Agenda 02/28/2023 Item #16K 2 (Resolution - Authorizing the Authority to issue revenue bonds used to refund bonds previously issued for educational facilities at Ave Maria University)16. K.2
02/28/2023
EXECUTIVE SUMMARY
Request by the Collier County Educational Facilities Authority for approval of a resolution authorizing the
Authority to issue revenue bonds to be used to refund bonds previously issued for educational facilities at
Ave Maria University.
OBJECTIVE: To accomplish the necessary approvals to authorize a proposed revenue bond issue by the Collier
County Educational Facilities Authority (the "Authority") to be used to refund certain previously issued bonds that
were used in the construction of Ave Maria University.
CONSIDERATIONS:
Backj round
Chapter 243, Florida Statutes, creates, in each county of the state, an educational facilities authority, which
may not function or transact business until the board of county commissioners of the county adopts a resolution or
ordinance determining there is a need for the authority to function in the county. The Board of County
Commissioners activated the Collier County Educational Facilities Authority by Resolution 99-177, adopted March
23, 1999. An educational facilities authority has the limited jurisdiction of issuing bonds only for accredited,
private, non-profit educational institutions empowered to provide a program of education beyond the high school
level. In addition to the previous bond issues for Ave Maria described below, the Authority has previously issued,
and the Board has approved, bonds to fund facilities at International College (now Hodges University) and Ave
Maria Law School (a separate entity from Ave Maria University).
Between 2006 and 2008, the Educational Facilities Authority issued bonds for Ave Maria University as
follows:
(a) $30,470,000 Collier County Educational Facilities Authority Variable Rate Demand Limited Obligation
Revenue Bonds (Ave Maria University, Inc. Project), Series 2006 which were issued for the purpose of financing
and refinancing student housing. These bonds were issued October 18, 2006, and approved by the Board by
Resolution 06-178 adopted July 25, 2006.
(b) $10,000,000 Collier County Educational Facilities Authority (Ave Maria University, Inc. Project),
Series 2007 which were issued for the purpose of financing and refinancing the costs of acquisition of housing for
faculty, staff, graduate and undergraduate students and the construction of an undergraduate dormitory (the "Series
2007 Project"). These bonds were issued August 10, 2007, and approved by the Board by Resolution 2007-165
adopted June 26, 2007.
(c) $17,000,000 Collier County Educational Facilities Authority Revenue Bonds (Ave Maria University,
Inc. Project), Series 2008 which were used to construct additional dormitory facilities. These bonds were issued
August 14, 2008, and approved by the Board by Resolution 2008-192 adopted June 24, 2008.
The above -described bonds were refunded in 2013 by the issuance of the Authority's Revenue Refunding
Bonds (Ave Maria University, Inc. Project) Series 2013, which were issued July 11, 2013, after issuance was
approved by the Board on May 28, 2013, by Resolution 2013-116 [copy attached].
The University has applied to the Authority for the issuance of refunding bonds (the "Bonds") to refund the
above -described 2013 Bonds. The Bonds will have a lower interest rate than the 2013 Bonds and will result in a
substantial saving to the University.
The Authority met on February 15, 2023, considered the application and supporting documentation, and
heard presentations from university officers and representatives. The meeting was noticed by publication in the
Naples Daily News in accordance with the regulations for such notice contained in the Internal Revenue Code,
inviting attendance, participation, and comments from members of the public. The meeting was also noticed
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through a press release by the County's Public Information Office, and a notice of the meeting and the agenda were
placed on the Authority's page on the County website. No members of the public attended the meeting either in
person or remotely, or submitted comments. At the conclusion of the public hearing the Authority determined to
proceed with the financing and adopted a resolution evidencing such approval (the "Authority Resolution", attached
as Exhibit A to the "County Resolution"). The notice published in the Naples Daily News is attached as Exhibit A
to the Authority Resolution.
Findinzs and Determinations by the Authority
In considering a bond financing application, the Authority considers several factors as follows:
1. The project is appropriate to the needs and circumstances of the community and shall make a significant
contribution to the economic growth of the County; shall provide or preserve gainful employment; shall
preserve the environment; and shall serve a public purpose by advancing the economic prosperity, the
public health, or the general welfare of the State. With respect to AMU, the application and presentation to
the Authority shows the following:
A. The University is located on approximately 750 acres in the Immokalee/North Golden Gate Estates
area of Collier County. It has more than 1300 students and employs more than 240 people,
including approximately 75 faculty members, and had an annual budget of more than $40 million
in 2022, nearly all of which is spent locally.
B. AMU expenditures generate revenues and profits and stimulate commerce and employment for
local businesses and County residents.
C. As a result of its location in the unincorporated town of Ave Maria, the University has helped the
growth of the town to 586 homes sold in 2022, adding to the 3,500 existing homes and
approximately 15,000 residents, resulting in a more efficient utilization of public infrastructure.
D. As a liberal arts institution of higher education, AMU plays a critical role in advancing social,
religious, cultural and academic interests in Collier County, and provides the community with
cultural experiences not typically available in rural areas.
E. AMU is an affordable, accredited University that provides local residents with educational
opportunities not previously available in Southwest Florida. 23.64% of its undergraduate students
are minority students.
F. The refinancing of the 2013 Bonds at a lower interest rate will enable the University to more
efficiently utilize its available funds, more accurately plan for long term capital needs and improve
its financial position, which will in turn enable the University to expand the services and benefits it
provides to the community.
G. The issuance of the Bonds will promote the economic development, prosperity, health and welfare
of the citizens of Collier County, will promote the general economic structure of Collier County,
and will thereby serve the public purposes of the Florida Higher Educational Facilities Act.
2. The financing agreement for the project is to be entered into with a party that is financially responsible and
fully capable and willing to fulfill its obligations under the financing agreement, including the obligations
to make payments in the amounts and at the times required; to operate, repair, and maintain at its own
expense the project; and to serve the purposes of the Act and such other responsibilities as may be imposed
under the financing agreement. The application shows that:
A. The University is not and has not been in default of any previous tax-exempt bond obligation.
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B. The University presented extensive financial data in its application. Responsible officers of the
University testified that in view of the University's financial condition it would be fully able to
meet its obligations under the bond financing agreements and to maintain the University's facilities.
C. The 2013 Bonds were rated BBB- by Standard & Poor's, and this rating has been maintained
through annual S&P reviews. Like the 2013 Bonds, the 2023 Bonds will be payable by a pledge of
the University's revenues and secured by a mortgage on certain assets of the University. The
University and its Underwriters for the 2023 Bonds expect a similar investment grade rating for the
2023 Bonds. [Note: While the University expects to receive an investment grade rating, the
Authority's policy is that if bonds do not have an investment grade rating, they must be consistent
with the requirements of Section 189.051 Florida Statutes, which, in this case would mean
restricting the sale of the bonds to only accredited investors.]
3. Adequate infrastructure is available to enable responsible governmental units to cope satisfactorily with the
impact of the Project.
A. The University is located within the Ave Maria development and is served by Ave Maria Utility
Company. There are no infrastructure availability issues that adversely impact the University's
operations.
Process and Procedure
Federal tax law requires two approvals for the issuance of private activity bonds. First, the Authority must
hold a public hearing, and must adopt a resolution in favor of issuing the bonds. This was done at the conclusion of
the public hearing on February 15, as described above. Following this approval, the governing body of the
jurisdiction must also approve the bond issue. This does not have to be a specially advertised hearing but must be
done at a regularly noticed and held meeting of the Board. A proposed Resolution for the Board to adopt (the
"County Resolution") is attached.
Bonds issued by the Educational Facilities Authority are defined in the Internal Revenue Code as private
activity bonds. They are not County bonds and are not debt of the County but are payable solely by revenues
pledged by the financing documents between the Authority and the University, and no other revenues of the
Authority. There is no pledge of any taxes, or a pledge of any County or other public revenues. Neither the
County, the Board, nor any other governmental entity is liable for their payment. Further, both the Authority
Resolution and the proposed County Resolution expressly provide that approval by the Board does not abrogate any
County regulations, including land use regulations.
FISCAL IMPACT: As explained above, the issuance of the bonds does not require any contribution from, or
create any payment obligation on, the Board of County Commissioners or any other County agency. On the other
hand, the establishment, successful operation, expansion and growth of Ave Maria University in Collier County has
and will continue to have a very positive fiscal impact on the County, and this is one of the factors that is
considered by the Authority in its decision to proceed with the financing (see Authority Resolution, Section 3,
"Findings and Determinations").
GROWTH MANAGEMENT IMPACT: The adoption of the attached resolution will have no adverse growth
management consequences. The Ave Maria University facilities were constructed in accordance with all County
growth management regulations, and were subject to the LDC, the Growth Management Plan, concurrency
requirements, and the payment of impact fees.
LEGAL CONSIDERATIONS: This item has been reviewed by the County Attorney. Review of these and
similar bonds by the Governing Body is a statutory requirement and serves as a safeguard against the issuance of
inappropriate bonds, which is not the case here. The County has no liability, contingent or otherwise, with respect
to these bonds. With that noted, this item is approved as to form and legality, and requires majority vote for Board
approval. -JAK
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RECOMMENDATION: That the Board of County Commissioners adopt the attached Resolution.
Prepared by:
Donald A. Pickworth, Counsel
Collier County Educational Facilities Authority
ATTACHMENT(S)
1. Resolution approving issuance and sale of revenue bonds by EFA (PDF)
2. Resolution No. 2013-116 (PDF)
3. Authority Resolution wExhibit (PDF)
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COLLIER COUNTY
Board of County Commissioners
Item Number: 16.K.2
Doe ID: 24729
Item Summary: Request by the Collier County Educational Facilities Authority for approval of a resolution
authorizing the Authority to issue revenue bonds to be used to refund bonds previously issued for educational
facilities at Ave Maria University.
Meeting Date: 02/28/2023
Prepared by:
Title: Legal Assistant — County Attorney's Office
Name: Wanda Rodriguez
02/16/2023 10:52 AM
Submitted by:
Title: County Attorney — County Attorney's Office
Name: Jeffrey A. Klatzkow
02/16/2023 10:52 AM
Approved By:
Review:
Office of Management and Budget
County Attorney's Office
Office of Management and Budget
County Manager's Office
Board of County Commissioners
Debra Windsor Level 3 OMB Gatekeeper Review Completed 02/16/2023 11:19 AM
Jeffrey A. Klatzkow Level 3 County Attorney's Office Review Completed 02/16/2023 4:45 PM
Susan Usher Additional Reviewer Completed 02/21/2023 12:18 PM
Amy Patterson Level 4 County Manager Review
Geoffrey Willig Meeting Pending
Completed 02/21/2023 12:30 PM
02/28/2023 9:00 AM
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RESOLUTION NO. 2023 -
A RESOLUTION OF THE BOARD OF COUNTY
COMMISSIONERS OF COLLIER COUNTY, FLORIDA
APPROVING THE ISSUANCE AND SALE OF REVENUE
BONDS BY THE COLLIER COUNTY EDUCATIONAL
FACILITIES AUTHORITY, AS REQUIRED BY SECTION
147(f) OF THE INTERNAL REVENUE CODE, AS
AMENDED; AND PROVIDING FOR OTHER RELATED
MATTERS.
WHEREAS, the Collier County Educational Facilities Authority (the "Authority") is a
body corporate and politic of Collier County, Florida (the "County") created by County Resolution
No. 79-34 duly adopted by the Board of County Commissioners on February 27, 1979 pursuant to
Part I of Chapter 243, Florida Statutes, as amended, with the power to issue revenue bonds for the
purposes of financing or refinancing the costs of a "project" as defined in Part I of Chapter 243,
Florida Statutes, as amended; and
WHEREAS, Ave Maria University, Inc., a Florida not for profit corporation (the
"Borrower"), operates a university within the County, and has requested that the Authority issue
its Collier County Educational Facilities Authority Revenue Refunding Bonds as tax-exempt
bonds in an aggregate principal amount not to exceed $60,000,000 (the "Bonds") and loan the
proceeds thereof to the Borrower to assist the Borrower in refunding the Authority's $65,000,000
Collier County Educational Facilities Authority Revenue Refunding Bonds (Ave Maria
University, Inc. Project), Series 2013A outstanding in the aggregate principal amount of
$53,830,000 (the "Refunded Bonds") which were issued for the purpose of refinancing previously
issued debt to finance construction of various improvements on the Borrower's permanent campus,
including five undergraduate dormitories and other facilities to provide faculty, staff and graduate
student housing (the "Refunded Bonds Projects"); and
WHEREAS, Section 147(f) of the Internal Revenue Code of 1986, as amended (the
"Code"), provides that the elected legislative body of the governmental unit which has jurisdiction
over the area in which the facility financed or refinanced with the proceeds of tax-exempt bonds
is located may approve the issuance of such bonds after a public hearing; and
WHEREAS, the Board of County Commissioners of Collier County, Florida (the "Board")
is the elected legislative body of the County; and
WHEREAS, the Authority caused a notice of a public hearing to consider approval of the
Bonds and the refunding of the Refunded Bonds to be published on February 7, 2023, in the Naples
Daily News, a newspaper of general circulation in the County, a copy of said notice being attached
to the Authority Resolution described herein (the "Notice"); and
WHEREAS, the Authority held a public hearing on February 15, 2023, pursuant to the
Notice and adopted a resolution (the "Authority Resolution") providing its preliminary
authorization for the issuance of the Bonds, a copy of which is attached hereto as Exhibit A, and
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has recommended to the Board that it approve the issuance of the Bonds in accordance with Section
147(f) of the Code; and
WHEREAS, for the reasons set forth above, it appears to the Board that the approval of
the issuance and sale of such Bonds, as required by Section 147(f) of the Code, is in the best
interests of the County,
NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF COUNTY
COMMISSIONERS OF COLLIER COUNTY, FLORIDA, THAT:
SECTION 1. APPROVAL OF ISSUANCE OF THE BONDS. This Board
hereby approves the issuance of the Bonds by the Authority for the purposes described in the
Notice pursuant to Section 147(f) of the Code. The Bonds shall be issued in such series, in such
aggregate principal amount (not to exceed $60,000,000), bear interest at such rate or rates, mature
in such amount or amounts and be subject to redemption as are approved by the Authority without
the further approval of this Board.
The Bonds shall not constitute a debt, liability or obligation of the County, the Board, any
officer, agent or employee of the County, the State of Florida (the "State") or any political
subdivision thereof, but shall be payable solely from the revenues provided therefor, and neither
the faith and credit nor any taxing power of the County or the State or any political subdivision
thereof is pledged to the payment of the principal of, premium, if any, and interest on the Bonds.
No member of the Board or any officer or employee thereof shall be liable personally on the Bonds
by reason of their issuance.
This approval shall in no way be deemed to abrogate any regulations of the County within
the regulatory jurisdiction of the County, including, but not limited to, the Collier County Growth
Management Plan and all concurrency requirements contained therein and the Collier County Land
Development Code.
SECTION 2. SEVERABILITY. If any section, paragraph, clause or provision
of this Resolution shall be held to be invalid or ineffective for any reason, the remainder of this
Resolution shall continue in full force and effect, it being expressly hereby found and declared that
the remainder of this Resolution would have been adopted despite the invalidity or ineffectiveness
of such section, paragraph, clause or provision.
SECTION 3. EFFECTIVE DATE. This Resolution shall take effect
immediately upon its adoption, and any provisions of any previous resolutions in conflict with the
provisions hereof are hereby superseded.
[Signature page to follow]
[23-MBG-00541 /1771553/11
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This Resolution adopted this 28th day of February, 2023, after motion, second, and
majority in favor of passage.
ATTEST:
Crystal K. Kinzel, Clerk of Courts
to
J
, Deputy Clerk
, County Attorney
BOARD OF COUNTY COMMISSIONERS
COLLIER COUNTY, FLORIDA
Attachment: V
Exhibit A — Authority Resolution No. 2023-01
Rick LoCastro, Chairman
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Exhibit "A"
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RESOLUTION NO.2023-01
AN INDUCEMENT RESOLUTION OF THE COLLIER
COUNTY EDUCATIONAL FACILITIES AUTHORITY
REGARDING ITS OFFICIAL ACTION WITH RESPECT
TO THE PROPOSED ISSUANCE OF ITS COLLIER
COUNTY EDUCATIONAL FACILITIES AUTHORITY
REVENUE REFUNDING BONDS (AVE MARIA
UNIVERSITY, INC. PROJECT), SERIES 2023 IN AN
AGGREGATE PRINCIPAL AMOUNT NOT TO EXCEED
$60,000,000 FOR THE PRINCIPAL PURPOSE OF
REFUNDING ALL OR A PORTION OF THE
OUTSTANDING COLLIER COUNTY EDUCATIONAL
FACILITIES AUTHORITY REVENUE REFUNDING
BONDS (AVE MARIA UNIVERSITY, INC. PROJECT),
SERIES 2013A (THE "REFUNDED BONDS");
AUTHORIZING THE EXECUTION AND DELIVERY OF A
PRELIMINARY AGREEMENT WITH THE UNIVERSITY;
AND PROVIDING FOR RELATED MATTERS.
WHEREAS, Ave Maria University, Inc., a Florida not for profit corporation (the
"Borrower"), operates a university within Collier County, Florida (the "County"), and has
requested that Collier County Educational Facilities Authority (the "Issuer") issue its
Collier County Educational Facilities Authority Revenue Refunding Bonds as tax-exempt
bonds (the 'Bonds") in an aggregate principal amount not to exceed $60,000,000 and loan
the proceeds thereof to the Borrower to assist the Borrower in refunding the Issuer's
$65,000,000 Collier County Educational Facilities Authority Revenue Refunding Bonds
(Ave Maria University, Inc. Project), Series 2013A outstanding in the aggregate principal
amount of $53,830,000 (the "Refunded Bonds") which were issued for the purpose of
refinancing previously issued debt to finance construction of various improvements on the
Borrower's permanent campus, including five undergraduate dormitories and other
facilities to provide faculty, staff and graduate student housing (the "Refunded Bonds
Projects"); and
WHEREAS, the Borrower has requested that the Issuer issue the Bonds and sell
them to RBC Capital Markets, LLC, as underwriter, and the proceeds of the Bonds will be
loaned to the Borrower pursuant to Part I of Chapter 243, Florida Statutes, or such other
provision or provisions of Florida law as the Issuer may determine advisable (the "Act") in
order to accomplish the foregoing purposes; and
WHEREAS, the issuance of the Bonds and the loaning of the proceeds thereof to
the Borrower to refinance the costs of the Refunded Bonds Projects by refunding the
Refunded Bonds under loan or other financing agreements, and pursuant to the terms
thereof which will provide that payments thereunder be at least sufficient to pay the
EXHIBIT A
AUTHORITY RESOLUTION
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principal of and interest and redemption premium, if any, on such Bonds and such other
costs in connection therewith as may be incurred by the Issuer, will assist the Borrower
and promote the public purposes provided in the Act; and
WHEREAS, in order to satisfy certain of the requirements of Section 147(f) of the
Internal Revenue Code of 1986, as amended (the "Code"), the Issuer did on the date hereof
hold a public hearing on the proposed issuance of the Series 2023 Bonds for the purposes
herein stated, which date is more than 7 days following the first publication of notice of
such public hearing in a newspaper of general circulation in Collier County and which
public hearing was conducted in a manner that provided a reasonable opportunity for
persons with differing views to be heard, both orally and in writing, on the issuance of the
Series 2023 Bonds and the location and nature of the Refunded Bonds Projects, as more
particularly described in the notice of public hearing attached hereto as EXHIBIT A; and
WHEREAS, it is intended that this Resolution shall constitute official action
toward the issuance of the Series 2023 Bonds within the meaning of the applicable United
States Treasury Regulations in addition to any other action that may have heretofore been
taken by the Borrower;
NOW, THEREFORE, BE IT RESOLVED BY THE COLLIER COUNTY
EDUCATIONAL FACILITIES AUTHORITY, THAT:
SECTION 1. AUTHORITY FOR THIS RESOLUTION. This Resolution
is adopted pursuant to the provisions of the Act and other applicable provisions of law.
SECTION 2. PRELIMINARY STATEMENT. This Resolution is entered
into to permit the Borrower to proceed with the refinancing of the costs of the Refunded
Bonds Projects by refunding the Refunded Bonds and to provide an expression of intention
by the Issuer, prior to the issuance of the Bonds, to issue and sell the Bonds and make the
proceeds thereof available for such purposes, all in accordance with and subject to the
provisions of the Act, the Constitution and other laws of the State of Florida ("State") and
the laws of the United States of America, including the Code, and this Resolution, but
subject in all respects to the terms of the Preliminary Agreement of even date herewith
between the Issuer and the Borrower.
SECTION 3. FINDINGS AND DETERMINATIONS. After considering
the Application for Financing filed by the Borrower, the presentation of the Borrower and
the testimony of, officials and agents of the Borrower, and the comments of members of
the public, if any, the Issuer makes the following findings and determinations:
A. Located on approximately 750 acres in the Immokalee/North Golden Gate
Estates area of Collier County, the Borrower employs more than 240 people, including
approximately 75 faculty members, and has an annual budget of more than $40 million in
2022, nearly all of which is spent locally.
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B. Borrower expenditures generate revenues and profits, and stimulate
commerce and employment for local businesses and County residents.
C. As a result of its location in the unincorporated town of Ave Maria, the
Borrower has helped the growth of the town to 586 homes sold in 2022, adding to the 3,500
existing homes and approximately 15,000 residents, resulting in a more efficient utilization
of public infrastructure.
D. As a liberal arts institution of higher education, the Borrower plays a critical
role in advancing social, religious, cultural and academic interests in Collier County, and
provides the community with cultural experiences not typically available in rural areas.
E. The Borrower is an affordable, accredited university that provides local
residents with educational opportunities not previously available in Southwest Florida.
23.64% of its undergraduate students are minority students.
F. The refinancing of the Refunded Bonds at a lower interest rate will enable
the Borrower to more efficiently utilize its available funds, more accurately plan for long
term capital needs and improve its financial position, which will in turn enable the
Borrower to expand the services and benefits it provides to the community.
G. The issuance of the Bonds will promote the economic development,
prosperity, health and welfare of the citizens of Collier County, will promote the general
economic structure of Collier County, and will thereby serve the public purposes of the
Act.
SECTION 4. APPROVAL OF THE REFUNDING. The refinancing of
the costs of the Refunded Bonds Projects by refunding the Refunded Bonds through the
issuance of the Bonds, pursuant to the Act, is hereby preliminarily approved, subject,
however, in all respects to the Borrower meeting the conditions set forth in the Preliminary
Agreement to the sole satisfaction of the Issuer.
SECTION 5. AUTHORIZATION OF THE BONDS. There is hereby
authorized to be issued and the Issuer hereby determines to issue the Bonds, if so requested
by the Borrower and subject in all respects to the conditions set forth in the Preliminary
Agreement, in an aggregate principal amount not to exceed $60,000,000 for the principal
purposes of refinancing the costs of the Refunded Bonds Projects by refunding the
Refunded Bonds as described in the Preliminary Agreement. The rate of interest payable
on the Bonds shall not exceed the maximum rate permitted by law.
SECTION 6. GENERAL AUTHORIZATION. The Chairman and the
Vice Chairman are hereby further authorized to proceed, upon execution of the Preliminary
Agreement, with the undertakings provided for therein on the part of the Issuer and are
further authorized to take such steps and actions as may be required or necessary in order
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to cause the Issuer to issue the Bonds subject in all respects to the terms and conditions set
forth in the Preliminary Agreement authorized hereby.
SECTION 7. OFFICIAL ACTION. This resolution is an official action of
the Issuer toward the issuance of the Series 2023 Bonds, as contemplated in the Preliminary
Agreement, in accordance with the purposes of the laws of the State, the Code and the
applicable United States Treasury Regulations. The Borrower has indicated that it may
reimburse itself from proceeds of the Series 2023 Bonds for prior expenditures made from
its capital expense fund or similar account for eligible expenses under the Code.
SECTION 8. LIMITED OBLIGATIONS. The Bonds and the interest
thereon shall not constitute an indebtedness or pledge of the general credit or taxing power
of Collier County, the State or any political subdivision or agency thereof but shall be
payable solely from the revenues pledged therefor pursuant to a loan agreement or other
financing agreement entered into between the Issuer and the Borrower prior to or
contemporaneously with the issuance of the Bonds. The Issuer has no taxing power.
SECTION 9. LIMITED APPROVAL. The approval given herein shall not
be construed as an approval or endorsement of approval of any necessary rezoning
applications, regulatory permits, or any other requirements of the Collier County Growth
Management Plan or the Land Development Regulations adopted pursuant thereto relating
to the Refunded Bonds Projects and the Issuer shall not be construed by reason of its
adoption of this resolution to have waived any right of Collier County or estopping Collier
County from asserting any rights or responsibilities it may have in that regard.
[Signature page to follow]
0
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[SIGNATURE PAGE TO INDUCEMENT RESOLUTION]
SECTION 10. EFFECTIVE DATE. This Resolution shall take effect
immediately.
ADOPTED this 15th day of February, 2023.
ATTEST
Secretary
COLLIER COUNTY EDUCATIONAL
FACILITIES, AUTHORITY
Chairman
S-1
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EXHIBIT A TO RESOLUTION
AFFIDAVIT OF PUBLICATION OF
NOTICE OF PUBLIC HEARING
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NABORSGIBLIN NICKERS ON PA
1500 MAHAN DR. 200
TALAHASSEE, FL 32308
Affidavit of Publication
STATE OF WISCONSIN
COUNTY OF BROWN
Before the undersigned they serve as the authority,
personally appeared said legal clerk who on oath says that
he/she serves as Legal Clerk of the Naples Daily News, a
daily newspaper published at Naples, in Collier County,
Florida; distributed in Collier and Lee counties of Florida;
that the attached copy of the advertising was published in
said newspaper on dates listed. Affiant further says that the
said Naples Daily News is a newspaper published at
Naples, in said Collier County, Florida, and that the said
newspaper has heretofore been continuously published in
said
Collier County, Florida; distributed in Collier and Lee
counties of Florida, each day and has been entered as
second class mail matter at the post office in Naples, in
said Collier County, Florida, for a period of one year next
preceding the first publication of the attached copy of
advertisement; and affiant further says that he has neither
paid nor promised any person, or corporation any discount,
rebate, commission or refund for the purpose of securing
this advertisement for publication in said newspaper
issue(s) dated or by publication on the newspaper's
website, if authorized, on
Issue(s) dated: 02107/2023
Subscribed and sworn to before on February 7, 2023
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Notary, Stale WI County fowwnn
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Publication Cost: $427.00
Ad No: 0005582297
Customer No: 1306575
PO #: legal notice
# of Affidavits
This is not an invoice
NOTICE OF PUBLIC HEARING
Notice is hereby given that on February 15, 2023, a public hear-
ing will be held in Conference Room C, Collier County Growth
Management Community Development Department, 2800
North Horseshoe Drive, Naples, Florida 34104, commencing at
9:00 a.m. Eastern Standard Time, with respect to the proposed
issuance by the Collier County Educational Facilities Authority
(the "Issuer") of its Revenue Refunding Bonds (Ave Maria
University Inc- Project), Series 2023 (the "Series 2023 Bonds") in
an aggregate principal amount not to exceed $60,000,000, The
proceeds of the Series 2023 Bonds are to be used for the pur-
pose of making a loan to assist Ave Maria University, Inc. (the
"Borrower"), a Florida not -for -profit corporation and an entity
described in Section 501(c)(3) of the Internal Revenue Code of
1986, as amended, in refinancing certain costs of acquiring, con-
structing, equipping and improving "educational facilities" by
(a) refunding the Issuer's $65,000,000 Collier County Educationa{
facilities Authority Revenue Refunding Bonds (Ave Marla
University Inc. Project), Series 2013A currently outstanding in
the aggate principal amount of $53,830,000 (the "Refunded
Bonds"), re (�) establishment of a debt service reserve account for
the Series 2023 Bonds, and (t) paying certain costs relating to
the refunding of the Refunded Bonds. The Refunded Bonds
were issued for the purpose of refinancing previously issued
debt to finance construction of various improvements on the
Borrower's permanent campus, including five undergraduate
dormitories and other facilities to provide faculty, staff and
graduate student housing (the "Projects").
The campus is located at 5050 Ave Maria Boulevard, Ave Maria,
Florida. The dormitories are located at 5277, 5281 and 5287
Dolan Street and at 5254 and 5262 Donahue Street, all on the
west side of Ave Maria Boulevard; other portions of the Project
are located at 5224-5254 Beckton Road, Ave Maria, Florida.
The Pects are owned and operated by the Borrower. The Ser-
ies 20rotl
23 Bonds will be special obligations of the Issuer and will
not constitute a debt or a pledge of the faith and credit of the
Issuer. The Issuer has no taxing power. Persons wishing to ex-
press their views on the proposed bond issuance may appear at
the hearing or may submit their views in writing. Any written
submissions should be sent to Collier County Educational Facili-
ties Authority, do Donald A. Pickworth, P.A., 725 High Pines
Drive, Naples, Florida 34103, and be clearly marked "Re: Reve-
nue Refunding Bonds (Ave Maria University, Inc. Protiect), Series
2023." Written submissions should be mailed in suRcient time
to be received before 12:00 p.m., February 11, 2023.
If any person decides to appeal any decision made by the Issuer
with respect to any matter considered at such public hearing
such person will need a record of the proceedings and for such
purpose, may need to ensure that a verbatim record of the pro-
ceedings is made, which record Includes the testimony and the
evidence upon which the appeal is to be based. Please direct in-
quiries to: Donald A. Pickworth, P.A, at address set forth above.
In accordance with the Americans with Disabilities Ad, persons
needing a special accommodation to participate in this proceed-
ing should contact the individual or agency publishing this no-
tice no later than four days prior to the proceeding at the ad-
dress given in this notice. Telephone: 239/404-1475 (Attention:
Donald A. Pickworth).
COLLIER COUNTY EDUCATIONAL FACILITIES AUTHORITY
Donald Pickworth, Executive Director
Pub Date: Feb. 7, 2023 5582297
NANCY HEYRMAN
Notary Public
State of Wisconsin
EXHIBIT A TO
AUTHORITY RESOLUTION
Packet Pg. 1377
RESOLUTION NO.2013- 116
A RESOLUTION OF THE BOARD OF COUNTY
CON IISSIONERS OF COLLIER COUNTY, FLORIDA
APPROVING THE ISSUANCE AND SALE OF REVENUE
BONDS BY THE COLLIER COUNTY EDUCATIONAL
FACILITIES AUTHORITY, AS REQUIRED BY SECTION
147(f) OF THE INTERNAL REVENUE CODE, AS
AMENDED; AND PROVIDING FOR OTHER RELATED
MATTERS.
WHEREAS, the Collier County Educational Facilities Authority (the "Authority") is a body
corporate and politic of Collier County, Florida ("Collier County") created by Collier County
Resolution No. 79-34 duly adopted by the Board of County Commissioners on February 27, 1979,
Pursuant to Part I of Chapter 243, Florida Statutes as amended, with the power to issue revenue
bonds for the purposes of financing or refinancing the costs of a "project" as defined in Part I of
Chapter 243, Florida Statutes, as amended; and
WHEREAS, Ave Maria University, Inc., a Florida not -for -profit corporation the o
"University'), operates a university within Collier County, Florida (the "County"), and has requested
that the Collier County Educational Facilities Authority (the "Authority"} issue its Collier County
Educational Facilities Authority Educational Facilities Revenue Refunding Bonds as tax-exempt w
bonds in an aggregate principal amount not to exceed $68,000,000 (the "Tax -Exempt Bonds") and
taxable bonds in an aggregate principal amount not to exceed $500,000 (the "Taxable Bonds" and
together with the Tax -Exempt Bonds, the `Bonds') and loan the proceeds thereofto the University to N
assist the University in refunding the Authority's (a) $30,470,000 Collier County Educational
Facilities Authority Variable Rate Demand Limited Obligation Revenue Bonds (Ave Maria M
University, Inc. Project), Series 2006 outstanding in the aggregate principal amount of $26,300,000 c
cm
(the "Refunded Series 2006 Bonds') which were issued for the purpose of financing and refinancing o
student housing (the "Series 2006 Project"); (b) $10,000,000 Collier County Educational Facilities Z
Authority Educational Facilities Revenue Bonds (Ave Maria University, Inc. Project), Series 2007
outstanding in the aggregate principal amount of $9,500,000 (the "Refunded Series 2007 Bonds") '
which were issued for the purpose of financing and refinancing the costs of acquisition of housing
for faculty, staff, graduate and undergraduate students and the construction of an undergraduate
dormitory (the "Series 2007 Project"); and (c) $17,000,000 Collier County Educational Facilities
Authority Educational Facilities Revenue Bonds (Ave Maria University, Inc. Project), Series 2008 E
outstanding in the aggregate principal amount of $ 16,500,000 (the "Refunded Series 2008 Bonds"
and together with the Refunded Series 2006 Bonds and the Refunded Series 2007 Bonds, the r
"Refunded Bonds") which were issued for the purpose of financing and refinancing a student Q
dormitory (the "Series 2008 Project," collectively with the Series 2006 Project and the Series 2008
Project, the "Refunded Bonds Projects"); and
WHEREAS, Section 147(f) of the Internal Revenue Code of 1986, as amended (the "Code"),
provides that the elected legislative body of the governmental unit which has jurisdiction over the
Packet Pg. 1378
area in which the facility financed or refinanced with the proceeds of tax-exempt bonds is located is
to approve the issuance of such bonds after a public hearing; and
WHEREAS, the Board of County Commissioners of Collier County, Florida (the 'Board") is
the elected legislative body of the County; and
WHEREAS, the Authority caused a notice of a public hearing to consider approval of the
Tax -Exempt Bonds and the refunding of the Refunded Bonds to be published on April 25, 2013, in
the Naples Daily News a newspaper of general circulation in Collier County, a copy of said notice
being attached to the Authority Resolution described herein (the "Notice"); and
WHEREAS, the Authority held a public hearing on May 10, 2013, pursuant to the Notice
and adopted a resolution (the "Authority Resolution") authorizing the issuance of the Bonds, a copy
of which is attached as Exhibit A to the Authority Resolution, and has recommended to the Board
that it approve the issuance of the Tax -Exempt Bonds in accordance with Section 147(f) of the Code;
and
WHEREAS, for the reasons set forth above, it appears to the Board that the approval of the
issuance and sale of such Tax -Exempt Bonds, as required by Section 147(f) of the Code, is in the
best interests of Collier County,
NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF COUNTY
COMMISSIONERS OF COLLIER COUNTY, FLORIDA, THAT:
SECTION 1. APPROVAL OF ISSUANCE OF THE BONDS. This Board hereby
approves the issuance of the Tax -Exempt Bonds by the Authority for the purposes described in the
Notice pursuant to Section 147(f) of the Code. The Tax -Exempt Bonds shall be issued in such ='
series, in such aggregate principal amount (not to exceed $68,000,000), bear interest at such rate or
rates, mature in such amount or amounts and be subject to redemption as are approved by the A
Authority without the further approval of this Board. c
N
The Bonds shall not constitute a debt, liability or obligation of Collier County, the Board, any
officer, agent or employee of Collier County, the State ofFlorida or any political subdivision thereof,
but shall be payable solely from the revenues provided therefor, and neither the faith and credit nor
any taxing power of Collier County or the State of Florida or any political subdivision thereof is
pledged to the payment of the principal of, premium, if any, and interest on the Bonds. No member
of the Board or any officer or employee thereof shall be liable personally on the Bonds by reason of
their issuance.
This approval shall in no way be deemed to abrogate any regulations of Collier County within
the regulatory jurisdiction of Collier County, including, but not limited to, the Collier County
Growth Management Plan and all concurrency requirements contained therein and the Collier
County Land Development Code.
SECTION 2. SEVERABILITY. If any section, paragraph, clause or provision of
this Resolution shall be held to be invalid or ineffective for any reason, the remainder of this
Resolution shall continue in full force and effect, it being expressly hereby found and declared that
Packet Pg. 1379
the remainder of this Resolution would have been adopted despite the invalidity or ineffectiveness of
such section, paragraph, clause or provision.
SECTION 3. EFFECTIVE DATE. This Resolution shall take effect immediately
upon its adoption, and any provisions of any previous resolutions in conflict with the provisions
hereof are hereby superseded.
This Resolution adopted this 28th day of May, 2013 after motion, second, and majority in
favor of passage.
HOARD OF COUNTY COMMISSIONERS
I?WIOHT E. Bl#CCK, CLERK OF COLLIER COUNTY, FLORIDA
i
qD
_ 1
ut B
Mn
Ap far form d legal sufficiency:
Scott R. Teach
Deputy County Attorney
3
Packet Pg. 1380
EXHIBIT A TO RESOLUTION
AUTHORITY RESOLUTION
Q
Packet Pg. 1381
RESOLUTION NO. 2013 1
AN INDUCEMENT RESOLUTION OF THE COLLIER
COUNTY EDUCATIONAL FACILITIES AUTHORITY
REGARDING THE OFFICIAL ACTION OF THE o
AUTHORITY WITH RESPECT TO THE PROPOSED
ISSUANCE BY THE AUTHORITY OF ITS COLLIER COUNTY o
EDUCATIONAL FACILITIES AUTHORITY REVENUE L
REFUNDING BONDS (AVE MARIA UNIVERSITY, INC. �
c
PROJECT), SERIES 2013A (THE "SERIES 2013A BONDS") AND �°
ITS COLLIER COUNTY EDUCATIONAL FACILITIES r
AUTHORITY REVENUE BONDS (AVE MARIA UNIVERSITY, o
INC. PROJECT), SERIES 20I 3B (TAXABLE) (THE "SERIES 2013B
BONDS" AND TOGETHER WITH THE SERIES 2013A BONDS, Q
THE "BONDS") IN AN AGGREGATE PRINCIPAL AMOUNT NOT
TO EXCEED $68,000,000 FOR THE PRINCIPAL PURPOSE OF
REFUNDING ALL OR A PORTION OF THE OUTSTANDING
(A) COLLIF,R COUNTY EDUCATIONAL FACILITIES
AUTHORITY VARIABLE RATE DEMAND LIMITED o
OBLIGATION REVENUE BONDS (AVE MARIA UNIVERSITY,
INC. PROJECT), SERIES 2006, (13) COLLIER COUNTY 3
EDUCATIONAL FACILITIES AUTHORITY EDUCATIONAL w
FACILITIES REVENUE BONDS (AVE MARIA UNIVERSITY, N
INC. PROJECT), SERIES 2007, AND (C) COLLIER COUNTY
EDUCATIONAL FACILITIES AUTHORITY EDUCATIONAL N
FACILITIES REVENUE BONDS (AVE MARIA UNIVERSITY,
INC. PROJECT), SERIES 2008 (COLLECTIVELY, TIIE M
"REFUNDED BONDS"); AUTHORIZING THE EXECUTION o
AND DELIVERY OF A PRELIMINARY AGREEMENT o
BETWEEN THE AUTHORITY AND THE UNIVERSITY; z
AND PROVIDING FOR RELATED MATTERS. o
WHEREAS, Ave Maria University, Inc., a Florida not -for -profit corporation (the
"University"), operates a university within Collier County, Florida (the "County"), and has
requested that Collier County Educational 'Facilities Authority (the "Authority") issue its
Collier County Educational Facilities Authority Educational Facilities Revenue Refunding
Bonds as tax-exempt bonds (the "Tax -Exempt Bonds") and taxable bonds (the "Taxable
Bonds" and together with the Tax -Exempt Bonds, the `Bonds") in an aggregate principal
amount not to exceed $68,000,000 and loan the proceeds thereof to the University to assist
the University in refunding the Authority's (a) $30,470,000 Collier County Educational
MIA 183190403VS
EXHIBIT A TO COUNTY RESOLUTION
Packet Pg. 1382
Facilities Authority Variable Rate Demand Limited Obligation Revenue Bonds (Ave Maria
University, Inc. Project), Series 2006 outstanding in the aggregate principal amount of
$26,300,000 (the "Refunded Series 2006 Bonds") which were issued for the purpose of
financing and refinancing student housing (the "Series 2006 Project"); (b) 510,000,000
Collier County Educational Facilities Authority Educational Facilities Revenue Bonds (Ave
Maria University, Inc. Project), Series 2007 outstanding in the aggregate principal amount of 12
$9,500,000 (the "Refunded Series 2007 Bonds") which were issued for the purpose of
financing and refinancing the costs of acquisition of housing for faculty, staff, graduate and o
Ser
undergraduate students and the construction of an undergraduate
Authoritory ity Educational
project"); and (c) $17,000,000 Collier County Education e Bono
Facilities Revenue {Ave Maria University, Inc. Project), Series 2008 outstanding in 0
iamount of $16,500,000 (the "Refunded Series 2008 Bonds" and >
the aggregate principal
together with the Refunded Series 2006 Bands and the nannc�n Band refinancing a sudent
"Refunded Bonds") which were issued far the purpose o gQ
ect," collectively with the Series 2006 Project and the Series
dormitory (the "Series 2008 Proj
2008 Project, the "Refunded Bonds Projects"); and
WHEREAS, the University has requested that the Authority loan the proceeds of the
r iorida Statutes, Or 5UCh other
Bonds to the University pursuant to Part 1 of Chapter 243, r
isir previsions of Florida law as the Authority may determine
provision oadvisable (the "Act")
'
in order to accomplish the foregoing purposes; and w
g of the proceeds thereof to the
WHEREAS, the issuance of he Bonds and the nds Prloaniojects by refunding the Refunded N
o
University to refinance the costs of the Refunded Bo } thereof which will N
Bonds under loan or other financing agreements, and rpursuant ahe the ncip 1 of and interest and �
provide that payments thereunder be at least sufficient pay p r
redemption premium, if any, on such Bonds and such other costs in connection therewith as A
maybe incurred by the Authority, will assist the University and promote the public purposes N
provided in the Act; and °
z
WHEREAS, in order to satisfy certain of the requirements ulhoritt' did onon he date 3
Internal Revenue Code of 1956, as amended (the "Code"}, Y
0
hereof hold a public hearing on the 'prT p thansl4ore d ys follownce of the ing the Erst publication of W
purposes herein stated, which datein
notice of such public hearing in u t newspaper of
thatral provided rlon
easonablelopportu y for
which public hearing was conducted in a P E
persons with differing views to be hcard, both orally and in writing, on the issuance of U
Series 2013A Bonds and the location and nature of he Refunded Bonds Projects, as more r
particularly described in the notice of public hearing attached hereto as Exhibit A; and
Q
MfA lejI9040M
Packet Pg. 1383
WHEREAS, it is intended that this Resolution shall constitute official action toward
the issuance of the Series 2013A Bonds within the meaning of the applicable United States
Treasury Regulations in addition to any other action that may have heretofore been taken by
the University;
NOW, THEREFORE, BE IT RESOLVED BY THE COLLIER COUNTY
EDUCATIONAL FACILITIES AUTHORITY, THAT.,
SECTION 1. AUTHORITY FOR THIS RESOLUTION. This Resolution is
adopted pursuant to the provisions of the Act and other applicable provisions of law.
SECTION 2. PRELIMINARY STATEMENT. This Resolution is entered
into to permit the University to proceed with the refinancing of the costs of the Refunded
Bonds Projects by refunding the Refunded Bonds and to provide an expression of intention
by the Authority, prior to the issuance of the Bonds, to issue and sell the Bonds and make the
proceeds thereof available for such purposes, all in accordance with and subject to the
provisions of the Act, the Constitution and other laws of the State of Florida and the laws of
the United States of America, including the Code, and this Resolution, but subject in all
respects to the terms of the Preliminary Agreement of even date herewith between the
Authority and the University.
SECTION 3. FINDINGS AND DETERMINATIONS. After considering the w
application for Financing filed by the University, the presentation of the Application by, and
the testimony of, officials and agents of the University, and the comments of members of the
public, if any, the Authority makes the following findings and determinations:
N
A. Located on approximately 750 acres in the immokalee/North Golden Gate
Estates area of Collier County, the University employs over 200 people, including A
approximately 80 faculty members, and has an annual budget of more than $25 million in N
2013, nearly all of which is spent locally. o
z
c
B. University expenditures generate revenues and profits, and stimulate commerce o
and employment for local businesses and County residents. o
C. As a result of its location in the unincorporated town of Ave Maria, the
University has helped the growth of the town to 450 new homes and 2000 new residents,
resulting in a more efficient utilization of public infrastructure.
D. As a liberal arts institution of higher education, the University plays a critical
role in advancing social, religious, cultural and academic interests in Collier County, and Q
provides the community with cultural experiences not typically available in rural areas.
ARA 183190403v5
Packet Pg. 1384
E, The University is an affordable, accredited university that provides local
residents with educational opportunities not previously available in Southwest Florida. 22%
of its undergraduate students are minority students.
F. The Refunded Bonds are variable rate bonds, which, while at present offers the
lowest cost of capital, leaves the University exposed to certain risks, among which are (i)
unexpected or protracted rises in interest costs, (ii) the inability to extend or replace the
letters of credit securing the Refunded Bonds prior to the expiration of such letters of credit.
& Addressing these risks through the issuance of the Bonds will enable 'the
University to more efficiently utilize its available funds, more accurately plan for long term
capital needs and improve its financial position, which will in turn enable the University to
expand the services and benefits it provides to the community.
H. The issuance of the Bonds will promote the economic development, prosperity,
health and welfare of the citizens of Collier County�, willpromote purpothe
of the Act economic
structure of Collier County, and will thereby se lpublic
SECTION 4. APPROVAL OF TH� the Refundn Dd Bandslthrough the i� 5uanee
g of the
costs of the Refunded Bonds Projects by refunding
of the Bands, pursuant to the Act, is hereby preliminarily approved, he Preliminary Agreement t, however, in o
respects to the University meeting the conditions
the sole satisfaction of the Authority.
SECTION 5. AUTHORIZATION
Odeter THE
BONDS.
issuthe Bonds, There
is of ba
authorized to be issued and the Authority hereby
requested by the University and subject in all a outnttnotlto exceed $68 000,000 for the
Preliminary Agreement, in an aggregate pre conditions set forth in the
incipall am
principal purposes of refinancing the costs of the Refunded Bonds The rate of interest fpayab payable
Refunded Bonds as described in the Preliminary Ag
the Bonds shall not exceed the maximum rate permitted by law.
SECTION 6. GENERAL AUTHORIZATION. The Chairman and the
Vice -Chairman are hereby further authorized to proceed, upon execution of the Preliminary
Agreement, with the undertakings provided for therein on the part of the Authority and are
further authorized to take such steps and acttio nail esbe
ctstto the terms and conditquired or necessary in ions serder t
cause the Authority to issue the Bonds subject
forth in the Preliminary Agreement authorized hereby.
of
SECTION 7. OFFICIAL ACTION. 1 is resolution
asscontean fmplated eial tin the
the Authority toward the issuance of the Series 2
M(A 1831904030
Packet Pg. 1385
16. K.2.b
Preliminary Agreement, in accordance with the purposes of the laws of the State of Florida,
the Code and the applicable United States Treasury Regulations.
SECTION 8. LIMITED OBLIGATIONS. The Bonds and the interest
thereon shall not constitute an indebtedness or pledge of the general credit or taxing power of
Collier County, the State of Florida or any political subdivision or agency thereof but shall be
payable solely from the revenues pledged therefor pursuant to a loan agreement or other
financing agreement entered into between the Authority and the University prior to or
contemporaneously with the issuance of the Bonds. The Authority has no taxing power.
SECTION 9. LIMITED APPROVAL. The approval given herein shall not be
construed as an approval or endorsement of approval of any necessary rezoning applications,
regulatory permits, or any other requirements of the Collier County Growth Management
Plan or the Land Development Regulations adopted pursuant thereto relating to the Refunded
Bonds Projects and the Authority shall not be construed by reason of its adoption of this
resolution to have waived any right of Collier County or estopping Collier County from
asserting any rights or responsibilities it may have in that regard.
SECTION IQ. EFFECTIVE DATE. This Resolution shall take effect
immediately.
ADOPTED this loth day of May, 2013.
(SEAL)
ATTEST:
Secretar
MBA 183190403v5
COLLIER COUNTY EDUCATIONAL
FACILITIES AUTHORITY
Chairman
r
A
r
0
N
Packet Pg. 1386
Naples Daily News
Naples, FL 34110
Affidavit of Publication
Naples Daily News
_----------•------------•---------------------------+------------------------
PICKWORTH, DONALD P.A.
5100 TAMIAMI TRL N STE 103
NAPLES FL 34103
woncE OF Pulu[ PIEMING
REFERENCE: 010784
59718213 NOTICE OF PUBLIC
State of Florida �►+*� m'�'''°"` '�'° ��-,„,wp,°"`c;e�'�Im
'
Counties of Collier and Leee^wwWe�r+a�00
�p'°`�oo
qMW
Before the undersigned authority, pei '' �' ; '" Kidwh�r°V&W* °irtf�id
appeared Amy Davidson, says that she sE y,"� w�.'+. un Pr
Inside Sales Supervisor, of the Naples f okkomml
s'� wrt an.E�
a daily newspaper published at Naples, �' "'� 4 s17.Mg
„� r,o>�n
County, Florida: distributed in Colliez= E �2Wgo" aw" ow ds�
and Lee counties of Florida; that the au,�;,asoa , °�',�0f°""9 or
copy of advertising was published in sajefurkuen°;*'``,>x ��+e ro) fhm
newspaper on dates listed.a"",,,, ai".a.�++ v
Affiant further says that the said Nafft W i Alan*Iauta-4AwM- FWW4LThe
News is a newspaper published at NaplSM
es � �a:of#M,� '`.,�""'�n:�,miA"Ma �
Col l ier County, Florida, and that the s �"►• "O'd �" Man.
newspaper has heretofore been continuou we ,;,d b, unh.�snr' Tha swim 2'3
day and has been entered as second clan, .ana� w<�of s �¢"'ca n,aw" ROL � � p°"
matter at the post office in Naples, in
Collier County, Florida, for a period o: to ont toism VW "'cdrcw�r a ;' o�, r.at. Rwk
next preceding the first publication of � 31, .,,w +e s Wed, In
" m " �'x06
attached copy of advertisement; and aff.pmh. 201
by tlw WLW wNh resent
further says that he has neither paid nr �a�M.�Y ritO, , "ps ca`i..rts�yanxt ;mod ,�;� V",d
promised any person, firm or corporatio: � jg*.w d, A mod" A
discount, rebate, commission or refund 1- �aappppeeM,W mt* WwL
�""d`�`i�.'.T ederae sKlodsl4o�. �^Q�
purpose of securing this advertisement JIn , N,; A wkary whfi owmma is Wom**A sPan-
publication in the said newspaper.W"WW.�`«aa ^,w,�a'�"m' "n
0
PUBLISHED ON : 04 2 5 cpweRcoEssm EUUCAnowa
fluClLrrI" 1%WTKW"
AD SPACE: 104 LINE
FILED ON: 04/25/13
---------------•-_--__-- -.-]--
Signature of Affiant
Sworn to and Subscribed bed
swrwld pkkwnrtlt. Es�aasth'a plranor
--------.----------+------------------------
me 4�1. sday of,J
Personally known by me
EXHIBIT A TO AUTHORITY RESOLUTION
20 �.
MY CLVh1111SS001H a EE 85?758
EXPIRES: tNm d—,r 21, 2014
W4&d Tbu Pd" huxWC.AgWq
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Packet Pg. 1387
16. K.2.c
RESOLUTION NO.2023-01
AN INDUCEMENT RESOLUTION OF THE COLLIER
COUNTY EDUCATIONAL FACILITIES AUTHORITY
REGARDING ITS OFFICIAL ACTION WITH RESPECT
TO THE PROPOSED ISSUANCE OF ITS COLLIER
COUNTY EDUCATIONAL FACILITIES AUTHORITY
REVENUE REFUNDING BONDS (AVE MARIA
UNIVERSITY, INC. PROJECT), SERIES 2023 IN AN
AGGREGATE PRINCIPAL AMOUNT NOT TO EXCEED
$60,000,000 FOR THE PRINCIPAL PURPOSE OF
REFUNDING ALL OR A PORTION OF THE
OUTSTANDING COLLIER COUNTY EDUCATIONAL
FACILITIES AUTHORITY REVENUE REFUNDING
BONDS (AVE MARIA UNIVERSITY, INC. PROJECT),
SERIES 2013A (THE "REFUNDED BONDS");
AUTHORIZING THE EXECUTION AND DELIVERY OF A
PRELIMINARY AGREEMENT WITH THE UNIVERSITY;
AND PROVIDING FOR RELATED MATTERS.
WHEREAS, Ave Maria University, Inc., a Florida not for profit corporation (the
"Borrower"), operates a university within Collier County, Florida (the "County"), and has
requested that Collier County Educational Facilities Authority (the "Issuer") issue its
Collier County Educational Facilities Authority Revenue Refunding Bonds as tax-exempt
bonds (the 'Bonds") in an aggregate principal amount not to exceed $60,000,000 and loan
the proceeds thereof to the Borrower to assist the Borrower in refunding the Issuer's
$65,000,000 Collier County Educational Facilities Authority Revenue Refunding Bonds
(Ave Maria University, Inc. Project), Series 2013A outstanding in the aggregate principal
amount of $53,830,000 (the "Refunded Bonds") which were issued for the purpose of
refinancing previously issued debt to finance construction of various improvements on the
Borrower's permanent campus, including five undergraduate dormitories and other
facilities to provide faculty, staff and graduate student housing (the "Refunded Bonds
Projects"); and
WHEREAS, the Borrower has requested that the Issuer issue the Bonds and sell
them to RBC Capital Markets, LLC, as underwriter, and the proceeds of the Bonds will be
loaned to the Borrower pursuant to Part I of Chapter 243, Florida Statutes, or such other
provision or provisions of Florida law as the Issuer may determine advisable (the "Act") in
order to accomplish the foregoing purposes; and
WHEREAS, the issuance of the Bonds and the loaning of the proceeds thereof to
the Borrower to refinance the costs of the Refunded Bonds Projects by refunding the
Refunded Bonds under loan or other financing agreements, and pursuant to the terms
thereof which will provide that payments thereunder be at least sufficient to pay the
EXHIBIT A
AUTHORITY RESOLUTION
Packet Pg. 1388
16. K.2.c
principal of and interest and redemption premium, if any, on such Bonds and such other
costs in connection therewith as may be incurred by the Issuer, will assist the Borrower
and promote the public purposes provided in the Act; and
WHEREAS, in order to satisfy certain of the requirements of Section 147(f) of the
Internal Revenue Code of 1986, as amended (the "Code"), the Issuer did on the date hereof
hold a public hearing on the proposed issuance of the Series 2023 Bonds for the purposes
herein stated, which date is more than 7 days following the first publication of notice of
such public hearing in a newspaper of general circulation in Collier County and which
public hearing was conducted in a manner that provided a reasonable opportunity for
persons with differing views to be heard, both orally and in writing, on the issuance of the
Series 2023 Bonds and the location and nature of the Refunded Bonds Projects, as more
particularly described in the notice of public hearing attached hereto as EXHIBIT A; and
WHEREAS, it is intended that this Resolution shall constitute official action
toward the issuance of the Series 2023 Bonds within the meaning of the applicable United
States Treasury Regulations in addition to any other action that may have heretofore been
taken by the Borrower;
NOW, THEREFORE, BE IT RESOLVED BY THE COLLIER COUNTY
EDUCATIONAL FACILITIES AUTHORITY, THAT:
SECTION 1. AUTHORITY FOR THIS RESOLUTION. This Resolution
is adopted pursuant to the provisions of the Act and other applicable provisions of law.
SECTION 2. PRELIMINARY STATEMENT. This Resolution is entered
into to permit the Borrower to proceed with the refinancing of the costs of the Refunded
Bonds Projects by refunding the Refunded Bonds and to provide an expression of intention
by the Issuer, prior to the issuance of the Bonds, to issue and sell the Bonds and make the
proceeds thereof available for such purposes, all in accordance with and subject to the
provisions of the Act, the Constitution and other laws of the State of Florida ("State") and
the laws of the United States of America, including the Code, and this Resolution, but
subject in all respects to the terms of the Preliminary Agreement of even date herewith
between the Issuer and the Borrower.
SECTION 3. FINDINGS AND DETERMINATIONS. After considering
the Application for Financing filed by the Borrower, the presentation of the Borrower and
the testimony of, officials and agents of the Borrower, and the comments of members of
the public, if any, the Issuer makes the following findings and determinations:
A. Located on approximately 750 acres in the Immokalee/North Golden Gate
Estates area of Collier County, the Borrower employs more than 240 people, including
approximately 75 faculty members, and has an annual budget of more than $40 million in
2022, nearly all of which is spent locally.
2
Packet Pg. 1389
16. K.2.c
B. Borrower expenditures generate revenues and profits, and stimulate
commerce and employment for local businesses and County residents.
C. As a result of its location in the unincorporated town of Ave Maria, the
Borrower has helped the growth of the town to 586 homes sold in 2022, adding to the 3,500
existing homes and approximately 15,000 residents, resulting in a more efficient utilization
of public infrastructure.
D. As a liberal arts institution of higher education, the Borrower plays a critical
role in advancing social, religious, cultural and academic interests in Collier County, and
provides the community with cultural experiences not typically available in rural areas.
E. The Borrower is an affordable, accredited university that provides local
residents with educational opportunities not previously available in Southwest Florida.
23.64% of its undergraduate students are minority students.
F. The refinancing of the Refunded Bonds at a lower interest rate will enable
the Borrower to more efficiently utilize its available funds, more accurately plan for long
term capital needs and improve its financial position, which will in turn enable the
Borrower to expand the services and benefits it provides to the community.
G. The issuance of the Bonds will promote the economic development,
prosperity, health and welfare of the citizens of Collier County, will promote the general
economic structure of Collier County, and will thereby serve the public purposes of the
Act.
SECTION 4. APPROVAL OF THE REFUNDING. The refinancing of
the costs of the Refunded Bonds Projects by refunding the Refunded Bonds through the
issuance of the Bonds, pursuant to the Act, is hereby preliminarily approved, subject,
however, in all respects to the Borrower meeting the conditions set forth in the Preliminary
Agreement to the sole satisfaction of the Issuer.
SECTION 5. AUTHORIZATION OF THE BONDS. There is hereby
authorized to be issued and the Issuer hereby determines to issue the Bonds, if so requested
by the Borrower and subject in all respects to the conditions set forth in the Preliminary
Agreement, in an aggregate principal amount not to exceed $60,000,000 for the principal
purposes of refinancing the costs of the Refunded Bonds Projects by refunding the
Refunded Bonds as described in the Preliminary Agreement. The rate of interest payable
on the Bonds shall not exceed the maximum rate permitted by law.
SECTION 6. GENERAL AUTHORIZATION. The Chairman and the
Vice Chairman are hereby further authorized to proceed, upon execution of the Preliminary
Agreement, with the undertakings provided for therein on the part of the Issuer and are
further authorized to take such steps and actions as may be required or necessary in order
3
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16. K.2.c
to cause the Issuer to issue the Bonds subject in all respects to the terms and conditions set
forth in the Preliminary Agreement authorized hereby.
SECTION 7. OFFICIAL ACTION. This resolution is an official action of
the Issuer toward the issuance of the Series 2023 Bonds, as contemplated in the Preliminary
Agreement, in accordance with the purposes of the laws of the State, the Code and the
applicable United States Treasury Regulations. The Borrower has indicated that it may
reimburse itself from proceeds of the Series 2023 Bonds for prior expenditures made from
its capital expense fund or similar account for eligible expenses under the Code.
SECTION 8. LIMITED OBLIGATIONS. The Bonds and the interest
thereon shall not constitute an indebtedness or pledge of the general credit or taxing power
of Collier County, the State or any political subdivision or agency thereof but shall be
payable solely from the revenues pledged therefor pursuant to a loan agreement or other
financing agreement entered into between the Issuer and the Borrower prior to or
contemporaneously with the issuance of the Bonds. The Issuer has no taxing power.
SECTION 9. LIMITED APPROVAL. The approval given herein shall not
be construed as an approval or endorsement of approval of any necessary rezoning
applications, regulatory permits, or any other requirements of the Collier County Growth
Management Plan or the Land Development Regulations adopted pursuant thereto relating
to the Refunded Bonds Projects and the Issuer shall not be construed by reason of its
adoption of this resolution to have waived any right of Collier County or estopping Collier
County from asserting any rights or responsibilities it may have in that regard.
[Signature page to follow]
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16.K.2.c
[SIGNATURE PAGE TO INDUCEMENT RESOLUTION]
SECTION 10. EFFECTIVE DATE. This Resolution shall take effect
immediately.
ADOPTED this 15th day of February, 2023.
ATTEST
Secretary
COLLIER COUNTY EDUCATIONAL
FACILITIES, AUTHORITY
Chairman
S-1
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16. K.2.c
EXHIBIT A TO RESOLUTION
AFFIDAVIT OF PUBLICATION OF
NOTICE OF PUBLIC HEARING
Packet Pg. 1393
16. K.2.c
NABORSGIBLIN NICKERS ON PA
1500 MAHAN DR. 200
TALAHASSEE, FL 32308
Affidavit of Publication
STATE OF WISCONSIN
COUNTY OF BROWN
Before the undersigned they serve as the authority,
personally appeared said legal clerk who on oath says that
he/she serves as Legal Clerk of the Naples Daily News, a
daily newspaper published at Naples, in Collier County,
Florida; distributed in Collier and Lee counties of Florida;
that the attached copy of the advertising was published in
said newspaper on dates listed. Affiant further says that the
said Naples Daily News is a newspaper published at
Naples, in said Collier County, Florida, and that the said
newspaper has heretofore been continuously published in
said
Collier County, Florida; distributed in Collier and Lee
counties of Florida, each day and has been entered as
second class mail matter at the post office in Naples, in
said Collier County, Florida, for a period of one year next
preceding the first publication of the attached copy of
advertisement; and affiant further says that he has neither
paid nor promised any person, or corporation any discount,
rebate, commission or refund for the purpose of securing
this advertisement for publication in said newspaper
issue(s) dated or by publication on the newspaper's
website, if authorized, on
Issue(s) dated: 02107/2023
Subscribed and sworn to before on February 7, 2023
,,�2 2z��
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Notary, Stale WI County fowwnn
49-3
My commission expires
Publication Cost: $427.00
Ad No: 0005582297
Customer No: 1306575
PO #: legal notice
# of Affidavits
This is not an invoice
NOTICE OF PUBLIC HEARING
Notice is hereby given that on February 15, 2023, a public hear-
ing will be held in Conference Room C, Collier County Growth
Management Community Development Department, 2800
North Horseshoe Drive, Naples, Florida 34104, commencing at
9:00 a.m. Eastern Standard Time, with respect to the proposed
issuance by the Collier County Educational Facilities Authority
(the "Issuer") of its Revenue Refunding Bonds (Ave Maria
University Inc- Project), Series 2023 (the "Series 2023 Bonds") in
an aggregate principal amount not to exceed $60,000,000, The
proceeds of the Series 2023 Bonds are to be used for the pur-
pose of making a loan to assist Ave Maria University, Inc. (the
"Borrower"), a Florida not -for -profit corporation and an entity
described in Section 501(c)(3) of the Internal Revenue Code of
1986, as amended, in refinancing certain costs of acquiring, con-
structing, equipping and improving "educational facilities" by
(a) refunding the Issuer's $65,000,000 Collier County Educationa{
facilities Authority Revenue Refunding Bonds (Ave Marla
University Inc. Project), Series 2013A currently outstanding in
the aggate principal amount of $53,830,000 (the "Refunded
Bonds"), re (�) establishment of a debt service reserve account for
the Series 2023 Bonds, and (t) paying certain costs relating to
the refunding of the Refunded Bonds. The Refunded Bonds
were issued for the purpose of refinancing previously issued
debt to finance construction of various improvements on the
Borrower's permanent campus, including five undergraduate
dormitories and other facilities to provide faculty, staff and
graduate student housing (the "Projects").
The campus is located at 5050 Ave Maria Boulevard, Ave Maria,
Florida. The dormitories are located at 5277, 5281 and 5287
Dolan Street and at 5254 and 5262 Donahue Street, all on the
west side of Ave Maria Boulevard; other portions of the Project
are located at 5224-5254 Beckton Road, Ave Maria, Florida.
The Pects are owned and operated by the Borrower. The Ser-
ies 20rotl
23 Bonds will be special obligations of the Issuer and will
not constitute a debt or a pledge of the faith and credit of the
Issuer. The Issuer has no taxing power. Persons wishing to ex-
press their views on the proposed bond issuance may appear at
the hearing or may submit their views in writing. Any written
submissions should be sent to Collier County Educational Facili-
ties Authority, do Donald A. Pickworth, P.A., 725 High Pines
Drive, Naples, Florida 34103, and be clearly marked "Re: Reve-
nue Refunding Bonds (Ave Maria University, Inc. Protiect), Series
2023." Written submissions should be mailed in suRcient time
to be received before 12:00 p.m., February 11, 2023.
If any person decides to appeal any decision made by the Issuer
with respect to any matter considered at such public hearing
such person will need a record of the proceedings and for such
purpose, may need to ensure that a verbatim record of the pro-
ceedings is made, which record Includes the testimony and the
evidence upon which the appeal is to be based. Please direct in-
quiries to: Donald A. Pickworth, P.A, at address set forth above.
In accordance with the Americans with Disabilities Ad, persons
needing a special accommodation to participate in this proceed-
ing should contact the individual or agency publishing this no-
tice no later than four days prior to the proceeding at the ad-
dress given in this notice. Telephone: 239/404-1475 (Attention:
Donald A. Pickworth).
COLLIER COUNTY EDUCATIONAL FACILITIES AUTHORITY
Donald Pickworth, Executive Director
Pub Date: Feb. 7, 2023 5582297
NANCY HEYRMAN
Notary Public
State of Wisconsin
EXHIBIT A TO
AUTHORITY RESOLUTION
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