Agenda 03/24/2009 Item #10F
Agenda Item No. 10F
March 24, 2009
Page 1 of 23
~
EXECUTIVE SUMMARY
Recommendation that the Board of County Commissioners approves the implementation
ofthe Neighborhood Stabilization Program grant and Administrative Plan, and approves
and authorizes the Chairman to sign the attached Neighborhood Stabilization Program
Resolution.
OBJECTIVE: That the Board of County Commissioners approves the implementation of the
Neighborhood Stabilization Program grant and Administrative Plan, and approves, and
authorizes the Chairman to sign, the attached Neighborhood Stabilization Program Resolution.
CONSIDERATIONS: On November 18, 2008, under agenda item 1603, the Board of County
Commissioners approved a substantial amendment to the local One Year Action Plan to
participate in the Neighborhood Stabilization Program. As a result, Collier County has been
awarded $7,306,755 in federal grant funds to acquire foreclosed and abandoned residential
structures.
-
The Neighborhood Stabilization Program is authorized by Title III of the Housing and
Economic Recovery Act of 2008 (HERA). Under the tcrms of HERA, Collier County has
eighteen (18) months to obligate the $7,306,755 awarded. The beginning of the eighteen (18)
month period was triggered by the U.S. Department of Housing and Urban Development's
(HUD) execution of the Grant Agreement on March 4, 2009. Failure to obligate the full grant
award within the mandated eighteen (18) months may result in a loss or reduction in funding.
To expedite the rnanagement of the Neighborhood Stabilization Program, staff recommends
approval of the attached Resolution, grant administration documents, plans and procedures
which will authorize County staff to implement the Neighborhood Stabilization Program Action
Plan as approved by the BCC on November 18, 2008. This implementation utilizes the
expertise of County Departments in varying capacities to execute this grant agreement with
efficiency, accuracy and transparency.
Administrative Plan
The attached Administrative Plan provides guidance on the policy and procedures for
management of the Collier County Neighborhood Stabilization Program. In addition to
specifYing the procedures to implement the acquisition, rehabilitation, transfer of property,
demo lition and land banking properties, the Plan authorizes the Director of the Department of
Housing and Human Services to sign rehabilitation contracts and direct assistance mortgages up
to $50,000 per residential unit. The Plan also authorizes the Purchasing Director to execute
purchase orders for construction, property maintenance or other eligible Neighborhood
Stabilization Program activities up to $200,000 with qualified and approved vendors.
Resolution
The attached Resolution authorizes Real Property Management to negotiate Agreements for
Sale and Purchase for the acquisition of residential properties funded with Neighborhood
-- Stabilization Program grant dollars. The Resolution authorizes the Chairman to . sign all
Agreements for Sale and Purchase once reviewed and approved by the County Attorney's
Office.
Agenda Item No. 10F
March 24, 2009
Page 2 of 23
Staffing
The Collier County Department of Housing and Human Services is authorized by HUD to use
ten (10) percent of the total grant amount and ten (10) percent of program income for general
administration. Currently, Housing and Human Services has a number of positions that are
vacant but not "frozen". To effectively administer the Neighborhood Stabilization Program,
Housing and Human Services may fill these positions as needed utilizing grant funds. No
additional general fund dollars will be used and all positions will be tied specifieally to this
grant aeeount string.
FISCAL IMPACT: The Neighborhood Stabilization Program totaling $7,306,755 will allow
the Department of Housing and Human Services to administer, implement and monitor the
strategies detailed in the substantial amcndment to the Collier County Action Plan adopted by
the Board on November 18, 2008. Acceptanee of this grant agreement will have no additional
effects on ad valorem or general fund dollars.
GROWTH MANAGEMENT IMPACT: Acceptance and implementation of this grant
agreement will further the goals, objectives and polieies of the Growth Management Plan's
Housing Element.
LEGAL CONSIDERATIONS: This item has been reviewed and approved by the County
Attorney's Offiee. This item is not quasi judicial, and as sueh ex parte disclosure is not
required. This item requires majority vote only. This item is legally sufficicnt for Board action.
-CMG
STAFF RECOMMENDATION: That the Board of County Commissioners approves the
implementation of the Neighborhood Stabilization Program grant and Administrative Plan, and
approves, and authorizes the Chairman to sign, the attaehed Neighborhood Stabilization
Program Resolution.
PREPARED BY: Marcy Krumbine, Director, Housing and Human Services
Agenda Item No. 10F
March 24, 2009
Page 3 of 23
RESOLUTION NO. 2009-_
A RESOLUTION OF THE BOARD OF COUNTY COMMISSIONERS OF
COLLIER COUNTY, FLORIDA, APPROVING AND AUTHORIZING THE
ACTIVITIES AS OUTLINED IN THE COLLIER COUNTY
NEIGHBORHOOD STABILIZATION PROGRAM SUBSTANTIAL
AMENDMENT IN ACCORDANCE WITH THE PROVISIONS OF THE
HOUSING AND ECONOMIC RECOVERY ACT OF 2008
ADMINISTERED BY THE U.S. DEPARTMENT OF HOUSING AND
URBAN DEVELOPMENT; DELEGATING AUTHORITY TO CHAIRMAN
OF THE BOARD OF COUNTY COMMISSIONERS TO EXECUTE
DOCUMENTS INCIDENT TO THE ACQUISITION OF FORECLOSED
PROPERTIES ON BEHALF OF THE BOARD; AND AUTHORIZING
STAFF TO PROCEED WITH ACTIVITIES REQUIRED TO EXPEDITE
SAID PROPERTY ACQUISITION AND REHABILITATION.
WHEREAS, on March 24, 2009, the Board of County Commissioners
approved and accepted a grant from the U.S. Department of Housing and Urban
Development (HUD), and also approved the Administrative Plan developed by
the Department of Housing and Human Services for administration of the grant
under the terms and conditions of the Neighborhood Stabilization Program as
authorized by Title III of the Housin9 and Economic Recovery Act of 2008; and
WHEREAS, provisions of the Neighborhood Stabilization Program require
that all grant funds be obligated for initial acquisitions of foreclosed residential
properties within eighteen (18) months of the award notice executed March 4,
2009; and
WHEREAS. provisions of the Neighborhood Stabilization Program provide
that funds realized from the subsequent disposition of properties and classified
as program income may be further utilized for eligible activities as described by
Page 1 of 5
Agenda Item NO.1 OF
March 24. 2009
Page 4 of 23
the Neighborhood Stabilization Program and HUD, but thai all transactions must
be completed by February 13.2013; and
WHEREAS. the expeditious acquisition of property is of paramount
importance to the timely administration and successful implementation of the
Neighborhood Stabilization Program for the benefit of Collier County; and
WHEREAS, accomplishing the property acquisition and rehabilitation
within the HUD imposed timeframes. and ensuring that the maximum possibie
number of properties are acquired and rehabilitated within those timeframes,
requires a properly coordinated team effort between the Department of Housing
and Human Services, the Real Property Management Section of the Facilities
Management Department, the Office of the County Attorney, and the Board of
County Commissioners, and certain processes require streamlining and
abbreviation wherever possible.
NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF COUNTY
COMMISSIONERS OF COLLIER COUNTY, FLORIDA, that the acquisition and
rehabilitation of foreclosed residential properties under the provisions of the
Neighborhood Stabilization Program is necessary for a public purpose and is in
the best interest of Collier County, and the Board recognizes the importance of
the successful and timely implementation of the Program.
AND BE IT FURTHER RESOLVED that the Board of County
Commissioners of Collier CDunty, Florida, recognizes the importance of the
property acquisition and rehabilitation function and its relationship to the overall
project schedule; and the Board desires to facilitate and expedite the property
Page 2. of 5
Agenda Item No.1 OF
March 24, 2009
Page 5 of 23
acquisition and rehabilitation process to the extent that it is empowered to do so
by law.
AND BE IT FURTHER RESOLVED that the following measures are
reasonably necessary for the timely, efficient, and expeditious implementation
and completion of the Collier County Neighborhood Stabilization Program:
1. The County Manager or his designees are hereby authorized and directed to
identify, evaiuate, appraise, and perform all due diligence procedures necessary
for the acquisition and rehabilitation of residential properties. all in accordance
with the provisions of the Neighborhood Stabilization Program and HUD
requirements.
2. The Chairman of the Board of County Commissioners is hereby authorized to
execute Agreements for Sale and Purchase for the acquisition of foreclosed
residential properties at purchase prices in accordance with the Collier County
Neighborhood Stabilization Plan Administrative Plan, based upon appraised
values discounted at least five (5) percent, and as approved by the County
Attorney's Office for the life of the project ending February 13. 2013
3. Upon approval of the County Attorney's Office of all documents necessary for
property acquisition, the County Manager or his designees are hereby authorized
and directed to proceed to acquire foreclosed residential properties, to follow all
appropriate closing procedures, and to record all necessary documents in the
Public Records of Collier County, Florida, The County Manager or his designee
is further authorized to prepare related Warrants for payment of purchase prices
and other related acquisition costs; and the Board of County Commissioners
Page 3 of 5
Agenda Item No. 10F
March 24, 2009
Page 7 of 23
.
Approved as to form and
legal sufficiency:
~en M. Greene
Assistant County Attorney
.
.
Page 5 of 5
Page I of I
Agenda Item No.1 OF
March 24, 2009
Page 8 of 23
COLLIER COUNTY
BOARD OF COUNTY COMMISSIONERS
Item Number:
Item Summary:
10F
Meeting Date:
Recommendation that the Board of County Commissioners approves the implementation of
the Neighborhood Stabilization Program grant and Administrative Plan, and approves, and
authorizes the Chairman to sign, the attached Neighborhood Stabilization Program
Resolution. (Marcy Krumbine, Housing and Human Services Director)
3/24/200990000 AM
Prepared By
Marcy Krumbine
Director
Date
Public Services
Housing & Human Services
3/10/20092:27:29 PM
Approved By
Marcy Krumbine
Director
Date
Public Services
Housing & Human Services
3/11/200912:51 PM
Approved By
Steve Carnell
Purchasing/General Svcs Director
Date
Administrative Services
Purchasing
3/12/2009 10:21 AM
Approved By
Marla Ramsey
Public Services Administrator
Date
Public Services
Public Services Admin.
3/12/2009 4:24 PM
Approved By
Colleen Greene
Assistant County Attorner
Date
County Attorney
County Attorney Office
3/17/200910:47 AM
Approved By
OMB Coordinator
OMB Coordinator
Date
County Manager's Office
Office of Management & Budget
3/17/200912:56 PM
Approved By
Jeff Klatzkow
Assistant County Attorney
Date
County Attorney
County Attorney Office
3/17/20092:17 PM
Approved By
Sherry Pryor
Management & Budget Analyst
Dab>
County Manager's Office
Office of Management & Budget
3/17/20092:28 PM
A pproved By
James V. Mudd
County Manager
Date
Board of County
Commissioners
County Manager's Office
3/17/20094:00 PM
Agenda Item No.1 OF
March 24, 2009
o 0 f
Collier County
Housing and Human Services
3301 E Tamiami Trail
Building H - Suite 211
Naples, Florida 34112
(239) 252-4663
This Administrative Plan is a guide for operating the Collier
County Neighborhood Stabilization Program. This guide was
prepared by the Department of Housing and Human Services.
Grant Number
B-08-UN-12-0003
Grant Amount
$7,306,755
Agenda Item NO.1 OF
March 24, 2009
Page 10 of 23
I. INTRODUCTION ..................... ... ... .................... ..... ....... ..... ... .............. ......... ........ ... ......... .... ............. .................. ....3
II. ACQUISITION OBJECTIVES AND POLICIES ............................................................................................................. 3
A. 0 b jective (s) ............................................................................................................................... ........................ 3
B. Acquisition Policies ........................... ........ ..... ........................ ..... ....... ....... ........... ............. ....... ............. ............ 3
C. Identifying Property.......... .... .... ... ..... ................ ..... .......... ........ ...... ....... ....... ......... ........ ..... ....... .............. ..........4
D. Acquisition Regulations ...... ..... ....... ..... ...... ..... ...... ............ ....... ......... ... ............ ....... ... .... ............... ............... .....4
III. REHABILITATION OBJECTIVES AND POLICIES....................................................................................................4
A. Objective( s) ............................................................................................................................... ........................4
B. Re h a bi Iitation Policies........................................................................................................................... .... ........4
C. Re ha bilitatio n Regu lations........................................................................................................................... .... . S
IV. DIRECT ASSISTANCE OBJECTIVES AND POLICIES............................................................................................... S
A. 0 b jective( s) ................................................................................................................................... .................... S
B. Direct Assistance Policies ........... ................. ..... ......... ..... ....................... ........ ..... ......... .............. ...... ....... ..... ...... S
C. Direct Assistance Regulations ........................... ..... ........ ..... ..... ......... ............... .............. ............... .......... .......... 6
V. DEMOLITION OBJECTIVES AND POLICiES..............................................................................................................6
A. Objective(s) .. .................... .... ..... .......... ...... ..... ... ..... ....... ........... ......... ... ...... .... ....... ..... ...... ..... .... ...... ..... ..... ........6
B. Demolition Policies ........ ...................... ........... ................................... ....... ..... ............................. ...... .... ............6
C. Demolition Regulations. ..... ...................... ............. ...................... ..................... .............................. ..... ........ ..... 7
VI. LAND BANK OBJECTIVES AND POLICIES............................................................................................................7
A. Ob jective( s) ................................................................................................................................... .................... 7
B. Land Bank Policies...... ............ ............ ...... ......... ..... ............ ........................ ................... ....... ........................ ..... 7
C. Lank Bank Regulations ............................................................................................................................... ....... 7
VII. TRANSFER PROPERTY OBJECTIVES AND POLICIES ............................................................................................ 8
A. 0 b jective(s) ............................................................................................................................... ........................ 8
B. Transfer Property Policies......... ............ ............ .............. ......... ...... .................. ............. ..... ........................ ....... 8
C. Transfer Property Regulations.... ................. ...... ......... ........... .............. .................... .... .................... ....... ...... ....8
VIII. ACTIVITY PROCEDURES ....... ......... .................... ....... ........ ... ..... ... ... ..... ... .......... ..... ......... ........ ............ ....... .........8
A. General......... .................... ....... ............... ................ .......... .......................... ............ ..... ......... ............ .................8
B. Acquisition of Real Property .............................................................................................................................9
C. Reha bilitation... ..... ..... ............. .................... ............................................ ...... ................................................. .10
D. Direct Assista nce ...... ..... ................................... ....................................................... .................................... ....10
E. Demolition.......................................... ........................... ................... ....... .............. .................. .......................11
F. Land Banking.... ...................... ................ .............................. ....................................................................... ....11
G. Transfer of Property............................................ ........ .......................... .......... .............. .................... ...... ..... ...11
IX. PROG RAM PROCEDU RES.... ............................................................. ....................... ................... ............ ........ .12
A. Ge nera I................. ........................ ................... ................... .................................. ....... .. ..................... .......... ...12
B. Environmental Review......... .................. ................................................... ..................................................... .12
C. Change Orders..................... .................................................. ............ ..... ....... ....... ..... ........................ ....... ......12
~ ~ymeM..........................................................................................................................................................U
E. Final I nspection ......... .................................................. ......... ............. ............ ......................... ......... ............. ...13
F. Monitoring County Owned Properties ...........................................................................................................13
G. Transfer of Property...... ............ ............ ....... ........................... .............. ....... .......... .......... ........ .... ...... ........ .....13
X. PU RCHASI NG POLiCy......... ......... .................................... ......... ........... .............. .............. ......... ..... .... ............... ...13
XI. MARKET! NG PROG RAM ....................... .................................. ......... .............. ......... ......... ..... ............ ..... ......... .14
XII. RE PO RTI NG ....... ..... .... .................................. .............. ............ ..... .......................... ......... ............... ..... ......... ....14
XIII. PROG RAM INCOM E .................. ............................. ........................................ ................................. ........ .... ....is
Page 2 of 15
I.
INTRODUCTION
Agenda Item No. 10F
March 24, 2009
Page 11 of 23
Title III of Division B of the Housing and Economic Recovery Act, 2008 (HERA) (Public Law 110-289, approved July
30,2008) appropriates $3.92 billion for redevelopment of abandoned and foreclosed homes and residential
properties. The grant program under Title III is commonly referred to as the Neighborhood Stabilization Program
(NSP).
The Department of Housing and Urban Development (HUD) required Collier County to submit a Substantial
Amendment to the 2008-2009 HUD One Year Action Plan no later than December 1,2008. The required
Amendment was approved by the Collier County Board of County Commissioners on November 18, 2008 under
agenda item 16D3.
Collier County has been allocated $7,306,755.00 to assist with redevelopment of abandoned and foreclosed
homes and residential properties. Section 2301(c)(2) of HERA requires the County to distribute the funds to the
areas of greatest risk. Factors considered included percentage of home foreclosures, percentage of homes
financed by a subprime mortgage related loans, and those likely, to face a significant rise in the rate of
foreclosures.
Collier County will focus efforts in three (3) geographic areas: East Naples (Zip Code 34112), Golden Gate City (Zip
Code 34116) and Golden Gate Estates (Zip Code 34120). However, Collier County will continue to monitor local
housing data and intends that the NSP Program be flexible to allow for timely reaction to any significant changes
in the local housing market.
This Administrative Plan is a guide for operating the Collier County Neighborhood Stabilization Program. The
major focus of this guide is on the following six (6) eligible activities: Acquisition, Rehabilitation, Direct Assistance,
Demolition, Land Banking and Property Transfer.
II. ACOUlSITION OBIECTIVES AND POLICIES
A. Obiective(s)
Provide permanent residential structures that will be occupied by a household whose income is at or
below 120 percent of area median income.
B. Acquisition Policies
1. The average purchase price for the sum of all properties acquired shall be discounted at
least fifteen (15) percent from the current market appraised value. The minimum
discount is five (5) percent from the current market appraised value.
2. The current market appraisal will be made in conformity with the requirements of the
URA at 49 CFR 24.103 and completed within sixty (60) days prior to an offer to purchase is
made by Collier County or an approved housing partner.
3. All residential properties acquired must have been foreclosed, vacant for at least ninety
(90) days, and on the lender's list of current inventory.
4. All acquisitions shall be made pursuant to a written Agreement for Sale and Purchase and
in conformity with the procedures prescribed herein as section X - Purchasing Policy. In
the event of a conflict, Community Development Block Grant (CDBG) purchasing policies
shall take precedent.
5. All residential properties are eligible for acquisition. Examples include, but are not limited
to, single-family residential dwelling units, multi-family residential dwelling units and
residential condominium units.
6. Acquired property is subject to the minimum affordability period of the federal HOME
Investment Partnership Program.
Page 3 of 15
Agenda Item No.1 OF
March 24, 2009
Page 12 of 23
C. IdentifYina Property
Residential properties shall be targeted in the following three geographic areas: East Naples (Zip Code
34112), Golden Gate City (Zip Code 34116) and Golden Gate Estates (Zip Code 34120). Collier County will
seek to acquire residential properties suitable for resale to qualifying households, as well as residential
properties suitable for rental to qualifying households.
The Department of Housing and Human Services will partner with Real Property Management when
identifying properties to purchase. When identifying properties, Collier County may desire to acquire
residential properties that possess the following characteristics:
. Single-family dwelling units
. Multi-family dwelling units
. Requiring minimal structure rehabilitation
. Incorporated green building practices
Housing and Human Services, in partnership with Real Property Management, will work directly with
banks and other lenders, foreclosure servicers, realtors, or any other party with access to foreclosed
property of interest to Collier County. However, Agreements for Sale and Purchase for the acquisition of
property may oniy be made with the banks or other lenders holding title to the property.
All proposed acquisitions must be approved by the Director of Housing and Human Services, or his/her
designee, prior to entering into a purchase contract.
D. Acquisition Regulations
. Acquisition - 24 CFR S70.201(a)
. Uniform Relocation Act - 49 CFR 24.103
. Property Location - Section 2301(c)(2) of HERA
. Program Income - 24 CFR 570.500(a)
. Environmental Reviews - 24 CFR part 58
. Resale of Property - Section 2301(d)(3) of HERA
. Affordability Period - 24 CFR 92.252(a), (c), (e) and (f), and 92.254
III. REHABILITATION OBJECTIVES AND POLICIES
A. Obiectivels I
Improve permanent residential structures that will be occupied by a household whose income is at or
below 120 percent of area median income.
B. Rehabilitation Policies
1. All rehabilitation work must conform to current Fiorida Building Code requirements, as
well as Environmental Health & Safety requirements.
2. All purchasing for services and goods, including capital equipment, shall be made by
purchase order or by a written contract and in conformity with the procedures prescribed
herein as Section X - Purchasing Policy.
3. Once complete, all rehabilitated properties must meet HUD Section 8 Minimum Housing
Quality Standards and applicable Florida Building Codes.
Page 4 of 15
4.
Agenda Item NO.1 OF
March 24, 2009
Eligible rehabilitation activities shall be listed and documented by a Bid specFti~~fid~ of 23
Report prepared by a Rehabilitation Specialist. The Bid Specification Report will serve as a
cost estimate for the work plan.
Any change(s) to the scope of the rehabilitation activities and/or cost of rehabilitation will
be in accordance with the provisions outlined in the Collier County Purchasing Policy as
relates to change orders.
HERA defines rehabilitation to include, but not limited to, improvements to increase the
energy efficiency or conservation of such homes and properties, to provide renewable
energy source or sources for such homes and properties. Furthermore, Collier County
desires to harden the homes against the threat of hurricane damage.
HUD strongly encourages Collier County to use NSP funds not only to stabilize
neighborhoods in the short-term, but to strategically incorporate modern, green building
and energy-efficiency improvements to provide for long-term affordability and increased
sustainability and attractiveness of housing and neighborhoods.
Rehabilitated property is subject to the minimum affordability period of the federal
HOME Investment Partnership Program.
5.
6.
7.
8.
C. Rehabilitation Regulations
. Rehabilitation - 24 CFR 570.202
. Property Location - Section 2301(c)(2) of HERA
. Program Income - 24 CFR 570.500(a)
. Environmental Reviews - 24 CFR part 58
. Affordability Period - 24 CFR 92.252(a), (c), (e) and (f), and 92.254
. 2005 Environmental Health & Safety
. 2004 Florida Building Code (includes Energy Efficient Code)
. 2004 Florida Building Code/Fuel Gas
. 2004 Florida Building Code/Mechanical
. 2004 Florida Building Code/Plumbing
. 2004 Florida Building Code/Americans with Disabilities
. 2005 National Electric Code
. 2002-01 Building Construction Administrative Code
IV. DIRECT ASSISTANCE OBJECTIVES AND POLICIES
A. Obiective(s)
Provide permanent residential structures that will be occupied by a household whose income is at or
below 120 percent of area median income.
B. DirectAssistance Policies
1. All households assisted must have income at or below 120 percent of area median
income.
2. All households must be qualified by the Department of Housing and Human Services prior
to entering into a purchase agreement.
3. The head of household(s) must be a U.S. citizen(s) or permanent resident alien(s).
4. Applicants will procure a fixed-rate mortgage through the Collier County Loan
Consortium, local banks, FHA or USDA. Restrictions on the features of the fixed-rate
mortgage are contained in the application package.
5. All applicants must receive at least eight (8) hours of homebuyer education from a HUD
certified counselor.
Page 5 of 15
16.
6.
Agenda Item NO.1 OF
March 24, 2009
Page 14 of 23
The average purchase price for the sum of all properties acquired shall be discounted at
least fifteen (15) percent from the current market appraised value. The minimum
discount is five (5) percent from the current market appraised value.
The current market appraisal will be made in conformity with the requirements of the
URA at 49 CFR 24.103 and completed within sixty (60) days prior to an offer to purchase
or closing transaction.
All residential properties acquired must have been foreclosed, vacant for at least ninety
(90) days and on the lender's list of current inventory.
All residential properties are eligible for direct assistance. Examples include, but are not
limited to, single-family residential dwelling units, multi-family residential dwelling units
and residential condominium units.
The interest rate on Direct Assistance Deferred Payment Loans (DPL) will be zero (0)
percent.
The DPL must be repaid when the assisted property is sold, refinanced, is no longer the
homesteaded residence or is operated for an activity deemed ineligible for assistance
under N5P guidelines.
The Direct Assistance DPL shall be secured through use of a Promissory Note and
Mortgage.
The assisted property is subject to the minimum affordability period of the federal HOME
Investment Partnership Program.
All acquired property transaction must be in conformity with the Uniform Relocation Act.
All direct assistance activities will be made in conformity with Community Development
Block Grant (CDBG) down payment assistance policies.
All properties receiving N5P Direct Assistance must be, and remain, the homesteaded
property of the owner.
7.
8.
9.
10.
11.
12.
13.
14.
15.
C. Direct Assistance Regulations
. Direct Assistance - 24 CFR 570.201(n)
. Uniform Relocation Act - 49 CFR 24.103
. Property Location - 5ection 2301(c)(2) of HERA
. Program Income - 24 CFR 570.500(a)
. Environmental Reviews - 24 CFR part 58
. Affordability Period - 24 CFR 92.252(a), (c). (e) and (f), and 92.254
. Residency - HUD Handbook 4350.3
. Income Guidelines - Section 2301(f)(3)(A) of HERA
V. DEMOLITION OEfECTIVES AND POLICIES
A. Obiective(s)
Eliminate blighted and unsafe residential structures through clearance, demolition and removal of
foreclosed buildings and improvements.
B. Demolition Policies
1. Structures on foreclosed properties that are not economically feasible to rehabilitate,
pose a health or safety threat, or are contributing to community blight may be
demolished. Note that only blighted structures are eligible for demolition.
2. Demolished properties may be placed in a land bank, according to HERA guidelines, may
be redeveloped, or may be transferred to a local non-profit provider of affordable
housing.
Page 6 of 15
6.
Agenda Item No. 10F
March 24, 2009
Demolition will be considered if the cost to rehabilitate the acquired propert~r~?;s~~lf: 23
not feasible. Note that only blighted structures are eligible for demolition.
All residential structures acquired must have been foreclosed upon, vacant for at least
ninety (90) days and on the lender's list of current inventory.
All proposed demolition must be approved by the Director of Housing and Human
Services, or his/her designee, prior to commencing work.
Housing and Human Services does not intend demolition to be a major NSP activity.
Rather, the Department reserves the right to demolish structures on acquired property
should it be deemed more fiscally responsible and said structures are blighted.
Demolished property is subject to the minimum affordability period of the federal HOME
Investment Partnership Program.
3.
4.
S.
7.
C. DemolWon Regulations
. Demolition - 24 CFR 570.201(d)
. Property Location - Section 2301(c)(2) of HERA
. Program Income - 24 CFR 570.500(a)
. Environmental Reviews - 24 CFR part 58
. Affordability Period - 24 CFR 92.252(a), (c), (e) and (f), and 92.254
. Land Banking - 24 CFR 570.201(a) and (b)
. Resale of Property - Section 2301(d)(3) of HERA
. Uniform Relocation Act - 49 CFR 24.103
VI. LAND BANK OBIECTIVES AND POLICIES
A. Obiective[sJ
Establish a land bank for acquired foreclosed homes for the purpose of stabilizing neighborhoods and
encouraging re-use or redevelopment of urban property.
B. Land Bank Policies
1. All properties acquired for the local land bank must have been foreclosed upon, vacant
for at least ninety (90) days and on the lender's list of current inventory.
2. The average purchase price for all properties acquired shall be discounted at least fifteen
(15) percent from the current market appraised value.
3. The current market appraisal will be made in conformity with the requirements of the
URA at 49 CFR 24.103 and completed within sixty (60) days prior to an offer to purchase
or closing transaction.
4. An NSP-assisted property may not be held in a land bank for more than ten (10) years
without obligating the property for a specific, eligible redevelopment in accordance with
HERA requirements.
5. Acquired property is subject to the minimum affordability period of the federal HOME
Investment Partnership Program.
6. Property must be granted and maintain a homestead exemption.
C. Lank Bank Regulations
. Land Bank - 24 CFR 570.201(a) and (b)
. Property Location - Section 2301(c)(2) of HERA
. Program Income - 24 CFR 570.500(a)
. Environmental Reviews - 24 CFR part 58
. Affordability Period - 24 CFR 92.252(a), (c), (e) and (f), and 92.254
Page 7 of 15
. Uniform Relocation Act-49 CFR 24.103
Agenda Item No.1 OF
March 24, 2009
Page 16 of 23
VII. TRANSFER PROPERTY OBJECTIVES AND POLICIES
A. Obiective(s)
Provide permanent residential structures that will be occupied by a household whose income is at or
below 120 percent of area median income.
B. Transfer Property Policies
1. Residential properties acquired under the Collier County NSP program must be sold,
rented or benefit households whose income is at or below 120 percent of area median
income.
2. Twenty-five (2S) percent of the Collier County NSP allocation must assist households
whose income is at or below SO percent area median income.
3. When an abandoned or foreclosed-upon home or residential property is purchased,
redeveloped or otherwise soid to an individual as a primary residence, then such sale shall
be in an amount equal to or less than the cost to acquire and redevelop or rehabilitate
such home or property up to a decent, safe, and habitable condition. Sales and closing
costs are eligibie NSP redevelopment or rehabilitation costs. Note that the maximum
sales price for a property is determined by aggregating all costs of acquisition,
rehabilitation, and redeveiopment (including related activity delivery costs, which
generally may include, among other items, costs related to the sale of the property). HUD
will not consider the costs of boarding up, lawn mowing, or simply maintaining the
property in a static condition to be redevelopment or rehabilitation costs.
4. When an acquired home or residential property is rented, the maximum affordable rent
shall not exceed the Fair Market Rents (FMR) as published annually by HUD for the Naples
- Marco Island MSA.
S. Acquired property is subject to the minimum affordability period of the federal HOME
Investment Partnership Program.
C Transfer Prooerty Regulations
. Acquisition - 24 CFR S70.201(a)
. Property Location - Section 2301(c)(2) of HERA
. Program Income - 24 CFR S70.500(a)
. Affordability Period - 24 CFR 92.252(a), (c), (e) and (f), and 92.254
. Uniform Relocation Act - 49 CFR 24,103
. Resale of Property - Section 2301(d)(3) of HERA
. Residency - HUD Handbook 4350.3
. Income Guidelines - Section 2301(f)(3)(A) of HERA
VIII. ACTIVITY PROCEDURES
A. General
i. The Collier County Board of County Commissioners approves the HUD One Year Action
Plan and delegates administration of the NSP grant to the Director of Housing and Human
Services.
ii. The Director of Housing and Human Services has grant administration responsibility.
Page 8 of 15
iii.
Agenda Item No.1 OF
March 24, 2009
Page 17 of 23
Current job descriptions for all actively involved employees will be maintained By the
Department of Human Resources.
Financial duties and responsibilities must be separated so that no one employee has sole
control over cash receipts, disbursements, payroll, reconciliation, etc.
All activities must be in compliance with HERA, NSP and HUD CDBG regulations.
iv.
v.
B. Acquisition of Real ProDerly
i. The Director of Housing and Human Services, or his/her designee, will work with Real
Property Management to identify abandoned and foreclosed properties for sale. Housing
and Human Services may partner with Information Technology to produce GIS mapping of
foreclosed properties. Additionally, Housing and Human Services may partner with Code
Enforcement to develop a list of bank contacts for the acquisition of foreclosed
properties.
ii. As potential properties are identified, Housing and Human Services personnel, with the
assistance of Real Property Management representatives, will conduct and initial
evaluation of each property to determine suitability for acquisition and rehabilitation.
iii. Real Property Management will conduct or procure an appraisal of each property deemed
suitable within sixty (60) days prior to making an offer to purchase. Letter of federal
funding use issued to bank.
iv. Appraisals will note that the property has been vacant for at least ninety (90) days in
orderto conform and comply with the requirements of the Uniform Relocation Act (URA).
v. Following initial evaluation and appraisal, proposed offers to purchase will be prepared by
Housing and Human Services and Real Property Management personnel. All offers to
purchase must be approved by the Director of Housing and Human Services.
vi. Real Property Management will negotiate with foreclosing lenders to obtain acceptance
of approved offers to purchase, and will prepare Agreements for Sale and Purchase.
Letters of federal funding use will be issued to lenders as appropriate.
vii. Agreements for Sale and Purchase will contain appropriate contingencies regarding
marketable title, environmental review and other due diligence items, and must be
approved by the County Attorney's Office for form and legal sufficiency.
viii. Upon approval of Agreements for Sale and Purchase, Real Property Management will
obtain proper execution of the Agreements.
ix. Real Property Management will conduct all due diligence review, including obtaining
evidence of clear title from an approved vendor, and will coordinate with Housing and
Human Services, Risk Management, Code Enforcement, and other departments, agencies
and organizations as appropriate.
x. Housing and Human Services will perform Environmental Review as part of the due
diligence process.
xi. Real Property Management will prepare and/or review all documentation required for the
closing of acquisitions, and will coordinate with the County Attorney's Office to obtain
approval of all documents for form and legal sufficiency. Real Property Management will
obtain proper execution of all documents.
xii. Real Property Management will coordinate with Finance to obtain funds necessary for
closing.
xiii. Real Property Management will perform final examinations of title and conduct the
closing of all acquisitions following all appropriate closing procedures, and will supervise
the recording of acquisition conveyances and all documents necessary for title clearance
in the Public Records of Collier County, Florida.
xiv. Housing and Human Services to "drawdown" funds from HUD only after eligible funds
have been expended.
Page 9 of 15
Agenda Item NO.1 OF
March 24. 2009
Page 18 of 23
xv. Housing and Human Services to update quarterly insurance spreadsheet with newly
acquired property information.
xvi. All County departments assisting Housing and Human Services will use the inter-
department billing system to receive payment for service(s) rendered.
xvii. Acquisition purchase prices shall not exceed One Hundred Fiftv and 00/100 Dollars
($150.000.00) per residential unit. Any single acquisition purchase price in excess ofthe
aforementioned limit must be specificaliy approved by the Collier County Board of County
Commissioners.
xviii. The Chairman of the Board of County Commissioners is authorized to execute
Agreements for Sale and Purchase for the acquisition of residential properties at purchase
prices in accordance with the Collier County NSP Administrative Plan, based upon
appraised values, and as approved by the County Attorney's Office, through February 13,
2013.
C Rehabilitation
i. Rehabilitation Specialist to perform site inspection and prepare Bid Specification Form.
ii. Rehabilitation Specialist to ensure contractor access to property.
iii. Housing and Human Services to work with Purchasing Department to procure bids for
rehabilitation projects.
vi. Director of Housing and Human Services and Purchasing Department to approve winning
bid for projects.
vii. Rehabilitation Specialist to notify Collier County Sherriff's Office of newly acquired
residential properties.
viii. Grant Support Specialist to transfer utilities to Collier County.
ix. Grant Support Specialist to notify property maintenance vendor of newly acquired
residential properties and add properties to Community Watch Program.
x. Rehabilitation costs shall not exceed Fifty Thousand and 00/100 Dollars ($50,000.00) per
residential unit. The Department of Housing and Human Services shall have authority to
enter into contracts for rehabilitation not to exceed fifty-thousand dollars ($50,000.00).
The Purchasing Department shall have authority to enter into contracts for rehabilitation
not to exceed two hundred thousand dollars ($200,000.00). Any rehabilitation
expenditures in excess of the aforementioned limits per unit must be specifically
approved by the Collier County Board of County Commissioners.
xi. Payment for eligible activities will be governed by Section X - Purchasing Policy.
D. Direct Assistance
i. Housing Outreach Coordinator to qualify clients interested in Direct Assistance.
ii. Housing and Human Services to use department approved checklist to ensure NSP
property requirements are satisfied: letter of federal funding provided to seller, appraisal
within sixty (60) days of offer to purchase or closing transaction, property foreclosed
upon and vacant for ninety (90) days.
iii. Housing Manager to approve all requests as eligible.
iv. SHIP Loan Processor to prepare request for direct payment. Check to be issued jointly to
closing agent and client(s).
v. All households assisted not to exceed 120 percent Area Median Income (AMI).
vi. All assisted households to complete at least eight (8) hours of homebuyer education.
vii. Direct Assistance shall not exceed Fifty Thousand and 00/100 Dollars ($50,000.00). The
Department of Housing and Human Services shall have authority to enter into contracts,
agreements and security instruments for direct assistance not to exceed fifty-thousand
dollars ($50,000.00). Any direct assistance amounts in excess of the aforementioned
Page 10 of 15
Agenda Item NO.1 OF
March 24, 2009
Page 19 of 23
limits per unit must be specifically approved by the Collier County Board of County
Commissioners.
viii. Direct Assistance may not exceed fifty (50) percent of the required down payment.
E. Demolition
i. Director of Housing and Human Services to approve all demolition activities.
ii. Demolition will be considered if the cost to rehabilitate the acquired property is fiscally
not feasible. Note that only blighted structures are eligible for demolition.
iii. Estimated cost to rehabilitate will be determined by a Bid ~edfication Form completed
by a Rehabilitation Specialist.
iv. Following demolition, property may be either placed in a Collier County Land Bank for up
to ten (10) years or ownership may be transferred to a local non-profit provider of
affordable housing.
v. Demolition shall not exceed Twentv Five Thousand and 00/100 Dollars ($25,000.00) per
residential structure. The Department of Housing and Human Services shall have
authority to enter into contracts for demolition not to exceed twenty-five thousand
dollars ($25,000.00). Any demolition expenditure in excess of the aforementioned limits
per structure must be specifically approved by the Collier County Board of County
Commissioners.
vi. Payment for eligible activities will be governed by Section X - Purchasing Policy.
F. Land Bankina
i. Director of Housing and Human Services to approve all transfers of property to the Collier
County Land Bank.
ii. Housing and Human Services to partner with Real Property Management to track, report
and monitor land bank properties.
iii. Housing and Human Services to contract with vendor to maintain property (i.e. lawn
maintenance, etc.).
iv. Property may be held in land bank no ionger than ten (10) years from date of acquisition
by Collier County.
G. Transfer of Property
i. Purchasers of NsP assisted residential dwelling units must obtain a first mortgage from a
lender on the Housing and Human Services' approved lender list.
ii. Proceeds from the sale of properties is considered program income as described in
Section XIII- Program Income of this Administrative Plan.
iii. Purchasers of NsP assisted residential dwelling units must have a household income of
120 percent of AMI or less.
iv. If property is transferred to a non-profit provider of affordable housing and subsequently
rented, the maximum affordable rent shall not exceed the Fair Market Rents (FMR) as
published annually by HUD for the Naples-Marco Island MSA. Any revenue in excess of
allowable costs must be returned to Collier County as program income.
v. Purchasers are responsible for all closing costs associated with the transfer of property.
vi. The maximum sales price for a property is determined by aggregating all costs of
acquisition, rehabilitation, and redevelopment (including related activity delivery costs,
which generally may include, among other items, costs related to the sale of the
property).
Page 11 of 15
IX.
PROGRAM PROCEDURES
Agenda Item NO.1 OF
March 24, 2009
Page 20 of 23
A. General
i. Director of Housing and Human Services has responsibility for management and
coordination of all aspects of the Collier County NsP Program.
ii. Financial duties and responsibilities must be separated so that no one employee has sole
control over cash receipts, disbursements, payroll, reconciliation, etc.
iii. HUD has granted permission for grantees to incur pre-award costs effective September
30, 2008.
iv. The NsP Program allows ten (10) percent of the gross grant amount plus ten (10) percent
of program income to be used for general administration and planning costs as defined at
24 CFR 570.205 and 206.
i. Rehabilitation Specialist will perform inspection of all properties considered for
acquisition by Housing and Human Services.
ii. Inspection will be performed using the HUD Housing Quality Standard (HQS) Inspection
Form.
iii. Housing and Human Services may contract with vendor to evaluate mold mitigation needs
on acquired properties.
iv. Rehabilitation Specialist may perform periodic inspections throughout the rehabilitation
period.
v. Inspection and approval of completed work must be completed by Housing and Human
Services prior to issuance of partial or final payment.
vi. Inspection will ensure compliance with lead-based paint procedures.
vii. Housing and Human Services will ensure all code enforcement violations are remedied
prior to transferring ownership.
viii. At a minimum, the Department of Housing and Human Services intends to administer all
NSP related activities during the initial eighteen (18) months under County control and
operation.
B. Environmental Review
i. All properties proposed for acquisition must comply with the environmental review
requirements pursuant to 24 CFR part 58.
C. Chanre Orders
i. All changes to contracts subject to the provisions of the Collier County Purchasing Policy
shall be processed in accordance with that policy and the County's Procurement
Administrative Procedures.
ii. The Purchasing Department may approve administratively a contract extension up to six
(6) months from date of original contract or agreement execution.
iii. Extensions greater than six (6) months time must be approved by the Collier County
Board of County Commissioners.
D. Pavment
i. Housing and Human Services shall present the Clerk's Finance Department with Request
for Payment packages and/or process requests for payment against established Purchase
Orders.
ii. Progress payments, as approved by Housing and Human Services, may be made directly
to a vendor or organization for any NSP eligible activity.
iii. Payment for eligible work tasks and/or activities may be made directly to the provider of
the service(s), as approved by Housing and Human Services.
Page 12 of 15
iv.
Agenda Item NO.1 OF
March 24, 2009
Page 21 of 23
Eligible activities are those outlined in the US Department of Housing and Urban
Development Docket No. FR-S2SS-N-01.
Any performance milestones are in effect for program monitoring requirements only, and
as such, are used by Housing and Human Services, HUD and other grantor agencies as
general target goals rather than strict performance requirements.
v.
E. Finallnsoection
i. Upon completion of all rehabilitation work, Rehabilitation Specialist will issue a Certificate
of Final Inspection.
ii. Contractors will provide all requested and required release of liens, certificate of
occupancy and any other construction related close-out documents.
F. Monitoring County Owned Prooerties
i. Once title is transferred to Collier County, properties will be placed on the Community
Watch Program list.
ii. Housing and Human Services will work with Purchasing to properly procure home
maintenance services for all County owned properties. Services may include, but not be
limited to, lawn care maintenance, routine site inspections, lock changing and post-
construction cleanup.
iii. Collier County Sheriff's office will be notified of all properties currently owned by Collier
County.
iv. Housing and Human Services' Rehabilitation Specialist will make regular site visits to
monitor property conditions and ensure contracted work is on schedule and being
completed as planned.
G. Transfer of Prooerty
i. Housing and Human Services will maintain a list of completed homes available for
sale/rental and a list of homes currently under construction with an estimated availability
date.
ii. Persons wishing to purchase an NSP assisted home will be served on a first-corne-first
served basis once eligibility and readiness to purchase has been secured.
Iii. Purchasers shall be responsible for all closing costs involved in property transfer.
iv. To facilitate the sale of an NSP assisted property, Collier County and purchaser will enter
into a standard Agreement for Sale and Purchase through Real Property Management.
v. Purchasers must provide at least a One Thousand and 00/100 Dollar ($1.000.00) deposit
which will be applied to the closing costs.
vi. All interested purchasers to be pre-qualified by Housing and Human Services.
X. PURCHASING POLICY
Collier County's Department of Housing and Human Services will employ the following Purchasing Policy for
management of the NSP Program:
i. Acquisition of Real Property
a. Real Property Management shall have authority to negotiate the
purchase of real property eligible for the Collier County NSP Program.
b. Real Property Management shall negotiate with foreclosing lenders to
obtain acceptance of approved offers to purchase, and will prepare
Agreements for Sale and Purchase.
c. Agreements for Sale and Purchase will contain appropriate contingencies
regarding marketable title, environmental review, and other due
Page 13 of 15
Agenda Item NO.1 OF
March 24, 2009
Pa,!)e 22 of 23
diligence items, and must be approved by the County Attorney s Office
for form and legal sufficiency.
d. Acquisition purchase prices shall not exceed One Hundred Fifty Thousand
and 00/100 Dollars ($150,000.00) per residential unit. Any single
acquisition purchase price in excess of the aforementioned limit must be
specifically approved by the Collier County Board of County
Commissioners.
e. The Chairman of the Board of County Commissioner is authorized to
execute Agreements for Sale and Purchase for the acquisition of
residential properties at purchase prices in accordable with the Collier
County NSP Administrative Plan, based upon appraised values, and as
approved by the County Attorney's Office, through February 13, 2013.
ii. Other Purchases (excluding Real Property)
a. All purchases, excluding real property, under the NSP Program shall be
procured in accordable with the County's Purchase Policy and the
County's Procurement Administration Procedures.
b. All purchases, excluding real property, of Two Hundred Thousand and
00/100 Dollars ($200,000.00) or less under section X(ii)(a) may be
awarded by the Purchasing/General Services Director.
c. All purchases, excluding real property, exceeding Two Hundred Thousand
and 00/100 Dollars 1$200.000.00) included under section X(ii)(a) shall be
awarded by the Board of County Commissioners.
XI. MARKETING PROGRAM
Collier County's Department of Housing and Human Services will actively market the Neighborhood Stabilization
Program (NSP). The purpose of the marketing program is to raise community awareness of the program's
availability, locate qualified and interested residents in the program, inform local non-profit providers of
affordable housing about potential program opportunities and involve our local contractors and tradesmen.
The Collier County NSP program will seek to increase the availability of affordable housing while also stimulating
local businesses. All vendors interested in participating in the program will be encouraged to register with the
Collier County Purchasing Department thereby allowing the dissemination of requests for services.
The Department of Housing and Human Service may market the program through newspaper advertisements,
Coilier TV, local fairs and scheduled events. Housing and Human Services will work with the Public Service Public
Information Officer, as well as the Communication and Customer Relations Department.
The Director of Housing and Human Services, or designee, will work with the Public Services Public Information
Officer to approve all marketing activities and expenses in advance.
XII. REPORTING
The U.S. Department of Housing and Urban Development (HUD) requires regular reporting on each NSP grant
through the Disaster Recovery Grant Reporting (DRGR) system. For NSP only, HUD is waiving the annual reporting
requirements of the consolidated plan to allow for collection of more regular information on various aspects of
the uses of funds and of the activities funded with NSP dollars.
To collect these data elements and to meet reporting requirements, HUD is requiring Collier County to report on
its NSP funds using the online DRGR system, a streamlined, Internet-based format. The NSP program requires
quarterly reports. Such reports are due not later than thirty (30) days following the end of each calendar quarter
Page 14 of 15
Agenda Item NO.1 OF
March 24, 2009
Page 23 of 23
with the first such report due not later than July 31, 2009, for the quarter ending June 30, 2009. Each quarterly
report must be posted on Collier County's website so that the public may have ready access to the information.
In addition to this quarterly performance reporting, Collier County will report monthly on its NSP obligations and
expenditures beginning thirty (30) days after the end of the lS'h month following receipt of funds, and continuing
until reported total obligations are equal to or great than Collier County's total NSP award.
For more information please refer to the October G, 2008 Federal Register Notice (73 FR 58341, Section 0,
Reporting).
XIII. PROGRAM INCOME
Revenue received by Collier County (as defined at 24 CFR S70.S00(c)) that is directly generated from the use of
CDBG funds (which term includes NSP grant funds) constitutes program income. Additionally, HUD requires any
revenue from the sale, rental, redevelopment, rehabilitation or any other eligible use of NSP funds to be provided
to and used by Collier County. This includes revenue received by a private individual or other entity that is not a
subrecipient.
Program income received before July 30, 2013 may be retained by Collier County and treated as additional CDBG
funds and used in accordance with NSP regulations. Program income received on or after July 30, 2013 must be
returned to the U.S. Treasury. Substantially all program income must be disbursed for eligible NSP activities
before additional cash withdrawals are made from the U.S. Treasury.
HUD permits Collier County's Department of Housing and Human Services to use ten (10) percent of the NSP grant
and ten (10) percent of program income earned for general administration and planning activities as those are
defined at 24 CFR 570.205 and 20G. The ten (10) percent limitation applies to the grant as a whole.
The Collier County Neighborhood Stabilization Program Administrative Plan is adopted this 24'h day of March,
2009.
ATTEST:
DWIGHT E. BROCK, CLERK
BOARD OF COUNTY COMMISSIONERS
COLLIER COUNTY, FLORIDA
BY:
, DEPUTY CLERK
BY:
DONNA FIALA, CHAIRMAN
03/24/2009
APPROVED AS TO FORM
AND LEGAL SUFFICIENCY
BY:
COLLEEN GREENE
ASSISTANCE COUNTY ATTORNEY
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