Agenda 08/24/2021 Item #16D 116.D.1
08/24/2021
EXECUTIVE SUMMARY
Recommendation to approve clarifications to the Emergency Rental Assistance 1 and 2 programs
from the U.S. Department of Treasury to streamline the eligibility requirements for households
seeking assistance under the program.
OBJECTIVE: To continue to provide grant funding to Collier County residents unable to pay rent and
utilities due to the impacts of the COVID-19 pandemic.
CONSIDERATIONS: On January 5, 2021, the U.S. Department of Treasury announced funding
available to state and local governments to provide financial support to residents that are unable to pay
rent and utilities due to the impacts of the COVID-19 pandemic. Collier County was eligible for this
funding since our resident population exceeds 200,000 per the Consolidated Congressional Act of 2021.
The Emergency Rental Assistance (ERA) Program made available $25 billion to assist nationwide.
On January 26, 2021, Agenda Item #16D7, the Board of County Commissioners (Board) accepted the
ERA 1 funding in the amount of $11,622,381. On March 25, 2021, the County was notified that the US
Treasury had modified our award terms, extending the award and administrative cost terms. On June 8,
2021, Agenda Item #16D1 the Board of County Commissioners accepted the amendment to ERA 1.
On March 11, 2021, President Biden signed the American Rescue Plan (ARP) which included additional
funds under ERA 2. The initial payment of $3,678,498 was received by the County on May 10, 2021. On
June 08, 2021, Agenda Item #16D1, the Board accepted the ERA 2 funding in the amount of $9,088,102.
The US Treasury has a statutory obligation to reallocate funds from underperforming jurisdictions
beginning in the fall of 2021, therefore program changes have been made to assist jurisdictions with
timely spending. Collier County is required to expend and encumber no less than 65% of ERA 1 funds no
later than September 30'.
To assist with spending, on August 4, 2021, Treasury issued a press release advising states and local
governments to eliminate undue documentation burdens that limits access for eligible families and
recommended simplified eligibility requirements. Treasury understands that not all tenants will have
access to or will be able to submit the documentation typically used to verify employment, household
income, loss of income, or rental obligation in the ERA application. Treasury did acknowledge that there
are also some cases where a landlord is unwilling to cooperate with a documentation request. To ensure
that assistance is made available to all who qualify, Treasury guidance has advised states and local
governments do the following:
Individual Assistance (Rental, Utilities, and Housing Stability Payment)
The following are recommended changes to the ERA land 2 programs documentation requirements:
1. Allow Self -attestation forms for ERA Eligibility Requirements.
Rental Obligation (e.g., proof of residence at an eligible rental unit in the absence of a
lease/rental/sublease agreement)
Financial Impact (e.g., unemployment, reduction in income, significantly increased
expenses, or other financial hardship)
Housing Impact (e.g., risk of housing instability or homelessness)
Income qualification (e.g., total household income at or below 80% AMI)
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16.D.1
O Categorical Eligibility: If an applicant's household income has been verified to be at
or below 80 percent of the area median income (for ERA1) or if an applicant's
household has been verified as a low-income family as defined in section 3(b) of the
United States Housing Act of 1937 (42 U.S.C. 1437a(b)) (for ERA2) in connection
with another local, state, or federal government assistance program, the County shall
rely on a determination letter from the government agency that verified the
applicant's household income or status as a low-income family, provided that the
determination for such program was made on or after January 1, 2020.
• Fact -specific proxy: The County may rely on a written attestation from the applicant
as to household income if using any reasonable fact -specific proxy for household
income, such as reliance on data regarding average incomes in the household's
geographic area.
• Written Attestation Without Further Documentation: To the extent that a
household's income, or a portion thereof, is not verifiable due to the impact of
COVID-19 (for example, because a place of employment has closed) or has been
received in cash, or if the household has no qualifying income, the County may
accept a written attestation from the applicant regarding household income. If such a
written attestation without further documentation is relied on, the County will
reassess household income for such household every three months. In appropriate
cases, the County may rely on an attestation from a caseworker or other professional
with knowledge of a household's circumstances to certify that an applicant's
household income qualifies for assistance.
Dependent Care Hardship to support COVID impact in lieu of unemployment or reduced
hours
Roommate Certification in lieu of a lease
2. Allow rental payments to roommates.
If the applicant is not named on the lease agreement but has a rent sharing agreement with the
lessee and has proof he/she lives at the subject property, the County can make direct payments to
the lessee on behalf of the applicant. The lessee and the applicant must execute a roommate
certification. The lessee must provide a copy of the lease agreement in their name.
Allow bulk payments to landlord and utility companies: combining the assistance provided for
multiple households into a single "bulk" payment made to a utility or landlord. The County will
ensure that any such arrangements (1) comply with applicable privacy requirements; (2) include
appropriate safeguards to ensure payments are made only for eligible households; and (3) are
documented in records satisfying the County's reporting requirements, including, for example,
the amount of assistance paid for each household."
4. Citizenship
At least one adult household member must be a Legal U.S. Resident or Eligible non -citizen at
least 18 years of age. The adult household member does not need to be the applicant or co -
applicant.
Required Documentation may include ONE of the following:
a. Birth Certificate
b. Passport
c. Naturalization Certificate
d. Social Security Card
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16.D.1
e. Legal Resident Card
Payments to tenants- in those circumstances where a landlord is unwilling to participate in the
program or provide documentation, the County may, at its discretion issues rental assistance
directly to the tenant.
Approval of the following documents by the County Manager is subject to formal ratification by the
Board of County Commissioners. If the decision by the County Manager is not ratified by that
Board, the document(s) shall be enforceable against Collier County only to the extent authorized
by law in the absence of such ratification by that Board.
FISCAL IMPACT: There is no new Fiscal impact with this amendment. The funding source for this
grant is Community & Human Services Grant Fund (705) Projects 33734 and 33761.
GROWTH MANAGEMENT IMPACT: There is no Growth Management impact associated with this
Item.
LEGAL CONSIDERATIONS: Chair signature is not required for the clarifications. This item is
approved for form and legality and requires a majority vote for Board action. - JAB
RECOMMENDATION: To approve clarifications to the Emergency Rental Assistance 1 and 2
programs from the U.S. Department of Treasury to streamline the eligibility requirements for households
seeking assistance under the program.
Prepared By: Jennessee Delgado, Grant Coordinator, Community and Human Services Division
ATTACHMENT(S)
1. US Treasury Agreement(PDF)
2. US Treasury Agreement Amendment (PDF)
3. Treasury August Press Release (PDF)
4. AGREEMENT TERMS DOT ERA2 - executed (PDF)
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16.D.1
08/24/2021
COLLIER COUNTY
Board of County Commissioners
Item Number: 16.D.1
Doe ID: 17777
Item Summary: Recommendation to approve clarifications to the Emergency Rental Assistance 1
and 2 programs from the U.S. Department of Treasury to streamline the eligibility requirements for
households seeking assistance under the program.
Meeting Date: 08/24/2021
Prepared by:
Title: — Community & Human Services
Name: Jennesse Delgado
08/12/2021 4:04 PM
Submitted by:
Title: Manager - Federal/State Grants Operation — Community & Human Services
Name: Kristi Sonntag
08/12/2021 4:04 PM
Approved By:
Review:
Community & Human Services
Donald Luciano
Additional Reviewer
Community & Human Services
Maggie Lopez
Additional Reviewer
Community & Human Services
Kristi Sonntag
CHS Review
Operations & Veteran Services
Kimberley Grant
Additional Reviewer
Public Services Department
Todd Henry
Public Services Department
Public Services Department
Dan Rodriguez
PSD Department Head
County Attorney's Office
Jennifer Belpedio
Level 2 Attorney of Record Review
Grants
Erica Robinson
Level 2 Grants Review
Office of Management and Budget
Debra Windsor
Level 3 OMB Gatekeeper Review
Grants
Therese Stanley
Additional Reviewer
County Attorney's Office
Jeffrey A. Klatzkow Level 3 County Attorney's Office Review
Office of Management and Budget
Susan Usher
Additional Reviewer
County Manager's Office
Sean Callahan
Level 4 County Manager Review
Board of County Commissioners
Geoffrey Willig
Meeting Pending
Completed
08/12/2021 4:12 PM
Completed
08/12/2021 4:50 PM
Completed
08/13/2021 3:52 PM
Completed
08/16/2021 10:57 AM
Completed
08/16/2021 3:38 PM
Completed
08/17/2021 4:26 PM
Completed
08/19/2021 8:22 AM
Completed
08/20/2021 9:43 AM
Completed
08/20/2021 9:48 AM
Completed
08/20/2021 1:18 PM
Completed
08/20/2021 1:27 PM
Completed
08/23/2021 1:22 PM
Completed
08/24/2021 11:37 AM
08/24/2021 9:00 AM
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16.D.1.a
OMB Approved No.: 1605-0266
Expiration Date: 7/31/21
U.S. DEPARTMENT OF THE TREASURY
EMERGENCY RENTAL ASSISTANCE
Recipient name and address: DUNS Number: [Recipient to provide] 076997790
[Recipient toprovide] Taxpayer Identification Number: [Recipient to
Collier Comity Board of County Comntisaioner
3299 Tamiami Trail East, Suite 202 pr'ovidej 59-6000558
Naples, rL 34112
Section 601(a) of Division N of the Consolidated Appropriations Act, 2021, Pub. L. No. 116-260
(Dec, 27, 2020) authorizes the Department of the Treasury ("Treasury') to make payments to
certain recipients to be used to provide emergency rental assistance,
Recipient hereby agrees, as a condition to receiving such payment from Treasury, to the terms
attached hereto.
tit)� / 11
Authorized Representat'de;
Title; [To be signed by chief executive officer if recipient is a localgoverrameraj
County Manager
Date signed:
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16.D.1.a
U.S. DEPARTMENT OF THE TREASURY
EMERGENCY RENTAL ASSISTA E
1, Use of Funds, Recipient understands and agrees that the funds disbursed under this award
may only be used for the purposes set forth in Section 501 of Division N of the Consolidated
Appropriations Act, 2021, Pub. L, No. 116-260 (Dec. 27, 2020) (referred to herein as "Section
501"),
2. Renaynient and reallocation of funds.
a. Recipient agrees to repay excess funds to Treasury in the amount as may be determined
by Treasury pursuant to Section 501(d). Such repayment shall be made in the manner and
by the date, which shall be no sooner than September 30, 2021, as may be set by Treasury.
b. The reallocation of funds provided by Section 501(d) shall be determined by Treasury and
shall be subject to the availability of funds at such time.
3. Availability of funds.
a. Recipient acknowledges that, pursuant to Section 501(e), funds provided under this award
shall remain available only throughDecember 31, 2021, unless, in the case of a reallocation
made by Treasury pursuant to section 501(d), Recipient requests and receives from
Treasury an extension of up to 90 days.
b. Any such requests for extension shall be provided in the form and shall include such
information as Treasury may require.
c. Amounts not expended by Recipient in accordance with Section 501 shall be repaid to
Treasury in the manner specified by Treasury.
4. Administrative costs.
a. Administrative expenses of Recipient maybe treated as direct costs, but Recipient may not
cover indirect costs using the funds provided in this award, and Recipient may not apply
its negotiated indirect cost rate to this award.
b. The sum of the amount of the award expended on housing stability services described in
Section 501(c)(3) and the amount of the award expended on administrative expenses
described in Section 501(c)(5) may not exceed 10 percent of the total award.
5. Reuortina.
a, Recipient agrees to comply with any reporting obligations established by Treasury,
including the Treasury Office of Inspector General, as relates to this award, including
but not limited to: (i) reporting of information to be used by Treasury to comply with its
public reporting obligations under section 501(g) and (ii) any reporting to Treasury and
the Pandemic Response Accountability Committee that may be required pursuant to
section 15011(b)(2) of Division B of the Coronavirus Aid, Relief, and Economic Security
Act (Pub. L. No. 116.136), as amended by Section 801 of Division 0 of the Consolidated
Appropriations Act, 2021 (Pub, L. No. 116-260), Recipient acknowledges that any such
information required to be reported pursuant to this section may be publicly disclosed.
b. Recipient agrees to establish data privacy and security requirements as required by Section
501(g)(4).
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16.D.1.a
6, Maintenance of and Access to Records
a. Recipient shall maintain records and financial documents sufficient to support compliance
with Section 501(c) regarding the eligible uses of funds,
b. The Treasury Office of Inspector General and the Government Accountability Office, or
their authorized representatives, shall have the right of access to records (electronic and
otherwise) of Recipient in order to conduct audits or other investigations.
c. Records shall be maintained by Recipient for a period of five (5) years after all funds have
been expended or returned to Treasury.
7. Cost Sharing. Cost sharing or snatching funds are not required to be provided by Recipient.
8, Compliance with Applicable Law and Regulations.
a. Recipient agrees to comply with the requirements of Section 501 and Treasury interpretive
guidance regarding such requirements. Recipient also agrees to comply with all other
applicable federal statutes, regulations, and executive orders, and Recipient shall provide
for such compliance in any agreements it enters into with other parties relating to this
award.
b. Federal regulations applicable to this award include, without limitation, the following:
Uniform Administrative Requirements, Cost Principles, and Audit Requirements for
Federal Awards, 2 CYR. Part 200, other than such provisions as Treasury may
determine are inapplicable to this Award and subject to such exceptions as may be
otherwise provided by Treasury, Subpart F — Audit Requirements of the Uniform
Guidance, implementing the Single Audit Act, shall apply to this award.
ii. Universal Identifier and System for Award Management (SAM), 2 C.F.R. Part 25 and
pursuant to which the award term set forth in Appendix A to 2 C.F.R. Part 25 is
hereby incorporated by reference,
iii. Reporting Subaward and Executive Compensation Information, 2 C,F.R, Part 170,
pursuant to which the award term set forth in Appendix A to 2 C,F.R, Part 170 is
hereby incorporated by reference,
iv, OMB Guidelines to Agencies on Governmentwide Debarment and Suspension
(Nonprocurement), 2 C.F.R. Part 180 (including the requirement to include a term or
condition in all lower tier covered transactions (contracts and subcontracts described
in 2 C,F.R. Part 180, subpart B) that the award is subject to 2 C.F.R. Part 180 and
Treasury's implementing regulation at 31 C,F,R. Part 19.
V. Recipient Integrity and Performance Matters, pursuant to which the award term set
forth in 2 C.F.R. Part 200, Appendix XII to Part 200 is hereby incorporated by
reference,
vi, Governmentwide Requirements for Drug -Free Workplace, 31 C.F.R. Part 20.
vii, New Restrictions on Lobbying, 31 C.F.R. Part 21.
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16.D.1.a
c. Statutes and regulations prohibiting discrimination applicable to this award, include,
without limitation, the following:
i. Title VI of the Civil Rights Act of 1964 (42 U.S.C. §§ 2000d et seq.) and Treasury's
implementing regulations at 31 C.F.R. Part 22, which prohibit discrimination on the
grounds of race, color, or national origin under programs or activities receiving
federal financial assistance;
ii. The Fair Housing Act, Title VIII-IX of the Civil Rights Act of 1968 (42 U.S.C. § 3601
et seq), which prohibits discrimination in housing on the basis of race, color,
national origin, sex, familial status, or disability;
iii. Section 504 of the Rehabilitation Act of 1973, as amended (29 U.S.C. § 794), which
prohibits discrimination on the basis of handicap under any program or activity
receiving or benefitting from federal assistance;
iv. The Age Discrimination Act of 1975, as amended (42 U.S.C. §§ 6101 et seq.) and
Treasury's implementing regulations at 31 C.F.R. Part 23, which prohibit
discrimination on the basis of age in programs or activities receiving federal
financial assistance; and
V. The Americans with Disabilities Act of 1990, as amended (42 U.S.C. §§ 12101 et
seq.), which prohibits discrimination on the basis of disability under programs,
activities, and services provided or made available by state and local governments
or instrumentalities or agencies thereto.
9. False Statements. Recipient understands that false statements or claims made in connection
with this award may result in fines, imprisonment, debarment from participating in federal
awards or contracts, and/or any other remedy available by law.
10, Publications. Any publications produced with fiords from this award must display the
following language: "This project [is being] [was] supported, in whole or in part, by federal
award number [enter project FAIN] awarded to [name of Recipient] by the U.S. Department
of the Treasury."
11. Debts Owed the Federal Government.
a. Any funds paid to Recipient (1) in excess of the amount to which Recipient is finally
determined to be authorized to retain under the terms of this award; (2) that are
determined by the Treasury Office of Inspector General to have been misused; or (3)
that are not repaid by Recipient as may be required by Treasury pursuant to Section
601(d) shall constitute a debt to the federal government.
b. Any debts determined to be owed the federal government must be paid promptly by
Recipient. A debt is delinquent if it has not been paid by the date specified in Treasury's
initial written demand for payment, unless other satisfactory arrangements have been
made. Interest, penalties, and administrative charges shall be charged on delinquent
debts in accordance with 31 U.S.C. § 3717 and 31 C.F.R. § 901.9. Treasury will refer
any debt that is more than 180 days delinquent to Treasury's Bureau of the Fiscal
Service for debt collection services.
c. Penalties on any debts shall accrue at a rate of not more than 6 percent per year or
such other higher rate as authorized by law. Administrative charges, that is, the costs
of processing and handling a delinquent debt, shall be determined by Treasury.
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16.D.1.a
d. Funds for payment of a debt must not come from other federally sponsored programs.
12. Disclaimer.
a. The United States expressly disclaims any and all responsibility or liability to Recipient
or third persons for the actions of Recipient or third persons resulting in death, bodily
injury, property damages, or any other losses resulting in any way from the
performance of this award or any other losses resulting in any way from the
performance of this award or any contract, or subcontract under this award,
b. The acceptance of this award by Recipient does not in any way constitute an agency
relationship between the United States and Recipient.
13. Protections for Whistleblowers.
a. In accordance with 41 U.S.C. § 4712, Recipient may not discharge, demote, or otherwise
discriminate against an employee as a reprisal for disclosing information to any of the list
of persons or entities provided below that the employee reasonably believes is evidence of
gross mismanagement of a federal contract or grant, a gross waste of federal funds, an
abuse of authority relating to a federal contract or grant, a substantial and specific danger
to public health or safety, or a violation of law, rule, or regulation related to a federal
contract (including the competition for or negotiation of a contract) or grant,
b. The list of persons and entities referenced in the paragraph above includes the following:
L A member of Congress or a representative of a committee of Congress;
ii, An Inspector General;
iii. The Government Accountability Office;
iv. A Treasury employee responsible for contract or grant oversight or management;
V. An authorized official of the Department of Justice or other law enforcement
agency;
vi. A court or grand jury; and/or
vii. A management official or other employee of Recipient, contractor, or
subcontractor who has the responsibility to investigate, discover, or address
misconduct.
c. Recipient shall inform its employees in writing of the rights and remedies provided under
this section, in the predominant native language of the workforce.
14. Increasing Seat Belt Use in the United States. Pursuant to Executive Order 13043, 62 FR
19217 (April 8, 1997), Recipient should and should encourage its contractors to adopt and
enforce on-the-job seat belt policies and programs for their employees when operating
company -owned, rented or personally owned vehicles,
15. Reducing Text Messaainy While Driving. Pursuant to Executive Order 13513, Recipient
should encourage its employees, subrecipients, and contractors to adopt and enforce policies
that ban text messaging while driving, and Recipient should establish workplace safety
policies to decrease accidents caused by distracted drivers.
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16.D.1.b
U.S. DEPARTMENT OF THE TREASURY
EMERGENCY RENTAL ASSISTANCE
March 26, 2021
Effective as of the date hereof, the award terms accepted by Recipient as a condition to the receipt of
payment from Treasury pursuant to section 501 of Subdivision N of the Consolidated Appropriations Act,
2021, Pub. L. No. 116-260 (Dec. 27, 2020) are amended as follows:
Section 3 is amended by replacing "December 31, 2021" with "September 30, 2022".
Section 4 is deleted in its entirety and replaced with the following:
4. Administrative costs.
a. Recipient may use funds provided to the Recipient to cover both direct and indirect costs.
b. The total of all administrative costs, whether director indirect costs, may not exceed 10
percent of the total amount of the total award.
Attached hereto are the award terms restated to reflect this amendment.
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16.D.1.b
U.S. DEPARTMENT OF THE TREASURY
EMERGENCY RENTAL ASSISTANCE
1. Use of Funds. Recipient understands and agrees that the funds disbursed under this award
may only be used for the purposes set forth in Section 501 of Division N of the Consolidated
Appropriations Act, 2021, Pub. L. No. 116-260 (Dec. 27, 2020) (referred to herein as "Section
501").
2. Repayment and reallocation of funds.
a. Recipient agrees to repay excess funds to Treasury in the amount as may be determined
by Treasury pursuant to Section 501(d). Such repayment shall be made in the manner and
by the date, which shall be no sooner than September 30, 2021, as may be set by Treasury.
b. The reallocation of funds provided by Section 501(d) shall be determined by Treasury and
shall be subject to the availability of funds at such time.
3. Availability of funds.
a. Recipient acknowledges that, pursuant to Section 501(e), funds provided under this award
shall remain available only through September 30, 2022, unless, in the case of a reallocation
made by Treasury pursuant to section 501(d), Recipient requests and receives from
Treasury an extension of up to 90 days.
b. Any such requests for extension shall be provided in the form and shall include such
information as Treasury may require.
c. Amounts not expended by Recipient in accordance with Section 501 shall be repaid to
Treasury in the manner specified by Treasury.
4. Administrative costs.
a. Recipient may use funds provided to the Recipient to cover both direct and indirect costs
b. The total of all administrative costs, whether direct or indirect costs, may not exceed 10 percent
of the total amount of the total award.
5. Reporting.
a. Recipient agrees to comply with any reporting obligations established by Treasury,
including the Treasury Office of Inspector General, as relates to this award, including
but not limited to: (i) reporting of information to be used by Treasury to comply with its
public reporting obligations under section 501(g) and (ii) any reporting to Treasury and
the Pandemic Response Accountability Committee that may be required pursuant to
section 15011(b)(2) of Division B of the Coronavirus Aid, Relief, and Economic Security
Act (Pub. L. No. 116-136), as amended by Section 801 of Division O of the Consolidated
Appropriations Act, 2021 (Pub. L. No. 116-260). Recipient acknowledges that any such
information required to be reported pursuant to this section may be publicly disclosed.
b. Recipient agrees to establish data privacy and security requirements as required by Section
501(g)(4).
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16.D.1.b
6. Maintenance of and Access to Records
a. Recipient shall maintain records and financial documents sufficient to support compliance
with Section 501(c) regarding the eligible uses of funds.
b. The Treasury Office of Inspector General and the Government Accountability Office, or
their authorized representatives, shall have the right of access to records (electronic and
otherwise) of Recipient in order to conduct audits or other investigations.
c. Records shall be maintained by Recipient for a period of five (5) years after all funds have
been expended or returned to Treasury.
7. Cost Sharing. Cost sharing or matching funds are not required to be provided by Recipient.
8. Compliance with Applicable Law and Regulations.
a. Recipient agrees to comply with the requirements of Section 501 and Treasury interpretive
guidance regarding such requirements. Recipient also agrees to comply with all other
applicable federal statutes, regulations, and executive orders, and Recipient shall provide
for such compliance in any agreements it enters into with other parties relating to this
award.
b. Federal regulations applicable to this award include, without limitation, the following:
i. Uniform Administrative Requirements, Cost Principles, and Audit Requirements for
Federal Awards, 2 C.F.R. Part 200, other than such provisions as Treasury may
determine are inapplicable to this Award and subject to such exceptions as may be
otherwise provided by Treasury. Subpart F — Audit Requirements of the Uniform
Guidance, implementing the Single Audit Act, shall apply to this award.
ii. Universal Identifier and System for Award Management (SAM), 2 C.F.R. Part 25 and
pursuant to which the award term set forth in Appendix A to 2 C.F.R. Part 25 is
hereby incorporated by reference.
iii. Reporting Subaward and Executive Compensation Information, 2 C.F.R. Part 170,
pursuant to which the award term set forth in Appendix A to 2 C.F.R. Part 170 is
hereby incorporated by reference.
iv. OMB Guidelines to Agencies on Governmentwide Debarment and Suspension
(Nonprocurement), 2 C.F.R. Part 180 (including the requirement to include a term or
condition in all lower tier covered transactions (contracts and subcontracts described
in 2 C.F.R. Part 180, subpart B) that the award is subject to 2 C.F.R. Part 180 and
Treasury's implementing regulation at 31 C.F.R. Part 19.
V. Recipient Integrity and Performance Matters, pursuant to which the award term set
forth in 2 C.F.R. Part 200, Appendix XII to Part 200 is hereby incorporated by
reference.
vi. Governmentwide Requirements for Drug -Free Workplace, 31 C.F.R. Part 20.
vii. New Restrictions on Lobbying, 31 C.F.R. Part 21.
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16.D.1.b
c. Statutes and regulations prohibiting discrimination applicable to this award, include,
without limitation, the following:
i. Title VI of the Civil Rights Act of 1964 (42 U.S.C. §§ 2000d et seq.) and Treasury's
implementing regulations at 31 C.F.R. Part 22, which prohibit discrimination on the
grounds of race, color, or national origin under programs or activities receiving
federal financial assistance;
ii. The Fair Housing Act, Title VIII-IX of the Civil Rights Act of 1968 (42 U.S.C. § 3601
et seq.), which prohibits discrimination in housing on the basis of race, color,
national origin, sex, familial status, or disability;
iii. Section 504 of the Rehabilitation Act of 1973, as amended (29 U.S.C. § 794), which
prohibits discrimination on the basis of handicap under any program or activity
receiving or benefitting from federal assistance;
iv. The Age Discrimination Act of 1975, as amended (42 U.S.C. §§ 6101 et seq.) and
Treasury's implementing regulations at 31 C.F.R. Part 23, which prohibit
discrimination on the basis of age in programs or activities receiving federal
financial assistance; and
V. The Americans with Disabilities Act of 1990, as amended (42 U.S.C. §§ 12101 et
seq.), which prohibits discrimination on the basis of disability under programs,
activities, and services provided or made available by state and local governments
or instrumentalities or agencies thereto.
9. False Statements. Recipient understands that false statements or claims made in connection
with this award may result in fines, imprisonment, debarment from participating in federal
awards or contracts, and/or any other remedy available by law.
10. Publications. Any publications produced with funds from this award must display the
following language: "This project [is being] [was] supported, in whole or in part, by federal
award number [enter project FAIN] awarded to [name of Recipient] by the U.S. Department
of the Treasury."
11. Debts Owed the Federal Government.
a. Any funds paid to Recipient (1) in excess of the amount to which Recipient is finally
determined to be authorized to retain under the terms of this award; (2) that are
determined by the Treasury Office of Inspector General to have been misused; or (3)
that are not repaid by Recipient as may be required by Treasury pursuant to Section
501(d) shall constitute a debt to the federal government.
b. Any debts determined to be owed the federal government must be paid promptly by
Recipient. A debt is delinquent if it has not been paid by the date specified in Treasury's
initial written demand for payment, unless other satisfactory arrangements have been
made. Interest, penalties, and administrative charges shall be charged on delinquent
debts in accordance with 31 U.S.C. § 3717 and 31 C.F.R. § 901.9. Treasury will refer
any debt that is more than 180 days delinquent to Treasury's Bureau of the Fiscal
Service for debt collection services.
c. Penalties on any debts shall accrue at a rate of not more than 6 percent per year or
such other higher rate as authorized by law. Administrative charges, that is, the costs
of processing and handling a delinquent debt, shall be determined by Treasury.
4
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16.D.1.b
d. Funds for payment of a debt must not come from other federally sponsored programs.
12. Disclaimer.
a. The United States expressly disclaims any and all responsibility or liability to Recipient
or third persons for the actions of Recipient or third persons resulting in death, bodily
injury, property damages, or any other losses resulting in any way from the
performance of this award or any other losses resulting in any way from the
performance of this award or any contract, or subcontract under this award.
b. The acceptance of this award by Recipient does not in any way constitute an agency
relationship between the United States and Recipient.
13. Protections for Whistleblowers.
a. In accordance with 41 U.S.C. § 4712, Recipient may not discharge, demote, or otherwise
discriminate against an employee as a reprisal for disclosing information to any of the list
of persons or entities provided below that the employee reasonably believes is evidence of
gross mismanagement of a federal contract or grant, a gross waste of federal funds, an
abuse of authority relating to a federal contract or grant, a substantial and specific danger
to public health or safety, or a violation of law, rule, or regulation related to a federal
contract (including the competition for or negotiation of a contract) or grant.
b. The list of persons and entities referenced in the paragraph above includes the following:
i. A member of Congress or a representative of a committee of Congress;
ii. An Inspector General;
ill. The Government Accountability Office;
iv. A Treasury employee responsible for contract or grant oversight or management;
V. An authorized official of the Department of Justice or other law enforcement
agency;
vi. A court or grand jury; and/or
vii. A management official or other employee of Recipient, contractor, or
subcontractor who has the responsibility to investigate, discover, or address
misconduct.
c. Recipient shall inform its employees in writing of the rights and remedies provided under
this section, in the predominant native language of the workforce.
14. Increasing Seat Belt Use in the United States. Pursuant to Executive Order 13043, 62 FR
19217 (April 8, 1997), Recipient should and should encourage its contractors to adopt and
enforce on-the-job seat belt policies and programs for their employees when operating
company -owned, rented or personally owned vehicles.
15. Reducing Text Messaging While Driving. Pursuant to Executive Order 13513, Recipient
should encourage its employees, subrecipients, and contractors to adopt and enforce policies
that ban text messaging while driving, and Recipient should establish workplace safety
policies to decrease accidents caused by distracted drivers.
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8/12/2021 Treasury Reiterates Call for State and Local Governments to Follow Treasury Guidance on Eliminating Undue Documentation 16.D.1.c
U.S. DEPARTMENT OF TIDE TREASURY
Treasury Reiterates Call for State and Local Governments to
Follow Treasury Guidance on Eliminating Undue Documentation
Burdens to Speed the Delivery Emergency Rental Assistance
August 4, 2021
Treasury publishes examples ofsimplified eligibility forms, shares with all Emergency Rental
Assistance program grantees
WASH INGTON -Today, the U.S. Department of the Treasury reiterated its call for state and local
governments operating Emergency Rental Assistance (ERA) programs to speed the delivery of
assistance to those in need by eliminating undue documentation burdens. To help states and
other jurisdictions quickly implement impactful programs, Treasury has published examples of
simplified eligibility forms that are being used effectively by emergency rental assistance
programs around the country. In addition to posting these sample forms on its website,
Treasury is also sending them to all ERA program grantees, hosting information sessions, and
offering technical support to encourage the swift adoption of these types of efficiencies when
determining a household's eligibility.
"While Treasury has repeatedly published clear guidance discouraging undue documentation
burdens that limit access for eligible families, we continue to hear about programs that will not
accept self -attestations, and others that are adding documentation requirements that Treasury
does not require," said Deputy Secretary Adeyemo. "State and local agencies administering
emergency rental assistance should make full use of the documentation flexibilities provided by
Treasury, and we hope that publishing these sample forms will make it even easier for them to
do so with the urgency this moment necessitates."
Within weeks of President Biden taking office, Treasury issued revised guidance
streamlining the ERA documentation requirements and began strongly encouraging state and
local governments to allow renters to rely on self -attestations to demonstrate eligibility factors
like COVID-related hardships, income, housing stability, and the amount of any back rent owed.
It also enables state and local governments to allow renters to qualify based on categorical
eligibility, such as meeting low-income family requirements in connection with other local,
state, or federal government assistance programs. In further updates to the ERA guidance in
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8/12/2021 Treasury Reiterates Call for State and Local Governments to Follow Treasury Guidance on Eliminating Undue Documentation 16.D.1.c
May, Treasury allowed grantees to verify the income eligibility of renters using fact -based
proxies of income (like residence in a low-income neighborhood).
While Treasury continues to push state and local governments to increase the delivery speed of
emergency rental assistance and reduce unnecessary documentation requirements, many
agencies have implemented Treasury's guidance and effectively ramped up their programs. For
example, Virginia - as Deputy Secretary Adeyemo highlighted during his visit last week - is the
second -highest nationwide distributor of ERA funds, having given out $223 million to tenants
and landlords in need. Following Treasury's May guidance urging states to use fact -specific
proxies for household income, Virginia significantly cut down application processing times by
streamlining what is often the most time-consuming part of eligibility verification.
In June, Treasury made clear in updated guidance that ERA program funding could be used to
support eviction prevention and diversion programs. And in July, the White House hosted its
second convening on eviction prevention that brought together leaders from 46 cities around
the country to develop local eviction prevention action plans and emphasize the need for
eviction diversion programs. Today, in collaboration with the U.S. Digital Service, Treasury is
also releasing an Eviction Prevention Program Maturity Model, to help local eviction prevention
collaboratives to assess and identify steps to strengthen their efforts.
In addition to the steps being taken to enable state and local governments to distribute ERA
funds more quickly, Treasury continues to make clear to state and local governments with
underperforming programs that Treasury will take every action necessary to enable these funds
to reach as many people in need as possible. This includes reiterating to all grantees that
Treasury has a statutory obligation to reallocate funds from underperforming jurisdictions
beginning in the fall. Treasury has also sent letters to all states and localities that have not yet
begun distributing ERA assistance.
Treasury continues its all-out effort, working with the White House, Members of Congress, state
and local governments, non -profits, and advocacy groups to spread the word to renters and
landlords in need that assistance is available and that they should use the Consumer Financial
Protection Bureau's Rental Assistance Finder to find programs in their area. Treasury
encourages those who need help to apply for ERA funding even if rental assistance funds in their
area appear to be moving slowly. In some jurisdictions, having an application in the system
awaiting review can help prevent an eviction, and in many places, money is beginning to move
more quickly as programs are created.
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16.D.1.d
OMB Approv. A No.: 1505-0270
Expiration Da e: 10/31/2021
Eligible grantee name and address:
Collier County
3299 Tamiansi Trail E, Ste 700
Naples Flori a 34112-5749
U.S. DEPARTMENT OF THE TREASURY
EMERGENCY RENTAL ASSISTANCE
DUNS Number: 076997790
Taxpayer Identification Number: 596000558
Assistance W ting Number and Title: 21.023-Emergency Rental Assistance
Program
Section 3201(a) of the American Rescue Plan Act of 2021, Pub. L. No. 117-2 (March 11, 2021), authorizes the Department of the
Treasury ("Treasury") to make payments to certaiN ligible grantees to be used to provide emergency rental assistance.
The eligible grantee hereby agrees, as a condition to receiving such payment from Treasury, to the terms attached hereto.
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Authorized Representative Signature (above) j
[To be signed by chief executive officer if recayt 'ent is a local government.]
Authorized Representative Name:
Authorized Representative Title:
Date Signed:
U.S. Department of the Treasury:
Mark Isackson
County Manager
S•6,Z1 -
Naine of Authorized Representative: Jacob Leibenluft
Title: Counselor to the Secretary
Date: 5/10/2021
PAPERWORXP (N T NOTICE: The information collected will be used for the U S Government to process requests for support. The estimated
burden associate. { with this collection of information is 15 minutes per response Comments concerning the accuracy of this burden estimate and suggestions
for reducing theft urden should be directed to the Office of Privacy Transparency and Records Department of the Treasury 1500 Pennsylvania Ave., N W ,
Washington, D,C 20220. DO NOT send the form to this address An agency may not conduct or sponsor, and a person is not required to respond to, a
collection of inft mation unless it displays a valid control number assigned by OMB -
PRIVACY ACT STATEMENT
AUTHOR.ITY�a licitation of this information is authorized by the American Rescue Plan Act of 2021, Title III, Pub. L. No. 117-2.
PURPQ E: Tres airy is required by the American Rescue Plan Act of 2021 to identify eligible grantees/recipients to provide emergency rental assistance to
individuals who qualify for relief under the Act. Eligible grantees/recipients are state, local, and territorial governments which identify households requiring
relief according i requirements contained in the Act. Treasury maintains contact information for authonzed representatives and contact persons for the
purpose of comn uu» cating with eligible grantees regarding issues related to implementation of the Act.
ROUTINE USE, : The infbi n tion you furnish may be shared in accordance with the routine uses outlined in the Treasury's system of records notice, Treasury
017 - Correspondence and Contact Information, which can be found at 81 FR 78266 (Nov 7, 2016).
DISCLOSURE: )isclosure of this information to Treasury is required in order to comply with the requirements the American Rescue Plan Act of 2021.
Disclosure of thi information is voluntary, however, granteeslrocipients that do not disciq,. a contact information will be unable to communicate with Treasury
on issues related ;o their obligations under the Act and this may affect the status of their award.
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16.D.1.d
OMB Approved No.: 1505-0270
Expiration Date: 10/31/2021
U.S. DEPARTMENT OF THE TREASURY
EMERGENCY RENTAL ASSISTANCE
AWARD TERMS AND CONDITIONS
1. Use of Funds. Recipient understands and agrees that the funds disbursed under this award may only be used for the purposes set
forth in subsection (d) of section 3201 of the American Rescue Plan Act of 2021, Pub. L. No. 117-2 (March 11, 2021) ("Section
3201") and any guidance issued by Treasury regarding the Emergency Rental Assistance program established under Section 3201
(the "Guidance").
2. Reallocation of Funds. Recipient understands and agrees that any funds allocated by Treasury to Recipient that are not disbursed
to Recipient in accordance with Section 3201(c)(2) as a subsequent payment will be reallocated by Treasury to other eligible
recipients under Section 3201(e). Such reallocation of funds shall be made in the manner and by the date, which shall be no sooner
than March 31, 2022, as may be set by Treasury. Recipient agrees to obligate at least fifty (50) percent of the total amount of funds
allocated by Treasury to Recipient under Section 3201 to be eligible to receive reallocated funds under Section 3201(e).
3. Assistance to Eligible Households. Recipient agrees to permit eligible households (as defined in Section 3201(f)(2)) to submit
applications for financial assistance directly to Recipient, and to receive financial assistance directly from Recipient, under
programs established by Recipient using funds disbursed under this award. Recipient may make payments to a landlord or utility
provider on behalf of an eligible household, but if the landlord or utility provider does not agree to accept such payment after
Recipient makes reasonable efforts to obtain its cooperation, Recipient must make such payments directly to the eligible household
for the purpose of making payments to the landlord or utility provider.
4. Period of Performance. The period of performance for this award begins on the date hereof and ends on September 30, 2025.
Recipient shall not incur any obligations to be paid with the funding from this award after such period of performance ends.
5. Administrative costs.
a. Recipient may use funds provided to the Recipient to cover both direct and indirect costs.
b. The total of all administrative costs, whether direct or indirect costs, may not exceed 15 percent of the total amount of the
total award.
6. Reportina.Recipient agrees to comply with any reporting obligations established by Treasury as related to this award. Recipient
acknowledges that any such information required to be reported pursuant to this section may be publicly disclosed.
7. Maintenance of and Access to Records.
a. Recipient shall maintain records and financial documents sufficient to support compliance with Section 3201 and the
Guidance.
b. The Treasury Office of Inspector General and the Government Accountability Office, or their authorized representatives,
shall have the right of access to records (electronic and otherwise) of Recipient in order to conduct audits or other
investigations.
c. Records shall be maintained by Recipient for a period of five (5) years after the period of performance.
8. Cost Sharing.Cost sharing or matching funds are not required to be provided by Recipient.
9. Compliance with Applicable Law and Regulations.
a. Recipient agrees to comply with the requirements of Section 3201 and the Guidance. Recipient also agrees to comply with
all other applicable federal statutes, regulations, and executive orders, and Recipient shall provide for such compliance in
any agreements it enters into with other parties relating to this award.
b. Federal regulations applicable to this award include, without limitation, the following:
i. Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, 2 C.F.R. Part
200, other than such provisions as Treasury may determine are inapplicable to this Award and subject to such
exceptions as may be otherwise provided by Treasury. Subpart F — Audit Requirements of the Uniform Guidance,
implementing the Single Audit Act, shall apply to this award.
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16.D.1.d
ii. Universal Identifier and System for Award Management (SAM), 2 C.F.R. Part 25 and pursuant to which the award
term set forth in Appendix A to 2 C.F.R. Part 25 is hereby incorporated by reference.
iii. Reporting Subaward and Executive Compensation Information, 2 C.F.R. Part 170, pursuant to which the award term
set forth in Appendix A to 2 C.F.R. Part 170 is hereby incorporated by reference.
iv. OMB Guidelines to Agencies on Governmentwide Debarment and Suspension (Nonprocurement), 2 C.F.R. Part 180
including the requirement to include a term or condition in all lower tier covered transactions (contracts and
subcontracts described in 2 C.F.R. Part 180, subpart B) that the award is subject to 2 C.F.R. Part 180 and Treasury's
implementing regulation at 31 C.F.R. Part 19.
v. Recipient Integrity and Performance Matters, pursuant to which the award term set forth in 2 C.F.R. Part 200,
Appendix XII to Part 200 is hereby incorporated by reference.
vi. Governmentwide Requirements for Drug -Free Workplace, 31 C.F.R. Part 20.
vii. New Restrictions on Lobbying, 31 C.F.R. Part 21.
c. Statutes and regulations prohibiting discrimination applicable to this award, include, without limitation, the following:
i. Title VI of the Civil Rights Act of 1964 (42 U.S.C. §§ 2000d et seq.) and Treasury's implementing regulations at 31
C.F.R. Part 22, which prohibit discrimination on the grounds of race, color, or national origin under programs or
activities receiving federal financial assistance;
ii. The Fair Housing Act, Title VIII of the Civil Rights Act of 1968 (42 U.S.C. § 3601 et seq.), which prohibits
discrimination in housing on the basis of race, color, religion, national origin, sex, familial status, or disability;
iii. Section 504 of the Rehabilitation Act of 1973, as amended (29 U.S.C. § 794), which prohibits discrimination on the
basis of disability under any program or activity receiving or benefiting from federal financial assistance;
iv. The Age Discrimination Act of 1975, as amended (42 U.S.C. §§ 6101 et seq.) and Treasury's implementing
regulations at 31 C.F.R. Part 23, which prohibit discrimination on the basis of age in programs or activities
receiving federal financial assistance; and
v. Title II of the Americans with Disabilities Act of 1990, as amended (42 U.S.C. §§ 12101 et seq.), which prohibits
discrimination on the basis of disability under programs, activities, and services provided or made available by state
and local governments or instrumentalities or agencies thereto.
10. False Statements. Recipient understands that false statements or claims made in connection with this award is a violation of
federal criminal law and may result in fines, imprisonment, debarment from participating in federal awards or contracts, and/or any
other remedy available by law.
11. Conflicts of Interest. Recipient understands and agrees it must maintain a conflict of interest policy consistent with 2 C.F.R. §
200.318(c), and that such conflict of interest policy is applicable to each activity funded under this award. Recipients and
subrecipients must disclose in writing to Treasury or the pass -through agency, as appropriate, any potential conflict of interest
affecting the awarded funds in accordance with 2 C.F.R. § 200.112.
12. Publications. Any publications produced with funds from this award must display the following language: "This project [is
being] [was] supported, in whole or in part, by federal award number [enter project FAIN] awarded to [name of Recipient] by the
U.S. Department of the Treasury."
13. Debts Owed the Federal Government.
a. Any funds paid to Recipient (1) in excess of the amount to which Recipient is finally determined to be authorized to retain
under the terms of this award; (2) that are determined by the Treasury Office of Inspector General to have been misused
shall constitute a debt to the federal government.
b. Any debts determined to be owed the federal government must be paid promptly by Recipient. A debt is delinquent if it has
not been paid by the date specified in Treasury's initial written demand for payment, unless other satisfactory arrangements
have been made. Interest, penalties, and administrative charges shall be charged on delinquent debts in accordance with 31
U.S.C. § 3717 and 31 C.F.R. § 901.9. Treasury will refer any debt that is more than 180 days delinquent to Treasury's
Bureau of the Fiscal Service for debt collection services.
c. Penalties on any debts shall accrue at a rate of not more than 6 percent per year or such other higher rate as authorized by
law. Administrative charges, that is, the costs of processing and handling a delinquent debt, shall be determined by
Treasury.
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16.D.1.d
14. Disclaimer.
a. The United States expressly disclaims any and all responsibility or liability to Recipient or third persons for the actions of
Recipient or third persons resulting in death, bodily injury, property damages, or any other losses resulting in any way from
the performance of this award or any other losses resulting in any way from the performance of this award or any contract,
or subcontract under this award.
b. The acceptance of this award by Recipient does not in any way constitute an agency relationship between the United States
and Recipient.
15. Protections for Whistleblowers.
a. In accordance with 41 U.S.C. § 4712, Recipient may not discharge, demote, or otherwise discriminate against an employee
as a reprisal for disclosing information to any of the list of persons or entities provided below that the employee reasonably
believes is evidence of gross mismanagement of a federal contract or grant, a gross waste of federal funds, an abuse of
authority relating to a federal contract or grant, a substantial and specific danger to public health or safety, or a violation of
law, rule, or regulation related to a federal contract (including the competition for or negotiation of a contract) or grant.
b. The list of persons and entities referenced in the paragraph above includes the following:
i. A member of Congress or a representative of a committee of Congress;
ii. An Inspector General;
iii. The Government Accountability Office;
iv. A Treasury employee responsible for contract or grant oversight or management;
v. An authorized official of the Department of Justice or other law enforcement agency;
vi. A court or grand jury; and/or
vii. A management official or other employee of Recipient, contractor, or subcontractor who has the responsibility to
investigate, discover, or address misconduct.
Recipient shall inform its employees in writing of the rights and remedies provided under this section, in the predominant
native language of the workforce.
16. Increasing Seat Belt Use in the United States. Pursuant to Executive Order 13043, 62 FR 19217 (Apr. 8, 1997), Recipient
should and should encourage its contractors to adopt and enforce on-the-job seat belt policies and programs for their employees
when operating company -owned, rented or personally owned vehicles.
17. Reducing Text Messaging While Driving_ Pursuant to Executive Order 13513, 74 FR 51225 (Oct. 1, 2009), Recipient should
encourage its employees, subrecipients, and contractors to adopt and enforce policies that ban text messaging while driving, and
Recipient should establish workplace safety policies to decrease accidents caused by distracted drivers.
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