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Backup Documents 12/11-12/2012 Item #16D 7 16U7 ORIGINAL DOCUMENTS CHECKLIST & ROUTING SLIP TO ACCOMPANY ALL ORIGINAL DOCUMENTS SENT TO THE BOARD OF COUNTY COMMISSIONERS OFFICE FOR SIGNATURE Print on pink paper.Attach to original document.Original documents should be hand delivered to the Board Office.The completed routing slip and original documents are to be forwarded to the Board Office only after the Board has taken action on the item.) ROUTING SLIP Complete routing lines#1 through#4 as appropriate for additional signatures,dates,and/or information needed.If the document is already complete with the exception of the Chairman's signature,draw a line through routing lines#1 through#4,complete the checklist,and forward to Sue Filsonfline#5). Route to Addressee(s) Office Initials Date (List in routing order) 1. Elly Soto McKuen,Grant Support Housing,Human,Veterans Services ESM 1/14/13 Specialist Department 2. Jennifer B.White,ACA Office located within Housing,Human, 1 Veterans Services Department `bkA 3. County Attorney's Office County Attorney's Office d- 4. BCC Office Board of County Commissioners 1.,`g1, 5. Minutes and Records Clerk of Court's Office t((e)((.3 PRIMARY CONTACT INFORMATION (The primary contact is the holder of the original document pending BCC approval.Normally the primary contact is the person who created/prepared the executive summary.Primary contact information is needed in the event one of the addressees above,including Sue Filson,need to contact staff for additional or missing information.All original documents needing the BCC Chairman's signature are to be delivered to the BCC office only after the BCC has acted to approve the item.) Name of Primary Staff Elly Soto McKuen,Grant Support Phone Number 239-252-2664 Contact Specialist Agenda Date Item was 12/11/12 Agenda Item Number 16 D.7 Approved by the BCC Type of Document CDBG Agreement Amendments for Number of Original 2 originals o tac I-i Attached various subrecipients etS fie' /Ia h1t : Documents Attached (t) 6uaol(l?ee. Ce- -1-�ie �( c.. - Gea.eret-l-erj3)Q C -6e:.3 6ree• )64 pC/ #o,A.s;rt INSTRUCTIONWL tHECICLIST Initial the Yes column or mark"N/A"in the Not Applicable column,whichever is appropriate. Yes N/A(Not A(4.4440(4 (Initial) Applicable) 1. Original document has been signed/initialed for legal sufficiency.(All documents to be signed by the ESM Chairman,with the exception of most letters,must be reviewed and signed by the Office of the County Attorney.This includes signature pages from ordinances,resolutions,etc.signed by the County Attorney's Office and signature pages from contracts,agreements,etc.that have been fully executed by all parties except the BCC Chairman and Clerk to the Board and possibly State Officials.) 2. All handwritten strike-through and revisions have been initialed by the County Attorney's Office and N/A all other parties except the BCC Chairman and the Clerk to the Board 3. The Chairman's signature line date has been entered as the date of BCC approval of the document or ESM the final negotiated contract date whichever is applicable. 4. "Sign here"tabs are placed on the appropriate pages indicating where the Chairman's signature and ESM initials are required. 5. In most cases(some contracts are an exception),the original document and this routing slip should be ESM provided to Ian Mitchell in the BCC office within 24 hours of BCC approval. Some documents are time sensitive and require forwarding to Tallahassee within a certain time frame or the BCC's actions are nullified.Be aware of your deadlines! 6. The documents were approved by the BCC on _12/11/12_and all changes made during the ESM meeting have been incorporated in the attached document.The County Attorney's Office has reviewed the changes,if applicable. 4+� I:Forms/County Forms/BCC Forms/Original Documents Routing Slip WWS Original 9.03.04,Revised 1.26.05,Revised 2.24.05 «matter numben>/ document_number» • 1613 71 MEMORANDUM Date: January 22, 2013 To: Elly Soto McKuen, Grant Support Specialist Housing, Human & Veterans Services From: Martha Vergara, Deputy Clerk Minutes & Records Department Re: CDBG Agreement Amendments w/the following: Collier County Housing Authority, Inc. (1st Amend—Tenant Based Rental Assist. Program-Admin Costs) The Housing Development Corporation of SW FL (1st Amendment Homebuyer Education. & Counseling) David Lawrence Mental Health Center, Inc. (2"d Amendment— Energy Efficiency— Going Green) David Lawrence Mental Health Center, Inc. (3rd Amendment— Emergency Backup Generator) Guadalupe Center, Inc. (1st Amendment—Job Creation Project) Enclosed, please find one (1) original of each documents as referenced above, (Agenda Item #16D7) which was approved by the Board of County Commissioners on Tuesday, December 11, 2012. A fully executed original has been kept by the Minutes and Records Department, as part of the Board's Official Records. If you should have any questions, please call me at 252-7240. Thank you 16D 7 93OIA1:13S NV1:1313A First Amendment to Q7 0 �d� Agreement Between Collier County • And a3A1303 I Collier County Housing Authority,Inc. Community Development Block Grant(CDBG)Fund§ Tenant Based Rental Assistance Program-Administration costs This Amendment is entered into this 11th day of December, 2012, by and between the parties to the original Agreement, Collier County Housing, Authority, Inc, a special independent district of the State of Florida, created in accordance with Florida Statute Section 421.27 et. seq. ("Subrecipient") and Collier County, Florida, a political subdivision of the State of Florida, (COUNTY) collectively stated as the"Parties." RECITALS Whereas, on October 25, 2011, the County entered into an Agreement with the Community Development Block Grant Program funds to be used for administration costs for the Tenant Based Rental Assistance Program(hereinafter referred to as the"Agreement"); and Whereas, the Parties desire to further amend the Agreement to reference additional HUD language and make housekeeping type modifications to the agreement. NOW THEREFORE, in consideration of the foregoing Recitals, and other good and valuable consideration, the receipt and sufficiency of which is hereby mutually acknowledged, the Parties agree to amend the Agreement as follows: Words Struck Through are deleted; Words Underlined are added VI. GENERAL CONDITIONS C. LOCAL AND FEDERAL RULES, REGULATIONS AND LAWS 27. The SUBRECIPIENT agrees to comply with the requirements of Title 24 of the Code of Federal Regulations, Part 570 (the U.S. Housing and Urban Development regulations concerning Community Development Block Grants CCDBG)) including subpart K of these regulations, except that (1) the SUBRECIPIENT does not assume the recipient's environmental responsibilities described in 24 CFR 570.604 and (2) the SUBRECIPIENT does not assume the recipient's responsibility for initiating the review process under the provisions of 24 CFR Part 52. The SUBRECIPIENT also agrees to comply with all other applicable Federal. state and local laws, regulations, and policies governing the funds provided under this contract. The SUBRECIPIENT further agrees Amendment No.1 CD l 1-08 Collier County Housing Authority Administration Costs Tenant Based Rental Assistance Page 1 16fl 7 to utilize funds available under this Agreement to supplement rather than supplant funds otherwise available. VII. ADMINISTRATIVE REQUIREMENTS * * * B. DOCUMENTATION AND RECORDKEEPING * * * 2. A .. , - - - : •- -, . . ... _ _. •. . -- . _ - - - = '-_ - ' _ . ., -• - - - - _ . _I. - - - •- - - - - - • -. .. - - - --- _ or reement,Upon completion of all work contemplated under this Agreement copies of all documents and records relating to this Agreement shall be surrendered to HHVS, if requested. In any event the SUBRECIPIENT shall keep all documents and records in an orderly fashion in a readily accessible,permanent and secured location for four(4)years after expiration of this Agreement with the following exception: if any litigation, claim or audit is started before the expiration date of the four (4)year period,the records will be maintained until all litigation,claim or audit findings involving these records are resolved. The COUNTY shall be informed in writing if an agency ceases to exist after closeout of this Agreement of the address where the records are to be kept as outlined in 24 CFR 85.42. * * * I. GRANT CLOSEOUT PROCEDURES SUBRECIPIENT's obligation to the COUNTY shall not end until all closeout requirements are completed. Activities during this closeout period shall include,but not be limited to: making final payments, disposing of program assets(including the return of all unused materials,equipment, program income balances,and receivable accounts to the COUNTY), and determining the custodianship of records. In addition to the records retention outlined in Section VII.B.2, the SUBRECIPIENT shall comply with Section 119.021 Florida Statutes regarding records maintenance,preservation and retention. * * * RECEWED Amendment No.1 CD11-08 .x,-01 J U 2013 Collier County Housing Authority Administration Costs VETERAN SERVICES Tenant Based Rental Assistance Page 2 1607 IN WITNESS WHEREOF,the Parties have each,respectively,by an authorized person or agent, hereunder set their hands and seals on this 11`h day of December, 2012 for the First Amendment. ATTEST: BOARD OF COUNTY COMMISSION.RS OF IGHT E.:-altOCK.i1CLERK COLLIER COUNTY, FLORIDA • ® _■y B . � F' D W. COYLE , CHAP A Dated: i 20/ (SEAL I Attest is to e signature wy,b Collier • ty Hou • uthori, Inc. r By: A/Y Subrecipient Signature Esmeralda Serrata, Executive Director Type/print Subrecipient name and title Approved as to form and legal sufficiency: Je 'far B. White .■ Assistant County Attorney . PECENED Amendment No.1 CD 11-08 Collier County Housing Authority ) Administration Costs Tenant Based Rental Assistance Page 3 VETERAN SERVICES l6Q7 First Amendment to Agreement Between Collier County And The Housing Development Corporation of SW Florida Community Development Block Grant(CDBG)Funds Homebuyer Education and Counseling This Amendment is entered into this 11th day of December, 2012, by and between the parties to the original Agreement, The Housing Development Corporation.of SW Florida (HDC), a private not-for- profit corporation existing under the laws of the State of Florida ("Subrecipient") and Collier County, Florida,a political subdivision of the State of Florida,(COUNTY)collectively stated as the"Parties." RECITALS Whereas, on April 24, 2012, the County entered into an Agreement with the Community Development Block Grant Program funds to be used for Homebuyer Education and Counseling (hereinafter referred to as the"Agreement"); and Whereas, the Parties desire to further amend the Agreement to reference additional HUD language and make housekeeping type modifications to the agreement. NOW THEREFORE, in consideration of the foregoing Recitals, and other good and valuable consideration,the receipt and sufficiency of which is hereby mutually acknowledged,the Parties agree to amend the Agreement as follows: • Words Struck gh are deleted; Words Underlined,are added VI. GENERAL CONDITIONS * * C. LOCAL AND FEDERAL RULES,REGULATIONS AND LAWS * * 27. The SUBRECIPIENT agrees to comply with the requirements of Title 24 of the Code of Federal Regulations. Part 570 (the U.S. Housing and Urban Development regulations concerning Community Development Block Grants (CDBG)) including subpart K of these regulations. except that (1) the SUBRECIPIENT does not assume the recipient's environmental responsibilities described in 24 CFR 570.604 and (2) the SUBRECIPIENT does not assume the recipient's responsibility for initiating the review process under the provisions of 24 CFR Part 52. The SUBRECIPIENT also agrees to comply with all other applicable Federal. state and local laws. regulations. and policies governing the funds provided under this contract. The SUBRECIPIENT further agrees. to utilize funds available under this Agreement to supplement rather than supplant funds otherwise available. Amendment No.1 CDl 1-09 Housing Development Corporation of SW FL,Inc. Homebuyer Education and Counseling Page I 16071 1 * * * VII. ADMINISTRATIVE REOUIREMENTS * * * B. DOCUMENTATION AND RECORDKEEPING * * * 1• • • L \ • ef-this-Agreez -Upon completion of all work contemplated under this Agreement copies of all documents and records relating to this Agreement shall be surrendered to HHVS,if requested. In any event the SUBRECIPIENT shall keep all documents and records in an orderly fashion in a readily. accessible,permanent and secured location for four(4)years after expiration of this Agreement with the following exception: if any litigation,claim or audit is started before the expiration date of the four (4)year period,the records will be maintained until all litigation,claim or audit findings involving these records are resolved. The COUNTY shall be informed in writing if an agency ceases to exist after closeout of this Agreement of the address where the records are to be kept as outlined in 24 CFR 85.42. * * * I. GRANT CLOSEOUT PROCEDURES SUBRECIPIENT's obligation to the COUNTY shall not end until all closeout requirements are completed. Activities during this closeout period shall include,but not be limited to: making final payments,disposing of program assets(including the return of all unused materials,equipment, program income balances,and receivable accounts to the COUNTY),and determining the custodianship of records. In addition to the records retention outlined in Section VII.B.2,the SUBRECIPIENT shall comply with Section 119.021 Florida Statutes regarding records maintenance,preservation and retention. * * * Amendment No.1 CDI 1-09 Housing Development Corporation of SW FL,Inc. Homebuyer Education and Counseling Page 2 I 16071 IN WITNESS WHEREOF,the Parties have each,respectively,by an authorized person or agent, hereunder set their hands and seals on this 11th day of December,2012 for the First Amendment. ATTEST: BOARD OF COUNTY COMMISSION. S OF •WIGHT E. BROCKf-CLERK COLLIER COUNTY,FLORIDA IL a 0 ` L. . .e By ` 0 F• D W. COYLE,CHAIRMA r .. s. ,_-: -_,, , , ,... Dated /. EI if A • v% 2013 (SE . Attest at to Ch: f', signer„ Pt Housing Development Corporation of SW Florida,Inc. By: 2Ka-ziti dAir... .-fr... Subrecipient Signature Kathy Patterson,Executive Director Type/print Subrecipient name and title Approved as to form and legal sufficiency: Jenni er B. White J.) — Assistant County Attorney .() Amendment No.1 CD 11.09 Housing Development Corporation of SW FL,Inc. Homebuyer Education and Counseling Page 3 1607 Second Amendment to Agreement Between Collier County And David Lawrence Mental Health Center,Inc. d/b/a David Lawrence Center,Inc. Community Development Block Grant(CDBG)Funds Energy Efficiency-Going Green This Amendment is entered into this 11th day of December, 2012, by and between the parties to the original Agreement, David Lawrence Mental Health Center, Inc., d/b/a David Lawrence Center, Inc. a private not-for-profit existing under the laws of the State of Florida, ("Subrecipient") and Collier County, Florida, a political subdivision of the State of Florida, (COUNTY) collectively stated as the "Parties." RECITALS Whereas, on June 14, 2011, the COUNTY entered into an Agreement with the Community Development Block Grant Program funds to be used for an Energy Efficiency-Going Green Project (hereinafter referred to as the"Agreement");and Whereas, on April 10, 2012, the Parties amended the Agreement to add compliance language, amend the project timeline and the Scope of Services; and Whereas, the Parties desire to further amend the Agreement to reference additional HUD language and make housekeeping type modifications. NOW THEREFORE, in consideration of the foregoing Recitals, and other good and valuable consideration,the receipt and sufficiency of which is hereby mutually acknowledged,the Parties agree to amend the Agreement as follows: Words Struck-Through are deleted; Words Underlined are added VI. GENERAL CONDITIONS, C. LOCAL AND FEDERAL RULES. REGULATIONS AND LAWS * * * 27. The SUBRECIPIENT agrees to comply with the requirements of Title 24 of the Code of Federal Regulations, Part 570 (the U.S. Housing and Urban Development regulations concerning Community Development Block Grants (CDBG)) including subpart K of these regulations, except that (1) the SUBRECIPIENT does not assume the recipient's environmental responsibilities described in 24 CFR 570.604 and (2) the SUBRECIPIENT does not assume the recipient's responsibility for initiating the review Amendment No.2 CD10-12 David Lawrence Center Energy Efficiency-Going Green Page 1 1 6 0 ri process under the provisions of 24 CFR Part 52. The SUBRECIPIENT also agrees to comply with all other applicable Federal, state and local laws, regulations, and policies governing the funds provided under this contract. The SUBRECIPIENT further agrees to utilize funds available under this Agreement to supplement rather than supplant funds otherwise available. * * * VII. ADMINISTRATIVE REQUIREMENTS B. DOCUMENTATION AND RECORDKEEPING * * * 2. .. , . :. -, .. _ , ._.. - : , :.•: , _ ... .. . - -. - Upon completion of all work contemplated under this Agreement copies of all documents and records relating to this Agreement shall be surrendered to HHVS,if requested. In any event the SUBRECIPIENT shall keep all documents and records in an orderly fashion in a readily accessible,permanent and secured location for four(4)years after expiration of this Agreement with the following exception: if any litigation,claim or audit is started before the expiration date of the four (4)year period,the records will be maintained until all litigation, claim or audit findings involving these records are resolved.The COUNTY shall be informed in writing if an agency ceases to exist after closeout of this Agreement of the address where the records are to be kept as outlined in 24 CFR 85.42. * * * I. GRANT CLOSEOUT PROCEDURES SUBRECIPIENT's obligation to the COUNTY shall not end until all closeout requirements are completed. Activities during this closeout period shall include,but not be limited to: making final payments,disposing of program assets(including the return of all unused materials, equipment, program income balances, and receivable accounts to the COUNTY),and determining the custodianship of records. In addition to the records retention outlined in Section VII.B.2,the SUBRECIPIENT shall comply with Section 119.021 Florida Statutes regarding records maintenance,preservation and retention. * * * Amendment No.2 CD10-12 David Lawrence Center Energy Efficiency-Going Green Page 2 161) 7 IN WITNESS WHEREOF,the Parties have each,respectively,by an authorized person or agent, hereunder set their hands and seals on this 11t1i day of December,2012 for the Second Amendment. ATTEST: BOARD OF COUNTY COMMISSI•i ERS OF D IGHT E. B QC, , CLERK COLLIER COUNTY, FLORIDA BY: �-�S A — .�� g r F' D W. COYLE , C'AI' •N Dated. i_ j ',;�� 013 Attest' a to Sift-) Signature f$4,6* David Lawrence Center, nc. By: / `oI Subrecipient ignature Dave Schimmel,CEO Type/print Subrecipient name and title Approved as to form and legal sufficiency: Jennifer B. White Assistant County Attorney Amendment No.2 CD10-12 David Lawrence Center Energy Efficiency-Going Green Page 3 amp Third Amendment to Agreement Between Collier County And David Lawrence Mental Health Center,Inc. d/b/a David Lawrence Center Community Development Block Grant(CDBG)Funds Emergency Back-Up Generator This Amendment is entered into this 11th day of December, 2012, by and between the parties to the original Agreement, David Lawrence Mental Health Center, Inc., d/b/a David Lawrence Center, a private not-for-profit corporation existing under the laws of the State of Florida ("Subrecipient") and Collier County, Florida, a political subdivision of the State of Florida, (COUNTY) collectively stated as the"Parties." RECITALS Whereas, on October 25,2011, the County entered into an Agreement with the Community Development Block Grant Program funds to be used for an Emergency Back-Up Generator (hereinafter referred to as the"Agreement"); and Whereas, on April 24, 2012 and October 23, 2012, the Parties amended the Agreement to add compliance language and to modify the Scope of Services and work plan; and Whereas, the Parties desire to further amend the Agreement to reference additional HUD language and make housekeeping type modifications to the agreement. NOW THEREFORE, in consideration of the foregoing Recitals, and other good and valuable consideration, the receipt and sufficiency of which is hereby mutually acknowledged,the Parties agree to amend the Agreement as follows: Words Struck T rough are deleted; Words Underlined are added VI. GENERAL CONDITIONS C. LOCAL AND FEDERAL RULES, REGULATIONS AND LAWS * * * 27. The SUBRECIPIENT agrees to comply with the requirements of Title 24 of the Code of Federal Regulations, Part 570 (the U.S. Housing and Urban Development regulations concerning Community Development Block Grants (CDBG)) including subpart K of these regulations, except that (1) the SUBRECIPIENT does not assume the recipient's environmental responsibilities described in 24 CFR 570.604 and (2) the SUBRECIPIENT does not assume the recipient's responsibility for initiating the review Amendment No.3 CD 11-06 David Lawrence Center Emergency Back-Up Generator Page 1 160 ? process under the provisions of 24 CFR Part 52. The SUBRECIPIENT also agrees to comply with all other applicable Federal. state and local laws, regulations, and policies governing the funds provided under this contract. The SUBRECIPIENT further agrees to utilize funds available under this Agreement to supplement rather than supplant funds otherwise available. VII. ADMINISTRATIVE REOUIREMENTS * * * B. DOCUMENTATION AND RECORDKEEPING * * * dement. Upon completion of all work contemplated under this Agreement copies of all documents and records relating to this Agreement shall be surrendered to HHVS, if requested. In any event the SUBRECIPIENT shall keep all documents and records in an orderly fashion in a readily accessible,permanent and secured location for four j4)years after expiration of this Agreement with the following exception: if any litigation, claim or audit is started before the expiration date of the four (4) year period,the records will be maintained until all litigation,claim or audit findings involving these records are resolved. The COUNTY shall be informed in writing if an agency ceases to exist after closeout of this Agreement of the address where the records are to be kept as outlined in 24 CFR 85.42. * * * I. GRANT CLOSEOUT PROCEDURES SUBRECIPIENT's obligation to the COUNTY shall not end until all closeout requirements are completed. Activities during this closeout period shall include,but not be limited to: making final payments,disposing of program assets(including the return of all unused materials,equipment, program income balances,and receivable accounts to the COUNTY), and determining the custodianship of records. In addition to the records retention outlined in Section VII.B.2,the SUBRECIPIENT shall comply with Section 119.021 Florida Statutes regarding records maintenance,preservation and retention. * * * Amendment No.3 CD11-06 David Lawrence Center Emergency Back-Up Generator Page 2 1613 7 .1 IN WITNESS WHEREOF,the Parties have each, respectively,by an authorized person or agent, hereunder set their hands and seals on this 11th day of December,2012 for the Third Amendment. ATTEST: BOARD OF COUNTY COMMISSIONE'. OF IGI- T ,J'.00K,CLE' COLLIER COUNTY,FLORIDA I iL! _ :- '! By: �9-� ,. . l = F' D W. COYLE ,CHAIRM- Y Dated I / I44`.�.it ' 20 Attest is to Chi, r. :. aignature oft,g, David Lawrence Mental Health Center,Inc. d/b/a David Lawrence C•nter i BY �l //iii Subrecipient ignature Dave Schimmel, CEO Type/print Subrecipient name and title Approved as to form and legal sufficiency: .-{313\ Z-- Jennifer.B. White Assistant County Attorney � ? Amendment No.3 CD 11-06 David Lawrence Center Emergency Back-Up Generator Page 3 1613 7 , First Amendment to Agreement Between Collier County And "Guadalupe Center,Inc. Community Development Block Grant(CDBG)Funds Job Creation Project" This Amendment is entered into this 11th day of December, 2012, by and between the parties to the original Agreement, Guadalupe Center, Inc, a non-sectarian private not-for-profit corporation existing under the laws of the State of Florida, ("Subrecipient") and Collier County, Florida, a political subdivision of the State of Florida, (COUNTY)collectively stated as the"Parties." RECITALS Whereas, on October 25, 2011, the County entered into an Agreement with the Community Development Block Grant Program funds to be used for a Job Creation Project (hereinafter referred to as the "Agreement"); and Whereas, the Parties desire to further amend the Agreement to reference additional HUD language and make housekeeping type modifications to the agreement. NOW THEREFORE, in consideration of the foregoing Recitals, and other good and valuable consideration, the receipt and sufficiency of which is hereby mutually acknowledged, the Parties agree to amend the Agreement as follows: Words ck-Through are deleted; Words Underlined are added * * * VI. GENERAL CONDITIONS C. LOCAL AND FEDERAL RULES,REGULATIONS AND LAWS * * 27. The SUBRECIPIENT agrees to comply with the requirements of Title 24 of the Code of Federal Regulations, Part 570 (the U.S. Housing and Urban Development regulations concerning Community Development Block Grants (CDBG)) including subpart K of these regulations, except that (1) the SUBRECIPIENT does not assume the recipient's environmental responsibilities described in 24 CFR 570.604 and (2) the SUBRECIPIENT does not assume the recipient's responsibility for initiating the review process under the provisions of 24 CFR Part 52. The SUBRECIPIENT also agrees to comply with all other applicable Federal, state and local laws, regulations, and policies governing the funds provided under this contract. The SUBRECIPIENT further agrees to utilize funds available under this Agreement to supplement rather than supplant funds otherwise available. Amendment No.1 CD!1-04 Guadalupe Center Job Creation Project Page 1 160 7 * * * VII. ADMINISTRATIVE REQUIREMENTS * * * B. DOCUMENTATION AND RECORDKEEPING * * * 2. .. .. - , - . - . :- -_. • . .. _• • • -• • . : .. . .: . . _ . , - e -i. . , - - - - '-_ ' _ .. -• - . .. -- .- e _•• - - -- - - _- . . . . • _ --• - of this Agreement. Upon completion of all work contemplated under this Agreement copies of all documents and records relating to this Agreement shall be surrendered to HHVS,if requested. In any event the SUBRECIPIENT shall keep all documents and records in an orderly fashion in a readily accessible,permanent and secured location for four(4)years after expiration of this Agreement with the following exception: if any litigation, claim or audit is started before the expiration date of the four (4)year period,the records will be maintained until all litigation, claim or audit findings involving these records are resolved. The COUNTY shall be informed in writing if an agency ceases to exist after closeout of this Agreement of the address where the records are to be kept as outlined in 24 CFR 85.42. * * * I. GRANT CLOSEOUT PROCEDURES SUBRECIPIENT's obligation to the COUNTY shall not end until all closeout requirements are completed. Activities during this closeout period shall include,but not be limited to: making final payments, disposing of program assets (including the return of all unused materials, equipment, program income balances,and receivable accounts to the COUNTY),and determining the custodianship of records. In addition to the records retention outlined in Section VII.B.2,the SUBRECIPIENT shall comply with Section 119.021 Florida Statutes regarding records maintenance,preservation and retention. * * * Amendment No.1 CD t 1-04 Guadalupe Center Job Creation Project Page 2 1 6 D 414 IN WITNESS WHEREOF, the Parties have each, respectively, by an authorized person or agent, hereunder set their hands and seals on this 11th day of December, 2012 for the First Amendment. ATTEST: - BOARD OF COUNTY COMMISSION: 'S OF DW GHT E 4TE lifa CLERK COLLIER COUNTY, FLORIDA • By I ;* - F' D W. COYLE_ HAI�'AT • Dated �'� ',f�' �+ „.(s4142'‘' 4 Attest t title ° aignature Guadalupe Center, Inc. B •dA.AdAarL 115 Subrecipient Signatu e Barbara Oppenheim, President Approved as to form and legal sufficiency: Je ifer B. White Assistant County Attorney Amendment No.1 CD 1 1-04 Guadalupe Center Job Creation Project Page 3 160 7 ORIGINAL DOCUMENTS CHECKLIST & ROUTING SLIP TO ACCOMPANY ALL ORIGINAL DOCUMENTS SENT TO THE BOARD OF COUNTY COMMISSIONERS OFFICE FOR SIGNATURE Print on pink paper.Attach to original document.Original documents should be hand delivered to the Board Office.The completed routing slip and original documents are to be forwarded to the Board Office only after the Board has taken action on the item.) ROUTING SLIP Complete routing lines#I through#4 as appropriate for additional signatures,dates,and/or information needed.If the document is already complete with the exception of the Chairman's signature,draw a line through routing lines#1 through#4,complete the checklist,and forward to Sue Filson(line#5). Route to Addressee(s) Office Initials Date (List in routing order) 1. Elly Soto McKuen,Grant Support Housing, Human,Veterans Services ESM 1/25/13 Specialist Department 2. Jennifer B. White,ACA Office located within Housing,Human, Veterans Services Department Bu) I/-�S 113 3. County Attorney's Office County Attorney's Office --5 \ ,1311(3 4. BCC Office Board of County Commissioners 5. Minutes and Records Clerk of Court's Office I�� PRIMARY CONTACT INFORMATION (The primary contact is the holder of the original document pending BCC approval.Normally the primary contact is the person who created/prepared the executive summary.Primary contact information is needed in the event one of the addressees above,including Sue Filson,need to contact staff for additional or missing information.All original documents needing the BCC Chairman's signature are to be delivered to the BCC office only after the BCC has acted to approve the item.) Name of Primary Staff Elly Soto McKuen Phone Number 239-252-2664 Contact Agenda Date Item was 12/11/12 Agenda Item Number 16 D. 7. ✓ Approved by the BCC Type of Document 2 Subrecipient Agreement Amendment— Number of Original 4 total f «r 11'\ Attached City of Naples—Parking Iurpr veuttnts and Documents Attached ) Park Improvements Lt n ci4 re; INSTRUCTIONS&CHECKLIST Initial the Yes column or mark"N/A"in the Not Applicable column,whichever is appropriate. Yes N/A(Not (Initial) Applicable) 1. Original document has been signed/initialed for legal sufficiency.(All documents to be signed by the Chairman,with the exception of most letters,must be reviewed and signed by the Office of the County Attorney.This includes signature pages from ordinances,resolutions,etc.signed by the ESM County Attorney's Office and signature pages from contracts,agreements,etc.that have been fully executed by all parties except the BCC Chairman and Clerk to the Board and possibly State Officials.) 2. All handwritten strike-through and revisions have been initialed by the County Attorney's Office and ESM all other parties except the BCC Chairman and the Clerk to the Board 3. The Chairman's signature line date has been entered as the date of BCC approval of the document or ESM the final negotiated contract date whichever is applicable. 4. "Sign here"tabs are placed on the appropriate pages indicating where the Chairman's signature and ESM initials are required. 5. In most cases(some contracts are an exception),the original document and this routing slip should be ESM provided to Ian Mitchell in the BCC office within 24 hours of BCC approval. Some documents are time sensitive and require forwarding to Tallahassee within a certain time frame or the BCC's actions are nullified.Be aware of your deadlines! 6. The document was approved by the BCC on _12/11/12 and all changes made during the ESM meeting have been incorporated in the attached document. The County Attorney's Office has reviewed the changes,if applicable. 1:Forms/County Forms/BCC Forms/Original Documents Routing Slip WWS Original 9.03.04,Revised 1.26.05,Revised 2.24.05 «matter_number»/«document_number» 1607 MEMORANDUM Date: February 6, 2013 To: Elly Soto McKuen, Grant Support Specialist Housing, Human & Veterans Services From: Martha Vergara, Deputy Clerk Minutes & Records Department Re: CDBG Amendment #1 — City of Naples Park Improvements Enclosed, please find one (1) original of each documents as referenced above, (Agenda Item #16D7) which was approved by the Board of County Commissioners on Tuesday, December 11, 2012. A fully executed original has been kept by the Minutes and Records Department, as part of the Board's Official Records. If you should have any questions, please call me at 252-7240. Thank you 160 7 First Amendment to Agreement Between Collier County And City of Naples Community Development Block Grant(CDBG)Funds Park Improvements This Amendment is entered into this 11th day of December, 2012, by and between the parties to the original Agreement, City of Naples, a municipality existing under the laws of the State of Florida, ("Subrecipient") and Collier County, Florida, a political subdivision of the State of Florida, (COUNTY) collectively stated as the "Parties." RECITALS Whereas, on December 13, 2011, the COUNTY entered into an Agreement with the Community Development Block Grant Program funds to be used for Park Improvements (hereinafter referred to as the "Agreement"); and Whereas, the Parties desire to further amend the Agreement to reference additional HUD language and make housekeeping type modifications to the agreement. NOW THEREFORE, in consideration of the foregoing Recitals, and other good and valuable consideration, the receipt and sufficiency of which is hereby mutually acknowledged, the Parties agree to amend the Agreement as follows: Words Strttelough are deleted; Words Underlined are added * * * VI. GENERAL CONDITIONS C. LOCAL AND FEDERAL RULES, REGULATIONS AND LAWS 27. The SUBRECIPIENT agrees to comply with the requirements of Title 24 of the Code of Federal Regulations, Part 570 (the U.S. Housing and Urban Development regulations concerning Community Development Block Grants (CDBG)) including subpart K of these regulations, except that (1) the SUBRECIPIENT does not assume the recipient's environmental responsibilities described in 24 CFR 570.604 and (2) the SUBRECIPIENT does not assume the recipient's responsibility for initiating the review process under the provisions of 24 CFR Part 52. The SUBRECIPIENT also agrees to comply with all other applicable Federal, state and local laws, regulations, and policies governing the funds provided under this contract. The SUBRECIPIENT further agrees to utilize funds available under this Agreement to supplement rather than supplant funds otherwise available. Amendment No. 1 CD 11-03 City of Naples Park Improvements Page 1 lotJ7 * * * VII. ADMINISTRATIVE REQUIREMENTS * * * B. DOCUMENTATION AND RECORDKEEPING * * 2. All reports, plans, surveys, information, documents, maps, and other data procedures by the COUNTY or HHVS. Upon completion of all work contemplated under this Agreement copies any event the SUBRECIPIENT shall keep all documents and records for six (6)years after expiration of this Agreement. Upon completion of all work contemplated under this Agreement copies of all documents and records relating to this Agreement shall be surrendered to HHVS, if requested. In any event the SUBRECIPIENT shall keep all documents and records in an orderly fashion in a readily accessible, permanent and secured location for four(4) years after expiration of this Agreement with the following exception: if any litigation, claim or audit is started before the expiration date of the four (4) year period, the records will be maintained until all litigation, claim or audit findings involving these records are resolved. The COUNTY shall be informed in writing if an agency ceases to exist after closeout of this Agreement of the address where the records are to be kept as outlined in 24 CFR 85.42. * * * I. GRANT CLOSEOUT PROCEDURES SUBRECIPIENT's obligation to the COUNTY shall not end until all closeout requirements are completed. Activities during this closeout period shall include, but not be limited to: making final payments, disposing of program assets (including the return of all unused materials, equipment, unspent cash advances, program income balances, and receivable accounts to the COUNTY), and determining the custodianship of records. In addition to the records retention outlined in Section VII.B.2, the SUBRECIPIENT shall comply with Section 119.021 Florida Statutes regarding records maintenance, preservation and retention. * * * (This page intentionally left blank) Amendment No. 1 CD 11-03 City of Naples Park Improvements Page 2 1607 IN WITNESS WHEREOF, the Parties have each, respectively, by an authorized person or agent, hereunder set their hands and seals on this 11th day of December, 2012 for the First Amendment. ATTEST: BOARD OF COUNTY COMMISSIONERS OF DWIGHT E. BROCK, CLERK COLLIER COUNTY, FLORIDA , ink 1 ;-'- ---rcfr -►'- . 1yi i;� By: �� FRED W. COYLE , CHAIRMAN Dated - �a 0\\ of .' : 1ietetuirt Ott,. ATTEST: PATRI A L. RAMBOSK, CLERK City of Naples, A Municipality Dated: Z'un(/a r / $, a O/3 (SEAL') By: / y ubrecipient Signature By: Approved as to form and legality Honorable John Sorey, III, Mayor 1/^ (� Type/print Subrecipient name and title Ca'h�" 1J 1� By � Robert D. Pritt, City Attorney Approved as to form and legal sufficiency: 1 �3■^Zit `." Jennifer B. White 2� �` Assistant County Attorney C . . f1 Amendment No. 1 CD1 1-03 City of Naples Park Improvements Page 3 1607 MEMORANDUM Date: February 6, 2013 To: Elly Soto McKuen, Grant Support Specialist Housing, Human & Veterans Services From: Martha Vergara, Deputy Clerk Minutes & Records Department Re: CDBG Amendment #1 — City of Naples Anthony Park— 5th Avenue, North (Parking & Landscaping) Enclosed, please find one (1) original of each documents as referenced above, (Agenda Item #16D7) which was approved by the Board of County Commissioners on Tuesday, December 11, 2012. A fully executed original has been kept by the Minutes and Records Department, as part of the Board's Official Records. If you should have any questions, please call me at 252-7240. Thank you 16D ' Second Amendment to Agreement Between Collier County And City of Naples Community Development Block Grant(CDBG)Funds Anthony Park-5th Avenue,North,Parking-Landscaping This Amendment is entered into this 11th day of December, 2012, by and between the parties to the original Agreement, City of Naples, a municipality existing under the laws of the State of Florida, ("Subrecipient") and Collier County, Florida, a political subdivision of the State of Florida, (COUNTY) collectively stated as the"Parties." RECITALS Whereas, on November 9,2010,the COUNTY entered into an Agreement with the Community Development Block Grant Program funds to be used for a Anthony Park-5th Avenue, North, Parking- Landscaping(hereinafter referred to as the"Agreement");and Whereas, on June 28, 2011, the Parties amended the Agreement to allow for a time extension and amended the Scope of Services;and Whereas, the Parties desire to further amend the Agreement to reference additional HUD language and make housekeeping type modifications to the agreement. NOW THEREFORE, in consideration of the foregoing Recitals, and other good and valuable consideration, the receipt and sufficiency of which is hereby mutually acknowledged, the Parties agree to amend the Agreement as follows: Words Struel+ eugh are deleted; Words Underlined are added VI. GENERAL CONDITIONS * * * C. LOCAL AND FEDERAL RULES, REGULATIONS AND LAWS * * * 26. The SUBRECIPIENT agrees to comply with the requirements of Title 24 of the Code of Federal Regulations, Part 570 (the U.S. Housing and Urban Development regulations concerning Community Development Block Grants (CDBG)) including subpart K of these regulations, except that (1) the SUBRECIPIENT'does not assume the recipient's environmental responsibilities described in 24 CFR 570.604 and (2) the SUBRECIPIENT does not assume the recipient's responsibility for initiating the review process under the provisions of 24 CFR Part 52. The SUBRECIPIENT also agrees to comply with all other applicable Federal, state and local laws, regulations, and policies Amendment No.2 CD10-03 City of Naples Anthony Park-5d'Avenue North Parking and Landscaping Page 1 1607 governing the funds provided under this contract. The S"UBRECIPIENT further agrees to utilize funds available under this Agreement to supplement rather than supplant funds otherwise available. * * VII. ADMINISTRATIVE REQUIREMENTS * * * B. DOCUMENTATION AND RECORDKEEPING * * * 2. -.- , • .. . . .., . , . . . _ .. .. : - • _ . : - .._ . . . _ - - = •-_ , - .. --- -- -- -• -- -! -1, - - - .. _. _ . . _. .. , . . .. - --- of this Agreement. Upon completion of all work contemplated under this Agreement copies of all documents and records relating to this Agreement shall be surrendered to HHVS, if requested. In any event the SUBRECIPIENT shall keep all documents and records in an orderly fashion in a readily accessible,permanent and secured location for four(4)years after expiration of this Agreement with the following exception: if any litigation, claim or audit is started before'the expiration date of the four (4)year period,the records will be maintained until all litigation, claim or audit findings involving these records are resolved. The COUNTY shall be informed in writing if an agency ceases to exist after closeout of this Agreement of the address where the records are to be kept as outlined in 24 CFR 85.42. * * * I. GRANT CLOSEOUT PROCEDURES • SUBRECIPIENT's obligation to the COUNTY shall not end until all closeout requirements are completed. Activities during this closeout period shall include,but not be limited to: making final payments, disposing of program assets(including the return of all unused materials, equipment, program income balances, and receivable accounts to the COUNTY), and determining the custodianship of records. In addition to the records retention outlined in Section VII.B.2,the SUBRECIPIENT shall comply with Section 119.021 Florida Statutes regarding records maintenance,preservation and retention. * * * Amendment No.2 CD10-03 City of Naples-Anthony Park-5'"Avenue North Parking and Landscaping Page 2 ---- 16 D 7 IN WITNESS WHEREOF,the Parties have each,respectively,by an authorized person or agent, hereunder set their hands and seals on this 11th day of December, 2012 for the Second Amendment. ATTEST: BOARD OF COUNTY COMMISSIONERS OF DWIGHT E,MOCK,°:CLERK COLLIER COUNTY, FLORIDA a i3�% ....�. .aA By FRED W. COYLE , CHAIRMAN Dated: la I NN 1 la atteit le *OW* sliPatire r , ATTEST: City of Naples, A Municipality PAT' - A L. RAMBOSK, CLERK Dated: gem(/CY/ / $ 01.0, (SEAL By S recipient Signat e Approved as to form and legality Honorable John Sorey, III, Mayor By 2r VxVi Type/print Subrecipient name and title Robert D. Priitt, City Attorney Approved as to form and legal sufficiency: Jennifer B. White Assistant County Attorney v e-2/ ■Na Amendment No.2 CD10-03 City of Naples-Anthony Park-5'"Avenue North Parking and Landscaping Page 3