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Backup Documents 12/14/2010 Item #16K 6ORIGINAL DOCUMENTS CHECKLIST &ROUTING SLIP 16K6 TO ACCOMPANY ALL ORIGINAL DOCUMENTS SENT TO THE BOARD OF COUNTY COMMISSIONERS OFFICE FOR SIGNATURE Print on pink paper. Attach to original document. Original documents should be hand delivered to the Board Office. The completed routing slip and original documents are to be forwarded to the Board Office only after the Board has taken action on the item.) ROUTING SLIP Complete routing lines #1 through #4 as appropriate for additional signatures, dates, and/or information needed. If the document is already complete with the exception of the Chairman's signature. draw a line through routing lines 01 thrnnnh t!a norm W, thr A— L-liat and f r.. —d r., Q. r;i. -.. Route to Addressee(s) List in routing order Office Initials Date 1. Initial Applicable) 2. _.._. Agenda Item Number 16K6 3. _._- ._..__.... Chairman, with the exception of most letters, must be reviewed and signed by the Office of the 4 Scott R. Teach, Deputy County Attorney County Attorney Office Number of Original 12/14/10 5 Ian Mitchell, BCC Supervisor Board of County Commissioners Attached all S1 to 6. Minutes and Records Clerk of Court's Office PRIMARY CONTACT INFORMATION (The primary contact is the holder of the original document pending BCC approval. Normally the primary contact is the person who created/prepared the executive summary. Primary contact information is needed in the event one of the addressees above, including Sue Filson, need to contact staff for additional or missing information. All original documents needing the BCC Chairman's signature are to be delivered to the BCC office only after the BCC has acted to approve the item. Name of Primary Staff Scott R. Teach Phone Number (239) 252 -8400 Contact Initial Applicable) Agenda Date Item was December 14, 2010 Agenda Item Number 16K6 Approved by the BCC Chairman, with the exception of most letters, must be reviewed and signed by the Office of the Type of Document Resolution nO� O -L3 Number of Original 1 Attached 0&) Attached INSTRUCTIONS & CNRCIC1 JQ.T I: Forms/ County Forms/ BCC Forms/ Original Documents Routing Slip WWS Original 9.03.04, Revised 1.26.05, Revised 2.24.05 «matter number» / «document number» Initial the Yes column or mark "N /A" in the Not Applicable column, whichever is appropriate. Yes N/A (Not Initial Applicable) 1. Original document has been signed /initialed for legal sufficiency. (All documents to be signed by the SRT Chairman, with the exception of most letters, must be reviewed and signed by the Office of the County Attorney. This includes signature pages from ordinances, resolutions, etc. signed by the County Attorney's Office and signature pages from contracts, agreements, etc. that have been fully executed by all parties except the BCC Chairman and Clerk to the Board and possibly State Officials. 2. All handwritten strike - through and revisions have been initialed by the County Attorney's Office and N/A all other part ies except the BCC Chairman and the Clerk to the Board 3. The Chairman's signature line date has been entered as the date of BCC approval of the document or SRT the final ne otiated contract date whichever is applicable. 4. "Sign here" tabs are placed on the appropriate pages indicating where the Chairman's signature and SRT initials are required. 5. In most cases (some contracts are an exception), the original document and this routing slip should be N/A provided to Ian Mitchell in the BCC office within 24 hours of BCC approval. Some documents are time sensitive and require forwarding to Tallahassee within a certain time frame or the BCC's actions are nullified. Be aware of your deadlines! 6. The document was approved by the BCC on 12/14/10 and all changes made during the meeting SRT have been incorporated in the attached document. The County Attorney's Office has reviewed the changes, if applicable. I: Forms/ County Forms/ BCC Forms/ Original Documents Routing Slip WWS Original 9.03.04, Revised 1.26.05, Revised 2.24.05 «matter number» / «document number» 16H6 MEMORANDUM Date: December 16, 2010 To: Scott Teach, Deputy County Attorney County Attorney's Office From: Teresa Polaski, Deputy Clerk Minutes & Records Department Re: Resolution 2010 -234: Issuance and Sale of Health Facility Revenue Bonds Attached for your records is a copy as referenced above, (Item #16K6) approved by the Board of County Commissioners December 14, 2010. If you have any questions, please contact the Minutes and Record's Department at 252 -8411. Thank you. Attachment 16K6 MEMORANDUM Date: December 16, 2010 To: Don Pickworth, Attorney From: Teresa Polaski, Deputy Clerk Minutes & Records Department Re: Bond Resolutions: 2010 -234, 2010 -235 and 2010 -236 Enclosed please find one (1) Certified Resolution of each as referenced above, Agenda Item #16K6, #16K7 and #16K8, adopted by the Board of County Commissioners on Tuesday, December 14, 2010. If you should have any questions, please contact me at 252 -8411. Thank you. Enclosure RESOLUTION NO. 2010-2 3 4 16K6 A RESOLUTION OF THE BOARD OF COUNTY COMMISSIONERS OF COLLIER COUNTY, FLORIDA APPROVING THE ISSUANCE AND SALE OF HEALTH FACILITY REVENUE BONDS BY THE COLLIER COUNTY HEALTH FACILITIES AUTHORITY, AS REQUIRED BY SECTION 147(f) OF THE INTERNAL REVENUE CODE, AS AMENDED; PROVIDING FOR OTHER RELATED MATTERS, AND PROVIDING AN EFFECTIVE DATE. WHEREAS, the Collier County Health Facilities Authority (the Authority) is a body corporate and politic of Collier County, Florida created by Collier County Ordinance No. 79 -95 duly adopted by the Board of County Commissioners (the "Board ") on November 20, 1979 pursuant to Part III of Chapter 154, Florida Statutes, as amended, (the Act) with the power to issue revenue bonds for the purposes of financing a project as defined in the Act; and WHEREAS, The Moorings, Incorporated, a Florida not for profit corporation, with certain facilities located within the boundaries of Collier County, Florida (the Borrower) has requested the Authority to issue its revenue bonds as described below for the benefit of the Borrower and to loan all or a portion of the proceeds thereof to the Borrower for the purposes set forth herein; and WHEREAS, the Authority caused notice of a public hearing to consider approval of the Bonds and the location and nature of the project to be published on or before November 15, 2010, in the Naples Daily News a newspaper of general circulation in the County, and a copy of said notice is attached as Exhibit A to the Authority Resolution as described below (the Notice); and WHEREAS, on December 1, 2010 a public hearing was held by the Authority with regard to the issuance of the Authority's Health Facility Revenue Bonds (The Moorings, Incorporated Project) Series 2010 in an aggregate principal amount not to exceed $30,000,000, at the conclusion of which hearing the Authority adopted the Resolution attached as Exhibit A (the Authority Resolution); and WHEREAS, the proceeds of the Bonds will be used by the Authority to make a loan to Borrower to finance the cost of acquisition, construction and equipping of healthcare facilities located at 120 Moorings Park Drive, Naples, Florida, within Collier County, Florida and to pay the costs of issuance of the Bonds (all of the property financed with proceeds of the Bonds being owned and operated by the Borrower); and WHEREAS, the Bonds will not be an obligation of the County, and will be payable solely from funds of the Borrower; and WHEREAS, pursuant to the requirements of the Internal Revenue Code of 1986, as amended (the "Code "), as a prerequisite to the issuance of the Bonds, it is necessary that the Board of County Commissioners of Collier County, Florida approve the issuance thereof after said public hearing; and WHEREAS, the Board of County Commissioners desires to evidence approval of the issuance of the Bonds solely to satisfy the requirements of the Code. NOW, THEREFORE, be it resolved by the Board of County Commissioners of Collier County, Florida that: Section 1. Approval of Issuance of the Bonds. This Board hereby approves the issuance of the Bonds by the Authority for the purposes described in the Notice pursuant to Section 147(f) of the Code. 16K6 The Bonds shall be issued in such series, in such aggregate principal amount (not to exceed $30 million), bear interest at such rate or rates, mature in such amount or amounts and be subject to redemption as are approved by the Authority without the further approval of this Board. The Bonds shall not constitute a debt, liability or obligation of Collier County, the Board, any officer, agent or employee of Collier County, the State of Florida or any political subdivision thereof, but shall be payable solely from the revenues provided therefore, and neither the faith and credit nor any taxing power of Collier County or the State of Florida or any political subdivision thereof is pledged to the payment of the principal of, premium, if any, and interest on the Bonds. No member of the Board or any officer or employee thereof shall be liable personally on the Bonds by reason of their issuance. This approval shall in no way be deemed to abrogate any regulations of Collier County for any portions or aspects of the Project within the regulatory jurisdiction of Collier County, nor shall it abrogate any regulations of the City of Naples for any portions of the Project located within the regulatory jurisdiction of the City of Naples. The Project shall be subject to all such regulations, including, but not limited to, the Collier County Growth Management Plan and all concurrency requirements contained therein and the Collier County Land Development Code or City of Naples Growth Management Plan or Land Development Code as applicable, or as applicable, the corresponding requirements of the City of Naples Comprehensive Plan and land development regulations. Section 2: Severability. If any section, paragraph, clause or provision of this Resolution shall be held to be invalid or ineffective for any reason, the remainder of this Resolution shall continue in full force and effect, it being expressly hereby found and declared that the remainder of this Resolution would have been adopted despite the invalidity or ineffectiveness of such section, paragraph, clause or provision. Section 3. Effective Date. This Resolution shall take effect immediately upon its adoption, and any provisions of any previous resolutions in conflict with the provisions hereof are hereby superseded. PASSED and Adopted this 14th day of December, 2010. ATT�I, j ti. t E `Bi4* Clerk 4 c_ COLLIER COUNTY, FLORIDA BY ITS BOARD OF COUNTY COMMISSIONERS LAj ':. V Fred W. Coyle, Chairman Ap o d as 7�1 leg al sufficiency: 44 (RD-1 Je ey A. Klatzkow, County Att orney 2 Item # Agenda (� � Rate Rec,a 0 RESOLUTION NO. 2010-03 16K6 AN INDUCEMENT RESOLUTION OF THE COLLIER COUNTY HEALTH FACILITIES AUTHORITY REGARDING THE OFFICIAL ACTION OF THE AUTHORITY WITH RESPECT TO THE PROPOSED ISSUANCE BY THE AUTHORITY OF ITS HEALTH FACILITY REVENUE BOND (THE MOORINGS, INCORPORATED PROJECT) SERIES 2010 IN A PRINCIPAL AMOUNT NOT TO EXCEED $30,000,000 FOR THE PRINCIPAL PURPOSE OF MAKING A LOAN TO THE MOORINGS, INCORPORATED (THE "BORROWER ") TO PAY CERTAIN COSTS INCURRED IN CONNECTION WITH THE CONTINUING CARE FACILITY OWNED AND OPERATED BY THE BORROWER AND LOCATED AT 120 MOORINGS PARK DRIVE, NAPLES, FLORIDA; AUTHORIZING THE EXECUTION AND DELIVERY OF A PRELIMINARY AGREEMENT BETWEEN THE AUTHORITY AND THE BORROWER; AND PROVIDING FOR RELATED MATTERS. WHEREAS, The Moorings, Incorporated, a Florida corporation not - for - profit (the "Borrower ") has applied to the Collier County Health Facilities Authority (the "Authority ") to issue a series of its private activity revenue bonds in the principal amount of not to exceed $30,000,000 (the "Bond ") for the principal purpose of financing a loan by the Authority to the Borrower the proceeds of which will be used by the Borrower to pay capital expenditures incurred in connection with the continuing care facility owned and operated by the Borrower and located at 120 Moorings Park Drive, Naples, Florida and the refunding of certain outstanding bonds (the "Project ") and paying costs associated with the issuance of the Bond; and WHEREAS, the "Project," as described in the application consists of the following: "The project consists of 29 independent living units to be housed in three buildings on the south end of the existing Moorings Park Campus. The project will also include a new dining venue beneath one of the independent living buildings as well as an adjacent two story parking garage with a third floor multipurpose facility on a third floor above the parking garage. This multipurpose facility may house physician's services, spa and beauty shop services, classrooms /lecture halls and fitness and rehab services. The total project will consist of approximately 85,000 square feet of living space and 7,000 square feet of space for the new dining venue. The parking area will consist of approximately 60,000 square feet with an additional 30,000 square feet of space for the multipurpose facility." and; WHEREAS, the Borrower has requested that the Authority loan the proceeds of the Bond to the Borrower pursuant to Chapter 154, Part I11, Florida Statutes, or such other provision or provisions of Florida law as the Authority may determine advisable (the "Act ") in order to accomplish the foregoing purposes; and WHEREAS, the issuance of the Bond and the loaning of the proceeds thereof to the Borrower to finar— 0— meta of the. Prniect under loan agreements or other financing EXHIBIT A TO BCC RESOLUTION 16K agreements, and pursuant to the terms thereof which will provide that payments thereunder be at least sufficient to pay the principal of and interest and redemption premium, if any, on such Bond and such other costs in connection therewith as may be incurred by the Authority, will assist the Borrower and promote the public purposes provided in the Act; and WHEREAS, in order to satisfy certain of the requirements of Section 147(f) of the Internal Revenue Code of 1986, as amended (the "Code "), the Authority did on the date hereof hold a public hearing on the proposed issuance of the Bond for the purposes herein stated, which date is more than 14 days following the first publication of notice of such public hearing in a newspaper of general circulation in Collier County and which public hearing was conducted in a manner that provided a reasonable opportunity for persons with differing views to be heard, both orally and in writing, on the issuance of the Bond and the location and nature of the Project, as more particularly described in the notice of public hearing attached hereto as Exhibit A; and WHEREAS, it is intended that this Resolution shall constitute official action toward the issuance of the Bond within the meaning of the applicable United States Treasury Regulations in addition to any other action that may have heretofore been taken by the Borrower; NOW, THEREFORE, BE IT RESOLVED BY THE COLLIER COUNTY HEALTH FACILITIES AUTHORITY, THAT: SECTION 1. AUTHORITY FOR THIS RESOLUTION. This Resolution is adopted pursuant to the provisions of the Act and other applicable provisions of law. SECTION 2. PRELIMINARY STATEMENT, This Resolution is entered into to permit the Borrower to proceed with the financing of the costs of the Project and to provide an expression of intention by the Authority, prior to the issuance of the Bond, to issue and sell the Bond and make the proceeds thereof available for such purposes, all in accordance with and subject to the provisions of the Act, the Constitution and other laws of the State of Florida and the laws of the United States of America, including the Code, and this Resolution, but subject in all respects to the terms of the Preliminary Agreement for the Issuance of Revenue Bonds of even date herewith between the Authority and the Borrower (the "Preliminary Agreement "). The Chairman is hereby authorized to execute the Preliminary Agreement on behalf of the Authority. SECTION 3. APPROVAL OF THE FINANCING. The financing of the costs of the Project by the Authority through the issuance of the Bond, pursuant to the Act, will promote the health and welfare of the citizens of Collier County, will promote the general economic structure of Collier County, and will thereby serve the public purposes of the Act and is hereby preliminarily approved, subject, however, in all respects to the Borrower meeting the conditions set forth in the Preliminary Agreement to the sole satisfaction of the Authority. SECTION 4. AUTHORIZATION OF THE BOND. There is hereby authorized to be issued and the Authority hereby determines to issue the Bond, if so requested by the Borrower and subject in all respects to the conditions set forth in the Preliminary Agreement, in an aggregate principal amount not to exceed $30,000,000rincipal purpose of financing the costs of the Project. The rate of interest payable on the Bond shall not exceed the maximum rate permitted by law. SECTION 5. GENERAL AUTHORIZATION. The Chairman and the Vice - Chairman are hereby further authorized to proceed, upon execution of the Preliminary Agreement, with the 2 16&e6 e undertakings provided for therein on the part of the Authority a nd are further authorized to such steps and actions as may be required or necessary in order to cause the Authority to issue the Bond subject in all respects to the terms and conditions set forth in the Preliminary Agreement authorized hereby. SECTION 6. OFFICIAL ACTION. This resolution is an official action of the Authority toward the issuance of the Bond, as contemplated in the Preliminary Agreement, in accordance with the purposes of the laws of the State of Florida and the applicable United States Treasury Regulations. SECTION 7. LIMITED OBLIGATIONS. The Bond and the interest thereon shall not constitute an indebtedness or pledge of the general credit or taxing power of Collier County, the State of Florida or any political subdivision or agency thereof but shall be payable solely from the revenues pledged therefor pursuant to a loan agreement or other financing agreement entered into between the Authority and the Borrower prior to or contemporaneously with the issuance of the Bonds. The Authority has no taxing power. SECTION 8. LIMITED APPROVAL. The approval given herein shall not be construed as an approval or endorsement of approval of any necessary rezoning applications nor for any other regulatory permits relating to the Project and the Authority shall not be construed by reason of its adoption of this resolution to have waived any right of Collier County (or the City of Naples, as applicable) or to have estopped Collier County or the City of Naples from asserting any rights or responsibilities they may have in that regard. SECTION 9. EFFECTIVE DATE. This Resolution shall take effect immediately. ADOPTED this 1 st day of December, 2010. .(Sea]) Attest: COLLIER COUNTY HEALTH FACILITIES AUTHORITY B By: Secr y Chairman 16K6 Naples Daily News Naples,- FL 34110 Affidavit of Publication Naples Daily News --------- ------- ---------- ------------------------------ ---+--------------- PICKWORTH, DONALD P.A. 5150 TAMIAMI TRL N #502 NAPLES FL 34103 NOTKE W S►ECIAL MEETING AND pUNLIC HEARING REFERENCE: 010784 DONALD A. PICKWORTH , Notiw h hareM wen that the Conk, County Health Facilities Authority the 59634503 NOTICE OF SPECIAL M �olAUnr«It� : m tDa,hSped � oo , o� the CWI «�`Courq �eaith Dope �r MM'', Roem 202, Ilu{Id {rp N, CoN,cr County GovRnment ComOS& 3301 East Tamlarnl Trail, NaNle% Florida, Sat I2 for the foltowlrp purpnee wM State of Florida Counties of Collier and Lee erso loo Before the undersigned authority, p eg appeared Kim Pokarney, who on oath says t 4I serves as the Accounting Manager, of the at Daily News, a daily newspaper published a in Collier County, Florida: distributed i and Lee counties of Florida; blished inesaid g copy of advertising L newspaper on dates listed. Affiant further says that the said Napl a News is a newspaper published at Naples, Collier County, Florida, and that the sae newspaper has heretofore been continuous) day and has been entered as second class s- matter at the post office in Napless of Collier County, Florida, for a period next preceding the first publication Oft attached copy of advertisement; and affia further says that he has neither oradinor, promised any person, firm or corp discount, rebate, commission or refund fax purpose of securing this advertisement fox publication in the said newspaper. PUBLISHED ON: 11/15 AD SPACE: 98 LINE FILED ON: 11/15/10 ------------------------ ; -� - - -% tN AinhorMS neaan .•.,,•, ^_ fn Sh amount not ..d MaleeU. In ate. or,tnore_ a , seun■d be ,he a■pendRu �. jaerow�ir�d^'�tou glen a._ratcd ?I!.• --- ..ds of tlse 20 MmrinO� psrt Nantaa, rwau...._ _-.d -' . -_ -- onNand Reftetded ere and will b owned end operated by the r. (2) To consider *P�' of a resolution of the DA ourhorvidlin9�cest. �Iia- nca of tM Ilondl .te ningn find�rgc Iqn in eonnutbn dtaraeith. or d*, (3) To aonduesuch othrn buainesr of the Authority a may be necessary Irab{e. submit AU Inmd h. d. Pane era Invited or through drair rep�mentadv.or end wIU W written meeting ^d�� „aW'IA,gy to era °t1Nry,W. grow a eM OVA matters pf Penang &WlkaUon t9ltarvan an yw'" ring 10 nvNw advan 0, m of tm aPD� ach for flnet><fn9 o in advance Of the meetirlp may ^`�' yMj1ay�IM Fa[IUUK Au[Jda do Donald Mctv""d' Ewa cemmsnts to Wlkr =Sdte 502. Nadu. Florida 34103. Wrlttert cdrnmeare for 5150 U,n4m1 Trail Nerttt, oral comments me at the meeting mlved In advaaae of thAuthrtry and vdll not bind tM Authority. the com are we of tl. should any venom dedd b peal rn ting or made , the Author weed n• Won to any natter --W4 ndnpakt per,. toMthi, paurpMoeari4� he or eM wa —4 to have a.retard f than 0 I dT th. proca.�rWa L made, yr kh rKord�� the Insure that a varbatt which the appal b to be based- testimony andwidnce Won �Id- from Me revenues do- 'fie �d{� liana � tnani of athn Venting documents be, rived by Ar"O 'idenn g � NNthat the bdrub nor the tow Intense Draraea shat{ be an Indebtedrwa of, or i V edge ot, tM vsin0 povwr a ptnw raeaues of Collie CtwrrlY. the state of Florlde, or ens Po=t tubdivi- .fioon or ".,i y tld�• Tha.AttfwrftY es no taxing power. • • In acw,dana Wtth eM Ilmerican whh DWbI1RMs A� pertata needing a Donald ecrommodetlon to particlpeY In this maeUnyq and hNr n0 am three e W days Prior A. Pletwdreh, Gareral fd,narl, +t (139) 263•adfe not tR etra.±r«M� is node bElwn W^r1 �:aj y,�pe Sgte{�f tM Ineem ■I Revenue tools of Th teen, as smendedand Sectto^ ,y Donald' ptrav,orM Assistant Secretary and General Covmel --- - - - - - - - - -- -- -- +- - - - - - - - - - - - - - - - - - - - - - - - Signature of Affiant ''�.} 2010 day of Sworn to and Subscribed before me this �� Personally known by me a�•,•. KAt;OI E KAt.Gl.5 `~'! Plolar Pu1•IVC - Slnls of Florida yy Y IJy Comm. k.xpites J.d 29.2013 =`f ` Comm +ssion N DD 912237 EXHIBIT A TO AUTHORITY RESOLUTION