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Agenda 09/23/2008 Item #10LItem # 10L September 23, 2008 Page 1 of 6 EXECUTIVE SUMMARY Report to the Board regarding the application of the local vendor preference policy for purchases between $3,000 - $50,000: OBJECTIVE: To advise the Board as to how the local vendor preference policy adopted by the Board in June has been applied to the informal quotation process. CONSIDERATIONS: On June 10, 2008, the Board of County Commissioners adopted a resolution amending the County's purchasing policy to include a local vendor preference requirement. The policy stipulates under the formal bid process, the lowest bidder who is deemed to be "local" and who bids within 10% of the lowest overall bidder is given a unilateral right to match the lowest bid offer. The policy also applies to the competitive sealed proposals process wherein local firms receive 10 points in their evaluated score for being "local ". The resolution adopted by the Board governing the sealed bid and sealed proposal processes contained language with explicit direction. Accordingly, changes to those processes were implemented immediately. The Board motion also directed staff to apply local vendor preference to the informal quotation process, which is used by all County departments for purchases between $3,000 - $50,000 and is set forth under Section IV of the Board's purchasing policy. However, the approved resolution contained no language and provided no guidance as to how to implement the preference policy for purchases subject to the informal quotation process. The informal quotation process is a largely decentralized process where using departments are permitted to solicit price quotes from vendors directly. Each department reviews the quotes received and enters a purchase requisition into SAP naming the recommended vendor with the quotes enclosed. The Purchasing Department reviews the quotes and if it concurs with the recommendation, issues a purchase order to the requested vendor. In the event that purchasing staff does not concur with the recommendation, purchasing staff will discuss the issue with the user until a satisfactory outcome is achieved. Over the past three years, the Board agency has transacted nearly 2,000 purchases each year via informal quotes, resulting in many times more solicitations than are processed through the formal competitive processes. If the Board policy for the ITB and RFP processes were to be applied to the informal quote process, it would require that the process be largely centralized within the Purchasing Department as the local preference policy is complex to administer and sensitive to dispute. This in turn would mean that the Purchasing Department would require between 1 -2 additional full time staff to handle the additional workload. Item # 10L September 23, 2008 Page 2 of 6 In an effort to give the using departments clear direction and to do so without having to increase staffing, the Purchasing Department has amended the existing administrative procedure governing the informal quotation process to incorporate the local preference policy adapted to that particular process. The process is similar to the language in the ITB process in two critical ways, 1) vendors are required to submit a written affidavit attesting that they are a local vendor and 2) vendors who claim local preference and whose quote falls within 10% of the lowest overall quote are given the right to match the lowest overall quote. The procedure for informal competition differs from the ITB process in that it does not require the using department to solicit nor the responding vendors to submit the local preference affidavit with their price quote. Instead, vendors can submit the affidavit to the Purchasing Department electronically at any time and are not required to submit it with their price offer. Additionally, using departments are to endeavor to contact local firms when soliciting quotes. Enclosed is a copy of the revised procedure which will be added to the Procurement Administration Manual, which are the body of administrative procedures written, edited and maintained by the Purchasing Department under the Board's purchasing policy. FISCAL IMPACT: None directly associated with this action. LEGAL CONSIDERATIONS: This item has been reviewed by the County Attorney's Office. It does not raise any legal issues —CMG. GROWTH MANAGEMENT IMPACT: There is no impact on the Growth Management Plan. RECOMMENDATION: That the Board of County Commissioners accepts the enclosed report regarding the implementation of the local preference policy to the informal quotation process as set forth in the Procurement Administration Procedures Manual. PREPARED BY: Steve Carnell, Purchasing /General Services Director Item # 10L September 23, 2008 Page 3 of 6 Report to the Board regarding the application of the local vendor preference policy for purchases between $3,000450,000. (Steve Carnell, Purchasing Director) Prepared By: Department Date Purchasing 9/10/2008 5:09:22 PM Approved By: Department Approval Date Adminstrative Disapproved 9/11/2008 12:04 PM Services Approved By: Department Approval Date Purchasing Approved 9/11/2008 2:09 PM Approved By: Department Approval Date Administrative Approved 9/11/20082:43 PM Services Approved By: Department Approval Date Office of Management Disapproved 9/11/2008 2:45 PM and Budget Approved By: Department Approval Purchasing Pending Approved By: Date 9/11/2008 9:30 PM Item # 10L September 23, 2008 Page 4 of 6 Department Approval County Attorney Approved Approved By: Date 9/12/2008 3:11 PM Department Approval Date Office of Management Approved 9/12/2008 4:51 PM and Budget Approved By: Department Approval Date County Approved 9/13/2008 9:30 AM Manager's Office ATTACHMENTS: Name: Description: Type: D Ex Sum LVP for Informal Quotations Report to the Board re: LVP Procedures for purchases (9- 08)rll.doc between $3,000 - $50,000 Executive Summary D PProc A in PrDpgdVr @ @_jLVP for_qu9Le Administrative Procedure for Purchases between $3,000 - only),doc $50,000 Backup Material Item # 10L September 23, 2008 Page 5 of 6 2. Informal Quotations (purchases greater than $3,000 to $50,000 not already under contract): a. Purpose and Applicability Generally used for acquiring commodities and services below the County's formal competitive threshold. b. Process Description. 1. The department responsible for the purchase will contact at least three (3) vendors believed capable of furnishing the required commodities /services through the issuance of a Request for Quotes (RFQ). The soliciting department will endeavor to contact vendors who sell the desired commodities and services and who have a local vendor preference (LVP) affidavit on file with the Purchasing Department. Information concerning the eo ° sue f wer4E e specifiGations and all etkeFimportant terms and conditions of the purchase shall will be provided in a uniform and consistent manner to each vendor. 2. To the greatest extent possible, All ptifehases all RFQs shall be solicited electronically and generally done so using the County's E- procurement system. In instances where one or more vendors may not have Internet access, quotes can be solicited by other means (e.g.; fax, telephone) using standard forms furnished by the Purchasing Department. In the event a quotation is received by telephone, subsequent written confirmation of the vendor's quote will be obtained. To this end, the Purchasing Department will maintain a page on the Department's Internet web site where vendors may enter their LVP affidavit at any time in °v c 10,000 ha a be solicited in and all o ff-eFs Hiust be _,.,,,.iyed :_ �T 3. Pursuant to preparing and issuing the RFQ, the soliciting department must determine the essential requirements of the purchase, which, at minimum must include the specifications or scope of work for the required commodities and/or services; how the price order of the quotes will be determined and what factors (in addition to price) will be considered in making an award. 4. The department making the purchase will review the quotations received and determine the apparent price order of the quotes. The department will selects the responsive offer from a qualified vendor that best meets the needs of the department that is consistent with the requirements of the terms and conditions of the RFQ yaetaHenstegae 5. The department will submit a requisition to the Purchasing Department naming the recommended vendor and attaching the quotes received. Prior to issuing a purchase order, the Purchasing Department's Operations Section will determine if any of the vendors are entitled to receive a Right to Match (RTM) option under the County' LVP policy. In such cases, a purchasing agent from the Purchasing Department's Acquisition Section will contact staff from the department making the purchase and jointly verify that the LVP eligible vendor is qualified to perform the work. Upon doing so, the Acquisitions Agent will formally extend Item # 10L September 23, 2008 Page 6 of 6 the RTM option to that vendor in accordance with this procedure with a formal deadline to respond included in the RTM offer. The local vendor will be given a single opportunity, without negotiating any changes to the requirements of the purchase, to agree to match the price tendered by the apparent lowest priced vendor "as is ". In the event that the local vendor agrees to match the price offer from the lowest price vendor, the quote will be awarded to the local (or "matching ") vendor. The Acquisitions Agent will notify the apparent lowest priced vendor and the department making the purchase of that action. In the event that the local vendor declines to match the lowest price offer or does not match in a responsive manner or fails to timely respond to the match offer, award of the purchase will be made to the lowest, qualified and responsive vendor. 6. Subsequent to the issuance of and-aRer obtaining a purchase order, the department making the purchase will verbally authorize the vendor to initiate the work. In instances where the vendor submits a form of contract with their quotation and requests the County to sign the document, the operations purchasing agent will refer the matter to the appropriate contracts specialist for resolution in a manner consistent with Section III.C.1 of these procedures. 7. The user department may request assistance from the Purchasing Department in obtaining verbal or written quotations. -2- 9/03/08