Agenda 09/08/2020 Item #16F5 (Budget Amendments)09/08/2020
EXECUTIVE SUMMARY
Recommendation to authorize budget amendments appropriating approximately $821,064,000 of
unspent FY 2020 Capital project and grant budgets into fiscal year 2021.
OBJECTIVE: Board of County Commissioners' approval of budget amendments which will increase the
FY 2021 budget by approximately $821,064,000 in the various Capital projects, Grant and Grant donor
matching funds.
CONSIDERATIONS: During fiscal year 2020, grants and capital projects were contemplated and
planned for in the adopted budget and/or budget amendments were processed. Grants and Capital
Projects do not necessarily “expire” at the end of the Board’s fiscal year, on September 30. The unspent
portion of these budgets need to roll forward into the next fiscal year to av oid disruption in the payment
of venders and employees. This action is considered customary and routine in accordance with budgetary
practices and the accounting associated with Capital and Grant Funds.
Grant awards are approved by the Board at various times during the year; many grants have fiscal year
cycles different than the County’s fiscal year of Oct 1 - Sept 30. At year-end, the accounting system SAP
automatically calculates the unspent budget (amended budget less expenditures) and posts this amou nt
into fiscal year 2021 budget as a budget amendment.
Some grants require local matching funds. In the donor funds, match money is budgeted as a transfer to
the Grant Fund. As expenditures are incurred, Finance transfers the correct amount of cash from the
donor fund to the Grant Fund. If at year end, the grant is not completed, committed match dollars sitting
in the donor fund must be re-budgeted in fiscal year 2021 to ensure that the grant is in compliance with
the grant contract and match requirements.
Capital Projects are usually multi-year projects. Budgets are created during the budget process and/or in
the form of budget amendments. As professionals and contractors are hired, purchase orders are opened
and work is in progress, the closing down and starting up a fiscal year should not disrupt the progress of a
capital project. The accounting system SAP automatically calculates the unspent budget (amended
budget less expenditures) and posts this amount into fiscal year 2021 budget as a budget amendment.
Section 129.06, Florida Statute, mandates that any increase in a Fund by the recognition of Carryforward
and increasing the appropriations must be approved by resolution of the Board of County Commissioners
after an advertised public hearing. (The resolution will be in the next BCC meeting on September 22nd).
The $821,064,000 is the amount of unspent budget (amended budget of $1,085,143,200 less expenditures
of $288,596,400) as of August 19, 2020 plus the amount of transfers to be made by the d onor funds of
$24,517,200. On October 1, SAP will automatically calculate and post the unspent budgets in each grant
and capital project’s fund. The actual amount of the budget amendment may be more or less than
$821,064,000 depending on the activity within the remaining 42 days before September 30. Additional
moneys will be spent when invoices are processed and/or the Board may authorize budget amendments
on September 8th and September 22nd which was not contemplated in this executive summary.
Waiting until after the close of the fiscal year for Board approval on the budget amendments to
carryforward the unspent budgets, will mean that all the capital projects and grants will sit idle with no
budgets for 13 days. The consequence is over $257 million in open purchase orders cannot roll into FY
2021; venders and grant employees will not receive any form of payment until after the October 13th
Board meeting.
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09/08/2020
Below is a recap of Exhibit A listing the primary categories of the estimated roll over amounts in the
Capital Projects and Grants totaling $821,064,000. The categories are listed from most restricted to least
restricted in terms of various legislature, statutory, legal, policy, program or regulatory constraints.
Unspent budgets as of
8/19/2020
Grant Funds $161,234,900
Donor Funds Providing Grant Match Money 24,517,200
Gas & Infrastructure Sales Tax Capital Projects Funds 124,013,100
Impact Fees Capital Projects Funds 125,317,700
User Fees Capital Projects Funds 312,983,600
Ad Valorem Supported Capital Projects Funds 72,997,500
Total $821,064,000
FISCAL IMPACT: Budget amendments in the approximate amount of $821,064,000 are needed in FY
2021 to re-appropriate unspent (FY 2020) budget within each capital project, grant and match funds and
to recognize a like amount in Carryforward/Grant revenue. Attached is Exhibit “A” listing each Fund and
estimated dollar amount calculated as of August 19, 2020. On October 1, the accounting system SAP will
calculate and post the precise amount of unspent budget and this amount may be more or less than
$821.064,000, depending on the activity over the remaining 42 days in the fiscal year. The budget
amendment is $195,235,000 higher than the previous year primarily due to infrastructure sales tax
projects and the Coronavirus Relief Fund appropriation. This roll of unspent funds does not affect the
adopted FY 2021 budget which the Board will consider on September 17, 2020.
GROWTH MANAGEMENT IMPACT: While there is no new growth management impact, this
carryforward funding request will ensure that there are no payments or contracting delays for budgeted
growth management projects.
LEGAL CONSIDERATIONS: This item was reviewed by the County Attorney, is approved as to
form and legality, and requires majority support for approval. -JAK
RECOMMENDATION: Recommendation to authorize budget amendments totaling approximately
$821,064,000 to re-appropriate unspent (FY 2020) budget and carry forward into fiscal year 2021 for
capital projects, grants and match money.
PREPARED BY:
Laura Zautcke, Senior Budget Analyst, Office of Management & Budget
Mark Isackson, Director of Corporate Financial Management Services, Office of Management Budget
ATTACHMENT(S)
1. FY20 Proj roll to FY21 Attachment A for Ex Sum (PDF)
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09/08/2020
COLLIER COUNTY
Board of County Commissioners
Item Number: 16.F.5
Doc ID: 13402
Item Summary: Recommendation to authorize budget amendments appropriating approximately
$821,064,000 of unspent FY 2020 Capital project and grant budgets into fiscal year 2021.
Meeting Date: 09/08/2020
Prepared by:
Title: – Office of Management and Budget
Name: Debra Windsor
08/27/2020 3:08 PM
Submitted by:
Title: Division Director - Corp Fin & Mgmt Svc – Budget and Management Office
Name: Mark Isackson
08/27/2020 3:08 PM
Approved By:
Review:
Office of Management and Budget Debra Windsor Level 3 OMB Gatekeeper Review Completed 08/27/2020 3:08 PM
Office of Management and Budget Laura Zautcke Additional Reviewer Completed 08/27/2020 6:44 PM
County Attorney's Office Jeffrey A. Klatzkow Level 3 County Attorney's Office Review Completed 08/28/2020 8:20 AM
Budget and Management Office Mark Isackson Additional Reviewer Completed 08/28/2020 8:27 AM
County Manager's Office Nick Casalanguida Level 4 County Manager Review Completed 09/01/2020 11:55 AM
Board of County Commissioners MaryJo Brock Meeting Pending 09/08/2020 9:00 AM
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Exhibit A (As of 8/19/2020)
Grants
Economic Development Fund (007)2,345,700
Supervisor Of Elections Grant Fund (081)354,000
Sheriff Grant Fund (115)150,000
Miscellaneous Grants Fund (116)377,100
Natural Resources Grant (117)6,800
Sea Turtle/Parks Grant (119)178,000
Community Development Block Grants Fund (121)51,500
Services for Seniors - County Aging Program Fund (123)253,800
MPO Grants Fund (128)57,900
Library Grants Fund (129)2,038,700
Public Utilities Grant Fund (416)3,382,500
Public Utilities Grant Match Fund (417)1,127,500
Collier Area Transit (CAT) Grant Fund (424)19,410,700
Collier Area Transit (CAT) Grant Match Fund (425)1,489,600
Collier Area Transit (CAT) Enhancements Fund (426)1,158,900
Transportation Disadvantaged Fund (427)1,175,900
Transportation Disadvantaged Grant Fund (428)1,001,000
Transportation Disadvantaged Grant Match Fund (429)149,200
Solid Waste Grant Fund (475)200
Solid Waste Grant Match Fund (476)1,000
EMS Grants Fund (493)467,200
EMS Grants Match Fund (494)112,300
Airport Authority Grant Fund (498)5,237,300
Airport Authority Grant Match Fund (499)977,900
Specialized Grants (701)90,000
Administrative Services Grant Fund (703)239,100
Administrative Services Grant Match Fund (704)7,600
Housing Grant Fund (705)11,153,300
Housing Grant Match Fund (706)46,400
Human Services Grant Fund (707)70,599,900
Human Services Grant Match Fund (708)28,500
Public Services Grant Fund (709)3,268,600
Public Services Grant Match Fund (710)916,900
Transportation Grant Fund (711)20,339,300
Transportation Grant Match Fund (712)5,346,700
Immokalee CRA Grant Fund (715)676,400
Immokalee CRA Grant Match Fund (716)76,900
Bayshore CRA Grant Fund (717)300,000
Bayshore CRA Grant Match Fund (718)614,200
Deepwater Horizon Oil Spill Settlement (757)71,200
State Housing Incentive Partnership Grant Fund (791)5,955,200
161,234,900
Donor Funds Providing Match Money to Grants
General Fund (001)11,723,800
Supervisor of Elections Fund (080)62,600
Stormwater Operations Fund (103)213,100
MSTU Unincorporated General Fund (111)17,100
Planning Services Fund (131)5,000,000
Conservation Collier Fund (174)10,000
Immokalee Redevelopment Fund (186)76,900
Bayshore/Gateway Triangle Redevelopment Fund (187)2,751,600
Mandatory Collection Fund (473)1,000
Emergency Medical Services (EMS) Fund (490)1,100
Airport Fund (495)4,500,000
Crime Prevention Fund (603)150,000
University Extension Fund (604)10,000
24,517,200
Estimate of the Unspent 2020 Project Budgets to be Added to FY 2021 Budget
16.F.5.a
Packet Pg. 2802 Attachment: FY20 Proj roll to FY21 Attachment A for Ex Sum (13402 : Unspent FY 2020 Capital project and grant budgets into FY 2021)
Fuel and Surplus Sales Tax Projects
Road Construction - Gas Tax Capital Fund (313)23,924,200
Infrastructure Sales Tax Capital Fund (318)100,088,900
124,013,100
Impact Fee Capital Projects
Road Impact Fee - District 1 Fund (331)21,078,300
Road impact Fee - District 2 Fund (333)12,254,800
Road Impact Fee - District 3 Fund (334)681,300
Road Impact Fee - District 4 Fund (336)18,843,400
Road Impact Fee - District 6 Fund (338)6,163,800
Road Impact Fee - District 5 Fund (339)7,551,400
Regional Park Impact Fee Fund (345)1,884,900
Parks Impact Fee - Unincorporated Area Fund (346)31,695,600
Emergency Management Services Impact Fee Fund (350)815,900
Library Impact Fee Fund (355)596,600
Ochopee Fire Control District Impact Fee Fund (372)43,700
Isle of Capri Impact Fee Fund (373)2,200
Correctional Facilities Impact Fee Fund (381)1,636,400
Law Enforcement Impact Fee Fund (385)855,300
Government Facilities Impact Fee Fund (390)3,055,800
Water Impact Fees Capital Projects Fund (411)9,748,300
County Sewer System Development Capital Fund (413)8,410,000
125,317,700
User Fee Capital Projects
Naples Production Park MSTD (138)359,700 Special Assessment
Bayshore/Avalon Beautification MSTU (160)6,353,100 MSTU tax
Conservation Collier Capital Fund (179)114,600 Coservation Collier tax
Court Maintenance Fund (181)2,937,400 Court Fines and Fees
TDC Beach Park Facilities Fund (183)6,695,300 Tourist Development (TDC) tax
TDC - Beach Renourishment and Pass Maintenance Fund (195)8,472,300 Tourist Development (TDC) tax
Florida Boating Improvement Fund (303)1,649,000 Vessel Registration Fees
ATV Settlement (305)104,200 Settlement from SFWMD
Community Development - Capital Projects Fund (309)5,327,800 User Fees
(TDC) Museum Capital Projects Fund (314)843,900 TDC tax
Clam Bay Restoration Capital Fund (320)190,900 Special Assessment
Pelican Bay Capital Fund (322)3,255,500 Special Assessment
Road Assessments (341)456,400 Special Assessment
Sports Complex Capital (370)29,705,800 Bond Proceeds
Water - Sewer Motor Pool Capital Recovery Fund (409)1,531,900 Water-Sewer User Fees
Water User Fees Capital Projects Fund (412)46,720,500 Water User fees
Sewer User Fee Capital Projects Fund (414)94,756,400 Sewer User fees
Collier Water Sewer Bond Proceeds Fund (415)54,845,100 Bond Proceeds
Public Utilities Special Assessment (418)37,500 Special Assessment
Solid Waste Motor Capital Recovery Fund (472)918,500 Solid Waste fees
Solid Waste Capital Projects Fund (474)13,622,000 Solid Waste fees
EMS Capital Fund (491)8,022,500 EMS fees
Airport Authority Capital Fund (496)6,802,600 User Fees
Information Technology Capital Fund (506)4,961,400 Internal Service Charges
Motor Pool Capital Recovery Fund (523)5,949,000 User fees
Tourist Development Capital Projects (758)5,351,700 Tourist Development (TDC) tax
Bayshore CRA Capital Fund (787)2,998,600 CRA
312,983,600
Ad Valorem Capital Projects
MSTD Landscaping Projects Fund (112)4,526,000
County-wide Capital Projects Fund (301)14,531,500
Parks and Recreation Capital Projects Fund (306)8,286,200
Transportation Road & Bridge Capital Fund (310)27,211,900
Stormwater Capital Projects Fund (325)18,441,900
72,997,500
821,064,000
16.F.5.a
Packet Pg. 2803 Attachment: FY20 Proj roll to FY21 Attachment A for Ex Sum (13402 : Unspent FY 2020 Capital project and grant budgets into FY 2021)