Backup Documents 10/23/2018 Item #16D 6 ORIGINAL DOCUMENTS CHECKLIST & ROUTING SLIP
TO ACCOMPANY ALL ORIGINAL DOCUMENTS SENT TO 1 6 0 6
THE BOARD OF COUNTY COMMISSIONERS OFFICE FOR SIGNATURE
Print on pink paper. Attach to original document. The completed routing slip and original documents are to be forwarded to the County Attorney Office
at the time the item is placed on the agenda. All completed routing slips and original documents must be received in the County Attorney Office no later
than Monday preceding the Board meeting.
**NEW** ROUTING SLIP
Complete routing lines#1 through#2 as appropriate for additional signatures,dates,and/or information needed. If the document is already complete with the
exception of the Chairman's signature,draw a line through routing_lines#1 through#2,complete the checklist,and forward to the County Attorney Office.
Route to Addressee(s) (List in routing order) Office Initials Date
1. Don Luciano Community and Human DL 10/19/18
Services
2. County Attorney Office County Attorney Office 1012 Vfl g
3. BCC Office Board of County S b'
Commissioners 'is/ k•:. 2_4.\\c/
4. Minutes and Records Clerk of Court's Office Pm to! art g tC:
Olgol
PRIMARY CONTACT INFORMATION
Normally the primary contact is the person who created/prepared the Executive Summary. Primary contact information is needed in the event one of the
addressees above,may need to contact staff for additional or m' sing information.
Name of Primary Staff Don Luciano,Grant C rdinator, Phone Number 239-252-2509
Contact/ Department Community and Hu n Services
Agenda Date Item was October 23,2018 Agenda Item Number 16 D 6
Approved by the BCC
Type of Document SHIP Construction Assistance Sponsor Number of Original 9 3 Q, .,
Attached Agreements. Documents Attached
PO number or account
number if document is N/A
to be recorded
INSTRUCTIONS & CHECKLIST
Initial the Yes column or mark"N/A"in the Not Applicable column,whichever-is-... Yes N/A(Not
appropriate. (Initial) Applicable)
1. Does the document require the chairman's original signature? 51 v i.. o 0 K_ --Ert- "-i=-"c7--)
2. Does the document need to be sent to another agency for addi onal signatures? If yes, DL
provide the Contact Information(Name;Agency;Address;Phon on an attached shee
3. Original document has been signed/initialed for legal sufficiency. (All .ocu - s o be DL
signed by the Chairman,with the exception of most letters,must be reviewed and signed
by the Office of the County Attorney.
4. All handwritten strike-through and revisions have been initialed by the County Attorney's DL
Office and all other parties except the BCC Chairman and the Clerk to the Board
5. The Chairman's signature line date has been entered as the date of BCC approval of the DL
document or the final negotiated contract date whichever is applicable.
6. "Sign here"tabs are placed on the appropriate pages indicating where the Chairman's DL
signature and initials are required.
7. In most cases(some contracts are an exception),the original document and this routing slip DL
should be provided to the County Attorney Office at the time the item is input into SIRE.
Some documents are time sensitive and require forwarding to Tallahassee within a certain
time frame or the BCC's actions are nullified. Be aware of your deadlines!
8. The document was approved by the BCC on 10/23/18 and all changes made during
the meeting have been incorporated in the attached document. The County '‘,..5)
Attorney's Office has reviewed the changes,if applicable. —
9. Initials of attorney verifying that the attached document is the version approved by the `
BCC,all changes directed by the BCC have been made,and the document is ready fo the
Chairman's signature.
Ci\C-
I:Forms/County Forms/BCC Forms/Original Documents Routing Slip WWS Original 9.03.04,Revised 1.26.05,Revised 2.24.05;Revised 11/30/125&d.. ...'''
Instructions
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1) There are 3 original Contracts. Please return two Chairman signed Contracts to:
Don Luciano
Grants Coordinator
Collier County Government Community and Human Services
3339 E. Tamiami Trail, Bldg. H, Suite 211
Naples, FL 34112
I:Forms/County Forms/BCC Forms/Original Documents Routing Slip WWS Original 9.03.04,Revised 1.26.05,Revised 2.24.05;Revised 11/30/12
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MEMORANDUM
Date: October 25, 2018
To: Don Luciano, Grants Coordinator
Housing, Human & Veteran Services
From: Ann Jennejohn, Deputy Clerk
Minutes & Records Department
Re: Three (3) State Housing Initiative Partnership (SHIP) Sponsor
Agreements with FL Star Construction, LLC, JLH Sustainable
Housing, LLC and Habitat for Humanity of Collier County, Inc.
Attached please two original copies of the agreements referenced above, approved
by the Board of County Commissioners (Item #16D6) October 23, 2018.
The third original set of documents has been held for the Official Record in the
Board's Minutes & Records Department.
If you have any questions please call me at 252-8406.
Thank you
Attachments (6)
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Grant: SHIP I,HAP FY 2016-20191
Activity: Homeownership
Project: New Construction
Sponsor: FL Star Construction,LLC
Agreement#: SHCON18-002
CSFA#: 52.901
DUNS #: 08-024-7279
FEIN: 47-4238764;
Fiscal Year: 2017-18
Monitoring End: 09/30/2020
AGREEMENT BETWEEN COLLIER COUNTY
AND
FL STAR CONSTRUCTION,LLC
THIS AGREEMENT is made and entered into this o?3'"'i day of OGAO.4).tA
12018, by and between Collier County, a political subdivision of the State of Florida, ("COUNTY"
or Grantee") having its principal address as 3339 E. Tamiami Trail, Suite 211,Naples FL 34112,
and n Star Construction, LLCI, hereinafter referred to as "SPONSOR", a private for-profit
corporation existing under the laws of the State of Florida,having its principal office at 7742 Alico
Road,Ft. Myers,FL 33914
WHEREAS, the William E. Sadowski Affordable Housing Act adopted by the State of
Florida in 1992 provided a dedicated revenue source for affordable housing in Florida and created
the State Housing Initiatives Partnership (SHIP)Program; and
WHEREAS, the State Housing Initiative Program is established in accordance with
Section 420.907-9079, Florida Statutes and Chapter 67-37, Florida Administrative Code; and
WHEREAS, the COUNTY is a participant in the State Housing Initiatives Partnership
Program; and
WHEREAS,pursuant to the State Housing Initiatives Partnership Program,the COUNTY
is undertaking certain activities to primarily benefit persons or households earning not greater than
120%of median annual income adjusted for family size; and
WHEREAS,the Fiscal Year 12016-2019 Local Housing Assistance Plan, as amended,was
adopted by the Board of County Commissioners on April 26, 2016,Resolution No. 2016-75; and
WHEREAS, the COUNTY and the SPONSOR desire to provide new construction, in
accordance with this Agreement and the aforementioned Local Housing Assistance Plans; and
WHEREAS,the COUNTY desires to engage the SPONSOR to implement such undertakings, as
CT)
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specified in Exhibit"A", and determines that they are valid and worthwhile County purposes.
NOW, THEREFORE, in consideration of the mutual promises and covenants herein
contained, it is agreed by the Parties as follows:
DEFINITIONS AND PURPOSE
A. DEFINITIONS
Terms shall be as defined in the State Housing Initiatives Partnership (SHIP)
Program, Section 420.9071, Florida Statutes and Chapter 67-37 of the Florida
Administrative Code, and any amendments thereto (also referred to as the SHIP
Program).
B. PURPOSE
The purpose of this Agreement is to state the covenants and conditions under which
the SPONSOR will implement the Scope of Service summarized in Section II of this
Agreement.
II. SCOPE OF SERVICE
The SPONSOR shall, in a satisfactory and proper manner,as determined by the COUNTY,
perform the necessary tasks to administer and implement the described services herein
incorporated by reference as Exhibits A—B(New Construction Project Requirements and
Budget Narrative), in accordance with the terms and conditions of Requests for
Applications, New Construction, State Housing Initiatives Partnership Funding Cycle
Fiscal Years 2017-2018 and SPONSOR's Application dated April 10, 2018.
III. GRANT AND SPECIAL CONDITIONS
A. Within 60 days of the execution of this Agreement,the SPONSOR must deliver to
Community and Human Services Division (CHS) for approval a detailed project
schedule for the implementation through completion of the project to include staff
assignment.
B. The following resolutions and policies must be adopted, if not previously adopted,
by the SPONSOR's governing body within 60 days of contract execution:
1. Affirmative Fair Housing Policy
2. Procurement Policy including Code of Conduct
3. Affirmative Action Policy
4. Conflict of Interest Policy
5. Equal Opportunity Policy
6. Sexual Harassment Policy
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7. Procedures for meeting the requirements set forth in Section 504 of the
Rehabilitation Act of 1973,as amended(29 U.S.C. 794)
8. Fraud Policy
9, Marketing Policy
IV. PERIOD OF PERFORMANCE
This Agreement shall be in effect from October 23, 2018 through June 30, 2020, and all
services required hereunder shall be completed in accordance with the schedule set forth
in Exhibit A (New Construction Project Requirements). This agreement must remain in
effect throughout the development process of the Project and is terminated upon
;completion of construction and sale to a CHS referred applicant.In any event,all services
required hereunder shall be completed by the SPONSOR prior to June 30,2020".Any funds
not obligated by the expiration date of this Agreement shall automatically revert to
COUNTY.
V. AGREEMENT AMOUNT
It is expressly agreed and understood that the total amount of construction assistance, for
the use by the SPONSOR during the term of the Agreement, shall not exceed (THREE
HUNDRED THOUSAND DOLLARS($300,000).
The budget identified for the Project shall be*as follows
Line Item Description SHIP Funds
•
Project Deliverable: Construction of new housing $$0,000.00 per
units 1 housing uniti
TOTAL 000,000.00;
The County shall provide construction cost assistance to the SPONSOR for the
performance of this agreement upon completion of the project deliverable,as accepted and
approved by CHS. SPONSOR may not request construction cost assistance of SHIP funds
until the deliverable has been provided. Payment shall be made to the SPONSOR only
after a certificate of occupancy has been issued for the related housing unit. Payment will
not occur if SPONSOR fails to perform the construction required by this agreement.
All requests for cost assistance are due no later than 90 days after the end of the agreement.
Work performed during the term of the program,but not requested within 90 days after the
end of the agreement, may not be processed without written authorization from the Grant
Coordinator,
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The County Manager or designee may extend the term of this agreement for a period of up
to 180 days after the end of the agreement. Extensions must be authorized, in writing, by
formal letter to the SPONSOR.
No construction assistance will be provided until approved by CHS for grant compliance
and adherence to any, and all applicable Local, State or Federal requirements. Except
where disputed for noncompliance, payment will be made upon receipt of a properly
completed invoice and in compliance with Ch. 218, Part VII, Florida Statutes, otherwise
known as the "Local Government Prompt Payment Act."
All services specified in Section II. Scope of Services, as well as in Exhibit A, shall be
performed by SPONSOR. Contract administration shall be handled by the SPONSOR and
monitored by CHS, which shall have access to all records and documents related to the
project.
The COUNTY will secure the awarded amount per property with a note and mortgage.
The Note will bear interest at 0% percent interest per year and be released upon sale to a
CHS referred applicant.
If the SPONSOR fails to comply with the terms and conditions of this Agreement, SHIP
funds shall be due and payable back to the County.
VI. NOTICES
Notices required by this Agreement shall be in writing and delivered via mail (postage
prepaid), commercial courier, or personal delivery or sent by facsimile or other electronic
means. Any notice delivered or sent as aforesaid shall be effective on the date of delivery
or sending. All notices and other written communications under this Agreement shall be
addressed to the individuals in the capacities indicated below, unless otherwise modified
by subsequent written notice.
COLLIER COUNTY ATTENTION: Don Luciano, Grants Coordinator
Collier County Government
Community and Human Services
3339 E Tamiami Trial, Suite 211
Naples, Florida 34112
Email to: Donald.Luciano@colliercountyfl.govj
Phone: 239-252-2504
SPONSOR ATTENTION: David E. Torres, Managing Partner{
FL Star Construction,LLC
7742 Alico Road
Ft. Myers, FL 33912
Email to: avid@fl-star.cort
Telephone: 239-732-5170 j
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VII. GENERAL CONDITIONS
A. GENERAL COMPLIANCE
The SPONSOR agrees to comply with the requirements as outlined in Section
420.907-420.9079 of the Florida Statutes and Chapter 67-37 of the Florida
Administrative Code.The SPONSOR also agrees to comply with all other applicable
state and local laws, regulations, and policies governing the funds provided under
this Agreement. The SPONSOR agrees to utilize funds available under this
Agreement for New Construction.
B. INDEPENDENT CONTRACTOR
Nothing contained in this Agreement is intended to, or shall be construed in any
manner, as creating or establishing the relationship of employer/employee between
the parties. The SPONSOR shall at all times remain an "independent contractor"
with respect to the services to be performed under this Agreement. The COUNTY
shall be exempt from payment of all Unemployment Compensation, FICA,
retirement benefits, life and/or medical insurance and Workers' Compensation
Insurance, as the SPONSOR is an independent sponsor.
C. WORKERS' COMPENSATION
The SPONSOR, its contractors and subcontractors, shall provide Workers'
Compensation Insurance coverage for all its employees involved in the
performance of this contract.
D. INSURANCE
The SPONSOR shall furnish a Certificate of Insurance, naming Collier County as
an additional insured, with general liability limits of at least $1,000,000 per
occurrence, in accordance with Exhibit C.
E. INDEMNIFICATION
To the maximum extent permitted by Florida law, the SPONSOR shall indemnify
and hold harmless Collier County, its officers, agents and employees from any and
all claims, liabilities, damages, losses, costs, and causes of action which may arise
out of an act, or omission, including, but not limited to, reasonable attorneys' fees
and paralegals' fees, to the extent caused by the negligence, recklessness, or
intentionally wrongful conduct of the SPONSOR or any of its agents, officers,
servants, employees,contractors,patrons,guests,clients, licensees,invitees,or any
persons acting under the direction, control, or supervision of the SPONSOR in the
performance of this Agreement. This indemnification obligation shall not be
construed to negate,abridge or reduce any other rights or remedies which otherwise
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may be available to an indemnified party or person described in this paragraph.The
SPONSOR shall pay all claims and losses of any nature whatsoever in connection
therewith and shall defend all suits in the name of the COUNTY and shall pay all
costs (including attorney's fees) and judgments which may issue there-on. This
Indemnification shall survive the termination and/or expiration of this Agreement.
This section does not pertain to any incident arising from the sole negligence of
Collier County. The foregoing indemnification shall not constitute a waiver of
sovereign immunity beyond the limits set forth in Section 768.28,Florida Statutes.
F. GRANTOR RECOGNITION
The SPONSOR agrees that all notices, informational pamphlets, press releases,
advertisements, descriptions of the sponsorships of the Program, research reports
and similar public notices, whether printed or digitally prepared, and released by
the SPONSOR for, on behalf of, and/or about the Program shall include the
statement:
"FINANCED BY FLORIDA HOUSING FINANCE CORPORATION
(FHFC) AND COLLIER COUNTY COMMUNITY AND HUMAN
SERVICES DIVISION"
and shall appear in the same size letters or type as the name of the SPONSOR.This
design concept is intended to disseminate key information regarding the
development team as well as Equal Housing Opportunity to the general public.
Construction signs shall comply with applicable COUNTY codes.
G. AMENDMENTS
The COUNTY and/or SPONSOR may amend this Agreement, at any time,
provided that such amendments make specific reference to this Agreement,and are
executed in writing, signed by a duly authorized representative of each
organization, and approved by the Grantee's governing body. Such amendments
shall not invalidate this Agreement,nor relieve or release the Grantee or SPONSOR
from its obligations under this Agreement.
The COUNTY may, in its discretion, amend this Agreement to conform with
federal, state or local governmental guidelines, policies and available funding
amounts,or for other reasons.If such amendments result in a change in the funding,
the scope of services, or schedule of the activities to be undertaken as part of this
Agreement, such modifications will be incorporated only by written amendment,
signed by both Grantee and SPONSOR.
Expiration of Agreement: If the SPONSOR does not complete the project within
the time,the COUNTY Manager or designee may grant a cumulative time extension
of no more than 180 days and modify any subsequent project work plans to reflect
the extension.
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H. SUSPENSION OR TERMINATION
Either party may terminate this Agreement, at any time, by giving written notice to
the other party of such termination, and specifying the effective date thereof,at least
90 days before the effective date of such termination.In the event of any termination,
all finished or unfinished documents, data, studies, drawings, maps, models,
photographs, reports or other materials prepared by the SPONSOR under this
Agreement shall, at the option of the COUNTY, become the property of the
COUNTY.
The COUNTY may also suspend or terminate this Agreement, in whole or in part,
if the SPONSOR materially fails to comply with any term of this Agreement,or with
any of the rules, regulations or provisions referred to herein, in addition to other
remedies, as provided by law. If through any cause, the SPONSOR shall fail to
fulfill in a timely and proper manner its obligations under this Agreement,or violates
any of the covenants, agreements, or stipulations of this Agreement, the COUNTY
shall thereupon have the right to terminate this Agreement or suspend payment, in
whole or part, by giving written notice to the SPONSOR of such termination or
suspension of payment and specify the effective date thereof, at least five (5)
working days before the effective date of termination or suspension.
See Section VIII. H., Corrective Action, for escalation steps leading to suspension
or termination for non-compliance. If payments are withheld, Community and
Human Services Division(CHS) staff shall specify, in writing,the actions that must
be taken by the SPONSOR, as a condition precedent to resumption of payments and
shall specify a reasonable date for compliance. Sufficient cause for suspension of
payments shall include, but not be limited to:
* Ineffective use of funds.
* Failure to comply with Section II, Scope of Service of this Agreement.
* Failure to submit periodic reports as determined by the COUNTY.
DEBARMENT
The SPONSOR certifies that no officer or agent of the SPONSOR has been debarred
from bidding, proposing, or contracting for federal, state, or local government
programs. The SPONSOR assures that all its subcontractors who will participate in
activities, which are subject to this agreement, are eligible and have not been
debarred.
J. SUBCONTRACTS
The SPONSOR is permitted to subcontract construction activities as part of the
construction for the new housing units.
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The administration of this agreement may not be assigned or subcontracted without
the written consent of the COUNTY, which consent, if given at all, shall be at the
COUNTY's sole discretion and judgment
VIII. ADMINISTRATIVE REQUIREMENTS
A. RECORDS TO BE MAINTAINED
The SPONSOR shall maintain all records required by the COUNTY that are
pertinent to the activities to be funded under this Agreement, as established in
Exhibit A(New Construction Project Requirements).
B. RECORDS RETENTION
The SPONSOR shall retain all records pertinent to expenditures incurred
under this Agreement for a period of five (5) fiscal years after the Project
Completion Date as defined in Exhibit A, section (e), provided applicable audits
have been released.Notwithstanding the above, if there is litigation, claims, audits,
negotiations or other actions that involve any of the records cited and that have
started before the expiration of the (5) five-year period, then such records must be
retained until completion of the actions and resolution of all issues. However, in
no case can such records be disposed of before the (5) five fiscal year minimum.
All reports,plans,surveys,information,documents,maps,books,records and other
data procedures developed, prepared, assembled, or completed by the SPONSOR
for the purposes of this Agreement shall be made available to the COUNTY,by the
SPONSOR, at any time, upon request by the COUNTY or CHS. Materials
identified in the previous sentence shall be in accordance with generally accepted
accounting principles (GAAP), procedures and practices, which sufficiently and
properly reflect all revenues and expenditures of funds provided directly or
indirectly by this Agreement. These records shall be maintained to the extent of
such detail as will properly reflect all net costs, direct and indirect labor, materials,
equipment, supplies and services, and other costs and expenses of whatever nature
for which reimbursement is claimed under the provisions of this Agreement.
Upon completion of all work contemplated under this Agreement copies of all
documents and records relating to this Agreement shall be surrendered to CHS if
requested. In any event,the SPONSOR shall keep all documents and records in an
orderly fashion, in a readily accessible, permanent and secured location. The
COUNTY shall be informed, in writing, if an agency ceases to exist after closeout
of this Agreement,of the address where the records are to be kept. SPONSOR shall
meet all requirements for retaining public records and transfer, at no cost, to
COUNTY all public records in possession of the SPONSOR upon termination of
the contract and destroy any duplicate public records that are exempt or confidential
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and exempt from public records disclosure requirements. All records stored
electronically must be provided to the COUNTY in a format that is compatible with
the information technology systems of the COUNTY.
IF THE SPONSOR HAS QUESTIONS REGARDING THE
APPLICATION OF CHAPTER 119, FLORIDA STATUTES, TO
THE SPONSOR'S DUTY TO PROVIDE PUBLIC RECORDS
RELATING TO THIS CONTRACT, CONTACT THE
CUSTODIAN OF PUBLIC RECORDS AT 239-252-6832,
Michael.Cox(a colliercountvfl.gov, 3299 Tamiami Trail E, Naples
FL 34112.
C. DISCLOSURE
The SPONSOR shall maintain records in accordance with Florida's Public
Information Law(F.S. 119).
D. GRANT CLOSEOUT PROCEDURE
The SPONSOR's obligation to the COUNTY shall not end until all closeout
requirements are completed. Activities during this closeout period shall include,
but not be limited to: making final payments, disposing of program assets, close
out monitoring and determining the custodianship of records. In addition to the
records retention outlined in Section VIII.B, the SPONSOR shall comply with
Section 119.021 Florida Statutes regarding records maintenance, preservation and
retention. A conflict between state and federal law records retention requirements
will result in the more stringent law being applied such that the record must be held
for the longer duration. Any balance of unobligated funds which have been
advanced or paid must be returned to the COUNTY. Any funds paid in excess of
the amount to which the SPONSOR is entitled under the terms and conditions of
this Agreement must be refunded to the COUNTY. The SPONSOR shall also
produce records and information that complies with Section 215.97,Florida Single
Audit Act.
E. AUDITS AND INSPECTIONS
1. Audits
Pursuant to Florida Statute 215.97(6) (Florida Single Audit Act), in the
event that the SPONSOR expends a total amount of State awards equal to
or in excess of $750,000 in any fiscal year of such SPONSOR, the
SPONSOR must have a State single or project-specific audit for such fiscal
year, in accordance with Section 215.97, Florida Statutes; applicable rules
of the Executive Office of the Governor and the Comptroller, and Chapter
10.650, Rules of the Auditor General. In connection with these audit
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requirements, the SPONSOR shall ensure that the audit complies with the
requirements of Section 215.97(7), Florida Statutes. This includes
submission of a reporting package, as defined by Section 215.97(2)(e),
Florida Statutes, and Chapter 10.650, Rules of the Auditor General. The
financial reporting package must be delivered to the COUNTY within 30
days after delivery of the financial reporting package to the SPONSOR but
no later than 180 days after the SPONSOR's fiscal year end. Submit the
financial reporting package and Exhibit F to the Grant Coordinator.
If the SPONSOR expends less than $750,000 in State awards in its fiscal
year, an audit conducted in accordance with the provisions of Section
215.97, Florida Statutes, is not required. In the event that the SPONSOR
expends less than $750,000 in State awards in its fiscal year and elects to
have an audit in accordance with provisions of Section 215.97, Florida
Statutes,the cost of the audit must be paid from non-State funds.
2. Inspections
The SPONSOR'S records with respect to any matters covered by this
Agreement shall be made available to the COUNTY and/or the FHFC at
any time during normal business hours, as often as the COUNTY or the
FHFC deems necessary,to audit,examine,and make excerpts or transcripts
of all relevant data.
F. MONITORING
The SPONSOR agrees that CHS will carry out no less than one (1) annual on-site
monitoring visit and evaluation activities, as determined necessary. At the
COUNTY's discretion,a desk top review of the activities may be conducted in lieu
of an on-site visit. The continuation of this Agreement is dependent upon
satisfactory evaluations. The SPONSOR shall, upon the request of CHS, submit
information and status reports required by CHS to enable CHS to evaluate said
progress and to allow for completion of reports required. The SPONSOR shall
allow CHS to monitor the SPONSOR on site. Such site visits may be scheduled or
unscheduled, as determined by CHS.
The COUNTY will monitor the performance of the SPONSOR based on goals and
performance standards as stated with all other applicable federal, state and local
laws,regulations, and policies governing the funds provided under this Agreement.
Substandard performance, as determined by the COUNTY, will constitute
noncompliance with this Agreement. If corrective action is not taken by the
SPONSOR within a reasonable period of time after being notified by the COUNTY,
contract suspension or termination procedures will be initiated. The SPONSOR
agrees to provide the COUNTY,or the COUNTY's internal auditor(s)access to all
records related to performance of activities in this agreement.
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G. PREVENTION OF FRAUD AND ABUSE
SPONSOR shall establish, maintain and utilize internal systems and procedures
sufficient to prevent, detect and correct incidents of waste, fraud and abuse in the
performance of this Agreement and to provide for the proper and effective
management of all Program and Fiscal activities of the Agreement. SPONSOR's
internal control systems and all transactions and other significant events are to be
clearly documented, and the documentation shall be readily available for
monitoring by COUNTY.
SPONSOR shall give COUNTY complete access to all of its records, employees
and agents for the purpose of monitoring or investigating the performance of the
Agreement. SPONSOR shall fully cooperate with COUNTY's efforts to detect,
investigate and prevent waste, fraud and abuse. SPONSOR may not discriminate
against any employee or other person who reports a violation of the terms of this
Agreement or of any law or regulation to the COUNTY or to any appropriate law
enforcement authority, if the report is made in good faith.
H. CORRECTIVE ACTION
Corrective action plans may be required for noncompliance, nonperformance, or
unacceptable performance under this Agreement. Penalties may be imposed for
failures to implement or to make acceptable progress on such corrective action
plans.
In order to effectively enforce Resolution 2013-228, Community and Human
Services (CHS) Division has adopted an escalation policy to ensure continued
compliance by subrecipients, sponsors, or any entity receiving grant funds from
CHS. CHS's policy for escalation for non-compliance is as follows:
1. Initial non-compliance may result in Findings or Concerns being issued to
the entity and will require a corrective action plan be submitted to the
Division within 15 days following the monitoring visit.
• Any pay requests that have been submitted to the Division for payment will
be held until the corrective action plan has been submitted.
• CHS will be available to provide Technical Assistance (TA) to the entity,
as needed, in order to correct the non-compliance issue.
2. If in the case an Entity fails to submit the corrective action plan in a timely
manner to the Division, the Division may require a portion of the awarded
grant amount be returned to the Division.
• The Division may require upwards of five percent (5%) of the awarded
amount be returned to the Division, at the discretion of the CHS Director.
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• The entity may be denied consideration as set forth in Resolution 2013-228.
3. If in the case an Entity continues to fail to correct the outstanding issue or
repeats an issue that was previously corrected, and has been informed by
the Division of their substantial non-compliance, by certified mail; the
Division may require a portion of the awarded grant amount be returned to
the Division.
• The Division may require upwards of ten percent (10%) of the awarded
amount be returned to the Division, at the discretion of the CHS Director.
• The entity will be in violation of Resolution 2013-228
4. If in the case after repeated notification the Entity continues to be
substantially non-compliant, the Division may recommend the contract or
award be terminated.
• The Division will make a recommendation to the Board of County
Commissioners to immediately terminate the agreement or contract. The
Entity will be required to repay all funds disbursed by the County for project
that was terminated.
• The entity will be in violation of Resolution 2013-228
If in the case the Entity has multiple agreements with the Division and is found to
be non-compliant, the above sanctions may be imposed across all awards at the
Director's discretion.
I. PROGRESS REPORTS
The SPONSOR shall submit regular Quarterly Progress Report(Exhibit E)to the
COUNTY in the form, content and frequency required by the COUNTY.
IX. CIVIL RIGHTS COMPLIANCE
The SPONSOR agrees that no person shall, on the ground of race, creed, color, religion,
national origin, sex, handicap, familial status, marital status or age be excluded from
receiving program benefits,or be subjected to discrimination under any activity carried out
by the SPONSOR in performance of this Agreement. Upon receipt of evidence of such
discrimination, the COUNTY shall have the right to terminate this Agreement. The
SPONSOR will take affirmative action to ensure that all employment practices are free
from such discrimination. Such employment practices include but are not limited to the
following: hiring, upgrading, demotion, transfer, recruitment or recruitment advertising,
layoff, termination, rate of pay or other forms of compensation, and selection for training,
including apprenticeship. The SPONSOR agrees to post in conspicuous places, available
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to employees and applicants for employment, notices setting forth the provisions of this
nondiscrimination clause.
X. PROHIBITED ACTIVITY
The SPONSOR is prohibited from using funds provided herein or personnel employed in
the administration of the program for: political activities; sectarian or religious activities;
lobbying,political patronage, and nepotism activities.
XI. SEVERABILITY OF PROVISIONS
If any provision of this Agreement is held invalid, the remainder of this Agreement shall
not be affected thereby, if such remainder would then continue to conform to the terms and
requirements of applicable law.
XII. AVAILABILITY OF FUNDS
The parties acknowledge that the Funds originate from SHIP grant funds from FHFC and
must be implemented in full compliance with all of SHIP rules and regulations and any
agreement between COUNTY and FHFC governing FHFC funds pertaining to this
Agreement. In the event of curtailment or non-production of said state funds, the financial
sources necessary to continue to pay the SPONSOR all or any portions of the funds will
not be available. In that event, the COUNTY may terminate this Agreement, which
termination shall be effective as of the date that it is determined by the County Manager or
designee, in his-her sole discretion and judgment,that the funds are no longer available. In
the event of such termination, the SPONSOR agrees that it will not look to, nor seek to
hold the COUNTY, nor any individual member of the County Commissioners and /or
County Administration, personally liable for the performance of this Agreement, and the
COUNTY shall be released from any further liability to the SPONSOR under the terms of
this Agreement.
XIII. DEFAULTS,REMEDIES,AND TERMINATION
This Agreement may also be terminated for convenience by either the COUNTY or
the SPONSOR, in whole or in part, by setting forth the reasons for such termination, the
effective date, and, in the case of partial terminations, the portion to be terminated.
However, if in the case of a partial termination, the COUNTY determined that the
remaining portion of the award will not accomplish the purpose for which the award was
made,the COUNTY may terminate the award in its entirety.
The following actions or inactions by the SPONSOR shall constitute a Default under this
Agreement:
A. Failure to comply with any of the rules,regulations or provisions referred to herein,
or such statutes, regulations, executive orders, and SHIP guidelines, policies or
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directives as may become applicable at any time;
B. Failure, for any reason, of the SPONSOR to fulfill, in a timely and proper manner,
its obligations under this Agreement;
C. Ineffective or improper use of funds provided under this Agreement;
D. Submission, by the SPONSOR to the COUNTY, of reports that are incorrect or
incomplete in any material respect.
E. Submission by the SPONSOR of any false certification;
F. Failure to materially comply with any terms of this Agreement;
G. Failure to materially comply with the terms of any other agreement between the
County and the SPONSOR relating to the project.
In the event of any default by the SPONSOR under this Agreement,the County may seek
any combination of one or more of the following remedies:
1. Require specific performance of the Agreement, in whole or in part;
2. Require the use of, or change in, professional property management;
3. Require immediate repayment by the SPONSOR to the COUNTY of all
SHIP funds the SPONSOR has received under this Agreement;
4. Apply sanctions, if determined by the COUNTY to be applicable;
5. Stop all payments,until identified deficiencies are corrected;
6. Terminate this Agreement by giving written notice to the SPONSOR of
such termination and specifying the effective date of such termination. If
the Agreement is terminated by the COUNTY as provided herein, the
SPONSOR shall have no claim of payment or claim of benefit for any
incomplete project activities undertaken under this Agreement.
XIV. OPPORTUNITIES FOR SMALL AND MINORITY/WOMEN OWNED BUSINESS
ENTERPRISES
The SPONSOR will use its best efforts to afford small businesses, minority business
enterprises, and women owned business enterprises the maximum practicable opportunity
to participate in the performance of this contract.As used in this contract,the terms"small
business" means a business that meets the criteria set forth in section 3(a) of the Small
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Business Act, as amended (15 U.S.C. 632), and "minority and women's business
enterprise" means a business at least fifty-one (51) percent owned and controlled by
minority group members or women. For the purpose of this definition, "minority group
members" are Afro-Americans, Spanish-speaking, Spanish surnamed or Spanish-heritage
Americans,Asian-Americans, and American Indians. The SPONSOR may rely on written
representations by businesses regarding their status as minority and female business
enterprises, in lieu of an independent investigation.
XV. AFFIRMATIVE ACTION
The SPONSOR agrees that it shall be committed to carry out pursuant to the COUNTY's
specifications an Affirmative Action Program in keeping with the principles as provided
in President's Executive Order 11246 of September 24, 1966. The COUNTY shall provide
Affirmative Action guidelines to the SPONSOR to assist in the formulation of such
program. Prior to the award of funds, the SPONSOR shall submit for approval, a plan for
an Affirmative Action Program.In the event any policy modifications are made throughout
the term of the agreement the SPONSOR shall submit the updated policy to the COUNTY
within 30 days of modification.
XVI. CONFLICT OF INTEREST
The SPONSOR covenants that no person under its employ who presently exercises any
functions or responsibilities in connection with the Project, has any personal financial
interest, direct or indirect, in the Project areas or any parcels therein,which would conflict
in any manner or degree with the performance of this Agreement and that no person having
any conflict of interest shall be employed by or subcontracted by the SPONSOR. The
SPONSOR covenants that it will comply with all provisions of FL 287.057 "Conflict of
Interest", and any additional State and County statutes, regulations, ordinance or
resolutions governing conflicts of interest. Any possible conflict of interest on the part of
the SPONSOR or its employees shall be disclosed, in writing, to CHS provided, however,
that this paragraph shall be interpreted in such a manner so as not to unreasonably impede
the statutory requirement that maximum opportunity be provided for employment of and
participation of low and very low-income residents of the project target area.
The SPONSOR will notify the COUNTY, in writing, and seek COUNTY approval, prior
to entering into any contract with an entity owned, in whole or in part, by a covered person
or an entity owned or controlled, in whole or in part, by the SPONSOR. The COUNTY
may review the proposed contract to ensure that the contractor is qualified and that the
costs are reasonable. Approval of an identity of interest contract will be in the COUNTY's
sole discretion. This provision is not intended to limit the SPONSOR's ability to self-
manage the projects using its own employees.
XVII. INCIDENT REPORTING
If services to clients are to be provided under this agreement, the SPONSOR and any
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subcontractors shall report knowledge or reasonable suspicion of abuse, neglect, or
exploitation of a child, aged person, or disabled adult to the COUNTY.
XVIII. RELIGIOUS ORGANIZATIONS
State funds may be used by religious organizations or on property owned by religious
organizations only in accordance with requirements set in Florida Statue,Chapter 196.011.
The SPONSOR shall comply with First Amendment Church/State principles as follows:
A. It will not discriminate against any employee or applicant for employment on the
basis of religion and will not limit employment or give preference in employment
to persons on the basis of religion.
B. It will not discriminate against any person applying for public services on the basis
of religion and will not limit such services or give preference to persons on the basis
of religion.
C. It will retain its independence from Federal, State and Local Governments and may
continue to carry out its mission, including the definition, practice and expression
of its religious beliefs, provided it does not use direct State funds to support any
inherently religious activities, such as worship, religious instruction or
proselytizing.
D. The funds shall not be used for the acquisition, construction or rehabilitation of
structures to the extent that those structures are used for inherently religious
activities. Where a structure is used for both eligible and inherently religious
activities, SHIP funds may not exceed the cost of those portions of the acquisition,
construction or rehabilitation that are attributable to eligible activities in accordance
with the cost accounting requirements applicable to SHIP funds in this part.
Sanctuaries,chapels,or other rooms that a SHIP funded religious congregation uses
as its principal place of worship, however, are ineligible for SHIP funded
improvements.
XX. NATURAL DISASTER
In the event of a natural disaster, this Agreement may be suspended or terminated, and
funds transferred to recovery activities, as determined by the COUNTY. Funds subject to
this provision shall be those that are not contractually committed for construction, design
or other such third party private vendors.
XXI. ENFORCEMENT OF AGREEMENT
The benefits of this Agreement shall inure to, and may be enforced by,the COUNTY for
the duration of the Agreement,whether or not the COUNTY shall continue to be the holder
of the Mortgage, whether or not the Project loan may be paid in full, and whether or not
any bonds issued for the purpose of providing funds for the project are outstanding. The
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SPONSOR warrants that it has not, and will not, execute any other agreement with
provisions contradictory to, or in opposition to, the provisions hereof, and that, in any
event, the requirements of this Agreement are paramount and controlling as to the rights
and obligations herein set forth and supersede any other requirements in conflict herewith.
However,this shall not preclude the COUNTY from subordinating its loan to construction
financing.
XXII. ACQUISITION,RELOCATION,AND DISPLACEMENT
The SPONSOR acknowledges that the SPONSOR will bear sole responsibility for any
costs or reimbursements,legal or otherwise,from person or persons claiming that they have
been involuntarily displaced by the acquisition of real property associated with
development of the Project.
XXIII. COPYRIGHTS AND PATENTS
If this Agreement results in a book or other copyright materials or patent materials, The
SPONSOR may copyright or patent such, but Collier COUNTY and the State of Florida
reserve a royalty-free, nonexclusive, and irrevocable license to reproduce, publish or
otherwise use such materials and to authorize others to do so.
XXIV. COUNTERPARTS OF THE AGREEMENT
This Agreement, consisting of twenty-nine (29) 'enumerated pages and the exhibits and
attachments referenced herein, shall be executed in two counterparts, each of which shall
be deemed to be some original, and such counterparts will constitute one and the same
instrument.
XXV. ENTIRE UNDERSTANDING
This Agreement and its provisions merge any prior agreements, if any, between the
parties and constitute the entire understanding. The parties herby acknowledge that there
have been and are no representations, warranties, covenants, or undertakings other than
those expressly set forth herein.
(Signature Page to Follow)
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IN WITNESS WHEREOF,the Subrecipient and the County,have each respectively,by an authorized
person or agent,hereunder set their hands and seals on the date first written above.
ATTEST: BOARD 0' CO , TY CO AV ,/ ERS OF
CRYSTAL K.KINZEL,CLERK OF COURTS COLLIE' OU►e , i- r..fr
e
II OC,, By: L
• ,DtI 0;0 Y tr •Y SOLIS,CHAIRMAN
Attest as to s. irm
Dated: 1 n ILaD1
(SEAL) Date: ID a3 1 1 $
FL STAR CONSTRUCTION,LLC
By:
DAVID TORRES,MANAGING PARTNER
Date: 5/
Approved as to form and legality:
Jenni er A.Belpedio C}) `
Assistant County Attorne '�
0.\
Date: 1 01 3 `\
Item#
Agenda t 2
Date -----
Date l0_.
Rec'd 1 �-
BL"u
Deputy Cl a • �
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EXHIBIT A
NEW CONSTRUCTION PROJECT REQUIREMENTS
The Project is to be developed as affordable residential housing, in accordance with the SHIP
Program, and the Collier County LHAP Y 2016-2019. The SPONSOR shall perform the following
activity under this agreement:
a) New Construction:
The SPONSOR is required to comply with all applicable program requirements of the State
Housing Initiatives Partnership(SHIP)Program, including but not limited to Section 420.907-420.9079,
Florida Statutes and Rule 67-37, Florida Administrative Code and Collier County Construction
Standards. Any or all of these regulations may, but are not required to, be specifically set forth in any
additional loan documents executed in connection with the Project. The SPONSOR shall include such
language as the COUNTY may require in any agreements with prospective homeowners of the Project,
or any portion,thereof to evidence such requirements.
b) Default of Mortgage: The Sponsor shall be considered in default if any of the following
occur:
1. The SPONSOR fails to construct a safe, sanitary and habitable housing unit.
2. The SPONSOR fails to receive Certificate of Occupancy for new housing unit.
3. The SPONSOR fails to sell to CHS referred SHIP applicant on or before May 31,2020.
c) Assurance of Public Purpose: The SPONSOR covenants that if the SPONSOR is unable
or unwilling to sell the property in accordance with the terms and conditions incorporated herein, the
SPONSOR shall give the COUNTY a 90 (Ninety) day notification, during which time;the COUNTY
shall require the SPONSOR to remit payment for an amount not to exceed the amount of funds provided
by the COUNTY through the Program.
d) Affirmative Marketing: The SPONSOR shall adopt appropriate procedures for
affirmatively marketing the SHIP-assisted units. Affirmative marketing consists of good faith efforts to
provide information and otherwise to attract to the available housing, eligible persons from all racial,
ethnic and gender groups in the housing market area.The SPONSOR shall be required to use affirmative
fair housing marketing practices in soliciting homebuyers, concluding transactions, and affirmatively
further fair housing efforts. The SPONSOR must maintain a file containing all marketing efforts (i.e.
copies of newspaper ads, memos of phone calls, copies of letters, etc.) to be available for inspection on
request by the COUNTY. The SPONSOR must provide a description of intended actions that will inform
and otherwise attract eligible persons from all racial,ethnic,and gender groups in the housing market of
the available housing. The SPONSOR must provide the COUNTY with an assessment of the affirmative
marketing program. Assessment must include: a) methods used to inform the public and potential
homebuyers about federal fair housing laws and affirmative marketing policy,b)methods used to inform
and solicit applications from persons in the housing market who are not likely to apply without special
outreach;and c)records describing actions taken by the participating entity and/or owner to affirmatively
market units; and records to assess the results of these actions.
e) Project Requirements: The SPONSOR agrees that in the event that the Project is located
in a Designated Flood Zone, all government requirements for construction in a flood zone shall be
satisfied.
SHIP New Construction 19
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The SPONSOR shall develop and submit to CHS, within 60 days of contract execution, a construction
schedule to include the following:
TENTATIVE SCHEDULE (Adherence is not a condition of payment)
Sites Identified/Site Due Diligence January, 2019
Property(ies)Under Conditional Contract March, 2019
Construction Commencement June, 2019
Certificate of Occupancy Issued for all Newly April 1, 2020
Constructed Housing Units
Project Completion Date June 30, 2020
Further, "project completion date" will mean issuance of all certificates of occupancy and
completion of sale to referred households.
f) Property Standards: The SPONSOR attests that the Project will meet the standards of the
Florida Building Code and all applicable local codes, standards, ordinances, and zoning ordinances at
the time of project completion and throughout the duration of the affordability period. The Project will
also meet the accessibility requirements at 24 CFR part 8, which implements Section 504 of the
Rehabilitation Act of 1973 (29 U.S.C. 794) and the design and construction requirements at 24 CFR
100.205, which implement the Fair Housing Act (42 U.S.C. 3601-3619), in the event property is
rehabilitated at any time during affordability period.
In accordance with the Local Housing Assistance Plan, a SPONSOR shall follow each SHIP Program
strategy program requirements below:
Energy Efficient Best Practices: Section 420.9075(3)(d),F.S. defines Energy Efficient Best Practices as:
Innovative design, green building principles, storm resistant construction or other elements that reduce
long term costs relating to maintenance, utilities or insurance in the event property rehabilitated at any
time during affordability period.
Collier County requires the use or inclusion,when appropriate,of the following: energy star appliances;
low-E windows; additional insulation (for increased R-value); ceramic tile; tank-less water heater; 14
and 15 SEER air conditioning units; stucco; florescent light bulbs; and impact resistant windows and
doors. Evidence of such is not a condition of the construction subsidy payment.
g) Payment Documents:
1. Certificate of occupancy.
2. Pictures during construction and of finished housing unit.
3. Floor plan or unit specifications.
4. Final invoice.
5. Pay Request Form(Exhibit"E")
6. Fully executed SHIP Note& Mortgage to Collier County.
SHIP New Construction 20
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EXHIBIT B
BUDGET NARRATIVE
NEW CONSTRUCTION PROGRAM
The total SHIP allocation to the SPONSOR for the New Construction Program shall not exceed
THREE HUNDRED THOUSAND DOLLARS ($300,000.00).
Uses of these funds are as follows:
The Construction subsidy shall be disbursed in the following manner for the following uses:
1. Construction expenditure shall not exceed$50,000 per certificate of occupancy(CO)for each
housing unit.
2. Funds to be disbursed upon submission of a proper Pay Request (Exhibit "E") and in
accordance with Florida Prompt Payment Act.
SHIP New Construction 21
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EXHIBIT C
INSURANCE REQUIREMENTS
The SPONSOR shall furnish to Collier County, c/o Community and Human Services Division, 3339 E.
Tamiami Trail, Suite 211, Naples, Florida 34112, Certificate(s) of Insurance evidencing insurance
coverage that meets the requirements as outlined below:
1. Workers' Compensation as required by Chapter 440,Florida Statutes.
2. Commercial General Liability including products and completed operations insurance in
the amount of$1,000,000 per occurrence and$2,000,000 aggregate. Collier County must
be shown as an additional insured, with respect to this coverage.
3. Automobile Liability Insurance covering all owned, non-owned and hired vehicles used
in connection with this contract in an amount not less than $1,000,000 combined single
limit for combined Bodily Injury and Property Damage. Collier County shall be named
as an additional insured.
DESIGN STAGE(IF APPLICABLE)
In addition to the insurance required in 1 — 3 above, a Certificate of Insurance must be provided as
follows:
4. Professional Liability Insurance in the name of the SPONSOR or the licensed design
professional employed by the SPONSOR, in an amount not less than $1,000,000 per
occurrence/$1,000,000 aggregate,providing for all sums which the SPONSOR and/or the
design professional shall become legally obligated to pay as damages for claims arising
out of the services performed by the SPONSOR or any person employed by the
SPONSOR, in connection with this contract. This insurance shall be maintained for a
period of two (2) years after the certificate of Occupancy is issued. Collier County shall
be named as an additional insured.
CONSTRUCTION PHASE(IF APPLICABLE)
In addition to the insurance required in 1 — 4 above, the SPONSOR shall provide or cause its
Subcontractors to provide original certificates indicating the following types of insurance coverage prior
to any construction:
5. Completed Value Builder's Risk Insurance on an "All Risk" basis in an amount not less
than one hundred(100%)percent of the insurable value of the building(s) or structure(s).
The policy shall be in the name of Collier County and the SPONSOR.
6. In accordance with the requirements of the Flood Disaster Protection Act of 1973 (42
U.S.C. 4001), the SPONSOR shall assure that for activities located in an area identified
by the Federal Emergency Management(FEMA) as having special flood hazards, flood
insurance under the National Flood Insurance Program is obtained and maintained as a
condition of financial assistance for acquisition or construction purposes (including
rehabilitation).
SHIP New Construction 22
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OPERATION/MANAGEMENT PHASE(IF APPLICABLE)
After the Construction Phase is completed and occupancy begins, the following insurance must be kept
in force throughout the duration of the loan and/or contract:
7. Workers' Compensation as required by Chapter 440, Florida Statutes.
8. Commercial General Liability including products and completed operations insurance in
the amount of$1,000,000 per occurrence and$2,000,000 aggregate. Collier County must
be shown as an additional insured with respect to this coverage.
9. Automobile Liability Insurance covering all owned, non-owned and hired vehicles used
in connection with this contract in an amount not less than $1,000,000 combined single
limit for combined Bodily Injury and Property Damage. Collier County as an additional
insured.
10. Property Insurance coverage on an "All Risk" basis in an amount not less than one
hundred (100%) of the replacement cost of the property. Collier County must be shown
as a Loss payee with respect to this coverage A.T.I.M.A.
11. Flood Insurance coverage for those properties found to be within a flood hazard zone for
the full replacement values of the structure(s) or the maximum amount of coverage
available through the National Flood Insurance Program (NFIP). The policy must show
Collier County as a Loss Payee A.T.I.M.A.
SHIP New Construction 23
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EXHIBIT D
REPORTS
Report Title Documentation Required Due Date
Special Grant Policies See Section III,B Within 60 days of Agreement
execution
Project Schedule See Section III, A Within 60 days of Agreement
execution
Insurance Proof of coverage in lAt time of Agreement
(Flood, Property, O&D) accordance with Exhibit C/ execution and annually within
Declaration page 30 days after renewal
SPONSOR Audit Audit report, Management Within 9 months for Single
Letter and Exhibit G, as Audit(otherwise 180 days)
applicable after the end of the SPONSOR
fiscal year through 2019-20, as
applicable
Progress Report Progress report, detailing 10 days after the end of the
accomplishments Exhibit F calendar quarter until July 10,
2020
SHIP New Construction 24
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•
EXHIBIT "E"
COLLIER COUNTY COMMUNITY AND HUMAN SERVICES
REQUEST FOR PAYMENT
SECTION I: REQUEST FOR PAYMENT
Sub recipient Name: FL Star Construction,LLC
Sub recipient Address: 7742 Alico Road,Ft. Myers, FL 33912
Project Name:
New Construction
Project No: SHCON18-002 Payment Request#
Total Payment:
Period of Availability: October 23,2018 to June 30, 2020
The Agency has incurred the indebtedness listed below between and
SECTION II: STATUS OF FUNDS
1. Grant Amount Awarded
2. Sum of Past Claims Paid on this Account
3, Total Grant Amount Awarded Less Sum of •
Past Claims Paid on this Account
4. Amount of Previous Unpaid Requests
5. Amount of Today's Request
6. Current Grant Balance (Initial Grant Amount Awarded Less Sum of all
requests)
I certify that this request for payment has been made in accordance with the terms and conditions of
the Agreement between the COUNTY and us as the SUBRECIPIENT, To the best of my
knowledge and belief, all grant requirements have been followed.
Signature Date
Title
Authorizing Grant Coordinator Authorizing GrantAccountant
Supervisor • Department Director
(approval required $15,000 and above) (approval required $15,000 and above)
SHIP New Construction 25
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EXHIBIT"F"
QUARTERLY PROGRESS REPORT
Complete form for preceding quarter and submit to Community and Human Services staff by the 10`h of the
following month.
Status Report for the Quarter Ending:''I iSubmittal Date:
Project Name: New Construction j Project Number: SHCON18-002
SPONSOR: FL Star Construction,LLC
Contact Person: j
Telephone: Fax:I I E-mail:
PROPERTY UNIT DATA
Number of units under construction this period
Number of units under construction to date
Number of units completed this period
Number of units completed to date
MARKETING DATA
Potential Homebuyers Referred this period
Homebuyers under contract
TIMELINE PROGRESS
PROPERTY ADDRESS CONSTRUCTION CONSTRUCTION ANTICIPATED ANTICIPATED
COMMENCED COMPLETED C/O DATE SALE DATE
(YIN) (YIN)
What events/actions are scheduled for the next quarter?
I I.
Identify any issues that may cause delay in meeting scheduled expenditure deadline dates.
Date
Signature
SHIP New Construction 26
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EXHIBIT "G"
ANNUAL AUDIT MONITORING REPORT
Circular 2 CFR Part 200.331 requires Collier County to monitor subrecipients of federal awards to
determine if subrecipients are compliant with established audit requirements (Subpart F). Accordingly, Collier
County requires that all appropriate documentation is provided regarding your organizations compliance.
In determining Federal awards expended in a fiscal year, the entity must consider all sources of Federal
awards based on when the activity related to the Federal award occurs, including any Federal award provided
by Collier County. The determination of amounts of Federal awards expended shall be in accordance with
the guidelines established by established by 2 CFR Part 200, Subpart F—Audit Requirements. This form
may be used to monitor Florida Single Audit Act (Statute 215.97) requirements.
Subrecipient
Name
First Date of Fiscal Year(MM/DD/YY) Last Date of Fiscal Year(MM/DD/YY)
Total Federal Financial Assistance Expended Total State Financial Assistance Expended during
during most recently completed Fiscal Year most recently completed Fiscal Year
$ $
Check A. or B. Check C if applicable
A. The federal/state expenditure threshold for our fiscal year ending as indicated above has
been met and a Single Audit as required by 2 CFR Part 200, Subpart F has been completed
or will be completed by . Copies of the audit report and management letter
are attached or will be provided within 30 days of completion.
B. We are not subject to the requirements of OMB 2 CFR Part 200, Subpart F because we:
❑ Did not exceed the expenditure threshold for the fiscal year indicated above
❑ Are a for-profit organization
❑ Are exempt for other reasons— explain
An audited financial statement is attached and if applicable, the independent auditor's
management letter.
C. Findings were noted, a current Status Update of the responses and corrective action plan is
included separate from the written response provided within the audit report. While we
understand that the audit report contains a written response to the finding(s), we are
requesting an updated status of the corrective action(s) being taken. Please do not provide
just a copy of the written response from your audit report, unless it includes details of the
actions, procedures, policies, etc. implemented and when it was or will be implemented.
Certification Statement
I hereby certify that the above information is true and accurate.
Signature Date
Print Name and Title
06/18
SHIP New Construction 27
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EXHIBIT "H"
•
HOLD HARMLESS LETTER
Please be advised that I/We,FL Star Construction,LLC existing under the laws of the State of
Florida, having its principal office at j7742 Alico Road, Ft. Myers, FL 33912 ("SPONSOR"), under
agreement with Collier County Board of County Commissioners for the SHIP New Construction project,
verify that I/We are a self-insured company.
I/We understand that we are to construct new housing units, hereafter referred to as "Improvements."
L Indemnification and Hold Harmless
a. In General
In the performance of the Subrecipient Agreement to which this exhibit is attached, the undersigned
hereby agrees to release, indemnify and hold harmless Collier County,as well as their employees,agents
and representatives (collectively, the "County"), from any and all claims, demands, causes of action or
damages of any kind or nature brought by the undersigned or others, including reasonable attorneys'
fees, arising out of or in any way associated with,the County's authorization to allow the Improvements
to be constructed, operated, and maintained by the Club. This includes without limitation, all claims,
demands,costs or judgments against the County whether such liability, loss or damage is due or claimed
to be due to the negligence of the undersigned,its contractors,subcontractors,the County,its employees,
agents or representatives.
b. Respecting the Improvements
The undersigned hereby agrees to release, indemnify and hold harmless the County and accepts all risks
of loss associated with respect to the Improvements.
II. Successors and Assigns
The undersigned further agrees, as the entity responsible for ownership and maintenance of the
Improvements, that this document may be recorded, and that the representations and obligations herein
are binding upon its successors and assigns.
SHIP New Construction 28
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Signature Signature
Print Name Print Name
Title Title
STATE OF FLORIDA
COUNTY OF
The foregoing instrument was subscribed and sworn before me this day of ,20 , by
who produced as identification.
Notary Signature Notary Seal:
SHIP New Construction 29 41)
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Grant: SHIP jLHAP FY 2016-2019'1
Activity: Homeownership
Project: New Construction
Sponsor: I Habitat for Humanity of
Collier County,Inc.
Agreement#: SHCON18-001
CSFA#: 52.901
DUNS#: 080676690
FEIN:159-1834379;
Fiscal Year: 1(2017-18;
Monitoring End: 0/30/20201
AGREEMENT BETWEEN COLLIER COUNTY
AND
HABITAT FOR HUMANITY OF COLLIER COUNTY,INC. I
THIS AGREEMENT is made and entered into this j34 day of dNcv2.,4-1,
11201$11i by and between Collier County, a political subdivision of the State of Florida, ("COUNTY"
or Grantee") having its principal address as 3339 E. Tamiami Trail, Suite 211,Naples FL 34112,
and Habitat for Humanity of Collier County,Inc.,hereinafter referred to as"SPONSOR",a
private for-profit corporation;existing under the laws of the State of Florida, having its principal
office at 11145 Tamiami Trail East,Naples,FL 341131.
WHEREAS, the William E. Sadowski Affordable Housing Act adopted by the State of
Florida in 1992 provided a dedicated revenue source for affordable housing in Florida and created
the State Housing Initiatives Partnership (SHIP) Program; and
WHEREAS, the State Housing Initiative Program is established in accordance with
Section 420.907-9079,Florida Statutes and Chapter 67-37,Florida Administrative Code; and
WHEREAS, the COUNTY is a participant in the State Housing Initiatives Partnership
Program; and
WHEREAS,pursuant to the State Housing Initiatives Partnership Program, the COUNTY
is undertaking certain activities to primarily benefit persons or households earning not greater than
120%of median annual income adjusted for family size; and
WHEREAS,the Fiscal Year f2016-2019'Local Housing Assistance Plan,as amended,was
adopted by the Board of County Commissioners on April 26, 2016,Resolution No. 2016-751; and
WHEREAS, the COUNTY and the SPONSOR desire to provide new construction, in
accordance with this Agreement and the aforementioned Local Housing Assistance Plans; and
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WHEREAS,the COUNTY desires to engage the SPONSOR to implement such undertakings, as
specified in Exhibit"A",and determines that they are valid and worthwhile County purposes.
NOW, THEREFORE, in consideration of the mutual promises and covenants herein
contained, it is agreed by the Parties as follows:
DEFINITIONS AND PURPOSE
A. DEFINITIONS
Terms shall be as defined in the State Housing Initiatives Partnership (SHIP)
Program, Section 420.9071, Florida Statutes and Chapter 67-37 of the Florida
Administrative Code, and any amendments thereto (also referred to as the SHIP
Program).
B. PURPOSE
The purpose of this Agreement is to state the covenants and conditions under which
the SPONSOR will implement the Scope of Service summarized in Section II of this
Agreement.
II. SCOPE OF SERVICE
The SPONSOR shall,in a satisfactory and proper manner,as determined by the COUNTY,
perform the necessary tasks to administer and implement the described services herein
incorporated by reference as Exhibits A—B(New Construction Project Requirements and
Budget Narrative), in accordance with the terms and conditions of Requests for
Applications, New Construction, State Housing Initiatives Partnership Funding Cycle
Fiscal Years 2017-2018 and SPONSOR's Application dated April 10, 2018.
III. GRANT AND SPECIAL CONDITIONS
A. Within 60 days of the execution of this Agreement,the SPONSOR must deliver to
Community and Human Services Division (CHS) for approval a detailed project
schedule for the implementation through completion of the project to include staff
assignment.
B. The following resolutions and policies must be adopted, if not previously adopted,
by the SPONSOR's governing body within 60 days of contract execution:
1. Affirmative Fair Housing Policy
2. Procurement Policy including Code of Conduct
3. Affirmative Action Policy
4. Conflict of Interest Policy
5. Equal Opportunity Policy
6. Sexual Harassment Policy
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7, Procedures for meeting the requirements set forth in Section 504 of the
Rehabilitation Act of 1973, as amended (29 U.S.C. 794)
8, Fraud Policy
9. Marketing Policy
IV. PERIOD OF PERFORMANCE •
This Agreement shall be in effect from!October 23, 2018 through June 30, 2020, and all
services required hereunder shall be completed in accordance with the schedule set forth
in Exhibit A (New Construction Project Requirements), This agreement must remain in
• effect throughout the development process of the. Project. and is terminated upon
completion of construction and sale to a CHS referred applicant.!In any event,all services
required hereunder shall be completed by the SPONSOR prior to June 30,20201.Any funds
not obligated by the expiration date of this Agreement shall automatically revert to
COUNTY.
V, AGREEMENT AMOUNT
It is expressly agreed and understood that the total amount of construction assistance, for
the use by the SPONSOR during the term of the Agreement, shall not exceed +'‘OUR
HUNDRED THOUSAND DOLLARS ($400,000).
The budget identified for the Project shall be as follows
Line Item Description SHIP Funds
Project Deliverable: Construction of new housing 00,000.00 per
units housing unit],
TOTAL $J400,000.00
The County shall provide construction cost assistance to the SPONSOR for the
performance of this agreement upon completion of the project deliverable,as accepted and
approved by CHS. SPONSOR may not request construction cost assistance of SHIP funds
until the deliverable has been provided. Payment shall be made to the SPONSOR only
after a certificate of occupancy has been issued for the related housing unit. Payment will
not occur if SPONSOR fails to perform the construction required by this agreement.
All requests for cost assistance are due no later than 90 days after the end of the agreement.
Work performed during the term of the program,but not requested within 90 days after the
end of the agreement, may not be processed without written authorization from the Grant •
•
Coordinator.
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The County Manager or designee may extend the term of this agreement for a period of up
to 180 days after the end of the agreement. Extensions must be authorized, in writing, by
formal letter to the SPONSOR.
No construction assistance will be provided until approved by CHS for grant compliance
and adherence to any, and all applicable Local, State or Federal requirements. Except
where disputed for noncompliance, payment will be made upon receipt of a properly
completed invoice and in compliance with Ch. 218, Part VII, Florida Statutes, otherwise
known as the"Local Government Prompt Payment Act."
All services specified in Section II. Scope of Services, as well as in Exhibit A, shall be
performed by SPONSOR. Contract administration shall be handled by the SPONSOR and
monitored by CHS, which shall have access to all records and documents related to the
project.
The COUNTY will secure the awarded amount per property with a note and mortgage.
The Note will bear interest at 0%percent interest per year and be released upon sale to a
CHS referred applicant.
If the SPONSOR fails to comply with the terms and conditions of this Agreement, SHIP
funds shall be due and payable back to the County.
VI. NOTICES
Notices required by this Agreement shall be in writing and delivered via mail (postage
prepaid), commercial courier, or personal delivery or sent by facsimile or other electronic
means. Any notice delivered or sent as aforesaid shall be effective on the date of delivery
or sending. All notices and other written communications under this Agreement shall be
addressed to the individuals in the capacities indicated below, unless otherwise modified
by subsequent written notice.
COLLIER COUNTY ATTENTION:lDon Luciano, Grants Coordinator]
Collier County Government
Community and Human Services
3339 E Tamiami Trial, Suite 211
Naples, Florida 34112
Email to: Donald.Luciano@colliercountyfl.govl
Phone: 239-252-25091
SPONSOR ATTENTION:Nicholas J. Kouloheras, President or
Michael Jordan,Director of Grants and Compliance
]Iabitat for Humanity of Collier County, Inc.
11145 Tamiami Trail East
Naples,FL 34113
Email to: nkouloheras@habitatcollier.org or
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mjordan@habitatcollier.org
Telephone:1239-775-0036
VII. GENERAL CONDITIONS
A. GENERAL COMPLIANCE
The SPONSOR agrees to comply with the requirements as outlined in Section
420.907-420.9079 of the Florida Statutes and Chapter 67-37 of the Florida
Administrative Code.The SPONSOR also agrees to comply with all other applicable
state and local laws, regulations, and policies governing the funds provided under
this Agreement. The SPONSOR agrees to utilize funds available under this
Agreement for New Construction.
B. INDEPENDENT CONTRACTOR
Nothing contained in this Agreement is intended to, or shall be construed in any
manner,as creating or establishing the relationship of employer/employee between
the parties. The SPONSOR shall at all times remain an "independent contractor"
with respect to the services to be performed under this Agreement. The COUNTY
shall be exempt from payment of all Unemployment Compensation, FICA,
retirement benefits, life and/or medical insurance and Workers' Compensation
Insurance, as the SPONSOR is an independent sponsor.
C. WORKERS' COMPENSATION
The SPONSOR, its contractors and subcontractors, shall provide Workers'
Compensation Insurance coverage for all its employees involved in the
performance of this contract.
D. INSURANCE
The SPONSOR shall furnish a Certificate of Insurance, naming Collier County as
an additional insured, with general liability limits of at least $1,000,000 per
occurrence, in accordance with Exhibit C.
E. INDEMNIFICATION
To the maximum extent permitted by Florida law, the SPONSOR shall indemnify
and hold harmless Collier County, its officers, agents and employees from any and
all claims, liabilities, damages, losses, costs, and causes of action which may arise
out of an act, or omission, including, but not limited to, reasonable attorneys' fees
and paralegals' fees, to the extent caused by the negligence, recklessness, or
intentionally wrongful conduct of the SPONSOR or any of its agents, officers,
servants,employees,contractors,patrons,guests,clients,licensees,invitees,or any
persons acting under the direction, control, or supervision of the SPONSOR in the
s
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performance of this Agreement. This indemnification obligation shall not be
construed to negate,abridge or reduce any other rights or remedies which otherwise
may be available to an indemnified party or person described in this paragraph. The
SPONSOR shall pay all claims and losses of any nature whatsoever in connection
therewith and shall defend all suits in the name of the COUNTY and shall pay all
costs (including attorney's fees) and judgments which may issue there-on. This
Indemnification shall survive the termination and/or expiration of this Agreement.
This section does not pertain to any incident arising from the sole negligence of
Collier County. The foregoing indemnification shall not constitute a waiver of
sovereign immunity beyond the limits set forth in Section 768.28,Florida Statutes.
F. GRANTOR RECOGNITION
The SPONSOR agrees that all notices, informational pamphlets, press releases,
advertisements, descriptions of the sponsorships of the Program, research reports
and similar public notices, whether printed or digitally prepared, and released by
the SPONSOR for, on behalf of, and/or about the Program shall include the
statement:
"FINANCED BY FLORIDA HOUSING FINANCE CORPORATION
(FHFC) AND COLLIER COUNTY COMMUNITY AND HUMAN
SERVICES DIVISION"
and shall appear in the same size letters or type as the name of the SPONSOR. This
design concept is intended to disseminate key information regarding the
development team as well as Equal Housing Opportunity to the general public.
Construction signs shall comply with applicable COUNTY codes.
G. AMENDMENTS
The COUNTY and/or SPONSOR may amend this Agreement, at any time,
provided that such amendments make specific reference to this Agreement,and are
executed in writing, signed by a duly authorized representative of each
organization, and approved by the Grantee's governing body. Such amendments
shall not invalidate this Agreement,nor relieve or release the Grantee or SPONSOR
from its obligations under this Agreement.
The COUNTY may, in its discretion, amend this Agreement to conform with
federal, state or local governmental guidelines, policies and available funding
amounts,or for other reasons.If such amendments result in a change in the funding,
the scope of services, or schedule of the activities to be undertaken as part of this
Agreement, such modifications will be incorporated only by written amendment,
signed by both Grantee and SPONSOR.
Expiration of Agreement: If the SPONSOR does not complete the project within
the time,the COUNTY Manager or designee may grant a cumulative time extension
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of no more than 180 days and modify any subsequent project work plans to reflect
the extension.
H. SUSPENSION OR TERMINATION
Either party may terminate this Agreement, at any time, by giving written notice to
the other party of such termination,and specifying the effective date thereof, at least
90 days before the effective date of such termination.In the event of any termination,
all finished or unfinished documents, data, studies, drawings, maps, models,
photographs, reports or other materials prepared by the SPONSOR under this
Agreement shall, at the option of the COUNTY, become the property of the
COUNTY.
The COUNTY may also suspend or terminate this Agreement, in whole or in part,
if the SPONSOR materially fails to comply with any term of this Agreement,or with
any of the rules, regulations or provisions referred to herein, in addition to other
remedies, as provided by law. If through any cause, the SPONSOR shall fail to
fulfill in a timely and proper manner its obligations under this Agreement,or violates
any of the covenants, agreements, or stipulations of this Agreement, the COUNTY
shall thereupon have the right to terminate this Agreement or suspend payment, in
whole or part, by giving written notice to the SPONSOR of such termination or
suspension of payment and specify the effective date thereof, at least five (5)
working days before the effective date of termination or suspension.
See Section VIII. H., Corrective Action, for escalation steps leading to suspension
or termination for non-compliance. If payments are withheld, Community and
Human Services Division(CHS) staff shall specify, in writing,the actions that must
be taken by the SPONSOR,as a condition precedent to resumption of payments and
shall specify a reasonable date for compliance. Sufficient cause for suspension of
payments shall include,but not be limited to:
* Ineffective use of funds.
* Failure to comply with Section II, Scope of Service of this Agreement.
* Failure to submit periodic reports as determined by the COUNTY.
DEBARMENT
The SPONSOR certifies that no officer or agent of the SPONSOR has been debarred
from bidding, proposing, or contracting for federal, state, or local government
programs. The SPONSOR assures that all its subcontractors who will participate in
activities, which are subject to this agreement, are eligible and have not been
debarred.
J. SUBCONTRACTS
The SPONSOR is permitted to subcontract construction activities as part of the
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construction for the new housing units.
The administration of this agreement may not be assigned or subcontracted without
the written consent of the COUNTY, which consent, if given at all, shall be at the
COUNTY's sole discretion and judgment
VIII. ADMINISTRATIVE REQUIREMENTS
A. RECORDS TO BE MAINTAINED
The SPONSOR shall maintain all records required by the COUNTY that are
pertinent to the activities to be funded under this Agreement, as established in
Exhibit A(New Construction Project Requirements).
B. RECORDS RETENTION
The SPONSOR shall retain all records pertinent to expenditures incurred
under this Agreement for a period of five (5) fiscal years after the Project
Completion Date as defined in Exhibit A, section (e), provided applicable audits
have been released.Notwithstanding the above, if there is litigation,claims,audits,
negotiations or other actions that involve any of the records cited and that have
started before the expiration of the (5) five-year period, then such records must be
retained until completion of the actions and resolution of all issues. However, in
no case can such records be disposed of before the (5) five fiscal year minimum.
All reports,plans,surveys,information,documents,maps,books,records and other
data procedures developed, prepared, assembled, or completed by the SPONSOR
for the purposes of this Agreement shall be made available.to the COUNTY,by the
SPONSOR, at any time, upon request by the COUNTY or CHS. Materials
identified in the previous sentence shall be in accordance with generally accepted
accounting principles (GAAP), procedures and practices, which sufficiently and
properly reflect all revenues and expenditures of funds provided directly or
indirectly by this Agreement. These records shall be maintained to the extent of
such detail as will properly reflect all net costs, direct and indirect labor,materials,
equipment, supplies and services, and other costs and expenses of whatever nature
for which reimbursement is claimed under the provisions of this Agreement.
Upon completion of all work contemplated under this Agreement copies of all
documents and records relating to this Agreement shall be surrendered to CHS if
requested. In any event, the SPONSOR shall keep all documents and records in an
orderly fashion, in a readily accessible, permanent and secured location. The
COUNTY shall be informed, in writing, if an agency ceases to exist after closeout
of this Agreement,of the address where the records are to be kept. SPONSOR shall
meet all requirements for retaining public records and transfer, at no cost, to
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COUNTY all public records in possession of the SPONSOR upon termination of
the contract and destroy any duplicate public records that are exempt or confidential
and exempt from public records disclosure requirements. All records stored
electronically must be provided to the COUNTY in a format that is compatible with
the information technology systems of the COUNTY.
IF THE SPONSOR HAS QUESTIONS REGARDING THE
APPLICATION OF CHAPTER 119, FLORIDA STATUTES, TO
THE SPONSOR'S DUTY TO PROVIDE PUBLIC RECORDS
RELATING TO THIS CONTRACT, CONTACT THE
CUSTODIAN OF PUBLIC RECORDS AT 239-252-6832,
Michael.Cox(a�colliercountyfl.gov, 3299 Tamiami Trail E, Naples
FL 34112.
C. DISCLOSURE
The SPONSOR shall maintain records in accordance with Florida's Public
Information Law (F.S. 119).
D. GRANT CLOSEOUT PROCEDURE
The SPONSOR's obligation to the COUNTY shall not end until all closeout
requirements are completed. Activities during this closeout period shall include,
but not be limited to: making final payments, disposing of program assets, close
out monitoring and determining the custodianship of records. In addition to the
records retention outlined in Section VIII.B, the SPONSOR shall comply with
Section 119.021 Florida Statutes regarding records maintenance, preservation and
retention. A conflict between state and federal law records retention requirements
will result in the more stringent law being applied such that the record must be held
for the longer duration. Any balance of unobligated funds which have been
advanced or paid must be returned to the COUNTY. Any funds paid in excess of
the amount to which the SPONSOR is entitled under the terms and conditions of
this Agreement must be refunded to the COUNTY. The SPONSOR shall also
produce records and information that complies with Section 215.97,Florida Single
Audit Act.
E. AUDITS AND INSPECTIONS
1. Audits
Pursuant to Florida Statute 215.97(6) (Florida Single Audit Act), in the
event that the SPONSOR expends a total amount of State awards equal to
or in excess of $750,000 in any fiscal year of such SPONSOR, the
SPONSOR must have a State single or project-specific audit for such fiscal
year, in accordance with Section 215.97, Florida Statutes; applicable rules
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•
of the Executive Office of the Governor and the Comptroller, and Chapter
10.650, Rules of the Auditor General. In connection with these audit
requirements, the SPONSOR shall ensure that the audit complies with the
requirements of Section 215.97(7), Florida Statutes. This includes
submission of a reporting package, as defined by Section 215.97(2)(e),
Florida Statutes, and Chapter 10.650,Rules of the Auditor General. The
financial reporting package must be delivered to the COUNTY within 30
days after delivery of the financial reporting package to the SPONSOR but
no later than 180 days after the SPONSOR's fiscal year end. Submit the
financial reporting package and Exhibit F to the Grant Coordinator.
If the SPONSOR expends less than $750,000 in State awards in its fiscal
year, an audit conducted in accordance with the provisions of Section
215.97, Florida Statutes, is not required. In the event that the SPONSOR
expends less than $750,000 in State awards in its fiscal year and elects to
have an audit in accordance with provisions of Section 215.97, Florida
Statutes,the cost of the audit must be paid from non-State funds.
2. Inspections
The SPONSOR'S records with respect to any matters covered by this
Agreement shall be made available to the COUNTY and/or the FHFC at
any time during normal business hours, as often as the COUNTY or the
FHFC deems necessary,to audit,examine,and make excerpts or transcripts
of all relevant data.
F. MONITORING
The SPONSOR agrees that CHS will carry out no less than one (1) annual on-site
monitoring visit and evaluation activities, as determined necessary. At the
COUNTY's discretion,a desk top review of the activities may be conducted in lieu
of an on-site visit. The continuation of this Agreement is dependent upon
satisfactory evaluations. The SPONSOR shall, upon the request of CHS, submit
information and status reports required by CHS to enable CHS to evaluate said
progress and to allow for completion of reports required. The SPONSOR shall
allow CHS to monitor the SPONSOR on site. Such site visits may be scheduled or
unscheduled, as determined by CHS.
The COUNTY will monitor the performance of the SPONSOR based on goals and
performance standards as stated with all other applicable federal, state and local
laws,regulations,and policies governing the funds provided under this Agreement.
Substandard performance, as determined by the COUNTY, will constitute
noncompliance with this Agreement. If corrective action is not taken by the
SPONSOR within a reasonable period of time after being notified by the COUNTY,
contract suspension or termination procedures will be initiated. The SPONSOR
agrees to provide the COUNTY,or the COUNTY's internal auditor(s) access to all
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records related to performance of activities in this agreement.
G. PREVENTION OF FRAUD AND ABUSE
SPONSOR shall establish, maintain and utilize internal systems and procedures
sufficient to prevent, detect and correct incidents of waste, fraud and abuse in the
performance of this Agreement and to provide for the proper and effective
management of all Program and Fiscal activities of the Agreement. SPONSOR's
internal control systems and all transactions and other significant events are to be
clearly documented, and the documentation shall be readily available for
monitoring by COUNTY.
SPONSOR shall give COUNTY complete access to all of its records, employees
and agents for the purpose of monitoring or investigating the performance of the
Agreement. SPONSOR shall fully cooperate with COUNTY's efforts to detect,
investigate and prevent waste, fraud and abuse. SPONSOR may not discriminate
against any employee or other person who reports a violation of the terms of this
Agreement or of any law or regulation to the COUNTY or to any appropriate law
enforcement authority, if the report is made in good faith.
H. CORRECTIVE ACTION
Corrective action plans may be required for noncompliance, nonperformance, or
unacceptable performance under this Agreement. Penalties may be imposed for
failures to implement or to make acceptable progress on such corrective action
plans.
In order to effectively enforce Resolution 2013-228, Community and Human
Services (CHS) Division has adopted an escalation policy to ensure continued
compliance by subrecipients, sponsors, or any entity receiving grant funds from
CHS. CHS's policy for escalation for non-compliance is as follows:
1. Initial non-compliance may result in Findings or Concerns being issued to
the entity and will require a corrective action plan be submitted to the
Division within 15 days following the monitoring visit.
• Any pay requests that have been submitted to the Division for payment will
be held until the corrective action plan has been submitted.
• CHS will be available to provide Technical Assistance (TA) to the entity,
as needed, in order to correct the non-compliance issue.
2. If in the case an Entity fails to submit the corrective action plan in a timely
manner to the Division, the Division may require a portion of the awarded
grant amount be returned to the Division.
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• The Division may require upwards of five percent (5%) of the awarded
amount be returned to the Division, at the discretion of the CHS Director.
• The entity may be denied consideration as set forth in Resolution 2013-228.
3. If in the case an Entity continues to fail to correct the outstanding issue or
repeats an issue that was previously corrected, and has been informed by
the Division of their substantial non-compliance, by certified mail; the
Division may require a portion of the awarded grant amount be returned to
the Division.
• The Division may require upwards of ten percent (10%) of the awarded
amount be returned to the Division, at the discretion of the CHS Director.
• The entity will be in violation of Resolution 2013-228
4. If in the case after repeated notification the Entity continues to be
substantially non-compliant, the Division may recommend the contract or
award be terminated.
• The Division will make a recommendation to the Board of County
Commissioners to immediately terminate the agreement or contract. The
Entity will be required to repay all funds disbursed by the County for project
that was terminated.
• The entity will be in violation of Resolution 2013-228
If in the case the Entity has multiple agreements with the Division and is found to
be non-compliant, the above sanctions may be imposed across all awards at the
Director's discretion.
I. PROGRESS REPORTS
The SPONSOR shall submit regular Quarterly Progress Report(Exhibit E)to the
COUNTY in the form, content and frequency required by the COUNTY.
IX. CIVIL RIGHTS COMPLIANCE
The SPONSOR agrees that no person shall, on the ground of race, creed, color, religion,
national origin, sex, handicap, familial status, marital status or age be excluded from
receiving program benefits,or be subjected to discrimination under any activity carried out
by the SPONSOR in performance of this Agreement. Upon receipt of evidence of such
discrimination, the COUNTY shall have the right to terminate this Agreement. The
SPONSOR will take affirmative action to ensure that all employment practices are free
from such discrimination. Such employment practices include but are not limited to the
following: hiring, upgrading, demotion, transfer, recruitment or recruitment advertising,
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layoff,termination, rate of pay or other forms of compensation, and selection for training,
including apprenticeship. The SPONSOR agrees to post in conspicuous places, available
to employees and applicants for employment, notices setting forth the provisions of this
nondiscrimination clause.
X. PROHIBITED ACTIVITY
The SPONSOR is prohibited from using funds provided herein or personnel employed in
the administration of the program for: political activities; sectarian or religious activities;
lobbying,political patronage, and nepotism activities.
XI. SEVERABILITY OF PROVISIONS
If any provision of this Agreement is held invalid, the remainder of this Agreement shall
not be affected thereby, if such remainder would then continue to conform to the terms and
requirements of applicable law.
XII. AVAILABILITY OF FUNDS
The parties acknowledge that the Funds originate from SHIP grant funds from FHFC and
must be implemented in full compliance with all of SHIP rules and regulations and any
agreement between COUNTY and FHFC governing FHFC funds pertaining to this
Agreement. In the event of curtailment or non-production of said state funds, the financial
sources necessary to continue to pay the SPONSOR all or any portions of the funds will
not be available. In that event, the COUNTY may terminate this Agreement, which
termination shall be effective as of the date that it is determined by the County Manager or
designee, in his-her sole discretion and judgment,that the funds are no longer available. In
the event of such termination, the SPONSOR agrees that it will not look to, nor seek to
hold the COUNTY, nor any individual member of the County Commissioners and /or
County Administration, personally liable for the performance of this Agreement, and the
COUNTY shall be released from any further liability to the SPONSOR under the terms of
this Agreement.
XIII. DEFAULTS,REMEDIES,AND TERMINATION
This Agreement may also be terminated for convenience by either the COUNTY or
the SPONSOR, in whole or in part, by setting forth the reasons for such termination, the
effective date, and, in the case of partial terminations, the portion to be terminated.
However, if in the case of a partial termination, the COUNTY determined that the
remaining portion of the award will not accomplish the purpose for which the award was
made,the COUNTY may terminate the award in its entirety.
The following actions or inactions by the SPONSOR shall constitute a Default under this
Agreement:
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A. Failure to comply with any of the rules,regulations or provisions referred to herein,
or such statutes, regulations, executive orders, and SHIP guidelines, policies or
directives as may become applicable at any time;
B. Failure, for any reason, of the SPONSOR to fulfill, in a timely and proper manner,
its obligations under this Agreement;
C. Ineffective or improper use of funds provided under this Agreement;
D. Submission, by the SPONSOR to the COUNTY, of reports that are incorrect or
incomplete in any material respect.
E. Submission by the SPONSOR of any false certification;
F. Failure to materially comply with any terms of this Agreement;
G. Failure to materially comply with the terms of any other agreement between the
County and the SPONSOR relating to the project.
In the event of any default by the SPONSOR under this Agreement, the County may seek
any combination of one or more of the following remedies:
1. Require specific performance of the Agreement, in whole or in part;
2. Require the use of, or change in, professional property management;
3. Require immediate repayment by the SPONSOR to the COUNTY of all
SHIP funds the SPONSOR has received under this Agreement;
4. Apply sanctions, if determined by the COUNTY to be applicable;
5. Stop all payments, until identified deficiencies are corrected;
6. Terminate this Agreement by giving written notice to the SPONSOR of
such termination and specifying the effective date of such termination. If
the Agreement is terminated by the COUNTY as provided herein, the
SPONSOR shall have no claim of payment or claim of benefit for any
incomplete project activities undertaken under this Agreement.
XIV. OPPORTUNITIES FOR SMALL AND MINORITY/WOMEN OWNED BUSINESS
ENTERPRISES
The SPONSOR will use its best efforts to afford small businesses, minority business
enterprises, and women owned business enterprises the maximum practicable opportunity
' ' I
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to participate in the performance of this contract.As used in this contract,the terms"small
business" means a business that meets the criteria set forth in section 3(a) of the Small
Business Act, as amended (15 U.S.C. 632), and "minority and women's business
enterprise" means a business at least fifty-one (51) percent owned and controlled by
minority group members or women. For the purpose of this definition, "minority group
members" are Afro-Americans, Spanish-speaking, Spanish surnamed or Spanish-heritage
Americans,Asian-Americans, and American Indians. The SPONSOR may rely on written
representations by businesses regarding their status as minority and female business
enterprises, in lieu of an independent investigation.
XV. AFFIRMATIVE ACTION
The SPONSOR agrees that it shall be committed to carry out pursuant to the COUNTY's
specifications an Affirmative Action Program in keeping with the principles as provided
in President's Executive Order 11246 of September 24, 1966.The COUNTY shall provide
Affirmative Action guidelines to the SPONSOR to assist in the formulation of such
program. Prior to the award of funds, the SPONSOR shall submit for approval, a plan for
an Affirmative Action Program.In the event any policy modifications are made throughout
the term of the agreement the SPONSOR shall submit the updated policy to the COUNTY
within 30 days of modification.
XVI. CONFLICT OF INTEREST
The SPONSOR covenants that no person under its employ who presently exercises any
functions or responsibilities in connection with the Project, has any personal financial
interest, direct or indirect, in the Project areas or any parcels therein,which would conflict
in any manner or degree with the performance of this Agreement and that no person having
any conflict of interest shall be employed by or subcontracted by the SPONSOR. The
SPONSOR covenants that it will comply with all provisions of FL 287.057 "Conflict of
Interest", and any additional State and County statutes, regulations, ordinance or
resolutions governing conflicts of interest. Any possible conflict of interest on the part of
the SPONSOR or its employees shall be disclosed, in writing,to CHS provided,however,
that this paragraph shall be interpreted in such a manner so as not to unreasonably impede
the statutory requirement that maximum opportunity be provided for employment of and
participation of low and very low-income residents of the project target area.
The SPONSOR will notify the COUNTY, in writing, and seek COUNTY approval, prior
to entering into any contract with an entity owned, in whole or in part,by a covered person
or an entity owned or controlled, in whole or in part, by the SPONSOR. The COUNTY
may review the proposed contract to ensure that the contractor is qualified and that the
costs are reasonable.Approval of an identity of interest contract will be in the COUNTY's
• sole discretion. This provision is not intended to limit the SPONSOR's ability to self-
manage the projects using its own employees.
XVII. INCIDENT REPORTING
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If services to clients are to be provided under this agreement, the SPONSOR and any
subcontractors shall report knowledge or reasonable suspicion of abuse, neglect, or
exploitation of a child, aged person, or disabled adult to the COUNTY.
XVIII. RELIGIOUS ORGANIZATIONS
State funds may be used by religious organizations or on property owned by religious
organizations only in accordance with requirements set in Florida Statue,Chapter 196.011.
The SPONSOR shall comply with First Amendment Church/State principles as follows:
A. It will not discriminate against any employee or applicant for employment on the
basis of religion and will not limit employment or give preference in employment
to persons on the basis of religion.
B. It will not discriminate against any person applying for public services on the basis
of religion and will not limit such services or give preference to persons on the basis
of religion.
C. It will retain its independence from Federal, State and Local Governments and may
continue to carry out its mission, including the definition, practice and expression
of its religious beliefs, provided it does not use direct State funds to support any
inherently religious activities, such as worship, religious instruction or
proselytizing.
D. The funds shall not be used for the acquisition, construction or rehabilitation of
structures to the extent that those structures are used for inherently religious
activities. Where a structure is used for both eligible and inherently religious
activities, SHIP funds may not exceed the cost of those portions of the acquisition,
construction or rehabilitation that are attributable to eligible activities in accordance
with the cost accounting requirements applicable to SHIP funds in this part.
Sanctuaries,chapels,or other rooms that a SHIP funded religious congregation uses
as its principal place of worship, however, are ineligible for SHIP funded
improvements.
XX. NATURAL DISASTER
In the event of a natural disaster, this Agreement may be suspended or terminated, and
funds transferred to recovery activities, as determined by the COUNTY. Funds subject to
this provision shall be those that are not contractually committed for construction, design
or other such third party private vendors.
XXI. ENFORCEMENT OF AGREEMENT
The benefits of this Agreement shall inure to, and may be enforced by,the COUNTY for
the duration of the Agreement,whether or not the COUNTY shall continue to be the holder
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of the Mortgage, whether or not the Project loan may be paid in full, and whether or not
any bonds issued for the purpose of providing funds for the project are outstanding. The
SPONSOR warrants that it has not, and will not, execute any other agreement with
provisions contradictory to, or in opposition to, the provisions hereof, and that, in any
event, the requirements of this Agreement are paramount and controlling as to the rights
and obligations herein set forth and supersede any other requirements in conflict herewith.
However,this shall not preclude the COUNTY from subordinating its loan to construction
financing.
XXII. ACQUISITION,RELOCATION,AND DISPLACEMENT
The SPONSOR acknowledges•that the SPONSOR will bear sole responsibility for any
costs or reimbursements,legal or otherwise,from person or persons claiming that they have
been involuntarily displaced by the acquisition of real property associated with
development of the Project.
XXIII. COPYRIGHTS AND PATENTS
If this Agreement results in a book or other copyright materials or patent materials, The
SPONSOR may copyright or patent such, but Collier COUNTY and the State of Florida
reserve a royalty-free, nonexclusive, and irrevocable license to reproduce, publish or
otherwise use such materials and to authorize others to do so.
XXIV. COUNTERPARTS OF THE AGREEMENT
This Agreement, consisting of twenty-nine (29) lenumerated pages and the exhibits and
attachments referenced herein, shall be executed in two counterparts, each of which shall
be deemed to be some original, and such counterparts will constitute one and the same
instrument.
XXV. ENTIRE UNDERSTANDING
This Agreement and its provisions merge any prior agreements, if any, between the
parties and constitute the entire understanding. The parties herby acknowledge that there
have been and are no representations,warranties, covenants, or undertakings other than
those expressly set forth herein.
(Signature Page to Follow)
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IN WITNESS WHEREOF,the Subrecipient and the County,have each respectively, by an authorized
person or agent,hereunder set their hands and seals on the date first written above.
ATTEST: BOARD -IF n TY Cr I .'ONERS OF
CRYSTAL K.KINZEL,CLERK OF COURTS COLLI:"' CO.% TY,F S.117, •
CLAAkk Q O C° By:
DEP ' CLERK ANDY SOLIS,CHAIRMAN
Attest as : Gh3i 's
DatedsiRIVY' I
(SEAL) Date: 10 + o�3\t g
HABITAT FOR HUMANITY OF COLLIER
COUNTY,INC.
By:
NICHOLAS J.KOULOHERAS,PRESIDENT
Date: 066:fr
Approved as to form and legality:
Jennifer A.Belpedio
Assistant County Attorney
46
Date: 10 `o' \\ $
Item# I _ T
Agenda C
Deputy Cl .
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EXHIBIT A
NEW CONSTRUCTION PROJECT REQUIREMENTS
The Project is to be developed as affordable residential housing, in accordance with the SHIP
Program, and the Collier County LHAP rFY 2016-201 . The SPONSOR shall perform the following
activity under this agreement:
a) New Construction:
I The SPONSOR is required to comply with all applicable program requirements of the State
Housing Initiatives Partnership(SHIP)Program,including but not limited to Section 420.907-420.9079,
Florida Statutes and Rule 67-37, Florida Administrative Code and Collier County Construction
Standards. Any or all of these regulations may, but are not required to, be specifically set forth in any
additional loan documents executed in connection with the Project. The SPONSOR shall include such
language as the COUNTY may require in any agreements with prospective homeowners of the Project,
or any portion,thereof to evidence such requirements.
b) Default of Mortgage: The Sponsor shall be considered in default if any of the following
occur:
1. The SPONSOR fails to construct a safe, sanitary and habitable housing unit.
2. The SPONSOR fails to receive Certificate of Occupancy for new housing unit.
3. The SPONSOR fails to sell to CHS referred SHIP applicant on or before May 31,2020.
c) Assurance of Public Purpose: The SPONSOR covenants that if the SPONSOR is unable
or unwilling to sell the property in accordance with the terms and conditions incorporated herein, the
SPONSOR shall give the COUNTY a 90 (Ninety) day notification, during which time;the COUNTY
shall require the SPONSOR to remit payment for an amount not to exceed the amount of funds provided
by the COUNTY through the Program.
d) Affirmative Marketing: The SPONSOR shall adopt appropriate procedures for
affirmatively marketing the SHIP-assisted units. Affirmative marketing consists of good faith efforts to
provide information and otherwise to attract to the available housing, eligible persons from all racial,
ethnic and gender groups in the housing market area.The SPONSOR shall be required to use affirmative
fair housing marketing practices in soliciting homebuyers, concluding transactions, and affirmatively
further fair housing efforts. The SPONSOR must maintain a file containing all marketing efforts (i.e.
copies of newspaper ads, memos of phone calls, copies of letters, etc.)to be available for inspection on
request by the COUNTY. The SPONSOR must provide a description of intended actions that will inform
and otherwise attract eligible persons from all racial,ethnic,and gender groups in the housing market of
the available housing. The SPONSOR must provide the COUNTY with an assessment of the affirmative
marketing program. Assessment must include: a) methods used to inform the public and potential
homebuyers about federal fair housing laws and affirmative marketing policy,b)methods used to inform
and solicit applications from persons in the housing market who are not likely to apply without special
outreach;and c)records describing actions taken by the participating entity and/or owner to affirmatively
market units; and records to assess the results of these actions.
e) Project Requirements: The SPONSOR agrees that in the event that the Project is located
in a Designated Flood Zone, all government requirements for construction in a flood zone shall be
satisfied.
SHIP New Construction 19
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The SPONSOR shall develop and submit to CHS, within 60 days of contract execution, a construction
schedule to include the following:
TENTATIVE SCHEDULE(Adherence is not a condition of payment)
Sites Identified/Site Due Diligence January,2019
Property(ies) Under Conditional Contract March, 2019
Construction Commencement June,2019
Certificate of Occupancy Issued for all Newly April 1, 2020
Constructed Housing Units
Project Completion Date June 30, 2020
Further, "project completion date" will mean issuance of all certificates of occupancy and
completion of sale to referred households.
f) Property Standards: The SPONSOR attests that the Project will meet the standards of the
Florida Building Code and all applicable local codes, standards, ordinances, and zoning ordinances at
the time of project completion and throughout the duration of the affordability period. The Project will
also meet the accessibility requirements at 24 CFR part 8, which implements Section 504 of the
Rehabilitation Act of 1973 (29 U.S.C. 794) and the design and construction requirements at 24 CFR
100.205, which implement the Fair Housing Act (42 U.S.C. 3601-3619), in the event property is
rehabilitated at any time during affordability period.
In accordance with the Local Housing Assistance Plan, a SPONSOR shall follow each SHIP Program
strategy program requirements below:
Energy Efficient Best Practices: Section 420.9075(3)(d),F.S. defines Energy Efficient Best Practices as:
Innovative design, green building principles, storm resistant construction or other elements that reduce
long term costs relating to maintenance, utilities or insurance in the event property rehabilitated at any
time during affordability period.
Collier County requires the use or inclusion,when appropriate,of the following: energy star appliances;
low-E windows; additional insulation (for increased R-value); ceramic tile; tank-less water heater; 14
and 15 SEER air conditioning units; stucco; florescent light bulbs; and impact resistant windows and
doors.Evidence of such is not a condition of the construction subsidy payment.
g) Payment Documents:
1. Certificate of occupancy.
2. Pictures during construction and of finished housing unit.
3. Floor plan or unit specifications.
4. Final invoice.
5. Pay Request Form(Exhibit"E").
6. Fully executed SHIP Note&Mortgage to Collier County.
SHIP New Construction 20
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EXHIBIT B
BUDGET NARRATIVE
NEW CONSTRUCTION PROGRAM
The total SHIP allocation to the SPONSOR for the New Construction Program shall not exceed OUR
HUNDRED THOUSAND DOLLARS ($400,000.00).
Uses of these funds are as follows:
The Construction subsidy shall be disbursed in the following manner for the following uses:
1. Construction expenditure shall not exceed$50,000 per certificate of occupancy(CO)for each
housing unit.
2. Funds to be disbursed upon submission of a proper Pay Request (Exhibit "E") and in
accordance with Florida Prompt Payment Act.
SHIP New Construction 21
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EXHIBIT C
INSURANCE REQUIREMENTS
The SPONSOR shall furnish to Collier County, c/o Community and Human Services Division, 3339 E.
Tamiami Trail, Suite 211, Naples, Florida 34112, Certificate(s) of Insurance evidencing insurance
coverage that meets the requirements as outlined below:
1. Workers' Compensation as required by Chapter 440,Florida Statutes.
2. Commercial General Liability including products and completed operations insurance in
the amount of$1,000,000 per occurrence and$2,000,000 aggregate. Collier County must
be shown as an additional insured,with respect to this coverage.
3. Automobile Liability Insurance covering all owned, non-owned and hired vehicles used
in connection with this contract in an amount not less than $1,000,000 combined single
limit for combined Bodily Injury and Property Damage. Collier County shall be named
as an additional insured.
DESIGN STAGE(IF APPLICABLE)
In addition to the insurance required in 1 — 3 above, a Certificate of Insurance must be provided as
follows:
4. Professional Liability Insurance in the name of the SPONSOR or the licensed design
professional employed by the SPONSOR, in an amount not less than $1,000,000 per
occurrence/$1,000,000 aggregate,providing for all sums which the SPONSOR and/or the
design professional shall become legally obligated to pay as damages for claims arising
out of the services performed by the SPONSOR or any person employed by the
SPONSOR, in connection with this contract. This insurance shall be maintained for a
period of two (2) years after the certificate of Occupancy is issued. Collier County shall
be named as an additional insured.
CONSTRUCTION PHASE(IF APPLICABLE)
In addition to the insurance required in 1 — 4 above, the SPONSOR shall provide or cause its
Subcontractors to provide original certificates indicating the following types of insurance coverage prior
to any construction:
5. Completed Value Builder's Risk Insurance on an"All Risk" basis in an amount not less
than one hundred(100%)percent of the insurable value of the building(s)or structure(s).
The policy shall be in the name of Collier County and the SPONSOR.
6. In accordance with the requirements of the Flood Disaster Protection Act of 1973 (42
U.S.C. 4001), the SPONSOR shall assure that for activities located in an area identified
by the Federal Emergency Management(FEMA) as having special flood hazards, flood
insurance under the National Flood Insurance Program is obtained and maintained as a
condition of financial assistance for acquisition or construction purposes (including
rehabilitation).
SHIP New Construction 22
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OPERATION/MANAGEMENT PHASE(IF APPLICABLE)
After the Construction Phase is completed and occupancy begins,the following insurance must be kept
in force throughout the duration of the loan and/or contract:
7. Workers' Compensation as required by Chapter 440,Florida Statutes.
8. Commercial General Liability including products and completed operations insurance in
the amount of$1,000,000 per occurrence and$2,000,000 aggregate. Collier County must
be shown as an additional insured with respect to this coverage.
9. Automobile Liability Insurance covering all owned, non-owned and hired vehicles used
in connection with this contract in an amount not less than $1,000,000 combined single
limit for combined Bodily Injury and Property Damage. Collier County as an additional
insured.
10. Property Insurance coverage on an "All Risk" basis in an amount not less than one
hundred(100%) of the replacement cost of the property. Collier County must be shown
as a Loss payee with respect to this coverage A.T.I.M.A.
11. Flood Insurance coverage for those properties found to be within a flood hazard zone for
the full replacement values of the structure(s) or the maximum amount of coverage
available through the National Flood Insurance Program (NFIP). The policy must show
Collier County as a Loss Payee A.T.I.M.A.
SHIP New Construction 23
I
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EXHIBIT D
REPORTS
Report Title Documentation Required Due Date
Special Grant Policies 'See Section III, B Within 60 days of Agreement
execution
Project Schedule See Section III,A Within 60 days of Agreement
execution
Insurance 11)roof of coverage in lAt time of Agreement
(Flood, Property, O&D) accordance with Exhibit C/ execution and annually within
Declaration page 30 days after renewal
SPONSOR Audit 'Audit report,Management Within 9 months for Single
Letter and Exhibit G, as Audit(otherwise 180 days)
applicable after the end of the SPONSOR
fiscal year through 2019-20, as
applicable
Progress Report Progress report, detailing 10 days after the end of the
accomplishments Exhibit F j calendar quarter until July 10,
2020 I
SHIP New Construction - 24
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EXHIBIT"E"
COLLIER COUNTY COMMUNITY AND HUMAN SERVICES
REQUEST FOR PAYMENT
SECTION I: REQUEST FOR PAYMENT
Sub recipient Name; Habitat for Humanity of Collier County,Inc,
Sub recipient Address: 11145 Tamiami Trail East,Naples,FL 34113
Project Name: •
New Construction
Project No: SHCON18-001 Payment Request#
Tata!Payment:
Period of Availability: October 23, 2018 to June 30, 2020
The Agency has incurred the indebtedness listed below between and
SECTION II: STATUS OF FUNDS
1. Grant Amount Awarded
2. Sum of Past Claims Paid on this Account
3, Total Grant Amount Awarded Less Sum of
Past Claims Paid on this Account
4. Amount of Previous Unpaid Requests
5. Amount of Today's Request
6. Current Grant Balance (Initial Grant Amount Awarded Less Stun of all
requests)
I certify that this request for payment has been made in accordance with the terms and conditions of
the Agreement between the COUNTY and us as the SUBRECIPIENT. To the best of my
knowledge and belief;all grant requirements have been followed,
Signature Date
Title
Authorizing Grant
Authorizing Grant Coordinator Accountant
Supervisor Department Director
(approval required $15,000 and above) (approval required $15,000 and above)
SHIP New construction 25
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EXHIBIT"F"
QUARTERLY PROGRESS REPORT
Complete form for preceding quarter and submit to Community and Human Services staff by the 10`h of the
following month.
Status Report for the Quarter Ending:I (Submittal Date:I
Project Name:I New Construction I Project Number:I SHCON18-001
SPONSOR:I Habitat for Humanity of Collier County,Inc.
Contact Person: I
Telephone: Fax:I I E-mail:(
PROPERTY UNIT DATA
Number of units under construction this period I I
Number of units under construction to date
Number of units completed this period I
Number of units completed to date
MARKETING DATA
Potential Homebuyers Referred this period
Homebuyers under contract
TIMELINE PROGRESS
PROPERTY ADDRESS CONSTRUCTION CONSTRUCTION ANTICIPATED ANTICIPATED
COMMENCED COMPLETED C/O DATE SALE DATE
(YiN) (Y/N)
What events/actions are scheduled for the next quarter?
Identify any issues that may cause delay in meeting scheduled expenditure deadline dates.
Date
Signature
SHIP New Construction 26
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EXHIBIT "G"
ANNUAL AUDIT MONITORING REPORT
Circular 2 CFR Part 200.331 requires Collier County to monitor subrecipients of federal awards to
determine if subrecipients are compliant with established audit requirements (Subpart F). Accordingly, Collier
County requires that all appropriate documentation is provided regarding your organizations compliance.
In determining Federal awards expended in a fiscal year, the entity must consider all sources of Federal
awards based on when the activity related to the Federal award occurs, including any Federal award provided
by Collier County. The determination of amounts of Federal awards expended shall be in accordance with
the guidelines established by established by 2 CFR Part 200, Subpart F—Audit Requirements. This form
may be used to monitor Florida Single Audit Act (Statute 215.97) requirements.
Subrecipient
Name
First Date of Fiscal Year(MM/DDM() Last Date of Fiscal Year(MM/DD/YY)
Total Federal Financial Assistance Expended Total State Financial Assistance Expended during
during most recently completed Fiscal Year most recently completed Fiscal Year
$ $
Check A. or B. Check C if applicable
A. The federal/state expenditure threshold for our fiscal year ending as indicated above has
been met and a Single Audit as required by 2 CFR Part 200, Subpart F has been completed
or will be completed by . Copies of the audit report and management letter
are attached or will be provided within 30 days of completion.
B. We are not subject to the requirements of OMB 2 CFR Part 200, Subpart F because we:
❑ Did not exceed the expenditure threshold for the fiscal year indicated above
❑ Are a for-profit organization
❑ Are exempt for other reasons —explain
An audited financial statement is attached and if applicable, the independent auditor's
management letter.
C. Findings were noted, a current Status Update of the responses and corrective action plan is
included separate from the written response provided within the audit report. While we
IJ understand that the audit report contains a written response to the finding(s), we are
requesting an updated status of the corrective action(s) being taken. Please do not provide
just a copy of the written response from your audit report, unless it includes details of the
actions, procedures, policies, etc. implemented and when it was or will be implemented.
Certification Statement
I hereby certify that the above information is true and accurate.
Signature Date
Print Name and Title
06/18
SHIP New Construction 27
C
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EXHIBIT "H"
HOLD HARMLESS LETTER
Please be advised that I/We,Habitat for Humanity of Collier County,Inc, existing under the
laws of the State of Florida,having its principal office at 11145 Tamiami Trail East,Naples,FL 34113
("SPONSOR"), under agreement with Collier County Board of County Commissioners for the SHIP
New Construction project,verify that I/We are a self-insured company.
I/We understand that we are to construct new housing units, hereafter referred to as "Improvements."
I. Indemnification and Hold Harmless
a. In General
In the performance of the Subrecipient Agreement to which this exhibit is attached, the undersigned
hereby agrees to release,indemnify and hold harmless Collier County,as well as their employees,agents
and representatives (collectively,the "County"), from any and all claims, demands, causes of action or
damages of any kind or nature brought by the undersigned or others, including reasonable attorneys'
fees, arising out of or in any way associated with,the County's authorization to allow the Improvements
to be constructed, operated, and maintained by the Club. This includes without limitation, all claims,
demands,costs or judgments against the County whether such liability,loss or damage is due or claimed
to be due to the negligence of the undersigned,its contractors,subcontractors,the County,its employees,
agents or representatives.
b. Respecting the Improvements
The undersigned hereby agrees to release, indemnify and hold harmless the County and accepts all risks
of loss associated with respect to the Improvements.
II. Successors and Assigns
The undersigned further agrees, as the entity responsible for ownership and maintenance of the
Improvements,that this document may be recorded, and that the representations and obligations herein
are binding upon its successors and assigns.
SHIP New Construction 28
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Signature Signature
Print Name Print Name
Title Title
STA 1'h OF FLORIDA
COUNTY OF
The foregoing instrument was subscribed and sworn before me this day of , 20 , by
who produced as identification.
Notary Signature Notary Seal:
SHIP New Construction 29
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Grant: SHIP LHAP FY 2016-2019
Activity: Homeownership
Project: New Construction
Sponsor: I JLH Sustainable Housing,
LLC
Agreement#: SHCON18-003
CSFA#: 52.901
DUNS #: 081371604
FEIN:182-2627281
Fiscal Year: 2017-18
Monitoring End: 109/30/2020;
AGREEMENT BETWEEN COLLIER COUNTY
AND
IJLH SUSTAINABLE HOUSING,LLC
rtkTHIS AGREEMENT is made and entered into this 1Z) � day of
120181,by and between Collier County, a political subdivision of the State of Florida, ("COUNTY"
or Grantee")having its principal address as 3339 E. Tamiami Trail, Suite 211,Naples FL 34112,
and IJLH Sustainable Housing, LLC!, hereinafter referred to as "SPONSOR", a!private for-
profit corporation lexisting under the laws of the State of Florida,having its principal office at 1948
Belville Blvd,Naples,FL 34104
WHEREAS, the William E. Sadowski Affordable Housing Act adopted by the State of
Florida in 1992 provided a dedicated revenue source for affordable housing in Florida and created
the State Housing Initiatives Partnership (SHIP) Program; and
WHEREAS, the State Housing Initiative Program is established in accordance with
Section 420.907-9079,Florida Statutes and Chapter 67-37,Florida Administrative Code; and
WHEREAS, the COUNTY is a participant in the State Housing Initiatives Partnership
Program; and
WHEREAS,pursuant to the State Housing Initiatives Partnership Program,the COUNTY
is undertaking certain activities to primarily benefit persons or households earning not greater than
120%of median annual income adjusted for family size; and
WHEREAS,the Fiscal Year 12016-2019!Local Housing Assistance Plan, as amended, was
adopted by the Board of County Commissioners on IApril26, 2016,Resolution No. 2016-75; and
WHEREAS, the COUNTY and the SPONSOR desire to provide new construction, in
accordance with this Agreement and the aforementioned Local Housing Assistance Plans; and
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WHEREAS,the COUNTY desires to engage the SPONSOR to implement such undertakings, as
specified in Exhibit"A", and determines that they are valid and worthwhile County purposes.
NOW, THEREFORE, in consideration of the mutual promises and covenants herein
contained, it is agreed by the Parties as follows:
DEFINITIONS AND PURPOSE
A. DEFINITIONS
Terms shall be as defined in the State Housing Initiatives Partnership (SHIP)
Program, Section 420.9071, Florida Statutes and Chapter 67-37 of the Florida
Administrative Code, and any amendments thereto (also referred to as the SHIP
Program).
B. PURPOSE
The purpose of this Agreement is to state the covenants and conditions under which
the SPONSOR will implement the Scope of Service summarized in Section II of this
Agreement.
II. SCOPE OF SERVICE
The SPONSOR shall,in a satisfactory and proper manner,as determined by the COUNTY,
perform the necessary tasks to administer and implement the described services herein
incorporated by reference as Exhibits A—B(New Construction Project Requirements and
Budget Narrative), in accordance with the terms and conditions of Requests for
Applications, New Construction, State Housing Initiatives Partnership Funding Cycle
Fiscal Years 2017-2018 and SPONSOR's Application dated April 10, 20181.
III. GRANT AND SPECIAL CONDITIONS
A. Within 60 days of the execution of this Agreement,the SPONSOR must deliver to
Community and Human Services Division (CHS) for approval a detailed project
schedule for the implementation through completion of the project to include staff
assignment.
B. The following resolutions and policies must be adopted, if not previously adopted,
by the SPONSOR's governing body within 60 days of contract execution:
1. Affirmative Fair Housing Policy
2. Procurement Policy including Code of Conduct
3. Affirmative Action Policy
4. Conflict of Interest Policy
5. Equal Opportunity Policy
6. Sexual Harassment Policy
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7. Procedures for meeting the requirements set forth in Section 504 of the
Rehabilitation Act of 1973, as amended (29 U.S.C. 794)
8, Fraud Policy
9. . Marketing Policy
IV. PERIOD OF PERFORMANCE
This Agreement shall be in effect from;October 23, 2018 through June 30, 2020, and all
services required hereunder shall be completed in accordance with the schedule set forth
in Exhibit A (New Construction Project Requirements). This agreement must remain in
effect throughout the development process of the Project and is terminated upon
completion of construction and sale to a CHS referred applicant.;In any event,all services
required hereunder shall be completed by the SPONSOR prior to June 30,2020;.Any funds
not obligated by the expiration date of this Agreement shall automatically revert to
COUNTY.
V. AGREEMENT AMOUNT
It is expressly agreed and understood that the total amount of construction assistance, for
the use by the SPONSOR during the term of the Agreement, shall not exceed ;ONE
HUNDRED FIFTY THOUSAND DOLLARS ($150,000).
The budget identified for the Project shall be as follows
Line Item Description SHIP Funds
Project Deliverable: Construction of new housing $50,000.00 per
units ; housing unit{
TOTAL $1150,000,00;
The County shall provide construction cost assistance to the SPONSOR for the
performance of this agreement upon completion of the project deliverable,as accepted and
approved by CHS. SPONSOR may not request construction cost assistance of SHIP funds
until the deliverable has been provided. Payment shall be made to the SPONSOR only
after a certificate of occupancy has been issued for the related housing unit. Payment will
not occur if SPONSOR fails to perform the construction required by this agreement. •
All requests for cost assistance are due no later than 90 days after the end of the agreement.
Work performed during the term of the program, but not requested within 90 days after the
end of the agreement, may not be processed without written authorization from the Grant
Coordinator.
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The County Manager or designee may extend the term of this agreement for a period of up
to 180 days after the end of the agreement. Extensions must be authorized, in writing, by
formal letter to the SPONSOR.
No construction assistance will be provided until approved by CHS for grant compliance
and adherence to any, and all applicable Local, State or Federal requirements. Except
where disputed for noncompliance, payment will be made upon receipt of a properly
completed invoice and in compliance with Ch. 218, Part VII, Florida Statutes, otherwise
known as the "Local Government Prompt Payment Act."
All services specified in Section II. Scope of Services, as well as in Exhibit A, shall be
performed by SPONSOR. Contract administration shall be handled by the SPONSOR and
monitored by CHS, which shall have access to all records and documents related to the
project.
The COUNTY will secure the awarded amount per property with a note and mortgage.
The Note will bear interest at 0%percent interest per year and be released upon sale to a
CHS referred applicant.
If the SPONSOR fails to comply with the terms and conditions of this Agreement, SHIP
funds shall be due and payable back to the County.
VI. NOTICES
Notices required by this Agreement shall be in writing and delivered via mail (postage
prepaid), commercial courier, or personal delivery or sent by facsimile or other electronic
means. Any notice delivered or sent as aforesaid shall be effective on the date of delivery
or sending. All notices and other written communications under this Agreement shall be
addressed to the individuals in the capacities indicated below, unless otherwise modified
by subsequent written notice.
COLLIER COUNTY ATTENTION:FDon Luciano, Grants Coordinators
Collier County Government
Community and Human Services
3339 E Tamiami Trial, Suite 211
Naples,Florida 34112
Email to: Donald.Luciano@colliercountyfl.govl
Phone:1239-252-25091
SPONSOR ATTENTION:!Tim L. Henderson, Owner{
JLH Sustainable Housing,LLC
4227 Progress Ave
Naples,FL 34104
Email to:Ijim@jlhsustainable.com
Telephone: 603-767-1310
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VII. GENERAL CONDITIONS
A. GENERAL COMPLIANCE
The SPONSOR agrees to comply with the requirements as outlined in Section
420.907-420.9079 of the Florida Statutes and Chapter 67-37 of the Florida
Administrative Code.The SPONSOR also agrees to comply with all other applicable
state and local laws, regulations, and policies governing the funds provided under
this Agreement. The SPONSOR agrees to utilize funds available under this
Agreement for New Construction.
B. INDEPENDENT CONTRACTOR
Nothing contained in this Agreement is intended to, or shall be construed in any
manner, as creating or establishing the relationship of employer/employee between
the parties. The SPONSOR shall at all times remain an "independent contractor"
with respect to the services to be performed under this Agreement. The COUNTY
shall be exempt from payment of all Unemployment Compensation, FICA,
retirement benefits, life and/or medical insurance and Workers' Compensation
Insurance, as the SPONSOR is an independent sponsor.
C. WORKERS' COMPENSATION
The SPONSOR, its contractors and subcontractors, shall provide Workers'
Compensation Insurance coverage for all its employees involved in the
performance of this contract.
D. INSURANCE
The SPONSOR shall furnish a Certificate of Insurance, naming Collier County as
an additional insured, with general liability limits of at least $1,000,000 per
occurrence, in accordance with Exhibit C.
E. INDEMNIFICATION
To the maximum extent permitted by Florida law, the SPONSOR shall indemnify
and hold harmless Collier County, its officers, agents and employees from any and
all claims, liabilities, damages, losses, costs, and causes of action which may arise
out of an act, or omission, including, but not limited to, reasonable attorneys' fees
and paralegals' fees, to the extent caused by the negligence, recklessness, or
intentionally wrongful conduct of the SPONSOR or any of its agents, officers,
servants,employees,contractors,patrons,guests,clients,licensees,invitees,or any
persons acting under the direction, control, or supervision of the SPONSOR in the
performance of this Agreement. This indemnification obligation shall not be
construed to negate,abridge or reduce any other rights or remedies which otherwise
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may be available to an indemnified party or person described in this paragraph. The
SPONSOR shall pay all claims and losses of any nature whatsoever in connection
therewith and shall defend all suits in the name of the COUNTY and shall pay all
costs (including attorney's fees) and judgments which may issue there-on. This
Indemnification shall survive the termination and/or expiration of this Agreement.
This section does not pertain to any incident arising from the sole negligence of
Collier County. The foregoing indemnification shall not constitute a waiver of
sovereign immunity beyond the limits set forth in Section 768.28,Florida Statutes.
F. GRANTOR RECOGNITION
The SPONSOR agrees that all notices, informational pamphlets, press releases,
advertisements, descriptions of the sponsorships of the Program, research reports
and similar public notices, whether printed or digitally prepared, and released by
the SPONSOR for, on behalf of, and/or about the Program shall include the
statement:
"FINANCED BY FLORIDA HOUSING FINANCE CORPORATION
(FHFC) AND COLLIER COUNTY COMMUNITY AND HUMAN
SERVICES DIVISION"
and shall appear in the same size letters or type as the name of the SPONSOR. This
design concept is intended to disseminate key information regarding the
development team as well as Equal Housing Opportunity to the general public.
Construction signs shall comply with applicable COUNTY codes.
G. AMENDMENTS
The COUNTY and/or SPONSOR may amend this Agreement, at any time,
provided that such amendments make specific reference to this Agreement,and are
executed in writing, signed by a duly authorized representative of each
organization, and approved by the Grantee's governing body. Such amendments
shall not invalidate this Agreement,nor relieve or release the Grantee or SPONSOR
from its obligations under this Agreement.
The COUNTY may, in its discretion, amend this Agreement to conform with
federal, state or local governmental guidelines, policies and available funding
amounts,or for other reasons.If such amendments result in a change in the funding,
the scope of services, or schedule of the activities to be undertaken as part of this
Agreement, such modifications will be incorporated only by written amendment,
signed by both Grantee and SPONSOR.
Expiration of Agreement: If the SPONSOR does not complete the project within
the time,the COUNTY Manager or designee may grant a cumulative time extension
of no more than 180 days and modify any subsequent project work plans to reflect
the extension.
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H. SUSPENSION OR TERMINATION
Either party may terminate this Agreement, at any time, by giving written notice to
the other party of such termination,and specifying the effective date thereof,at least
90 days before the effective date of such termination.In the event of any termination,
all finished or unfinished documents, data, studies, drawings, maps, models,
photographs, reports or other materials prepared by the SPONSOR under this
Agreement shall, at the option of the COUNTY, become the property of the
COUNTY.
The COUNTY may also suspend or terminate this Agreement, in whole or in part,
if the SPONSOR materially fails to comply with any term of this Agreement,or with
any of the rules, regulations or provisions referred to herein, in addition to other
remedies, as provided by law. If through any cause, the SPONSOR shall fail to
fulfill in a timely and proper manner its obligations under this Agreement,or violates
any of the covenants, agreements, or stipulations of this Agreement, the COUNTY
shall thereupon have the right to terminate this Agreement or suspend payment, in
whole or part, by giving written notice to the SPONSOR of such termination or
suspension of payment and specify the effective date thereof, at least five (5)
working days before the effective date of termination or suspension.
See Section VIII. H., Corrective Action, for escalation steps leading to suspension
or termination for non-compliance. If payments are withheld, Community and
Human Services Division(CHS) staff shall specify, in writing,the actions that must
be taken by the SPONSOR, as a condition precedent to resumption of payments and
shall specify a reasonable date for compliance. Sufficient cause for suspension of
payments shall include, but not be limited to:
* Ineffective use of funds.
* Failure to comply with Section II, Scope of Service of this Agreement.
* Failure to submit periodic reports as determined by the COUNTY.
DEBARMENT
The SPONSOR certifies that no officer or agent of the SPONSOR has been debarred
from bidding, proposing, or contracting for federal, state, or local government
programs. The SPONSOR assures that all its subcontractors who will participate in
activities, which are subject to this agreement, are eligible and have not been
debarred.
J. SUBCONTRACTS
The SPONSOR is permitted to subcontract construction activities as part of the
construction for the new housing units.
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The administration of this agreement may not be assigned or subcontracted without
the written consent of the COUNTY, which consent, if given at all, shall be at the
COUNTY's sole discretion and judgment
VIII. ADMINISTRATIVE REQUIREMENTS
A. RECORDS TO BE MAINTAINED
The SPONSOR shall maintain all records required by the COUNTY that are
pertinent to the activities to be funded under this Agreement, as established in
Exhibit A(New Construction Project Requirements).
B. RECORDS RETENTION
The SPONSOR shall retain all records pertinent to expenditures incurred under this
Agreement for a period of five(5)fiscal years after the Project Completion Date as
defined in Exhibit A, section (e), provided applicable audits have been released.
Notwithstanding the above, if there is litigation, claims, audits, negotiations or
other actions that involve any of the records cited and that have started before the
expiration of the (5) five-year period, then such records must be retained until
completion of the actions and resolution of all issues. However,in no case can such
records be disposed of before the (5) five fiscal year minimum.
All reports,plans,surveys,information,documents,maps,books,records and other
data procedures developed, prepared, assembled, or completed by the SPONSOR
for the purposes of this Agreement shall be made available to the COUNTY,by the
SPONSOR, at any time, upon request by the COUNTY or CHS. Materials
identified in the previous sentence shall be in accordance with generally accepted
accounting principles (GAAP), procedures and practices, which sufficiently and
properly reflect all revenues and expenditures of funds provided directly or
indirectly by this Agreement. These records shall be maintained to the extent of
such detail as will properly reflect all net costs, direct and indirect labor, materials,
equipment, supplies and services, and other costs and expenses of whatever nature
for which reimbursement is claimed under the provisions of this Agreement.
Upon completion of all work contemplated under this Agreement copies of all
documents and records relating to this Agreement shall be surrendered to CHS if
requested. In any event,the SPONSOR shall keep all documents and records in an
orderly fashion, in a readily accessible, permanent and secured location. The
COUNTY shall be informed, in writing, if an agency ceases to exist after closeout
of this Agreement,of the address where the records are to be kept. SPONSOR shall
meet all requirements for retaining public records and transfer, at no cost, to
COUNTY all public records in possession of the SPONSOR upon termination of
the contract and destroy any duplicate public records that are exempt or confidential
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and exempt from public records disclosure requirements. All records stored
electronically must be provided to the COUNTY in a format that is compatible with
the information technology systems of the COUNTY.
IF THE SPONSOR HAS QUESTIONS REGARDING THE
APPLICATION OF CHAPTER 119, FLORIDA STATUTES, TO
THE SPONSOR'S DUTY TO PROVIDE PUBLIC RECORDS
RELATING TO THIS CONTRACT, CONTACT THE
CUSTODIAN OF PUBLIC RECORDS AT 239-252-6832,
Michael.Cox(ucolliercountyfl.gov, 3299 Tamiami Trail E, Naples
FL 34112.
C. DISCLOSURE
The SPONSOR shall maintain records in accordance with Florida's Public
Information Law(F.S. 119).
D. GRANT CLOSEOUT PROCEDURE
The SPONSOR's obligation to the COUNTY shall not end until all closeout
requirements are completed. Activities during this closeout period shall include,
but not be limited to: making final payments, disposing of program assets, close
out monitoring and determining the custodianship of records. In addition to the
records retention outlined in Section VIII.B, the SPONSOR shall comply with
Section 119.021 Florida Statutes regarding records maintenance, preservation and
retention. A conflict between state and federal law records retention requirements
will result in the more stringent law being applied such that the record must be held
for the longer duration. Any balance of unobligated funds which have been
advanced or paid must be returned to the COUNTY. Any funds paid in excess of
the amount to which the SPONSOR is entitled under the terms and conditions of
this Agreement must be refunded to the COUNTY. The SPONSOR shall also
produce records and information that complies with Section 215.97,Florida Single
Audit Act.
E. AUDITS AND INSPECTIONS
1. Audits
Pursuant to Florida Statute 215.97(6) (Florida Single Audit Act), in the
event that the SPONSOR expends a total amount of State awards equal to
or in excess of $750,000 in any fiscal year of such SPONSOR, the
SPONSOR must have a State single or project-specific audit for such fiscal
year, in accordance with Section 215.97, Florida Statutes; applicable rules
of the Executive Office of the Governor and the Comptroller, and Chapter
10.650, Rules of the Auditor General. In connection with these audit
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requirements, the SPONSOR shall ensure that the audit complies with the
requirements of Section 215.97(7), Florida Statutes. This includes
submission of a reporting package, as defined by Section 215.97(2)(e),
Florida Statutes, and Chapter 10.650, Rules of the Auditor General. The
financial reporting package must be delivered to the COUNTY within 30
days after delivery of the financial reporting package to the SPONSOR but
no later than 180 days after the SPONSOR's fiscal year end. Submit the
financial reporting package and Exhibit F to the Grant.Coordinator.
If the SPONSOR expends less than $750,000 in State awards in its fiscal
year, an audit conducted in accordance with the provisions of Section
215.97, Florida Statutes, is not required. In the event that the SPONSOR
expends less than $750,000 in State awards in its fiscal year and elects to
have an audit in accordance with provisions of Section 215.97, Florida
Statutes,the cost of the audit must be paid from non-State funds.
2. Inspections
The SPONSOR'S records with respect to any matters covered by this
Agreement shall be made available to the COUNTY and/or the FHFC at
any time during normal business hours, as often as the COUNTY or the
FHFC deems necessary,to audit,examine,and make excerpts or transcripts
of all relevant data.
F. MONITORING
The SPONSOR agrees that CHS will carry out no less than one (1) annual on-site
monitoring visit and evaluation activities, as determined necessary. At the
COUNTY's discretion,a desk top review of the activities may be conducted in lieu
of an on-site visit. The continuation of this Agreement is dependent upon
satisfactory evaluations. The SPONSOR shall, upon the request of CHS, submit
information and status reports required by CHS to enable CHS to evaluate said
progress and to allow for completion of reports required. The SPONSOR shall
allow CHS to monitor the SPONSOR on site. Such site visits may be scheduled or
unscheduled, as determined by CHS.
The COUNTY will monitor the performance of the SPONSOR based on goals and
performance standards as stated with all other applicable federal, state and local
laws,regulations, and policies governing the funds provided under this Agreement.
Substandard performance, as determined by the COUNTY, will constitute
noncompliance with this Agreement. If corrective action is not taken by the
SPONSOR within a reasonable period of time after being notified by the COUNTY,
contract suspension or termination procedures will be initiated. The SPONSOR
agrees to provide the COUNTY,or the COUNTY's internal auditor(s) access to all
records related to performance of activities in this agreement.
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G. PREVENTION OF FRAUD AND ABUSE
SPONSOR shall establish, maintain and utilize internal systems and procedures
sufficient to prevent, detect and correct incidents of waste, fraud and abuse in the
performance of this Agreement and to provide for the proper and effective
management of all Program and Fiscal activities of the Agreement. SPONSOR's
internal control systems and all transactions and other significant events are to be
clearly documented, and the documentation shall be readily available for
monitoring by COUNTY.
SPONSOR shall give COUNTY complete access to all of its records, employees
and agents for the purpose of monitoring or investigating the performance of the
Agreement. SPONSOR shall fully cooperate with COUNTY's efforts to detect,
investigate and prevent waste, fraud and abuse. SPONSOR may not discriminate
against any employee or other person who reports a violation of the terms of this
Agreement or of any law or regulation to the COUNTY or to any appropriate law
enforcement authority, if the report is made in good faith.
H. CORRECTIVE ACTION
Corrective action plans may be required for noncompliance, nonperformance, or
unacceptable performance under this Agreement. Penalties may be imposed for
failures to implement or to make acceptable progress on such corrective action
plans.
In order to effectively enforce Resolution 2013-228, Community and Human
Services (CHS) Division has adopted an escalation policy to ensure continued
compliance by subrecipients, sponsors, or any entity receiving grant funds from
CHS. CHS's policy for escalation for non-compliance is as follows:
1. Initial non-compliance may result in Findings or Concerns being issued to
the entity and will require a corrective action plan be submitted to the
Division within 15 days following the monitoring visit.
• Any pay requests that have been submitted to the Division for payment will
be held until the corrective action plan has been submitted.
• CHS will be available to provide Technical Assistance (TA) to the entity,
as needed, in order to correct the non-compliance issue.
2. If in the case an Entity fails to submit the corrective action plan in a timely
manner to the Division, the Division may require a portion of the awarded
grant amount be returned to the Division.
• The Division may require upwards of five percent (5%) of the awarded
amount be returned to the Division, at the discretion of the CHS Director.
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• The entity may be denied consideration as set forth in Resolution 2013-228.
3. If in the case an Entity continues to fail to correct the outstanding issue or
repeats an issue that was previously corrected, and has been informed by
the Division of their substantial non-compliance, by certified mail; the
Division may require a portion of the awarded grant amount be returned to
the Division.
• The Division may require upwards of ten percent (10%) of the awarded
amount be returned to the Division, at the discretion of the CHS Director.
• The entity will be in violation of Resolution 2013-228
4. If in the case after repeated notification the Entity continues to be
substantially non-compliant, the Division may recommend the contract or
award be terminated.
• The Division will make a recommendation to the Board of County
Commissioners to immediately terminate the agreement or contract. The
Entity will be required to repay all funds disbursed by the County for project
that was terminated.
• The entity will be in violation of Resolution 2013-228
If in the case the Entity has multiple agreements with the Division and is found to
be non-compliant, the above sanctions may be imposed across all awards at the
Director's discretion.
I. PROGRESS REPORTS
The SPONSOR shall submit regular Quarterly Progress Report(Exhibit E)to the
COUNTY in the form, content and frequency required by the COUNTY.
IX. CIVIL RIGHTS COMPLIANCE
The SPONSOR agrees that no person shall, on the ground of race, creed, color, religion,
national origin, sex, handicap, familial status, marital status or age be excluded from
receiving program benefits,or be subjected to discrimination under any activity carried out
by the SPONSOR in performance of this Agreement. Upon receipt of evidence of such
discrimination, the COUNTY shall have the right to terminate this Agreement. The
SPONSOR will take affirmative action to ensure that all employment practices are free
from such discrimination. Such employment practices include but are not limited to the
following: hiring, upgrading, demotion, transfer, recruitment or recruitment advertising,
layoff, termination,rate of pay or other forms of compensation, and selection for training,
including apprenticeship. The SPONSOR agrees to post in conspicuous places, available
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to employees and applicants for employment, notices setting forth the provisions of this
nondiscrimination clause.
X. PROHIBITED ACTIVITY
The SPONSOR is prohibited from using funds provided herein or personnel employed in
the administration of the program for: political activities; sectarian or religious activities;
lobbying,political patronage, and nepotism activities.
XI. SEVERABILITY OF PROVISIONS
If any provision of this Agreement is held invalid, the remainder of this Agreement shall
not be affected thereby, if such remainder would then continue to conform to the terms and
requirements of applicable law.
XII. AVAILABILITY OF FUNDS
The parties acknowledge that the Funds originate from SHIP grant funds from FHFC and
must be implemented in full compliance with all of SHIP rules and regulations and any
agreement between COUNTY and FHFC governing FHFC funds pertaining to this
Agreement. In the event of curtailment or non-production of said state funds,the financial
sources necessary to continue to pay the SPONSOR all or any portions of the funds will
not be available. In that event, the COUNTY may terminate this Agreement, which
termination shall be effective as of the date that it is determined by the County Manager or
designee, in his-her sole discretion and judgment,that the funds are no longer available. In
the event of such termination, the SPONSOR agrees that it will not look to, nor seek to
hold the COUNTY, nor any individual member of the County Commissioners and /or
County Administration, personally liable for the performance of this Agreement, and the
COUNTY shall be released from any further liability to the SPONSOR under the terms of
this Agreement.
XIII. DEFAULTS,REMEDIES,AND TERMINATION
This Agreement may also be terminated for convenience by either the COUNTY or
the SPONSOR, in whole or in part, by setting forth the reasons for such termination, the
effective date, and, in the case of partial terminations, the portion to be terminated.
However, if in the case of a partial termination, the COUNTY determined that the
remaining portion of the award will not accomplish the purpose for which the award was
made,the COUNTY may terminate the award in its entirety.
The following actions or inactions by the SPONSOR shall constitute a Default under this
Agreement:
A. Failure to comply with any of the rules,regulations or provisions referred to herein,
or such statutes, regulations, executive orders, and SHIP guidelines, policies or
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directives as may become applicable at any time;
B. Failure, for any reason, of the SPONSOR to fulfill, in a timely and proper manner,
its obligations under this Agreement;
C. Ineffective or improper use of funds provided,under this Agreement;
D. Submission, by the SPONSOR to the COUNTY, of reports that are incorrect or
incomplete in any material respect.
E. Submission by the SPONSOR of any false certification;
F. Failure to materially comply with any terms of this Agreement;
G. Failure to materially comply with the terms of any other agreement between the
County and the SPONSOR relating to the project.
In the event of any default by the SPONSOR under this Agreement,the County may seek
any combination of one or more of the following remedies:
1. Require specific performance of the Agreement, in whole or in part;
2. Require the use of, or change in,professional property management;
3. Require immediate repayment by the SPONSOR to the COUNTY of all
SHIP funds the SPONSOR has received under this Agreement;
4. Apply sanctions, if determined by the COUNTY to be applicable;
5. Stop all payments, until identified deficiencies are corrected;
6. Terminate this Agreement by giving written notice to the SPONSOR of
such termination and specifying the effective date of such termination. If
the Agreement is terminated by the COUNTY as provided herein, the
SPONSOR shall have no claim of payment or claim of benefit for any
incomplete project activities undertaken under this Agreement.
XIV. OPPORTUNITIES FOR SMALL AND MINORITY/WOMEN OWNED BUSINESS
ENTERPRISES
The SPONSOR will use its best efforts to afford small businesses, minority business
enterprises, and women owned business enterprises the maximum practicable opportunity
to participate in the performance of this contract.As used in this contract,the terms"small
business" means a business that meets the criteria set forth in section 3(a) of the Small
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Business Act, as amended (15 U.S.C. 632), and "minority and women's business
enterprise" means a business at least fifty-one (51) percent owned and controlled by
minority group members or women. For the purpose of this definition, "minority group
members" are Afro-Americans, Spanish-speaking, Spanish surnamed or Spanish-heritage
Americans,Asian-Americans,and American Indians. The SPONSOR may rely on written
representations by businesses regarding their status as minority and female business
enterprises, in lieu of an independent investigation.
XV. AFFIRMATIVE ACTION
The SPONSOR agrees that it shall be committed to carry out pursuant to the COUNTY's
specifications an Affirmative Action Program in keeping with the principles as provided
in President's Executive Order 11246 of September 24, 1966.The COUNTY shall provide
Affirmative Action guidelines to the SPONSOR to assist in the formulation of such
program. Prior to the award of funds, the SPONSOR shall submit for approval, a plan for
an Affirmative Action Program.In the event any policy modifications are made throughout
the term of the agreement the SPONSOR shall submit the updated policy to the COUNTY
within 30 days of modification.
XVI. CONFLICT OF INTEREST
The SPONSOR covenants that no person under its employ who presently exercises any
functions or responsibilities in connection with the Project, has any personal financial
interest,direct or indirect, in the Project areas or any parcels therein,which would conflict
in any manner or degree with the performance of this Agreement and that no person having
any conflict of interest shall be employed by or subcontracted by the SPONSOR. The
SPONSOR covenants that it will comply with all provisions of FL 287.057 "Conflict of
Interest", and any additional State and County statutes, regulations, ordinance or
resolutions governing conflicts of interest. Any possible conflict of interest on the part of
the SPONSOR or its employees shall be disclosed, in writing, to CHS provided,however,
that this paragraph shall be interpreted in such a manner so as not to unreasonably impede
the statutory requirement that maximum opportunity be provided for employment of and
participation of low and very low-income residents of the project target area.
The SPONSOR will notify the COUNTY, in writing, and seek COUNTY approval, prior
to entering into any contract with an entity owned,in whole or in part,•by a covered person
or an entity owned or controlled, in whole or in part, by the SPONSOR. The COUNTY
may review the proposed contract to ensure that the contractor is qualified and that the
costs are reasonable.Approval of an identity of interest contract will be in the COUNTY's
sole discretion. This provision is not intended to limit the SPONSOR's ability to self
manage the projects using its own employees.
XVII. INCIDENT REPORTING
If services to clients are to be provided under this agreement, the SPONSOR and any
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subcontractors shall report knowledge or reasonable suspicion of abuse, neglect, or
exploitation of a child, aged person, or disabled adult to the COUNTY.
XVIII. RELIGIOUS ORGANIZATIONS
State funds may be used by religious organizations or on property owned by religious
organizations only in accordance with requirements set in Florida Statue,Chapter 196.011.
The SPONSOR shall comply with First Amendment Church/State principles as follows:
A. It will not discriminate against any employee or applicant for employment on the
basis of religion and will not limit employment or give preference in employment
to persons on the basis of religion.
B. It will not discriminate against any person applying for public services on the basis
of religion and will not limit such services or give preference to persons on the basis
of religion.
C. It will retain its independence from Federal, State and Local Governments and may
continue to carry out its mission, including the definition, practice and expression
of its religious beliefs, provided that it does not use direct State funds to support
any inherently religious activities, such as worship, religious instruction or
proselytizing.
D. The funds shall not be used for the acquisition, construction or rehabilitation of
structures to the extent that those structures are used for inherently religious
activities. Where a structure is used for both eligible and inherently religious
activities, SHIP funds may not exceed the cost of those portions of the acquisition,
construction or rehabilitation that are attributable to eligible activities in accordance
with the cost accounting requirements applicable to SHIP funds in this part.
Sanctuaries,chapels,or other rooms that a SHIP funded religious congregation uses
as its principal place of worship, however, are ineligible for SHIP funded
improvements.
XX. NATURAL DISASTER
In the event of a natural disaster, this Agreement may be suspended or terminated, and
funds transferred to recovery activities, as determined by the COUNTY. Funds subject to
this provision shall be those that are not contractually committed for construction, design
or other such third party private vendors.
XXI. ENFORCEMENT OF AGREEMENT
The benefits of this Agreement shall inure to, and may be enforced by the COUNTY for
the duration of the Agreement,whether or not the COUNTY shall continue to be the holder
of the Mortgage, whether or not the Project loan may be paid in full, and whether or not
any bonds issued for the purpose of providing funds for the project are outstanding. The
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SPONSOR warrants that it has not, and will not, execute any other agreement with
provisions contradictory to, or in opposition to, the provisions hereof, and that, in any
event, the requirements of this Agreement are paramount and controlling as to the rights
and obligations herein set forth and supersede any other requirements in conflict herewith.
However,this shall not preclude the COUNTY from subordinating its loan to construction
financing.
XXII. ACQUISITION,RELOCATION,AND DISPLACEMENT
The SPONSOR acknowledges that the SPONSOR will bear sole responsibility for any
costs or reimbursements,legal or otherwise,from person or persons claiming that they have
been involuntarily displaced by the acquisition of real property associated with
development of the Project.
XXIII. COPYRIGHTS AND PATENTS
If this Agreement results in a book or other copyright materials or patent materials, The
SPONSOR may copyright or patent such, but Collier COUNTY and the State of Florida
reserve a royalty-free, nonexclusive, and irrevocable license to reproduce, publish or
otherwise use such materials and to authorize others to do so.
XXIV. COUNTERPARTS OF THE AGREEMENT
This Agreement, consisting of twenty-nine (29) enumerated pages and the exhibits and
attachments referenced herein, shall be executed in two counterparts, each of which shall
be deemed to be some original, and such counterparts will constitute one and the same
instrument.
XXV. ENTIRE UNDERSTANDING
This Agreement and its provisions merge any prior agreements, if any, between the
parties and constitute the entire understanding. The parties herby acknowledge that there
have been and are no representations, warranties, covenants, or undertakings other than
those expressly set forth herein.
(Signature Page to Follow)
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IN WITNESS WHEREOF,the Subrecipient and the County,have each respectively, by an authorized
person or agent,hereunder set their hands and seals on the date first written above.
ATTEST: BOARD O' CO TY CO y.� tt.S/ RS OF
CRYSTAL K.KINZZ i,.,CLERK OF COURTS COLLIE• 0 i , . -. • .I
`. ` )„,,L — . k. ' By: ,A
�
" t�,at ' •Y SOLIS, CHAIRMAN
� Attest as toy :';'
Date: Date: 10 la.' \1 g
(SEAL)
JLH SUSTAINABLE HOUSING, LLC
By: �. .IMI ,!.
1
JIM NDERSON, • ER
Date: 0( id
Approved as to form and legality:
W'
Jen er A.Belpedio �7 '
Assistant County Atto ey CT'G's
�b
Date: 1 O a 3 1 ' $
Item# I LP pc,'
Agenda' 0._... 1 '
Date
Date 'r_94._1
Rec'd
..iir/w
Deputy C: .
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EXHIBIT A
NEW CONSTRUCTION PROJECT REQUIREMENTS
The Project is to be developed as affordable residential housing, in accordance with the SHIP
Program, and the Collier County LHAP [FY 2016-2019. The SPONSOR shall perform the following
activity under this agreement:
a) New Construction:
The SPONSOR is required to comply with all applicable program requirements of the State
Housing Initiatives Partnership(SHIP)Program,including but not limited to Section 420.907-420.9079,
Florida Statutes and Rule 67-37, Florida Administrative Code and Collier County Construction
Standards. Any or all of these regulations may, but are not required to, be specifically set forth in any
additional loan documents executed in connection with the Project. The SPONSOR shall include such
language as the COUNTY may require in any agreements with prospective homeowners of the Project,
or any portion,thereof to evidence such requirements.
b) Default of Mortgage: The Sponsor shall be considered in default if any of the following
occur:
1. The SPONSOR fails to construct a safe, sanitary and habitable housing unit.
2. The SPONSOR fails to receive Certificate of Occupancy for new housing unit.
3. The SPONSOR fails to sell to CHS referred SHIP applicant on or before May 31,2020.
c) Assurance of Public Purpose: The SPONSOR covenants that if the SPONSOR is unable
or unwilling to sell the property in accordance with the terms and conditions incorporated herein, the
SPONSOR shall give the COUNTY a 90 (Ninety) day notification, during which times the COUNTY
shall require the SPONSOR to remit payment for an amount not to exceed the amount of funds provided
by the COUNTY through the Program.
d) Affirmative Marketing: The SPONSOR shall adopt appropriate procedures for
affirmatively marketing the SHIP-assisted units. Affirmative marketing consists of good faith efforts to
provide information and otherwise to attract to the available housing, eligible persons from all racial,
ethnic and gender groups in the housing market area.The SPONSOR shall be required to use affirmative
fair housing marketing practices in soliciting homebuyers, concluding transactions, and affirmatively
further fair housing efforts. The SPONSOR must maintain a file containing all marketing efforts (i.e.
copies of newspaper ads, memos of phone calls, copies of letters, etc.)to be available for inspection on
request by the COUNTY. The SPONSOR must provide a description of intended actions that will inform
and otherwise attract eligible persons from all racial,ethnic,and gender groups in the housing market of
the available housing. The SPONSOR must provide the COUNTY with an assessment of the affirmative
marketing program. Assessment must include: a) methods used to inform the public and potential
homebuyers about federal fair housing laws and affirmative marketing policy,b)methods used to inform
and solicit applications from persons in the housing market who are not likely to apply without special
outreach;and c)records describing actions taken by the participating entity and/or owner to affirmatively
market units; and records to assess the results of these actions.
e) Project Requirements: The SPONSOR agrees that in the event that the Project is located
in a Designated Flood Zone, all government requirements for construction in a flood zone shall be
satisfied.
SHIP New Construction 19
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The SPONSOR shall develop and submit to CHS, within 60 days of contract execution, a construction
schedule to include the following:
TENTATIVE SCHEDULE(Adherence is not a condition of payment)
Sites Identified/Site Due Diligence January,2019
Property(ies)Under Conditional Contract March, 2019
Construction Commencement June, 2019
Certificate of Occupancy Issued for all Newly April 1,2020
Constructed Housing Units
Project Completion Date June 30,2020
Further, "project completion date" will mean issuance of all certificates of occupancy and
completion of sale to referred households.
f) Property Standards: The SPONSOR attests that the Project will meet the standards of the
Florida Building Code and all applicable local codes, standards, ordinances, and zoning ordinances at
the time of project completion and throughout the duration of the affordability period. The Project will
also meet the accessibility requirements at 24 CFR part 8, which implements Section 504 of the
Rehabilitation Act of 1973 (29 U.S.C. 794) and the design and construction requirements at 24 CFR
100.205, which implement the Fair Housing Act (42 U.S.C. 3601-3619), in the event property is
rehabilitated at any time during affordability period.
In accordance with the Local Housing Assistance Plan, a SPONSOR shall follow each SHIP Program
strategy program requirements below:
Energy Efficient Best Practices: Section 420.9075(3)(d),F.S. defines Energy Efficient Best Practices as:
Innovative design, green building principles, storm resistant construction or other elements that reduce
long term costs relating to maintenance, utilities or insurance in the event property rehabilitated at any
time during affordability period.
Collier County requires the use or inclusion,when appropriate,of the following: energy star appliances;
low-E windows; additional insulation (for increased R-value); ceramic tile; tank-less water heater; 14
and 15 SEER air conditioning units; stucco; florescent light bulbs; and impact resistant windows and
doors. Evidence of such is not a condition of the construction subsidy payment.
g) Payment Documents:
1. Certificate of occupancy.
2. Pictures during construction and of finished housing unit.
3. Floor plan or unit specifications.
4. Final invoice.
5. Pay Request Form(Exhibit"E")
6. Fully executed SHIP Note&Mortgage to Collier County.
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EXHIBIT B
BUDGET NARRATIVE
NEW CONSTRUCTION PROGRAM
The total SHIP allocation to the SPONSOR for the New Construction Program shall not exceed ONE
HUNDRED FIFTY THOUSAND DOLLARS ($150,000.00).
Uses of these funds are as follows:
The Construction subsidy shall be disbursed in the following manner for the following uses:
1. Construction expenditure shall not exceed$50,000 per certificate of occupancy(CO)for each
housing unit.
2. Funds to be disbursed upon submission of a proper Pay Request (Exhibit "E") and in
accordance with Florida Prompt Payment Act.
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EXHIBIT C
INSURANCE REQUIREMENTS
The SPONSOR shall furnish to Collier County, c/o Community and Human Services Division, 3339 E.
Tamiami Trail, Suite 211, Naples, Florida 34112, Certificate(s) of Insurance evidencing insurance
coverage that meets the requirements as outlined below:
1. Workers' Compensation as required by Chapter 440, Florida Statutes.
2. Commercial General Liability including products and completed operations insurance in
the amount of$1,000,000 per occurrence and$2,000,000 aggregate. Collier County must
be shown as an additional insured,with respect to this coverage.
3. Automobile Liability Insurance covering all owned, non-owned and hired vehicles used
in connection with this contract in an amount not less than $1,000,000 combined single
limit for combined Bodily Injury and Property Damage. Collier County shall be named
as an additional insured.
DESIGN STAGE(IF APPLICABLE)
In addition to the insurance required in 1 — 3 above, a Certificate of Insurance must be provided as
follows:
4. Professional Liability Insurance in the name of the SPONSOR or the licensed design
professional employed by the SPONSOR, in an amount not less than $1,000,000 per
occurrence/$1,000,000 aggregate,providing for all sums which the SPONSOR and/or the
design professional shall become legally obligated to pay as damages for claims arising
out of the services performed by the SPONSOR or any person employed by the
SPONSOR, in connection with this contract. This insurance shall be maintained for a
period of two (2)years after the certificate of Occupancy is issued. Collier County shall
be named as an additional insured.
CONSTRUCTION PHASE(IF APPLICABLE)
In addition to the insurance required in 1 — 4 above, the SPONSOR shall provide or cause its
Subcontractors to provide original certificates indicating the following types of insurance coverage prior
to any construction:
5. Completed Value Builder's Risk Insurance on an"All Risk" basis in an amount not less
than one hundred(100%)percent of the insurable value of the building(s) or structure(s).
The policy shall be in the name of Collier County and the SPONSOR.
6. In accordance with the requirements of the Flood Disaster Protection Act of 1973 (42
U.S.C. 4001), the SPONSOR shall assure that for activities located in an area identified
by the Federal Emergency Management(FEMA) as having special flood hazards, flood
insurance under the National Flood Insurance Program is obtained and maintained as a
condition of financial assistance for acquisition or construction purposes (including
rehabilitation).
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OPERATION/MANAGEMENT PHASE(IF APPLICABLE)
After the Construction Phase is completed and occupancy begins,the following insurance must be kept
in force throughout the duration of the loan and/or contract:
7. Workers' Compensation as required by Chapter 440, Florida Statutes.
8. Commercial General Liability including products and completed operations insurance in
the amount of$1,000,000 per occurrence and$2,000,000 aggregate. Collier County must
be shown as an additional insured with respect to this coverage.
9. Automobile Liability Insurance covering all owned, non-owned and hired vehicles used
in connection with this contract in an amount not less than $1,000,000 combined single
limit for combined Bodily Injury and Property Damage. Collier County as an additional
insured.
10. Property Insurance coverage on an "All Risk" basis in an amount not less than one
hundred (100%) of the replacement cost of the property. Collier County must be shown
as a Loss payee with respect to this coverage A.T.I.M.A.
11. Flood Insurance coverage for those properties found to be within a flood hazard zone for
the full replacement values of the structure(s) or the maximum amount of coverage
available through the National Flood Insurance Program (NFIP). The policy must show
Collier County as a Loss Payee A.T.I.M.A.
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EXHIBIT D
REPORTS
Report Title Documentation Required Due Date
Special Grant Policies See Section III,B I Within 60 days of Agreement
execution
Project Schedule See Section III,A 1 Within 60 days of Agreement
execution 1
Insurance Proof of coverage in IM time of Agreement
(Flood, Property, O&D) accordance with Exhibit C/ execution and annually within
Declaration page 30 days after renewal
SPONSOR Audit 1Audit report,Management Within 9 months for Single
Letter and Exhibit G, as Audit(otherwise 180 days)
applicable after the end of the SPONSOR
fiscal year through 2019-20, as
applicable
Progress Report Progress report, detailing 110 days after the end of the
accomplishments Exhibit F calendar quarter until July 10,
2020
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EXHIBIT "E"
COLLIER COUNTY COMMUNITY AND HUMAN SERVICES
REQUEST FOR PAYMENT
SECTION I: REQUEST FOR PAYMENT
Sub recipient Name: JLH Sustainable Housing,LLC
Sub recipient Address: 948 Belville Blvd,Naples, FL 34104
Project Name:
New Construction
Project No: SHCONI 8-003 Payment Request#
Total Payment:
Period of Availability: October 23, 2018 to June 30,2020
The Agency has incurred the indebtedness listed below between and
SECTION II: STATUS OF FUNDS
1. Grant Amount Awarded
2. Sum of Past Claims Paid on this Account
3. Total Grant Amount Awarded Less Sum of
Past Claims Paid on this Account
4. Amount of Previous Unpaid Requests
5. Amount of Today's Request
6. Current Grant Balance (Initial Grant Amount Awarded Less Sum of all
requests)
I certify that this request for payment has been made in accordance with the terms and conditions of •
the Agreement between the COUNTY and us as the SUBRECIPIENT. To the best of my
knowledge and belief, all grant requirements have been followed.
Signature Date
Title
Authorizing Grant
Authorizing Grant Coordinator Accountant
Supervisor Department Director
(approval required$15,000 and above) (approval required$15,000 and above)
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• EXHIBIT"F"
QUARTERLY PROGRESS REPORT
Complete form for preceding quarter and submit to Community and Human Services staff by the 10th of the
following month.
Status Report for the Quarter Ending:I Submittal Date:
Project Name:I New Construction I Project Number:I SHCON18-003
SPONSOR: JLH Sustainable Housing,LLC
Contact Person: I I
Telephone:I I Fax:I I E-mail:I I
PROPERTY UNIT DATA
Number of units under construction this period I I
Number of units under construction to date
Number of units completed this period
Number of units completed to date
MARKETING DATA
Potential Homebuyers Referred this period
Homebuyers under contract
TIMELINE PROGRESS
PROPERTY ADDRESS CONSTRUCTION CONSTRUCTION ANTICIPATED ANTICIPATED
COMMENCED COMPLETED C/O DATE SALE DATE
(YIN) (Y/N)
What events/actions are scheduled for the next quarter?
Identify any issues that may cause delay in meeting scheduled expenditure deadline dates.
Date
Signature
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EXHIBIT "G"
ANNUAL AUDIT MONITORING REPORT
Circular 2 CFR Part 200.331 requires Collier County to monitor subrecipients of federal awards to
determine if subrecipients are compliant with established audit requirements (Subpart F). Accordingly, Collier
County requires that all appropriate documentation is provided regarding your organizations compliance.
In determining Federal awards expended in a fiscal year, the entity must consider all sources of Federal
awards based on when the activity related to the Federal award occurs, including any Federal award provided
by Collier County. The determination of amounts of Federal awards expended shall be in accordance with
the guidelines established by established by 2 CFR Part 200, Subpart F—Audit Requirements. This form
may be used to monitor Florida Single Audit Act (Statute 215.97) requirements.
Subrecipient
Name
First Date of Fiscal Year(MM/DD/YY) Last Date of Fiscal Year(MM/DD/YY)
Total Federal Financial Assistance Expended Total State Financial Assistance Expended during
p
during most recently completed Fiscal Year most recently completed Fiscal Year
$ $
Check A. or B. Check C if applicable
A. The federal/state expenditure threshold for our fiscal year ending as indicated above has
been met and a Single Audit as required by 2 CFR Part 200, Subpart F has been completed
or will be completed by . Copies of the audit report and management letter
are attached or will be provided within 30 days of completion.
B. We are not subject to the requirements of OMB 2 CFR Part 200, Subpart F because we:
❑ Did not exceed the expenditure threshold for the fiscal year indicated above
❑ Are a for-profit organization
❑ Are exempt for other reasons —explain
An audited financial statement is attached and if applicable, the independent auditor's
management letter.
C. Findings were noted, a current Status Update of the responses and corrective action plan is
included separate from the written response provided within the audit report. While we
understand that the audit report contains a written response to the finding(s), we are
requesting an updated status of the corrective action(s) being taken. Please do not provide
just a copy of the written response from your audit report, unless it includes details of the
actions, procedures, policies, etc. implemented and when it was or will be implemented.
Certification Statement
I hereby certify that the above information is true and accurate.
Signature Date
Print Name and Title
06/18
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EXHIBIT "H"
HOLD HARMLESS LETTER
Please be advised that I/We, JLH Sustainable Housing, LLC existing under the laws of the
State of Florida, having its principal office at 1948 Belville Blvd, Naples, FL 34104 I("SPONSOR"),
under agreement with Collier County Board of County Commissioners for the SHIP New Construction
project,verify that I/We are a self-insured company.
I/We understand that we are to construct new housing units, hereafter referred to as"Improvements."
I. Indemnification and Hold Harmless
a. In General
In the performance of the Subrecipient Agreement to which this exhibit is attached, the undersigned
hereby agrees to release,indemnify and hold harmless Collier County,as well as their employees,agents
and representatives (collectively, the "County"), from any and all claims, demands, causes of action or
damages of any kind or nature brought by the undersigned or others, including reasonable attorneys'
fees,arising out of or in any way associated with,the County's authorization to allow the Improvements
to be constructed, and maintained. This includes without limitation, all claims, demands, costs or
judgments against the County whether such liability, loss or damage is due or claimed to be due to the
negligence of the undersigned, its contractors, subcontractors, the County, its employees, agents or
representatives.
b. Respecting the Improvements
The undersigned hereby agrees to release, indemnify and hold harmless the County and accepts all risks
of loss associated with respect to the Improvements.
II. Successors and Assigns
The undersigned further agrees, as the entity responsible for ownership and maintenance of the
Improvements,that this document may be recorded, and that the representations and obligations herein
are binding upon its successors and assigns.
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Signature Signature
Print Name Print Name
Title Title
STA l'L OF FLORIDA
COUNTY OF
The foregoing instrument was subscribed and sworn before me this day of ,20 , by
who produced as identification.
Notary Signature Notary Seal:
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