Agenda 01/27/2009 Item #16D 6
Agenda Item No. 16D6
January 27, 2009
Page 1 of 29
EXECUTIVE SUMMARY
Recommendation that the Board of County Commissioners approve and authorize the
Chairman to sign a $275,000 subrecipient agreement with the Collier County Housing
Authority (CCHA) to provide Tenant Based Rental Assistance (TBRA) for approximately 38
low income families in Collier County. This Agreement amount will be comprised of
$250,000 in HOME Investment Partnership Program (HOME) funds and $25,000 in Marco
Island Affordable Housing Trust fnnds.
OBJECTIVE: For the Board of County Commissioners to approve and authorize the Chairman to sign
an agreement with the Collier County Housing Authority (CCHA) to provide Tenant Based Rental
Assistance (TBRA) for approximately 38 low-income families of Collier County using Department of
Housing and Urhan Development (HUD) Home Investment Partnership Program (HOME) funds and.
Marco Island Affordable Housing Trust funds.
CONSIDERATIONS: The Collier County Housing and Human Services Department proposes to
provide the Collier County Housing Authority (CCRA) with $250,000 in HOME funds and $25,000 in
Marco Island Trust funds. HOME funds will be used to provide security deposits, direct rental, and
utility assistance for approximately 38 low income families. Marco Island Trust funds will pay for the
administrative costs to support the program. CCHA is a Florida State agency created in accordance with
Florida Statute 421.27 to provide housing and services for low income families.
On April 24, 2007, the Board of County Commissioners (BCe) approved submission of the County's
second 5- Year Consolidated Plan FY 2006 through 20 10 to fillD and adopted the current One-Year
Action Plan for FY 2007 - 2008 which outlined the activities to be funded between July 1, 2007 and June
30, 2008. A summary of the funded projects and the number of beneficiaries to be served was published
in the 2007-2008 Action Plan. The project iucluded in this Agreement was funded in FY 2007-2008,
however, the funds were not expended during FY 2007-2008 as the prior year fmlding had not been
expended by CCRA due to the design of the TBRA program. CCRA is now able to begin expending
FY2007 funds. Becanse this request is after the original agreement period, a new agreement must be
approved to extend the period during which funds can be expended.
FISCAL IMP ACT: No general funds are being utilized in this project. Expenditures for this project are
budgeted in HOME Grant Fund (121) for FY07 and Marco Island Trust Fund (116) for FY08.
GROWTH MANAGEMENT: There is no growth management impact from this recommendation.
LEGAL CONSIDERATIONS: This item has been reviewed and approved by the County Attorney's
Office. This item is not quasi judicial, and as such ex parte disclosure is not required. This item requires
majority vote only. This item is legally sufficient for Board action. - CMG
RECOM:MENDATION: That the Board of County Commissioners approves and authorizes the
Chairman to sign a subrecipient agreement providing for a $275,000 grant to the Collier County Housing
Authority (CCRA) using HUD HOME and Marco Island Trust funds to provide Tenant Based Rental
Assistance (TBRA).
Prepared by: Margo Castorena, Grant Operations Manager
Housing and Human Services Department
Page 1 of 1
Agenda Item No. 16D6
January 27, 2009
Page 2 of 29
COLLIER COUNTY
BOARD OF COUNTY COMMISSIONERS
Item Number:
Item Summary:
16D6
Meeting Date:
Recommendation that the Board of County Commissioners approve and authorize the
Chairman to sign a $275,000 subrecipient agreement with the Collier County Housing
Authority (CCHA) to provide Tenant Based Rental Assistance (TBRA) for approximately 38
low income families in Collier County. This Agreement amount will be comprised of $250,000
in HOME Investment Partnership Program (HOME) funds and $25,000 In Marco Island
Affordable Housing Trust funds
1/27/20099'0000 AM
Approved By
Colleen Greene
County Attorney
Assistant County Attorner
County Attorney Office
Date
1/12/20099:47 AM
Appro\'ed By
Marcy Krumbine
Public Services
Director
Date
Housing & Human Services
1/12/200912:15 PM
Approved By
County Attorney
Assistant County Attorney
County Attorney Office
Date
Jeff Klatzkow
1/12/20094:15 PM
Approved By
Marla Ramsey
Public Services
Public Services Administrator
Date
PubliC Services Admin.
1/13/20095:14 PM
Approved By
OMS Coordinator
OMS Coordinator
Date
County Manager's Office
Office of Management & Budget
1/14/200911 :08 AM
Approved By
Sherry Pryor
County Manager's Office
Management & Budget Analyst
Office of Management & Budget
Date
1/14/20093:53 PM
Approved By
James V. Mudd
Board of County
Commissioners
County Manager
Date
County Manager's Office
1/15/20097:39 PM
file://C:\Agenda T est\Export\ 122-January%2027, %202009\ 16. %20CONS ENT%20AG END...
1/21/2009
Agenda Item No. 16D6
January 27, 2009
Page 3 of 29
AGREEMENT BETWEEN COLLIER COUNTY
AND
COLLIER COUNTY HOUSING AUTHORITY, INC.
TENANT BASED RENTAL ASSISTANCE (TBRA)
Catalog of Federal Domestic Assistance # 14.239
HUD Grant # M-07-UC-12-0017
THIS AGREEMENT is made and entered into by and between Collier County, a political subdivision of the
State of Florida, hereinafter refened to as "COUNTY", and the Collier County Housing Authority, Inc. a
special independent district of the State of Florida, created in accordance with Florida Statute Section 42 I .27
et seq., having its principal office at 1800 Farmworker Way, Immokalee, Florida 34142 and with offices at
5251 Golden Gate Parkway, Naples, FL 34116, and its Federal Tax Identification number as 59-1490555,
hereinafter referred to as the "SPONSOR."
WHEREAS, the COUNTY is the recipient of HOME Investment Pminerships (HOME) Program funds from
the United States Depmiment of Housing and Urban Development (HUD) as provided by the Cranston-
Gonzalez National Affordable Housing Act, as amended ("ACT"); and
WHEREAS, the Board of County Commissioners of Collier County approved the Collier County
Consolidated Plan One-Year Action Plan for Fedcral Fiscal Year 2007-2008 for the HOME Program by
Resolution (2007-101) on April 24, 2007; and
WHEREAS, the United States Department of Housing and Urban Development (HUD) has approved the
County's Consolidated Plan One-Year Action Plan for Federal Fiscal Year 2007-2008 for the HOME Program
and the use of the HOME funds for the activities identified in the Plan; and
WHEREAS, the COUNTY and the SPONSOR desire to provide the activities specified in this Agreement, in
accord with the approved One-Year Action Plan; and
WHEREAS, thc COUNTY desires to engage the SPONSOR to implement such undertakings of the HOME
Program as a valid and worthwhile County purposes.
I-lousing Authority
2007 (2) HOME
TBRA Agreement
Page I of27
Agenda Item No. 16D6
January 27,2009
Page 4 of 29
NOW, THEREFORE, in consideration of the mutual covenants and obligations herein contained,
including the Attachments, and subject to the terms and conditions hereinafter stated, the Parties hereto
understand and agree as follows:
I. DEFINITIONS
(1.) "COUNTY" means Collier County, and where applicable, it's authorized representative(s),
(2.) "HOME" is hereby defined as the HOME Investment Pal1nerships Program as described in 24
CFR Part 92, under the authority of 42 U.S.C. 3535 (d) and 12701 - 12839.
(3.) "HHS" means the Housing and Human Services Department of Collicr County.
(4.) "SPONSOR" means THE COLLIER COUNTY HOUSING AUTHORITY.
(5.) "HHS APPROVAL" means the written approval of the Housing and Human Serviccs
Department or designee.
(6.) "HUD" means the Secretary of the U.S. Depal1ment of Housing and Urban Development or a
person authorized to act on its behalf.
(7.) "Low and moderate income persons" means the definition set by HUD.
(8.) "PROJECT" means the work contemplated to bc performed as set forth in Exhibit "A".
(9.) "AGENCY" means the Housing & Human Services Department of Collier County, the HOME
administering Agency of Collier County. For the purpose of this Agreement and all
administration of HOME funds, the AGENCY shall act on behalf of the COUNTY in the
execution and fiscal and programmatic control of this agreement. The tenn "Approval by the
COUNTY" or like term used in this Agreement shall in no way relieve the SPONSOR from
any duties or responsibilities under the tenns of this Agreement, or obligation State or local law
or regulation..
(10.) "FEE" is hereby defined as the amount of money the COUNTY agrees to pay and the
SPONSOR agrees to acccpt as payment in full for all the professional and technical services
rendered pursuant to this Agreement to complete the WORK as further defined in Section III,
Scope of Work, hereof.
(11.) "WORK" - is hereby defined as all the professional and technical services to be rendered or
provided by the SPONSOR as described here.
II. SCOPE OF SERVICES
The SPONSOR shall, in a satisfactory and proper manner, as determined by HHS, perform the tasks'necessary
to conduct the program outlined in Exhibit "A," and shall submit each request for reimbursement using
Exhibit "B" along with the monthly submission of Exhibit "E," all of which are attached hereto and made a
pm1 hereof.
Housing Authority
2007 (2) HOME
TBRA Agreement
Page 2 of 27
Agenda Item No. 16D6
January 27,2009
Page 5 of 29
III. TIME OF PERFORMANCE
The effective date of this Agreement shall be January 27, 2009, and the services of the SPONSOR shall be
undetiaken and completed in light of the purposes of this Agreement. In any event, all services required
hereunder shall be completed by the SPONSOR prior to June 15, 2009. Any funds not obligated by the
cxpiration date of this Agreement shall automatically revert to the COUNTY, as set forth in Pati VlII (F) (5),
and Pati VlII (H) below.
IV. CONSIDERATION AND LIMITATION OF COSTS
The SPONSOR shall be reimbursed by the COUNTY using fedcral funds for allowable costs, determined by
COUNTY, in an mnount not to exceed TWO HUNDRED FIFTY THOUSAND AND 00/100 DOLLARS
(U.S. $250,000) plus a 10% administration and project delivery cost fi'om a non-federal source for the Tenant
Based Rental Assistance (TBRA) Program for the services described in Exhibit "A." A minimum of Two
Hundred Fifty Thousand Dollars and no cents ($250,000) shall be utilized for dircct client assistance. Project
delivery cost of ten (10) percent will be provided from a non-federal funding source not to exceed TWENTY
FIVE THOUSAND DOLLARS AND NO CENTS ($25,000), FOR A TOTAL PROJECT COST OF TWO
HUNDRED SEVENTY FIVE THOUSAND DOLLARS AND NO CENTS ($275,000).
All improvements specified in Exhibit "A" shall be perfonned by SPONSOR employces, or shall be put out to
competitive bidding under a procedure acceptable to the COUNTY and federal requirements. The SPONSOR
shall enter into contract for improvements with the lowest responsive and qualified bidder. Contract
administration shall be handled by the SPONSOR and monitored by the COUNTY, which shall have access to
all records and documents related to the project.
V. NOTICES
All notices requircd to be given under this Agreement shall be sufficient when delivered to Housing and
Human Services at its office, presently located at 3050 NOlih Horseshoe Drive, Suite 110, Naples, Florida
34104, and to the SPONSOR when delivered to its office at the address listed on page one (I) of this
Agreement.
VI. SPECIAL CONDITIONS
The SPONSOR agrees to comply with thc requirements of Title 24 CFR Pmi 92 of the Housing and Urban
Development regulations conceming HOME Investment Pminership Program Grants (HOME) and all federal
regulations and policies issued pursuant to these regulations. The SPONSOR futther agrees to utilize funds
available under this Agreement to supplement rather than supplant funds otherwise available for specified
activities.
VII. GENERAL CONDITIONS
A. IMPLEMENTATION OF PROJECT ACCORDING TO REOUIRED PROCEDURES
The SPOI'\SOR shall implement this Agreement in accordance with applicable Federal, Statc,
and County laws, ordinances and codes and with the procedures outlined in HHS' Policies and
Procedures memoranda. The Federal, State, and County laws, ordinances and codes are
minimal regulations supplemented by more restrictive guidelines set fOlib by HHS.
I-lousing Authority
2007 (2) HOME
TBRA Agreement
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Agenda Item No. 16D6
January 27,2009
Page 6 of 29
Should a project receive additional funding after the commencement of this Agreement, the
SPONSOR shall notify HHS in writing within thirty (30) days of receiving notification fi'om
the funding source and submit a cost allocation plan for approval by the HHS DepaJiment or
dcsignce within forty-five (45) days of said official notification.
1. DEBARMENT:
The SPONSOR certifies that neither it, nor its principals, is presently debarred, suspended,
proposed for debaJment, declared ineligible, or voluntarily excluded from participation in this
transaction by any Federal Department or agency; and, that the SPONSOR shall not knowingly
enter into any lower tier contract, or other covered transaction, with a person who is similarly
debalTed or suspended from participating in this covered transaction.
C. COMPLIANCE WITH LOCAL AND FEDERAL RULES. REGULA TrONS AND LAWS
During the performance period of the Agreement, the SPONSOR agrees to comply with any
applicable laws, regulations and orders listed below which by reference are incorporated and
made a part hereof. The SPONSOR further agrees to abidc by all other applicable laws.
1.
24 CFR Part 92.206, HOME Investment Partnership Program - The regulations
governing the disbursement of HOME funds.
2.
24 CFR Part 58 - The regulations prescribing the Environmental Review procedure.
3.
24 CFR Part 107 - The regulations issued pursuant to Executive Order 11063 which
prohibits discrimination and promotes equal opportunity in housing.
4.
Executive Order Il246, as amended by Executive Orders Il375 and 12086 - which
establishes hiring goals for minorities and women on projects assisted with federal
funds.
5.
Title VII of the 1968 Civil Rights Act as amended by the Equal Employment
Opportunity Act of 1972 - which prohibits discrimination in employment.
6.
24 CFR 135 - Regulations outlining requirements of Section 3 of the Housing and
Urban Development Act of 1968, as amended.
7.
Age Discrimination Act of 1975.
8.
Contract Work - Hours and Safety Standards Act, 40 USC 327-332.
9.
Section 504 of the Rehabilitation Act of 1973, 29 use 776(b) (5).
10.
Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970,
as amended.
Housing Authority
2007 (2) HOME
TBRA Agreement
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20.
21.
22.
23.
Agenda Item No. 16D6
January 27,2009
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11. 29 CFR Parts 3 and 5 - Regulations which prescribe the payment of prevailing wages
and the use of apprentices and trainees on federally assisted projects as mandated by the
Davis-Bacon Act. HUD Fonu 4010 must be included in all construction contracts
funded by CDBG/HOME.
12. Executive Order 11914 - Prohibits discrimination with respect to the handicapped in
federally assisted projects.
13. Executive Order 11625 and U.S. Department of Housing and Urban Development
Circular Letter 79-45 - which prescribes goal percentages for participation of minority
businesses in Home Investment Partnership Program Contracts.
14. Public Law 100-430 - the Fair Housing Amendments Act of 1988.
15. 24 CFR 570, Subpart J - regulations covering standard Grant Administration
Procedurcs. These replace OMB Circular A-102. This subpart includes 24 CFR
570.502.
16.
OMB Circular A-l33 - conceming annual audits.
17.
OMB Circular A-122 - which identifies cost principles.
18.
24 CFR Part 84 - UnifOl1TI Administrative Requirements for Grants and Agreements
With Institutions of Higher Education, Hospitals and Other Non-Profit Organizations.
19.
24 CFR Part 85 - Uniform Administrative Requirements for Grants and Agreements to
State and Local Govemmcnts.
Immigration Reform and Control Act - of 1986 as located at 8 U.S.C. 1324, et seq.
and regulations relating thercto. Failure by the SPONSOR to comply with the laws
referenced herein shall constitute a brcach of this agrecment and the County shall have
the discretion to unilaterally tem1inate this agreement immediately. Ch 112, F.S.
Chapter 112, Florida Statutes - which deals with conflict of interest.
Prohibition Of Gifts To County Employees - No organization or individual shall offer
or give, either directly or indirectly, any favor, gift, loan, fec, service or other item of
value to any County employee, as set forth in Chapter 112, Part 1lI, Florida Statutes,
Collier County Ethics Ordinance No. 2004-05, and County Administrative Procedurc
5311.
Order of Precedence - In the event of any conflict between or among the terms of any
of the Contract Documents, thc tel1TIS of the Agreement shall take precedence over the
terms of all other Contract Documents, except the tenus of any Supplemental
Conditions shall take precedence over the Agreement. To the extent any conflict in the
tenus of the Contract Documents calUlOt be resolved by application of the Supplemental
Conditions, if any, or the Agreement, the conflict shall be resolved by imposing the
Housing Authority
2007 (2) HOME
TBRA Agreement
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Agenda Item No. 16D6
January 27,2009
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more strict or costly obligation under the Contract Documents upon the Contractor at
Owncr's discretion.
24. Venue - Any suit or action brought by either party to this Agreement against the othcr
patiy rclating to or arising out of this Agrcement must be brought in the appropriatc
federal or state courts in Collier County, Florida, which courts have sole and exclusive
jurisdiction on all such matters.
25. Dispute Resolution - Prior to the initiation of any action or proceeding pel111itted by
this Agreement to resolve disputes between the parties, the parties shall make a good
faith effort to resolve any such disputes by negotiation. The negotiation shall be
attended by representatives of SPONSOR with full decision-making authority and by
OWNER'S staff person who would make the presentation of any settlement reached
during negotiations to OWNER for approval. Failing resolution, and prior to the
commenccment of depositions in any litigation between the patiies arising out of this
Agreement, the parties shall attempt to resolve the disputc through Mediation before an
agrced-upon Circuit Court Mediator certified by the State of FIOlida. The mediation
shall be attcnded by representatives of SPONSOR with full decision-making authority
and by OWNER'S staff person who would make the presentation of any settlement
reached at mediation to OWNER'S board for approval. Should either patiy fail to
submit to mediation as required hereunder, the other party may obtain a cOUli order
requiring mediation under section 44.102, Florida Statutes.
D. SUBCONTRACTS
Any work or services subcontracted by the SPONSOR shall be speeifically by written eontract
or agreement, and such subcontracts shall be subject to each provision of this Agreement and
applicable County, State, and Federal guidelines and regulations. Prior to execution by the
SPONSOR of at1Y subcontract hereunder, such subcontracts must be submitted by the
SPONSOR to HHS for its review and approval, which will specifically include a detelmination
of compliance with the tenns of the attached Work Program set forth in Exhibit "A".
111is review also includes ensuring that all consultant contracts and fee schedules meet the
minimum standards as established by the Collier County Purchasing Depatiment and HUD.
Subcontracts for architecture, engineering, survey, and planning shall be negotiated fixed fee
contracts. All additional services shall have prior written approval with support documentation
detailing categories of persons perfonning work plus hourly rates including benefits, number of
drawings required, and all items that justify the "Fixed Fee Contract." Reimbursements for
such services will be made at SPONSOR cost. None of the work or services covered by this
Agreement, including but not limited to consultant work or services, shall be subcontracted by
the SPONSOR or reimbursed by the COUNTY without prior written approval of the HHS or
his designee.
Housing Authority
2007 (2) HOME
TBRA Agreement
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Agenda Item No. 16D6
January 27,2009
Page 9 of 29
E. AMENDMENTS
This Agreement and any exhibit or attachment may be amended only by written agreement
executed by the governing boards of both parties, except that County representative may
approve adjustments between line item amounts, scope clarifications, or an extension of time
and schedule provided in Exhibit A that do not change the project, or exceed the amount
funded by the County, as stated herein. Any modifications to this contract shall be in
compliance with the County Purchasing Policy and Administrative Procedures in effect at the
time such modifications are authOlized.
F. rNDEMN1FICAT10N
To the maximum cxtent permitted by Florida law, the SPONSOR shall indemnify and hold
harmless Collier County, its officers and employees from any and all liabilities, damages, losses
and costs, including, but not limited to, reasonable attorneys' fees and paralegals' fees, to the
extent caused by the negligence, recklessness, or intentionally wrongful conduct of thc
SPONSOR or anyone employed or utilized by the SPONSOR in the performance of this
Agreement. This indemnification obligation shall not be constmed to negate, abridge or reduce
any other rights or remedies which othelwise may be available to an indemnified party or person
described in this paragraph. This section does not pertain to any incident arising from the sole
negligence of Collier County. The forcgoing indemnification shall not constitutc a waiver of
sovereign immunity bcyond the limits set forth in section 768.28, Florida Statutes.
G. GRANTEE RECOGNITION
All facilities purchased or constmcted pursuant to this Agrecment shall be clearly identified as
to funding source. The SPONSOR will include a reference to the financial support herein
provided by HHS in all publications and publicity. In addition, the SPONSOR will make a
good faith effoti to recognizc HHS' suppoti for all activities made possible with funds made
available under this Ab'rccment. The SPONSOR will mount a temporary constmction sign for
projects funded by HHS, This design concept is intended to disseminate key information
regarding the development team as well as Equal Housing OppOliunity to the general public.
This signs construction utilizes a minimum conventional4'X 8' plywood back panel and other
conventional construction materials and methods.
H. TERMINATION
In event of termination for any of the following reasons, all finished or unfinished documents,
data studies, surveys, drawings, maps, models, photographs, reports prepared, and capital
equipment securcd by the SPONSOR with funds under this Agreement shall be returned to
HHS or the COUNTY. In the event of tennination, the SPONSOR shall not be relieved of
liability to the COUNTY for damages sustained by the COUNTY by vitiue of any breach ofthe
Contract by the SPONSOR, and the COUNTY may withhold any payment to the SPONSOR
for set-off purposes until such time as the cxact amount of damages due to the COUNTY from
the SPONSOR is detennined.
Housing Authority
2007 (2) HOME
TBRA Agreement
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Agenda Item No. 16D6
January 27,2009
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1. TERMINATION FOR CAUSE
If through any cause either party shall fail to fulfill in timely and proper manner its obligations
under this Agreement, or if either party shall violate any of the covenants, agreements, or
stipulations of this Agreement, either party shall thereupon have the right to terminate this
Agreement in whole or part by giving written notice of such termination to the other paliy and
specifying therein the effective date of termination (24 CFR 85.43).
2. TERMINATION FOR CONVENIENCE
At any time during the term of this Agreement, either party may, at its option and for any
reason, terminate this Agreement upon ten (10) working days written notice to the other party.
Upon termination, the COUNTY shall pay the SPONSOR for services rendered pursuant to
this Agreement through and including the date of termination (24 CFR 85.44).
3. TERMINATION DUE TO CESSATION
In the event the grant to the COUNTY under Title I of the Housing and Community
Development Act of 1974 (as amended) is suspended or terminated, this Agreement shall be
suspended or terminated effective on the date that HUD specifies.
1. INSURANCE
SPONSOR shall obtain and carry, at all times during its performance under the Contract
Documents, insurance of the types and in the amounts described herein and further set forth in
Exhibit D to this Agreement.
J. SPONSOR LIABILITY OBLIGATION
Compliance with the insurance requirements in Exhibit D shall not relieve the SPONSOR of
his liability and obligation under this subsection or under any subsection of this contract. The
contract is contingent upon receipt of the insurance documents within fifteen (15) calendar days
after the Board of County Commissioners' approval. If the Insurance certificate is received
within the specified pel10d, but not in the manner prescribed in these requirements, the
SPONSOR shall be verbally notified of the deficiency and shall have an additional five (5)
calendar days to submit a cOl1'ected Certificate to the County.
If the SPONSOR fails to submit the required insurance documents in the manner prescribed in
these requirements within twenty (20) calendar days after the Board of County Commissioners'
approval, the SPONSOR shall be in default of the ten11S and conditions of the contract.
I-lousing Authority
2007 (2) HOME
-rBRA. Agreement
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Agenda Item No. 16D6
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VIII. ADMINISTRATIVE REOUIREMENTS
A. FINANCIAL MANAGEMENT
The SPONSOR agrees to comply with OMB Circular A-110 (Uniform Administrative
Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals and
other Non-Profit Organizations) and agrees to adhere to the accounting principles and
procedures required therein, utilize adequate internal controls, and maintain necessary source
documentation for all costs incurrcd.
B. DOCUMENTATION AND RECORD - KEEPING
1. The SPONSOR shall maintain all records required by the HOME Federal Regulations
for a period of five years (5) years after expiration of this Agreement.
2. All reports, plans, surveys, infonnation, documents, maps, and other data procedures
developed, prepared, assembled, or completed by the SPONSOR for the purpose of this
Agreement shall be made available to the COUNTY by the SPONSOR at any time upon
request by the COUNTY or HHS. Upon completion of all work contemplated under this
Agreement copies of all documents and records relating to this Agrccment shall be
sunendered to HHS if requested.
3. The SPONSOR shall submit reports as required to assist the COUNTY in the
prcparation ofHUD Labor Relations, WBE/MBE, Equal Opportunity Employment, and
HUD Section 3 repmis, pursuant to 24 CFR 570.502, 507, and 92 (3)(vi).
4. SPONSOR shall submit monthly beneficiary reports to HHS using Exhibit "E".
5. The SPONSOR shall maintain records showing compliance with the Davis-Bacon Law,
including files containing contractor payrolls, employee interviews, Davis-Bacon wage
rates, and administrative cross-referencing. SPONSOR shall maintain records showing
contractor compliance with the Contract Work Hours and Work Safcty Law. Similarly,
the SPONSOR shall maintain records showing compliance with federal purchasing
requirements and with other fedcral requirements for b'l"ant implementation.
C. PURCHASING
All purchasing for services and goods, including capital equipment, shall be made by purchase
order or by a written contract and in confonnity with the procedures prescribed by the Federal
Management Circulars A-l 10, A-122, 24 CFR Part 84, and 24 CFR Part 85, which are
incorporated herein by reference.
Housing Authority
2007 (2) HOME
TBRA Agreement
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Agenda Item No. 16D6
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D. REPORTS, AUDITS, AND EVALUATIONS
Reimbursement will be contingent on the timely receipt of complete and accurate reports
required by this Agreement, and on the resolution of monitoring or audit findings identified
pursuant to this Agreement.
E. ADDITIONAL HOUSING & HUMAN SERVICES, COUNTY, AND HUD
REOUIREMENTS
HHS shall have the right under this Agrecment to suspend or tcnninate reimbursement until the
SPONSOR complies with any additional conditions that may be imposed by HHS, the
COUNTY, or HUD at any time. Additional requirements are listed on Exhibit C.
F. PRIOR WRITTEN APPROVALS-SUMMARY
( 1.)
(2.)
(3.)
(4.)
(5.)
(6.)
All subcontracts and agreements proposed to be entered into by the SPONSOR pursuant
to this Agreement;
All capital equipment expenditures of $1 ,000 or more;
All out-of-town travel; (travel shall be reimbursed in accordance with Florida Statutes,
Chapter 112.061);
All change orders; and
All requests to utilize uncommitted funds after the expiration of this agreement for
programs described in Exhibit A, and
All rates of pay and pay increases paid out of HOME funds, whether for merit or cost of
living.
G. AUDITS AND INSPECTIONS
1. Non-profit organizations that expend $500,000 or more millually in federal awards shall have a
single or program-specific audit conducted for that year in accordance with OMS A-133. Non-
profit organizations expending federal awards of $500,000 or more under only one federal
program may elect to have a program-specific audit performed in accordance with OMS A-
133.
2. Non-profit organizations that expend less than $500,000 annually in federal awards shall be
exempt from an audit conducted in accordance with OMS A-133, although their records must
be available for review (e.g" inspections, evaluations). These agencies are required by HHS to
submit "Reduced Scope" audits (e.g., financial audit, performance audits). They may choose,
instead of a Reduced Scope Audit, to have a program audit conducted for each federal award in
accordance with federal laws and regulations goveming the program in which they pmiicipate.
3. When the requirements of OMS A-133 apply, or when the SPONSOR elects to comply with
OMS A- I 33, an audit shall be conducted for each fiscal year for which federal awards
attributable to this contract have been received by the SPONSOR. A copy of the audit repOli
must be reccived by HHS no later than six months following the end of the SPONSOR's fiscal
year.
4. If an audit is required by Section G of this contract, but the requirements ofOMB A-I33 do not
apply or are not elected, the SPONSOR may choose to have an audit perfonned either on the
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2007 (2) HOME
TBRA Agreement
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Agenda Item No. 16D6
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basis of the SPONSOR's fiscal year or on the basis of the period during which HHS-federal
assistance has becn received. In either case, each audit shall cover a time period of not more
than twelve months and an audit shall be submitted covering each assisted period until all the
assistance received from this contract has been reported. Each audit shall adhere to all other
audit standards of OMB A-133, as these may be limited to cover only those services undertaken
pursuant to the telms of this contract. A copy of the audit rep011 must be received by HHS no
later than six months following each audit period.
5. The SPONSOR shall maintain all contract records in accordance with generally accepted
accounting principles, procedures, and practices which shall sufficiently and properly reflect all
revenues and expenditures of funds provided directly or indirectly by !be County pursuant to
the terms of this Agreement.
6. The SPONSOR shall maintain all contract records that document all actions undertaken to
accomplish the "Scope of Services" outlined in Attachment A in this contract.
7. The SPONSOR shall include in all HHS approved subcontracts used to engage subcontractors
to can'y out any cligiblc substantivc programmatic scrvices, as such services arc described in
this contract and defined by HHS, each of the record-keeping and audit requirements detailed
in this contract. HHS shall, in its sole discretion, detennine when services are eligible
substantive programmatic services and subject to the audit and record-keeping requirements
describcd above.
H. PROGRAM-GENERATED INCOME
All income eamed by the SPONSOR from activities financed in whole or in part by funds
provided hereunder must be repol1ed to HHS, Such income would include, but not be limited
to, incomc from service fees, sale of commodities, and rental or usage fees. The SPONSOR
shall rcport its plan to utilize such income to HHS, and said plan shall require the prior written
approval of the HHS Depat1ment or designee. Accounting and disbursement of such income
shall comply with OMB Circular A-110 (Unifonn Administrative Requirement for Federal
Grants) and other applicable regulations incorporated herein by reference.
In addition to the foregoing, Program Income, as defined by 24 CFR 92.503 for HOME funds
may be retained by the Agency. Program Income shall be utilized to undel1ake activities
specified in "Exhibit A" of this Agreement, and all provisions of this Agreement shall apply to
stated activities. Any Prq,'l-aJn Income on hand at or received by the SPONSOR or its sub-
contractors after the expiration of this Agreement shall be retumed to the COUNTY no later
than thirty (30) days after such expiration, subject to any SPONSOR requests to utilize
uncommitted funds.
Housing Authority
2007 (2) HOME
TBRA Agreement
Page 11 of27
Agenda Item No. 16D6
January 27, 2009
Page 14 of 29
I. GRANT CLOSEOUT PROCEDURES
SPONSOR's obligation to the COUNTY shall not end until all closeout requirements are
completed, Activities during this closeout period shall include, but not limited to: making final
payments, disposing of program assets (including the return of all unused materials, equipment,
unspent cash advances, program income balances, and receivable accounts to the COUNTY),
and detenllining the custodianship of records.
IX. OTHER PROGRAM REQUIREMENTS
A. OPPORTUNITIES FOR RESIDENTS AND CIVIL R1GHTS COMPLIANCE
The SPONSOR agrees that no person shall on the ground of race, color, disability, national
origin, religion, age, familial status, or sex be excluded from the benefits of, or be subjected to,
discrimination under any activity calTied out by the perforn1ance of this Agreement. Upon
receipt of evidence of such discrimination, the COUNTY shall have the right to terminate this
Agreement.
To the greatest extent feasible, lower-income residents of the project areas shall be given
opportunities for training and employment; and to the greatest feasible extent eligible business
concerns located in or owned in substantial part by persons residing in the project areas shall be
awarded contracts in connection with the project. The SPONSOR shall comply with the Section
3 Clause of the Housing and Community Development Act of 1968,
B. OPPORTUNITIES FOR SMALL AND MINOR1TY/WOMEN-OWNED BUSINESS
ENTERPRISES
In the procurement of supplies, equipment, construction, or services to implement this
Agreement, the SPONSOR shall make a positive effOlt to utilize small business and
minority/women-owned business enterprises of supp1ics and services, and provide these
sources the maximum feasible oppOltunity to compete for contracts to be performed pursuant to
this Agrecment. To the maximum extent feasible these small business and minority/women-
owned business enterpl1ses shall be located in or owned by residents of the HOME areas
designated by Collier County in the Annual Consolidated Plan approved by HUD.
C. PROGRAM BENEFICIARIES
Unless othelwise outlined in Exhibit A; at least fifty-one percent (51 %) of the beneficial1es of a
project funded through this Agreement must be very low, low- income persons, If the project is
located in an entitlement city, as defined by HUD, or serves beneficiaries countywide, more
than thirty percent (30%) of the beneficiaries directly assisted through the use of funds under
this Agreement must reside in unincorporated Collier County or in municipalities participating
in the County's Urban County Qualification Pro!,'Tam. The project funded under this Agreement
shall assist beneficial1es as defined above for the time period designated in Exhibit A of this
Agreement. The SPONSOR shall provide written verification of compliance to HHS upon
HHS'request.
D. EVALUATION AND MONITORING
The SPONSOR agrees that HHS will calTY out periodic monitoring and evaluation activities as
determined necessary by HHS or the COUNTY and that the continuation of this Agreement is
dependent upon satisfactory evaluation conclusions based on the tenus of this Agreement,
Housing Authority
2007 (2) HOME
TBRA Agreement
Page 12 of27
Agenda Item No. 16D6
January 27, 2009
Page 15 of 29
comparisons of planned versus actual progress relating to project scheduling, budgets, audit
reports, and output measures, The SPONSOR agrees to furnish upon request to HHS, th,
COUNTY or the COUNTY's designees and make copies or transcriptions of such records and
information, as is determined necessary by HHS or the COUNTY. The SPONSOR shall, upon
the request of HHS, submit information and status reports required by HHS, the COUNTY or
HUD on forms approved by HHS to enable HHS to evaluate said progress and to allow for
completion of reports required of HHS by HUD. The SPONSOR shall allow HHS or HUD to
monitor the SPONSOR on site. Such site visits may be scheduled or unscheduled as detern1ined
by HHS or HUD.
E. CONFLICT OF INTEREST
The SPONSOR covenants that no person who presently exercises any functions or
responsibilities in connection with the Projcct, has any personal financial interest, direct or
indirect, in the target areas or any parcels therein, which would conflict in any manner or
degree with the perfonnance of this Agreement and that no person having any conflict of
interest shall be employed by or subcontracted by the SPONSOR. Any possible conflict of
interest on the pmt of the SPONSOR or its employees shall be disclosed in writing to HHS
provided, however, that this paragraph shall be interpreted in such a manner so as not to
unreasonably impede the statutory requiremcnt that maximum oppOltunity be provided for
employment of and participation of low and moderate-income residents of the project target
area.
F. PUBLIC ENTITY CRIMES
As provided in Section 287.133, Fla. Stat., by cntcring into this Agrecment or perfonning any
work in furtherance hereof, the SPONSOR certifics that it, its affiliates, suppliers,
subcontractors and consultants who will pcrfonn hereunder, have not been placed on th(
convicted vendor list maintained by the State of Florida Department of Management Services
within the 36 months immediately preceding the date hereof. This notice is required by Section
287.133 (3)(a), Fla. Stat.
G. DRUG-FREE WORKPLACE REQUIREMENTS
The SPONSOR, as a condition of being awarded, must celtify that they will provide drug-free
workplaces in accordance with the Drug-Free Workplace Act of 1988 (42 U.S.C. 701) and with
HUD's rules at 24 CFR Pmt 24, subpart F.
H. CERTIFICATION REGARDING LOBBYING
The undersigned celtifies, to the best of his or her knowledge and belief, that:
1.
No Fcderal appropriated funds have becn paid or will be paid, by or on behalf of the
undersigned, to any person for influencing or attempting to influence an~ officcr or
employee of any agency, a Member of Congress, an officer or employee of Congress, or
an employee of a Member of Congress in connection with the awarding of any Federal
contract, the making of any Federal grant, thc making of any Federal loan, the entering
into of any cooperative agreement, and the extension, continuation, renewal,
amendment, or modification of any Fedcral contract, grant, loan, or cooperative
agreement.
Housing Authority
2007 (2) HOME
TBRA Agreement
Page 13 of27
Agenda Item No. 16D6
January 27, 2009
Page 16 of 29
2. If any funds other than Federal appropriated funds have been paid or will be paid to any
person for influencing or attempting to influence an officer or employee of any agency,
a Member of Congress, an officer or employee of Congress, or an employee of a
Member of Congress in connection with this Federal contract, grant, loan, or
cooperative agreement, the undersigned shall complete and submit Standard FOIID-LLL,
"Disclosure Form to RepOlt Lobbying", in accordance with its instructions.
3. The undersigned shall require that the Janl,'\Iage of this certification be included in the
award documents for all sub awards at all tiers (including subcontracts, sub grants, and
contracts under grants, loans, and cooperative Agreements) and that all SPONSOR'S
shall certify and disclose accordingly.
I. REAL PROPERTY
Any real propelty acquired by the SPONSOR for the purpose of can-ying on the projects stated
herein, and approved by the COUNTY in accordance with the UnifOlID Relocation Assistance
and Real Property Acquisition Policies Act of 1970 and 49 CFR 24.101, shall be subject to the
provisions of the HOME Regulations including, but not limited to, the provisions on use and
disposition of property. Any real propelty within the SPONSOR's control, which is acquired
or improved in whole or part with HOME funds in excess of $25,000, must adhere to the
HOME Regulations at 24 CFR 570.505.
X. ENVIRONMENTAL CONDITIONS
A. AIR AND WATER
The SPONSOR agrees to comply with the following requirements:
1. Clean Air Act, 41 U.S.C. 7401, et seq.
2. Federal Water Pollution Control Act, 33 U.S.c. 1251, et seq., as amended.
B. FLOOD DISASTER PROTECTION
In accordance with the requirements of the Flood Disaster Protection Act of 1973 (42 USC
4002), the SPONSOR shall assure that for activities located in an area identified by FEMA as
having special flood hazards, flood insurance under the National Flood Insurance Program is
obtained and maintained as a condition of financial assistance for acquisition or construction
purposes (including rehabilitation). If appropriate, a letter of map amendment (LOMA) may be
obtained from FEMA, which would satisfy this requirement and/or reduce the cost of said flood
ll1surance.
Housing Authority
2007 (2) HOME
TBRA Agreement
Page 14 of27
Agenda Item No. 16D6
January 27, 2009
Page 17 of 29
C. LEAD-BASED PAINT
The SPONSOR agrees that any construction or rehabilitation of residential structures with
assistance provided under this contract shall be subject to HUD Lead-Based Paint Regulations
at 24 CFR 570.608. Such rcgulations pertain to all HUD-assisted housing and require that all
owncrs, prospective owners, and tenants of properties constructed prior to 1978 be properly
notified that such propelties may include lead-based paint. Such notification shall point out the
hazards of lead-based paint and explain the symptoms, treatment and precautions that should be
taken when dealing with lead-based paint poisoning and the advisability and availability of
blood lead level screening for children under seven. The notice should also point out that if
lead-based paint is found on the property, abatement measures might be undertaken.
D. HISTORIC PRESERVATION
The SPONSOR agrees to comply with the Historic Preservation requirements set fOlth in the
National Historic Preservation Act of 1966, as amended (16 U.S.c. 470) and the procedures set
forth in 36 CFR Patt 800, Advisory Council on Historic Preservation Procedures for Protection
of Historical Propelties.
XI. SEVERABILITY OF PROVISIONS
If any provision of this A!,'Teement is held invalid, the remainder of this A!,'Teement shall not be
affected thereby if such remainder would then continue to confonn to the terms and requirements of
applicable law.
XII. REVERSION OF ASSETS
Cpon expiration of the Agreement, the SPONSOR shall transfer to the COUNTY any HOME funds on
hand at the time of expiration, any accounts receivable attributable to the use of HOME funds, and any
non-expendable personal propelty that was purchased with HOME funds, Any real propelty under
SPONSOR control that was acquired or improved in whole or in part with HOME funds in excess of
Twenty-five Thousand Dollars ($25,000) will be covered by the re!,'1l1ations 24 CFR Pmi
570.503(B)(8).
X[]]. CONDITIONS FOR RELIGIOUS ORGANIZATIONS
HOME funds may not be used for religious activities or provided to primarily religious organizations.
24 CFR 570.200(j) specifies the limitations on HOME funds, and is herein incorporated b:rrefercnce.
In addition, any SPONSOR that can be considered to be a religious organization shall abide by all
portions of24 CPR 92.257.
Housing Authority
2007 (2) HOME
TBRA Agreement
Page 15 of27
Agenda Item No. 16D6
January 27,2009
Page 18 of 29
XIV. COUNTERPARTS OF THE AGREEMENT
This Agreement, consisting of twenty-seven (27) enumerated pages, which include the exhibits
referenced herein, shall be executed in two (2) counterparts, each of which shall be deemed to be an
original, and such counterparts will constitute one and the same instrument.
XV. ENTIRE UNDERSTANDING
This Agreement and its provisions merge any prior agreements, if any, between the parties hereto and
constitutes the entire understanding. The parties hereby acknowledge that there have been and are no
representations, wan'anties, covenants, or undertakings other than those expressly set forth herein.
Housing Authority
2007 (2) HOME
TBRA Agreement
Page 16 of27
Agenda Item No. 16D6
January 27, 2009
Page 19 of 29
IN WITNESS WHEREOF, the SPONSOR and the County, have each, respectively, by an mnhorizcdpcrson
or agent, hereunder set their hands an.d seals on this January,)}, 2009.
ATTEST:
Dwight E. Brock, Clerk of Courts
BOARD OF COUNTY COMMISSIONERS
COLLIER COUNTY, FLORIDA
By:
By:
Chairman
Dated: ___'
(SEAL)
dJlt.\lln 4. fMk\DA;L)
~\,
MAf..~ UA.e:.~I-L
,~:~~~9t7::~~~-'"
_,.~~,/;i.?,^ '~~-/ ,.~)
- Second Witness
/7
,;)~~)-'i4' /[ 1 """1 <:>"'-'-
Type/print witness name
COLT~:R COUNTY H\~ING AUTHORITY, INC.
( 21ac/ \ i
'"'"' I (r ',.,;
By:Gl.t~~wL '. 2:o...3/ukt. "
yubrectplent Slgnatm'e
,.. \ \ C; J, .', . , ,
t'"lnera d"..'.;e \!1i\Il, 'f1:t'c!&huel.J,cce.}-d,C-
Esmeralda Senata, Executive Director
Approved as to fOl'm and
legat snfficiency:
~istant County Ait;J";;~y Signature
Type/Print Name
Hous.ing AutbOlity
2007 (2) HOME
TBRA Agreement
Page 17 of27
Agenda Item No. 16D6
January 27, 2009
Page 20 of 29
EXHIBIT "A"
SCOPE OF SERVICES
HOME
COLLIER COUNTY HOUSING AUTHORITY
(2007 TENANT BASED RENTAL ASSISTANCE-TBRA)
THE SPONSOR AGREES TO:
A. PROJECT DESCRIPTION:
The Collier County Housing Authority (CCHA) proposes to administer the Tenant-Based
Rental Assistance Program (TBRA) for the pWlloses of providing approximately 38
families/households with assistance for the payment of rent, security deposits, and utility
deposits. TBRA will be modeled after the Sponsor's existing Section 8 Housing Choice
Voucher Program. The maximum amount of funds for the security deposit may not exceed two
months rcnt for the unit and can only be applied for by the tenant. A written agreement
regarding the terms and conditions ofthe security deposit must be developed and maintained by
the SPONSOR for review by Housing and Human Services staff. Utility deposit assistance
may be provided in conjunction with a security deposit and/or monthly rental assistance. In
addition, the utility deposit assistance may be used only for utilities permitted under the Section
8 utility allowance. **....*NOTE***** At least 90% of the total clicnts assisted must be at
or below 60% of the area median income for Collier County and the remaining 10% can not
exceed 80% of the area median income for Collier County.
This grant funding will be used to provide up to one (I) year of rental assistance to eligible
participants, Preference mav be given to homeless individuals or families.
The SPONSOR will be responsible for the following:
The SPONSOR will provide HHS a specific working budget with tasks and a realistic timetable
as relates to all HOME and non-HOME funds and shall be submitted to HHS within thirty (60)
days of the agreement approval. The SPONSOR will be responsible for the creation and
maintenance of income eligibility files on clients served and documentation that all households
are eligible under HUD Income Guidelines.
Prior to occupancy, the SPONSOR shall require income qualification and proof of legal
residency for all households. The SPONSOR shall maintain these files for HHS staff review
upon request. The anticipated annual household income of the participant shall be verified and
not exceed the income limits as mandated by the U.S. Department of Housing and Urban
Development (HUD).
Housing Authority
2007 (2) HOME
TBRA Agreement
Page l8 of27
Agenda Item No. 16D6
January 27,2009
Page 21 of 29
Exhibit A, Continued
B. BUDGET: Tenant Based Rental Assistance for approximatelv 38 participants
Line Item: HOME Funds
Rcnt $234,000
Security Deposit 14,000
Utilities 2.000
Total HOME Funds $250,000
Non-HOME Funds: Marco Island Affordable Housing Trust Fund II6-1387II
10% Administration Costs $ 25,000
Total Project Cost:
$275.000
c. STAFFING: Provide list of staff directly responsible for repOlting and request for payment
proceSSlI1g.
D. BONDING REQUIREMENTS; The SPONSOR shall comply with the requirements of OMB
Circular A-lIO (UnifOlm Administrative Requirement for Federal Grants) and 24 CFR Part 84
in regard to any bid guarantees, perfonnanee bonds, and payment bonds.
E. FORMER PROJECTS: Failure to adequately maintain any former HOME funded project may
result in the delay of processing reimbursement requests for ongoing activities or in the
forfeiture of future HQME funds.
F. WORK SCHEDULE: The time frame for completion of the outlined activities shall be:
Eligible Activity Start Dates Target Dates
Rental Assistancc January 1, 2009 June 2009
Security deposit Assistance January 1, 2009 June 2009
Utility Assistance January I, 2009 June 2009
NOTE: Target dates are in effectfor program monitoring requirements only, and as such,
are used by HOUSING AND HUMAN SERVICES as general target goals rather than strict
pe~formance requirements.
G. REPORTS: The SPONSOR shall submit detailed monthly progress repOlts to HHS outlining
the status of specific activities under the project. Each report must account for the total activity
for which the SPONSOR is paid with HOME funds, in part or in whole, and which is required
in fulfillment of their obligations regarding the Project. The progress reports shall be submitted
on the form Exhibit "E". The progress reports shall be used as an additional basis for HHS's
approval of invoices, etc, for rcimbursement.
Housing Authority
2007 (2) HOME
TBRA Agreement
Page 19 of27
Agenda Item No. 1606
January 27,2009
Page 22 of 29
H. OUTCOME PERFORMANCE MEASUREMENTS:
OBJECTIVE OUTCOMES ACTIVITY INDICATORS
Safe decent, Affordablc Housing by Provide homeless persons Funding will provide
affordable, rental providing approximately or persons on verge of approximately thiliy-
housing thiliy-eight (38) homelessness an cight (38) participants
participants with rental, opportunity to safe, decent with rental and utility
security, and utility and affordable rental assistance
assistance housine:
I. DAVIS-BACON ACT: The SPONSOR shall request the County to obtain a Davis-Bacon
wage decision for the project prior to advertising the construction work. The SPONSOR shall
incorporate a copy of the Davis-Bacon wage decision and disclose the requirements of the
Davis-Bacon Act in its construction bid solicitation and sub-contract(s).
J. COMPENSATION: The County shall reimburse the SPONSOR for the perfOlmance of this
Agreement upon completion or patiial completion of the work tasks as accepted and approved
by HHS pursuant to the submittal of monthly progress repolis, but not more frequently than
oncc per month. A progress payment can be made for any eligible activity listcd in the contract
as approved by HHS. If approved by HHS, the SPONSOR may be reimbursed as the project
progresses prior to final completion of assisting the participants. Payment will be made upon
receipt of a proper invoice and in compliat1ce with Section 218.70, Fla. Stat. otherwise known
as the "Local Government Prompt Payment Act."
End of Exhibit A
Housing Authority
2007 (2) HOME
TBRA Agreement
Page 20 of 27
Agenda Item No. 16D6
January 27,2009
Page 23 of 29
EXHIBIT "B"
COLLIER COUNTY HOUSING AND HUMAN SERVICES
REQUEST FOR PAYMENT
SECTION I: REQUEST FOR PAYMENT
SPONSOR Name: Collicr County Housing Authority, Inc.
SPONSOR Address: ] 800 Farmworker Way. Immokalee, FL 34142
Project Name: Tenant Based Rental Assistance (TBRA)
Project No:
HM07-07
Payment Request #
Dollar Amount Requested: $
SECTION II: STATUS OF FUNDS
1. Grant Amount Awarded
$
275,000.00
2. Sum of Past Claims Paid on this Account
$
3. Total Grant Amount Awarded Less Sum
Of Past Claims Paid on this Account
4. Amount of Previous Unpaid Requests
$
$
5. Amount of To day's Request
$
6, Current Grant Balance (Initial Grant Amount Awarded Less
Sum of all requests)
$
1 celtify that this request for reimbursement has been dmwn in accordance with the terms and conditions of the
Agreement between the County and us as the Sub-recipient. I also certify that the amount of the Request for
Reimbursement is not in excess of current needs.
Signature
Date
Title
Authorizing Grant Coordinator __
Supervisor
Dept Director
(approval authority under $14,999)
(approval required S 15,000 and above)
End of Exhibit B
Housing Authority
2007 (2) HOME
TBRA Agreement
Pagc 21 of27
Agenda Item No. 16D6
January 27,2009
Page 24 of 29
EXHIBIT "C"
ADDlTrONAL HOME GRANT REOUlREMENTS
A. The designated HOME-assisted units of this PROJECT will meet the affordability requirements
as found in 24 CFR 92.252 (rental). The SPONSOR shall collect and maintain Project
beneficiary information peltaining to household size, income levels, racial charactelistics, and
the presence of Female Headed Households in order to detelmine low and moderate-income
benefit in a cumulative and individual manner. Income documentation shall be in a fOlm
consistent with HOME requirements as stated in the HUD Technical Guide for Detemlining
Income and Allowances Under the HOME ProL.'Tam. The HOME program requires tenant
income certification to ensure that thev are income-eligible and the proiect is in compliance
with initial occupancv requirements. Tenant Income MUST be re-examined annually. and
submitted to Housing & Human Services.
B. In the selection of occupants for PROJECT units, the SPONSOR shall comply with all non-
discrimination requirements of 24 CFR 92.350, Such procedures are subject to approval by
HHS. The SPONSOR will implement affirmative marketing procedures as required by 24 CFR
92.35 I. Such procedures are subject to approval by HHS.
C. The SPONSOR shall assure compliance with 24 CFR 92.251 as relates to Property Standards
and Housing Quality Standards (HQS), Accessibility Standards under 24 CFR 92.251(a)(3) as
applicable, and Lead Based Paint Requirements as found in 24 CFR 92.355 and 24 CFR Part
35.
TIle SPONSOR must provide documentation approved by HHS regarding match for purposes of the
HOME program. Match is required for this activity.
End of Exhibit C
Housing Authority
2007 (2) HOME
TDRA Agreement
Page 22 of27
Agenda Item No. 16D6
January 27, 2009
Page 25 of 29
EXHIBIT "D"
INSURANCE REQUIREMENTS
The SPONSOR shall furnish to Collier County, c/o Housing and Human Services Department,
3050 Horseshoe Drive North, Suite 110, Naples, Florida 34104, Certificate(s) of Insurance
evidencing insurance coverage that meets the requirements as outlined below:
(a.) Workers' Compensation as required by Chapter 440, Florida Statutes.
(b.) Public Liability Insurance on a comprehensive basis in an amount no less than
$300,000 per occurrence for combined Bodily Injury and Property Damage.
Collier County must be shown as an additional insured with respect to this
coverage.
(c) Automobile Liability Insurance covcring all owned, non-owned and hired vehicles
used in connection with this contract in an amount not less than $300,000 per
occun'ence for combined Bodily Injury and Property Damage.
DESIGN STAGE (IF APPLICABLE)
In addition to the insurance required in (a) - (c) above, a Ceriificate of Insurance must be
provided as follows:
(d.) Professional Liability Insurance in the name of the SPONSOR or the licensed
design professional employed by the SPONSOR in an amount not less than
$300,000 per occurrence providing for all sums which the SPONSOR and/or the
desib'11 professional shall bccome legally obligated to pay as damages fro claims
mising out of the services performed by the SPONSOR or any person employed by
the SPONSOR in connection with this contract. This insurance shall be maintained
for a period of two (2) years after the certificate of Occupancy is issued.
CONSTRUCTION PHASE (IF APPLICABLE)
In addition to the insurance required in (a) - (d) above, the SPONSOR shall provide or cause its
Subcontractors to provide original policies indicating the following types of insurance coverage
prior to any construction:
(e.)
Completed Value Builder's Risk Insurance on an "All Risk" basis in an amount
not less than one hundred (100%) percent of the insurable value of the building(s)
or sttucture(s). The policy shall be in the name of Collier County and the
SPONSOR.
Housing Authority
2007 (2) HOME
TBRA Agreement
Page 23 of 27
Agenda Item No. 16D6
January 27,2009
Page 26 of 29
Exhibit D, Continued
(f.) Flood Insurance shall be provided for those properties found to be within a flood
hazard zone, in an amount not less than the full replace values of the completed
structure(s) or the maximum amount of coverage available through the National
Flood Insurance Program (NFIP), whichever is greater. The policy will show
Collier County as a Loss Payee A.T.LM.A. This policy will be provided as such
time that he buildings' walls and roof exist.
OPERA nON/MANAGEMENT PHASE (fF APPLICABLE)
After the ConstlUction Phase is completed and occupancy begins, the following insurance must
be kept in force throughout the duration of the loan and/or Contract:
(g.) Public Liability coverage in an amount not less than $1,000,000 per occurrence
for combined Bodily Injury and Property damage. Collier County must be shown
as an additional insured with respect to this coverage.
(h.) Property Insurance coverage on an "All Risk" basis in an amount not less than one
hundred (100%) of the replacement cost of the property. Collier County must be
shown as a Loss payee with respect to this coverage A.T.I.M.A.
(i.) Flood Insurance coverage for those properties found to be within a flood hazard
zone for the full replacement values of the structure(s) or the maximum amount of
coverage available through the National Flood Insurance Program (NFIP). The
policy must show Collier County as a Loss Payee A.T.LM.A.
End of Exhibit D
Housing Authority
2007 (2) HOME
TBRA Agreement
Page 24 of27
Agenda Item No. 16D6
January 27,2009
Page 27 of 29
EXHIBIT "E"
HOME MONTHLY PROGRESS REPORT
Complete form for past month and submit to H ou",illg & Human Services staff by the 1(1" of the following
month.
Status Rcport for Month of
Submittal Date:
Project Name
Tenant Based Rental Assistance (TBRA)
Proj ect Number
HM07-07
Activity Numher
267
SPONSOR:
Collicr County Housing Authoritv. Inc.
Contact Person
Angela Edison
Telephone: 732-0732
Fax:
657-7232
E-mail:
EdisonccharW,aol.com
1. Activity Status/Milestones (dcscribe any action taken, relating to this project, during the past
month):
2. What events/actions are scheduled for the next two months?
3. Describe any affirmative marketing you have implemented regarding this project. Please list
and attach any recent media coverage of your organization relating to this project.
4. List any additional data relevant to the outcome measures listed on the application for this
project.
5. Identify any potential issues that may cause delay.
Housing Authority
2007 (2) HOME
IBRA Agreement
Page 25 of 27
Agenda Item No, 16D6
January 27,2009
Page 28 of 29
Exhibit E, Continued
6. New leases executed this month (if applicable):
Name, Address, and Unit Number of Applicant Ren t/Security Utility
Deposit Deposit
7. For projects that serve a particular clientele, please complete thc following infonnation by
entering the appropriate number in the blank spaces and in the chait below. Complete the below
chart for NEW clients served this month. DO NOT DUPLICATE clients served in previous
months. You may provide data by eithcr households or persons served, However, if one person
received TWO services this counts as TWO SERVICE UNITS:
TOTAL BENEFICIARIES
This project benefits
"households" or "persons").
households or persons. Please circle one category (either
Enter the number of beneficiaries in the blank space and in box "1. "
INCOME
Of the households or persons assisted, are extremely low-income income (0-30%) of the
cun'ent Median Family Income (MFI). Enter this number in box" 2. "
Of the households or persons assisted, are very low-income (31-50%) of the current
Median Family Income (MFI), Enter this number in box "3. "
Ofthese households or persons assisted, are low-income (5\-80%) of the CUlTent Median
Family Income (MFI). Enter this number in box "4. "
NOTE: The total (Jfboxes 2,3 and 4 should equal the number in box 1.
FEMALE HEAD OF HOUSEHOLD
This project assisted
number in box "5" below.
Female Head of Households REGARDLESS of income. Enter this
BOX 1 BOX2 BOX 3 BOX4 BOX 5
Total Number of Extremely Vel)' Low (ncome Female Head of
HousellOlds or Persons Low Income Low Income 151-80%) Household
Assisted
(0-30%) (31-50%)
,
I ,
!
Housing Authority
2007 (2) HOME
TBRA Agreement
Page 26 of27
Agenda Item No. 16D6
January 27,2009
Page 29 of 29
Exhibit E, Continued
SPONSOR must indicate total beneficiaries for Race AND Ethnicitv
Definitions of Race:
1. While: A person having origins in any of the original peoples of Europe, the Middle East, or North Africa.
2, Black or African-American: A person having origins in any of the black racial groups of Africa.
3. Asian: A person having origins in any of the original peoples of the Far East, Southeast Asia, or the Indian
subcontinent including, for cxample, Cambodia, China, India, .lapan, Korea, Malaysia, Pakistan, the
Philippine Islands, Thailand, and Vietnam.
4. American Indian or Alaska Native: A person having origms in any of the original peoples of North and
South I'\merica (including Central America), and who maintains tribal affiliation or community attachment.
5. Native Hawaiian or Other Pacific Islander: A person having origins in any of the original people of Hawaii,
Guam, Samoa, or other Pacific Islands.
Definitions of Ethnicity:
1. Hispanic or Latino: A person of Cuban, Mexican, Puerto Rican, South or Central American, or other
Spanish culturc or origin, regardless of race,
Tabulation Table of Race and Ethnicitv Beneficiaries
-....--
Race # Total Ii
Hisnanic
White
Black or African American
Asian
American Indian or Alaskan Native
Native Hawaiian or Other Pacific Islander
American Indian/Alaska Native and White
Asian and White
Black/African Amelican and White
American Indian/Alaskan Native and Black/African American
Other Multi-Racial
TOTAL:
End of Exhibit E
Housing Authority
2007 (2) HOME
TBRA Agreement
Page 27 of 27