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Agenda 06/25/2019 Item #16D 7 (FTA FY19 Program of Projects-Operational & Capital Costs)06/25/2019 EXECUTIVE SUMMARY Recommendation to approve the FY19 Program of Projects and submittal of a grant application for the Federal Transit Administration, 49 U.S.C. 5307 FY19 grant funds supporting transit system operational and capital costs in the amount of $2,611,614 through the Transit Award Management System, accept the award and authorize any necessary Budget Amendments. (Total Fiscal Impact $3,410,514) OBJECTIVE: To obtain grant funds for the management of the Collier Area Transit (CAT) System. CONSIDERATIONS: Each year the Public Transit & Neighborhood Enhancement (PTNE) Division receives federal grant funds for the management of the CAT system under the Urbanized Area Formula Program (49 U.S.C. 5307) to be used predominately for transit capital projects as defined by the Federal Transit Administration (FTA). The FTA published an apportionment for the formula funds on April 9, 2019. Collier County is located within the Bonita Springs/Naples Census Urbanized Area; therefore, a portion of the 5307 funding is shared with Lee County. The amount allocated to the Bonita Springs/Naples Urbanized Area is $3,217,779 based on the apportionment issued April 9, 2019. The apportionment designated for CAT is $2,611,614 and $606,165 for Lee County Transit. Staff prepared the proposed Program of Projects based on a $2,611,614 total. The Program of Projects has gone through the Public Involvement Process, including receiving an endorsement from the Public Transit Advisory Committee (PTAC). Proposed projects include: 1. Transit enhancement projects including bus shelter rehab 2. Security enhancements that include installation of solar lights at bus stops 3. Provision of Americans with Disabilities Act (ADA) paratransit services 4. Comprehensive Operations Analysis Study 5. Operating assistance for transit operations and fuel 6. Preventative maintenance 7. Purchase of software warranties 5307 FY19 Program of Projects Item Description Amount Enhancements (Minimum 1%) Bus Shelter Rehab $26,116 Security (Minimum 1%) Solar lighting at bus stops $26,116 ADA (Maximum 20%) ADA paratransit services $522,323 Planning Comprehensive Operations Analysis $93,559 Operating Assistance-Fuel Fuel $398,900* Operating Assistance-Transit Operations Bus Route Operations $400,000* Preventative Maintenance Rolling Stock PM $1,054,600 Preventative Maintenance Software Warranties $90,000 Total FTA Amount $2,611,614 *A 50% ($798,900) local funds match is required. A grant application must be entered into the Transit Award Management System (TrAMS) to utilize these funds. The application has been prepared and attached for the Board of County Commissioner’s (Board) consideration. The capital portion of the grant requires a twenty percent (20%) match. Collier County has requested approval from the Florida Department of Transportation (FDOT) for the use of $453,178 16.D.7 Packet Pg. 1900 06/25/2019 transportation development credits as a soft match for the grant. After review and approval by FTA, the grant award is electronically executed in TrAMS by the Public Services Department Head, who serves as the Board-appointed designee. PTNE and the Office of Management and Budget grants compliance staff will also use the electronic system to manage the project and submit all required reports. As noted in the attachment, these funds are used for both capital and operational costs. Hence, it is essential that funds be budgeted in time for the beginning of FY20. In light of these considerations, staff is requesting pre-award authority from the Board to create the required budget appropriations for the new fiscal year to ensure continued and immediate operational funding in the new fiscal year. FISCAL IMPACT: A Budget Amendment is required in FY19 in the amount of $2,611,614 to recognize the grant revenue funds to CAT Grant Fund (424), Project 33634. Collier County has requested approval from FDOT for the use of transportation development credits in the amount of $453,179 as a soft match in FY18. A cash match of fifty percent (50%) is required for the operating assistance portion o f the award and is available within CAT Match Fund (425) Reserves in FY20 supported by an annual transfer of General Fund (001) Revenue. A Budget Amendment in FY20 is required within CAT Match Fund (425), Project 33634 in the amount of $798,900. GROWTH MANAGEMENT IMPACT: Transit capital and operations support goals and objectives of the Transportation Element of the Growth Management Plan. LEGAL CONSIDERATIONS: This Item is approved for form and legality and requires a majority vote for Board action. -JAB RECOMMENDATION: To approve the Program of Projects identified herein and authorize PTNE staff to apply and submit the attached grant application for the FTA, 49 U.S.C. 5307 available grant funds for Fiscal Year 2019, and to exercise pre-award authority, accept the award, and appropriate budget as needed to cover operations. Prepared By: Joshua Thomas, Accounting Technician, Public Transit & Neighborhood Enhancement Division ATTACHMENT(S) 1. Grant Application (PDF) 2. FY19 POP Final (PDF) 3. FY19 5307 Transportation Development Credits Request (PDF) 16.D.7 Packet Pg. 1901 06/25/2019 COLLIER COUNTY Board of County Commissioners Item Number: 16.D.7 Doc ID: 9154 Item Summary: Recommendation to approve the FY19 Program of Projects and submittal of a grant application for the Federal Transit Administration, 49 U.S.C. 5307 FY19 grant funds supporting transit system operational and capital costs in the amount of $2,611,614 through the Transit Award Management System, accept the award and authorize any necessary Budget Amendments.(Total Fiscal Impact $3,410,514) Meeting Date: 06/25/2019 Prepared by: Title: Grants Support Specialist – Grants Name: Joshua Thomas 05/30/2019 11:04 AM Submitted by: Title: Division Director - Pub Tran & Nbrhd Enh – Public Transit & Neighborhood Enhancement Name: Michelle Arnold 05/30/2019 11:04 AM Approved By: Review: Public Transit & Neighborhood Enhancement Caroline Soto Additional Reviewer Completed 05/30/2019 11:19 AM Public Transit & Neighborhood Enhancement Michelle Arnold Additional Reviewer Completed 05/30/2019 1:36 PM Public Transit & Neighborhood Enhancement Omar Deleon Additional Reviewer Completed 06/03/2019 7:49 AM Public Services Department Joshua Hammond Level 1 Reviewer Completed 06/04/2019 8:32 AM Public Services Department Todd Henry Level 1 Division Reviewer Completed 06/04/2019 12:51 PM Grants Erica Robinson Level 2 Grants Review Completed 06/04/2019 3:41 PM County Attorney's Office Jennifer Belpedio Level 2 Attorney of Record Review Completed 06/04/2019 4:59 PM Public Services Department Steve Carnell Level 2 Division Administrator Review Completed 06/11/2019 11:43 AM Office of Management and Budget Valerie Fleming Level 3 OMB Gatekeeper Review Completed 06/12/2019 10:00 AM County Attorney's Office Jeffrey A. Klatzkow Level 3 County Attorney's Office Review Completed 06/14/2019 11:14 AM Grants Therese Stanley Additional Reviewer Completed 06/17/2019 10:24 AM County Manager's Office Nick Casalanguida Level 4 County Manager Review Completed 06/17/2019 10:45 AM Board of County Commissioners MaryJo Brock Meeting Pending 06/25/2019 9:00 AM 16.D.7 Packet Pg. 1902 DOT FTA U.S. Department of Transportation Federal Transit Administration Application Federal Award Identification Number (FAIN) 1032-2019-3 Temporary Application Number 1032-2019-3 Application Name FY19 Section 5307 Formula Funds Application Status In-Progress Application Budget Number 0 Part 1: Recipient Information Name: Collier, County Of Recipient ID Recipient OST Type Recipient Alias Recipient DUNS 1032 County Agency COLLIER COUNTY BOARD OF COUNTY COMMISSIONERS 076997790 Location Type Address City State Zip Headquarters 3299 TAMIAMI TRL E STE 700 NAPLES FL 341125749 Physical Address 3299 TAMIAMI TRL E STE 700 NAPLES FL 34112 Mailing Address 3299 TAMIAMI TRAIL E NAPLES FL 34112 Union Information 16.D.7.a Packet Pg. 1903 Attachment: Grant Application (9154 : FY19 FTA 5307 Application) Union Name TRANSPORT WORKERS UNION, AFL-CIO Address 1 122 Dixie Lane Address 2 City Cocoa Beach State Florida Zipcode 32931 Contact Name Kevin Smith Telephone 8667954255 Fax E-mail jptwu500@aol.com Website Union Name TRANSPORT WORKERS UNION, AFL-CIO Address 1 122 Dixie Lane Address 2 City Cocoa Beach State Florida Zipcode 32931 Contact Name Kevin Smith Telephone 8667954255 Fax 3217848847 E-mail Kevin.Smith@SCLS-LLC.com Website Part 2: Application Information Title: FY19 Section 5307 Formula Funds FAIN Application Status Application Type Date Created Last Updated Date From TEAM? 16.D.7.a Packet Pg. 1904 Attachment: Grant Application (9154 : FY19 FTA 5307 Application) 1032-2019-3 In-Progress Grant 5/28/2019 5/28/2019 No Application Start Date The start date will be set to the date of the award Application End Date 3/30/2024 Application Executive Summary Collier County Board of County Commissioners is the designated recipient for the 5307 formula funds. FTA allocated $3,217,779 of FYT19 5307 funding to the Bonita Springs/Naples UZA. The Collier County portion of the FY19 5307 apportionment is $2,611,614 and the rem aining amount of $606,165 is allocated to Lee County. The Collier County funds will be utilized to improve security by adding solar lighting to bus stops; provide ADA paratransit services; transit enhancements including bus shelter rehab; preventative maintenance of rolling stock; planning activities including a comprehensive operations analysis, and operating assistance. Transportation Development Credits in the amount of $453,178 willl be utilized as the soft match for the capital portion of this grant. The overall start and end dates are 10/1/2019-03/30/2024. This is not a research and development application. Collier County is not applying an indirect cost rate to the activities within this application. Frequency of Milestone Progress Reports (MPR) No Selection Made Frequency of Federal Financial Reports (FFR) No Selection Made Does this application include funds for research and/or development activities? This award does not include research and development activities. Pre-Award Authority This award is using Pre-Award Authority. Does this application include suballocation funds? Recipient organization is the Designated Recipient and can apply for and receive these apportioned funds. Will this Grant be using Lapsing Funds? No Selection Made Will indirect costs be applied to this application? This award does not include an indirect cost rate. Indirect Rate Details: N/A Requires E.O. 12372 Review No, this application does not require E.O. 12372 Review. Delinquent Federal Debt No, my organization does not have delinquent federal debt. 16.D.7.a Packet Pg. 1905 Attachment: Grant Application (9154 : FY19 FTA 5307 Application) Application Point of Contact Information First Name Last Name Title E-mail Address Phone Josh Thomas Grants Support Specialist joshuathomas@colliergov.net 239-252-8989 Application Budget Control Totals Funding Source Section of Statute CFDA Number Amount 5307 - Urbanized Area Formula Grants (2013 and forward) 5307-2A 20507 $2,611,614 Local $798,900 Local/In-Kind $0 State $0 State/In-Kind $0 Other Federal $0 Transportation Development Credit $453,178 Adjustment $0 Total Eligible Cost $3,410,514 Application Budget Project Number Budget Item FTA Amount Non-FTA Amount Total Eligible Amount Quantity 1032-2019-3-P1 117-00 (117-) OTHER CAPITAL ITEMS (BUS) $522,323.00 $0.00 $522,323.00 0 1032-2019-3-P1 11.7C.00 NON FIXED ROUTE ADA PARATRANSIT SERVICE $522,323.00 $0.00 $522,323.00 0 1032-2019-3-P2 117-00 (117-) OTHER CAPITAL ITEMS (BUS) $1,144,600.00 $0.00 $1,144,600.00 0 1032-2019-3-P2 11.7A.00 PREVENTIVE MAINTENANCE $1,054,600.00 $0.00 $1,054,600.00 0 16.D.7.a Packet Pg. 1906 Attachment: Grant Application (9154 : FY19 FTA 5307 Application) 1032-2019-3-P2 11.7A.00 PREVENTIVE MAINTENANCE $90,000.00 $0.00 $90,000.00 0 1032-2019-3-P2 119-00 (119-) Bus Associated Transit Improvements $52,232.00 $0.00 $52,232.00 0 1032-2019-3-P2 11.94.02 BUS SHELTERS $52,232.00 $0.00 $52,232.00 0 1032-2019-3-P2 300-00 (300-) OPERATING ASSISTANCE $798,900.00 $798,900.00 $1,597,800.00 0 1032-2019-3-P2 30.09.03 SPECIAL RULE - OPERATING ASSISTANCE /1 - 75 BUSES $399,450.00 $399,450.00 $798,900.00 0 1032-2019-3-P2 30.09.03 SPECIAL RULE - OPERATING ASSISTANCE /1 - 75 BUSES $399,450.00 $399,450.00 $798,900.00 0 1032-2019-3-P2 441-80 (441-) PLANNING - METROPOLITAN PLANNING $93,559.00 $0.00 $93,559.00 0 1032-2019-3-P2 44.22.00 GENERAL DEVELOPMENT/COMPREHENSIVE PLANNING $93,559.00 $0.00 $93,559.00 0 Earmark and Discretionary Allocations This application does not contain earmarks or discretionary allocations. Part 3: Project Information Project Title: Non Fixed Route ADA Paratransit Service Project Number Temporary Project Number Date Created Start Date End Date 1032-2019-3-P1 1032-2019-3-P1 5/28/2019 10/1/2019 9/30/2020 Project Description Collier County will use these funds to provide non fixed route ADA Paratransit services. Collier County allocates 20% of the 5307 allocation for this purpose. Local funding is used to supplement complementary ADA funding. Project Benefits This project will benefit the residents of Collier County by providing Paratransit services to those in need. Additional Information 16.D.7.a Packet Pg. 1907 Attachment: Grant Application (9154 : FY19 FTA 5307 Application) None provided. Location Description Collier County Security Yes -- our organization will expend at least 1% of the 5307 funds in this application for security-related projects Project Location (Urbanized Areas) UZA Code Area Name 120000 Florida 123610 Bonita Springs, FL Congressional District Information State District Representative Florida 12 Gus M Bilirakis Program Plan Information STIP/TIP Date: N/A Description: N/A UPWP Date: N/A Description: N/A Long Range Plan Date: N/A Description: N/A Project Control Totals 16.D.7.a Packet Pg. 1908 Attachment: Grant Application (9154 : FY19 FTA 5307 Application) Funding Source Section of Statute CFDA Number Amount 5307 - Urbanized Area Formula Grants (2013 and forward) 5307-2A 20507 $522,323 Local $0 Local/In-Kind $0 State $0 State/In-Kind $0 Other Federal $0 Transportation Development Credit $130,580 Adjustment $0 Total Eligible Cost $522,323 Project Budget Project Number Budget Item FTA Amount Non-FTA Amount Total Eligible Amount Quantity 1032-2019-3-P1 117-00 (117- ) OTHER CAPITAL ITEMS (BUS) $522,323.00 $0.00 $522,323.00 0 1032-2019-3-P1 11.7C.00 NON FIXED ROUTE ADA PARATRANSIT SERVICE $522,323.00 $0.00 $522,323.00 0 Project Budget Activity Line Items Budget Activity Line Item: 11.7C.00 - NON FIXED ROUTE ADA PARATRANSIT SERVICE Scope Name / Code Line Item # Line Item Name Activity Quantity 16.D.7.a Packet Pg. 1909 Attachment: Grant Application (9154 : FY19 FTA 5307 Application) OTHER CAPITAL ITEMS (BUS) (117-00) 11.7C.00 NON FIXED ROUTE ADA PARATRANSIT SERVICE OTHER CAPITAL ITEMS (BUS) 0 Extended Budget Description Collier County will use these funds to provide non fixed route ADA paratransit services. Collier County allocates 20% of the 5307 allocation for this purpose. Local funding is used to supplement complimentary ADA funding Will 3rd Party contractors be used to fulfill this activity line item? Yes, 3rd Party Contractors will be used for this line item. Funding Source Section of Statute CFDA Number Amount 5307 - Urbanized Area Formula Grants (2013 and forward) 5307-2A 20507 $522,323 Local $0 Local/In-Kind $0 State $0 State/In-Kind $0 Other Federal $0 Transportation Development Credit $130,580 Adjustment $0 Total Eligible Cost $522,323 Milestone Name Est. Completion Date Description Start Date 10/1/2019 End Date 9/30/2020 Project Environmental Findings Finding: Class II(c) - Categorical Exclusions (C-List) Class Level Description Class II(c) consists of projects called categorical exclusions (CEs) which are known not to have, either individually or cumulatively, a significant environmental impact on the human or natural environment and are therefore categorically excluded from the requirement to prepare an environmental assessment or an environmental impact statement. Class II(c) does not require documentation. 16.D.7.a Packet Pg. 1910 Attachment: Grant Application (9154 : FY19 FTA 5307 Application) Categorical Exclusion Description Type 04: Planning and administrative activities which do not involve or lead directly to construction, such as: training, technical assistance and research; promulgation of rules, regulations, directives, or program guidance; approval of project concepts; engineering; and operating assistance to transit authorities to continue existing service or increase service to meet routine demand. Date Description Date Class IIc CE Approved Project Title: Collier County 5307 FY19 Project Number Temporary Project Number Date Created Start Date End Date 1032-2019-3-P2 1032-2019-3-P2 5/28/2019 10/1/2019 9/30/2021 Project Description Collier County Board of County Commissioners is the designated recipient for the 5307 formula funds. FTA allocated $3,217,779 of FY19 funding to the Bonita Springs/Naples UZA. The Collier County portion of the FY19 apportionment is $2,611,614 and the remaining amount of $606,165 is allocated to Lee County. The Collier County funds will be used to improve security by installing solar lighting at bus stops; make transit enhancement improvements by rehabbing bus shelters; planning projects including a comprehensive operations analysis of the Collier Area Transit System; preventative maintenance of rolling stock, and operating assistance. Transportation Development Credits in the amount of $453,428.50 will be utilized as a soft match for the capital portion of this grant. The overall start and end dates for this project are 10/1/2019- 03/30/2024. Project Benefits Residents and visitors of Collier County will benefit from this project by improving operations and efficiency of the Collier Area Transit System. Additional Information None provided. Location Description Collier County Project Location (Urbanized Areas) UZA Code Area Name 16.D.7.a Packet Pg. 1911 Attachment: Grant Application (9154 : FY19 FTA 5307 Application) 120000 Florida 123610 Bonita Springs, FL Congressional District Information State District Representative Florida 12 Gus M Bilirakis Program Plan Information STIP/TIP Date: N/A Description: N/A UPWP Date: N/A Description: N/A Long Range Plan Date: N/A Description: N/A Project Control Totals Funding Source Section of Statute CFDA Number Amount 5307 - Urbanized Area Formula Grants (2013 and forward) 5307-2A 20507 $2,089,291 Local $798,900 Local/In-Kind $0 State $0 State/In-Kind $0 Other Federal $0 16.D.7.a Packet Pg. 1912 Attachment: Grant Application (9154 : FY19 FTA 5307 Application) Transportation Development Credit $322,598 Adjustment $0 Total Eligible Cost $2,888,191 Project Budget Project Number Budget Item FTA Amount Non-FTA Amount Total Eligible Amount Quantity 1032-2019-3-P2 117-00 (117-) OTHER CAPITAL ITEMS (BUS) $1,144,600.00 $0.00 $1,144,600.00 0 1032-2019-3-P2 11.7A.00 PREVENTIVE MAINTENANCE $1,054,600.00 $0.00 $1,054,600.00 0 1032-2019-3-P2 11.7A.00 PREVENTIVE MAINTENANCE $90,000.00 $0.00 $90,000.00 0 1032-2019-3-P2 119-00 (119-) Bus Associated Transit Improvements $52,232.00 $0.00 $52,232.00 0 1032-2019-3-P2 11.94.02 BUS SHELTERS $52,232.00 $0.00 $52,232.00 0 1032-2019-3-P2 300-00 (300-) OPERATING ASSISTANCE $798,900.00 $798,900.00 $1,597,800.00 0 1032-2019-3-P2 30.09.03 SPECIAL RULE - OPERATING ASSISTANCE /1 - 75 BUSES $399,450.00 $399,450.00 $798,900.00 0 1032-2019-3-P2 30.09.03 SPECIAL RULE - OPERATING ASSISTANCE /1 - 75 BUSES $399,450.00 $399,450.00 $798,900.00 0 1032-2019-3-P2 441-80 (441-) PLANNING - METROPOLITAN PLANNING $93,559.00 $0.00 $93,559.00 0 1032-2019-3-P2 44.22.00 GENERAL DEVELOPMENT/COMPREHENSIVE PLANNING $93,559.00 $0.00 $93,559.00 0 Project Budget Activity Line Items 16.D.7.a Packet Pg. 1913 Attachment: Grant Application (9154 : FY19 FTA 5307 Application) Budget Activity Line Item: 30.09.03 - SPECIAL RULE - OPERATING ASSISTANCE /1 - 75 BUSES Scope Name / Code Line Item # Line Item Name Activity Quantity OPERATING ASSISTANCE (300- 00) 30.09.03 SPECIAL RULE - OPERATING ASSISTANCE /1 - 75 BUSES OPERATING ASSISTANCE 0 Extended Budget Description Collier County will use $40,000 towards operating assistance transit operating expenses The 50% FTA share is $200,000, Collier County will provide a 50% match in the amount of $200,000 for operating expenses. Will 3rd Party contractors be used to fulfill this activity line item? No, 3rd Party Contractors will not be used for this line item. Funding Source Section of Statute CFDA Number Amount 5307 - Urbanized Area Formula Grants (2013 and forward) 5307-2A 20507 $399,450 Local $399,450 Local/In-Kind $0 State $0 State/In-Kind $0 Other Federal $0 Transportation Development Credit $0 Adjustment $0 Total Eligible Cost $798,900 Milestone Name Est. Completion Date Description Start Date 10/1/2019 End Date 9/30/2020 Budget Activity Line Item: 30.09.03 - SPECIAL RULE - OPERATING ASSISTANCE /1 - 75 BUSES Scope Name / Code Line Item # Line Item Name Activity Quantity 16.D.7.a Packet Pg. 1914 Attachment: Grant Application (9154 : FY19 FTA 5307 Application) OPERATING ASSISTANCE (300- 00) 30.09.03 SPECIAL RULE - OPERATING ASSISTANCE /1 - 75 BUSES OPERATING ASSISTANCE 0 Extended Budget Description Collier County will use $399,450 towards operating expenses and fuel. The 50% FTA share is $399,450, Collier County will provide a 50% match in the amount of $399,450 for transit operating and fuel expenses Will 3rd Party contractors be used to fulfill this activity line item? No, 3rd Party Contractors will not be used for this line item. Funding Source Section of Statute CFDA Number Amount 5307 - Urbanized Area Formula Grants (2013 and forward) 5307-2A 20507 $399,450 Local $399,450 Local/In-Kind $0 State $0 State/In-Kind $0 Other Federal $0 Transportation Development Credit $0 Adjustment $0 Total Eligible Cost $798,900 Milestone Name Est. Completion Date Description Start Date 10/1/2020 End Date 9/30/2021 Budget Activity Line Item: 44.22.00 - GENERAL DEVELOPMENT/COMPREHENSIVE PLANNING Scope Name / Code Line Item # Line Item Name Activity Quantity PLANNING - METROPOLITAN PLANNING (441-80) 44.22.00 GENERAL DEVELOPMENT/COMPREHENSIVE PLANNING PLANNING - METROPOLITAN PLANNING 0 Extended Budget Description None provided. 16.D.7.a Packet Pg. 1915 Attachment: Grant Application (9154 : FY19 FTA 5307 Application) Will 3rd Party contractors be used to fulfill this activity line item? Yes, 3rd Party Contractors will be used for this line item. Funding Source Section of Statute CFDA Number Amount 5307 - Urbanized Area Formula Grants (2013 and forward) 5307-2A 20507 $93,559 Local $0 Local/In-Kind $0 State $0 State/In-Kind $0 Other Federal $0 Transportation Development Credit $23,389 Adjustment $0 Total Eligible Cost $93,559 Milestone Name Est. Completion Date Description Start Date MM/dd/yyyy End Date MM/dd/yyyy Budget Activity Line Item: 11.94.02 - BUS SHELTERS Scope Name / Code Line Item # Line Item Name Activity Quantity Bus Associated Transit Improvements (119-00) 11.94.02 BUS SHELTERS REHAB/RENOVATION 0 Extended Budget Description None provided. Will 3rd Party contractors be used to fulfill this activity line item? Yes, 3rd Party Contractors will be used for this line item. Funding Source Section of Statute CFDA Number Amount 5307 - Urbanized Area Formula Grants (2013 and forward) 5307-2A 20507 $52,232 Local $0 16.D.7.a Packet Pg. 1916 Attachment: Grant Application (9154 : FY19 FTA 5307 Application) Local/In-Kind $0 State $0 State/In-Kind $0 Other Federal $0 Transportation Development Credit $13,059 Adjustment $0 Total Eligible Cost $52,232 Milestone Name Est. Completion Date Description Start Date MM/dd/yyyy End Date MM/dd/yyyy Budget Activity Line Item: 11.7A.00 - PREVENTIVE MAINTENANCE Scope Name / Code Line Item # Line Item Name Activity Quantity OTHER CAPITAL ITEMS (BUS) (117-00) 11.7A.00 PREVENTIVE MAINTENANCE OTHER CAPITAL ITEMS (BUS) 0 Extended Budget Description Collier County will use these funds for the purchase of warranties for software for paratransit vehicles. Will 3rd Party contractors be used to fulfill this activity line item? No, 3rd Party Contractors will not be used for this line item. Funding Source Section of Statute CFDA Number Amount 5307 - Urbanized Area Formula Grants (2013 and forward) 5307-2A 20507 $90,000 Local $0 Local/In-Kind $0 State $0 State/In-Kind $0 Other Federal $0 Transportation Development Credit $22,500 16.D.7.a Packet Pg. 1917 Attachment: Grant Application (9154 : FY19 FTA 5307 Application) Adjustment $0 Total Eligible Cost $90,000 Milestone Name Est. Completion Date Description Start Date 10/1/2019 End Date 9/30/2020 Budget Activity Line Item: 11.7A.00 - PREVENTIVE MAINTENANCE Scope Name / Code Line Item # Line Item Name Activity Quantity OTHER CAPITAL ITEMS (BUS) (117-00) 11.7A.00 PREVENTIVE MAINTENANCE OTHER CAPITAL ITEMS (BUS) 0 Extended Budget Description Collier County will use these funds for preventative maintenance of Collier Area Transit rolling stock and support vehicles. The PM will be done in house with an established force account. Period of performance is 10/1/19-09/30/2020. Typically, individual parts purchased are less than 5K. Will 3rd Party contractors be used to fulfill this activity line item? No, 3rd Party Contractors will not be used for this line item. Funding Source Section of Statute CFDA Number Amount 5307 - Urbanized Area Formula Grants (2013 and forward) 5307-2A 20507 $1,054,600 Local $0 Local/In-Kind $0 State $0 State/In-Kind $0 Other Federal $0 Transportation Development Credit $263,650 Adjustment $0 Total Eligible Cost $1,054,600 Milestone Name Est. Completion Date Description 16.D.7.a Packet Pg. 1918 Attachment: Grant Application (9154 : FY19 FTA 5307 Application) Start Date 10/1/2019 End Date 9/30/2020 Project Environmental Findings Finding: Class II(c) - Categorical Exclusions (C-List) Class Level Description Class II(c) consists of projects called categorical exclusions (CEs) which are known not to have, either individually or cumulatively, a significant environmental impact on the human or natural environment and are therefore categorically excluded from the requirement to prepare an environmental assessment or an environmental impact statement. Class II(c) does not require documentation. Categorical Exclusion Description Type 07: Acquisition, installation, rehabilitation, replacement, and maintenance of vehicles or equipment, within or accommodated by existing facilities, that does not result in a change in functional use of the facilities, such as: equipment to be located within existing facilities and with no substantial off-site impacts; and vehicles, including buses, rail cars, trolley cars, ferry boats and people movers that can be accommodated by existing facilities or by new facilities that qualify for a categorical exclusion. Date Description Date Class IIc CE Approved Scope Name / Code Line Item Number Line Item Name Quantity FTA Amount Total Eligible Cost OTHER CAPITAL ITEMS (BUS) (117-00) 11.7A.00 PREVENTIVE MAINTENANCE 0 $1,054,600.00 $1,054,600.00 Finding: Class II(c) - Categorical Exclusions (C-List) Class Level Description Class II(c) consists of projects called categorical exclusions (CEs) which are known not to have, either individually or cumulatively, a significant environmental impact on the human or natural environment and are therefore categorically excluded from the requirement to prepare an environmental assessment or an environmental impact statement. Class II(c) does not require documentation. Categorical Exclusion Description Type 07: Acquisition, installation, rehabilitation, replacement, and maintenance of vehicles or equipment, within or accommodated by existing facilities, that does not result in a change in functional use of the facilities, such as: equipment to be located within existing facilities and with no 16.D.7.a Packet Pg. 1919 Attachment: Grant Application (9154 : FY19 FTA 5307 Application) substantial off-site impacts; and vehicles, including buses, rail cars, trolley cars, ferry boats and people movers that can be accommodated by existing facilities or by new facilities that qualify for a categorical exclusion. Date Description Date Class IIc CE Approved Scope Name / Code Line Item Number Line Item Name Quantity FTA Amount Total Eligible Cost OTHER CAPITAL ITEMS (BUS) (117-00) 11.7A.00 PREVENTIVE MAINTENANCE 0 $90,000.00 $90,000.00 Finding: Class II(c) - Categorical Exclusions (C-List) Class Level Description Class II(c) consists of projects called categorical exclusions (CEs) which are known not to have, either individually or cumulatively, a significant environmental impact on the human or natural environment and are therefore categorically excluded from the requirement to prepare an environmental assessment or an environmental impact statement. Class II(c) does not require documentation. Categorical Exclusion Description Type 08: Maintenance, rehabilitation, and reconstruction of facilities that occupy substantially the same geographic footprint and do not result in a change in functional use, such as: improvements to bridges, tunnels, storage yards, buildings, stations, and terminals; construction of platform extensions, passing track, and retaining walls; and improvements to tracks and railbeds. Date Description Date Class IIc CE Approved Scope Name / Code Line Item Number Line Item Name Quantity FTA Amount Total Eligible Cost Bus Associated Transit Improvements (119-00) 11.94.02 BUS SHELTERS 0 $52,232.00 $52,232.00 Finding: Class II(c) - Categorical Exclusions (C-List) Class Level Description Class II(c) consists of projects called categorical exclusions (CEs) which are known not to have, either individually or cumulatively, a significant environmental impact on the human or natural environment and are therefore categorically excluded from the requirement to prepare an environmental assessment or an environmental impact statement. Class II(c) does not require documentation. Categorical Exclusion Description 16.D.7.a Packet Pg. 1920 Attachment: Grant Application (9154 : FY19 FTA 5307 Application) Type 04: Planning and administrative activities which do not involve or lead directly to construction, such as: training, technical assistance and research; promulgation of rules, regulations, directives, or program guidance; approval of project concepts; engineering; and operating assistance to transit authorities to continue existing service or increase service to meet routine demand. Date Description Date Class IIc CE Approved Scope Name / Code Line Item Number Line Item Name Quantity FTA Amount Total Eligible Cost PLANNING - METROPOLITAN PLANNING (441-80) 44.22.00 GENERAL DEVELOPMENT/COMPREHENSIVE PLANNING 0 $93,559.00 $93,559.00 Finding: Class II(c) - Categorical Exclusions (C-List) Class Level Description Class II(c) consists of projects called categorical exclusions (CEs) which are known not to have, either individually or cumulatively, a significant environmental impact on the human or natural environment and are therefore categorically excluded from the requirement to prepare an environmental assessment or an environmental impact statement. Class II(c) does not require documentation. Categorical Exclusion Description Type 04: Planning and administrative activities which do not involve or lead directly to construction, such as: training, technical assistance and research; promulgation of rules, regulations, directives, or program guidance; approval of project concepts; engineering; and operating assistance to transit authorities to continue existing service or increase service to meet routine demand. Date Description Date Class IIc CE Approved Scope Name / Code Line Item Number Line Item Name Quantity FTA Amount Total Eligible Cost OPERATING ASSISTANCE (300-00) 30.09.03 SPECIAL RULE - OPERATING ASSISTANCE /1 - 75 BUSES 0 $399,450.00 $798,900.00 Finding: Class II(c) - Categorical Exclusions (C-List) Class Level Description 16.D.7.a Packet Pg. 1921 Attachment: Grant Application (9154 : FY19 FTA 5307 Application) Class II(c) consists of projects called categorical exclusions (CEs) which are known not to have, either individually or cumulatively, a significant environmental impact on the human or natural environment and are therefore categorically excluded from the requirement to prepare an environmental assessment or an environmental impact statement. Class II(c) does not require documentation. Categorical Exclusion Description Type 04: Planning and administrative activities which do not involve or lead directly to construction, such as: training, technical assistance and research; promulgation of rules, regulations, directives, or program guidance; approval of project concepts; engineering; and operating assistance to transit authorities to continue existing service or increase service to meet routine demand. Date Description Date Class IIc CE Approved Scope Name / Code Line Item Number Line Item Name Quantity FTA Amount Total Eligible Cost OPERATING ASSISTANCE (300-00) 30.09.03 SPECIAL RULE - OPERATING ASSISTANCE /1 - 75 BUSES 0 $399,450.00 $798,900.00 Part 4: Fleet Details No fleet data exists for this application. Part 5: FTA Review Comments There are no review comments to display at this time. Part 6: Agreement UNITED STATES OF AMERICA DEPARTMENT OF TRANSPORTATION FEDERAL TRANSIT ADMINISTRATION 16.D.7.a Packet Pg. 1922 Attachment: Grant Application (9154 : FY19 FTA 5307 Application) GRANT AGREEMENT (FTA G-25, October 1, 2018) On the date the authorized U.S. Department of Transportation, Federal Transit Administration (FTA) official signs this Grant Agreement, FTA has obligated and awarded federal assistance as provided below. Upon execution of this Grant Agreement by the Recipient named below, the Recipient affirms this FTA Award, enters into this Grant Agreement with FTA, and binds its compliance with the terms of this Grant Agreement. The following documents are incorporated by reference and made part of this Grant Agreement: (1) "Federal Transit Administration Master Agreement," FTA MA(25), October 1, 2018, http://www.transit.dot.gov, (2) The Certifications and Assurances applicable to the FTA Award that the Recipient has selected and provided to FTA, and (3) Any Award notification containing special conditions or requirements, if issued. WHEN THE TERM “FTA AWARD” OR “AWARD” IS USED, EITHER IN THIS GRANT AGREEMENT OR THE APPLICABLE MASTER AGREEMENT, “AWARD” ALSO INCLUDES ALL TERMS AND CONDITIONS SET FORTH IN THIS GRANT AGREEMENT. FTA OR THE FEDERAL GOVERNMENT MAY WITHDRAW ITS OBLIGATION TO PROVIDE FEDERAL ASSISTANCE IF THE RECIPIENT DOES NOT EXECUTE THIS GRANT AGREEMENT WITHIN 90 DAYS FOLLOWING FTA's AWARD DATE SET FORTH HEREIN. FTA AWARD Federal Transit Administration (FTA) hereby awards a Federal Grant as follows: Recipient Information Recipient Name: Collier, County Of Recipient ID: 1032 DUNS No: 076997790 Application Information Federal Award Identification Number: 1032-2019-3 Application Name: FY19 Section 5307 Formula Funds Application Start Date: The start date will be set to the date of the award 16.D.7.a Packet Pg. 1923 Attachment: Grant Application (9154 : FY19 FTA 5307 Application) Application End Date: 3/30/2024 Application Executive Summary: Collier County Board of County Commissioners is the designated recipient for the 5307 formula funds. FTA allocated $3,217,779 of FYT19 5307 funding to the Bonita Springs/Naples UZA. The Collier County portion of the FY19 5307 apportionment is $2,611,614 and the remaining amount of $606,165 is allocated to Lee County. The Collier County funds will be utilized to improve security by adding solar lighting to bus stops; provide ADA paratransit services; transit enhancements including bus shelter rehab; preventative maintenance of rolling stock; planning activities including a comprehensive operations analysis, and operating assistance. Transportation Development Credits in the amount of $453,178 willl be utilized as the soft match for the capital portion of this grant. The overall start and end dates are 10/1/2019- 03/30/2024. This is not a research and development application. Collier County is not applying an indirect cost rate to the activities within this application. Research and Development: This award does not include research and development activities. Indirect Costs: This award does not include an indirect cost rate. Suballocation Funds: Recipient organization is the Designated Recipient and can apply for and receive these apportioned funds. Pre-Award Authority: This award is using Pre-Award Authority. Application Budget Total Application Budget: $3,410,514.00 Amount of Federal Assistance Obligated for This FTA Action (in U.S. Dollars): $2,611,614.00 Amount of Non-Federal Funds Committed to This FTA Action (in U.S. Dollars): $798,900.00 Total FTA Amount Awarded and Obligated (in U.S. Dollars): $2,611,614.00 Total Non-Federal Funds Committed to the Overall Award (in U.S. Dollars): $798,900.00 Application Budget Control Totals (The Budget includes the individual Project Budgets (Scopes and Activity Line Items) or as attached) Funding Source Section of Statute CFDA Number Amount 16.D.7.a Packet Pg. 1924 Attachment: Grant Application (9154 : FY19 FTA 5307 Application) 5307 - Urbanized Area Formula Grants (2013 and forward) 5307-2A 20507 $2,611,614 Local $798,900 Local/In-Kind $0 State $0 State/In-Kind $0 Other Federal $0 Transportation Development Credit $453,178 Adjustment $0 Total Eligible Cost $3,410,514 (The Transportation Development Credits are not added to the amount of the Total Award Budget.) U.S. Department of Labor Certification of Public Transportation Employee Protective Arrangements: Original Certification Date: Special Conditions There are no special conditions. FINDINGS AND DETERMINATIONS By signing this Award on behalf of FTA, I am making all the determinations and findings required by federal law and regulations before this Award may be made. FTA AWARD OF THE GRANT AGREEMENT Awarded By: FEDERAL TRANSIT ADMINISTRATION U.S. DEPARTMENT OF TRANSPORTATION 16.D.7.a Packet Pg. 1925 Attachment: Grant Application (9154 : FY19 FTA 5307 Application) Contact Info: Award Date: EXECUTION OF THE GRANT AGREEMENT Upon full execution of this Grant Agreement by the Recipient, the Effective Date will be the date FTA or the Federal Government awarded Federal assistance for this Grant Agreement. By executing this Grant Agreement, the Recipient intends to enter into a legally binding agreement in which the Recipient: (1) Affirms this FTA Award, (2) Adopts and ratifies all of the following information it has submitted to FTA: (a) Statements, (b) Representations, (c) Warranties, (d) Covenants, and (e) Materials, (3) Consents to comply with the requirements of this FTA Award, and (4) Agrees to all terms and conditions set forth in this Grant Agreement. Executed By: Collier, County Of 16.D.7.a Packet Pg. 1926 Attachment: Grant Application (9154 : FY19 FTA 5307 Application) ALI Description Amount Rounded Amt 1% Enhancement Shelter Rehab $26,116 1% Security Security - solar lights at bus stops $26,116 20% ADA ADA paratransit services $522,323 Planning COA $93,559 Preventive Maintenance Preventive Maintenance $1,054,600 Preventive Maintenance Warranty $90,000 Operating Assistance Bus Operations $400,000 Operating Assistance Fuel $398,900 Total Amount $2,611,614 Total apportionment $3,217,779.00 $3,217,779.00 Lee County distribution $606,165.21 $606,165.00 Collier County Total $2,611,613.79 $2,611,614.00 ALI Description Amount Rehab Renovate Facility Building Improvements $272,752 Rolling Stock Bus Rebuild $100,000 Total Amount Apprtmnt $372,752 $372,752 5307 FY19-20 Program of Project 5339 FY19-20 Program of Project 16.D.7.b Packet Pg. 1927 Attachment: FY19 POP Final (9154 : FY19 FTA 5307 Application) 16.D.7.cPacket Pg. 1928Attachment: FY19 5307 Transportation Development Credits Request (9154 : FY19 FTA 5307 Application)