Agenda 09/14/2021 Item #16F 2 (Budget Amendment approprpriating unspendt FY21 Capital Project and grant budgets into FY2022)09/14/2021
EXECUTIVE SUMMARY
Recommendation to authorize budget amendments appropriating approximately $1,221,483,700 of
unspent FY 2021 Capital project and grant budgets into fiscal year 2022.
OBJECTIVE: Board of County Commissioners' approval of budget amendments which will increase the
FY 2022 budget by approximately $1,221,483,700 in the various Capital projects, Grant and Grant donor
matching funds.
CONSIDERATIONS: During fiscal year 2021, grants and capital projects were contemplated and
planned for in the adopted budget and/or budget amendments were processed. Grants and Capital
Projects do not necessarily “expire” at the end of the Board’s fiscal year, on September 30. The unspent
portion of these budgets need to roll forward into the next fiscal year t o avoid disruption in the payment
of venders and employees. This action is considered customary and routine in accordance with budgetary
practices and the accounting associated with Capital and Grant Funds.
Grant awards are approved by the Board at various times during the year; many grants have fiscal year
cycles different than the County’s fiscal year of Oct 1 - Sept 30. At year-end, the accounting system SAP
automatically calculates the unspent budget (amended budget less expenditures) and posts this amount
into fiscal year 2022 budget as a budget amendment.
Some grants require local matching funds. In the donor funds, match money is budgeted as a transfer to
the Grant Fund. As expenditures are incurred, Finance transfers the correct amount of cash from the
donor fund to the Grant Fund. If at year end, the grant is not completed, committed match dollars sitting
in the donor fund must be re-budgeted in fiscal year 2022 to ensure that the grant is in compliance with
the grant contract and match requirements.
Capital Projects are usually multi-year projects. Budgets are created during the budget process and/or in
the form of budget amendments. As professionals and contractors are hired, purchase orders are opened
and work is in progress, the closing down and starting up a fiscal year should not disrupt the progress of a
capital project. The accounting system SAP automatically calculates the unspent budget (amended
budget less expenditures) and posts this amount into fiscal year 2022 budget as a budget amendment.
Section 129.06, Florida Statute, mandates that any increase in a Fund by the recognition of Carryforward
and increasing the appropriations must be approved by resolution of the Board of County Commissioners
after an advertised public hearing. (The resolution will be in the next BCC meeting on September 28th).
The $1,221,483,700 is the amount of unspent budget (amended budget of $1,678,728,300 less
expenditures of $458,766,700) as of August 19, 2021 plus the amount of transfers to be made by the
donor funds of $1,522,100. On October 1, SAP will automatically calculate and post the unspent budgets
in each grant and capital project’s fund. The actual amount of the budget amendment may be more or less
than $1,221,483,700 depending on the activity within the remaining 42 days before September 30.
Additional moneys will be spent when invoices are processed and/or the Board may authorize budget
amendments on September 14th and September 28th which was not contemplated in this executive
summary.
Waiting until after the close of the fiscal year for Board approval on the budget amendments to
carryforward the unspent budgets, will mean that all the capital projects and grants will sit idle with no
budgets for 12 days. The consequence is over $318 million in open purchase orders cannot roll into FY
2022; venders and grant employees will not receive any form of payment until after the October 12th
Board meeting.
16.F.2
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09/14/2021
Below is a recap of Exhibit A listing the primary categories of the estimated roll over amounts in the
Capital Projects and Grants totaling $1,221,483,700. The categories are listed from most restricted to
least restricted in terms of various legislature, statutory, legal, policy, program or regulatory constraints.
Unspent budgets as
of 8/19/2021
Grant Funds $221,605,300
Donor Funds Providing Grant Match Money 1,522,100
Gas & Infrastructure Sales Tax Capital Projects Funds 179,560,500
Impact Fees Capital Projects Funds 165,030,800
User Fees and Bond Proceeds Capital Projects Funds 561,787,600
Ad Valorem Supported Capital Projects Funds 91,977,400
Total $1,221,483,700
FISCAL IMPACT: Budget amendments in the approximate amount of $1,221,483,700 are needed in FY
2022 to re-appropriate unspent (FY 2021) budget within each capital project, grant and match funds and
to recognize a like amount in Carryforward/Grant revenue. Attached is Exhibit “A” listing each Fund and
estimated dollar amount calculated as of August 19, 2021. On October 1, the SAP accounting system will
calculate and post the precise amount of unspent budget and this amount may be more or less than
$1,221,483,700, depending on the activity over the remaining 42 days in the fiscal year. The budget
amendment is $400,419,700 higher than the previous year primarily due to infrastructure sales tax
projects, bond proceeds projects, and the Coronavirus Relief Fund appropriation. This roll of unspent
funds does not affect the adopted FY 2022 budget which the Board will consider on September 23, 2021.
GROWTH MANAGEMENT IMPACT: While there is no new growth management impact, this
carryforward funding request will ensure that there are no payments or contracting delays for budgeted
growth management projects.
LEGAL CONSIDERATIONS: This item was reviewed by the County Attorney, is approved as to
form and legality, and requires majority support for approval. -JAK
RECOMMENDATION: Recommendation to authorize budget amendments totaling approximately
$1,221,483,700 to re-appropriate unspent (FY 2021) budget and carry forward into fiscal year 2022 for
capital projects, grants and match money.
PREPARED BY:
Laura Zautcke, Senior Budget Analyst, Office of Management & Budget
ATTACHMENT(S)
1. FY21 Proj roll to FY22 Exhibit A (PDF)
16.F.2
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09/14/2021
COLLIER COUNTY
Board of County Commissioners
Item Number: 16.F.2
Doc ID: 19876
Item Summary: Recommendation to authorize budget amendments appropriating approximately
$1,221,483,700 of unspent FY 2021 Capital project and grant budgets into fiscal year 2022.
Meeting Date: 09/14/2021
Prepared by:
Title: – Office of Management and Budget
Name: Debra Windsor
08/26/2021 3:17 PM
Submitted by:
Title: Director - Facilities Maangement – Facilities Management
Name: Ed Finn
08/26/2021 3:17 PM
Approved By:
Review:
Office of Management and Budget Debra Windsor Level 3 OMB Gatekeeper Review Completed 08/26/2021 3:19 PM
Office of Management and Budget Laura Zautcke Additional Reviewer Completed 08/27/2021 9:31 AM
Facilities Management Ed Finn Additional Reviewer Completed 08/28/2021 5:23 PM
County Attorney's Office Jeffrey A. Klatzkow Level 3 County Attorney's Office Review Completed 08/30/2021 11:13 AM
County Manager's Office Amy Patterson Level 4 County Manager Review Completed 09/02/2021 3:39 PM
Board of County Commissioners Geoffrey Willig Meeting Pending 09/14/2021 9:00 AM
16.F.2
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Estimate of the Unspent 2021 Project Budgets to be Added to FY 2022 Budget
Exhibit A As of 8/19/2021
Grants
Economic Development Fund (007)2,427,100
Supervisor Of Elections Grant Fund (081)1,500
Miscellaneous Grants Fund (116)389,200
Natural Resources Grant (117)6,800
Sea Turtle/Parks Grant (119)310,600
Community Development Block Grants Fund (121)2,000
Services for Seniors - County Aging Program Fund (123)19,321,500
MPO Grants Fund (128)59,800
Library Grants Fund (129)1,627,800
Public Utilities Grant Fund (416)3,382,500
Public Utilities Grant Match Fund (417)1,127,500
Collier Area Transit (CAT) Grant Fund (424)23,397,300
Collier Area Transit (CAT) Grant Match Fund (425)1,158,700
Collier Area Transit (CAT) Enhancements Fund (426)1,780,400
Transportation Disadvantaged Fund (427)3,561,300
Transportation Disadvantaged Grant Fund (428)965,500
Transportation Disadvantaged Grant Match Fund (429)154,600
EMS Grants Fund (493)167,700
EMS Grants Match Fund (494)221,100
Airport Authority Grant Fund (498)5,737,900
Airport Authority Grant Match Fund (499)1,438,300
Administrative Services Grant Fund (703)31,500
Administrative Services Grant Match Fund (704)5,100
Housing Grant Fund (705)112,478,000
Housing Grant Match Fund (706)59,500
Human Services Grant Fund (707)4,011,300
Human Services Grant Match Fund (708)25,700
Public Services Grant Fund (709)2,701,600
Public Services Grant Match Fund (710)816,800
Transportation Grant Fund (711)22,426,200
Transportation Grant Match Fund (712)5,642,200
Immokalee CRA Grant Match Fund (716)196,000
Bayshore CRA Grant Match Fund (718)100
Deepwater Horizon Oil Spill Settlement (757)2,119,600
State Housing Incentive Partnership Grant Fund (791)3,852,600
221,605,300
Donor Funds Providing Match Money to Grants
General Fund (001)684,800
Unincorporated Areas General Fund (111)3,500
Immokalee Beatification Fund (162)94,700
Conservation Collier Fund (174)10,000
Immokalee Redevelopment Fund (186)8,300
Bayshore/Gateway Triangle Redevelopment Fund (187)700,500
County Water/Sewer District Operations Fund (408)10,300
University Extension Fund (604)10,000
1,522,100
Fuel and Surplus Sales Tax Projects
Road Construction - Gas Tax Capital Fund (313)25,671,700
Infrastructure Sales Tax Capital Fund (318)153,888,800
179,560,500
16.F.2.a
Packet Pg. 2800 Attachment: FY21 Proj roll to FY22 Exhibit A (19876 : Unspent FY 2021 Capital project and grant budgets into FY 2022)
Exhibit A As of 8/19/2021
Impact Fee Capital Projects
Road Impact Fee - District 1 Fund (331)23,472,300
Road impact Fee - District 2 Fund (333)18,265,300
Road Impact Fee - District 3 Fund (334)1,249,000
Road Impact Fee - District 4 Fund (336)18,262,500
Road Impact Fee - District 6 Fund (338)18,798,500
Road Impact Fee - District 5 Fund (339)11,739,700
Regional Park Impact Fee Fund (345)1,929,800
Parks Impact Fee - Unincorporated Area Fund (346)39,091,500
Emergency Management Services Impact Fee Fund (350)1,282,800
Library Impact Fee Fund (355)583,700
Ochopee Fire Control District Impact Fee Fund (372)55,700
Correctional Facilities Impact Fee Fund (381)1,627,600
Law Enforcement Impact Fee Fund (385)1,366,900
Government Facilities Impact Fee Fund (390)3,126,700
Water Impact Fees Capital Projects Fund (411)12,283,600
Sewer System Development Capital Fund (413)11,895,200
165,030,800
User Fee and Bond Capital Projects
Naples Production Park MSTD (138)398,700 Special Assessment
Bayshore/Avalon Beautification MSTU (160)2,717,200 MSTU tax
Conservation Collier Capital Fund (179)41,600 Conservation Collier tax
Court Maintenance Fund (181)7,821,500 Court Fines and Fees
TDC Beach Park Facilities Fund (183)3,981,300 Tourist Development (TDC) tax
TDC - Beach Renourishment and Pass Maintenance Fund (195)49,769,800 Tourist Development (TDC) tax
Florida Boating Improvement Fund (303)2,087,900 Vessel Registration Fees
ATV Settlement (305)3,171,900 Settlement from SFWMD
Parks Bond Proceeds Fund (308)18,574,400 Bond Proceeds
Community Development - Capital Projects Fund (309)9,798,400 User Fees
(TDC) Museum Capital Projects Fund (314)851,400 TDC Tax
Clam Bay Restoration Capital Fund (320)196,300 Special Assessment
Pelican Bay Capital Fund (322)6,669,700 Special Assessment
Stormwater Bond Proceeds Fund (327)39,569,100 Bond Proceeds
Road Assessments (341)487,200 Special Assessment
Sports Complex Capital Fund (370)39,373,300 Bond Proceeds
Water - Sewer Motor Pool Capital Recovery Fund (409)6,344,800 Water-Sewer User Fees
Water User Fees Capital Projects Fund (412)51,246,100 Water User Fees
Sewer User Fee Capital Projects Fund (414)98,734,200 Sewer User Fees
Water Sewer Bond Proceeds Fund (415)31,689,300 Bond Proceeds
Public Utilities Special Assessment (418)10,300 Special Assessment
Water-Sewer Bond #2 Proceeds Fund (419)151,061,600 Bond Proceeds
Solid Waster Motor Pool Fund (472)1,266,400 Solid Waste Fees
Solid Waste Capital Projects Fund (474)6,845,200 Solid Waste Fees
EMS Capital Fund (491)5,724,700 EMS Fees
Airport Authority Capital Fund (496)6,624,100 User Fees
Information Technology Capital Fund (506)4,405,100 Internal Service Charges
Motor Pool Capital Recovery Fund (523)7,968,900 User Fees
Tourist Development Capital Projects (758)866,100 Tourist Development (TDC) tax
Bayshore CRA Capital Fund (787)3,491,100 CRA
561,787,600
Ad Valorem Capital Projects
MSTD Landscaping Projects Fund (112)6,206,500
County-wide Capital Projects Fund (301)21,864,400
Parks and Recreation Capital Projects Fund (306)10,251,700
Transportation Road & Bridge Capital Fund (310)35,560,200
Stormwater Capital Projects Fund (325)18,094,600
91,977,400
1,221,483,700
16.F.2.a
Packet Pg. 2801 Attachment: FY21 Proj roll to FY22 Exhibit A (19876 : Unspent FY 2021 Capital project and grant budgets into FY 2022)