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Backup Documents 04/27/2010 Item #16D15ORIGINAL DOCUMENTS CHECKLIST & ROUTING SLH16D 15 TO ACCOMPANY ALL ORIGINAL DOCUMENTS SENT TO THE BOARD OF COUNTY COMMISSIONERS OFFICE FOR SIGNATURE Print on pink paper. Attach to original document. Original documents should tic hand delivered to the Board Office. The completed routing slip and original documents are to be forwarded to the Board Office only after the Board has taken action on the item .l ROUTING SLIP Complete routing limes #I through M4 as appropriate for additional sig ra4ges, dates, and/or informatim needed. If the document is already complete with the mounting of the C6ainnar's si®aWre. draw a line through routine film MI through M4- eoodde the dmcklirt_ wd fiw.A m l.n Arb 4 1 Route to Addressee(s) List in routing order Office Initials Date l.Colleen Greene County Attomey CM& Applicable) 5.1an Mitchell, Supervisor BCC Office Board of County Commissioners Agenda Item Number 16D15 3. Minutes and Records- Clerk of Court's Office 4. FY2010 -2011 Action Plan- Certifi ations Number of Original 3 5. resolutions, etc. signed by the County Attorney's Office and signature p.egct front Documents Attached 6. contracts, agreements, etc. that have been !"illy excc led by all padies is ac:epi the SCC PRIMARY CONTACT INFORMATION (The primary contact 6 the holder of the orgp d ,l canwit pending MCC approval. Nomrally the prinury contarx is dw person who crogged/prepmed the executive Summary Primary contact information is exec, -d in the ,er!..,r oath ,,darn -,• x "I "r,r. :,,., r„.�.,pe {nnrr,r,frae. r,r...;..�...�, infametiom. AN original docolmnts needing the 6C C ('N ii o m item.) Name of Primary Staff Wendy Klopt; Operations Coordinator Phone Number 252 -2901 Contact (initial) Applicable) Agenda Date Item was April 27, 2010 Agenda Item Number 16D15 Approved by the BCC signed by the Chairman, with the exception of most lettcrrs, must lx r ev,vNv +A and signed Type of Document FY2010 -2011 Action Plan- Certifi ations Number of Original 3 Attached resolutions, etc. signed by the County Attorney's Office and signature p.egct front Documents Attached 1- Fornly' Cowl[v fonu, %Bat Fowls i)ii. z,na3 C :q.n :intent, koutin0'111 w W 4 Arpm! N �I t .F }. : :rc mad 7 ?Yr tL niw fixed 2.:4.tt5 Initial the Yes column or mark "N /A" in the Not Applicable column, whichever is Yes N/A (Not (initial) Applicable) 1. Original document has been signed/initialed for legal sufficiency. (A 11 de.K:ulnents to be WK signed by the Chairman, with the exception of most lettcrrs, must lx r ev,vNv +A and signed by the Office of the County Attome). This includvs signature page, rro;ti ard4r)an<es., resolutions, etc. signed by the County Attorney's Office and signature p.egct front contracts, agreements, etc. that have been !"illy excc led by all padies is ac:epi the SCC Chairman and Clerk to the Board and riossiblysitale O iciwa ) 2. _ All handwritten strike-thl'ough i)nd revislgna h: +vi' M en an, tat. n hv ti.,y ount} Attnrr ,� t WK Office and all other rxurtio,, exce[rt the Ut t' t'h WTV n a i rY,e ( erl, t u, - iloar d 3. The Chairman's tin t3turP in ¢Iate !tag hc2 n ,'.tcr�d mi ;I:P4 tr ii( t,. apo.ovat Ctt the WK dncnment nr the IinaE retrg }d a <. con rmct (lat'c ahie :- 4. "Sign here" tabs nr , I .: d ,)it ': -•rr! !ate < < n t !:, iF _ -vh� , �. e r!, �,.nt aria {UIC cinc -. intltal, kirt `: '!51! -r: • t` �. le most Case'. (softie .u1lt n:Xs s.,; as e,F -_Bi. t. 7t. ', 4 C - .Y_,� ; :u dot- 1 i -W ! d illla rcAAtt g s!ip NA should be ptov;,te,t to Site Fi'. u 4; (hc BCC cific v tt.;n 2d hi any c ;! Ent E'. approval •. &)rm documl Lis aic tin.C"tC is4 vC w'.1" ri.(ili.rC 1 :) ;'AAri6i� Ci; f:tliafii; Iaiili u ccgain time f ainc or di Pi(1 �' , aw t a'. aiC nutitfjctl. i{C' a 1'a,e 0. The dOeu@ICnt was aplpt,vt{I lkv the 1)C(7 OiY illnl Zvi. LIlf(tYilcC eiN_it) $rid at; k Changes "lade during lilt ateetilly ha VC Ileru tnel'or luiO3it4 in life :Ili ie tel,t dticulnrtil. The Count% +llttornc)', orrie, 11'. S" 1- Fornly' Cowl[v fonu, %Bat Fowls i)ii. z,na3 C :q.n :intent, koutin0'111 w W 4 Arpm! N �I t .F }. : :rc mad 7 ?Yr tL niw fixed 2.:4.tt5 16D15 lur I Nu n]:T11 III NLVA Date: April 29, 2010 To: Wendy Klopf, Operations Coordinator Housing & Human Services From: Martha Vergara, Deputy Clerk Minutes & Records Department Re: FY 2010 -2011 Action Plan- Certificates; FY 2010 -2011 Action Plan -SF424 ; and FY 2010 -2011 Action Plan Resolution Attached are the three originals of the documents referenced above, (Item #16D15) approved by Board of County Commissioners April 27, 2010. Forward a fully executed original to the Minutes and Records Department for the Board's Official Record. If you should have any questions, please contact me at 252 -7240. Thank you. Attachments f� :t ,w To: From: Date: Subject: Memorandum Minutes & Records Wendy Klopf April 27, 2010 Item 16015 FY2010 -2011 Action Plan 16015 Please return to me the three (3) originals once signed by the Chairman for the FY2010 -2011 Action Plan. I am required to send 2 originals back to our Miami Housing & Urban Development (HUD) office. 1. SF424 2. Resolution / 3. Certifications J Thanks Wendy Klopf 252 -2901 Collier Cocanty I-",,- Se wes Dr✓js on 16015 CERTIFICATIONS In accordance with the applicable statutes and the regulations governing the consolidated plan regulations, the jurisdictior_ certifies that: Affirmatively Further Fair Housing -- The jurisdiction will affirmatively further fair housing, which means it will conduct an analysis of impediments to fair housing choice within the jurisdiction, take appropriate actions to overcome the effects of any impediments identified through that analysis, and maintain records reflecting that analysis and actions in this regard. Anti- displacement and Relocation Plan -- It will comply with the acquisition and relocation requirements of the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, as amended, and implementing regulations at 49 CFR 24; and it has in effect and is following a residential antidisplacement and relocation assistance plan required under section 104(d) of the Housing and Community Development Act of 1974, as amended, in connection with any activity assisted with funding under the CDBG or HOME programs. Drug Free Workplace -- Ct will or will continue to provide a drug -free workplace by: 1. Publishing a statement notifying employees that the unlawful manufacture, distribution, dispensing, possession, or use of a controlled substance is prohibited in the grantee's workplace and specifying the actions that will be taken against employees for violation of such prohibition; 2. Establishing an ongoing drug -free awareness program to inform employees about (a) The dangers of drug abuse in the workplace; (b) The grantee's policy of maintaining a drug -free workplace; (c) Any available drug counseling, rehabilitation, and employee assistance programs; and (d) The penalties that may be imposed upon employees for drug abuse violations occurring in the workplace; 3. Making it a requirement that each employee to be engaged in the performance of the grant be given a copy of the statement required by paragraph 1; 4. Notifying the employee in the statement required by paragraph 1 that, as a condition of employment under the grant, the employee will - (a) Abide by the terms of the statement; and (b) Notify the employer in writing of his or her conviction for a violation of a criminal drug statute occurring in the workplace no later than five calendar days alter such conviction; 5. Notifying the agency in writing, within ten calendar days after receiving notice under subparagraph 4(b) from an employee or otherwise receiving actual notice of such conviction. Employers of convicted employees must provide notice, including position title, to every grant officer or other designee on whose grant activity the convicted employee was working, unless the Federal agency has designated a central point for the receipt of such notices. Notice shail include the identification namber(s) of each affected grant; 16D 15 6. Taking one of the following actions, within 30 calendar days of receiving notice under subparagraph 4(b), with respect to any employee who is so convicted: (a) Taking appropriate personnel action against such an employee, up to and including termination, consistent with the requirements of the Rehabilitation Act of 1973, as amended; or (b) Requiring such employee to participate satisfactorily in a drug abuse assistance or rehabilitation program approved for such purposes by a Federal, State, or local health, law enforcement, or other appropriate agency; 7. Making a good faith effort to continue to maintain a drug -free workplace through implementation of paragraphs 1, 2, 3, 4, 5 and 6. Anti- Lobbying -- To the best of the jurisdiction's knowledge and belief: 1. No Federal appropriated funds have been paid or will be paid, by or on behalf of it, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement; 2. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, it will complete and submit Standard Form -LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions; and 3. It will require that the language of paragraph 1 and 2 of this anti - lobbying certification be included in the award documents for all subawards at all tiers (including subcontracts, subgrants, and contracts under grants, loans, and cooperative agreements) and that all subrecipients shall certify and disclose accordingly. Authority of Jurisdiction -- The consolidated plan is authorized under State and local law (as applicable) and the jurisdiction possesses the legal authority to carry out the programs for which I t is seeking funding, in accordance with applicable HUD regulations. Consistency with plan -- The housing activities to be undertaken with CDBG, HOME, ESG, and HOPWA funds are consistent with the strategic plan. Section 3 -- It will comply with section 3 of the Housing and Urban Development Act of 1968, and implementing regulations at 24 CFR Part 135. i Fred W Coyle Date Chairman, Collier County Board of County Commissioners Appr ved as to form & legal sufficiency U4Colleen Greene, Assistant County Attorney ATTEST. CWIGHT E. 7ROC , Clerk 13, t ( i 1 __d 16D15 Specific CDBG Certifications The Entitlement Community certifies that Citizen Participation -- It is in full compliance and following a detailed citizen participation plan that satisfies the requirements of 24 CFR 91.105. Community Development Plan -- Its consolidated housing and community development plan identifies community development and housing needs and specifies both short - term and long -term community development objectives that provide decent housing, expand economic opportunities primarily for persons of Low and moderate income. (.See CFR 24 570.2 and CFR 24 part 570) Following a Plan -- It is following a current consolidated plan (or Comprehensive Housing Affordability Strategy) that has been approved by HUD. Use of Funds -- It has complied with the following criteria: 1. Maximum Feasible Priority. With respect to activities expected to be assisted with CDBG funds, it certifies that it has developed its Action Plan so as to give maximum feasible priority to activities which benefit low and moderate income families or aid in the prevention or elimination of slums or blight. The Action Plan may also include activities which the grantee certifies are designed to meet other community development needs having a particular urgency because existing conditions pose a serious and immediate threat to the health or welfare of the community, and other financial resources are not available); 2. Overall Benefit. The aggregate use of CDBG funds including section 108 guaranteed loans during program year 2010 -2011, shall principally benefit persons of low and moderate income in a manner that ensures that at least 70 percent of the amount is expended for activities that benefit such persons during the designated period; 3. Special Assessments. It will not attempt to recover any capital costs of public improvements assisted with CDBG funds including Section 108 loan guaranteed funds by assessing any amount against properties owned and occupied by persons of low and moderate income, including any fee charged or assessment made as a condition of obtaining access to such public improvements. However, if CDBG funds are used to pay the proportion of a fee or assessment that relates to the capital costs of public improvements (assisted in part with CDBG funds) financed from other revenue sources, an assessment or charge may be made against the property with respect to the public improvements financed by a source other than CDBG funds. 'rhe jurisdiction will not attempt to recover any capital costs of public improvements assisted with CDBG funds, including Section 108, unless CDBG funds are used to pay the proportion of fee or assessment attributable to the capital costs of public improvements financed from other revenue sources. In this case, an assessment or charge may be made against the property with respect to the public improvements financed by a source other than CDBG funds. Also, in the case of properties owned and occupied by moderate - income (not low- income) families, an assessment or charge may be made against the property for public improvements financed by a source other than CDBG funds if the jurisdiction certifies that it lacks CDBG funds to cover the assessment. Excessive Force -- It has adopted and is enforcing: 1. A policy prohibiting the use of excessive force by law enforcement agencies within its jurisdiction against any individuals engaged in non - violent civil rights demonstrations; and 2. A policy of enforcing applicable State and local laws against physically barring entrance to or exit from a facility or location which is the subject of such non - violent civil rights demonstrations within its jurisdiction; Compliance With Anti- discrimination laws -- The grant will be conducted and administered in conformity with title VI of the Civil Rights Act of 1964 (42 USC 20O0d), the Fair Housing Act (42 USC 3601 - 3619), and implementing regulations. Lead -Based Paint -- Its activities concerning lead -based paint will comply with the requirements of 24 CFR Part 35, subparts A, B, J, K and R; Compliance with Laws -- It will comply with applicable laws. Fred W Coyle Date Chairman, Collier County Board of County Commissioners pproved as to form & legal sufficiency Colleen Greene, Assistant County Attorney rat it:a1. owfGHT X: '3F?® K, Clark .3.y _ Atte t, as to OM 1 i iipatwas oa 1* 16D15 Specific HOME Certifications The HOME participating jurisdiction certifies that: Tenant Based Rental Assistance -- If the participating jurisdiction intends to provide tenant -based rental assistance: The use of HOME funds for tenant -based rental assistance is an essential element of the participating jurisdiction's consolidated plan for expanding the supply, affordability, and availability of decent, safe, sanitary, and affordable housing. Eligible Activities and Costs -- it is using and will use HOME funds for eligible activities and costs, as described in 24 CFR § 92.205 through 92.209 and that it is not using and will not use HOME funds for prohibited activities, as described in § 92.214. Appropriate Financial Assistance -- before committing any funds to a project, it will evaluate the project in accordance with the guidelines that it adopts for this purpose and will not invest any more HOME funds in combination with other Federal assistance than is necessary to provide affordable housing. Fred W Coyle Date Chairman, Collier County Board of County Commissioners rovv�edd �sass/ to form & legal sufficiency L� libF'J� Colleen Greene, Assistant County Attorney 3800K, C;14rk Atttst u to jai i 3lgnetw't ant. 16D 15 ESG Certifications The Emergency Shelter Grantee certifies that: Major rehabilitation /conversion - It will maintain any building for which assistance is used under the ESG program as a shelter for homeless individuals and families for at least 10 years. If the jurisdiction plans to use funds for rehabilitation (other than major rehabilitation or conversion), the applicant will maintain any building for which assistance is used under the ESG program as a shelter for homeless individuals and families for at least 3 years. Essential Services and Operating Costs - Where assistance involves essential services or maintenance, operation, insurance, utilities and furnishings, it will provide services or shelter to homeless individuals and families for the period during which the ESG assistance is provided, without regard to a particular site or structure as long as the same general population is served. Renovation - Any renovation carried out with ESG assistance shall be sufficient to ensure that the building involved is safe and sanitary. Supportive Services - It will assist homeless individuals in obtaining appropriate supportive services, including permanent housing, medical and mental health treatment, counseling, supervision, and other services essential for achieving independent living, and other Federal State, local, and private assistance. Matching Funds - It will obtain matching amounts required under 24 CFR 576.51. Confidentiality - It will develop and implement procedures to ensure the confidentiality of records pertaining to any individual provided family violence prevention or treatment services under any project assisted under the ESG program, including protection against the release of the address or location of any family violence shelter project except with the written authorization of the person responsible for the operation of that shelter. Homeless Persons Involvement - To the maximum extent practicable, it will involve, through employment, volunteer services, or otherwise, homeless individuals and families in constructing, renovating, maintaining, operating facilities, and providing services assisted through this program. Consolidated Plan - It is following a current HUD- approved Consolidated Plan or CHAS. Discharge Policy - It has established a policy for the discharge of persons from publicly funded institutions or systems of care (such as health care facilities, foster care or other youth facilities, or correction programs and institutions) in order to prevent such discharge from immediately resulting in homelessness for such persons. HMIS - It will comply with HUD's standards for participation in a local Homeless Management Information System and the collection and reporting of client -level information. i Fred W Coyle Date Chairman, Collie Co n rd of County Commissioners App vedd as to form lega} su�F%i��$ C Colleen Gr ene, Assistant County Attorney 16015 APPENDIX TO CERTIFICATIONS INSTRUCTIONS CONCERNING LOBBYING AND DRUG -FREE WORKPLACE REQUIREMENTS: A. Lobbying Certification This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by section 1352, title 31, U.S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $7.00,000 for each such failure. B. Drug -Free Workplace Certification 1. By signing and /or submitting this application or grant agreement, the grantee is providing the certification. 2. The certification is a material representation of fact upon which reliance is placed when the agency awards the grant. If it is later determined that the grantee knowingly rendered a false certification, or otherwise violates the requirements of the Drug -Free Workplace Act, HUD, in addition to any other remedies available to the Federal Government, may take action authorized under the Drug -Free Workplace Act, 3. Workplaces under grants, for grantees other than individuals, need not be identified on the certification. If known, they may be identified in the grant application. If the grantee does not identify the workplaces at the time of application, or upon award, if there is no application, the grantee must keep the identity of the workplaces) on file in its office and make the information available for Federal inspection. Failure to identify all known workplaces constitutes a violation of the grantee's drug -free workplace requirements. 4. Workplace identifications must include the actual address of buildings (or parts of buildings) or other sites where work under the grant takes place. Categorical descriptions may be used (e.g., all vehicles of a mass transit authority or State highway department while in operation, State employees in each local unemployment office, performers in concert halls or radio stations). 5. If the workplace identified to the agency changes during the performance of the grant, the grantee shall inform the agency of the change(s), if it previously identified the workplaces in question (see paragraph three). 6. The grantee may insert in the space provided below the site(s) for the performance of work done in connection with the specific grant: 16D 15 Place of Performance (Street address, city, county, state, zip code) 3301 E 'Iamiami Trail Building H Suite __211 Naples,_ Collier County,FL 34112 Check if there are workplaces on file that are not identified here. The certification with regard to the drug -free workplace is required by 24 CFR part 24, subpart F. 7. Definitions of teams in the Nonprocurement Suspension and Debarment common rule and Drug -Free Workplace common rule apply to this certification. Grantees' attention is called, in particular, to the following definitions from these rules: "Controlled substance" means a controlled substance in Schedules I through V of the Controlled Substances Act (21 U.S.C. 812) and as further defined by regulation (21 CFR 1308.11 through 1308.15); "Conviction" means a finding of guilt (including a plea of nolo contenders) or imposition of sentence, or both, by any judicial body charged with the responsibility to determine violations of the Federal or State criminal drug statutes; "Criminal drug statute" means a Federal or non - Federal criminal statute involving the manufacture, distribution, dispensing, use, or possession of any controlled substance; "Employee" means the employee of a grantee directly engaged in the performance of work under a qrant, including: (i) All "direct charge" employees; (ii) all "indirect charge" employees unless their impact or involvement is insignificant to the performance of the grant; and (iii) temporary personnel and consultants who are directly engaged in the performance of work under the grant and who are on the grantee's payroll. This definition does not include workers riot on the payroll of the grantee (e.g., volunteers, even if used to meet a matching requirement; consultants or independent contractors not on the grantee's payroll; or employees of subrecipients or subcontractors in covered workplaces). ORIGINAL DOCUMENTS CHECKLIST & ROUTING SLIP 6,D15 TO ACCOMPANY ALL ORIGINAL DOCUMENTS SENT TO THE BOARD OF COUNTY COMMISSIONERS OFFICE FOR SIGNATURE print on pink paper. Attach to original document Original documents should be hand delivered to the Board Office the completed routing slip and original documents are to be forwarded to the Board Otftec only after the Board has taken action on the item. 1 ROUTING SLIP Complete routing lines #1 through #4 as appropriate for additional signatures, dates, and/or information needed. If the document is already complete with the exception of the Chairman's signature, draw a line through routine lines #1 throueh #4, commlete the checklist. and forward to Ian Mitchell_ Route to Addressee(s) (List in muting order Office Initials Date 1.Colleen Greene County Attorney (Initial) 5.Ian Mitchell, Supervisor BCC Office Board of County Commissioners Agenda Item Number 41za �a 3. Minutes and Records- Clerk of Court's Office 4. FY2010 -201 I Action Plan-SF424 Number of Original 3 5. resolutions, etc. signed by the County Attorney's Office and signature pages from Documents Attached 6. contracts, agreements, etc. that have been fully executed by all parties except the BCC PRIMARY CONTACT INFORMATION (The primary contact is the holder of the original document pending BCC approval. Normally the primary contact is the person who created/prepared the executive summary. Primary contact information is needed in the event one of the addressees above, including Sue Filson, need to contact staff for additional or missing information. All original documents needing the BCC Chairman's signature are to be delivered to the BCC office only after the BCC has acted to approve the item.) Name of Primary Staff Wendy Klopf, Operations Coordinator Phone Number 252 -2901 Contact appropriate. (Initial) Applicable) Agenda Date Item was April 27, 2010 Agenda Item Number 161315 Approved by the BCC signed by the Chairman, with the exception of most letters, must be reviewed and signed Type of Document FY2010 -201 I Action Plan-SF424 Number of Original 3 Attached resolutions, etc. signed by the County Attorney's Office and signature pages from Documents Attached INSTRUCTIONS & CHECKLIST 1: Forms/ County Forms/ BCC Forms/ Original Documents Routing Slip W WS Original 9.03.04, Revised 1.26.05, Revised 2.24.05 Initial the Yes column or mark "N /A" in the Not Applicable column, whichever is Yes N/A (Not appropriate. (Initial) Applicable) 1. Original document has been signed/initialed for legal sufficiency. (All documents to be WK signed by the Chairman, with the exception of most letters, must be reviewed and signed by the Office of the County Attorney. This includes signature pages from ordinances, resolutions, etc. signed by the County Attorney's Office and signature pages from contracts, agreements, etc. that have been fully executed by all parties except the BCC Chairman and Clerk to the Board and ossibly State Officials.) 2. All handwritten strike- through and revisions have been initialed by the County Attorney's WK Office and all other parties except the BCC Chairman and the Clerk to the Board 3. The Chairman's signature line date has been entered as the date of BCC approval of the WK document or the final negotiated contract date whichever is applicable. 4. "Sign here" tabs are placed on the appropriate pages indicating where the Chairman's WK signature and initials are required. 5. In most cases (some contracts are an exception), the original document and this routing slip NA should be provided to Sue Filson in the BCC office within 24 hours of BCC approval. Some documents are time sensitive and require forwarding to Tallahassee within a certain time frame or the BCC's actions are nullified. Be aware of your deadlines! 6. The document was approved by the BCC on Aur1127, 2010(enter date) and all WK changes made during the meeting have been incorporated in the attached document. The County Attorney's Office has reviewed the changes, if applicable. 1: Forms/ County Forms/ BCC Forms/ Original Documents Routing Slip W WS Original 9.03.04, Revised 1.26.05, Revised 2.24.05 To: From: Date: Subject: Memorandum Minutes & Records Wendy Klopf April 27, 2010 Item 16D16 FY2010 -2011 Action Plan Please return to me the three (3) originals once signed by the Chairman for the FY2010 -2011 Action Plan. I am required to send 2 originals back to our Miami Housing & Urban Development (HUD) office. 1. SF424 / 2. Resolution 3. Certifications Thanks Wendy Klopf 252 -2901 Crai[ier Ci�unty =uh4c Sen. it =c Di�isiai Pt AE ��P III�II yr,Gi yoG IIIII�) Fifth Program Year 9eAN DEVE��Q (FY2010) Action Plan The CPMP Action Plan includes the SF 424 and Narrative Responses to Action Plan questions that CDBG, HOME, HOPWA, and ESG grantees must respond to each year in order to be compliant with the Consolidated Planning Regulations. Complete the fillable fields (blue cells) in the table below. The other items are pre - filled with values from the Grantee Information wnrkchoor pplicant Identifier B- 10 -UC- 120016 TYPe of Submission Date Received b state State Identifier Application Pre-application Date Received b HUD Federal Identifier ❑ Construction ❑ Construction ® Non Construction ❑ Non Construction licant Information Collier Count Board of Count Commissioners Contact: Marcy Krumbine Public Services Division Phone: 239 252 -4663 3301 Tamiami Trail East Bldg H Suite 211 Fax: 239 252 -2638 Na les FL 34112 Marc Krum bine @collier ov.net Em to er Identification Number EIN DUNS# 596000558 6997790 ppiicant Type: Specify Other Type if necessary: Local Government: County Pro ram Fundin U.S. Department o Housin and Urban Develo men Catalogue of Federal Domestic Assistance Numbers; Descriptive Title of Applicant Project(s); reas Affected by Project(s) (cities, Counties, localities etc.); Estimated Funding Community Development Block Grant 14.218 Entitlement Grant CDBG Project Titles Park Renovations, Sidewalks, Public Facility, ]ob Creation and Public Services to benefit low income individuals and families. Description of Areas Affected by CDBG Project(s) Countywide /Collier County, FL CDBG Grant Amount $2,532,752 Additional HUD Grant(s) Describe Levera ed Additional Federal Funds Leveraged dditional State Funds Leveraged Locally Leveraged Funds $3,748,014 rantee Funds Leveraged nticipated Program Income 0 Other (Describe) otal Funds Leveraged for CDBG -based Project(s) $3,748,014 16o 15 Home Investment Partnerships Program 14.239 HOME HOME Project Titles Rehabilitation of Foreclosed Homes Energy Efficient and CHDO set aside Description of Areas Affected by HOME Project s Count wide Collier County, FL HOME Grant Amount $748,202 dditional HUD Grant(s) Levera ed Describe dditional Federal Funds Leveraged dditional State Funds Leveraged Locally Leveraged Funds$4,142,984 Grantee Funds Leveraged nticipated Program Income 0 Other (Describe) otal Funds Leveraged for HOME -based Project(s) $4,142,984 Housing Opportunities for People with IDS 14.241 HOPWA HOPWA Project Titles N/A Description of Areas Affected by HOPWA Project s N/A HOPWA Grant Amount $0 dditional HUD Grant(s) L-,,era ed Describe dditional Federal Funds Leveraged itional State Funds dd Leveraged Locally Leveraged Funds Grantee Funds Leveraged nticipated Program Income ther (Describe) otal Funds Leveraged for HOPWA -based Project(s) Emergency Shelter Grants Program 14.231 ESG ESG Project Titles St Matthews House Description of Areas Affected by ESG Project de Collier Count FL ESG Grant Amount 95 097.00 dditional HUD Grant(s) Levercribe 0 dditional Federal Funds Leveraged EState dditionnds Leveraged Locally Leveraged Funds$1,731,094 Grantee raged nticipated Program Income 0 Other (Describe) otal Funds Leveraged for ESG -based Project(s) $1,731,094 Congressional Districts of: Is application subject to review by state Executive Order 12372 Process? 14 26 Is the applicant delinquent on any federal debt? If "Yes" please include an additional document explaining the situation. Yes ® No Yes This application was made available to the state ED 12372 process for review on DATE X No N/A Pro ram is not covered b ED 12372 Program has not been selected by the state for review 16D 15 Person to be contacted regarding this application Marcy Krumbine (239) 252 -4663 MarcyKrumbine @colliergov. net Signature of Authorized Representative Date Signed Board of County Commissioners Collier CouvdujFl ori a By: Fred W. Coyle, Chairman '- Approved as to form & legal sufficiency 6 AWA � Colleen Greene, Assistant County Attorney Attest of tee CU 1 19s:tw'e on r ORIGINAL DOCUMENTS CHECKLIST & ROUTING SLIP TO ACCOMPANY ALL ORIGINAL DOCUMENTS SENT TO 1 6 D 1 THE BOARD OF COUNTY COMMISSIONERS OFFICE FOR SIGNATURE Print on pink paper. Attach to original document. Original ducumonis should be hand delivered to the Board Office- The completed routing slip and original documents are to be forwarded to the Board Office only after the Board has taken action on the item. i ROUTING SLIP Complete routing lines #1 through #4 as appropriate for additional signatures, dates, and/or information needed. If the document is already complete with the exception of the Chairman's signature, draw a line through routing lines #1 through #4, complete the checklist and forward to Ian Mitchell. Route to Addressee(s) List in routing order Office Initials Date I.Colleen Greene County Attorney (Initial) 2p 10 5.1an Mitchell, Supervisor BCC Office Board of County Commissioners Agenda Item Number 16D15 3. Minutes and Records- Clerk of Court's Office 4. FY2010 -2011 Action Plan- Resolution Number of Original 3 5. to 15 Documents Attached 6. contracts, agreements, etc. that have been fully executed by all parties except the BCC PRIMARY CONTACT INFORMATION (The primary contact is the holder of the original document pending BCC approval. Normally the primary contact is the person who created/prepared the executive summary. Primary contact information is needed in the event one of the addressees above, including Sue Filson, need to contact staff for additional or missing information. All original documents needing the BCC Chairman's signature are to be delivered to the BCC office only after the BCC has acted to approve the item.) Name of Primary Staff Wendy Klopf, Operations Coordinator Phone Number 252 -2901 Contact appropriate. (Initial) Applicable) Agenda Date Item was April 27, 2010 Agenda Item Number 16D15 Approved by the BCC signed by the Chairman, with the exception of most letters, must be reviewed and signed Type of Document FY2010 -2011 Action Plan- Resolution Number of Original 3 Attached to 15 Documents Attached INSTRUCTIONS & CHECKLIST 1: Forms/ County Forms/ BCC Forms / Original Documents Routing Slip W WS Original 9.03.04, Revised 1.26.05, Revised 2.24.05 Initial the Yes column or mark "N /A" in the Not Applicable column, whichever is Yes N/A (Not appropriate. (Initial) Applicable) 1. Original document has been signed /initialed for legal sufficiency. (All documents to be WK signed by the Chairman, with the exception of most letters, must be reviewed and signed by the Office of the County Attorney. This includes signature pages from ordinances, resolutions, etc. signed by the County Attorney's Office and signature pages from contracts, agreements, etc. that have been fully executed by all parties except the BCC Chairman and Clerk to the Board and possibly State Officials.) 2. All handwritten strike- through and revisions have been initialed by the County Attorney's WK Office and all other parties except the BCC Chairman and the Clerk to the Board 3. The Chairman's signature line date has been entered as the date of BCC approval of the WK document or the final negotiated contract date whichever is applicable. 4. "Sign here" tabs are placed on the appropriate pages indicating where the Chairman's WK signature and initials are required. 5. In most cases (some contracts are an exception), the original document and this routing slip NA should be provided to Sue Filson in the BCC office within 24 hours of BCC approval. Some documents are time sensitive and require forwarding to Tallahassee within a certain time dame or the BCC's actions are nullified. Be aware of your deadlines! 6. T document was approved by the BCC on Aoril 27, nter date) and all 21110(e WK chahe n ges made during the meeting have been incorporated in the attached document. The County Attorney's Office has reviewed the changes, if applic able. 1: Forms/ County Forms/ BCC Forms / Original Documents Routing Slip W WS Original 9.03.04, Revised 1.26.05, Revised 2.24.05 To: From: Date: Subject: Memorandum Minutes & Records Wendy Klopf April 27, 2010 Item 16D16 FY2010 -2011 Action Plan Please return to me the three (3) originals once signed by the Chairman for the FY2010 -2011 Action Plan. 1 am required to send 2 originals back to our Miami Housing & Urban Development (HUD) office. 1. SF424 2. Resolution 3. Certifications Thanks Wendy Klopf 252 -2901 Collier County Public Services Division Housing & Homan Services HMMM RESOLUTION NO. 2010 - S 5 A RESOLUTION BY THE BOARD OF COUNTY COMMISSIONERS OF COLLIER COUNTY, FLORIDA, APPROVING FISCAL YEAR 2010 -11 ONE - YEAR ACTION PLAN FOR $3,376,051 FOR COMMUNITY DEVELOPMENT BLOCK GRANT (CDBG), HOME INVESTMENT PARTNERSHIPS (HOME), AND EMERGENCY SHELTER GRANT (ESG) PROGRAMS, AUTHORIZING REQUIRED HUD CERTIFICATIONS, APPROVING EXECUTION OF SUBRECIPIENT AGREEMENTS BY THE CHAIRMAN OF THE BOARD, AUTHORIZING TRANSMITTAL TO THE UNITED STATES DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT (HUD), AND PROVIDING FOR AN EFFECTIVE DATE. WHEREAS, the United States Department of Housing and Urban Development (HUD) requires a Five -Year Consolidated Plan and One -Year Action Plan be developed and submitted as an application for planning and funding of Community Development Block Grant (CDBG), HOME Investment Partnerships (HOME), and Emergency Shelter Grant (ESG) Programs; and WHEREAS, the overall goal of the community planning and development programs covered by this plan is to develop viable communities by providing decent, affordable housing, a suitable living environment and expanding economic opportunities for low and moderate- income persons; and WHEREAS, the Five -Year Consolidated Plan for FY 2006 -2010 was adopted by the Board of County Commissioners on April 25, 2006, following the Collier County Citizen Participation Plan, adopted January 9, 2001; and WHEREAS, the FY 2010 -2011 One -Year Action Plan will serve as a planning document for Collier County; an application for federal funds under the HUD formula grant programs; a strategy to be followed in carrying out the HUD programs; and an action plan that provides a basis for assessing performances. NOW, THEREFORE BE IT RESOLVED BY THE BOARD OF COUNTY COMMISSIONERS OF COLLIER COUNTY, FLORIDA, that: Page I ot'3 o 1. The Board of County Commissioners of Collier County approves the FY2010- 2011 One -Year Action Plan for the CDBG, HOME, and ESG Programs, which is attached and incorporated herein by reference, and authorizes the Housing and Human Services Department to transmit the Plan to the proper funding authority and take all necessary actions for implementation of the CDBG, HOME, and ESG programs. 2. The Chairman of the Board of County Commissioners is authorized to execute certifications pertaining to the Consolidated Plan and Action Plan on behalf of the County. 3. The One -Year Action Plan sets forth the dollar amounts estimated for each activity to be funded by the CDBG, HOME, and ESG Programs. A copy of the proposed projects, funding and beneficiaries is included in the Executive Summary and incorporated by reference. Accordingly, the Subrecipient Agreement for all CDBG, HOME and ESG projects will be subsequently entered into on behalf of Collier County and each such Agreement is hereby acknowledged as providing for a valid public and worthwhile County purpose. Based on these findings, the Chairman of the Board of County Commissioners is authorized to execute the CDBG, HOME, and ESG Subrecipient Agreements to implement each such Activity, so long as: 1) each such Subrecipient Agreement conforms to the format of the attached standard contract in the Appendix, adopted and incorporated by reference, and 2) the dollar amount of each Activity and corresponding Subrecipient Agreement is consistent with targeted areas outlined in the One- Year Action Plan, referenced above. Should it be necessary to amend any of these Subrecipient Agreements, such amendment will be in compliance with the requirements set forth in Section XIV.0 of the Purchasing Policy of Collier County and Section IV.C.3 of the Procurement Administration Procedures, Collier County, Florida. Page2of3 16D15 4. SEVERABILITY. If any section, sentence, clause or phrase of this Resolution is held to be invalid or unconstitutional by any court of competent jurisdiction, then said holding shall in no way affect the validity of the remaining portions of this Resolution. 5. EFFECTIVE DATE. This Resolution shall become effective upon adoption by a majority vote of the Board of County Commissioners. This Resolution adopted this 9 `1 �e majority vote favoring same. ATTEST: DWIGHT E. BROCK, -CLERK By: yy"_ rk ��11�� Am LOCWwIra fl¢Ntw* Got* Approved as to form and legal sufficiency: Colleen Greene, Assistant County Attorney day of April 2010, after motion, second and Page 3 of 3 BOARD OF COUNTY COMMISSIONERS OF COLLIER COUNTY, FLORIDA By: f i es11 CA) t if r RED W. COYLY IR AN 16D 15 COLLIER COUNTY, FLORIDA ONE -YEAR ACTION PLAN HUD FY 2010 -2011 Collier County Board of Commissioners Fred W. Coyle, Chair, District 4 Donna Fiala, Commissioner, District 1 Frank Halas, Vice Chair, District 2 Tom Henning, Commissioner, District 3 Jim Coletta, Commissioner, District 5 County Manager Leo Ochs The One -Year Action Plan was prepared by the staff of the Collier County Housing & Human Services Department 3301 E. Tamiami Trail, Bldg H, Suite 211, Naples, FL 34112 (239) 252 -4663 COPY 2010 -2011 Action Plan 1 FY2010 -2011 ACTION PLAN Minutes & Records 16015 Collier County, Florida 1 Table Of Contents Executive Summary Program Funding 2010 -201 Project Selection rd 2. General Information 6 Geographic Area & Maps 7 Allocating Investments 10 Managing the Process 11 Citizen Participation Process 13 Institutional Structure 14 Monitoring 15 Lead Based Paint 16 3. Housing Objectives 2010 -2011 17 Funding Sources 17 Public Housing 18 Barriers to Affordable Housing 18 Collier County Housing Programs 22 4. Homeless Prevention 23 S. Community Development & Special Needs_ 27 6. Project Information Sheets 32 7. Certifications 8. Appendix Adopting Resolution Timeline Advertisements & Public Comment FY2010 -2011 Action Plan 2 P-,tA Nioff, Fifth Program Year FY2010 Action Plan A19% oEVf� The CPMP Action Plan includes the SF 424 and Narrative Responses to questions that CDBG, HOME, HOPWA, and ESG grantees must respond in order to be compliant with the Consolidated Planning Regulations. 16015 Action Plan to each year Complete the fillable fields (blue cells) in the table below. The other items are pre - filled with values from the Grantee Information Worksheet. Applicant Identifier B- 10 -UC- 120016 Type of Submission Date Received by state State Identifier Application Pre-application Date Received by HUD Federal Identifier ❑ Construction ❑ Construction ® Non Construction JE1 Non Construction Applicant Information Collier County Board of County Commissioners Contact: Marcy Krumbine Public Services Division Phone: 239 252 -4663 3301 Tamiami Trail East 131d H Suite 211 Fax: 239 252 -2638 Naples, FL 34112 -MarcyKrumbine@colliergov.net Employer Identification Number (EIN): DUNS# 596000558 76997790 Applicant Type: Specify Other Type if necessary: Local Government: County Program Funding U.S. Department of Housing and Urban Development Catalogue of Federal Domestic Assistance Numbers; Descriptive Title of Applicant Project(s); Areas Affected by Project(s) (cities, Counties, localities etc.); Estimated Funding Community Development Block Grant 14.218 Entitlement Grant CDBG Project Titles Park Renovations, Sidewalks, Public Facility, Job Creation and Public Services to benefit low income individuals and families. Description of Areas Affected by CDBG Project(s) Countywide /Collier County, FL CDBG Grant Amount $2,532,752 dditional HUD Grant(s) Levera ed Describe Additional Federal Funds Leveraged Additional State Funds Leveraged Locally Leveraged Funds $3,748,014 Grantee Funds Leveraged Anticipated Program Income 0 Other (Describe) Total Funds Leveraged for CDBG -based Project(s) $3,748,014 16D 15 Home Investment Partnerships Program 14.239 HOME HOME Project Titles Rehabilitation of Foreclosed Homes Energy Efficiencv, and CHDO set aside IDescription of Areas Affected by HOME Project s Countywide/Collier County, FL HOME Grant Amount $748,202 dditional HUD Grant(s) Leveraged Describe Additional Federal Funds Leveraged Additional State Funds Leveraged Locally Leveraged Funds$4,142,984 Grantee Funds Leveraged Anticipated Program Income 0 Other (Describe) Total Funds Leveraged for HOME -based Project(s) $4,142,984 Housing Opportunities for People with IDS 14.241 HOPWA HOPWA Project Titles N/A Description of Areas Affected by HOPWA Protect(s) N/A HOPWA Grant Amount $0 dditional HUD Grant(s) Levera ed Describe Additional Federal Funds Leveraged Additional State Funds Leveraged Locally Leveraged Funds Grantee Funds Leveraged Anticipated Program Income Other (Describe) Total Funds Leveraged for HOPWA -based Project(s) Emergency Shelter Grants Program 14.231 ESG ESG Project Titles St Matthews House Description of Areas Affected by ESG Projects Countywide Collier County, FL ESG Grant Amount $95,097 dditional HUD Grant(s) Leveraged 0 Describe Additional Federal Funds Leveraged Additional State Funds Leveraged Locally Leveraged Funds$1,731,094 Grantee Funds Leveraged Anticipated Program Income 0 Other (Describe) Total Funds Leveraged for ESG -based Project(s) $1,731,094 Congressional Districts of: Is application subject to review by state Executive Order 12372 Process? 14 1 26 Is the applicant delinquent on any federal debt? If "Yes" please include an additional document explaining the situation. ❑ Yes This application was made available to the state EO 12372 process for review on DATE X No Program is not covered by ED 12372 ❑ Yes ® No ❑ N/A Program has not been selected by the state for review 16015 Person to be contacted regarding this application Marcy Krumbine (239)252 -4663 era a4i 1 MarcyKrumbine@colliergov.net , Signature of Authorized Representative Board of County Commissioners Collier Cou rl7a W By: Fred W. Coyle, Chairman Date Signed ✓ ��� —I��li Approveed1 as to form & legal �sufficiency Colleen G sane, Assistant County Attorney Atbt as era a4i 1 , Collier County, Florida 16015 P.�pSt ry i OF Q' U Fifth Program Year �� Action Plan FY 2010 9BgM DEVfvd The CPMP Annual Action Plan includes the SF 424 and Narrative Responses to Action Plan questions that CDBG, HOME, HOPWA, and ESG grantees must respond to each year in order to be compliant with the Consolidated Planning Regulations. Narrative Responses Executive Summary Program Year 5 Action Plan Executive Summary: Collier County Action Plan FY 2010 -2011 Program Year Background Collier County receives federal funds from the U. S. Department of Housing and Urban Development for three entitlement programs. These programs are the Community Development Block Grant (CDBG), HOME Investment Partnership (HOME) and the Emergency Shelter Grant (ESG) program. Collier County utilizes State funding from the State Housing Initiatives Partnership (SHIP) program to leverage and support the federal dollars. SHIP funds, local resources, and private dollars are used as the required HOME and ESG match. The County also currently receives Neighborhood Stabilization Program (NSP) funds to address foreclosure issues, Homelessness Prevention and Rapid -Re- Housing Program (HPRP) funds to prevent and /or stem homelessness, and Community Development Block Grant - Recovery funds designated to stimulate the economy. The main priority in utilizing the limited federal, state and local funds is providing housing opportunities for the community's low- income residents. Collier County has successfully administered nine years of HUD entitlement funding and already achieved HUD's timeliness ratio this year. Collier continues to expend nearly 100% of its federal funding on very low and low income beneficiaries. During the 2010 -2011 program year Collier County will receive the following federal grant funds: Community Development Block Grant (CDBG) $2,532,752 HOME $ 748,202 Emergency Shelter Grant (ESG) $ 95,097 TOTAL Federal Funds: $3,376,051 (Note: This entitlement includes the allocation for the cities of Naples and Marco Island in the amounts of $120,434 and $77,375 respectively.) FY2010 -2011 Action Plan 3 Collier County, Florida The County will use these federal funds to the required Five -Year Consolidated Plan Board of County Commissioners (BCC) 2006 -110. 16D 15 implement specific objectives identified in for 2006 -2010 which was adopted by the m April 25, 2006 by Resolution Number Location of Projects Grant funds are administered on a countywide basis targeted at helping low- income families. This year federal funds will be used for infrastructure improvements in low income areas, job creation, energy efficiency rehabilitation for low income rental units, foreclosure mitigation and other activities that will provide opportunities for individuals and families to have safe, secure and healthy living environments. The County will continue efforts to provide community development improvements in low- income neighborhoods throughout the community with a special emphasis on Immokalee. The County will also continue to provide assistance to the homeless and special needs populations and the organizations that serve them. Project Selection Process In the fall of each year, the County prepares a timeline for competitive grant applications and preparation of the annual Action Plan. The timeline released in the fall of 2009 provided important dates including grant application workshops held in Naples and Immokalee, technical assistance, deadline for submitting competitive grant applications, grant scoring and selection deadlines, along with dates for the release of a draft One -Year Action Plan, 30 days public comment period, workshops and public hearings. Two grant application workshops were held in December 2009 and competitive grant applications were due December 31, 2009 for projects to be funded in the 2010 -2011 program year. Agencies that were missing minor information were given an opportunity to correct them during a "cure period ", and final scoring and ranking occurred in March 2010. The County provides for competitive grant applications at least once a year and the applications are reviewed, ranked and scored using a specific set of written evaluation criteria. Projects recommended for funding were presented to the Affordable Housing Advisory Committee in March 2010 and to the Board of County Commissioners in April 2010. On April 12, 2010, the Collier County Affordable Housing Advisory Committee was presented the proposed Action Plan and by unanimous vote approved the Action Plan and recommended it for approval by the Board of County Commissioners. The following projects are recommended for funding in 2010 -2011: CDBG Collier County Department of Transportation - Sidewalks $ 810,538 CDBG Planning & Administration $ 466,988 David Lawrence Center- Crisis Stabilization Unit Construction $ 221,000 Immokalee CRA- Business Incubator /Jobs $ 212,000 City of Naples- Park Improvements $ 120,434 City of Marco Island- Street Improvements /lights $ 77,375 Immokalee Housing and Family Services -Job Creation $ 70,000 Goodwill Industries - Roberts Center Renovation $ 174,504 FY2010 -2011 Action Plan 1bU 15 Collier County, Florida CDBG - Public Services Shelter for Abused Women and Children- Legal Services $ 118,600 Housing Development Corp of Southwest Florida- SHIFTING Program $ 80,313 Department of Housing & Human Services - Senior Meals Program $ 95,000 Guadalupe Center -Early Childhood Classroom $ 86,000 HOME Big Cypress Inc- Main Street Village Energy Eff. Upgrades $ 220,834 Habitat for Humanity - Foreclosure Home Rehabilitation $ 132,907 Immokalee Housing and Family Services - Energy Eff. Upgrades $ 170,000 HOME Administration $ 74,821 Empowerment Alliance of SW Florida -CHDO Operating $ 37,410 CHDO Set Aside $ 112,230 ESG St. Matthew's House - Shelter Operations $ 92,720 ESG Administration $ 2,377 TOTAL Federal Funding $3,376,051 State Housing Initiative Partnership (SHIP) Housing Development Corp. of SW FL $ 35,000 Empowerment Alliance of SW FL $ 35,000 TOTAL FUNDING FROM ALL SOURCES: $ 3,446,051 FY2010 -2011 Action Plan 5 Collier County, Florida General Questions 1. Describe the geographic areas of the jurisdiction (including areas of low income families and /or racial /minority concentration) in which assistance will be directed during the next year. Where appropriate, the jurisdiction should estimate the percentage of funds the jurisdiction plans to dedicate to target areas. 2. Describe the basis for allocating investments geographically within the jurisdiction (or within the EMSA for HOPWA) (91.215(a)(1)) during the next year and the rationale for assigning the priorities. 3. Describe actions that will take place during the next year to address obstacles to meeting underserved needs. 4. Identify the federal, state, and local resources expected to be made available to address the needs identified in the plan. Federal resources should include Section 8 funds made available to the jurisdiction, Low- Income Housing Tax Credits, and competitive McKinney -Vento Homeless Assistance Act funds expected to be available to address priority needs and specific objectives identified in the strategic plan. 1. Geographic Area: Federal and state funds are provided throughout Collier County. The County and two of its three incorporated cities, Naples and Marco Island, participate in the Urban County qualification process. Everglades City does not currently participate in this program. Our local community faces many challenges when providing services to families. Located in Southwest Florida, the county is the largest geographically in the state with 2,025 square miles, and it is larger than the states of Delaware and Rhode Island. The rural predominantly migrant community of Immokalee is approximately 45 miles from the coastal City of Naples. Bus transportation is limited within the metropolitan area and even more so in the outlying areas. Since the economic downturn began in 2007, both the State of Florida and Collier County have been very hard hit. In 2009, Florida ranked first in the nation in the total number of foreclosures, with 516,711 foreclosures. This figure was up 34% from 2008 levels. Consequently, during 2009, Collier County recorded 12,251 foreclosures which equates to 1 out of every 16 households in the county. Per Realty Trac, Collier County ranked 30`h in the nation for its foreclosure rate during 2009. Perhaps the best perspective on the local economy can be gleaned from Collier's past year foreclosure numbers, 2008: 7,203, 2007: 3,267, 2006: 733, and 2005: 487. This increase of foreclosures has reached a crisis level and is now affecting a population who rarely needed or accessed assistance programs in the past. Collier County continues to be challenged by a large population with limited English speaking skills in elementary schools in East Naples and Immokalee. FY2010 -2011 Action Plan 6 16D 15 Collier County, Florida Map One displays the 2000 Census Block Groups (subdivisions of Census Tracts) where more than 51% of the population has incomes below 80% of the Naples MSA's (Collier County) median family income. Within these areas the County can conduct CDBG activities on an area -wide benefit basis. As this map shows, the County's low - income areas continue to be concentrated to the east and south of I -75. Collier County Low /Moderate Income Areas 01 1 01 Mexlca FY2010 -2011 Action Plan 7 .a., «1g Co per Count �___] ury sE YAerak mm�e Ma �T1 �` I 01 1 01 Mexlca FY2010 -2011 Action Plan 7 16D 15 Collier County, Florida As Map Two displays, the County's African- American population is concentrated in long standing communities in the City of Naples and Immokalee. In 2000, the African - American community was 4.5% of the total county population. t,,o ler l_0urlty )AI [ICEJFI - M[HU[IU mi t,uuk_cini auVnia R CO �virC "Uri �iean?dPOa u.Haon &bcN ox -�oz Paz -ax � pax o : arse C4 yus.11.�tl Stlad•au'dm Lv cw ! o! fife Tito FY2010 -2011 Action Plan 8 160 15 Collier County, Florida In 2000, Hispanics, who can be of any race, made up 19.6% of the County's population. The Hispanic influx into Collier County has followed the larger statewide influx of Hispanics that occurred during the 1990s throughout Florida. Hispanics now comprise 17% of the state's population. As Map Three displays, Hispanics are clustered to the east and south of U.S. Route 41. Collier County Hispanic Concentrations Cu crCbuttty Pe�ew �NPm u4z0on RNek pox -az � .ax o z a aze S C u+! n1 riee r: ;co FY2010 -2011 Action Plan 9 16015 Collier County, Florida 2. Basis for Allocating Investments: Housing Due to the economic downturn Collier County has had to revisit the needs of our community. The Five -Year Consolidated Plan's (2006 -2010) main focus was affordable housing however the emigration caused by the collapse of the construction industry and the loss of area crops due to an unusually cold winter has caused high vacancy rates in both farm worker designated and other affordable rental units. Foreclosed homes and short sales also continue to glut the housing market. For this reason, Collier County has chosen to focus housing funds on the rehabilitation of foreclosed homes, supporting energy efficiency upgrades to affordable rental units, and large scale neighborhood construction projects that will enhance low /moderate housing areas as well as create /maintain sorely needed jobs for local workers. Homeless The County's priorities were developed in conjunction with the agencies involved with the Continuum of Care (CoC). HUD - required 'Continuum of Care' priorities are homeless prevention, assistance to families with children, reduction of chronic homelessness, development of additional shelter beds and the creation of transitional and permanent housing. Current programs to assist the homeless include HPRP, Florida State Challenge Grant and HUD's CDC grant. In 2010 -2011 the County will focus on transitional housing by assisting a local mental health organization with construction funds for a Crisis Stabilization Unit which will add 16 beds to the county's transitional bed count. The Collier County Health Department, through the State of Florida, provides HOPWA services for AIDS /HIV residents of Collier County. The County supports this program. Non - Homeless Special Needs The County will continue to support the provision of supportive housing for persons with special needs on a countywide basis. Community Development The County will continue to support the revitalization of its low- income neighborhoods. Efforts will continue to have Immokalee and other low income areas designated as Neighborhood Revitalization Strategy Areas (NRSA) where appropriate and supported by the community. 3. Obstacles To Meeting Underserved Needs: As the economy continues in the current recession, the two major obstacles to meeting the County's underserved needs are: Creation of jobs for low income residents, and foreclosure assistance for low income homeowners. In response to these obstacles, the County will continue to work with agencies like the Economic Development Council (EDC) to encourage job creation. During the Request for Proposal (RFP) process, the County encouraged agencies to submit applications targeted at job creation; and has this Action Plan proposes to fund two J ob creation programs. To address the other obstacle of foreclosure assistance, the County is offering foreclosure prevention /credit counseling classes throughout the County to at risk recipients. These classes are offered throughout the county by two FY2010 -2011 Action Plan 10 Collier County, Florida 16D 15 sub - recipient non - profit agencies in both English and Spanish. One of the proposed Action Plan projects is designed to provide legal service assistance to citizens whose homes are in the foreclosure process. 4. Identify Federal, State, And Local Resources: Federal resources for 2010 -2011 will include the following funding: Community Development Block Grant (CDBG), Community Development Block Grant - Recovery (CDBG -R) (from FY 2009 - 2010), Emergency Shelter Grant (ESG), HOME Initiative Partnership (HOME), Homelessness Prevention and Re- Housing Program (HPRP) (from FY 2009 - 2010), Continuum of Care (CoQ Program and the Neighborhood Stabilization Program (NSP) (from FY 2009 - 2010). State funds available will include remaining Florida State Housing Initiatives Partnership (SHIP) funds from FY 2009- 2010, State of Florida Disaster Recovery Initiative (DRI) and the Florida State Challenge Grant. All nonprofit and for profit partners are encouraged to provide private resources to leverage federal and state dollars. In 2010 -2011, agencies receiving CDBG, HOME and ESG funds will be committing match or leverage. Managing the Process 1. Identify the lead agency, entity, and agencies responsible for administering programs covered by the consolidated plan. 2. Identify the significant aspects of the process by which the plan was developed, and the agencies, groups, organizations, and others who participated in the process. 3. Describe actions that will take place during the next year to enhance coordination between public and private housing, health, and social service agencies. 1. Lead Agency: The County's Housing and Human Services Department is the lead agency. The County is submitting its One -Year Action Plan as approved by the Board of County Commissioners on April 27, 2010. 2. Development of the Plan: The process for developing the plan starts with extensive consultations and on -going input from participating social service /housing agencies and citizens. Beginning in the fall of 2005, a series of meetings were held throughout the County to report on the County's ongoing programs and to solicit housing and community development needs from public and private agencies and its citizens. This process included sending detailed questionnaires on community development and housing needs to over 130 individuals and nonprofit organizations that operate in Collier County. Responses to the questionnaires were used in the creation of the draft 5 -Year Plan. In developing the fifth year action plan, two (2) listening sessions were held geared to hear the needs of citizens as well as two (2) grant application workshops. The workshops were held in Immokalee on December 14, 2009 and in Golden Gate on December 15, 2009 to encourage participants to apply for funds in area of needs outlined in the Counties Request for proposals (RFP). FY2010-2011 Action Plan 11 16015 Collier County, Florida A total of 23 agencies submitting 28 applications were received requesting over $7,524,954 million dollars. A thirty -day public comment period was held between March 17 and April 16, 2010. During this period the public was invited to make comments on the draft Action Plan. A public hearing (Collier County Affordable Housing Committee) was held on April 12, 2010 to solicit comments, and a formal adoption of the plan occurred on April 27, 2010. During the 30 -day public comment period, the County did receive written comments. Written comments (if any) are included in the Appendix. The following is a list of agencies participated in the application process: Habitat for Humanity Shelter for Abused Women and Children City of Naples David Lawrence Center Collier County Hunger and Homeless Coalition Collier County Housing Authority Florida Non - Profit Services Boys and Girls Club of Collier County Immokalee Housing and Family Services Collier County Department of Transportation Collier County Department of Housing & Human Services Empowerment Alliance of Southwest Florida Immokalee CPA Saint Matthews House Youth Haven Physician Lead Access Network IHOPE Collier County Housing Authority Guadalupe Center, Inc. Goodwill Industries Big Cypress Inc. City of Marco Island Housing Development Corporation of Southwest Florida 3. Consultations /Coordination between Agencies: Consultation is an ongoing process for departmental staff; they monitor housing and community development issues and needs through the following means: 1) Regular meetings with local housing and CD providers. 2) Participation by County staff on boards, committees, and agencies, including the monthly Affordable Housing Advisory Committee. 3) Discussions at committees supported by the County including Community Redevelopment Agency (CRA) meetings in Immokalee, East Naples and the City of Naples. 4) Technical assistance to agencies and other entities. 5) Working with local lenders on Community Reinvestment Act commitments and requirements, including participation in the Collier County Loan Consortium. 6) Participation in public forums, including Chamber of Commerce, Economic Development Council (EDC) and others. 7) Holding public hearings. 8) Preparation of documents, flyers and brochures regarding specific programs. FY2010 -2011 Action Plan 12 Collier County, Florida 9) Special studies. 10) Membership in local and state organizations. The following public and private agencies and entities were year concerning ongoing topics of mutual interest, or were of the Consolidated Plan or through forums for discussion reports and plans of the agencies were used. Public Agencies: Immokalee Housing & Family Services Youth Haven, Inc. Florida Non - Profit Services Housing Development Corporation of SW FL. David Lawrence Center Shelter for Abused Women and Children St Matthew's House Boys and Girls Club of Collier County City of Naples City of Marco Island Physician Lead Access Network Collier County Department of Transportation Collier County Hunger and Homeless Coalition Habitat for Humanity Collier County Housing Authority Empowerment Alliance of Southwest Florida Immokalee CRA Greater Immokalee Southside Front Porch Affordable Housing Advisory Committee Collier County Loan Consortium Citizen Participation 1. Provide a summary of the citizen participation process. 16015 consulted throughout the consulted in preparation In some cases, specific 2. Provide a summary of citizen comments or views on the plan. 3. Provide a summary of efforts made to broaden public participation in the development of the consolidated plan, including outreach to minorities and non - English speaking persons, as well as persons with disabilities. 4. Provide a written explanation of comments not accepted and the reasons why these comments were not accepted. *Please note that Citizen Comments and Responses may be included as additional files within the CPMP Tool. FY2010 -2011 Action Plan 13 16015 Collier County, Florida 1. Citizen Participation Process: The County has adopted a citizen participation plan that meets all HUD regulations. The citizen participation process included holding public hearings early in the Consolidated Plan development process to review the existing programs and to solicit community needs. In preparation for developing the Five -Year Plan, surveys were provided to 130 individuals and agencies to gather input and identify issues. In addition, staff held multiple meetings and workshops, released a Request for Proposal (RFP), provided technical assistance, advertised the availability of funds in the Naples Daily News, Immokalee Bulletin and on the County website, accepted grant applications and provided a thirty -day public comment period and public hearings on the Draft Five -Year Consolidated Plan and respective One -Year Action Plan. A similar process is followed each year in preparation of the annual Action Plan. 2. Summary Of Comments Received: The public hearing comments received in the plan preparation phase centered on the need for more for job programs, foreclosure issues, homelessness, and supportive housing for special needs. The County received 2 written comments during the 30- day public comment period. 3. Efforts Made To Broaden The Process: The County, through its ongoing public participation /consultation process, continually seeks to broaden this process by involving new nonprofit organizations in its various programs and by continuing its efforts to provide information to residents. This year staff also conducted two (2) "Listening Sessions" geared toward individuals and families. At all public meetings and workshops, staff is available to provide translation as needed. Print advertisement is also provided in English and Spanish. The County expanded its public notice efforts by posting information on its website, and by placing advertisements in the Naples Daily News and Immokalee Bulletin. The annual Action Plan is available at county government offices, public libraries and on the county website. 4. Comments Not Considered: There were no public comments received that were not considered. Institutional Structure 1. Describe actions that will take place during the next year to develop institutional structure. 1. Institutional Structure: The County's Housing and Human Services Department coordinates with a wide range of organizations from for - profit housing developers to nonprofit service providers. During the coming year the County will continue to work with its existing institutional structure of housing and service providers to make small, continuous improvements to the process. As Collier grows and new entities express interest in the housing and community development needs of the very-low to moderate income residents, these individuals and organizations will be encouraged to participate on a variety of levels. This may include encouraging new Community Housing FY2010 -2011 Action Plan 14 Collier County, Florida 16015 Development Organizations (CHDOs) to providing increased technical assistance (TA) to grassroots and nonprofits participating in the planning process for the first time. Monitoring 1. Describe actions that will take place during the next year to monitor its housing and community development projects and ensure long -term compliance with program requirements and comprehensive planning requirements. Monitoring: All subrecipients receive federal and local regulations relating to their specific activity, along with an explanation as to how they apply to the particular project. Specific performance agreements will be executed with each subrecipient, giving measurable objectives for the eligible activity to be carried out. Each project is monitored on an ongoing basis through a combination of desk and phone monitoring, site visits and monthly reporting. All preconstruction conferences are attended by Housing and Human Services staff. Documentation submitted with reimbursement requests is reviewed for compliance with applicable regulations and measurable objectives prior to issuing funds. On -site monitoring of subrecipients is scheduled and completed annually by the Project Management staff. A checklist is completed and reviewed to insure all aspects of the activity are carried out in accordance with applicable regulations. A follow -up letter is sent to the subrecipient stating the outcome of the monitoring visit. In addition to the above, any subrecipient determined to be in need of and /or requesting additional training on how to meet grantee and federal requirements receives technical assistance in the form deemed most appropriate to the circumstances. Additional technical assistance, if needed or requested, is provided by County staff or other resources. HOME: Monitoring is carried out in accordance with federal regulations to ensure compliance with all HOME requirements. Each subrecipient is monitored on -site to verify that: • The minimum household income percent requirement for HOME assisted units is being met under the contract. • Eligible tenant occupancy meets the minimum income percentage requirement for HOME assisted units under the guidelines. • Contractual requirements regarding concentration of HOME units, treatment of HOME tenants, and other contractual matters are being adhered to. • The waiting list procedures are in compliance with the grant covenants. • The federal equal housing law provisions of the contract are being adhered to. • The Minority Business Enterprise (MBE) and Women's Business Enterprise (WBE) provisions of the contract are being adhered to. • The HOME assisted units meet housing quality standards (HQS), and rental files are reviewed to include: current lease, acceptable identification, monthly rent compliance, tenant income, and annual recertification. FY2010 -2011 Action Plan 15 Collier County, Florida 1 6 D 1 Lead -based Paint 1. Describe the actions that will take place during the next year to evaluate and reduce the number of housing units containing lead -based paint hazards in order to increase the inventory of lead -safe housing available to extremely low- income, low- income, and moderate - income families, and how the plan for the reduction of lead -based hazards is related to the extent of lead poisoning and hazards. Lead Based Paint Actions: During the coming year the Collier County Health Department will continue to screen and test school children for lead poisoning. The County Housing staff will inspect /test all housing built before 1978 for lead -based paint in purchase assistance & rehabilitation programs. Lead -Based Paint Hazard Reduction The County follows procedures as specified in applicable regulations and, specifically, those detailed in Title X. The Department and its representatives provide all required notifications to owners and occupants and inspect for defective paint surfaces of pre - 1978 properties. Any defective paint conditions found are included in the scope of work and treatment provided to the defective areas. No children under 7 years of age have been found to have identified Environmental Intervention Blood Lead Level (EIBLL) condition; however, interior chewable surfaces are treated as necessary. All Department policies and procedures have been revised to conform to Title X. County staff members are HUD certified as Risk Assessors. The County retains EPA certified inspectors to conduct the testing and clearance of suspect properties. In every program where federal funds are expended on a housing unit, the County incorporates the current procedures for hazard reduction or Lead Based Paint abatement guidelines as defined in 24 CFR Part 35. FY2010 -2011 Action Plan 16 Collier County, Florida 16 Specific Housing Objectives 1. Describe the priorities and specific objectives the jurisdiction hopes to achieve during the next year. 2. Describe how Federal, State, and local public and private sector resources that are reasonably expected to be available will be used to address identified needs for the period covered by this Action Plan. 1. Housing Objectives for FY2010 -2011: The County will continue to focus on the rehabilitation of foreclosed home during the next year. In partnership with agencies, the County will also: o Rehabilitate 4 foreclosed houses using HOME funds. These homes will be sold as owner occupied units for low and very low income residents of Collier County. This project will be completed by Habitat for Humanity. o Continue to address foreclosure issues within three zip codes: 34112 in East Naples, 34116 in Golden Gate City, and 34120 in Golden Gate Estates. Approximately 60 foreclosed homes will be rehabilitated and sold within the life of the grant. Funding for this program comes from the FY 2009 Neighborhood Stabilization Program grant which will end in March 2013. o Provide purchase assistance to approximately 75 low and very low income homebuyers. Funding for this program comes from the Florida State Housing Initiative Partnership (SHIP) program. o Provide energy efficient upgrades for 34 affordable rental units using HOME funds in collaboration with Immokalee Housing and Family Services. Upgrades will include energy efficient hot water heaters and air conditioning units. o Single family rehabilitation assistance to 25 low and very low income homeowners who have been impacted by hurricanes. Funding for this program come from the Florida State Disaster Relief Initiative (DRI). o Provide energy efficient upgrades for 79 farm worker rental units using HOME funds in collaboration with Big Cypress Housing Corporation. Upgrades will include tankless hot water heaters and higher SEER air conditioning units, energy efficient lighting improvements, and energy efficient appliances. o Provide home buyer education to approximately 230 citizens. 2. Federal, State, And Local Public And Private Sector Resources: Federal resources available for housing projects during 2010 -2011 will include CDBG, HOME and NSP (FY 2009 - 2010). State funds available in 2010 -2011 will include remaining funds from the FY 2009 -2010 Florida State Housing Initiatives Partnership (SHIP) and the Disaster Recovery Initiative (DRI). All nonprofit and for - profit partners are encouraged to provide private resources to leverage federal and state dollars. FY2010 -2011 Action Plan 17 16015 Collier County, Florida Needs of Public Housing 1. Describe the manner in which the plan of the jurisdiction will help address the needs of public housing and activities it will undertake during the next year to encourage public housing residents to become more involved in management and participate in homeownership. 2. If the public housing agency is designated as "troubled" by HUD or otherwise is performing poorly, the jurisdiction shall describe the manner in which it will provide financial or other assistance in improving its operations to remove such designation during the next year. 1. Needs Of Public Housing: The Collier County Housing Authority (CCHA) does not have any units funded by HUD. The Authority's units were built through USDA Rural Development programs. The Authority has in place a resident management and maintenance program. In addition, the County works with the Housing Authority on Family Self Sufficiency and to encourage residents to become homeowners through various housing programs. 2. Housing Authority Performance: The County's Public Housing Authority is not listed as "troubled" by HUD. Barriers to Affordable Housing 1. Describe the actions that will take place during the next year to remove barriers to affordable housing. Barriers to Affordable Housing: The County has completed its state - mandated Regulatory Reduction Review. The County's Affordable Housing Advisory Committee is available to review proposed regulations for their impact on affordable housing, and provide guidance on a range of incentives for the provision of affordable housing. The Affordable Housing Advisory Committee (AHAC) also provides oversight of the state - mandated Growth Management Plan's Housing Element. The monthly AHAC meetings include discussions on the barriers /solutions including the high cost of land, community land trusts, inventory of excess County -owned property, expedited permit processing and other issues that affect the ability to produce affordable workforce housing in Collier County. The County will continue to evaluate concepts like linkage fees, inclusionary zoning and other incentive packages. While housing prices have declined throughout the County, barriers to affordable housing still exist. Barriers include higher lending standards, curtailed lending, and banks requiring a larger down payment. Also, the current economy has further strained household incomes due to a rising unemployment. In order to mitigate these issues, the County will be providing purchase incentives to qualified residents, as well as purchasing foreclosed homes to be rehabilitated and sold at no profit to qualified buyers. FY2010 -2011 Action Plan 18 16015 Collier County, Florida HOME /American Dream Down payment Initiative (ADDI) 1. Describe other forms of investment not described in § 92.205(b). 2. If the participating jurisdiction (PJ) will use HOME or ADDI funds for homebuyers, it must state the guidelines for resale or recapture, as required in § 92.254 of the HOME rule. 3. If the PI will use HOME funds to refinance existing debt secured by multifamily housing that is being rehabilitated with HOME funds, it must state its refinancing guidelines required under § 92.206(b). The guidelines shall describe the conditions under which the PI will refinance existing debt. At a minimum these guidelines must: a. Demonstrate that rehabilitation is the primary eligible activity and ensure that this requirement is met by establishing a minimum level of rehabilitation per unit or a required ratio between rehabilitation and refinancing. b. Require a review of management practices to demonstrate that disinvestments in the property has not occurred; that the long -term needs of the project can be met; and that the feasibility of serving the targeted population over an extended affordability period can be demonstrated. c. State whether the new investment is being made to maintain current affordable units, create additional affordable units, or both. d. Specify the required period of affordability, whether it is the minimum 15 years or longer. e. Specify whether the investment of HOME funds may be jurisdiction -wide or limited to a specific geographic area, such as a neighborhood identified in a neighborhood revitalization strategy under 24 CFR 91.215(e) (2) or a Federally designated Empowerment Zone or Enterprise Community. f. State that HOME funds cannot be used to refinance multifamily loans made or insured by any federal program, including CDBG. 4. If the PI is going to receive American Dream Down payment Initiative (ADDI) funds, please complete the following narratives: a. Describe the planned use of the ADDI funds. b. Describe the PJ's plan for conducting targeted outreach to residents and tenants of public housing and manufactured housing and to other families assisted by public housing agencies, for the purposes of ensuring that the ADDI funds are used to provide down payment assistance for such residents, tenants, and families. c. Describe the actions to be taken to ensure the suitability of families receiving ADDI funds to undertake and maintain homeownership, such as provision of housing counseling to homebuyers. 1. Other Forms Of Investment: In the past Collier County has been a recipient of State affordable housing funds through the SHIP program. In FY2009 the County received approximately $2,900,000. Those funds were used in concert with the HOME rehabilitation program as the required local match. No SHIP funds were received for 2010 -2011. The county will continue to use residual 2009 SHIP funds in FY2010 -2011. SHIP funds will be used for down payment assistance, single family rehabilitation and home buyer /credit counseling education classes. FY2010-2011 Action Plan 19 16015 Collier County, Florida 2. Resale/ Recapture Provisions: The County has in place resale and recapture provisions that meet the requirements of Section 92.254 of the HOME rule. The HOME loans are offered at 0% interest and will be forgiven at the end of 5 or 10 years, depending on loan amount. No payments are required unless the owner no longer resides the property. This can be in the form of title transfer, sale of property, refinance, or loss of homestead exemption. These provisions are included in all contractual agreements with owners, developers and /or sponsors. 3. Multi - Family Housing: The County will not use HOME funds to refinance existing debt of multi - family housing. 4. American Dream Down- Payment Initiative: Collier County is not scheduled to receive ADDI funds in 2010 -2011. FY2010 -2011 Action Plan 20 Collier County, Florida 16015 COLLIER COUNTY HOUSING PROGRAMS AFFORDABLE HOUSING PROGRAMS CDBG, HOME, NSP FY 2009 -2010 and remaining State SHIP FY2009 resources will provide Collier County with the means to assist low income residents with the purchase of housing and the rehabilitation of substandard housing for homeowners with incomes of 80% or less than the county median income. The Housing and Human Services Department uses SHIP funds to match applicable federal dollars for its general housing rehabilitation program and homeownership programs. All of Collier County's affordable housing programs are based on a first -come, first -served basis, with preference given to residents of targeted neighborhoods, the elderly and disabled residents and those with emergency /life- threatening situations. All affordable housing programs conform to specific CDBG, HOME and SHIP regulations. CDBG funds are also spent on infrastructure support (water & sewer line installation, sidewalks, entry roads & site preparations) for affordable housing developments. Foreclosure Programs NSP FY2009 funds will be used to address foreclosure issues within the County. Collier County received over $7.3 million in NSP funds in FY2009 and will continue the program through FY2010 -2011. This program has five activities: acquisition and rehabilitation of foreclosed properties for resale, acquisition and rehabilitation of foreclosed rental properties, direct homebuyer assistance to acquire foreclosed properties, demolition of acquired foreclosed properties and land banking of acquired properties. Housing Rehabilitation Assistance Remaining SHIP FY2009 funds will be used to maintain affordable housing by assisting up to 15 low- income homeowners with the rehabilitation of their home. The average amount of rehabilitation assistance is $30,000 per residence. Assistance of this program is secured by a 15 year, amortizing, forgivable deferred mortgage for the SHIP program. Down Payment Assistance SHIP FY2009 remaining funds will be used for affordable housing by assisting up to 75 low and moderate - income first -time homebuyer families with down payment and closing cost assistance. Sales price of a home cannot exceed $300,000 (SHIP cap). Under the SHIP program, the assistance is the lesser of 4% of the purchase price of the home, or a 3 to 1 match, for every dollar the homeowner contributes as down payment, the SHIP program contributes three dollars, up to a maximum of $12,000. A mortgage and promissory note secures this program. Neither interest nor payments are required as long as the property is homesteaded and used as the original purchaser's primary residence. If a sale, refinancing, or transfer of title occurs; or the property is not used as the homebuyer's permanent residence during the County's mortgage term, the mortgage becomes immediately due and payable. Community Housing Development Organization (CHDO) HOME funds will be used to support the affordable housing activities of CHDOs serving Collier County. The County, as a participating jurisdiction (PI), must invest or FY2010 -2011 Action Plan 21 Collier County, Florida set aside at least 15 percent (15 %) of its total HOME allocation to projects that are owned, developed or sponsored by Community Housing Development Organizations (CHDOs), and which result in the development of homeownership or rental units. Additionally, the County may allocate up to five percent (5 %) of its total allocation as CHDO operating funds, and may provide these funds to CHDOs to help them pay operating costs and build their capacity to develop successful affordable housing projects and programs. Community Development Block Grant (CDBG) Community Development Block Grant (CDBG) funds are utilized countywide for a variety of housing and community development activities. Some of Collier County's prior year CDBG activities will generate program income in 2010 -2011. As program income is received, it will be reported and expended in compliance with HUD regulations. The County does not have urban renewal funds and has not returned any CDBG funds to its line of credit. In addition, there are no float funded activities or income. There are no activities designed to meet "urgent needs" at the present time. The Citizen Participation Plan will address the need for the Board of County Commissioners to declare an urgent need or disaster in the event that conditions would occur that pose a serious threat to the health, safety and welfare of the community. HOME Collier County intends to provide HOME funds on a community wide basis. However, the County may also elect to target HOME resources to specific geographic areas, concentrations of low- income residents, NRSAs or other appropriate locations. HOME funds that are provided as a direct subsidy to a homebuyer, such as downpayment and closing cost assistance, will be recaptured upon sale, refinance or loss of homestead exemption. This policy exists for housing assisted with State SHIP funds and federal HOME resources. The recapture provisions are outlined in contractual agreements with the recipient of SHIP and HOME funds. The HOME recapture provisions comply with 92.254 (5) (ii). When HOME funds are used as a developer subsidy, as in the construction of multiple housing units or acquisition and rehab, the resale provisions will apply in accordance with 92.254 (5) (i). The period of affordability, resale, recertification, match and other HOME requirements are outlined in the contractual agreement with the developer requesting financial assistance from Collier County. The County does not intend to refinance existing debt secured by multifamily housing that may be rehabilitated with HOME funds. Collier County will not use HOME funds to refinance multifamily loans made or insured by any Federal program, including CDBG in accordance with 91.220(g) (2) (F). ADDI (91.220 (g) (2) (iv)) Collier County is not scheduled to receive ADDI funds in FY2010 -2011 FY2010 -2011 Action Plan 22 5 16D 15 Collier County, Florida t�S�M�I_�55 �zs Specific Homeless Prevention Elements 1. Sources of Funds — Identify the private and public resources that the jurisdiction expects to receive during the next year to address homeless needs and to prevent homelessness. These include the McKinney -Vento Homeless Assistance Act programs, other special federal, state and local and private funds targeted to homeless individuals and families with children, especially the chronically homeless, the HUD formula programs, and any publicly -owned land or property. Please describe, briefly, the jurisdiction's plan for the investment and use of funds directed towards homelessness. 2. Homelessness —In a narrative, describe how the action plan will address the specific objectives of the Strategic Plan and, ultimately, the priority needs identified. Please also identify potential obstacles to completing these action steps. 3. Chronic homelessness —The jurisdiction must describe the specific planned action steps it will take over the next year aimed at eliminating chronic homelessness by 2012. Again, please identify barriers to achieving this. 4. Homelessness Prevention —The jurisdiction must describe its planned action steps over the next year to address the individual and families with children at imminent risk of becoming homeless. 5. Discharge Coordination Policy — Explain planned activities to implement a cohesive, community -wide Discharge Coordination Policy, and how, in the coming year, the community will move toward such a policy. 1. Source Of Funds: The County receives Emergency Shelter Grant (ESG) funds from HUD. The required match for these funds is provided by the subrecipient. The County has two emergency shelters that qualify for ESG funds and the funds have been earmarked for each agency to receive on a rotating basis. In 2010 -2011, ESG funds will be provided to St. Matthew's House. In FY2009 -2010 the County received Homelessness Prevention and Re- Housing funds in the amount of $888,851. These funds will continue to assist the homeless and those at risk of becoming homeless with temporary housing assistance, essential services and homelessness prevention activities in FY2010 -2011 until all funds are expended. As the Lead Agency, the County submits an application for Continuum of Care (CoC) funding on behalf of the CoC. In 2010, three (3) agencies will receive funding. A total of $330,763 will be available as follows: Shelter for Abused Women & Children Transitional Renewal $113,000 Homeless Management Information Systems Renewal $104,646 St Matt's Wolfe Apartment Supportive Housing Program $113,117 The County will also continue to apply for the State Challenge Grant to assist with homeless needs and support. FY2010 -2011 Action Plan 23 16D 15 Collier County, Florida 2. Homeless Accomplishments: Collier County is a member of the Hunger & Homeless Coalition and is the Lead Agency for the Continuum of Care. The County supports the homeless priorities established in the Continuum. In 2010, Collier County will carry out the following specific activities: o Provide federal funds for general operating expenses at St. Matthew's House. This shelter is Collier County's only open admission shelter. It provides over 60,000 bed nights and 160,000 meals to the homeless annually. Federal funds will be used to provide operating and supportive services (ESG funds). o Provide funding to the Shelter for Abused Women and Children to assist with Legal Services for Victims of Domestic Abuse. These services will address child custody issues, divorce issues, child support, restraining orders, and immigration status cases. (CDBG funds). o Continue Homeless Management Information System (HMIS) expansion. This HUD mandated system is currently maintained by the Collier County Hunger and Homeless Coalition, but will soon be transferred to the Lead Agency for administration. (CoC /various funds). o Provide general operating expense to permanent rental housing at St Matthew's Wolf Apartment to individuals who are homeless and disabled. This program also uses a comprehensive range of supportive services to assist their clients achieve stability and maximize their self - sufficiency. (CoC) o Provide funding to the David Lawrence Center to assist in the construction of a Crisis Stabilization Unit. The unit will add sixteen (16) beds to the County's CoC transitional bed count. The beds will be used for persons who have been committed under the "Baker Act" provisions. (CDBG) Collier County listed transitional housing, emergency shelters, and permanent housing as a priority need. The Shelter for Abused Women and Children, and St Matthew's Wolfe Apartments provide these shelters and housing. These programs will also address homeless prevention as outlined in the Homeless Strategic Plan. Continuing and maintaining the HMIS system will assist the County and program providers with a tool to track progress of the homeless population, and also a means to consolidate and provide services to the County's homeless clients. Barriers to accomplishing these goals include a lack of federal, state and local funds, as well as administrative funds to carry out the program. 3. Eliminating Chronic Homelessness: The County will continue to work with members of the Continuum of Care to expand the number of emergency, transitional and permanent supportive housing beds. In addition, Collier County is pursuing a 10 -year plan to end chronic homelessness. Preparation for the development of a 10 -year plan is currently underway. FY2010 -2011 Action Plan 24 16D 15 Collier County, Florida Barriers to accomplishing this goal includes a lack of administrative funding as more of the County's budget is being cut and staff reduced, as well as limited administrative funds from Continuum of Care and ESG grants. While more stimulus funding is an asset in assisting the homeless, the administrative burden on existing staff has increased considerably. Another barrier is the lack of political will and the overwhelming local need to address the increasing homeless family population. 4. Homeless Prevention: The County's Department of Housing & Human Services provides financial assistance and coordination with a variety of agencies to families and individuals at risk of becoming homeless. The Housing & Human Services office encourages local agencies to refer families to the State of Florida Emergency Financial Assistance for Housing Program (EFAHP) which provides up to $400 in emergency housing assistance for families with children who are at risk of homelessness. Youth Haven continues to provide rent assistance, counseling, case management, and supportive services to families in imminent danger of becoming homeless. Proposed projects for this year will focus on assisting families and preventing them from becoming homeless. The County and the homeless providers have outlined several actions steps to address homeless prevention: Additional permanent housing beds: Create a strategic plan to create more permanent housing beds with support services provided by the National Alliance on Mental Illness (NAMI) and other agencies. Increase the percentage of homeless persons staying in permanent housing: Provide case management and referrals to the homeless, collaborate with different professional services to find permanent housing, and provide education on retaining permanent housing. Increase the number of persons moving from transitional housing to permanent housing: Provide interim financial assistance and other resources to secure housing through Fresh Start or TBRA, continue provision of case management and support services like financial education, child care, medical assistance, and other economic empowerment services to ensure effective linkage and coordination with the ultimate goal of securing permanent housing. Increase the number of persons employed: Continue provision of case management services including job search, resume assistance, employment referrals, and child care. In the 2010 -2011 Action Plan Collier County has two (2) projects designed to stimulate job creation for low /moderate income citizens. Decrease the number of homeless households: Collaborate with community liaisons for homeless children, Collier Public Schools to provide assistance, continue to explore funding for the Caring of Family program and other preventive service as provide by Youth Haven, and provide case management and referral services to families. S. Discharge Coordination Strategy: This year, the Hunger & Homeless Coalition has completed a project working with a local university to develop a Discharge Planning process. FY2010 -2011 Action Plan 25 Collier County, Florida 16D 15 Additional beds need to be identified for persons in need of additional medical care who are being discharged from a hospital. The Crisis Stabilization Unit construction project planned in 2010 -2011 will create 16 additional beds for citizens who are under "Baker Act' protective custody. Hopefully this project will assist in decreasing the number of mental ill persons who are committed due to bouts of mental illness or lack of medication. Emergency Shelter Grants (ESG) (States only) Describe the process for awarding grants to State recipients, and description of how the allocation will be made available to units of local government. Not applicable to Collier County FY2010 -2011 Action Plan 26 Collier County, Florida 16D 15 Community Development 1. Identify the jurisdiction's priority non - housing community development needs eligible for assistance by CDBG eligibility category specified in the Community Development Needs Table (formerly Table 2B), public facilities, public improvements, public services and economic development. 2. Identify specific long -term and short-term community development objectives (including economic development activities that create jobs), developed in accordance with the statutory goals described in section 24 CFR 91.1 and the primary objective of the CDBG program to provide decent housing and a suitable living environment and expand economic opportunities, principally for low- and moderate - income persons. *Note: Each specific objective developed to address a priority need, must be identified by number and contain proposed accomplishments, the time period (i.e., one, two, three, or more years), and annual program year numeric goals the jurisdiction hopes to achieve in quantitative terms, or in other measurable terms as identified and defined by the jurisdiction. 1. Community Development Needs: The County has identified special housing needs, community facilities and public services initiatives within its low- income neighborhoods as a priority. The County plans to undertake the following Community Development activities this program year using CDBG funds: • Provide legal services to low income Emergency Shelter residents who need help in securing, modifying, and enforcing protection orders, handling immigration issues, obtaining a divorce or separation, obtaining spousal and child support, and resolving custody and visitation issues with their abusers. This expanded program will be provided by the Shelter for Abused Women and Children. • Provide pass- through funding for the enhancement of two (2) neighborhood parks within a low /moderate income area in the City of Naples. Enhancements will include: paving and curbs, sod replacement and additional plantings, landscaping, and irrigation. • Provide funding for the David Lawrence Center for the construction of a Crisis Stabilization Unit. Upon completion the unit will add 16 transitional beds to the county's CoC inventory. The additional beds will be used for patients who are incarcerated under the "Baker Act" due to mental health issues. • Provide congregate meals to approximately 45 seniors five days a week at sites in low /moderate neighborhoods. On an annual basis approximately 11,700 meals will be served by Department of Housing & Human Services staff. FY2010 -2011 Action Plan 27 Collier County, Florida 16015 o Assist Guadalupe Center, Inc. to open an additional classroom in their Early Childhood Education Center. This classroom project will benefit 16 low /moderate income children per school year. o Provide funds to the Collier County Transportation Department to construct 44,550 sq. feet of sidewalks (1.7 miles) in the Naples Manor area of Collier County. Sidewalks will be installed along streets near three (3) schools located in this low /moderate income neighborhood. o Provide funds Goodwill Industries to rehabilitate and upgrade the Roberts Center in Immokalee, FL. Both Goodwill and The Department of Housing and Human Services provide services to low /moderate citizens from this site. Improvements will include office build -outs, hurricane hardening and a complete kitchen renovation. o Provide pass- through funding to the City of Marco Island to install twelve (12) street lights within a low /moderate income area on the Island. The street lights will benefit approximately 72 individuals who live in the area, as well as aid in the safety of all pedestrians in the area. o Provide funding to the Immokalee Community Redevelopment Association to create the Immokalee Business Development Center (IBDC). This project is designed to foster business growth within the designated CRA boundaries. This project is expected to create five (5) jobs for low /moderate income individuals. o Partner with Immokalee Housing and Family Services to create a job training program for low income residents. This program will provide job training for maintenance technicians, early childhood teachers, child care workers and property management assistants. o Provide funds to the Housing Development Corp of Southwest Florida to assist in foreclosure prevention and assistance. The Housing Development Corporation will partner with Legal Aid Services of Collier County to provide comprehensive foreclosure intervention and prevention, and to provide counseling services to homeowners in Collier County at risk of foreclosure. The program will target low income homeowners, and will be limited to those trying to save homesteaded properties. 2. Community Development Goals The short term goals are to assist low income residents of Collier County through job creation programs, foreclosure rehabilitation projects to prevent slums and blight, sidewalk construction projects. These projects are geared to provide livable, sustainable communities for low income residents and stimulate the local construction industry. All jobs created will comply with Section 3. HHS will monitor to ensure all job creations comply with Section 3 guidelines. Lastly, the proposed education and social service programs are designed to assist individuals who are homeless or at risk of being homeless. The long term goals are still to provide land /infrastructure for affordable housing, housing rehabilitation, special housing needs, public facilities and services. FY2010 -2011 Action Plan 28 Collier County, Florida 16 Antipoverty Strategy 1. Describe the actions that will take place during the next year to reduce the number of poverty level families. 1. Antipoverty Strategy: Most activities undertaken by Collier County with its entitlement funds are efforts to improve the quality of life for those living at or near poverty. Collier County has three (3) initiatives designed to reduce unemployment and increase economic opportunities for its poverty level residents. First, through its partnership with the Economic Development Council, the County has an ongoing economic development program. This plan is designed to both attract new businesses to the County and to help existing businesses expand. One of the goals of this public /private partnership is to increase the number of high wage paying new jobs. Second, as an important component of this economic development effort, is the County and EDC's partnership with Florida Gulf Coast University's Small Business Development Center (SBDC) which teaches potential business owners how to successfully start a new company. An additional partnership includes the customized job training programs provided by Collier County Public School's Lorenzo Walker Institute of Technology (LWIT) that train low income residents (most of whom are unemployed or underemployed) to take specific jobs at new or expanding programs. Third, the County has two community redevelopment areas (CRA), the Gateway /Bayshore CRA and the Immokalee CRA, where it is actively seeking to redevelop these older communities. A third CRA is located within the City of Naples. Collectively, these efforts represent a realistic countywide antipoverty strategy. 2. Extant Strategy Will Reduce Poverty: Collier County's economy is centered on tourism, construction, services, retail and agriculture. The local economy has historically focused on tourism and services to benefit affluent residents and visitors. The County's current strategy is designed to increase the number of better paying jobs and prepare the County's workforce to be qualified to fill higher wage paying jobs. The Economic Development Council has launched a program called Innovation. This program is gathering community leaders and citizens together, along with key practitioners from around the county, to discuss and plan how to diversify the economy of Collier County and therefore, the types of employment available. Job training /education and a more diverse employment base will help reduce the poverty level. FY2010 -2011 Action Plan 29 5 16015 Collier County, Florida Non - homeless Special Needs (91.220 (c) and (e)) 1. Describe the priorities and specific objectives the jurisdiction hopes to achieve for the period covered by the Action Plan. 2. Describe how Federal, State, and local public and private sector resources that are reasonably expected to be available will be used to address identified needs for the period covered by this Action Plan. 1. Specific Activities: The County coordinates on a regular basis with organizations that address the non - homeless special needs population including the David Lawrence Center, Goodwill Industries, NAMI, PACE Center for Girls, Shelter for Abused Women & Children, Youth Haven and other organizations that assist this population. In addition, Eden Gardens in Immokalee has four (4) housing units reserved for handicapped /special needs individuals. The County will continue efforts to assist this population by identifying a variety of funding sources, accepting grant applications, providing technical assistance, referrals and support. Local agencies assisting the non - homeless special needs populations will be encouraged to develop long range plans to provide for beds, supportive services and other needs. In addition, the County's existing housing and community and economic development programs are available to all income qualified individuals. 2. How Resources Will Be Utilized: Applications for entitlement funding for this population will be considered on an annual basis. In addition, information on alternative funding sources will be provided to interested organizations. The County will utilize its Department of Housing & Human Services resources and competitive grants to leverage existing community resources. Housing Opportunities for People with AIDS 1. Provide a Brief description of the organization, the area of service, the name of the program contacts, and a broad overview of the range/ type of housing activities to be done during the next year. 2. Report on the actions taken during the year that addressed the special needs of persons who are not homeless but require supportive housing, and assistance for persons who are homeless. 3. Evaluate the progress in meeting its specific objective of providing affordable housing, including a comparison of actual outputs and outcomes to proposed goals and progress made on the other planned actions indicated in the strategic and action plans. The evaluation can address any related program adjustments or future plans. 4. Report on annual HOPWA output goals for the number of households assisted during the year in: (1) short-term rent, mortgage and utility payments to avoid homelessness; (2) rental assistance programs; and (3) in housing facilities, such FY2010 -2011 Action Plan 30 16015 Collier County, Florida as community residences and SRO dwellings, where funds are used to develop and /or operate these facilities. Include any assessment of client outcomes for achieving housing stability, reduced risks of homelessness and improved access to care. 5. Report on the use of committed leveraging from other public and private resources that helped to address needs identified in the plan. 6. Provide an analysis of the extent to which HOPWA funds were distributed among different categories of housing needs consistent with the geographic distribution plans identified in its approved Consolidated Plan. 7. Describe any barriers (including non - regulatory) encountered, actions in response to barriers, and recommendations for program improvement. 8. Please describe the expected trends facing the community in meeting the needs of persons living with HIV /AIDS and provide additional information regarding the administration of services to people with HIV /AIDS. 9. Please note any evaluations, studies or other assessments that will be conducted on the local HOPWA program during the next year. The Collier County Health Department accesses funds through the State of Florida to assist HIV /AIDS clients. Collier County is not a HOPWA entitlement but the County Housing and Human Services Department supports these activities and shares information with organizations that serve this population. Specific HOPWA Objectives Describe how Federal, State, and local public and private sector resources that are reasonably expected to be available will be used to address identified needs for the period covered by the Action Plan. Not applicable as HOPWA is administered by the State of Florida. Include any Action Plan information that was not covered by a narrative in any other section. FY2010 -2011 Action Plan 31 Collier County, Florida 16D 15 Project Information Sheets FY2010 -2011 Action Plan 16D 15 Grantee Name: COLLIER CPMP Version 2.0 Project Name: CDBG- Plannin & Administration Description: IDIS Project #: CDBG 10 -00 uoG code: I FL12100021 Collier Count Planning & Administration Location: • +, -• '• "c'sPriorl`. Need Cate�o , Countywide Select one: iPlanning/Administration Explanation: Expected Completion Date: 6/30/2011 Objective Category 0 Decent Housing 0 Suitable Living Environment 0 Economic Opportunity •�* • -�'- -- ' w -� 5° eaiAle ecNFves. ; Outcome Categories ❑ Availability/Accessibility ❑Affordability ❑ Sustainability 1'.. L• • 2 -- -_ -- _ -- 3 • H ++ _ c Accompl. Type: • Proposed Accompl. Type: • _ Proposed Underway Underway Complete Complete d y u _ Q. 3 Accompl. T yp e • - -- Proposed Accompl Type: • I - - -- - -- Proposed Underway Underway Complete Complete i d u a Accompl. Type: Proposed Accompl Type:. • Proposed Underway Underway Complete Icomplete Proposed Outcome Performance Measure I Actual Outcome 21A General Program Administration 570.206 • Matrix Codes • Matrix Codes • Matrix Codes • Matrix Codes • Matrix Codes • N N ` O1 O i a CDBG ] -- _ Proposed Amt. `. Fund Source • - Proposed Amt. Actual Amount Actual Amount Fund Source: • Accompl. Type: • Proposed Amt. Fund Source: • 'I -� Proposed Amt. Actual Amount Proposed Units 466,988.00 Actual Amount Accompl. Type: • Proposed Units Actual Units Actual Units Accompl. Type: • Proposed Units I Accompl. Type: • Proposed Units Actual Units I JActual Units CDBGIO -00 1 CPMP Grantee Name: COLLIER 16D 15 CPMP Version 2.0 Project Name: IDavid Lawrence Center - Crisis Unit Expansion Description: I JIDIS Project #: CD10-01 JUOG Code: I FL1210021 Collier Count Expansion of 20 bed Crisis Stabilization Unit to 36 beds Location: `u, •t,lu,; -' lorl ''Need cats o si .a'�r "` Countywide r - Select one: Public Facilities i- - -- Explanation: Expected Completion Date: 6/30/2011 0 jective Category 0 Decent Housing * Suitable Living Environment 0 Economic Opportunity - "• -,c._ �.. 9 ed ,O e t ves�� • . � d 4�J�,. ; Outcome Categories Improve quality / increase quantity of public improvements for lower income persons W 1 ❑� Availability/Accessibility El Affordability 3' ❑ Sustainability 11 Public Facilities, 1W Proposed 1 Accompl. Type: w Proposed H Underway - - - -- Underway Com lete Complete d t Accompl. Type: 7w Proposed Accompl. Type: Proposed yN u _ __ _..___ Underway __ _- -____ Underway GC1 Complete Complete L a u Accompl. Type: w Proposed Accompl. Type: • Proposed Underway Underway u_.. Q _- -- -- _ -- Complete lComplete Pro osed Outcome Performance Measure Actual Outcome Expansion of Crisis Unit 16 beds 03P Health Facilities 570.201(c) w Matrix Codes Matrix Codes Matrix Codes I Matrix Codes 'W ! Matrix Codes CDBG Proposed Amt. Fund Source: Proposed Amt. N Actual Amount Actual Amount i _Vj N i" Fund Source: Proposed Amt. Fund Source: V Proposed Amt. „ _ -- — Actual Amount 221,000 00 Actual Amount M Accompl. Type: Proposed Units ! Accompl. Type: Proposed Units Or Actual Units _ Actual Units a Accompl. Type: 'w Proposed Units Accompl. Type: w Proposed Units Actual Units I jActual Units CDBG10 -01 2 CPMP Grantee Name: COLLIER CPMP version 2.0 16D 15 Project Name: lCollier Count Trans ortation -Na les Manor Sidewalks Description: IDIS Pir #: CDBGIO -02 UOG Code: FL1210021 Collier Count Proposed 44,500 square feet of sidewalks in Naples Manor on Trammel, Texas, and Floridian Ave. Location: �' } «- erio`rl Need Caf� "o Naples Manor - -- - "_ -- — - Select one: nfrastrucur-' Infrastructure Explanation: Expected Completion Date: Sidewalks Naples Manor 6/30/2011 0 'active tegory 0 Decent Housing 0 Suitable Living Environment 0 Economic Opportunity e�'i"T Gli act Outcome Categories 1 Improve quality / increase quantity of public improvements for lower income persons w - -- — -- ❑� Availability/Accessibility ❑ Affordability Improve the quality of owner housing � 2 - --- -- - - -__— - - 3, Improve the services for low /mod income persons ❑ Sustainability 11 Public Facilities Proposed 1 Accompl. Type: Proposed Underway Underway N ++ _.._ - - -- - - - -- - - -- — c Complete Complete W d.0 Accompl. Type: Proposed Accompl Type: w Proposed Underway Underway a+ H U _ - -____ _._ -_ O E Complete Complete L d u Accompl. Type: IV Proposed Accompl. Type: Proposed Underway lUnderway U- Q -__ -_ - __ —_ --- -__.-- Complete Icomplete Pro osed Outcome Performance Measure Actual Outcome Construct 44,500 feet of Feet of sidewalk sidewalks 03L Sidewalks 570.201(c) Matrix Codes '.. Matrix Codes W Matrix Codes 'Matrix Codes Matrix Codes in CDBG Proposed Amt. *�- Fund Source: Proposed Amt. Actual Amount Actual Amount - - - -- - -- "' - -- NFund �:. Source: Proposed Amt. Fund Source: Proposed Amt. >. .. - Actual Amount 810,536 00 Actual Amount E y ?', Accompl. Type: Proposed Units :F gP ". Accompl. Type: Proposed Units r':�- Actual Units - -� Actual Units o a t- ,�;f�; Accompl. Type: Proposed Units Accompl. Type: Proposed Units Actual Units jActual Units CDBG10 -02 3 CPMP Grantee Name: COLLIER 16D 15 CPMP Version 2.0 Project Name: I City of Na les Park U rades Description: IDIS Project #: CDBG10 -03 JUOG code: FL1210021 Collier Count Anthony Park -Right of Way Landscaping Improvements & 5th Avenue North Streetscape Landscaping Location: +.k,P Pr'lorl "Need Cat777o River Park Select one: I� -- -- Public Facilities -- --- - - - - -- _ -- - - - Explanation: Expected Completion Date: 6/30/2011 O jective Category 0 Decent Housing Suitable Living Environment 0 Economic Opportunity Outcome Categories 0 Availability/Accessibility [_1 Affordability ❑ Sustainability Improve quality / increase quantity of public improvements for lower income persons ' 2 - - __ -- - - - - - -- - _--------- - - -..- _ 3 N ++ C 11 Public Facilities ', w - -- - Proposed I Accompl. Type: -- - - _- Proposed Underway Underway Complete Complete Z G £ Accompl. Type: Proposed Accompl. Type: - - - - -- Proposed Underway Underway Complete Complete L d u U— Q Accompl. Type: - -- __ - Pro Accompl. Type: w Proposed Underway Underway Complete Complete Proposed Outcome Performance Measure Actual Outcome Landscaping Improvements Beautification 03K Street Improvements 570.201(c) Matrix Codes W Matrix Codes w Matrix Codes 1 Matrix Codes IV Matrix Codes m L d Y E L O� O L a CDBG - - - -- - Proposed Amt. ' - . - Fund Source: Proposed Amt. t Actual Amount Actual Amount Fund Source: w] - - Accompl. Type: w - -- - -- Proposed Amt. Fund Source: 'tV ', Proposed Amt. Actual Amount Proposed Units 120,434.00 Actual Amount Accompl. Type: - - - _ �t Proposed Units Actual Units Actual Units Accompl. Type: 7 Proposed Units Accompl. Type: _ - -- Proposed Units Actual Units Actual Units CDBGIO -03 1 CPMP 16015 JCitX of Marco Island- Street Li hts Grantee Name: COLLIER IDIS Project #: CDBG10-04 uoG code: FL1210021 Collier Count Installation of 12 streetlights along both sides of Marco Lake Drive CPMP Version 2.0 Location: 10.3 n'.n;. *'<.t''i- Prlorl Need Cat `o " `` i,t ^iu✓',r =4)I;'f' Project Name: JCitX of Marco Island- Street Li hts Description: IDIS Project #: CDBG10-04 uoG code: FL1210021 Collier Count Installation of 12 streetlights along both sides of Marco Lake Drive Location: 10.3 n'.n;. *'<.t''i- Prlorl Need Cat `o " `` i,t ^iu✓',r =4)I;'f' Marco Island Select One: public Facilities - - - - Explanation: Expected Completion Date: 6/30/2011 Objective Category O Decent Housing * Suitable Living Environment O Economic Opportunity Outcome Categories Improve quality / increase quantity of public improvements 1 - -- - - - - for lower income persons [Z Availability/Accessibility 2 Improve access to affordable owner housing ❑Affordability - - -- - -- - -_- 3 Improve the services for low /mod income persons ❑ Sustainability 11 Public Facilities IV] Proposed 1 Accompl. Type: Proposed Underway Underway -- _ - -- - - Complete Complete d = Accompl. Type: w Proposed Accompl Type: ', Proposed Underway - -- Underway OComplete Complete L IL u Accompl. Type: Proposed Accompl. Type: Proposed Underway Underway u Q — - - Complete Icompiete Proposed Outcome Performance Measure I Actual Outcome Sustainability 1 project consisting of 12 street lights 03K Street Improvements 570.201(c) 'W I' Matrix Codes Matrix Codes 'W I Matrix Codes Matrix Codes ''' Matrix Codes N CDBG Proposed Amt. Fund Source: '.� Proposed Amt. Actual Amount L _,W - - -- Actual Amount A d Fund Source: Proposed Amt. Fund Source: V Proposed Amt. -, Actual Amount 77,375.00 Actual Amount R Accompl. Type: w Proposed Units Accompl. Type: w Proposed Units Actual Units Units L Or -- -- - - - - -- .__,Actual O a ''. Accompl. Type: Proposed Units Accompl. Type: Proposed Units - --- Actual Units Actual Units -- CDBG10 -04 1 CPMP 16D15 Grantee Name: COLLIER CPMP Version 2.0 Project Name: Immokalee Housin & Eamil Services Description: IDIS Project #: CDBG10 -05 UoG Code: FL1210021 Collier Count Create 5 permanent positions to include: property management assistant, child care worker, maintenance technician, and early childhood teacher. Location: :.NeedCae o go Immokalee Select one: - — "-— - - - -- Economic Development Explanation: Expected Completion Date: Job Creation Create 5 permanent positions Objective category 0 Decent Housing 0 Suitable Living Environment 0 Economic Opportunity - "- Outcome Categories ❑ Availability /Accessibility E] Affordability ❑� Sustainability Improve economic opportunities for low- income persons 1W Z 3 13 Jobs Proposed 5 Accompl. Type: Proposed - -� Underway _ -- Underway Complete Complete t H- d p' O Accompl. Type: 7Proposed - -- -- - Accompl. Type: w -- - - -- - Proposed Underway Underway Complete Complete CL U w— Q Accompl. Type: ! Proposed Accompl. Type: ;Proposed — - - -- -''--. Underway Underway Complete Complete Proposed Outcome Performance Measure Actual Outcome 5 jobs 5 jobs 18B ED Technical Assistance 570.203(b) Matrix Codes . Matrix Codes Matrix Codes Matrix Codes Matrix Codes 0 E R or I" CDBG 1W Proposed Amt. P %- !: y, �. `v;:' : Fund Source: V - -- Proposed Amt. — - - Actual Amount Actual Amount Fund Source: ♦ Proposed Amt. Fund Source: V Proposed Amt. Actual Amount 70,000.00 Actual Amount Accompl. Type: -- -- - - -_ -- Proposed Units Accompl. Type: - - - - -- Proposed Units Actual Units Actual Units Accompl. Type: Proposed Units Accompl. Type: ' ----- Proposed Units -- Actual Units Actual Units CDBG10 -05 6 CPMP 16D 15 Grantee Name: COLLIER CPMP Version 2.0 Project Name: Immokalee CRA -Job Creation/ Business Incubator Description: IDIS Project #: CDBG10-06 UOG Code: IFL1210021 Collier Count Business Assistance /Job Creation and & Economic Development Location: riorl j:Iieed CatB O . ?"t*4'+Ma,p`{i' Immokalee I — Select one: Economic Development Explanation: Expected Completion Date: 6/30/2011 jecbve Category O Decent Housing O Suitable Living Environment Economic Opportunity Outcome Categories 1'. Improve economic opportunities for low- income persons ❑ Availability /Accessibility, ❑Affordability --- --'—' 3I _ - ❑ Sustainability 13 Jobs 1W Proposed 8 Accompl. Type:..- J Proposed N c ._- -- - - -_ - -- _- -- - - - - -- - Underway Underway Complete Complete £ NAccompl. Type: w Proposed Accompl. Type: w Proposed y _ __- ------ -_ - - -- Underway - —J Underway OE Complete Complete L IL u Accompl. Type: Proposed Accompl, Type: Proposed Underway Underway Q - -._ _..... -. -__ Complete Complete Proposed Outcome Performance Measure Actual Outcome number of new tenants 8 firms 18C Micro - Enterprise Assistance w I Matrix Codes W Matrix Codes Matrix Codes Matrix Codes FF _V j! Matrix Codes CDBG Proposed Amt. 3`-. Fund Source: Proposed Amt. Ln _ _ Actual Amount Actual Amount L M Fund Source: Proposed Amt. Fund Source: Proposed Amt. Actual Amount 212,000.00 Actual Amount - -- - A Accompl. Type: Proposed Units 't"". Accompl. Type: Proposed Units Actual Units Actual Units Or f ° °; -- -- O i1 Accompl. Type: Proposed Units '•? Accompl. Type: Proposed Units - Actual Units•^a. Actual Units CDBG10 -06 7 CPMP Grantee Name: COLLIER CPMP Version 2.0 16D 15 Project Name: Goodwill Industries of SW Florida- Interior Renovation Description: I JIDIS Project #: CDBG10 -07 JUCG Code: IFL1210021 Collier Count Interior renovations of the Roberts Center in Immokalee for senior meal site. Location: +'Priority Need Category �;'?. Immokalee Select One: Public Facilities ul Explanation: Expected Completion Date: 6/30/2011 Objective Category O Decent Housing Suitable Living Environment Economic Opportunity d: ;i,i y fi.y,u;r r, t„s,SeClflaOb ectTves "' *'I"�c..fi:* "�:.. .' Atr'k�`*' Outcome Categories ❑ Availability/Accessibility ❑Affordability ❑ Sustainability 1,I Improve the services for low /mod income persons Improve quality / increase quantity of neighborhood facilities for low-income persons 2. 3 c—J d 11 Public Facilities w Proposed 1 Accompl. Type: _ - w —J Proposed Underway Underway Complete Complete di tYj H EComplete Accompl. Type: r _ - -- Proposed Accompl. Type: _- _ _.. _.. Proposed underway Underwa y Complete M U Q Accompl. Type w ! Propose Proposed Accom 1 Type: osed Underway Uodperway Complete Icomplete Proposed Outcome Performance Measure Actual Outcome Rehabilitation increase number of clients served 03A Senior Centers 570.201(c) w Matrix Codes Matrix Codes w Matrix Codes Matrix Codes w Matrix Codes N M E i Cr O i a CDBG , w Proposed Amt. Fund Source ' _ Proposed Amt. Actual Amount Actual Amount Fund Source:, Proposed Amt. Fund Source: Proposed Amt. Actual Amount 174,504.00 Actual Amount Accompl. Type: w - - Proposed Units Accompl. Type: ! -_ -- Proposed Units Actual Units Actual Units Accompl. Al. Type: -- Proposed Units Accompl. Type: _ -- - - Proposed Units Actual Units Actual Units CDBG10 -07 1 CPMP 16015 COMP Version 2.0 Grantee Name: COLLIER Project name: ICC Housing & Human Services - Senior Meals Description: I 11DIS Project #: CDBGIO -08 JUOG code-7 FL1210021 Collier Count Senior Meals program at the Golden Gate Community Center Location: Prlorlty Need.Cate`'o Golden Gate Community Center —- —�- �- - Select one: Public Services Explanation: Expected Completion Date: number of people served annually 6/30/2011 Objective Category 0 Decent Housing * Suitable Living Environment 0 Economic Opportunity Outcome Categories 1 Improve the services for low /mod income persons - -._.. ♦'.. ❑� Availability/Accessibility ❑ Affordability 2 _ 3' ❑ Sustainability Ol People ♦ Proposed 11,500 Accompl. Type: ♦ Proposed m +' C Underway Underway Complete Complete N -C Accompl. Type: ♦ Proposed Accompl. Type: w Proposed N d•a _ -- Underway - _ Underway G £ Complete Complete O. u Accompl. Type: ♦ Proposed Accompl. Type: ♦ Proposed U-- Q -- - - -_.. - - _. - - - Underway Underway Complete 1cornpiete It Pro osed Outcome Performance Measure Actual Outcome number of people served 11,500 meals annually 05A Senior Services 570.201(e) Matrix Codes Matrix Codes ♦ Matrix Codes Matrix Codes ♦ Matrix Codes N CDBG ♦ i Proposed Amt. P ' •a' `Fund Source: ♦ Proposed Amt. Actual Amount Actual Amount 6 M 4 Fund Source: ♦ Proposed Amt. Fund Source: t♦ Proposed Amt. _ Actual Amount 95,000.00 Actual Amount } _. ` Accompl. Type: ♦ Proposed Units r» Accompl. Type: I ♦ Proposed Units G ^' _ Actual Units Actual Units Accompl. Type: ♦ Proposed Units Accompl. Type: ♦ Proposed Units a _ Actual Units Actual Units CDBG10 -08 9 CPMP Grantee Name: COLLIER CPMP Version 2.0 16D15 Project Name: JGuadalupe Center Description: IDIS Project #: CDBG10 -09 UOG Code: FL1210021 Collier Count Ability to open new classroom to provide early childhood eduction to 2 -2 1/2 year old Immokalee children. To included teacher salaries, training supplies and equipment, cleaning and administrative costs to support the project. Location: Naed "tatm, "o ','F , ,- Immokalee Select one: — " - -- - � Public Services W . Explanation: Expected Completion Date: Explanation: Equipment, a new classroom Supplies & Salary to support 16 children in 6/30/2011 7ect ve Category O Decent Housing * Suitable Living Environment O Economic Opportunity Outcome Categories D Availability/Accessibility ❑ Affordability ❑ Sustainability 1 Improve the services for low /mod income persons Z'- - _ -- -- 3 y ++ C 01 People Proposed 16 Accompl. Type: w , Proposed _ Underway Underway Complete Complete d-C 4) CIL Accompl, Type: Proposed Accompl. Type: w - Proposed Underway Underway Complete Complete d w w Q Accompl. Type: Proposed Accompl. Type: w Proposed _ Underway Underway Complete Complete Proposed Outcome Performance Measure Actual Outcome 05L Child Care Services 570.201(e) V Matrix Codes W Matrix Codes VJ Matrix Codes', Matrix Codes w Matrix Codes W N E O 0. CDBG Proposed Amt. P a +`_; = +' °` "''" Fund Source_ DVI Proposed Amt. -- -� Actual Amount Actual Amount Fund Source: Proposed Amt. Fund Source: 7J' Proposed Amt. Accompl. Type: Actual Amount Proposed Units 86,000.00 Actual Amount Accompl. Type: - - -. Proposed Units Actual Units Actual Units [Ace: Proposed Units Accompl. Type: Proposed Units _ Actual Units - - Actual Units CDBG10 -09 10 CPMP 16D 15 Grantee Name: COLLIER romp Vc,,mn 2.0 Project Name: IShelter for Abused Women & Children Description: I JIDIS Project #: CDBG10 -10 JUOG Code: I FL1210021 Collier Count Expansion of legal services to abused women to include: spousal and child support, modifying and enforcing protection orders, immigration issues , divorce and visitation, separation litigation and custody issues. Location: 9 ": f ors'1). Prl'orl Neer Cat`"o tik++,5'T°+'"•vu'..,"w'. Countywide Select one: _ — "-- � -- Public Services � - - - - - -- - -- - -- Explanation: Expected Completion Date: 6/30/2011 jective Category O Decent Housing 0 Suitable Living Environment Economicopportunity Outcome Categories ❑-' Availability/Accessibility ❑ Affordability ❑ Sustainability 1, Improve the services for low /mod income persons 2.- _ - -- - _ -- - 3 '', _ C- d 01 People ] - - - -_- __ -_ -- Proposed 175 Accompl Type: ___- _ -__ - -_ Proposed Underway Underway Complete Complete E a+ !� U _ O £ Accompl. Type -w — -- - - -- Proposed Accompl. Type: _ --- -- - - -- -- Proposed Underway Underway Complete Complete 6 CL u U a Accompl. Type: ',� Pro osed P Accompl. Type: ♦ --- - -__ -- ----- -_ -�._ Proposed Underway Underway Complete Icomplete Pro osed Outcome Performance Measure Actual Outcome Expansion of existing Services 175 participants 05C Legal Services 570.201(E) 1W Matrix Codes Matrix Codes W� Matrix Codes Matrix Codes Matrix Codes N M Fund Source: - - - Proposed Amt. °" '.`. '�; : Fund Source: Proposed Amt. Actual Amount Actual Amount Fund Source: Proposed Amt. P Actual Amount 118,600 00 Fund Source_ �' J Proposed Amt. _ Actual Amount M, m Accompl. Type: - - - Proposed Units �;" -- Accompl. Type: l Proposed Units Actual Units <r�. ;'.,t ";- Actual Units p d Accompl. Type: � Proposed Units p . .: c +` Accompl. Type: W �Attual Proposed Units -- - - Actual Units Units CDBG10 -10 11 CPMP 16015 Grantee Name: COLLIER CPMP Version 2.0 Project Name: Housing Develo ment Cor oration of SW Fla- SHIFTING Description: IDIS Project #: CDBG10 -11 UoG Code: I FL1210021 Collier Count Saving Homes in Foreclosure Through Intervention, Negotiation & Guidance. Assist homeowners with legal services and education for persons in foreclosure. Location: ,'PI Need Cate'o Countywide '- - -- _ -- -- Select one: Public Services Explanation: Expected Completion Date: 6/30/2011 Objective Category O Decent Housing Suitable Living Environment O Economic Opportunity, 5 ec�Ifl01f ectiile .. y ..., ^' Outcome Categories 1 Improve the services for low /mod income persons ❑' Availability /Accessibility _ L1 Affordability 2 - -_ -- - ❑ Sustainability 01 People W Proposed 130 Accompl. Type: li w Proposed a ++ Underway -- - -� Underway — c Complete Complete = Accompl. Type: Proposed Accompl. Type: W Proposed Underway Underway N___.___ ____.___. - - - - - •o Complete Complete IL u Accompl. Type: W Proposed Accompl. Type: W Proposed Underway lUnderway w Q — __ Complete Icomplete Proposed Outcome Performance Measure I l Outcome legal services,direct 130 people counseling, workshops 05C Legal Services 570.201(E) Matrix Codes Matrix Codes Matrix Codes Matrix Codes Matrix Codes CDBG Proposed Amt. Fund Source: '. Wei Proposed Amt. -- Actual Amount Actual Amount - - W Fund Source:. - Proposed Amt. Fund Source: w Proposed Amt. Actual Amount 80,313.00 Actual Amount - -� - _ _ - - -� m Accompl. Type:.'.0 Proposed Units Accompl. Type:', Proposed Units Ch - Actual Units - - - -- - -- Actual Units O `' a Accompl. Type: � Proposed Units Accompl. Type: Proposed Units Actual Units Actual Units -� — - CDBG10 -11 1 CPMP 16D 15 CPMP Version 2.0 Grantee Name: Collier County Project Name: I HOME Plannln lit Administration Description: IDIS Project #: HM10 -00 JUOG Code: IFL12100021 Collier Count Administration and implementation of the HOME Program Location: -j Priority .Need Cat Countywide Select one: r Planning /Administration. - "-" - - "— - Explanation: Expected Completion Date: 6/30/2011 Objective Category O Decent Housing O Suitable Living Environment 0 Economic Opportunity wrj•.7.`� 77*7fit`' , Outcome Categories ❑ Availability/Accessibility ❑Affordability ❑ Sustainability ' 21- - _ 3 IA C N Accompl. Type: w Proposed Accompl. Type: - Proposed Underway Underway Complete Complete d.0 H O Accompl. Type: - - -_ Proposed Accompl. Type: - w uUnderway Proposed Underway Complete Complete d v Q Accompl. Type: IV -- -- -- __� Proposed I Accompl. Type: !w Proposed Underway Underway Complete Complete Pro osed Outcome Performance Measure Actual Outcome 21H HOME Admin /Planning Costs of P] (subject to 5% cap w Matrix Codes W Matrix Codes w Matrix Codes Matrix Codes w Matrix Codes W N ID - Or O 6 a HOME __- Proposed Amt. Fund Source:. _ _ L' J - Proposed Amt. Actual Amount Actual Amount Fund Source: '. v i Proposed Amt. Fund Source: 1w -� Proposed Amt. Actual Amount 74,821.00 Actual Amount Accompl. Type: - Proposed Units Accompl. Type: Proposed Units Actual Units Actual Units Accompl, Type: Proposed Units I Accompl. Type: W IlProposed - - Units Actual Units Actual Units HM10 -00 1 CPMP 16D 15 CPMP Version 2.0 Grantee Name: Collier County Project Name: BI C ress- Main Street Villa e U rades Description: IDIS Project #: HM10 -OT UOG Code: I FL12100021 Collier Count Energy Efficiency I improvements to 79 affordable rental units in Main Street Village. Appliances and fixtures will be replaced with energy efficient models. The building envelope will be sealed and fortified. Location: shy Priority Need Catej6rY Immokalee Select one: Rental Housing - Explanation: Expected Completion Date: 6/30/2010 0 jective tegory 0 Decent Housing O Suitable Living Environment 0 Economic Opportunity aA60b s , � e,4 `,, ;zl� J.. e;h'.'rs'e eCtTve Outcome Categories 1 _Improve the quality of affordable rental housing ❑ Availability/Accessibility ❑ Affordability 2 - - - - - -- J 3 ❑� Sustainability 10 Housing Units Proposed 79 Accompl. Type: Proposed Underway Underway U) ++ C Complete Complete , y Accompl. Type: Proposed Accompl. Type: � Proposed u _ _ _.....___.. Underway __.._ _ Underway •0 Complete Complete L IL u Accompl. Type: Proposed Accompl. Type: 7 Proposed Underway Underway Q _ __ — Complete Icomplete Pro osed Outcome Performance Measure Actual Outcome Improve 79 rental units Housing Units 14F Energy Efficiency Improvements 570.202 7 Matrix Codes Matrix Codes 7 Matrix Codes Matrix Codes W Matrix Codes HOME Proposed Amt. Fund Source: Proposed Amt. Actual Amount in L - _ Actual Amount M N Fund Source: W Proposed Amt. Fund Source: Proposed Amt. Actual Amount 220,834.00 Actual Amount >- - -- - A Accompl. Type: Proposed Units '. Accompl. Type: Proposed Units Actual Units Actual Units L cm - _ __ _ _ -- O a Accompl Type: Proposed Units Accompl Type: Proposed Units Actual Units Actual Units -- —. _.. HM10 -01 4 CPMP 160.1°5 CPMP Version 2.0 Grantee Name: Collier County Project Name: I Habitat for Hu man it - Rehabilitation of Foreclosed Homes Description: I JIDI S Project #: HM10_02 JUOG Code: I FL1210021 Collier Count Renovate up to 5 foreclosed homes purchased by Habitat for Humanity. ` j, ,'0 Plor_.._ eLocation ed Ca-t_ e Countywide Select one: -"o - Owner Occupied Housing - -- - -- Explanation: Expected Completion Date: 6/30/2011 0 jective tegory * Decent Housing 0 Suitable Living Environment 0 Economic Opportunity n, `cSA '� " ';x€�.0 - 5 'p'etiflc'`Oli eotivialM : Outcome Categories ❑Availability/Accessibility ❑Affordability ❑� Sustainability 1 Increase the availability of affordable owner housing • g 2 Improve access to affordable owner housing • _. _._. _. - - - -- - - - - - -- _..---—- - - - - -- 3' •J y ++ c 10 Housing Units _ `• ! Proposed 4 Accompl. Type: _ '—w Proposed Underway Underway Complete Complete t H G Accompl. Type: • _ -�-- Proposed Accompl. Type: • - Proposed Underway Underway Complete Complete ' a V U Q Accompl. Type: ''�. • _ Proposed P sect Accompl. Type: • - -- - Proposed Underway Underway Complete Complete Pro osed Outcome Performance Measure Actual Outcome Rehab up to 5 Homes Housing Unit 19E CDBG Operation and Repair of Foreclosed Property • Matrix Codes • Matrix Codes • Matrix Codes • Matrix Codes • Matrix Codes • m L IV ro L Or O `' a HOME •V Proposed Amt. r. °. Fund Source: W Proposed Amt. Actual Amount Actual Amount Fund Source: • Accompl. Type: ''. • -- - -- Proposed Amt. P Fund Source: • Proposed Amt. Actual Amount Proposed Units 132,907.00 Actual Amount Accompl. Type:'. • -- -- - Proposed Units Actual Units Actual Units Accompl. Type: • Proposed Units Accompl. Type • Proposed Units - - -� Actual Units jActual Units HM10 -02 5 CPMP 16D 15 Grantee Name: Collier County CPMP Version 2.0 Project Name: Immokalee Housin & Famil Services Description: IDIS Project #: HM10 -03 UOG Code- --F Collier County renovate 34 Timber ridge affordable rental homes with enw energy efficient water heaters and air ocnditioning units. Location:' Priori Need Cat �' o'" '' �^a,. Immokalee ��, Select One: _Rental Housing _� Explanation: Expected Completion Date: 6/30/2011 Objective Category * Decent Housing O suitable Living Environment O Economic Opportunity h �� ,. ='�.mc ' 1 .': °�9 'eciflaOb eCtivea" ' � 6vp Outcome Categories W Availability /Accessibility z�' _ W Affordability Sustainability -- 31 10 Housing Units Proposed 34 '. W I Proposed Underway Underway aN+ - -- -__. _. _.--- - --... _.... _. _� C Complete Complete d = Proposed ',IV] Proposed - - -_ -- Underway Underway Complete Complete a u Proposed '7 Proposed Q Underway _ ..._. Underway Complete Complete Proposed Outcome Performance Measure Actual Outcome Housing Units 34 affordable rental housing 14F. Energy Efficiency Improvements 570.202',. _ HOME Proposed Amt. : Proposed Amt. N -- - - -- Actual Amount Actual Amount i A y 1W Proposed Amt. w Proposed Amt. - -- J Actual Amount 170,000.00 Actual Amount E m Proposed Units Proposed Units 171 - - ; , - Actual Units Actual Units C w Proposed Units � Proposed Units 6 a Actual Units Actual Units HMIO -03 CPMP 16D 15 CPMP Version 2.0 Grantee Name: Collier County Project Name: JE m owerment Alliance of SW Fla- CHDO -0 eratin Description: IDIS Project #: HM10 -04 uoG code: I FL1210021 Collier Count Provide CHDO Operating costs to the Empowerment Alliance of SW Fla Location: = kx, Priority Need Category:", Countywide Select one: -- _ -- Planning /Administration ,_.. - Explanation: Expected Completion Date: Provide operating costs to EASF of SWFla to include salaries, rent, utilities and supplies. 6/30/2011 O jective Category 0 Decent Housing 0 Suitable Living Environment 0 Economic Opportunity ,, '. 7?�Q 'S'° eclfiC'Ob "active. Outcome Categories ❑ Availability/Accessibility L1 Affordability ❑ Sustainability J 2 3 1 rn •+ — c Accompl. Type: 'WI Proposed Accompl. Type:. Proposed Underway Underway Complete Complete t in U _ CE Accompl. Type: w Proposed Accompl. Type: Proposed Underway Underway Complete Complete L CL U V Q Accompl. Type: -- w -- Proposed P Accompl. Type: Proposed Underway Underway Complete Icomplete Proposed Outcome Performance Measure Actual Outcome '.. 21I HOME CHDO Operating Expenses (subject to 5% cap) W Matrix Codes Matrix Codes w Matrix Codes 7 Matrix Codes W Matrix Codes In L N >- E m L Of O a HOME iL-� _ Proposed Amt. �.. Fund Source: Proposed Amt. Actual Amount Actual Amount Fund Source_ Accompl. Type: 'i, -__ -- _ Proposed Amt. Fund Source: v] - - - Proposed Amt. Actual Amount Actual Amount Proposed Units 37,410.00 Accompl. Type: - - - Proposed Units Actual Units Actual Units �_I Accompl. Type: � Proposed Units Accompl. Type: w Proposed Units Actual Units Actual Units HM10 -04 7 CPMP 16015 CPMP Version 2.0 Grantee Name: Collier County Project Name: CHDO- Set - Aside -TBD Description: I JIDIS Project #: HM10-05 UOG Code: FL1210021 Collier Count CHDO -Set Aside Location: ,. • . ._ Countywide Select one: - —__._ - - -. -.- - _._ Planning /Administration, — - -- -- Explanation: Expected Completion Date: Application pending 6/30/2011 0 jective tegory Decent Housing O Suitable Living Environment 0 Economic Opportunity '.` S eclfT Oti`ectY Outcome Categories ❑ Availability /Accessibility ❑� Affordability ❑ Sustainability 1 2 -- __ --- m ++ C Accompl. Type: '.. w I _ -� Proposed Accompl Type: W _ _ -- Proposed Underway Underway Complete Complete L y •- C£ Accom I Type: _ - � Proposed Accom P Type: Proposed Undeway Underway Complete Complete a u w Q Accompl. Type: W - -� Proposed Accompl. Type: w - Proposed Underway Underway Complete lComplete Proposed Outcome Performance Measure Actual Outcome 12 Construction of Housing 570.201(m) 'w: Matrix Codes i Matrix Codes Matrix Codes Matrix Codes Matrix Codes u) m Y M or O a HOME - -- Proposed Amt. Fund Source: v ! _ Proposed Amt. Actual Amount Actual Amount Fund Source: Accompl. Type: 1 - - Proposed Amt. P Fund Source: �' Accompl. Type: Proposed Amt. Actual Amount Proposed Units Actual Units 112,230.00 Actual Amount Proposed Units Actual Units Accompl. Type: ��, Proposed Units Accompl. Type: I Proposed Units Actual Units jActual Units I Ell HM10 -05 1 CPMP 16D15 CPMP Version 2.0 Grantee Name: Collier County Project Name: IESG Plannin and Administration Description: IDIS Project #: ES10 00 JUOG Code: IFL12100021 Collier Count Administration and implementation of the Emergency Shelter Grant Location: .. Priori Need Countywide Select one: Planning /Administration Explanation: Expected Completion Date: 6/30/2011 jective tegory O Decent Housing O Suitable Living Environment 0 Economic Opportunity Outcome Categories ❑ Availability/Accessibility ❑ Affordability ❑ Sustainability 1 u 2 _- _ - -- _- i� 3. vt ++ — c W Accompl. Type: w Proposed Accompl Type: W Proposed Underway Underway Complete Complete L U H GCI Accompl, Type: -_ _... '— Proposed Accompl, Type: _. -.._ --- ._...- Proposed Underway Underway Complete Complete L III. u u Q Accompl. Type: - - -- Proposed Accompl, Type: W Proposed Underway lunderway Complete lComplete Pro osed Outcome Performance Measure Actual Outcome 21A General Program Administration 570.206 'W Matrix Codes • Matrix Codes IV Matrix Codes W Matrix Codes W Matrix Codes N L N > A ON O d ESG w Proposed Amt. ` - Fund Source: W1 -- Proposed Amt. Actual Amount Actual Amount Fund Source: _ - - Proposed Amt. Actual Amount 2,377.00 Fund Source: Accompl. Type: w Proposed Amt. Actual Amount Proposed Units Accompl. Type: Proposed Units lActua l Units Actual Units Accompl. Type: - - -- Proposed Units Accompl. Type: w _ -- Proposed Units Actual Units Actual Units ES10 -00 1 CPMP 16D15 CPMP Version 2.0 Grantee Name: Collier County Project Name: Saint Matthews House Description: I 11DIS Project #: ES10- S JUOG Code: IFL12100021 Collier Count Operation and maintenance of the Saint Matthews Houses and the provision of services to homeless individuals and families. Location: !w^ Wy P` Priority 'INeedCate'�o Countywide Select one:'! Homeless /HIV /AIDS _. Explanation: Expected Completion Date: 6/30/2011 ]active tegory 0 Decent Housing 0 Suitable Living Environment 0 Economic Opportunity WON " ":..... ',;; ,S- 'ecifitOb ecttves� $t"�+,�"`:ir�,r�§e�'?�? Outcome Categories ❑ Availability/Accessibility ❑Affordability ❑ Sustainability 1 ! Improve the services for low /mod income persons End chronic homelessness 2 - - -_ - -- - —' 3 Increase range of housing options & related services for persons w/ special needs y +� C Accompl. Type: _ Proposed Accompl. Type: 1W _ - - Proposed Underway Underway Complete Complete t EComplete Accompl Type: _- w Proposed Accompl Type: - - _ Proposed Underway Underway Complete CL u U Q Accompl. Type: -W Proposed Accompl. Type: , —' Proposed Underway I lunderway Complete lComplete Pro osed Outcome Performance Measure Actual Outcome 03T Operating Costs of Homeless /AIDS Patients Programs Matrix Codes Matrix Codes Matrix Codes Matrix Codes • Matrix Codes Ln � N i rn O IL ESG 11111' Proposed Amt. ' ` Fund Source: Proposed Amt. Actual Amount Actual Amount Fund Source: ! Accompl. Type: Proposed Amt. Fund Source: 7 Proposed Amt. Actual Amount Proposed Units 92,720.00 Actual Amount Accompl. Type: ! —J Proposed Units Actual Units Actual Units Accompl. Type: !! w - `_ Proposed Units Accompl. Type: 'W Proposed Units Actual Units Actual Units ES10 -01 2 CPMP 16015 Collier County, Florida Certifications FY2010 -2011 Action Plan 16015 In accordance with the applicable statutes and the regulations governing the consolidated plan regulations, the jurisdiction certifies that: Affirmatively Further Fair Housing -- The jurisdiction will affirmatively further fair housing, which means it will conduct an analysis of impediments to fair housing choice within the jurisdiction, take appropriate actions to overcome the effects of any impediments identified through that analysis, and maintain records reflecting that analysis and actions in this regard. Anti- displacement and Relocation Plan -- It will comply with the acquisition and relocation requirements of the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 19 ?0, as amended, and implementing regulations at 49 CFR 24; and it has in effect and is following a residential antidisplacement and relocation assistance plan required under section 104(d) of the Housing and Community Development Act of 1974, as amended, in connection with any activity assisted with funding under the CDBG or HOME programs. Drug Free Workplace -- It will or will continue to provide a drug -free workplace by: 1. Publishing a statement notifying employees tha*_ the unlawful manufacture, distribution, dispensing, possession, or use of a controlled substance is prohibited in the grantee's workplace and specifying the actions that will be taken against employees for violation of such prohibition; 2. Establishing an ongoing drug -free awareness program to inform employees about (a) The dangers of drug abuse in the workplace; (b) The grantee's policy of maintaining a drug -free workplace; (c) Any available drug counseling, rehabilitation, and employee assistance programs; and (d) The penalties that may be imposed upon employees for drug abuse violations occurring in the workplace; 3. Making it a requirement that each employee to be engaged in the performance of the grant be given a copy of the statement required by paragraph l; 4. Notifying the employee in the statement required by paragraph 1 that, as a condition of employment under the grant, the employee will - (a) Abide by the terms of the statement; and (b) Notify the employer in writing of his or her conviction for a violation of a criminal drug statute occurring in the workplace no later than five calendar days after such conviction; 5. Notifying the agency in writing, within ten calendar days after receiving notice under subparagraph 4(b) from an employee or otherwise receiving actual notice of such conviction. Employers of convicted employees must provide notice, including position title, to every grant officer or other designee on whose grant activity the convicted employee was working, unless the Federal agency has designated a central point for the receipt of such notices. Notice shall include the identification numbers) of each affected grant; 6 7 Taking one of the following actions, notice under subparagraph 4(b), with convicted: 16D 15 within 30 calendar days of receiving respect to any employee who is so (a) Taking appropriate personnel action against such an employee, up to and including termination, consistent with the requirements of the Rehabilitation Act of 1973, as amended; or (b) Requiring such employee to participate satisfactorily in a drug abuse assistance or rehabilitation program approved for such purposes by a Federal, State, or local health, law en`orcement, or other appropriate agency; Making a good faith effort to continue to maintain a drug -free workplace through implementation of paragraphs 1, 2, 3, 4, 5 and 6. Anti- Lobbying -- To the best of the jurisdiction's knowledge and belief: 1. No Federal appropriated funds have been paid or will be paid, by or on behalf of it, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement; 2. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, it will complete and submit Standard Form -LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions; and 3. It will require that the language of paragraph 1 and 2 of this anti - lobbying certification be included in the award documents for all subawards at all tiers (including subcontracts, subgrants, and contracts under grants, loans, and cooperative agreements) and that all subrecipients shall certify and disclose accordingly. Authority of Jurisdiction -- The consolidated plan is authorized under State and local law (as applicable) and the jurisdiction possesses the legal authority to carry out the programs for which I t is seeking funding, in accordance with applicable HOD regulations. Consistency with plan -- The housing activities to be undertaken with CDBG, HOME, ESG, and HOPWA funds are consistent with the strategic plan. Section 3 -- It will comply with section 3 of the Housing and Urban Development Act of 1968, and implementing regulations at 24 CFR Part 135. 7 w __!tk) -7116 - Fred W Coyle Date Chairman, Collier County Board of County Commissioners Approved as to form & legal sufficiency Colleen Greene, Assistant County Attorney Kd�cm r iomb"M 16D 15 Specific CDBG Certifications The Entitlement Community certifies that: Citizen Participation -- It is in full compliance and following a detailed citizen participation plan that satisfies the requirements of 29 CFR 91.105. Community Development Plan -- Its consolidated housing and community development plan identifies community development and housing needs and specifies both short - term and long -term community development objectives that provide decent housina, expand economic opportunities primarily for persons of low and moderate income. (See CFR 29 570.2 and CFR 29 part 570) Following a Plan -- It is following a current consolidated plan (or Comprehensive Housing Affordability Strategy) that has been approved by HOD. Use of Funds -- It has complied with the following criteria 1. Maximum Feasible Priority. With respect to activities expected to be assisted with CDBG funds, it certifies that it has developed its Action Plan so as to give maximum feasible priority to activities which benefit low and moderate income families or aid in the prevention or elimination of slums or blight. The Action Plan may also include activities which the grantee certifies are designed to meet other community development needs having a particular urgency because existing conditions pose a serious and immediate threat to the health or welfare of the community, and other financial resources are not available); 2. Overall Benefit. The aggregate use of CDBG funds including section 108 guaranteed loans during program year 2010 -2011, shall principally benefit persons of low and moderate income in a manner that ensures that at least 70 percent of the amount is expended for activities that benefit such persons during the designated period; 3. Special Assessments. It will not attempt to recover any capital costs of public improvements assisted with CD3G funds including Section 108 loan guaranteed funds by assessing any amount against properties owned and occupied by persons of low and moderate income, including any fee charged or assessment made as a condition of obtainina access to such public improvements. However, if CDBG funds are used to pay the proportion of a fee or assessment that relates to the capital costs of public improvements (assisted in part with CDBG funds) financed from other revenue sources, an assessment or charge may be made against the property with respect to the public improvements financed by a source other than CDBG funds. The jurisdiction will not attempt to recover any capital costs of public improvements assisted with CDBG funds, including Section 108, unless CDBG funds are used to pay the proportion of fee or assessment attributable to the capital costs of public improvements financed from, other revenue sources. In this case, an assessment or charge may be made against the property with respect to the public improvements financed by a source other than CDBG funds. Also, in the case of properties owned and occupied by moderate - income (not low- income) families, an assessment or charge may be made against the property for public improvements financed by a source other than CDBG funds if the jurisdiction certifies that it lacks CDBG funds to cover the assessment. 16D15 Excessive Force -- It has adopted and is enforcing: 1. A policy prohibiting the use of excessive force by law enforcement agencies within its jurisdiction against any individuals engaged in non- violent civil rights demonstrations; and 2. A policy of enforcing applicable State and local laws against physically barring entrance to or exit from a facility or location which is the subject of such non - violent civil rights demonstrations within its jurisdiction; Compliance With Anti- discrimination laws -- The grant will be conducted and administered in conformity with title VI of the Civil Rights Act of 1964 (42 OSC 2000d), the Fair Housing Act (42 OSC 3601- 3619), and implementing regulations. Lead -Based Paint -- Its activities concerning lead - bused paint will comply with the requirements of 24 CFR Part 35, subparts A, B, J, K and R; Compliance with Laws -- It will comply with applicable laws. Fred W Coyle Date Chairman, Collier County Board of County Commissioners Approved as to form & legal sufficiency Colleen Greene, Assistant County Attorney �'1�Ap "Pl.;;u ll~i' 1✓U'u "yJ "�.�o y v�u:. -:. Attest as to"CM#76 • 09114tv"e ORill} 16015 Specific HOME Certifications The HOME participating jurisdiction certifies that: Tenant Based Rental Assistance -- If the participating jurisdiction intends to provide tenant -based rental assistance: The use of HOME funds for tenant -based rental assistance is an essential element of the participating jurisdiction's consolidated plan for expanding the supply, affordability, and availability of decent, safe, sanitary, and affordable housing. Eligible Activities and Costs -- it is using and will use HOME funds for eligible activities and costs, as described in 24 CFR § 92.205 through 92.209 and that it is not using and will not use HOME funds for prohibited activities, as described in § 92.214. Appropriate Financial Assistance -- before committing any funds to a project, it will evaluate the project in accordance with the guidelines that it adopts for this purpose and will not invest any more HOME funds in combination with other Federal assistance than is necessary to provide affordable housing. Fred W Coyle 0 Date Chairman, Collier County Board of County Commissioners Approved as to form & legal sufficiency Colleen Greene,L; Assistant County Attorney -cir- as to CM y ESG Certifications 16 D 15 The Emergency Shelter Grantee certifies that: Major rehabilitation /conversion - It will maintain any building for which assistance is used under the ESG program as a shelter for homeless individuals and families for at least 10 years. If the jurisdiction plans to use funds for rehabilitation (other than major rehabilitation or conversion), the applicant will maintain any building for which assistance is used under the ESG program as a shelter for homeless individuals and families for at least 3 years. Essential Services and Operating Costs - Where assistance involves essential services or maintenance, operation, insurance, utilities and furnishings, it will provide services or shelter to homeless individuals and families for the period during which the ESG assistance is provided, without regard to a particular site or structure as long as the same general population is served. Renovation - Any renovation carried out with ESG assistance shall be sufficient to ensure that the building involved is safe and sanitary. Supportive Services - It will assist homeless individuals in obtaining appropriate supportive services, including permanent housing, medical and mental health treatment, counseling, supervision, and other services essential for achieving independent living, and other Federal State, local, and private assistance. Matching Funds - It will obtain matching amounts required under 24 CFR 576.51. Confidentiality - It will develop and implement procedures to ensure the confidentiality of records pertaining to any individual provided family violence prevention or treatment services under any project assisted under the ESG program, including protection against the release of the address or location of any family violence shelter project excep,,_ with the written authorization of the person responsible for the operation of that shelter.. Homeless Persons Involvement - To the maximum extent practicable, it will involve, through employment, volunteer services, or otherwise, homeless individuals and families in constructing, renovating, maintaining, operating facilities, and providing services assisted through this program. Consolidated Plan - It is following a current HUD - approved Consolidated Plan or CHAS. Discharge Policy - It has established a policy for the discharge of persons from publicly funded institutions or systems of care (such as health care facilities, foster care or other youth facilities, or correction programs and institutions) in order to prevent such discharge from immediately resulting in homelessness for such persons. HMIS - It wil.l comply with HUD's standards for participation in a local Homeless Management Information System and the col i. ection and .reporting of client -level information. ` C, Fred W Coyle J Date Chairman, Collier County Board of County Commissioners , s� Approved as ttoo ff�oorrm� & legal sufficiency Colleen Greene, -to' c Assistant County Attorney 1 t�ONalrrs am,r APPENDIX TO CERTIFICATIONS 16015 INSTRUCTIONS CONCERNING LOBBYING AND DRUG -FREE WORKPLACE REQUIREMENTS: A. Lobbying Certification This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by section 1352, title 31, U.S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. B. Drug -Free Workplace Certification 1. By signing and /or submitting this application or grant agreement, the grantee is providing the certification. 2. The certification is a material representation of fact upon which reliance is placed when the agency awards the grant. If it is later determined that the grantee knowingly rendered a false certification, or otherwise violates the requirements of the Drug -Free Workplace Act, HUD, in addition to any other remedies available to the Federal Government, may take action authorized under the Drug -Frees Workplace Act. 3. Workplaces under grants, for grantees other than individuals, need not be identified on the certification. If known, they may be identified in the grant application. If the grantee does not identify the workplaces at the time of application, or upon award, if there is no application, the grantee must keep the identity of the workplace(s) on tale in its office and make the information available for Federal. inspection. Failure to identify all known workplaces constitutes a violation of the grantee's drug -free workplace requirements. 4. Workplace identifications must inclede the actual address of buildings (or parts of buildings) or other sites where work under the grant takes place. Categorical descriptions may be used (e.g., all vehicles of a crass transit authority or State hiqhway department while in operation, State employees in each local unemployment office, performers in concert halls or radio stations). 5. If the workplace identified to the agency changes during the performance of the grant, the grantee shall inform the agency of the change(s), if it previously identified the workplaces in question (see paragraph three) . 6. The grantee may insert in the space provided below the site(s) for the performance of work done in connection with the specific grant: 1D :1 5 Place of Performance (Street address, city, county, state, zip code) 3301 E Tamiami Trail Building H Suite 211 Naples, Collier County, FL 34112 Check if there are workplaces on file that are not identified here. The certification with regard to the drug -free workplace is required by 24 CFR part 24, subpart F. 7. Definitions of terms in the Nonprocurement Suspension and Debarment common rule and Drug -Free Workplace common rule apply to this certification.. Grantees' attention is called, in particular, to the following definitions from these rules: "Controlled substance" means a controlled substance in Schedules I through V of the Controlled Substances Act (21 U.S.C. 812) and as further defined by regulation (21 CFR 1308.11 through 1308.15); "Conviction" means a finding of guilt (including a plea of nolo contenders) or imposition of sentence, or bosh, by any judicial body charged with the responsibility to determine violations of the Federal or State criminal drug statutes; "Criminal drug statute" means a Federal or non - Federal criminal statute involving the manufacture, distribution, dispensing, use, or possession of any controlled substance; "Employee" means the employee of a grantee directly engaged in the performance of work under a grant, :including: (i) All "direct charge" employees; (ii) all "indirect charge" employees unless their impact or involvement is insignificant to the performance of the grant; and (iii) temporary personnel and consultants who are directly engaged in the performance of work under the grant and who are on the grantee's payroll. This definition does not include workers not on the payroll of the grantee (e.g., volunteers, even if used to meet a matching requirement; consultants or independent contractors not on the grantee's payroll; or employees of subrecip.ients or subcontractors in covered workplaces). 16D 15 Collier County, Florida Adopting Resolution FY2010 -2011 Action Plan 16D 15 RESOLUTION NO. 2010 - 85 A RESOLUTION BY THE BOARD OF COUNTY COMMISSIONERS OF COLLIER COUNTY, FLORIDA, APPROVING FISCAL YEAR 2010 -11 ONE - YEAR ACTION PLAN FOR $3,376,051 FOR COMMUNITY DEVELOPMENT BLOCK GRANT (CDBG), HOME INVESTMENT PARTNERSHIPS (HOME), AND EMERGENCY SHELTER GRANT (ESG) PROGRAMS, AUTHORIZING REQUIRED HUD CERTIFICATIONS, APPROVING EXECUTION OF SUBRECIPIENT AGREEMENTS BY THE CHAIRMAN OF THE BOARD, AUTHORIZING TRANSMITTAL TO THE UNITED STATES DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT (HUD), AND PROVIDING FOR AN EFFECTIVE DATE. WHEREAS, the United States Department of Housing and Urban Development (HUD) requires a Five -Year Consolidated Plan and One -Year Action Plan be developed and submitted as an application for planning and funding of Community Development Block Grant (CDBG), HOME Investment Partnerships (HOME), and Emergency Shelter Grant (ESG) Programs; and WHEREAS, the overall goal of the community planning and development programs covered by this plan is to develop viable communities by providing decent, affordable housing, a suitable living environment and expanding economic opportunities for low and moderate - income persons; and WHEREAS, the Five -Year Consolidated Plan for FY 2006 -2010 was adopted by the Board of County Commissioners on April 25, 2006, following the Collier County Citizen Participation Plan, adopted January 9, 2001; and WHEREAS, the FY 2010 -2011 One -Year Action Plan will serve as a planning document for Collier County; an application for federal funds under the HUD formula grant programs; a strategy to be followed in carrying out the HUD programs; and an action plan that provides a basis for assessing performances. NOW, THEREFORE BE IT RESOLVED BY THE BOARD OF COUNTY COMMISSIONERS OF COLLIER COUNTY, FLORIDA, that: Page 1 of 3 16D15 1. The Board of County Commissioners of Collier County approves the FY2010- 2011 One -Year Action Plan for the CDBG, HOME, and ESG Programs, which is attached and incorporated herein by reference, and authorizes the Housing and Human Services Department to transmit the Plan to the proper funding authority and take all necessary actions for implementation of the CDBG, HOME, and ESG programs. 2. The Chairman of the Board of County Commissioners is authorized to execute certifications pertaining to the Consolidated Plan and Action Plan on behalf of the County. 3. The One -Year Action Plan sets forth the dollar amounts estimated for each activity to be funded by the CDBG, HOME, and ESG Programs. A copy of the proposed projects, funding and beneficiaries is included in the Executive Summary and incorporated by reference. Accordingly, the Subrecipient Agreement for all CDBG, HOME and ESG projects will be subsequently entered into on behalf of Collier County and each such Agreement is hereby acknowledged as providing for a valid public and worthwhile County purpose. Based on these findings, the Chairman of the Board of County Commissioners is authorized to execute the CDBG, HOME, and ESG Subrecipient Agreements to implement each such Activity, so long as: 1) each such Subrecipient Agreement conforms to the format of the attached standard contract in the Appendix, adopted and incorporated by reference, and 2) the dollar amount of each Activity and corresponding Subrecipient Agreement is consistent with targeted areas outlined in the One - Year Action Plan, referenced above. Should it be necessary to amend any of these Subrecipient Agreements, such amendment will be in compliance with the requirements set forth in Section XIV.0 of the Purchasing Policy of Collier County and Section IV.C.3 of the Procurement Administration Procedures, Collier County, Florida. Page 2 ot'3 16015 4. SEVERABILITY. If any section, sentence, clause or phrase of this Resolution is held to be invalid or unconstitutional by any court of competent jurisdiction, then said holding shall in no way affect the validity of the remaining portions of this Resolution. 5. EFFECTIVE DATE. This Resolution shall become effective upon adoption by a majority vote of the Board of County Commissioners. This Resolution adopted this day of April 2010, after motion, second and majority vote favoring same. ATTEST: " DWIGHT E. BROCK, CLERK By: I ww u ^ y Deputy Clerk as, to Ognsttp"R Approved as to form and legal sufficiency: Colleen Greene, Assistant County Attorney BOARD OF COUNTY COMMISSIONERS OF COLLIER COUNTY, FLORIDA t e, GO By: FRED W. COYLE, CHAIRMAN Page 3 of 3 Collier County, Florida Timeline FY2010 -2011 Action Plan 16015 16015 Collier County Housing and Human Services DRAFT ACTION PLAN TIMELINE FOR PROGRAM YEAR 2010 -2011 Date Day Action /Event November 2, 2009 Mon Send invitation/press release to non profits re: workshops date time and location Staff Updates Applications, Applications Available Online and Via Email 121412009 November 12, 2009 Thur Grant Application Workshop Golden Gate Library November 9, 2009 Mon Grant Application Workshop Immokalee Nov 16 - Dec 4, 2010 Technical Assistance and One on One Counseling Available December 4, 2009 Fri Application available online and by email December 31, 2009 Thu Grant Applications Due @ 2:00 p.m. Jan 4, 2008- Jan 15, 2009 Staff Review, Evaluation, and Preliminary Scoring of Applications Jan 12- Feb 18, 2009 Preliminary Scoring and Cure Period. February 8, 2009 Mon HHS Summary of Applications Received to AHAC February 19, 2009 Wed Announce Final Scoring and Ranking of Grant Applications. February 23, 2009 Mon Begin Annual Action Plan. March 17, 2010 Wed Annual Action Plan 30 Day Public Comment Period Begins. March 26, 2010 Fri Public Comment Meeting April 12, 2010 Mon Draft Annual Action Plan, AHAC, 1st Public Hearin April 5, 2010 Mon TENT: PSD NOVUS deadline for 4/27110 Meeting April 16, 2010 Mon Annual Action Plan 30 Day Public Comment Period ENDS. Tue Annual Action Plan, BCC Approval, 2nd Public Hearing. May 14, 2010 Fri Annual Action Plan DUE to HUD. June 22, 2010 Tue TENT.- PSD NOVUS deadline for 7113110 Meeting July 1, 2010 Thu 2010 Entitlement Funding Begins July 13, 2010 Tue HUD Funds Receipts & Agreements to BCC for Approval Tent J: \GRANTS \CDBG - HUD \ENTITLEMENT 2010- 2011 \TIMELINE \DRAFT ACTION PLAN TIMELINE FY2010 -2011 UPDTD 02162010 16D 15 Collier County, Florida Advertisement & Public Comment FY2010 -2011 Action Plan 11- COLLIER COUNTY, FLORIDA 0 HUD Consolidated Plan Citizen Participation Collier County is developing a One Year Action Plan as part of the 5 -Year Consolidated Plan ICE) required by the U.S. Department of Housing and Urban Development (HUD). The 5 -Year Consoli- dated Plan guides housing and non - housing community activities. The goals of the CP are to: pro - vide decent housing; provide a suitable living environment; and expand economic opportunities for very low, low and moderate - income persons. The One -Year Action Plan determines expenditures for activities that will be conducted in the 2010 -2011 program year. Pending entitlement notification, Collier County has tentatively allocated approximately $2,348,840 in Community Development Block Grant (CDBG) funds. Eligible activities include, but are not limited to: job creation, installation of public facilities and improvements, and public services in accordance with 24 OFF § 570. Approximately 100% of the total allocation will benefit low and moderate -in- come persons. There will be an allocation of approximately $754,154 in HOME funds to expand the supply of decent, affordable housing for low and very low- income families. HOME funds must be used for housing programsthat meet local needs and priorities. Eligible activities include rehabilitation of low income rental units, energy efficiency upgrades for low income housing, rehabilitation of foreclosed homes and CHDO operating expenses. Approximately 100% of the total allocation will benefit very low and low- income persons. There will be an allocation of approximately $95,288 in Emergency Shelter Grant (ESG) funds for fa- cilities for homeless individuals and families, to operate these facilities and provide essential social services, and homelessness prevention activities. Potential activities include Emergency Shelter rehabilitation, renovation or conversion, essential services to homeless families and individuals, shelter and transitional housing operational costs, and homeless prevention activities. Approxi- mately 100% of the total allocation will benefit homeless individuals and families. The proposed One Year Action Plan for fiscal year 2010 -2011 includes the following activities: David Lawrence- Crisis Unit Construction Collier County Tansportation Departmsuproaplea Manor Sidewalk Project City, of Naples - Anthony Park Upgrades City of Marco Island - Landscaping Project Immokalee Housing & Family Services Job Creation Program .. Imrreakalee CPA-Job OreatioN18.1med, Incubator Project Goodwill Industries- Roberts Center Renovation Project Collier County Housing & Human Services Department- Senior Meals Program - Guadalupe CentronEarly Childhood Education Project CDBG Planning &Administration (HITS) Shelter for Abused Warren & Children�egal Services Expansion Program Housing Development Corp of SW FLSHI FfING Program CHDO Set -Aside CHDO Operating- Fmpowermerrt Aileron of SW FL Big Cypress Inc, -Main Street Village Energy Upgrades Habitat for Humanity - Foreclosure Rehabilitation Immokalee Housing & Family Services - Tmber Ridge Energy Efficiency Upgrades HOME- Administration(HIPS) ESG -St. Matthews House ESG- Administration (HHS) Housing Development Corp of SW FL+lomebuyer Ed/Cradit Counseling Program Empowerment Alliance of SW FL- Homebuyer Ful Credit Counseling Program' $ 221,000 $ 810,538 $ 112,005 $ 72,173 $ 70,000 $ 212,000 $ 29,030 $ 95,000 $ 86,000 $ 469,768 $ 118,600 $ 52,726 $ 113,123 $ 37,708 $ 225,000 $ 132,908 $ 170,000 $ 75,415 $ 92,906 $ 2,382 $ 45,060 $ 35,060 TOTAL $3,278,282 'Funded with State Housing Initiative Partnership (SHIP) funds Public Comment Period There will be a public comment period from March 17, 2010 to April 16, 2010 regarding the One Year Action Plan, During this period, the draft Plan will be available for review in all County's Pub- lic Libraries, at the Public Information Desk in the Harmon Turner Building on the Collier County Government Main Campus, in the Housing & Human Services Department office located at 3301 E Tamiami Trail, Building H, Suite 211, Naples FL 34112, and the Collier County web site at www. colliergov.net. The document is available in a format accessible to persons with disabilities upon request (239- 252- 4663). All written comments from citizens will be considered in preparing the final Consolidated Plan One Year Action Plan BY 2010- 2011.The County will respond to all written com- ments in writing within 15 days of receipt. Next Step A public meeting to take input on the draft Action Plan will be held on Friday, March 26, 2010 from 9:00 a.m. to 10:00 a.m. at 3301 E Tamtami Trail, Building H, Roam 216, Naples FL 34112 Final Action Adoption of the One Year Action Plan (FY 2010 -2011) is scheduled for Tuesday April 27, 2010 at a regular meeting of the Board of County Commissioners. If you require special aid or services as addressed in the Americans with Disabilities Act or require someone to translate or sign, please contact the Housing and Human Services office at (239) 252 -4663, no later than two (2) days prior to the Public Hearing date. For additional information contact Margo Corsicana at (239) 252 -2912 or MargoCastomna ®colliergov.net. 16015 CONDADO DE COLLIER, FLORIDA Participation del Ciudadano Plan de Accion de un Ana owu „­ Departamento de Vivienda y Desarrollo Urbano (HUD) El corded. de Collier data desarrollando an Plan de Accion de an Aria come parts del Plan Consolidatlo de 5 Aims (Consolidated Plan - DEL equation por of Departamento de Vividenda y Desarrollo urbano (HUD). El Plan de Accion tle 5 Ants sate dirtgido a actividades comunitarias relacionadas con viviendas y Ones actividadss Para Is comuni- dad, Las metas del Plan Consolidatlo son: proveer viviendas becomes, an entorno do vide apropiado; y Is expansion de op rm nidades economicas Para personas de may bajo, bajo y moderados ingresos. El Plan de Accion its an Ana resume Ids gastos Para las actividades Para of programs del ono Fiscal 2010 -2011. -. Estamos Por unto a Is asignacion its Factors del Depend Federal qua tentativamente a asignado of Cambodia de Collier aproximadamente Is cantidad de $2,340,840 on Fondos Para el programs tle Desarrollo de la Comunidad (COBS). Las Actividades dapples incluyen, coup no son limitadas c creation tle empleos, instalac16n y mejo- until de facilitates publican, y servicios publicoo its acuerdo of Codlgo de Regulaciones Federates, 24 CFR § 570, Aproximadamente el 100% de Is asignacion benefices a personas de bajos y moderator ingresos. Habra une asignacion de aproximadamente its $754,154 an antes del Programs its Asociacion Para Inversiones an Vivientla (HOME), para excandir of suministro de viviendas presentables y probes razrnables, a families de ingresos bajos y may bajos. Los tondos de HOME cores utilizarse para programers its vivienda due manan as priortdades y recessives locales. Las actividades ele9ibles incluyen Is asistencia de small y Is rehabilitation der cases con ejecuciones hipotecarias Para venderlas. Aproximadamente 100% del total its Is asig notion beneficiary a personas de i bajos y may bajos ingresos. Habra une asignacion de aproximadamente $95,288 an fontlos del programs de Refugto de Emergencia (ESG) para instalaciones para personas y families sin argon para of manejo its rates instalaciones para proposer servicios so- crates esenciales, y para actividades de prevention. Las actividades posibles incluyen rembilital mnovacion o conversion de refugios tle emergencies; servicios esenciales a families a individuos sin hogaa castes para la oper- ation tle refugios de emergencies y los de Vivientla de Transition; y actividades para prevenir carencia de argon. Aproximadamente 100% del total de Is asignacion beneficiary a personas y families sin negates. El propuesto Plan de Accion der On Are para of one fiscal 2010 -2011 incluye las siguientes actividades David Lawrence-Cnsis Unit Construction $ 221,000 Collier County Transportation Department- Naples Manor Sidewalk Project $ 810,538 City of Naples- Anthony Park Upgrades City of Marco Island- Landscaping Project Immokalee Housing & Family Services -Job Creation Program Immokalee CRA -Job Creation /Business Incubator Project Goodwill Industries - Roberts Center Renovation Project Collier County Housing & Human Services Department- Senior Meals Program Guadalupe Center -Early Childhood Education Project CDBG- Planning & Administration (HHS) Shelter for Abused Women & Children -Legal Services Expansion Program Housing Development Corp of SW FL- SHIFTING Program CHDO Set -Aside CHOO Operating Empowerment Alliance of SW FL Big Cypress Inc, -Main Street Village Energy Upgrades Habitat for Humanity- Foreclosure Rehabilitation Immokalee Housing & Family Services- Timber Ridge Energy Efficiency Upgrades HOME - Administration FIRS) ESG -St. Matthews House ESG - Administration (HHS) Housing Development Corp of SW FL- Homebuyer Ed /Credit Counseling Program' Empowerment Alliance of SW FL- Homebuyer Ed /Credit Counseling Program' 112,005 72,173 70,000 212,000 29,030 95,000 86.000 469,768 118,600 52,726 113,123 37,708 225,000 132,908 170,000 75,415 92,906 2,382 45,000 35,000 TOTAL $3,278,282 Periodo de Comentario Publlco Habra an periodo para comentarios bloods of 17 tle Marco hest, el 16 de Abril der 2010 con respecto at Plan its Ac- can its UnAdd, Durance care periodo, El Plan de Accion de Un Ana access disponible an todas las bibliotecas del Condado de Collier, an Is Oficina de Information Publica qua se encuentra an of edificio Harmon Turner qua sate atuado an of 3301 E. Tamiami Trail, Naples Fl 34112; como tambien an of Departamento de Vivienda y Servicios Harasses 3301 E Tamtami Trail, Edifcio H, Suite 216, Naples, Florida 34112, y on Is pgina tle interned del Condado de Collier www.colliergovnet. El Plan de Accion de On And ester disponible a personas incapacdadas. SOlicitelo unmoral al (239) 252 -4663. Todos loo comentarios someados par escrito del publica seran considerados para preparar Is Enmienda del Plan de Accion de Un And. Los comentarios presentados por escrito se tendran an caenta al premor Is copia final del Plan de Accion its Un Ano. El Condado responders por escrito a loans one comentarios del poblico p.esentados par escrito, dentro der 15 alas de Labor side recodrs. El Proximo Paso Una junta publica se Movers a taro of viernes, 26 de Manor de 2D10 its 9:00 a m. a 10.00 a.m. an la siguiente direc- cjom 3301 E Tamiami Trail, Editicio H, Suite 215, Naples, Florida 34112. Accion La adoption del Plan de Accion de Un Ano (Ano Fiscal 2010 -2011) wood p arniftcada para el Mares, 27 de Abril del 2010 an Is junta regular its Inc Comisionados del Control de Collier (Board of County Commissioners). Si usted requiere asistencia especial o amo tors offecidos como Ids qua especifica of Acts de Amoricanos con Imcapacid- does (Americans with Disabilities Act), o or requiere qua alguien Is traduzca an su idioma o lenguaje por sends, por favor home of Depadamento de Vivienda y Servicios Humanes (Housing and Human Services) or (239) 252 -4663 por to hands dos (2) Las antes its Is fecha its Is junta publics. Para mad information por favor home a Margo Castorena al (239) 252 -2912 o revels an condo elwnerim a MargoCastorenadcolliergov net. 16D 15 PUBLIC MEETING FOR COLLIER COUNTY ACTION PLAN 2010 -2011 March 26, 2010 Comments: The Hunger and Homeless Coalition has concerns about the Annual Action Plan preparation, project selection and the CDBG grant ranking process, after leaming that the committee established by Housing and Human Services consists of 6 members, 5 of whom are County employees. This does not appear to be a fair or transparent process. The Hunger and Homeless Coalition recommends that Collier County adjust the existing process so that it is more balanced and inclusive to benefit the citizens of Collier. This is in keeping with HUD directives for Citizen Participation, and their request to have efforts to broaden public participation in the development of the plan reported. The Coalition offers assistance with community outreach for greater citizen participation. We appreciate your attention to these comments and look forward to working together for the benefit of our Community. If you would like a written reply to your comment or question, please complete the following: SUBMITTED BY: The Hunger and Homeless Coalition of Collier County Lynda Waterhouse — Board Chair Donna Connolly — Board Member Debra Mahr- Executive Director ADDRESS: _1044 6t' Avenue N. Naples, FL 34102_ PHONE NUMBER: 239 - 263 -9363 IbUl5 Cover Coanty Public Services Division Housing & ,Human Services April 16, 2010 Collier County Hunger and Homeless Coalition 1044 6`" Ave North Naples, FL 34102 Att: Debra Mahr, Executive Director Lynda Waterhouse, Chairman Donna Connolly, Director Thank you for your comments on the 2010 Action Plan. Your comments and this response will be included in the final Action Plan that is submitted both to the Board of County Commissioners and HUD. For the record, Housing and Human Services carefully followed the adopted Citizen Participation Plan with the required number of public hearings, public comment period and advertisements. In addition, this year we held public listening sessions in both Golden Gate and Immokalee to solicit comments from the public and ideas for projects and community needs. Over the past three years, this process has evolved to include more community input. Also over the past three years, we have expanded participation in the selection process which was once just located within the staff of the Housing and Grants Section. This past year, only 50% of the committee comprised internal staff; the remaining members consisted of other County employees who work with grants and contracts in other departments and a member of the Affordable Housing Advisory Committee. In addition to this committee, the Affordable Housing Advisory Committee reviewed the proposed projects in two public hearings We believe that any process can be improved. Since we are in the process of soliciting a consultant for our Five Year Consolidated Plan, we have requested, in our solicitation of proposals, an analysis of our project selection process and what are best practices employed around the country. We look forward to receiving those recommendations and implementing an improved process in the next annual application cycle Housing and Human Services appreciates the offer to broaden our community outreach and citizen participation in the coming years. We look forward to a continued partnership with the Coalition. Sincerely, Marcy Krumbine, A Director 1lousinn fl Florian Scniccs c3k,aw, H*vA 3"IJHU1R '�0 .252 -CrFC 3) - L_ 2 HOVE r4tC J % lrel :, a 3-k1IR'_'. M r .. � From: ridgy, prig 16y 16015 Sent: Friday, April 16, 2010 2:07 PM To: Bryan Lee; CastorenaMargo Subject: RE: Public Comment Bryan: Thank you for sharing the public comments from the Continuum of Care in reference to our 2010 Action Plan. Your comment and this response will be published in the final Action Plan which the Board of County Commissioners and HUD will receive. Collier County Housing and Human Services welcomes the resources and expertise of the CoC regarding the issue of homelessness in the County during the phase of future Action Plans. We will make certain to engage the CoC in the development of that portion of the Action Plan. Thank you for making the Continuum of Care available in this regard. z-664 Marcy Krumbine, MPA Director Collier County Housing and Human Services 239 - 252 -CARE 239 - 252 -HOME 239 - 252 -8442 239 - 252 -2638 - fax Sharing heart to heart and home to home... From: Bryan Lee [mailto:bryan.lee @youthhaven.net] Sent: Friday, April 16, 2010 11:24 AM To: CastorenaMargo Cc: KrumbineMarcy Subject: Public Comment On behalf of the CoC we would like to add the following attachment to the Public Comment. PUBLIC MEETING FOR COLLIER COUNTY ACTION PLAN 2010 -2011 March 26, 2010 Comments: The Members of the Collier County Continuum of Care (hereafter, CoC) would like to offer our resources and expertise regarding the issue of Homelessness in our county during the development phase of future Action Plans. The CoC feels that as a group of providers and individuals committed to the prevention and ultimate ending of homelessness, we could offer valuable insight into the problems facing our community, as well as identify service gaps and effective programs that provide sustainable solutions. Thanks, Bryan Lee Director of Planning Youth Haven, Inc. 5867 Whitaker Road Naples, Florida 34112 Tel: (239) 687 -5152 Fax: (239) 774 -0801 bryan lee(.dyouthhaven.net www.youthhaven.net Providing continuous care to abused children & at -risk families since 1972. Collier County, Florida Project Map FY2010 -2011 Action Plan 16D 15 ,_, T47s ,_,I ,,, !B. IN= MUMS \ CA \� C) \ � \ .� _ - ; { _§ {\ §!z LU iT) -2 ) 0 \ § / D 0 ID } 7 ] 3 >) } \�, _f= - \ LLI - c § ■ - U E w � O U ) , § � &«Z ( m § � / ,51 16015 ,e. �mnw ova � \ .� _ - ; A {\ / iT) -2 ) 0 \ § / D 0 ID } 7 ] 3 16015 ,e. �mnw ova d / rI / � \ .� _ AX {\ / d / rI / .� AX {\ Collier County, Florida 16015 Template: Sub - recipient CDBG Agreement FY2010 -2011 Action Plan AGREEMENT BETWEEN COLLIER COUNTY 16015 AND Ent I%, SUBRffOIENT NAME Ui t��dl k�S�. cp'Ny.... R,O ,,GTITEE Catalog of Federal Domestic Assistance # 14.218 HUD Grant # B- 10 -UC -12 -0016 THIS AGREEMENT is made and entered into by and between Collier County, a political subdivision of the State of Florida, ( "COUNTY "), and �`' Enter Surecip>p Narr,',:' choose either: a private not - for - profit corporation OR municipality existing under the laws of the State of Florida, having its principal office at ' ;Enter Sub_recip>lc.# address and city, FL ZIP,COpEa and its Federal Tax Identification number as Enter Subrecipient tax ID number, ( "SUBRECIPIENT" ). WHEREAS, the COUNTY has entered into an agreement with the United States Department of Housing and Urban Development (HUD) for a grant for the execution and implementation of a Community Development Block Grant Program in certain areas of Collier County, pursuant to Title I of the Housing and Community Development Act of 1974 (as amended); and WHEREAS, pursuant to the aforesaid agreement, COUNTY is undertaking certain activities to primarily benefit low and moderate income persons and neighborhoods and to alternatively use Community Development Block Grant (CDBG) funds for: slum or blight treatment or for an urgent community need; to improve the quality of life in Collier County by providing infrastructure improvements, public facilities, and other activities which are related to neighborhood /community improvements; to improve the condition of life for persons who require physical access or other services that meet their individual needs; and to provide for long range community improvements by assessing current conditions and planning long range improvement programs as described in the Consolidated Plan submission; and WHEREAS, the Board of County Commissioners of Collier County approved the Collier County Consolidated Plan - One -Year Action Plan for Federal Fiscal Year 2010 -2011 for the CDBG Program with Resolution 2010 -85 on April 27, 2010; and WHEREAS, Resolution 08 -121 was developed following the Collier County Consolidated Plan — Citizen Participation Plan, adopted on January 9, 2001 with Resolution 01 -02; and WHEREAS, HUD has approved the County's Consolidated Plan One -Year Action Plan for Federal Fiscal Year 2010 -2011 for the CDBG Program and the use of the CDBG funds for the activities identified in the Plan; and WHEREAS, the COUNTY and the SUBRECIPIENT desire to provide the activities specified in Exhibit A of this Agreement, in accord with the approved Consolidated Plan; and WHEREAS, the COUNTY desires to engage the SUBRECIPIENf to implement such undertakings of the CDBG Program as a valid and worthwhile County purpose. NOW, THEREFORE, in consideration of the mutual promises and covenants herein contained, it is agreed by the Parties as follows: 2010 CDBG Template Page 1 of 25 I. DEFINITIONS 16015 (A) "COUNTY" means Collier County, and where applicable, it's authorized representative(s). (B) "CDBG" means the Community Development Block Grant Program. (C) "HHS" means Collier County Department of Housing and Human Services. (D) "HHS's Approval" means the written approval of the Department of Housing and Human Services or designee. (E) "SUBRECIPIENT" means Enter Name of Subrecipient Here (F) "HUD" means the U.S. Department of Housing and Urban Development or a person authorized to act on its behalf. (G) "Low and moderate income persons" means the definition set by HUD. (H) "Project' means the work to be performed as set forth in Exhibit "A." II. SCOPE OF SERVICES The SUBRECIPIENT shall, in a satisfactory and proper manner, as determined by HHS, perform the tasks necessary to conduct the program outlined in Exhibit "A." IIl. TIME OF PERFORMANCE The effective date of the Agreement between HUD and Collier County shall be Month, Date, Year . The services of the SUBRECIPIENT shall be undertaken and completed in light of the purposes of this Agreement. Subrecipients are authorized to incur eligible expenses after that date and prior to execution of this Agreement subject to HHS prior written approval. In any event, all services required hereunder shall be completed by the SUBRECIPIENT prior to Enter Date from Scope Any funds not obligated by the expiration date of this Agreement shall automatically revert to the COUNTY, as set forth in Part IX (H), and Part VIII (H) below. IV. CONSIDERATION AND LIMITATION OF COSTS The SUBRECIPIENT shall be reimbursed by the COUNTY using HUD funding for allowable costs, determined by COUNTY, in an amount not to exceed Insert Dollar Value and 00 /100 dollars (U.S. S) for the services described in Exhibit "A." All improvements specified in Exhibit "A" shall be performed by SUBRECIPIENT employees, or shall be put out to competitive bidding under a procedure acceptable to the COUNTY and Federal requirements. The SUBRECIPIENT shall enter into contract for improvements with the lowest responsive and qualified bidder. Contract administration shall be handled by the SUBRECIPIENT and monitored by HHS, which shall have access to all records and documents related to the project. The County shall reimburse the SUBRECIPIENT for the performance of this Agreement upon completion or partial completion of the work tasks as accepted and approved by HHS pursuant to the submittal of monthly progress reports. Payments shall be made to the SUBRECIPIENT when requested as work progresses but not more frequently than once per month. Payment will be made upon receipt of a proper invoice and in compliance with § 218.70, Flu. Slat., otherwise known as the "Local Government Prompt Payment Act." No payment will be made until approved by HHS. V. NOTICES 2010 CDBG Template Page 2 of 25 16015 All notices required to be given under this Agreement shall be sufficient when delivered to HHS at its office, presently located at 3050 North Horseshoe Drive, Suite 110, Naples, Florida 34104, and to the SUBRECIPIENT when delivered to its office at the address listed on page one (1) of this Agreement. VL GENERAL CONDITIONS A. IMPLEMENTATION OF PROJECT The SUBRECIPIENT shall implement this Agreement in accordance with applicable Federal, State, and County laws, ordinances and codes and with the procedures outlined in HHS' Policies and Procedures memoranda. Should a project receive additional funding after the commencement of this Agreement, the SUBRECIPIENT shall notify HHS in writing within thirty (30) days of receiving notification from the funding source and submit a cost allocation plan for approval by HHS or its designee within forty -five (45) days of said official notification. B. DEBARMENT The SUBRECIPIENT certifies that neither it, nor its principals, is presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any Federal Department or agency; and, that the SUBRECIPIENT shall not knowingly enter into any lower tier contract, or other covered transaction, with a person who is similarly debarred or suspended from participating in this covered transaction. C. LOCAL AND FEDERAL RULES, REGULATIONS AND LAWS The SUBRECIPIENT agrees to comply with any applicable laws, ordinances, regulations and orders of the State, local and Federal governments, including, but not limited to: 1. 24 CFR 570, as amended - The regulations governing the expenditure of Community Development Block Grant (CDBG) funds. 2. 24 CFR 58 - The regulations prescribing the Environmental Review procedure. 3. Title VI of the 1984 Civil Rights Act, 42 USC § 2000d, et. seq. 4. 24 CFR 107 - The regulations issued pursuant to Executive Order 1 1063 which prohibits discrimination and promotes equal opportunity in housing. 5. Executive Order 11246 ( "Equal Employment Opportunity "), as amended by Executive Orders 11375 and 12086 - which establishes hiring goals for minorities and women on projects assisted with federal funds. 6. Title VII of the 1968 Civil Rights Act as amended by the Equal Employment Opportunity Act of 1972, 42 USC § 2000e, et. seq. 2010 CDBG "template Page 3 of 25 16015 7. 24 CFR 135 — Regulations outlining requirements of Section 3 of the Housing and Urban Development Act of 1968, as amended. 8. Age Discrimination Act of 1975. 9. Contract Work Hours and Safety Standards Act, 40 USC 327 -332. 10. Section 504 of the Rehabilitation Act of 1973, 29 USC 776(b)(5). 11. Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, as amended. 12. 29 CFR Parts 3 and 5 - Regulations which prescribe the payment of prevailing wages and the use of apprentices and trainees on federally assisted projects as mandated by the Davis -Bacon Act. HUD Form 4010 must be included in all construction contracts funded by CDBG. (See 42 USC 276a and 24 CFR 135.11(c)). 13. Executive Order 11914 - Prohibits discrimination with respect to the handicapped in federally assisted projects. 14. Executive Order 11625 and U.S. Department of Housing and Urban Development Circular Letter 79 -45 - which prescribes goal percentages for participation of minority businesses in Community Development Block Grant Contracts. 15. Public Law 100 -430 - the Fair Housing Amendments Act of 1988. 16. Public Law 100 -430, the Fair Housing Amendments of 1988. 17. OMB Circular A -133 - concerning annual audits. 18. OMB Circular A -122 - which identifies cost principles. 19. 24 CFR 84 - Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals and Other Non -Profit Organizations. 20. 24 CFR 85- Uniform Administrative Requirements for Grants and Agreements to State and Local Governments. 21. Immigration Reform and Control Act of 1986 as located at 8 USC 1324, et seq. and regulations relating thereto. Failure by the SUBRECIPIENT to comply with the laws referenced herein shall constitute a breach of this agreement, and the County shall have the discretion to unilaterally terminate this agreement immediately. 22. Chapter 112, Florida Statutes. 23. Prohibition Of Gifts To County Employees - No organization or individual shall offer or give, either directly or indirectly, any favor, gift, loan, fee, service or other item of value to any County 2010 CDBG Template Page 4 of 25 16015 employee, as set forth in Chapter 112, Part III, Florida Statutes, Collier County Ethics Ordinance No. 2004 -05, as amended, and County Administrative Procedure 5311. 24. Order of Precedence - In the event of any conflict between or among the terms of any of the Contract Documents, the terms of the Agreement shall take precedence over the terms of all other Contract Documents, except the terms of any Supplemental Conditions shall take precedence over the Agreement. To the extent any conflict in the terms of the Contract Documents cannot be resolved by application of the Supplemental Conditions, if any, or the Agreement, the conflict shall be resolved by imposing the more strict or costly obligation under the Contract Documents upon the Contractor at Owner's discretion. 25. Venue - Any suit or action brought by either party to this Agreement against the other party relating to or arising out of this Agreement must be brought in the appropriate federal or state courts in Collier County, Florida, which courts have sole and exclusive jurisdiction on all such matters. 26. Dispute Resolution - Prior to the initiation of any action or proceeding permitted by this Agreement to resolve disputes between the parties, the parties shall make a good faith effort to resolve any such disputes by negotiation. The negotiation shall be attended by representatives of SUBRECIPIENT with full decision - making authority and by COUNTY'S staff person who would make the presentation of any settlement reached during negotiations to COUNTY for approval. Failing resolution, and prior to the commencement of depositions in any litigation between the parties arising out of this Agreement, the parties shall attempt to resolve the dispute through Mediation before an agreed - upon Circuit Court Mediator certified by the State of Florida. The mediation shall be attended by representatives of SUBRECIPIENT with full decision - making authority and by COUNTY'S staff person who would make the presentation of any settlement reached at mediation to COUNTY'S board for approval. Should either party fail to submit to mediation as required hereunder, the other party may obtain a court order requiring mediation under § 44.102, Fla. Stat. D. SUBCONTRACTS Any work or services subcontracted by the SUBRECIPIENT shall be specifically by written contract or agreement, and such subcontracts shall be subject to each provision of this Agreement and applicable County, State, and Federal guidelines and regulations. Prior to execution by the SUBRECIPIENT of any subcontract hereunder, such subcontracts must be submitted by the SUBRECIPIENT to HHS for its review and approval, which will specifically include a determination of compliance with the terms of the attached Scope of Services set forth in Exhibit "A." This review also includes ensuring that all consultant contracts and fee schedules meet the minimum standards as established by the Collier County Purchasing Department, Florida Statutes and HUD. Reimbursements for such services will be made at SUBRECIPIENT cost. None of the work or services covered by this Agreement, including but not limited to consultant work or services, shall be subcontracted by the SUBRECIPIENT or reimbursed by the COUNTY without prior written approval of the HHS or its designee. E. AMENDMENTS This Agreement, and any exhibit or attachment, may be amended only by written agreement 2010 CDBG Template Page 5 of 25 executed by the governing boards of both parties, except that County representat -6 Dayll ove adjustments between line item amounts, scope clarifications, or an extension of time and schedule that do not change the project, or exceed the amount funded by the County, as stated herein. Any modifications to this contract shall be in compliance with the County Purchasing Policy and Administrative Procedures in effect at the time such modifications are authorized. F. INDEMNIFICATION To the maximum extent permitted by Florida law, the SUBRECIPIENT shall indemnify and hold harmless Collier County, its officers and employees from any and all liabilities, damages, losses and costs, including, but not limited to, reasonable attorneys' fees and paralegals' fees, to the extent caused by the negligence, recklessness, or intentionally wrongful conduct of the SUBRECIPIENT or anyone employed or utilized by the SUBRECIPIENT in the performance of this Agreement. This indemnification obligation shall not be construed to negate, abridge or reduce any other rights or remedies which otherwise may be available to an indemnified party or person described in this paragraph. This section does not pertain to any incident arising from the sole negligence of Collier County. The foregoing indemnification shall not constitute a waiver of sovereign immunity beyond the limits set forth in Section 768.28, Florida Statutes. G. GRANTEE RECOGNITION All facilities purchased or constructed pursuant to this Agreement shall be clearly identified as to funding source. The SUBRECIPIENT will include a reference to the financial support herein provided by HHS in all publications and publicity. In addition, the SUBRECIPIENT will make a good faith effort to recognize HHS' support for all activities made possible with funds made available under this Agreement. The SUBRECIPIENT will mount a temporary construction sign for projects funded by HHS. This design concept is intended to disseminate key information regarding the development team as well as Equal Housing Opportunity to the general public. The construction sign shall comply with applicable County codes. H. TERMINATION In event of termination for any of the reasons identified in sub - sections 1 -3 as follows, all finished or unfinished documents, data studies, surveys, drawings, maps, models, photographs, reports prepared, and capital equipment secured by the SUBRFCIPIENT with funds under this Agreement shall be returned to HHS or the COUNTY. In the event of termination, the SUBRECIPIENT shall not be relieved of liability to the COUNTY for damages sustained by the COUNTY by virtue of any breach of the Contract by the SUBRECIPIENT, and the COUNTY may withhold any payment to the SUBRECIPIENT for set- off purposes until such time as the exact amount of damages due to the COUNTY from the SUBRECIPIENT is determined. TERMINATION FOR CAUSE If through any cause either party shall fail to fulfill in timely and proper manner its obligations under this Agreement, or if either party shall violate any of the covenants, agreements, or stipulations of this Agreement, either party shall thereupon have the right to terminate this Agreement in whole or part by giving written notice of such termination to the other party and specifying therein the effective date of termination. (See 24 CFR 85.43.) 2010 CDBG Template Page 6 of 25 2. TERMINATION FOR CONVENIENCE 16015 At any time during the term of this Agreement, either party may, at its option and for any reason, terminate this Agreement upon ten (10) working days written notice to the other party. Upon termination, the COUNTY shall pay the SUBRECIPIENT for services rendered pursuant to this Agreement through and including the date of termination. (See 24 CFR 85.44.) 3. TERMINATION DUE TO CESSATION In the event the grant to the COUNTY under Title I of the Housing and Community Development Act of 1974 (as amended) is suspended or terminated, this Agreement shall be suspended or terminated effective on the date that HUD specifies. 1. INSURANCE SUBRECIPIENT shall obtain and carry, at all times during its performance under the Contract Documents, insurance of the types and in the amounts described herein and further set forth in Exhibit "D" to this Agreement. J. SUBRECIPIENT LIABILITY OBLIGATION Compliance with the insurance requirements in Exhibit D shall not relieve the SUBRECIPIENT of its liability and obligation under this subsection or under any subsection of this contract. The contract is contingent upon receipt of the insurance documents within fifteen (15) calendar days after the Board of County Commissioners' approval. If the Insurance certificate is received within the specified period, but not in the manner prescribed in these requirements, the SUBRECIPIENT shall be verbally notified of the deficiency and shall have an additional five (5) calendar days to submit a corrected Certificate to the County. If the SUBRECIPIENT fails to submit the required insurance documents in the manner prescribed in these requirements within twenty (20) calendar days after the Board of County Commissioners' approval, the SUBRECIPIENT shall be in default of the terms and conditions of the contract. K. INDEPENDENT AGENT AND EMPLOYEES The SUBRECIPIENT agrees that it will be acting as an independent agent and that its employees are not Collier County employees and are not subject to the County provisions of law applicable to County employees relative to employments, hours of work, rates of compensation, leave, unemployment and employee benefits. VII. ADMINISTRATIVE REQUIREMENTS A. FINANCIAL MANAGEMENT The SUBRECIPIENT agrees to comply with OMB Circular A —110 (Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals and other Non - Profit Organizations) and agrees to adhere to the accounting principles and procedures required therein, 2010 CDBG Template Page 7 of 25 16015 utilize adequate internal controls, and maintain necessary source documentation for all costs incurred. B. DOCUMENTATION AND RECORDKEEPING 1. The SUBRECIPIENT shall maintain all records required by CDBG. 2. All reports, plans, surveys, information, documents, maps, and other data procedures developed, prepared, assembled, or completed by the SUBRECIPIENT for the purpose of this Agreement shall be made available to the COUNTY by the SUBRECIPIENT at any time upon request by the COUNTY or HHS. Upon completion of all work contemplated under this Agreement copies of all documents and records relating to this Agreement shall be surrendered to HHS if requested. In any event the SUBRECIPIENT shall keep all documents and records for three (3) years after expiration of this Agreement. 3. The SUBRECIPIENT shall submit reports as required to assist the COUNTY in the preparation of HUD Labor Relations, WBE /MBE, Equal Opportunity Employment, and HUD Section 3 reports, pursuant to 24 CFR 570.502, 507, and 92 (3)(vi). 4. The SUBRECIPIENT shall submit detailed monthly progress reports to HHS outlining the status of specific activities under the project. Each report must account for the total activity for which the SUBRECIPIENT is paid with CDBG funds, in part or in whole, and which is required in fulfillment of their obligations regarding the Project. The progress reports shall be submitted on the form Exhibit "G," Schedule "G -2." 5. The SUBRECIPIENT shall maintain records showing compliance with the Davis -Bacon Law, including files containing contractor payrolls, employee interviews, Davis -Bacon wage rates, and administrative cross - referencing. SUBRECIPIENT shall maintain records showing contractor compliance with the Contract Work Hours and Work Safety Law. Similarly, the SUBRECIPIENT shall maintain records showing compliance with federal purchasing requirements and with other federal requirements for grant implementation. 6. If indirect costs are charged, the SUBRECIPIENT will develop an indirect cost allocation plan for determining the appropriate SUBRECIPIENT'S share of administrative costs and shall submit such plan to the COUNTY for approval, in a form specified by the COUNTY. 7. Failure to adequately maintain any former CDBG funded project may result in the delay of processing reimbursement requests for ongoing activities or in the forfeiture of future CDBG funds. 8. The SUBRECIPIENT will be responsible for the creation and maintenance of income eligible files on clients served and documentation that all households are eligible under HUD Income Guidelines. 9. The SUBRECIPIENT further agrees that HHS shall be the final arbiter on the SUBRECIPIENT's compliance with the above. C. REPORTS, AUDITS, AND EVALUATIONS 2010 CDBG Template Page 8 of 25 Reimbursement will be contingent on the timely receipt of complete and accuralt rUs 15ed by this Agreement, and on the resolution of monitoring or audit findings identified pursuant to this Agreement. The SUBRECIPIENT agrees that HHS will carry out periodic monitoring and evaluation activities as determined necessary. The continuation of this Agreement is dependent upon satisfactory evaluations. The SUBRECIPIENT shall, upon the request of HHS, submit information and status reports required by HHS or HUD to enable HHS to evaluate said progress and to allow for completion of reports required. The SUBRECIPIENT shall allow HHS or HUD to monitor the SUBRECIPIENT on site. Such site visits may be scheduled or unscheduled as determined by HHS or HUD. D. ADDITIONAL HOUSING & HUMAN SERVICES, COUNTY AND HUD REQUIREMENTS The SUBRECIPIENT agrees to utilize funds available under this Agreement to supplement rather than supplant funds otherwise available for specified activities. E. WRITTEN APPROVALS (1) All subcontracts and agreements proposed to be entered into by the SUBRECIPIENT pursuant to this Agreement; (2) All capital equipment expenditures of $1,000 or more; (3) All out -of -town travel (travel shall be reimbursed in accordance with Chapter 112, Fla. Stat. unless otherwise required by CDBG); (4) All change orders; (5) All requests to utilize uncommitted funds after the expiration of this agreement for programs described in Exhibit "A"; and (6) All rates of pay and pay increases paid out of CDBG funds, whether for merit or cost of living. F. PURCHASING All purchasing for services and goods, including capital equipment, shall be made by purchase order or by a written contract and in conformity with the procedures prescribed by the Federal Management Circulars A -110, A -122, 24 CFR Part 84, and 24 CFR Part 85. G. AUDITS AND INSPECTIONS 1. Non -profit organizations that expend $500,000 or more annually in federal awards shall have a single or program- specific audit conducted for that year in accordance with OMB A -133. Non -profit organizations expending federal awards of $500,000 or more under only one federal program may elect to have a program- specific audit performed in accordance with OMB A -133. 2. Non - profit organizations that expend less than $500,000 annually in federal awards shall be exempt from an audit conducted in accordance with OMB A -133, although their records must be available for review (e.g., inspections, evaluations). These agencies are required by HHS to submit "Reduced Scope" audits (e.g., financial audit, performance audits). They may choose, instead of a 2010 CDBG Template Page 9 of 25 Reduced Scope Audit, to have a program audit conducted for each federal award in accordance with federal laws and regulations governing the program in which they participate. 3. When the requirements of OMB A -133 apply, or when the SUBRECIPIENT elects to comply with OMB A -133, an audit shall be conducted for each fiscal year for which federal awards attributable to this contract have been received by the SUBRECIPIENT. A copy of the audit report must be received by HHS no later than six months following the end of the SUBRECIPIENT's fiscal year. 4. If an audit is required by Section G of this contract, but the requirements of OMB A -133 do not apply or are not elected, the SUBRECIPIENT may choose to have an audit performed either on the basis of the SUBRECIPIENT's fiscal year or on the basis of the period during which HHS - federal assistance has been received. In either case, each audit shall cover a time period of not more than twelve months and an audit shall be submitted covering each assisted period until all the assistance received from this contract has been reported. Each audit shall adhere to all other audit standards of OMB A -133, as these may be limited to cover only those services undertaken pursuant to the terms of this contract. A copy of the audit report must be received by HHS no later than six months following each audit period. 5. The SUBRECIPIENT shall maintain all contract records in accordance with generally accepted accounting principles, procedures, and practices which shall sufficiently and properly reflect all revenues and expenditures of funds provided directly or indirectly by the County pursuant to the terms of this Agreement. 6. The SUBRECIPIENT shall include in all HHS approved subcontracts each of the record - keeping and audit requirements detailed in this contract. H. PROGRAM - GENERATED INCOME All income earned by the SUBRECIPIENT from activities financed in whole or in part by funds provided hereunder must be reported to HHS. Such income would include, but not be limited to, income from service fees, sale of commodities, and rental or usage fees. The SUBRECIPIENT shall report its plan to utilize such income to HHS, and said plan shall require the prior written approval of HHS or its designee. Accounting and disbursement of such income shall comply with OMB Circular A -110 (Uniform Administrative Requirement for Federal Grants) and other applicable regulations incorporated herein by reference. Program Income, as defined by 24 CFR 570.500(a), may be retained by the COUNTY. Program Income shall be utilized to undertake activities specified in "Exhibit A" of this Agreement, and all provisions of this Agreement shall apply to stated activities. Any Program Income received by the SUBRECIPIENT or its sub - contractors shall be returned to the COUNTY unless the SUBRECIPIENT requests and is authorized by HHS to utilize uncommitted funds. 1. GRANT CLOSEOUT PROCEDURES SUBRECIPIENT's obligation to the COUNTY shall not end until all closeout requirements are completed. Activities during this closeout period shall include, but not be limited to: making final payments, disposing of program assets (including the return of all unused materials, equipment, unspent cash advances, program income balances, and receivable accounts to the COUNTY), and determining the custodianship of records. 2010 CDBG Template Page 10 of VIII. OTHER PROGRAM REQUIREMENTS 16015 A. OPPORTUNITIES FOR RESIDENTS AND CIVIL RIGHTS COMPLIANCE The SUBRECIPIENT agrees that no person shall be excluded from the benefits of, or be subjected to, discrimination under any activity carried out by the performance of this Agreement on the basis of race, color, disability, national origin, religion, age, familial status, or sex. Upon receipt of evidence of such discrimination, the COUNTY shall have the right to terminate this Agreement. To the greatest extent feasible, lower- income residents of the project areas shall be given opportunities for training and employment; and to the greatest feasible extent eligible business concerns located in or owned in substantial part by persons residing in the project areas shall be awarded contracts in connection with the project. The SUBRECIPIENT shall comply with Section 3 of the Housing and Community Development Act of 1968. B. OPPORTUNITIES FOR SMALL AND MINORITY /WOMEN -OWNED BUSINESS In the procurement of supplies, equipment, construction, or services, the SUBRECIPIENT shall make a positive effort to utilize small business and minority /women -owned business enterprises of supplies and services, and provide these sources the maximum feasible opportunity to compete for contracts to be performed pursuant to this Agreement. To the maximum extent feasible, these small business and minority /women -owned business enterprises shall be located in or owned by residents of the CDBG areas designated by Collier County in the Annual Consolidated Plan approved by HUD. C. PROGRAM BENEFICIARIES At least fifty -one percent (51 %) of the beneficiaries of a project funded through this Agreement must be low- and moderate- income persons. If the project is located in an entitlement city, as defined by HUD, or serves beneficiaries countywide, more than thirty percent (30 %) of the beneficiaries directly assisted under this Agreement must reside in unincorporated Collier County or in municipalities participating in the County's Urban County Qualification Program. The project shall assist beneficiaries as defined above for the time period designated in Exhibit "A" of this Agreement. D. CONFLICT OF INTEREST The SUBRECIPIENT covenants that no person who presently exercises any functions or responsibilities in connection with the Project, has any personal financial interest, direct or indirect, in the target areas or any parcels therein, which would conflict in any manner or degree with the performance of this Agreement and that no person having any conflict of interest shall be employed by or subcontracted by the SUBRECIPIENT. Any possible conflict of interest on the part of the SUBRECIPIENT or its employees shall be disclosed in writing to HHS provided, however, that this paragraph shall be interpreted in such a manner so as not to unreasonably impede the statutory requirement that maximum opportunity be provided for employment of and participation of low and moderate- income residents of the project target area. 2010 CDBG Template Page 1 I of 25 E. PUBLIC ENTITY CRIMES 16015 As provided in § 287.133, Fla. Stat. by entering into this Agreement or performing any work in furtherance hereof, the SUBRECIPIENT certifies that it, its affiliates, suppliers, subcontractors and consultants who will perform hereunder, have not been placed on the convicted vendor list maintained by the State of Florida Department of Management Services within the 36 months immediately preceding the date hereof. This notice is required by § 287.133 (3)(a), Fla. Slat. F. DRUG -FREE WORKPLACE REQUIREMENTS The SUBRECIPIENT must certify that it will provide drug -free workplaces in accordance with the Drug -Free Workplace Act of 1988 (41 USC 701). G. CERTIFICATION REGARDING LOBBYING The undersigned certifies, to the best of his or her knowledge and belief, that: 1. No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement. 2. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form -LLL, 'Disclosure Form to Report Lobbying," in accordance with its instructions. 3. The undersigned shall require that the language of this certification be included in the award documents for all sub - awards at all tiers (including subcontracts, sub - grants, contracts under grants, loans, and cooperative agreements) and that all SUBRECIPIENTS shall certify and disclose accordingly. REAL PROPERTY Any real property acquired by the SUBRECIPIENT for the purpose of carrying on the projects stated herein, and approved by the COUNTY in accordance with the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970 and 49 CFR 24.101, shall be subject to the provisions of CDBG including, but not limited to, the provisions on use and disposition of property. Any real property within the SUBRECIPIENT control, which is acquired or improved in whole or part with CDBG funds in excess of $25,000, must adhere to the CDBG Regulations at 24 CFR 570.505. 2010 CDBG Template Page 12 of 25 IX. ENVIRONMENTAL CONDITIONS 16D 15 A. AIR AND WATER The SUBRECIPIENT agrees to comply with the following requirements: 1. Clean Air Act, 41 USC 7401, et seq. 2. Federal Water Pollution Control Act, 33 USC 1251, et seq., as amended. B. FLOOD DISASTER PROTECTION In accordance with the requirements of the Flood Disaster Protection Act of 1973 (42 USC 4002), the SUBRECIPIENT shall assure that for activities located in an area identified by FEMA as having special flood hazards, flood insurance under the National Flood Insurance Program is obtained and maintained. If appropriate, a letter of map amendment (LOMA) may be obtained from FEMA, which would satisfy this requirement and /or reduce the cost of said flood insurance. C. LEAD -BASED PAINT The SUBRECIPIENT agrees that any construction or rehabilitation of residential structures with assistance provided under this contract shall be subject to HUD Lead -Based Paint Poisoning Prevention Act found at 24 CFR 570.608. D. HISTORIC PRESERVATION The SUBRECIPIENT agrees to comply with the Historic Preservation requirements set forth in the National Historic Preservation Act of 1966, as amended (16 USC 470) and the procedures set forth in 36 CFR 800, Advisory Council on Historic Preservation Procedures for Protection of Historical Properties. X. CONDITIONS FOR RELIGIOUS ORGANIZATIONS CDBG funds may not be used for religious activities or provided to primarily religious organizations. Section 24 CFR 570.2000) specifies the limitations on CDBG funds. XI. REVERSION OF ASSETS Upon expiration of the Agreement, the SUBRECIPIENT shall transfer to the COUNTY any CDBG funds on hand at the time of expiration, any accounts receivable attributable to the use of CDBG funds, and any non - expendable personal property that was purchased with CDBG funds. Any real property under SUBRECIPIENT control will be covered by the regulations 24 CFR 570.503(B)(8). X11. SEVERABILITY Should any provision of the Agreement be determined to be unenforceable or invalid, such a determination shall not affect the validity or enforceability of any other section or part thereof. 2010 CDBG Template Page 13 of 25 16015 XIII. COUNTERPARTS OF THE AGREEMENT This Agreement, consisting of Insert written number of pages ( #) enumerated pages, which include the exhibits referenced herein, shall be executed in two (2) counterparts, each of which shall be deemed to be an original, and such counterparts will constitute one and the same instrument. XIV. ENTIRE UNDERSTANDING This Agreement and its provisions merge any prior agreements, if any, between the parties and constitutes the entire understanding. The parties hereby acknowledge that there have been and are no representations, warranties, covenants, or undertakings other than those expressly set forth herein. IN WITNESS WHEREOF, the Subrecipient and the County, have each, respectively, by an authorized person or agent, hereunder set their hands and seals on this Enter Month, Date, Year ATTEST: DWIGHT E. BROCK, CLERK Dated: (SEAL) First Witness Type /print witness name Second Witness Type /print witness name BOARD OF COUNTY COMMISSIONERS OF COLLIER COUNTY, FLORIDA FRED W. COYLE, CHAIRMAN Insert the name of Subrecipient here! By: Subrecipient Signature Type /print Subrecipient name and title Approved as to form and legal sufficiency: Colleen M. Greene Assistant County Attorney 2010 CDBG "template Page 14 of EXHIBIT «A» 16D 15 SCOPE OF SERVICES Insert Nai3e of the Subrgcpient Insert the Project Name he le THE SUBRECIPIENT AGREES TO: A. PROJECT DESCRIPTION: Enter Project Description Here B. PROJECT SCOPE: Enter Scope Here C. BUDGET Insert budget dollar value and the work to be covered in the budget Clarifications to the quantity and types of work to be conducted under Exhibit B will be made upon receipt of bids by the SUBCONTRACTOR and review by HHS. All clarifications to the budget line items will be processed by a Change by Letter, Exhibit B -1, Schedule B -I, and made an integral component of this Agreement. D. PROJECT MILESTONE SCHEDULE The time frame for completion of the outlined activities shall be: MILESTONE /TASK END DATE TASK DATE TASK DATE TASK DATE TASK DATE TASK DATE Please note that if any of these activities exceed the timelines by two months a revised work schedule must be submitted to HHS. 2010 CD13G Template Page 15 of 25 EXHIBIT "A -1" CHANGE BY LETTER "A COLLIER COUNTY GOVERNMENT Collier County Housing & Human Services Public Services Division Date Contact Name Name of Firm Address RE: Zero Dollar Contract Change Notification Re: Contract # and Title of Contract Project # Purchase Order # Dear Contact Name: User Name Address NAPLES, FLORIDA Zip code PHONE: (239) Phone # FAX (239) Fax # 16015 By copy of this letter, the above referenced contract is being issued a zero dollar ($0.00) change as indicated below: r The above referenced contract time is hereby extended by Number of days calendar days. The new completion date shall be on or before month and date, Year. By extending this contract, the County is not relieving your firm of its obligations to perform work in a timely and satisfactory manner or any consequences resulting from failing to do so. Collier County hereby reserves all legal rights, including, but not limited to, rights to terminate, suspend or elect any other appropriate course(s) of action should circumstances warrant with regard to the referenced contract. Additional Staffing Categories Professional Position(s) Hourly Rate(s) r Draw against Allowance (specify allowance item and identify specific items and quantities) r Other: Scope Clarifications as indentified in Schedule B -1, "Clarifications in Scope ", (attached). Sincerely, Your name Title cc: Contract Specialist Name Contract Specialist, Purchasing Department Suzanne Boothby, Clerk's Grants Department 2010 CDBG Template Page 16 of 25 EXHIBIT °B" 16 015 INSURANCE REQUIREMENTS The SUBRECIPIENT shall furnish to Collier County, c/o Housing and Human Services Department, 3301 E Tamiami Trail Bldg H Suite 211, Naples, Florida 34112, Certificate(s) of Insurance evidencing insurance coverage that meets the requirements as outlined below: 1. Workers' Compensation as required by Chapter 440, Florida Statutes. 2. Public Liability Insurance on a comprehensive basis in an amount no less than $300,000 per occurrence for combined Bodily Injury and Property Damage. Collier County must be shown as an additional insured with respect to this coverage. 3. Automobile Liability Insurance covering all owned, non -owned and hired vehicles used in connection with this contract in an amount not less than $300,000 per occurrence for combined Bodily Injury and Property Damage. DESIGN STAGE (IF APPLICABLE) In addition to the insurance required in 1 — 3 above, a Certificate of Insurance must be provided as follows: 4. Professional Liability Insurance in the name of the SUBRECIPIENT or the licensed design professional employed by the SUBRECIPIENT in an amount not less than $300,000 per occurrence providing for all sums which the SUBRECIPIENT and /or the design professional shall become legally obligated to pay as damages for claims arising out of the services performed by the SUBRECIPIENT or any person employed by the SUBRECIPIENT in connection with this contract. This insurance shall be maintained for a period of two (2) years after the certificate of Occupancy is issued. CONSTRUCTION PHASE (IF APPLICABLE) In addition to the insurance required in I — 4 above, the SUBRECIPEENT shall provide or cause its Subcontractors to provide original policies indicating the following types of insurance coverage prior to any construction: 5. Completed Value Builder's Risk Insurance on an "All Risk" basis in an amount not less than one hundred (100 %) percent of the insurable value of the building(s) or structure(s). The policy shall be in the name of Collier County and the SUBRECIPIENT. 6. Flood Insurance shall be provided for those properties found to be within a flood hazard zone, in an amount not less than the full replace values of the completed structure(s) or the maximum amount of coverage available through the National Flood Insurance Program (NFIP), whichever is greater. The policy will show Collier County as a Loss Payee A.T.I.M.A. This policy will be provided as such time that he buildings' walls and roof exist. OPERATION /MANAGEMENT PHASE (IF APPLICABLE) After the Construction Phase is completed and occupancy begins, the following insurance must be kept in force throughout the duration of the loan and/or Contract: 2010 CDBG Template Page 17 of 25 7. Public Liability coverage in an amount not less than $1,000,000 per occurrence combined Bodily Injury and Property damage. Collier County must be shown as an additional insured with respect to this coverage. S. Property Insurance coverage on an "All Risk" basis in an amount not less than one hundred (100 %) of the replacement cost of the property. Collier County must be shown as a Loss payee with respect to this coverage A.T.I.M.A. 9. Flood Insurance coverage for those properties found to be within a flood hazard zone for the full replacement values of the structure(s) or the maximum amount of coverage available through the National Flood Insurance Program (NFIP). The policy must show Collier County as a Loss Payee A.T.LM.A. 2010 CDBG Template Page 18 of 25 EXHIBIT `°C" ADDITIONAL CDBG GRANT REQUIREMENTS 16015 Enter additional requirements here, IF NONE EXIST, state "There are no additional grant requirements." 2010 CDaG Template Page 19 of 25 EXHIBIT "G" 16015 REQUIRED SUBMITTALS G -1 Request for Payment G -la Release and Affidavit Form G -2 CDBG Monthly Progress Report 2010 CUBG Template Page 20 of 25 SCHEDULE "G -1" COLLIER COUNTY HOUSING AND HUMAN SERVICES REQUEST FOR PAYMENT SECTION I: REQUEST FOR PAYMENT Subrecipient Name: _ Enter Subrecipient Name Subrecipient Address: Enter Subrecipient Address Project Name: Enter Proiect Name Project No: CD 10 -XX Payment Request # Dollar Amount Requested: $ SECTION II: STATUS OF FUNDS 1. Grant Amount Awarded $ Enter $ 2. Sum of Past Claims Paid on this Account 3. Total Grant Amount Awarded Less Sum Of Past Claims Paid on this Account 4. Amount of Previous Unpaid Requests 5. Amount of Today's Request 6. Current Grant Balance (Initial Grant Amount Awarded Less Sum of all requests) 16 "D 1 1 certify that this request for payment has been drawn in accordance with the terms and conditions of the Agreement between the COUNTY and us, as the SUBRECIPIENT. I also certify that the amount of the Request for Payment is not in excess of current needs. Signature Title Authorizing Grant Coordinator Dept Director Date (approval authority under $14,999) (approval required $15,000 and above) 2010 CDBG Template Page 21 of 25 SCHEDULE "G -la" 16015 RELEASE AND AFFIDAVIT FORM The SUBRECIPIENT certifies for itself and its subcontractors, material -men, successors and assigns, that all charges for labor, materials, supplies, lands, licenses and other expenses for which COUNTY might be sued or for which a lien or a demand against any payment bond might be filed, have been satisfied and paid. This Release and Affidavit is given in connection with the SUBRECIPIENT's (monthly /final) Request for Payment. SUBRECIPIENT Witness: BY: BY: ITS: President DATE: Print name and title STATE OF COUNTY OF The foregoing instrument was acknowledged before me this day of 12010, by I as _ of A Choose Not - For - Profit, or Corporation or Municipality on behalf of Choose Not - For - Profit, Corporation or Municipality . Ite /She is personally known to me OR has produced as identification and who did (did not) take an oath. My Commission Expires: (AFFIX OFFICIAL SEAL) 2010 CDBG Template (Signature) Name: (Legibly Printed) Notary Public, State of: Page 22 of 25 Commission No.: 16D 15 SCHEDULE "G -2" CDBG MONTHLY PROGRESS REPORT Complete form for past month and submit to Housing &Human Service's staff by the l th of the following month. Status Report for Month of Project Name Insert Project Name Here Date: Project Number CD10 -XX Activity Number Subrecipient: Enter Subrecinient Name Here Contact Person Enter Contact Person and Title Here Telephone: Phone Number ( area code) xxx -xxxx Fax: Enter Fax Number (area code)xxx -xxxx E -mail: Enter Email Address Activity Status/Milestones (describe any action taken, relating to this project, during the past month): 2. What events /actions are scheduled for the next two months? 3. Describe any affirmative marketing you have implemented regarding this project. Please list and attach any recent media coverage of your organization relating to this project. 4. List any additional data relevant to the outcome measures listed on the application for this project. 5. Identify any potential issues that may cause delay. New contracts executed this month (if applicable): 2010 CDBG Template Page 23 of 25 • 1 Name of Contractor or Subcontractor, Address & Phone Number Amount of Contract Contractor Federal ID Number Race (see definitions on following page) Ethnicity (see definitions on following page) Total Number of Extremely Very Low Income Female Head of Households or Low Income Low Income (51 -80 %) Household For projects that serve a particular clientele, please complete the following information by entering the appropriate number in the blank spaces and in the chart below. Complete the below chart for NEW clients served this month. DO NOT DUPLICATE clients served in previous months. You may provide data by either households or persons served. However, if one person received TWO services this counts as TWO SERVICE UNITS: TOTAL BENEFICIARIES This project benefits households or persons. Please circle one category (either "households" or "persons "). Enter the number of beneficiaries in the blank space and in Box "1. " INCOME Of the households or persons assisted, are extremely low- income income (0 -30 %) of the current Median Family Income (MFI). Enter this number in Box "2. " Of the households or persons assisted, are very low - income (31 -50 %) of the current Median Family Income (MFI). Enter this number in Box "3. " Of these households or persons assisted, are low- income (51 -80 %) of the current Median Family Income (MFI). Enter this number in Box "a. " NOTE: The total of Boxes 2,3 and 4 should equal the number in Box]. FEMALE HEAD OF HOUSEHOLD This project assisted Female Head of Households REGARDLESS of income. Enter this number in box "5" below. BOX 1 BOX 2 BOX 3 BOX 4 BOX 5 Total Number of Extremely Very Low Income Female Head of Households or Low Income Low Income (51 -80 %) Household Persons Assisted (0 -30 %) (31 -50 %) 2010 CDBG Template Page 24 of 25 16015 Subrecipient's must indicate total beneficiaries for Race AND Ethnicity Definitions of Race: White: A person having origins in any of the original peoples of Europe, the Middle East, or North Africa. Black or African- American: A person having origins in any of the black racial groups of Africa. Asian: A person having origins in any of the original peoples of the Far East, Southeast Asia, or the Indian subcontinent including, for example, Cambodia, China, India, Japan, Korea, Malaysia, Pakistan, the Philippine Islands, Thailand, and Vietnam. American Indian or Alaska Native: A person having origins in any of the original peoples of North and South America (including Central America), and who maintains tribal affiliation or community attachment. Native Hawaiian or Other Pacific Islander: A person having origins in any of the original people of Hawaii, Guam, Samoa, or other Pacific Islands. Definitions of Ethnicity: Hispanic or Latino: A person of Cuban, Mexican, Puerto Rican, South or Central American, or other Spanish culture or origin, regardless of race. Tabulation Table of Race and Ethnicity Beneficiaries Race # Total # Hispanic White Black or African American Asian American Indian or Alaskan Native Native Hawaiian or Other Pacific Islander American Indian /Alaska Native and White Asian and White Black/African American and White American Indian /Alaskan Native and Black /African American Other Multi - Racial TOTAL: 2010 CDBG "template �. Page 25 of 25 oo ,. Collier County, Florida 16D 1 5 Template: Sub - recipient HOME Agreement FY2010 -2011 Action Plan AGREEMENT BETWEEN COLLIER COUNTY AND Non -profit Name of Project Catalog of Federal Domestic Assistance # 14.218 HUD Grant # M- 10 -UC -12 -0017 THIS AGREEMENT is made and entered into by and between Collier County, a political subdivision of the State of Florida, ( "COUNTY "), and Non - profit a private for - profit corporation existing under the laws of the State of Florida, having its principal office at Address, and its Federal Tax Identification number as XXXXXX ( "DEVELOPER/SPONSOR "). WHEREAS, the COUNTY is the recipient of HOME Investment Partnerships (HOME) Program funds from the United States Department of Housing and Urban Development (HUD) as provided by the Cranston - Gonzalez National Affordable Housing Act, as amended; and WHEREAS, the Board of County Commissioners of Collier County approved the Collier County Consolidated Plan One -Year Action Plan for Federal Fiscal Year 2010 -2011 for the HOME Program with Resolution 2010 -85 on April 27, 2010; and WHEREAS, HUD has approved the County's Consolidated Plan One -Year Action Plan for Federal Fiscal Year 2010 -2011 for the HOME Program and the use of the HOME funds for the activities identified in the Plan; and WHEREAS, the COUNTY and the DEVELOPER/SPONSOR desire to provide the activities specified in this Agreement, in accord with the approved One -Year Action Plan; and WHEREAS, the COUNTY desires to engage the DEVELOPER/SPONSOR to implement such undertakings of the HOME Program as a valid and worthwhile County purpose. NOW, THEREFORE, in consideration of the mutual covenants and obligations herein contained, the Parties agree as follows: I. DEFINITIONS (A) "COUNTY" means Collier County, and where applicable, it's authorized representative(s). (B) "HOME" is the HOME Investment Partnerships Program as described in 24 CFR Part 92, under the authority of 42 USC 3535(d) and 12701 - 12839. (C) "HI S" means the Housing and Human Services Department of Collier County. (D) "DEVELOPER/SPONSOR" means XXXXXXXXXXXXXXXXXXXXXXXX. (E) "HHS APPROVAL" means the written approval of the Housing and Human Services Department or designee. (F) "HUD" means the Secretary of the U.S. Department of Housing and Urban Development or a person authorized to act on its behalf. Non -Profit Page 1 of 26 2010 -HOME Template 16015 (G) "Low and moderate income persons" means the definition set by HUD. (H) "PROJECT" means the work to be performed as set forth in Exhibit "A ". (I) "AGENCY" means HHS, the HOME administering Agency of Collier County. For the purpose of this Agreement and all administration of HOME funds, the AGENCY shall act on behalf of the COUNTY in the execution and fiscal and programmatic control of this agreement. (J) "FEE" is the amount of money the COUNTY agrees to pay and the DEVELOPER/SPONSOR agrees to accept as payment in full for all the professional and technical services rendered pursuant to this Agreement to complete the WORK as further defined in Section III, Scope of Work. (K) "WORK" - is all the professional and technical services to be rendered or provided by the DEVELOPER/SPONSOR as described here. Il. SCOPE OF SERVICES The DEVELOPER/SPONSOR shall, in a satisfactory and proper manner, as determined by HHS, perform the tasks necessary to conduct the program outlined in Exhibit "A," and shall submit each request for reimbursement using Exhibit `B" along with the monthly submission of Exhibit `B," all of which are attached hereto and made a part hereof. III. TIME OF PERFORMANCE The effective date of this Agreement between HUD and Collier County shall be July 1, 2010. The services of the DEVELOPER/SPONSOR shall be undertaken and completed in light of the purposes of this Agreement. Subrecipients are authorized to incur eligible expenses after that date and prior to execution of this Agreement subject to HHS prior written approval. In any event, all services required hereunder shall be completed by the DEVELOPER/SPONSOR prior to date . Any funds not obligated by the expiration data of this Agreement shall automatically revert to the COUNTY, as set forth in Part VIII(F)(e), and Part VIII(H). IV. CONSIDERATION AND LIMITATION OF COSTS The DEVELOPER/SPONSOR shall be reimbursed by the COUNTY using federal funds for allowable costs, determined by COUNTY, in an amount not to exceed XXXX AND 00 /100 DOLLARS ($XXX) for the services described in Exhibit "A." All improvements specified in Exhibit "A" shall be performed by DEVELOPER/SPONSOR employees, or shall be put out to competitive bidding under a procedure acceptable to the COUNTY and federal requirements. The DEVELOPER/SPONSOR shall enter into contract for improvements with the lowest responsive and qualified bidder. Contract administration shall be handled by the DEVELOPER /SPONSOR and monitored by the COUNTY, which shall have access to all records and documents related to the project. Non -Profit Page 2 of 26 2010 -HOME Template 16D 15 V. NOTICES All notices required to be given under this Agreement shall be sufficient when delivered to HHS at its office, presently located at 3301 E Tamiami Trail Bldg H Suite 211, Naples, Florida 34112, and to the DEVELOPER/SPONSOR when delivered to its office at the address listed on page one of this Agreement. VI. GENERAL CONDITIONS A. IMPLEMENTATION OF PROJECT The DEVELOPER/SPONSOR shall implement this Agreement in accordance with applicable Federal, State, and County laws, ordinances and codes and with the procedures outlined in HHS' Policies and Procedures memoranda. Should a project receive additional funding after the commencement of this Agreement, the DEVELOPER/SPONSOR shall notify HHS in writing within thirty (30) days of receiving notification from the funding source and submit a cost allocation plan for approval by HHS or its designee within forty -five (45) days of said official notification. B. DEBARMENT The DEVELOPER/SPONSOR certifies that neither it, nor its principals, is presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any Federal Department or agency; and, that the DEVELOPER/SPONSOR shall not knowingly enter into any lower tier contract, or other covered transaction, with a person who is similarly debarred or suspended from participating in this covered transaction. C. LOCAL AND FEDERAL RULES, REGULATIONS AND LAWS The DEVELOPER/SPONSOR agrees to comply with any applicable laws, ordinances, regulations and orders of the State, local and Federal governments, including, but not limited to: 1. 24 CFR Part 92.206, HOME Investment Partnership Program - The regulations governing the disbursement of HOME funds. 2. 24 CFR 58 - The regulations prescribing the Environmental Review procedure. 3. Title VI of the 1984 Civil Rights Act, 42 USC § 2000d, et. seq. 4. 24 CFR 107 - The regulations issued pursuant to Executive Order 11063 which prohibits discrimination and promotes equal opportunity in housing. Non -Profit Page 3 of 26 2010 -HOME Template 16D 15 5. Executive Order 11246 ("Equal Employment Opportunity "), as amended by Executive Orders 11375 and 12086 - which establishes hiring goals for minorities and women on projects assisted with federal funds. 6. Title VII of the 1968 Civil Rights Act as amended by the Equal Employment Opportunity Act of 1972, 42 USC § 2000e, et. seq. 7. 24 CFR 135 — Regulations outlining requirements of Section 3 of the Housing and Urban Development Act of 1968, as amended. 8. Age Discrimination Act of 1975. 9. Contract Work Hours and Safety Standards Act, 40 USC 327 -332. 10. Section 504 of the Rehabilitation Act of 1973, 29 USC 776(b)(5). 11. Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, as amended. 12. 29 CFR Parts 3 and 5 - Regulations which prescribe the payment of prevailing wages and the use of apprentices and trainees on federally assisted projects as mandated by the Davis -Bacon Act. HUD Form 4010 must be included in all construction contracts funded by CDBG. (See 42 USC 276a and 24 CFR 135.11(c)). 13. Executive Order 11914 - Prohibits discrimination with respect to the handicapped in federally assisted projects. 14. Executive Order 11625 and U.S. Department of Housing and Urban Development Circular Letter 79 -45 - which prescribes goal percentages for participation of minority businesses in Community Development Block Grant Contracts. 15. Public Law 100 -430 - the Fair Housing Amendments Act of 1988. 16. Public Law 100 -430, the Fair Housing Amendments of 1988. 17. OMB Circular A -133 - concerning annual audits. 18. OMB Circular A -122 - which identifies cost principles. 19. 24 CFR 84 - Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals and Other Non - Profit Organizations. 20. 24 CFR 85- Uniform Administrative Requirements for Grants and Agreements to State and Local Governments. Non -Profit Page 4 of 26 2010 -HOME Template 16015 21. Immigration Reform and Control Act of 1986 as located at 8 USC 1324, et seq. and regulations relating thereto. Failure by the DEVELOPER/SPONSOR to comply with the laws referenced herein shall constitute a breach of this agreement, and the County shall have the discretion to unilaterally terminate this agreement immediately. 22. Chapter 112, Florida Statutes. 23. Prohibition Of Gifts To County Employees - No organization or individual shall offer or give, either directly or indirectly, any favor, gift, loan, fee, service or other item of value to any County employee, as set forth in Chapter 112, Part III, Florida Statutes, Collier County Ethics Ordinance No. 2004 -05, as amended, and County Administrative Procedure 5311. 24. Order of Precedence - In the event of any conflict between or among the terms of any of the Contract Documents, the terms of the Agreement shall take precedence over the terms of all other Contract Documents, except the terms of any Supplemental Conditions shall take precedence over the Agreement. To the extent any conflict in the terms of the Contract Documents cannot be resolved by application of the Supplemental Conditions, if any, or the Agreement, the conflict shall be resolved by imposing the more strict or costly obligation under the Contract Documents upon the Contractor at Owner's discretion. 25. Venue - Any suit or action brought by either party to this Agreement against the other party relating to or arising out of this Agreement must be brought in the appropriate federal or state courts in Collier County, Florida, which courts have sole and exclusive jurisdiction on all such matters. 26. Dispute Resolution - Prior to the initiation of any action or proceeding permitted by this Agreement to resolve disputes between the parties, the parties shall make a good faith effort to resolve any such disputes by negotiation. The negotiation shall be attended by representatives of DEVELOPER /SPONSOR with full decision - making authority and by COUNTY'S staff person who would make the presentation of any settlement reached during negotiations to COUNTY for approval. Failing resolution, and prior to the commencement of depositions in any litigation between the parties arising out of this Agreement, the parties shall attempt to resolve the dispute through Mediation before an agreed -upon Circuit Court Mediator certified by the State of Florida. The mediation shall be attended by representatives of DEVELOPER/SPONSOR with full decision- making authority and by COUNTY'S staff person who would make the presentation of any settlement reached at mediation to COUNTY'S board for approval. Should either party fail to submit to mediation as required hereunder, the other party may obtain a court order requiring mediation under § 44.102, Fla. Stat. D. SUBCONTRACTS Any work or services subcontracted by the DEVELOPER/SPONSOR shall be specifically by written contract or agreement, and such subcontracts shall be subject to each provision of this Agreement and applicable County, State, and Federal guidelines and regulations. Prior to execution by the DEVELOPER/SPONSOR of any subcontract hereunder, such subcontracts must be submitted by the DEVELOPER/SPONSOR to HHS for its review and approval, which Non -Profit Page 5 of 26 2010 -HOME Template 16D15 will specifically include a determination of compliance with the terms of the attached Work Program set forth in Exhibit "A." This review also includes ensuring that all consultant contracts and fee schedules meet the minimum standards as established by the Collier County Purchasing Department, Florida Statutes, and HUD. Reimbursements for such services will be made at DEVELOPER/SPONSOR cost. None of the work or services covered by this Agreement, including but not limited to consultant work or services, shall be subcontracted by the DEVELOPERISPONSOR or reimbursed by the COUNTY without prior written approval of the HHS or its designee. E. AMENDMENTS This Agreement, and any exhibit or attachment, may be amended only by written agreement executed by the governing boards of both parties, except that County representative(s) may approve adjustments between line item amounts, scope clarifications, or an extension of time and schedule that do not change the project, or exceed the amount funded by the County, as stated herein. Any modifications to this contract shall be in compliance with the County Purchasing Policy and Administrative Procedures in effect at the time such modifications are authorized. F. INDEMNIFICATION To the maximum extent permitted by Florida law, the DEVELOPER/SPONSOR shall indemnify and hold harmless Collier County, its officers and employees from any and all liabilities, damages, losses and costs, including, but not limited to, reasonable attorneys' fees and paralegals' fees, to the extent caused by the negligence, recklessness, or intentionally wrongful conduct of the DEVELOPER/SPONSOR or anyone employed or utilized by the DEVELOPER/SPONSOR in the performance of this Agreement. This indemnification obligation shall not be construed to negate, abridge or reduce any other rights or remedies which otherwise may be available to an indemnified party or person described in this paragraph. This section does not pertain to any incident arising from the sole negligence of Collier County. The foregoing indemnification shall not constitute a waiver of sovereign immunity beyond the limits set forth in section 768.28, Florida Statutes. G. GRANTEE RECOGNITION All facilities purchased or constructed pursuant to this Agreement shall be clearly identified as to funding source. The DEVELOPER/SPONSOR will include a reference to the financial support herein provided by HHS in all publications and publicity. In addition, the DEVELOPER/SPONSOR will make a good faith effort to recognize HHS' support for all activities made possible with funds made available under this Agreement. The DEVELOPER/SPONSOR will mount a temporary construction sign for projects funded by HHS. This design concept is intended to disseminate key information regarding the development team as well as Equal Mousing Opportunity to the general public. The construction sign shall comply with applicable County codes. Non -Profit Page 6 of 26 2010 -HOME Template 16015 H. TERMINATION In event of termination for any of the reasons identified in sub - sections 1 -3 as follows, all finished or unfinished documents, data studies, surveys, drawings, maps, models, photographs, reports prepared, and capital equipment secured by the DEVELOPER/SPONSOR with funds under this Agreement shall be returned to HHS or the COUNTY. In the event of termination, the DEVELOPER/SPONSOR shall not be relieved of liability to the COUNTY for damages sustained by the COUNTY by virtue of any breach of the Contract by the DEVELOPER/SPONSOR, and the COUNTY may withhold any payment to the DEVELOPER/SPONSOR for set -off purposes until such time as the exact amount of damages due to the COUNTY from the DEVELOPER/SPONSOR is determined. TERMINATION FOR CAUSE If through any cause either party shall fail to fulfill in timely and proper manner its obligations under this Agreement, or if either party shall violate any of the covenants, agreements, or stipulations of this Agreement, either party shall thereupon have the right to terminate this Agreement in whole or part by giving written notice of such termination to the other party and specifying therein the effective date of termination. (See 24 CFR 85.43.) 2. TERMINATION FOR CONVENIENCE At any time during the term of this Agreement, either party may, at its option and for any reason, terminate this Agreement upon ten (10) working days written notice to the other party. Upon termination, the COUNTY shall pay the DEVELOPER /SPONSOR for services rendered pursuant to this Agreement through and including the date of termination. (See 24 CFR 85.44.) 3. TERMINATION DUE TO CESSATION In the event the grant to the COUNTY under Title I of the Housing and Community Development Act of 1974 (as amended) is suspended or terminated, this Agreement shall be suspended or terminated effective on the date that HUD specifies. INSURANCE DEVELOPER/SPONSOR shall obtain and carry, at all times during its performance under the Contract Documents, insurance of the types and in the amounts described herein and further set forth in Exhibit D to this Agreement. J. DEVELOPER LIABILITY OBLIGATION Compliance with the insurance requirements in Exhibit D shall not relieve the DEVELOPER/SPONSOR of its liability and obligation under this subsection or under any subsection of this contract. The contract is contingent upon receipt of the insurance documents within fifteen (15) calendar days after the Board of County Commissioners' approval. If the Insurance certificate is received within the specified period, but not in the manner prescribed in Non -Profit Page 7 of 26 2010 -HOME Template 16D15 these requirements, the DEVELOPEWSPONSOR shall be verbally notified of the deficiency and shall have an additional five (5) calendar days to submit a corrected Certificate to the County. If the DEVELOPER/SPONSOR fails to submit the required insurance documents in the manner prescribed in these requirements within twenty (20) calendar days after the Board of County Commissioners' approval, the DEVELOPER/SPONSOR shall be in default of the terms and conditions of the contract. K. INDEPENDENT AGENT AND EMPLOYEES The DEVELOPER/SPONSOR agrees that it will be acting as an independent agent and that its employees are not Collier County employees and are not subject to the County provisions of law applicable to County employees relative to employments, hours of work, rates of compensation, leave, unemployment and employee benefits. VII. ADMINISTRATIVE REQUIREMENTS A. FINANCIAL MANAGEMENT The DEVELOPER/SPONSOR agrees to comply with OMB Circular A —110 (Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals and other Non -Profit Organizations) and agrees to adhere to the accounting principles and procedures required therein, utilize adequate internal controls, and maintain necessary source documentation for all costs incurred. B. DOCUMENTATION AND RECORDKEEPING The DEVELOPER/SPONSOR shall maintain all records required by the HOME Federal Regulations for a period of five years (5) years after expiration of this Agreement. 2. All reports, plans, surveys, information, documents, maps, and other data procedures developed, prepared, assembled, or completed by the DEVELOPER/SPONSOR for the purpose of this Agreement shall be made available to the COUNTY by the DEVELOPER/SPONSOR at any time upon request by IIHS. Upon completion of all work contemplated under this Agreement copies of all documents and records relating to this Agreement shall be surrendered to FIRS if requested. 3. The DEVELOPEWSPONSOR shall submit reports as required to assist the COUNTY in the preparation of HUD Labor Relations, WBE /MBE, Equal Opportunity Employment, and HUD Section 3 reports, pursuant to 24 CFR 570.502, 507. and 92 (3)(vi). ** *RESEARCH. 4. DEVELOPER/SPONSOR shall submit monthly beneficiary reports to HISS using Exhibit "C ". Non -Profit Page 8 of 26 2010 -}COME Template 16015 5. The DEVELOPER/SPONSOR shall maintain records showing compliance with the Davis -Bacon Law, including files containing contractor payrolls, employee interviews, Davis -Bacon wage rates, and administrative cross - referencing. DEVELOPER/SPONSOR shall maintain records showing contractor compliance with the Contract Work Hours and Work Safety Law. Similarly, the DEVELOPER/SPONSOR shall maintain records showing compliance with federal purchasing requirements and with other federal requirements for grant implementation. 6. Indirect Costs: If indirect costs are charged, the Developer will develop an indirect cost allocation plan for determining the appropriate Developer's share of administrative costs and shall submit such plan to the County for approval, in a form specified by the County. 7. Failure to adequately maintain any former HOME funded project may result in the delay of processing reimbursement requests for ongoing activities or in the forfeiture of future HOME funds. 8. The DEVELOPER/SPONSOR will be responsible for the creation and maintenance of income eligible files on clients served and documentation that all households are eligible under HUD Income Guidelines. 9. The DEVELOPER/SPONSOR further agrees that HHS shall be the final arbiter on the DEVELOPER /SPONSOR'S compliance with the above. C. REPORTS, AUDITS, AND EVALUATIONS Reimbursement will be contingent on the timely receipt of complete and accurate reports required by this Agreement, and on the resolution of monitoring or audit findings identified pursuant to this Agreement. D. ADDITIONAL HOUSING & HUMAN SERVICES, COUNTY, AND HUD REQUIREMENTS The SUBRECIPIENT agrees to utilize funds available under this Agreement to supplement rather than supplant funds otherwise available for specified activities. E. WRITTEN APPROVALS- SUMMARY (1) All subcontracts and agreements proposed to be entered into by the DEVELOPER/SPONSOR pursuant to this Agreement; (2) All capital equipment expenditures of $1,000 or more; (3) All out -of -town travel; (travel shall be reimbursed in accordance with § 112.061, Fla. Stat., unless otherwise required by HOME); (4) All change orders; and Non -Profit Page 9 of 26 2010 -HOME Template 16015 (5) All requests to utilize uncommitted funds after the expiration of this agreement for programs described in Exhibit A, and (6) All rates of pay and pay increases paid out of HOME funds, whether for merit or cost of living. F. PURCHASING All purchasing for services and goods, including capital equipment, shall be made by purchase order or by a written contract and in conformity with the procedures prescribed by the Federal Management Circulars A -110, A -122, 24 CFR Part 84, and 24 CFR Part 85, which are incorporated herein by reference. G. AUDITS AND INSPECTIONS 1. Non - profit organizations that expend $500,000 or more annually in federal awards shall have a single or program- specific audit conducted for that year in accordance with OMB A -133. Non - profit organizations expending federal awards of $500,000 or more under only one federal program may elect to have a program- specific audit performed in accordance with OMB A -133. 2. Non - profit organizations that expend less than $500,000 annually in federal awards shall be exempt from an audit conducted in accordance with OMB A -133, although their records must be available for review (e.g., inspections, evaluations). These agencies are required by HHS to submit "Reduced Scope" audits (e.g., financial audit, performance audits). They may choose, instead of a Reduced Scope Audit, to have a program Audit conducted for each federal award in accordance with federal laws and regulations governing the program in which they participate. 3. When the requirements of OMB A -133 apply, or when the DEVELOPER/SPONSOR elects to comply with OMB A -133, an audit shall be conducted for each fiscal year for which federal awards attributable to this contract have been received by the DEVELOPER/SPONSOR. A copy of the audit report must be received by HHS no later than six months following the end of the DEVELOPER/SPONSOR's fiscal year. 4. If an audit is required by Section G of this contract, but the requirements of OMB A -133 do not apply or are not elected, the DEVELOPER/SPONSOR may choose to have an audit performed either on the basis of the DEVELOPER/SPONSOlt's fiscal year or on the basis of the period during which HHS- federal assistance has been received. In either case, each audit shall cover a time period of not more than twelve months and an audit shall be submitted covering each assisted period until all the assistance received from this contract has been reported. Each audit shall adhere to all other audit standards of OMB A- 133, as these may be limited to cover only those services undertaken pursuant to Non -Profit Page 10 of 26 2010 -140ME Template 16D 15 the terms of this contract. A copy of the audit report must be received by HHS no later than six months following each audit period. 5. The DEVELOPER /SPONSOR shall maintain all contract Records in accordance with generally accepted accounting principles, procedures, and practices which shall sufficiently and properly reflect all revenues and expenditures of funds provided directly or indirectly by the County pursuant to the terms of this Agreement. 6. The DEVELOPER/SPONSOR shall include in all HHS approved subcontracts used to engage subcontractors to carry out any eligible substantive programmatic services, as such services are described in this contract and defined by HHS, each of the record - keeping and audit requirements detailed in this contract. HHS shall, in its sole discretion, determine when services are eligible substantive programmatic services and subject to the audit and record - keeping requirements described above. H. PROGRAM - GENERATED INCOME All income earned by the DEVELOPER/SPONSOR from activities financed in whole or in part by funds provided hereunder must be reported to HHS. Such income would include, but not be limited to, income from service fees, sale of commodities, and rental or usage fees. The DEVELOPER/SPONSOR shall report its plan to utilize such income to HHS, and said plan shall require the prior written approval of the HHS Department or designee. Accounting and disbursement of such income shall comply with OMB Circular A -110 (Uniform Administrative Requirement for Federal Grants) and other applicable regulations incorporated herein by reference. Program Income, as defined by 24 CFR 92.503 for HOME funds, may be retained by the Agency. Program Income shall be utilized to undertake activities specified in "Exhibit A" of this Agreement, and all provisions of this Agreement shall apply to stated activities. Any Program Income received by the DEVELOPER/SPONSOR or its sub - contractors shall be returned to the COUNTY unless the DEVELOPER/SPONSOR requests and is authorized to utilize uncommitted funds. I. GRANT CLOSEOUT PROCEDURES DEVELOPER/SPONSOR's obligation to the COUNTY shall not end until all closeout requirements are completed. Activities during this closeout period shall include, but not be limited to; making final payments, disposing of program assets (including the return of all unused materials, equipment, unspent cash advances, program income balances, and receivable accounts to the COUNTY), and determining the custodianship of records. Non -Profit Page 11 of 26 2010 -HOME Template 16D 15 VIII. OTHER PROGRAM REQUIREMENTS A. OPPORTUNITIES FOR RESIDENTS AND CIVIL RIGHTS COMPLIANCE The DEVELOPER/SPONSOR agrees that no person shall be excluded from the benefits of or be subjected to, discrimination under any activity carried out by the performance of this Agreement on the basis of race, color, disability, national origin, religion, age, familial status, or sex. Upon receipt of evidence of such discrimination, the COUNTY shall have the right to terminate this Agreement. To the greatest extent feasible, lower- income residents of the project areas shall be given opportunities for training and employment; and to the greatest feasible extent eligible business concerns located in or owned in substantial part by persons residing in the project areas shall be awarded contracts in connection with the project. The DEVELOPER/SPONSOR shall comply with the Section 3 of the Housing and Community Development Act of 1968. B. OPPORTUNITIES FOR SMALL AND MINORITY /WOMEN -OWNED BUSINESS ENTERPRISES In the procurement of supplies, equipment, construction, or services, the DEVELOPER/SPONSOR shall make a positive effort to utilize small business and minority /women -owned business enterprises of supplies and services, and provide these sources the maximum feasible opportunity to compete for contracts to be performed pursuant to this Agreement. To the maximum extent feasible, these small business and minority /women- owned business enterprises shall be located in or owned by residents of the HOME areas designated by Collier County in the Annual Consolidated Plan approved by HUD. C. PROGRAM BENEFICIARIES At least fifty -one percent (51 %) of the beneficiaries of a project funded through this Agreement must be very low, low- income persons. If the project is located in an entitlement city, as defined by HUD, or serves beneficiaries countywide, more than thirty percent (30 %) of the beneficiaries directly assisted under this Agreement must reside in unincorporated Collier County or in municipalities participating in the County's Urban County Qualification Program. The project funded under this Agreement shall assist beneficiaries as defined above for the time period designated in Exhibit A of this Agreement. The DEVELOPER/SPONSOR shall provide written verification of compliance to HHS upon HHS' request. D. CONFLICT OF INTEREST The DEVELOPER/SPONSOR covenants that no person who presently exercises any functions or responsibilities in connection with the Project, has any personal financial interest, direct or indirect, in the target areas or any parcels therein, which would conflict in any manner or degree with the performance of this Agreement and that no person having any conflict of interest shall be employed by or subcontracted by the DEVELOPER/SPONSOR. Any possible conflict of interest on the part of the DEVELOPER/SPONSOR or its employees shall be disclosed in Non -Profit Page 12 of 26 2010 -HOME Template writing to HHS. (See 24 CFR 92.356). E. PUBLIC ENTITY CRIMES 16D15 As provided in Section 287.133, Fla. Stat., by entering into this Agreement or performing any work in furtherance hereof, the DEVELOPER/SPONSOR certifies that it, its affiliates, suppliers, subcontractors and consultants who will perform hereunder, have not been placed on the convicted vendor list maintained by the State of Florida Department of Management Services within the 36 months immediately preceding the date hereof. This notice is required by Section 287.133(3)(a), Fla. Stat. F. DRUG -FREE WORKPLACE REQUIREMENTS The DEVELOPER/SPONSOR must certify that it will provide drug -free workplaces in accordance with the Drug -Free Workplace Act of 1988 (41 USC 701). G. CERTIFICATION REGARDING LOBBYING The undersigned certifies, to the best of his or her knowledge and belief, that: No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement. 2. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form -LLL, 'Disclosure Form to Report Lobbying ", in accordance with its instructions. 3. The undersigned shall require that the language of this certification be included in the award documents for all sub - awards at all tiers (including subcontracts, subgrants, contracts under grants, loans, and cooperative agreements) and that all DEVELOPER/SPONSOR'S shall certify and disclose accordingly. H. REAL PROPERTY Any real property acquired by the DEVELOPER /SPONSOR for the purpose of carrying on the projects stated herein, and approved by the COUNTY in accordance with the Uniform Non -Profit Page 13 of 26 2010 -HOME Template 16D 15 Relocation Assistance and Real Property Acquisition Policies Act of 1970 and 49 CFR part 24, shall be subject to the provisions of the CDBG /HOME Regulations including, but not limited to, the provisions on use and disposition of property. Any real property within the DEVELOPER/SPONSOR's control, which is acquired or improved in whole or part with CDBG /HOME funds in excess of $25,000, must adhere to the CDBG /HOME Regulations at 24 CFR 570.505. IX. ENVIRONMENTAL CONDITIONS The DEVELOPER/SPONSOR agrees to comply with the following requirements: A. AIR AND WATER 1. Clean Air Act, 41 USC 7401, et seq. 2. Federal Water Pollution Control Act, 33 USC 1251, et seq., as amended. B. FLOOD DISASTER PROTECTION In accordance with the requirements of the Flood Disaster Protection Act of 1973 (42 USC 4002), the DEVELOPER/SPONSOR shall assure that for activities located in an area identified by FEMA as having special flood hazards, flood insurance under the National Flood Insurance Program is obtained and maintained. If appropriate, a letter of map amendment (LOMA) may be obtained from FEMA, which would satisfy this requirement and /or reduce the cost of said flood insurance. C. LEAD -BASED PAINT The DEVELOPER/SPONSOR agrees that any construction or rehabilitation of residential structures with assistance provided under this contract shall be subject to HUD Lead - Based Paint Poisoning Prevention Act found in 24 CFR 92.355. D. HISTORIC PRESERVATION The DEVELOPER/SPONSOR agrees to comply with the Historic Preservation requirements set forth in the National Historic Preservation Act of 1966, as amended (16 USC 470) and the procedures set forth in 36 CFR 800, Advisory Council on Historic Preservation Procedures for Protection of Historical Properties. X. CONDITIONS FOR RELIGIOUS ORGANIZATIONS HOME funds may not be used for religious activities or provided to primarily religious organizations. 24 CFR 92.257 specifies the limitations on HOME funds for faith based activities. Non -Profit Page 14 of 26 2010 -HOME Template 16D 19 X1. REVERSION OF ASSETS Upon expiration of the Agreement, the DEVELOPEWSPONSOR shall transfer to the COUNTY any HOME funds on hand at the time of expiration and any accounts receivable attributable to the use of HOME funds. 24 CFR 92.504(2)(vii). XII. SEVERABILITY OF PROVISIONS If any provision of this Agreement is held invalid, the remainder of this Agreement shall not be affected thereby if such remainder would then continue to conform to the terms and requirements of applicable law. XI11. COUNTERPARTS OF THE AGREEMENT This Agreement, consisting of twenty -seven (27) enumerated pages, which include the exhibits referenced herein, shall be executed in two (2) counterparts, each of which shall be deemed to be an original, and such counterparts will constitute one and the same instrument. XIV. This Agreement and its provisions merge any prior agreements, if any, between the parties hereto and constitutes the entire understanding. The parties hereby acknowledge that there have been and are no representations, warranties, covenants, or undertakings other than those expressly set forth herein. Non -Profit Page 15 of 26 2010 -HOME Template 16D 15 IN WITNESS WHEREOF, the DEVELOPER/SPONSOR and the County, have each, respectively, by an authorized person or agent, hereunder set their hands and seals on this DATE, 2010. BOARD OF COUNTY COMMISSIONERS ATTEST: COLLIER COUNTY, FLORIDA Dwight E. Brock, Clerk of Courts Dated: (SEAL) First Witness Type /print witness name Second Witness Type /print witness name Approved as to form and legal sufficiency: Assistant County Attorney Signature Type /Print Name MM : FRED W. COYLE, Chairman DEVELOPER, INC. DEVELOPER/SPONSOR Signature Name, Vice President & CFO Non -Profit Page 16 of 26 2010 -HOME Template SCOPE OF SERVICES HOME NAME OF PROJECT THE DEVELOPER/SPONSOR AGREES TO: A. PROJECT DESCRIPTION: Developer Name =' will undertake the construction and development of thirty -six (36) affordable workforce housing units known as XXXXXXXXXXX on a six acre tract of land. These 36 units will target households seeking affordable workforce housing and earning 80% or less of area median income. Funding in the amount of \DOLLAR ATv10i3j T ($XXX,XXX.) will be allocated from HOME funding for expenses and fees incurred in the construction and development phase of this project. The DEVELOPER/SPONSOR shall submit to Housing & Human Services a certification that all households meet income qualification and legal residency requirements prior to full occupancy. The anticipated annual household income of the participant shall be verified and not exceed the income limits as mandated by the U.S. Department of Housing and Urban Development (HUD). Final completion date shall be no later than DATE. The DEVELOPER/SPONSOR will be responsible for the following: The DEVELOPER/SPONSOR will provide a specific working budget with tasks and a realistic timetable as relates to all HOME and non -HOME funds and shall be submitted within thirty (30) days of the agreement approval. If documents are not received, requests for payments will not be processed. The DEVELOPER/SPONSOR will be responsible for the creation and maintenance of income eligibility files on clients served and documentation that all households are eligible under HUD Income Guidelines. If applicable: Posting of visible signage at the work site identifying the funding source(s) as mentioned in section VII part G. NOTE 1: The DEVELOPER/SPONSOR shall submit its bid package, proposed bid system and drawings /specifications to HHS and obtain approval prior to bidding the construction work. The final number of units to be constructed must be approved by HHS staff if a significant change in units constructed changes. A significant change is any change greater than a 10% deviation from the 36 units. NOTE 2: The DEVELOPER/SPONSOR shall prioritize the work in the Project, and shall bid such work in a sealed bid manner that would allow the receipt of itemized costs from bidders, which would then allow the award of items that can be funded by the budget. The DEVELOPER/SPONSOR shall require a bid bond, 100% payment bond, and 100% performance bond for any contract that exceeds $100,000. Exhibit A. Continued Non -Profit Page 17 of 26 2010 -HOME Template 6D15 EXHIBIT "A" SCOPE OF SERVICES HOME NAME OF PROJECT THE DEVELOPER/SPONSOR AGREES TO: A. PROJECT DESCRIPTION: Developer Name =' will undertake the construction and development of thirty -six (36) affordable workforce housing units known as XXXXXXXXXXX on a six acre tract of land. These 36 units will target households seeking affordable workforce housing and earning 80% or less of area median income. Funding in the amount of \DOLLAR ATv10i3j T ($XXX,XXX.) will be allocated from HOME funding for expenses and fees incurred in the construction and development phase of this project. The DEVELOPER/SPONSOR shall submit to Housing & Human Services a certification that all households meet income qualification and legal residency requirements prior to full occupancy. The anticipated annual household income of the participant shall be verified and not exceed the income limits as mandated by the U.S. Department of Housing and Urban Development (HUD). Final completion date shall be no later than DATE. The DEVELOPER/SPONSOR will be responsible for the following: The DEVELOPER/SPONSOR will provide a specific working budget with tasks and a realistic timetable as relates to all HOME and non -HOME funds and shall be submitted within thirty (30) days of the agreement approval. If documents are not received, requests for payments will not be processed. The DEVELOPER/SPONSOR will be responsible for the creation and maintenance of income eligibility files on clients served and documentation that all households are eligible under HUD Income Guidelines. If applicable: Posting of visible signage at the work site identifying the funding source(s) as mentioned in section VII part G. NOTE 1: The DEVELOPER/SPONSOR shall submit its bid package, proposed bid system and drawings /specifications to HHS and obtain approval prior to bidding the construction work. The final number of units to be constructed must be approved by HHS staff if a significant change in units constructed changes. A significant change is any change greater than a 10% deviation from the 36 units. NOTE 2: The DEVELOPER/SPONSOR shall prioritize the work in the Project, and shall bid such work in a sealed bid manner that would allow the receipt of itemized costs from bidders, which would then allow the award of items that can be funded by the budget. The DEVELOPER/SPONSOR shall require a bid bond, 100% payment bond, and 100% performance bond for any contract that exceeds $100,000. Exhibit A. Continued Non -Profit Page 17 of 26 2010 -HOME Template IS C. 16D 15 NOTE 3: The DEVELOPER/SPONSOR shall not award the construction contract for the Project until sufficient funding is available to complete the established scope of work. The DEVELOPER/SPONSOR shall obtain HHS's approval prior to awarding the construction contract to be funded through this agreement. After awarding such contract the DEVELOPER/SPONSOR shall submit bid minutes to HHS. HHS's approval is required prior to executing any change orders to such contract. NOTE 4: The DEVELOPER/SPONSOR shall not request reimbursement from HHS for materials or equipment received and stored on the project site or elsewhere. The DEVELOPER/SPONSOR shall only request reimbursement for materials and equipment that have been installed. The DEVELOPER/SPONSOR further agrees that HHS, in consultation with any parties HHS deems necessary, shall be the final arbiter on the DEVELOPER/SPONSOR's compliance with the above. BUDGET: Construction and Development - (HOME) Line Item: Construction Building Permits/Impact Fees Contingency @5% Subtotal Construction General Development Costs (Soft) Accounting Fees Appraisal Architect Fees Builders Risk Insurance Construction Cost Analysis Engineering Fees & Platting Environmental Fees Total Inspection Fees Insurance Legal Fees Market Study Marketing & Advertising Soil Test Report Survey Utility Connections Contingency @5% Subtotal General Dev Costs Subtotal Dev Costs SXXX,XXX If indirect costs are charged, the DEVELOPER/SPONSOR will develop an indirect cost allocation plan for determining the appropriate DEVELOPER/SPONSOR share of administrative costs and shall submit such plan to the County for approval, in a form specified by the County. STAFFING: Provide list of staff directly responsible for reporting and request for payment processing. D. BONDING REQUIREMENTS: The DEVELOPER/SPONSOR shall comply with the requirements of OMB Circular A -110 (Uniform Administrative Requirement for Federal Grants) and 24 CFR Part 84 in regard to any bid guarantees, performance bonds, and payment bonds. E. FORMER PROJECTS: Failure to adequately maintain any former HOME funded project may result in the delay of processing reimbursement requests for ongoing activities or in the forfeiture of future HOME funds. Non -Profit Page 18 of 26 2010 -HOME Template Exhibit A, Continued 7-6015 F. WORK SCHEDULE: The time frame for completion of the outlined activities shall be: Milestone Deadline Design and related soft costs December, 20XX Construction December, 20XX Completion December, 20XX Please note that if any of these activities exceed the timelines by two months a revised work schedule must be submitted to HHS. G. REPORTS: The DEVELOPER/SPONSOR shall submit detailed monthly progress reports to HHS outlining the status of specific activities under the project. Each report must account for the total activity for which the DEVELOPER/SPONSOR is paid with HOME funds, in part or in whole, and which is required in fulfillment of their obligations regarding the Project. The progress reports shall be submitted on the form Exhibit "E ". The progress reports shall be used as an additional basis for HHS's approval of invoices, etc. for reimbursement. After funding is expended, the monthly reporting requirements remain until 51% of the units are occupied. H. OUTCOME PERFORMANCE MEASUREMENTS: OBJECTIVE OUTCOMES ACTIVITY INDICATORS DECENT HOUSING Affordable housing Construction development Number of new Low - moderate clientele through the creation of of 36 new single- family housing units built 24 CFR 570.208(a)(2) thirty -six (36) housing housing units. (36). units. 17B Infrastructure Development DAVIS -BACON ACT: The DEVELOPER/SPONSOR shall request the County to obtain a Davis -Bacon wage decision for the project prior to advertising the construction work. The DEVELOPER/SPONSOR shall incorporate a copy of the Davis -Bacon wage decision and disclose the requirements of the Davis -Bacon Act in its construction bid solicitation and sub - contract(s). COMPENSATION: The County shall reimburse the DEVELOPER/SPONSOR for the performance of this Agreement upon completion or partial completion of the work tasks as accepted and approved by HHS pursuant to the submittal of monthly progress reports as identified in Section G. Payments shall be made to the DEVELOPER/SPONSOR when requested as work progresses, but not more frequently than once per month. Adherence to the work schedule identified in Section F will be required, unless modified in writing by the parties. Payment will be made upon receipt of a proper invoice and in compliance with Section 218.70, Fla. Slats., otherwise known as the "Local Government Prompt Payment Act ". End of Exhibit A Non -Profit Page 19 of 26 2010 -HOME Template EXHIBIT "B" COLLIER COUNTY HOUSING AND HUMAN SERVICES REQUEST FOR PAYMENT SECTION I: REQUEST FOR PAYMENT DEVELOPER/SPONSOR Name: Name of Developer. DEVELOPER/SPONSOR Address: Project Name: Name of Project Project No: HM10 -XX Payment Request # Dollar Amount Requested: $ SECTION II: STATUS OF FUNDS 1. Grant Amount Awarded 16015 $ XXX,XXX 2. Sum of Past Claims Paid on this Account 3. Total Grant Amount Awarded Less Sum Of Past Claims Paid on this Account $ 4. Amount of Previous Unpaid Requests 5. Amount of Today's Request 6. Current Grant Balance (Initial Grant Amount Awarded Less Sum of all requests) $ I certify that this request for reimbursement has been drawn in accordance with the terms and conditions of the Agreement between the County and us as the Sub - recipient. I also certify that the amount of the Request for Reimbursement is not in excess of current needs. Signature Date Title Authorizing Grant Coordinator Supervisor Dept Director (approval authority under $14,9991 (approval required $15,000 and above) End of Exhibit B Non -Profit Page 20 of 26 2010 -HOME Template EXHIBIT "C' ADDITIONAL HOME GRANT REQUIREMENTS No additional HOME requirements for this agreement End of Exhibit C Non -Profit Page 21 of 26 2010 -HOME Template 16015 EXHIBIT "D" INSURANCE REQUIREMENTS 16D 15 The DEVELOPER/SPONSOR shall furnish to Collier County, c/o Housing and Human Services Department, 3301 E Tamiami Trail Building H Suite 211, Naples, Florida 34112, Certificate(s) of Insurance evidencing insurance coverage that meets the requirements as outlined below: (a.) Workers' Compensation as required by Chapter 440, Florida Statutes. (b.) Public Liability Insurance on a comprehensive basis in an amount no less than $300,000 per occurrence for combined Bodily Injury and Property Damage. Collier County must be shown as an additional insured with respect to this coverage. (c) Automobile Liability Insurance covering all owned, non -owned and hired vehicles used in connection with this contract in an amount not less than $300,000 per occurrence for combined Bodily Injury and Property Damage. DESIGN STAGE (IF APPLICABLE) In addition to the insurance required in (1) — (3) above, a Certificate of Insurance must be provided as follows: (d.) Professional Liability Insurance in the name of the DEVELOPER/SPONSOR or the licensed design professional employed by the DEVELOPER/SPONSOR in an amount not less than $300,000 per occurrence providing for all sums which the DEVELOPER/SPONSOR and /or the design professional shall become legally obligated to pay as damages fro claims arising out of the services performed by the DEVELOPER/SPONSOR or any person employed by the DEVELOPER/SPONSOR in connection with this contract. This insurance shall be maintained for a period of two (2) years after the certificate of Occupancy is issued. CONSTRUCTION PHASE (IF APPLICABLE) In addition to the insurance required in (1) — (4) above, the DEVELOPER/SPONSOR shall provide or cause its Subcontractors to provide original policies indicating the following types of insurance coverage prior to any construction: (e.) Completed Value Builder's Risk Insurance on an "All Risk" basis in an amount not less than one hundred (100 %) percent of the insurable value of the building(s) or structure(s). The policy shall be in the name of Collier County and the DEVELOPER /SPONSOR. Non -Profit Page 22 of 26 2010 -HOME Template Exhibit D, Continued 1 6 D 15 (f) Flood Insurance shall be provided for those properties found to be within a flood hazard zone, in an amount not less than the full replace values of the completed structure(s) or the maximum amount of coverage available through the National Flood Insurance Program (NFIP), whichever is greater. The policy will show Collier County as a Loss Payee A.T.I.M.A. This policy will be provided as such time that he buildings' walls and roof exist. OPERATION /MANAGEMENT PHASE (IF APPLICABLE) After the Construction Phase is completed and occupancy begins, the following insurance must be kept in force throughout the duration of the loan and/or Contract: (g.) Public Liability coverage in an amount not less than $1,000,000 per occurrence for combined Bodily Injury and Property damage. Collier County must be shown as an additional insured with respect to this coverage. (h.) Property Insurance coverage on an "All Risk" basis in an amount not less than one hundred (100 %) of the replacement cost of the property. Collier County must be shown as a Loss payee with respect to this coverage A.T.I.M.A. (i.) Flood Insurance coverage for those properties found to be within a flood hazard zone for the full replacement values of the structure(s) or the maximum amount of coverage available through the National Flood Insurance Program (NFIP). The policy must show Collier County as a Loss Payee A.T.I.M.A. End of Exhibit D Non -Profit Page 23 of 26 2010 -HOME Template "ATTACHMENT E" 16D 15 HOME MONTHLY PROGRESS REPORT Complete form jar past month and submit to Housing & Human Services staff by the I ffft of the following month. Status Report for Month of Project Name Date: Project Number HM 10 -XX Activity Number DEVELOPER/SPONSOR: Contact Person Name, Vice President & CFO Telephone: 239 - xxx -xxxx Fax: 239 - xxx -xxxx E -mail: 1. Activity Status/Milestones (describe any action taken, relating to this project, during the past month): 2. What events /actions are scheduled for the next two months? 3. Describe any affirmative marketing you have implemented regarding this project. Please list and attach any recent media coverage of your organization relating to this project. 4. List any additional data relevant to the outcome measures listed on the application for this project. 5. Identify any potential issues that may cause delay. Exhibit E, Continued Non -Profit Page 24 of 26 2010 -HOME Template 6. New contracts executed this month (if applicable): Name of Contractor or Subcontractor, Address & Phone Number Amount of Contract Contractor Federal ID Number Race (see definitions on following page) Ethnicity (see definitions on following page) Total Number of Extremely Very Low Income Female Head of Households or Persons Lo" Income Lo" Income (5I -80 %) Household 7. For projects that serve a particular clientele, please complete the following information by entering the appropriate number in the blank spaces and in the chart below. Complete the below chart for NEW clients served this month. DO NOT DUPLICATE clients served in previous months. You may provide data by either households or persons served. However, if one person received TWO services this counts as TWO SERVICE UNITS: 6. TOTAL BENEFICIARIES This project benefits households or persons. Please circle one category (either "households" or "persons "). Enter the number of beneficiaries in the blank space and in box "1. INCOME Of the households or persons assisted, are extremely low- income income (0 -30 %) of the current Median Family Income (MFI). Enter this number in box "2. " Of the households or persons assisted, are very low- income (31 -50 %) of the current Median Family Income (MFI). Enter this number in box "3. " Of these households or persons assisted, are low- income (51 -80 %) of the current Median Family Income (MFI). Enter this number in box "4. " NOTE: The total of boxes 2,3 and 4 should equal the number in box 1. FEMALE HEAD OF HOUSEHOLD This project assisted Female Head of Households REGARDLESS of income. Enter this number in box "5" below. BOX I BOX 2 13OX 3 BOX 4 BOX 5 Total Number of Extremely Very Low Income Female Head of Households or Persons Lo" Income Lo" Income (5I -80 %) Household Assisted (0 -30 %) (31 -50%) DEVELOPER must indicate total beneficiaries for Race AND Ethnicity Exhibit E, Continued Non -Profit Page 25 of 26 2010 -HOME Template Definitions of Race: 16 ®15 White: A person having origins in any of the original peoples of Europe, the Middle East, or North Africa. Black or African - American: A person having origins in any of the black racial groups of Africa. Asian: A person having origins in any of the original peoples of the Far East, Southeast Asia, or the Indian subcontinent including, for example, Cambodia, China, India, Japan, Korea, Malaysia, Pakistan, the Philippine Islands, Thailand, and Vietnam. American Indian or Alaska Native: A person having origins in any of the original peoples of North and South America (including Central America), and who maintains tribal affiliation or community attachment. Native Hawaiian or Other Pacific Islander: A person having origins in any of the original people of Hawaii, Guam, Samoa, or other Pacific Islands. Definitions of Ethnicity: Hispanic or Latino: A person of Cuban, Mexican, Puerto Rican, South or Central American, or other Spanish culture or origin, regardless of race. Tabulation Table of Race and Ethnicitv Beneficiaries Race _ # Total I # Hispanic White Black or African American Asian American Indian or Alaskan Native Native Hawaiian or Other Pacific Islander American Indian/Alaska Native and White Asian and White Black /African American and White American Indian/Alaskan Native and Black /African American Other Multi - Racial TOTAL: End of Exhibit E Non -Profit Page 26 of 26 2010 -HOME Template 16n 15 Collier County, Florida Template: Sub - recipient ESG Agreement FY2010 -2011 Action Plan 16015 AGREEMENT BETWEEN COLLIER COUNTY AND NON - PROFIT Catalog of Federal Domestic Assistance # 14.231 HUD Grant # 5- 10 -UC -12 -0024 THIS AGREEMENT, is entered into this day of 20 , by and between Collier County, a political subdivision of the State of Florida, ( "COUNTY ") and the "NON- PROFIT" a private not- for - profit corporation existing under the laws of the State of Florida, having its principal office at ADDRESS, and its Federal Tax Identification number as ID #, ( "SUBRECIPIENT "). WHEREAS, Collier County has entered into an agreement with the United States Department of Housing and Urban Development ( "HUD ") for a grant for the execution and implementation of a Emergency Shelter Grant ( "ESG ") Program in certain areas of Collier County, pursuant the Stewart B. McKinney Homeless Assistance Act (24 CFR 576); and WHEREAS, pursuant to the aforesaid agreement, COUNTY is undertaking certain activities to primarily benefit homeless individuals in Immokalee with the use of ESG funds; to improve the quality of life in Collier County by providing assistance for emergency - transitional shelter clients at -risk of becoming homeless as described in the Consolidated Plan submission; and WHEREAS, the Board of County Commissioners of Collier County approved the Collier County Consolidated Plan One -Year Action Plan for Federal Fiscal Year 2010 -2011 for the ESG Program by Resolution No. -------------- - - - - -, on April 27,2010; and WHEREAS, HUD approved the County's Consolidated Plan One -Year Action Plan for Federal Fiscal Year 2010 -2011 for the ESG Program and the use of the ESG funds for the activities identified in the Plan; and WHEREAS, COUNTY and the SUBRECIPIENT desire to provide the activities specified in Part II of this Agreement, in accord with the approved Annual Consolidated Plan; and WHEREAS, COUNTY desires to engage "Non- profit" to implement such undertakings of the ESG Program as valid and worthwhile County purposes. NOW, THEREFORE, in consideration of the mutual promises and covenants herein contained, it is agreed by the Parties as follows: I. (A) "COUNTY" is Collier County, and where applicable, it's authorized representative(s). (B) "ESG" is the Emergency Shelter Grant Program as defined in 24 CFR 576. (C) "FIRS" is the Department of Housing and Human Services of Collier County. (D) "SUBRECIPIENT" is "- ----------------- --- -- - - - - -- " 2010_ ESG Template Page 1 of 24 Subrecipient Name 16D15 (E) "HHS's Approval" is the written approval of the Department of Housing and Human Services or designee. (F) "HUD" is the U.S. Department of Housing and Urban Development or a person authorized to act on its behalf. (G) "Homeless" is the term as defined in 42 USC 11302. (H) "Emergency Shelter" means any facility, the primary purpose of which is to provide temporary or transitional shelter for the homeless in general or for specific populations of the homeless. (24 CFR 576.3) (I) "Project" is the work to be performed as set forth in Exhibit "A ". (J) "Essential services" includes services concerned with employment, health, drug abuse and education. (24 CFR 576.3) II. SCOPE OF SERVICES The SUBRECIPIENT shall, in a satisfactory and proper manner, as determined by HHS, perform the tasks necessary to conduct the program outlined in Exhibit "A," and shall submit each request for reimbursement using Exhibit `B" along with the submission of monthly progress reports, Exhibit "C," all of which are attached hereto and made a part hereof. III. TIME OF PERFORMANCE The effective date of the Agreement between HUD and Collier County shall be Month, Date, Year . The services of the SUBRECIPIENT shall be undertaken and completed in light of the purposes of this Agreement. Subrecipients are authorized to incur eligible expenses after that date and prior to execution of this Agreement subject to HHS prior written approval. In any event, all services required hereunder shall be completed by the SUBRECIPIENT prior to Enter Date from Scope Any funds not obligated by the expiration date of this Agreement shall automatically revert to the COUNTY, as set forth in Part IX (H), and Part VIII (H) below. IV. CONSIDERATION AND LIMITATION OF COSTS The SUBRECIPIENT shall be reimbursed by the COUNTY using HUD funding for allowable costs, determined by HHS, in an amount not to exceed Insert Dollar Value and 00/100 dollars (U.S. $) for the services described in Exhibit "A." All improvements specified in Exhibit "A" shall be performed by SUBRECIPIENT employees, or shall be put out to competitive bidding under a procedure acceptable to the COUNTY and Federal requirements. The SUBRECIPIENT shall enter into contract for improvements with the lowest responsive and qualified bidder. Contract administration shall be handled by the SUBRECIPIENT and monitored by HHS, which shall have access to all records and documents related to the project. The County shall reimburse the SUBRECIPIENT for the performance of this Agreement upon completion or partial completion of the work tasks as accepted and approved by HHS pursuant to the submittal of monthly progress reports. Payments shall be made to the SUBRECIPIENT 2010_ ESC Template Page 2 of 24 Subreeipient Name 16015 when requested as work progresses but not more frequently than once per month. Payment will be made upon receipt of a proper invoice and in compliance with § 218.70, Fla. Stat., otherwise known as the "Local Government Prompt Payment Act." No payment will be made until approved by HHS. V. NOTICES All notices required to be given under this Agreement shall be sufficient when delivered to HHS at its office, presently located at 3050 North Horseshoe Drive, Suite 110, Naples, Florida 34104, and to the SUBRECIPIENT when delivered to its office at the address listed on page one (1) of this Agreement. VI. GENERAL CONDITIONS A. IMPLEMENTATION OF PROJECT The SUBRECIPIENT shall implement this Agreement in accordance with applicable Federal, State, and County laws, ordinances and codes and with the procedures outlined in HHS' Policies and Procedures memoranda. Should a project receive additional funding after the commencement of this Agreement, the SUBRECIPIENT shall notify HHS in writing within thirty (30) days of receiving notification from the funding source and submit a cost allocation plan for approval by HHS or its designee within forty -five (45) days of said official notification. B. DEBARMENT The SUBRECIPIENT certifies that neither it, nor its principals, is presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any Federal Department or agency; and, that the SUBRECIPIENT shall not knowingly enter into any lower tier contract, or other covered transaction, with a person who is similarly debarred or suspended from participating in this covered transaction. C. LOCAL AND FEDERAL RULES, REGULATIONS AND LAWS The SUBRECIPIENT agrees to comply with any applicable laws, ordinances, regulations and orders of the State, local and Federal governments, including, but not limited to: 1. 24 CFR Part 576, as amended - The regulations governing the expenditure of Emergency Shelter Grant funds. 2. 24 CFR 58 - The regulations prescribing the Environmental Review procedure. 3. Title VI of the 1984 Civil Rights Act, 42 USC § 2000d, et. seq. 2010 _ESG Template Page 3 of 24 Subrecipient Name 16D15 4. 24 CFR 107 - The regulations issued pursuant to Executive Order 11063 which prohibits discrimination and promotes equal opportunity in housing. 5. Executive Order 11246 ( "Equal Employment Opportunity "), as amended by Executive Orders 11375 and 12086 - which establishes hiring goals for minorities and women on projects assisted with federal funds. 6. Title VII of the 1968 Civil Rights Act as amended by the Equal Employment Opportunity Act of 1972, 42 USC § 2000e, et. seq. 7. 24 CFR 135 — Regulations outlining requirements of Section 3 of the Housing and Urban Development Act of 1968, as amended. 8. Age Discrimination Act of 1975. 9. Contract Work Hours and Safety Standards Act, 40 USC 327 -332. 10. Section 504 of the Rehabilitation Act of 1973, 29 USC 776(b)(5). 11. Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, as amended. 12. 29 CFR Parts 3 and 5 - Regulations which prescribe the payment of prevailing wages and the use of apprentices and trainees on federally assisted projects as mandated by the Davis -Bacon Act. HUD Form 4010 must be included in all construction contracts funded by CDBG. (See 42 USC 276a and 24 CFR 135.11(c)). 13. Executive Order 11914 - Prohibits discrimination with respect to the handicapped in federally assisted projects. 14. Executive Order 11625 and U.S. Department of Housing and Urban Development Circular Letter 79 -45 - which prescribes goal percentages for participation of minority businesses in Community Development Block Grant Contracts. 15. Public Law 100 -430 - the Fair Housing Amendments Act of 1988. 16. Public Law 100 -430, the Fair Housing Amendments of 1988. 17. OMB Circular A -133 - concerning annual audits. 18. OMB Circular A -122 - which identifies cost principles. 19. 24 CFR 84 - Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals and Other Non -Profit Organizations. 2010_ ESG Template Page 4 of 24 Subrecipient Name 16n15 20. 24 CFR 85- Uniform Administrative Requirements for Grants and Agreements to State and Local Governments. 21. Immigration Reform and Control Act of 1986 as located at 8 USC 1324, et seq. and regulations relating thereto. Failure by the SUBRECIPIENT to comply with the laws referenced herein shall constitute a breach of this agreement, and the County shall have the discretion to unilaterally terminate this agreement immediately. 22. Chapter 112, Florida Statutes. 23. Prohibition Of Gifts To County Employees - No organization or individual shall offer or give, either directly or indirectly, any favor, gift, loan, fee, service or other item of value to any County employee, as set forth in Chapter 112, Part I1I, Florida Statutes, Collier County Ethics Ordinance No. 2004 -05, as amended, and County Administrative Procedure 5311. 24. Order of Precedence - In the event of any conflict between or among the terms of any of the Contract Documents, the terms of the Agreement shall take precedence over the terms of all other Contract Documents, except the terms of any Supplemental Conditions shall take precedence over the Agreement. To the extent any conflict in the terms of the Contract Documents cannot be resolved by application of the Supplemental Conditions, if any, or the Agreement, the conflict shall be resolved by imposing the more strict or costly obligation under the Contract Documents upon the Contractor at Owner's discretion. 25. Venue - Any suit or action brought by either party to this Agreement against the other party relating to or arising out of this Agreement must be brought in the appropriate federal or state courts in Collier County, Florida, which courts have sole and exclusive jurisdiction on all such matters. 26. Dispute Resolution - Prior to the initiation of any action or proceeding permitted by this Agreement to resolve disputes between the parties, the parties shall make a good faith effort to resolve any such disputes by negotiation. The negotiation shall be attended by representatives of SUBRECIPIENT with full decision - making authority and by COUNTY'S staff person who would make the presentation of any settlement reached during negotiations to COUNTY for approval. Failing resolution, and prior to the commencement of depositions in any litigation between the parties arising out of this Agreement, the parties shall attempt to resolve the dispute through Mediation before an agreed -upon Circuit Court Mediator certified by the State of Florida. The mediation shall be attended by representatives of SUBRECIPIENT with full decision - making authority and by COUNTY'S staff person who would make the presentation of any settlement reached at mediation to COUNTY'S board for approval. Should either party fail 2010 ESG Template Page 5 of 24 Subreeipient Name `6915 to submit to mediation as required hereunder, the other party may obtain a court order requiring mediation under § 44.102, Fla. Stat. D. SUBCONTRACTS Any work or services subcontracted by the SUBRECIPIENT shall be specifically by written contract or agreement, and such subcontracts shall be subject to each provision of this Agreement and applicable County, State, and Federal guidelines and regulations. Prior to execution by the SUBRECIPIENT of any subcontract hereunder, such subcontracts must be submitted by the SUBRECIPIENT to HHS for its review and approval, which will specifically include a determination of compliance with the terms of the attached Scope of Services set forth in Exhibit "A." This review also includes ensuring that all consultant contracts and fee schedules meet the minimum standards as established by the Collier County Purchasing Department, Florida Statutes and HUD. Reimbursements for such services will be made at SUBRECIPIENT cost. None of the work or services covered by this Agreement, including but not limited to consultant work or services, shall be subcontracted by the SUBRECIPIENT or reimbursed by the COUNTY without prior written approval of the HHS or its designee. E. AMENDMENTS This Agreement, and any exhibit or attachment, may be amended only by written agreement executed by the governing boards of both parties, except that County representative(s) may approve adjustments between line item amounts, scope clarifications, or an extension of time and schedule that do not change the project, or exceed the amount funded by the County, as stated herein. Any modifications to this contract shall be in compliance with the County Purchasing Policy and Administrative Procedures in effect at the time such modifications are authorized. F. INDEMNIFICATION To the maximum extent permitted by Florida law, the SUBRECIPIENT shall indemnify and hold harmless Collier County, its officers and employees from any and all liabilities, damages, losses and costs, including, but not limited to, reasonable attorneys' fees and paralegals' fees, to the extent caused by the negligence, recklessness, or intentionally wrongful conduct of the SUBRECIPIENT or anyone employed or utilized by the SUBRECIPIENT in the performance of this Agreement. This indemnification obligation shall not be construed to negate, abridge or reduce any other rights or remedies which otherwise may be available to an indemnified party or person described in this paragraph. This section does not pertain to any incident arising from the sole negligence of Collier County. The foregoing indemnification shall not constitute a waiver of sovereign immunity beyond the limits set forth in Section 768.28, Florida Statutes. G. GRANTEE RECOGNITION All facilities purchased or constructed pursuant to this Agreement shall be clearly identified as to funding source. The SUBRECIPIENT will include a reference to the financial support herein 2010 _ESG Template Page 6 of 24 Subrecipient Name 16D15 provided by HHS in all publications and publicity. In addition, the SUBRECIPIENT will make a good faith effort to recognize HHS' support for all activities made possible with funds made available under this Agreement. The SUBRECIPIENT will mount a temporary construction sign for projects funded by HHS. This design concept is intended to disseminate key information regarding the development team as well as Equal Housing Opportunity to the general public. The construction sign shall comply with applicable County codes. H. TERMINATION In event of termination for any of the reasons identified in sub - sections 1 -3 as follows, all finished or unfinished documents, data studies, surveys, drawings, maps, models, photographs, reports prepared, and capital equipment secured by the SUBRECIPIENT with funds under this Agreement shall be returned to HHS or the COUNTY. In the event of termination, the SUBRECIPIENT shall not be relieved of liability to the COUNTY for damages sustained by the COUNTY by virtue of any breach of the Contract by the SUBRECIPIENT, and the COUNTY may withhold any payment to the SUBRECIPIENT for set -off purposes until such time as the exact amount of damages due to the COUNTY from the SUBRECIPIENT is determined. TERMINATION FOR CAUSE If through any cause either party shall fail to fulfill in timely and proper manner its obligations under this Agreement, or if either party shall violate any of the covenants, agreements, or stipulations of this Agreement, either party shall thereupon have the right to terminate this Agreement in whole or part by giving written notice of such termination to the other party and specifying therein the effective date of termination. (See 24 CFR 85.43.) 2. TERMINATION FOR CONVENIENCE At any time during the term of this Agreement, either party may, at its option and for any reason, terminate this Agreement upon ten (10) working days written notice to the other party. Upon termination, the COUNTY shall pay the SUBRECIPIENT for services rendered pursuant to this Agreement through and including the date of termination. (See 24 CFR 85.44.) 3. TERMINATION DUE TO CESSATION In the event the grant to the COUNTY under Title I of the Housing and Community Development Act of 1974 (as amended) is suspended or terminated, this Agreement shall be suspended or terminated effective on the date that HUD specifies. I. INSURANCE SUBRECIPIENT shall obtain and carry, at all times during its performance under the Contract Documents, insurance of the types and in the amounts described herein and further set forth in Exhibit "D" to this Agreement. J. SUBRECIPIENT LIABILITY OBLIGATION 2010 esG Template Page 7 of 24 Subrecipient Name 16015 Compliance with the insurance requirements in Exhibit D shall not relieve the SUBRECIPIENT of its liability and obligation under this subsection or under any subsection of this contract. The contract is contingent upon receipt of the insurance documents within fifteen (15) calendar days after the Board of County Commissioners' approval. If the Insurance certificate is received within the specified period, but not in the manner prescribed in these requirements, the SUBRECIPIENT shall be verbally notified of the deficiency and shall have an additional five (5) calendar days to submit a corrected Certificate to the County. If the SUBRECIPIENT fails to submit the required insurance documents in the manner prescribed in these requirements within twenty (20) calendar days after the Board of County Commissioners' approval, the SUBRECIPIENT shall be in default of the terms and conditions of the contract. K. INDEPENDENT AGENT AND EMPLOYEES The SUBRECIPIENT agrees that, in all matters relating to this Agreement, it will be acting as an independent agent and that its employees are not Collier County employees and are not subject to the County provisions of the law applicable to County employees relative to employment, hours of work, rates of compensation, leave, unemployment compensation and employee benefits. L. MATCH REQUIRED Subrecipient must match ESG grant funds dollar for dollar pursuant to 24 CFR 576.51. The match funds can come from the grantee or recipient agency or organization; other federal, state, and local grants; and from in -kind contributions. VII. ADMINISTRATIVE REQUIREMENTS A. FINANCIAL MANAGEMENT The SUBRECIPIENT agrees to comply with OMB Circular A —110 (Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals and other Non -Profit Organizations) and agrees to adhere to the accounting principles and procedures required therein, utilize adequate internal controls, and maintain necessary source documentation for all costs incurred. B. DOCUMENTATION AND RECORDKEEPING 1. The SUBRECIPIENT shall maintain all records as required by ESG. 2. All reports, plans, surveys, information, documents, maps, and other data procedures developed, prepared, assembled, or completed by the SUBRECIPIENT for the purpose of this Agreement shall be made available to the COUNTY by the SUBRECIPIENT at any time upon request by the COUNTY or HHS. Upon completion of all work contemplated under this Agreement copies of all documents and records relating to this Agreement shall be 2010_ESG Template Page 8 of 24 Subrecipient Name 16D15 surrendered to HHS if requested. In any event, the SUBRECIPIENT shall keep all documents and records for four (4) years after expiration of this Agreement. 3. The SUBRECIPIENT shall submit reports as required to assist the COUNTY in the preparation of HUD Labor Relations, WBE /MBE, Equal Opportunity Employment, and HUD Section 3 reports. 4. The SUBRECIPIENT shall submit detailed monthly progress reports to HHS outlining the status of specific activities under the project. Each report must account for the total activity for which the SUBRECIPIENT is paid with ESG funds, in part or in whole, and which is required in fulfillment of their obligations regarding the Project. The progress reports shall be submitted on the form Exhibit "G," Schedule "G -2." 5. The SUBRECIPIENT shall maintain records showing compliance with the Davis - Bacon Law, including files containing contractor payrolls, employee interviews, Davis -Bacon wage rates, and administrative cross - referencing. SUBRECIPIENT shall maintain records showing contractor compliance with the Contract Work Hours and Work Safety Law. Similarly, the SUBRECIPIENT shall maintain records showing compliance with federal purchasing requirements and with other federal requirements for grant implementation. 6. If indirect costs are charged, the SUBRECIPIENT will develop an indirect cost allocation plan for determining the appropriate SUBRECIPIENT'S share of administrative costs and shall submit such plan to the COUNTY for approval, in a form specified by the COUNTY. 7. Failure to adequately maintain any former ESG funded project may result in the delay of processing reimbursement requests for ongoing activities or in the forfeiture of future ESG funds. 8. The SUBRECIPIENT will be responsible for the creation and maintenance of income eligible files on clients served and documentation that all households are eligible under HUD Income Guidelines. The SUBRECIPIENT must ensure confidentiality of records pertaining to provision of family violence prevention or treatment services as set forth in 42 USC 11375(c)(5). 9. The SUBRECIPIENT further agrees that HHS shall be the final arbiter on the SUBRECIPIENT's compliance with the above. C. REPORTS, AUDITS, AND EVALUATIONS Reimbursement will be contingent on the timely receipt of complete and accurate reports required by this Agreement, and on the resolution of monitoring or audit findings identified pursuant to this Agreement. D. ADDITIONAL HOUSING & HUMAN SERVICES, COUNTY, AND HUD REQUIREMENTS 2010 ESG Template Page 9 of 24 Subrecipient Name 16D 15 The SUBRECIPIENT agrees to utilize funds available under this Agreement to supplement rather than supplant funds otherwise available for specified activities. E. WRITTEN APPROVALS (1) All subcontracts and agreements proposed to be entered into by the SUBRECIPIENT pursuant to this Agreement; (2) All capital equipment expenditures of $1,000 or more; (3) All change orders; and (4) All requests to utilize uncommitted funds after the expiration of this agreement for programs described in Exhibit A, and (5) All rates of pay and pay increases paid out of ESG funds, whether for merit or cost of living. F. PURCHASING All purchasing for services and goods, including capital equipment, shall be made by purchase order or by a written contract and in conformity with the procedures prescribed by the Federal Management Circulars A -110, A -122, 24 CFR Part 84, and 24 CFR Part 85, which are incorporated herein by reference. G. AUDITS AND INSPECTIONS 1. Non - profit organizations that expend $500,000 or more annually in federal awards shall have a single or program- specific audit conducted for that year in accordance with OMB A -133. Non - profit organizations expending federal awards of $500,000 or more under only one federal program may elect to have a program- specific audit performed in accordance with OMB A -133. 2. Non -profit organizations that expend less than $500,000 annually in federal awards shall be exempt from an audit conducted in accordance with OMB A -133, although their records must be available for review (e.g., inspections, evaluations). These agencies are required by HHS to submit "Reduced Scope" audits (e.g., financial audit, performance audits). They may choose, instead of a Reduced Scope Audit, to have a program audit conducted for each federal award in accordance with federal laws and regulations governing the program in which they participate. 3. When the requirements of OMB A -133 apply, or when the SUBRECIPIENT elects to comply with OMB A -133, an audit shall be conducted for each fiscal year for which federal awards attributable to this contract have been received by the SUBRECIPIENT. A copy of the audit report must be received by HHS no later than six months following the end of the SUBRECIPIENT's fiscal year. 4. If an audit is required by Section G of this contract, but the requirements of OMB A -133 do not apply or are not elected, the SUBRECIPIENT may choose to have an audit 2010 _ESG Template Page 10 of 24 Subrecipient Name 16D 15 performed either on the basis of the SUBRECIPIENT's fiscal year or on the basis of the period during which HHS- federal assistance has been received. In either case, each audit shall cover a time period of not more than twelve months and an audit shall be submitted covering each assisted period until all the assistance received from this contract has been reported. Each audit shall adhere to all other audit standards of OMB A -133, as these may be limited to cover only those services undertaken pursuant to the terms of this contract. A copy of the audit report must be received by HHS no later than six months following each audit period. 5. The SUBRECIPIENT shall maintain all contract records in accordance with generally accepted accounting principles, procedures, and practices which shall sufficiently and properly reflect all revenues and expenditures of funds provided directly or indirectly by the County pursuant to the terms of this Agreement. 6. The SUBRECIPIENT shall include in all HHS approved subcontracts each of the record - keeping and audit requirements detailed in this contract. H. PROGRAM - GENERATED INCOME All income earned by the SUBRECIPIENT from activities financed in whole or in part by funds provided hereunder must be reported to HHS. Such income would include, but not be limited to, income from service fees, sale of commodities, and rental or usage fees. The SUBRECIPIENT shall report its plan to utilize such income to HHS, and said plan shall require the prior written approval of the HHS Department or designee. Accounting and disbursement of such income shall comply with OMB Circular A -110 (Uniform Administrative Requirement for Federal Grants) and other applicable regulations incorporated herein by reference. Program Income, as defined by 24 CFR 570.500(a) for ESG funds may be retained by the Agency. Program Income shall be utilized to undertake activities specified in "Exhibit A" of this Agreement, and all provisions of this Agreement shall apply to stated activities. Any Program Income on hand at or received by the SUBRECIPIENT or its sub - contractors after the expiration of this Agreement shall be returned to the County no later than thirty (30) days after such expiration, subject to any SUBRECIPIENT requests to utilize uncommitted funds. H. GRANT CLOSEOUT PROCEDURES SUBRECIPIENT obligation to the COUNTY shall not end until all closeout requirements are completed. Activities during this closeout period shall include, but not limited to; making final payments, disposing of program assets (including the return of all unused materials, equipment, unspent cash advances, program income balances, and receivable accounts to the COUNTY), and determining the custodianship of records. VIII. OTHER PROGRAM REQUIREMENTS A. OPPORTUNITIES FOR RESIDENTS AND CIVIL RIGHTS COMPLIANCE The SUBRECIPIENT agrees that no person shall on the ground of race, color, disability, 2oio_ESGTemplate Page 11 of 24 Subrecipient Name 16D 15 national origin, religion, age, familial status, or sex be excluded from the benefits of, or be subjected to, discrimination under any activity carried out by the performance of this Agreement. Upon receipt of evidence of such discrimination, the County shall have the right to terminate this Agreement. To the greatest extent feasible, lower - income residents of the project areas shall be given opportunities for training and employment; and to the greatest feasible extent eligible business concerns located in or owned in substantial part by persons residing in the project areas shall be awarded contracts in connection with the project. The SUBRECIPIENT shall comply with the Section 3 Clause of the Housing and Community Development Act of 1968. B. OPPORTUNITIES FOR SMALL AND MINORITY /WOMEN -OWNED BUSINESS ENTERPRISES In the procurement of supplies, equipment, construction, or services to implement this Agreement, the SUBRECIPIENT shall make a positive effort to utilize small business and minority /women -owned business enterprises of supplies and services, and provide these sources the maximum feasible opportunity to compete for contracts to be performed pursuant to this Agreement. To the maximum extent feasible these small business and minority /women- owned business enterprises shall be located in or owned by residents of the ESG areas designated by Collier County in the Annual Consolidated Plan approved by HUD. C. PROGRAM BENEFICIARIES Those persons who are homeless or who are at risk of becoming homeless as defined in 42 USC 11302. D. CONFLICT OF INTEREST The SUBRECIPIENT covenants that no person who presently exercises any functions or responsibilities in connection with the Project, has any personal financial interest, direct or indirect, in the target areas or any parcels therein, which would conflict in any manner or degree with the performance of this Agreement and that no person having any conflict of interest shall be employed by or subcontracted by the SUBRECIPIENT. Any possible conflict of interest on the part of the SUBRECIPIENT or its employees shall be disclosed in writing to HHS provided, however, that this paragraph shall be interpreted in such a manner so as not to unreasonably impede the statutory requirement that maximum opportunity be provided for employment of and participation of low and moderate - income residents of the project target area. E. PUBLIC ENTITY CRIMES As provided in § 287.133, Fla. Stat., by entering into this Agreement or performing any work in furtherance hereof, the SUBRECIPIENT certifies that it, its affiliates, suppliers, subcontractors and consultants who will perform hereunder, have not been placed on the convicted vendor list maintained by the State of Florida Department of Management Services within the 36 months immediately preceding the date hereof. This notice is required by § 287.133(3)(a), Fla. Stat. 2010 ESQ Template Page 12 of 24 Subrecipient Name 16D15 F. DRUG -FREE WORKPLACE REQUIREMENTS The SUBRECIPIENT, as a condition of being awarded, must certify that they will provide drug - free workplaces in accordance with the Drug -Free Workplace Act of 1988 (41 USC 701). G. CERTIFICATION REGARDING LOBBYING The undersigned certifies, to the best of his or her knowledge and belief, that: 1. No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement. 2. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form -LLL, "Disclosure Form to Report Lobbying ", in accordance with its instructions. 3. The undersigned shall require that the language of this certification be included in the award documents for all subawards at all tiers (including subcontracts, subgrants, and contracts under grants, loans, and cooperative agreements) and that all SUBRECIPIENTS shall certify and disclose accordingly. H. REAL PROPERTY Any real property acquired by the SUBRECIPIENT for the purpose of carrying on the projects stated herein, and approved by the COUNTY in accordance with the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970 and 49 CFR 24.101, shall be subject to the provisions of the ESG Regulations including, but not limited to, the provisions on use and disposition of property. Any real property within the SUBRECIPIENT control, which is acquired or improved in whole or part with ESG funds in excess of $25,000, must adhere to the ESG Regulations at 24 CFR 570.505. IX. ENVIRONMENTAL CONDITIONS The SUBRECIPIENT agrees to comply with the following requirements: A. AIR AND WATER 2010_ Esc Template Page 13 of 24 Subrecipient Name 16015 1. Clean Air Act, 41 USC 7401, et seq. 2. Federal Water Pollution Control Act, 33 USC 1251, et seq., as amended. B. FLOOD DISASTER PROTECTION In accordance with the requirements of the Flood Disaster Protection Act of 1973 (42 USC 4002), the SUBRECIPIENT shall assure that for activities located in an area identified by FEMA as having special flood hazards, flood insurance under the National Flood Insurance Program is obtained and maintained. If appropriate, a letter of map amendment (LOMA) may be obtained from FEMA, which would satisfy this requirement and /or reduce the cost of said flood insurance. C. LEAD -BASED PAINT The Subrecipient agrees that any construction or rehabilitation of residential structures with assistance provided under this contract shall be subject to HUD Lead -Based Paint Poisoning Prevention Act found in 24 CFR 576.57(c). D. HISTORIC PRESERVATION The Subrecipient agrees to comply with the Historic Preservation requirements set forth in the National Historic Preservation Act of 1966, as amended (16 U.S.C. 470) and the procedures set forth in 36 CFR, Part 800, Advisory Council on Historic Preservation Procedures for Protection of Historical Properties. X. CONDITIONS FOR RELIGIOUS ORGANIZATIONS ESG funds may not be used for religious activities or provided to primarily religious organizations. 24 CFR 576.23 specifies the limitations on ESG funds for faith based activities, and is herein incorporated by reference. XI. REVERSION OF ASSETS Upon expiration of the Agreement, the SUBRECIPIENT shall transfer to the COUNTY any ESG funds on hand at the time of expiration, any accounts receivable attributable to the use of ESG funds, and any non - expendable personal property that was purchased with ESG funds. Any real property under SUBRECIPIENT control that was acquired or improved in whole or in part with ESG funds in excess of Twenty -five Thousand Dollars ($25,000) will be covered by the regulations 24 CFR Part 570.503(B)(8). XII. SEVERABILITY OF PROVISIONS If any provision of this Agreement is held invalid, the remainder of this Agreement shall not be affected thereby if such remainder would then continue to conform to the terms and requirements of applicable law. 2010 ESG Template Page 14 of 24 Subrecipient Name 16015 XIII. COUNTERPARTS OF THE AGREEMENT This Agreement, consisting of twenty -five (25) enumerated pages, which include the exhibits referenced herein, shall be executed in two (2) counterparts, each of which shall be deemed to be an original, and such counterparts will constitute one and the same instrument. XIV. ENTIRE UNDERSTANDING This Agreement and its provisions merge any prior agreements, if any, between the parties hereto and constitutes the entire understanding. The parties hereby acknowledge that there have been and are no representations, warranties, covenants, or undertakings other than those expressly set forth herein. WITNESS our Hands and Seals on this day of (SUBRECIPIENT SEAL) ATTEST: DWIGHT E. BROCK, CLERK , Deputy Clerk Approved as to form and legal sufficiency: COLLEEN GREENE Assistant County Attorney lM 20 Name of Subrecipient XXXXXXXXXXX, EXECUTIVE DIRECTOR BOARD OF COUNTY COMMISSIONERS OF COLLIER COUNTY, FLORIDA FRED W. COYLE, CHAIRMAN 2010 ESGTemplate Page 15 of 24 Subrecipient Name 16015 EXHIBIT "A" SCOPE OF SERVICES 2010 ESG - XXXXXXXXXXXXXXXXX THE SUBRECIPIENT AGREES TO: A. PROJECT SCOPE: The purpose of the activities pursuant to this Agreement is to provide assistance for Essential Services, operational costs, and administration cost to benefit the emergency shelter clients. Specific funding requested for ESG will comprise approximately 14% of the overall budget for the agency, which includes: salaries for a case manager, maintenance worker and operating costs. B. BUDGET: Line Item: ESG Funds Essential Services Personnel Insurance — Health Employment Insurance -- Unemployment Compensation Insurance — Workers Compensation Salary: Case Manager Maintenance Worker Operating Insurance -- Umbrella Insurance -- Building Computer IT Support Equipment Maintenance Food and Supplies Building Maintenance Telephone and Communications Utilities TOTAL GRANT AMOUNT xx,xxx.xx Any indirect costs charged must be consistent with the conditions of this Agreement. If indirect costs are charged, the SUBRECIPIENT, as Subrecipient, will develop an indirect cost allocation plan for determining the appropriate Subrecipient's share of administrative costs and shall submit such plan to HHS, on behalf of the County, as the Grantee, for HHS's approval, in a form specified by HHS. C. STAFFING: Provide list of staff and time commitments to be allocated to each activity specified in A (Project Scope) and B (Budget) above, if applicable. 2010_ Esc Template Page 16 of 24 Subrecipient Name 16015 E. FORMER PROJECTS: Failure to adequately maintain any former ESG funded project may result in the delay of processing reimbursement requests for ongoing activities or in the forfeiture of future ESG funds. F. WORK SCHEDULE: The time frame for completion of the outlined activities shall be June XX, 2010. Thirty percent (30 %) of the funding must be expended by December XX, 200_ Sixty percent (50 %) of the funding must be expended by March XX, 200 One hundred percent (100 %) of the funding must be expended by June XX, 200. TASKS START DATE END DATE Essential services, September, 2009 June 15,2010 operational costs, and Implementation of the temporary /emergency administration costs Emergency Shelter Grant Please note that if any of these activities exceed the timeline by two months a revised work schedule must be submitted to HHS. G. REPORTS: The SUBRECIPIENT shall submit detailed monthly progress reports to HHS outlining the status of specific activities under the project. Each report must account for the total activity for which the SUBRECIPIENT is reimbursed with ESG funds, in part or in whole, and which is required in fulfillment of their obligations regarding the Project. 'The progress reports shall be submitted on the form "Exhibit C ". The progress reports shall be used as an additional basis for HHS's approval of invoices, etc. for reimbursement. H. OUTCOME PERFORMANCE MEASUREMENTS: OBJECTIVE OUTCOMES ACTIVITY INDICATORS Safe, decent Affordability through the 03C Homeless Facilities Implementation of the temporary /emergency direct services to the Emergency Shelter Grant shelter, food, & clothing shelter for safer and through the supporting to homeless persons. decent emergency and the operation - housing to homeless maintenance of the IFH individuals. facility & providing direct services to the homeless. 2oio_ESG Template Page 17 of 24 Subrecipient Name 16Di EXHIBIT "B" COLLIER COUNTY HOUSING AND HUMAN SERVICES REQUEST FOR PAYMENT SECTION I: REQUEST Subrecipient Name: XXXXXXXXXXXXX Subrecipient Address: 123 Main Street. Naples, FL 3414x Project Name: XXXXXXXXXXXXXXX (ESG) Project No: ES 10 -01 Payment Request 4 Dollar Amount Requested: $ SECTION II: STATUS OF FUNDS Grant Amount Awarded $ XXXXX.XX 2. Sum of Past Claims Paid on this Account 3. Total Grant Amount Awarded Less Sum Of Past Claims Paid on this Account 4. Amount of Previous Unpaid Requests 5. Amount of Today's Request 6. Current Grant Balance (Initial Grant Amount Awarded Less Sum of all requests) 7. If applicable amount held as retainage to date by the County, if not retained by the sub - recipient I certify that this request for payment has been drawn in accordance with the terms and conditions of the Agreement between the County and us as the Sub - recipient. I also certify that the amount of the Request for Payment is not in excess of current needs. Signature Title Authorizing Grant Coordinator Dept Director Date (approval authority under $14,999) (approval required $15,000 and above) EXHIBIT "C" 2010_ ESG Template Page 18 of 24 Subrecipient Name 16D15 COLLIER COUNTY HOUSING AND HUMAN SERVICES 2010 ESG MONTHLY PROGRESS REPORT Complete form for past month and submit to Housing & Human Services staff by the 10" of the following month. Status Report for Month of Submittal Date: Project Name Project Number ES 10 -01 Activity Number Subrecipient: XXXXXXXXXXXXXX Contact Person xxxxx xxxxx Telephone: 239 - xxx -xxxx Fax:239- xxx -xxxx E -mail: xxxxxxxxxnxxxxxxxxxxxxx.com Activity Status/Milestones (describe any action taken, relating to this project, during the past month): 2. What events /actions are scheduled for the next two months? 3. Describe any affirmative marketing you have implemented regarding this project. Please list and attach any recent media coverage of your organization relating to this project. 4. List any additional data relevant to the outcome measures listed on the application for this project. 5. List additional issues that may cause delay. 6. New contracts executed this month (if applicable): 2010 _ESG Template Page 19 of 24 Subrecipient Name 16015 Name of Contractor or Subcontractor, Address & Phone Number Amount of Contract Contractor Federal ID Number Race (see definitions on following page) Ethnicity (see definitions on following page) BOX Extremely Very Low Income Female Head of 7. For projects that serve a particular clientele, please complete the following information by entering the appropriate number in the blank spaces and in the chart below. Complete the below chart for NEW clients served this month. DO NOT DUPLICATE clients served in previous months. You may provide data by either households or persons served. However, if one person received TWO services this counts as TWO SERVICE UNITS: TOTAL BENEFICIARIES This project benefits households or persons. Please circle one category (either "households" or "persons "). Enter the number of beneficiaries in the blank space and in box "1. " INCOME Of the households or persons assisted, are extremely low- income income (0 -30 %) of the current Median Family Income (MFI). Enter this number in box °2. Of the households or persons assisted, are very low- income (31 -50 %) of the current Median Family Income (MFI). Enter this number in box 'J " Of these households or persons assisted, are low income (51 -80 %) of the current Median Family Income (MFI). Enter this number in box "4. " NOTE. The total of boxes 2,3 and 4 should equal the number in box 1. FEMALE HEAD OF HOUSEHOLD This project assisted Female Head of Households REGARDLESS of income. Enter this number in box "5" below. 2010 ESG Template Page 20 of 24 Subrecipient Name BOX BOX BOX BOX BOX Extremely Very Low Income Female Head of Total Number of Household Households or Persons Low Income Low Income (51 -80 %) Assisted (0 -30 %) (31 -50 %) 2010 ESG Template Page 20 of 24 Subrecipient Name 1*6D 15 ESG Prozram Services HOUSING AND SERVICES THIS ACIVITY PROVIDES: Indicate Pro rams and Services with an "X" # Total Emergency Shelter Facilities Vouchers For Shelters Drop in Center Food Pantry Mental Health Alcohol /Drug Program Child Care Transitional Housing Outreach Soup Kitchen/Meal Distribution Health Care # Total HIV /AIDS Services Employment Homeless Prevention Other *If you chose OTHER, type a description of the services (25 Characters) BENEFICIARY COUNT ESTIMATES: Residential Services # Total AVERAGE NUMBER SERVED DAILY ADULTS -If shelter provides overnight accommodations type in an estimate of the average number of adults served daily. AVERAGE NUMBER SERVED DAILY CHILDREN- If shelter provides overnight accommodations type in an estimate of the average number of children served daily. AVERAGE NUMBER SERVED YEARLY -If shelter provides overnight accommodations type the average number of persons served yearly. Base number on the persons served, not number of visits. Non - Residential Services # Total AVERAGE NUMBER SERVED DAILY ADULTS —If your shelter does not have overnight accommodations, type the average count of non - resident persons served daily. If a person is served more than once daily, include each visit in the count. 2010_ ESG Template Page 21 of 24 Subrecipient Name 16015 Subrecipient must indicate total beneficiaries for Race AND Ethnicity Definitions of Race: 1. White: A person having origins in any of the original peoples of Europe, the Middle East, or North Africa. 2. Black or African- American: A person having origins in any of the black racial groups of Africa. 3. Asian: A person having origins in any of the original peoples of the Far East, Southeast Asia, or the Indian subcontinent including, for example, Cambodia, China, India, Japan, Korea, Malaysia, Pakistan, the Philippine Islands, Thailand, and Vietnam. 4. American Indian or Alaska Native: A person having origins in any of the original peoples of North and South America (including Central America), and who maintains tribal affiliation or community attachment. 5. Native Hawaiian or Other Pacific Islander: A person having origins in any of the original people of Hawaii, Guam, Samoa, or other Pacific Islands. Definitions of Ethnicity: Hispanic or Latino: A person of Cuban, Mexican, Puerto Rican, South or Central American, or other Spanish culture or origin, regardless of race. Tabulation Table of Race and Ethnicity Beneficiaries RACIAL /ETHNIC CHARACTERISTICS: On this table you approximate the racial and ethnic background of residential persons only that are served by your facility. You must enter racial and ethnic characteristics for the same "Average Number Served yearly" that you entered on the previous table. Race # Total # Hispanic White Black or African American Asian American Indian or Alaskan Native Native Hawaiian or Other Pacific Islander American Indian /Alaska Native and White Asian and White Black/African American and White American Indian /Alaskan Native and Black/African American Other Multi - Racial TOTAL: ESG DEMOGRAPHIC FOR BENEFICIARIES: Residential Services %Male %Female Unaccompanied 18 and over? 2010 _EsG Template Page 22 of24 Subrecipient Name 16015 Unaccompanied Under 18? % Youth 18 and under - Single parent families with children headed by a youth 18 and under. tlii< w tg `od' a k I ead "e la % °11 ale ° o rna# Single 18 and Over- Single parent families with children headed by an adult 18 and over? children? Alcohol Dependent Individuals Type in the following data the percentage of persons served on an average day who fall into certain categories: On An Average day % of the Population served who are % Youth 18 and under - Single parent families with children headed by a youth 18 and under. Two Parents 18 and over -Two parent families with children headed by adults over 18 years. Two parents under 18 -Two parent families with children headed by youths under the age of 18 What is your estimate percentase of the population served by your residential shelter on an averaee day, which are families with no children? Type in the following data the percentage of persons served on an average day who fall into certain categories: On An Average day % of the Population served who are % Battered Spouse Runaway /Throwaway Youth Chronically Mentally Ill Developmentally Disabled HIV /AIDS Alcohol Dependent Individuals Drug Dependent Individuals Elderly Veterans Physically/ Disabled other Where appropriate identify the various types of shelters used by your program and the number of persons housed in each: How many persons were housed in: Total Barracks Group /Large House Scattered Site Apartment Single Family Detached House Single Room Occupancy Mobile Home /Trailer HoteUMotel 2010_ ESG Template Page 23 of 24 Subrecipient Name 16015 Other Type what the description of OTHER shelter types this activity provides (25 Characters)? Identifying the Fundinq sources for the Shelter: What is the dollar amount of funds expended from the following sources? Total of S Other Federal Local Govemment Private Fees Other 2010 _ESG Template Page 24 of 24 Subrecipient Name