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Agenda 04/12/2022 Item #16D 3 (SHIP Annual Report)04/12/2022 EXECUTIVE SUMMARY Recommendation to approve the State Housing Initiatives Partnership (SHIP) Annual Report and authorize the Chairperson to sign the Local Housing Incentive Certification for closeout Fiscal Year 2018/2019 to ensure compliance with program requirements. OBJECTIVE: To comply with the SHIP Program annual report submission requirements. CONSIDERATIONS: Section 420.9075(10), Florida Statutes requires participants in the SHIP program to submit an annual report signed by the county’s chief elected official, or designee, to certify that the local housing incentive strategies and the local housing incentive plan have been implemented or are in the process of being implemented. The SHIP fiscal year runs from July 1 to June 30. Local governments have three (3) years to expend program funds. The County must submit a “closeout” report outlining its affordable housing program and accomplishments to the Florida Housing Finance Corporation (FHFC) by September 15th, after the end of the third (3rd) year, or when all funds for fiscal year allocation are spent (whichever occurs first). Due to COVID-19, FHFC approved a six-month extension. The Fiscal Year 2018/2019 report is being presented as a closeout report. The Board of County Commissioners (Board) recogn ized the FY 2018/2019 extension on September 14, 2021, Agenda Item#16D6. All projects were completed by December 30, 2021, and all administrative activities have been completed. Once the annual report and certification form is executed and submitted to the FHFC, Collier County will be compliant with the reporting requirements of the SHIP program. FISCAL IMPACT: The annual reports have no new Fiscal impact. The funding source for this grant is Florida Housing Finance Corporation. Funds are budgeted in the SHIP Fund (791) Projects 33569, 33613, and 33686. Execution of this certification will ensure that Collier County continues to participate in and receive future funding for the SHIP Program. GROWTH MANAGEMENT: Execution of this certification and continued participation in the SHIP Program will allow Collier County to enhance the development of affordable workforce housing in accordance with the Housing Element of the Growth Management Plan of Collier County. LEGAL CONSIDERATIONS: The certification is a form document provided and required by Florida Housing Finance Corporation. This item is approved for form and legality and requires a majority vote for Board action. - JAB RECOMMENDATION: To approve the State Housing Initiatives Partnership Annual Reports and authorize the Chairperson to sign the Local Housing Incentive Certification for closeout Fiscal Year 2018/2019 to ensure compliance with program requirements. Prepared By: Lisa N. Carr, Senior Grants Coordinator, Community and Human Services Division ATTACHMENT(S) 1. FHFC Approval_ Collier County FY 18-19 SHIP Funding (PDF) 2. SHIP Annual Report 2018-2019 Close Out (PDF) 3. ARCertification 18-19 closeout (PDF) 16.D.3 Packet Pg. 1263 04/12/2022 COLLIER COUNTY Board of County Commissioners Item Number: 16.D.3 Doc ID: 21556 Item Summary: Recommendation to approve the State Housing Initiatives Partnership (SHIP) Annual Report and authorize the Chairperson to sign the Local Housing Incentive Certification for closeout Fiscal Year 2018/2019 to ensure compliance with program requirements. Meeting Date: 04/12/2022 Prepared by: Title: Grants Coordinator – Community & Human Services Name: Lisa Carr 03/08/2022 10:12 AM Submitted by: Title: Manager - Federal/State Grants Operation – Community & Human Services Name: Kristi Sonntag 03/08/2022 10:12 AM Approved By: Review: Community & Human Services Jacob LaRow Additional Reviewer Completed 03/09/2022 9:19 AM Community & Human Services Leslie Davis Additional Reviewer Completed 03/09/2022 9:39 AM Community & Human Services Maggie Lopez Additional Reviewer Completed 03/09/2022 5:35 PM Operations & Veteran Services Kimberley Grant Additional Reviewer Completed 03/11/2022 11:02 AM Community & Human Services Kristi Sonntag CHS Review Completed 03/11/2022 12:33 PM Public Services Department Todd Henry PSD Level 1 Reviewer Completed 03/15/2022 11:36 AM Grants Erica Robinson Level 2 Grants Review Completed 03/15/2022 1:46 PM Public Services Department Tanya Williams PSD Department Head Review Completed 03/15/2022 4:05 PM Facilities Management Jennifer Belpedio Level 2 Attorney of Record Review Completed 03/16/2022 2:27 PM County Attorney's Office Jeffrey A. Klatzkow Level 3 County Attorney's Office Review Completed 03/16/2022 2:39 PM Office of Management and Budget Debra Windsor Level 3 OMB Gatekeeper Review Completed 03/16/2022 3:20 PM Growth Management Operations Support Christopher Johnson Additional Reviewer Completed 03/21/2022 2:44 PM Grants Therese Stanley Additional Reviewer Completed 03/23/2022 4:46 PM County Manager's Office Dan Rodriguez Level 4 County Manager Review Completed 03/24/2022 2:46 PM Board of County Commissioners Geoffrey Willig Meeting Pending 04/12/2022 9:00 AM 16.D.3 Packet Pg. 1264 From:Robert Dearduff To:CarrLisa Cc:SonntagKristi; LopezMaggie; LaRowJacob; DavisLeslie; Cameka Gardner Subject:RE: Collier County FY 18-19 SHIP Funding Date:Tuesday, June 1, 2021 8:52:56 AM Attachments:image001.png EXTERNAL EMAIL: This email is from an external source. Confirm this is a trusted sender and use extreme caution when opening attachments or clicking links. The request for an extension to December 31, 2021 is approved. From: CarrLisa <Lisa.Carr@colliercountyfl.gov> Sent: Friday, May 28, 2021 3:56 PM To: Robert Dearduff <Robert.Dearduff@floridahousing.org> Cc: SonntagKristi <Kristi.Sonntag@colliercountyfl.gov>; LopezMaggie <Maggie.Lopez@colliercountyfl.gov>; LaRowJacob <Jacob.LaRow@colliercountyfl.gov>; DavisLeslie <Leslie.Davis@colliercountyfl.gov> Subject: Collier County FY 18-19 SHIP Funding Mimecast Attachment Protection has deemed this file to be safe, but always exercise caution when opening files. Rob: Please see the attached request on behalf of Collier County to extend our SHIP deadline for FY 18/19. Thank your for your consideration. Respectfully, Lisa N. Carr Senior Grants Coordinator Community and Human Services Division Collier County Government 3339 East Tamiami Trail, Building H., Suite 211, Naples, FL 34112 Phone: 239-252-2339 lisa.carr@colliercountyfl.gov Making our Community Stronger: One life, one home, one project at a time. To improve our services and technical assistance to our clients, vendors, or subrecipients, we ask that you provide us feedback on our services to your organization by completing a short survey contain at the following links: SHIP CLIENTS: Click here to take our survey. INTERNAL PARTNERS: Click here to take our survey. 16.D.3.a Packet Pg. 1265 Attachment: FHFC Approval_ Collier County FY 18-19 SHIP Funding (21556 : SHIP Annual Report FY 18-19) Under Florida Law, e-mail addresses are public records. If you do not want your e-mail address released in response to a public records request, do not send electronic mail to this entity. Instead, contact this office by telephone or in writing. Disclaimer Florida has a broad and inclusive public records law. This e-mail and any responses to it should be considered a matter of public record.” 16.D.3.a Packet Pg. 1266 Attachment: FHFC Approval_ Collier County FY 18-19 SHIP Funding (21556 : SHIP Annual Report FY 18-19) SHIP Annual Report Collier County/Naples FY 2018/2019 Closeout Report Status:Unsubmitted w/Extension Title: Form 1 1Page Form SHIP AR/2009 67-38.008 (5), F.A.C. Effective Date: 5/23/2017 16.D.3.b Packet Pg. 1267 Attachment: SHIP Annual Report 2018-2019 Close Out (21556 : SHIP Annual Report FY 18-19) Form 2 Code Strategy Expended Amount Units Encumbered Amount Units Unencumbered Amount Units 2 Purchase Assistance $102,000.00 3 4 Demo / Replace $194,267.44 2 10 Construction Assistance $425,000.00 9 Homeownership Totals:$721,267.44 14 Homeownership SHIP Distribution Summary Code Strategy Expended Amount Units Encumbered Amount Units Unencumbered Amount Units 20 Rental Acquisition $296,426.04 3 Rental Totals:$296,426.04 3 Rentals Subtotals:$1,017,693.48 17 Additional Use of Funds Use Expended Administrative $57,660.60 Homeownership Counseling $.00 Admin From Program Income $25,259.30 Admin From Disaster Funds $.00 Totals:$1,100,613.38 $.00 $.0017 Total Revenue (Actual and/or Anticipated) for Local SHIP Trust Fund * Carry Forward to Next Year:$1,957.83 NOTE: This carry forward amount will only be accurate when all revenue amounts and all expended, encumbered and unencumbered amounts have been added to Form 1 Source of Funds Amount State Annual Distribution $576,606.00 Program Income (Interest)$90,618.66 Program Income (Payments)$414,567.42 Recaptured Funds $.00 Disaster Funds Other Funds Carryover funds from previous year $20,779.13 Total:$1,102,571.21 2Page Form SHIP AR/2009 67-38.008 (5), F.A.C. Effective Date: 5/23/2017 16.D.3.b Packet Pg. 1268 Attachment: SHIP Annual Report 2018-2019 Close Out (21556 : SHIP Annual Report FY 18-19) Description Eff.1 Bed 2 Bed 3 Bed 4 Bed ELI 411 440 533 699 864 VLI 686 735 881 1,018 1,136 LOW 1,097 1,175 1,410 1,629 1,817 MOD 1,647 1,764 2,115 2,443 2,727 Up to 140%1,921 2,058 2,467 2,850 3,181 Rental Unit Information Recap of Funding Sources for Units Produced ("Leveraging") Source of Funds Produced through June 30th for Units Amount of Funds Expended to Date % of Total Value SHIP Funds Expended $1,017,693.48 29.63% Public Moneys Expended $.00 .00% Private Funds Expended $2,369,630.00 68.99% Owner Contribution $47,658.77 1.39% Total Value of All Units $3,434,982.25 100.00% SHIP Program Compliance Summary - Home Ownership/Construction/Rehab Compliance Category SHIP Funds Trust Funds Homeownership $721,267.44 $597,385.13 Construction / Rehabilitation $619,267.44 $597,385.13 % of Trust Fund FL Statute Minimum % 120.74%65% 103.66%75% Program Compliance - Income Set-Asides Project Funding for Expended Funds Only Income Category SHIP Funds Total Available Funds % * Extremely Low $118,208.68 10.72% Very Low $360,067.85 32.66% Low $221,416.95 20.08% Moderate $318,000.00 28.84% Over 120%-140%$.00 .00% Totals:$1,017,693.48 92.30% 3Page Form SHIP AR/2009 67-38.008 (5), F.A.C. Effective Date: 5/23/2017 16.D.3.b Packet Pg. 1269 Attachment: SHIP Annual Report 2018-2019 Close Out (21556 : SHIP Annual Report FY 18-19) Strategy List Unincorporated and Each Municipality ELI VLI Low Mod Over 140%Total Construction Assistance Unincorporated 3 6 9 Rental Acquisition Unincorporated 1 2 3 Demo / Replace Unincorporated 1 1 2 Purchase Assistance Unincorporated 1 1 2 Purchase Assistance Naples 1 1 Totals:2 4 3 8 17 Number of Households/Units Produced Description List Unincorporated and Each Municipality 0 - 25 26 - 40 41 - 61 62+Total Construction Assistance Unincorporated 2 5 2 9 Rental Acquisition Unincorporated 3 3 Demo / Replace Unincorporated 1 1 2 Purchase Assistance Unincorporated 1 1 2 Purchase Assistance Naples 1 1 Totals:2 6 7 2 17 Characteristics/Age (Head of Household) Description List Unincorporated and Each Municipality 1 Person 2- 4 People 5 + People Total Construction Assistance Unincorporated 2 6 1 9 Rental Acquisition Unincorporated 3 3 Demo / Replace Unincorporated 2 2 Purchase Assistance Unincorporated 2 2 Family Size Form 3 Income Category Total Funds Mortgages, Loans & DPL's Mortgages, Loans & DPL Unit #s Total Funds SHIP Grants SHIP Grant Unit #s Total SHIP Funds Expended Total # Units Extremely Low $118,208.68 2 0 $118,208.68 2 Very Low $360,067.85 4 0 $360,067.85 4 Low $221,416.95 3 0 $221,416.95 3 Moderate $318,000.00 8 0 $318,000.00 8 Over 120%-140%0 0 $.00 0 Totals:$1,017,693.48 17 $.00 0 $1,017,693.48 17 4Page Form SHIP AR/2009 67-38.008 (5), F.A.C. Effective Date: 5/23/2017 16.D.3.b Packet Pg. 1270 Attachment: SHIP Annual Report 2018-2019 Close Out (21556 : SHIP Annual Report FY 18-19) Status of Incentive Strategies Incentive Description (If Other)Category Status Year Adopted (or N/A) Expedited permitting Required Implemented, in LHAP 2005 Form 4 Purchase Assistance Naples 1 1 Totals:7 9 1 17 Description List Unincorporated and Each Municipality White Black Hisp- anic Asian Amer- Indian Other Total Construction Assistance Unincorporated 3 6 9 Rental Acquisition Unincorporated 3 3 Demo / Replace Unincorporated 2 2 Purchase Assistance Unincorporated 2 2 Purchase Assistance Naples 1 1 Totals:8 1 8 17 Race (Head of Household) Description List Unincorporated and Each Municipality Farm Worker Home- less Elderly Total Construction Assistance Unincorporated 0 Rental Acquisition Unincorporated 0 Demo / Replace Unincorporated 1 1 Purchase Assistance Unincorporated 0 Purchase Assistance Naples 1 1 Totals:2 2 Demographics (Any Member of Household) Special Target Groups for Funds Expended (i.e. teachers, nurses, law enforcement, fire fighters, etc.) Set Aside Description Special Target Group Expended Funds Total # of Expended Units Purchase Assistance Nurse/Healthcare 56,000.00 1 Construction Assistance Building Trades 125,000.00 3 Purchase Assistance Educator/School Employee 7,000.00 0 Construction Assistance Educator/School Employee 50,000.00 1 5Page Form SHIP AR/2009 67-38.008 (5), F.A.C. Effective Date: 5/23/2017 16.D.3.b Packet Pg. 1271 Attachment: SHIP Annual Report 2018-2019 Close Out (21556 : SHIP Annual Report FY 18-19) Support Services Working with Housing Development Corporation (dba HELP) as a provider of Home Buyer Counseling and Financial Literacy. Other Accomplishments Collier County is a “SHIP Success Story Award Winner” for 2019 Availability for Public Inspection and Comments Per LHAP Requirements. Life-to-Date Homeownership Default and Foreclosure Mortgage Foreclosures A. Very low income households in foreclosure: B. Low income households in foreclosure: C. Moderate households in foreclosure: Mortgage Defaults A. Very low income households in default: B. Low income households in default: C. Moderate households in default: Strategies and Production Costs Expended Funds Strategy Average Cost Construction Assistance $47,222.22 Demo/Replace $38,853.49 Purchase Assistance $11,333.33 Rental Acquisition $98,808.68 1 3 1 0 0 0 Foreclosed Loans Life-to-date: Defaulted Loans Life-to-date: 5 0 SHIP Program Foreclosure Percentage Rate Life to Date: SHIP Program Default Percentage Rate Life to Date: 0.16 0.00 Ongoing review process Required Implemented, in LHAP 2005 Flexible densities AHAC Review Adopted 2004 Total SHIP Purchase Assistance Loans:3092 6Page Form SHIP AR/2009 67-38.008 (5), F.A.C. Effective Date: 5/23/2017 16.D.3.b Packet Pg. 1272 Attachment: SHIP Annual Report 2018-2019 Close Out (21556 : SHIP Annual Report FY 18-19) Strategy Full Name Address City Zip Code Expended Funds FY if Unit Already Counted Construction Assistance Jennifer Acevedo 1141 Hamilton Immokalee 34120 $50,000.00 Rental Acquisition Jodi Baldwin 389 Leawood Circle Naples 34104 $98,808.68 Demo/Replace Thomas Bartell 2010 Colby Court Naples 34110 $19,400.00 Purchase Assistance Maria Berrio 7835 Regal Heron Circle Naples 34104 $1,000.00 2017-2018 Purchase Assistance Jaun Cervantes 8683 Spier Way West Naples 34112 $1,000.00 2017-2018 Purchase Assistance Magda Chang 345 Gabriel Circle, Unit 2406 Naples 34104 $1,000.00 2017-2018 Purchase Assistance Dan Clermont 712 Hadley Street West Naples 34104 $1,000.00 2017-2018 Construction Assistance Rachael Cordeiro 2980 68th Avenue NE Naples 34120 $50,000.00 Demo/Replace Sandra Davis 33 Sonderhen Drive Naples 34114 $2,347.44 2017-2018 Demo/Replace Bonnie Foley 282 Glenwood Lane Naples 34112 $19,920.00 2017-2018 Construction Assistance Guadalupe Garcia 1052 Hamilton Immokalee 34120 $50,000.00 Construction Assistance Jose Garcia 999 Hamilton Street Immokalee 34142 $50,000.00 Purchase Assistance Nora Guerrero 1019 Dockside Court, Unit 603 Naples 34114 $55,000.00 Purchase Assistance David Ignatowski 7839 Regal Heron Circle, Unit 103 Naples 34104 $7,000.00 2017-2018 Demo/Replace Barbara Lewinski 24 Spoonbill Avenue Everglades City 34139 $48,496.95 2017-2018 Purchase Assistance Simone Maier 15654 Summit Place Naples 34119 $1,000.00 2017-2018 Construction Assistance Maria Mateo 8607 Linda Way Naples 34112 $50,000.00 Construction Assistance Katherine Mominee 1056 Hamilton Immokalee 34120 $50,000.00 Construction Assistance Illiana Montez 1055 Hamilton Street Immokalee 34142 $25,000.00 Purchase Assistance Aida Peiron 2350 W Crown Point Boulevard Naples 34112 $15,000.00 Construction Assistance Jaime Perez 1160 Hamilton Street Immokalee 34142 $50,000.00 Rental Acquisition Susannah Prosten 389 Leawood Circle Naples 34104 $98,808.68 Construction Assistance Yanielis Rodriguez 8593 Jilk Circle Naples 34112 $50,000.00 Rental Acquisition Rose Rohaley 389 Leawood Circle Naples 34104 $98,808.68 Purchase Assistance Willie Sirmons 562 13th Street N Naples 34102 $20,000.00 Total Unit Count:17 $1,017,693.48Total Expended Amount: 7Page Form SHIP AR/2009 67-38.008 (5), F.A.C. Effective Date: 5/23/2017 16.D.3.b Packet Pg. 1273 Attachment: SHIP Annual Report 2018-2019 Close Out (21556 : SHIP Annual Report FY 18-19) Administration by Entity Program Income Loan Repayment:$414,567.42 Refinance: Foreclosure: Sale of Property: Interest Earned:$90,618.66 Total:$505,186.08 Program Income Funds Name Business Type Strategy Covered Responsibility Amount Collier County County Government Administration $82,919.90 Demo/Replace Anthony Varano 2113 Ixora Court Naples 34110 $104,103.05 Explanation of Recaptured funds Total:$.00 Description Amount Rental Developments Development Name Owner Address City Zip Code SHIP Amount SHIP Units Compliance Monitored By Single Family Area Purchase Price The average area purchase price of single family units:212,050.00 Or Not Applicable Number of Affordable Housing Applications Submitted 0 Approved 0 Denied 0 Number of Affordable Housing Applications Form 5 8Page Form SHIP AR/2009 67-38.008 (5), F.A.C. Effective Date: 5/23/2017 16.D.3.b Packet Pg. 1274 Attachment: SHIP Annual Report 2018-2019 Close Out (21556 : SHIP Annual Report FY 18-19) Code(s)Strategies Expended Amount Units Encumbered Amount Units 4 Demo/Replace $123,503.05 2 20 Rental Acquisition $296,426.04 3 SHIP Expended and Encumbered for Special Needs Applicants Special Needs Breakdown Strategies Special Needs Category Expended Amount Units Encumbered Amount Units (20) Rental Acquisition Developmental Disabilities $296,426.04 3 (4) Demo/Replace Receiving Social Security Disability Insurance $19,400.00 1 (4) Demo/Replace Person with Disabling Condition (not DD) $104,103.05 1 Special Needs Category Breakdown by Strategy Provide a description of efforts to reduce homelessness: Assistance is provided through the HUD Emergency Solutions Grants Interim Year Data 9Page Form SHIP AR/2009 67-38.008 (5), F.A.C. Effective Date: 5/23/2017 16.D.3.b Packet Pg. 1275 Attachment: SHIP Annual Report 2018-2019 Close Out (21556 : SHIP Annual Report FY 18-19) Interim Year Data Interim Year 1 State Annual Distribution $704,195.00 Program Funds Expended $275,000.00 Program Funds Encumbered $674,391.90 Total Administration Funds Expended $92,294.05 Total Administration Funds Encumbered $0.00 Homeownership Counseling $0.00 65% Homeownership Requirement $949,391.90 75% Construction / Rehabilitation $949,391.90 30% Very & Extremely Low Income Requirement $50,000.00 30% Low Income Requirement $150,000.00 20% Special Needs Requirement $50,000.00 Carry Forward to Next Year Interim Year 2 State Annual Distribution Program Funds Expended Program Funds Encumbered 134.82% 4.38% 13.14% 7.10% 134.82% Disaster Funds Program Income $437,490.95 10Page Form SHIP AR/2009 67-38.008 (5), F.A.C. Effective Date: 5/23/2017 16.D.3.b Packet Pg. 1276 Attachment: SHIP Annual Report 2018-2019 Close Out (21556 : SHIP Annual Report FY 18-19) LG Submitted Comments: Edits made to the report by the LG resulted in report status being changed back to "Unsubmitted" 11Page Form SHIP AR/2009 67-38.008 (5), F.A.C. Effective Date: 5/23/2017 16.D.3.b Packet Pg. 1277 Attachment: SHIP Annual Report 2018-2019 Close Out (21556 : SHIP Annual Report FY 18-19) 16.D.3.c Packet Pg. 1278 Attachment: ARCertification 18-19 closeout (21556 : SHIP Annual Report FY 18-19)