - Bookclosing (2022 General Election)* Remainder Award Divided by Total Active Registered Voter As of 2022 General Election Bookclosing (Columns D x E = F)(Columns B + C + F = G) $1,000,000 $3,350,000 14,503,978 $3,650,000 $8,000,000 Alachua $14,925.37 $50,000.00 181,018 0.25165 $45,553.18 $110,478.55 Baker $14,925.37 $50,000.00 17,512 0.25165 $4,406.89 $69,332.26 Bay $14,925.37 $50,000.00 124,338 0.25165 $31,289.66 $96,215.03 Bradford $14,925.37 $50,000.00 17,986 0.25165 $4,526.18 $69,451.55 Brevard $14,925.37 $50,000.00 460,371 0.25165 $115,852.36 $180,777.73 Broward $14,925.37 $50,000.00 1,252,774 0.25165 $315,260.58 $380,185.95 Calhoun $14,925.37 $50,000.00 8,255 0.25165 $2,077.37 $67,002.74 Charlotte $14,925.37 $50,000.00 152,755 0.25165 $38,440.80 $103,366.17 Citrus $14,925.37 $50,000.00 122,182 0.25165 $30,747.10 $95,672.47 Clay $14,925.37 $50,000.00 163,573 0.25165 $41,163.15 $106,088.52 Collier $14,925.37 $50,000.00 253,830 0.25165 $63,876.32 $128,801.69 Columbia $14,925.37 $50,000.00 42,683 0.25165 $10,741.18 $75,666.55 DeSoto $14,925.37 $50,000.00 18,285 0.25165 $4,601.42 $69,526.79 Dixie $14,925.37 $50,000.00 10,615 0.25165 $2,671.26 $67,596.63 Duval $14,925.37 $50,000.00 655,820 0.25165 $165,037.10 $229,962.47 Escambia $14,925.37 $50,000.00 224,099 0.25165 $56,394.51 $121,319.88 Flagler $14,925.37 $50,000.00 95,306 0.25165 $23,983.75 $88,909.12 Franklin $14,925.37 $50,000.00 7,973 0.25165 $2,006.41 $66,931.78 Gadsden $14,925.37 $50,000.00 29,735 0.25165 $7,482.81 $72,408.18 Gilchrist $14,925.37 $50,000.00 12,050 0.25165 $3,032.38 $67,957.75 Glades $14,925.37 $50,000.00 6,959 0.25165 $1,751.23 $66,676.60 Gulf $14,925.37 $50,000.00 10,436 0.25165 $2,626.22 $67,551.59 Hamilton $14,925.37 $50,000.00 7,846 0.25165 $1,974.45 $66,899.82 Hardee $14,925.37 $50,000.00 13,418 0.25165 $3,376.64 $68,302.01 Hendry $14,925.37 $50,000.00 19,608 0.25165 $4,934.35 $69,859.72 Hernando $14,925.37 $50,000.00 148,486 0.25165 $37,366.50 $102,291.87 Highlands $14,925.37 $50,000.00 69,023 0.25165 $17,369.64 $82,295.01 Hillsborough $14,925.37 $50,000.00 924,891 0.25165 $232,748.82 $297,674.19 Holmes $14,925.37 $50,000.00 11,468 0.25165 $2,885.92 $67,811.29 Indian River $14,925.37 $50,000.00 119,433 0.25165 $30,055.31 $94,980.68 Jackson $14,925.37 $50,000.00 28,745 0.25165 $7,233.68 $72,159.05 Jefferson $14,925.37 $50,000.00 9,619 0.25165 $2,420.62 $67,345.99 Lafayette $14,925.37 $50,000.00 4,544 0.25165 $1,143.50 $66,068.87 Lake $14,925.37 $50,000.00 276,189 0.25165 $69,502.96 $134,428.33 Lee $14,925.37 $50,000.00 518,031 0.25165 $130,362.50 $195,287.87 Leon $14,925.37 $50,000.00 204,259 0.25165 $51,401.78 $116,327.15 Levy $14,925.37 $50,000.00 30,920 0.25165 $7,781.02 $72,706.39 Liberty $14,925.37 $50,000.00 4,452 0.25165 $1,120.35 $66,045.72 Madison $14,925.37 $50,000.00 12,213 0.25165 $3,073.40 $67,998.77 Manatee $14,925.37 $50,000.00 280,604 0.25165 $70,614.00 $135,539.37 Marion $14,925.37 $50,000.00 271,032 0.25165 $68,205.20 $133,130.57 Martin $14,925.37 $50,000.00 119,067 0.25165 $29,963.21 $94,888.58 Miami-Dade $14,925.37 $50,000.00 1,529,401 0.25165 $384,873.76 $449,799.13 Monroe $14,925.37 $50,000.00 55,183 0.25165 $13,886.80 $78,812.17 Nassau $14,925.37 $50,000.00 75,750 0.25165 $19,062.49 $83,987.86 Okaloosa $14,925.37 $50,000.00 144,013 0.25165 $36,240.87 $101,166.24 Okeechobee $14,925.37 $50,000.00 22,757 0.25165 $5,726.80 $70,652.17 Orange $14,925.37 $50,000.00 870,296 0.25165 $219,009.99 $283,935.36 Osceola $14,925.37 $50,000.00 254,867 0.25165 $64,137.28 $129,062.65 Palm Beach $14,925.37 $50,000.00 1,003,667 0.25165 $252,572.80 $317,498.17 Pasco $14,925.37 $50,000.00 411,946 0.25165 $103,666.21 $168,591.58 Pinellas $14,925.37 $50,000.00 695,798 0.25165 $175,097.57 $240,022.94 Polk $14,925.37 $50,000.00 463,894 0.25165 $116,738.93 $181,664.30 Putnam $14,925.37 $50,000.00 50,658 0.25165 $12,748.09 $77,673.46 Santa Rosa $14,925.37 $50,000.00 145,720 0.25165 $36,670.44 $101,595.81 Sarasota $14,925.37 $50,000.00 353,493 0.25165 $88,956.51 $153,881.88 Seminole $14,925.37 $50,000.00 341,548 0.25165 $85,950.55 $150,875.92 St. Johns $14,925.37 $50,000.00 223,775 0.25165 $56,312.98 $121,238.35 St. Lucie $14,925.37 $50,000.00 238,645 0.25165 $60,055.01 $124,980.38 Category 2 and/or Category 3 Attachment A: Florida Department of State HAVA Election Security Enhancement Subgrant FY2022-23.e.es.100 Total Grant ($8,000,000) For election security in voting technology upgrades or enhancements (Category 2) and/or in improving voting accessibility(Category 3) Proportional Award 16.J.1.b Packet Pg. 2078 Attachment: Binder1 CLL_23.e.es.100.011 ESF Grant MOA (25213 : Election Security Funds Grant Award) Sumter $14,925.37 $50,000.00 118,110 0.25165 $29,722.38 $94,647.75 Suwannee $14,925.37 $50,000.00 28,788 0.25165 $7,244.50 $72,169.87 Taylor $14,925.37 $50,000.00 12,916 0.25165 $3,250.31 $68,175.68 Union $14,925.37 $50,000.00 7,643 0.25165 $1,923.36 $66,848.73 Volusia $14,925.37 $50,000.00 412,402 0.25165 $103,780.96 $168,706.33 Wakulla $14,925.37 $50,000.00 23,620 0.25165 $5,943.97 $70,869.34 Walton $14,925.37 $50,000.00 60,674 0.25165 $15,268.61 $80,193.98 Washington $14,925.37 $50,000.00 16,011 0.25165 $4,029.17 $68,954.54 Totals $999,999.79 $3,350,000.00 14,503,978 $3,649,926.06 $7,999,925.85 16.J.1.b Packet Pg. 2079 Attachment: Binder1 CLL_23.e.es.100.011 ESF Grant MOA (25213 : Election Security Funds Grant Award) Department of Financial Services Division of Accounting and Auditing – Bureau of Auditing OPEN FOR EDIT BY STATE AGENCY USERS AUDIT REQUIREMENTS FOR AWARDS OF STATE AND FEDERAL FINANCIAL ASSISTANCE DFS-A2-CL Page -1- Rev. 11/18 Rule 69I-5.006, F.A.C. Attachment F ESF Grant 2022-23.e.es.100.____________ Note: Rule Chapter 69I-5, Florida Administrative Code (F.A.C.), State Financial Assistance, incorporates this form as well as the regulations cited therein by reference in Rule 69I-5.006, F.A.C. Rule 69I-5.001, F.A.C., incorporates 2 CFR Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, including Subpart F - Audit Requirements, 2018 Edition, and its related Appendix XI, Compliance Supplement, April 2017 and April 2018. The form and regulations can be accessed via the Department of Financial Services’ website at https://apps.fldfs.com/fsaa/. The administration of resources awarded by the Department of State to the Sub-recipient may be subject to audits and/or monitoring by the Department of State, as described in this section. MONITORING In addition to reviews of audits conducted in accordance with 2 CFR 200, Subpart F - Audit Requirements, and section 215.97, Florida Statutes (F.S.), as revised (see AUDITS below), monitoring procedures may include, but not be limited to, on-site visits by Department of State staff, limited scope audits as defined by 2 CFR §200.425, or other procedures. By entering into this agreement, the recipient agrees to comply and cooperate with any monitoring procedures or processes deemed appropriate by the Department of State. In the event the Department of State determines that a limited scope audit of the recipient is appropriate, the recipient agrees to comply with any additional instructions provided by Department of State staff to the recipient regarding such audit. The recipient further agrees to comply and cooperate with any inspections, reviews, investigations, or audits deemed necessary by the Chief Financial Officer (CFO) or Auditor General. AUDITS Part I: Federally Funded This part is applicable if the recipient is a state or local government or a nonprofit organization as defined in 2 CFR §200.90, §200.64, and §200.70. 1.A recipient that expends $750,000 or more in federal awards in its fiscal year must have a single or program-specific audit conducted in accordance with the provisions of 2 CFR 200, Subpart F - Audit Requirements. EXHIBIT 1 to this form lists the federal resources awarded through the Department of State by this agreement. In determining the federal awards expended in its fiscal year, the recipient shall consider all sources of federal awards, including federal resources received from the Department of State. The determination of amounts of federal awards expended should be in accordance with the guidelines established in 2 CFR §§200.502-503. An audit of the recipient conducted by the Auditor General in accordance with the provisions of 2 CFR §200.514 will meet the requirements of this Part. 2.For the audit requirements addressed in Part I, paragraph 1, the recipient shall fulfill the requirements relative to auditee responsibilities as provided in 2 CFR §§200.508-512. 3.A recipient that expends less than $750,000 in federal awards in its fiscal year is not required to have an audit conducted in accordance with the provisions of 2 CFR 200, Subpart F - Audit Requirements. If the recipient expends less than $750,000 in federal awards in its fiscal year and elects to have an audit conducted in accordance with the provisions of 2 CFR 200, Subpart F - Audit Requirements, the cost of the audit must be paid from non-federal resources (i.e., the cost of such an audit must be paid from recipient resources obtained from other than federal entities). 16.J.1.b Packet Pg. 2080 Attachment: Binder1 CLL_23.e.es.100.011 ESF Grant MOA (25213 : Election Security Funds Grant Award) AUDIT REQUIREMENTS FOR AWARDS OF STATE AND FEDERAL FINANCIAL ASSISTANCE DFS-A2-CL Page -2- Rev. 11/18 Rule 69I-5.006, F.A.C. Part II: State Funded Note: This part is applicable if the recipient is a nonstate entity as defined by section 215.97(2), F.S. 1. In the event that the recipient expends a total amount of state financial assistance equal to or in excess of $750,000 in any fiscal year of such recipient (for fiscal years ending June 30, 2017, and thereafter), the recipient must have a state single or project-specific audit for such fiscal year in accordance with section 215.97, F.S.; Rule Chapter 69I-5, F.A.C., State Financial Assistance; and Chapters 10.550 (local governmental entities) and 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General. EXHIBIT 1 to this form lists the state financial assistance awarded through the Department of State by this agreement. In determining the state financial assistance expended in its fiscal year, the recipient shall consider all sources of state financial assistance, including state financial assistance received from the Department of State, other state agencies, and other nonstate entities. State financial assistance does not include federal direct or pass-through awards and resources received by a nonstate entity for federal program matching requirements. 2. For the audit requirements addressed in Part II, paragraph 1, the recipient shall ensure that the audit complies with the requirements of section 215.97(8), F.S. This includes submission of a financial reporting package as defined by section 215.97(2), F.S., and Chapters 10.550 (local governmental entities) and 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General. 3. If the recipient expends less than $750,000 in state financial assistance in its fiscal year (for fiscal years ending June 30, 2017, and thereafter), an audit conducted in accordance with the provisions of section 215.97, F.S., is not required. If the recipient expends less than $750,000 in state financial assistance in its fiscal year and elects to have an audit conducted in accordance with the provisions of section 215.97, F.S., the cost of the audit must be paid from the nonstate entity’s resources (i.e., the cost of such an audit must be paid from the recipient’s resources obtained from other than state entities). Part III: Report Submission 1. Copies of reporting packages for audits conducted in accordance with 2 CFR 200, Subpart F - Audit Requirements, and required by Part I of this form shall be submitted, when required by 2 CFR §200.512, by or on behalf of the recipient directly to the Federal Audit Clearinghouse (FAC) as provided in 2 CFR §200.36 and §200.512. The FAC’s website provides a data entry system and required forms for submitting the single audit reporting package. Updates to the location of the FAC and data entry system may be found at the OMB website- https://www.whitehouse.gov/omb/office-federal-financial-management/ 2. Copies of financial reporting packages required by Parts I and II of this form, as well as the Single Audit Act Compliance Certification form, shall also be submitted by or on behalf of the recipient directly to each of the following: a. The Department of State at each of the following addresses: Department of State Online Grants System. The Single Audit Compliance Certification Form is available to complete under “Single Audit Act” tab within the system. The Financial Report must be uploaded through the system. b. The Auditor General’s Office at the following address: Auditor General 16.J.1.b Packet Pg. 2081 Attachment: Binder1 CLL_23.e.es.100.011 ESF Grant MOA (25213 : Election Security Funds Grant Award) AUDIT REQUIREMENTS FOR AWARDS OF STATE AND FEDERAL FINANCIAL ASSISTANCE DFS-A2-CL Page -3- Rev. 11/18 Rule 69I-5.006, F.A.C. Local Government Audits/342 Claude Pepper Building, Room 401 111 West Madison Street Tallahassee, Florida 32399-1450 The Auditor General’s website (https://flauditor.gov/) provides instructions for filing an electronic copy of a financial reporting package. 3. Any reports, management letters, or other information required to be submitted to the Department of State pursuant to this agreement shall be submitted timely in accordance with 2 CFR §200.512, section 215.97, F.S., and Chapters 10.550 (local governmental entities) and 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General, as applicable. 4. Recipients, when submitting financial reporting packages to the Department of State for audits done in accordance with 2 CFR 200, Subpart F - Audit Requirements, or Chapters 10.550 (local governmental entities) and 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General, should indicate the date that the reporting package was delivered to the recipient in correspondence accompanying the reporting package. Part V: Record Retention The recipient shall retain sufficient records demonstrating its compliance with the terms of the award(s) and this agreement for a period of five years from the date the audit report is issued, and shall allow the Department of State, or its designee, the CFO, or Auditor General access to such records upon request. The recipient shall ensure that audit working papers are made available to the Department of State, or its designee, the CFO, or Auditor General upon request for a period of five years from the date the audit report is issued, unless extended in writing by the Department of State. Note: Records need to be retained for at least five years to comply with record retention requirements related to original vouchers as prescribed by the Department of State, Division of Library and Information Services, Bureau of Archives and Records Management. 16.J.1.b Packet Pg. 2082 Attachment: Binder1 CLL_23.e.es.100.011 ESF Grant MOA (25213 : Election Security Funds Grant Award) AUDIT REQUIREMENTS FOR AWARDS OF STATE AND FEDERAL FINANCIAL ASSISTANCE DFS-A2-CL Page -4- Rev. 11/18 Rule 69I-5.006, F.A.C. EXHIBIT 1 Federal Resources Awarded to the Recipient Pursuant to this Agreement Consist of the Following: 1. Help America Vote Act – Catalog of Federal Domestic Assistance (CFDA) 90.404 HAVA Election Security Grants Federal Program: Section 101 of the Help America Vote Act of 2002 Federal Agency: U.S. Election Assistance Commission Award Amount: Needs based determination (Total sub grant award program for all Sub-recipients is $3,475,000) Compliance Requirements Applicable to the Federal Resources Awarded Pursuant to this Agreement are as Follows: 1. CFDA Number 90.404, HAVA Election Security Grants a. As authorized under Section 101 of the Help America Vote Act of 2002 (P.L. 107-252 (HAVA) and provided for in the Consolidated Appropriations Act, 2020 (Public Law 116-93), the purpose of this award is to “improve the administration of elections for Federal office, including to enhance election technology and make election security improvements” to the systems, equipment and processes used in federal elections. b. Award Sub-recipients must adhere to all applicable federal requirements including Office of Management and Budget (OMB) guidance: Title 2 C.F.R. Subtitle A, Chapter II, Part 200- Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (2 C.F.R. § 200). c. Implement or have implemented the Drug-Free Workplace Requirements of 2 C.F.R. § 182.200 and comply with subpart C of 2 C.F.R. Part 180 – Debarment & Suspension. 16.J.1.b Packet Pg. 2083 Attachment: Binder1 CLL_23.e.es.100.011 ESF Grant MOA (25213 : Election Security Funds Grant Award) 16.J.1.b Packet Pg. 2084 Attachment: Binder1 CLL_23.e.es.100.011 ESF Grant MOA (25213 : Election Security Funds Grant Award) 16.J.1.b Packet Pg. 2085 Attachment: Binder1 CLL_23.e.es.100.011 ESF Grant MOA (25213 : Election Security Funds Grant Award) 16.J.1.b Packet Pg. 2086 Attachment: Binder1 CLL_23.e.es.100.011 ESF Grant MOA (25213 : Election Security Funds Grant Award)