Agenda 09/15/2009 Item #16D20
Agenda Item No. 16D20
September 15, 2009
Page 1 of 12
EXECUTIVE SUMMARY
Recommendation for the Board of County Commissioners to approve and authorize the
Chairman to sign the U.S. Department of Housing and Urban Development (HUD)
entitlement funding agreements for Community Development Block Grant (CDBG),
HOME Investment Partnerships (HOME), and Emergency Shelter Grant (ESG) funds for
FY 2009-2010 and recognize additional revenue in the amount $108,867
OBJECTIVE: For the Board of County COlmnissioners to approve and authorize the Chairman
to sign the U.S. Department of Housing and Urban Development (HUD) entitlement funding
agreements for Community Development Block Grant (CDBG), HOME Investment Partnerships
(HOME), and Emergency Shelter Grant (ESG) funds for FY 2009-2010.
CONSIDERATIONS: On April 28, 2009, the Board adopted Resolution No. 2009-116 (Item
16D3) approving the submittal of the annual Action Plan to HUD for $3,089,415 in entitlement
funds for FY 2009-2010 based on level funding from the previous fiscal year. In July 2009,
HUD notified HHS Collier County would receive funding in the amount of$3,198,282.
The Housing and Human Services Department operates its State and Federal grant programs on a
July 1 st through June 30th fiscal year. HUD provided the annual entitlement funding agreements
to the County on August 14,2009.
E ftl
t fu d' tI J I 1 2009 thr h J
"'0 2010'
D 11
--
nl emen n mg or UlY , ougl une.) , IS as 0 ows:
Program Component Original Revised Net Change
Bud2et Bud2et
Community Development Block $2,324,2] 4 $2,348,840 $24,626
Grant
Home Investment Partner Ship $664,383 $754,154 $89,771
Programs (HOME)
Emergency Shelter Grants $95,197 $95,288 $91
American Dream Downpayment $5,621 $0 ($5,621 )
Program (ADDI )
Total $3,089,415 $3,198,282 $108,867
FISCAL IMPACT: The original budget amendment was approved by the Board on April 28,
2009 and was based on previous years' funding level. The actual award is $108,867 more than
was anticipated. The acceptance of these grant agreements will allow the Department to
administer, implement, and monitor the projects outlined in the annual Action Plan adopted by
the Board on April 28, 2009. Acceptance of the f,Tfant agreements will have no additional effect
on ad valorem or general fund dollars.
--
GROWTH MANAGEMENT IMPACT: Acceptance and implementation of the grant
agreements will further the goals, objectives and policies of the Growth Management Plan's
Housing Element.
Agenda Item No. 16D20
September 15, 2009
Page 2 of 12
LEGAL CONSIDERATIONS: This item has been reviewed by the County Attorney's Office.
This item requires simple majority vote and is legally sufficient for Board action. - CMG
RECOMMENDA TION: That the Board of County Commissioners approves and authorizes its
Chairman to sign the acceptance of HUD entitlement funding agreements for CDBG, HOME,
and ESG funds for FY 2009-2010 and recognize the additional funding in the amount of
$108,867.
Prepared by: Margo Castorena, Grant Operations Manager, Housing and Human Services
.L Uo'" .L V.L ...
Agenda Item No, 16D20
September 15, 2009
Page 3 of 12
COLLIER COUNTY
BOARD OF COUNTY COMMISSIONERS
Item Number:
16D20
Item Summary:
Recommendation that the Board of County Commissioners approves and authorizes the
Chairman to sign the U.S Department of Housing and Urban Development (HUD)
entitlement funding agreements for Community Development Block Grant (CDBG), HOME
Investment Partnerships (HOME), and Emergency Shelter Grant (ESG) funds for FY 2009-
2010.
9/15/200990000 AM
Meeting Date:
Prepared By
Margo Castorena Director Date
Public Services Domestic Animal Services 8/19/2009 8:36:20 AM
Approved By
Marcy Krumbine Director Date
Public Services Housing & Human Services 8/21/20093:06 PM
Approved By
Colleen Greene Assistant County Attorner Date
County Attorney County Attorney Office 8f21/2009 3:46 PM
Approved By
Kathy Carpenter Executive Secretary Date
Public Services Public Services Admin. 8/21/20093:59 PM
Approved By
Marlene J. Foord Grants Coordinator Date
Administrative Services Administrative Services Admin. 8f25f2009 11 :15 AM
Approved By
Marla Ramsey Public Services Administrator Date
Public Services Public Services Admin. 8f28/2009 12:49 PM
Approved By
Jeff Klatzkow County Attorney Date
County Attorney County Attorney Office 8/28/2009 3:43 PM
Approved By
Sherry Pryor Management & Budget Analyst Date
County Manager's Office Office of Management & Budget 8/28/20094:52 PM
Approved By
Leo E. Ochs, Jr. Deputy County Manager Date
Board of County
1 u5\.,.."::- V.1..::-
Agenda Item No. 16D20
September 15, 2009
Page 4 of 12
Commissioners
County Manager's Office
8/30/200912:21 PM
(~i1
~""'De'lli".\..-O
U.S. Department of Housing and Urban Development
Community Planning and Development Division
Atlanta Region, Miami Field Office
Brickell Plaza Federal Building
909 SE First Avenue, Rm. 500
Miami, FL 33131-3042
Agenda Item No, 16D20
September 15, 2009
Page 5 of 12
August 6,2009
RECEIVE)
AOG l'~ 2009
ty CQrnmissiqneMr
Boare! of COUll., - .~..
Honorable Donna Fiala, Chairman
Collier County Board of Commissioners
3301 E Tamiami Trail
Naples, FL 34112
Dear Chairman Fiala:
SUBJECT: Collier County
2009-2010 Action Plan Approval
We are pleased to approve your one-year Action Plan for Fiscal Year 2009 funding. The
grant assistance that is being approved with the Action Plan is as follows:
Community Development Block Grant (CDBG) Program
Emergency Shelter Grants (ESG) Program
HOME Investment Partnerships (HOME) Program
$ 2,348,840
$ 95,288
$ 754,154
The total allocation for your community is
$ 3,198,282
Your FY 2009 program year began on July 1,2009.
We would like to take this opportunity to commend the County on the successful
completion of the one-year Action Plan. We believe that the goals and objectives developed
through this process provide the foundation for the formulation of new partnerships at all levels
of government and with the private sector including for-profit and non-profit organizations.
These partnerships are invaluable as you and your partners address the problems of affordable
housing, homelessness, and economic opportunities for all citizens, particularly for very low-
income and low-income persons.
Enclosed are three originals of each of the required Grant Agreements and Funding
Approvals. This constitutes the contract between our Department and the County. You should
note any special conditions listed in the Funding Approvals. Please return two executed
orhdnals for each Grant, and retain one for your records.
HUD's missWn is to increase homeownership, support community
development and increase access to affordable housing free from discrimination.
www.hud.eov www.csDanol.hud.eov
Agenda Item No. 16020
September 15, 2009
Page 6 of 12
In addition to the Grant Agreement, we have also enclosed a copy of "Consolidated Plan
Advice and Guidance" applicable to the various Programs.
Again, we congratulate you and your staff on the preparation of the one-year Action Plan.
We look forward to working with you during the coming year to accomplish the goals the
County has set forth and to further refine and improve the Consolidated Plan development
process. In the meantime, if you have any questions or desire assistance concerning this letter or
other items related to the community development programs, please contact Nora Casal, CPD
Representative, at (305) 520-5009.
S incerel y,
1 . Ortiz-Hill
Director,
Community Planning and Development
Enclosures
cc: Ms. Marcy Krumbine, MPA, Director, Human and Housing Services Department
Agenda Item No. 16D20
September 15, 2009
Page 7 of 12
CONSOLITATED PLAN ADVICE AND GUIDANCE
Reporting Requirements for Fiscal Year 2009 Grants
The Consolidated Annual Performance Evaluation Report (CAPER) (Section 91.520) for the
2008 Program Year is due in this office no later 90 days after your program year end date.
Which includes CDBG, ESG and HOME.
Integrated Disbursement Information System (IDIS)
The Community may add or delete individuals authorized to access the Integrated Disbursement
and Information System (IDIS). An IDIS Access Request Form must be prepared, notarized and
returned to this office with the Grant Agreement. The Direct Deposit sign-up Form (SF-1199A)
must be completed: if there is the need to establish or change banking information. Both the
Grantee and the financial institution must complete the form. The completed SFl199A Form
must be returned to this office.
Environmental Review Procedures
Certain activities included in the Consolidated Action Plan are subject to the provisions of 24
CFR Part 58 (Environmental Review Procedures for the CDBO Program). Funds for such
activities may not be obligated or expended unless the release of funds has been approved in
writing by HUD. A request for the release of funds must be accompanied by an environmental
certification. Appropriate forms are enclosed. Technical assistance on these procedures is
available from your CPD Representative or from Al Cazzoli, Environmental Specialist, at (305)
520-5005.
ESG Expenditure Deadlines
There are two critical deadlines set forth in the ESG program regulations. Title 24 of the Code
of Federal Regulations (CFR), Section 576.55(b), requires that all ESG grant amounts be
obligated by 180 days and expended by 24 months after the date of the grant award letter. Any
grant amounts that are not obligated and expended by these dates may be recovered and
reallocated for use in accordance with 24 CFR 576.67. These deadlines represent maximum time
periods. We trust that each grantee will make every effort to obligate and expend all funds
within these periods.
Agenda Item No, 16D20
September 15, 2009
Page 8 of 12
SPECIAL CONTRACT CONDITIONS - FY 2009
Notwithstanding any other provision of this agreement, no funds provided under this agreement
may be obligated or expended for the planning or construction of water or sewer facilities until
receipt of written notification from HUD of the release of funds on completion of the review
procedures required under Executive Order (E.O.) 12372, Intergovernmental Review of Federal
Programs, and HUD's implementing regulations at 24 CFR Part 52. The recipient shall also
complete the review procedures required under E.O. 12372 and 24 CFR Part 52 and receive
written notification from HUD of the release of funds before obligating or expending any funds
provided under this agreement for any new or revised activity for the planning or construction of
water or sewer facilities not previously reviewed under E.O. 12372 and implementing
regulations.
Funding Approval/Agreement
Title I of the Housing and Community
Development Act (Public Law 930383)
HI-00515R of 20515R
rantee as s own In Item 5 0 tandSl'
U.S. Department 01 Housing and Urban Development
Office of Community Planning and Devem~rt-genda Item No. 16. D20
Community Development Block Grant PDW1~HT E~BW&~~~~
um
(mmlddlyyyy)
!laAmount Approved
.c.q iii r
'antee's Complete Address (as shown in item 5 01 Standard Form 424)
~J1 E. TamiamiTrail
Naples, FL 34112
5a.Projec1lGrant No, 1
B-09-UC-12-00 16
5b, rOlec1l rant No, 2
2 348 840
!lb Amount Approved
5c.ProjectlGrant 0, 3 Il!lcAmount Approved
Grant Agreement: This Grant Agreement between the Department of Housing and Urban Development (HUD) and the above named Grantee is made
pursuant to the authority of Title 1 of the Housing and Community Development Act of 1974, as amended, (42 USC 5301 et seq.). The Grantee's submissions
for Title 1 assistance, the H UD regulations at 24 CFR Part 570 (as now in effect and liS may be amended from time to time), and this Funding Approval,
including any special conditions, constitute part of the Agreement. Subject to the provisions of this Grant Agreement, HUD will make the funding assistance
specified here available to the Grantee upon execution of the Agreement by the parties. The funding assistance specified in the Funding Approval may be
used to pay costs incurred after the date specified in item 4 above provided the activities to which such costs are related are carried out in compliance with
llllapplicable requirements. Pre. agreement costs may not be paid with funding assistance specified here unless they are authorized in HUD regulations or approved
by waiver and listed in the special conditions to the Funding Approval. The Grantee agrees to assume all of the responsibilities for environmental review, decision
mnlcing, and actions, as specified and required in regulations issued by the Secretary pursuant to Section 104(g) of Title 1 and published in 24 CFR Part 58. The
Grantee further acknowledges its responsibility for adherence to the Agreement by sub-recipient entities to which it makes funding assistance hereunder available.
U,S, Department of Housing and Urban Developmem (By Name) Grantee Name
Maria R. Ortiz-Hill
Title
7. Ca1egory of Title I Assistance for this Funding Action
(check only one)
[&J a. Entitlement, See 106(b)
o b. State-Administered, See 106(d)(1)
-Il e. HUe.Administered Small Cities, See 106(d)(2)(B)
J d.lndian CeBG Programs, See 106(a)(1)
LJ e, Surplus Urban Renewal Funds, See 112(b)
o f. Spedal Purpose Grants, See 107
o g. Loan Guarantee, Sec 108
12a. Amount of Loan Guarantee Commitmen1 now being Approved
Title
Ch
Signature
Date (mm/ddfyyyy)
8/6/2009
8. Special Conditions
(check one)
00 None
o Attached
9a. Date HUD Received Submission
(mm/ddlyyyy) 5/8/2009
9b. Dale Grantee Notified
(mm/ddlyyyy)
10, check one
00 a. Orig. Funding
Approval
Db. Amentrnenl
Amendment Number
Qc, Date 01 Start 01 Program Year
(mm/ddlyyyy) 07/01/2009
11, Amounl of Community Development
Block Grant
2009 FY (yyyy)
FY (yyyy)
FY (yyyy)
a, Funds Reserved for this Grantee
b, Funds now being Approved
c, Reservation to be Cancelled
11 a minus 11 b
12b, Name and complete Address of Public Agency
N/A
Loan Guarantee Acceptance Provisions for Designated Agencies:
The public agency hereby accepts the Grant Agreement executed by the N/A
Department Housing and Urban Development on the above date with
12e, Name of Authorized Official for Designa1ed Public Agency
respect to the above grant number(s) as Grantee designated to receive
loan guarantee assistance, and agrees to comply with the terms and N/A
conditions of the Agreement, applicable regnlations, and other Trtle
requirements of HUD now or hereafter in effect, pertaining to the
assistance provided it. Signa1ure Date (mm/ddlyyyy)
HUD Accounting use Only
illJ mEm DO OJ to rnm c::fI'Ei=
o crrro
Y Pro'9c1 Number
~ .--" En~~~&r~W~8'(ri, & Bg~ l~!fRBfS (mm/ddlyyyy)
Colleen Greene,
Assistant County Attorney
ITITJ Amounl Effective Da1e (mm/ddfyry) F
II 0
Amount
Amount
Transaction Code Entered By Verified By
24 CFR 570 form HUD-7082 (4193)
. ana urDan lJevelopment (t:xp. U~Ml/i!.UUI)
Investment Partnerships Agreement Office of Community Planning A.genda Item ~-Jo, 16D20
Title II of the National Affordable Housing Act and Development September 15. 2009
Public reporting burden for this collection of information is estimated to average 1 hour per response, including the time for revieWing~rf'stl-tb1Jhi,>fs~irching
existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information, This agency may not conduct or
sponsor, and a person is not required to respond to, a collection of information unless that collection displays a valid OMS control number.
The HOME statute imposes a significant number of data collection and reporting requirements. This includes information on assisted properties, on the
owners or tenants of the properties, and on other programmatic areas. The information will be used: 1) to assist HOME participants in managing the'
programs; 2) to track performance of participants in meeting fund commitment and expenditure deadlines: 3) to permit HUD to determine whether eaCi
participant meets the HOME statutory income targeting and affordability requirements: and 4) to permit HUD to determine compliance with other statutory
and regulatory program requirements. This data collection is authorized under Title II of the Cranston-Gonzalez National Affordable Housing Act or related
authorities. Access to Federal grant funds is contingent on the reporting of certain project-specific data elements, Records of information collected will be
maintained by the recipients of the assistance. Information on activities and expenditures of grant funds is public information and is generally available for
disclosure. Recipients are responsible for ensuring confidentiality when public disclosure is not required.
1. Participant Nam e and Address
Collier County
3301 E Tamiami Trail
Naples, FL 34112
2. Participant Number
M-09-UC-12-0217
3, Tax Identification Number
59-6000558
4. Appropriation Number
868/00205
5. FY (yyyy)
2009
6. Previous Obligation (Enter '0" for initial FY allocation)
a. Formula Funds
b. Community Housing Development Org. (CHDO) Competitive
7. Current Transaction (+ or-)
$
$
a. Formula Funds
$ 754,154
$
$
1. CHDO (For deobligations only)
2. Non- CHDO (For deobligations only)
b. CHDO Competitive Reallocation or Deobligation (see #18 below)
$
8. Revised Obligation
a. Formula Funds
b. CHDO Competitive Reallocation
9. Special Conditions (check applicable box)
[8J Not applicable 0 Attached
$
$
10. Date of Obligation (Congressional Release Date)
(mm/dd/yyyy) 8/6/2009
This Agreement between the Department of Housing and Urban Development (HUD) and the Participating Jurisdiction/Entity is made pursuant to the
authority of the HOME Investment Partnerships Act (42 U,S.C. 12701 et seq.). The Participating Jurisdiction's /Entity's approved Consolidated Plan
submission/Application and the HUD regulations at 24 CFR Part 92 (as is now in effect and as may be amended from time to time) and this HOME
Investment Partnership Agreement, form HUD-40093, including any special conditions, constitute part of this Agreement Subject to the provisions of this
Agreement, HUD will make the funds for the Fiscal Year specified, available to the Participating Jurisdiction/Entity upon execution of this Agreement by the
parties. All funds for the specified Fiscal Year provided by HUD by formula reallocation are covered by this Agreement upon execution of an amendment
by HUD, without the Participating Jurisdiction's execution of the amendment or other consent HUD's payment of funds under this Agreement is subject to
the Participating Jurisdiction's/Entity's compliance with HUD's electronic funds transfer and information reporting procedures issued pursuant to 24 CFR
92,502. To the extent authorized by HUD regulations at 24 CFR Part 92, HUD may, by its execution of an amendment, deobligate funds previously
awarded to the Participating Jurisdiction/Entity without the Participating Jurisdiction's/Entity's execution of the amendment or other consent The
Participating Jurisdiction/Entity agrees that funds invested in affordable housing under 24 CFR Part 92 are repayable when the housing no longer qualifies
as affordable housing. Repayment shall be made as specified in 24 CFR Part 92. The Participating Jurisdiction agrees to assume all of the responsibility
for environmental review, decision making, and actions, as specified and required in regulatio 24 CFR 92.352 and 24 CFR Part 58.
11, For the U,S, Department of HUD (Name and Title of Authorized Official)
Maria R. Ortiz-Hill, Director Community, Planning and Dev.
13, Date
8/6/2009
14. For the Participating Jurisdiction/Entity (Name and Title of Authorized Official)
Collier County,Donna Fiala, Chairman
17, Check one:
15. Signature
16. Date
I
/
[8J Initial Agreement
o Amendment #
18. Funding Information:
Source of Funds Appropriation Code
FY 2009 HOME 868/00205
PAS Code
HMC
Amount
$754,154
CHDO Competitive Reallocation
Source of Funds Appropriation Code
P AS Code
Amount
$
$
ATTEST:
DWIGHT E. BROCK. Clerk
Approved as to form & legal sufficiency
~Q--
Colleen Greene,
Assistant County Attorney
By:
form HUD-40093 (0412004)
Agenda Item No. 16D20
September 15, 2009
Page 11 of 12
Grant No.: S-09-UC-12-0024
Official Contact: Ms. Marcv Krumbine
Telephone No: 239-252-2273
FAX: 239-252-2638
E-mail Address;MarcvKrumbine@colliergov.net
Tax ID No: 59-6000558
Unit of Government No: 129021
FY2~LOCALGOVERNMENTGRANTAGREEMENT
EMERGENCY SHELTER GRANTS PROGRAM
This Grant Agreement is made by and between the United States Department of Housing
and Urban Development (HUD) and Collier County the Grantee. for FY 2009 of
the Emergency Shelter Grants Program in the amount of L95,288_, This grant was
authorized by Subtitle B of Title IV of the McKinney-Vento Homeless Assistance Act, 42
USC 11301 (1988), as amended (the "Act"). In addition, the grant operates through HUD's
regulations at 24 CFR Part 576, as now in effect and as may be amended from time to time,
which are incorporated as part of this Agreement.
In reliance upon the Consolidated Plan and certifications, the Secretary agrees, upon
execution of the Grant Agreement, to provide the Grantee with the agreed grant funds. The
grantee must comply with requirements for record keeping and annual performance
reporting to HUD within 90 days after the close of its consolidated program year, as
required by 24 CFR 91.520. This includes the periodic information collected through
HUD's Integrated Disbursements and Information System (IDIS). The grantee's IDIS
reporting must include information on grant activities, project sponsors, project sites, and
beneficiaries (including racial and ethnic data on participants). This information will be
used for program monitoring and evaluation purposes.
The grantee agrees to comply with all applicable laws and regulations in distributing funds
provided under this Grant Agreement and to accept responsibility for ensuring compliance
by recipient entities which may receive funding assistance.
Agenda Item No. 16D20
September 15, 2009
Page 12 of 12
The grantee agrees to comply with the provisions of the environmental requirements of 24
CFR Part 58 as applicable under 24 CFR 576.57(e) with respect to funds provided under
this Grant Agreement.
The grantee further agrees to provide sufficient detail on matching funds so as to identify
the specific sources and amounts of the funds as required by 42 USC 11375(a)(I).
The following parties execute this Grant Agreement on the dates set forth below as follows:
UNITED STATES OF AMERICA
Secretary of ~ and ~rb~ Development
By; ~H~ 8/6/2009
Signature and Date
Maria R. Ortiz-Hill
Name of Signatory
Director of Community Planning and Development
Title
GRANTEE
By:
Signature and Date
Donnn Firtln
Typed Name of Signatory
Chairman,Collier County Board of Commissioners
Title
Approved as to form & legal sufficiency
~~O
.. Colle n Greene,
Assistant County Attorney
~
ATTEST:
DWIGHT E. BROCK. Clerk
By;