Agenda 09/10/2019 Item #16F5 (FY2019 Budget Amendment)09/10/2019
EXECUTIVE SUMMARY
Recommendation to authorize budget amendments appropriating approximately $625,819,000 of
unspent FY 2019 Capital project and grant budgets into fiscal year 2020.
OBJECTIVE: Board of County Commissioners' approval of budget amendments which will increase the
FY 2020 budget by approximately $625,819,000 in the various Capital projects, Grant and Grant donor
matching funds.
CONSIDERATIONS: During fiscal year 2019, grants and capital projects were contemplated and
planned for in the adopted budget and/or budget amendments were processed. Grants and Capital
Projects do not necessarily “expire” at the end of the Board’s fiscal year, on September 30. The unspent
portion of these budgets need to roll forward into the next fiscal year to avoid disruption in the payment
of vendors and employees. This action is considered customary and routine in accordance with budgetary
practices and the accounting associated with Capital and Grant Funds.
Grant awards are approved by the Board at various t imes during the year; many grants have fiscal year
cycles different than the County’s fiscal year of Oct 1 - Sept 30. At year-end, the accounting system SAP
automatically calculates the unspent budget (amended budget less expenditures) and posts this amou nt
into fiscal year 2020 budget as a budget amendment.
Some grants require local matching funds. In the donor funds, match money is budgeted as a transfer to
the Grant Fund. As expenditures are incurred, Finance transfers the correct amount of cash fro m the
donor fund to the Grant Fund. If at year end, the grant is not completed, committed match dollars sitting
in the donor fund must be re-budgeted in fiscal year 2020 to ensure that the grant is in compliance with
the grant contract and match requirements.
Capital Projects are usually multi-year projects. Budgets are created during the budget process and/or in
the form of budget amendments. As professionals and contractors are hired, purchase orders are opened
and work is in progress, the closing down and starting up a fiscal year should not disrupt the progress of a
capital project. The accounting system SAP automatically calculates the unspent budget (amended
budget less expenditures) and posts this amount into fiscal year 2020 budget as a budget a mendment.
Section 129.06, Florida Statute, mandates that any increase in a Fund by the recognition of Carryforward
and increasing the appropriations must be approved by resolution of the Board of County Commissioners
after an advertised public hearing. (The resolution will be in the next BCC meeting on September 24).
The $625,819,000 is the amount of unspent budget (amended budget of $892,279,500 less expenditures
of $280,207,800) as of August 20, 2019 plus the amount of transfers to be made by the donor funds of
$13,747,300. On October 1, SAP will automatically calculate and post the unspent budgets in each grant
and capital project’s fund. The actual amount of the budget amendment may be more or less than
$625,819,000 depending on the activity within the remaining 41 days before September 30. Additional
moneys will be spent when invoices are processed and/or the Board may authorize budget amendments
on September 10th and September 24th which was not contemplated in this executive summary.
Waiting until after the close of the fiscal year for Board approval on the budget amendments to
carryforward the unspent budgets, will mean that all the capital projects and grants will sit idle with no
budgets for 10 days. The consequence is over $233 million in open purchase orders cannot roll into FY
2020; vendors and grant employees will not receive any form of payment until after the October 10 th
Board meeting.
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09/10/2019
Below is a recap of Exhibit A listing the primary categories of the estimated roll over amounts in the
Capital Projects and Grants totaling $625,819,000. The categories are listed from most restricted to least
restricted in terms of various legislature, statutory, legal, policy, program or regulatory constraints.
Unspent budgets
as of 8/20/2019
Grant Funds $ 57,562,700
Donor Funds Providing Grant Match Money 13,747,300
Gas & Infrastructure Sales Tax Capital Projects Funds 47,845,700
Impact Fees Capital Projects Funds 83,682,200
User Fees Capital Projects Funds 344,558,800
Ad Valorem Supported Capital Projects Funds 78,422,300
Total $625,819,000
FISCAL IMPACT: Budget amendments in the approximate amount of $625,819,000 are needed in FY
2020 to re-appropriate unspent (FY 2019) budget within each capital project, grant and match funds and
to recognize a like amount in Carryforward /Grant revenue. Attached is Exhibit “A” listing each Fund
and estimated dollar amount calculated as of August 20, 2019. On October 1, the accounting system SAP
will calculate and post the precise amount of unspent budget and this amount may be more or less than
$625,819,000, depending on the activity over the remaining 41 days in the fiscal year. This roll of
unspent funds does not affect the adopted FY 2020 budget which the Board will consider on September
19, 2019.
GROWTH MANAGEMENT IMPACT: While there is no new growth management impact, this
carryforward funding request will ensure that there are no payments or contracting delays for budgeted
growth management projects.
LEGAL CONSIDERATIONS: This item was reviewed by the County Attorney, is approved as to
form and legality, and requires majority support for approval. -JAK
RECOMMENDATION: Recommendation to authorize budget amendments totaling approximately
$625,819,000 to re-appropriate unsp ent (FY 2019) budget and carry forward into fiscal year 2020 for
capital projects, grants and match money.
PREPARED BY:
Susan Usher, Senior Budget Analyst, Office of Management & Budget
Mark Isackson, Director of Corporate Financial Management Services, Office of Management & Budget
ATTACHMENT(S)
1. FY19 Proj roll to FY20 Attachment A for Ex Sum (PDF)
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09/10/2019
COLLIER COUNTY
Board of County Commissioners
Item Number: 16.F.5
Doc ID: 9995
Item Summary: Recommendation to authorize budget amendments appropriating approximately
$625,819,000 of unspent FY 2019 grant and capital project budgets into fiscal year 2020.
Meeting Date: 09/10/2019
Prepared by:
Title: Operations Coordinator – Office of Management and Budget
Name: Valerie Fleming
08/29/2019 10:41 AM
Submitted by:
Title: Division Director - Corp Fin & Mgmt Svc – Budget and Management Office
Name: Mark Isackson
08/29/2019 10:41 AM
Approved By:
Review:
Office of Management and Budget Valerie Fleming Level 3 OMB Gatekeeper Review Completed 08/29/2019 10:41 AM
Office of Management and Budget Susan Usher Additional Reviewer Completed 08/29/2019 3:25 PM
County Attorney's Office Jeffrey A. Klatzkow Level 3 County Attorney's Office Review Completed 08/29/2019 3:47 PM
Budget and Management Office Mark Isackson Additional Reviewer Completed 08/30/2019 11:32 AM
County Manager's Office Leo E. Ochs Level 4 County Manager Review Completed 08/30/2019 12:02 PM
Board of County Commissioners MaryJo Brock Meeting Pending 09/10/2019 9:00 AM
16.F.5
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Exhibit A
(As of 8/20/2019)
Grants:
Economic Development Fund (007)1,394,500
Supervisor Of Elections Grant Fund (081)153,300
Miscellaneous Grants Fund (116)412,100
Natural Resources Grant (117)6,500
Sea Turtle/Parks Grant (119)96,600
Community Development Block Grants Fund (121)57,000
Services for Seniors - County Aging Program Fund (123)336,000
MPO Grants Fund (128)54,600
Library Grants Fund (129)459,900
Collier Area Transit (CAT) Grant Fund (424)9,064,400
Collier Area Transit (CAT) Grant Match Fund (425)1,249,800
Collier Area Transit (CAT) Enhancements Fund (426)1,664,300
Transportation Disadvantaged Fund (427)722,400
Transportation Disadvantaged Grant Fund (428)920,400
Transportation Disadvantaged Grant Match Fund (429)152,800
Solid Waste Grant Fund (475)200
Solid Waste Grant Match Fund (476)1,000
EMS Grants Fund (493)223,500
EMS Grants Match Fund (494)109,700
Airport Authority Capital Fund (496)6,696,600
Airport Authority Grant Fund (498)5,071,600
Airport Authority Grant Match Fund (499)605,800
Administrative Services Grant Fund (703)106,300
Administrative Services Grant Match Fund (704)34,400
Housing Grant Fund (705)7,782,300
Housing Grant Match Fund (706)65,900
Human Services Grant Fund (707)3,207,400
Human Services Grant Match Fund (708)32,600
Public Services Grant Fund (709)897,600
Public Services Grant Match Fund (710)84,400
Transportation Grant Fund (711)8,829,600
Transportation Grant Match Fund (712)773,200
County Manager Grant Fund (713)47,700
Immokalee CRA Grant Fund (715)676,400
Immokalee CRA Grant Match Fund (716)100,000
Bayshore CRA Grant Fund (717)528,000
Bayshore CRA Grant Match Fund (718)702,100
Deepwater Horizon Oil Spill Settlement (757)36,800
State Housing Incentive Partnership Grant Fund (791)4,205,000
57,562,700
Donor Funds Providing Match Money to Grants:
General Fund (001)4,530,700
MSTU Unincorporated General Fund (111)35,900
Community Development Fund (113)37,100
Planning Services Fund (131)4,500,000
Immokalee Redevelopment Fund (186)100,000
Mandatory Collection Fund (473)600
EMS (490)42,900
Airport Fund (495)4,500,100
13,747,300
Gas & Infrastructure Sales Taxes Capital Projects:
Road construction - Gas Tax Capital Fund (313)30,573,300
Infrastructure Sales Tax Capital Fund (318)17,272,400
47,845,700
Estimate of the Unspent 2019 Project Budgets to be Added to FY 2020 Budget
16.F.5.a
Packet Pg. 2409 Attachment: FY19 Proj roll to FY20 Attachment A for Ex Sum (9995 : Unspent FY 2019 Capital project and grant budgets into FY 2020)
Estimate of the Unspent 2019 Project Budgets to be Added to FY 2020 Budget - continued
Impact Fee Capital Projects:
Road Impact Fee - District 1 Fund (331)15,039,000
Road impact Fee - District 2 Fund (333)9,579,600
Road Impact Fee - District 3 Fund (334)1,271,600
Road Impact Fee - District 4 Fund (336)9,859,500
Road Impact Fee - District 6 Fund (338)4,993,100
Road Impact Fee - District 5 Fund (339)7,347,400
Regional Park Impact Fee Fund (345)1,598,000
Community and Regional Parks Impact Fee - Unincorporated Area Fd (346)23,414,000
EMS Impact Fee Fund (350)3,043,000
Library Impact Fee Fund (355)518,300
Ochopee Fire Control District Impact Fee Fund (372)29,300
Isle of Capri Impact Fee Fund (373)70,800
Correctional Facilities Impact Fee Fund (381)162,900
Law Enforcement Impact Fee Fund (385)696,300
Government Facilities Impact Fee Fund (390)107,900
Water Impact Fees Capital Projects Fund (411)921,600
County Sewer System Development Capital Fund (413)5,029,900
83,682,200
User Fees Capital Projects:
Naples Production Park MSTD (138)358,100 Special Assessment
Bayshore/Avalon Beautification MSTU (160)5,245,300 MSTU - tax
Conservation Collier Capital Fund (179)104,400 Conservation Collier tax
Court Maintenance Fund (181)3,679,400 Court Fines & Fees
TDC Beach Park Facilities Fund (183)5,594,200 Tourist Development (TDC) tax
TDC - Beach Renourishment and Pass Maintenance Fund (195)13,165,100 Tourist Development (TDC) tax
Florida Boating Improvement Fund (303)1,304,500 Vessel Registration Fees
ATV Settlement (305)62,600 Settlement from SFWMD
Community Development - Planning Services Projects (309)6,404,100 User Fees
(TDC) Museum Capital Projects Fund (314)760,300 TDC tax
Clam Bay Restoration Capital Fund (320)202,900 Special Assessment
Pelican Bay Irrigation and Landscape Capital Fund (322)4,416,500 Special Assessment
Road Assessments (341)489,400 Special Assessment
Sports Complex Capital (370)60,260,700 Bond Proceeds
Water - Sewer Motor Pool Capital Recovery Fund (409)3,963,100 Water-Sewer User Fees
Water User Fees Capital Projects Fund (412)36,972,900 Water User fees
Sewer User Fee Capital Projects Fund (414)98,253,600 Sewer User fees
Collier Water Sewer Bond Proceeds Fund (415)71,687,300 Bond Proceeds
Public Utilities Special Assessment (418)56,800 Special Assessment
Solid Waste Motor Capital Recovery Fund (472)722,900 Solid Waste fees
Solid Waste Capital Projects Fund (474)15,519,900 Solid Waste fees
Information Technology Capital Fund (506)1,208,600 Internal Service Charges
Motor Pool Capital Recovery Fund (523)7,777,700 User Fees
Tourist Development Capital Projects (758)6,348,500 Tourist Development tax
344,558,800
Ad Valorem Capital Projects:
MSTD Landscaping Projects Fund (112)4,863,400
County-wide Capital Projects Fund (301)17,164,900
Parks and Recreation Capital Projects Fund (306)5,532,800
Transportation Road & Bridge Capital Fund (310)24,136,100
Stormwater Capital Projects Fund (325)16,719,200
EMS Capital Fund (491)10,005,900
78,422,300
Grand Total 625,819,000
16.F.5.a
Packet Pg. 2410 Attachment: FY19 Proj roll to FY20 Attachment A for Ex Sum (9995 : Unspent FY 2019 Capital project and grant budgets into FY 2020)