Agenda 07/22/2008 Item #16D20Agenda Item No. 16D20
July 22, 2008
Page 1 of 23
EXECUTIVE SUMMARY
Recommendation that the Board of County Commissioners approve, and authorize the
Chairman to sign, an amendment to Home Investment Partnership Program (HOME)
Subrecipient Agreement with the Collier County Housing Authority for the Tenant Based
Rental Assistance (TBRA) program.
OBJECTIVE: For the Board of County Commissioners to amend the agreement with Collier
County Housing Authority to extend the term of the agreement for an additional one (1) year.
CONSIDERATION: On April 25, 2006, the Board adopted Resolution No. 2006 -110
approving the submittal of the annual Action Plan to HUD for entitlement funds for FY 2006-
2007. A summary of the projects to be funded and the number of beneficiaries are published in
the 2006 -2007 Action Plan. The agreement with the Collier County Housing Authority awarded
a $385,000 Home Investment Partnership Program (HOME) grant for the Tenant Based Rental
Assistance Program. The Housing Authority plans to assist 46 families with rent and utility
assistance.
The TBRA program is restricted to 24 months of distribution on behalf of the participant. This
program is designed to include a preference for those who are currently homeless, at risk
homeless, elderly or have special needs. Although assistance is for a period of 24 months, the
agreement was written with a one year timeline which needs to be extended in compliance with
the goals of the grant program.
FISCAL IMPACT: Collier County has been receiving U.S. Department of Housing and Urban
Development (HUD) funding for eligible CDBG /HOME projects since 2001. Approval of this
amendment does not increase the dollar amount, and no general funds are being utilized in this
affordable housing initiative.
GROWTH MANAGEMENT IMPACT: This amendment to the grant with the Collier County
Housing Authority will benefit low income residents in Collier County which is consistent with
the goals and objectives of the Housing Element of the County's Growth Management Plan.
LEGAL CONSIDERATIONS: The proposed Amendment was reviewed by the Office of the
County Attorney and is legally sufficient for Board action. - CMG
RECOMMENDATION: To approve and authorize the Chairman to sign an amendment to the
Subrecipient Agreement with the Collier County Housing Authority to extend the term of the
agreement for an additional one (1) year.
Prepared by: Rosa Munoz, Grants Coordinator
Housing and Human Services Department
Agenda Item No. 16D20
July 22, 2008
Page 2 of 23
I'XHIRI'I A -I Conu'aet Amendment 4 1
-,The Collier ( ounn I lousing Authority. I errant Based Rental Assistance (T13RA) "-
I hie "Intendment. dated 2008 to the referenced agreement shall be by
and between the panics to the originrl Agreement. The Collier ('mutt housing Authoriry (to he referred
to vl� Sponsor) and Collor County. a palitical subdivision kit' file state of Floridn. (u) he referred to as
°County"!.
Statement of Understanding
R1.: Contr.tci + M- n6 -UC'- I ?OU l i 'The C oilier Cuun11 Housing Authorily. I enant Bused Rental Assistance."
In order to continue the services provided Ili the original Contract document referenced above. the Sub - Recipient
agrees to amend the above rei'crenced ('ontraci as Iollotes,
Note: Words vtr, L,- ifar<tewh have lvon delctnd: wit'da undgrlined have been addcd.
AMI-ND Section II -Tenn
Delete
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-- _ -,_— J— — ,-- SScucm III,.. ic,ute of Work- i.
Add: Thr ttm4 tramc_fw IUII °o, cmunlauon of alt uwhned act}viut� ckhned in „
extended to December I1. JIn$.
All railer terms and conditions Ill the agreemmnt :,hall rennin in lotce
IN W1 NESS WIIF.RF( +F. the Sub- Roclpicnt and the i)wner have each, respectively, by an authorized person or
agent. hereunder set their hunts zind send, te1 the dole(s) indicated helot%.
A 1- 'I -ES'1:
Dwight I... Brock, Clot,
13):
Sub- Recipient:
Th . licr C:outy�
H .using Authority
[?smcraldn Scr'ata. I.�ecutivc I)ircctnr
COUNIY:
BOARD OF ('01 N-1 COMMISSIONERS,
('OI I.IFR COUNTY. F1.0RIDA
Bt:
Tam Kenning. Chairman
DH'ARIMLNI DIRIC'IOlt
March Krumhine
Agenda Item No. 16D20
July 22, 2008
Page 3 of 23
AGREEMENT
BETWEEN COLLIER COUNTY
AND
COLLIER COUNTY HOUSING AUTHORITY, INC.
TENANT BASED RENTAL ASSISTANCE (TBRA)
Catalog of Federal Domestic Assistance 914.239
HUD Grant # M- 06 -UC -12 -0017
THIS AGREEMENT, is entered into 113* day of M6e/ 2006, by and between
Collier County, a political subdivision of the State of Florida, hereinafter referred to as "COUNTY ", and the
Collier County Housing Authority, Inc. a special independent district of the State of Florida, created in
accordance with Florida Statue Section 421.27 et. Seq., having its principal office at 1800 Farmworker Way,
Immokalee, Florida 34142 and with offices at 237 Airport Road S., Naples, FL 34104, and its Federal Tax
Identification number as 59- 1490555, hereinafter referred to as the "SPONSOR," collectively the "Parties."
WHEREAS, the COUNTY is the recipient of HOME Investment Partnerships (HOME) Program funds from
the United States Department of Housing and Urban Development (HUD) as provided by the Housing and
Community Development Act of 1974, as amended (P.L. 93- 383)( "ACT "); and
WHEREAS, the Board of County Commissioners of Collier County approved the Collier County
Consolidated Plan One -Year Action Plan for Federal Fiscal Year 2006 -2007 for the HOME Program by
Resolution (2006 -110) on April 25, 2006; and
WHEREAS, the United States Department of Housing and Urban Development (HUD) has approved the
County's Consolidated Plan One -Year Action Plan for Federal Fiscal Year 2006 -2007 for the HOME
Program and the use of the HOME funds for the activities identified in the Plan; and
WHEREAS, the COUNTY and the SPONSOR desire to provide the activities specified in this Agreement,
in accord with the approved Annual Consolidated Plan; and
WHEREAS, the COUNTY desires to engage the SPONSOR to implement such undertakings of the HOME
Program as a valid and worthwhile County purposes.
NOW, THEREFORE, in consideration of the mutual covenants and obligations herein contained, including
the Attachments, and subject to the terms and conditions hereinafter stated, the Parties hereto understand and
agree as follows:
I - Definitions
(1) "COUNTY" means Collier County, and where applicable, its authorized representative(s).
(2) HOME is hereby defined as the HOME Investment Partnerships Program as described in 24
CFR Part 92, under the authority of 42 U.S.C. 3535 (d) and 12701 - 12839.
(3) "Housing & Grants" means the Housing & Grants Section of the Operations Support and
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2006 HOME TBRA Agreement
Agenda Item No. 16D20
July 22, 2008
Page 4 of 23
Housing Department of Collier County.
(4) "SPONSOR" means the Collier County Housing Authority, Inc.
(5) "Housing & Grants Approval' means the written approval of the Housing & Grants Section or
designee.
(6) "HUD" means the Secretary of the U.S. Department of Housing and Urban Development or a
person authorized to act on its behalf.
(7) "Low and moderate income persons" means the definition set by HUD.
(8) "Project' means the work contemplated to be performed as set forth in Section III, Scope of
Work.
(9) "FEE" is hereby defined as the amount of money the COUNTY agrees to pay and the
SPONSOR agrees to accept as payment in full for all the professional and technical services
rendered pursuant to this Agreement to complete the WORK as further defined in Section III,
Scope of Work, hereof.
(t 0) "WORK" - is hereby defined as all the professional and technical services to be rendered or
provided by the SPONSOR as described here.
II — Term
The SPONSOR expressly agrees to complete all work required by this agreement in accordance with the
timetable set forth below, which will be considered the compliance period.
Milestone
jDe,*d11ineE
Project Start Date
Interim Milestones/ Deadlines list below):
50% Project Completed
02/28/07
100% Project Completed
06/15/07
During this compliance period, the SPONSOR will assure continued compliance with HOME requirements.
For rental units, this includes ongoing property standards, occupancy, and rent limits compliance.
Timely completion of the work specified in this agreement is an integral and essential part of performance.
The expenditure of HOME funds is subject to Federal Deadlines and could result in the loss of the Federal
funds. By the acceptance and execution of this agreement, it is understood and agreed by the SPONSOR that
the PROJECT will be completed as expeditiously as possible and that the SPONSOR will make every effort
to ensure that the project will proceed and will not be delayed. Failure to meet these deadlines can result in
cancellation of this contract and the revocation of HOME funds. Since it is mutually agreed that time is of
the essence as regards this Agreement, the SPONSOR shall cause appropriate provisions to be inserted in all
contracts or subcontracts relative to the work tasks required by this agreement, in order to ensure that the
PROJECT will be completed according to the timetable set forth. It is intended that such provisions inserted
in any subcontracts be, to the fullest extent permitted by law and equity, binding for the benefit of the
COUNTY and enforceable by the COUNTY against the SPONSOR and its successors and assigns to the
project or any part thereof or any interest therein.
Housing Authority Page 2 of 20
2006 HOME TBKA Agreement
Agenda Item No. 16D20
July 22, 2008
Page 5 of 23
In the event the SPONSOR is unable to meet the above schedule or complete the above services because of
delays resulting from Acts of God, untimely review and approval by the COUNTY and other governmental
authorities having jurisdiction over the PROJECT, or other delays that are not caused by the SPONSOR, the
COUNTY shall grant a reasonable extension of time for completion of the WORK. It shall be the
responsibility of the SPONSOR to notify the COUNTY promptly in writing whenever a delay is anticipated
or experienced, and to inform the COUNTY of all facts and details related to the delay.
The SPONSOR shall, in a satisfactory and proper manner, as determined by the Housing & Grants Section,
perform the tasks necessary to conduct the program outlined in the Scope of Work and shall submit Monthly
Progress Reports and request for reimbursement using Exhibit "A" and with Exhibit `B ", all of which are
attached hereto and made a part hereof.
HI — Scone of Work
The SPONSOR, in close coordination with the COUNTY, shall perform all professional services (the
"WORK") necessary to complete the development and occupancy of the following project in full compliance
with the terms of this Agreement:
The Collier County Housing Authority, Inc. (CCHA) will administer the Tenant -based Rental Assistance
Program (TBRA) for the purposes of providing individual households with assistance for the payLnent of
rent, security deposits, and utility doosits. TBRA will be modeled after the Sponsor's existing Section 8
Housing Choice Voucher Program. The maximum amount of funds for the security deposit may not exceed
two months rent for the unit and can only be applied for by the tenant. A written agreement regarding the
terms and conditions of the security deposit must be developed and submitted for approval to Housing &
Gants prior to implementation. Utility deposit assistance may be provided in conjunction with a security
deposit and /or monthly assistance program. In addition, the utility deposit assistance may be used only for
utilities permitted under the Section 8 utility allowance. * * * * ** *NOTE * * * ** At least 90% of the total
clients assisted must be at or below 60% of the area median income for Collier County and the remaining
10% can not exceed 80% of the area median income for Collier County.
Program funding may be used to provide one (1) year of additional rental assistance to existing eligible
participants. Under no circumstances shall rental subsidy exceed twenty-four months to an individual or
household. Preference may be given to homeless individuals or families.
It is understood that the SPONSOR will provide a specific working budget and realistic timetable as relates
to: monthly rental assistance, security and utility deposits prior to any fund usage. Said budget shall identify
all sources and uses of funds, and allocate HOME and non -HOME funds to activities or line items and shall
be submitted within thirty (30) days of the agreement approval.
IV — Reimbursement of Expenses & Fees
A. The SPONSOR shall be paid by the COUNTY for allowable costs determined by the COUNTY, in
an amount not to exceed THREE HUNDRED EIGHTY FIVE THOUSAND DOLLARS
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2006 HOME TBRA Agreement
Agenda Item No. 16D20
July 22, 2008
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—
($385,000) INCLUDING ADMINISTRATION AND PROJECT DELIVERY COSTS for the
Tenant Based Rental Assistance (TBRA) Program. A minimum of $350,000 shall be utilized for • h
direct client assistance. Project delivery cost of ten (10) percent will be provided from a non - federal
funding source not to exceed THIRTY FIVE THOUSAND DOLLARS AND NO CENTS
($35,000).
B. Project expenses (excluding delivery costs) shall be paid based on vouchers for actual expenses
incurred or paid. Requests for payment must be submitted by the SPONSOR by the 30th of each
month in forms specified by the COUNTY, with adequate and proper documentation as defined by
HOME Program Regulations, of eligible costs incurred in compliance with 24 CFR92.206 and
necessary for HUD Integrated Disbursement Information System (IDIS) disbursement requirements.
Project expenses will then be reimbursed to the Sponsor within 15 —20 working days if there are no
extenuating circumstances. All such expenses shall be in conformance to the approved project
budget. Budget revision and approval shall be required prior to payment of any expenses not
conforming to the approved project budget. SPONSOR shall receive as project delivery ten (10)
percent of the billing costs but not to exceed $35,000.
C. The COUNTY reserves the right to inspect records and project sites to determine that reimbursement
and compensation requests are reasonable. The COUNTY also reserves the right to hold payment
until adequate documentation has been provided and reviewed, but such payments shall not be
arbitrarily nor unreasonably withheld if adequate documentation as defined by HOME regulations is
provided.
— D. The SPONSOR may submit a final invoice upon completion with a letter requesting closeout of the
project. Final payment shall be made after the COUNTY has determined that all services have been
rendered, files and documentation delivered, and units have been placed in service in full compliance
with HOME regulations, including submission of a completion report and documentation of eligible
occupancy, property standards and applicable restrictions. Said determination shall be made within
reasonable time, but no later than forty -five (45) days after the Sponsor has submitted its final
invoice.
E. The COUNTY shall have the right to review and audit all records of the SPONSOR pertaining to any
payment by the COUNTY. Said records shall be maintained for a period of five years after
completion.
V — Proiect Requirements
The SPONSOR agrees to comply with all requirements of the HOME Program as stated in 24 CFR Part 92,
including but not limited to the following.
A. For all activities except predevelopment, no HOME project funds will be advanced, and no costs can
be incurred, until the COUNTY has conducted an environmental review of the proposed project site
as required under 24 CFR 58. The environmental review may result in a decision to proceed with,
modify or cancel the rental assistance.
Notwithstanding any provision of this Agreement, the Parties hereto agree and acknowledge that this
Agreement does not constitute a commitment of funds or site approval, and that such commitment of
funds or approval may occur only upon satisfactory completion of environmental review and receipt
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2006 HOME TBRA Agreement
Agenda Item No. 16D20
July 22, 2005
Page 7 of 23
by the COUNTY of a release of funds from the U.S. Department of Housing and Urban Development
under 24 CFR 58. The HOME funds advanced to the PROJECT will be secured by lease agreements
and deposit agreements.
B. The SPONSOR will ensure that any expenditure of HOME funds will be in compliance with the
requirements at 24 CFR 92.206, and acknowledges that HOME funds will only be provided as
reimbursement for eligible costs incurred, including actual expenditures or invoices for work
completed.
C. The designated HOME - assisted units of this PROJECT will meet the affordability requirements as
found in 24 CFR 92.252 (rental). The SPONSOR shall collect and maintain Project beneficiary
information pertaining to household size, income levels, racial characteristics, and the presence of
Female Headed Households in order to determine low and moderate - income benefit in a cumulative
and individual manner. Income documentation shall be in a form consistent with HOME
requirements as stated in the HUD Technical Guide for Determining Income and Allowances Under
the HOME Program. The HOME program requires tenant income certification to ensure that thu are
income - eligible and the project is in compliance with initial occupancy requirements. Tenant Income
MUST be re- examined annually, and submitted to Housing & Grants.
D. In the selection of occupants for PROJECT units, the SPONSOR shall comply with all non-
discrimination requirements of 24 CFR 92.350. Such procedures are subject to approval of Housing
& Grants. The SPONSOR will implement affirmative marketing procedures as required by 24 CFR
92.351. Such procedures are subject to approval of Housing & Grants.
E. The SPONSOR shall assure compliance with 24 CFR 92.251 as relates to Property Standards and
Housing Quality Standards (HQS), Accessibility Standards under 24 CFR 92.251(a)(3) as applicable,
and Lead Based Paint Requirements as found in 24 CFR 92.355 and 24 CFR Part 35.
F. The SPONSOR may provide documentation approved by Housing & Grants regarding match for
purposes of the HOME program. However, NO match is required for this activity.
G. The SPONSOR will be monitored by Housing & Grants for compliance with the regulations of 24
CFR 92 for the compliance period specified above. The SPONSOR will provide reports and access
to project files as requested by Housing & Grants during the PROJECT and for Five (5) years after
completion and closeout of the AGREEMENT. Project records must be maintained on site.
VI — Reaavment
A. All HOME funds are subject to repayment in the event the PROJECT does not meet the Project
Requirements as outlined above.
B. It is understood that upon the completion of the PROJECT, any HOME funds reserved but not
expended under this Agreement will revert to the COUNTY within thirty (30) days.
VII — Procurement Standards
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2006 HOME TBRA Agreement
Agenda Item No. 161D20
July 22, 2008
Page 8 of 23
The SPONSOR shall establish procurement procedures to ensure that materials and services are obtained in a
cost - effective manner. When procuring for services to be provided under this agreement, the SPONSOR
shall comply at a minimum with the nonprofit procurement standards at 24 CFR 84.40 -.48.
In addition, the following requirements are imposed on any procurement under this PROJECT:
Comply with Collier County Purchasing Ordinance # 87 -25 amended by Resolution #97-435 which will be
provided to the SPONSOR.
In addition, it is understood that any SPONSOR that can be considered to be a religious organization shall
abide by all portions of 24 CFR 92.257.
VIII — Conflict of Interest Provisions
HOME conflict of interest provisions, as stated in 24 CFR 92.356(f), apply to the award of any contracts
under this Agreement and the selection of tenant households to occupy HOME - assisted units. The
SPONSOR must comply with 24 CFR Parts 84 and 85. The SPONSOR must request exceptions and the
Housing & Grants Section grants exceptions as permitted by regulation.
In addition, the COUNTY also has elected to apply the conflict of interest provisions in 24 CFR 92.356(b) —
(e) to this project. Therefore, the award of contracts and the award of qny unit benefits to covered parties of
the SPONSOR are subject to prior disclosure by the SPONSOR and an exception from the COUNTY as
outlined in 24 CFR 92.356(d) — (e).
The SPONSOR warrants and covenants that it presently has no interest and shall not acquire any interest,
directly or indirectly, which could conflict in any manner or degree with the performance of its services
hereunder. The SPONSOR further warrants and covenants that in the performance of this Agreement, no
person having such interest shall be employed.
No member or Delegate to the Congress of the United States shall be permitted to any share or part of this
Agreement or any benefit to raise herefrom. No member, officer or employee of the COUNTY; or its
designees, or agents; or member of the Board of County Commissioners of the Collier County; and no other
public official of the COUNTY who exercises any functions or responsibilities with respect to the program
during his tenure or for one (1) year thereafter, shall have any interest direct or indirect, in any contract or
subcontract, or the proceeds thereof, for work to be performed under this Agreement.
IX — COUNTY Responsibilities
The COUNTY shall furnish the SPONSOR with the following services and information from existing
COUNTY records and COUNTY files:
A. The COUNTY shall provide to the SPONSOR information regarding its requirements for the
PROJECT.
_. B. The COUNTY will provide the SPONSOR with any changes in HOME regulations or program limits
that affect the project, including but not limited to income limits, property value limits and rent limits.
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2006 HOME TBRA Agreement
Agenda Item No. 16D20
July 22, 2008
Page 9 of 23
C. The COUNTY will conduct progress monitoring to protect its interests as lender and regulatory
authority for the project, and will provide information to the SPONSOR regarding any progress
inspections or monitoring to assist it in ensuring compliance.
The COUNTY's review and approval of the WORK will relate only to overall compliance with the general
requirements of this Agreement and HOME regulations, and all COUNTY regulations and ordinances.
Nothing contained herein shall relieve the SPONSOR of any responsibility as provided under this
Agreement.
X — Equal Employment Opportunity
During the performance of this contract, the SPONSOR agrees as follows:
A. The SPONSOR will not discriminate against any employee or applicant for employment because of
race, color, religion, sex, or national origin(s). The SPONSOR will take affirmative action to ensure
the applicants are employed, and that employees are treated during employment, without regard to
their race, color, religion, sex or national origin(s). Such action shall include, but not be limited to,
the following: employment, upgrading, demotion, or transfer, recruitment or recruitment advertising;
layoff or termination; rates of pay or other forms of compensation; and selection for training,
including apprenticeship. The SPONSOR agrees to post in conspicuous places, available to
employees and applicants for employment, notices to be provided by the contracting officer of the
COUNTY setting forth the provisions of this nondiscrimination clause.
B. The SPONSOR will, in all solicitations or advertisements for employees placed by or on behalf of the
SPONSOR, state that all qualified applicants will receive consideration for employment without
regard to race, color, religion, sex, or national origin.
C. The SPONSOR will send to each labor union or representative of workers with which he has a
collective bargaining agreement or other contract or understanding, a notice to be provided by the
COUNTY's contracting officer, advising the labor union or worker's representative of the
SPONSOR's commitments under Section 202 of Executive Order No. 11246 of September 24, 1965,
and shall post copies of the notice in conspicuous places available to employees and applicants for
employment.
D. The SPONSOR will comply with all provisions of Executive Order 11246 of September 24, 1965,
and of the rules, regulations, and relevant orders of the Secretary of Labor.
E. The SPONSOR will furnish all information and reports required by Executive Order 11246 of
September 24, 1965, and by the rules, regulations, and orders of the Secretary of Labor, or pursuant
thereto, and will permit access to its books, records, and accounts by the COUNTY and the Secretary
of Labor for purposes of investigation to ascertain compliance with such rules, regulations, and order.
F. In the event the SPONSOR is found to be in noncompliance with the nondiscrimination clauses of
this contract or with any of such rules, regulations or orders, this contract may be canceled,
terminated or suspended in whole or in part and the SPONSOR may be declared ineligible for further
Government contracts in accordance with procedures authorized in Executive Order 11246 of
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Agenda Item No. 16D20
July 22, 2008
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September 24, 1965, and such other sanctions may be imposed and remedies invoked as provided in
Executive Order 11246 of September 24, 1965 or by rule, regulations, or order of the Secretary of
Labor or as otherwise provided by law.
G. The SPONSOR will include the provisions of paragraphs (a) through (g) of this agreement in every
subcontract or purchase order unless exempted by rules, regulations, or orders of the Secretary of
Labor issued pursuant to section 204 of Executive Order 11246 of September 24, 1965, so that such
provisions will be binding upon each subcontractor or vendor. The SPONSOR will take such action
with respect to any subcontract or purchase order as the COUNTY may direct as a means of enforcing
such provisions, including sanctions for noncompliance; provided, however, that in the event the
SPONSOR becomes involved in, or is threatened with litigation with a subcontractor or vendor as a
result of such direction by the COUNTY, the SPONSOR may request the United States to enter into
such litigation to protect the interest of the United States.
XI — Labor. Trainine & Business Onnortunity
The SPONSOR agrees to comply with the federal regulations governing training, employment and business
opportunities as follows:
A. It is agreed that the WORK to be performed under this Agreement is on a project assisted under a
program providing direct Federal financial assistance from the US Department of Housing and Urban
Development and is subject to the requirements of Section 3 of the Housing and Urban Development
Act of 1968, as amended, 12 U.S.C. 1701 u, as well as any and all applicable amendments thereto.
Section 3 requires that, to the greatest extent feasible, opportunities for training and employment be
given low and moderate income residents of the project area, and that contracts for work in
connection with the project be awarded to business concerns which are located in, or owned in
substantial part by persons residing in the project area.
B. The SPONSOR shall comply with the provisions of said Section 3 and the regulations issued
pursuant thereto by the Secretary of Housing and Urban Development set forth in 24 Code of Federal
Regulations and all applicable rules and orders of the U.S. Department of Housing and Urban
Development issued thereunder as well as any and all applicable amendments thereto prior to the
execution of this contract as well as during the term of this Agreement. The SPONSOR certifies and
agrees that it is under no contractual or other disability, which would prevent it from complying with
these requirements as well as any and all applicable amendments thereto.
C. The SPONSOR will include this Section 3 clause in every subcontract for work in connection with
the project and will, at the direction of the COUNTY, take appropriate action pursuant to the
subcontractor upon a finding that the subcontractor is in violation of regulations issued by the
Secretary of Housing and Urban Development, in 24 Code of Federal Regulations. The SPONSOR
will not subcontract with any subcontractor where it has notice or knowledge that the latter has been
found in violation of regulations under 24 code of Federal Regulations and will not let any
subcontract unless the subcontractor has first provided it with a preliminary statement of ability to
comply with these requirements as well as with any and all applicable amendments thereto.
D. Compliance with the provisions of Section 3, the regulations set forth in 24 Code of Federal
Regulations and all applicable rules and orders of Housing and Urban Development issued thereunder
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Agenda Item No. 161D20
July 22, 2008
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prior to the execution of the contract shall be a condition precedent to federal financial assistance
being provided to the PROJECT as well as a continuing condition, binding upon the applicant or
recipient for such assistance, its successors, and assigns. Failure to fulfill these requirements shall
subject the SPONSOR or recipient, its contractors and subcontractors, its successors, and assigns to
those sanctions specified by 24 Code of Federal Regulations as well as with any and all applicable
amendments thereto.
XII — Compliance with Federal, State & Local Laws
The SPONSOR covenants and warrants that it will comply with all applicable laws, ordinances, codes, rules
and regulations of the state local and federal governments, and all amendments thereto, including, but not
limited to; Title 8 of the Civil Rights Act of 1968 PL.90 -284; Executive Order 11063 on Equal Opportunity
and Housing Section 3 of the Housing and Urban Development Act of 968; Housing and Community
Development Act of 1974, as well as all requirements set forth in 24 CFR 92 of the HOME INVESTMENT
PARTNERSHIPS PROGRAM. The SPONSOR covenants and warrants that it will indemnify and hold the
County forever free and harmless with respect to any and all damages whether directly or indirectly arising
out of the provisions and maintenance of this contract.
The SPONSOR agrees to comply with all applicable standards, orders, or requirements issued under section
306 of the Clean Air Act (42 U.S.C. 1857(h)), section 508 of the Clean Water Act (33 U.S.C. 1368),
Executive Order 11738, and Environmental Protection Agency regulations (40 CFR part 15).
The SPONSOR further warrants and agrees to include or cause to be included the criteria and requirements
of this section in every non - exempt subcontract in excess of 5100,000. The SPONSOR also agrees to take
such action as the federal, state or local government may direct to enforce aforesaid provisions.
As provided in F.S. 287.133 by entering into this Agreement or performing any work in furtherance hereof,
the SPONSOR certifies that it, its affiliates, suppliers, subcontractors and consultants who will perform
hereunder, have not been placed on the convicted vendor list maintained by the State of Florida Department
of Management Services within the 36 months immediately preceding the date hereof. This notice is required
by F.S. 287.133 (3)(a).
XIII — Suspension & Termination
In accordance with 24 CFR 85.43, suspension or termination may occur if the SPONSOR materially fails to
comply with any term of the award, and that the award may be terminated for convenience in accordance
with 24 CFR 85.44.
If, through any cause, the SPONSOR shall fail to fulfill in timely and proper manner its obligations under
this contract, or if the SPONSOR shall violate any of the covenants, agreements, or stipulations of this
contract, the COUNTY shall thereupon have the right to terminate this contract by giving written notice to
the SPONSOR of such termination and specifying the effective date thereof, at least five (5) days before the
effective date of such termination. In such event, the SPONSOR shall be entitled to receive just and
equitable compensation for any work satisfactorily completed hereunder to the date of said termination.
Notwithstanding the above, the SPONSOR shall not be relieved of liability to the COUNTY for damages
sustained by the COUNTY by virtue of any breach of the contract by the SPONSOR and the COUNTY may
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Agenda Item No. 16D20
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withhold any payments to the SPONSOR for the purpose of setoff until such time as the exact amount of
damages due the COUNTY from the SPONSOR is determined whether by court of competent jurisdiction or
otherwise.
XIV — Termination for Convenience of the COUNTY
The COUNTY may terminate for its convenience this contract at any time by giving at least thirty (30) days
notice in writing to the SPONSOR. If the contract is terminated by the COUNTY, as provided herein, the
County will reimburse for any actual and approved expenses incurred, including those costs involved in
terminating the contracts and shutting down the work as of the date of notice, and the SPONSOR will be paid
as a FEE an amount which bears the same ratio to the total compensation as the services actually performed
bear to the total service of the SPONSOR covered by this contract, less payments of compensation previously
made. Claims and disputes between the Parties will be submitted to the American Arbitration Association
for resolution. Award or judgment maybe entered in any court having jurisdiction thereof.
XV — Default -Loss of Grant Funds
If the SPONSOR fails in any manner to fully perform and carry out any of the terms, covenants, and
conditions of the agreement, and more particularly if the SPONSOR refuses or fails to proceed with the work
with such diligence as will insure its completion within the time set forth in this Agreement, the SPONSOR
shall be in default and notice in writing shall be given to the SPONSOR of such default by the COUNTY or
an agent of the COUNTY. If the SPONSOR fails to cure such default within such time as may be required
by such notice, the COUNTY, acting by and through Housing & Grants, may at its option terminate and
cancel the Agreement.
In the event of such termination, all grant funds awarded to the SPONSOR pursuant to this Agreement shall
be immediately revoked and any approvals related to the PROJECT shall immediately be deemed revoked
and canceled. In such event, the SPONSOR will no longer be entitled to receive any compensation for work
undertaken after the date of the termination of this Agreement, as the grant funds will no longer be available
for this project.
Such termination shall not effect or terminate any of the rights of the COUNTY as against the SPONSOR
then existing, or which may thereafter accrue because of such default, and the foregoing provision shall be in
addition to all other rights and remedies available to the COUNTY under the law and the note and mortgage
(if in effect), including but not limited to compelling the SPONSOR to complete the project in accordance
with the terms of this Agreement, in a court of equity.
The waiver of a breach of any term, covenant or condition hereof shall not operate as a waiver of any
subsequent breach of the same or any other term, covenant, or condition hereof.
XVI — Renortinu Responsibilities
The SPONSOR agrees to submit any and all detailed monthly progress reports required by Housing & Grants
outlining the status of specific activities under the project. Each report must account for the total activity for
which the SPONSOR is reimbursed with HOME funds, in part or in whole, and which is required in
fulfillment of their obligation regarding the project. The progress reports should be mainly in the form of a
Housing Authority Page 10 of 20
2006 HOME TBRA Agreement
Agenda Item No. 16D20
July 22, 2008
Page 13 of 23
narrative, and shall be used as an additional basis for Housing & Grants approval of invoice, etc. for
reimbursement. The form must be completed for the past month and submitted to Housing & Grants staff by
the 10`h of the following month.
Housing & Grants will send the SPONSOR one reminder notice if the monthly report has not been received
fourteen (14) days after the due date. If the SPONSOR has not submitted a report fourteen (14) days after the
date on the reminder notice, the COUNTY will have the option to terminate the contract as described in this
Agreement. In addition, the SPONSOR agrees to provide Housing & Grants information as required to
determine program eligibility, in meeting national objectives, and financial records pertinent to the project.
Additional reporting requirements are included as EXHIBIT A.
XVII — Inspection, Monitoring & Access to Records
The COUNTY reserves the right to inspect, monitors, and observe work and services performed by the
SPONSOR at any and all reasonable times.
The COUNTY reserves the right to audit the records of the SPONSOR any time during the performance of
this Agreement and for a period of five years after final payment is made under this Agreement.
If required, the SPONSOR will provide Housing & Grants with a certified audit of the SPONSOR's records
representing the Fiscal Year during which the PROJECT becomes complete whenever the amount listed in
SECTION VII is at or exceeds $500,000, pursuant to the requirements of OMB Circular A -133.
Access shall be immediately granted to the COUNTY, HUD, the Comptroller General of the United States,
or any of their duly authorized representatives to any books, documents, papers, and records of the
SPONSOR or its contractors which are directly pertinent to that specific contract for the purpose of making
audit, examination, excerpts, and transcriptions.
XIII — General Conditions
A. All notices required to be given under this Agreement shall be sufficient when delivered to Housing
& Grants at its office, presently located at 3050 North Horseshoe Drive, Suite 110, Naples, Florida
34104, and to the SPONSOR when delivered to its office at the address listed on page one (1) of this
Agreement.
B. Title and paragraph headings are for convenient reference and are not a part of this Agreement
C. In the event of conflict between the terms of this Agreement and any terms or conditions contained in
any attached documents, the terms in this Agreement shall rule.
D. No waiver or breach of any provision of this Agreement shall constitute a waiver of a subsequent
breach of the same or any other provision hereof, and no waiver shall be effective unless made in
writing.
E. The Parties hereto agree that this Agreement shall be construed and enforced according to the laws of
Housing Authority Page t t of 20
2006 HOME TBRA Agreement
Agenda Item No. 161D20
July 22, 2008
Page 14 of 23
the State of Florida.
F. Should any provisions, paragraphs, sentences, words or phases contained in this Agreement be
determined by a court of competent jurisdiction to be invalid, illegal or otherwise unenforceable
under the laws of the State of Florida or the Collier County, such provisions, paragraphs, sentences,
words or phrases shall be deemed modified to the extent necessary in order to conform with such
laws, or if not modifiable to conform with such laws, then same shall be deemed severable, and in
either event, the remaining terms and provisions of this Agreement shall remain unmodified and in
full force and effect.
G. The SPONSOR shall comply with the provisions of the Copeland Anti- Kick -Back Act (18 U.S.C.
874) as supplemented in the Labor Regulations (29 CFR Part 3), as amended.
H. The SPONSOR shall comply with the provisions of sections 103 and 107 of the Contract Work Hours
and Safety Standard Act (40 U.S.C. 327 -330) as supplemented by Labor regulations (29 CFR, Part 5),
as amended.
I. The SPONSOR further warrants and agrees to include or cause to be included the criteria and
requirements of paragraphs (G) through (H) of this section in every nonexempt subcontract. The
SPONSOR also agrees to take such action as the federal, state or local government may direct to
enforce aforesaid provisions.
_ J. The obligations undertaken by SPONSOR pursuant to this Agreement shall not be delegated or
assigned to any other person or agency unless COUNTY shall first consent to the performance or
assignment of such service or any part thereof by another person or agency.
K. The Agreement shall be binding upon the parties hereto, their heirs, executors, legal representative,
successors and assigns.
L. SPONSOR shall indemnify and save COUNTY harmless from and against any negligent claims,
liabilities, losses and causes of action which may arise out of SPONSOR's activities under this
Agreement, including all other acts or omissions to act on the part of SPONSOR, including any
person acting for or on its behalf, and, from and against any orders, judgments, or decrees which may
be entered and from and against all costs, attorneys fees, expenses and liabilities incurred in the
defense of any such claims, or in the investigation thereof.
M. SPONSOR and its employees and agents shall be deemed to be independent contractors, and not
agents or employees of the COUNTY, and shall not attain any rights or benefits under the civil
service or pension ordinances of the COUNTY, or any rights generally afforded classified or
unclassified employee; further they shall not be deemed entitled to state Compensation benefits as an
employee of the COUNTY.
N. Funding for this Agreement is contingent on the availability of funds and continued authorization for
program activities and is subject to amendment or termination due to lack of funds, or authorization,
reduction of funds, and/or change in regulations.
Housing Authority Page 12 of 20
2006 HOME TBRA Agreement
Agenda Item No. 161D20
July 22, 2008
Page 15 of 23
ENTIRE UNDERSTANDING
This Agreement and its provisions merge any prior agreements, if any, between the parties hereto and
constitutes the entire understanding. The parties hereby acknowledge that there have been and are no
representations, warranties, covenants, or undertakings other than those expressly set forth herein.
WITNESS our Hands and Seals on this 13 day of Da Carl, 20__.
(SUBRECIPIENT SEAL)
(Optional)
ATTEST:
DWIGHT E. BROCK, CLERK
By:
COLLIER COUNTY HOUSING AUTHORITY, INC.
BY:
ESMERALDASERRATA,
EXECUTIVE DIRECTOR
Eflffi
Housing Authority Page 13 of 20
2006 HOME TBRA Agreement
COLLIER COUNTY, FLORIDA
K. SCHMITT, ADMINISTRATOR,
NITY DEVELOPMENT &
AL SERVICES
Agenda Item No. 16D20
July 22, 2008
Page 16 of 23
"EXHIBIT A"
HOME MONTHLY PROGRESS REPORT
Complete form for past month and submit to Housing & Grants staff by the 10`h of the following month.
Status Report for Month of Submittal Date:
Project Name TBRA
Project Number
Activity Number
Sponsor: Collier County Housing Authority Inc.
Contact Person Angela Edison
Telephone: 732 -0732 Fax: 657 -7232
E -mail: Edisonecha@aol.com
1. Activity Status /Milestones (describe any action taken, relating to this project, during the past
month):
2. What events /actions are scheduled for the next two months?
3. Describe any affirmative marketing you have implemented regarding this project. Please list
and attach any recent media coverage of your organization relating to this project.
4. List any additional data relevant to the outcome measures listed on the application for this
project.
Housing Authority Page 14 of 20
2006 HOME TBRA Agreement
Agenda Item No. 161D20
July 22, 2008
Page 17 of 23
5. New leases executed this month (if applicable):
Name & Address + Unit # of Applicant Rent /Security Utility
Deposit I Deposit
6. For projects that serve a particular clientele, please complete the following information by entering
the appropriate number in the blank spaces and in the chart below. Complete the below chart for
NEW clients served this month. DO NOT DUPLICATE clients served in previous months. You
may provide data by either households or persons served. However, if one person received TWO
services this counts as TWO SERVICE UNITS:
TOTAL BENEFICIARIES
This project benefits households or persons. Please circle one category (either "households" or
"persons "), Enter the number of beneficiaries in the blank space and in box "1. "
INCOME
Of the households or persons assisted, are extremely low - income income (0 -30 %) of the current
Median Family Income (MFI). Enter this number in box "2. "
Of the households or persons assisted, are very low- income (31 -50 %) of the current Median
Family Income (MFI). Enter this number in box "3. "
Of these households or persons assisted, are low income (51 -80 %) of the current Median Family
Income (MFI). Enter this number in box "4. "
NOTE: The total of boxes 2,3 and 4 should equal the number in box 1.
FEMALE HEAD OF HOUSEHOLD
This project assisted Female Head of Households REGARDLESS of income. Enter this number
in box "S" below.
Housing Authority Page 15 of 20
2006 HOME TBRA Agreement
Agenda Item No. 16D20
July 22, 2008
Page 18 of 23
BOX 1
BOX 2
BOX 3
BOX 4
BOX 5
Total Number of
Extremely
Very
Low Income
Female Head of
Households or
Low Income
Low Income
(51 -80 %)
Household
Persons Assisted
(0 -30 %)
(31 -50 %)
American Indian/Alaska Native and White
Asian and White
Black/African American and White
Sponsor must indicate total beneficiaries for Race AND Ethnicity
Definitions of Race:
1. White: A person having origins in any of the original peoples of Europe, the Middle East, or North
Africa.
2. Black or African - American: A person having origins in any of the black racial groups of Africa.
3. Asian: A person having origins in any of the original peoples of the Far East, Southeast Asia, or the
Indian subcontinent including, for example, Cambodia, China, India, Japan, Korea, Malaysia, Pakistan,
the Philippine Islands, Thailand, and Vietnam.
4. American Indian or Alaska Native: A person having origins in any of the original peoples of North and
South America (including Central America), and who maintains tribal affiliation or community
- attachment.
5. Native Hawaiian or Other Pacific Islander: A person having origins in any of the original people of
Hawaii, Guam, Samoa, or other Pacific Islands.
Definitions of Ethnicity:
1. Hispanic or Latino: A person of Cuban, Mexican, Puerto Rican, South or Central American, or other
Spanish culture or origin, regardless of race.
Tabulation Table of Race and Ethnicity Beneficiaries
Race
# Total
# Hispanic
White
Black or African American
Asian
American Indian or Alaskan Native
Native Hawaiian or Other Pacific Islander
American Indian/Alaska Native and White
Asian and White
Black/African American and White
American Indian/Alaskan Native and Black/African American
Other Multi- Racial
TOTAL:
Housing Authority Page 16 of 20
2006 HOME TBRA Agreement
Agenda Item No. 161D20
July 22, 2008
Page 19 of 23
PLEASE USE REQUEST FOR PAYMENT
FORM BELOW FOR EXPENSES LESS
THAN $ 15,000
Housing Authority Page 17 of 20
2006 HOME TBRA Agreement
EXHIBIT "B"
COLLIER COUNTY HOUSING AND GRANTS
REQUEST FOR PAYMENT
SECTION I: REOUEST FOR PAYMENT
Subrecipient Name: Collier County Housing Authority. Inc.
Subrecipient Address: 1800 Farmworker Wav, Immokalee, FL 34142
Project Name: Tenant Based Rental Assistance (TBRA)
Project N
Dollar Amount Requested:
1. Grant Amount Awarded
Payment Request #
SECTION II: STATUS OF FUNDS
2. Sum of Past Claims Paid on this Account
3. Total Grant Amount Awarded Less Sum
Of Past Claims Paid on this Account
4. Amount of Previous Unpaid Requests
5. Amount of Today's Request
6. Current Grant Balance (Initial Grant
Amount Awarded Less Sum of all
Requests)
7. If applicable amount held as retainage to
date by the County, if not retained by
the sub - recipient.
S
Agenda Item No. 16D20
July 22, 2008
Page 20 of 23
I certify that this request for payment has been drawn in accordance with the terms and conditions of the
Agreement between the County and us as the Sub - recipient. I also certify that the amount of the Request for
Payment is not in excess of current needs.
Signature
Title
Authorizing Grant Coordinator
(Director's Signature Not Required For Requests Under $15,000)
Housing Authority Page 18 of 20
2006 HOME TBRA Agreement
Date
Agenda Item No. 16D20
July 22, 2008
Page 21 of 23
PLEASE USE REQUEST FOR PAYMENT
FORM BELOW FOR EXPENSES GREATER
THAN $15,000
Housing Authority Page 19 of 20
2006 HOME TBRA Agreement
Agenda Item No. 16D20
July 22, 2008
Page 22 of 23
EXHIBIT "B"
COLLIER COUNTY HOUSING AND GRANTS
REQUEST FOR PAYMENT
SECTION I: REQUEST FOR PAYMENT
Subrecipient Name: Collier County Housing Authority Inc
Subrecipient Address: 1800 Farmworker Way, Immokalee FL 34142
Project Name: Tenant Based Rental Assistance (TBRA)
Project No:
Dollar Amount Requested:
1. Grant Amount Awarded
Payment Request #
SECTION II: STATUS OF FUNDS
2, Sum of Past Claims Paid on this Account
4. Total Grant Amount Awarded Less Sum
Of Past Claims Paid on this Account
4. Amount of Previous Unpaid Requests
5. Amount of Today's Request
8. Current Grant Balance (Initial Grant
Amount Awarded Less Sum of all
Requests)
9. If applicable amount held as retainage to
date by the County, if not retained by
the sub - recipient.
I certify that this request for payment has been drawn in accordance with the terms and conditions of the
Agreement between the County and us as the Sub - recipient. I also certify that the amount of the Request for
Payment is not in excess of current needs.
Signature Date
Title
Authorizing Grant Coordinator
Dept Director
Housing Authority Page 20 of 20
2006 HOME TBRA Agreement
Page 1 of 1
Agenda Item No. 16D20
July 22, 2008
Page 23 of 23
COLLIER COUNTY
BOARD OF COUNTY COMMISSIONERS
Item Number: 16D20
Item Summary: Recommendation that the Board of County Commissioners approves, and authorizes the
Chairman to sign, an amendment to Home Investment Partnership Program (HOME)
Subrecipient Agreement with the Collier County Housing Authority for the Tenant Based
Rental Assistance (TBRA) program
Meeting Date: 7/22/2008 9:00:00 AM
Prepared By
Rosa Muoz
Grants Management Coordinator
Date
Community Development &
Environmental Services
Financial Admin. & Housing
7/1/2008 4:22:21 PM
Approved By
Marcy Krumbine
Director
Date
Public Services
Housing & Human Services
7/312008 1:38 PM
Approved By
Colleen Greene
Assistant County Attorner
Date
County Attorney
County Attorney Office
71312008 3:27 PM
Approved By
Marla Ramsey
Public Services Administrator
Date
Public Services
Public Services Admin.
7/9/2008 3:06 PM
Approved By
OMB Coordinator
OMB Coordinator
Date
County Manager's Office
Office of Management & Budget
7/14/2008 11:18 AM
Approved By
Linda Best
Contracts Agent
Date
Administrative Services
Purchasing
7/14/2008 2:55 PM
Approved By
Sherry Pryor
Management & Budget Analyst
Date
County Manager's Office
Office of Management & Budget
7/14/2008 3:17 PM
Approved By
James V. Mudd
County Manager
Date
Board of County
Commissioners
County Manager's Office
7/14/20084:13 PM
file: //C:AAgendaTest\Export\111 -July% 2022% 202008 \16. %2000NSENT %20AGENDA \1... 7/15/2008