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Backup Documents 10/12/2010 Item #16F 5 MEMORANDUM 16F 5 Date: October 20,2010 To: L yn Wood, Contract Specialist Purchasing Department From: Teresa Polaski, Deputy Clerk Minutes and Records Department Re: Contract #10-5368 "GovMax Upgrade" Contractor: Method Factory Attached one original contract, referenced above (Item #16F5) approved by the Board of County Commissioners on October 12,2010. The second original document will be held in the Minutes and Records Department with the Official Records of the Board. If you should have any questions please contact me at 252-8411. Thank you. Attachments ITEM NO.: Purchasing Departmen! vr hl,.A:~ Ut.. 1 ~F 5 3301 Tamiami Trail EaS()UNTY ATT~N Naples, Florida 34112 . Telephone: (239) 2~ I FAX: (239) 252- lU 10 OCT' 9 PH 2: 56 Email: @colliergov.net.~ v WWNcollie~oi VI? ~\/5 ~ DATE RECEIVED: 0';;: \ \ ;/l[, P ~ '() t ~ 1 VI' Sf1lJ )~V DO NOT WRITE ABOVE THIS LINE ) 0 ~~..I{."" '//7 Request for Legal Services 7:::> 1LJ ( eolteT Co1.t.my AdrTinislrative Services Division Purchasing FILE NO.: ROUTED TO: Date: October 15,2010 From: Scott Teach Deputy County Attorney ') Lyn M. Wood, C.P.M. ~ Contract Specialist 10-5368 GovMax Upgrade ))\,01 iD(z.-c To: Re: Contractor: Method Factory BACKGROUND OF REQUEST: This contract was approved by the BCC on October 12, 2010; agenda item 16F5. This item has been previously submitted. Contract review and approval. -~ ACTION REQUESTED: OTHER COMMENTS: Please forward to BCC for signature after approval. If there are any questions concerning the document, please contact me at the telephone number or email address above. Purchasing would appreciate notification when the documents exit your office. G/Acq uisitions/AgentF ormsand Letters/RiskMgmtReviewoflnsurance4/15/201 0/16/09 ..411 , , Co~_ CouHty - - -- - Mrinistrative Servires Division Purchasing Purchasing Department 1 6 3301 Tamiami Trail East F 5 Naples, Florida 34112 Telephone: (239) 252- FAX: (239) 252- Email: @collierqov.net www.collierqov .neUourchasinq Memorandum Subject: Solicitation # 10-5368 - GovMax Upgrade From: October 15, 2010 Lyn M. Wood, C.P.M. \~'\ Contract Specialist J - \ ~ Date: To: Ray Carter Risk Management This Contract was approved by the BCC on October 12,2010, agenda item 16F5. The County is in the process of executing this contract with Method Factory. Method Factory will be implementing the GovMax Upgrade but will be doing it remotely and we do not expect them to be on campus for any reason. . If you have any questions, please contact me at the above referenced information. 1r;Jf~ved By Risk Management Signature /o/tc;to Date (Please route to County Attorney via attached Request for Legal Services) G/Acquisitions/AgentF ormsandLetters/RiskMgmtReviewoflnsurance4/15/201 0/16/09 .lIl mausen_9 16F 5 From: Sent: To: Cc: Subject: RaymondCarter Tuesday, October 19, 2010 10:51 AM LynWood HerreraSandra; mausen_g GovMax Upgrade 10-5368 Lyn, as we discussed this upgrade is being completed by Sarasota County in association with Method Factory remotely at their office. That said, I concur with you that we have limited exposure in this agreement and no insurance requirement is in the contract as approved by the BCC 10/12/10 item 16F. Ray ~~ Manager Risk Finance Collier County Board of County Commissioners 3301 East Tamiami Trail Naples, FL 34112 OffIce 239-252-8839 Mobile 239-821-9370 Under Florida Law, e-mail addresses are public records. If you do not want your e-mail address released in response to a public records request, do not send electronic mail to this entity. Instead. contact this office by telephone or in writing. 1 ...--.-..- .'.". -- --.... . C;o vffia x --, ~ ~__~r.~~ ~:u~~ Government ma~ocia"M .""_.M":od~.~"- ~~~ 6r 5 ( : f) 1 ] i . ~ l' ( : (-. II J It, ~ : , ~ I ~--,I ~'\ .. Statement of Work - Collier County, FL GovMax V5.0 Migration Proposal Prepared by MethodFactory September 3rd, 2010 Version 1.5 Collier County, FL Page 1 of 135 September 24th, 2010 ,.,------ ",' ~Dvmax' ~rm~__~~~~~~~un~ Government 5 o x,..~.... in association with &MethodFactory t;:~;-JClI Contents 1 Introduction................................................................................................................ ............... ..... 6 1.1 Reader Guidelines........................................................................................................ ...........6 1.2 Document Purpose ..................... ... ............................. ................... ... ...................................... 7 1.3 Revision History...................................................................................................................... 7 2 Housekeepi ng ......................................................................................................... ................... ...10 2.1 Executive Sponsor...................................................................................................... .......... .10 2.2 Budget Shop POCs .......................................................................................................... ......10 3 1m pie mentation Overview........................................................................................................... .12 4 Risk Mitigation............... ................. ................................. ............... ............................. .................13 5 Cost Summa ry............................................................................................................................. . .15 6 Stages of Implementation.................................................................................................... ........18 7 Target Ti meli ne................................................................................................................. ........... .19 7.1 Del ivera bles & Milestones.......................................................................................... ..........19 7.2 Services Provided by Sarasota County.............................................. ....................................23 7.3 Milestone Del ivery Defi n itions ........................................................................................ ..... 24 7.3.1 Stage I. - Setup & Configuration ...................................................................................24 7.3.2 Stage II. - Data Migration & Training ............................................................................26 7.3.3 Stage III. - Acceptance & Deployment........... .............. .................... .............................27 7.3.4 Stage IV. - Warranty ...........................................,.........................................................28 8 Accepta nce G uideli nes ........................................................................................................ .........29 8.1 Requested Enha ncements ................................................................................ .................... 30 8.2 V5 Position Ca Icu lations.......................................................................................... ..............34 9 Organ izationa I Setu p .................................................................................................................... 38 9.1 Work Scope Navigation Structure.... ............................ ................ ........................................38 9.2 Site Options........................................................................................................................ ...39 9.3 Budget Phases................................................................................................................ ...... .41 Collier County, FL Page 2 of 135 September 24th, 2010 .""-"---~ I ~~M _sarasota County Government ;n ..<Od0600 w;th &lIethodFOctory 6F 5 ~~~!M SrtIdt ....1C:w: ;..,,~.ti 9.4 Budget Ca lenda r ......................................................................."......................................... .41 9.5 Service Levels....................................................................................................................... .42 9.6 GovMax Operating Budget Crosswalk ................................ .................... ..............................43 9.7 Load "Look-up" Data Migration File Formats .......................................................................43 9.8 Load Account Details Data Migration File Formats ..............................................................46 9.8.1 Revenues and Expenditures.. ................................... ......................... ............................46 9.8.1.1 H istorica I Budgets................................................................................................ ..46 9 .8.1.2 Out-Yea r Budgets Details........................................................................... ............47 9.8.2 Ca pita I Projects................................................................................ ............................. .48 9.8.2.1 Projects................................................................................................................. .48 9.8.2.2 CI P Districts..................................................................................................... ...... .49 9.8.2.3 CIP Revenues and Expenditures ............................ ................................................50 9.8.2.4 CIP Historical Budgets .............................. ............................................. .................51 9.8.3 Position Control............................................................................................ .................52 9.8.3.1 Position Record........................................................................ ..................... .........52 9.8.3.2 Position Budget Split......................................................,...................... .................53 9.8.3.3 Position AdditivesjFri nges ..................................................................................... 54 9.8.3.4 Position Budget...................................................................................................... 54 9.8.4 G ra nts .........,............................................................................................................ ......54 9.8.4.1 G ra nt Record..................................................................................................... ..... 54 9.8.5 Budget Issues........................................................................................... ...................... 56 9.8.5.1 Budget Issue Record ...... ................................ ...................... ..................................56 10 GovMax System Ca pa bil ities ...................................................................................... ..................58 10.1 Operating Budget, Budget Issues and Grants ................... ....................................................58 10.1.1 Default % of Change Enhancement........... ............................. .......................................59 10.2 Position Budgeting................................................................................................... .............65 10.2.1 Determining the Position's Budget in GovMax.............................................................65 10.2.2 Featu res a nd Benefits............................................................................................. ......66 10.3 Ca pita I Projects..................................................................................................................... 71 Collier County, FL Page 3 of 135 September 24th, 2010 F 5 r. in association with &MethodFactory ~,!:~S.4 - ...."'" ;..',~" 10.3.1 CIP History Budget Enhancement .......................... ...................... ................................. 73 10.3.1.1 Current v5 Functionality.,.... ................................ .................... .................. ............ 73 10.3.1.2 Description of Changes ............ ............................. ................... .............................. 78 10.3.1.3 Not Considered ................................ .... .................. ................................................85 11 Collier County Position Business Rules.............................. ................ ...........................................86 11.1 GovMax Position Budgeting Crosswalk ...................... ......................... .................................86 11.2 Fri nge Types........................................................................................................... .............. .86 11.3 Fri nge Ca Iculation Matrix......................................................................................... .............87 11.4 Position Types................................................................................................................ ....... 88 11.5 Position Budget Matrix ............ ................................ ..................... ................. .......................88 12 Security Featu res......................................................................................................................... .89 12.1 Secu rity Overview....................................................................................................... ......... .89 12.2 Collier County Security Role Matrix ......................................................................................93 13 System Data Exchange..................................................................................... .............................95 13.1 Budget Import Templates ... .... ........................ ... ... ................... ............................................. 95 13.1.1 Financial Data Import ....................................... ..................... .................... ....................95 13.1.2 Payroll Data Import .................... ........................... ....................... .................................95 13.1.2.1 Position Record Update ............ ......................... ...................... ..............................95 13.1.2.2 Position Fringe Update .................... ..................... ................... .............................. 97 13.1.2.3 Position Budget Split Update ...................... .............. ............................ .................97 13.1.2.4 Pay Grade Import............. ............................ ........................ ..................................98 13.1.3 Custom Imports (Appendix tE' - Discretionary Support) ..............................................98 13.2 Budget Exports Tern plates.................................................................................................... 99 13.2.1 Standard Budget Export ................... ......................... ..................................................100 13.2.2 Deta i1ltem Budget Export......................................................................................... ..101 13.2.3 Custom Exports (Appendix tE' - Discretionary Support)............................................. 101 13.2.3.1 Expenditures and Revenues ............... .................... .............................................102 13.2.3.2 Expenditu res Only............................................................................................ ....102 13.2.3.3 Revenues Only................................................................................................ .....103 Collier County, Fl Page 4 of 135 September 24th, 2010 l6F 5 13.2.3.4 Capital Projects ............................. ........................ ................... ............................103 14 Outcome Based Budgeting ........................................ .................... .............................................104 15 Reporti ng ............................................................................................................................... . ....105 15.1 Reporti ng Overview........................................................................................................ ....105 15.2 Featu res a nd Benefits....................................................................................................... ..106 15.3 GovMax Base Reports......................................................................................... ............... .106 15.4 Budget Document (Appendix 'B' - GovMax Implementation Costs) .................................110 15.5 Custom Report Requests (Appendix '0' - Discretionary Support) .....................................111 16 System Requirements................................................................................................................ .112 17 Hosting Infrastructure.. .......... .... .............................. ...................... .................... ........................113 18 Ad-Hoc Reporti ng ..........................,......................................................................................... ...114 19 System Administrator Training ............. ............................ ................... .......................................116 19.1 Overview............................................................................................................ ................ .116 19.2 Sample System Administrator Training Agenda ............................... ..................................116 20 Optiona I End-User Tra i n i ng ............................................................................................ ........... .120 20.1 Overview.................................................................................................................. .......... .120 21 Follow-on support ......... ......... .........................,... ..................... ............................... ...................122 21.1 Extended Annual Support (Appendix 'e' - Extended Annual Support) ..............................122 21.2 Discretionary Support (Appendix '0' - Discretionary Support).......................................... 122 21.3 Appendix 'A' - Statement of Work ........................... ................ ..........................................123 21.5 Appendix 'B' - Implementation Cost........................... ..................... ...................... ............124 21.6 Appendix 'e' - Extended Annual Support ......................... ................ .......................... ........127 21.7 Appendix '0' - Discretionary Support ............................. ...................................................130 21.8 Appendix 'E' - GovMax Enhancements. ............................ ............... ....................... ...........133 Collier County, FL Page 5 of 135 September 24th, 2010 '7- x,..~ 6 F in association with &MethodFactory ~;- 5 1 Introduction 1.1 Reader Guidelines You, as a reviewer of this document, and a stakeholder in this project, have a responsibility to carefully review this document. It is critically important that the reader understands that this document is the complete, definitive, and exclusive definition of this implementation effort, and that by initialing this document, the reader acknowledges that fact. If the reader is aware of any other features, processes, procedures or efforts that need to be included in this effort, it is his or her responsibility to make the author aware of these so the document can be updated prior to finalization. If the reader does not understand, or is unclear on any aspect of the effort described in this document, it is his or her responsibility to discuss those points with the author and ensure that the appropriate sections are suitably clarified before this document is finalized. Please Initial: ~vv.,-- ~~ (. ~ ,eputyCteris.~:: A~~(" te~J~ j .t9ft.~."",; ~;:.'> l"" if' \J J . >J Collier County, FL Page 6 of 135 September 24th, 2010 16F 5 '';;max I ~,.m~ Sarasota County Government --------- - - - - - - -~ -- ._-~-- r"\ in association with &'MethodFactory ~ '!: -"",!M --"'" ....,........ 1.2 Document Purpose This document details the GovMax V5 implementation plan for Collier County. 1.3 Revision History Date Author(s) Version Comments June 25th, 2010 Scott Auer 1.0 Draft Need to review section 10.2.2 to determine if the feature/enhancements documented there are required for the implementation of GovMax v5. Need to discuss section 9.5. This was brought over from the earlier planning engagement and I want to know if (1) the SLs are still valid and (2) what business rules will need to be changed for any of the budget documents or custom reports. July 30th, 2010 Scott Auer 1.1 Added additional custom report requests. Updated the Position GMIE requires. Added the feature/enhancement for managing CIP history within the CIP workspace (v4 customization). August 3rd, Scott Auer 1.2 Updated Position import file formats 2010 based on 8/3 conference call. Clarified section 7.3 Milestone Delivery Definitions. Added Pay Grade import file format to Collier County, FL Page 7 of 135 September 24th, 2010 16F 5 ..-"---~ .. ~~~~~rasota County Government ,., in association with &MethodFactory ~~ -........ --"'" ~', s..e..' section 13.1.6. Updated document based on word doc provided by Susan U. titled "changes to SOW v1.1.docx". th Scott Auer 1.3 Updated section 8. August 26 , 2010 Added Default % Change enhancement section 10.1.1. Removed the CIP GMIE tool development. Collier County will use the v5 CIP import templates. September 2nd, Scott Auer 1.4 Updated 'Estimate' language in title 2010 headers to 'Fixed Price'. Added language as requested to pg 12. Updated Milestone % invoice as requested on pg. 114. Updated Budget Document delivery date to 12/16 as requested. Updated pg 116 to show 3.0% as requested. Provided 25% discount to 1st year Extended Annual Support. Added following defect definition to pg 20, The term "Defect" shall mean an error or omission that does not meet the requirements as defined in this document; Collier Countv GMS Implementation Plan v1.4.PDF. Added additional Acceptance language to Section 8 to cover the agreed to Collier County, FL Page 8 of 135 September 24th, 2010 - ::::--.. ~~M Sarasota County Government September 3rd, Scott Auer 2010 1.5 September Scott Auer 24th, 2010 1.5 Collier County, Fl Page 9 of 13S 5 o in association with &MethodFactory c."2: ~!I.j _ _IO! ~',>>a-e.t. enhancements. Updated document based on email from Susan U. on 9/2. Updated milestone dates per new start date. September 24th, 2010 ';:' . p! ....."..,.--- .......'..... ~~ vrnax~'; ~,.m~__~~~~ta County Government ----~-_. - ------ r;.. x...~~ in association with &MethodF.ctory t;:...,;-JClI 2 Housekeeping The following section outlines the stakeholders responsible for Collier County GovMax 5 implementation. 2.1 Executive Sponsor The following person(s) are listed at the executive sponsor for the implementation. 1. Executive Sponsor ............... Mark Isackson 2.2 Budget Shop poes The following person(s) are listed as the persons of contact within the budget shop for implementation. Each area should have a single person with subject matter expertise and decision making authority. During the implementation, these individuals must be available to answer questions, provide insight and validate business rules. If any individual is not able to commit to the project timeline, another point of contact should be appointed. An individual could serve as point of contact for one, or all areas. 1. Budget Manager ................. Susan Usher 2. IT ........................................ Tracey Payne 3. Operating ........................... Susan Usher 4. Capital................................ Susan Usher 5. Position Budgeting ............. Susan Usher Collier County, FL Page 10 of 135 September 24th, 2010 F 5 -----. ......::::::---... ..1'...... ~DVmaX' '. ~arme,.s Sarasota County Government ~------------- - -- - --. z , 6F &. .. Q X....~!..4 in association with &MethodFactory ~";'!'''''' 6. Performance ...................... Susan Usher 7. Reporting ........................... Susan Usher 8. Other................................... Susan Usher Collier County, Fl Page 11 of 135 September 24th, 2010 .--' --~:::--- ~~M 5ara_a County Government 5 r;. x__... in association with &'MethodFactory ~....";-""" 3 Implementation Overview GovMax version 5.0 is designed with a flexible yet integrated system architecture that allows for cascading-down of organizational priorities, and rolling -up of measures, expenditures and FTEs to deliver a transparent view of how organizational resources are aligned for the betterment of the community. This balance of flexibility and functionality is a double-edged sword, however, requires that we, as the application administrators, have a precise understanding of your current organizational, financial, and performance structures. Throughout the implementation process, we will call on you and your people to answer questions, supply data and confirm business rules. Delays in responses to inquiries from the implementation team will cause one-for-one slippage of the go-live date. Incomplete or inaccurate responses to requests for data and organizational business rules will result in slippage of the scheduled go-live date and/or rework that will adversely impact the estimated budget. It is critical that the reader understands that this implementation proposal is exclusive of any services not explicitly defined in this document, including; application hosting, budget management consulting, ad hoc support, custom report development (not defined in the 'Reporting' section of this document) and any other services related to the on-going maintenance and operation of the software. If for whatever reason you believe at any time, that any aspect of the project may be at risk, please immediately contact Steve Walter at (888) 345-2699, or via. Cell at (941) 809-0907. Please Initia;;tw L- ArreST' . c~:.' . ...\' . ,... . ~.~~. ...... '..,j( ". .CLERK.') ~'0"~\.'~D~ ~OJerk-\"'-:' i ...: ',-.i .:.. >.l .' Attest .~)~, th& ~.- ..-, 419ftlturf Ofi~..J. .:.~y- , . Collier County, FL Page 12 of 135 September 24th, 2010 ~_~~~~~~~ ~overnment 5 ~ X"'~s..4 in association with &MethodF8ctory ~"':":,JCJl 4 Risk Mitigation MethodFactory undertakes an active issue and risk management process within its Delivery Management practice. As such, we have outlined our initial assessment of potential risks and mitigation strategies to reduce the likelihood that those risks events will occur and create an adverse impact on the project. Because we cannot eliminate all risk, we have suggested that Collier County establish Contingency and Management Reserve funds to account for the unknown. Key Risk Mitigation Strategy Availability of resources and A schedule of key resources, their availability, contact details as key stakeholders. required and processes for approval need to be put in place and stringently adhered to. Any significant delays in decision making or feedback will cause the milestones to slip. System Dependencies Successful implementation as specified in this document depends upon application interfaces with Collier County HR and Finance systems. Any lack of responsiveness from Collier County subject matter experts (SMEs) will put project at risk. System Data Exchange Successful deployment of GovMax as defined in this implementation specification requires that Collier County provide multiple data import files based on the agreed upon import file format. If for whatever reason Collier County is unable to provide import files as specified MethodFactory can provide data manipulation services as a supplemental statement of work. Internet Bandwidth MethodFactory is delivered in a software as a service (SasS) model. Accordingly, inadequate internet bandwidth will impact system performance. Collier County will be responsible for provisioning sufficient internet bandwidth based upon number of users accessing the system. Load Testing None - not included in this statement of work. Deploy to client environment None - does not apply to this statement of work. Deployment for GovMax is done within Sarasota County Hosting environment. Documentation This engagement includes GovMax System Administration guide and pre-populated on-line help written in generic language (not specific to Collier County vocabulary/organizational structure). Additional documentation may be provided via discretionary support request if Collier County requires additional documentation. Collier County, FL Page 13 of 135 September 24th, 2010 16F 5 q&~M Sar.sot!n~ Government 1')0 in association with &MethodFactory c.~~'.i --"'" 100'-,51-1'" Training As per this implementation MethodFactory will provide 2 days of administrative training (Milestone #6) at MethodFactory offices in Sarasota Florida. Additional training may be provided via discretionary support request if Collier County requires additional training. Graphic Design None - not included in this statement of work. Timeline The requirements of the project dictate that the implementation will continue uninterrupted from kick-off through delivery. Any interruption (for whatever reason) will cause slippage in the delivery date. Co-Development None - not included in this statement of work. Client Dependencies Deliverables/dependencies that have been defined within this statement of work will be documented in the Ad-Hoc Task web part of the project extra net. Each client task will be assigned a client side resource and due date. Missed deliverables may result in product timeline slippage. Changes to Design In the event Collier County for whatever reason chooses to deviate from the implementation specification defined in this statement of work MethodFactory is glad to accommodate these changes by a Change Order. Communication Method Factory will conduct weekly progress meetings with the County to review completed items, provide an overview of schedule, and outline risks and mitigation strategies. Contingency and Management Reserve It is recommended that Collier County make independent allowances for potential use in the form: · Contingencv funds - To be used at Collier County'sdiscretion to contend with any adverse impact on project timeline or budget resulting from the possibility that any risk factors could affected on the project. · Management Reserve funds - To be used at Collier County's discretion to contend with the potential desire to fund the development of additional features or functionality not explicitly defined in the executed design. Based on the size and complexity of the SOW MethodFactory recommends an additional 10%-20% of the defined Total Effort is set aside to account for the unexpected. Collier County, FL Page 14 of 135 September 24th, 2010 ...--'"~""-::---"" . ~~~!J__~~asota County Government F 5 r;;. x...~s.. in association with &MethodFactory ~.....~"'" 5 Cost Summary The following section outlines the implementation costs. Implementation __________ - _~__ __ ____'0__--- -.-...--.----:-~~Ajj .--------- ----- -- - -- - . - $ ,;- ?it"", "'" ~<" ... ~ ~""~i+~~~~! ,~, ,. .: .>< B Implementation GovMax V5.0 Client Implementation. 490 $61,250 Cost One-time application configuration. B Budget Document One-time Budget document 250 $31,250 (Section 15.4 development. Budget Document) . Budget Document . Expenditure Summaries . Revenue Summaries . Position Summaries . Appropriation Summaries . Fund Budget Summaries . CIP Appropriation Plan Summary . CIP Project Descriptions . Budget Document - CIP B Financial and Custom imports based on v4 business 0 Included Position GMIE rules. B Budget Export Custom budget export development 0 Included Customizations for exports located in Administration I Fiscal Year I Budget Exports. . Expenditures and Revenues . Expenditures Only . Revenues Only . Capital Projects Total Fixed Price Estimate 740 $92,500 Collier County, FL Page 15 of 135 September 24th, 2010 16F 5 _.- --~ i." ~'tIDPJ Sarasot~' County Government ~-- '7- :C-"~!I.. in association with &MethodFactory ~";'!'''''' Ancillary Services -~~~~~~~~~~~~: '~-;~ ~~~~--- - - .~'"I .. --~-~.~~_....~y..tl "'" .::O'........;.,;.J;~,"" ~..... 6 C Extended Periodic system updates, Access to the N/A $12,000 Annual Support support portal, Technical support by phone and email, Project Management, Logging, tracking, resolving and closing of service requests to the client's satisfaction. Up to 15 minutes of consulting assistance. (limitations apply) 1st year one-time 25% discount applied to the $16,000 annual support cost. 0 Discretionary Estimated annual discretionary support 120 $15,000 Support* allowance (T&M)* (limitations apply) This is only a recommendation. MethodFactory recommends 10%-20% contingency funds to be used at Collier County's discretion. E Custom Report Customization of 18 existing V5 report 112 $14,000 Development templates to include the Annualized budget and the new year's (Year 1) budget needs to be broken down into 2 columns, Current LOS and Expanded LOS. . Expenditure Service Level Budget . Expenditure Service Level Analysis . Revenue Service Level Budget . Revenue Service Level Analysis . Fund Proforma Summary . Fund Detail Proforma Summary . Fund line Item Detail Proforma . Fund Service Level Proforma Summary . Fund Transfer Proforma Collier County, Fl Page 16 of 135 September 24th, 2010 ---_.~ Ik~;:_~~~~~ ~~un~ Government - I .-' I,' .' F 5 " X"'~5.. in association with &MethodFactory ~~>C! . CIP Detail Sheets . Project Expenditure Budget Summary . Project Budget Proforma . Project Line Item Budget Proforma . CIP Expenditure Budget . CIP Means of Financing . Position Primary Org Code Budget Data . Position Salary Adjustments . Position Expenditure Budget Summary E CIP History This enhancement will add the ability 75 $9,375 Budget to manage CIP expenditure and Enhancement revenue history budgets from within the CIP module (section 10.3.1). E MERIT on MID This enhancement will add the ability 28 $3,500 Point to globally calculate the MERIT based Calculation on the Pay Grade Mid salary budget for Enhancement a Position. E Additive Start This enhancement will add the ability 24 $3,000 Date to allow for an additive budget to start Enhancement if the hire date passes the business requirement of "if you were here on or after XX, then you will receive..." E Default % This enhancement will provide the 36 $4,500 Change ability to set a default % change value Enhancement for out-year 2-5 when entering Line Item Detail budgets. * Discretionary Support services may include: client requested custom data imports, custom data exports, budget document development, custom report development, additional end- user/administrator training, and development of the performance management architecture. Collier County, FL Page 17 of 135 September 24th, 2010 ~--' ....---.--:---.... r,nrlOax liar"~ Sarasota County Government ~ ------ F 5 r;. in association with &MethodFlctory i:."i: -....... __>Clt Jr,;" ..." 6 Stages of Implementation The following section outlines the stages to implement GovMax VS for Collier County. Pre- Implementation Planning Stage I. Stage II. Stage III. Setup Migration Acceptance DEV Q&A PRODUCTION Environment Environment Environment InvoicinJ! Milestones Invoicina: Milestones Invoicina: Milestones Invoicimz Milestones . Contracting (e.g. . Configuration of . Load Account . Supplemental MSA, Hosting Development Details Data Manipulation agreement) Environment . System . Client Validation . Completion of the . Configure Base Administration and Acceptance of GovMax VS System Orientation and Implementation Implementation . Load 'Look-up' On-Line Help Statement of Planning Document data Administrator Work . Configuration of Orientation and . Configuration of Staging (Testing) Training the Production Environment . Delivery of system environment . GovMax Base for final data . Warranty Period reports delivered validation and Begi ns acceptance. Collier County, FL Page 18 of 135 September 24th, 2010 f"\ in associaoon With_&Me:Od:a~~~!?.rb F 5 7 Target Timeline The following section provides the estimated timeline for the project. 7.1 Deliverables & Milestones Stage l-setup a Confipration Configuration of Development Environment Configure Base System load "look-up" data + Configuration of Staging Environment Stage 1I....oata MIpation & Training load Account Details+ System Administration Orientation and On-line Help Administrator Orientation and Training Delivery of system for validation and acceptance Stage HI-Acceptance & Deployment Client Migration Validation (2-3 weeks) Supplemental Data Manipulation Client Acceptance of Implementation Statement of Work Configure and Deploy Production Environment Stage N -Warranty Period 11/5 11/9 11/15 11/17 12/14 12/17 12/17 Warranty Period (30 days) 1/13 12/17-1/13 1/14 1/14 Collier County, Fl Page 19 of 135 September 24th, 2010 ----==---- ~~~; sarasota County Government ~---------------- --- F 5 r;:. X...~W in association with '&MethodFactory ~....~"'" Tesk NIme COL2010_02A GM51mplementatJon Plan IE PM~servel1lo1dback EJ Execution EJ GovMax V5 Implemenbltioo EJ tie - Pre-Implemenbltion PI.nning Development of the v5 Migration Planning Doco GovMax v5 Migration SCJIN Review Finalize Contracting (e.g. MSA, Hosting agreement) Start GovMax v5 Migration EJ Customizlltions Financial GMIE Budget Exports Default % of Change Enhancment CIP History Budget Enhancement Additive Start Date Enhancement MERIT calculation Enhancement Configure Development Environment IE Conf"lglR"e Base System GovMax v4 FY 2011 -2014 Database Provided IE lO8d "look-up" data IE Conf"lfIUI"e staging Environment Client Validation of "look-up" data Stage I Invoicing Milestone (20%) IE lO8d Account Details EJ Administnltor Orienbltion .nd Tr.ining Training Preparation System Administrator Orientation and Training Stage II Invoicing Milestone (40%) IE Data MlInipullltioo Client Validation and Acceptance EJ Configure Production Environment Deployment to Production Server Validation of Environment Stage III Invoicing Milestone (20%) Budget Analyst Training (Collier Responsible) Warranty Milestone (20%) Collier County, Fl Page 20 of 135 Duration Start F'1lish 145.25 dllYS Mon Il2110 Fri 2125"1 11." dllYS Fri Il20110 Wed '''5''0 145.25 dllYS Mon Il2/10 Fri 21251'11 145.25 dllYS Mon Il2l1. Fri 2/25.'11 53 dllYS Moo Il2/1' Wed 1'''3''0 2 wks Mon 81211 0 Fri 8/1311 0 3 days Moo 8/1611 0 Wed 8/18/1 0 3.5 wks Mon 912011 0 Wed 1 0/1311 0 1 day Wed 1 011311 0 Wed 1 0/1311 0 45.31 dllYS Too 10..,4i10 Moo 12/2'.'1' 24 hrs Fri 1011511 0 Wed 1012011 0 24 hrs Wed 1 0120/1 0 Tue 1 0126/1 0 4.5 days Tue 1012611 0 Tue 111211 0 75 hrs Thu 10/1411 0 Wed 1113/1 0 24 hrs Mon 121611 0 Mon 1211311 0 26 hrs Mon 12/13/1 0 Moll 1212011 0 6 hrs Thu 11/411 0 Fri 11 .1511 0 2.31 dllYS Fri 1115l1. Tue 1119.'10 1 day Mon 1118110 Tue 1119110 4.25 dllYS Tue 11."'.11' Moo 11"5"0 2.25 dllYS Mon 1M5.'" Wed 11"mO 3 days Tue 1112311 0 Mon 11129/1 0 o days Moo 1112911 0 Man 11129/1 0 11.5 dllYS Tue 11."'.11' Tue 12"41'10 3 dllYS Tue 12.'141'11 Fri 12.111."0 8 hrs Tue 1 211411 0 Wed 12/15/1 0 16 hrs Wed 1211511 0 Fri 1211711 0 o days Fri 12/1711 0 Fri 1211711 0 9.15 dllYS Fri 12..,111. Tue 1l4l'11 3.5 wks Fri 12/17/10 Thu 1/13/11 0.25 days Fri 1."41'11 Fri 1.1141'11 2 hrs Fri 1/14/11 Fri 1 /14/11 o hrs Fri 1114111 Fri 1114111 o days Fri 1114111 Fri 1114111 o days Fri 1 /14/11 Fri 1114111 30 days Fri 1114111 Fri 2125111 64 days Wed 12l11'1. Too 3l31'11 24.69 days Tue 114111 Moo 2/J.1'I1 September 24th, 2010 .........-.--==-- r;nyrnax.. r"\ ~~_ _ ~~~~ot~ County Government ;n .,,,,,,;a"on wdh &1I..hodFactory -"~~~ - - - - - - - -------_.~--- '---'- - -~ ~ - -- 16F 5 + Client will provide the data in the format(s) requested in this document prior to the milestone identified. The above described schedule of milestones and associated deliverables will be used for this project. In the absence of any specific deviations, provided in writing, to the deliverables defined in this implementation plan, final implementation plan delivery will occur on 3/3/2011. Any milestone related invoices will be issued upon the milestone delivery. AcceDtance - The Services and/or Deliverables shall be deemed accepted in full by fifteen (15) days after the Delivery Date, unless Defect Notice is received from Customer on or before such fifteenth (15th) day. Upon receipt of such Defect Notice from Customer, MethodFactory shall review the asserted Defect to determine if the Defect is valid. If, in the reasonable professional judgment of MethodFactory, such Defect is valid, MethodFactory shall use its best efforts to correct the Defect and/or perform the Services (at no additional charge) for acceptance by Customer in accordance with the procedures set forth in this Section. If, in the reasonable professional judgment of MethodFactory, such Defect is not valid, MethodFactory shall submit to Customer a written explanation of the reasons why such asserted Defect is not valid. The written explanation of MethodFactory set forth herein shall be deemed accepted by Customer within ten (10) days after Customer's receipt of the written explanation, unless written objection to the written explanation is received from Customer on or before such tenth (10th) day. The failure of the parties to agree on the validity of the rejection of the Services and/or Deliverables shall be deemed a dispute and shall be resolved in accordance with this Agreement. Upon receipt of Defect Notice from Customer by MethodFactory as set forth above, the Services and/or Deliverables shall be deemed accepted by Customer except as to the Defect specified in the Defect Notice. The term "Defect" shall mean an error or omission that does not meet the requirements as defined in this document; Collier County GM5 Implementation Plan v1.5.PDF. The term "Defect Notice" shall mean that certain written notice from Customer to MethodFactory identifying Defects. The term "Delivery Date" shall mean the date the Services are performed or Deliverables are delivered. It is imDOrtant to note that Kev Dersonnel from Collier County will not be available to work on GovMax on 10/23-10/28 and 11/12 to 11/22. The Droiect Dlan and acceDtance dates will work around these dates. Collier County, Fl Page 21 of 135 September 24th, 2010 ..------:---... ~~~J sarasota County Government ~----- r'\ in association with &'..ethodFactOry f."2: ,.....,..W -_>CO ..... ...... SamDle AcceDtance Document r\ JtJIJ.. Method Fa ctory Project Acceptance Short Title: GovMax V5.0 Implementatioo Acceptance ProiedTitIe: GovMax VSlmplementation atement ofWOl'k: Descriotion: This letter is to acknowledge that as of MethodFactory has delivered the application development project defined below with all specified functionality in accordance with the planning design .PDF document and sUbsequent changes orders. The 30 day application defectwarranty begins on the date listed above. Outstandina Issues to be resolved: Additional Issues (included inthe olannina desian docurnentand notrecorded inthe issue tracker): Acceotance: By: Title: Name: Date: Collier County, FL Page 22 of 135 September 24th, 2010 F 5 16F 5 "---":::=---... ; ~~ Sarasota County Government -------- ,..., in association with &..ethodFactory f.~~!I.. s.... -.. J.C)f "', ....~.. 7.2 Services Provided by Sarasota County It is acknowledged that Client (Collier County) may enter into an agreement with Sarasota County for services related to its web-based budgeting application (IGovMax"). Client acknowledges and agrees that any such agreement with Sarasota County is independent of this Agreement. In the event Client experiences any service delivery or any other issues with the services provided by Sarasota County, this Agreement shall continue and shall not terminate and such issues shall not affect Clients obligations hereunder, including but not limited to, making timely payments as set forth in this Agreement. Notwithstanding anything in this Agreement to the contrary, MethodFactory does not warrant or make any representation as to the Budgeting Application functionality, its performance, use, or the results of its use. MethodFactory disclaims all warranties, express and implied, related to the GovMax including, but not limited to, the implied warranty of merchantability, quality of information and fitness for a particular purpose. Collier County, Fl Page 23 of 135 September 24th, 2010 -.-' - .~::::----.... ~~lJ_ _ ~~~~~ ~ou:ty Governme:t 16F 5 r"\ in association with ~M.thodFactory ~,!:_.... _ _JCJI ....., .....' -- ------ 7.3 Milestone Delivery Definitions The following section documents what will be delivered to the client for each of the defined milestones. The target milestone dates below must be met in order to deliver the application in accordance to the target time line. 7.3.1 Stage I. - Setup & Configuration The following section describes the acceptance criteria for Stage I - Setup & Configuration. Configuration of Development Environment Collier County's GovMax VS development environment is configured and accessible. Collier County specific system configuration (including the establishment of Collier County's navigation structure, base administrator accounts and site options as defined in Organizational Setup) will be completed. This environment is only available to MethodFactory GovMax development staff. Its purpose is to test and validate feature/enhancements and defects before being promoted to the client's GovMax Staging environment. Configure Base System A - Client Implementation Portal is confiRured and ready for use. MethodFactory and Client will be able to access GovMax VS SharePoint Implementation portal to communicate and store; milestones status, meeting notes, import files and any other files or communication used during implementation. B - Application ConfiRuration MethodFactory will have the GovMax application configured based on the options as defined in Organizational Setup. At this point the users of the two named roles (Application Administrator and System Administrator) will be able to log into GovMax VS development environment site options area onlv. Collier County, FL Page 24 of 135 September 24th, 2010 ~~M ~ra-!n~ Government F 5 r'\ in association with Jfl...MethodFactory ;:"'T:~5d -->ell t.l........... User's designated as System Administrators will be able to log into this environment under the System Administrator's credentials, however no data will have been migrated at this point. The status of each milestone is tracked within the project portal. The milestone statuses can be reviewed by clicking on the link titled 'Milestones'. Load "look-up" data All client provided look-up data [e.g. line items objects, departments, business units, position additives, job classifications...) has been loaded into the development environment. The load "look-up" data milestone will be met when client provided "look-up" data has been successfully imported into the GMVS development environment. The acceptance criteria can be confirmed by comparing the client provided "look-up" data (excel files) with the GMVS table content (available for export via Settings> Customization > Data Export). The status of each "look-up" data table load is tracked within the project portal. The data load status can be reviewed by clicking on the link titled 'Data load Schedule'. Configuration of Staging Environment Collier County's GovMax VS staging environment is configured and accessible. Collier County specific system configuration (including the establishment of Collier County's navigation structure, base administrator accounts and site options as defined in Organizational Setup) will be completed. Collier County, Fl Page 25 of 135 September 24th, 2010 16F,5 -----=-- ~m: sarasota County Government --- r'\ in association with &MethodFactOry ~,!:~s.4 s.... -.. JCJI "".,........ 7.3.2 Stage II. - Data Migration & Training The following section describes the acceptance criteria for Stage 11- Data Migration & Training. Load Account Details All client provided implementation data [e.g. line items, positions, capital projects...] has been loaded into the development environment. This milestone will be met when client provided Account Detail data has been successfully imported into the GMVS development environment. The acceptance criteria can be confirmed by comparing the client provided Account Detail data (excel files) with the GMVS table content (available for export via Settings> Customization > Data Export). The status of each Account Detail data table load is tracked within the project portal. The data load status can be reviewed by clicking on the link titled 'Data load Schedule'. System Administration Orientation and On-Line Help Administrator Orientation and Training After the account details have been successfully loaded MethodFactory will provide quick-start system administrator orientation for the purpose of familiarizing client designees with the core functionality of the application. The orientation will include hands-on access into all works paces, as well as an in-depth discussion of system administered settings. The objective of the Client-side Application Administrator Orientation is to enable the client effectively identify data and application configuration issues. System Administrator Orientation and Training will occur on-site at MethodFactory's office in Sarasota, Florida. Client is responsible for travel, lodging, meals, and any other costs incurred. Refer to section "System Administrator Training" for additional details. Delivery of System for Validation and Acceptance The system has been delivered to the Collier County for final data validation and acceptance. Collier County, Fl Page 26 of 135 September 24th, 2010 ---- -::::---.. ~~M sarasota County Government 5 o in association with &MethodFactory ~~ --,...'.4 --"'" ""', ....'.. 7.3.3 Stage III. - Acceptance & Deployment The following section describes the acceptance criteria for Stage 111- Acceptance & Deployment. Client Validation and Acceptance of the Implementation Statement of Work During this milestone the client will sign-off that implementation is completed as described in the statement of work (COL2010_02 Collier County GovMax Client Implementation) and the VS budget accurately reflects the data scripts/files provided for the implementation. Collier County's GovMax is ready for production use. This milestone is for the standard implementation of GovMax VS and does not consider any custom report development. Supplemental Data Manipulation Within the scope of the GovMax VS Implementation project (Appendix '8' COL2010_02 GovMax Client Implementation), MethodFactory will perform the initial load of "look-up" and account detail data as a fixed-price element of this statement of work. The milestones of Load 'look-up' data and Load Account Details will have been met when each "look-up" and account detail table has been populated with the first set of data supplied by the client (see acceptance criteria in the Load 'look-up' data and Load Account Details milestones). At the client's request and based upon the variability inherent in data migration projects, supplemental data manipulation services are offered on a time and material basis following the initial loads and the achievement of the Load 'look-up' data and Load Account Details milestones. Data Manipulation consists of the process whereby MethodFactory will perform manual adjustments on the data, based on requirements/conditions identified by the client. The client will be responsible for funding the time and material statement of work in advance of project kick-off. Collier County, FL Page 27 of 135 September 24th, 2010 ---:::--.... ~~~ sarasota County Government o in association with &MethodFactory ~'!:,.....,..w --"'" ...., ]W.I'f' Configure and Deploy Production Environment Collier County's GovMax VS production environment is configured and populated with the staging environment data that was accepted as per the Client Acceptance milestone. Collier County specific system configuration (including the establishment of Collier County's reporting structure, base administrator account and site options as defined in the Organizational Setup section) will be completed. Collier County will have final determination for the 'go-live' date of their GovMax VS implementation. 7.3.4 Stage IV. - Warranty The following section describes the acceptance criteria for Stage IV - Warranty. Warranty Period Begins All issues identified during the warranty period are to be logged in the Client Implementation Portal Ticket Tracker with Ticket Type of "Warranty." Tickets will be worked consistent with the defined issue management process. Issues found to be outside the scope documents identified above, will be reassigned as Ticket Type "Requires SOW/Change Order" and assigned back to client for disposition. Collier County, Fl September 24th, 2010 Page 28 of 135 F 5 16F 5 ...---:----.... ~~M_~rasota County Government ,., x....~w in association with &MethodFactory ~.....~"'" 8 Acceptance Guidelines The following section outlines the acceptance criteria for the Stage III Acceptance & Deployment of the Implementation Statement of Work. It is expected that there will be a small variance between GovMax vS and v4 Position Budgets due to Rounding rule differences once GovMax vS Position Recalculations are fully executed. MethodFactory will identify this overall position budget difference and provide to Collier County prior to acceptance testing. The GovMax reports that will serve as the validation destination is located at: . - -~~~~~~~~::r~--~~~ ~- ~~--"~~~~~rr~: .~ _~~--~~ _--~~_. .~~ - - -- -- Operating Expenditure Expenditure Detail Item Budget Expenditure Detail Item Budget Budget Operating Revenue Budget Revenue Detail Item Budget Revenue Detail Item Budget Fund Balance Fund Service level Proforma Service level Fund Proforma Summary Personnel Service Authorized Position Summary Position Summaries FTE/Position Count Personnel Service Budget Position line Item Budget Position line Item Budget CIP Expenditures. CIP Expenditure Budget Summary CIP Expenditure Budget Summary CIP Revenues. Project line Item Budget Project line Item Budget Performa Performa Grants Expenditures Grant Expenditures Grant Expenditures Grants Revenues Grant Revenues Grant Revenues Grants Positions Grant Positions Grant Positions Budget Issues Expenditures Budget Issues Expenditures Budget Issues Expenditures Budget Issues Revenues Budget Issues Revenues Budget Issues Revenues Budget Issues Positions Budget Issues Positions Budget Issues Positions The acceptance of Stage III Acceptance & Deployment does not consider any custom or budget document development. · To provide the ability to validate CIP historical expenditure budgets FY 2010 Adopted, Amended and Annualized MethodFactory will provide Collier County with a data export from the CIP History table. Collier County, Fl Page 29 of 135 September 24th, 2010 -"-" ----::--.... ~~M sarasota County Government F 5 r;. in association with &MethodFactory c.~~'" --"'" "'.1 ....'.. 8.1 Requested Enhancements The following acceptance UAT scripts are the agreed to acceptance criteria for the requested Collier County GovMax vS enhancements. - - -~~:-~~~~~~-"~"--~_.~-~~~~~~-~.-~- :~~~~~>~~:~-~ ------ .- - CIP History Budget (Section 10.3.1) Enhancement The acceptance test will be performed in the FY 2011 database. The user will go to the CIP workspace and edit the CIP project. Test #1 (Expenditure) The user will select the Budget Items tab and then select the Expenditures tab. The user will edit a CIP budget detail record. The user will select the History tab. The user will enter CIP historical budgets for the detail. The user will Save their changes and go back to the Expenditures tab. The following columns will be visible to user within the Expenditures detail items grid. . FY 2009 Actual . FY 2010 Adopted . FY 2010 Amended . FY 2010 Actual . FY 2010 Encumbrances . FY 2010 Annualized The user will confirm the historical budgets they entered for the selected budget detail have been correctly saved and visible in the above columns. The user will confirm the FY 2009 Actual and FY 2010 Amended Project totals accurately reflect their changes. Collier County, FL Page 30 of 135 September 24th, 2010 r;.. x................... in association with &MethodFactory E=...:;-"'" Test #2 (Revenue) The user will select the Budget Items tab and then select the Revenues tab. The user will edit a CIP budget detail record. The user will select the History tab. The user will enter CIP historical budgets for the detail. The user will Save their changes and go back to the Revenues tab. The following columns will be visible to user within the Revenues detail items grid. . FY 2009 Actual . FY 2010 Adopted . FY 2010 Amended . FY 2010 Actual . FY 2010 Encumbrances . FY 2010 Annualized The user will confirm the historical budgets they entered for the selected budget detail have been correctly saved and visible in the above columns. MERIT on MID Point Calculation (Section 10.2.2) Enhancement The user will confirm the FY 2009 Actual and FY 2010 Amended Project totals accurately reflect their changes. Test #1: A new 2% compounding MERIT additive will be created and added to a position with a FY 2011 budgeted Salary of $90,000. The position will have a Pay Grade assigned with the following Min/Mid/Max values: Min: $45,000 Mid: $50.000 Collier County, FL Page 31 of 135 September 24th, 2010 16F 5 -'---'=---", ~~~__5arasota County Government ------------ -- ~ r;.. :.c.....~w in association with &UethodFactOry ~.....";'!'''''' Max: $100,000 The position will be recalculated and the expected FY 2011 MERIT budget will be $1,000 ($50,OOOx2% [MID point]). The $1,000 will be compounded into the FY 2012 Budgeted Salary FY 2011 Position Budget ($90,Ooo+$loo0)= $91,000 FY 2012 Position Starting Budget = $91,000 Test #2: A new 2% compounding MERIT additive will be created and added to a position with a FY 2011 budgeted Salary of $99,750. The position will have a Pay Grade assigned with the following Min/Mid/Max values: Min: $45,000 Mid: $50.000 Max: $100,000 The position will be recalculated and the expected FY 2011 MERIT budget will be $1,000 ($50,Ooox2% [MID point]). Only $250 will be compounded into the FY 2012 Budgeted Salary FY 2011 Position Budget ($99,750+$loo0) = $100,750 FY 2012 Position Starting Budget = $100,000 Additive Start Date (Section MERIT and COLA are calculated from 10/1- 9/30 and not based on 10.2.2) Enhancement Hire Date. Test #1: A new COLA additive will be created and configured to only calculate if an employee was hired prior to 4/1/2010. The additive will be added to 2 positions with hire dates of 2/1/2010 and 8/1/2010. The user will recalculate each position. The position with the hire date of 2/1/2010 will have full COLA Collier County, FL Page 32 of 135 September 24th, 2010 16F 5 "=' x......,....~ in association with '&MethodFactory ~~"'" calculated for FY 2011 and FY 2012. The position with the hire date of 8/1/2010 will not have COLA calculated for FY 2011 but will get full COLA rate for FY 2012. Test #1: A new MERIT additive will be created and configured to only calculate if an employee was hired prior to 4/1/2010. The additive will be added to 2 positions with hire dates of 2/1/2010 and 8/1/2010. The user will recalculate each position. The position with the hire date of 2/1/2010 will have full MERIT calculated for FY 2011 and FY 2012. The position with the hire date of 8/1/2010 will not have MERIT calculated for FY 2011 but will get full MERIT rate for FY 2012. Default % Change (Section The System Administrator will create a new % of Change Rate 10.1.1) Enhancement record within the Growth Rate lookup table. Within the application settings Site Options area the System Administrator will select this new rate entry as the Global % of Change rate and Save the selection. The System Administrator will go to the Account workspace and create a new line Item Detail. Within the Budget tab the % of Change rate will be defaulted to the rate that was selected as the Global % of Change rate. Collier County, FL Page 33 of 135 September 24th, 2010 ---=::::--..... . ~~~ Sarasota County Government --------------- - - - ~~- 16F 5 r;. in association with &MethodF8ctory ~'!:~..~ --"'" ~'-.Ji,l..t1t. 8.2 V5 Position Calculations - - -~~~~~~~~~:~r~~~~~~ ~~~-- - - - " COLA COLA is onlv calculated on the Base Salary. Other Salary Additives are not included into the COLA calculation. COLA are calculated from 10/1- 9/30 and not based on Hire Date. Test #1: A new 2% compounding COLA additive will be created and added to a position with a FY 2011 budgeted Salary of $90,000. The position will have a Pay Grade assigned with the following Min/Mid/Max values: Min: $45,000 Mid: $50,000 Max: $100.000 The position will be recalculated and the expected FY 2011 COLA budget will be $1,800 ($90,000x2%). The $1,800 will be compounded into the FY 2012 Budgeted Salary FY 2011 Position Budget ($90,000+$1,800)= $91,800 FY 2012 Position Starting Budget = $91,800 Test #2: A new 2% compounding COLA additive will be created and added to a position with a FY 2011 budgeted Salary of $99,750. The position will have a Pay Grade assigned with the following Min/Mid/Max values: Min: $45,000 Mid: $50,000 Max: $100.000 The position will be recalculated and the expected FY 2011 COLA budget will be $250 due to the $100,000 Max ceiling. Collier County, Fl Page 34 of 135 September 24th, 2010 16F 5 ? X"'~!I.. in association with &"ethodFactory t;=....~"'" ------ FY 2011 Position Budget ($99,750+$250) = $100,000 FY 2012 Position Starting Budget = $100,000 COLA & MERIT COLA is onlv calculated on the Base Salary. Other Salary Additives are not included into the COLA calculation. MERIT and COLA are calculated from 10/1- 9/30 and not based on Hire Date. Test #1: A new 2% compounding COLA additive will be created and added to a position with a FY 2011 budgeted Salary of $90,000. A new 2% compounding MERIT additive will be created and added to a position with a FY 2011 budgeted Salary of $90,000. The position will have a Pay Grade assigned with the following Min/Mid/Max values: Min: $45,000 Mid: $50,000 Max: $100,000 The position will be recalculated and the expected FY 2011 COLA budget will be $1,800 ($90,000x2%). The $1,800 will be compounded into the FY 2012 Budgeted Salary The position will be recalculated and the expected FY 2011 MERIT budget will be $1,000 ($50,000x2% [MID point)). The $1,000 will be compounded into the FY 2012 Budgeted Salary FY 2011 Position Budget ($90,000+$1,800+$1000)= $92,800 FY 2012 Position Starting Budget = $92,800 Test #2: A new 2% compounding COLA additive will be created and added to a position with a FY 2011 budgeted Salary of $99,750. A new 2% compounding MERIT additive will be created and added Collier County, FL Page 35 of 135 September 24th, 2010 ___'--'-:--...: .i ~DVmaX .....; ~arme,.s Sarasota County Government ~---------------- - -- 5 r;:. :c...,......,......... in association with &MethodFactory :::::_"'" 14', *'I't. to a position with a FY 2011 budgeted Salary of $99,750. The position will have a Pay Grade assigned with the following Min/Mid/Max values: Min: $45,000 Mid: $50,000 Max: $100,000 The position will be recalculated and the expected FY 2011 COLA budget will be $250 due to the $100,000 Max ceiling. The position will be recalculated and the expected FY 2011 MERIT budget will be $1,000 ($50,Ooox2% [MID point)). FY 2011 Position Budget ($99,750+$250+$1000) = $101,250 FY 2012 Position Starting Budget = $100,000 Mert and MerE Test #1: A new 2% compounding Mert additive will be created and added to a Non-Union position with a FY 2011 budgeted Salary of $90,000. A Non-Union position # will be provided by Collier County for testing. The position will have a Pay Grade assigned with the following Min/Mid/Max values: Min: $45,000 Mid: $50.000 Max: $100,000 The position will be recalculated and the expected FY 2011 Mert budget will be $1,000 ($50,OOOx2% [MID point)). The $1,000 will be compounded into the FY 2012 Budgeted Salary FY 2011 Position Budget ($90,000+$1000)= $91,000 FY 2012 Position Starting Budget = $91,000 Test #2: A new 2% compounding Mert additive will be created and added to a Non-Union position with a FY 2011 budgeted Salary of $99,750. Collier County, FL Page 36 of 135 September 24th, 2010 16F 5 r;. :.0:__... in association with &'MethodFactOry ~~"'" The position will have a Pay Grade assigned with the following Min/Mid/Max values: Min: $45,000 Mid: $50.000 Max: $100,000 The position will be recalculated and the expected FY 2011 MERIT budget will be $1,000 ($50,Ooox2% [MID point)). Only $250 will be compounded into the FY 2012 Budgeted Salary FY 2011 Position Budget ($99,750+$1000) = $100,750 FY 2012 Position Starting Budget = $100,000 Test #3 and Test #4 Both Tests #1 & #2 will be repeated with the MerE additive but applied to a Union position. A Union position # will be provided by Collier County for testing. Collier County, FL Page 37 of 135 September 24th, 2010 ---=--. ~'tIDM Sarasota County Government -----.-:_- 5 ':' :c....~... in association with &MethodFactory ~"":'''''' ---- 9 Organizational Setup The following section outlines the organizational setup and configuration for Collier County GovMax VS implementation. 9.1 Work Scope Navigation Structure The following section outlines the requested work scope navigation structure. This structure will be used to navigate to the desired cost center. Collier County Work Scope Navigation Structure: , --'-'~-~~:lfj~~$~7~ri~-~~~~'-'.~~--- -"-- . ...... ',' - ~".':..- ~1C::"'-: ~~~- - "'-'lI'!ll'", ".,,~.ol' ,.)oq; 'T~"~y-.-, ...... -;,...........- ::;-.. ----..,.-~.~- .,,1<;_" " 1 2 3 4 Business Center Business Unit Organization Code Account Object Business Center Business Unit Organization Code Account Object Collier County, Fl Page 38 of 135 September 24th, 2010 16F 5 --::::::--... ~nvmax " ~__~~asota County Government r;. in association with &MethodFactory ~'1:~s.~ _ _JCll ",., Slo4.... --- - - -------- 9.2 Site Options The following section defines the default site options that will be configured for the new installation. . Annual Budget 1.2B . Operating Budget out years 5y (FY 2012-2015 will have the operating budgets forced to $0) . CIP Budget out years 5y . Budget Phases 5 . Budget Years Adopt 1y . Building Budget for FY Database 2011 (will setup FY 2012 database toward the end of January). Acceptance of the 2011 migrated database will occur prior to rolling the FY 2012 database. . What are your organization's Nearest dollar rounding rules: 0 All up 0 All down 0 Nearest dollar 0 Nearest 2 places 0 Other (please describe) . How many years of historical data No change from GM4 would you like to provide? . Number of Operatin~ Service No change from GM4 levels you would like to maintain? . Number of Performance Service No change from GM4 levels you would like to maintain? _._~~.~ ~----~-~=~--__~~~ :.~~~'~~~~~:F7;:-~.~~~~~-_~;--~~;~-~-,~ ~~ 0-_- - . Budgeted Positions 2158 . Non-Budgeted Positions but need 0 to report FTE and/or Position Counts. . New Position Prefix New Collier County, Fl Page 39 of 135 September 24th, 2010 l6F 5 ---=---- ~~M sarasota County Government t;' x...~... in association with &'MethodFactOry ~...';'!'''''' . Calculates OT by Position (Yes/No) Yes . Minimum Fringe FTE 0.75 . FICA Rate 0.062000 . FICA Exclusion Ceiling $106,800 (all out years) . Medi-Care rate 0.014500 . Workers Comp Factor 0 A factor of .6 would reduce the amount budgeted to 60% of the un-factored amount. A factor of 1.1 would cause a client to budget 10% more than the standard calculation would call for. . Vacancy Adjustment Factor 0.000000 . Pay Periods 26 . Hours per Pay Period 80 . Calculate MERIT at MERIT date or Merit date start of each fiscal year? . Enforce Pay Grade Max limits? No . If yes, what is included in the - enforcement: 0 MERIT 0 COLA 0 Salary Additives -~- - --~~~~ -~.-- ~_'_- ~_. r-'~~~~~~~~-:;-:;'~.J~7~~~;~J;~"~:~- - - ~~i - "-. ~"'r~*;:'~~~_lr~t~iIr__'!~~~';' I'~~ _I>'> , ." .t.....'""~ ~_~::Jt."..\it:y w"'- -"i!iitt ~.\""-f\!5'1k . Service Enhancements/Decision Y Packages/Budget Issues . G~nb Y . Capital Y . Performance Y Collier County performance structure includes narratives at the Business Center, Business Unit and a custom Program level. Objectives and Measures are maintained at the Program level. Collier County, Fl Page 40 of 135 September 24th, 2010 -".... ~.._-..... ,~~ _~~~~~ ~~unty Government 9.3 Budget Phases r;:. x...~,.... in association with &'MethodFectory ~....";-"'" --~-- The following section describes the budget phases for Collier County and the corresponding calendar dates. ~ ~...~ -:~-~--~:-~ - ~~-~~ :-~-l- -~: -~~~~ ~"~~?~:~~ A ~. ~..; ': '" +'. /:. _ ~~t~. .::1:7":~~~~",;:!~~' Phase 1 Preliminary Budget Phase 2 Requested Budget Phase 3 Recommended Budget Phase 4 Proposed Budget Phase 5 Adopted Budget 9.4 Budget Calendar The following section shows the budget calendar for Collier County. -~- -, ~- :-.---- ~~ ~-~- " -- Jan Jan Jan Jan JanjFeb Feb late Feb Every 2 weeks MarjApr April May mid-June late-July August Collier County, Fl Contact John to get GovMax ready for new fiscal year Upload audited actual revjexp from last year Upload current FY revjexp data Upload Personnel Information John & Susan in GovMax getting it ready for users Training Budget Policy, providing Board direction to staff governing the preparation of the new year's budget, Policy is adopted by BCC Upload current FY revjexp data (usually after a Payroll) Depts. prepare & input budgets into GovMax Budget Analyst review and make changes to dept's budgets in GovMax Meetings with County Manager, Dept, and Budget office - using GovMax "Budget Document" pages BCC conducts budget workshop to review the proposed budget Tentative budget is adopted by BCC, incorporating workshop changes Prepare Resolutions for all the changes that need to be made to the Tentative budget (usually due to items approved by BCC in June & July Board meetings). Page 41 of 135 September 24th, 2010 16 "'5 -----.::::---.. ~~.M sarasota County Government r:- x...~,.. in association with &MethodFactory ~~"'" Early-Sept Mid - Sept First Public Hearing Final Public Hearing The weekend after Final Public Hearing, upload the budget into the accounting system Accounting System "flips the switch" to activate the new year's budget weekend in Sept Oct 1 9.5 Service Levels The following section describes the service levels for Collier County. GovMax supports an unlimited number service levels but the assignment of a service level to the budget is solely managed by the Collier County. GovMax does not automatically assign service levels based on Collier County business rules. . ---- -~~~~ ~~~7~~~~~EJ,~~~---.-~~- -- Sll Next year's budget - "Current The info that was inputted into Operating or los" service level - providing Position Control (not a Budget Issue) existing services, replacement of capital outlay items Sl2 Next year's budget - "Current A place where Depts can input a piece of los" service level - providing their budget here and if we need to cut the existing services, replacement budget, these are the items that will be cut of capital outlay items out of "Current los" Sl3 Budget Issue - "Expanding" - Prepare a Budget Issue. something new, new position, Will show up under "Expanded los" new service, new program, expansion on something in On the program summary page (budget doc) existence, new capital outlay this item will be displayed (continuation of item (not a replacement) (no existing level of service). difference between Sl2 & Sl3 in V4.0) Sl4 Budget Issue - tied to a capital Not being used at this time, but will be in Project item. Not being used the future (I guess that a Budget Issue will at this time. be required for this one too). Will show up under"Expandedlos" On the program summary page (budget doc) this item will be displayed (operating impacts from capital projects). Collier County, Fl Page 42 of 135 September 24th, 2010 F 5 ". X"'~S4 in association with &MethodFactory ~~"'" 9.6 GovMax Operating Budget Crosswalk The following section describes the language crosswalk between Collier County and GovMax. . -~ -:~~~~:t!~~~-:-~~---:r-~:=::~~~~~_~~~~;-~~__~::;:~~~:/~~.~'.~:~~.~~~~~ ~ -. -> None Same as v4 9.7 Load "Look-up" Data Migration File Formats The following section describes the Look-up tables that will be migrated into GovMax vS. Business Units ,,,-.,JJIU'" Divisions ~- TFA Codes --. Strategic Initiatives .... Expenditure Object Codes Number, Name, Transfer to Fund, Account Major, Account Collier County, FL Page 43 of 135 September 24th, 2010 ----=----. ~~M_ _~~~~~ ~:un~Government II"te Expenditure Minors " .i "i".ctCodes Pay Plans ',"'- ,-\ " Salary Adjustments ~", " Retirement Plans Collier County, Fl 5 r') :C"'~5.4 in association with &MethodFactory ~_"";'lCll Minor ........."'Name Number, Name .~""""#Name,oTransfer from Fund,.~M"t. ......; --,ue/[ype, Rewnue Factor Number, Name ..... ............... ..,u...-...... n~'....,.,...n~ Number, Name ,Ret'.: Do not use NUmber, NJme, text. Org Code; . Do not use Numbe ,.. de .."""""" . . '.' r, n;ame,pay plan, pay gra , retirement; .i" .,' :n . ~~....fuII-time. . ...~; "<C:'!,,:'!.;': ,..~1~~~~.' .' exp~"""-!'o~ 'Tf . "".., '~ot.hetiexp~' :.:';. Name, Salary Adjustment ,,~,~Min,Mid, Max forAnnualaAcl..... Number, Name, Exp Object Code, Adjust Type, amounts and/or percentages Weclo nobise- i&nOre Number, Name, Exp Object Code, percentages Numlreri___~~'Code,,'.~:;:~c.:t~:; Number, Name, Exp Object Code, flat rate Do not use. Number, Name, (appears to have been expanded in vS - refer to section 11.5 Position Budget Matrix, at a minimum, the selection made in v4 otherwise we will not be able to have similar results when testing calculations between v4 and vS) Donotusef All are coded with activity 1000 (we don't use this function) AIIprojKt$ar'f!.. coded Adopted, no~~~~ ." (we........... h"._~:~.____) . .;.,y",;.;,.... UUI~ 'Ii....... ,.....~.,~"'UUfI ',~. ' , : :</', ~:..:~.-t'"'" Names Name, CIP.CatetorV Type Name 00 not use Name Page 44 of 135 September 24th, 2010 16F 5 r;. :0:__504 in association with &MethodFactOry ~~>ClI ----- Funding Sub-Class '. .'"':.I.l~ J~;-;.:;':~';:~~t~'t>:".~~(:,~ '. ';."'- - " ,:_, ,- ; Budget Issues "iQC.,lotuse Do not use :DQnotuse\ Do not use .nt~, Name, Business Unit, ~~~:~~~<~, Gtant'~atOr . '., <,~,~~di;,~;;,:i" :.,. We do not have any in FY 2011. I set up 3 testing budget issues, but I can set them up vS again. Collier County, FL Page 45 of 135 September 24th, 2010 16F 5 ". X"'~!ld in association with &MethodF8ctory ~_";'!'''''' ------ 9.8 Load Account Details Data Migration File Formats The following section describes the Account Details tables that will be migrated into GovMax v5. 9.8.1 Revenues and Expenditures 9.8.1.1 Historical Budgets Fund Code "r.t1tlJI"~tt... ,\. ':" ,- -": . , .' <' ,"', Account Type Part ofthe~structure Part of the organization structure Une ltemobject.~ (~)xpenditure or (R)evenues. If your file does not contain this column you can set the default value of this field value to either E or R but all the line items in your import file must be of a single type. Number . Noles ,,.~.Iitf' . ~," " " ~~\_.-.' ,,," ,~.;: ",,1'- " Adopted .1 r ... ;",Cj,r'I:;:~7 . Amended '''Ill f."... Annualized Money Money Collier County, Fl Page 46 of 135 September 24th, 2010 ----..-.---;:---...... 'l&~;: _~~~~ta County Government 16F 5 ? :c:.... .......,.... in association with &MethodFactory ~"';!'OCJI 9.8.1.2 Out- Year Budgets Details :' :~.1;',<....:",;,,' '.....CDde Partoftbe~n structure Fund Code '....; Grant Number Part of the organization structure <l~'~ Budget Issue Number :''''~I.__t.. . 11.;' ;"''''_'',- ,-' _ _: " . _ Account Type ;'~..qb,klct,.,.. ..c:ode. - .. ". ,~<,~[,PI'!f~.. FY 2011 Budget (~)xpenditure or (fi)evenues. If your file does not contain this column you can set the default value of this field value to either E or R but all the line items in your import file must be of a single type. Uneitem detail description. '" t' . '., ",'-" FY 2013 Budget WM4.~ :.II It ,~,.. FY 2015 Budget Number Number ~:",.. NumIIer Number Number Collier County, FL Page 47 of 135 September 24th, 2010 ~ ~ 9.8.2 Capital Projects 9.8.2.1 Projects ~. ',,~CacIe ~~]1"'9I'-1t Project Manager ? x__... in association with &MethodFactory l::.:'_oa ""-, ....... Project title BusiAeSS~nit COde of the project. Project status code from the Project Status lookup table. ~ ~<'<for.tJle location of the project (e~<~,"ot~~.* and Cypress).".. Short text to allow organizations a place to store Project Ranking criteria. ~~,""ftomap Catepy look. table. .E)GImpIe - Public Safety, AdrninisUatior\ T~. Project type from the Project Type lookup table. Example - Expansion, Land Acquisition, Equipment, Replacement. Narrlt?~the~,~nt. Name of the project manager. <~~,~~...1Dr Nameoftbe~ contractor ,1;,'..-""., ;,'...J;.... _,' '" Public Information Rep '~l~~rw......1ioIl 1-,_ ,'';',lj"\';;'l'I':"~,_I,,,,, >'1" .......<<. Project Description Praject RatIonale Funding Strategy ".lllllpact CDRment Current Project Status Collier County, FL Name of the public information representative. EmaiI of the~. information representative. Narrative for the project description. Narrative for ~.pI1tject rationale. Narrative for the funding strategy. Narrativeforthe~'impact. Narrative for the current project status of the Comprehensive Plan. Page 48 of 135 No September 24th, 2010 16 5 _=---.. ,.I{, ~~JJ' ' armB,:___~~~~a County Government '7:' :c...~.. in association with &MethodFactory ~~"'" Deficiency i~RJjtt Budget Analyst Comments l=v.,Q!fio l=Yes, O=No 1~:~.. Narrative for the budget analyst comments ;JI:~. Comp Plan Reference 1_ct"~ LMS <ll#;l~,~ Narrative for the comprehensive plan. 1='(es.:~ No 9.8.2.2 ClP Districts CIP District aligned to the project. Collier County, FL Page 49 of 135 September 24th, 2010 4 , 16F 5 f") x..........,..... in association with &MethodFactOry l::.:'_oa j,l', ...... 9.8.2.3 CIP Revenues and Expenditures ".~ CIP Activity Code :Iii!.,tt...~ . .;, - " -~t .It.. < Account Type _'4.~"" Appropriated To-Date FY 2012 Budget 1ft:" ,........ ;t '-i'c"..',""';' !r!"~:""U FY 2014 Budget <'~~.tI11Jlt . FY 2016 Budget . ;-, !,' i./" ._.-:.~:.~ FY 2018 Budget ~"'~~"""l FY 2020 Budget Collier County, FL CIP Expenditures only ;'~<~~code. (~)xpenditure or (fi)evenues. If your file does not contain this column you can set the default value of this field value to either E or R but all the line items in your import file must be of a single type. Une itemd8taldescription. .~ Number N.... Number Number Number Numher Number Number Number Page 50 of 135 September 24th, 2010 . ~ I " f ~~ · F '(;Irme"!__~~asota County Government in association with &MethodFactOry ~';:;" 9.8.2.4 CIP Historical Budgets ~.. ''''~~"'~-'''.'--' .:a-,-,",._,1.~;~'.:\;,.-::;[<' " Adopted 1:~JjJJl.JI,~ r Actual ~D~~'" Annualized Collier County, FL 5 .,;< 'hloftb! _~structure Part of the organization structure .;f8I'tof~ ~~ structure.' . ". ......:.;,~~... , Part of the organization structure CIP Revenues only ;ttP'~-~onIy Line Item object code. ~'ortB)evenues. If yourme~nGt, contain this column you~. value of. ',~tD eitherEq;~ ~8If' ..,. your", '.Ofa siIWIe'" .' Line item detail description. Number' ...... Money Money Money Page 51 of 135 September 24th, 2010 -----::::::--- ", ~nvmaxt~ ~~. ~~__~~~sota County Government 9.8.3 Position Control 9.8.3.1 Position Record '=' x,.. ,...,.. s.- in association with &MethodFactory ~"';!'''''' Budget Status ~"*,~.~ Budgeted Salary :~'''l~r " ........ " .:""::,.\,,~..,,.~~~~~":I':'~'" " j,.~ "_; : . c..::, '. .~. Class ~~~C!r".r . ; , I!..' ,,,.., ..; ~"" .... _ . . Current FTE ~........... ;' Current Position ~~,Jf~ Hire Date ;~'\'^~' Job Title MerIt Date Position Standing Collier County, FL Values: l=Active 2=lnactive 3=Excluding Adjustments 4=Adjustments Only S=Excluding FTE 6=Position Deleted 7=FTE Only 8=OT Only fAeney Money Values: ' .....~ l=Hourly Job class code for the position. Horn.ecost ~ for the position Number up to 2 decimals MOney Value is required to be a number (no decimals). Money Short date The ~. oftl1e'.~RltN!nt for the position. ,,' '. The job title of the position. Short date Values: l=Recommended 2=Non-Funded Page 52 of 135 September 24th, 2010 F 5 ~ ..q, Rnyrnax ~;' ~;.mB"S Sarasota County Government ~-------------- - - -" 5 ':' X"'~M in association with &MethodFactory l::::_oa ....,-...e... Position Type vaa.s: l=EXist1Ac 2=New 3=Deleted Values: FT=Full-Time PT=Part-Time TP=Temporary ":_1 Number ....,,..,,. StIlus ~ ;.. '" -"; .V~ = Short date ,I'.':';+""fi"", '.~.'.' . euIIIt.' Ion <,_.1.... ..'." . .j"'" ,';'._'<' -c . .'-, -'<I' Scheduled Hours 9.8.3.2 Position Budget Split .~;~~ -"~'~~;''''' Fiscal Year "~~,~~~J~~I. '. JL Code .~JlI t ....NI..... Grant Number The position split's cost center. eurrer.t.~le~rqf the position split. Fiscal year Split "for the3~iscaIyear. Collier County, FL Page 53 of 135 September 24th, 2010 q&~jJ ,';: 'tIrme":___~~asota County Government 16F 5 "=' :C-"~!M in association with &MethodFactory ~"';!'''''' - ------ 9.8.3.3 Position Additives/Fringes The fringe/additive code assigned to the position. 9.8.3.4 Position Budget Number ........ ~, ' . .;: 1'1I< ~: -' , FTE '~",',*,' Scheduled Hours "'beI' Number Number Number 9.8.4 Grants 9.8.4.1 Grant Record ;,110: 1~1ilrIn Business Unit Text Text Business Unit code ..... , ;1>,vr, Fund code Grant Administrator Text :<....f!GC {:~""C POC Phone .~ Grant point of contact Point of contact phone # Point of contact extension Collier County, FL Page 54 of 135 September 24th, 2010 16F 5 ~ ~~M _~~~sota County Government ;n ."od,,"oo .;,1, &"....odF.CIo'Y ~,.;:.~ CFDA ....,[.. '.,;J',; "', ;,,1.,,1' CSFA -,8~lIrq_I ',' ". .)11" ...r :- , .o"-,.".f.._ '", : Other :_~~:.. Application Date Rcv. :Q~'~~,r"Rev. Agreement Date Rev. ;,:............. <<~:'N:;!~;"'-~".;'... :",." " Audit Report Date Rcv. :<~rntt~<tI~ D8IIe. Rev. Application Finance Rev. ":.J..~~~;~~. Agreement Finance Rcv. .~,~~'.I"""Rcv. Audit Report Finance Rcv. ,lE,~l~'(~.nts fJaaIJQt Rev. Start Date ;-tl"~'''''.. '~,v;" ,,I"~""-'ioJ'''. ,~!P~~,h,,_,'e 'r "'<.. '"f'~'" '" "lll,,-....:;'"!: '4 '\"" " ' " . End Date X....... Dale Fixed Assets Collier County, FL Text Text Text Text Text Date -Date Date Date Date Date Date Date Date Date Date Date Date Date Date Values: Undefined N/A Federal Owned State Owned County Owned City Owned Grantor Owned Other Page 55 of 135 September 24th, 2010 16F 5 r;.. x.... ...............'~~ in association with &MethodFactory ~,...~"'" Values: Refer to the Strategic Initiative lookup table VaIue$: RefertA'the 4ssue Type lookup table Business Unit code 'AIbIIl~. , ' .., ,. ' ., ~ ,..,......... ,~~': . --, Money Grant-In-Aid '..~J.lt~~ Advanced Payment \OOm ~. '. i. ..." Interest Due ."rt,~~lJ~.. Revenue Notes Values: Undefined, Yes, No "aIOeI:~, Yes, No . Values: Undefined, Yes, No Value$: NlA, cash, In-Kind Values: Undefined, Yes, No Text Text ,.,~:;~;,,:~.!. Text Comments 1ftAt..'"tltrm ,101$ Text Text 9.8.5 Budget Issues 9.8.5.1 Budget Issue Record ,Ql,l,jnrltltll,<,. Strategic Initiative ..-- Business Unit FtnI Budget Issues Admin/POC Fund~ Text (~teveI ~.- -"3:',, CIP Project CIP project number Collier County, FL Page 56 of 135 September 24th, 2010 16F 5 ~~~ ;j, V ax "'.. 'iii (Jf'; Sarasota County Government ---------- r;. x__... in association with &MethodF8ctory ~"';!'''''' ----- Text :v~ :~. Text Text Text Cost Text Text Budget Text Recommendations/Comments Collier County, FL Page 57 of 135 September 24th, 2010 16F 5 ~ ~~~ Saramla County Government ~----- r') x... ,....,.... 5.11 in association with &MethodFactory ~...."';!'''''' 10 GovMax System Capabilities 10.1 Operating Budget, Budget Issues and Grants The following section outlines the features and benefits of the Operating Budget modules. C - Current Functionality A - Added functionality based on client requirements at no additional cost P - Planned functionality for future release at no additional cost $ - Can be added to proposed system for additional payment N - Cannot be accommodated Ability to configure the modules based on your organizational language and C structure. Ability to add detail to the line items. C Ability to export the final budget to the client's financial system. C Ability to add line item and line item detail narratives. C Ability to add custom attributes to line item and line item details. C Ability to exchange data with the client's financial system. C Manage the budget from across departments, funds, and cost centers. C Ability to group line item details together into a decision package. C Ability to manage Grants. C Ability to align resources to decision package. C Ability to manage planned reductions. C Ability to import internal service charges. C Ability to distribute budget percentages across a line item detail fiscal budget. C Ability to perform what-if scenarios through database archives. C Ability to view changes made by users. C Ability to upload documents. C Ability to manage historical budget data at the line item or line item detail. C Ability to manage the annualized or estimated line item budget. C Please provide details on Collier County specific requested functionality that you will require and is not outlined in the above functionality matrix. Net Cost A This is not an inputted field. Behind the scenes, GovMax calculates what this figure should be. This line "Net Cost (fund name)" is used on the Budget Collier County, FL Page 58 of 135 September 24th, 2010 ----==----. ~~M sarasota County Government ". x....~,.. in association with &MethodFactory ~....~"'" ----- Document reports only. John allowed us to turn this field on or off, II V..3IIJB Fund COde:PJ1 Net Balance:1 Yes.:::J e General Fund (001) is the largest operating fund of the County, ~ is used to account for all countywide nDnDnlIl nnwammont ::U..tMti,llC~ :IIn'" i~ cwnnnrhu" nrinrin~lIv h.... ::U'4 ~ln'Dm hvoc: ThCll rnnc::trtlftinn::lll ()ffirgr F'llnrtc: Lookup / Organizational Code Lookup / funds / click on a fund code / click on the "Fund Description" title / decide if you want a "net cost balancer" or not. Ability to set a default of the % change for the 2n out-year budget. $ Oe/Ive< ~bk!I""".:l ~~MII>>"~~'!:llo~. ~.:"" ~ ..~"" = 'va.u ~ ,va." I ~ o,~: _eo ,00 00 1000 __.,., ~ to 5~nt yurs: r flIfW I r 1 r I _I ....1 10.1.1 Default % of Change Enhancement Collier County has requested GovMax be enhanced to allow for them to determine the "% of Change" default value for years 2-5 when creating a new Detail item. In v4 when a user creates a new detail item Collier County had customization made to default year 2 as - 100.00. ~e<_:I""".:.! _ ~~.uD"'~iIU___Il'I'l::Mo1" --.=Yjj11 FY 2112 FY 21113 FY.,.. FY 2015 I ~ ': ~"::. ...!:U .. .l:".~t 01 (.........1 1 .1 _I ....1 To accomplish this enhancement and provide the greatest flexibility MethodFactory will develop a Growth Rate table which will allow Collier County to manage their Default % of Change value(s) that could be applied as a Global default to all objects or at the Organization Code level or on specific Object Codes. Collier County is requesting this be a global % Change of -100.00 for all objects. Collier County, FL Page 59 of 135 September 24th, 2010 ~ t . q&iIDM sarasot!nty Government ? x_-.p.... in association with &MethodFactory t;=....~"'" A new Site Options option will be added to the Budgeting Information tab of Collier County's vS implementation that will allow for a new Details created to have the year 2 % of Change default to -100.00%. Site Options I Oct - Sep ~I I Update I I Create I Queued Ops I Update I I Nearest dollar ell I Year 2 @ -100.~ .111 r", Y DfDmIIIiDa il -Budget nfonnltion II SliIrvice LewII DfDmIIIiDa II PaeIiDR DfDrmlIIiDn Ji GenenI nfDrmllliDn j, w..-..- ~ jl ~.I Condnuous FiIaII PlalHllng:* I No ~~I Budget 1Iethod:* I Annually "~I Current Budget Phae:* I Preliminary ,:II Budgeting Out-Y..,.;* Is .'111 Cepllal Out.Yun:* Is ,.., Cunent Budget Perlod:* Update Budget Method: Crellt8 Phae Snapshot Update Budgeting Years: Monetary Rounding: Default" of Change Rate: HIleDrlc:aI Years Budgeting Years:* 12 .~I Capital years:- 12 ,~I Performance Years:* 12 ~I . Required Fields I Apply II s.e II Cancel To allow for a default % of Change rate at the Organization Code level the same option as above will be added to the Organization Code table. This setting will override the global setting in the Site Options. Collier County, FL Page 60 of 135 September 24th, 2010 16F 5 ..,----- --"--~ 'l&~M_ _ ~~~~: ~ounty Government r;-. x...,.,..,.,...w in association with &MethodFactory ~...."';!'''''' ------ Org Code: 1100220-669 Org Code Name: IOffice Of Utility Regulation Business Unit: I 0530 Regulation Fund: 1669 Utility Fee Trust TF A: 1539 Other Physical Environmen Department: I 0 Comm.Dewlopm_Div~1 Division: I 00000 N1A .il Program: I 053020 Utility Regulations Fund (669) Function: 153 Physical Environment vJ FY 2009 History Org Code: 1100220-669 I FY 2010 History Org Code: 1100220-669 I CIP Projects: 0 Default % of Change Rate: I Year 2 @ -100.00% ,til Do Not Allow Override to % of Change Rate: 0 Org Code Status: I Actiw I ~I ~I cil ~I ,jl [ Cancelli SUbml] I Reset] I Delete I The Do Not Allow Override to % of Change Rate option is provided to lock the % of Change from being modified when adding a new Detail. This option will only allow the user to enter a year 1 budget value and the % of Change set rate will provide the year 2-5 budget values. To allow for a default % of Change rate at the Object Code level the same option as above will be added to the Account Object Code table for Expenditures and Revenues. If there is a rate set here it will override the global and/or Organization Code rates. Collier County, FL Page 61 of 135 September 24th, 2010 16F 5 ......----:::--... ~~~__~rasota COUnty Government '7t x................ in association with &MethodFactory l::.:'_oa 1o;',3IoIoI't Object Code: 1634112 Object COde Name: I Hospitalization In Patient Transfer to Fund: IN/A - Not a Transfer Account Account Major: 60 Operating Expense Account Minor: 600 Operating Expense Expense Category: NA Undefined i~1 Resource Summary: NA Undefined i~1 Default % of Change Rate: Year 2 @ -1oo.00%,.jl Do Not Allow Override to % of Change Rate: 0 ,~I vi vi Account Descri tion Do not allow new Detail Line Items: 0 Requires Mapping to Activity/Deliverable: 0 [ Cancelli SUbmI' [ Reset I [Delete I As with the Organization Code the Do Not Allow Override to % of Change Rate option is provided to lock the % of Change from being modified when adding a new Detail. This option will only allow the user to enter a year 1 budget value and the % of Change set rate will provide the year 2-5 budget values. When a Default % of Change rate is applied either as a global rate, at the organization level or at the account object level when a user either creates a new Detail or edits and Existing detail the In % of Change will be automatically set to the defaulted rate. Depending on the Do Not Allow Override to % of Change Rate setting the user mayor may not be able to change year 2-5 budget values. Collier County, FL Page 62 of 135 September 24th, 2010 ------:----.... ~~-M~ sarasota County Government 5 ? :.c... --.....,... in association with &MethodFactory l:::.:_1OI 'io:',5rI'f Bull... Cenbtr: 8uIh.- Unit , OrganIzation Code: Fund: Account Object 12 - Communications 1230 - Communications Prod DeliYery 31240000 - Mail Distribution 001 - General Fund 500315 - Computer Software &Consultants FY 2011 FY 2012 FY 2013 Budget 2,5001 01 01 01 01 FY 2014 The final change of the enhancement will be a management panel that will allow for GovMax Administrators to apply the Default % of Change to the year 2-5 budgets. This management function will allow for a change to be made to a % of Change default rate table and then automatically applied to all existing detail budgets. As an example if Collier County decides during the FY 2012 budget year they would like to budget for year 2 at -10% instead of -100% value. They would go into the Rate table and update the year 2 % Change rate from -100.00 to -10.00 and save the changes. Then come to this management panel and click the Apply % of Change Rates and all affected Detail items will automatically be readjusted based on the revised rate. Collier County, FL Page 63 of 135 September 24th, 2010 16F 5 1fii;IDax . ~armB"S Sarasota County Government ----.--:_--------- --- -- - - o Xlilo+~'.~ in association with &MethodFactory ~.."'" Apply % of Change Rates AuIomIIIIc'.1II Apply .. of a..ge Rates to AI DetaIl budgets [Apply .. of a..ge RIIeIs II c.nc:e1 Collier County, FL Page 64 of 135 September 24th, 2010 ,-,,-- '" -...=---.. 'i&~ _~r~~~ ~~u~ty Governme:t ? x,...~,.. in association with &MethodFactory ~.....;'!'''''' 10.2 Position Budgeting Additives are the multipliers, flat rate and variable amounts that are combined to the base salary to produce the overall position budgets. Examples of additives include Life Insurance, Retirement, Merit, Cola, Lump Sum amounts, Workers Comp, FICA, Medicare, LTO, etc. 10.2.1 Determining the Position's Budget in GovMax The following section outlines the order of operation that will be performed when determining the position's overall budget. It contains the business rules that apply to all additives, and explains their potential value types as well as their position in the overall calculation. Sequence 1 - Salary Composition This sequence step is responsible for adjusting the base salary before any fringe additives are added and any net totals are captured. The calculation of sub 1 generates base salary for the next fiscal year. The only adjustments allowed within sub 1 are as follows: 01 02 03 Merit Additive COLA Additive Salary Additive Yes Yes Yes Sequence 2 - Additive Composition This step will be responsible for calculating all additives that are dependent upon the salary calculated in Sub 1 (Base+MERIT +COLA+Lump Sum+OT). ~~"""-~- _:-.T~~ ~---- - -~ Percentage Yes Flat Amount Yes Min. FTE Yes Include in FICA Yes Include in Over-time No Calculate only on Base Salary Yes Yes Yes Yes Yes No Yes Collier County, FL Page 65 of 135 September 24th, 2010 5 ___,^H"_ ...._.---.. tIDM _ ~~~~: ~ounty Government r:;. in association with &MethodFactory ~,!:"""""!I.~ _ _>01 ....,~... Fringe Additive - Employee compensation other than your wages, tips, and salaries, such as health insurance, life insurance, and pension plans. Most fringe benefits are deductible by the organization and are not included them in the employee's income. Non-Fringe Additive - Pension benefit contributions made by an employer that are not critical to the workers health and survival. Sequence 3 - Budget Accumulation This step will be responsible for capturing the additive and fringe totals and optionally performing calculations on those values. 06 07 08 Net Fringe Additive Net Additive Net Salary Additive "'. ..........~..<: '..L J~:.h:>,.h. Yes Yes Yes Yes* Yes* No * While sub 2 should be responsible for adding flat amounts to the position's budget, they are available in step 3 as well so that negative values can be added to the final calculated additive totals, allowing a set number to be taken off the accumulated value. All positive flat amounts are encouraged to be placed within step 2. Net-Fringe Additive - This type of additive is a multiple of the sum of Fringe and Fringe additives only. Net Additive - This type of additive is a multiple of the sum of Fringe and Non-Fringe additives only. Net Salary Additive - This type of additive (is a multiple of the sums from Sub 1 and Sub 2. Examples of this type of additive are FICA and Medicare. 10.2.2 Features and Benefits The following section outlines the features and benefits of the Position Budgeting module. C - Current Functionality A - Added functionality based on client requirements at no additional cost P - Planned functionality for future release at no additional cost $ - Can be added to proposed system for additional payment Collier County, FL Page 66 of 135 September 24th, 2010 - ,. '--L r- ...-"",,"- ~'P' '...."...__..-............... ~~m~ sarasota County Government ~-~-- r;;.. X"'~!ll.lI in association with &MethodFactory ~~"'" N - Cannot be accommodated Ability to make global changes by Fringe Benefit, Bargaining Group, Pay Grade. C Ability to budget a position as Hourly or Salary. C MERIT fringe types are budgeted based on the positions Start Date. C Ability to budget fringes based on the Position's Start Date and MERIT Date. C Ability to budget by employee or position. C Ability to spread FTE allocations across multiple cost centers. C Modify variables and perform various what-if scenarios. C Modify assumptions and recalculate. C Ability to assign FTEs to Budget Issues or Service Enhancements. C Ability to assign FTEs to Grants. C Ability to track position history, employee history and related changes to FTE. C MERIT and COLA fringe types can be based on the Max position budget or the C assigned Pay Grade. Ability to budget fringes based on a minimum FTE requirement. C Ability to track position reduction labor costs. C Ability to align labor cost to the client's outcome based budgeting goals. C Ability to budget Over-Time labor costs on the position. C Ability to budget only a portion of the positions labor cost. C Ability to define custom attributes on the position record. C Ability to manage fringe budgets at the position. C Provides ability for compounding fringes type. C Multi-year budgeting of FICA rates. C Provides ability to budget fringes as a Pct of Salary, Flat Amount, Variable Flat C Amount, and Variable Pct of Salary. Ability to budget partial year or seasonal positions. C Ability to budget vacant positions. C Please provide details on Collier County specific requested functionality that you will require and is not outlined in the above functionality matrix. COLA - COLA is applied to person's salary, until the individual hits the Maximum C (last number in Pay Grade) in his Pay Grade, than it stops. Once at max, you no longer receive COLA. Merit (both kinds) - Merit, is applied to the Market Point of the individual's pay $ grade (middle number in the Pay Grade). Since we do not use the 2nd thru 5th years in GovMax, we don't need to worry about the lump sum. BUT here in Collier, if you Collier County, FL Page 67 of 135 September 24th, 2010 ------=---.. ~~M_~~~~~ :~u~ty Governme:t 5 r;. X,..,......,...5.4 in association with &MethodFactory ~....."';!'''''' are at or exceed Market Point, than your merit is a lump sum which does NOT get applied to your base salary. e.g.: if you are at Max and being paid $100,000 per yr, than the merit bonus will be paid to you, but next year, you will still be making $100,000 per yr. Def Comp - Currently in v4.0, if you are a part-time person, the def comp is C prorated based on the FTE. This must stop. If you are entitled to $500, than it shouldn't matter if you are FT (1.0 FTE) or PT (less than 1.0 FTE). Life ins - Currently in v4.0, life insurance is not being included in the FICA and medi C tax calculation. Def Comp - Currently in v4.0, the def comp is being included in the Sub 1 Sum C when retirement and life ins calculates. This should not happen. Def Comp (Salary Adjustment) - Currently in v4.0, OT is being included on def A compo This should not happen. To allow for v5 to balance to v4 position calculations MethodFactory will allow for v5 Salary Adjustments to be included or excluded from OT calculations. This is a $0 cost enhancement to GovMax v5. When the County gives out the COLA and merit raises, they usually have an "if you $ were here on XX date, then you will receive..." so if an employee passes the hire date test, they will get a raise and if his hire date is after the "if you were here on xx date", they will not receive a raise? The additive date will be universal or another way to say it, everyone will use the same "if you were here on xx date" for the test to see if they get a raise or not? OT - currently in v4.0, the COLA, merit and pay plan adj adds to the OT number and C places this large amount into account 514100. Collier County, FL Page 68 of 135 September 24th, 2010 5 o x....~s.. in association with &MethodFactory ~~;-"'" Posltion:j5lm2033 Paramedic II Oncl B32 OT hrs) Class:j3HJ5 Paramed,c Ii Oncl B32 Ot Hrs) Incumbent:IOisarro Concetta status:lActive ..,~- FlIaI Y_2IllIIl Press SPACEBAR or EJmR to activate and use tNs cantroI 14461ll-490 Erne en Medical Se... 512100 14461ll-490 Erne en Medical Se... 514100 14461ll-490 Erne en Medical Se.., 519100 14461ll-490 Erne en Medical Se.., 519100 14461ll-490 Erne en Medical Se,.. 519100 14461ll-490 Erne en Medical Se,.. 521100 14461ll-490 Erne en Medical S... 521100 14461ll-490 Erne en Medical Se.. 521100 14461 ll-490 Erne en Medical Se,.. 521100 14461 ll-490 Erne en Medical Se,.. 522200 14461 ll-490 Erne en Medical Se,.. 522200 1446111-490 Erne en Medical Se,.. 523150 14461 ll-490 Erne en Medical Se,.. 523160 - Re ular Salaries overtime ReselVe For Sala ReselVe For Sala Reserve For Sala Social Seeu Mate... Social Seeu Mate, Social Secu Mate Social Seeu Mate, Retirement Hi h Ha... Retirement Hi h HI... Health Insurance ute Insurance Short ... CII* 071001-10 071001-10 071001-10 071001-10 071001-10 071001-10 071001-10 071001-10 071001-10 071001-10 071001-10 071001-10 071001-10 ... Sala - 50002083 Oisa,.., or Sa'a . 50002083 Oi.., COl.'lAlfustement- 500,.. EMS Merit ercontract - 5.., P Plan Adus1ment. 50.., FICA. 50002083 Oisa"... ' or Flea - 50002083 Ois, Medicare - 50002083 Oi or Medicare - 50002083 ..,: Retirement - 50002083 , OT Retirement- 500020... I Healllllnsuranee - 5000.., Ufe Insurenee - 5000208... 33816 21578 1 386 676 85 2230 1 338 521 313 7718 4631 8732 223 ........ 00000 00000 00000 00000 00000 00000 00000 00000 00000 00000 00000 00000 00000 -!!.L.!U FY:DB FY :lDlO FY 3111 o I 0 I 0 -I ~ I <J-.LoII I FY 3112 o In the above example, each line item will print in the referred to account. Even if there are 4 line items referencing one account (see account 521100). Regular Salary $33,816 Divide by 2080 hours Multiply by 832 hours Multiply by 1.5 = $20,289.60 - this should be the OT Salary in account 514100 COLA; OT "base pay" $20,289.60 x 4.1% = $831.87 Merit; OT "base pay" $20,289.60 x 2.0% = $405.79 Pay Plan Adj; OT "base pay" $20,289.60 x .025% = $50.72 Total OT = $21,577.98 I would like GovMax to treat the OT postings like it does the Regular Salary postings, show all the components as follows: (it ALL can still post in the OT account, in pieces) 514100 OT 514100 OT 514100 OT 514100 OT OT Salary OT COLA Adjustment OT EMS Merit per contract OT Pay Plan Adjustment $20,289.60 $831.87 $405.79 $50.72 Collier County, FL Page 69 of 135 September 24th, 2010 16F 5 ..--'---'--'.'.'._---'" ~~M_~~~~t~ ~ounty Government '" x,.. ,.....,..5.11I in association with &MethodFactory ~~"'" Than I can download the OT account and sort through the data to collect the dollar amounts in each of the pay increases. This type of information is needed on an annual basis by our Human Resources Dept. Collier County, FL Page 70 of 135 September 24th, 2010 16F 5 _........-._........ro '_......__.."'........ ~~M_ sarasota County Government ". :a:,..~~... in association with &MethodFactory ~~~"'" 10.3 Capital Projects The following section outlines the features and benefits of the Capital Project module. C - Current Functionality A - Added functionality based on client requirements at no additional cost P - Planned functionality for future release at no additional cost $ - Can be added to proposed system for additional payment N - Cannot be accommodated Ability to assign a unique number to the capital projects. Ability to align CIP expenditures to activities. Ability to budget CIP projects 5, 10,15,20 years out. Ability to assign multiple funding sources. Ability to align operating budget impacts to the CIP project. Ability to upload a Site Map. Ability to track CIP projects by district. Ability to filter CIP projects by Project Manager, Fund, Category, Type, Department and Division. Ability to import CIP data. Ability to capture the CIP's Comprehensive Plan. Ability to capture narrative information. C C C C C C C C C C C Please provide details on Collier County specific requested functionality that you will require and is not outlined in the above functionality matrix. Ability to view/manage project expenditure and revenue history within CIP workspace $ Collier County, FL Page 71 of 135 September 24th, 2010 16F 5 ." /ymiX .~. i ~1,.m~ Sarasota County Government --- - --- '=' X-"~'.4 in association with &MethodFactory ~...:~"'" ProjeCt: 31333 ., Opo<ollng Project m ActiVIty: 1000 ., Project Budget /" ___ )it___ o 21,500 o 112500 ,....'^.,'.,~"'~.c ., """"J:;__',~_ II 0000 _~DI__ -._..llInllllll(iIIl..IIII~nIDl~I__""...UllllllrnlTl'mlnnll~lftl""'H .....T.... ......... FY2011 FY2012 FV2013 FY'" PV2I1I Adoptod:140,ooo i estim.to::O 1100,000 10 10 10 10 Amondod:305,531 i ~tod: 0 1100,000 10 10 10 10 oc..tod:305,600 Bolonco:.O 10 10 10 10 10 ~ project:1 Org code:1 Revenue code:1 Item:lproject Budget ClP Funding Code: N1A - Undefined .~ JL Code: 00000??oo NJA JL Revenue Code: N1A ~ Grant: 00000 N1A <f\ Appropriated to Date: 0 .... FY ]010 Bud et , AdopI8d 11.000.000 AmendId 11.000.000 Forec:asIed 11.088.000 ~t..,.t.HIUt Ueldlj Ilelll UuU eldl t\.4:' ues.ts FY 2012 FY 2013 FY 2014 FY 2015 10 10 10 10 ICanc:eI] FY 2011 11.088.000 Collier County, Fl Page 72 of 135 September 24th, 2010 16F 5 -- .... -. ---=---.. ~~~ea.._x____ ~r&.TI ,. Sarasota County Government '7:' x,..............w in association with &MethodFactory ~~"'" 10.3.1 CIP History Budget Enhancement The following section outlines the work required to be accomplished to support the management of CIP historical budgets from within the v5 CIP module. 10.3.1.1 Current v5 Functionality Currently Capital Project Historical budgets are maintained in a CIP History lookup table. This table is separate to the Operation budget history. The following is the table format. Collier County, FL Page 73 of 135 September 24th, 2010 16F S ~~ .. arm6,:___~rasota County Government r;.. x... ,..........5-.. in association with &MethodFactory ~...."';!'>CJf :>' ',l. '0. ,,~-'f;' , Optional Optional EorR.(&penditu~ or Revenue) ,': " - _:e,.'c, Project Activity M!"""" ,""'~ c ,,_, ",~ ~~ '., ';,_ > .;,t._, .' ,~',,, ,_ I ,-. i' Account Object '...',.~~:,'a~i,H~ Fiscal Year Line item object Une item object description ~-.f,,~,-:~,.1 To Date Adopted -. """illI . d h,.lItt Actual " }- Annualized v4 Forecast field value ........'. ,,;:-,"l\,:)/,"'E;~-"j"",' JL Object Code :~'.~.... JL Object Code Name .... -J.....C4de Organization Code Name . ""6MIe Optional" Optional Optional Optional Fund Name BusIness center Business Center Name ........... ~...,>;" -.'~ ~'" '-' Business Unit Name "......., ~:~<,.~ Program Number Collier County, FL Page 74 of 135 September 24th, 2010 16F 5 ------....... ." ~~~ 5ara50~ co~:ty Government r::- x....~,... in association with &MethodFactory ~...:~"'" ::.... <custom fields> A user would navigation to the Capital Project Lookup table to add or edit CIP historical budgets. Capital Project Lookups , ~ .. CI' Category Type CII Category Types Cl'CategoryType system CI' Cl . 'i: .. CI' DiItricts CII Dislricls Cl'Oistricls System Cl'Di .. CI' Program Activty CII Program Aclivties ClPProgramActiviy System Cl'Pr .. 3 Fund~ Code Funding Codes FundingCode System Fundi .. Funding Source Funding Sources FundingSource System Fundi .. Funding Sub-Class Funding SUb-C__ FundingSubClasa System Fundi .. Funding Type Funding Types FundingType System Fundi i) Project Activty Project Activties ProjectActiviy System Projec: - .. Project status Project statuses ProjectStatus System Projec: '# Al.~~_ii.M".. .~".,ccl!l],". ,"""~_.~,"'. ------ . - ------~-------- Selecting the lookup table the user would be shown a grid all of the CIP historical budgets by Project. They can either search for details by providing a project number or create a new detail by selecting the 'New' button in the menu bar. Collier County, FL Page 75 of 135 September 24th, 2010 ~. -". ----- ~. ..;........'; " ': " ~,' 5 ? x_-..,..... Sarasota County Government in association with &MethodFactory t;:...."':f!'''''' Capital Project Lookups ~=PE?1all:t~( "115)"'" I~ .....v_ ~ AcIive Service Level Project Number Funding Code Project AdIwIy Jl Cod 2011 lMlcIAcquidion True PA1010 7001 itlI 2011 202O!i.'Cm8q Funding True PT2200 28 1 2011 XFER FR 700-Pl1BLIC FACLlTESICASH True PP6000 36 PP6000 PP4200 SEfS14 J7T1010 PS4400 PA1010 PS4400 PP4200 PP4000 PP41 00 2011 Canst of Recreational F.cay True 2011 Transfers 2OO5B GO-122365000 True 2011 Future GO Bond PnIceeds True 2011 XFERS 2OO9A VRA ($ 36,000,000) True 2011 Transfer from General Fund True 2011 Transfer from General Fund True 2011 LeeseIPIm:IwIse True 2011 ProfssionBl Services True 2011 Profllssionlll Services True 2011 Future GO Bond PnIceeds True .r~~~~~~""'__IC:_~' CIIIngt....-: c 1 ;t}!:i! I 1JiII*ying.-ge 1 of S. .... 1 to 100 of 415. 7107 35 35 41 01 01 41 6003 6003 35 ~ .all Creating a new or editing an existing CIP historical budget the user would be presented with a list of text boxes that they would need to complete. Note: This information is only displayed in the CIP lookup workspace and reporting must be customized to report this budget data. Collier County, FL Page 76 of 135 September 24th, 2010 16F 5 ":' x... "...... 54 in association with '&MethodFactory ~"':~1OI Capital Project Lookups Deec:rtpdon Service level ActIve Appropriated To 0fIte Project Number Funding Code Project Activity Jl Code Jl Object Code .... Type CUllom AUrIbutB Account Deec:rtpdon FiKaI Year Account Object Account Object Name Organization Code OrganIzation Code Name Fund Neme Fund Code Adop4ed Amended Actual Encumbrances Collier County, FL ILand Acquisition !Ves ~[ 19490000.00??oo000000 IpA1010 i 17001 IE 1 IPurchase Of Land 12011 17001 [Purchase Of Land [9A1021 [ lLANO FUND-COUNTY-PROFFI [General Capital Projects Fund I 1300 10.000000000000 10.000000000000 10,000000000000 10.000000000000 Page 77 of 135 September 24th, 2010 ,. ~ - ---"-0, ~~;;_ sarasota County Government "=' :.::...~,.. in association with &MethodFactory ~;'!'>Cl! 10.3.1.2 Description o/Changes The following changes are proposed to allow for management of the CIP historical budgets from within the CIP module on a detail by detail basis similar to v4. The proposed changed is only for the CIP workspace. Change #1. Add Current and History Year 1 (e.g. for the FY 2012 database these years would be the FY 2011 Amended and FY 2010 Actual) to the Expenditure and Revenue budget items tabs. This change will allow the user to view the summed total expenditure or revenue CIP history budget from expenditure or revenue budget item work area. Collier County, FL Page 78 of 135 September 24th, 2010 16F 5 --"- ~ ,"'. .... .-..-----.--.,. ~~~_ sarasota County Government r:- x...,..,..,.... in association with &MethodFactory ~...."':f!'''''' Filter by project ActMty: I Show All Budget Items I 'It- ,', ~ ~11t Ie t'lt E" Ir- ur.t t: F:o:rlude 0. wWzIIIol. Code 0IlJlId Code 0lIjIlct Name App~ FY 201111udgl1led FY 201211uc1g11i1l1 ". ~ 85769305 500342 Central Service Charges 5458 SO SO ~ 85169305 500342 CenlraI Service Charges 5180 SO SO ~ 85769305 500630 ~vemen\s 541,000 SO SO ~ 85769306 500342 Central Service Charges $2,032 SO SO ~ 85769306 500342 Central Service Charges 55.808 SO SO ~ 85769306 500630 ~ovemen\s 5992,960 SO SO 2!1 85769307 500342 Central Service Charges $2,698 SO SO l!!l 85769307 500630 ~vemen\s $7.7.302 50 SO L:!I 85769306 500630 ~vemen\s 50 51,750,000 SO - ",,1 --"'~'" .. '1---..----.- ~ ~._"C ~:".'.'. ""c,.;,.-"W .I. Project Budget VNr FY 2009 (Actual) 0 FY 2010 (Amended) 0 ~~To-OIle 1,853,326 FY 2011 1.750,000 FY 2012 0 FY 2013 FY 2014 0 FY 2015 0 Apply I[ SlMI \I CIncaI Unlike v4, vS will display the current and history year 1 budget. Collier County, FL Page 79 of 135 September 24th, 2010 16F 5 iji~ Sarasot!nty Government ~-- r;. in association with &MethodFactory c.~~!lI.4 s..- ....)C)f 'ioo',JIr,rI'" Project:iJ1JJJ . Operating PYoject JJJ Activ1ty:'1ooo . project Budget 0IICM1 _....nlll_ BudIIt T'" Adopted: 140.000 i Amended: 305.531 Forecasted:;JQ5,600 . . ~~lI1t;:;,~- ~.l "".",j"iIc,,iC 0000 mm.iIIIIItItlnlltlln:.l...III~llilf1l1a.""IIIt._ "I:.ltUn~;rmlliil..:lllllnll""I'11 ..-.cI FY 1011 FY 1012 FY 2013 FY au FY 2lItS Estimate:' 0 1100,000 10 10 10 10 Budgeted:,O 1100.000 10 10 10 10 Balance: 0 10 10 10 10 10 ~ Change #2: Add the Current fiscal year budgets (Adopted, Amended, Actual, Encumbrances and Annualized) and the History Year 1 Actual budget to the Expenditure and Revenues details grid. Refer to the accounts workspace as example. This change will allow the user view the historical budgets on each detail within the expenditure or revenue workspaces. Collier County, FL Page 80 of 135 September 24th, 2010 rro 'ill] ax ~ar'TlBrs ~- 16F ~ f') x...~",.. Sarasota County Government in association with &MethodFactOry tt='~~"'" ----- so SO SO SO SO SO SO SO SO 001 J =; SO SO SO SO SO SO 001 " SO SO SO SO SO SO 001 SO SO SO SO SO SO 001 SO SO SO SO SO SO 001 SO SO SO SO SO SO 001 SO SO SO SO SO SO 001 SO SO SO SO SO SO 001 SO SO SO SO SO SO 001 SO SO SO SO SO SO 001 ..,. AS '. a.ge ..-ae: < 1l H:i 111111... ~ I 0iIpIIyIng pIIglt 1 of 1185, ..... 1 tit SO of 44214. The following is the v4 example. The FY 2010 Forecasted column represents the FY 2010 Annualized column in v5. Project:,31333. Operating project 333 ACtivity:: 1000 . Project Budget _c.. / 1 2 , .. ...~:_,t~.~. . _,__,'~.,. j", .;:'_',H"...,';''''::"'._'_H..:<ll-___-,JIII,.,;;...,-:.~_._<<-:.~_...L__._-,..,""_-$""~ .",'._ .11 0000 _a....mn_ ... TCUIa Adopted: 1'-0.000 I Amended: 305.531 Forecasted: 305.600 ........iI..Dlftlllllll:.l'..I....inuPS1I;1.....IIII..tU:.lIIl~:nnl.~.nl.~'.1I AjlpnIprilIiId FY 2011 FY 2012 FY 2013 FY 21m FY 2015 Estimate:!O 1100,000 10 10 10 10 i Budgeted:iO 1100.000 10 10 10 ~ --I Balance:iO 10 10 10 10 10 I ~ Collier County, FL Page 81 of 135 September 24th, 2010 5 q!iin]M 5araso~!nty Government ~-- Q x....~w in association with &MethodFactory ~...."':f!'''''' Change #3: Add a History tab to allow for management of the CIP history data on the Edit detail screen of the CIP workspace. CIP History budget will be managed Please select a project actMty for this actMties tab and align it to the project, Project Activity:" 11001 - Central Service Charges .., I Select the Budgeting Account to add the Expenditure Detail Item . Replace with Infonnation and History tabs. DhIllon: 1M - Camrruity SeMces lM99 - CapUlImpcMImenls Prupns 85169305 - BI8ckbum Point P8rk Addition 390 - CapitallrnpnMments 5l10342 - CenIraI Service ChaIges o.,.H1IM.nI: 0rgIlI1Iudon ea.:- Fund: AI:cGunt 0bjec:I:* &xpencIIIUre DetaIIIt8m (Quick Setup) O""'~..n.-* IFY2010 ese 07/1712009 Upload Selecting the History tab will display the Historical budgets for the detail. This page will show all historical years for the detail item. Also, the Encumbrance column will be added. Different from v4 the user will be able to manage the historical budgets for all History years of the detail. This will be decided based on the number of historical years maintained by vS. Collier County, FL Page 82 of 135 September 24th, 2010 ;;. - ,..----===---.. ~DVmaX ... ~arm6rs Sarasota County Government ~---------------- '-..., 5 '7' :c.... ~'.II in association with &MethodFactory ~7"'" Line Item - (??oo1000 , 500995 ) Reserve for Contingencies ~IIII [ Apply II 5we Il Cancel I The following if the v4 example of the History management area. Only the current fiscal year is managed within v4. Collier County, FL Page 83 of 135 September 24th, 2010 ~IDix :" 'tfrbie~_ _ ~rasota County Government 16F 5 r;. x................ in association with &MethodFactory ~"':f!'''''' ----- Project: I Activity:l- Org Code:I' Object Code:! Business Unit:l- ", Fund:! Item Description:! project Budget JL Code: 00000??oo N1A I!! JL Object Code: N1A :11 Grant: 00000 N1A Activity: N1A J! Deliverable: N1A ~~ Appropriated to Date: 0 ." 10 10 10 l Cancel ] r 10 10 Collier County, FL Page 84 of 135 September 24th, 2010 ---:::--.... ~~~ Sarasota County Government 16F 5 r;. x....,...,.,..~ in association with &MethodFactory ~"':f!'''''' 10.3.1.3 Not Considered This enhancement only takes into consideration the enhancing of the CIP module. V4 provides an "Edit Project Budget" button from within the Expenditure and Revenue Detail workspaces when editing a CIP detail. Similar functionality is not considered by this enhancement. The editing of CIP's Historical budgets will be accomplished only within the CIP module. Org Code: I Revenue Code: I Item: I Project Budget JL Code: I 000000000 NlA JL Object Code: I 00000 NlA1}1 Grant: I 00000 NlA Service Level: 11 ~I Budget Issue: I NlA .11 vi ~I Revenue Detail Item Bud eta Re uests FY 2011 1.088.000 FY 2012 FY 2013 FY 2014 FY 2015 o 0 [ Back ] Collier County, FL Page 85 of 135 September 24th, 2010 ---:--... ~~;: sarasota County Government 5 r;. :c.... ~5,-4 in association with &MethodFactory ~~"'" 11 Collier County Position Business Rules The following section outlines the business rules for calculating the position budgets of Collier County. 11.1 GovMax Position Budgeting Crosswalk The following section describes the language crosswalk between Collier County and GovMax. -~ "---- ---_-.-_~-~~'-~~:~ --- ~- - --- Bus. Center Bus. Unit Organization Object Bus. Center Bus. Unit Organization Object No change No change No change No change 11.2 Fringe Types The following section outlines the business rules for calculating the position budgets of Collier County. C - Current Functionality A - Added functionality based on client requirements at no additional cost P - Planned functionality for future release at no additional cost $ - Can be added to proposed system for additional payment N - Cannot be accommodated - - - "-~ ~- --~-""""",,::""-:-:->,..-..---.:7;J'-"'-~~----~~-----~"'~~-_____-- -..--~ -- "-~--- - -- .. '1c~.l:t.- - - -- - - ~ - - -- - - -.... -.". - - - ~:.;~~ ~"-~ ~~- - ~_~.:: ~ ~- .1"~~;S:i;-~~~ i_~~.~~~;:~t'~~' \"~ ~;~~;:i~ ~ >~ ., DC30 (3K deferred comp) This salary adjustment is applied to all positions within "Administrator & Assistant Co Manager" pay plan. C DC15 (1.5K deferred comp) V5 maintains Salary adjustments on the Classification Code table. This salary adjustment is applied to all positions within "Directors & Attorneys" pay plan. C Collier County, FL Page 86 of 135 September 24th, 2010 16F 5 ~ ~ ._-~ 'II~er. Sarasota County Government in association with &MethodFactory ~...:;~"'" ---- VS maintains Salary adjustments on the Classification Code table. DCSO($SOO This salary adjustment is applied positions manually. C deferred comp) COLA This salary adjustment is applied to all positions with all the C pay plans in v4 except the Commissioners pay plan. To accomplish this in vS we would remove this additive from the Classifications of the Commissioners pay plan. MERIT This salary adjustment is applied to all positions with all the C pay plans in v4 except the Commissioners, EMS Union, and the Pilots Union pay plans. To accomplish this in vS would we remove this additive from the Classifications of the above pay plans. PPA This salary adjustment is applied to all positions with all the C pay plans in v4 except the Commissioners pay plan. To accomplish this in vS we would remove this additive from the Classifications of the Commissioners pay plan. COMM This salary adjustment is applied to ONLY the Commissioner's C pay plan. To accomplish this in vS we would ADD this additive to only the Classifications of the Commissioners pay plan. MERE This salary adjustment is applied to ONLY the EMS Union and C Pilot Union pay plans. To accomplish this in vS would we ADD this additive to only the Classifications of the above pay plans. 11.3 Fringe Calculation Matrix The following section describes Collier County fringe calculation business rules. Collier County, FL Page 87 of 135 September 24th, 2010 .....--- --~ ~~M Sarasota County Government 5 ? X....~5.'III in association with &MethodFactory ~"':f!'''''' 11.4 Position Types The following section defines the types of position and specific business rules that will be considered when budgeting the base salary for each Position. C - Current Functionality A - Added functionality based on client requirements at no additional cost P - Planned functionality for future release at no additional cost $ - Can be added to proposed system for additional payment N - Cannot be accommodated --. ....-T~~--~""":"..."::~~~....~~-..,..,.".-...--~"""""~~~,.~:"T~~- -" -~ ,---, ~ ~ ,,,-,,.' - "" - -" "-, ,.- ., "'<!F"''''~'lr.;,J:.~''~,,~.;M~- "1':_", ~ - Full-Time Part-Time Temporary Other Over-Time 11.5 Position Budget Matrix The following table shows the Position Budget Status calculation method that will be used for the Collier County. .,- ---"---~~~~~.'~~r~~~:rR~~~---::~rv~--- - --- ~, t<_~~>f'~..I!1."'...:r;"'" ~t -- ~.".'"'~ J-'1.'~-~~""-Y"'~;!'" ~---- 't~ - - , . .-;:~~'It:":;_:-:' : ~r~~F~';-"-,> , Active Yes Yes 100 100 100 100 Active - Do not count FTE No No 100 100 100 100 Active - Excluding Fringes Yes Yes 100 0 100 0 Active - Fringes Only Yes Yes 0 100 0 100 FTE Only Yes Yes 0 0 0 0 In-Active No No 0 0 0 0 Overtime Only No No 0 0 100 100 Position Deleted No No 0 0 0 0 Collier County, FL Page 88 of 135 September 24th, 2010 16F 5 ."..-----~.~-.~ ~~M__~~~~~ ~:u:ty Government r:- x,..~,... in association with &MethodFactory ~...-;-"'" 12 Security Features The following section describes the system setting configurations for the Collier County GovMax implementation. 12.1 Security Overview Security - --- :::: ....,d Claim Management Manage the security claims of the application that grants user access. ,~ Authentication Determine the authentication used by the application. " Role Management Add new Roles. Manage the worK scope and module access for Roles. I User Management Add new users. Edit information about users and deactivate user records. 'i Licensing . User Activity Log ~!f'.J Iii' Manage the license keys to the modules of GO'Max Displays the activites for all users. Budgeting Suite. GovMax provides role based and used based security management. By default GovMax is configured with (2) administrator roles; Application Administrator and System Administrator. The Application Administrator role is reserved for MethodFactory and Sarasota County staff. System Administrators are reserved for the individuals granted to be the Collier County GovMax administrators. System Administrators would define the Application Roles and then assign users. Through Role Management administrators have the ability to manage the user access to the application modules, ability to add, edit, update, delete budgeting data with one or all modules, ability to view position budgeting data within the operating module and reports, view reports, manage lookup data and which budgeting phases users have access to. Collier County, FL Page 89 of 135 September 24th, 2010 16F 5 ~ 'l&~~ sarasota County Government r;- x...,.....,...,... in association with &MethodFactory ~...."':f!'''''' Role Management DetaIls Memben Settings Area Budgeting Area Reporting Area Budgeting Phases Performance Area Buclgedng Se1dngI ~ Access Budgeting Settings C8pIIoI Project Sealngs ~ Access Capita/ Project Settings CUIIDmIuIIon Seaings ~ Access Account Administraion ~ Access Central SeNice Charges ~ Access Data Import ~ Access Work Scope Navigation Builder OrgMIudon Sealngs ~ Access Budget Roll ~ Access Fiscal V_ Copy ~ Access Site Options OCher Ac:cMI ~ Access GMV5 Application PedormeIIC8 Sealngs ~ Access 0epartmentaI Synchronization POIidon SeaIngs ~ Access Budget Split Reset Seady Sealngs ~ Access Authentication ~ Access Security S,..,.. SeaIngs ~ Access Account Details ~ Access Customization ~ Access Historical Budgets ~ Access Account Migration ~ Access Customize Entities ~ Access Ust Filtering ~ Access Business Center Index ~ Access Logo Customization ~ Access Departmental Index ~ Access Organization Settings ~ Access Settings ~ Edit Site Options Budget ~ Access Performance Settings ~ Access Position Settings ~ Access Claim M...agement ~ Access Licensing ~ Access Navigation Management ~ Access ReIndex Database . Required Fields Collier County, Fl ~ Access System Settings [ Apply II 5aYe I[ C8nceI I Page 90 of 135 September 24th, 2010 ------.......... ~~M sarasota County Government r') x...~..... in association with &MethodFactOry ~...."':f!'''''' Role Management Accou.... Details Members Settings Area Budgeting Area Reporting Area Budgeting Phases Performance Area ~ Access Accounts o Create Transfers ~ Edit Account Details ~ Export Accounts ~ Read Account Details Budget ...... ~ Access Budget Issues ~ Edit Budget Issues Budgedng ~ Access Budgeting CepIbII Projects ~ Access Capital Projects ~ Edit Capital Projects ~ Read Capital projects GranD ~ Access Grants ~ Edit Grants Position Budgeting ~ Access Position Budgeting ~ Edit Position Budgeting . Required Fl9Ids Collier County, FL ~ Create Account Details ~ Delete Account Details ~ Edit Account History o Override Account Object Check ~ Read Accounts ~ Create Budget Issues ~ Export Budget Issues ~ Create Capital Projects ~ Edit CIP Project ActMty ~ Create Grants ~ Export Grants ~ Create Position Budgeting ~ Export Positions Page 91 of 135 ~ Create Accounts ~ Delete Accounts ~ Edit Accounts o Perform Account Recalculation ~ Delete Budget Issues ~ Read Budget Issues ~ Delete Capital projects ~ Export Capital projects ~ Delete Grants ~ Read Grants ~ Delete Position Budgeting ~ Read Position Budgeting I Apply II s..v 1\ C8nceI September 24th, 2010 ~~ Sarasm!~ty Government ~-- 5 o in association with &MethodFactory ~~~!I.4 s..- -ooe K3t ;,o',]!....u Role Management Det8Us Members Settings Area Budgeting Area Reporting AIP3 Budgeting Phases Performance Area ReportIng ~ Access Budget Document ~ Access Custom ~ Access Grant ~ Access Reporting ~ Access Budget Issue ~ Access Expenditure ~ Access My Reports ~ Access RlMftue ~ Access Capital projects ~ Access Fund Proforma ~ Access Position ~ Access Strategic Performance . Required Fields I Apply II 81M II C8nceI I Through the User Management workspace administrators have the ability to determine which cost centers a user has access to, which what-if or budget archive databases are available, more granular Capital Project security, the user profile (e.g. password reset, email address, contact information, etc.) Collier County, FL Page 92 of 135 September 24th, 2010 f~ Sarasot: c~:ty Government --------- - - - - - - --, - -- 16F 5 r'} x...,.....,...... in association with &MethodFactory ~"':;'!'>OI User Management User DetBbae Access Navigation Access Role Default Work Scope Performance Work Scope UIer Ac:tIvfty , lookupl Capital Projects Fat .......:" l8It Name:" I I Scott IAuer lIaln Phone: Other Phone: . u.r .......:. PrInNIry E..mell:. !scottsuer@methodfactory.com Confirm E..mell:" Iscott.suer@methodfactory,com . Ac:tIve u.er: ~ R.- P-.d: I Reset Password I lIoblle Phone: TItle: Secondary E-mail: I UIer Role:. I Application Administrator .:II R..t Workscopes: I Reset Work Scopes at login .111 DeKrtpdon: I Clear Locks II Clear Profile I I Apply II s.... . Required Fields 12.2 Collier County Security Role Matrix The system administrator role is assigned to users of Collier County that will be responsible for managing the application settings along with managing the access into the application. The following additional roles will be created during the GovMax Implementation. Read: the user can only read existing entries in documents. Modify: the user can modify existing entries in documents. Insert: the user can insert entries in documents. Delete: the user can insert and delete entries in documents. Admin: the user has all rights to entries in documents. No access: the user cannot view the specified item. Collier County, FL Page 93 of 135 September 24th, 2010 16F 5 '--yUlax - n Gn!IDa~ .Q .__~ ~__~~~~~ ~ounty Government in association with IIftMethodFactOry_ ~'::=_ - - ~- ~- - -- ------,--,-,----~ --- - - - -- System Administrator: Admin access to entire application. Please complete the GovMax vS Security Matrix. Collier County, FL Page 94 of 135 September 24th, 2010 16F 5 ? x... ,...,.,.. in association with &MethodFactory ~....~"'" 13 System Data Exchange The following section describes the data exchange features of GovMax. 13.1 Budget Import Templates The following section describes the Collier County specific import file templates for loading the financials and position budget data. 13.1.1 financial Data Import The application provides the ability for system administrators to import and/or refresh the Amended, YTD Actual and Encumbrance budgets for the current fiscal year data at any time. The following is the agreed file format for the FY 2012 budget database: Encumbrance Organization code Account code Amended budget YTD~f budSet '. Encumbrance budget EorIU~nue) Org Code _.p~ Amended Budget !f11).... ~ 13.1.2 Payroll Data Import The application provides the ability for system administrators to import and/or refresh the Position Control data at any time. 13.1.2.1 Position Record Update The following is the agreed file format for the FY 2012 budget database: Collier County, FL Page 95 of 135 September 24th, 2010 ---~'-..... '.'; Q&~;;- < arm6":___~~asota County Government ~ X...,..,....,...5.d in association with &MethodFactory ~...."':f!'>Cl! Budget Status Budgeting Type ... Cost Center '~,:~~.,& Current Position ,.......' !1':t"::!.,.l-' ,;,',. 1\-' Incumbent f...., ~:.:~ ',,' .~-~' ,; , Merit Date .,rt]~:~r~ u,.,_,:,- c" " _.,~ Position Status ,PosItIon TvPe Scheduled Hours Collier County, FL Values: l=Active 2=lnactive 3=Excluding Adjustments 4=Adjustments Only 5=Excluding FTE 6=Position Deleted 7=FTE Only 8=OT Only ,~, Values: O=Salary l=Hourly Jobdass tode fortht! position. Home cost center for the position 1\IumIaer. UPtD2~1s Value is required to be a number (no decimals). Sbert date The name of the incumbent for the position. lhej9btitle of~ position. (Class desuiption) .' "- ~ ' , '-'- Short date Values: c," 1~ 2=Non-Funded Values: l=Existing 2=New 3=Deleted Values: ~=F\IJI-:T. PT~...T1IM: TP=Temporaty. Number (Default to 80 hours) Page 96 of 135 September 24th, 2010 F 5 16F 5 ---=----... ~~M_~rasota County Government j~;R't ." . it" 1 . H "'> X,..~W in association with &MethodFactory ~....~"'" ~~foraafiscal yeal'$) Values: l=Yes O=No ~..~' Line item object code used for the Salary and Wages budget. Type Account 13.1.2.2 Position Fringe Update The position fringe update file format allows for the updating/adding of position fringes. Additive Code .I!"vr'll'* .- 'w. ~,",,'1"""'"''!'''''''<<''' , ," ..' ',",', The fringe/additive code assigned to the position. AIwa,ys ~ltto.1. 13.1.2.3 Position Budget Split Update The position budget split update allows for the updating of position splits. This import will delete all splits for the affected positions prior to running the import. Fiscal Year The position split's cost center. Current service level of the position split. Fiscal year ServIce'IANeI SplIt Pen:entaae JL Code $ptit "for the above fiscal year. Collier County, FL Page 97 of 135 September 24th, 2010 16F 5 ---==--- ~~~~_~rasota County Government '7- x...~!w in association with &MethodFactory ~"':;-1OI 13.1.2.4 Pay Grade Import The pay grade file format allows for the updating/adding of classification pay grades. _.~it~'t ~"~i'f".'.,~,,;t: ~ Money .~'" Money f"~.. ,,',- '.. ,-;, ..~ Money Max Hourly Money 13.1.3 Custom Imports (Appendix 'E' - Discretionary Support) The following custom imports are not included in the migration but Collier County would like an estimate provided for the migration. Collier County, FL Page 98 of 135 September 24th, 2010 5 r;-. X"'~!l.4 in association with &MethodFactory ~....";'!'''''' 13.2 Budget Exports Templates The following exports are located in the Administration I Fiscal Year I Budget Exports. Report Viewer: I ActiveX ~I Selected Export: I Standard Budget Export~1 Selected Accounts: I Expenditures and Revenues~1 I Back I iPmt~ Note: Export to a file using the Crystal Reports Viewer These exports currentlv exist with vS located within the Home I Settings I Customization I Data Export I Custom Exports folder. These exports do not require customization in vS. Collier County, FL Page 99 of 135 September 24th, 2010 ---=---.. ~ Sarasota County Government 5 '7- XhD+~!l04 in association with ... MethodFactory l:::._""" ~ 10:') JW.I.... - s-..lt--I~~Ic-.~ My Default WOI1< Scope"" ~~_~.,:I !M Custom Export ~~- ~....1Iudgot - Job Lod9Or_ -1Iudgot - :t.'~~'~..!L~,'.,~~~!~~"~..:!~::-~~_~~_~~~;:,::~~!_,:::::,,, ~.'." ~~:""j~~ ~.---c:..lIr ..... 13.2.1 Standard Budget Export The Standard budget export allows for the exporting of expenditure and revenue line item budgets out of GovMax. '-~~..'; 1 2 3 Cost Center Line Item Object Out year 1 Budget Collier County, FL Page 100 of 135 September 24th, 2010 ..--------... ~~~ ~ x__~ 'IIrl,nsrs Sarasota County Government in association with &MethodFactOry ~...:;-"'" ---- 13.2.2 Detail Item Budget Export The Detail Item budget export allows for the exporting of expenditure and revenue line item detail budgets out of GovMax. 1 Cost Center 2 Line Item Object 3 JL Code 4 JL Object 5 Line Item detail description 6 Out year 1 Budget 13.2.3 Custom Exports (Appendix 'E' - Discretionary Support) The following custom exports are not included in the migration but Collier County would like an estimate provided for the migration. Expenditures and Revenues Expenditures Only Revenues Only Capital Projects Collier County, FL Page 101 of 135 September 24th, 2010 I'F"'5 , ~ . ~~M~ _ ~r~~t~ ~ounty Government r;;. X"'~S.4 in association with &MethodFactory ~...."':f!'''''' 13.2.3.1 Expenditures and Revenues The following is the file format for this export: 1 Org Code 2 TFA 3 ObjCode 4 Grant 5 Annualized 6 Current 7 Expanded 13.2.3.2 Expenditures Only The following is the file format for this export: 1 Org Code 2 TFA 3 ObjCode 4 G ra nt 5 Annualized 6 Current 7 Expanded Collier County, FL Page 102 of 135 September 24th, 2010 ---.--::--.... ~~M__~rasota County Government 5 r;:. x..,.......,..,... in association with &MethodFactory ~....~"'" 13.2.3.3 Revenues Only The following is the file format for this export: 1 Org Code 2 TFA 3 ObjCode 4 Grant 5 Annualized 6 Current 7 Expanded 13.2.3.4 Capital Projects The following is the file format for this export: 1 Org Code 2 TFA 3 ObjCode 4 Project 5 Annualized 6 Current 7 Expanded Collier County, FL Page 103 of 135 September 24th, 2010 16F 5 ~ ~~~ ~ <--~ 'IiIrl,,,Br:. Sarasota County Government in association with &MethodFactory ~~"'" ---- 14 Outcome Based Budgeting Outcome Based Budgeting in GovMax at the most basic level provides agencies the ability to input narratives (statements), objectives, and measures and output them into the budget document in GFOA compliant format. For agencies that elect to go further, the functionality exists within GovMax to cascade Enterprise objectives through the Performance Management structure down to the employee level, to establish the linkage between day-to-day activities and achievement of the highest level organizational objectives. The creation of this linkage requires enterprise- wide agreement regarding the means by which cascading and roll-ups are accomplished. Using the "alignment matrix", GovMax VS also allows clients to dynamically associate resources (dollars and FTE investment) with the associated deliverables. In this initial implementation phase, the deployment will include the navigation structure to populate measures and objectives that will use to produce GFOA compliant reports but does not include Collier County specific performance data. Collier County, FL Page 104 of 135 September 24th, 2010 r -- r;.. x....,.....,.... in association with &MethodFactOry ~.....~"'" 15 Reporting The following section outlines the reporting functionality of GovMax V5. i)~~~1C . M u:=:J /1 + I Main Report"!!,l ~ I I .. 1100"4~1 .. 303 Office of Financial Planning! Rewnue Line lem Budget.,ouped ~Busmess Center, BuRlew lINl "" 03 0 Ad . . i SarallOta CounY Government '" 1 ministration i ""ounl FY 2005 FY 200& FY 200G FY 2007 FY 2008 :B 0320 Fiscal and ManagemEi Cod<! Roy...... O",,;pl;on Actual .tdopled .'mended Budget Budget :%I 0323 Financial Systems I 03 OffIce of Financial Planning . :%I 0325 Employee Benefits al1 I r :%I 0340 Asset Management i~310 Adlnk1Istratlon II . iB 0360 Risk and Safety i ' I jj 0370 AS Automotive Reso~lllIOOlll00 FIOld_ it! 0398 0 b S ' :-, BoncI JI\>picoIion F.. 3,500 0 0 0 0 0 0 . e t eMce !301110 _ Earnngs 2.40I,5Cl7 1.500.000 1.500.000 1,500.000 1,500.000 1,500.000 1.500.000 "1 'J:I 0399 Caprtal Projects ;301300 110_ Goin(lDss)on kwostm 102,218 0 0 0 0 0 0 :301301 Urw-..I Goin(lDss)- -1181,053 0 0 0 0 0 0 i--Oporaing 8.500 0 0 0 0 0 0 , RovoroI 1381101 _erlnlm FIOld 101 CU. +I8,I8lI +I8,I8lI 17U37 178.537 178.537 178.537 f ;381102 TI'WtS1...trom Fund 102 120..... 1~.D2' 12~.D21 70,028 n.888 74.81'8 78.051 11 !3811011iTr3nsferfrom FlM lOG 1,130.111 l."Ol"'~12 1.~.g12 Ul04,Q12 1,804,012 1.804,"12 1.104.012 1. :381117 Tronsferlnlm FIOld 117 0 28.1lO8 28,1lO8 0 0 0 0 i '381118 Tronsferlnlm FIOld 118 8lI7.3OO 2.312,400 3.008,4110 2,28U80 2.283.572 2.288,704 2.2e5.52ll 2 1381130 Tronsferlnlm FIOld 130 1104." 81~,127 81~,127 81~,127 81~,127 81~,127 "~,127 8 '. ~381144T~erfromFundl+4 0 0 800.000 0 0 0 O~; ~...v.._-- ~ I "'~~~)#...,...,,~~.~~ 1.iiF.J2~..~ FY 2009 Budg<l Fi<<alyearJ FY 2010 FY 2011 " Budgot 15.1 Reporting Overview The base implementation of GovMax includes 89 core dataset templates, including 9 which collectively constitute a GFOA compliant budget document. The remaining 80 templates are used for management analysis. The dataset templates that can be manipulated using with user manageable parameters to allow for the creation of dozens of unique report variations from each template. Literally thousands of unique reports can be generated using the 89 dataset templates. Additionally, the data sets driving the resultant report(s) are based upon the work scope or data subset selected, which creates another dimension of out-of-the-box reporting power and flexibility. Collier County, FL Page 105 of 135 September 24th, 2010 5 ~ x...............,... in association with &MethodFactory ~....~"'" , Expenditure 1=---.- OetailltBm Budaet Report PrlmIIry Grouping: SecO...., Grouping: Report Detail Grouping: s.mc. level: [ Do Not Print Notes I Division I None I Fund I All SeMceLewls ~I ~I ~I ~I ""1 5IMt to POF II VIeW Report I 15.2 Features and Benefits The following section outlines the features and benefits of the Position Budgeting module. C - Current Functionality A - Added functionality based on client requirements at no additional cost P - Planned functionality for future release at no additional cost $ - Can be added to proposed system for additional payment N - Cannot be accommodated D D 15.3 GovMax Base Reports The following reports will be deployed with GovMax VS as the base reports. 1 Expenditure Amended Budget/Estimate Comparison 2 Expenditure Amended Budget/Estimate Comparison Summary 3 Expenditure Amended Budget/Estimate Proforma Detail 4 Expenditure Amended Budget/Estimate Proforma Summary Collier County, Fl Page 106 of 135 September 24th, 2010 16F 5 .-----=---.. 'l&~;X ~ x__~ 'IiIrl,,,S"S Sarasota County Government in association with &MethodFactory l::.:'_"", .....'I~... --------- 5 Expenditure Bi-Annual Budget Comparison 6 Expenditure Bi-Annual Budget Comparison Summary 7 Expenditure Budget Comparison 8 Expenditure Budget Comparison Summary 9 Expenditure Budget Development Comparison Detail 10 Expenditure Budget Development Comparison Summary 11 Expenditure Budget Summary 12 Expenditure Budget Worksheet 13 Expenditure Budget/Actual Balance 14 Expenditure Budget/Actual Balance Summary 15 Expenditure Budget/Actual Comparison 16 Expenditure Budget/Actual Comparison Summary 17 Expenditure Budget/Estimate Comparison 18 Expenditure Budget/Estimate Comparison Summary 19 Expenditure Detail Item Budget 20 Expenditure Line Item Budget 21 Expenditure Service Level Budget Line Item 22 Revenue Amended Budget/Estimate Comparison 23 Revenue Amended Budget/Estimate Comparison Summary 24 Revenue Amended Budget/Estimate Proforma Detail 25 Revenue Amended Budget/Estimate Proforma Summary 26 Revenue Bi-Annual Budget Comparison 27 Revenue Bi-Annual Budget Comparison Summary 28 Revenue Budget Comparison 29 Revenue Budget Comparison Summary 30 Revenue Budget Development Comparison Detail 31 Revenue Budget Development Comparison Summary 32 Revenue Budget Summary 33 Revenue Budget/Actual Balance 34 Revenue Budget/Actual Balance Summary 35 Revenue Budget/Actual Comparison 36 Revenue Budget/Actual Comparison Summary 37 Revenue Budget/Estimate Comparison 38 Revenue Budget/Estimate Comparison Summary 39 Revenue Detail Item Budget Collier County, FL Page 107 of 135 September 24th, 2010 16F 5 ....-----...... ~~~ ~ <--~ 'ItIrl,,,Sr.. Sarasota County Government in association with &MethodFactory ~...."':f!'''''' 41 FY yyyy Bi-Annual Base Salary Comparison 42 FY yyyy Bi-Annual Salary/Fringe Summary 43 FY yyyy Budget Split Summary 44 FY yyyy Salary/Fringe Detail 45 FY yyyy Salary/Fringe Summary 46 FY yyyy Service Level/Issue Summary 47 Position Budget History 48 Position Budget Reduction 49 Position Budget Split Audit 50 Position Budget Summary 51 Position Line Item Budget 52 Budget Issue Cost Summary 53 Budget Issue Detail Sheets 54 Budget Issue Expenditures 55 Budget Issue Positions 56 Budget Issue Revenues 57 Fund Detail Proforma Summary 58 Fund Line Item Detail History Proforma 59 Fund Line Item Detail Proforma 60 Fund Proforma Summary 61 Fund Service Level Proforma Summary 62 Fund Transfer Proforma 63 CIP Budget Activity Comparison 64 CIP Budget Comparison 65 CIP Detail Sheets 66 CIP Expenditure Budget 67 CIP Means of Financing 68 Operating Budget Impacts 69 Project Budget Proforma 70 Project Expenditure Budget Summary 71 Project Line Item Budget Proforma Collier County, FL Page 108 of 135 September 24th, 2010 16F 5 ~~iJ '()Irlns,,:__ sarasota County Government ". x....~w in association with &MethodFactory ~...."':f!'oa - - ------ 72 Grant Detail Sheets 73 Grant Expenditures 74 Grant Positions 75 Grant Revenues 76 Authorized FTE Summary 77 Budgetary Cost Summary 78 Business Center Organizational Charts 79 CIP Appropriation Plan Summary 80 CIP Category Financial Plan 81 CIP Operating Budget Impact Summary 82 Departmental Budget Document 83 Departmental Index 84 Fund Summary 85 Expenditure Account Report 86 JL Account Listing 87 JL Code Listing 88 Organization Code Listing (Cost Center) 89 Revenue Account Listing Collier County, FL Page 109 of 135 September 24th, 2010 16F 5 ~Vmi-~ ? X__,"" 'iii er.. Sarasota County Government in association with &MethodFactory ~....."':f!'''''' ---- ----- 15.4 Budget Document (Appendix 'B' - GovMax Implementation Costs) The following section outlines the reports that are required by Collier County to be custom developed by MethodFactory to complete their Budget Document. 6 0 y m a x Ma"""ZIng your perfgrmtlnce. IfMlstrl'enta end resuka . Budget Document . Budget Document - CIP . Expenditure Summaries . Revenue Summaries . Position Summaries . Appropriation Summaries . Fund budget Summaries . CIP Appropriation Plan Summary . CIP Project Descriptions . Reports Main Budget Document Budget Document CIP Expenditure Summaries Revenue Summaries Position Summaries Appropriation Summaries Fund budget Summaries CIP Appropriation Plan Summary CIP Project Descriptions ~. '~~~~fi:~~".::' ;~: ~ .~.~'R~ Da......t~ Rep'o.rtS' ~,"",~--"...,-,." .-.,-"\-,',, ~~ht~ -' .. ,'J- ,...~tooa.meDt D~ ~""~-'''':'.''''H I~~_"""_ Rc~ ~~l~~~ 8ucIjM. ..... C::\"1JOcU.llentRe ." . . ..... ....,... . pons - - - - ~~~~:~~?:~-': Collier County, FL Page 110 of 135 September 24th, 2010 --"---... ~~M~~~~~~~ ~~unty Government ,:' - ? x_-.,...... in association with &MethodFactory l::.:_"", "", .......' 15.5 Custom Report Requests (Appendix '0' - Discretionary Support) The following reports are not included in the migration but Collier County would like an estimate provided for the migration of an existing V4 report or new development. The following document describes the business rules for the below reports. http://extranet.methodfactorv .com/G ovMax/CO L!Sha red%20Docu ments/Pla nni ng%20Doc uments/ sa m ple%200f%20reports%20i n%20V 4 %20which%20were%20custom ized%20for'l102 OCollier'l1020for%20a n n ua lized%20a nd%20expa nded%20LOS%20i u Iv%202010.doc ~ .~",":.~ ,_~L'~f:,_-,:~:"~._,!.,._,~~~, ;. , - -- -~-:r;:~y:~ .( -,- --.. - --~~~:- Expenditure Service Level Budget Expenditure Service Level Analysis Revenue Service Level Budget Revenue Service Level Analysis Fund Proforma Summary Fund Detail Proforma Summary Fund Line Item Detail Proforma Fund Service Level Proforma Summary Fund Transfer Proforma CIP Detail Sheets Project Expenditure Budget Summary Project Budget Proforma Project Line Item Budget Proforma CIP Expenditure Budget CIP Means of Financing Position Primary Org Code Budget Data Position Salary Adjustments Position Expenditure Budget Summary ~~" ~~~., ~-~'>~ ~~~...,. ~~c:~ RtWeIlfIe .-""l'Ir <,",._,.,._,_.!.~"'~~-~,, ,.~' ;~:.~':,: "'....'l~~i ~"C' . ,- , c "~_ ",' ._ '. ',",.~ _' _' '\', _" ._ '~ ." '~:~..."'.'.i""" ~~,~~:, _~:lii""Dfii.\.'s.,.' " ',' .....,'.. .. " ., '..' I,.,. .._' ,.frtQjeCt,:~:~< '~~ ;"".._",,;,-,-~~~.,,::, ,..- '.,~I~..~ ,"~.,.,,,,,,~,,...,,.~<..,, ,'-' . . . . ~, .'c'" '",-~:< . : " ' :'" . ~- - - , . <' c:--",'~~.:~_: ,~-~~..~ .,~tOl'ltrof~'.',: ','~ " .:". . -'" , . " " -, ',; ': Collier County, FL Page 111 of 135 September 24th, 2010 16F 5 iVrmIDM r:- x...~!w a Sf'.. Sarasota County Government in association with &MethodFactOry ~...."':f!'''''' ---- 16 System Requirements GovMax is delivered in a Software as a Service (Sa as) model. The only requirements for accessing the system are internet connectivity and Internet Explorer 6 or greater. The underlying technology is Microsoft .NET 3.5 and SQL2005. GovMax is served using SSL against load balanced web servers, connected to clustered Enterprise SQL. Reporting is delivered using Business Objects XI (Crystal Enterprise). Data can be inputted to the system manually (via keyboard). The input can be done in bulk (via. Excel-like import) or can be semi-automated (via. accounting and HR systems interfaces). Collier County, FL Page 112 of 135 September 24th, 2010 16F 5 .....-=---.. ~~M Sarasota County Government 17 Hosting Infrastructure r;.. x-.,.....,..,... in association with &MethodFactory ~...:;-"'" The following diagram shows the hardware infrastructure for GovMax V5 provided and managed by Sarasota County. OEWL"Mr ElIWItalllElT --~- ~- -... ~- Description of GovMax Technology I. GovMax is a Microsoft .Net 3.5 web based solution build on a multi-tiered architecture. II. The database tier is a clustered Microsoft SQL Server 2005. III. GovMax utilizes separate Dev-Stage-Production environments for its Change Process. IV. GovMax is load balanced between (2) Windows 2003 R2 quad-processor Xeon. 3.00GHz servers. Collier County, FL Page 113 of 135 September 24th, 2010 16F 5 ~ ~~: _~rasota County Government ;n a~ociatUm w"" &llalhodFacto'Y f.~~14 --"'" """'I JW.t'ti. 18 Ad-Hoc Reporting The GovMax Ad-hoc Report Development Engine is the optional functionality necessary for designing and building client specific Business Objects Universes (views) that will be used to create reports or report variations; without requiring technical programming. With the GovMax Ad-hoc Report Development Engine, clients have the ability to make changes to existing reports, or to create reports, from scratch, without the involvement of development resources. The only requirements client-side requirements for using Ad-Hoc Reports are: 1.) Authorization of the GovMax Ad-hoc Report Development Engine effort, 2.) Procurement of the appropriate number of Crystal Reports 2008 Designer licenses ("'$350ea.), 3.) Retaining an on-staff Crystal Reports Developer to create reports The development of the ad-hoc reporting engine is strictly optional, but is assumed to be desired by the client. As a frame of reference, development of custom reports typically takes "'16-24hrs each for design, development, testing, and deployment. If you would like schedule a demonstration of how Ad-hoc Report Development is administered, please contact us to arrange a demonstration. System Requirements The recommended software for Ad-Hoc report development is Crystal Reports. The version required is Crystal Reports 2008. If other versions are used there could be complications running reports. In order to allow for Crystal to connect to the universes, specific software may be required. The following items are required to be installed in addition to Crystal Reports: . ASP.NET 2.0 Framework . Microsoft Installer 4.5 or Greater . Microsoft SOL Express (SOL 2005 Client Connectivity Only) Some of the items might already be installed on your machine. It is possible that the SOL Client Connectivity tools are already installed as part of another installation. Some of the other components might be available on your machine already. Detailed installation / configuration instructions are listed in Appendix A. Collier County, FL Page 114 of 135 September 24th, 2010 ~ ~~M sarasota County Government r') :.It.... ,....,...!w in association with &MethodFactory l::.:_"", "', .....,.. A VPN connection to Sarasota County is also required. Please see the VPN setup and access instructions from Sarasota County to install. Collier County, Fl Page 115 of 135 September 24th, 2010 r:- :c...~!!w in association with &MethodFactOry ~_";'!'''''' - ------ 19 System Administrator Training 19.1 Overview System Administrator Orientation and Training will occur on-site at MethodFactory's office in Sarasota, Florida. Client is responsible for travel, lodging, meals, and any other costs incurred. System Administrator Training will be led by MethodFactory and Sarasota County GovMax staff. MethodFactory will provide the client with curriculum, agendas and written documentation regarding the administration of On-Line Help. MethodFactory will not be responsible for the development of client specific user manuals. Training may consists of: . (2) days system administration training on-site at MethodFactory offices. . Training curriculum may include: o System administrator training, o Demonstration of the process of populating the on-line help. o Up to 30 minutes of training is provided on all customizations as part of the implementation cost. . Additional training can be contracted at the rate, plus travel expenses, as requested. 19.2 Sample System Administrator Training Agenda Day i-AM Introduction o What MethodFactory would like to accomplish · Provide Collier County the tools to be able to formally accept implementation and initiate stage 3 (deployment) activities. o What Collier County would like to accomplish V5 Navigation o Left and Top Navigation · Left Menu Tree · Navigation Bar · Main Menu Icons Collier County, FL Page 116 of 135 September 24th, 2010 16F 5 ~ 'l&~'__~~~~ta County Government ------~- ~ '=' x....~~ in association with &MethodFactory ~....~"'" ---- · Global Announcements o Budget Work Scope o Workspace Grids Global Announcements Role Management/User Management o Role Management · Details · Members · Settings Area · Budgeting Area · Reporting Area · Budgeting Phases o User Management · User · Database Access · Default Work Scope · Assigned Org Codes Only Lookups o Budgeting Lookups o Position Budgeting Lookups o Capital Project Lookups User Activity Log My Work Scope o Default Work Scope o Reset Work Scopes o My Work Scope Day 1- PM Site Options o Fiscal Year Information o Budget Information o Phase Snapshot o Service Level Information o Position Information Collier County, FL Page 117 of 135 September 24th, 2010 5 a-j , 't:I;.mB,,:___~rasota County Government r;.. X...~W in association with &MethodFactory ~....~"'" ------- Database Archives o Training o Read Only o Reset Position Budget o Permissions Position Budgeting o Additive Setup o Position Classification and Additives o Additive Management o Non-GovMax Positions o Position History o Budget Splits Position Recalculation o Full Versus Incremental Recalculation o Queued Operations Accounts o Adding New Accounts o Adding New Detail Items Data Import/Export Grants Budget Issues o Recommended versus Not Funded o Budget Items o Recalculations Capital Projects Day2-AM Customize Entities o Display name o Navigation Area(s) o Attributes o Columns Collier County, FL Page 118 of 135 September 24th, 2010 16F 5 ~ ~~:_ Sarasota County Government '7' x -.. .......... 5." in association with &MethodFactory ~~"'" On-line Help Management o Categories o Topics Reporting o Budget Documents · Statements o Base Reports o Grouping Parameters o Departmental Index Setup o Ad-Hoc Reporting Extranet o Ad-hoc Tasks o Tickets GovMax V5 Implementation o Project timeline update o Ticket tracker o Project portal o System Acceptance o On-site training o Next steps (acceptance -> staging ->warranty period) Q&A Collier County, FL Page 119 of 135 September 24th, 2010 '? x,..............,.. in association with &MethodFactory t;=...~"'" ---------- 20 Optional End-User Training 20.1 Overview End-User training is not included in the plan, but it is recommended that a contingency fund be set-aside so that In the event that end-user training is desired, funding will be available. If elected, training will be lead by Sarasota County GovMax Staff. MethodFactory will not be responsible for the development of client specific user manuals, curriculum, agendas, and documentation. MethodFactory Application development SMEs will be available as requested up to time allotted in Appendix '8'. MethodFactory effort associated with preparation, planning, documentation, delivery, and any related activities, will be billed at actual time. Training may consists of: . (2) days train-the-trainer training on-site. . Training curriculum may include: o Y2-day application administrator training, o Y2-day user training for Collier County budget shop personnel, o Y2-day Train-the-Trainer session with Collier County designated GovMax vS "Trainer" , o Y2-day facilitation (proctoring) of initial training session(s) with department(s) . Additional training can be contracted at the rate, plus travel expenses, as requested. Travel costs are excluded and will be billed at actual Travel Cost: Hotel: 2 Nights @ contracted rate x 2 persons Meals: State Rate Transportation: State rate for personal vehicle use Collier County, FL Page 120 of 135 September 24th, 2010 16F 5 ----::::------.. 'l&~~ ~ .~-~ 'fIIrf,,,Bt'. Sarasota County Government in association with &MethodFactory ~~"'" ---- * Note: Travel expenses are estimated based on current internet pricing. Actual travel expenses will be invoiced following billing. Collier County, FL Page 121 of 135 September 24th, 2010 16F 5 " ~ ", ~~~x .. a~B"!__~rasota County Government r:- x,.............-.. in association with &MethodFactOry ~....~"'" ---------- 21 Follow-on support The following section outlines the follow-on support that will be provided to Collier County following the GovMax implementation. . GMv5 Administrator's manual to be provided. . User's manual to be provided based on the client's organizational structure and data in the system at the time of training. . As part of the system administrator's training, instruction and documentation will be provided for the population and administration of Collier County specific GovMax V5 online help. 21.1 Extended Annual Support (Appendix 'e' - Extended Annual Support) The warranty provided includes support for the Budget Development Software System and all modules included in the proposed system will be one year. MethodFactory's will provide warranty and support services pursuant to the terms of the implementation agreements- renewable annually, in one (1) year increments. . Periodic system updates . Access to the support portal . Technical support by phone and email . Project Management . Logging, tracking, resolving and closing of service requests to the client's satisfaction . Up to 15 minutes of consulting assistance 21.2 Discretionary Support (Appendix 'D' - Discretionary Support) . Development of additional Import interfaces not requested during implementation . Development of additional Export interfaces not requested during implementation . Data Manipulation . Report development . On-site training . Other services as requested Collier County, FL Page 122 of 135 September 24th, 2010 ---- -........ ~~~_ sarasota County Government s '7' X"'~I'" in association with &MethodFactory ~"':f!'''''' 21.3 Appendix 'A' - Statement of Work Project Name: GovMax VS.O Client Implementation Proposal Number: COL2010_02 Statement of Work MethodFactory proposes to assist Collier County with GovMax VS.O Implementation services as described in the comprehensive implementation planning (Collier County GMS Implementation Plan vl.4.pdf). This initial phase will deliver the base GovMax vS Performance Management functionality, without consideration of Collier County performance structure, which will be addressed in a subsequent engagement. MethodFactory will provide the services of Senior Consultants for this engagement. Collier County, FL Page 123 of 135 September 24th, 2010 loF :) r.. in association with &MethodFactOry ~:;::.. 21.5 Appendix 'B' - Implementation Cost Client Name: Project Name: Proposal Number Date Prepared: Collier County, FL GovMax v5 Client Migration COL2010_02 September 30, 2010 Intent of this document: This document is an agreement between the client and MethodFactory for services herein defined. The description of work, estimation, and payment schedule are listed. Description of Work The following documentation outlines the functionality that is within the scope of this SOW. Estimation of Work The cost for services is based upon the standard rate as defined in the Master Services Agreement with an effective date of 11/21/2007. This effort will be billed against proposal number C0L2010_02 GovMax vS Client Migration. Early-Migration Discount Fixed Priced Estimates Work Hours Amount Due Easy-button v5 FY 2012 Data Migration Budget Document Reports ReDOrt GrouD #1 Expenditure Summaries Revenue Summaries Position Summaries ReDOrt GrouD #2 Appropriation Summaries Fund Budget Summary CIP Appropriation Plan Summary CIP Project Descriptions ReDort GrouD #3 Budget Document - CIP ReDOrt GrouD #4 490 250 $61,250 $31,250 Collier County, FL Page 124 of 135 September 24th, 2010 5 ,- ~ ~.s~~a~~t: County Government r') ~... ,....,..!M in association with &MethodFactOry ~~~>O! Invoice Milestone Invoice Date Amount Due Payment Schedule Implementation Stage 1- Setup Milestone (20%) Implementation Stage 11- Migration Milestone (40%) Implementation Stage 11I- Acceptance Milestone (20%) Implementation Stage IV - Warranty Milestone (20%) Bud8et Document - Report Group #1 Milestone Budget Document - Report Group #2 Milestone Budpt Document - Report Group #3 Milestone Budget Document - Report Group #4 Milestone 11/29/2010 12/17/2010 1/14/2011 2/14/2011 12/17/2010 1/4/2011 1/27/2011 3/3/2011 $12,250.00 $24,500.00 $12,250.00 $12,250.00 $4,687.50 $4,687.50 $6,2S0.00 $15,625.00 T ota I Fixed Price.............................................................................................................. $92,500 Approval of Statement of Work Project Name: Proposal Number GovMax v5 Client Migration COL2010_02 / Signature: ~ Collier County Attorney Attest Name: Date: atone, Page 125 of 135 Y: . &t....st I' ~..etlat~~.... ;;;' " - ~ . '-, th' .~ . ,,,,.tureS~b~f.24, ~~2010 \""'~J.C.v- 16F 5 Iiivfl1x �& ? art»ers Sarasota County Government in association with MMethodFactory ,mew Q Signature: v This statement of work is subject to the terms and conditi ns in the executed Master Service Agreement. A. b a0.111, maidalleir ATTEST all • /►S/ DWIG.T E. BRO t TER Deputy Count .r piney B � �� ' Attest •s t C i rNa: IIQAatur4 n'rriv .... . Collier County, FL Page 126 of 135 September 24th, 2010 16,-' 5 ,---=:--.... ~- ? Sarasota County Government in association with &MethodFactory i::,,'-; ....,...re"I,.ll ~=Q'''U;~ ).a1,~.~ 21.6 Appendix 'e' - Extended Annual Support Client Name: Collier County, FL Project Name: GovMax v5 Extended Annual Support Proposal Number COL2010_03 Date Prepared: September 30, 2010 This document outlines the extended annual support arrangement with Collier County for GovMax V5.0. Extended Annual Support (EAS) tenets: MethodFactory will provide as needed GovMax V5.0 application support upon completion of the 30-day implementation warranty period. The warranty provided includes support for the Budget Development Software System and all modules included in the proposed system will be one year. MethodFactory will provide warranty and support services pursuant to the terms of the implementation agreements - renewable annually, in one (1) year increments. During the term of the extended annual support contract MethodFactory extends the application warranty and will resolve any application defects at no cost to the client. . Periodic system updates . Access to the support portal . Technical support by phone and email . Project Management (planning, organizing, and managing resources to bring about the successful completion of service requests) . Account Management (communicating and working with client on matters not directly related to a discrete service requests) . Issue Management (Logging, tracking, resolving and closing of service requests to the client's satisfaction) . Up to 15 minutes of technical supporUconsulting assistance per incident . Application defects . Annual fiscal year database setup (limitations apply) What is not covered bv EAS: . Custom imports . Custom exports . New report request . Modifications to existing custom reports or GovMax v5 report templates . City of Arlington enhancements to the application ~ Collier County, FL Page 127 of 135 September 24th, 2010 ~ ~ ~~M Sarasota County Government ~------ " ~, i.i' ; . r .~ F 5 r;:. in association with &MethodFactory :,.:,.,.,....,p::tt!!t.. t..lr:-;C ~"....~ ~1,~'fl' Payment terms: Net 30 Future GovMax v5 Extended Annual Support agreement cost increases will not exceed 3.0% in any given year. The second-year calculation will be based on the un-discounted rate of $16,000. Collier County Designated GovMax v5 Support Contacts As per the GovMax v5 support process, Collier County may name up-to 4 contacts with the authority to submit service requests and obligate Collier County to pay for requested services. The GovMax v5 Support Administrator will maintain a list of client representatives that have been authorized to submit services requests. As a control, requests submitted by other than the named individuals in the grid below will be referred back to the client's primary GovMax v5 contact Name 1. Susan Usher 2. Mark Isackson 3. 4. e-mail Susanusher~colliergov.net MarkIsackson~colliergov.net Phone 239-252-8810 239-252-8717 Approval of Statement of Work Project Name: Proposal Number GovMax v5 Extended Annual Support COL2010_03 Collier County, FL MethodFactory Name: Date: Chairman Fred W. Coyle Scott Auer, Partner 9/30/2010 ----------. / \ Signature: ~ct Collier County Attorney Attest Name: Date: AttGneJ Page 128 of 135 '. Collier County, FL , .' v . ~ '" . ~ .\ . rrovma-x }.. '1'armers Sarasota County Government ~------- Signature: n in association with ~ MethodFactory r:E:::::'" ~ lol'~~' This statement of work is subject to the terms and conditions in the executed Master Service Agreement. ~p~dl." D...., eo.ty AU...., Collier County, FL Page 129 of 135 :'.-..\.~ ' I.~-I. ATTEST DWI HT E. BROc6t.:~bK /.- ,",' : .' ~~.'., k:' ":'.0: '. . ::- ~. ,~, : ......~ < - . . - ", - ~. , .,) ') "'I. _ ':1 attest It te ck'~~ 'I;~.'.;,. ~;/. \, ":" .. .... x i 19ft.turt Oft.' '- )';':;0' '~,_v September 24th, 2010 16F 5 ~ ~_ Sarasota County Government . J' 6F 5 Qo in associatIOn with &MethodFactOry :,,: ~ Itrh-JII:'l!M !."It~ :;..-. "'..... ~ ;,:'. bHT 21.7 Appendix '0' - Discretionary Support Client Name: Collier County, FL Project Name: GovMax vS Discretionary Support Proposal Number CO L20 10_04 Date Prepared: September 30, 2010 This document outlines the ad-hoc support arrangement with Collier County for GovMax VS.O. Ad-hoc SUDDort tenets: MethodFactory will provide as needed GovMax VS.O support upon completion of the 30-day implementation warranty period. The ad-hoc support arrangement does not commit Collier County to a minimum number of support hours per month. As such, MethodFactory does not maintain a support level agreement for this project. MethodFactory will bill monthly for: . Technical and/or end-user training . Custom data imports. . Custom data exports . Custom report development The hourly rate for application support is $125.00. Billings for issue management will be associated to issues within the GovMax V5.0 issue tracker. Any issues that have development effort estimates greater than 6 hours or would result in significant functional changes will require the generation of a Statement of Work (SOW) and signature approval by Collier County. Any SOW's will include estimates for development, testing, documentation, deployment and project management. All time required to research issues and generate SOW's will be billed as part of the issue management process. Recommended Discretionary Support Hours ............ .......... ..............................................120 Discretionary Support Cost .......................... ............ .......... ........................ ...........$15,000.00 nature authori : ort hours in PO: 120 PO Number: PO ex iration date: Payment terms: Net 30 Collier County, FL Page 130 of 135 September 24th, 2010 ~ .. ~~M ; 'tIrtner.. Sarasota County Government 5 r. in association with ~MethodFactOry ~~;:.:" Collier County Designated GovMax v5 Support Contacts As per the GovMax v5 support process, Collier County may name up-to 4 contacts with the authority to submit service requests and obligate Collier County to pay for requested services. The GovMax v5 Support Administrator will maintain a list of client representatives that have been authorized to submit services requests. As a control, requests submitted by other than the named individuals in the grid below will be referred back to the client's primary GovMax v5 contact. Name 5. Susan Usher 6. Mark Isackson 7. 8. e-mail Susanusher@colliergov.net Marklsackson@colliergov.net Phone 239-252-8818 239-252-8717 All invoices will be mailed directly to the Project lead designated above*. The Project lead is responsible for ensuring that all invoices are submitted to Collier County's Finance office and that the payment terms above are met. The Project lead is responsible for notifying MethodFactory of any invoice disputes prior to the expiration of the payment terms listed on the invoice. The Project lead agrees to be the single point of contact to MethodFactory for the resolution of any billing issues. Approval of Statement of Work Project Name: GovMax v5 Discretionary Support Proposal Number CO L20 10_04 Collier County, FL MethodFactory Name: Date: Chairman Fred W. Coyle Scott Auer, Partner 9/30/2010 Signature: n__1 Collier County Attorney Attest Name: Date ......, Coaly AUoney Collier County, FL Page 131 of 135 . :-\ Co'; .:"F,;,' ~ .",.. ~nvmax> . ~_~~ra~~t~ County Government 5 ~ :':-"~!M in association with &MethodFactory ~~~.~1OI Signature: ~ ATTEST OWl T.E. ~R()~,CLERK ~,,- .... ,. '.".t;J., .~'.... ,-:'\'1', . . ' . .. : c: r.-';'. ' . . .~ t , ~.:-:,~:~~., ',,~ .~. '-..~.. . ~ . J '~~~'~'..,'. ,_~: ,'.;>~-;;~~~ . "'.J';~-J' ., . . Cotudy AU...., Collier County, FL Page 132 of 135 September 24th, 2010 =--=--- r:ovillax l'ar,,,ers --------=.-- F 5 ? :';':"""~p"'" Sarasota County Government in association with &MethodFactory ~....."'" 'j.:'.~'''' 21.8 Appendix 'E' - GovMax Enhancements Client Name: Collier County, FL Project Name: GovMax v5 Enhancements Proposal Number COL2010_0S Date Prepared: September 30, 2010 Intent of this document: This document is an agreement between the client and MethodFactory for services herein defined. The description of work, estimation, and payment schedule are listed. Description of Work The following documentation outlines the functionality that is within the scope of this SOW. Estimation of Work The cost for services is based upon the standard rate as defined in the Master Services Agreement with an effective date of 11/21/2007. This effort will be billed against proposal number COL2010_0S GovMax vS Client Migration. Work Requested Hours Fixed Price Custom Report development ReDOrt GrouD #1 Milestone Expenditure Service Level Analysis Revenue Service Level Analysis Fund Detail Proforma Summary Fund Service Level Proforma Summary ReDOrt GrouD #2 Milestone Project Line Item Budget Proforma CIP Expenditure Budget CIP Means of Finance CIP Detail Sheets Project Expenditure Summary Project Budget Proforma ReDOrt GrouD #3 Milestone Fund Transfer Proforma Position Primary Org Code Budget Data 112 $14,000 Collier County, FL Page 133 of 135 September 24th, 2010 ? in association with &MethodFactory Position Salary Adjustments Position Expenditure Budget Summary Reoort GrouD #4 Milestone Expenditure Service Level Budget Revenue Service Level Budget Fund Proforma Summary Fund Line Item Detail Proforma CIP History Budget Enhancement Additive Start Date Enhancement MERIT on MID Point Calculation Enhancement Default % Change Enhancement 75 24 28 36 6r 5 :.r.: ..,... twFrJ1:'l!tC !.".~ ~~O"_).L:JE -;":1. )W.t'.. $9, 375 $3,000 $3,500 $4,Soo Payment Schedule Invoice Milestone Invoice Date Amount Due CUstom Report - Report Group #1 Milestone Custom Report - Report Group #2 Milestone Custom Report - Report Group #3 Milestone Custom Report - Report Group #4 Milestone CP History Budget Enhancement Completion Additive Start Date Enhancement Completion MERIT on MID Point Calculation Enhancement Completion Default % Change Enhancement Completion 1/7/2011 1/17/2011 1/21/2011 1/27/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 $3,500 $3,500 $3,500 $3,500 $9,375 $3,000 $3,400 $4,500 Total Cost .............. .................. ............ ............ ........... ........... ...............................$34,375.00 Approval of Statement of Work Project Name: GovMax v5 Discretionary Support Proposal Number COL20i0_0S Collier County, FL Page 134 of 135 September 24th, 2010 .---:=:::--. 60vrnax 7f'armers Sarasota County Government ~-----,-- 6F 5 ? :.:"""'~1C""" in association with &MethodFactory ~~~"'" Collier County, FL MethodFactory Name: Chairman Fred W. Coyle Scott Auer, Partner Date: 9/30/2010 /l ---- Signature: ~0 --( / - _V ,- \ Collier County Attorney Attest Name: Date: Signature: ATTEST ~~~ Attest >U:~".~hie1"~'~? 1 -fit..... J '" - ' ''';'.. ~ 9"IUre '..... ~" -' . -:~, -.;~' .' ... Vti} .~",,,,,,}.''',., ~.< '. V{JJ~;.\ ,t-. '.. > ..\~.~. !q.,.,;. ..._-;:"f. ". Collier County, FL Page 135 of 135 September 24th, 2010 16F 5 MEMORANDUM Date: October 25,2010 To: Lyn Wood, Contract Specialist Purchasing Department From: Teresa Polaski, Deputy Clerk Minutes and Records Department Re: Contract #10-5368 "GovMax Upgrade" Contractor: Sarasota County Attached two original contracts, referenced above (Item #16F5) approved by the Board of County Commissioners WI ~er fl., 2010. Please forward a fully executed original back to the Minutes and Records Department to be held with the Official Records of the Board. If you should have any questions please contact me at 252-8411. Thank you. Attachments ~Cmmt,y ~ ~ AdrrinisIrative Servia!s Division Purchasing 16F 5 DATE RECEIVED: Purchasin~ D~p~~ 0\ I ht 3301 Tamla~W.,1ritill~t,\,T()RNE:Y Naples, Flonda!~f121 '. Telephone: (239) 252- ~ 1"" FAX: (239)~%-OST I 5 fl:' I ,: C 8 OJJ . Email: @co1nergov.net V d 1,o)liJ / 0"' ~l,iJ s\v ~ ~ ~~ ~ DO NOT WRITE ABOVE THIS LINE Request for Legal Services Date: October 14,2010 From: Scott Teach DeputyCounty Attorney Lyn M. Wood, C.P.M. Contract Specialist - ~ 10//4 '&(. To: Re: 10-5368 - GovMax Upgrade Contractor: Sarasota County This contract was approved by the Bee on October 12, 2010; agenda item 16F5. BACKGROUND OF REQUEST: This item has been previously submitted. ACTION REQUESTED: Contract review and approval. OTHER COMMENTS: Please forward to Bee for signature after approval. If there are any questions concerning the document, please contact me at the telephone number or email address above. Purchasing would appreciate notification when the documents exit your office. ~~~ \<;)\~\\O G/Acquisilions/AgenIFormsandLetters/RiskMgmIReviewoflnsurance4/15/201 0/16/09 c#r County ...,.- ~ - Adrrinistrative Setvioos Division Purchasing Purchasing Department 3301 Tamiami Trail East Naples, Florida 34112 Telephone: (239) 252- FAX: (239) 252- Email: @collierqov.net www.collierqov . neVourchasinq 16F 5 Memorandum Subject: Solicitation # 10-5368 - GovMax Upgrade Date: October 14, 2010 Lyn M. Wood, C.P.M. ~r' Contract Specialist V.l\~' From: To: Ray Carter Risk Management This Contract was approved by the BCC on October 12,2010, agenda item 16F5. The County is in the process of executing this contract with Sarasota County. The renewal cannot take place until verification is received from Risk that all the insurance requirements, per the contract, have been met. A copy of the original solicitation is attached. There are no insurance requirements as this is a hosted licensing agreement. If you have any questions, please contact me at the above referenced information. Insurance Approved By: Risk Management Signature Date (Please route to County Attorney via attached Request for Legal Services) G/Acquisitions/AgentF ormsandLetters/RiskMgmtReviewoflnsurance4/15/20 10/16/09 SARASOTA COUNTY HOSTED APPLICATION SERVICE and LICENSE AGREEMENT 16F 5 THIS HOSTED AP.r.LICATION SERVICE and LICENSE AGREEMENT made and entered into this .LEday of OL.<h>~v 2010, by and between Collier County, a political subdivision of the State of Florida, hereafter referred to as "LICENSEE", and Sarasota County, a political subdivision of the State of Florida, hereinafter referred to as "LICENSOR". WITNESSETH: WHEREAS, Licensor wishes to grant to Licensee a non-exclusive and non-transferable Hosted Application Service Agreement, hereinafter referred to as "Agreement" to use the Governmental Management System, hereinafter referred to as "GOVMAX." NOW, THEREFORE, in consideration of the covenants, representations and warranties set forth herein and other good and valuable consideration, the receipt and sufficiency of which the parties hereby acknowledge, the parties, by their authorized signatures below, hereby agree as follows: A. Scope This Agreement applies to version (5.0) of GOVMAX and updates as defined below, and related hosting services, which comply with current ITIL (Information Technology Infrastructure Library) standards. B. Definitions 1. The term "GOVMAX" as used in this Agreement includes the Strategic Planning, Business Planning, Performance Management and Financial Planning systems integrated in GOVMAX and the user guides and administrators manual for GOVMAX. 2. The term "Software Enhancement" shall mean additional software functionality or software modules which are optional and which may be purchased by Licensee at an additional fee to be set by Licensor. 3. The term "Update" shall include mandatory bug fixes and shall mean mandatory mid-version releases of GOVMAX where the primary version number does not change; for example, an upgrade from version 4.0 to version 4.1, or, a minor change which does not require any update to the version identifier. 4. The term "Upgrades" shall mean mandatory full version releases of GOVMAX where the primary version number is increased by one or more; for example, an upgrade from version 4.0 to version 5.0. C. Access and Services Provided: 1. Licensor agrees to provide access to GOVMAX to Licensee and such access shall be deemed to have occurred when connection is made by Licensee by electronic connection via the Internet. Licensee shall be entirely responsible for establishing an Internet connection to Sarasota County's demarcation point. Licensor shall not be responsible for connection failure' ~Led 5 service speed or outages as they relate to Licensee's Internet Service Provider or internet connection. Licensor shall be responsible for maintaining Internet Session connectivity from its demarcation point to the GovMax application. Licensor shall make available to Licensee version 4.0 GOVMAX and all Licensees' data for at least ninety (90) days from Licensee's acceptance of version 5.0 GOVMAX. 2. Licensor will provide the use of the following equipment, software and servIces. a. Coordinate the initial setup process to configure GOVMAX to meet Licensee's individual requirements in the areas of organizational structure and planning, backend systems integration, custom reporting, and any other unique configurable settings to match GOVMAX's operational capabilities to the specific business goals identified by Licensee. The specific hosting services to be provided by the Licensor are itemized herein. Implementation, customizations, and training services will be purchased separately from Licensor's designated installer and service provider ("Service Provider"), which is currently MethodFactory Inc., but which may be any firm designated by Licensor to perform the services specified. Provide the Licensee with at least sixty (60) days notice if Licensor contemplates a service provider change. b. Provide Hardware platform, operating system, system application and database maintenance; and c. Perform maintenance and operations control on GOVMAX; and d. Store data and conduct daily backups of database; and e. Provide security of GOVMAX and data; and f. Provide, through Licensor's Service Provider (as of the date of this contract, the Service Provide is MethodFactory), one 8-hour training sessions, and intended for Licensee's system administration-level users. Additional user training is available at Licensee's site, at Licensor's or its Service Provider's then-current daily rate, plus travel and living expenses. All travel expenses for trainers will be reimbursed in accordance with Florida Statutes Section 112.061 or Sarasota County Resolution #2008-013, as applicable. Potential participants in training sessions shall have, at minimum, a functional understanding of personal computers and a working knowledge of Microsoft Office products. g. Provide help desk support to Licensee's Representative or its designee and up to three (3) system administrators during normal working hours (Monday through Friday, 8:00 a.m. to 5:00 p.m., Eastern Time, excluding Licensor's holidays). The parties understand that any support, services, or products will be requested only by persons authorized by the Licensee's Representative to do so. 2 16F 5 h. Provide access for maximum of 140 active users and a maximum of 250 named users. An active user is a user logged into the system more than 24 hours per year. A named user is user defined in the system. 1. For those services provided to Licensee by Licensor's Service Provider, Licensee shall make payment directly to Service Provider. It shall be Licensee's sole responsibility to ensure that the providing of such services and the payment for same are in accordance with Licensee's applicable policies and procedures. It shall not be Licensor's responsibility to directly provide any services for which it has designated a Service Provider. 3. Any additional related services including ad-hoc reports will be available from Licensor's Service Provider, once specific requirements are provided by Licensee in accordance with paragraph 2(h). Estimates for any additional related services will be provided at Licensor's then-current rates, currently One Hundred Twenty-Five Dollars ($125.00), per hour, and subject to annual review. All travel expenses will be reimbursed in accordance with Florida Statutes Section 112.061 or Sarasota County Resolution #2008-013, as applicable. 4. Availability and Support. GOVMAX will be available on a supported basis (with help desk support as provided in Paragraph C.2.g.) and with the additional hosting support described in this Paragraph 4, during normal working hours. GOVMAX will be available outside of normal working hours on an unsupported basis. Service requests that arise outside of normal working hours shall be addressed the following business day. Additional support can be made available outside of normal working hours with reasonable advance notice upon mutual agreement of Licensor's Administrative Agent and Licensee's Representative. Additional fees may apply to this service. Licensor's Data Center hosting support includes: a. Operations and Monitoring Services - GOVMAX is supported by an on-site operations team providing 24 x 7 continuous system monitoring; basic problem identification and resolution; escalation and notification; change and problem management; operating system security; data restores; vendor management; and batch scheduling and monitoring within the Licensor's data center ("Data Center"). Support is accessed by telephone at (941) 861-7100. b. System Administration Services - Systems are supported at the Licensor's Data Center by an on-call system administration team providing hardware/operating system installation, maintenance, updates and upgrades, backup and recovery, hardware security, performance tuning and capacity planning, configuration management and data backup and restoration. c. Database Administration Services - On-call database administration teams will support systems located within the Licensor's Data Center. Services included by this team are: hardware and software review (memory, disk volumes, operating system levels and any additional 3 16F 5 software required); compatibility review with existing software; and technical support; MS SQL Server software installation; support and recovery documentation patch support; database backup software resolution; creation of database backup scripts; automatic notification of event conditions; automatic action on selected events (software failures); security reporting, and capacity planning monitoring (disk, memory, CPU, MS SQL Server licensing, etc.). Licensor will also perform upgrades and patches to the MS SQL Server Relational Database Management System, as published by MS SQL Server if determined to be appropriate by the System Administrator. Licensor shall continually measure and report disk utilization for average utilization during IS-minute intervals over a 24-hour period of time. Should average disk utilization exceed 90% over a 24-hour period of time a performance problem will be identified and appropriate problem management procedures invoked by Licensor. d. Standard System Recovery Services - Licensor shall provide the following data and system recovery services: i. Use disk mirroring and off-site storage (currently provided by Iron Mountain Incorporated, but subject to change at the sole discretion of Licensor) of backup tapes to enable the restoration of service in the event the application database is corrupted and/or damaged. The high-availability architecture enables business continuance at degraded performance levels. In the event that the primary computing resources are made inoperable, GOVMAX will be available at a degraded level of performance. 11. Daily backup of Licensee's data. Licensor stores copies of all backup tapes in an off-site, environmentally controlled, secure archive. Off-site storage is cycled on a daily basis. This service is provided as a means to protect Licensee from total loss of data in the event of a significant site failure. 111. Ensure that all systems purchased by Licensor for use in the performance of the services specified hereunder are equipped with dual power supplies and are provided with commercial power supported by separate uninterrupted power supplies. The Uninterrupted Power Supply (UPS) facilities are composed of battery back-up and diesel generators. The battery back-up services are sufficient to support power transition from primary power to the secondary power provided by the diesel generators. 5. Grant of License and Permitted Uses. GOVMAX (including but not limited to the source code and all intellectual property that is created, modified, or reduced to a tangible medium of expression during any services provided or any activities conducted by Licensor pursuant to this Agreement) shall at all times remain the property of Licensor. Licensor hereby states that the Licensor owns GOVMAX free of liens and encumbrances. Licensor grants, 4 16F 5 and Licensee accepts, a non-exclusive, non-transferable license ("the License") to use GOVMAX in accordance with the provisions of this Agreement. GOVMAX may only be used by Licensee's own personnel for the development of Licensee's operating and/or capital budget(s) and for management use. Licensee agrees to take reasonable precautions to provide adequate security to use and provide access to GOVMAX only as permitted by this Agreement. 6. Prohibited Uses. Licensee recognizes that GOVMAX was developed by Licensor and that Licensor claims copyright protections in GOVMAX to the fullest extent provided by law and Licensee agrees that it will not infringe upon or otherwise violate Licensor's copyright. Licensee shall not sell, assign, license, sublicense, transfer, allow the use of, or otherwise convey any of its rights to GOVMAX provided under this Agreement to any third party, any other governmental, or non-governmental entity without Licensor's prior written consent, which consent Licensor shall have the right to either grant or deny in its sole discretion, and which consent will not be withheld unreasonably. 7. Software and Licensing Requirements. In order to operate GOVMAX, additional third party software licenses may be required. It is the responsibility of Licensee to acquire all necessary third party licenses and to maintain sufficient numbers of such licenses to operate GOVMAX and to satisfy all Agreement requirements by third parties. The following represent the minimum requirements of Licensee: Desktop computers and/or terminals with power and network capacities sufficient to support high-speed internet access for Licensee's users; Security at the desktop or terminal location; In the event Licensee intends or endeavors to create or design reports separate from those created or designed by Licensor, Licensee must have properly- licensed, updated and maintained versions of the necessary third-party software (currently Crystal Developer). Specific information regarding technical requirements for user-designed reports should be requested from Licensor prior to Licensee's undertaking the report creation and design. 8. Data Ownership. Licensee is the sole owner of its data and as such will be provided with access to all databases as requested. Licensor recognizes that such data may contain material exempt from disclosure under State of Florida public records laws and will turn over to Licensee for response any request from a third party for access to or copies of said data. 9. Term: The term of this Agreement shall commence upon execution of the Agreement by both parties and shall continue for three years (3) years thereafter, or until such earlier date on which this Agreement is terminated as provided herein. Provided the Licensee is not in default under the terms of this Agreement, and contingent upon mutual acceptance by both the Licensee and the Licensor, the Agreement shall automatically renew for one-year periods. 5 16F L .", These automatic renewals shall continue until the Agreement is terminated by either party in accordance with Section E hereunder. The terms and conditions during any renewal periods shall be as stated herein unless modified through the execution of a written Amendment to this Agreement, signed by the duly authorized representatives of both parties. D. Fees: 1. Annual Fee. The initial annual fee ("Fee") of $44,358 for this Agreement shall be due upon the successful production implementation of GOVMAX and training of Licensee by the Licensor. In subsequent years, the Fee shall be due on January 31. 2. Fee Adjustment: The Fee shall be increased annually by three percent (3%) of the preceding year's base Fee cost. In no event may the annual Fee for any year decrease below the annual Fee for the preceding year. 3. From time to time Licensor may add Updates or Upgrades to GOVMAX. The fee for Updates is included in Licensee's Fee. Upgrades represent major changes and may require, at Licensor's sole discretion, a separate implementation charge and/or an increase in the Fee as specified hereunder. Upgrades and Updates are mandatory once made available by Licensor and their implementation may only be waived at the sole discretion of Licensor. Upgrades will be implemented by Licensor on a date to be mutually agreed between the parties, but not more than twenty-four (24) months from the date the Upgrade is first made available to Licensee. Within forty-five (45) days of implementation of an Upgrade, an invoice will be issued to the Licensee for a one time implementation fee, if deemed applicable by Licensor, and the annual price of the Upgrade on a prorated basis to cover the remainder of the Fee for the current year. The Fee in subsequent years will be adjusted to include the price of the Upgrade. Should Licensee refuse the implementation of a mandatory Upgrade, Licensor shall continue full support under the terms of this Agreement for a twenty-four (24) month period following the date the Upgrade is first made available to Licensee. At the conclusion of the twenty-four (24) month period, Licensor, at its sole option, shall determine whether to continue offering support or to terminate this Agreement in accordance with Section E below. Licensor's choice to continue supporting Licensee's un-upgraded version of GOVMAX shall apply only to the then-current term of the Agreement and shall not obligate Licensor to continue offering said support in subsequent renewal terms. Upgrades will not take affect during the initial term of the agreement. E. Termination of Agreement: 1. If the Licensee is in material breach or default, including non-payment of any Fees, which is not cured within thirty (30) days after receipt of the written notice of breach or default, then Licensor's Administrative Agent may terminate this Agreement upon thirty (30) days prior written notice. 6 16F 5 2. If the Licensor is in material breach or default, including failure to perform as provided in Section C "Access and Services Provided" which is not cured within thirty (30) days after receipt of the written notice of breach or default, then Licensee may terminate this Agreement. Licensee may terminate this Agreement for its convenience and without cause upon sixty (60) days prior written notice 3. In the event GOVMAX is no longer available at any cost through Licensor or any other entity, public or private, Licensee may elect to purchase a copy of the system code described in this Agreement, for the sole use of the Licensee, for a purchase price in an amount equal to the then-market value of the applicable version of GOVMAX as determined by an independent appraiser to be hired by Licensor and approved by Licensee, which approval shall not be unreasonably withheld. Regardless of appraised value, the purchase price shall not be less than $350,000 (three hundred fifty thousand dollars). Licensee's option for purchase will extend only to the version of GOVMAX in use by Licensor at the time the purchase option is exercised. Licensor will give 12 months notice before GovMax is no longer available for use by the Licensee. The option to purchase must be exercised within twelve (12) months of the date Licensee is notified that GOVMAX will no longer be available, and paid within thirty (30) days from the date the purchase option is exercised. Such a purchase is payable within thirty (30 days) from the date the purchase is exercised. The system code will be delivered to Licensee within sixty (60) days of the date on which payment is received by Licensor. 4. Immediately following termination of this Agreement, Licensee shall return all manuals, templates and product software to Licensor. Licensee further agrees that it shall not disclose any trade secrets, proprietary contents or protected intellectual property of Licensor's GOVMAX software system to any person in accordance with section 119.071(1)(f), Florida Statutes at any time while such materials are in Licensee's possession. If Licensor notifies the Licensee that it does not want such materials returned at the termination or expiration of this Agreement, Licensee shall retain such confidential, protected materials for the duration of the public records retention requirements and at the expiration thereof, shall then destroy them and shall then certify the occurrence of such event to Licensor. If Licensor is in possession of any backup tapes of Licensee's data at the time of termination, they shall be returned to Licensee at its sole expense. Licensor shall be responsible for storage, disposition and applicable confidentiality (if any) of any additional copies of such backup tapes it may have produced for its own purposes and if Licensor so elects, it may destroy such additional copies at the time allowed by State public records retention requirements. Licensee shall be required to print hard copies for retention of its own confidential materials of data files to avoid costs of data retrievals from Licensor. F. Limited Warranty. Licensor certifies that it has a proprietary right and authority to license GOVMAX and that GOVMAX is the copyrighted product of Licensor. Licensor shall be solely responsible for, and Licensee shall incur no liability in connection with, any claim that GOVMAX infringes a U.S. patent or copyright or a third party's trade secrets, provided that: 7 16F 5 I. Licensee promptly notifies Licensor in writing of the claim; 2. Licensor has sole control of the settlement or defense of any action against Licensee as to which this indemnity relates (provided that there is no finding of fault against the Licensee and that the Licensee is not required to contribute to any settlement); and 3. Licensee reasonably cooperates with Licensor to facilitate such defense. Other than the certification and Limited Warranty expressly stated in this Section F, there are no express or implied warranties relating to GOVMAX covered by this Agreement, including but not limited to warranties of merchantability or fitness for a particular purpose. G. If GOVMAX or any portion thereof is held to constitute an infringing product, Licensor shall allow Licensee to immediately terminate this Agreement and refund Fees to Licensee on a prorated basis for the period of time that Licensee was unable to use GOVMAX due to an infringement claim. H. Limitation of Liabilities: Licensor shall have no liability for any loss or liabilities resulting from any application of GOVMAX, or results, of such application by Licensee or any other party. Licensor's sole obligation and liability, if GOVMAX is defective or fails to conform to specifications, shall be to correct software-coding errors in the original code. In any event, Licensor's liability for any losses or damages which arise out of or in connection with GOVMAX services provided under this Agreement, whether the claim is in contract or otherwise, shall not exceed the annual amount paid by Licensee pursuant to this Agreement. Under no circumstances shall Licensor be liable for special, incidental or consequential damages, including, but not limited to, loss of anticipated income or loss resulting from business disruption, even if Licensor has been advised of the possibility of such damages. I. Applicable Law and Venue: 1. This Agreement shall be deemed to be a Florida agreement and shall be governed as to all matters of validity, interpretation, obligations, performance, or otherwise, exclusively by the laws of the State of Florida, and all questions arising with respect thereto shall be determined in accordance with such laws. Regardless of where actually delivered and accepted, this Agreement shall be deemed to have been delivered and accepted by the parties in the State of Florida. 2. Any and all claims or disputes arising out of this license Agreement shall be resolved by submitting the issues to the County Manager of Collier County, Florida, or his designee, and to the County Administrator of Sarasota County, Florida, or his designee. If the parties are unable to come to a resolution within a reasonable time, not to exceed 3 months, the parties may agree to submit the claim or dispute to mediation. Both parties shall equally share in the cost of mediation and agree to the time, place and mediator. In the event mediation is unsuccessful, any and all suits brought concerning this Agreement shall be filed and maintained in the appropriate court of competent jurisdiction in Sarasota County, Florida. 8 16F 5 J. Licensor's Administrative Agent and Licensee's Representative: The Licensor's Administrative Agent is designated to act on behalf of the Licensor and to administer the terms and conditions of this Agreement. If necessary, a specific Administrator may be authorized to perform the duties and responsibilities of the Administrative Agent. Licensor's Administrative Agent and Licensee's Representative are named below, and may be changed at any time by providing five business days' written notice to the other party. Address: Licensee's Representative: Name: Mark Isackson Corporate Financial Operations and Management Services, County Manager's Office 3299 Tamiami Trail East, Suite 201 Naples, FL 34112 Licensor's Administrative Agent: Name: Judith A. Kenton Title: Title: GovMax Manager-EIT, 5th Fir. Address: Telephone: 239-252-8717 Facsimile: 239-252-4010 E-mail: markisackson@colliergov.net 1660 Ringling Blvd. Sarasota, FL 34236 Telephone 941-861-5423 Facsimile: 941-861-5371 E-Mail: jkenton@scgov.net K. Notices: Except as otherwise provided herein, all notices required or permitted under this Agreement shall be made in writing and shall be deemed given and served five (5) days after deposited in the United States Mail, postage prepaid and certified, directed as follows: If to Licensor: Sarasota County Government 1660 Ringling Boulevard, 5th Floor-EIT Sarasota, Florida 34236 Attn: Judith A. Kenton, GovMax Manager With copies to: Sarasota County Government 1660 Ringling Boulevard Sarasota, Florida 34236 Attn: Stephen D. DeMarsh Esq. County Attorney If to Licensee: Mark Isackson, County Manager's Office Collier County Board of County Commissioners 3299 Tamiami Trail East, Suite 201 Naples, FL 34112 With Copies to: L yo Wood, Purchasing Dept Collier County Board of County Commissioners 3327 Tamiami Trail East Naples, FL 34112 Either party may change its address by giving written notice of such change. 9 16F 5 L. Non-appropriation: The performance of obligations of either party under the agreement is subject to lawfully available appropriations. M. Miscellaneous: 1. This Agreement constitutes the entire agreement between the parties with respect to GOVMAX and the matters discussed herein and no prior contracts, representation, condition, understanding, or agreement of any kind, oral or written, shall be binding upon the parties unless incorporated into this Agreement in writing. This Agreement may not be modified or amended except in writing by mutual agreement by both parties. 2. Force Majeure: Neither party shall be in default by reason of any failure in the performance of this Agreement if such failure arises out of causes beyond its reasonable control. Such causes may include, but are not limited to, acts of God, acts of the public enemy, acts of government in either its sovereign or contractual capacity, acts of the party whose performance is not sought to be excused, fires, flood, weather, epidemics, quarantine restrictions, strikes, freight embargoes, failure of transmission or power supply, mechanical difficulties with equipment which could not have been reasonably forecasted or provided for, or other causes beyond its sole control. The party so affected will resume performance as soon as practicable after the force majeure event terminates. 3. Assignment: Licensee may not assign this Agreement without the prior written consent of Licensor. Licensor may assign this Agreement to another entity or agency in the event ownership of GOVMAX is transferred, or in the event Licensor in its sole discretion deems such an assignment necessary in connection with the performance of its obligations hereunder. 4. Modifications to the Agreement: Except as provided herein, the terms of this Agreement may only be amended or modified through the execution of an Amendment by the duly authorized representatives of each party. 5. If any provision of this Agreement is deemed invalid or unenforceable, the remaining provisions shall not be affected thereby. The terms and conditions of this Agreement shall prevail over any printed provision of any purchase order form used by Licensee to order GOVMAX. 6. This Agreement contains and embodies all the representations, covenants and promises made by the parties hereto, and no modifications or amendments hereof shall be valid unless in writing and executed by the parties hereto. 10 16f 5 IN WITNESS WHEREOF, the parties have executed this Agreement as of the date first above written. .,.' .~,.~~?:~.,,~~.)~::> A'T"'1"'T'C"'r. . . . . > >, L.l~ '. j . ,..\ DW..'~~. !erkofCourts ,-. .'" -,_.. ~ ~": '.. .~-.j... . l ,. .' _l '. .... \' Dat:~~~~~~I'" t ,t'vnaturt .,,, Approved as to form and legal sufficiency: Licensee: BOARD OF COUNTY COMMISSIONERS COLLIER COUNTY, FLORIDA 'juJ.. w, ~ by: Fred W. Coyle, Chairman ~IRLL Deputy County Attorney SGU7f 1<. ~~~" Print Name Witness: Licensor . . . . . . . COUNTY ADMINISTRATOR . . . Print Name: Sarasota County . . . Signed By: By: . . . . . . . . . . . . . . Date: . . . Date: Executed by the County Administrator Pursuant to Sarasota County Ordinance No. 2003-084. APPROVED AS TO FORM AND CORRECTNESS: By: COUNTY ATTORNEY 11