Backup Documents 11/12/2019 Item #16D14 ORIGINAL DOCUMENTS CHECKLIST & ROUTING SLIit 6 D 1 LI
TO ACCOMPANY ALL ORIGINAL DOCUMENTS SENT TO
THE BOARD OF COUNTY COMMISSIONERS OFFICE FOR SIGNATURE
Print on pink paper. Attach to original document. The completed routing slip and original documents are to be forwarded to the County Attorney Office
at the time the item is placed on the agenda. All completed routing slips and original documents must be received in the County Attorney Office no later
than Monday preceding the Board meeting.
**NEW** ROUTING SLIP
Complete routing lines#1 through#2 as appropriate for additional signatures,dates,and/or information needed. If the document is already complete with the
exception of the Chairman's signature,draw a line through routing lines#1 through#2,complete the checklist,and forward to the County Attorney Office.
Route to Addressee(s) (List in routing order) Office Initials Date
1. Hilary Halford Community and Human YfY{ 11/11/2019
Services
2. Jennifer Belpedio County Attorney Office aaa3 ►► 1 aS�I
3. BCC Office Board of County C
Commissioners (�
4. Minutes and Records Clerk of Court's Office
P+ ►a•l 1 tet 3 Azpv
PRIMARY CONTACT INFORMATION
Normally the primary contact is the person who created/prepared the Executive Summary. Primary conta:..information is needed in the event one of the addressees
above,may need to contact staff for additional or missing information.
Name of Primary Staff Hilary Halford/CHS Phone Number 252-2670
Contact/ Department
Agenda Date Item was 11/12/2019 Agenda Item Number 16D14
Approved by the BCC
Type of Document Hazard Mitigation Grant Program(HMGP) Number of Original 2 sets of documents
Attached #H0311 from FDEM&Resolution Documents Attached
PO number or account N/A
number if document is t
to be recorded "bOi
INSTRUCTIONS & CHECKLIST
Initial the Yes column or mark"N/A" in the Not Applicable column,whichever is Yes N/A(Not
appropriate. Agoili1) Applicable)
1. Does the document require the chairman's original signature? Cr n a ,
2. Does the document need to be sent to another agency for additional signatures? If yes,
provide the Contact Information(Name;Agency;Address; Phone)on an attached sheet.
3. Original document has been signed/initialed for legal sufficiency. (All documents to be HH
signed by the Chairman, with the exception of most letters,must be reviewed and signed
by the Office of the County Attorney.
4. All handwritten strike-through and revisions have been initialed by the County Attorney's NA
Office and all other parties except the BCC Chairman and the Clerk to the Board
5. The Chairman's signature line date has been entered as the date of BCC approval of the HH
document or the final ne otiated contract date whichever is applicable.
6. "Sign here"tabs are placed on the appropriate pages indicating where the Chairman's HH
signature and initials are required.
7. In most cases(some contracts are an exception),the original document and this routing slip NA
should be provided to the County Attorney Office at the time the item is input into SIRE.
Some documents are time sensitive and require forwarding to Tallahassee within a certain
time frame or the BCC's actions are nullified. Be aware of your deadlines!
8. The document was approved by the BCC on 11/12/2019 and all changes made during HH N/A is not
the meeting have been incorporated in the attached document. The County an option for
Attorney's Office has reviewed the changes, if applicable. this line.
9. Initials of attorney verifying that the attached document is the'.ersion approved by the - - N/A is not
BCC,all changes directed by the BCC have been made,and the document is ready for the t an option for
Chairman's si•nature. this line.
I:Forms/County Forms/BCC Forms/Original Documents Routing Slip WWS Original 9.03.04,Revised 1.26.05,Revised 2.24.05;Revised 11/30/12
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TRANSMITTAL REQUEST
Date: November 22, 2019
To: County Clerk's Office
Meeting & Records Recording
From: Hilary Halford
Community & Human Services Division
RE: Execution of Contract #H0311 — Florida Division of Emergency Management
University extension Hazard Mitigation Grant Program
Please send both attached executed originals via FedEx using the mailing labeling
provided.
For your records the contracts will be going to:
Florida Division of Emergency Management —Tallahassee
Mitigation Bureau — HMGP
2555 Shumard Oak Boulevard
Tallahassee, Florida 32399-2100
Thank you for your assistance.
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RESOLUTION NO. 2019- 2 2 3
A RESOLUTION OF THE BOARD OF COUNTY COMMISSIONERS OF
COLLIER COUNTY, FLORIDA, AUTHORIZING ITS COUNTY
MANAGER OR DESIGNEE TO EXECUTE THE FEDERAL
EMERGENCY MANAGEMENT AGENCY HAZARD MITIGATION
GRANT CONTRACT FROM THE FLORIDA DEPARTMENT OF
EMERGENCY MANAGEMENT.
WHEREAS, the Florida Department of Emergency Management (FDEM) is the State
pass-through entity for FEMA funding; and
WHEREAS,the Collier County is a Sub-Recipient of the FEMA Hazard Mitigation Grant
Program; and
WHREAS, Collier County Board of County Commissioners has the authority to apply for
and accept grants and make purchases and/or expend funds pursuant to grant awards made by the
Florida Department of Emergency Management using FEMA Hazard Mitigation Grant Program
funds.
NOW THEREFORE, BE IT RESOLVED BY THE BOARD OF COUNTY
COMMISSIONERS OF COLLIER COUNTY, FLORIDA,THAT:
1. The County Manager, or his designee, is hereby authorized to revise and execute any
and all documents necessary to apply for and/or receive the Florida Department of Emergency
Management Hazard Mitigation Grant. This authorization includes authority to approve any
budget amendments necessary to receive these funds, and to accept these funds on behalf of the
County.
2. Any decision to terminate or otherwise not accept the Florida Department of Emergency
Management Hazard Mitigation Grant shall first require approval by the Collier County Board of
County Commissioners at a publicly noticed meeting.
3. This Resolution shall be effective immediately upon signature by the Chairman.
This Resolution adopted after motion, second and majority vote favoring same,this
day of `---ilcMeIMla '� , 2019.
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ATTEST:
CRYSTAL K. KINZEL, CLERK BOARD OF COUNTY COMMISSIONERS
;•,;, COLLIER COUN ORIDA
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llL_�� By: ` P ar�a�I
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t ��StO• ii , Deputy Clerk I illiam L. McDaniel, Jr, airman
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signature on y:
Approved as to form and legality:
J
Jenner A. Belpedio (?-� �
Assistant County Attori ey ti
Item# to t)t t
Agenda �^�.[• 1.6
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Date
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16D14
SUB-RECIPIENT AGREEMENT CHECKLIST
DIVISION OF EMERGENCY MANAGEMENT
MITIGATION BUREAU
REQUEST FOR REVIEW AND APPROVAL
SUB-RECIPIENT: Collier County
PROJECT#: 4337-194-R
PROJECT TITLE: Collier County, IFAS Building,Wind Retrofit
. CONTRACT#: H0311
MODIFICATION#: N/A
SUB-RECIPIENT REPRESENTATIVE(POINT OF CONTACT)
Twyla Leigh
Enclosed is your copy of the proposed contract/modification between Collier County and
the Florida Division of Emergency Management(FDEM).
COMPLETE
L] This form is required to be included with all Reviews, Approvals, and Submittal
( 1 Two(2) Copies printed for Approval
Printed Single-sided (If your policy is to copy two-sided please contact me and I will
send you two original one-sided copies for signature)
[I Reviewed and Approved
❑ Signed and Dated by Official Representative (blue ink)
Copy of the organization's resolution or charter that specifically identifies the
person or position that is authorized to sign, if not Chairman, Mayor, Chief
( .,1 Attachment I - Federal Funding Accountability and Transparency Act (FFATA)
completed, signed, and dated (❑ N/A for Modifications)
Two Signed and dated Originals mailed to FDEM -Tallahassee
Florida Division of Emergency Management
Mitigation Bureau—HMGP
2555 Shumard Oak Boulevard
Tallahassee, Florida 32399-2100
Attention—Grant Specialist— Brittany Figueroa
If you have any questions regarding this contract, or who is authorized to sign it, please
contact your Project Manager at(850) 815-4543 or email me at
Mike.Lalbachan a.em.njyflorida.com.
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Agreement Number: H0311
Project Number: 4337-194-R
FEDERALLY-FUNDED SUBAWARD AND GRANT AGREEMENT
2 C.F.R.§200.92 states that a"subaward may be provided through any form of legal agreement,
including an agreement that the pass-through entity considers a contract."
As defined by 2 C.F.R. §200.74,"pass-through entity"means"a non-Federal entity that provides a
subaward to a Sub-Recipient to carry out part of a Federal program."
As defined by 2 C.F.R. §200.93,'Sub-Recipient"means"a non-Federal entity that receives a
subaward from a pass-through entity to carry out part of a Federal program."
As defined by 2 C.F.R. §200.38,"Federal award"means"Federal financial assistance that a non-
Federal entity receives directly from a Federal awarding agency or indirectly from a pass-through entity,"
As defined by 2 C.F.R. §200.92,"subaward"means"an award provided by a pass-through entity to a
Sub-Recipient for the Sub-Recipient to carry out part of a Federal award received by the pass-through
entity."
The following information is provided pursuant to 2 C.F.R. §200.331(a)(1):
Sub-Recipient's name: Collier County
Sub-Recipient's unique entity identifier: 59-6000558
Federal Award Identification Number(FAIN): FEMA-DR-4337-FL
Federal Award Date: July 26,2019
Subaward Period of Performance Start and End Date: Upon execution through July 31,2021
Amount of Federal Funds Obligated by this Agreement: $225,000.00
Total Amount of Federal Funds Obligated to the Sub-Recipient
by the pass-through entity to include this Agreement: $225,000.00
Total Amount of the Federal Award committed to the Sub-
Recipient by the pass-through entity $225,000.00
Federal award project description (see FFATA): Wind Retrofit Project
Name of Federal awarding agency: Federal Emergency Management Agency
Name of pass-through entity: FL Division of Emergency Management
Contact Information for the pass-through entity: Mike.Lalbachant em.myflorida.com
Catalog of Federal Domestic Assistance(CFDA)Number and
Name: 97.039 Hazard Mitigation Grant Program
Whether the award is R&D: N/A
Indirect cost rate for the Federal award: NIA
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THIS AGREEMENT is entered into by the State of Florida,Division of Emergency Management,
with headquarters in Tallahassee, Florida (hereinafter referred to as the"Division"),and Collier County,
(hereinafter referred to as the"Sub-Recipient").
For the purposes of this Agreement,the Division serves as the pass-through entity for a Federal
award, and the Sub-Recipient serves as the recipient of a subaward.
THIS AGREEMENT IS ENTERED INTO BASED ON THE FOLLOWING REPRESENTATIONS:
A. The Sub-Recipient represents that it is fully qualified and eligible to receive these grant funds
to provide the services identified herein;
B. The State of Florida received these grant funds horn the Federal government, and the
Division has the authority to subgrant these funds to the Sub-Recipient upon the terms and conditions
outlined below;and,
C. The Division has statutory authority to disburse the funds under this Agreement.
THEREFORE, the Division and the Sub-Recipient agree to the following:
(1) APPLICATION OF STATE LAW TO THIS AGREEMENT
2 C.F R.§200 302 provides: Each state must expend and account for the Federal award
In accordance with state laws and procedures for expending and accounting for the state's own funds."
Therefore,section 215.971, Florida Statutes, entitled"Agreements funded with federal or state
assistance",applies to this Agreement.
(2) LAWS, RULES, REGULATIONS AND POLICIES
a. The Sub-Recipient's performance under this Agreement is subject to 2 C.F.R.Part
200, entitled"Uniform Administrative Requirements,Cost Principles,and Audit Requirements for Federal
Awards."
b. As required by Section 215.971(1),Florida Statutes,this Agreement includes:
i A provision specifying a scope of work that clearly establishes the tasks that
the Sub-Recipient is required to perform.
ii A provision dividing the agreement into quantifiable units of deliverables that
must be received and accepted in writing by the Division before payment. Each deliverable must be
directly related to the scope of work and specify the required minimum level of service to be performed
and the criteria for evaluating the successful completion of each deliverable.
lii. A provision specifying the financial consequences that apply if the Sub-
Recipient fails to perform the minimum level of service required by the agreement.
iv. A provision specifying that the Sub Recipient may expend funds only for
allowable costs resulting from obligations incurred during the specified agreement period.
v. A provision specifying that any balance of unobligated funds which has been
advanced or paid must be refunded to the Division.
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vi. A provision specifying that any funds paid in excess of the amount to which
the Sub-Recipient is entitled under the terms and conditions of the agreement must be refunded to the
Division.
c. In addition to the foregoing,the Sub-Recipient and the Division shall be governed by
at applicable State and Federal laws, rules and regulations, including those identified in Attachment B.
Any express reference In this Agreement to a particular statute, rule, or regulation in no way implies that
no other statute, rule, or regulation applies.
(3) CONTACT
a. In accordance with section 215.971(2), Florida Statutes,the Division's Grant
Manager shall be responsible for enforcing performance of this Agreement's terms and conditions and
shall serve as the Division's liaison with the Sub-Recipient. As part of his/her duties, the Grant Manager
for the Division shall:
i. Monitor and document Sub-Recipient performance;and,
ii Review and document all deliverables for which the Sub-Recipient requests
payment.
b. The Division's Grant Manager for this Agreement is:
Mike Lalbachan
Bureau of Mitigation
FL Division of Emergency Management
2702 Directors Row
Orlando,Florida 32809
Telephone: 850-815-4571
Email: Mike.Lalbachan@em.myflorida.com
c. The name and address of the Representative of the Sub-Recipient responsible for
the administration of this Agreement is:
Twyla Leigh
University Extension Service Division
Collier County
14700 Immokalee Road
Naples,Florida 34120
Telephone: 239-252-4800
Email: twyla.leigh@colliercountyfl.gov
d. In the event that different representatives or addresses are designated by either party
after execution of this Agreement, notice of the name,title and address of the new representative will be
provided to the other party.
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(4) TERMS AND CONDITIONS
This Agreement contains all the terms and conditions agreed upon by the parties.
(5) EXECUTION
This Agreement may be executed in any number of counterparts,any one of which may
be taken as an original.
(6) MODIFICATION
Either party may request modification of the provisions of this Agreement. Changes
which are agreed upon shall be valid only when In writing,signed by each of the parties,and attached to
the original of this Agreement.
(7) SCOPE OF WORK
The Sub-Recipient shall perform the work in accordance with the Budget and Scope of
Work,Attachment A of this Agreement.
(8) PERIOD OF AGREEMENT
This Agreement shall begin upon execution by both parties and shall end on July 31,
2021, unless terminated earlier in accordance with the provisions of Paragraph(17)of this Agreement.
Consistent with the definition of"period of performance"contained in 2 C.F.R. §200.77, the term"period
of agreement"refers to the time during which the Sub-Recipient"may incur new obligations to carry out
the work authorized under"this Agreement. In accordance with 2 C.F.R.§200.309,the Sub-Recipient
may receive reimbursement under this Agreement only for"allowable costs incurred during the period of
performance." In accordance with section 215.971(1)(d),Florida Statutes,the Sub-Recipient may expend
funds authorized by this Agreement"only for allowable costs resulting from obligations Incurred during"
the period of agreement.
(9) FUNDING
a. This is a cost-reimbursement Agreement, subject to the availability of funds.
b. The State of Florida's performance and obligation to pay under this Agreement is
contingent upon an annual appropriation by the Legislature, and subject to any modification in
accordance with either Chapter 216, Florida Statutes,or the Florida Constitution.
c. The Division will reimburse the Sub-Recipient only,for allowable costs incurred by the
Sub-Recipient in the successful completion of each deliverable. The maximum reimbursement amount
for each deliverable is outlined in Attachment A of this Agreement("Budget and Scope of Work"). The
maximum reimbursement amount for the entirety of this Agreement is$225,000.00.
d. As required by 2 C.F.R.§200.415(a),any request for payment under this Agreement
must include a certification, signed by an official who is authorized to legally bind the Sub-Recipient,
which reads as follows:"By signing this report, I certify to the best of my knowledge and belief that the
report Is true,complete,and accurate, and the expenditures, disbursements and cash receipts are for the
purposes and objectives set forth in the terms and conditions of the Federal award. I am aware that any
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false,fictitious, or fraudulent information,or the omission of any material fact, may subject me to criminal,
civil or administrative penalties for fraud,false statements,false claims or otherwise. (U.S.Code Title 18,
Section 1001 and Title 31, Sections 3729-3730 and 3801-3812)."
e. The Division will review any request for reimbursement by comparing the
documentation provided by the Sub-Recipient against a performance measure, outlined in Attachment A,
that clearly delineates:
i. The required minimum acceptable level of service to be performed;and,
ii. The criteria for evaluating the successful completion of each deliverable.
f. The performance measure required by section 215.971(1)(b), Florida Statutes,
remains consistent with the requirement for a"performance goal",which is defined in 2 C.F.R.§200,76 as
"a target level of performance expressed as a tangible, measurable objective,against which actual
achievement can be compared." It also remains consistent with the requirement, contained in 2 C.F.R.
§200.301,that the Division and the Sub-Recipient"relate financial data to performance accomplishments
of the Federal award."
g. If authorized by the Federal Awarding Agency,then the Division will reimburse the
Sub-Recipient for overtime expenses in accordance with 2 C.F.R.§200.430("Compensation—personal
services")and 2 C.F,R. §200.431 ("Compensation—fringe benefits"), If the Sub-Recipient seeks
reimbursement for overtime expenses for periods when no work is performed due to vacation, holiday,
illness,failure of the employer to provide sufficient work,or other similar cause(see 29 U.S.C.
§207(e)(2)),then the Division will treat the expense as a fringe benefit. 2 C.F.R. §200,431(a)defines
fringe benefits as"allowances and services provided by employers to their employees as compensation in
addition to regular salaries and wages." Fringe benefits are allowable under this Agreement as long as
the benefits are reasonable and are required by law,Sub-Recipient-employee agreement,or an
established policy of the Sub-Recipient. 2 C.F.R.§200.431(b) provides that the cost of fringe benefits in
the form of regular compensation paid to employees during periods of authorized absences from the lob,
such as for annual leave,family-related leave,sick leave, holidays,court leave,military leave,
administrative leave,and other similar benefits,are allowable if all of the following criteria are met:
i. They are provided under established written leave policies;
ii. The costs are equitably allocated to all related activities,Including Federal
awards;and,
Iii. The accounting basis(cash or accrual) selected for costing each type of
leave is consistently followed by the non-Federal entity or specified grouping of employees.
h. If authorized by the Federal Awarding Agency,then the Division will reimburse the
Sub-Recipient for travel expenses in accordance with 2 C.F.R. §200.474. As required by the Reference
Guide for State Expenditures, reimbursement for travel must be in accordance with section 112,081,
Florida Statutes,which Includes submission of the claim on the approved state travel voucher. if the Sub-
Recipient seeks reimbursement for travel costs that exceed the amounts stated in section 112.061(6)(b),
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Florida Statutes($6 for breakfast,$11 for lunch,and$19 for dinner),then the Sub-Recipient must provide
documentation that:
i. The costs are reasonable and do not exceed charges normally allowed by
the Sub-Recipient in its regular operations as a result of the Sub-Recipient's written travel policy;and,
ii. Participation of the individual in the travel is necessary to the Federal award.
i. The Division's grant manager,as required by section 215.971(2)(c),Florida Statutes,
shall reconcile and verify all funds received against all funds expended during the grant agreement period
and produce a final reconciliation report. The final report must identify any funds paid in excess of the
expenditures incurred by the Sub-Recipient.
j. As defined by 2 G.F.R. §200.53, the term Improper payment"means or includes:
i. Any payment that should not have been made or that was made in an
incorrect amount(including overpayments and underpayments) under statutory,contractual,
administrative,or other legally applicable requirements; and,
il. Any payment to an ineligible party, any payment for an ineligible good or
service, any duplicate payment,any payment for a good or service not received(except for such
payments where authorized by law),any payment that does not account for credit for applicable
discounts, and any payment where insufficient or lack of documentation prevents a reviewer from
discerning whether a payment was proper.
(10)RECORDS
a. As required by 2 G.F.R.§200.336,the Federal awarding agency, Inspectors General,
the Comptroller General of the United States,and the Division,or any of their authorized representatives,
shall enjoy the right of access to any documents, papers,or other records of the Sub-Recipient which are
pertinent to the Federal award,In order to make audits,examinations,excerpts, and transcripts. The right
of access also includes timely and reasonable access to the Sub-Recipient's personnel for the purpose of
interview and discussion related to such documents. Finally,the right of access is not limited to the
required retention period but lasts as long as the records are retained.
b. As required by 2 C.F.R.§200.331(a)(5),the Division,the Chief Inspector General of
the State of Florida,the Florida Auditor General,or any of their authorized representatives,shall enjoy the
right of access to any documents,financial statements,papers,or other records of the Sub-Recipient
which are pertinent to this Agreement,in order to make audits, examinations,excerpts,and transcripts.
The right of access also includes timely and reasonable access to the Sub-Recipient's personnel for the
purpose of interview and discussion related to such documents.
c. As required by Florida Department of State's record retention requirements(Chapter
119,Florida Statutes)and by 2 C.F.R.§200.333, the Sub-Recipient shall retain sufficient records to show
its compliance with the terms of this Agreement, as well as the compliance of all subcontractors or
consultants paid from funds under this Agreement,for a period of five(5)fiscal years from the date of
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completion of grant cycle or project. The following are the only exceptions to the five(5)year
requirement:
i. If any litigation,claim,or audit is started before the expiration of the 5-year
period,then the records must be retained until all litigation, claims,or audit findings Involving the records
have been resolved and final action taken.
ii. When the Division or the Sub-Recipient is notified in writing by the Federal
awarding agency,cognizant agency for audit,oversight agency for audit,cognizant agency for indirect
costs,or pass-through entity to extend the retention period.
iii. Records for real property and equipment acquired with Federal funds must
be retained for 5 years after final disposition.
iv. When records are transferred to or maintained by the Federal awarding
agency or pass-through entity,the 5-year retention requirement is not applicable to the Sub-Recipient.
v. Records for program income transactions after the period of performance. In
some cases recipients must report program income after the period of performance. Where there is such
a requirement,the retention period for the records pertaining to the earning of the program Income starts
from the end of the non-Federal entity's fiscal year in which the program income is earned.
vi. Indirect cost rate proposals and cost allocations plans. This paragraph
applies to the following types of documents and their supporting records: indirect cost rate computations
or proposals,cost allocation plans,and any similar accounting computations of the rate at which a
particular group of costs is chargeable(such as computer usage chargeback rates or composite fringe
benefit rates).
d. In accordance with 2 C.F.R.§200.334,the Federal awarding agency must request
transfer of certain records to Its custody from the Division or the Sub-Recipient when it determines that
the records possess long-term retention value.
e. In accordance with 2 C.F.R.§200.335,the Division must always provide or accept
paper versions of Agreement information to and from the Sub-Recipient upon request. If paper copies
are submitted,then the Division must not require more than an original and two copies. When original
records are electronic and cannot be altered,there is no need to create and retain paper copies. When
original records are paper,electronic versions may be substituted through the use of duplication or other
forms of electronic media provided that they are subject to periodic quality control reviews,provide
reasonable safeguards against alteration,and remain readable.
f. As required by 2 C.F.R.§200.303,the Sub-Recipient shall take reasonable measures
to safeguard protected personally identifiable information and other information the Federal awarding
agency or the Division designates as sensitive or the Sub-Recipient considers sensitive consistent with
applicable Federal,state, local,and tribal laws regarding privacy and obligations of confidentiality.
g. Florida's Government in the Sunshine Law(Section 286.011,Florida Statutes)
provides the citizens of Florida with a right of access to governmental proceedings and mandates three,
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basic requirements: (1)meetings of public boards or commissions must be open to the public; (2)
reasonable notice of such meetings must be given;and,(3)minutes of the meetings must be taken and
promptly recorded. The mere receipt of public funds by a private entity,standing alone,is insufficient to
bring that entity within the ambit of the open government requirements. However,the Government in the
Sunshine Law applies to private entities that provide services to governmental agencies and that act on
behalf of those agencies in the agencies'performance of their public duties. If a public agency delegates
the performance of its public purpose to a private entity,then,to the extent that private entity is
performing that public purpose,the Government in the Sunshine Law applies. For example,if a volunteer
fire department provides firefighting services to a governmental entity and uses facilities and equipment
purchased with public funds,then the Government in the Sunshine Law applies to board of directors for
that volunteer fire department. Thus,to the extent that the Government in the Sunshine Law applies to
the Sub-Recipient based upon the funds provided under this Agreement,the meetings of the Sub-
Recipient's governing board or the meetings of any subcommittee making recommendations to the
governing board may be subject to open government requirements. These meetings shall be publicly
noticed,open to the public,and the minutes of all the meetings shall be public records,available to the
public in accordance with Chapter 119,Florida Statutes.
h. Florida's Public Records Law provides a right of access to the records of the state
and local governments as well as to private entities acting on their behalf. Unless specifically exempted
from disclosure by the Legislature, all materials made or received by a governmental agency(or a private
entity acting on behalf of such an agency) in conjunction with official business which are used to
perpetuate,communicate,or formalize knowledge qualify as public records subject to public inspection.
The mere receipt of public funds by a private entity, standing alone,is insufficient to bring that entity
within the ambit of the public record requirements. However,when a public entity delegates a public
function to a private entity,the records generated by the private entity's performance of that duty become
public records. Thus,the nature and scope of the services provided by a private entity determine whether
that entity is acting on behalf of a public agency and is therefore subject to the requirements of Florida's
Public Records Law.
i. The Sub-Recipient shall maintain all records for the Sub-Recipient and for all
subcontractors or consultants to be paid from funds provided under this Agreement,including
documentation of all program costs,in a form sufficient to determine compliance with the requirements
and objectives of the Budget and Scope of Work-Attachment A-and all other applicable laws and
regulations.
(11)AUDITS
a. The Sub-Recipient shall comply with the audit requirements contained in 2 C.F.R.
Part 200,Subpart F.
b. In accounting for the receipt and expenditure of funds under this Agreement,the
Sub-Recipient shall follow Generally Accepted Accounting Principles("GAAP"). As defined by 2 C.F,R.
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§200.49, GMP"has the meaning specified in accounting standards issued by the Government
Accounting Standards Board(GASB)and the Financial Accounting Standards Board(FASB)."
c. When conducting an audit of the Sub-Recipient's performance under this Agreement,
the Division shall use Generally Accepted Government Auditing Standards("GAGAS"). As defined by 2
C.F.R.§200.50,GAGAS,"also known as the Yellow Book, means generally accepted government
auditing standards issued by the Comptroller General of the United States, which are applicable to
financial audits."
d. If an audit shows that all or any portion of the funds disbursed were not spent in
accordance with the conditions of this Agreement,the Sub-Recipient shall be held liable for
reimbursement to the Division of all funds not spent in accordance with these applicable regulations and
Agreement provisions within thirty days after the Division has notified the Sub-Recipient of such non-
compliance.
e, The Sub-Recipient shall have all audits completed by an independent auditor,which
is defined in section 215.97(2)(i), Florida Statutes, as"an independent certified public accountant licensed
under chapter 473." The independent auditor shall state that the audit complied with the applicable
provisions noted above. The audit must be received by the Division no later than nine months from the
end of the Sub-Recipient's fiscal year.
f. The Sub-Recipient shall send copies of reporting packages for audits conducted in
accordance with 2 C.F.R. Part 200, by or on behalf of the Sub-Recipient,to the Division at the following
address:
DEMSingle_Audit@em.myflorida.com
OR
Office of the Inspector General
2555 Shumard Oak Boulevard
Tallahassee,Florida 32399-2100
g. The Sub-Recipient shall send the Single Audit reporting package and Form SF-SAC
to the Federal Audit Clearinghouse by submission online at:
http://harvester.census.gov/fac/collectiddeindex.html
h. The Sub-Recipient shall send any management letter issued by the auditor to the
Division at the following address:
DEMSingle_Audit@em.myflorida.com
OR
Office of the Inspector General
2555 Shumard Oak Boulevard
Tallahassee, Florida 32399-2100
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(12)REPORTS
a. Consistent with 2 C.F.R.§200.326,the Sub-Recipient shall provide the Division with
quarterly reports and a close-out report. These reports shall include the current status and progress by
the Sub-Recipient and all subcontractors in completing the work described in the Scope of Work and the
expenditure of funds under this Agreement,in addition to any other information requested by the Division.
b. Quarterly reports are due to the Division no later than 15 days after the end of each
quarter of the program year and shall be sent each quarter until submission of the administrative close-
out report. The ending dates for each quarter of the program year are March 31,June 30,September 30
and December 31,
c. The close-out report is due 60 days after termination of this Agreement or 60 days
after completion of the activities contained in this Agreement,whichever first occurs.
d. If all required reports and copies are not sent to the Division or are not completed in a
manner acceptable to the Division,then the Division may withhold further payments until they are
completed or may take other action as stated in Paragraph(16) REMEDIES. "Acceptable to the
Division"means that the work product was completed in accordance with the Budget and Scope of Work.
e. The Sub-Recipient shall provide additional program updates or information that may
be required by the Division.
f. The Sub-Recipient shall provide additional reports and information identified in
Attachment F.
(13)MONITORING
a. The Sub-Recipient shall monitor its performance under this Agreement,as well as
that of its subcontractors and/or consultants who are paid from funds provided under this Agreement, to
ensure that time schedules are being met,the Schedule of Deliverables and Scope of Work are being
accomplished within the specified time periods,and other performance goals are being achieved. A
review shall be done for each function or activity in Attachment A to this Agreement,and reported in the
quarterly report.
b. In addition to reviews of audits,monitoring procedures may include,but not be limited
to, on-site visits by Division staff,limited scope audits, and/or other procedures. The Sub-Recipient
agrees to comply and cooperate with any monitoring procedures/processes deemed appropriate by the
Division. In the event that the Division determines that a limited scope audit of the Sub-Recipient is
appropriate,the Sub-Recipient agrees to comply with any additional instructions provided by the Division
to the Sub-Recipient regarding such audit. The Sub-Recipient further agrees to comply and cooperate
with any inspections, reviews,investigations or audits deemed necessary by the Florida Chief Financial
Officer or Auditor General. In addition,the Division will monitor the performance and financial
management by the Sub-Recipient throughout the contract term to ensure timely completion of all tasks.
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(14)LIABILITY
a. Unless Sub-Recipient is a State agency or subdivision, as defined in section
768.28(2), Florida Statutes,the Sub-Recipient is solely responsible to parties it deals with in carrying out
the terms of this Agreement;as authorized by section 768.28(19),Florida Statutes,Sub-Recipient shall
hold the Division harmless against all claims of whatever nature by third parties arising from the work
performance under this Agreement. For purposes of this Agreement, Sub-Recipient agrees that it is not
an employee or agent of the Division,but is an independent contractor.
b. As required by section 768.28(19),Florida Statutes, any Sub-Recipient which is a
state agency or subdivision,as defined in section 768.28(2), Florida Statutes,agrees to be fully
responsible for its negligent or tortious acts or omissions which result in claims or suits against the
Division, and agrees to be liable for any damages proximately caused by the acts or omissions to the
extent set forth in Section 768.28, Florida Statutes. Nothing herein is intended to serve as a waiver of
sovereign immunity by any Sub-Recipient to which sovereign immunity applies. Nothing herein shall be
construed as consent by a state agency or subdivision of the State of Florida to be sued by third parties in
any matter arising out of any contract.
(15)DEFAULT
If any of the following events occur("Events of Default"),all obligations on the part of the
Division to make further payment of funds shall terminate and the Division has the option to exercise any
of its remedies set forth in Paragraph(16);however,the Division may make payments or partial payments
after any Events of Default without waiving the right to exercise such remedies,and without becoming
liable to make any further payment if:
a. Any warranty or representation made by the Sub-Recipient in this Agreement or any
previous agreement with the Division is or becomes false or misleading in any respect,or if the Sub-
Recipient fails to keep or perform any of the obligations,terms or covenants in this Agreement or any
previous agreement with the Division and has not cured them in timely fashion,or is unable or unwilling to
meet its obligations under this Agreement;
b. Material adverse changes occur in the financial condition of the Sub-Recipient at any
time during the term of this Agreement,and the Sub-Recipient fails to cure this adverse change within
thirty days from the date written notice is sent by the Division;
c. Any reports required by this Agreement have not been submitted to the Division or
have been submitted with incorrect, incomplete or insufficient information;or,
d. The Sub-Recipient has failed to perform and complete on time any of its obligations
under this Agreement.
(16)REMEDIES
If an Event of Default occurs,then the Division shall,after thirty calendar days written
notice to the Sub-Recipient and upon the Sub-Recipient's failure to cure within those thirty days,exercise
any one or more of the following remedies,either concurrently or consecutively:
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a. Terminate this Agreement, provided that the Sub-Recipient is given at least thirty
days prior written notice of the termination. The notice shall be effective when placed in the United
States,first class mail,postage prepaid, by registered or certified mail-return receipt requested,to the
address in paragraph(3)herein;
b. Begin an appropriate legal or equitable action to enforce performance of this
Agreement;
c. Withhold or suspend payment of all or any part of a request for payment;
d. Require that the Sub-Recipient refund to the Division any monies used for ineligible
purposes under the laws,rules and regulations governing the use of these funds.
e. Exercise any corrective or remedial actions,to include but not be limited to:
i. Request additional information from the Sub-Recipient to determine the
reasons for or the extent of non-compliance or lack of performance,
il. Issue a written warning to advise that more serious measures may be taken
if the situation is not corrected,
iii. Advise the Sub-Recipient to suspend,discontinue or refrain from incurring
costs for any activities In question or
Iv. Require the Sub-Recipient to reimburse the Division for the amount of costs
incurred for any items determined to be Ineligible;
f. Exercise any other rights or remedies which may be available under law.
Pursuing any of the above remedies will not stop the Division from pursuing any other
remedies in this Agreement or provided at law or in equity. If the Division waives any right or remedy in
this Agreement or fails to insist on strict performance by the Sub-Recipient,it will not affect, extend or
waive any other right or remedy of the Division,or affect the later exercise of the same right or remedy by
the Division for any other default by the Sub-Recipient.
(17)TERMINATION
a. The Division may terminate this Agreement for cause after thirty days written notice.
Cause can include misuse of funds,fraud,lack of compliance with applicable rules, laws and regulations,
failure to perform on time,and refusal by the Sub-Recipient to permit public access to any document,
paper, letter,or other material subject to disclosure under Chapter 119, Florida Statutes, as amended.
b. The Division may terminate this Agreement for convenience or when it determines, in
its sole discretion that continuing the Agreement would not produce beneficial results in line with the
further expenditure of funds,by providing the Sub-Recipient with thirty calendar day's prior written notice.
c. The parties may agree to terminate this Agreement for their mutual convenience
through a written amendment of this Agreement. The amendment will state the effective date of the
termination and the procedures for proper closeout of the Agreement.
d. In the event that this Agreement is terminated,the Sub-Recipient will not Incur new
obligations for the terminated portion of the Agreement after the Sub-Recipient has received the
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notification of termination. The Sub-Recipient will cancel as many outstanding obligations as possible.
Costs incurred after receipt of the termination notice will be disallowed. The Sub-Recipient shall not be
relieved of liability to the Division because of any breach of Agreement by the Sub-Recipient. The
Division may,to the extent authorized by law,withhold payments to the Sub-Recipient for the purpose of
set-off until the exact amount of damages due the Division from the Sub-Recipient is determined.
(18)PROCUREMENT
a. The Sub-Recipient shall ensure that any procurement involving funds authorized by
the Agreement complies with all applicable federal and state laws and regulations, to include 2 C.F.R.
§§200.318 through 200.326 as well as Appendix II to 2 C.F.R.Part 200(entitled"Contract Provisions for
Non-Federal Entity Contracts Under Federal Awards").
b. As required by 2 C.F.R.§200.318(i),the Sub-Recipient shall"maintain records
sufficient to detail the history of procurement. These records will include,but are not necessarily limited
to the following: rationale for the method of procurement,selection of contract type,contractor selection
or rejection,and the basis for the contract price."
c. As required by 2 C.F.R.§200.318(b),the Sub-Recipient shall"maintain oversight to
ensure that contractors perform in accordance with the terms,conditions, and specifications of their
contracts or purchase orders." In order to demonstrate compliance with this requirement,the Sub-
Recipient shall document,in its quarterly report to the Division,the progress of any and all subcontractors
performing work under this Agreement.
d. Except for procurements by micro-purchases pursuant to 2 C.F.R. §200.320(a)or
procurements by small purchase procedures pursuant to 2 C.F.R.§200.320(b),if the Sub-Recipient
chooses to subcontract any of the work required under this Agreement,then the Sub-Recipient shall
forward to the Division a copy of any solicitation(whether competitive or non-competitive)at least fifteen
(15)days prior to the publication or communication of the solicitation. The Division shall review the
solicitation and provide comments,if any,to the Sub-Recipient within three(3)business days. Consistent
with 2 C.F.R. §200.324,the Division will review the solicitation for compliance with the procurement
standards outlined in 2 C.F.R.§§200.318 through 200.326 as well as Appendix II to 2 C.F,R. Part 200.
Consistent with 2 C.F.R.§200.318(k),the Division will not substitute its judgment for that of the Sub-
Recipient. While the Sub-Recipient does not need the approval of the Division in order to publish a
competitive solicitation,this review may allow the Division to identify deficiencies in the vendor
requirements or in the commodity or service specifications. The Division's review and comments shall not
constitute an approval of the solicitation. Regardless of the Division's review,the Sub-Recipient remains
bound by all applicable laws, regulations,and agreement terms. If during its review the Division identifies
any deficiencies,then the Division shall communicate those deficiencies to the Sub-Recipient as quickly
as possible within the three(3)business day window outlined above. If the Sub-Recipient publishes a
competitive solicitation after receiving comments from the Division that the solicitation is deficient,then
the Division may:
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i. Terminate this Agreement in accordance with the provisions outlined in
paragraph(17)above;and,
ii. Refuse to reimburse the Sub-Recipient for any costs associated with that
solicitation.
e. Except for procurements by micro-purchases pursuant to 2 C.F.R. §200.320(a)or
procurements by small purchase procedures pursuant to 2 G.F.R.§200.320(b),if the Sub-Recipient
chooses to subcontract any of the work required under this Agreement,then the Sub-Recipient shall
forward to the Division a copy of any contemplated contract prior to contract execution. The Division shall
review the unexecuted contract and provide comments,if any,to the Sub-Recipient within three(3)
business days. Consistent with 2 C.F.R.§200.324,the Division will review the unexecuted contract for
compliance with the procurement standards outlined in 2 C.F.R.§§200.318 through 200.326 as well as
Appendix II to 2 C.F.R. Part 200. Consistent with 2 C.F.R.§200.318(k),the Division will not substitute its
Judgment for that of the Sub-Recipient. While the Sub-Recipient does not need the approval of the
Division in order to execute a subcontract, this review may allow the Division to Identify deficiencies In the
terms and conditions of the subcontract as well as deficiencies in the procurement process that led to the
subcontract. The Division's review and comments shall not constitute an approval of the subcontract.
Regardless of the Division's review,the Sub-Recipient remains bound by all applicable laws,regulations,
and agreement terms. If during its review the Division identifies any deficiencies,then the Division shall
communicate those deficiencies to the Sub-Recipient as quickly as possible within the three(3)business
day window outlined above. If the Sub-Recipient executes a subcontract after receiving a communication
from the Division that the subcontract is non-compliant,then the Division may:
i. Terminate this Agreement in accordance with the provisions outlined in
paragraph(17)above;and,
ii. Refuse to reimburse the Sub-Recipient for any costs associated with that
subcontract
f. The Sub-Recipient agrees to include in the subcontract that(i)the subcontractor is
bound by the terms of this Agreement, (ii)the subcontractor Is bound by all applicable state and federal
laws and regulations, and(iii)the subcontractor shall hold the Division and Sub-Recipient harmless
against all claims of whatever nature arising out of the subcontractor's performance of work under this
Agreement,to the extent allowed and required by law.
g. As required by 2 C.F.R.§200.318(c)(1),the Sub-Recipient shall"maintain written
standards of conduct covering conflicts of interest and governing the actions of its employees engaged in
the selection, award and administration of contracts."
h. As required by 2 C.F.R §200.319(a),the Sub-Recipient shall conduct any
procurement under this agreement"in a manner providing full and open competition." Accordingly,the
Sub-Recipient shall not:
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i. Place unreasonable requirements on firms in order for them to qualify to do
business;
ii. Require unnecessary experience or excessive bonding;
iii. Use noncompetitive pricing practices between firms or between affiliated
companies;
Iv. Execute noncompetitive contracts to consultants that are on retainer
contracts;
v. Authorize,condone,or ignore organizational conflicts of interest;
vi. Specify only a brand name product without allowing vendors to offer an
equivalent;
vii. Specify a brand name product instead of describing the performance,
specifications,or other relevant requirements that pertain to the commodity or service solicited by the
procurement;
viii. Engage in any arbitrary action during the procurement process;or,
ix. Allow a vendor to bid on a contract If that bidder was involved with
developing or drafting the specifications,requirements, statement of work,invitation to bid,or request for
proposals.
"[E]xcept in those cases where applicable Federal statutes expressly mandate or
encourage"otherwise,the Sub-Recipient, as required by 2 C.F.R.§200.319(b),shall not use a
geographic preference when procuring commodities or services under this Agreement.
j. The Sub-Recipient shall conduct any procurement involving invitations to bid(i.e.
sealed bids)in accordance with 2 C.F.R.§200.320(c)as well as section 287.057(1)(a),Florida Statutes.
k. The Sub-Recipient shall conduct any procurement involving requests for proposals
(i.e.competitive proposals)in accordance with 2 C.F.R.§200.320(d)as well as section 287.057(1)(b),
Florida Statutes.
I. For each subcontract,the Sub-Recipient shall provide a written statement to the
Division as to whether that subcontractor is a minority business enterprise, as defined in Section 288.703,
Florida Statutes. Additionally,the Sub-Recipient shall comply with the requirements of 2 C.F.R. §200.321
("Contracting with small and minority businesses,women's business enterprises,and labor surplus area
firms").
(19)ATTACHMENTS
a. All attachments to this Agreement are incorporated as if set out fully.
b. In the event of any inconsistencies or conflict between the language of this
Agreement and the attachments,the language of the attachments shall control,but only to the extent of
the conflict or inconsistency.
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c. This Agreement has the following attachments:
i. Exhibit 1 -Funding Sources
ii. Attachment A—Budget and Scope of Work
ill. Attachment B—Program Statutes and Regulations
Iv. Attachment C—Statement of Assurances
v. Attachment D—Request for Advance or Reimbursement
vi. Attachment E—Justification of Advance Payment
vii. Attachment F—Quarterly Report Form
viii. Attachment G—Warranties and Representations
ix. Attachment H—Certification Regarding Debarment
x. Attachment I—Federal Funding Accountability and Transparency Act
xi. Attachment J—Mandatory Contract Provisions
(20)PAYMENTS
a. Any advance payment under this Agreement is subject to 2 C.F.R. §200.305 and,as
applicable,section 216.181(16), Florida Statutes. All advances are required to be held in an interest-
bearing account. if an advance payment is requested,the budget data on which the request is based and
a justification statement shall be included in this Agreement as Attachment E. Attachment E will specify
the amount of advance payment needed and provide an explanation of the necessity for and proposed
use of these funds. No advance shall be accepted for processing if a reimbursement has been paid prior
to the submittal of a request for advanced payment. After the initial advance,if any,payment shall be
made on a reimbursement basis as needed.
b. Invoices shall be submitted at least quarterly and shall include the supporting
documentation for all costs of the project or services. The final invoice shall be submitted within sixty(60)
days after the expiration date of the agreement. An explanation of any circumstances prohibiting the
submittal of quarterly invoices shall be submitted to the Division grant manager as part of the Sub-
Recipient's quarterly reporting as referenced in Paragraph(12)of this Agreement.
c. If the necessary funds are not available to fund this Agreement as a result of action
by the United States Congress,the federal Office of Management and Budgeting,the State Chief
Financial Officer or under subparagraph(9)b. of this Agreement,all obligations on the part of the Division
to make any further payment of funds shall terminate, and the Sub-Recipient shall submit its closeout
report within thirty days of receiving notice from the Division.
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(21)REPAYMENTS
a. All refunds or repayments due to the Division under this Agreement are to be made
payable to the order of'Division of Emergency Management",and mailed directly to the following
address:
Division of Emergency Management
Cashier
2555 Shumard Oak Boulevard
Tallahassee FL 32399-2100
b. In accordance with Section 215.34(2), Florida Statutes, if a check or other draft is
returned to the Division for collection, Sub-Recipient shall pay the Division a service fee of$15.00 or 5%
of the face amount of the returned check or draft,whichever is greater.
(22)MANDATED CONDITIONS
a. The validity of this Agreement is subject to the truth and accuracy of all the
information,representations,and materials submitted or provided by the Sub-Recipient in this Agreement,
in any later submission or response to a Division request,or in any submission or response to fulfill the
requirements of this Agreement. All of said information,representations,and materials are incorporated
by reference. The Inaccuracy of the submissions or any material changes shall,at the option of the
Division and with thirty days written notice to the Sub-Recipient,cause the termination of this Agreement
and the release of the Division from all its obligations to the Sub-Recipient.
b. This Agreement shall be construed under the laws of the State of Florida, and venue
for any actions arising out of this Agreement shall be in the Circuit Court of Leon County. If any provision
of this Agreement is In conflict with any applicable statute or rule, or is unenforceable, then the provision
shall be null and void to the extent of the conflict,and shall be severable, but shall not invalidate any other
provision of this Agreement.
c. Any power of approval or disapproval granted to the Division under the terms of this
Agreement shall survive the term of this Agreement.
d. The Sub-Recipient agrees to comply with the Americans With Disabilities Act(Public
Law 101-336, 42 U.S.C. Section 12101 et sec.),which prohibits discrimination by public and private
entities on the basis of disability in employment,public accommodations,transportation, State and local
government services, and telecommunications.
e. Those who have been placed on the convicted vendor list following a conviction for a
public entity crime or on the discriminatory vendor list may not submit a bid on a contract to provide any
goods or services to a public entity,may not submit a bid on a contract with a public entity for the
construction or repair of a public building or public work, may not submit bids on leases of real property to
a public entity,may not be awarded or perform work as a contractor,supplier,subcontractor,or
consultant under a contract with a public entity,and may not transact business with any public entity in
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excess of$25,000.00 for a period of 36 months from the date of being placed on the convicted vendor list
or on the discriminatory vendor list
f. Any Sub-Recipient which is not a local government or state agency,and which
receives funds under this Agreement from the federal government, certifies,to the best of its knowledge
and belief, that it and its principals:
i. Are not presently debarred, suspended, proposed for debarment, declared
ineligible, or voluntarily excluded from covered transactions by a federal department or agency;
ii. Have not,within a five-year period preceding this proposal been convicted of
or had a civil judgment rendered against them for fraud or a criminal offense in connection with obtaining,
attempting to obtain, or performing a public(federal,state or local)transaction or contract under public
transaction;violation of federal or state antitrust statutes or commission of embezzlement,theft, forgery,
bribery, falsification or destruction of records, making false statements, or receiving stolen property;
iii. Are not presently indicted or otherwise criminally or civilly charged by a
governmental entity(federal, state or local)with commission of any offenses enumerated in paragraph
(22)f. ii.of this certification; and,
iv. Have not within a five-year period preceding this Agreement had one or more
public transactions(federal,state or local)terminated for cause or default.
g. If the Sub-Recipient is unable to certify to any of the statements in this certification,
then the Sub-Recipient shall attach an explanation to this Agreement.
h. In addition, the Sub-Recipient shall send to the Division(by email or by
facsimile transmission)the completed "Certification Regarding Debarment,Suspension,
Ineligibility And Voluntary Exclusion" (Attachment H)for each intended subcontractor which Sub-
Recipient plans to fund under this Agreement. The form must be received by the Division before
the Sub-Recipient enters into a contract with any subcontractor.
i The Division reserves the right to unilaterally cancel this Agreement if the Sub-
Recipient refuses to allow public access to all documents, papers, letters or other material subject to the
provisions of Chapter 119, Florida Statutes,which the Sub-Recipient created or received under this
Agreement.
j. If the Sub-Recipient is allowed to temporarily invest any advances of funds under this
Agreement,any interest income shall either be returned to the Division or be applied against the
Division's obligation to pay the contract amount.
k. The State of Florida will not intentionally award publicly-funded contracts to any
contractor who knowingly employs unauthorized alien workers,constituting a violation of the employment
provisions contained in 8 U.S.C. Section 1324a(e)[Section 274A(e)of the Immigration and Nationality Act
("INA")). The Division shall consider the employment by any contractor of unauthorized aliens a violation
of Section 274A(e)of the INA. Such violation by the Sub-Recipient of the employment provisions
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contained in Section 274A(e)of the INA shall be grounds for unilateral cancellation of this Agreement by
the Division.
I. All unmanufactured and manufactured articles, materials and supplies which are
acquired for public use under this Agreement must have been produced in the United States as required
under 41 U.S.C. 10a,unless it would not be in the public interest or unreasonable in cost.
(23)LOBBYING PROHIBITION
a. 2 C.F.R §200.450 prohibits reimbursement for costs associated with certain lobbying
activities.
b. Section 216.347,Florida Statutes, prohibits"any disbursement of grants and aids
appropriations pursuant to a contract or grant to any person or organization unless the terms of the grant
or contract prohibit the expenditure of funds for the purpose of lobbying the Legislature,the judicial
branch,or a state agency."
c. No funds or other resources received from the Division under this Agreement may be
used directly or indirectly to influence legislation or any other official action by the Florida Legislature or
any state agency.
d. The Sub-Recipient certifies,by its signature to this Agreement,that to the best of his
or her knowledge and belief:
i. No Federal appropriated funds have been paid or will be paid,by or on
behalf of the Sub-Recipient,to any person for influencing or attempting to influence an officer or
employee of any agency,a Member of Congress, an officer or employee of Congress,or an employee of
a Member of Congress in connection with the awarding of any Federal contract,the making of any
Federal grant,the making of any Federal loan,the entering into of any cooperative agreement,and the
extension, continuation,renewal,amendment or modification of any Federal contract, grant,loan or
cooperative agreement.
ii. If any funds other than Federal appropriated funds have been paid or will be
paid to any person for influencing or attempting to influence an officer or employee of any agency, a
Member of Congress,an officer or employee of Congress,or an employee of a Member of Congress in
connection with this Federal contract,grant,loan or cooperative agreement,the Sub-Recipient shall
complete and submit Standard Form-LLL,"Disclosure of Lobbying Activities."
iii. The Sub-Recipient shall require that this certification be included in the
award documents for all subawards(including subcontracts,subgrants, and contracts under grants,
loans,and cooperative agreements)and that all Sub-Recipients shall certify and disclose.
Iv. This certification Is a material representation of fact upon which reliance was
placed when this transaction was made or entered into. Submission of this certification is a prerequisite
for making or entering into this transaction imposed by Section 1352,Title 31,U.S.Code. Any person
who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not
more than$100,000 for each such failure.
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(24)COPYRIGHT,PATENT AND TRADEMARK
EXCEPT AS PROVIDED BELOW,ANY AND ALL PATENT RIGHTS ACCRUING
UNDER OR IN CONNECTION WITH THE PERFORMANCE OF THIS AGREEMENT ARE HEREBY
RESERVED TO THE STATE OF FLORIDA; AND,ANY AND ALL COPYRIGHTS ACCRUING UNDER
OR IN CONNECTION WITH THE PERFORMANCE OF THIS AGREEMENT ARE HEREBY
TRANSFERRED BY THE SUB-RECIPIENT TO THE STATE OF FLORIDA.
a. If the Sub-Recipient has a pre-existing patent or copyright,the Sub-Recipient shall
retain all rights and entitlements to that pre-existing patent or copyright unless the Agreement provides
otherwise.
b. If any discovery or invention is developed in the course of or as a result of work or
services performed under this Agreement,or in any way connected with it,the Sub-Recipient shall refer
the discovery or invention to the Division for a determination whether the State of Florida will seek patent
protection in its name. Any patent rights accruing under or in connection with the performance of this
Agreement are reserved to the State of Florida. If any books, manuals,films, or other copyrightable
material are produced,the Sub-Recipient shall notify the Division. Any copyrights accruing under or in
connection with the performance under this Agreement are transferred by the Sub-Recipient to the State
of Florida.
c. Within thirty days of execution of this Agreement,the Sub-Recipient shall disclose all
intellectual properties relating to the performance of this Agreement which he or she knows or should
know could give rise to a patent or copyright. The Sub-Recipient shall retain all rights and entitlements to
any pre-existing intellectual property which is disclosed. Failure to disclose will Indicate that no such
property exists. The Division shall then,under Paragraph(24)b.,have the right to all patents and
copyrights which accrue during performance of the Agreement.
d. If the Sub-Recipient qualifies as a state university under Florida law,then, pursuant
to section 1004.23, Florida Statutes, any invention conceived exclusively by the employees of the Sub-
Recipient shall become the sole property of the Sub-Recipient. In the case of joint inventions,that is
inventions made jointly by one or more employees of both parties hereto,each party shall have an equal,
undivided interest in and to such joint inventions The Division shall retain a perpetual,irrevocable,fully-
paid,nonexclusive license,for its use and the use of its contractors of any resulting patented,copyrighted
or trademarked work products,developed solely by the Sub-Recipient, under this Agreement,for Florida
government purposes.
(25)LEGAL AUTHORIZATION
The Sub-Recipient certifies that it has the legal authority to receive the funds under this
Agreement and that its governing body has authorized the execution and acceptance of this Agreement.
The Sub-Recipient also certifies that the undersigned person has the authority to legally execute and bind
Sub-Recipient to the terms of this Agreement.
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(26)EQUAL OPPORTUNITY EMPLOYMENT
a. In accordance with 41 C.F.R.§60-1.4(b),the Sub-Recipient hereby agrees that it will
incorporate or cause to be Incorporated into any contract for construction work,or modification thereof,as
defined in the regulations of the Secretary of Labor at 41 CFR Chapter 60,which is paid for in whole or In
part with funds obtained from the Federal Government or borrowed on the credit of the Federal
Government pursuant to a grant,contract,loan insurance,or guarantee,or undertaken pursuant to any
Federal program involving such grant,contract, loan, insurance,or guarantee,the following equal
opportunity clause:
During the performance of this contract, the contractor agrees as follows:
i. The contractor will not discriminate against any employee or
applicant for employment because of race,color, religion,sex,or
national origin. The contractor will take affirmative action to ensure that
applicants are employed,and that employees are treated during
employment without regard to their race,color, religion,sex,or national
origin. Such action shall include,but not be limited to the following:
employment,upgrading, demotion,or transfer; recruitment or recruitment
advertising; layoff or termination;rates of pay or other forms of
compensation; and selection for training, including apprenticeship. The
contractor agrees to post in conspicuous places,available to employees
and applicants for employment,notices to be provided setting forth the
provisions of this nondiscrimination clause.
ii. The contractor will, in all solicitations or advertisements for
employees placed by or on behalf of the contractor,state that all
qualified applicants will receive considerations for employment without
regard to race,color,religion, sex,or national origin.
iii. The contractor will send to each labor union or representative of
workers with which he has a collective bargaining agreement or other
contract or understanding,a notice to be provided advising the said labor
union or workers'representatives of the contractor's commitments under
this section, and shall post copies of the notice in conspicuous places
available to employees and applicants for employment,
iv. The contractor will comply with all provisions of Executive Order
11246 of September 24, 1965,and of the rules,regulations, and relevant
orders of the Secretary of Labor.
v. The contractor will furnish all information and reports required by
Executive Order 11246 of September 24, 1965, and by rules,
regulations,and orders of the Secretary of Labor,or pursuant thereto,
and will permit access to his books,records,and accounts by the
administering agency and the Secretary of Labor for purposes of
investigation to ascertain compliance with such rules,regulations,and
orders.
vi. In the event of the contractor's noncompliance with the
nondiscrimination clauses of this contract or with any of the said rules,
regulations,or orders,this contract may be canceled,terminated,or
suspended in whole or in part and the contractor may be declared
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ineligible for further Government contracts or federally assisted
construction contracts In accordance with procedures authorized In
Executive Order 11246 of September 24, 1965, and such other sanctions
may be imposed and remedies invoked as provided in Executive Order
11246 of September 24, 1965,or by rule, regulation,or order of the
Secretary of Labor,or as otherwise provided by law.
vii. The contractor will include the portion of the sentence
immediately preceding paragraph(1) and the provisions of paragraphs
(1)through(7)in every subcontract or purchase order unless exempted
by rules, regulations,or orders of the Secretary of Labor issued pursuant
to section 204 of Executive Order 11246 of September 24, 1965,so that
such provisions will be binding upon each subcontractor or vendor. The
contractor will take such action with respect to any subcontract or
purchase order as the administering agency may direct as a means of
enforcing such provisions,Including sanctions for noncompliance:
provided,however,that in the event a contractor becomes involved in,or
is threatened with, litigation with a subcontractor or vendor as a result of
such direction by the administering agency the contractor may request
the United States to enter into such litigation to protect the interests of
the United States.
b. The Sub-Recipient further agrees that it will be bound by the above equal opportunity
clause with respect to its own employment practices when it participates in federally assisted construction
work: provided,that if the applicant so participating Is a State or local government, the above equal
opportunity clause is not applicable to any agency,instrumentality or subdivision of such government
which does not participate in work on or under the contract.
c. The Sub-Recipient agrees that it will assist and cooperate actively with the
administering agency and the Secretary of Labor in obtaining the compliance of contractors and
subcontractors with the equal opportunity clause and the rules,regulations, and relevant orders of the
Secretary of Labor,that it will furnish the administering agency and the Secretary of Labor such
information as they may require for the supervision of such compliance,and that it will otherwise assist
the administering agency in the discharge of the agency's primary responsibility for securing compliance.
d. The Sub-Recipient further agrees that it will refrain from entering into any contract or
contract modification subject to Executive Order 11246 of September 24, 1965,with a contractor
debarred from,or who has not demonstrated eligibility for,Government contracts and federally assisted
construction contracts pursuant to the Executive order and will carry out such sanctions and penalties for
violation of the equal opportunity clause as may be imposed upon contractors and subcontractors by the
administering agency or the Secretary of Labor pursuant to Part II,Subpart D of the Executive order. In
addition,the Sub-Recipient agrees that if it fails or refuses to comply with these undertakings,the
administering agency may take any or all of the following actions: cancel,terminate,or suspend in whole
or in part this grant(contract,loan, insurance,guarantee);refrain from extending any further assistance to
the Sub-Recipient under the program with respect to which the failure or refund occurred until satisfactory
22
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assurance of future compliance has been received from such Sub-Recipient;and refer the case to the
Department of Justice for appropriate legal proceedings.
(27)COPELAND ANTI-KICKBACK ACT
The Sub-Recipient hereby agrees that,unless exempt under Federal law, it will
Incorporate or cause to be incorporated into any contract for construction work,or modification thereof,
the following clause:
i. Contractor. The contractor shall comply with 18 U.S.C. §874,
40 U.S.C.§ 3145,and the requirements of 29 C.F.R.pt. 3 as may be
applicable,which are incorporated by reference into this contract.
ii. Subcontracts. The contractor or subcontractor shall insert In any
subcontracts the clause above and such other clauses as the FEMA may
by appropriate Instructions require,and also a clause requiring the
subcontractors to include these clauses in any lower tier subcontracts.
The prime contractor shall be responsible for the compliance by any
subcontractor or lower tier subcontractor with all of these contract
clauses.
iii. Breach. A breach of the contract clauses above may be grounds
for termination of the contract, and for debarment as a contractor and
subcontractor as provided in 29 C.F.R. §5.12.
(28)CONTRACT WORK HOURS AND SAFETY STANDARDS
If the Sub-Recipient,with the funds authorized by this Agreement,enters into a contract
that exceeds$100,000 and involves the employment of mechanics or laborers,then any such contract
must include a provision for compliance with 40 U.S.C.3702 and 3704,as supplemented by Department
of Labor regulations(29 CFR Part 5). Under 40 U.S.C.3702 of the Act,each contractor must be required
to compute the wages of every mechanic and laborer on the basis of a standard work week of 40 hours.
Work in excess of the standard work week is permissible provided that the worker is compensated at a
rate of not less than one and a half times the basic rate of pay for all hours worked in excess of 40 hours
In the work week. The requirements of 40 U.S.C. 3704 are applicable to construction work and provide
that no laborer or mechanic must be required to work in surroundings or under working conditions which
are unsanitary,hazardous or dangerous. These requirements do not apply to the purchases of supplies
or materials or articles ordinarily available on the open market,or contracts for transportation.
(29)CLEAN AIR ACT AND THE FEDERAL WATER POLLUTION CONTROL ACT
If the Sub-Recipient,with the funds authorized by this Agreement,enters into a contract
that exceeds$150,000,then any such contract must include the following provision:
Contractor agrees to comply with all applicable standards,orders or
regulations issued pursuant to the Clean Air Act(42 U.S.C.7401-7671q)
and the Federal Water Pollution Control Act as amended(33 U.S.C.
1251-1387),and will report violations to FEMA and the Regional Office of
the Environmental Protection Agency(EPA).
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(30)SUSPENSION AND DEBARMENT
If the Sub-Recipient,with the funds authorized by this Agreement,enters into a contract,
then any such contract must include the following provisions:
i. This contract is a covered transaction for purposes of 2 C.F.R.
pt. 180 and 2 C.F.R. pt. 3000. As such the contractor is required to
verify that none of the contractor,its principals(defined at 2 C.F.R. §
180.995),or its affiliates(defined at 2 C.F.R.§ 180.905)are excluded
(defined at 2 C.F.R.§180.940)or disqualified(defined at 2 C.F.R.§
180.935).
ii. The contractor must comply with 2 C.F.R. pt. 180,subpart C and
2 C.F.R.pt. 3000,subpart C and must include a requirement to comply
with these regulations in any lower tier covered transaction it enters Into.
iii. This certification is a material representation of fact relied upon
by the Division. If it is later determined that the contractor did not comply
with 2 C.F.R. pt. 180,subpart C and 2 C.F.R. pt. 3000,subpart C,in
addition to remedies available to the Division,the Federal Government
may pursue available remedies, including but not limited to suspension
and/or debarment.
iv. The bidder or proposer agrees to comply with the requirements
of 2 C.F.R. pt. 180,subpart C and 2 C.F.R. pt. 3000, subpart C while this
offer is valid and throughout the period of any contract that may arise
from this offer. The bidder or proposer further agrees to include a
provision requiring such compliance in its lower tier covered transactions.
(31)BYRD ANTI-LOBBYING AMENDMENT
If the Sub-Recipient,with the funds authorized by this Agreement,enters into a contract,
then any such contract must include the following clause:
Byrd Anti-Lobbying Amendment, 31 U.S.C.§ 1352(as amended).
Contractors who apply or bid for an award of$100,000 or more shall file
the required certification. Each tier certifies to the tier above that it will
not and has not used Federal appropriated funds to pay any person or
organization for influencing or attempting to influence an officer or
employee of any agency,a member of Congress,officer or employee of
Congress,or an employee of a member of Congress in connection with
obtaining any Federal contract,grant,or any other award covered by 31
U.S.C. §1352. Each tier shall also disclose any lobbying with non-
Federal funds that takes place in connection with obtaining any Federal
award. Such disclosures are forwarded from tier to tier up to the
recipient.
(32)CONTRACTING WITH SMALL AND MINORITY BUSINESSES,WOMEN'S BUSINESS
ENTERPRISES,AND LABOR SURPLUS AREA FIRMS
a. If the Sub-Recipient,with the funds authorized by this Agreement, seeks to procure
goods or services,then,in accordance with 2 C.F.R.§200.321,the Sub-Recipient shall take the following
24
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affirmative steps to assure that minority businesses,women's business enterprises,and labor surplus
area firms are used whenever possible:
i. Placing qualified small and minority businesses and women's business
enterprises on solicitation lists;
ii. Assuring that small and minority businesses,and women's business
enterprises are solicited whenever they are potential sources;
Dividing total requirements,when economically feasible,into smaller tasks or
quantities to permit maximum participation by small and minority businesses,and women's business
enterprises;
iv. Establishing delivery schedules,where the requirement permits,which
encourage participation by small and minority businesses, and women's business enterprises;
v. Using the services and assistance,as appropriate,of such organizations as
the Small Business Administration and the Minority Business Development Agency of the Department of
Commerce;and
vi. Requiring the prime contractor,If subcontracts are to be let,to take the
affirmative steps listed in paragraphs I.through v.of this subparagraph.
b. The requirement outlined in subparagraph a. above, sometimes referred to as
"socioeconomic contracting,"does not impose an obligation to set aside either the solicitation or award of
a contract to these types of firms. Rather,the requirement only imposes an obligation to carry out and
document the six affirmative steps identified above.
c. The"socioeconomic contracting"requirement outlines the affirmative steps that the
Sub-Recipient must take;the requirements do not preclude the Sub-Recipient from undertaking additional
steps to involve small and minority businesses and women's business enterprises.
d. The requirement to divide total requirements,when economically feasible,into
smaller tasks or quantities to permit maximum participation by small and minority businesses,and
women's business enterprises,does not authorize the Sub-Recipient to break a single project down into
smaller components in order to circumvent the micro-purchase or small purchase thresholds so as to
utilize streamlined acquisition procedures(e.g."project splitting").
(33)ASSURANCES
The Sub-Recipient shall comply with any Statement of Assurances incorporated as
Attachment C.
25
1 6 D 1 4
IN WITNESS WHEREOF, the parties hereto have executed this Agreement.
SUB-RECIPIENT: ;5.,Icer Count
/e3
By: ..w �..�.`_...�...r��iif
Name and Tit',: William L.McDaniel,Jr. a :n 1
Date: IL ( 2.- 2.00
STATE OF FLORIDA
DIVISION OF EMERGENCY MANAGEMENT
By:
Name and Title: Jared Moskowitz, Director
Date:
Approved as to form andlegalityATTEST .‘,'' .•,''''."'
C � `-L Y CRYSTAOK:i JT'CLERK
Tr nnifer A. Belpedio( \ �� BY: _.._�- fir,' . _ _sop(..,,.
Assistant County Attorney . `�] �t St fiS 0 WT 4, ''� ''
1 k
`O tignature Gflty� ,
26
16014
EXHIBIT •1
THE FOLLOWING FEDERAL RESOURCES ARE AWARDED TO THE SUB-RECIPIENT UNDER THIS
AGREEMENT:
Federal Program
Federal agency:Federal Emergency Management Agency:Hazard Mitigation Grant
Catalog of Federal Domestic Assistance title and number: 97.039
Award amount: $225,000.00
THE FOLLOWING COMPLIANCE REQUIREMENTS APPLY TO THE FEDERAL RESOURCES
AWARDED UNDER THIS AGREEMENT:
• 2 CFR Part 200 Uniform Administrative Requirements,Cost Principles,and Audit Requirements
for Federal Awards
• The Robert T. Stafford Disaster Relief and Emergency Assistance Act,Public Law 93-288,as
amended,42 U.S.C.5121 et seq., and Related Authorities
• Sections 1361(A)of the National Flood Insurance Act of 1968,42 U.S.C.4104c, as amended by
the National Flood Insurance Reform Act of 1994, Public Law 103-325 and the Bunning-Bereuter-
Blumenauer Flood Insurance Reform Act of 2004, Public Law 108-264
• 31 CFR Part 205 Rules and Procedures for Funds Transfers
Federal Program:
1. Sub-Recipient is to use funding to perform the following eligible activities:
• Retrofitting of existing buildings and facilities
2. Sub-Recipient is subject to all administrative and financial requirements as set forth in this
Agreement, or will be in violation of the terms of the Agreement.
27
lt, .
16014
Attachment A
Budget and Scope of Work
STATEMENT OF PURPOSE:
The purpose of this Scope of Work is to protect the University Extension Services' IFAS Building in
Naples,Collier County,Florida,funded through the Hazard Mitigation Grant Program(HMGP)DR-4337-
194-R, as approved by the Florida Division of Emergency Management (Division) and the Federal
Emergency Management Agency(FEMA).
The Sub-Recipient, Collier County,agrees to administer and complete the project per scope of work as
submitted by the Sub-Recipient and subsequently approved by the Division and FEMA, The Sub-
Recipient shall complete the work in accordance with all applicable Federal, State and Local Laws,
Regulations and Codes.
PROJECT OVERVIEW:
As a Hazard Mitigation Grant Program project, the Sub-Recipient proposes to retrofit Collier County,
University Extension Services' IFAS Building, located at 14700 Immokalee Road, Naples, Florida,
34120. Coordinates: 26.305736,-81.593431.
The proposed project consists of protecting the building by replacing the existing windows and doors
with hurricane rated windows and storm front doors, The project intends to protect the integrity of the
building envelope and reduce potential damage from future wind events.
Wind protections shall be provided on any other opening such as vents, louvers and exhaust fans. All
installations shall be in strict compliance with the Florida Building Code or Miami Dade Specifications
and all materials shall be certified to meet wind and impact standards. The local municipal or county
building department will inspect and certify Installation according to the manufacturer specifications.
The project shall provide protection against 169 MPH winds or the wind speed protection and impact
requirements indicated by the effective Florida Building Code at the time permits are issued.
TASKS&DELIVERABLES:
A) Tasks:
1) The Sub-Recipient shall procure the services of a qualified and licensed Florida contractor and
execute a contract with the selected bidder to complete the scope of work as approved by the Division
and FEMA. The Sub-Recipient shall select the qualified, licensed Florida contractor in accordance
with the Sub-Recipient's procurement policy as well as all Federal and State Laws and Regulations.
All procurement activities shall contain sufficient source documentation and be in accordance with
all applicable regulations.
The Sub-Recipient shall be responsible for furnishing or contracting all labor, materials, equipment,
tools,transportation and supervision and for performing all work per sealed engineering designs and
construction plans presented to the Division by the Sub-Recipient and subsequently approved by the
Division and FEMA.
The Sub-Recipient and contractor shall be responsible for maintaining a safe and secure worksite
for the duration of the work. The contractor shall maintain all work staging areas in a neat and
presentable condition.
The Sub-Recipient shall ensure that no contractors or subcontractors are debarred or suspended
from participating in federally funded projects.
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The selected contractor shall have a current and valid occupational license/business tax receipt
issued for the type of services being performed.
The Sub-Recipient shall provide documentation demonstrating the results of the procurement
process. This shall include a rationale for the method of procurement and selection of contract type,
contractor selection and/or rejection and bid tabulation and listing,and the basis of contract price.
The Sub-Recipient shall provide an executed "Debarment, Suspension, Ineligibility, Voluntary
Exclusion Form"for each contractor and/or subcontractor performing services under this agreement.
Executed contracts with contractors and/or subcontractors shall be provided to the Division by the
Sub-Recipient.
The Sub-Recipient shall provide copies of professional licenses for contractors selected to perform
services. The Sub-Recipient shall provide a copy of a current and valid occupational license or
business tax receipt issued for the type of services to be performed by the selected contractor.
2) The Sub-Recipient shall monitor and manage the procurement and Installation of all opening
protection products in accordance with the HMGP application and associated documentation as
presented to the Division by the Sub-Recipient and subsequently approved by the Division and
FEMA. The Sub-Recipient shall ensure that all applicable State, Local and Federal Laws and
Regulations are followed and documented, as appropriate.
The project shall protect the structure from windblown debris resulting from high wind storms which
shall allow the function of the structures to continue following a severe wind event.
The Sub-Recipient shall fully perform the approved project, as described in the application, in
accordance with the approved scope of work Indicated herein,the estimate of costs indicated herein,
the allocation of funds indicated herein,and all applicable terms and conditions. The Sub-Recipient
shall not deviate from the approved project terms and conditions.
Upon completion of the work, the Sub-Recipient shall schedule and participate in a final inspection
of the completed project by the local municipal or county building department (official), or other
approving official, as applicable. The official shall inspect and certify that all installation was in
accordance with the manufacturer's specifications. Any deficiencies found during this final inspection
shall be corrected by the Sub-Recipient prior to Sub-Recipient's submittal of the final Inspection
request to the Division.
Upon completion of Task 2, the Sub-Recipient shall submit the following documents with sufficient
supporting documentation, and provide a summary of all contract scope of work and scope of work
changes, if any.Additional documentation shall include:
a) Copy of permit(s),notice of commencement.
b) Local Building Official Inspection Report and Final Approval.
c) All Product Specifications / Data Sheet(s) (technical standards) satisfying protection
requirements on all products utilized.
d) Pursuant to subsection 553.896(2), Florida Statutes, projects Including the construction of
new or retrofitted window or door coverings must conform to design drawings that are signed,
sealed, and inspected by a structural engineer who is registered in this state. The Sub-
Recipient shall provide an inspection report and attestation or a copy of the signed and sealed
plans to the Division before payment will be made.
e) Proof of compliance with Project Conditions and Requirements contained herein.
3) During the course of this agreement, the Sub-Recipient shall submit requests for reimbursement.
Adequate and complete source documentation shall be submitted to support all costs(federal share
and local share)related to the project. In some cases,all project activities may not be fully complete
prior to requesting reimbursement of costs incurred In completion of this scope of work; however, a
partial reimbursement may be requested.
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The Sub-Recipient shall submit an Affidavit signed by the Sub-Recipient's project personnel with
each reimbursement request attesting to the completion of the work,that disbursements or payments
were made in accordance with all agreement and regulatory conditions, and that reimbursement is
due and has not been previously requested.
The Sub-Recipient shall maintain accurate time records. The Sub-Recipient shall ensure invoices
are accurate and any contracted services were rendered within the terms and timelines of this
agreement. All supporting documentation shall agree with the requested billing period. All costs
submitted for reimbursement shall contain adequate source documentation which may include but
not be limited to: cancelled checks, bank statements, Electronic Funds Transfer, paid bills and
invoices, payrolls,time and attendance records,contract and subcontract award documents.
Construction Expense: The Sub-Recipient shall pre-audit bills, invoices, and/or charges submitted
by the contractors and subcontractors and pay the contractors and subcontractors for approved bills,
invoices,and/or charges. Sub-Recipient shall ensure that all contractor/subcontractor bills,invoices,
and/or charges are legitimate and clearly identify the activities being performed and associated costs.
Project Management Expenses: The Sub-Recipient shall pre-audit source documentation such as
payroll records, project time sheets, attendance logs, etc. Documentation shall be detailed
information describing tasks performed,hours devoted to each task,and the hourly rate charged for
each hour including enough information to calculate the hourly rates based on payroll records.
Employee benefits shall be clearly shown.
The Division shall review all submitted requests for reimbursement for basic accuracy of information,
Further, the Division shall ensure that no unauthorized work was completed prior to the approved
project start date by verifying vendor and contractor invoices. The Division shall verify that reported
costs were incurred in the performance of eligible work,that the approved work was completed,and
that the mitigation measures are in compliance with the approved scope of work prior to processing
any requests for reimbursement.
Review and approval of any third party in-kind services, if applicable, shall be conducted by the
Division in coordination with the Sub-Recipient, Quarterly Reports shall be submitted by the Sub-
Recipient and received by the Division at the times provided in this agreement prior to the processing
of any reimbursement.
The Sub-Recipient shall submit to the Division requests for reimbursement of actual construction and
managerial costs related to the project as identified in the project application, and plans, The
requests for reimbursement shall include:
a) Contractor, subcontractor, and/or vendor invoices which clearly display dates of services
performed, description of services performed, location of services performed, cost of services
performed, name of service provider and any other pertinent information;
b) Proof of payment from the Sub-Recipient to the contractor, subcontractor, and/or vendor for
invoiced services;
c) Clear identification of amount of costs being requested for reimbursement as well as costs being
applied against the local match amount.
The Sub-Recipient's final request for reimbursement shall include the final construction project cost.
Supporting documentation shall show that all contractors and subcontractors have been paid.
S) Deliverables:
Mitigation Activities consist of providing protection to Collier County, University Extension Services'
IFAS Building, located at 14700 Immokalee Road, Naples, Florida 34120, by replacing the existing
windows and doors with hurricane rated windows and storm front doors.
Protection shall be provided on all exterior openings, such as doors, windows, skylights, vents,
louvers and exhaust fans on the structures.
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The project shall provide protection against 169 MPH winds or the wind speed protection and
impact requirements indicated by the effective Florida Building Code at the time permits are
issued.
Pursuant to subsection 553.896(2), Florida Statutes,projects including the construction of new or
retrofitted window or door coverings must conform to design drawings that are signed, sealed,
and inspected by a structural engineer who is registered in this state. The Sub-Recipient shall
provide an inspection report and attestation or a copy of the signed and sealed plans to the
Division before payment will be made.
Provided the Sub-Recipient performs in accordance with the Scope of Work outlined in this
Agreement, the Division shall reimburse the Sub-Recipient based on the percentage of overall
project completion.
PROJECT CONDITIONS AND REQUIREMENTS:
C) Engineering:
1) The Sub-Recipient shall submit to the Division an official letter stating that the project is 100%
complete and ready for the Division's Final Inspection of the project.
2) The Sub-Recipient shall provide a copy of the Notice of Commencement, and any local official
Inspection Report and/or Final Approval,as applicable.
3) The Sub-Recipient shall submit all Product Specifications / Data Sheet(s) (technical standards)
satisfying protection requirements on all products utilized.
4) All installations shall be done in strict compliance with the Florida Building Code or Miami Dade
Specifications, All materials shall be certified to meet or exceed the wind and impact standards of
the current local codes.
5) Product Specifications documentation satisfying protection requirements for all products utilized shall
be provided to the Division for closeout.
6) The Sub-Recipient shall follow all applicable State, Local and Federal Laws, Regulations and
requirements, and obtain (before starting project work) and comply with all required permits and
approvals. Failure to obtain all appropriate Federal, State, and Local permits and clearances may
jeopardize federal funding. Glazing in structures shall be Impact resistant or protected with an impact
resistant covering meeting the requirements of SSTD 12, ASTM E 1886 and ASTM E 1996,
ANSI/DASMA 115 (for garage doors and rolling doors) or Miami-Dade TAS 201, 202 and 203 or
AAMA 506 referenced therein as follows:
a) Glazed openings located within 30 feet(9.1 m) of grade shall meet the requirements of the
Large Missile Test.
b) Glazed openings located more than 30 feet(9.1 m)above grade shall meet the provisions
of the Small Missile Test.
c) Louvers protecting intake and exhaust ventilation ducts not assumed to be open that are
located within 30 feet(9144 mm)of grade shall meet requirements of the Large Missile Test.
Impact-resistant coverings shall be tested at 1.5 times the design pressure (Positive or Negative)
expressed in pounds per square feet as determined by the Florida Building Code, Building Section
1609,for which the specimen is to be tested.
7) The local municipal or county building department shall inspect the installation according to the
manufacturer specifications and ensure that the above referenced standards have been met;
documentation shall be provided to the Division for closeout.
31 r
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16D1
8) The materials and work funded pursuant to this Sub-grant Agreement are intended to decrease the
vulnerability of the structure to property losses and are specifically not intended to provide for the
safety of inhabitants before,during or after a natural or manmade disaster.
9) The funding provided by the Division under this subaward shall compensate for the materials, labor
and fees for the hardening activities as a retrofit measure for the Sub-Recipient's structures to reduce
and/or mitigate the damage that might otherwise occur from severe weather or other hazards. The
funding of this project by the Division does not confer or imply any warranty of use or suitability for
the work performed pursuant to this agreement. The State of Florida disclaims all warranties with
regard to this mitigation project, express or implied, including, but not limited to, any implied
warranties and/or conditions of satisfactory quality and fitness for a particular purpose,
merchantability,or merchantable quality.
10) This project has not been evaluated by the criteria contained in the standards of the Department of
Homeland Security,Federal Emergency Management Agency guidance manual FEMA 361-Design
and Construction for Community Shelter,and thus does not provide"near absolute protection". it is
understood and agreed by the Division and the Sub-Recipient that the structure may have
vulnerabilities due to age, design and location that may result in damage to the structure from wind
events even after the installation of the mitigation measures funded under this Sub-grant Agreement.
It is further understood and agreed by the Division and the Sub-Recipient that the level of wind
protection provided by the mitigation action, although meeting State standards and codes and
enhancing the structural integrity of the structure,does not ensure the safety or survival of occupants.
D) Environmental:
1) The Sub-Recipient shall follow all applicable state, local and federal laws, regulations and
requirements, and obtain (before starting project work) and comply with all required permits and
approvals. Failure to obtain all appropriate federal, state, and local environmental permits and
clearances may jeopardize federal funding. If project is delayed for a year or more after the date of
the categorical exclusion(CATEX),then coordination with and project review by regulatory agencies
must be redone.
2) Any change,addition or supplement to the approved mitigation measure or scope of work that alters
the project(including other work not funded by FEMA,but done substantially at the same time)shall
require resubmission to the Division and FEMA for revaluation of compliance with the National
Environmental Protection Act (NEPA) and Section 106 of the National Historic Preservation Act
(NHPA) prior to initiation of any work. Non-compliance with these requirements may jeopardize
FEMA's ability to fund this project. A change in the scope of work shall be approved by the Division
and FEMA in advance regardless of the budget implications.
3) If any ground disturbance activities occur during construction,the Sub-Recipient shall monitor ground
disturbance during construction, and if any potential archeological resources are discovered, shall
immediately cease construction in that area and notify the Division and FEMA.
4) Construction vehicles and equipment used for this project shall be maintained in good working order
to minimize pollutant emissions.
E) Programmatic:
1) A change in the scope of work must be approved by the Division and FEMA in advance regardless
of the budget implications.
2) The Sub-Recipient must notify the Division as soon as significant developments become known,
such as delays or adverse conditions that might raise costs or delay completion, or favorable
conditions allowing lower costs or earlier completion.
3) The Sub-Recipient must"obtain prior written approval for any budget revision which would result in
a need for additional funds"(44 CFR 13(c)],from the Division and FEMA.
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4) Project is approved with the condition that the enclosed list of deliverables shall be submitted 30
days prior to the Period of Performance date,for review and approval by the Division,for submittal
to FEMA for closeout.
5) Any extension of the Period of Performance shall be submitted to FEMA 60 days prior to the
expiration date. Therefore, any request for a Period of Performance Extension shall be in writing
and submitted along with substantiation of new expiration date and a new schedule of work to the
Division, a minimum of seventy (70) days prior to the expiration date, for Division processing to
FEMA.
6) The Sub-Recipient must avoid duplication of benefits between the HMGP and any other form of
assistance, as required by Section 312 of the Stafford Act, and further clarification in 44 CFR
206.191.
7) A copy of the executed subcontract agreement must be forwarded to the Division within 10 days of
execution.
This is FEMA project number 4337-194-R. It is funded under HMGP, FEMA-Irma-DR-FL and must
adhere to all program guidelines established for the HMGP in accordance with the PAS Operational
Agreement for Disaster 4337.
FEMA awarded this project on July 26,2019;this Agreement shall begin upon execution by both parties,
and the Period of Performance for this project shall end on July 31,2021.
F) FINANCIAL CONSEQUENCES:
If the Sub-Recipient fails to comply with any term of the award,the Division shall take one or more of the
following actions,as appropriate in the circumstances:
1) Temporarily withhold cash payments pending correction of the deficiency by the Sub-Recipient;
2) Disallow all or part of the cost of the activity or action not in compliance;
3) Wholly or partly suspend or terminate the current award for the Sub-Recipient's program;
4) Withhold further awards for the program;or
5) Take other remedies that may be legally available.
SCHEDULE OF WORK
State/Local Contracting Process: 3 Months
Permitting: 3 Months
Bidding and Contracting: 3 Months
Construction/Installation: 12 Months
State/Local Inspections: 2 Months
Closeout: 1 Month
Total Period of Performance: 24 Months
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16DZ4
BUDGET
Lino Item Budget*
Project Cost Federal Share_ Non-Federal Share
Materials: $210,000.10 $157,500.07 $52,500.03
Labor: $89,999.90 $67,499.93 $22,499.97
Fees: $0.00 $0.00 $0.00
Initial Agreement Amount: $300,000.00 $225,000.00 $75,000.00
***Contingency Funds: $0 00 $0.00 $0.00
Project Total: $300,000.00 $225,000.00 $75,000.00
`Any line item amount in this Budget may be increased or decreased 10%or less without an
amendment to this Agreement being required, so long as the overall amount of the funds obligated
under this Agreement Is not Increased.
*** This project has an estimated $0.00 In contingency funds. Per FEMA Hazard Mitigation
Assistance Guidance Part VI, D.3.4—Contingency funds are not automatically available for use. Prior
to their release, contingency funds must be re-budgotod to another direct cost category and identified.
Post-award changes to the budget require prior written approval from the Division(FDEM). The written
request should demonstrate what unforeseen condition related to the project arose that required the use
of contingency funds.
Project Management costs are included for this project in the amount of$0.00
Funding Summary
Federal Share: $225,000.00 (75%)
Non-Federal Share: $75,000.00 (25%)
Total Project Cost: _ $300,000.00 (100%)
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Attachment B
Program Statutes and Regulations
The parties to this Agreement and the Hazard Mitigation Grant Program(HMGP) are generally
governed by the following statutes and regulations:
(1) The Robert T. Stafford Disaster Relief and Emergency Assistance Act;
(2) 44 CFR Parts 7, 9, 10, 13, 14, 17, 18,25,206,220,and 221,and any other applicable
FEMA policy memoranda and guidance documents;
(3) State of Florida Administrative Plan for the Hazard Mitigation Grant Program;
(4) Hazard Mitigation Assistance Guidance-February 27,2015 Update;and
(5) All applicable laws and regulations delineated in Attachment C of this Agreement.
In addition to the above statutes and regulations,the Sub-recipient must comply with the
following:
The Sub-recipient shall fully perform the approved hazard mitigation project,as described in the
Application and Attachment A(Budget and Scope of Work)attached to this Agreement, in accordance
with approved scope of work indicated therein,the estimate of costs indicated therein,the allocation of
funds indicated therein,and the terms and conditions of this Agreement. The Sub-recipient shall not
deviate from the approved project and the terms and conditions of this Agreement. The Sub-recipient
shall comply with any and all applicable codes and standards in performing work funded under this
Agreement,and shall provide any appropriate maintenance and security for the project.
Any development permit issued by,or development activity undertaken by,the Sub-recipient and
any land use permitted by or engaged in by the Sub-recipient, shall be consistent with the local
comprehensive plan and land development regulations prepared and adopted pursuant to Chapter 163,
Part II, Florida Statutes. Funds shall be expended for, and development activities and land uses
authorized for,only those uses which are permitted under the comprehensive plan and land development
regulations. The Sub-recipient shall be responsible for ensuring that any development permit issued and
any development activity or land use undertaken is,where applicable, also authorized by the Water
Management District, the Florida Department of Environmental Protection,the Florida Department of
Health,the Florida Game and Fish Commission,and any Federal,State,or local environmental or land
use permitting authority,where required. The Sub-recipient agrees that any repair or construction shall
be in accordance with applicable standards of safety,decency,and sanitation,and in conformity with
applicable codes,specifications and standards.
The Sub-recipient will provide and maintain competent and adequate engineering supervision at
the construction site to ensure that the completed work conforms with the approved plans and
specifications and will furnish progress reports and such other information to HMGP as may be required.
If the hazard mitigation project described in Attachment A includes an acquisition or relocation
project,then the Sub-recipient shall ensure that,as a condition of funding under this Agreement,the
owner of the affected real property shall record in the public records of the county where it is located the
following covenants and restrictions,which shall run with and apply to any property acquired,accepted, or
from which a structure will be removed pursuant to the project.
(1) The property will be dedicated and maintained in perpetuity for a use that is compatible
with open space,recreational,or wetlands management practices;
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(2) No new structure will be erected on property other than:
a. a public facility that is open on all sides and functionally related to a designed open
space;
b. a restroom;or
(3) A structure that the Director of the Federal Emergency Management Agency approves in
writing before the commencement of the construction of the structure;
(4) After the date of the acquisition or relocation no application for disaster assistance for any
purpose will be made to any Federal entity and no disaster assistance will be provided for
the property by any Federal source;and
(5) If any of these covenants and restrictions is violated by the owner or by some third party
with the knowledge of the owner,fee simple title to the Property described herein shall be
conveyed to the Board of Trustees of the Internal Improvement Trust Fund of the State of
Florida without further notice to the owner, its successors and assigns,and the owner,its
successors and assigns shall forfeit all right,title and interest in and to the property.
HMGP Contract Manager will evaluate requests for cost overruns and submit to the regional
Director written determination of cost overrun eligibility. Cost overruns shall meet Federal regulations set
forth in 44 CFR 206,438(b).
The National Environmental Policy Act(NEPA) stipulates that additions or amendments to a
HMGP Sub-Recipient Scope of Work(SOW)shall be reviewed by all State and Federal agencies
participating in the NEPA process.
As a reminder,the Sub-recipient must obtain prior approval from the State, before implementing
changes to the approved project Scope of Work(SOW). Per the Uniform Administrative Requirements for
Grants and Cooperative Agreements to State and Local Governments:
(1) For Construction projects,the grantee must"obtain prior written approval for any budget
revision which result in a need for additional funds"(44 CFR 13(c));
(2) A change in the Scope of Work must be approved by FEMA in advance regardless of the
budget Implications;and
(3) The Sub-recipient must notify the State as soon as significant developments become
known,such as delays or adverse conditions that might raise costs or delay completion,
or favorable conditions allowing lower cost or earlier completion. Any extensions of the
period of performance must be submitted to FEMA sixty days prior to the project
expiration date.
The Sub-recipient assures that it will comply with the following statutes and regulations to the
extent applicable:
(1) 53 Federal Register 8034
(2) Federal Acquisition Regulations 31.2
(3) Section 1352,Title 31,US Code
(4) Chapter 473, Florida Statutes
(5) Chapter 215, Florida Statutes
(6) Section 768.28,Florida Statutes
(7) Chapter 119, Florida Statutes
(8) Section 216.181(6), Florida Statutes
(9) Cash Management Improvement Act of 1990
(10) American with Disabilities Act
(11) Section 112.061, Florida Statute
(12) Immigration and Nationality Act
(13) Section 286.011, Florida Statutes
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(14) 2 CFR, Part 200—Uniform Administrative Requirements,Cost Principles,and Audit
Requirements for Federal Awards
(15) Uniform Relocation Assistance and Real Property Acquisitions Act of 1970
(16) Title I of the Omnibus Crime Control and Safe Streets Act of 1968
(17) Juvenile Justice and Delinquency Prevention Act, or the Victims of Crime Act
(18) Omnibus Crime Control and Safe Streets Act of 1968, as amended
(19) Victims of Crime Act(as appropriate)
(20) Section 504 of the Rehabilitation Act of 1973,as amended
(21) Subtitle A,Title II of the Americans with Disabilities Act(ADA)(1990)
(22) Department of Justice regulations on disability discrimination, 28 CFR, Part 35 and
Part 39
(23) 42 U.S.C.5154a
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Attachment C
Statement of Assurances
To the extent the following provisions apply to this Agreement, the Sub-recipient certifies that:
(a) It possesses legal authority to enter into this Agreement and to carry out the proposed program;
(h) Its governing body has duly adopted or passed as an official act of resolution, motion or similar
action authorizing the execution of the hazard mitigation agreement with the Division of
Emergency Management(DEM), including all understandings and assurances contained in it,
and directing and authorizing the Sub-recipients chief administrative officer or designee to act in
connection with the application and to provide such additional information as may be required;
(c) No member of or delegate to the Congress of the United States,and no Resident Commissioner,
shall receive any share or part of this Agreement or any benefit. No member,officer, or
employee of the Sub-recipient or its designees or agents,no member of the governing body of
the locality in which this program is situated,and no other public official of the locality or localities
who exercises any functions or responsibilities with respect to the program during his tenure or
for one year after,shall have any interest, direct or indirect,in any contract or subcontract, or the
proceeds,for work be performed in connection with the program assisted under this Agreement.
The Sub-recipient shall incorporate,in all contracts or subcontracts a provision prohibiting any
interest pursuant to the purpose stated above;
(d) All Sub-recipient contracts for which the State Legislature is In any part a funding source,shall
contain language to provide for termination with reasonable costs to be paid by the Sub-recipient
for eligible contract work completed prior to the date the notice of suspension of funding was
received by the Sub-recipient. Any cost incurred after a notice of suspension or termination is
received by the Sub-recipient may not be funded with funds provided under this Agreement
unless previously approved in writing by the Division. All Sub-recipient contracts shall contain
provisions for termination for cause or convenience and shall provide for the method of payment
in such event,
(e) ft will comply with:
(1) Contract Work Hours and Safety Standards Act of 1962,40 U.S.C.327 et seq., requiring
that mechanics and laborers(including watchmen and guards)employed on federally
assisted contracts be paid wages of not less than one and one-half times their basic
wage rates for all hours worked In excess of forty hours in a work week;and
(2) Federal Fair Labor Standards Act, 29 U.S.C. Section 201 et seq., requiring that covered
employees be paid at least minimum prescribed wage,and also that they be paid one
and one-half times their basic wage rates for all hours worked in excess of the prescribed
work-week.
(f) It will comply with
(1) Title VI of the Civil Rights Act of 1964(P.L. 88-352),and the regulations issued pursuant
thereto,which provides that no person in the United States shall on the grounds of race,
color,or national origin, be excluded from participation in, be denied the benefits of, or be
otherwise subjected to discrimination under any program or activity for which the Sub-
recipient received Federal financial assistance and will immediately take any measures
necessary to effectuate this assurance. If any real property or structure thereon is
provided or improved with the aid of Federal financial assistance extended to the Sub-
recipient,this assurance shall obligate the Sub-recipient,or in the case of any transfer of
such property,any transferee, for the period during which the real property or structure is
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used for a purpose for which the Federal financial assistance is extended,or for another
purpose involving the provision of similar services or benefits;
(2) Any prohibition against discrimination on the basis of age under the Age Discrimination
Act of 1975,as amended(42 U.S.C.6101-6107)which prohibits discrimination on the
basis of age or with respect to otherwise qualifies handicapped individuals as provided in
Section 504 of the Rehabilitation Act of 1973;
(3) Executive Order 11246,as amended by Executive Orders 11375 and 12086,and the
regulations issued pursuant thereto,which provide that no person shall be discriminated
against on the basis of race,color,religion,sex or national origin in all phases of
employment during the performance of federal or federally assisted construction
contracts;affirmative action to insure fair treatment in employment,upgrading,demotion,
or transfer;recruitment or recruitment advertising;layoff/termination,rates of pay or other
forms of compensation; and election for training and apprenticeship;
(g) It will establish safeguards to prohibit employees from using positions for a purpose that is or
gives the appearance of being motivated by a desire for private gain for themselves or others,
particularly those with whom they have family,business,or other ties pursuant to Section 112.313
and Section 112,3135, Florida Statutes;
(h) It will comply with the Anti-Kickback Act of 1986,41 U.S.C. Section 51 which outlaws and
prescribes penalties for"kickbacks"of wages in federally financed or assisted construction
activities;
(I) It will comply with the provisions of 18 U.S.C.594, 598,600-605(further known as the Hatch Act)
which limits the political activities of employees;
Q) It will comply with the flood insurance purchase and other requirements of the Flood Disaster
Protection Act of 1973,as amended,42 U.S.C.4002-4107,including requirements regarding the
purchase of flood insurance in communities where such Insurance is available as a condition for
the receipt of any Federal financial assistance for construction or acquisition purposes for use in
any area having special flood hazards. The phrase"Federal financial assistance"includes any
form of loan,grant, guaranty, insurance payment, rebate,subsidy, disaster assistance loan or
grant, or any other form of direct or indirect Federal assistance;
For sites located within Special Flood Hazard Areas(SFHA),the Sub-recipient must include a
FEMA Model Acknowledgement of Conditions of Mitigation of Property in a Special Flood Hazard
Area with FEMA Grant Funds executed by the title holder with the closeout request verifying that
certain SFHA requirements were satisfied on each of the properties. The Model
Acknowledgement can be found at www.fema.gov/governmenta/grant/sfha_conditions.shtm
(k) It will require every building or facility(other than a privately owned residential structure)
designed,constructed,or altered with funds provided under this Agreement to comply with the
"Uniform Federal Accessibility Standards,"(AS)which is Appendix A to 41 CFR Section 101-19.6
for general type buildings and Appendix A to 24 CFR, Part 40 for residential structures. The Sub-
recipient will be responsible for conducting inspections to ensure compliance with these
specifications by the contractor;
(I) It will, in connection with its performance of environmental assessments under the National
Environmental Policy Act of 1969,comply with Section 106 of the National Historic Preservation
Act of 1966(U.S.C.470),Executive Order 11593,24 CFR, Part 800,and the Preservation of
Archaeological and Historical Data Act of 1966(16 U.S.C.469a-1, et seq.)by:
(1) Consulting with the State Historic Preservation Office to identify properties listed in or
eligible for inclusion in the National Register of Historic Places that are subject to adverse
effects(see 36 CFR, Section 800.8)by the proposed activity;and
39
1 6 13 1
(2) Complying with all requirements established by the State to avoid or mitigate adverse
effects upon such properties.
(3) Abiding by the terms and conditions of the"Programmatic Agreement Among the
Federal Emergency Management Agency,the Florida State Historic Preservation
Office,the Florida Division of Emergency Management and the Advisory Council
on Historic Preservation,(PA)"which addresses roles and responsibilities of Federal
and State entities in implementing Section 106 of the National Historic Preservation Act
(NHPA), 16 U.S.C.470(f),and implementing regulations in 36 CFR, Part 800.
(4) When any of the Sub-recipient's projects funded under this Agreement may affect a
historic property,as defined in 36 CFR,Part 800(2)(e),the Federal Emergency
Management Agency(FEMA)may require the Sub-recipient to review the eligible scope
of work in consultation with the State Historic Preservation Office(SHPO)and suggest
methods of repair or construction that will conform with the recommended approaches
set out in the Secretary of Interior's Standards for Rehabilitation and Guide lines for
Rehabilitating Historic Buildings 1992(Standards),the Secretary of the Interior's
Guidelines for Archeological Documentation(Guidelines) (48 Federal Register
44734-37),or any other applicable Secretary of Interior standards. If FEMA determines
that the eligible scope of work will not conform with the Standards,the Sub-recipient
agrees to participate in consultations to develop,and after execution by all parties,to
abide by,a written agreement that establishes mitigation and recondition measures,
including but not limited to,impacts to archeological sites,and the salvage,storage,and
reuse of any significant architectural features that may otherwise be demolished.
(5) The Sub-recipient agrees to notify FEMA and the Division if any project funded under this
Agreement will involve ground disturbing activities,including, but not limited to:
subsurface disturbance; removal of trees;excavation of footings and foundations,and
installation of utilities(such as water,sewer,storm drains,electrical,gas, leach lines and
septic tanks)except where these activities are restricted solely to areas previously
disturbed by the installation, replacement or maintenance of such utilities. FEMA will
request the SHPO's opinion on the potential that archeological properties may be present
and be affected by such activities. The SHPO will advise the Sub-recipient on any
feasible steps to be accomplished to avoid any National Register eligible archeological
property or will make recommendations for the development of a treatment plan for the
recovery or archeological data from the property.
If the Sub-recipient is unable to avoid the archeological property,develop,in consultation
with SHPO, a treatment plan consistent with the Guidelines and take into account the
Advisory Council on Historic Preservation(Council)publication"Treatment of
Archeological Properties'. The Sub-recipient shall forward information regarding the
treatment plan to FEMA,the SHPO and the Council for review. If the SHPO and the
Council do not object within 15 calendar days of receipt of the treatment plan,FEMA may
direct the Sub-recipient to implement the treatment plan. If either the Council or the
SHPO object, Sub-recipient shall not proceed with the project until the objection is
resolved.
(6) The Sub-recipient shall notify the Division and FEMA as soon as practicable: (a)of any
changes in the approved scope of work for a National Register eligible or listed property;
(b)of all changes to a project that may result in a supplemental DSR or modify a HMGP
project for a National Register eligible or listed property; (c)if it appears that a project
funded under this Agreement will affect a previously unidentified property that may be
eligible for inclusion in the National Register or affect a known historic property in an
unanticipated manner. The Sub-recipient acknowledges that FEMA may require the Sub-
recipient to stop construction in the vicinity of the discovery of a previously unidentified
property that may eligible for inclusion in the National Register or upon learning that
construction may affect a known historic property in an unanticipated manner. The Sub-
recipient further acknowledges that FEMA may require the Sub-recipient to take all
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reasonable measures to avoid or minimize harm to such property until FEMA concludes
consultation with the SHPO. The Sub-recipient also acknowledges that FEMA will
require,and the Sub-recipient shall comply with, modifications to the project scope of
work necessary to implement recommendations to address the project and the property.
(7) The Sub-recipient acknowledges that, unless FEMA specifically stipulates otherwise,it
shall not receive funding for projects when,with intent to avoid the requirements of the
PA or the NHPA, the Sub-recipient intentionally and significantly adversely affects a
historic property,or having the legal power to prevent it,allowed such significant adverse
effect to occur.
(m) It will comply with Title IX of the Education Amendments of 1972, as amended(20 U.S.C. 1681-
1683 and 1685-1686)which prohibits discrimination on the basis of sex;
(n) It will comply with the Comprehensive Alcohol Abuse and Alcoholism Prevention,Treatment and
Rehabilitation Act of 1970,(42 U.S.C.4521-45-94)relating to nondiscrimination on the basis of
alcohol abuse or alcoholism;
(o) It will comply with 523 and 527 of the Public Health Service Act of 1912(42 U.S.C.290 dd-3 and
290 ee-3), as amended,relating to confidentiality of alcohol and drug abuse patient records;
(p) It will comply with Lead-Based Paint Poison Prevention Act(42 U.S.C.4821 et seq.)which
prohibits the use of lead based paint in construction of rehabilitation or residential structures;
(q) It will comply with the Energy Policy and Conservation Act(P.L.94-163;42 U.S.C.6201-6422),
and the provisions of the State Energy Conservation Plan adopted pursuant thereto;
(r) It will comply with the Laboratory Animal Welfare Act of 1966,(7 U.S.C.2131-2159),pertaining to
the care, handling, and treatment of warm blooded animals held for research,teaching,or other
activities supported by an award of assistance under this Agreement;
(s) It will comply with Title VIII of the Civil Rights Act of 1968,(42 U.S.0 2000c and 42 U.S.C.3601-
3619), as amended,relating to non-discrimination in the sale, rental,or financing of housing,and
Title VI of the Civil Rights Act of 1964(P.L. 88-352),which prohibits discrimination on the basis of
race,color or national origin;
(t) It will comply with the Clean Air Act of 1955,as amended, 42 U.S.C.7401-7642;
(u) it will comply with the Clean Water Act of 1977,as amended,42 U.S.C.7419-7626
(v) It will comply with the endangered Species Act of 1973, 16 U.S.C.1531-1544;
(w) It will comply with the Intergovernmental Personnel Act of 1970,42 U.S.C.4728-4763;
(x) It will assist the awarding agency in assuring compliance with the National Historic Preservation
Act of 1966, as amended, 16 U.S.C.270;
(y) It will comply with environmental standards which may be prescribed pursuant to the National
Environmental Policy Act of 1969,42 U.S.C. 4321-4347;
(z) It will assist the awarding agency in assuring compliance with the Preservation of Archeological
and Historical Preservation Act of 1966, 16 U.S.C. 469a,et seq.;
(aa) It will comply with the Rehabilitation Act of 1973,Section 504,29 U.S.C. 794,regarding non-
discrimination;
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(bb) It will comply with the environmental standards which may be prescribed pursuant to the Safe
Drinking Water Act of 1974,42 U.S.C.300f-300j, regarding the protection of underground water
sources;
(cc) It will comply with the requirements of Titles II and III of the Uniform Relocation Assistance and
Property Acquisition Policies Act of 1970,42 U.S.C.4621-4638,which provide for fair and
equitable treatment of persons displaced or whose property is acquired as a result of Federal or
Federally assisted programs;
(dd) It will comply with the Wild and Scenic Rivers Act of 1968, 16 U.S.C. 1271-1287, related to
protecting components or potential components of the national wild and scenic rivers system;
(ee) It will comply with the following Executive Orders: EO 11514(NEPA); EO 1 1738(violating
facilities); EO 11988(Floodplain Management); EO 11990(Wetlands);and EO 12898
(Environmental Justice);
(ff) It will comply with the Coastal Barrier Resources Act of 1977, 16 U.S.C.3510;
(gg) It will assure project consistency with the approved State program developed under the Coastal
Zone Management Act of 1972, 16 U.S.C. 1451-1464;and
(hh) It will comply with the Fish and Wildlife Coordination Act of 1958, 16 U.S.C.661-666.
(ii) With respect to demolition activities,it will:
(1) Create and make available documentation sufficient to demonstrate that the Sub-
recipient and its demolition contractor have sufficient manpower and equipment to
comply with the obligations as outlined in this Agreement.
(2) Return the property to its natural state as though no improvements had ever been
contained thereon.
(3) Furnish documentation of all qualified personnel,licenses and all equipment necessary to
inspect buildings located in the Sub-recipient's jurisdiction to detect the presence of
asbestos and lead in accordance with requirements of the U.S. Environmental Protection
Agency,the Florida Department of Environmental Protection and the County Health
Department.
(4) Provide documentation of the inspection results for each structure to indicate:
a. Safety Hazard Present
b. Health Hazards Present
c. Hazardous Materials Present
(5) Provide supervision over contractors or employees employed by the Sub-recipient to
remove asbestos and lead from demolished or otherwise applicable structures.
(6) Leave the demolished site clean,level and free of debris.
(7) Notify the Division promptly of any unusual existing condition which hampers the
contractor's work.
(8) Obtain all required permits.
(9) Provide addresses and marked maps for each site where water wells and septic tanks
are to be closed along with the number of wells and septic tanks located on each site.
Provide documentation of closures.
(10) Comply with mandatory standards and policies relating to energy efficiency which are
contained in the State Energy Conservation Plan issued in compliance with the Energy
Policy and Conservation Act(Public Law 94-163).
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(11) Comply with all applicable standards,orders,or requirements Issued under Section 112
and 306 of the Clean Air Act(42 U.S.C. 1857h), Section 508 of the Clean Water Act(33
U.S.C. 1368),Executive Order 11738,and the U.S.Environmental Protection Agency
regulations(40 CFR,Part 15 and 61). This clause shall be added to any subcontracts.
(12) Provide documentation of public notices for demolition activities.
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Attachment D
DIVISION OF EMERGENCY MANAGEMENT
REQUEST FOR ADVANCE OR REIMBURSEMENT OF
HAZARD MITIGATION ASSISTANCE PROGRAM FUNDS
SUB-RECIPIENT: Collier County
REMIT ADDRESS:
CITY: STATE: ZIP CODE:
PROJECT TYPE: Wind Retrofit PROJECT#: 4337-194-R
PROGRAM: Hazard Mitigation Grant Program CONTRACT#: H0311
APPROVED BUDGET FEDERAL SHARE: MATCH:
ADVANCED RECEIVED: N/A AMOUNT: SETTLED?
Invoice Period: To Payment#:
Eligible Amount Obligated Federal Obligated Non- DIvIsion Use Only
100% Amount Federal
(Current Request) 75% 25% Approved Comments
TOTAL CURRENT REQUEST: $
By signing this report, I certify to the best of my knowledge and belief that the report Is true,complete,and accurate,
and the expenditures,disbursements and cash receipts are for the purposes and objectives set forth in the terms and
conditions of the Federal award. I am aware that any false,fictitious,or fraudulent information,or the omission of any
material fact, may subject me to criminal, civil or administrative penalties for fraud, false statements, false claims or
otherwise.(U.S.Code Title 18,Section 1001 and Title 31,Sections 3729-3730 and 3801-3812.
SUB-RECIPIENT SIGNATURE:
NAME/TITLE: DATE:
TO BE COMPLETED BY THE DIVISION
APPROVED PROJECT TOTAL $
ADMINISTRATIVE COST $ GOVERNOR'S AUTHORIZED REPRESENTATIVE
APPROVED FOR PAYMENT $
DATE
44
1 6 13 1 4
SUMMARY OF DOCUMENTATION IN SUPPORT OF AMOUNT
CLAIMED FOR ELIGIBLE DISASTER WORK UNDER THE
HAZARD MTIGATION ASSISTANCE PROGRAM
SUB-RECIPIENT: Collier County PAYMENT#:
PROJECT TYPE: Wind Retrofit PROJECT#: 4337-194-R
PROGRAM: Hazard Mitigation Grant Program CONTRACT#: H0311
REF NO2 DATES DOCUMENTATION 4 (Check) ELIGIBLE
AMOUNT COSTS
/100%)
12
3
4
5
7
8
9
This payment represents ,°6 completion of the project. TOTAL
Recipient's internal reference number(e.g.,Invoice,Receipt,Warrantt,Voucher,Claim Check,or Schedule h)
Date of delivery of articles,completion of work or performance services,(per document)
list Documentation(Recipient's payroll,material out of recipient's stock,recipient owned equipment and name of vendor or
contractor)by category(Materials,Labor,Fees)and tine item in the approved project line item budget. Provide a brief description of
the articles or services. List service dates per each invoice.
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Attachment E
JUSTIFICATION OF ADVANCE PAYMENT
SUB-RECIPIENT: Collier County
If you are requesting an advance, indicate same by checking the box below.
[ ] ADVANCE REQUESTED
Advance payment of$_ is requested. Balance of payments
will be made on a reimbursement basis. These funds are needed to pay
staff,award benefits to clients,duplicate forms and purchase start-up
supplies and equipment. We would not be able to operate the program
without this advance.
If you are requesting an advance,complete the following chart and lino item justification below.
PLEASE NOTE: Calculate your estimated expenses at 100%of your expected needs for 90 days.
Submit Attachment D with the cost share breakdown along with Attachment E and all supporting
documentation,
ESTIMATED EXPENSES
BUDGET CATEGORY/LINE ITEMS 20 -20 Anticipated Expenditures for First Three
(list applicable line items) Months of Contract
For example
ADMINISTRATIVE COSTS
(Include Secondary Administration.)
For example
PROGRAM EXPENSES
TOTAL EXPENSES
LINE ITEM JUSTIFICATION (For each line item, provide a detailed justification explaining the
need for the cash advance. The justification must include supporting documentation that clearly
shows the advance will be expended within the first ninety (90) days of the contract term. Support
documentation should include quotes for purchases,delivery timelines,salary and expense
projections,etc.to provide the Division reasonable and necessary support that the advance will
be expended within the first ninety(90)days of the contract term. Any advance funds not
expended within the first ninety(90)days of the contract term as evidenced by copies of invoices
and cancelled checks as required by the Budget and Scope of work showing 100%of
expenditures for the 90 day period shall be returned to the Division Cashier, 2555 Shumard Oak
Boulevard,Tallahassee, Florida 32399,within thirty (30)days of receipt,along with any interest
earned on the advance.
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Attachment F
DIVISION OF EMERGENCY MANAGEMENT
HAZARD MITIGATION GRANT PROGRAM
QUARTERLY REPORT FORM
instructions:Complete and submit this form to the appropriate Protect Manager within t 5 des of each quarter's end dato.
SUB-RECIPIENT: Collier County PROJECT#: 4337-194-R
PROJECT TYPE: Wind Retrofit CONTRACT#: H0311
PROGRAM: Hazard Mitigation Grant Program QUARTER ENDING:
Advance Payment Information:
Advance Received ❑ NIA❑ Amount: $ Advance Settled?Yes ❑ No ❑
Provide reimbursement Projections for this project(projections may change)'
Jul-Sep 20_ $ Oct-Dec 20 $ Jan-Mar 20_ $ Apr-Jun 20 $
Target Dates:
Contract Initiation Date: Contract Expiration Date:
Estimated Project Completion Date:
Project Proceeding on Schedule? ❑Yes ❑No (If No,please describe under issues below)
Percentage of Work Completed(may be confirmed by state inspectors):
Describe Milestones achieved during this quarter:
Provide a Schedule for the remainder of work to project completion: (Milestones from Contract with
estimated dates)
Milestone Date
Describe Issues or circumstances affecting completion date, milestones,scope of work,and/or cost:
Cost Status: ❑ Cost Unchanged I Under Budget ❑ Over Budget
Additional Comments/Elaboration:
NOTE: Division of Emergency Management(DEM)staff may perform interim inspections and/or audits at any time. Events
may occur between quarterly reports,which have significant Impact upon your project(s),such as anticipated overruns,
changes in scope of work,etc. Please contact the Division es soon as these conditions become known,otherwise you may
be found non-compliant with your sub grant award.
Person Completing Form. Phone:
—To be completed by Division staff—
Date Reviewed: Reviewer:
Actions:
47
16014
Attachment G
Warranties and Representations
Financial Management
The Sub-Recipient's financial management system must comply with 2 C.F.R. §200.302.
Procurements
Any procurement undertaken with funds authorized by this Agreement must comply with the
requirements of 2 C.F.R, §200,Part D—Post Federal Award Requirements—Procurement Standards(2
C.F.R.§§200.317 through 200 326).
Business Hours
The Sub-Recipient shall have its offices open for business,with the entrance door open to the
public, and at least one employee on site, from: 8:00 AM -5:00 PM,Monday Thru Friday,as
applicable.
Licensing and Permitting
All subcontractors or employees hired by the Sub-Recipient shall have all current licenses and
permits required for all of the particular work for which they are hired by the Sub-Recipient.
48
16014
Attachment H
Certification Regarding
Debarment, Suspension, Ineligibility
And Voluntary Exclusion
Subcontractor Covered Transactions
(1) The prospective subcontractor,
of the Sub-Recipient certifies,by submission of this document,that neither it nor its principals is
presently debarred, suspended,proposed for debarment,declared ineligible,or voluntarily excluded
from participation In this transaction by any Federal department or agency.
(2) Where the Sub-Recipient's subcontractor is unable to certify to the above statement, the prospective
subcontractor shall attach an explanation to this form.
SUBCONTRACTOR
By: _.._. Collier County
Signature Sub-Recipient's Name
110311
Name and Title DEM Contract Number
4337-194-R
Street Address FEMA Project Number
City, State,Zip
Date
49
161314
Attachment I
Federal Funding Accountability and Transparency Act
Instructions and Worksheet
PURPOSE:The Federal Funding Accountability and Transparency Act(FFATA)was signed on
September 26, 2006. The intent of this legislation is to empower every American with the ability to hold
the government accountable for each spending decision.The FFATA legislation requires information on
federal awards(federal assistance and expenditures)be made available to the public via a single,
searchable website,which is http://w',vw.usaspending.gov/.
The FFATA Sub-award Reporting System (FSRS)is the reporting tool the Florida Division of Emergency
Management("FDEM"or"Division")must use to capture and report sub-award and executive
compensation data regarding first-tier sub-awards that obligate$25,000 or more in Federal funds
(excluding Recovery funds as defined in section 1512(a)(2)of the American Recovery and Reinvestment
Act of 2009,Pub. L. 111-5).
Note:This"Instructions and Worksheet"is meant to explain the requirements of the FFATA and give
clarity to the FFATA Form distributed to sub-awardees for completion,All pertinent information below
should be filled out, signed,and returned to the project manager.
ORGANIZATION AND PROJECT INFORMATION
The following information must be provided to the FDEM prior to the FD EM's Issuance of a sub-
award (Agreement) that obligates$25,000 or more in federal funds as described above.Please
provide the following information and return the signed form to the Division as requested.
PROJECT#: 4337-194-R
FUNDING AGENCY: Federal Emergency Management Agency
AWARD AMOUNT: $225,000.00
OBLIGATION/ACTION DATE: July 26,2019
SUBAWARD DATE(if applicable):
DUNS#: 076997790
DUNS#+4:
50
ibD14
*If your company or organization does not have a DUNS number, you will need to obtain one from Dun&
Bradstreet at 866-705-5711 or use the web form (http./Ifedgov.dnb.comtwebform),The process to
request a DUNS number takes about ten minutes and is free of charge.
BUSINESS NAME:
DBA NAME(IF APPLICABLE):
PRINCIPAL PLACE OF BUSINESS ADDRESS:
ADDRESS LINE 1:
ADDRESS LINE 2:
ADDRESS LINE 3:
CITY STATE ZIP CODE+4**
PARENT COMPANY DUNS#(if applicable):
CATALOG OF FEDERAL DOMESTIC ASSISTANCE(CFDA#):
DESCRIPTION OF PROJECT(Up to 4000 Characters)
As a Hazard Mitigation Grant Program project, the Sub-Recipient proposes to retrofit Collier County,
University Extension Services'IFAS Building,located at 14700 Immokalee Road,Naples,Florida,34120.
Coordinates: 26.305736, -81.593431.
The proposed project consists of protecting the building by replacing the existing windows and doors
with hurricane rated windows and storm front doors. The project intends to protect the integrity of the
building envelope and reduce potential damage from future wind events.
Wind protections shall be provided on any other opening such as vents, louvers and exhaust fans. All
installations shall be in strict compliance with the Florida Building Code or Miami Dade Specifications and
all materials shall be certified to meet wind and impact standards. The local municipal or county building
department will inspect and certify installation according to the manufacturer specifications.
The project shall provide protection against 169 MPH winds or the wind speed protection and impact
requirements indicated by the effective Florida Building Code at the time permits are issued.
PRINCIPAL PLACE OF PROJECT PERFORMANCE(IF DIFFERENT THAN PRINCIPAL. PLACE OF
BUSINESS):
ADDRESS LINE 1:
ADDRESS LINE 2:
ADDRESS LINE 3:
CITY STATE ZIP CODE+4"
CONGRESSIONAL DISTRICT FOR PRINCIPAL PLACE OF PROJECT PERFORMANCE:
**Providing the Zip+4 ensures that the correct Congressional District is reported.
EXECUTIVE COMPENSATION INFORMATION:
1. In your business or organization's previous fiscal year, did your business or organization(including
parent organization,all branches,and all affiliates worldwide)receive(a)80 percent or more of your
51
16D14
annual gross revenues from Federal procurement contracts(and subcontracts)and Federal
financial assistance(e.g.loans,grants, subgrants,and/or cooperative agreements,etc.)subject to
the Transparency Act, as defined at 2 CFR 170.320; , (b)$25,000,000 or more in annual gross
revenues from U.S. Federal procurement contracts(and subcontracts)and Federal financial
assistance(e.g.loans,grants, subgrants, and/or cooperative agreements,etc.)subject to the
Transparency Act?
Yes❑ No❑
If the answer to Question 1 Is "Yes,"continue to Question 2. If the answer to Question 1 Is "No",
move to the signature block below to complete the certification and submittal process.
2. Does the public have access to information about the compensation of the executives in your
business or organization (including parent organization,all branches,and all affiliates worldwide)
through periodic reports filed under section 13(a)or 15(d)of the Securities Exchange Act of 1934
(15 U.S.C. 78m(a),780(d))Section 6104 of the Internal Revenue Code of 1986?
Yes❑ No❑
If the answer to Question 2 is"Yes,"move to the signature block below to complete the
certification and submittal process.[Note:Securities Exchange Commission information should
be accessible at http//www.sec.gov/answers/execomp.htm. Requests for Internal Revenue Service
(IRS) information should be directed to the local IRS for further assistance.]
If the answer to Question 2 is"No"FFATA reporting is required.Provide the information required
in the"TOTAL COMPENSATION CHART FOR MOST RECENTLY COMPLETED FISCAL YEAR"
appearing below to report the"Total Compensation" for the five(5)most highly compensated
"Executives",in rank order,in your organization,For purposes of this request,the following terms
apply as defined in 2 CFR Ch 1 Part 170 Appendix A:
"Executive"is defined as"officers,managing partners, or other employees in management positions".
"Total Compensation"is defined as the cash and noncash dollar value earned by the executive during the
most recently completed fiscal year and includes the following:
i. Salary and bonus.
ii. Awards of stock,stock options,and stock appreciation rights.Use the dollar amount
recognized for financial statement reporting purposes with respect to the fiscal year in
accordance with the Statement of Financial Accounting Standards No. 123(Revised 2004)
(FAS 123R),Shared Based Payments.
iii. Earnings for services under non-equity incentive plans.This does not include group life,
health, hospitalization or medical reimbursement plans that do not discriminate in favor of
executives,and are available generally to all salaried employees.
iv. Change in pension value.This is the change In present value of defined benefit and actuarial
pension plans.
v, Above-market earnings on deferred compensation which is not tax-qualified.
vi. Other compensation,if the aggregate value of all such other compensation(e.g. severance,
termination payments,value of life insurance paid on behalf of the employee,perquisites or
property)for the executive exceeds$10,000.
52
16014
TOTAL COMPENSATION CHART FOR MOST RECENTLY COMPLETED FISCAL YEAR
(Date of Fiscal Year Completion
Rank Total Compensation
(Highest to Name for Most Recently
Lowest) (Last,First,MI) _ Title _ Completed Fiscal Year
2
3
4
THE UNDERSIGNED CERTIFIES THAT ON THE DATE WRITTEN BELOW, THE INFORMATION
PROVIDED HEREIN IS ACCURATE.
SIGNATURE:
NAME AND TITLE:
DATE:
53
16014
Attachment J
Mandatory Contract Provisions
Provisions:
Any contract or subcontract funded by this Agreement must contain the applicable provisions outlined in
Appendix II to 2 C.F.R.Part 200. It is the responsibi,ity of the sub-recipient to include the required
provisions. The[Division provides the following list of sample provisions that may be required:
54
16014
OMB Guidance Pt.200,App.II
(Di Davis-flacon Act as amended.40 U.S.C. ntatr1741.0 or articles ordlnaitly available on
3111-3140..When required by Federal program the open market.or contracts for trnnspor-
legislation.all prince construction contracts Catton or transnussiun of lrttelliguaco.
in extra of 12,000 awarded by not-)bderal (F) Rluhta to tnyonttonu Made Under n
entitlos must include a prvclydon for oomph- Contract or.Agreement,It rho Pectoral award
ante with the Davis-Bacon Act (4D f1.S,C. meets the definition of"id1nding agroemont"
3111.3144.and 31 IC 31401 as supplemented by ander 1t CPh 11901.2 ia)and the recipient or
Depar(monl of labor regulations a CPR subeectpient wishes to enter Into a contract
Part 5. "labor Standards Provisions Appir with a Antall hotlines*firm or nonprofit or;a-
uable to Contracts Covering Fotbtr:Uly Pt- niratlon regarding the sulctitu tion of par-
Ianced anti Aooloted Construction'). In alt- ties, assignment or performance of export-
corlanct with the statute,contractors most mental. dovolopmental. or research work
be required to pay wages to laboum and mo- under that"funding agroomont,'tiro recipl•
el-mates,it-to rate not leas than the prevailing ant or subrecipient rend comply with the re-
wages specified in a wage tloterminolion qutroments of 77 Ot'it Part 401,"Rights to In-
made by the Secretary of labor,In addition, rontions Made by Nonprofit Organlzattons
contrwtors mind,be required to pay wages and Small fluainoss Firms Under Govern-
not less than once a wools.Tho roc-Perioral rnettt Orants, Contracts and Cooperative
entity must place a copy of the current pro- Aureomonts."and any implementing ro rola.
sailing wage dews mmation issued by the Do- tions tssutnl by the awarding atropic,
p[artarent of tabor in each solfultetdon,11w (0)Clean Mr Act 142 U,S.G.7401-7671q.)and
deo stop to award a contract or subcontract Cha Fetoral Water Pollution Contiol Act(33
moat ho conditioned upon the accept-rump of U.S.C.1291-1307),n:amnndat-Contracts and
the wage doter inination.Tha ton-Federal on- subgr its of amounts In coders of 21:0.00)
City must report all annackd or reported must contain a provision that requiral the
violations to the Federal awarding agency. non-Federal :wail to acres to comply with
Tina contracta most also tricludo a provision all applfcablo standards'. others or regula-
tor compliance with the Copeland "Anti- tions insurvl purnuant to the Clean Mr Act
Kickback" Act 140 U.S.C. 31451, at supple- (42 U.S.C.7401--7671q)and the Podoral Water
ntentod by Department of labor regulations Pollution Control Act an emended 133 U.S.O.
(20 CPR Part 3. "Contractors and Sub- 1^..61-13371.Violations most be reported to the
contractors on Public Building or Publio Potters! awarding agantty and the Rational
Work Financed in Wi oda or in Part by(earns Office of the 1-Stvirontnants1 Protection
or Grants from the United States-).11m Act Agency th1PAL
provides that each contractor or sub- Ill) Mandatory standards and policies ra-
recipient.trust ixa prohibited from inducing. Dating to energy efficiency which eco con-
by any means. arty p,wsou employed In the tain+d in the.:talo unetwy cmmOrvatlon Plan
construction.completion.or ropily of public mia:ued In sarardianca with the 14nerk,v Policy
work. to give up any part of the enmpanra- and C am:orvntann Act 142 U.S.C.62011.
Don to which he or aro is otherwise entitled. (I. Debarment and Suspension(l;xecutsva
The nen-Federal eutlty must report alt sea- Orders 12A10 and 12000r-_A contract award
pot-tad or reported violations to t)ta Fedoral (bili 2 CPR 100.2321 must not too made to Sir-
awardncr agency. ides listed en the goretnmentwtln Parcludm)
ill, Contract Work Hours and Sanaa.- Parties last System in the Systom for Award
Statuiarus Act (40 U.S.C. 370t-.)7064 When. Management(SAM).to acronlanco with the
appllc:iblo,all coutracts awarlo.l by the non- OMB guidotmes at 2 CFR 160 that implement
Panoral entity in oxceS9 of 5100.1100 that.in- Earmuffs;. (niters 12519 Ci OFR Part, 11,106
voice the employment of mechanics or labor- Comp.. p. i6!t) awl 12530 (3 CFR Part itie)
era most Include a provitnon for compliance Comp.,it 2351."Dobarmorn.and Suspension."
with 40 U.S.C.0702 and 3701.as supplemented The (davit hod Ranine List System Ira SAM
by Department of Labor retulationo(20 CPR contains Drs names of parties tlobatrod,sus-
Part 51.Under 40 U.S.C.2703 of the Act.each paildod.or otherwise oxolucled by aganO.tos.as
contractor must to required to cnmputn the woll arc pardon dorlarad Inoligtble under oust
wages of ovory mochaatc and laborer on rho story nr reuitlatt)ty authority other than 14x-
basis or a standard work wank of 40 hours. ean(ivo Order 1251x.
Work in excess of the s(andar<t work snook is IJ) Hard Anti-Lobbying Amendment. (11
portniuslble provided that the worker is coin- U.S.C. 13521-Contractor that apply or bid
panaatod at a rate of not loss titan one and a for An award of 3100,000 or morn must Rue tile
half times Urn basic rate M pay for all boars f equnod cortlf)catfon.Each Dor eorttfaa to
worked In excess of 40 hour's in the work Cha tier above that IL will not and hos not
week.Tho rcqulrontents of 40 U.S.C.3701 sin uaod Federal approtxlatc 1 funds w pay oily
applicable to construction wet k and provide person or organization for influencing or at-
that no laborer or mechanic must be re- tempting Lo'miaow*an oMcer or omployoe
gamed to work In surroundings or under or Any agency,a member of Cangtos:s,officer
working conditions which aro unsanitary, or employee of Congre•.ts,or an employee or a
hacudoris el tlangeroun,'Mtge requirements member of Cbugroca to eonneciton myth oh-
do not apply to the purchases of eupplre3 or raining any Pectoral contract.grant or any
195
55
1 6 13 1 4
Pt.200,App.UI 2 CFR Ch.iI(1-1-14 Edition)
other award coveted by 31 I7.E.C. 1$i2. Path (t) Shonulred reatrurch means all research
tier must also dtactosa any lobbying with end development activities that. aro Spon•
non-Patera' funds that takes place in tam- sorad by redone] and nen-Feelmat agencies
ncction with obtaining any Yodorai award and organizations.This term includes aativt-
Such disclosures aro forwarded from tier to ties involving t o training of mdivWoais in
tier up to the non-Perioral award. rematch techniques commonly called ro-
(lit Sea 420).222 l'rocurement of crowned search training)where such:lctiviGr4s 011(17.0
nista:alit. the name facilities as oilier research and de-
velopment actit1tles and where such actor!.
Al s:Nina 111 'ro PAtcr 200--1NAutocr ties are tied,included In the Instruction firm-
(1•&A) WETS InkrerlsiCiTfiON Arai Lion.
ASSIGNMENT.AND RATE 1)I:TISUMINA- (2Y Unttersttp rev:arch meant all research
TION POR INSTITUTIONS ON itlenKtt and tlevelopmant utilities that Ate sena-
EDUCATION(I11E3t ratolyy haricot-et and accounted for by the In-
stitution under an Internal application of 7n-
A.t)rvwt5i, stitutdnnal funds. Univotttty research, for
min appomia pro
oylJtss criteria ter Idents- PU posod s with this
document
research must
tndercom-
fying and computing tndlraot (or Enchant function of organized tt resear
4'SA))rates at ilii,(Iniattotioax). indirect
(YfiA)swain are those that are incuriedl for c,Other sponsored achitlttes moans programs
common or Joint obinutivea and therefore and projects financed by Fedora] and non-
cannot ho Identified readily and somatically Ye last nsarcfes and oignnl�xiions winch in-
with a particular sponsored project, an in. valve the performance of wart other than In-
structional activity. or any other „Attu. struetton and organized research. 17xample-s
Unnai activity, 1100 nuhseotton 6.1, t:iefint- of such ptosrartt and projects etre health
tion of I'acilltlos and Administration,for a uervlrr projects and community sart-lca pro-
discussion of the components of indirect grains.flowerer,whoa any of those activities
(F3-A)cats. era undertaken by the institution without
outside support. they may be classified as
J.,iforor J•'uuenuns afoot tularetttia other institutional antivit:as.
Rotors to Instruaaon. otxamruei research. d.Other tit ituttoua&W5inli es means all ac-
other spensorl activities and other instttu- t•lvrtkd of an institution except for lnsdrua-
ttnnai activities as defined In this section: tion, departmental research. organized i's-
a. 1ttitrucifon movie the "chin( and search,anti other sponsored activities,as<ii-
Ual7finl;activities of an 1nstitutlon. Except fined In tide section,indirect tlrtAl cost
for research training as fnVztdud in sob- ttvtnas tdanl.lhrul In this Appernilx fart.
s,acti..m b.this term Includes all teaching and graph it.idontificatton and assixrunont of In-
training activities,whether they aro offer iii dlrffit(PdcA)costa'. and siwcislicud cervices
for credits toward a degree or eortu7cate or factllticet described fa t2lO.4411 Spdwaliutd
on a non-credit basis.and whether they are s11''1ca fac11ttii:>ot•lana t art.
offered through regular aea:lotntc defsrt- Examples of other insittutional aetivlties
mania of separate dlvizinni:,such as a sum• include operation of residence halls,dining
mar school division or an eztansinn dri•Istna hails. hospitals and oltnlca. student unions,
Alto conabloied part.of this major(unction intarroiitgiate athlettas,haotstarat,facility
ale dopartmaocll rnaoarob, and. when hue ing. student apartmmnis. guest houses,
agreed lo,university research. chapels.theater.:,public mnnaums,and other
cp SFatsared rettructitti end trufnetft moan similar auxiliary enterprises,This definition
specific Instructional or training activity es- also includes any other categories of aativt
ttblixhed by grant,contract-or cooperative ties, coats of whtidl aro "unallowable" to
agroomoni. For purposes of the cast ono. federal awards. unless otherwise Indicated
styles. this activity may be considered a in an award.
major function oven though an institution's 3,cfriferte far OlsMbittion
accounting treatment masa meludo it in the
Instruction function. a. Rare period. A.base period for dustilbo-
(21 fkpiiri,noetol rtaaareh moans rasoarch, tion of indirect (;"&A) costa to the period
development and scholarly activities that daring which the costo air Inc: red The
era not organized research and, con- ixaxo period normally i:buuld coincide with
sentiently,ere not separately budgeted and aha fiscal year established by the institution,
acoonnted fur. 1)aparlmontai research, for but In any event alto bane felled should be so
purposes or this document,is not consideroti sofocted es to Avolil Inequities in the din
as a males function,but as a girt of the in- tribution of costs.
struciton(unction of the institution, b.heed for Croat groupings.The overall oh-
b. Orguatred research Moans all research )cativo of the indirect(FSA)cost allocation
and development activities of an Institution paocesd IS to distribute the indirect(FkA)
that circ separately budgeted And eccowitud deet::describe! in Section R, Identification
for.It includro and a eigunloul of Indirect IPAAt coats, to
196
56
ORIGINAL DOCUMENTS CHECKLIST & ROUTING SLIP1 6 D 14
TO ACCOMPANY ALL ORIGINAL DOCUMENTS SENT TO
THE BOARD OF COUNTY COMMISSIONERS OFFICE FOR SIGNATURE
Print on pink paper. Attach to original document. The completed routing slip and original documents are to be forwarded to the County Attorney Office
at the time the item is placed on the agenda. All completed routing slips and original documents must be received in the County Attorney Office no later
than Monday preceding the Board meeting.
**NEW** ROUTING SLIP
Complete routing lines#1 through#2 as appropriate for additional signatures,dates,and/or information needed. If the document is already complete with the
exception of the Chairman's signature,draw a line through routing lines#1 through#2,complete the checklist,and forward to the County Attorney Office.
Route to Addressee(s) (List in routing order) Office Initials Date
1. Hilary Halford Community and Human Ff 12/17/2019
Services
2. Jennifer Belpedio County Attorney Office2- 11-119
3. BCC Office Board of County
Commissioners
4. Minutes and Records Clerk of Court's Office
PRIMARY CONTACT INFORMATION
Normally the primary contact is the person who created/prepared the Executive Summary. Primary contact information is needed in the event one of the addressees
above,may need to contact staff for additional or missing information.
Name of Primary Staff Hilary Halford/CHS Phone Number 252-2670
Contact/ Department
Agenda Date Item was 11/12/2019 Agenda Item Number 16D14
Approved by the BCC
Type of Document Hazard Mitigation Grant Progra HMGP) Number of Original 2 sets of documents
Attached #H0311 from FDEM& R tion Documents Attached
PO number or account N/A
number if document is - I DQC� I 4 � I
to be recorded t CL
INSTRUCTIONS & CHECKLIST
Initial the Yes column or mark"N/A" in the Not Applicable col •, •"hichever 1 Yes N/A(Not
appropriate. (Initial) Applicable)
1. Does the document require the chairman's original signature? 0 5 'A /J,,‹
2. Does the document need to be sent to another agency for additio a ignatures? If yes, HH
provide the Contact Information(Name; Agency; Address; Phone)on .• attached sheet.
3. Original document has been signed/initialed for legal sufficiency. (All doe •• to b• HH
signed by the Chairman, with the exception of most letters, must be reviewed and signed
by the Office of the County Attorney.
4. All handwritten strike-through and revisions have been initialed by the County Attorney's NA
Office and all other parties except the BCC Chairman and the Clerk to the Board
5. The Chairman's signature line date has been entered as the date of BCC approval of the HH
document or the final negotiated contract date whichever is applicable.
6. "Sign here"tabs are placed on the appropriate pages indicating where the Chairman's HH
signature and initials are required.
7. In most cases(some contracts are an exception),the original document and this routing slip NA
should be provided to the County Attorney Office at the time the item is input into SIRE.
Some documents are time sensitive and require forwarding to Tallahassee within a certain
time frame or the BCC's actions are nullified. Be aware of your deadlines!
8. The document was approved by the BCC on 11/12/2019 and all changes made during HH N/A3is not
the meeting have been incorporated in the attached document. The County o tionfor
Attorney's Office has reviewed the chanes if applicable. li
y changes, PP this line:
9. Initials of attorney verifying that the attached document is the version approved by the H ' ►� tis not
BCC,all changes directed by the BCC have been made,and the document is ready for the •• •tiopfo
Chairman's signature. i► this; ine
i
I:Forms/County Forms/BCC Forms/Original Documents Routing Slip WWS Original 9.03.04,Revised 1.26.05,Revised 2.24.05;Revised 11/30/12
16014
MEMORANDUM
Date: December 18, 2019
To: Hilary Halford, Grant Coordinator
Community & Human Services
From: Ann Jennejohn, Deputy Clerk
Minutes & Records Department
Re: Hazard Mitigation Grant Program (HMGP) Agreement
#H0311 from Florida Department of Emergency Management
(Attachment I)
Attached please find a copy of the document referenced above (Item #16D14)
approved by Collier County's Board of County Commissioners November 12, 2019
The second original copy of document will be held in the Minutes and Records
Department for the Board's Official Record.
If you have any questions, please call me at 252-8406.
Thank you.
Attachment
rota
Attachment I
Federal Funding Accountability and Transparency Act
Instructions and Worksheet
PURPOSE:The Federal Funding Accountability and Transparency Act(FFATA) was signed on
September 26, 2006. The intent of this legislation is to empower every American with the ability to hold
the government accountable for each spending decision. The FFATA legislation requires information on
federal awards (federal assistance and expenditures) be made available to the public via a single,
searchable website,which is http://www.usaspending.govl.
The FFATA Sub-award Reporting System (FSRS)is the reporting tool the Florida Division of Emergency
Management("FDEM"or"Division") must use to capture and report sub-award and executive
compensation data regarding first-tier sub-awards that obligate$25,000 or more in Federal funds
(excluding Recovery funds as defined in section 1512(a) (2)of the American Recovery and Reinvestment
Act of 2009, Pub. L, 111-5),
Note:This "Instructions and Worksheet"is meant to explain the requirements of the FFATA and give
clarity to the FFATA Form distributed to sub-awardees for completion.All pertinent information below
should be filled out, signed,and returned to the project manager.
ORGANIZATION AND PROJECT INFORMATION
The following information must be provided to the FDEM prior to the FD EM's issuance of a sub-
award (Agreement) that obligates$25,000 or more in federal funds as described above. Please
provide the following information and return the signed form to the Division as requested.
PROJECT#: 4337-194-R
FUNDING AGENCY: Federal Emergency Management Agency
AWARD AMOUNT: $225,000.00
OBLIGATION/ACTION DATE: July 26,2019
SUBAWARD DATE(if applicable):
DUNS#: 076997790
DUNS#+4:
50
16014
*If your company or organization does not have a DUNS number, you will need to obtain one from Dun&
Bradstreet at 866-705-5711 or use the web form (http://fedgov.dnb.com/webform).The process to
request a DUNS number takes about ten minutes and is free of charge.
BUSINESS NAME: 011ie C00t11A-�
DBA NAME(IF APPLICABLE):
PRINCIPAL PLACE OF BUSINESS ADDRESS: .32cici tawa X "Fe.pu, bac
ADDRESS LINE 1:
ADDRESS LINE 2:
ADDRESS LINE 3:
CITY K.OA* STATE 'PC_ ZIP CODE+4** _�j4-1 �,7
PARENT COMPANY DUNS#(if applicable): Q1 (Act-776/0
CATALOG OF FEDERAL DOMESTIC ASSISTANCE (CFDA#):
DESCRIPTION OF PROJECT (Up to 4000 Characters)
As a Hazard Mitigation Grant Program project, the Sub-Recipient proposes to retrofit Collier County,
University Extension Services' IFAS Building, located at 14700 lmmokalee Road,Naples,Florida, 34120.
Coordinates: 26.305736, -81.593431.
The proposed project consists of protecting the building by replacing the existing windows and doors
with hurricane rated windows and storm front doors. The project intends to protect the integrity of the
building envelope and reduce potential damage from future wind events.
Wind protections shall be provided on any other opening such as vents, louvers and exhaust fans. All
installations shall be in strict compliance with the Florida Building Code or Miami Dade Specifications and
all materials shall be certified to meet wind and impact standards. The local municipal or county building
department will inspect and certify installation according to the manufacturer specifications.
, The project shall provide protection against 169 MPH winds or the wind speed protection and impact
requirements indicated by the effective Florida Building Code at the time permits are Issued.
PRINCIPAL PLACE OF PROJECT PERFORMANCE(IF DIFFERENT THAN PRINCIPAL PLACE OF
BUSINESS): j✓�{�P���rS4',Uw
ADDRESS LINE 1: 14700 _ ku w.o , t" -t7�
l' -206(d
ADDRESS LINE 2:
ADDRESS LINE 3:
CITY lu(,t c ke c, STATE f(_ ZIP CODE+4** 3 q zo
CONGRESSIONAL DISTRICT FOR PRINCIPAL PLACE OF PROJECT PERFORMANCE:
**Providing the Zip+4 ensures that the correct Congressional District is reported.
EXECUTIVE COMPENSATION INFORMATION:
1. In your business or organization's previous fiscal year, did your business or organization(including
parent organization,all branches,and all affiliates worldwide) receive(a)80 percent or more of your
51
16014
annual gross revenues from Federal procurement contracts (and subcontracts)and Federal
financial assistance(e.g. loans,grants, subgrants,and/or cooperative agreements,etc.)subject to
the Transparency Act, as defined at 2 CFR 170.320; , (b)$25,000,000 or more in annual gross
revenues from U.S. Federal procurement contracts (and subcontracts)and Federal financial
assistance(e.g. loans, grants, subgrants, and/or cooperative agreements,etc.)subject to the
Transparency Act?
Yes ❑ No1
If the answer to Question 1 is "Yes,"continue to Question 2. If the answer to Question 1 is "No',
move to the signature block below to complete the certification and submittal process.
2. Does the public have access to information about the compensation of the executives in your
business or organization (including parent organization, all branches,and all affiliates worldwide)
through periodic reports filed under section 13(a) or 15(d)of the Securities Exchange Act of 1934
(15 U.S.C. 78m(a), 78o(d)) Section 6104 of the Internal Revenue Code of 1986?
Yes❑ No❑
If the answer to Question 2 is "Yes,"move to the signature block below to complete the
certification and submittal process.[Note:Securities Exchange Commission information should
be accessible at http//www.sec.gov/answers/execomp.htm. Requests for Internal Revenue Service
(IRS) information should be directed to the local IRS for further assistance.]
If the answer to Question 2 is"No" FFATA reporting is required. Provide the information required
in the"TOTAL COMPENSATION CHART FOR MOST RECENTLY COMPLETED FISCAL YEAR"
appearing below to report the"Total Compensation"for the five (5) most highly compensated
"Executives", in rank order,in your organization. For purposes of this request,the following terms
apply as defined in 2 CFR Ch. 1 Part 170 Appendix A:
"Executive" is defined as"officers, managing partners, or other employees in management positions".
"Total Compensation"is defined as the cash and noncash dollar value earned by the executive during the
most recently completed fiscal year and includes the following:
i. Salary and bonus.
ii. Awards of stock, stock options, and stock appreciation rights. Use the dollar amount
recognized for financial statement reporting purposes with respect to the fiscal year in
accordance with the Statement of Financial Accounting Standards No. 123(Revised 2004)
(FAS 123R), Shared Based Payments.
iii. Earnings for services under non-equity incentive plans.This does not include group life,
health, hospitalization or medical reimbursement plans that do not discriminate in favor of
executives, and are available generally to all salaried employees.
iv. Change in pension value.This is the change in present value of defined benefit and actuarial
pension plans.
v. Above-market earnings on deferred compensation which is not tax-qualified.
vi. Other compensation, if the aggregate value of all such other compensation (e.g. severance,
termination payments,value of life insurance paid on behalf of the employee, perquisites or
property)for the executive exceeds$10,000.
52
1 6 D 1 4
TOTAL COMPENSATION CHART FOR MOST RECENTLY COMPLETED FISCAL YEAR
(Date of Fiscal Year Completion lJ l i- )
Rank L Total Compensation
(Highest to Name for Most Recently
Lowest) (Last,First,MI) Title Completed Fiscal Year
1
2
3
4
5
THE UNDERSIGNED CERTI T • ' DATE 'ITT. = LOW,THE INFORMATION
PROVIDED HEREIN IS ACd
• Alir_,, tr7440
SIGNATURE: /
NAME AND TITLE: 't.ktc:Qyvt L L . Y C 1
` J0tAt'e( , `'R .
DATE: k - ( 2- 20lci
Approved as to form and legality ATTEST
CRYSTAL K.KINZEL CLERK
r�`p:��11 BY: 11� .0 ,,/ ,• 4
As ant County Attu y :.,
'\ At, at
tte�t�.,
Vit, Signatwe.O : / c
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Item# `�tA
Agenda 1 —
141
Date
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