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Agenda 04/27/2010 Item #16D15 Agenda Item No. 16015 April 27, 2010 Page 1 of 9 EXECUTIVE SUMMARY Recommendation to approve a Resolution adopting the Collier County One Year Action Plan for FY 2010 - 2011 for Community Development Block Grant (CDBG), Home Investment Partnerships (HOME), and Emergency Shelter Grant (ESG) Programs and authorize the Chairman to sign the approved resolution and standard contract templates, Department of Housing and Urban Development Certifications, SF 424 Application for Federal Assistance, and authorize transmittal to the United States Department of Housing and Urban Development (HUD). OBJECTIVE: To secure federal funding that will assist in improving the quality of life for very low and low income residents through the provision of housing and community development related activities using U.S. Department of Housing and Urban Development (HUD) funding from Community Development Block Grant (CDBG), Home Investment Partnerships (HOME), and Emergency Shelter Grant (ESG) programs. CONSIDERATIONS: On April 25, 2006, the Board of County Commissioners (BCe) approved submission of the County's second 5-Year Consolidated Plan FY 2006 through 2010 to HUD. The County is now required to adopt and submit a new One-Year Action Plan for FY 2010 _ 2011, the fifth year of the County's 5 Year Consolidated Plan, to HUD prior to May 15, 2010. Workshops were held in the fall of 2009 to obtain community input. Nonprofit organizations submitted grant applications requesting CDBG and HOME funding on December 31, 2009. Twenty-seven applications for funding were reviewed, scored and ranked in January and February 2010. The One-Year Action Plan was developed utilizing the County's Citizen Participation Plan. Public input was gathered at community meetings, monthly Affordable Housing Committee meetings and through the required 30-day public comment period (March 17,2010 through April 16,2010). On April 12, 2010, the Collier County Affordable Housing Advisory Committee was presented the proposed Action Plan and by unanimous vote approved the Action Plan and recommended it for approval by the Board of County Commissioners. Projects in the 2010-2011 Action Plan include job creation projects, a sidewalk construction project, energy efficiency upgrade projects, upgrades to a community park, construction to increase the number of transition beds available for the homeless, and various public service projects. Please see page 3 and 4 for more details. The 2010-2011 Action Plan contains standard contracts for the CDBG, HOME, and ESG programs. The Board of County Commissioners' approval will authorize the Housing and Human Services Department to use these contracts to draft final sub-recipient agreements to implement the approved activities. Agenda Item No. 16015 April 27, 2010 Page 2 of 9 FISCAL IMPACT: The total entitlement allocation for Collier County, Naples, and Marco Island from all sources is $3,376,051. For details, please see the attached chart. Acceptance of the Action Plan will have no additional effects on ad valorem or general fund dollars. GROWTH MANAGEMENT IMPACT: Acceptance and implementation of the Action Plan will further the goals, objectives and policies of the Growth Management Plan's Housing Element. LEGAL CONSIDERATIONS: This item has been reviewed and approved by the County Attorney's Office and is legally sufficient for Board action. -CMG RECOMMENDATION: To approve a resolution adopting the Collier County One Year Action Plan for FY 2010-2011 for the Community Development Block Grant (CDBG), Home Investment Partnerships (HOME), and Emergency Shelter Grant (ESG) Programs, and contract templates; authorize the BCC chairman to sign the approved resolution, HUD Certifications, SF 424 Application for Federal Assistance, and the Action Plan submission to HUD. Prepared by: Margo A. Castorena, Grant Operations Manager Housing and Human Services Department Agenda Item No. 16015 April 27, 2010 Page 3 of 9 SUMMARY FY 2010-2011 HUe ACTION PLAN PROJECTS Project! Location Description Funding Type Organization David Lawrence Naples Crisis Unit Construction $221,000 CDBG Center Collier County Naples Naples Manor Sidewalk Project $810,538 CDBG Transportation Deoartment City of Naples Naples Anthony Park Upgrades $120,434 CDBG City of Marco Island Marco Street Lights $77,375 CDBG Island Immokalee Housing & Immokalee Job Creation $70,000 CDBG Familv Services Immokafee CRA Immokalee Job Creation/Business Incubator $212,000 CDBG Proiect Goodwill Industries Immokalee Roberts Center Renovation $174,504 CDBG Project Collier County Countywide Senior Meals Program $95,000 CDBG- Housing & Human PS Services Department Guadalupe Center Immokalee Childhood Education Project $86,000 CDBG- PS CDBG Planning & N/A CDBG Administrative Costs $466,988 CDBG Administration (HHS) Shelter for Abused Countywide Legal Services Expansion $118,600 CDBG- Women & Children Program PS Housing Development $80,313 CDBG- Corporation of SW Countywide SHIFTING Program PS Florida CDBG TOTAL: $2,532,752 $112,230 HOME CHDO Set-Aside Countywide Pendinq applications CHDO Operating- Empowerment Immokalee CHDO Operating $37,410 HOME Alliance of Southwest Florida Big Cypress Inc Immokalee Main Street Village Energy $220,834 HOME Upqrades Habitat for Humanity Countywide Foreclosure Prevention $132,907 HOME Immokalee Housing & Immokalee Timber Ridge Energy Efficiency $170,000 HOME Family Services Upgrades HOME Administration N/A HOME Administrative Costs $74,821 HOME (HHS) HOME TOTAL: $748,202 Agenda Item No. 16015 April 27, 2010 Page 4 of 9 St. Matthew's House, Countywide Shelter Operating Costs $92,720 ESG Inc. ESG Planning and Administration N/A ESG Administrative Costs $2,377 ESG ESG TOTAL: $95,097 State of Florida SHIP Funded Projects: Housing Development Homebuyer Education/Credit Corporation of Countywide $35,000 SHIP Southwest Florida Counseling Program Empowerment Homebuyer Education/Credit Alliance of Southwest Immokalee $35,000 SHIP Florida Counseling Program Total Entitlement Allocation $3,376,051.00* *Entitlement total does not include State of Florida SHIP Funding. Agenda Item No. 16015 April 27, 2010 Page 5 of 9 COLLIER COUNTY BOARD OF COUNTY COMMISSIONERS Item Number: Item Summary: 16D15 Recommendation to approve a Resolution adopting the Collier County One Year Action Plan for FY 2010 - 2011 for Community Development Block Grant (CDBG), Home Investment Partnerships (HOME), and Emergency Shelter Grant (ESG) Programs and authorize the Chairman to sign the approved resolution and standard contract templates, Department of Housing and Urban Development Certifications, SF 424 Application for Federal Assistance, and authorize transmittal to the United States Department of Housing and Urban Development (HUD), The FY201 0-2011 Action Plan, and associated back-up materials, are available in the County Manager's Office, Due to the size they are not being printed, Copies have been made available to the Commission members. Meeting Date: 4/27/20109:00:00 AM Approved By Marcy Krumbine Director. Housing & Human Services Date Public Services Division Human Services 41131201010:55 AM Approved By Colleen Greene Assistant County Attorney Date County Attorney County Attorney 41131201011:17 AM Approved By Kathy Carpenter Executive Secretary Date Public Services Public Services Admin. 4114120108:14 AM Approved By Marlene J. Foord Grant Development & Mgmt Coordinator Date Administrative Services Division Administrative Services Division 4/15120104:16 PM Approved By Jeff Klatzkow County Attorney Date 4116120104:04 PM Approved By Marla Ramsey Administrator - Public Services Date Public Services Division Public Services Division 4/1912010 12:11 PM Approved By OMB Coordinator Date County Manager's Office Office of Management & Budget 4119120101:42 PM Approved By Sherry Pryor Management! Budget Analyst, Senior Date Office of Management & Budget Agenda Item No. 16015 April 27, 2010 Page 6 of 9 Office of Management & Budget 4/21/201010:19 AM Approved By Leo E. Ochs, Jr. County Managers Office County Manager Date County Managers Office 4/21/201011:58 AM Agenda Item No, 16015 April 27, 2010 Page 7 of 9 RESOLUTION NO. 2010-_ A RESOLUTION BY THE BOARD OF COUNTY COMMISSIONERS OF COLLIER COUNTY, FLORIDA, APPROVING FISCAL YEAR 2010-11 ONE- YEAR ACTION PLAN FOR $3,376,051 FOR COMMUNITY DEVELOPMENT BLOCK GRANT (CDBG), HOME INVESTMENT PARTNERSHIPS (HOME), AND EMERGENCY SHELTER GRANT (ESG) PROGRAMS, AUTHORIZING REQUIRED HUD CERTIFICATIONS, APPROVING EXECUTION OF SUBRECIPIENT AGREEMENTS BY THE CHAIRMAN OF THE BOARD, AUTHORIZING TRANSMITTAL TO THE UNITED STATES DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT (BUD), AND PROVIDING FOR AN EFFECTIVE DATE. WHEREAS, the United States Department of Housing and Urban Development (HUD) requires a Five- Year Consolidated Plan and One- Year Action Plan be developed and submitted as an application for planning and funding of Community Development Block Grant (CDBG), HOME Investment Partnerships (HOME), and Emergency Shelter Grant (ESG) Programs; and WHEREAS, the overall goal of the community planning and development programs covered by this plan is to develop viable communities by providing decent, affordable housing, a suitable living environment and expanding economic opportunities for low and moderate-income persons; and WHEREAS, the Five-Year Consolidated Plan for FY 2006-2010 was adopted by the Board of County Commissioners on April 25, 2006, following the Collier County Citizen Participation Plan, adopted January 9, 2001; and WHEREAS, the FY 2010-2011 One-Year Action Plan will serve as a planning document for Collier County; an application for federal funds under the HUD formula grant programs; a strategy to be followed in carrying out the HUD programs; and an action plan that provides a basis for assessing performances. NOW, THEREFORE BE IT RESOLVED BY THE BOARD OF COUNTY COMMISSIONERS OF COLLIER COUNTY, FLORIDA, that: Page I of3 Agenda Item No. 16015 April 27,2010 Page 8 of 9 1. The Board of County Commissioners of Collier County approves the FY20 1 0- 2011 One-Year Action Plan for the CDBG, HOME, and ESG Programs, which is attached and incorporated herein by reference, and authorizes the Housing and Human Services Department to transmit the Plan to the proper funding authority and take all necessary actions for implementation of the CDBG, HOME, and ESG programs. 2. The Chairman of the Board of County Commissioners is authorized to execute certifications pertaining to the Consolidated Plan and Action Plan on behalf of the County. 3. The One-Year Action Plan sets forth the dollar amounts estimated for each activity to be funded by the CDBG, HOME, and ESG Programs. A copy of the proposed projects, funding and beneficiaries is included in the Executive Summary and incorporated by reference. Accordingly, the Subrecipient Agreement for all CDBG, HOME and ESG projects will be subsequently entered into on behalf of Collier County and each such Agreement is hereby acknowledged as providing for a valid public and worthwhile County purpose. Based on these findings, the Chairman of the Board of County Commissioners is authorized to execute the CDBG, HOME, and ESG Subrecipient Agreements to implement each such Activity, so long as: 1) each such Subrecipient Agreement conforms to the format of the attached standard contract in the Appendix, adopted and incorporated by reference, and 2) the dollar amount of each Activity and corresponding Subrecipient Agreement is consistent with targeted areas outlined in the One- Year Action Plan, referenced above. Should it be necessary to amend any of these Subrecipient Agreements, such amendment will be. in compliance with the requirements set forth in Section XIV.C of the Purchasing Policy of Collier County and Section IV.C.3 of the Procurement Administration Procedures, Collier County, Florida, Page 2 on A enda Item No. 16015 April 27, 2010 Page 9 of 9 4. SEVERABILITY. If any sectio~ sentence, clause or phrase of this Resolution is held to be invalid or unconstitutional by any court of competent jurisdiction, then said holding shall in no way affect the validity of the remaining portions of this Resolution. . 5. EFFECTIVE DATE. This Resolution shall become effective upon adoption by a majority vote of the Board of County Commissioners. This Resolution adopted this day of April 2010, after motion, second and majority vote favoring same, ATTEST: DWIGHT E. BROCK., CLERK BOARD OF COUNTY COMMISSIONERS OF COLLIER COUNTY, FLORIDA By: By: Deputy Clerk FRED W. COYLE, CHAIRMAN Approved as to form and sufficiency: Page 3 of3 ~I1tm~16D 15 Patricia L. Morgan From: Sent: To: Subject: Attachments: klopf_w [WendyKlopf@colliergov.net] Wednesday, April 28, 2010 12:35 PM Patricia L. Morgan RE: 16015 FY2010-2011 FINAL ACTION PLAN-NARRA TIVE.pdf; FY2010-2011 FINAL ACTION PLAN- CERTIFICATIONS.pdf; FY2010-2011 FINAL ACTION PLAN-TEMPLATES.pdf Wendy Klopf Trish, Here is the FY2010-2011 Action Plan Item 16015. We had to scan it in 3 parts due to the size The Resolution is in the part with the Certifications Let me know if you need anything else. Wendy Klopf Collier County Housing & Human Services Operations Coordinator 3301 E Tamiami Tr Building H Suite 211 Naples FI 34112 WendvKlopf@collieroov.net 239-252-2901 phone 239-252-2638 fax From: KrumbineMarcy Sent: Wednesday, April 28, 2010 12:23 PM To: Castorena Margo Cc: klopCw Subject: Fw: 16015 FYA Marcy Krumbine Director Housing and Human Services Sent from my Blackberry Wireless From: brock_m To: KrumbineMarcy; HutchinsonBarbetta; Patricia L, Morgan Sent: Wed Apr 2812:21:322010 Subject: FW: 16015 AqrVJOtct- =n-~Vh~ 16 0 15 Hi Marcy, Can you please supply Trish with the FY201O-2011 Action Plan and Back Up Materials that were too large to send to the printer, Item 16D15 from Tuesday's meeting. Thanks, MJ From: Patricia L. Morgan [mailto:patricia.morgan@collierclerk.com] Sent: Wednesday, April 28, 2010 12: 18 PM To: brock_m; Ann P. Jennejohn; HutchinsonBarbetta Subject: RE: 16D15 Hey MJ, I need the One-Year Action Plan that is referenced to be too large to print. It is also supposed to be attached to the Resolution when it comes in. We have the Executive Summary that was in the printed agenda, but we are missing the Plan. It also mentioned that the Commissioners received it, but we don't have one for their records. That is what I am looking for. Thanks. Trish Morgan, BMR Manager Clerk to the Board and VAB Minutes and Records Department (239)252-8399 Phone (239)252-8408 Fax pat ricia. m 0 rga n@JcolJierclerk.com From: brock_m [mailto:MaryBrock@colliergov.net] Sent: Wednesday, April 28, 201011:58 AM To: Patricia L. Morgan; Ann P. Jennejohn; Barbetta Hutchinson Subject: 16D15 You're all set! MJ Ur,(jer Fiorid;l L.1W, ernail 3ddr0SSC~S Me public (fiCNds if you (Jo not e,m.,ii ;;ddrcss 1C!(\fBf>i in Iuspollse t();l puhllc; Ir;C()r(j~, request do no! senej rr'~ill ~() H1iS entity Inste:.ld, cont.act (illS uffil:;e by telept,(Yi(; or in Vllitinq ~CG ~~16D 15 COllIER COUNTY, FLORIDA ONE-YEAR ACTION PLAN HUD FY 2010-2011 Collier County Board of Commissioners Fred w. Coyle, Chair, District 4 Donna Fiala, Commissioner, District 1 Frank Halas, Vice Chair, District 2 Tom Henning, Commissioner, District 3 Jim Coletta, Commissioner, District 5 County Manager Leo Ochs The One-Year Action Plan was prepared by the staff of the Collier County Housing & Human Services Department 3301 E. Tamiami Trail, Bldg H, Suite 211, Naples, FL 34112 (239) 252-4663 2010-2011 Action Plan 1 Collier County, Florida Table Of Contents 1. Executive Summary 3 Program Funding 2010-2011 3 Project Selection 4 2. General Infonnation 6 Geographic Area & Maps 7 Allocating Investments 10 Managing the Process 11 Citizen Participation Process 13 Institutional Structure 14 Monitoring 15 Lead Based Paint 16 3. Housing Objectives 2010-2011 17 Funding Sources 17 Public Housing 18 Barriers to Affordable Housing 18 Collier County Housing Programs 22 4. Homeless Prevention 23 5. Community Development & Special Needs_27 6. Project Information Sheets 32 7. Certifications 8. Appendix Adopting Resolution Timeline Advertisements & Public Comment FY2010-2011 Action Plan 2 ~a.:nrn ~"'?-'\IIAENrO,. 'Yo ~ ~ ~ * * ~ Fifth Program Year a(,~6~D~'f.\.ol (FY2010) Action Plan The CPMP Action Plan includes the SF 424 and Narrative Responses to Action Plan questions that COBG, HOME, HOPWA, and ESG grantees must respond to each year in order to be compliant with the Consolidated Planning Regulations. SF 424 Complete the fillable fields (blue cells) in the table below. The other items are pre- filled with values from the Grantee Information Worksheet ,ppllcant Identifier TvDe of Submission B-I0-UC-120016 Date Received bv state tate Identifier iA....licatlon Pre-aoDlicatlon Date Received by HUD Federal Identifier n Construction l Construction I~ Non Construction l Non Construction ~lcant Information roilier Countv Board of County Commissioners rontact: Marcy Krumbine Public Services Division Phone: (239) 252-4663 3301 Tamiaml Trail East IBlda H Suite 211 Fax: (2391 252-2638 Naoles FL 134112 MarcvKru mbi ne@colliergov.net EmDlover Identification Number (EIN): DUNS# 596000558 6997790 "DDllcant TYee: SpecIfy Other Type If necessary: Local Government: County PrOGram FundinG u.s. Department 0 Housina and Urban Develoomenl Catalogue of Federal Domestic Assistance Numbers; Descriptive Title of Applicant Project(s); Areas Affected by Project(s) (cities, Counties, localities etc.); Estimated Funding Community Development Block Grant 14.218 Entitlement Grant <..DBG Project Titles Park Renovations, Sidewalks, Description of Areas Affected by CD8G Public Facility, Job Creation and Public Services to Project(s) Countywide/Collier County, FL benefit low income individuals and families. <..08G Grant Amount $2,532,752 ~~dltlonal HUO Grant(s) loescribe Leveraqed Additional Federal Funds Leveraged Additional State Funds Leveraged cocally Leveraged Funds $3,748,014 Grantee Funds Leveraged Anticipated Program Income 0 Other (Describe) Total Funds Leveraged for CDBG-based Project(s) $3,748,014 ftJerda :r1lm~16 0 15 HomellWestlTllilnt PartnlilrShips Program 14.239 HOME HOME Project Titles Rehabilitation of Foreclosed Description of Areas Affected by HOME Homes EneMv Efficiencv. and CHDO set aside proiectls' Coun vwide'Colller Countv. FL Ii-OME Grant Amount $748,202 -~dltional HUD Grant(s) Describe everaoed Additional Federal Funds Leveraged Additional State Funds Leveraged Locally Leveraged Funds$4,142,984 Grantee Funds Leveraged Anticipated Program Income 0 Other (Describe) TOtal Funds Leveraged for HOME-based Project(s) $4,142,984 ~;'USil19 Opportunities for People with 14.241 HOPWA OS HOPWA Project Titles NIA Description of Areas Affected by HOPWA Proiectls' N/A HOPWA Grant Amount $0 'Edltlonal HUD Grant(s) fesCribe everaoed Additional Federal Funds Leveraged ddltional State Funds Leveraged Locally Leveraged Funds :;rantee Funds Leveraged Anticipated Program Income Other (Describe) otal Funds Leveraged for HOPWA"based Project(s) Emerg'ency Shelter Grants Program 14.231 ESG SG Project Titles St Matthews House Description of Areas Affected by ESG bro.ectls' Coun"'wide 'Collier County. FL SG Grant Amount ~ddltlonal HUD Grant(s) Leveraged Describe 9S 097 Additional Federal Funds Leveraged /Additional State Funds Leveraged Locally Leveraged Funds$1,731,094 iGrantee Funds Leveraged Anticipated Program Income 0 !Other (Describe) otal Funds Leveraged for ESG-based Project(s) $1,731,094 Co;V;-ressional Districts of: Is application subject to review by state 14 126 Executive Order 12372 Process? Is the applicant delinquent on any federal I DYes ThiS application was made available to debt? If "Yes" please Include an additional the state EO 12372 process for review document explaining the situation. on DATE X No Pronram is not covered bv EO 12372 DYes ~NO lIT NIA Program has not been selected by the state for review ~~6DI5 Person to be contacted regarding this application Marcy Krumbine 239) 252-4663 MarcyKrum bi ne@colliergov.net Signature of Authorized Representative /Date Signed' . . . . Board of County Commissioners C"liler County, Florida . .:' By: Fred W. Covle .Chairman . . - proved as to form & legal sufflc:iency ATTEST: "WIGHT E. BROCK. CIIrk Colleen Greene. Assistant County Attomey ~:nem~160 15 Collier County, Florida q~~lfIO~~() {*j*) "<9 ~ 6..... oev",,,O The CPMP Annual Action Plan includes the SF 424 and Narrative Responses to Action Plan questions that COBG, HOME, HOPWA, and ESG grantees must respond to each year in order to be compliant with the Consolidated Planning Regulations. Fifth Program Year Action Plan FY 2010 Narrative Responses GENERAL >~ ,<,, Executive Summary Program Year 5 Action Plan Executive Summary: Collier County Action Plan FY 2010-2011 Program Year Background Collier County receives federal funds from the U. S. Department of Housing and Urban Development for three entitlement programs. These programs are the Community Development Block Grant (CDBG), HOME Investment Partnership (HOME) and the Emergency Shelter Grant (ESG) program. Collier County utilizes State funding from the State Housing Initiatives Partnership (SHIP) program to leverage and support the federal dollars. SHIP funds, local resources, and private dollars are used as the required HOME and ESG match. The County also currently receives Neighborhood Stabilization Program (NSP) funds to address foreclosure issues, Homelessness Prevention and Rapid-Re-Housing Program (HPRP) funds to prevent and/or stem homelessness, and Community Development Block Grant- Recovery funds designated to stimulate the economy. The main priority in utlllzing the limited federal, state and local funds is providing housing opportunities for the community's low-income residents. Collier County has successfully administered nine years of HUD entitlement funding and already achieved HUD's timeliness ratio this year. Collier continues to expend nearly 100% of its federal funding on very low and low Income beneficiaries. During the 2010-2011 program year Collier County will receive the following federal grant funds: Community Development Block Grant (CDBG) HOME Emergency Shelter Grant (ESG) TOTAL Federal Funds: $2,532,752 $ 748,202 $ 95,097 $3,376,051 (Note: This entitlement includes the allocation for the cities of Naples and Marco Island in the amounts of $120,434 and $77,375 respectively.) FY2010-2011 Action Plan 3 ~ Collier County, Florida The County will use these federal funds to implement specific objectives identified in the required Five-Year Consolidated Plan for 2006-2010 which was adopted by the Board of County Commissioners (BCe) on April 25, 2006 by Resolution Number 2006-110. Location of Projects Grant funds are administered on a countywide basis targeted at helping low-income families. This year federal funds will be used for infrastructure improvements in low income areas, job creation, energy efficiency rehabilitation for low income rental units, foreclosure mitigation and other activities that will provide opportunities for individuals and families to have safe, secure and healthy living environments. The County will continue efforts to provide community development improvements in low-income neighborhoods throughout the community with a special emphasis on Immokalee. The County will also continue to provide assistance to the homeless and special needs populations and the organizations that serve them. Project Selection Process In the fall of each year, the County prepares a timeline for competitive grant applications and preparation of the annual Action Plan. The timeline released in the fall of 2009 provided important dates Including grant application workshops held in Naples and Immokalee, technical assistance, deadline for submitting competitive grant applications, grant scoring and selection deadlines, along with dates for the release of a draft One-Year Action Plan, 30 days public comment period, workshops and public hearings. Two grant application workshops were held in December 2009 and competitive grant applications were due December 31, 2009 for projects to be funded In the 2010-2011 program year. Agencies that were missing minor Information were given an opportunity to correct them during a "cure period", and final scoring and ranking occurred in March 2010. The County provides for competitive grant applications at least once a year and the applications are reviewed, ranked and scored using a specific set of written evaluation criteria. Projects recommended for funding were presented to the Affordable Housing Advisory Committee In March 2010 and to the Board of County Commissioners in April 2010. On April 12, 2010, the Collier County Affordable Housing Advisory Committee was presented the proposed Action Plan and by unanimous vote approved the Action Plan and recommended it for approval by the Board of County Commissioners. The following projects are recommended for funding in 2010-2011: CDBG Collier County Department of Transportation-Sidewalks CDBG Planning & Administration David Lawrence Center- Crisis Stabilization Unit Construction Immokalee eRA-Business Incubator/Jobs City of Naples- Park Improvements City of Marco Island- Street Improvements/lig hts Immokalee Housing and Family Services-Job Creation Goodwill Industries-Roberts Center Renovation $ 810,538 $ 466,988 $ 221,000 $ 212,000 $ 120,434 $ 77,375 $ 70,000 $ 174,504 FY2010-2011 Action Plan 4 ~:D8m~ 16015 Collier County, Florida CDBG-Public Services Shelter for Abused Women and Children- Legal Services $ Housing Development Corp of Southwest Florlda- SHIFTING Program $ Department of Housing & Human Services-Senior Meals Program $ Guadalupe Center-Early Childhood Classroom $ 118,600 80,313 95,000 86,000 HOME Big Cypress Inc- Main Street Village Energy Elf. Upgrades Habitat for Humanity-Foreclosure Home Rehabilitation Immokalee Housing and Family Services-Energy Eff. Upgrades HDME Administration Empowerment Alliance of SW Florida-CHDO Operating CHDO Set Aside TOTAL Federal Funding $ 220,834 $ 132,907 $ 170,000 $ 74,821 $ 37,410 $ 112,230 $ 92,720 $ 2,377 $3,376,051 ESG St. Matthew's House-Shelter Operations ESG Administration State Housing Initiative Partnership (SHIP) Housing Development Corp. of SW FL Empowerment Alliance of SW FL $ $ 35,000 35,000 TOTAL FUNDING FROM ALL SOURCES: $ 3,446,051 FY2010-2011 Action Plan 5 Collier County, Florida ~ Iiet'Yl*16 0 15 General Questions 1. Describe the geographic areas of the jurisdiction (Including areas of low Income families and/or racial/minority concentration) In which assistance will be directed during the next year. Where appropriate, the jurisdiction should estimate the percentage of funds the jurisdiction plans to dedicate to target areas. 2. Describe the basis for allocating investments geographically within the jurisdiction (or within the EMSA for HOPWA) (91.215(a)(1)) during the next year and the rationale for assigning the priorities. 3. Describe actions that will take place during the next year to address obstacles to meeting underserved needs. 4. Identify the federal, state, and local resources expected to be made available to address the needs identified in the plan. Federal resources should Include Section 8 funds made available to the jurisdiction, Low-Income Housing Tax Credits, and competitive McKinney-Vento Homeless Assistance Act funds expected to be available to address priority needs and specific objectives identified in the strategic plan. 1. Geographic Area: Federal and state funds are provided throughout Collier County. The County and two of its three incorporated cities, Naples and Marco Island, participate in the Urban County qualification process. Everglades City does not currently participate in this program. Our local community faces many challenges when providing services to families. Located in Southwest Florida, the county is the largest geographically in the state with 2,025 square miles, and it is larger than the states of Delaware and Rhode Island. The rural predominantly migrant community of Immokalee is approximately 45 miles from the coastal City of Naples. Bus transportation is limited within the metropolitan area and even more so in the outlying areas. Since the economic downturn began In 2007, both the State of Florida and Collier County have been very hard hit. In 2009, Florida ranked first in the nation in the total number of foreclosures, with 516,711 foreclosures. This figure was up 34% from 2008 levels. Consequently, during 2009, Collier County recorded 12,251 foreclosures which equates to lout of every 16 households in the county. Per Realty Trac, Collier County ranked 30'h in the nation for Its foreclosure rate during 2009. Perhaps the best perspective on the local economy can be gleaned from Collier's past year foreclosure numbers, 2008: 7,203, 2007: 3,267, 2006: 733, and 2005: 487. This increase of foreclosures has reached a crisis level and is now affecting a population who rarely needed or accessed assistance programs in the past. Collier County continues to be challenged by a large population with limited English speaking skills in elementary schools in East Naples and Immokalee. FY2010-2011 Action Plan 6 Collier County, Florida ~ttt :t::kvY1 il 16 D 15 Map One displays the 2000 Census Block Groups (subdivisions of Census Tracts) where more than 51% of the population has incomes below 80% of the Naples MSA's (Collier County) median family income. Within these areas the County can conduct CDBG activities on an area-wide benefit basis. As this map shows, the County's low- income areas continue to be concentrated to the east and south of 1-75. Collier County LOVII/Moderate I ncome Areas ~~. I ;",~~', "i,:> ....I...''l,C ......,...., << --.... [::J'-'..... MalRr.re '--1'-'. .2 __ .~..._.._-- \ . : , ~~ ~ FY201O-2011 Action Plan 7 ~al.nrm~ , "j" "." .., - . 110o.; ... _Y' .. Collier County, Florida As Map Two displays, the County's African-American population is concentrated in long standing communities In the City of Naples and Immokalee. In 2000, the African-Amertcan community was 4.5% of the total county population. Collier County African - American Concentrations ~"CQUttt~ ;;:i."'~['U''''''''C''''''''''- I'IItUoMrQ1"_ula.,.~ 11I"".'11I"" " .. "~.a~ _^. 'a'K ~ III ::II .. . .rrt_ 0-'- "- M -...., . . i i -- Ct/lt of MexIco FY2010-2011 Action Plan 8 ~.r:km~ 16 0 15 Collier County, Florida In 2000, Hispanics, who can be of any race, made up 19.6% of the County's population. The Hispanic Influx Into Collier County has followed the larger statewide influx of Hispanics that occurred during the 1990s throughout Florida. Hispanics now comprise 17% of the state's population. As Map Three displays, Hispanics are clustered to the east and south of U.S. Route 41. Collier County Hispanic Concentrations ~ ;;~"..;[,UI""'U~""'" ......r_rl:l1J1'__Nn__k =::~:.: ~. D :II" ...._ FY2010-2011 Action Plan 9 ~:t-\ffh~ 160 15 Collier County, Florida 2. Basis for Allocating Investments: Housing Due to the economic downturn Collier County has had to revisit the needs of our community. The Five-Year Consolidated Plan's (2006-2010) main focus was affordable housing however the emigration caused by the collapse of the construction industry and the loss of area crops due to an unusually cold winter has caused high vacancy rates in both farm worker designated and other affordable rental units. Foreclosed homes and short sales also continue to glut the housing market. For this reason, Collier County has chosen to focus housing funds on the rehabilitation of foreclosed homes, supporting energy efficiency upgrades to affordable rental units, and large scale neighborhood construction projects that will enhance low/mOderate housing areas as well as create/maintain sorely needed jobs for local workers. Homeless The County's priorities were developed in conjunction with the agencies Involved with the Continuum of Care (CoC). HUD-required 'Continuum of Care' priorities are homeless prevention, assistance to families with children, reduction of chronic homelessness, development of additional shelter beds and the creation of transitional and permanent housing. Current programs to assist the homeless include HPRP, Florida State Challenge Grant and HUD's COC grant. In 2010-2011 the County will focus on transitional housing by assisting a local mental health organization with construction funds for a Crisis Stabilization Unit which will add 16 beds to the county's transitional bed count. The Collier County Health Department, through the State of Florida, provides HOPWA services for AIDS/HIV residents of Collier County. The County supports this program. Non-Homeless Special Needs The County will continue to support the provision of supportive housing for persons with special needs on a countywide basis. Community Development The County will continue to support the revitalization of its low-Income neighborhoods. Efforts will continue to have Immokalee and other low Income areas designated as Neighborhood Revitalization Strategy Areas (NRSA) where appropriate and supported by the community. 3. Obstacles To Meeting Underserved Needs: As the economy continues in the current recession, the two major obstacles to meeting the County's underserved needs are: Creation of jobs for low income residents, and foreclosure assistance for low income homeowners. In response to these obstacles, the County will continue to work with agencies like the Economic Development Council (EDC) to encourage job creation. During the Request for Proposal (RFP) process, the County encouraged agencies to submit applications targeted at job creation; and has this Action Plan proposes to fund two job creation programs. To address the other obstacle of foreclosure assistance, the County is offering foreclosure prevention/credit counseling classes throughout the County to at risk recipients. These classes are offered throughout the county by two FY2010-2011 Action Plan 10 ~at-l- Ik'N! ~ 16D15 Collier County, Florida sub-recipient n?n-p~fit agencies in bot~ English and Spanish. One of the proposed Action Plan projects IS designed to provide legal service assistance to citizens whose homes are in the foreclosure process. 4. Identify Federal, State, And Local Resources: Federal resources for 2010-2011 will Include the following funding: Community Development Block Grant (CDBG), Community Development Block Grant-Recovery (CDBG-R) (from FY 2009-2010), Emergency Shelter Grant (ESG), HOME Initiative Partnership (HOME), Homelessness Prevention and Re-Housing Program (HPRP) (from FY 2009-2010), Continuum of Care (Cae) Program and the Neighborhood Stabilization Program (NSP) (from FY 2009-2010). State funds available will include remaining Florida State Housing Initiatives Partnership (SHIP) funds from FY 2009- 2010, State of Florida Disaster Recovery Initiative (DRI) and the Florida State Challenge Grant. All nonprofit and for profit partners are encouraged to provide private resources to leverage federal and state dollars. In 2010-2011, agencies receiving CDBG, HOME and ESG funds will be committing match or leverage. Managing the Process 1. Identify the lead agency, entity, and agencies responsible for administering programs covered by the consolidated plan. 2. Identify the significant aspects of the process by which the plan was developed, and the agencies, groups, organizations, and others who participated in the process. 3. Describe actions that will take place during the next year to enhance coordination between public and private housing, health, and social service agencies. 1. Lead Agency: The County's Housing and Human Services Department is the lead agency. The County is submitting its One-Year Action Plan as approved by the Board of County Commissioners on April 27, 2010. 2. Development of the Plan: The process for developing the plan starts with extensive consultations and on-gOing input from participating social service/housing agencies and citizens. Beginning In the fall of 2005, a series of meetings were held throughout the County to report on the County's ongoing programs and to solicit housing and community development needs from public and private agencies and its citizens. This process included sending detailed questionnaires on community development and housing needs to over 130 individuals and nonprofit organizations that operate in Collier County. Responses to the questionnaires were used in the creation of the draft 5-Year Plan. In developing the fifth year action plan, two (2) listening sessions were held geared to hear the needs of citizens as well as two (2) grant application workshops. The workshops were held in Immokalee on December 14, 2009 and in Golden Gate on December 15, 2009 to encourage participants to apply for funds in area of needs outlined in the Counties Request for proposals (RFP). FY2010-2011 Action Plan 11 ~Jtm Collier County, Florida A total of 23 agencies submitting 28 applications were received requesting over $7,524,954 million dollars. A t~lrty-day public comment period was held between March 17 and April 16, 2010. DUring this period the public was invited to make comments on the draft Action Plan. A public hearing (Collier County Affordable Housing Committee) was held on April 12 2010 to solicit comments, and a formal adoption of the plan occurred on April 27; 2010. During the 30-day public comment period, the County did receive written comments. Written comments (If any) are Included in the Appendix. The following Is a list of agencies participated in the application process: Habitat for Humanity Shelter for Abused Women and Children City of Naples David Lawrence Center Collier County Hunger and Homeless Coalition Collier County Housing Authority Florida Non-Profit Services Boys and Girls Club of Collier County Immokalee Housing and Family Services Collier County Department of Transportation Collier County Department of Housing & Human Services Empowerment Alliance of Southwest Florida Immokalee CRA Saint Matthews House Youth Haven Physician Lead Access Network IHOPE Collier County Housing Authority Guadalupe Center, Inc. Goodwill Industries Big Cypress Inc. City of Marco Island Housing Development Corporation of Southwest Florida 3. ConSUltations/Coordination between Agencies: Consultation is an ongoing process for departmental staff; they monitor housing and community development Issues and needs through the following means: 1) Regular meetings with local housing and CD providers. 2) Participation by County staff on boards, committees, and agencies, including the monthly Affordable Housing Advisory Committee. 3) Discussions at committees supported by the County including Community Redevelopment Agency (CRA) meetings in Immokalee, East Naples and the City of Naples. 4) Technical assistance to agencies and other entities. 5) Working with local lenders on Community Reinvestment Act commitments and requirements, including participation in the Collier County Loan Consortium. 6) Participation in public forums, Including Chamber of Commerce, Economic Development Council (EDe) and others. 7) Holding public hearings. 8) Preparation of documents, flyers and brochures regarding specific programs. FY2010-2011 Action Plan 12 Collier County, Florida ~ :tttm~ 16 D 15 9) Special studies. 10) Membership in local and state organizations. The folloWing public and private agencies and entities were consulted throughout the year concerning ongoing topics of mutual Interest, or were consulted in preparation of the Consolidated Plan or through forums for discussion. In some cases, specific reports and plans of the agencies were used. Public Agencies: Immokalee Housing & Family Services Youth Haven, Inc. Florida Non-Profit Services Housing Development Corporation of SW FL. David Lawrence Center Shelter for Abused Women and Children St Matthew's House Boys and Girls Club of Collier County City of Naples City of Marco Island Physician Lead Access Network Collier County Department of Transportation Collier County Hunger and Homeless Coalition Habitat for Humanity Collier County Housing Authority Empowerment Alliance of Southwest Florida Immokalee CRA Greater Immokalee Southside Front Porch Affordable Housing Advisory Committee Collier County Loan Consortium Citizen Participation 1. Provide a summary of the citizen participation process. 2. Provide a summary of citizen comments or views on the plan. 3. Provide a summary of efforts made to broaden public participation In the development of the consolidated plan, including outreach to minorities and non- English speaking persons, as well as persons with disabilities. 4. Provide a written explanation of comments not accepted and the reasons why these comments were not accepted. .Please note that Citizen Comments and Responses may be included as additional flies within the CPMP Tool. FY2010-2011 Action Plan 13 Collier County, Florida ~rtrn~16D 15 1. Citizen Participation Process: The County has adopted a citizen participation plan that meets all HUD regulations. The citizen participation process included holding public hearings early in the Consolidated Plan development process to review the existing programs and to solicit community needs. In preparation for developing the Five-Year Plan, surveys were provided to 130 individuals and agencies to gather input and identify issues. In addition, staff held multiple meetings and workshops, released a Request for Proposal (RFP), provided technical assistance, advertised the availability of funds in the Naples Daily News, Immoka/ee Bulletin and on the County website, accepted grant applications and provided a thirty-day public comment period and public hearings on the Draft Five-Year Consolidated Plan and respective One-Year Action Plan. A similar process is followed each year in preparation of the annual Action Plan. 2. Summary Of Comments Received: The public hearing comments received in the plan preparation phase centered on the need for more for job programs, foreclosure Issues, homelessness, and supportive housing for special needs. The County received 2 written comments during the 30- day public comment period. 3. Efforts Made To Broaden The Process: The County, through its ongoing public participation/consultation process, continually seeks to broaden this process by Involving new nonprofit organizations in Its various programs and by continuing its efforts to provide information to residents. This year staff also conducted two (2) "listening Sessions" geared toward IndiViduals and families. At all public meetings and workshops, staff is available to provide translation as needed. Print advertisement is also provided in English and Spanish. The County expanded its public notice efforts by posting information on its website, and by placing advertisements in the Naples Daily News and Immokalee Bulletin. The annual Action Plan is available at county government offices, public libraries and on the county website. 4. Comments Not COnsidered: There were no public comments received that were not considered. Institutional Structure 1. Describe actions that will take place during the next year to develop institutional structure. 1. Institutional Structure: The County's Housing and Human Services Department coordinates with a wide range of organizations from for-profit housing developers to nonprofit service providers. During the coming year the County will continue to work with its existing institutional structure of housing and service providers to make small, continuous improvements to the process. As Collier grows and new entities express Interest in the housing and community development needs of the very-lOW to moderate Income residents, these individuals and organizations will be encouraged to participate on a variety of levels. This may include encouraging new Community Housing FY2010-2011 Action Plan 14 ~rtrn*l6D 15 Collier County, Florida Development Organizations (CHDOs) to providing Increased technical assistance (TA) to grassroots and nonprofits participating in the planning process for the first time. Monitoring 1. Describe actions that will take place during the next year to monitor its housing and community development projects and ensure long-term compliance with program requirements and comprehensive planning requirements. Monitoring: All subreciplents receive federal and local regulations relating to their specific activity, along with an explanation as to how they apply to the particular project. Specific performance agreements will be executed with each subrecipient, giving measurable objectives for the eligible activity to be carried out. Each project is monitored on an ongoing basis through a combination of desk and phone monitoring, site visits and monthly reporting. All preconstructlon conferences are attended by Housing and Human Services staff. Documentation submitted with reimbursement requests Is reviewed for compliance with applicable regulations and measurable objectives prior to Issuing funds. On-site monitoring of subrecipients Is scheduled and completed annually by the Project Management staff. A checklist is completed and reviewed to insure all aspects of the activity are carried out In accordance with applicable regulations. A follow-up letter Is sent to the subrecipient stating the outcome of the monitoring visit. In addition to the above, any subrecipient determined to be in need of and/or requesting additional training on how to meet grantee and federal requirements receives technical assistance in the form deemed most appropriate to the circumstances. Additional technical assistance, if needed or requested, is provided by County staff or other resources. HOME: Monitoring Is carried out in accordance with federal regulations to ensure compliance with all HOME requirements. Each subreciplent Is monitored on-site to verify that: o The minimum household income percent requirement for HOME assisted units is being met under the contract. o Eligible tenant occupancy meets the minimum income percentage requirement for HOME assisted units under the guidelines. o Contractual requirements regarding concentration of HOME units, treatment of HOME tenants, and other contractual matters are being adhered to. o The waiting list procedures are in compliance with the grant covenants. o The federal equal housing law provisions of the contract are being adhered to. o The Minority Business Enterprise (MBE) and Women's Business Enterprise (WBE) provisions of the contract are being adhered to. o The HOME assisted units meet housing quality standards (HQS), and rental files are reviewed to include: current lease, acceptable identification, monthly rent compliance, tenant income, and annual recertification. FY2010-2011 Action Plan 15 ~-j:hn non-l , Collier County, Florida Lead-based Paint 1. Describe the actions that will take place during the next year to evaluate and reduce the number of housing units containing lead-based paint hazards in order to increase the inventory of lead-safe housing available to extremely low-Income, low-income, and moderate-income families, and how the plan for the reduction of lead-based hazards is related to the extent of lead poisoning and hazards. Lead Based Paint Actions: During the coming year the Collier County Health Department will continue to screen and test school children for lead poisoning. The County Housing staff will inspect/test all housing built before 1978 for lead-based paint in purchase assistance & rehabilitation programs. Lead-Based Paint Hazard Reduction The County follows procedures as specified in applicable regulations and, specifically, those detailed in Title X. The Department and Its representatives provide all required notifications to owners and occupants and inspect for defective paint surfaces of pre- 1978 properties. Any defective paint conditions found are included in the scope of work and treatment provided to the defective areas. No children under 7 years of age have been found to have Identified Environmental Intervention Blood Lead Level (EIBLL) condition; however, interior chewable surfaces are treated as necessary. All Department policies and procedures have been revised to conform to Title X. County staff members are HUD certified as Risk Assessors. The County retains EPA certified inspectors to conduct the testing and clearance of suspect properties. In every program where federal funds are expended on a housing unit, the County incorporates the current procedures for hazard reduction or Lead Based Paint abatement guidelines as defined In 24 CFR Part 35. FY2010-2011 Action Plan 16 ~Xkrn:i1-16D15 Collier County, Florida HOUSING ' Specific Housing Objectives 1. Describe the priorities and specific objectives the jurisdiction hopes to achieve during the next year. 2. Describe how Federal, State, and local public and private sector resources that are reasonably expected to be available will be used to address identified needs for the period covered by this Action Plan. 1. Housing Objectives for fY2010-2011: The County will continue to focus on the rehabilitation of foreclosed home during the next year. In partnership with agencies, the County will also: o Rehabilitate 4 foreclosed houses using HOME funds. These homes will be sold as owner occupied units for low and very low income residents of Coilier County. This project will be completed by Habitat for Humanity. o Continue to address foreclosure Issues within three zip codes: 34112 in East Naples, 34116 in Golden Gate City, and 34120 In Golden Gate Estates. Approximately 60 foreclosed homes will be rehabilitated and sold within the life of the grant. Funding for this program comes from the FY 2009 Neighborhood Stabilization Program grant which will end in March 2013. o Provide purchase assistance to approximately 75 low and very iow income homebuyers. Funding for this program comes from the Florida State Housing 1nitiatlve Partnership (SHIP) program. o Provide energy efficient upgrades for 34 affordable rental units using HOME funds in collaboration with Immokalee Housing and Family Services. Upgrades will include energy efficient hot water heaters and air conditioning units. o Single family rehabilitation assistance to 25 low and very low income homeowners who have been Impacted by hurricanes. Funding for this program come from the Florida State Disaster Relief Initiative (DRI). o Provide energy efficient upgrades for 79 farm worker rental units using HOME funds In collaboration with Big Cypress Housing Corporation. Upgrades will include tankless hot water heaters and higher SEER air conditioning units, energy efficient lighting Improvements, and energy efficient appliances. o Provide home buyer education to approximately 230 citizens. 2. Federal, State, And Local Public And Private Sector Resources: Federal resources available for housing projects during 2010-2011 will include CDBG, HOME and NSP (FY 2009-2010). State funds available in 2010-2011 will include remaining funds from the FY 2009-2010 Florida State Housing Initiatives Partnership (SHIP) and the Disaster Recovery Initiative (DRl). All nonprofit and for-profit partners are encouraged to provide private resources to leverage federal and state dollars. FY2010-2011 Action Plan 17 ~a :r:tdY\~:rom Collier County, Florida Needs of Public Housing 1. Describe the manner in which the plan of the jurisdiction will help address the needs of public housing and activlttes It will undertake during the next year to encourage public housing residents to become more involved in management and participate in homeownershlp. 2. If the public housing agency Is designated as "troubled" by HUD or otherwise is performing poorly, the jurisdiction shall describe the manner in which it will provide financial or other assistance in improving its operations to remove such designation during the next year. 1. Needs Of Public Housing: The Collier County Housing Authority (CCHA) does not have any units funded by HUD. The Authority's units were built through USDA Rural Development programs. The Authority has in place a resident management and maintenance program. In addition, the County works with the Housing Authority on Family Self Sufficiency and to encourage residents to become homeowners through various housing programs. 2. Housing Authority Performance: The County's Public Housing Authority is not listed as "troubled" by HUD. Barriers to Affordable Housing 1. Describe the actions that will take place during the next year to remove barriers to affordable housing. Barriers to Affordable Housing: The County has completed Its state-mandated Regulatory Reduction Review. The County's Affordable Housing Advisory Committee is available to review proposed regulations for their impact on affordable housing, and provide guidance on a range of Incentives for the provision of affordable housing. The Affordable Housing Advisory Committee (AHAC) also provides oversight of the state-mandated Growth Management Plan's Housing Element. The monthly AHAC meetings include discussions on the barriers/solutions Including the high cost of land, community land trusts, inventory of excess County-owned property, expedited permit processing and other issues that affect the ability to produce affordable workforce housing in Collier County . The County will continue to evaluate concepts like linkage fees, Incluslonary zoning and other incentive packages. While housing prices have declined throughout the County, barriers to affordable housing still exist. Barriers include higher lending standards, curtailed lending, and banks requiring a larger down payment. Also, the current economy has further strained household Incomes due to a rising unemployment. In order to mitigate these issues, the County will be providing purchase Incentives to qualified residents, as well as purchasing foreclosed homes to be rehabilitated and sold at no profit to qualified buyers. FY2010-2011 Action Plan 18 ~M~ Collier County, Florida HOMEI American Dream Down payment Initiative (ADDI) 1. Describe other forms of investment not described in !i 92.205(b). 2. If the participating jurisdiction (PJ) will use HOME or ADDI funds for home buyers, it must state the guidelines for resale or recapture, as required in !i 92.254 of the HOME rule. 3. If the PJ will use HOME funds to refinance existing debt secured by multifamily housing that is being rehabilitated with HOME funds, it must state its refinancing guidelines required under !i 92.206(b). The gUidelines shall describe the conditions under which the PJ will refinance existing debt. At a minimum these guidelines must: a. Demonstrate that rehabilitation is the primary eligible activity and ensure that this requirement is met by establishing a minimum level of rehabilitation per unit or a required ratio between rehabilitation and refinancing. b. Require a review of management practices to demonstrate that dlsinvestments in the property has not occurred; that the long-term needs of the project can be met; and that the feasibility of serving the targeted population over an extended affordabillty period can be demonstrated. c. State whether the new investment Is being made to maintain current affordable units, create additional affordable units, or both. d. Specify the required period of affordabillty, whether it is the minimum 15 years or longer. e. Specify whether the Investment of HOME funds may be jurisdiction-wide or limited to a specific geographic area, such as a neighborhood identified in a neighborhood revitalization strategy under 24 CFR 91.215(e) (2) or a Federally designated Empowerment Zone or Enterprise Community. f. State that HOME funds cannot be used to refinance multifamily loans made or insured by any federal program, including CDBG. 4. If the PJ is going to receive American Dream Down payment Initiative (ADD!) funds, please complete the following narratives: a. Describe the planned use of the ADD! funds. b. Describe the PJ's plan for conducting targeted outreach to residents and tenants of public housing and manufactured housing and to other families assisted by public housing agencies, for the purposes of ensuring that the ADD! funds are used to provide down payment assistance for such residents, tenants, and families. c. Describe the actions to be taken to ensure the suitability of families receiving ADDI funds to undertake and maintain homeownership, such as provision of housing counseling to homebuyers. 1. Other Forms Of Investment: In the past Collier County has been a recipient of State affordable housing funds through the SHIP program. In FY2009 the County received approximately $2,900,000. Those funds were used in concert with the HOME rehabilitation program as the required local match. No SHIP funds were received for 2010-2011. The county will continue to use residual 2009 SHIP funds in FY201O-2011. SHIP funds will be used for down payment assistance, single family rehabilitation and homebuyer/credit counseling education classes. FY2010-2011 Action Plan 19 Collier County, Florida ~~~16D 15 2. Resale/Recapture Provisions: The County has in place resale and recapture provisions that meet the requirements of Section 92.254 of the HOME rule. The HOME loans are offered at 0% interest and will be forgiven at the end of 5 or 10 years, depending on loan amount. No payments are required unless the owner no longer resides the property. This can be in the form of title transfer, sale of property, refinance, or loss of homestead exemption. These provisions are included in all contractual agreements with owners, developers and/or sponsors. 3. Multi-Family Housing: The County will not use HOME funds to refinance existing debt of multi-family housi ng. 4. American Dream Down-Payment Initiative: Collier County Is not scheduled to receive ADD! funds In 2010-2011. FY2010-2011 Action Plan 20 Collier County, Florida ~~tl--16 015 COLLIER COUNTY HOUSING PROGRAMS AFFORDABLE HOUSING PROGRAMS CDBG, HOME, NSP FY 2009-2010 and remaining State SHIP FY2009 resources will provide Collier County with the means to assist low income residents with the purchase of housing and the rehabilitation of substandard housing for homeowners with Incomes of 80% or less than the county median income. The Housing and Human Services Department uses SHIP funds to match applicable federal dollars for its general housing rehabilitation program and homeownership programs. All of Collier County's affordable housing programs are based on a first-come, first-served basis, with preference given to residents of targeted neighborhoods, the elderly and disabled residents and those with emergency/life-threatening situations. All affordable housing programs conform to specific CDBG, HOME and SHIP regulations. CDBG funds are also spent on Infrastructure support (water & sewer line Installation, sidewalks, entry roads & site preparations) for affordable housing developments. Foreclosure Programs NSP FY2009 funds will be used to address foreclosure issues within the County. Collier County received over $7.3 million In NSP funds in FY2009 and will continue the program through FY2010-2011. This program has five activities: acquisition and rehabilitation of foreclosed properties for resale, acquisition and rehabilitation of foreclosed rental properties, direct home buyer assistance to acqUire foreclosed properties, demolition of acquired foreclosed properties and land banking of acquired properties. Housing Rehabilitation Assistance Remaining SHIP FY2009 funds will be used to maintain affordable housing by assisting up to 15 low-income homeowners with the rehabilitation of their home. The average amount of rehabilitation assistance is $30,000 per residence. Assistance of this program is secured by a 15 year, amortizing, forgivable deferred mortgage for the SHIP program. Down Payment Assistance SHIP FY2009 remaining funds wtll be used for affordable housing by assisting up to 75 low and moderate-income first-time homebuyer families with down payment and closing cost assistance. Sales price of a home cannot exceed $300,000 (SHIP cap). Under the SHIP program, the assistance Is the lesser of 4% of the purchase price of the home, or a 3 to 1 match, for every dollar the homeowner contributes as down payment, the SHIP program contributes three dollars, up to a maximum of $12,000. A mortgage and promissory note secures this program. Neither Interest nor payments are required as long as the property is homesteaded and used as the original purchaser's primary residence. If a sale, refinancing, or transfer of title occurs; or the property is not used as the homebuyer's permanent residence during the County's mortgage term, the mortgage becomes immediately due and payable. Community Housing Development Organization (CHDO) HOME funds will be used to support the affordable housing activities of CHDOs serving Collier County. The County, as a participating jurisdiction (PJ), must Invest or FY2010-2011 Action Plan 21 Collier County, Florida ~~J{cWl-# 160 15 set aside at least 15 percent (15%) of its total HOME allocation to projects that are owned, developed or sponsored by Community Housing Development Organizations (CHDOs), and which result In the development of homeownership or rental units. Additionally, the County may allocate up to five percent (5%) of Its total allocation as CHDO operating funds, and may provide these funds to CHOOs to help them pay operating costs and build their capacity to develop successful affordable housing projects and programs. Community Development Block Grant (CDBG) Community Development Block Grant (CDBG) funds are utilized countywide for a variety of housing and community development activities. Some of Collier County's prior year CDBG activities will generate program Income in 2010-2011. As program income is received, it will be reported and expended in compliance with HUD regulations. The County does not have urban renewal funds and has not returned any CDBG funds to Its line of credit. In addition, there are no float funded activities or income. There are no activities designed to meet "urgent needs" at the present time. The Citizen Participation Plan will address the need for the Board of County Commissioners to declare an urgent need or disaster in the event that conditions would occur that pose a serious threat to the health, safety and welfare of the community. HOME Collier County intends to provide HOME funds on a community wide basis. However, the County may also elect to target HOME resources to specific geographic areas, concentrations of low-income residents, NRSAs or other appropriate locations. HOME funds that are provided as a direct subsidy to a homebuyer, such as downpayment and closing cost assistance, will be recaptured upon sale, refinance or loss of homestead exemption. This policy exists for housing assisted with State SHIP funds and federal HOME resources. The recapture provisions are outlined In contractual agreements with the recipient of SHIP and HOME funds. The HOME recapture provisions comply with 92.254 (5) (ii). When HOME funds are used as a developer subsidy, as in the construction of multiple housing units or acquisition and rehab, the resale provisions will apply in accordance with 92.254 (5) (I). The period of affordablllty, resale, recertification, match and other HOME requirements are outlined in the contractual agreement with the developer requesting financial assistance from Collier County. The County does not Intend to refinance existing debt secured by multifamily housing that may be rehabilitated with HOME funds. Collier County will not use HOME funds to refinance multifamily loans made or insured by any Federal program, Including COBG in accordance with 91.220(g) (2) (F). ADDI (91.220 (g) (2) (iv)) Collier County is not scheduled to receive ADDI funds in FY2010-2011 FY2010-2011 Action Plan 22 Collier County, Florida A-r~&;~'~16 0 15 HOMELESS ' Specific Homeless Prevention Elements 1. Sources of Funds-Identify the private and public resources that the jurisdiction expects to receive during the next year to address homeless needs and to prevent homelessness. These include the McKinney-Vento Homeless Assistance Act programs, other special federal, state and local and private funds targeted to homeless Individuals and families with children, especially the chronicaliy homeless, the HUD formula programs, and any publicly-owned land or property. Please describe, briefly, the jurisdiction's plan for the investment and use of funds directed towards homelessness. 2. Homelessness-In a narrative, describe how the action plan will address the specific objectives of the Strategic Plan and, ultimately, the priority needs Identified. Please also identify potential obstacles to completing these action steps. 3. Chronic homelessness- The jurisdiction must describe the specific planned action steps It will take over the next year aimed at eliminating chronic homelessness by 2012. Again, please Identify barriers to achieving this. 4. Homelessness Prevention-The jurisdiction must describe its planned action steps over the next year to address the individual and families with chlidren at imminent risk of becoming homeless. 5. Discharge Coordination Policy-Explain planned activities to Implement a cohesive, community-wide Discharge Coordination Policy, and how, In the coming year, the community will move toward such a policy. 1. Source Of Funds: The County receives Emergency Shelter Grant (ESG) funds from HUD. The required match for these funds is provided by the subrecipient. The County has two emergency shelters that qualify for ESG funds and the funds have been earmarked for each agency to receive on a rotating basis. In 2010-2011, ESG funds will be provided to St. Matthew's House. In FY2009-2010 the County received Homelessness Prevention and Re-Housing funds In the amount of $888,851. These funds will continue to assist the homeless and those at risk of becoming homeless with temporary housing assistance, essential services and homelessness prevention activities in FY2010-2011 until all funds are expended. As the Lead Agency, the County submits an application for Continuum of Care (CoC) funding on behalf of the CoCo In 2010, three (3) agencies will receive funding. A total of $330,763 will be available as follows: Shelter for Abused Women & Children Transitional Renewal Homeless Management Information Systems Renewal St Matt's Wolfe Apartment Supportive Housing Program $113,000 $104,646 $113,117 The County will also continue to apply for the State Challenge Grant to assist with homeless needs and support. FY2010-2011 Action Plan 23 Collier County, Florida ~t1-=rrvY1*l6 0 15 2. Homeless Accomplishments: Collier County is a member of the Hunger & Homeless Coalition and is the Lead Agency for the Continuum of Care. The County supports the homeless priorities established In the Continuum. In 2010, Collier County will carry out the following specific activities: o Provide federal funds for general operating expenses at St. Matthew's House. This shelter is Collier County's only open admission shelter. It provides over 60,000 bed nights and 160,000 meals to the homeless annually. Federal funds will be used to provide operating and supportive services (ESG funds). o Provide funding to the Shelter for Abused Women and Children to assist with Legal Services for Victims of Domestic Abuse. These services will address child custody issues, divorce issues, child support, restraining orders, and Immigration status cases. (CDBG funds). o Continue Homeless Management Information System (HMIS) expansion. This HUD mandated system is currently maintained by the Collier County Hunger and Homeless Coalition, but will soon be transferred to the Lead Agency for administration. (CoC/various funds). o Provide general operating expense to permanent rental housing at St Matthew's Wolf Apartment to Individuals who are homeless and disabled. This program also uses a comprehensive range of supportive services to assist their clients achieve stability and maximize their self- sufficiency. (CoC) o Provide funding to the David Lawrence Center to assist In the construction of a Crisis Stabilization Unit. The unit will add sixteen (16) beds to the County's CoC transitional bed count. The beds will be used for persons who have been committed under the "Baker Act" provisions. (CDBG) Collier County listed transitional housing, emergency shelters, and permanent housing as a priority need. The Shelter for Abused Women and Children, and St Matthew's Wolfe Apartments provide these shelters and housing. These programs will also address homeless prevention as outlined In the Homeless Strategic Plan. Continuing and maintaining the HMIS system will assist the County and program providers with a tool to track progress of the homeless population, and also a means to consolidate and provide services to the County's homeless clients. Barriers to accomplishing these goals include a lack of federal, state and local funds, as well as administrative funds to carry out the program. 3. Eliminating Chronic Homelessness: The County will continue to work with members of the Continuum of Care to expand the number of emergency, transitional and permanent supportive housing beds. In addition, Collier County is pursuing a 10-year plan to end chronic homelessness. Preparation for the development of a 10-year plan is currently underway. FY2010-2011 Action Plan 24 Collier County, Florida ~~~16D 15 Barriers to accomplishing this goal includes a lack of administrative funding as more of the County's budget is being cut and staff reduced, as well as limited administrative funds from Continuum of Care and ESG grants. While more stimulus funding is an asset in assisting the homeless, the administrative burden on existing staff has increased considerably. Another barrier is the lack of political will and the overwhelming local need to address the increasing homeless family population. 4. Homeless Prevention: The County's Department of Housing & Human Services provides financial assistance and coordination with a variety of agencies to families and individuals at risk of becoming homeless. The Housing & Human Services office encourages local agencies to refer families to the State of Florida Emergency Financial Assistance for Housing Program (EFAHP) which provides up to $400 in emergency housing assistance for families with children who are at risk of homelessness. Youth Haven continues to provide rent assistance, counseling, case management, and supportive services to families in Imminent danger of becoming homeless. Proposed projects for this year will focus on assisting families and preventing them from becoming homeless. The County and the homeless providers have outlined several actions steps to address homeless prevention: Additional permanent housing beds: Create a strategic plan to create more permanent housing beds with support services provided by the National Alliance on Mental Illness (NAMI) and other agencies. Increase the percentage of homeless persons staying in permanent housing: Provide case management and referrals to the homeless, collaborate with different professional services to find permanent housing, and provide education on retaining permanent housing. Increase the number of persons moving from transitional housing to permanent housing: Provide interim financial assistance and other resources to secure housing through Fresh Start or TBRA, continue provision of case management and support services like financial education, child care, medical assistance, and other economic empowerment services to ensure effective linkage and coordination with the ultimate goal of securing permanent housing. Increase the number of persons employed: Continue provision of case management services including job search, resume assistance, employment referrals, and child care. In the 2010-2011 Action Plan Collier County has two (2) projects designed to stimulate job creation for low/moderate income citizens. Decrease the number of homeless households: Collaborate with community liaisons for homeless children, Collier Public Schools to provide assistance, continue to explore funding for the Caring of Family program and other preventive service as provide by Youth Haven, and provide case management and referral services to families. s. Discharge Coordination Strategy: This year, the Hunger & Homeless Coalition has completed a project working with a local university to develop a Discharge Planning process. FY2010-2011 Action Plan 25 vaa~~~ Collier County, Florida Additional beds need to be Identified for persons in need of additional medical care who are being discharged from a hospital. The Crisis Stabilization Unit construction project planned In 2010-2011 will create 16 additional beds for citizens who are under "Baker Act" protective custody. Hopefully this project will assist In decreasing the number of mental ill persons who are committed due to bouts of mental Illness or lack of medication. Emergency Shelter Grants (ESG) (States only) Describe the process for awarding grants to State recipients, and a description of how the allocation will be made available to units of local government. Not applicable to Collier County FY2010-2011 Action Plan 26 Collier County, Florida ~:rtcvn# 16 0 15 COMMUNtTY DEVELOPMENT . . Community Development 1. Identify the jurisdiction's priority non-housing community development needs eligible for assistance by CD6G eligibility category specified in the Community Development Needs Table (formerly Table 26), public facilities, public Improvements, public services and economic development. 2. Identify specific long-term and short-term community development objectives (including economic development activities that create jobs), developed in accordance with the statutory goals described in section 24 CFR 91.1 and the primary objective of the CDBG program to proVide decent housing and a suitable living environment and expand economic opportunities, principally for low- and moderate-income persons. *Note: Each specific objective developed to address a priority need, must be Identified by number and contain proposed accomplishments, the time period (Le., one, two, three, or more years), and annual program year numeric goals the jurisdiction hopes to achieve in Quantitative terms, or In other measurable terms as identified and defined by the jurisdiction. 1. Community Development Needs: The County has Identified special housing needs, community facilities and public services Initiatives within its low-income neighborhoods as a priority. The County plans to undertake the following Community Development activities this program year using CD6G funds: o Provide legal services to low income Emergency Shelter residents who need help In securing, modifying, and enforcing protection orders, handling immigration issues, obtaining a divorce or separation, obtaining spousal and child support, and resolving custody and visitation issues with their abusers. This expanded program will be provided by the Shelter for Abused Women and Children. o Provide pass-through funding for the enhancement of two (2) neighborhood parks within a low/moderate income area in the City of Naples. Enhancements will Include: paving and curbs, sod replacement and additional plantlngs, landscaping, and irrigation. o Provide funding for the David Lawrence Center for the construction of a CrisiS Stabilization Unit. Upon completion the unit will add 16 transitional beds to the county's CoC inventory. The additional beds will be used for patients who are Incarcerated under the "Baker Act" due to mental health issues. o Provide congregate meals to approximately 45 seniors five days a week at sites In low/moderate neighborhoods. On an annual basis approximately 11,700 meals wili be served by Department of Housing & Human Services staff. FY2010-2011 Action Plan 27 ~::rkrn~16 rn Collier County, Florida o Assist Guadalupe Center, Inc. to open an additional classroom in their Early Childhood Education Center. This classroom project will benefit 16 low/moderate income children per school year. o Provide funds to the Collier County Transportation Department to construct 44,550 sq. feet of sidewalks (1.7 miles) in the Naples Manor area of Collier County. Sidewalks will be installed along streets near three (3) schools located in this low/moderate income neighborhood. o Provide funds Goodwill Industries to rehabilitate and upgrade the Roberts Center in Immokalee, FL. Both Goodwill and The Department of Housing and Human Services provide services to low/moderate citizens from this site. Improvements will include office build-outs, hurricane hardening and a complete kitchen renovation. o Provide pass-through funding to the City of Marco Island to install twelve (12) street lights within a low/moderate income area on the Island. The street lights will benefit approximateiy 72 individuals who live in the area, as well as aid in the safety of all pedestrians in the area. o Provide funding to the Immokalee Community Redevelopment Association to create the Immokalee Business Development Center (IBOe). This project is designed to foster business growth within the designated CRA boundaries. This project is expected to create five (5) jobs for low/moderate income individuals. o Partner with Immokalee Housing and Family Services to create a job training program for low income residents. This program will provide job training for maintenance technicians, early childhood teachers, child care workers and property management assistants. o Provide funds to the Housing Development Corp of Southwest Florida to assist in foreclosure prevention and assistance. The Housing Development Corporation will partner with Legal Aid Services of Collier County to provide comprehensive foreclosure intervention and prevention, and to provide counseling services to homeowners in Collier County at risk of foreclosure. The program will target low income homeowners, and will be limited to those trying to save homesteaded properties. 2. Community Development Goals The short term goals are to assist low income residents of Collier County through job creation programs, foreclosure rehabilitation projects to prevent slums and blight, sidewalk construction projects. These projects are geared to provide livable, sustainable communities for low income residents and stimulate the local construction industry. All jobs created will comply with Section 3. HHS will monitor to ensure all job creations comply with Section 3 guidelines. Lastly, the proposed education and social service programs are designed to assist individuals who are homeless or at risk of being homeless. The long term goals are still to provide land/Infrastructure for affordable housing, housing rehabilitation, special housing needs, publiC facilities and services. FY2010-2011 Action Plan 28 Collier County, Florida ~=Rcm~ 160 15 Antipoverty Strategy 1. Describe the actions that will take place during the next year to reduce the number of poverty level families. 1. Antipoverty Strategy: Most activities undertaken by Collier County with Its entitlement funds are efforts to improve the quality of life for those living at or near poverty. Collier County has three (3) initiatives designed to reduce unemployment and increase economic opportunities for its poverty level residents. First, through its partnership with the Economic Development Council, the County has an ongoing economic development program. This plan is designed to both attract new businesses to the County and to help existing businesses expand. One of the goals of this public/private partnership is to Increase the number of high wage paying new jobs. Second, as an important component of this economic development effort, is the County and EDC's partnership with Florida Gulf Coast University's Small Business Development Center (SBDC) which teaches potential business owners how to successfUlly start a new company. An additional partnership includes the customized job training programs provided by Collier County Public School's Lorenzo Walker Institute of Technology (LWIT) that train low income residents (most of whom are unemployed or underemployed) to take specific jobs at new or expanding programs. Third, the County has two community redevelopment areas (CRA), the Gateway/Bayshore CRA and the Immokalee CRA, where it Is actively seeking to redevelop these older communities. A third CRA is located within the City of Naples. Collectively, these efforts represent a realistic countywide antipoverty strategy. 2. Extant Strategy Will Reduce Poverty: Collier County's economy Is centered on tourism, construction, services, retail and agriculture. The local economy has historically focused on tourism and services to benefit affluent residents and visitors. The County's current strategy is designed to increase the number of better paying jobs and prepare the County's workforce to be qualified to fill higher wage paying jobs. The Economic Development Council has launched a program called Innovation. This program Is gathering community leaders and citizens together, along with key practitioners from around the county, to discuss and plan how to diversify the economy of Collier County and therefore, the types of employment available. Job training/education and a more diverse employment base will help reduce the poverty level. FY2010-2011 Action Plan 29 Collier County, Florida ~:Ik-~16 0 15 NON-HOMELESS SPECIAL NEEDS HOUSING Non-homeless Special Needs (91.220 (c) and (e)) 1. Describe the priorities and specific objectives the jurisdiction hopes to achieve for the period covered by the Action Plan. 2. Describe how Federal, State, and local public and private sector resources that are reasonably expected to be available will be used to address identified needs for the period covered by this Action Plan. 1. Specific Activities: The County coordinates on a regular basis with organizations that address the non- homeless special needs population including the David Lawrence Center, Goodwill Industries, NAMI, PACE Center for Girls, Shelter for Abused Women & Children, Youth Haven and other organizations that assist this population. In addition, Eden Gardens In Immokalee has four (4) housing units reserved for handicapped/special needs individuals. The County will continue efforts to assist this population by identifying a variety of funding sources, accepting grant applications, providing technical assistance, referrals and support. Local agencies assisting the non- homeless special needs populations will be encouraged to develop long range plans to provide for beds, supportive services and other needs. In addition, the County's existing housing and community and economic development programs are available to all income qualified individuals. 2. How Resources Will Be Utilized: Applications for entitlement funding for this population will be considered on an annual basis. In addition, information on alternative funding sources will be provided to interested organizations. The County will utilize its Department of Housing & Human Services resources and competitive grants to leverage existing community resources. Housing Opportunities for People with AIDS 1. Provide a Brief description of the organization, the area of service, the name of the program contacts, and a broad overview of the range/ type of housing activities to be done during the next year. 2. Report on the actions taken during the year that addressed the special needs of persons who are not homeless but require supportive housing, and assistance for persons who are homeless. 3. Evaluate the progress in meeting its specific objective of providing affordable housing, Including a comparison of actual outputs and outcomes to proposed goals and progress made on the other planned actions indicated in the strategic and action plans. The evaluation can address any related program adjustments or future plans. 4. Report on annual HOPWA output goals for the number of households assisted during the year in: (1) short-term rent, mortgage and utility payments to avoid homelessness; (2) rental assistance programs; and (3) in housing facilities, such FY2010-2011 Action Plan 30 ~:Itpvd:l 16015 Collier County, Florida as community residences and SRO dwellings, where funds are used to develop and/or operate these facilities. Include any assessment of client outcomes for achieving housing stability, reduced risks of homelessness and improved access to care. 5. Report on the use of committed leveraging from other public and private resources that helped to address needs identified in the plan. 6. Provide an analysis of the extent to which HOPWA funds were distributed among different categories of housing needs consistent with the geographic distribution plans identified in its approved Consolidated Plan. 7. Describe any barriers (including non-regulatory) encountered, actions In response to barriers, and recommendations for program improvement. 8. Please describe the expected trends facing the community in meeting the needs of persons living with HIV/AIDS and provide additional information regarding the administration of services to people with HIV/AIDS. 9. Please note any evaluations, studies or other assessments that will be conducted on the local HOPWA program during the next year. The Collier County Health Department accesses funds through the State of Florida to assist HIV/AIDS clients. Collier County is not a HOPWA entitlement but the County Housing and Human Services Department supports these activities and shares information with organizations that serve this population. Specific HOPWA Objectives Describe how Federal, State, and local public and private sector resources that are reasonably expected to be available will be used to address identified needs for the period covered by the Action Plan. Not applicable as HOPWA is administered by the State of Florida. Other Narrative . . :- Include any Action Plan Information that was not covered by a narrative in any other section. FY2010-2011 Action Plan 31 ~J:jtYVT~h 16 0 15 Collier County, Florida Project Information Sheets FY2010-2011 Action Plan ~:rtm* 160 15 Pro ect Nil me: UOG Code: FL12100021 Collier Count Location: Countywide Select one: I Planning/Administration --=E Explanation: Ex ected Com letlaM Date: 6/30 2011 ve tegory o Decent HousIng o Suitable Uving Environmeflt o Economic Opportunity Outcome Categories o Avallabillty/Aa:essibility o Affordabillty o Sustalnablllty Aa:ompl. Type: ,. Pro osed Underwa Com lete Pro DSed Underwa Com lete ... Pro osed Underwa Com lete Performance Measure Accompl. Type: . L Pro osed Underway Com lete ,. Pro osed Underwa Complete ... Pro OBed Underwa Com Jete .. .. _ c: CII CII > E .!!.c . .. 1:1= CII C- '0' E .. 0 a. u u '" Accompl. Type: I. Accompl. Type: Accompl. Type: Accompl. Type: Pro osed Outcome Actual Outcome i 21A General Program Administration 570.206 ... Matrix Codes . Matrix CocIes :. I Matrix Codes . : Matrix Codes . Matrix Codes . In CPBG i. Pro aseel Amt. Fund Source: ~... Proposed Amt. -....-.-...- Actual Amount u...n_______ Actual Amount .. to !.. Pro oseel Amt. Proposed Amt. CII Fund Source: Fund Source: . > Actual Amount 466 988.00 - -_.-~- --- Actual Amount E to Accompl. Type: . Pro osed Un Its Accompl. Type: Pro DIed Units .. '" Actual Units Actual Units e Accompl. Type: i... Pro osed Units Accompl. Type: . Pro oseel Units a. L_~ ----- Actual Units Actual Units CDBG10-00 1 CPMP ~~~160 15 Grantee Name: COllIER CPMP Version 2.0 Pro ect Name: David Lawrence Center-Crisis Unit Ex ansion Description: JDJS Pro _ #: C010-01 UOG Code: FL1210021 Collier Coun Expansion of 20 bed Crisis Stabilization Unit to 36 beds Location: Countywide Select one: ~bliC Facilities '--'--''"'-~' Expllnltlon: Exp_ed Com letlon Date: 6/30/2011 o Decent HousIng @ Suitable UvIng Environment o Ec:ooomic Opportunity Outcome Categories o Availabiiity/AccessibiUty o Alfordability o Suslalnability 11 _~~prove q~~lity! increase _quantity _of public ~~~rovem~r:~ for lower income pe_~~~ 2 3 ~ 11 Pub'ic Facilities Accompl. Type: Accompl. Type: ... proposed Underwa Com lete Performance Measure 16 beds Accompi. Type: ... Pro osed Underwa Com lete !... Pro sed Underway Complete ... Proposed Underway Com lete Actual Outcome .... 1 Accompl. Type: 1ft ... _ C Gl Gl > E .!!,z;. , 1ft 1:1= Gl a. '0' E .. 0 a. u u C Accompl. Type: Pro osed Outcome Expansion of Crisis Unit 03P Health FaciliUes 570.201(c) '... Matrix Codes Matrix Codes 1~ ,Matrix Codes III CPBG .... Pro aseel Amt. I.... Proposed Amt. .. Actual Amount Actual Amount .. Pro osed Amt. sed Amt. II Fund Source: :... '. Pro >- Actual Amount 221 000.00 Actual Amount E .. Accompl. Type: .... Pro ased Units Pro sed Units .. 01 Actual Units ~~._-_._- Ad:ual Units 0 sed Units .. Accompi. Type: ..... Pro .... Pro osed Units ll. ...~_._._--'". Actual Units Actual Units i.... Matrix Codes CDBG10-01 2 CPMP ~:r:lcmi- 16 D 15 Grantee Name: COLLIER CPMP Version 2.0 Pro ect Name: Collier Coun Trans rtation-Na les Manor Sidewalks Description: IDIS pro'act #: CDBG10-02 UOG Code: FL1210021 Collier Coun proposed 44,500 square feet of sidewalks in Naples Manor on Trammel, Texas, and Floridian Ave. Location: Naples Manor Select one: r;;; ~ ._~_.~-- Infrastructure ..~_._-_._.._.__.. '"...~---_..-.._----- letlon Date: Explanation: Sidewalks Naples Manor Outcome Categories o Availability/Accessibility o Affordability o Suslalnability Improve quality I increase quantity of public improvements for lower inrome persons Improve the quality of owner housing Impr.?,ve the se~ces for low/mod income persons ... :l _ C GI GI ~ E -.c I co t:: GI 0. '0' E .. 0 ll. u u c( Accompl. Type: Accompl. Type: ... Pro osed Underway Com leta .... Pro osed Underwa Com lete 11 Public Fadlitles 1 Accompl. Type: Accompl. Type: i'" Pro sed Underway Com lete Accompl. Type: Pro osed Outcome Construct 44,500 feet of sidewalks Performance Measure Feet of sidewatk Actual Outcome III CDBG I.... Pro osed Amt. .... Pro sed Amt. -'--- .. Actual Amount Actual Amount '" Pro ed Amt. Pro sed Amt. GI Fund SOurce: .... .... >- ._-_.__._.~- . Actual Amount B10 S38.00 Actual Amount E l! AccompL Type: j.... Pro sed Units .... Pro oed Units gI ____n__ Actual Units -.---.----.---- Actual Units e Accompl. Type: .... Pro sed Units .... Pro osed Units ll. Actual Units ~---- Actual Units Matrix Codes .... 03L Sidewalks S70.201(c) Mamx COdes .... I Matrix Codes Matrix Codes ..... CDBG10-02 3 CPMP ~~~16D15 Grantee Name: COLLIER pro'ect Neme: of Na les-Park U rades Description: IDIS Pro ect #: CDBGI0-03 UOG Code: FL1210021 Collier Coun Anthony Perk -Right of Way Landscaping Improvements &. 5th Avenue North Streetscape landscaping Location: River Park Select one: Public Fadlities ...~ Explanation: Ex ected Com letion Date: 6 30 lOll ory o Pecent Housing @ 5uil2Ible Living Environment o EconomiC Opportunity 11 Public Fadlities 2 3 ... Pro osed 1 Underwa Com lete ... Pro ased Underwa Com lete ... Pro ased Underway Com lete Improve quality I increase quantity of public improvements for lower income persons :..- ----- - . --.-- ---- -- Outcome Categories [2] Availability/Accessibility o _lily o Sustalnablllty Accompl. Type: Accompl. Type: VI .. C CD CD > E .!!.c , VI ti= CD Co '0' E .. 0 II. u u C Accompl. Type: ... .-.------ -~--- Accompl. Type: Accompl. Type: ... Proposed Underwa Com lete Pro osed Outcome Performance Measure Landscaping Improvements Beautification Actual Outcome , 03K Street Improvements 570.201(c) __~..J Matrix Codes ... Matrix Codes ... Matrix Codes ... , :... Matrix Codes I'" Mattix Codes III CPBG ... Pro ased Amt. Fund Source: ... Pro ased Amt. .. Actual Amount Actual Amount .. Proposed Amt. CD Fund Source: ... Fund Source: ,... Pro osed Amt. > ----,-.---- Actual Amount no 434.00 L.,___ E Actual Amount .. Accompl. Type: ... Pro sed Units Accompl. Type: ... Pro sed Units .. lJl Actuel Units -",-------- Actual Units l! Accompl. Type: ... Proposed Units Accompl. Type: ... Pro osed Units II. Actual Units Actual Units CDBG10-03 1 CPMP ~~~ 16D 15 Pro eel Name: FLl210021 Collier Count LocatIon: Marco Island Select one: l~~blic Fadlities Explanation: Ex cted Com letlon Date: 6/30/2011 jective tegory o Decent Housing @ Suitable Uvlng Environment o Economic Opportunity 11 Public Facilities Improve quality I increase quantity of publiC improvements for lower income persons Outcome categories [] Ava"abllity/Accessibillty o Affordability o Sustalnabillty Improve access to affordable owner housing Improve the services for low/mod income persons Accompl. Type: Accompl. Type: I'" Pro o.ed Underway Com lete ... Proposed Underway Complete ... Pro osed Underwa Com lete Actual Outcome 1 Accompl. Type: .. .. _ C Gl Gl > E .!.z: I .. 'tl= Gl Q, .... E e 0 Q. u u cl Accompl. Type: i... .L ,... Proposed Underwa Com lete Pro ased Underwa Com lete Performance Measure 1 project consisting of 12 street lights Accompl. Type: Pro osed Outcome Sustainabillty 03K Street Improvements 570.201(c) ... Matrix COdes 1"- ,-- ! Matrix Codes ,... I Matrix Codes ~ Pro sed Amt. Actual Amount Pro ased Amt. Actual Amount Proposed Units Actual Units Pro osed Units Actual Units i Matrix Codes ... I Matrix Codes III CPBG .... Pro ased Amt. ... Actual Amount II Pro ased Amt. Gl Fund Source: ... > Actual Amount 77 375.00 E II Accompl. Type: I'" Pro sed Units ... gt Actual Units e -"_ccompl:Ty,,,,-,- L'" Pro ased Units Q. Actual Units COBGlO-04 1 CPMP ~~*-16D 15 Grantee Name: COLLIER CPMP Version 2.0 Pro ect Nama: Immokalee Housin & Famll Services Description: IDIS Pro ect #: COSGlO-OS UOG Coda: FL1210021 Collier Coun Create 5 permanent positions to include: property management assistant; child care worker, maintenance technician, and earty childhood teacher. Location: Immokalee Select one: I Economic Dev~op~ent --.. ...--.---- Ex ectad Com hltlon Date: CreateS rmanent ittons Explanation: Job Creation o Decent Housing o SuJlable Uvtng Envlronmt!llt @ Economic Opportunity 13 Jobs i.... Outcome Categories o Availability/Accessibility o AffordablDty [] Sustlinabillty i .. Accompl. Type: Accompl. Type: .. Pro 08ed Underwa Com lete .. Pro ased Underwa COmplete Pro ased Underwa Com lete Actual Outcome 5 Accompl. Type: ~ _ C GI GI > E .!!.c , .. tl= GI Q. ..... E f 0 ll. u u C Accompl. Type: Ac:compl. Type: Pro osed Outcome 5 jobs Performance Measure 5 jobs 188 EP Technical Ass~nce 570.203(b) .... . Matrix Codes .... ! Matrix Codes .... Matrix Codes , i'" ! Matrix Codes .... III COSG !. Pro ased Amt. Fund Source: I.... Pro ased Amt. .. Actual Amount Actual Amount .. Pro osed Amt. i.... Pro sed Amt. GI Fund SOurce: .... Fund Source: >- ....~.~_.__..- Actual Amount 70 000.00 Actual Amount E .. Accompl. Type: Pro osed Units .... Pro ed units .. '" Actual Units ---------.,.. Actual Units 2 Accompl. Type: .... Pro sed Units ..... Pro led Units ll. Actual Units --~..__.- Actual Units CDBG10-0S 6 CPMP .frr1vta tt. J-t'Vl-l ~ 16 0 15 Grantee Name: COLLIER Pro ect Name: Immokalee CRA-Job Creation Business Incubator Description: IDIS Pro ect #: CDBG10-06 UOG Code: FL1210021 Collier Coun Business Assistance/Job Creation and &.. Economic Development Location: Immokalee Select one: I Economic Devejo~~__. Explanation: ory o Decent Housing o Suitable Wving Environment @ _ic Opportunity 1 Improve economic opportunities r:or low~_i~come_persons Outcome Categories o Availabillty/Accesslbility o AffurdabiUty o Sustainability 2. 3 13 Jobs Accompl. Type: I... Pro ased Underwa Com lete I.. Proposed Underwa Com lete .... Proposed Underwa Com lete Actual Outcome .... 8 Accompl. Type: VI .. _ C II II > E .!!.c , VI 1J= II Q. '0' E .. 0 CI. u u CC Accompl. Type: Accompl. Type: ,.... Pro used Underwa Com lete Performance Measure 8 firms Accompl. Type: Pro osed Outcome number of new tenants l8C MicroMEnterprise Assistance i Matrix Codes .... Matrix Codes ... Matrix COdes .... , Matrix COdes .... Matrix Codes .... Ul CPBG ,.... Pro ased Amt. .... Proposed Amt. .. Actual Amount Actual Amount III Pro sed Amt. Pro osed Amt. II Fund Source: .... >- ..._--~._.._.- Actual Amount 212 000.00 Actual Amount E III Accompl. Type: .... Pro sed Units .... Pro osed Units .. gl Actual Units Actual Units e Accompl. Type: :.... Proposed Units .... Pro osed Units CI. Actual Units Actual Units CDBGlO-06 7 CPMP ~~~.tL16D 15 Grantee Name: COLLIER CPMP Version 2.0 Pro eel Name, Goodwill Industries of SW Florida-Interior Renovation Description: IDIS Pro ect #, CDBG10-07 UOG Code: FL1210021 Collier Count Interior renovations of the Roberts Center In Immokalee for senior meal stte. Location: lmmokalee Select one: I Public Facilities Explanation: Ex ed Completion Date: 6/30 2011 ve tegory o Decent Housing @ Suitable Uvlng Environment o Ecooornlc Opportunity Outcome Categories [] Availability/AccessIbility o Affordabillty DSUstiliflllbillty 1 ~~prove th~.~~ices for I~~~_~ income ~~,.____. 21 Impr.~~ ~ual,ity / increase 9~~ntity of neighb?~._!~?_lit~~_ ~o_r_lo~.jncome ~rsons 3 11 Public Fadlities Accornpl.~pe: ___.L Proposed Underwa Com lete .. Proposed Underwa Com lete ... 1 Accompl. Type: ... Pro ased Underwa Com lete :l c lD lD > E .!!.c , .. t:: lD g, '0' E .. 0 Q. u u C Accompl. Type: Accompl. Type: ... Pro osed . Underwa Com lete Performance Measure Increase number of clients served Accompl. Type: Pro osed Outcome Rehabilitation Actual Outcome I 03A Senior Centers 570.201(c) ... I Matrix Codes ... Matrix Codes I" Matrix Codes ... Matrix COdes ... Matrix Codes ... III CPBG ... Pro osed Amt. .. Actual Amount .. Proposed Amt. : Fund Source: ... ---..---.-- -- 170504.00 Actual Amount E .. Accompl. Type: ... Proposed Units ... Proposed Units .. al Actual Units Actual Units 0 sed Un Its .. Accompl. Type: ... Pro '... Pro osed Units Q. Actual Units Actual Units CDBG10-07 1 CPMP ~J::tmtlI6 0 15 CYMP Version 2.0 Grantee Name: COllIER Pro ect Name: CC Housir\ & Human Services -Senior Meals Description: IDIS Pro ect #: COBG10-0S UOG Code: FL1210021 Collier Count Senior Meals program at the Golden Gate Community Center Location: Golden Gate Community Center Select one: I Public services Ex acted Com letion Date: 6/30/2011 Explanation: number of people served annually lEgory o Decent Housing @ SUitable Uving Environment o Ealnomic OpporllJnily 11 Improve the serv~~.~ low/mod income persons Outcome Categories [] Avaliability/Aa:essibilily o Affordability o SUSlainabilily 2 3 ... I. 01 People ... Proposed Underwa Com lete :... Pro sed Underwa Complete ... Pro ased Underwa COm lete 11,500 Accompl. Type: ... 1ft ... _ C ... ... > E .!!.c , 1ft 'ti= ... Cl. '0' E .. e Do u u C Accompl. Type: Accompl. Type: Aa:ompl. Type: Accompl. Type: ,... Pro osed , Underway Com lete Actual Outcome Pro osed Outcome number of people served Performance Measure 11,500 meals annually OSA Senior Services 570.201(e) '... Matrix Codes I... Matrix Codes I.... Matrix Codes l'" Matrix Codes _ J.'" i Matrix Codes ... Ul CDSG ... Proposed Amt. .. Actual Amount III Pro sed Amt. ... Fund Source: ... >- - . Actual Amount E III Accompl. Type: Pro ased Units .. g\ Actual Unit. e .. Accompl. Type: ... Pro ased Units Do ------ Actual Units 95 000.00 !... Pro sed Amt. ------ Actual Amount ... Pro sed Amt. Actual Amount I'" Pro osed Units Actual Unlb :... Pro osed Units Actual Units CDBG10-08 9 CPMP ~~~16015 e'M'V.,,;., 2.0 Grantee Name: COLLIER Pro ect Name: Guadalu e Center Description: 1015 Pro ect #: CDBG10-09 UOG Code: FL1210021 Collier Count Ability to open new dassroom to provide early childhOod eduction to 2-2 1/2 year old Immokalee children. To Included teacher salaries, training supplies and equipment, cleaning and administrative costs to support the project. Location: Immokalee Select one: Public Services Ex ed Com letlon Date: 6/30/2011 o Decent Housing @ 5uItabIe UvIng Environment o EconomIc Opportunity Explanation: explanation: Equipment, Supplies 8< Salary to support 16 children in a new classroom Outcome Categories o AvailablUty{Accessibllity o AIfordabllity DSustalI'labiIIty 1 Improve the services for low/mod income persons 2 3 .. ... _ C ~ II II E -.c il:! II l:l. ..... E e 0 l:l. u u C Accompl. Type: Accompl. Type: '... 01 People .... 16 Accompl. Type: ... Pro sed Underwa Com lete Accompl. Type: ,.... Pro sed Underwa Com lete Performance Measure Accompl. Type: Pro osed Underwa COm lete Pro osed Underwa Com lete Actual Outcome L.... Pro osed Outcome OSL Child Care Services S70.201(e) , I... Mattix Codes ... III CPBG Pro sed Amt. '.... Pro sed Amt. .. Actual Amount Actual Amount .. Pro sed Amt. i.... Pro osed Amt. II Fund Source: '.... >- Actual Amount 86 000,00 Actual Amount E Pro osed Units Pro ased Units r! Accompl. Type: .... .... III Actual Units Actual Units 0 Pro sed Units !... Pro osed Units .. Accompl. Type: ... l:l. .------ Actual Units Actual Units '.... , Matrix Codes Matrix Codes ... i Matrix Codes CDBGlO-09 10 CPMP ~t\. .:IiO'Vl tt- 16 D 15 Grantee Name: COLLIER CPMP Vefslon 2.0 Pro ect Name: Shelter for Abused Women &. Children Description: 1015 Pro ect #: CDBG10-l0 UOG Code: FL1210021 Collier Coun Expanston of legal services to abused women to include: spousal and child support, modifying and enforcing protection orders, immigration issues, divorce and visitation, separation litigation and custody issues. Location: Countywide Select one: Explanation: Ex ected Com letion Date: 6/30 2011 tego!y o Decent Housing @ SUitable Uving Environment o Economic Opportunity 1 i Improve the.services for low~~od~ncome ~~_~~___ 2! Outcome Categories o Avallablllty/Aa:ess;blllty o Alfordabillty o SUstainabllity 01 People 3 ... Pro sed 175 Accompl. Type: ,. Pro sed Underwa -..-...--- -_._-~..__. Underwa Com lete Com lete ... Pro osed Accompl. Type: . oed Underwa _._~- Com lete Ul ... _ C 1/1/ > E .!!.c ,l, .!! u- 1/ Co .~ E e 0 ll. u u C Aocompl. Type: Aocompl. Type: Aa:ompl. Type: !... Pro oed Underwa Com lete Performance Measure 175 participants Proposed Underwa Com lete Actual Outcome Pro osed Outcome Expansion of existing services , OSC LegaI_S<!rvices S70.201(E} Matrix COOes ... ! Matrix Codes ,. ... Matrix Codes . ! Matrix Codes ~.. Matrix CocIes ,. III Fund Source: Pro sed Amt. . Proposed Amt. .. Actual Amount Actual Amount .. Pro oed Amt. Pro oed Amt. 1/ Fund Source: ... > Actual Amount 118 600.00 Actual Amount E I! Aa:ompl. Type: '. Pro Gaied Units . Proposed Units al Ao;tuill UnIts Ao;tual Units e Accompl. Type: Pro osed Units !. Pro otIed Units ll. -_._-~ Ao;tual Units Ao;tual UnIts CDBG10-10 11 CPMP ~:r-b'Yl ~ 16D15 Pro ect Name: Location: Countywide Ex ected Completion Date: 6 30/2011 jective tegory o Decent Housing @ Suitable Uving Environment o Eoonomic Opportunity Outcome Categories o Availability/Accessibiiity o Affordability o SUstalnability .. ... _ C 1II111 > E .!!.c , .. ~= 1II D. '0' E .. 0 A. u u 00( 01 People Accompl. Type: Accompl. Type: Pro osed Outcome legal services,direct counseling, workshops : 05C Legal services S70.201(E) , Matrix Codes Matrix Codes FL1210021 Collier Coun Assist homeowners with legal services and Select one: i Public Services Explanation: 1 Imp!:ove the servic~s for 1~_~!~od__~~C<?~~_.persons 3 ..... . Pro sed 130 Underwa Com lete ... Proposed Underwa Com lete Accompl. Type: Accompl. Type: '. ... Pro sed Underwa Complete I... Pro oed L.. Underwa COm jete Actual Outcome III CPBG H_~ Pro osed Amt. I'" Proposed Amt. .. Actual Amount Actual Amount " Pro ased Amt. Pro sed Amt. 1II Fund Source: ... ... >- .__...__n__.. Actual Amount 80,313.00 Actual Amount E ;... Pro Died Units Pro Dsed Units " Accompl. Type: '1"- .. l:II Actual Units Actual Units e Accompl. Type: ... Pro sed Units ... Pro sed Units A. ---------- Actual Units Actual Units CDBG10-11 ... Pro osed AccompL Type: Underwa Complete Performance Measure 130 people Matrix Codes , Mattix Codes Matrix Codes 1 CPMP ~~iL16 015 Pro ect Name: UOG Code: FL12100021 Collier Count Location: Countywide Select one: ~nnin~/~~~i~~.~~~___ Explanation: Ex ected Completion Date: 6/30/2011 jeclive o Decent Housing o Suitable Uving EnVironment o Economic Opportunity Accompl. Type: Accompl. Type: '.. Proposed Underwa Com lete Accompl. Type: ... Pro ased -~-_._--_._- Underwa Com lete Accompl. Type: ... Pro osee! Underwa Com lete Outcome Categories o Availability/Accessibility o Affordability o SUstainability Ul ... C CII CII > E .!!.c . Ul ~= CII CL .- E E! 0 CL u u c( Accompl. Type: :... Pro osed Underwa Com lete ... Pro sed Underway Com lete Accompl. Type: -_..~----,.- Pro osed Outcome Performance Measure Actual Outcome 21H HOME Admin/Planning Costs of Pl (subject to S% cap i... Matrix Codes '... Matrix COdes ...! Matrix Codes ~._ ...-1 ~... Matrix Codes Matrix Codes -- III HOME ... Pro Died Amt. Fund Source: ... Pro osed Amt. ~...- .. Actual Amount Actual Amount .. Pro ased Amt. Proposed Amt. CII Fund SOurce: '... Fund Source: ... >- _.m____.____ Actual Amount 74,820.00 Actual Amount E I! Accompl. Type: ... Pro ased Units ... Pro ased Units QI - --~---------- Actual Units Actual Units 0 sed Units .. Accompl. Type: ... Pro ... Pro osed Units CL Actual Units Actual Units HM10-00 3 CPMP ~ ::riaYl~ 16 D 15 CPMP Ver5ioll 2.0 Grantee Name: Collier County Pro ect Neme: 61 C ress- Main Street Villa e U rades Description: IDIS Pro ect #: HM10-Ol UOG Code: FL12100021 Collier Count Energy Efficiency I improvements to 79 affordable rental units in Main Street Village. Appliances and fixtures will be replaced with energy efficient models. The building envelope will be sealed and fortified. Location: Immokalee Select one: Explanation: Ex ected Completion Date: 6/30/20l,0 @ Decent Housing o Suitable Uvlng Environmef1t o Economic Opportunity Outcome Categories o Availability/Accessibmty o Aflordabillty 12] sustainability 10 Housing Units ... proposed Underwa Com iete 79 Accompl. Type: III ... c Gl Gl > E .!!s:. , III t= Gl D. ... E e 0 II. U U C Accompl. Type: Aa:ompl. Type: Accompl. Type: ... Pro sed Underwa Com lete ... Pro Dsed Underway Com lete Actual Outcome Accompl. Type: i ... Pro osed Outcome Improve 79 rental units Performance Measure Housing Units i 14F Energy Effidency Improvements 570.202 '... ...L Matrix Codes .... Matrix Codes ,... Matrix Codes ... Matrix Codes ... Matrix Codes ... III HOME ... proposed Amt. Fund Source: Pro ooed Amt. ---_._,-~-- . -_.._^---~-- - .. Actual Amount Actual Amount to Pro osed Amt. Pro oseel Amt. Gl Fund Source: ... Fund Source: >- , -------~~----- ----- Actual Amount 220 834.00 .---------- Actual Amount E osed Units Pro osed Units to Accompl. Type: ... Pro Accompl. Type' ,... .. ~ -------~_.- Actuai Units -.-----.------- Actual Units 0 osed Units Pro osed Units .. Accompl. Type: ... Pro Accompl. Type: ~ II. --------- Actual Units -~._--- Actual Units HM10-01 4 CPMP ~ Iiemtt 16 D 15 Grantee Name: Collier County CPMP Vl!l'5lon 2.0 Pro ect Name: Habitat for Humani -Rehabilitation of Foreclosed Homes Description: IDIS Pro ect #: HM10-02 UOG Code: FL1210021 Collier Coun Renovate up to 5 foreclosed homes purchased by Habitat for Humanity. Location: Countywide Ex ed Com letlon Date: 6/30/2011 e @ Decent Housing o SUitable Uving Environment o Economic Opportunity Outcome Categories o Availabllity/Accesslbility o Alfordability o Sustainability :I c GI GI > E .!!&:, , 011 'tj= GI a. .- E e 0 Do u u C 10 Housing Units Accompl. Type: Accompl. Type: Pro osed Outcome Rehab up to 5 Homes Select one: l()w~er ~;~-~~~.ng ~~^_~~". - --"==~~ Explanation: 1 2 Improve ~~eS5 to ~_~?rdable owner housing , 3 ... Pro ased 4 Underwa Com lete ... Pro sed Underway Com lete Accompl. Type: Accompl, Type: ... Pro ased Underwa Com lete Performance Measure Housing Unit ... Pro osed Underwa Com lete Actual Outcome Accompl. Type: 19E CDBG Operation and Repair of Foreclosed Property '... Matrix Codes ... -----,,-------. ---..-.. Matrix Codes '... Matrix Codes ... i Matrix Codes .... Matrix Codes ... 1ft HOME ... Pro Qsed Amt. ... Pro sed Amt. ..---- .. Actual Amount Actual Amount " Pro osed Amt. Pro osed Amt. GI fund Source: ... > ----- Actual Amount 132,907.00 Actual Amount E to Accompl. Type: .~ Pro sed Units ... Pro osed Units .. l:Il Actual Units Actual Units 0 .. Accompl. Type: ... Pro sed Units ... Pro osed Units Do Actual Units Actual Units HM10-02 5 CPMP ~+tL~ 16ITT5: Pro ect Name: Location: Immokalee Ex ected Com letion Date: 6{3O{2011 @ Decent Housi"9 o Suitable Uving EnvIronment o Economic Opportunity Outcome Categories a AvailabiliMAccesslbUity Affordabillt\' J SUstalnablllty .. ... _c u u > E .!!.c , .. 'tl= u I:l. '0 E .. 0 II. u u <I: 10 Housing Units Pro osed Outcome Housing Units Select one: Explanation: I'" Pro aseel 34 ... Pro osed Underwa Underway COm lete Com lete I'" Proposed ... Pro osed Underwa Underwa Com lete Com lete ... Pro sed ... Proposed Underwa Underway Com lete Com lete Performance Measure Actual Outcome 34 affordable rental housing HE. J;nergy _~ffld~n<;.y.JD1orovemefl~_~ZQ~~(tZ___ ... ... f'" :.... , ... 1- III HOME .. .. u >- E .. .. III o .. II. I... Pro sed Amt. Actual Amount ... proposed Amt. Actual Amount Pro osed Units Actual Units Pro osed Units Actual Units .. Pro sed Units Actual Units y Pro ased Units Actual Units HM10-03 ... Pro QBed Amt. Actual Amount Proposed Amt. Actual Amount 170 000.00 __1'" CPMP ~ :Iitm.-~l--6-fH.-5- CPMP v.,,,," 2.0 Grantee Name: Collier County Pro ect Name: Em owerment Alliance of SW Ffa- CHDO-O ratln Description: IDIS Pro"ect #: HM10-04 UOG Code: FL1210021 Collier Count Provide CHOO Operating costs to the Empowerment Alliance of SW F1a Location: Countywide Select one: r- ----------...---........- Pianning/Adminlstration Explanation: Provide operating costs to EASF of SWFla to include salaries, rent, utilities and supplies. Ex ected Com letlon Date: 6/30/2011 jeclive cry o Decent Housing o Suitable LMng Environment o Economic Opportunily Accompl. Type: Accompl. Type: .. Proposed Underwa Outcome Categories D Avoilobilily/Aa:e5siblllty D A_lily D Suslalnobllily Ul ... c CU cu > E .!!~ I Ul t= CU II. .~ E e 0 II. u u C Accompl. Type: Accompl. Type: Ao:ompl. Type: I" Pro osed Underway Complete Performance Measure Accompl. Type: '''' Pro sed L... Underwa Com lete Actual Outcome Pro osed Outcome III HOME .. Pro sed Amt. --------- .. Actual Amount " Pro oseel Amt. CU Fund Source: .. > --------- Actual Amount 37 410.00 E " AccompL Type: I.. Pro osed Units .. --------- ----- ell Actual Units 0 Oled Un its .. Accompl. Type: .. Pro II. Actual Units I" 211 HOME CHPO Operating Expenses (subject to S% cap) : Matrix Codes .. Matrix Codes .. Fund Source: ... Proposed Amt. Actual Amount ... Pro ased Amt. Actual Amount Fund Source: Accompl. Type: i.. -.-.-.-...____...."_n_._...__.-.l. Pro osed Units Actual Units .. Proposed Units Actual Units HM10-04 7 CPMP ~:rtem Pro eel Name: Description: CHOO-Set Aside CPMP Version 2.0 Location: Countywide Ex cted Com Jillion Date: 6/~0 2011 ve tegory @ Decent Housing o Suitable Living Environment o Economic Opportunity Outcome Categories o Availability/AccessIbility o Affordabllity o Sustalnabllity 1ft .. _ C GI GI > E .!!.c , 1ft tl= GI Go .- E e 0 Q. u u C Aa:ompl. Type: Accompl. Type: AccompJ. Type: Pro osed Outcome 12 Construction of Housing 570.201(m) Matrix Codes , ! Matrix Codes UOG Code: FL1210021 Collier Count Select one: r ~lan_~_~-g/Admini:?"ation Explanation: Application pending .. Pro sed Underwa Complete .... Proposed Underwa Com lete ... Pro ased Underway Complete Performance Measure Pro Dsed Underwa Com lete ... Pro sed Underwa Complete Pro Dsed Underway Com lete Actual Outcome Accompl. Type: Accompl. Type: Accompl. Type: ... Matrix Codes ~ ~'-- i Matrix Codes I'" ~ Ul HOME ,~ Pro DSed Amt. Fund Source: ~ Proposed Amt. Actual Amount -----------" Actual Amount .. .. Pro DSed Amt. F~nd 5our~~__L~ Pro osed Amt. GI Fund Source: ~ >- -----~--_._-- Actual Amount 112 230.00 Actual Amount E Pro osed Units Pro osed Units l! Accompl. Type: Accompl. Type: ~ '" Actual Units Actual Units e Accompl. Type: I~ Pro osed Units Accompl. Type: ~ Pro osed Units Q. --------- Actual Units .-~-_.- Actual Units HM10-05 1 CPMP ~:r-tfm%-16 0 15 Pro ect Name: FL12100021 Collier Coun Location: Countywide Select one: Planning/Administration Explanation: Expected Com letlon Date: 6/30 2011 o Decent Housing o Suitable Uvlng Environment o Economic Opportunity Accompl. Type: Outcome CategorIes D Availability/Accessibility D Affordability D Suslainability Accompl. Type: :.... Pro osed Underway Com lete Pro osed Underwa Com lete , Proposed Underwa Complete Performance Measure I I... Proposed Accomp . Type: ~---_._-- Underway Com lete Accompl. Type: I... Pro ased Underwil Com lete Ul .. _ C OIl OIl > E .!!.c I Ul '1J= OIl ~ ... E eO 0. u u c( Accompl. Type: i... Accompl. Type: ________-L'!_ Pro ased Underway Com iete Actual Outcome Pro osed Outcome ESG r' Pro ased Amt. III '.... ... Actual Amount " Pro sed Amt. OIl Fund Source: .... > _H Actual Amount 2,377.00 E :... Pro a.ed Un its " Accompl. Type: ... 01 Actual Units e Accompl. Type: .... Pro ased Units 0. Actual Units 21A General Program Administration 570.206 ... I Matrix Codes Mamx Codes !... Matrix Codes Matrix Codes I'" Matrix Codes Fund Source: ... Proposed Amt. Actual Amount ,'" Pro sed Amt. Actual Amount sed Units Actua' Units ... Proposed Units Actual Units Fund Source: Accompl. Type: ES10-00 1 CPMP ~ :Jt'h, ~ Grantee Name: Collier County CPMP VersIon 2.0 Pro Bet Name: Saint Matthews House Description: IDIS Pro ect #: ES10-Ol UOG Code: FL12100021 Collier Count Operation and maintenance of the Saint Matthews Houses and the provision of services to homeless individuals and families. Location: Countywide Select one: [------- ..-.-----. Homeless/HIV /AIDS __'U' "_ __,.____~,..._,~~. _~, _______.. .____u~ . ..._~ ,___-----1__~ Explanation: Expected COmpletion Date: 6/30/2011 ve o Decent HOUsing @ Suitable living Environment o Economic Opportunity Accompl. Type: 1 Improve_~he services.,f?! low/mod jncome_~~~_s outcome Categories o Availabllity/Accesslbillty o Affordability o Sus1ainability 3 l~_:rea~_~~ge of housing ~~i_~~__~ related services for pe~~__~! ~ial needs :I c GI GI > E .!!.r. I .. t:: GI g, ..., E e 0 g, u u C Accompl. Type: Pro ased Accompl. Type: .... Pro Qsed Underwa Underwa Complete Com lete '.... Pro ased Accompl. Type: !.... Pro ased Underwa ---~-- -.....--.- Underway Com lete Com lete Accompl. Type: Accompl. Type: i ... _ __ ~____._L- Pro ased Underwa Com lete Actual Outcome Pro osed Outcome Performance Measure 03T Operating Costs of Homeless/AIDS Patients Programs i... i Matrix Codes .... ! Matrix Codes .... Matrix Codes ---' I.... Matrix Codes i'" Matrix Codes .... III ESG .... Pro osed Amt. ... Actual Amount '" Proposed Amt. OIl Fund Source: .... >- -- -----"---------_._----" Actual Amount 92 720.00 E Pro oNd Units '" Accompl. Type: .... ... III Actual Units 0 ... Accompl. Type: .... Pro oud Uniu ll. - ----.-------- Actual Units Pro oseel Amt. Actual Amount Pro osed Amt. Actual Amount ... Pro aBed Uniu Actual Units ... Pro oud Units Actual Units i'" __J.. ES10-0l 2 CPMP Collier County, Florida Certifications FY2010-2011 Action Plan ~~ :rb'Y1 CERTIFICATIONS In accordance with the applicable statutes and the regulations governing the consolidated plan regulations, the jurisdiction certifies that: Affirmatively Further Fair Housing -- The jurisdiction will affirmatively further fair housing, which means it will conduct an analysis of impediments to fair housing choice within the jurisdiction, take appropriate actions to overcome the effects of any impediments identified through that analysis, and maintain records reflecting that analysis and actions in this regard. Anti-displacement and Relocation Plan -- It will comply with the acquisition and relocation requirements of the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, as amended, and implementing regulations at 49 CFR 24; and it has in effect and is following a residential antidisplacement and relocation assistance plan required under section l04(d) of the Housing and Community Development Act of 1974, as amended, in connection with any activity assisted with funding under the CDBG or HOME programs. Drug by: 1. Free Workplace -- It will or will continue to provide a drug-free workplace Publishing a statement notifying employees that the unlawful manufacture, distribution, dispensing, possession, or use of a controlled substance is prohibited in the grantee's workplace and specifying the actions that will be taken against employees for violation of such prohibition; 2. Establishing an ongoing drug-free awareness program to inform employees about (a) The dangers of drug abuse in the workplace; (b) The grantee's policy of maintaining a drug-free workplace; (c) Any available drug counseling, rehabilitation, and employee assistance programs; and (d} The penalties that may be imposed upon employees for drug abuse violations occurring in the workplace; 3. Making it a requirement that each employee to be engaged in the performance of the grant be given a copy of the statement required by paragraph 1; 4. Notifying the employee in lhe statement required by paragraph 1 that, as a condition of employment under the grant, the employee will - (a) Abide by the terms of the statement; and (b) Notify the employer in writing of his or her conviction for a violation of a criminal drug statute occurring in the workplace no later than five calendar days after such conviction; S. Notifying the agency in writing, within ten calendar days after receiving notice under subparagraph 4(b) from an employee or otherwise receiving actual notice of such conviction. Employers of convicted employees must provide notice, including position title, to every grant officer or other designee on whose grant activity the convicted employee was working, unless the Federal agency has designated a central point for the receipt of such notices. Notice shall include the identification nurnber{s) of each affected grant; ~ -=rtffi1ll< 16 D 15 6. Taking one of the following actions, within 30 calendar days of receiving notice under subparagraph 4(b), with respect to any employee who is so convicted: (a) Taking appropriate personnel action against such an employee, up to and including termination, consistent with the requirements of the Rehabilitation Act of 1973, as amended; or (b) Requiring such employee to participate satisfactorily in a drug abuse assistance or rehabilitation program approved for such purposes by a Federal, State, or local health, law enforcement, or other appropriate agency; 7. Making a good faith effort to continue to maintain a drug-free workplace through implementation of paragraphs 1, 2, 3, 4, 5 and 6. Anti-Lobbying To the best of the jurisdiction's knowledge and belief: 1. No Federal appropriated funds have been paid or will be paid, by or on behalf of it, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement; 2. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, it will complete and submit Standard Form-LLL, I1Disclosure Form to Report Lobbying," in accordance with its instructionSi and 3. It will require that the language of paragraph 1 and 2 of this anti- lobbying certification be included in the award documents for all subawards at all tiers {including subcontracts, subgrants, and contracts under grants, loans, and cooperative agreements) and that all subrecipients shall certify and disclose accordingly. Authority of Jurisdiction -- The consolidated plan is authorized under State and local law (as applicable) and the jurisdiction possesses the legal authority to carry out the programs for which I t is seeking funding, in accordance with applicable HUD regulations. Consistency with plan -- The housing activities to be undertaken with CDBG, HOME, ESG, and HOPWA funds are consistent with the strategic plan. Section 3 -- It will comply with section 3 of the Housing and Urban Development Act of 1968, and implementing regulations at 24 CFR Part 135. Fred W Coyle Chairman, Collier County riled as to form & legal sufficiency Collee" Greene. Asaletant County Attorney Date Board of County Commissioners ATTEST: DWIGHT E. BROCK. Clerk By: ~~~t'Y\il 16015 Specific CDBG Certifications The Entitlement Community certifies that: Citizen Participation ~- It is in full compliance and following a detailed citizen participation plan that satisfies the requirements of 24 CFR 91.105. Community Development Plan -- Its consolidated housing and community development plan identifies community development and housing needs and specifies both short- term and long-term community development objectives that provide decent housing, expand economic opportunities primarily for persons of low and moderate income. (See CFR 24 570.2 and CFR 24 part 570) Following a Plan -- It is following a current consolidated plan (or Comprehensive Housing Affordability Strategy) that has been approved by HOD. Use of Funds -- It has complied with the following criteria: 1. Maximum Feasible Priority. With respect to activities expected to be assisted with CDBG funds, it certifies that it has developed its Action Plan so as to give maximum feasible priority to activities which benefit low and moderate income families or aid in the prevention or elimination of slums or blight. The Action Plan may also include activities which the grantee certifies are designed to meet other community development needs having a particular urgency because existing conditions pose a serious and inunediate threat to the health or welfare of the community, and other financial resources are not available); 2. Overall Benefit. The aggregate use of COBG funds including section 108 guaranteed loans during program year 2010-2011, shall principally benefit persons of low and moderate income in a manner that ensures that at least 70 percent of the amount is expended for activities that benefit such persons during the designated period; 3. Special Assessments. It will not attempt to recover any capital costs of public improvements assisted with CDBG funds including Section 108 loan guaranteed funds by assessing any amount against properties owned and occupied by persons of low and moderate income, including any fee charged or assessment made as a condition of obtaining access to such public improvements. However, if COBG funds are used to pay the proportion of a fee or assessment that relates to the capital costs of public improvements (assisted in part with CDBG funds) financed from other revenue sources, an assessment or charge may be made against the property with respect to the public improvements financed by a source other than CDBG funds. The jurisdiction will not attempt to recover any capital costs of public improvements assisted with CDBG funds, including Section 108, unless CDBG funds are used to pay the proportion of fee or assessment attributable to the capital costs of public improvements financed from other revenue sources. In this case, an assessment or charge may be made against the property with respect to the pUblic improvements financed by a source other than COBG funds. Also, in the case of properties owned and occupied by moderate-income (not low-income) families, an assessment or charge may be made against the property for public improvements financed by a source other than CDBG funds if the jurisdiction certifies that it lacks COBG funds to cover the assessment. ~ rfeV10 ~ 16015 Excessive porce -- It has adopted and is enforcing: 1. A policy prohibiting the use of excessive force by law enforcement agencies within its jurisdiction against any individuals engaged in non-violent civil rights demonstrations; and 2. A policy of enforcing applicable State and local laws against physically barring entrance to or exit from a facility or location which is the subject of such non-violent civil rights demonstrations within its jurisdiction; Compliance With Anti-discrimination laWB -- The grant will be conducted and administered in conformity with title VI of the Civil Rights Act of 1964 (42 use 2000d) I the Fair Housing Act (42 use 3601-3619), and implementing regulations. Lead-Based Pain~ Its activities concerning lead-based paint will comply with the requirements of 24 CFR Part 35, subparts A, B, J, K and R; Compliance with Laws -- It will comply with applicable laws. Fred W Coyle Date Chairman, Collier County Board of County Commissioners proved as to form & legal sufficiency ATTEST: DWIGHT E. BROCK. Clerk Colleen Greene. Assistant County Attomey By: ~~ 16015 Specific HOME Certifications The HOME participating jurisdiction certifies that: Tenant Based Rental Assistance -- If the participating jurisdiction intends to provide tenant-based rental assistance: The use of HOME funds for tenant-based rental assistance is an essential element of the participating jurisdiction's consolidated plan for expanding the supply, affordability, and availability of decent, safe, sanitary, and affordable housing. Eligible Activities and Costs -- it is using and will use HOME funds for eligible activities and costs, as described in 24 CFR ~ 92.205 through 92.209 and that it is not using and will not use HOME funds for prohibited activities, as described in ~ 92.214. Appropriate Pinancial Assistance -- before committing any funds to a project, it will evaluate the project in accordance with the guidelines that it adopts for this purpose and will not invest any more HOME funds in combination with other Federal assistance than is necessary to provide affordable housing. Fred W Coyle Date Chairman, Collier County Board of County Commissioners ATTEST: DWIGHT E. BROCK, Clerk Colleen Greene, Assi8t8nt County Attorney By: , ~~-i-16D 15 EgG Certifications The Emergency Shelter Grantee certifies that: Major rehabilitation/conversion - It will maintain any building for which assistance is used under the ESG program as a shelter for homeless individuals and families for at least 10 years. If the jurisdiction plans to use funds for rehabilitation (other than major rehabilitation or conversion), the applicant will maintain any building for which assistance is used under the ESG program as a shelter for homeless individuals and families for at least 3 years. Bssential Services and Operating Costs - Where assistance involves essential services or maintenance, operation, insurance, utilities and furnishings, it will provide services or shelter to homeless individuals and families for the period during which the ESG assistance is provided, without regard to a particular site or structure as long as the same general population is served. Renovation - Any renovation carried out with ESG assistance shall be sufficient to ensure that the building involved is safe and sanitary. Supportive Services - It will assist homeless individuals in obtaining appropriate supportive services, including permanent housing, medical and mental health treatment. counseling, supervision, and other services essential for achieving independent living, and other Federal State, local, and private assistance. Matching Funds - It will obtain matching amounts required under 24 CFR 576.51. Confidentiality - It will develop and implement procedures to ensure the confidentiality of records pertaining to any individual provided family violence prevention or treatment services under any project assisted under the ESG program, including protection against the release of the address or location of any family violence shelter project except with the written authorization of the person responsible for the operation of that shelter. Homeless Persons Involvement - To the maximum extent practicable, it will involve, through employment, volunteer services, or otherwise, homeless individuals and families in constructing, renovating, maintaining, operating facilities, and providing services assisted through this program. Consolidated Plan - It is following a current HUD-approved Consolidated Plan or CHAS. Discharge Policy - It has established a policy for the discharge of persons from publicly funded institutions or systems of care (such as health care facilities, foster care or other youth facilities, or correction programs and institutions) in order to prevent such discharge from immediately resulting in homelessness for such persons. KMIS - It will comply with HUD's standards for participation in a local Homeless Management Information System and the collection and reporting of client-level information. Date of County Commissioners ATTEST: DWIGHT E. BROCK, Cier~ Colleen Greene, Assistant County Attomey By: ~:r~~ 16015 APPENDIX TO CERTIFICATIONS INSTRUCTIONS CONCERNING LOBBYING AND DRUG-FREE WORKPLACE REQUIREMENTS: A. Lobbying Certification This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by section 1352, title 31, U.S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than S100,000 for each such failure. B. Druq-Free Workplace Certification 1. By signing and/or submitting this application or grant agreement, the grantee is providing the certificati.on. 2. The certification is a material representation of fact upon which reliance is placed when the agency awards the grant. If it is later determined that the grantee knowingly rendered a false certification, or otherwise violates the requirements of the Drug-Free Workplace Act, HUD, in addition to any other remedies available to the Federal Government, may take action authorized under the Drug-Free Workplace Act. 3. Workplaces under grants, for grantees other than individuals, need not be identified on the certification. If known, they may be identified in the grant application. If the grantee does not identify the workplaces at the time of application, or upon award, if there is no application, the grantee must keep the identity of the workplace(s) on file in its office and make the information available for Federal inspection. Failure to identify all known workplaces constitutes a violation of the grantee1s drug-free workplace requirements. 4. Workplace identifications must include the actual address of buildings (or parts of buildings) or other sites where work under the grant takes place. Categorical descriptions may be used (e.g., all vehicles of a mass transit authority or State highway department while in operation, State employees in each local unemployment office, performers in concert halls or radio stations). 5. If the workplace identified to the agency changes during the performance of the grant, the grantee shall inform the agency of the change(s), if it previously identified the workplaces in question (see paragraph three) . 6. The grantee may insert in the space provided below the site(s) for the performance of work done in connection with the specific grant: ~da::Hm1~ 16 D 15 Place of Performance (Street address, city, county, state, zip code) 3301 E Tamiami Trail Buildinq H Suite 211 ~aples, Collier County, FL 34112 Check if there are workplaces on file that are not identified here. The certification with regard to the drug-free workplace is required by 24 CFR part 24, subpart F. 7. Definitions of terms in the Nonprocurement Suspension and Debarment common rule and Drug-Free Workplace common rule apply to this certification. Grantees' attention is called, in particular, to the following definitions from these rules: "Controlled substance" means a controlled substance in Schedules I through V of the Controlled Substances Act (21 U.S.C. 812) and as further defined by regulation (21 CFR 1308.11 through 1308.15); "Conviction" means a finding of guilt (including a plea of nolo contendere) or imposition of sentence, or both, by any judicial body charged with the responsibility to determine violations of the Federal or State criminal drug statutes; "Criminal drug statute" means a Federal or non-Federal criminal statute involving the manufacture, distribution, dispensing, use, or possession of any controlled substance; "Employee" means the employee of a grantee directly engaged in the performance of work under a grant, including: (i) All "direct charge" employees; (ii) all "indirect charge" employees unless their impact or involvement is insignificant to the performance of the grant; and (iii) temporary personnel and consultants who are directly engaged in the performance of work under the grant and who are on the grantee's payroll. This definition does not include workers not on the payroll of the grantee (e.g., volunteers, even if used to meet a matching requirement; consultants or independent contractors not on the grantee's payroll; or employees of subrecipients or subcontractors in covered workplaces) . Collier County, Florida Adopting Resolution FY2010-2011 Action Plan ~~16015 RESOLUTION NO. 2010 - A RESOLUTION BY THE BOARD OF COUNTY COMMISSIONERS OF COLLIER COUNTY, FLORIDA, APPROVING FISCAL YEAR 2010-11 ONE- YEAR ACTION PLAN FOR $3,376,051 FOR COMMUNITY DEVELOPMENT BLOCK GRANT (CDBG), HOME INVESTMENT PARTNERSHIPS (HOME), AND EMERGENCY SHELTER GRANT (ESG) PROGRAMS, AUTHORIZING REQUIRED HUD CERTIFICATIONS, APPROVING EXECUTION OF SUBRECIPIENT AGREEMENTS BY THE CHAIRMAN OF THE BOARD, AUTHORIZING TRANSMITTAL TO THE UNITED STATES DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT (HUD), AND PROVIDING FOR AN EFFECTIVE DATE. WHEREAS, the United States Department of Housing and Urban Development (HUD) requires a Five- Year Consolidated Plan and One-Year Action Plan be developed and submitted as an application for planning and funding of Community Development Block Grant (CDBG), HOME Investment Partnerships (HOME), and Emergency Shelter Grant (ESG) Programs; and WHEREAS, the overall goal of the community planning and development programs covered by this plan is to develop viable communities by providing decent, affordable housing, a suitable living environment and expanding economic opportunities for low and moderate-income persons; and WHEREAS, the Five-Year Consolidated Plan for FY 2006-2010 was adopted by the Board of County Commissioners on April 25, 2006, following the Collier County Citizen Participation Plan, adopted January 9, 200 I; and WHEREAS, the FY 2010-2011 One- Year Action Plan will serve as a planning document for Collier County; an application for federal funds under the HUD formula grant programs; a strategy to be followed in carrying out the HUD programs; and an action plan that provides a basis for assessing performances. NOW, THEREFORE BE IT RESOLVED BY THE BOARD OF COUNTY COMMISSIONERS OF COLLIER COUNTY, FLORIDA, that: Page I of3 ~M 1. The Board of County Commissioners of Collier County approves the FY2010- 2011 One- Year Action Plan for the CDBG, HOME, and ESG Programs, which is attached and incorporated herein by reference, and authorizes the Housing and Human Services Department to transmit the Plan to the proper funding authority and take all necessary actions for implementation of the CDBG, HOME, and ESG programs. 2. The Chairman of the Board of County Commissioners is authorized to execute certifications pertaining to the Consolidated Plan and Action Plan on behalf of the County. 3. The One-Year Action Plan sets forth the dollar amounts estimated for each activity to be funded by the CDBG, HOME, and ESG Programs. A copy of the proposed projects, funding and beneficiaries is included in the Executive Summary and incorporated by reference. Accordingly, the Subrecipient Agreement for all CDBG, HOME and ESG projects will be subsequently entered into on behalf of Collier County and each such Agreement is hereby acknowledged as providing for a valid public and worthwhile County purpose. Based on these findings, the Chairman of the Board of County Commissioners is authorized to execute the CDBG, HOME, and ESG Subrecipient Agreements to implement each such Activity, so long as: 1) each such Subrecipient Agreement conforms to the format of the attached standard contract in the Appendix, adopted and incorporated by reference, and 2) the dollar amount of each Activity and corresponding Subrecipient Agreement is consistent with targeted areas outlined in the One- Year Action Plan, refcrenccd above. Should it be necessary to amend any of these Subrecipicnt Agreements, such amendment will be in compliance with the requirements set forth in Section XIV.C of the Purchasing Policy of Collier County and Section IV.C.3 of the Procurement Administration Procedures, Collier County, Florida. Page 2 of3 4. SEVERABILITY. If any section., sentence, clause or phrase of this Resolution is held to be invalid or unconstitutional by any court of competent jurisdiction, then said holding shall in no way affect the validity ofthe remaining portions of Ihis Resolution. 5. EFFECTIVE DATE. This Resolution shall become effective upon adoption by a majority vole oflhe Board of COIUlty Commissioners. This Resolution adopted this day of April 2010, after motion. second and majority vote favoring same. ATTEST: DWIGHT E. BROCK. CLERK BOARD OF COUNTY COMMISSIONERS OF COLLIER COUNTY, FLORIDA By: By: Deputy Clerk FRED W. COYLE, CHAIRMAN Approved as to form and sufficiency: Pogc3ofl ~ Collier County, Florida Timeline FY2010-2011 Action Plan frynda.JbYl it 16 D 15 Collier County Housing and Human Services DRAFT ACTION PLAN TIMELlNE FOR PROGRAM YEAR 2010-2011 Date Da. Action/Event November 2 2009 Mon Send invitation/nress release to non nrofits re: workshops date time and location Staff Undates Annlications, Aoolications Available Online and Via Email 12/4/2009 November 12,2009 Thur Grant Acclication Workshoo (Q) Golden Gate Librarv November 9. 2009 Mon Grant Annlication Wor1<shoo tllllmmokalee No. 16- Dec4, 2010 Technical Assistance and One on One Counselina Available December 4, 2009 Fri Application available online and bvemall December 31,2009 Thu Grant Aoolications Due tlll 2:00 o.m. Jan 4. 2008- Jan lS 2009 Staff Review, Evaluation, and Preliminary Scar;n!:! of Aoollcations Jan 12- Feb 18 2009 Preliminarv Scorino and Cure Period. Februerv 8 2009 Mon HHS Summarv of Aoolications Received to AHAC Februarv 19, 2009 Wed Announce Final Scorina and Rankino of Grant Acolications. Februaru 23. 2009 Mon Beain Annual Action Plan. March 17, 2010 Wed Annual Action Plan 30 Dav Public Comment Period Bel"lins. March 26. 2010 Fri Public Comment Meetinn Anri112,2010 Mon Draft Annual Action Plan, AHAC 1 st Public Hearina Anri16,2010 Mon TENT: PSD NOVUS deadline for 4/27110 Meetino !\ori116.2010 Mon Annual Action Plan 30 Dav Public Comment Period ENDs. Tue Annual Action Plan, Bee Aooroval, 2nd Public Hearina. Mav 14. 2010 Fri Annual Action Plan DUE to HUD. June 22, 2010 Tue TENT: PSD NOVUS deadline for 7/13/10 Meetina Julv 1, 2010 Thu 2010 Entitlement Fundlnn Beains Julv 13, 2010 Tue HUD Funds Recejnts & Aareements to Bee for Aooroval (Tent) J:IGRANTSICDBG - HUDIENTITLEMENT 2010-2011\TIMELlNEIDRAFT ACTION PLAN TIMELlNE FY2010-2011 UPDTD 02162010 ~u~16D15 Collier County, Florida Advertisement &. Public Comment FY20l0-2011 Action Plan PUBLIC NOTICE PUBLIC NOTICE (i) PUBLIC NOTICE COLLIER COUNTY, FLORIDA HUD Consolidated Plan Citizen Participation PUBLIC NOTICE PUBLIC NOTICE PUBLIC NOTICE ~ (i)CONDADO DE COLLIER, FLORIDA ~ L:J!f1. Partlclpacl6n del Cludadano L.:J ~= '.." Plan de Acci6n de un Ai\o __ Departamento de VIvlenda y Desarrollo Urbano (HUD) ......~ EJ condado de Colllllf esb!. dasarroll.mdo un PliIl1 de ActiOn de un Mo como p8ll' del Plan Consolidado de 5 Alios (Consollda19d Plan - CP) requel'ido porel Dapartamanto de Vlvldmda y Oesllfl'Ollo urbano (HUD). EI Plan de ActiOn de 5 Ai'los 8Sla dirigidoaaetlvidadescomunllarias f9lacionadascon viviendesyotrasactlvidedesparalacomuni- dad, Las malasdel Plan Consoffdadoaon:provl1efviviel'ldasdecentes;un enlornodev!daapropiado;ylallXpansl6n de oportunldades BCon6mlcas para personas de muy baja, bajo y moderados ingresos. EI Plan de AcciOn de unAi'\o resumeloagastoaparalaaactividadesPllraelprogremadelailoFlscaI2010_2011. Collier County is developing a One Year Aatkln Plan as part of the 5-Year Consolidated Plan (CP) required by the U.S. Departmem of Housing and Urban Development (HUD). The 5.YearConsoli- dated Plan guides housing and non-housing community activitfes. The goals of the CP are to: pro- vide decent housing; provide a suitable living environment; and expand economic opportunities for very low, low and moderate-income persons. The One-Year Action Plan determines expenditures tor activities that will be conducted in the 2010-2011 program year. Pending entitlement notification, Collier County has tentatively allocated approximately $2,348,840 In Community Development Block Grant (CDBG) fUMs. Eligible actlvlti" include, but am not limited to: job creation, Installation of public facilities and Improvements, and public services In accorrlance with 24 CFR !i 570. Approximately 100% of the total allocation will benefit fow and moderate-in- come persons. Thera will be an allocation of approximately $754,154 In HOME funds to expand the supply of decent, affordable housing fOf low and very low-Income families. HOME funds must be used for housing programs that meet local needs and priorities. Eligible activities Include rehabilitation of low income rental units, energy efficlency upgrades for low Income housing, rehabilitation of foreclosed homes and CHDO operating expenses. Approximately 100% 01 the total allocation will benefit very low and low-income persons. There will be an allocation 01 approximat91y $95,288 In Emergency ShlJlter Grant (ESG) funds fOT fa- cilities for homeless individuals and families, to operate these facilities and provide essential social services, and homelessness prevention activities. Potential activities Incl,"de Emergency Shelter rehabiiitation, renovation or conversioo, esselltiai services to homeless families and indlvlduais, she~er and transitional housing operational costs, and homeless prevention activities. Approxi- mately 100% of lt1e total allocation will benefit homeless individuals and families. The proposad One Year Action Plan for fiscal year 2010-20t 1 Includes the following activities: DirvldLa'M8l1Ce-Cr\sisLntOonstl\.Jctbn Collier CoU'lly Tra:'ISpCI1a1ion CeplV11'1'B1t-Napes M:n:::f Sidewalk PrqecI Cilyof_""""""",,_ Crty of Mn:o lslm-l.mdscaping Pro1ect IrrrrokaIee HaJSing & Family S<<vices-Job CreaIIoo Program mrokaJee CPA-Job QootiavEusiness InaJbata Pl'ofect Goc:xMiIllrdustries--Fbl:etsCenterRari<MrtionProjec! ColilSl" Cou1ty HoJslng & I-krrBn Services DepMment.sa-,ior Meals Progran GuadaUpe CenlSI"-Ealy CHIdMod EckIcaIlon Pro}ecl: CDElG-P1amllrg & AdTinislraticr1 (I+lS) ShSter fa" AbJsed V\i:llTBl & Chiid'en-Legal5ervices Expm9lon A'ogram Housing Develop-renI Cop of SoN R...-sHIFTlNG Proc;,Ml CHOO S91-AsIde CHDOCperalirg.~p.JlianceofSNA... ~Cyp-asslnc,.MainStreetVillage5'lergylJpgaclas Habitat for HumBl1ity-Foreclosure Rehabilitation ll1YT1llka/ee Housing & Fanily Servloes- Timber RIdge Energy Effi:::iency Upgades HOME.Adminlstratlon (HHS) ESG-St. Matthews Ho,"se ESG-Administratlon (HHS) Housing DeveloprrenI Carp of SW FL-Hornetx..yer Ed/Credt CoJrselirg Pn:vMf Empowennnent Alliance of SW FL-HomeblJyer Ed/Credit Counseling Program. lDTAl. "FlIded INiIt1 Stale I-lcukg lnitfatr.e PaJtnErs/'llp (SHIP) hrds $ 221,(0) $ 810,536 $ 112,003 $ 72.173 $ 70,(0) $ 212,CXXI $ 29,000 $ 95,000 . ll6,"" $ 469,768 $ 118,600 . ~726 $ t13,123 $ 37,708 $ 225,CXXI $ 132,908 $ 170,00:> $ 75.415 $ 92,900 $ 2,382 $ 45,000 . "''''' $3,278,282 Public Comment Period There wlli be a public comment period from March 17, 2010 to April 16, 2010 regarding the One Year Action Plan. During this period, the draft Plan will be available for review in all County's Pub- lic libraries, at the Public Information Desk in the Harmon Turner Building on the Collier County Government Main Campus, in the Housing & Human Services Departmen1 office located at 3301 E Tamiami Trail, Building H, Suite 211, Naples FL 34112, and the CoUierCounty web site at www. colliergov.net. The docum8(1t is available in a format accessible to persona with disabilities upon request (239-252-4663), AJI wtftlen comments from citizens will be considered in preparing the flnel Consolidated Plan One Year Action Plan FY 2010-201 1.The County will respond to all written com- ments in writing within t 5 days of receipt. Next Step A public meeting to take input on the draft Action Plan will be held on Friday, March 26, 2010 fmm 9:00 a.m. to 10:00 am. at 3301 E TamiamlTrail, Building H, Room 216, Naples FL 34112 Final Action Adoption of the One Year Action Plan (FY 2010-2011) is schaduled for Tuesday April 27, 2010 at a regular meeting of the Board of COI.Jnty Commissioners. If you require special aid or ServICes as addressed in the Americans with Disabilities Act or require someone to translate or sign, please contact the Ho,"slng and Human Services office at (239) 252-4663, no later than two (2) days pOOr to the PUblic Heating date. For addltlonallnformatlon contact Margo Castomna at (239) 252-2912 or MargoCastorena@colliergov.net. No ;>31175479 Eslamos pendiente a la asigl\oci6n de Fonoos del Gobierno Federai que tentallvamente a asiQl\ado aI Condado de Comel aproximadamil1te la cantidad de $2,348,840 en Fondos para el programa de DesarrollO de Ia Comunidad (CDBG). Las Aotividades elegibles incluyen. pero no son limiladas a: creac16n de ampleos, instaiaci6n y maJo- raciOndelacllldadaapUbUcas,Y511rvlciospubiicosdeacuardoaICodigodeRegulacionasFaderalas, 24 CFR f 570. Aproximadamenta el 100% da la asignacl6n beneflciara a pefllonas de baJos y moderados ingl"9SOS. HabrA Urn! aslgnaci6n de aproxlmadllmante de $754,154 en londos del Programa deAsoclscl6n pllralnversloi'\BS an Vrvlenda (HOME). para expandirel aumlnistro de viviendas presentabiea y procioa razonables, a families da ingr&80& baJos y muy baJos. Los lOMOS de HOME d&ben utiilza~e para prugramas da mnds que raUnan IS8 prioridades ynecesldildesloca!as.lasactividadeselegiblaelncluyenlaaslatencladealquiler,ylarehabilRacl6ndacasascon ejecuciones hlpotecarias pars vender1as. Aproltimadamenle 100% deltctal de la asillnllci6n beneficiarA 8 personaa dlltbajosymuybajosingresos. Habra una aaignacl6n de aproximadamenta $95,268 an fonoos del programa de Refugio da Emargencia (ESG) para insllllacionesparapersooasyfamiliassinhogar, paraeimana;odaeBtasi1stalaciones para proveerservlcios so- cla)aseaenciaiee,yparaactividadasdeprevenciOl\.lasactlvidadaspositJlasincluyenrahabilitaci6n,renovaci6no conversi6ndarefuglosdaemargencias;sllrviciosasencialesafamUlasalndlvidUOllein hOgar,cootoo para la opar- aci6n de rafugl06 de emergenciasy los de Vlvienda de Translci6n; yaCtlvidadespBfaprevenircarlJl1cladahogar. Aproxlmadamante 100% del total de la asignacl6n beneficiarii a personas y lamilias sJn tlogares. EI propuesto Plan de Accion de Un A~o para III ano fiscal 201 0-2011 Incluye las siguientas actividades: David lawrence-Crisis Unit Construction Collier County Transportation Department-Naples Manor Sidewa~ Projact City of Naples-Anthony ParlI UpQrades CilyofMarcol$land-LandscapingProlacl Immokalee Housing & Family Sarvlces-Job Creation Program lmmol<.alse CRA-Job CrealionIBusiness Incubator Project Goodwill lndustlies-Roberts Cantsr Renovstion Project CoUler County Housing & Human Sarvlces Department-Senior Maals Program Guadalupe Cenler-Early Childhood Education Pmjecl CD8G-Planning & AdmlnlslratiOfl (HHS) Shalter lor Abusad Women & Children-Legal Services Expansion Program Housing Development Corp ofSW FL-$HIFTING PrO\lram CHDO Sat.Aside CHDO Operating-Empowerment Alliance of SW FL 8ig Cypress Inc,"Main Street Villsge EnsrgyUpgrades Habitetfor Humanlty-Foraclosul'll Rehabilitation Immokalee Housing & Family ~rvfcss-Tlmber Ridge Energy Efficiency Upgrades HOME-Administration (HHS) ESG-St.MatthewsHouse ESG-Administratlon(HHSl Housing Development Corp of SW FL-Homebuyar EdlCredit Counsa~ng Program' Empowerment Alliance of $W FL-Homebuyer Ed/CredR COlUlSa~ng Program' $ 221,000 $ 610,538 $ 112,005 $ 72,173 $ 70.000 $ 212,000 $ 29,030 $ 95,000 $ 66.000 $ 469,766 $ 118,600 $ 52,726 $ 113,123 $ 37,708 $ 225,000 $ 132,906 $ 170.000 $ 75,415 $ 92,906 $ 2,362 $ 45,000 $ 35,000 TOTAL $3,278,262 Perledo de Comenlal1o PUblico Habrii un pariodopara comlWllariosdesdeel 17 de Marzo hastael16deAbril de 2010 con rBSpeclOal plan deAl;- ciOn de Un Mo. Durante este periodo, 8 Plan da Acckin de Un Mo estar6 dlspcll'lilje en lodes las bibllatecas del Condado de Collier, en fa OIk:ina de InformaciOn PUbfica que \M encuantra en al edlficlo H.wmoo Turner que asta situado en el3301 E, T;wniaml Trail, Naples A 34112; como tambllln en el Departamento de VMenda y Serviclos Humanos 3301 E Tamiaml Trail, EdiflCio H, SURe 216, Naples, Florida 34112, y en la pglna dlI intemet del Condado tie Collier www.coIlergov.net.E1PlandeAcclOndeUnMoestaclspooibleapersonasincepacitadas.SoIlc~elo Ramatldo al (239) 252-4663. Todes los comentarlos somatidos per ascrito del pjbl~ seran COl'llliderad08 para pnlpa'Bfla Enmlanda del Plan deAcck)n deUn Mo. LOll cornentarlosprasent!ldo8porescrilo set&ndr~n an Cl.IlInla al pi"llparar Is copia linal del Plan de Accl6n de Un Mo. EI Condado mponderll per oocrito a lodos los comentarlosdalp(blicoprlJSElntadosporeacrllo,dernrode15dfasdehebersidoreclbioos. BP'6xlrnoPaso Una junta publica se llevaraa caboel viernes, 26 de Marzo de 2010 de 9:00 a.m. a 10:00 a. m,enlasigujantedlrec-- ci6n, 3301 ETamlami Trail, Ed~icio H, Suita216, Naples, FIorida34112. Accion La ad0pci6ndel Plan de Acckin de Un Mo (Me Flscal201Q-2011) estllplaiiflcada parael Msrtes, 27 de Abril del 201Qen lajullla regulardelos COmisionados del COndado da COlli. (Board ofCOtI'1tyCClr1YTiuior.e~). Si usted raquiereaeietenclaellP'lCialoservtciosofrecidoscomoloollUsaspeclf\calllAcladeAmericancGcon IncI;lpacid- ades(AmericanawithDisabililiesAct),osir&qJiareql.lElalgulooletradUl.caensuidiomaoleng\JBjepor~as,por lava- Dame al Oeplrtamenlo da Vlvianda y Serviclos Humanos (Housing and H\JT\l1n Service9l at (239) 252-4663 per 10 meflO! des (2) dfllS antes de la Iecha de ~ ;.nta ~ics. Para rMs Informacl6n porfavor ilame a Margo Csstorenaal (239) 252-29120 envialeun correoeleclrOnlco a MargoCsstorenaOoolIiergov.net Nh.rr.h17 ;>mn PUBLIC MEETING FOR COLLIER COUNTY A~N~~ 16 0 15 March 26, 2010 Comments: The Hunger and Homeless Coalition has concerns about the Annual Action Plan preparation, project selection and the CnBG grant ranking process, after learning that the committee established by Housing and Human Services consists of6 members, 5 of whom are County employees. This does not appear to be a fair or transparent process. The Hunger and Homeless Coalition recommends that Collier County adjust the existing process so that it is more balanced and inclusive to benefit the citizens of Collier. This is in keeping with HUn directives for Citizen Participation, and their request to have efforts to broaden public participation in the development of the plan reported. The Coalition offers assistance with community outreach for greater citizen participation. We appreciate your attention to these comments and look forward to working together for the benefit of our Community. If you would like a written reply to your comment or question, please complete the following: SUBMITTED BY: The Hunger and Homeless Coalition of Collier County Lynda Waterhouse - Board Chair Donna Connolly - Board Member Debra Mahr- Executive Director ADDRESS: _1044 6th Avenue N. Naples, FL 34102_ PHONE NUMBER: 239-263-9363 ~-T-/GY)*16 D 15 Co~'" Cou.:f1.'ty '-- ~ - Public Services DMsion Housing &. Human Services April 16, 2010 Collier County Hunger and Homeless Coalition 1044 6~ Ave North Naples, FL 34102 Att: Debra Mahr, Executive Director Lynda Waterhouse, Chairman Donna Connolly, Director Thank you for your comments on the 2010 Action Plan. Your comments and this response will be included in the final Action Plan that is submitted both to the Board of County Commissioners and HUD. For the record, Housing and Human Services carefully followed the adopted Citizen Participation Plan with the required number of public hearings, public comment period and advertisements. In addition, this year we held public listening sessions in both Golden Gate and Immokalee to solicit comments from the public and ideas for projects and community nceds. Over the past three years, this process has evolved to include more community input. Also over the past three years, we have expanded participation in the selection process which was once just located within the staff of the Housing and Grants Section. This past year, only 50% of the committee comprised internal staff; the remaining members consisted of other County employees who work with grants and contracts in other departments and a member of the Affordable Housing Advisory Committee. In addition to this committee, the Affordable Housing Advisory Committee reviewed the proposed projects in two public hearings We believe that any process can be improved. Since we are in the process of soliciting a consultant for our Five Year Consolidated Plan, we have requested, in our solicitation of proposals, an analysis of our project selection process and what are best practices employed around the country. We look forward to receiving those recommendations and implementing an improved process in the next annual application cycle Housing and Human Services appreciates the offer to broaden our community outreach and citizen participation in the coming years. We look forward to a continued partnership with the Coalition. ~IY' . Marcy Krumbme, Director , --..Jl I-Iou~ing 0 " Human Services ....u,..............~" C:.:tUCOO'ty~a'.Hilma'lS!r..)l5 '7JIl.l!l2-CARE !2273) 'iJ9:Z52-Hor.~(46t)J:"..........,.tr.llklfIJ~..._n~'lut'\~idl'> From: KrumbineMarcy Sent: Friday, April 16, 2010 2:07 PM To: Bryan Lee; CastorenaMargo Subject: RE: Public Comment ~JtevY1~ 16 D 15 Bryan: Thank you for sharing the public comments from the Continuum of Care in reference to our 2010 Action Plan. Your comment and this response will be published in the final Action Plan which the Board of County Commissioners and HUD will receive. Collier County Housing and Human Services welcomes the resources and expertise of the CoC regarding the issue of homelessness in the County during the phase of future Action Plans. We will make certain to engage the CoC in the development of that portion of the Action Plan. Thank you for making the Continuum of Care available in this regard. ~~- Marcy Krumbine. MPA Director Collier County Housing and Human Services 239-252-CARE 239-252-HOME 239-252-8442 239-252-2638 - fax Sharing heart w heart and home w home... From: Bryan Lee [mailto:bryan.lee@youthhaven.net] Sent: Friday, April 16, 2010 11:24 AM To: CastorenaMargo Cc: KrumblneMarcy Subject: Public Comment On behalf of the CoC we would like to add the following attachment to the Public Comment. PUBLIC MEETING FOR COLLIER COUNTY ACTION PLAN 2010-201 I March 26, 2010 Comments: The Members of the Collier County Continuum of Care (hereafter, CoC) would like to offer our resources and expertise regarding the issue of Homelessness in our county during the development phase of future Action Plans. The coe feels that as a group of providers and individuals committed to the prevention and ultimate ending of homelessness, we could offer valuable insight into the problems facing our community, as well as identify service gaps and effective programs that provide sustainable solutions. Thanks, Bryan Lee Director of Planning Youth Haven, Inc. 5867 Whitaker Road Naples, Florida 341 12 Tel: (239) 687-5 I 52 Fax: (239) 774-0801 brvan.lee(a)vouthhaven.net www.youthhaven.net Providing continuous ca'e to abused children & at-,Iskfami/ies since 1971. Collier County, Florida ~:Jm1~16D 15 Project Map FY2010-2011 Action Plan ~ r-jeVYJ it 16 D 15 T 50 S ...Nl'ICX) lIWMOMI ,l,l.Hnl);)~a w .. .. '" - '" . 1 - = w Q <:) . .... .. N c:J .- , ~ .. I ~ .... ; '" '" ~ u Q ..., r. w '0 <:) c:J 'Vi - <:) ~ a c: <t: Q l. 0 , ~ ...:l ! ll: 'Vi c: ;; w N D- c: .2 c: rJ) OJ C 0 N W It :;::::; Ul 00 .. C <I> ~ ~ C '" ~ $ w l!! ::> 0 0> ; '"0:';::: .5 , iii '" ll. ~ '" w ~ ~ <ii " l!! ~ '" '" z '" .~ ::> '" 0- a. . ... ;:) :;; '" <I> ~o 0 S 0 rJ) 0 .0 ~ ~ c 0 ::; u 0 <ii '" '" i '" ';:: l!! E~ 0 '" c: <1>0> '" g> 0 O.c; I :8 "'OJ rJ) --' (L IrJ) (.) "O=: . . . . w ~ .. '" . III --~-s Bt-.ll'S ~ W ! ~ N '" I ~ "" w c: . - :J 1 ;; N '" 'Vi c: '" . OJ 'C , :;; u . .c: . _m "" E E '" ... u '" '" ~ I {"c ~ (L N ,., 0 -c:: ';:: . <ii '" '" c w '" . rJ) . '" ~ . :;; ..., ! . . ... c ~ ~ - ::I ~ i N II . ~ '" 0 ~ ~ . " . u '" ~ . !JI - . Eo. .'" . '-' w 0 .. Eo. N II - . ll~ U. 0> '" - c: { ." - '0. !I~ - M'.!X1.~) 0 ~ of .d~ U G'ut! '" ." ll. c: il~ '" '"' --' "" . ~ u r . Collier County, Florida ~ JfC'vvl %- 16 D 15 Template: Sub-recipient CDBG Agreement FY2010-2011 Action Plan ~:rtw1 ~ 16D 15 AGREEMENT BETWEEN COLLIER COUNTY AND Catalog of Federal Domestic Assistance # 14.218 HUD Grant # B-08-UC-12-0016 THIS AGREEMENT is made and entered into by and between Collier Coun , a political subdivision of the State of Florida, ("COUNTY"), and . . _ choose eitber: a private not-for-profit corporation O~. niciPality.. . existin under the laws of the State of Florida, having its principal office at ~ and its Federal Tax Identification number as Enter Subrecipient tax ID number, ("SUBRECIPIENT"). WHEREAS, the COUNTY has entered into an agreement with the United States Department of Housing and Urban Development (HUD) for a grant for the execution and implementation of a Community Development Block Grant Program in certain areas of Collier County, pursuant to Title I of the Housing and Community Development Act of 1974 (as amended); and WHEREAS, pursuant to the aforesaid agreement, COUNTY is undertaking certain activities to primarily benefit low and moderate income persons and neighborhoods and to alternatively use Community Development Block Grant (CDBG) funds for: slum or blight treatment or for an urgent community need; to improve the quality of life in Collier County by providing infrastructure improvements, public facilities, and other activities which are related to neighborhood/community improvements; to improve the condition of life for persons who require physical access or other services that meet their individual needs; and to provide for long range community improvements by assessing current conditions and planning long range improvement programs as described in the Consolidated Plan submission; and WHEREAS, the Board of County Commissioners of Collier County approved the Collier County Consolidated Plan - One-Year Action Plan for Federal Fiscal Year 2008-2009 for the CDBa Program with Resolution 2008-121 on April 22, 2008; and WHEREAS, Resolution 08-121 was developed following the Collier County Consolidated Plan - Citizen Participation Plan, adopted on January 9, 2001 with Resolution 01-02; and WHEREAS, HUD has approved the County's Consolidated Plan One-Year Action Plan for Federal Fiscal Year 2008-2009 for the CDBa Program and the use of the CDBa funds for the activities identified in the Plan; and WHEREAS, the COUNTY and the SUBRECIPIENT desire to provide the activities specified in Exhibit A of this Agreement, in accord with the approved Consolidated Plan; and WHEREAS, the COUNTY desires to engage the SUB RECIPIENT to implement such 2010 CDBG Template Page I of32 ~a ~lt- 16D 15 undertakings of the CDBG Program as a valid and worthwhile County purpose. NOW, THEREFORE, in consideration of the mutual promises and covenants herein contained, it is agreed by the Parties as follows: I. DEFINITIONS (A) "COUNTY" means Collier County, and where applicable, it's authorized representative(s ). (B) "CDBG" means the Community Development Block Grant Program. (C) "HHS" means Collier County Department of Housing and Human Services. (D) "HHS's Approval" means the written approval of the Department of Housing and Human Services or designee. (E) "SUBRECIPIENT" means Enter Name of SubreciDient Here (F) "HUD" means the U.S. Department of Housing and Urban Development or a person authorized to act on its behalf. (G) "Low and moderate income persons" means the definition set by HUD. (H) "Project" means the work to be performed as set forth in Exhibit "A." II. SCOPE OF SERVICES The SUB RECIPIENT shall, in a satisfactory and proper manner, as determined by HHS, perform the tasks necessary to conduct the program outlined in Exhibit "A." III. TIME OF PERFORMANCE The effective date of the Agreement between HUD and Collier County shall be Month, Date, Year . The services of the SUB RECIPIENT shall be undertaken and completed in light of the purposes of this Agreement. Subrecipients are authorized to incur eligible expenses after that date and prior to execution of this Agreement subject to HHS prior written approval. In any event, all services required hereunder shall be completed by the SUBRECIPIENT prior to Enter Date from Scope Any funds not obligated by the expiration date of this Agreement shall automatically revert to the COUNTY, as set forth in Part IX (H), and Part VIII (H) below. IV. CONSIDERATION AND LIMITATION OF COSTS The SUBRECIPIENT shall be reimbursed by the COUNTY using HUD funding for allowable costs, determined by COUNTY, in an amount not to exceed Insert Dollar Value and 00/100 dollars (U.S. $) for the services described in Exhibit "A." All improvements specified in Exhibit "A" shall be performed by SUB RECIPIENT employees, or shall be put out to competitive bidding under a procedure acceptable to the COUNTY and Federal requirements. The SUB RECIPIENT shall enter into contract for improvements with the lowest responsive and qualified bidder. Contract administration shall be 2010 CDBO Template Page 20f32 ~~i!- 16015 handled by the SUB RECIPIENT and monitored by HHS, which shall have access to all records and documents related to the project. The County shall reimburse the SUBRECIPlENT for the performance of this Agreement upon completion or partial completion of the work tasks as accepted and approved by HHS pursuant to the submittal of monthly progress reports. Payments shall be made to the SUBRECIPIENT when requested as work progresses but not more frequently than once per month. Payment will be made upon receipt ofa proper invoice and in compliance with S 218.70, Fla. Stat., otherwise known as the "Local Government Prompt Payment Act." No payment will be made until approved by HHS. V. NOTICES All notices required to be given under this Agreement shall be sufficient when delivered to HHS at its office, presently located at 3050 North Horseshoe Drive, Suite 110, Naples, Florida 34104, and to the SUBRECIPIENT when delivered to its office at the address listed on page one (I) of this Agreement. VI. GENERAL CONDITIONS A. IMPLEMENTATION OF PROJECT The SUB RECIPIENT shall implement this Agreement in accordance with applicable Federal, State, and County laws, ordinances and codes and with the procedures outlined in HHS' Policies and Procedures memoranda. Should a project receive additional funding after the commencement of this Agreement, the SUBRECIPIENT shall notify HHS in writing within thirty (30) days of receiving notification from the funding source and submit a cost allocation plan for approval by HHS or its designee within forty-five (45) days of said official notification. B. DEBARMENT The SUBRECIPIENT certifies that neither it, nor its principals, is presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any Federal Department or agency; and, that the SUBRECIPIENT shall not knowingly enter into any lower tier contract, or other covered transaction, with a person who is similarly debarred or suspended from participating in this covered transaction. C. LOCAL AND FEDERAL RULES. REGULATIONS AND LAWS The SUBRECIPIENT agrees to comply with any applicable laws, ordinances, regulations and orders of the State, local and Federal governments, including, but not limited to: 2010 CDBG Template Page 3 of32 ~ Jk'U1i{ 16 0 15 I. 24 CFR 570, as amended - The regulations governing the expenditure of Community Development Block Grant (CDBG) funds. 2. 24 CFR 58 - The regulations prescribing the Environmental Review procedure. 3. Title VI of the 1984 Civil Rights Act, 42 USC S 2000d, et. seq. 4. 24 CFR 107 - The regulations issued pursuant to Executive Order I 1063 which prohibits discrimination and promotes equal opportunity in housing. 5. Executive Order 11246 ("Equal Employment Opportunity"), as amended by Executive Orders 11375 and 12086 - which establishes hiring goals for minorities and women on projects assisted with federal funds. 6. Title VII of the 1968 Civil Rights Act as amended by the Equal Employment Opportunity Act of 1972, 42 USC S 2000e, et. seq. 7. 24 CFR 135 - Regulations outlining requirements of Section 3 of the Housing and Urban Development Act of 1968, as amended. 8. Age Discrimination Act of 1975. 9. Contract Work Hours and Safety Standards Act, 40 USC 327-332. 10. Section 504 of the Rehabilitation Act of 1973,29 USC 776(b)(5). I 1. Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, as amended. 12. 29 CFR Parts 3 and 5 - Regulations which prescribe the payment of prevailing wages and the use of apprentices and trainees on federally assisted projects as mandated by the Davis-Bacon Act. HUD Form 4010 must be included in all construction contracts funded by CDBG. (See 42 USC 276a and 24 CFR 135.1 I (c)). 13. Executive Order 11914 - Prohibits discrimination with respect to the handicapped in federally assisted projects. 14. Executive Order 11625 and U.S. Department of Housing and Urban Development Circular Letter 79-45 - which prescribes goal percentages for participation of minority businesses in Community Development Block Grant Contracts. 15. Public Law 100-430 - the Fair Housing Amendments Act of 1988. 16. Public Law 100-430, the Fair Housing Amendments of 1988. 17.0MB Circular A-133 - concerning annual audits. 2010 CDBG Template Page 4 of32 ~ :TttWl-t\- 16 D 15 18.0MB Circular A-122 - which identifies cost principles. 19. 24 CFR 84 - Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals and Other Non-Profit Organizations. 20. 24 CFR 85- Uniform Administrative Requirements for Grants and Agreements to State and Local Governments. 21. Immigration Reform and Control Act of 1986 as located at 8 USC 1324, et seq. and regulations relating thereto. Failure by the SUBRECIPIENT to comply with the laws referenced herein shall constitute a breach of this agreement, and the County shall have the discretion to unilaterally terminate this agreement immediately. 22. Chapter 112, Florida Statutes. 23. Prohibition Of Gifts To County Employees - No organization or individual shall offer or give, either directly or indirectly, any favor, gift, loan, fee, service or other item of value to any County employee, as set forth in Chapter 112, Part III, Florida Statutes, Collier County Ethics Ordinance No. 2004-05, as amended, and County Administrative Procedure 5311. 24. Order of Precedence - In the event of any conflict between or among the terms of any of the Contract Documents, the terms of the Agreement shall take precedence over the terms of all other Contract Documents, except the terms of any Supplemental Conditions shall take precedence over the Agreement. To the extent any conflict in the terms of the Contract Documents cannot be resolved by application of the Supplemental Conditions, if any, or the Agreement, the conflict shall be resolved by imposing the more strict or costly obligation under the Contract Documents upon the Contractor at Owner's discretion. 25. Venue - Any suit or action brought by either party to this Agreement against the other party relating to or arising out ofthis Agreement must be brought in the appropriate federal or state courts in Collier County, Florida, which courts have sole and exclusive jurisdiction on all such matters. 26. Dispute Resolution - Prior to the initiation of any action or proceeding permitted by this Agreement to resolve disputes between the parties, the parties shall make a good faith effort to resolve any such disputes by negotiation. The negotiation shall be attended by representatives of SUBRECIPIENT with full decision-making authority and by COUNTY'S staff person who would make the presentation of any settlement reached during negotiations to COUNTY for approval. Failing resolution, and prior to the commencement of depositions in any litigation between the parties arising out of this Agreement, the parties shall attempt to resolve the dispute through Mediation before an agreed-upon Circuit Court Mediator certified by the State of Florida. The mediation shall be attended by representatives of SUBRECIPIENT with full decision-making authority and by COUNTY'S staff person who would make the presentation of any settlement reached at mediation to COUNTY'S board for approval. Should 2010 CDBG Template Page 5 of32 f~'dtc:rbtr1 ~ 16 0 15 either party fail to submit to mediation as required hereunder, the other party may obtain a court order requiring mediation under S 44.102, Fla. Stat. D. SUBCONTRACTS Any work or services subcontracted by the SUB RECIPIENT shall be specifically by written contract or agreement, and such subcontracts shall be subject to each provision of this Agreement and applicable County, State, and Federal guidelines and regulations. Prior to execution by the SUB RECIPIENT of any subcontract hereunder, such subcontracts must be submitted by the SUB RECIPIENT to HHS for its review and approval, which will specifically include a determination of compliance with the terms of the attached Scope of Services set forth in Exhibit "A." This review also includes ensuring that all consultant contracts and fee schedules meet the minimum standards as established by the Collier County Purchasing Department, Florida Statutes and HUD. Reimbursements for such services will be made at SUB RECIPIENT cost. None of the work or services covered by this Agreement, including but not limited to consultant work or services, shall be subcontracted by the SUBRECIPIENT or reimbursed by the COUNTY without prior written approval of the HHS or its designee. E. AMENDMENTS This Agreement, and any exhibit or attachment, may be amended only by written agreement executed by the goveming boards of both parties, except that County representative(s) may approve adjustments between line item amounts, scope clarifications, or an extension of time and schedule that do not change the project, or exceed the amount funded by the County, as stated herein. Any modifications to this contract shall be in compliance with the County Purchasing Policy and Administrative Procedures in effect at the time such modifications are authorized. F. INDEMNIFICATION To the maximum extent permitted by Florida law, the SUBRECIPIENT shall indemnifY and hold harmless Collier County, its officers and employees from any and all liabilities, damages, losses and costs, including, but not limited to, reasonable attorneys' fees and paralegals' fees, to the extent caused by the negligence, recklessness, or intentionally wrongful conduct of the SUBRECIPIENT or anyone employed or utilized by the SUB RECIPIENT in the performance of this Agreement. This indemnification obligation shall not be construed to negate, abridge or reduce any other rights or remedies which otherwise may be available to an indemnified party or person described in this paragraph. This section does not pertain to any incident arising from the sole negligence of Collier County. The foregoing indemnification shall not constitute a waiver of sovereign immunity beyond the limits set forth in Section 768.28, Florida Statutes. 2010 CDBG Template Page 6 of 32 ~~;J- 16015 G. GRANTEE RECOGNITION . . All facilities. purchased or constructed pursuant to this Agreement shall be clearly Identified as to fundmg source. The SUBRECIPIENT will include a reference to the financial support herein provided by HHS in all publications and publicity. In addition, the SUBRECIPIENT will make a good faith effort to recognize HHS' support for all activities made possible with funds made available under this Agreement. The SUBRECIPIENT will mount a temporary construction sign for projects funded by HHS. This design concept is intended to disseminate key information regarding the development team as well as Equal Housing Opportunity to the general public. The construction sign shall comply with applicable County codes. H. TERMINATION In event of termination for any of the reasons identified in sub-sections I -3 as follows, all finished or unfinished documents, data studies, surveys, drawings, maps, models, photographs, reports prepared, and capital equipment secured by the SUB RECIPIENT with funds under this Agreement shall be returned to HHS or the COUNTY. In the event of termination, the SUBRECIPIENT shall not be relieved of liability to the COUNTY for damages sustained by the COUNTY by virtue of any breach of the Contract by the SUBRECIPIENT, and the COUNTY may withhold any payment to the SUBRECIPIENT for set-off purposes until such time as the exact amount of damages due to the COUNTY from the SUBRECIPIENT is determined. 1. TERMINATION FOR CAUSE If through any cause either party shall fail to fulfill in timely and proper manner its obligations under this Agreement, or if either party shall violate any of the covenants, agreements, or stipulations of this Agreement, either party shall thereupon have the right to terminate this Agreement in whole or part by giving written notice of such termination to the other party and specifying therein the effective date of termination. (See 24 CFR 85.43.) 2. TERMINATION FOR CONVENIENCE At any time during the term of this Agreement, either party may, at its option and for any reason, terminate this Agreement upon ten (10) working days written notice to the other party. Upon termination, the COUNTY shall pay the SUBREClPIENT for services rendered pursuant to this Agreement through and including the date of termination. (See 24 CFR 85.44.) 3. TERMINATION DUE TO CESSATION In the event the grant to the COUNTY under Title I of the Housing and Community Development Act of 1974 (as amended) is suspended or terminated, this Agreement shall be suspended or terminated effective on the date that HUD specifies. 2010 CDBG Template Page 70f32 ~~ rtcvn1t16 015 I. INSURANCE SUBRECIPIENT shall obtain and carry, at all times during its performance under the Contract Documents, insurance of the types and in the amounts described herein and further set forth in Exhibit "D" to this Agreement. J. SUBRECIPIENT LIABILITY OBLIGATION Compliance with the insurance requirements in Exhibit D shall not relieve the SUBRECIPIENT of its liability and obligation under this subsection or under any subsection of this contract. The contract is contingent upon receipt of the insurance documents within fifteen (15) calendar days after the Board of County Commissioners' approval. If the Insurance certificate is received within the specified period, but not in the manner prescribed in these requirements, the SUB RECIPIENT shall be verbally notified of the deficiency and shall have an additional five (5) calendar days to submit a corrected Certificate to the County. If the SUBRECIPIENT fails to submit the required insurance documents in the manner prescribed in these requirements within twenty (20) calendar days after the Board of County Commissioners' approval, the SUBRECIPIENT shall be in default of the terms and conditions of the contract. K. INDEPENDENT AGENT AND EMPLOYEES The SUB RECIPIENT agrees that it will be acting as an independent agent and that its employees are not Collier County employees and are not subject to the County provisions of law applicable to County employees relative to employments, hours of work, rates of compensation, leave, unemployment and employee benefits. VII. ADMINISTRATIVE REQUIREMENTS A. FINANCIAL MANAGEMENT The SUBRECIPIENT agrees to comply with OMB Circular A -110 (Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals and other Non-Profit Organizations) and agrees to adhere to the accounting principles and procedures required therein, utilize adequate internal controls, and maintain necessary source documentation for all costs incurred. B. DOCUMENTATION AND RECORDKEEPING 1. The SUBRECIPIENT shall maintain all records required by CDBG. 2. All reports, plans, surveys, information, documents, maps, and other data procedures developed, prepared, assembled, or completed by the SUB RECIPIENT for the purpose of this Agreement shall be made available to the COUNTY by the SUBRECIPIENT at any time upon request by the COUNTY or HHS. Upon completion of all work contemplated 2010 CDBG Template Page 80f32 ~~ ::nd41*16 015 under this Agreement copies of all documents and records relating to this Agreement shall be surrendered to HHS if requested. In any event the SUBRECIPIENT shall keep all documents and records for three (3) years after expiration of this Agreement. 3. The SUBRECIPIENT shall submit reports as required to assist the COUNTY in the preparation of HUD Labor Relations, WBE/MBE, Equal Opportunity Employment, and HUD Section 3 reports, pursuant to 24 CFR 570.502, 507, and 92 (3)(vi). 4. The SUBRECIPIENT shall submit detailed monthly progress reports to HHS outlining the status of specific activities under the project. Each report must account for the total activity for which the SUBRECIPIENT is paid with CDBG funds, in part or in whole, and which is required in fulfillment of their obligations regarding the Project. The progress reports shall be submitted on the form Exhibit "G," Schedule "G-2." 5. The SUBRECIPIENT shall maintain records showing compliance with the Davis- Bacon Law, including files containing contractor payrolls, employee interviews, Davis-Bacon wage rates, and administrative cross-referencing. SUBRECIPIENT shall maintain records showing contractor compliance with the Contract Work Hours and Work Safety Law. Similarly, the SUBRECIPIENT shall maintain records showing compliance with federal purchasing requirements and with other federal requirements for grant implementation. 6. If indirect costs are charged, the SUBRECIPIENT will develop an indirect cost allocation plan for determining the appropriate SUB RECIPIENT' S share of administrative costs and shall submit such plan to the COUNTY for approval, in a form specified by the COUNTY. 7. Failure to adequately maintain any former CDBG funded project may result in the delay of processing reimbursement requests for ongoing activities or in the forfeiture of future CDBG funds. 8. The SUBRECIPIENT will be responsible for the creation and maintenance of income eligible files on clients served and documentation that all households are eligible under HUD Income Guidelines. 9. The SUBRECIPIENT further agrees that HHS shall be the final arbiter on the SUBRECIPIENT's compliance with the above. C. REPORTS. AUDITS. AND EVALUATIONS Reimbursement will be contingent on the timely receipt of complete and accurate reports required by this Agreement, and on the resolution of monitoring or audit findings identified pursuant to this Agreement. The SUBRECIPIENT agrees that HHS will carry out periodic monitoring and evaluation activities as determined necessary. The continuation of this Agreement is dependent upon satisfactory evaluations. The SUBRECIPIENT shall, upon the request of HHS, submit 2010 CDBG Template Page 9 of32 ~~~:A16DI5 information and status reports required by HHS or HUD to enable HHS to evaluate said progress and to allow for completion of reports required. The SUB RECIPIENT shall allow HHS or HUD to monitor the SUBRECIPIENT on site. Such site visits may be scheduled or unscheduled as determined by HHS or HUD. D. ADDITIONAL HOUSING & HUMAN SERVICES, COUNTY, AND HUD REOUIREMENTS The SUB RECIPIENT agrees to utilize funds available under this Agreement to supplement rather than supplant funds otherwise available for specified activities. E. WRITTEN APPROVALS (I) All subcontracts and agreements proposed to be entered into by the SUBRECIPIENT pursuant to this Agreement; (2) All capital equipment expenditures of$I,OOO or more; (3) All out-of-town travel (travel shall be reimbursed in accordance with Chapter 112, Fla. Stat. unless otherwise required by CDBG); (4) All change orders; (5) All requests to utilize uncommitted funds after the expiration of this agreement for programs described in Exhibit "A"; and (6) All rates of pay and pay increases paid out ofCDBG funds, whether for merit or cost of living. F. PURCHASING All purchasing for services and goods, including capital equipment, shall be made by purchase order or by a written contract and in conformity with the procedures prescribed by the Federal Management Circulars A-I 10, A-122, 24 CFR Part 84, and 24 CFR Part 85. G. AUDITS AND INSPECTIONS I. Non-profit organizations that expend $500,000 or more annually in federal awards shall have a single or program-specific audit conducted for that year in accordance with OMB A-I33. Non-profit organizations expending federal awards of $500,000 or more under only one federal program may elect to have a program-specific audit performed in accordance with OMB A-I33. 2. Non-profit organizations that expend less than $500,000 annually in federal awards shall be exempt from an audit conducted in accordance with OMB A-I33, although their records must be available for review (e.g., inspections, evaluations). These agencies are required by HHS to submit "Reduced Scope" audits (e.g., financial audit, performance audits). They may choose, instead of a Reduced Scope Audit, to have a program audit conducted for each federal award in accordance with federal laws and regulations governing the program in which they participate. 2010 CDBG Template Page 10 of 32 ~~~16D15 3. When the requirements of OMB A-B3 apply, or when the SUBRECIPIENT elects to comply with OMB A-B3, an audit shall be conducted for each fiscal year for which federal awards attributable to this contract have been received by the SUBRECIPIENT. A copy of the audit report must be received by HHS no later than six months following the end of the SUBRECIPIENT's fiscal year. 4. If an audit is required by Section G of this contract, but the requirements of OMB A-B3 do not apply or are not elected, the SUBRECIPIENT may choose to have an audit performed either on the basis of the SUB RECIPIENT' s fiscal year or on the basis of the period during which HHS-federal assistance has been received. In either case, each audit shall cover a time period of not more than twelve months and an audit shall be submitted covering each assisted period until all the assistance received from this contract has been reported. Each audit shall adhere to all other audit standards of OMB A-B3, as these may be limited to cover only those services undertaken pursuant to the terms of this contract. A copy of the audit report must be received by HHS no later than six months following each audit period. 5. The SUBRECIPIENT shall maintain all contract records in accordance with generally accepted accounting principles, procedures, and practices which shall sufficiently and properly reflect all revenues and expenditures of funds provided directly or indirectly by the County pursuant to the terms of this Agreement. 6. The SUB RECIPIENT shall include in all HHS approved subcontracts each of the record-keeping and audit requirements detailed in this contract. H. PROGRAM-GENERATED INCOME All income earned by the SUBRECIPIENT from activities financed in whole or in part by funds provided hereunder must be reported to HHS. Such income would include, but not be limited to, income from service fees, sale of commodities, and rental or usage fees. The SUBRECIPIENT shall report its plan to utilize such income to HHS, and said plan shall require the prior written approval ofHHS or its designee. Accounting and disbursement of such income shall comply with OMB Circular A-IIO (Uniform Administrative Requirement for Federal Grants) and other applicable regulations incorporated herein by reference. Program Income, as defined by 24 CFR 570.500(a), may be retained by the COUNTY. Program Income shall be utilized to undertake activities specified in "Exhibit A" of this Agreement, and all provisions of this Agreement shall apply to stated activities. Any Program Income received by the SUBRECIPIENT or its sub-contractors shall be returned to the COUNTY unless the SUBRECIPIENT requests and is authorized by HHS to utilize uncommitted funds. I. GRANT CLOSEOUT PROCEDURES SUBRECIPIENT's obligation to the COUNTY shall not end until all closeout requirements are completed. Activities during this closeout period shall include, but not be limited to: making final payments, disposing of program assets (including the return of all Page II of32 2010 CDBO Template ~tt JidMii 6 0 15 unused materials, equipment, unspent cash advances, program income balances, and receivable accounts to the COUNTY), and determining the custodianship of records. VIII. OTHER PROGRAM REOUlREMENTS A. OPPORTUNITIES FOR RESIDENTS AND CIVIL RIGHTS COMPLIANCE The SUB RECIPIENT agrees that no person shall be excluded from the benefits of, or be subjected to, discrimination under any activity carried out by the performance of this Agreement on the basis of race, color, disability, national origin, religion, age, familial status, or sex. Upon receipt of evidence of such discrimination, the COUNTY shall have the right to terminate this Agreement. To the greatest extent feasible, lower-income residents of the project areas shall be given opportunities for training and employment; and to the greatest feasible extent eligible business concerns located in or owned in substantial part by persons residing in the project areas shall be awarded contracts in connection with the project. The SUB RECIPIENT shall comply with Section 3 of the Housing and Community Development Act of 1968. B. OPPORTUNITIES FOR SMALL AND MINORITY/WOMEN-OWNED BUSINESS ENTERPRISES In the procurement of supplies, equipment, construction, or services, the SUBRECIPIENT shall make a positive effort to utilize small business and minority/women- owned business enterprises of supplies and services, and provide these sources the maximum feasible opportunity to compete for contracts to be performed pursuant to this Agreement. To the maximum extent feasible, these small business and minority/women-owned business enterprises shall be located in or owned by residents of the CDBG areas designated by Collier County in the Annual Consolidated Plan approved by HUD. C. PROGRAM BENEFICIARIES At least fifty-one percent (51%) of the beneficiaries of a project funded through this Agreement must be low- and moderate- income persons. If the project is located in an entitlement city, as defined by HUD, or serves beneficiaries countywide, more than thirty percent (30%) of the beneficiaries directly assisted under this Agreement must reside in unincorporated Collier County or in municipalities participating in the County's Urban County Qualification Program. The project shall assist beneficiaries as defined above for the time period designated in Exhibit "A" of this Agreement. D. CONFLICT OF INTEREST The SUB RECIPIENT covenants that no person who presently exercises any functions or responsibilities in connection with the Project, has any personal financial interest, direct or indirect, in the target areas or any parcels therein, which would conflict in any manner or degree with the performance of this Agreement and that no person having any conflict of interest shall Page 12 of32 2010 CDBG Template ~ 3+cM-tt16 0 15 be employed by or subcontracted by the SUBRECIPIENT. Any possible conflict of interest on the part of the SUBRECIPIENT or its employees shall be disclosed in writing to HHS provided, however, that this paragraph shall be interpreted in such a manner so as not to unreasonably impede the statutory requirement that maximum opportunity be provided for employment of and participation oflow and moderate-income residents ofthe project target area. E. PUBLIC ENTITY CRIMES As provided in S 287.133, Fla. Stat. by entering into this Agreement or performing any work in furtherance hereof, the SUB RECIPIENT certifies that it, its affiliates, suppliers, subcontractors and consultants who will perform hereunder, have not been placed on the convicted vendor list maintained by the State of Florida Department of Management Services within the 36 months immediately preceding the date hereof. This notice is required by S 287.133 (3)(a), Fla. Stat. F. DRUG-FREE WORKPLACE REOUlREMENTS The SUBRECIPIENT must certify that it will provide drug-free workplaces III accordance with the Drug-Free Workplace Act of 1988 (41 USC 701). G. CERTIFICATION REGARDING LOBBYING The undersigned certifies, to the best of his or her knowledge and belief, that: I. No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement. 2. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form-LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions. 3. The undersigned shall require that the language of this certification be included in the award documents for all sub-awards at all tiers (including subcontracts, sub- grants, contracts under grants, loans, and cooperative agreements) and that all SUBRECIPIENTS shall certify and disclose accordingly. 1. REAL PROPERTY 2010 CDBG Template Page 13 of 32 ~ XitwHk 16 0 15 Any real property acquired by the SUB RECIPIENT for the purpose of carrying on the projects stated herein, and approved by the COUNTY in accordance with the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970 and 49 CFR 24.101, shall be subject to the provisions of CDBG including, but not limited to, the provisions on use and disposition of property. Any real property within the SUBRECIPIENT control, which is acquired or improved in whole or part with CDBG funds in excess of $25,000, must adhere to the CDBG Regulations at 24 CFR 570.505. IX. ENVIRONMENTAL CONDITIONS A. AIR AND WATER The SUBRECIPIENT agrees to comply with the following requirements: I. Clean Air Act, 41 USC 7401, et seq. 2. Federal Water Pollution Control Act, 33 USC 1251, et seq., as amended. B. FLOOD DISASTER PROTECTION In accordance with the requirements of the Flood Disaster Protection Act of 1973 (42 USC 4002), the SUBRECIPIENT shall assure that for activities located in an area identified by FEMA as having special flood hazards, flood insurance under the National Flood Insurance Program is obtained and maintained. If appropriate, a letter of map amendment (LOMA) may be obtained from FEMA, which would satisfy this requirement and/or reduce the cost of said flood insurance. C. LEAD-BASED PAINT The SUBRECIPIENT agrees that any construction or rehabilitation of residential structures with assistance provided under this contract shall be subject to HUD Lead-Based Paint Poisoning Prevention Act found at 24 CFR 570.608. D. HISTORIC PRESERVATION The SUB RECIPIENT agrees to comply with the Historic Preservation requirements set forth in the National Historic Preservation Act of 1966, as amended (16 USC 470) and the procedures set forth in 36 CFR 800, Advisory Council on Historic Preservation Procedures for Protection of Historical Properties. X. CONDITIONS FOR RELIGIOUS ORGANIZATIONS CDBG funds may not be used for religious activities or provided to primarily religious organizations. Section 24 CFR 570.200(j) specifies the limitations on CDBG funds. 2010 CDBG Template Page 14 of32 ~ar~VYl~16 D 15 XI. REVERSION OF ASSETS Upon expiration of the Agreement, the SUBRECIPIENT shall transfer to the COUNTY any CDBG funds on hand at the time of expiration, any accounts receivable attributable to the use of CDBG funds, and any non-expendable personal property that was purchased with CDBG funds. Any real property under SUBRECIPIENT control will be covered by the regulations 24 CFR 570.503(B)(8). XII. SEVERABILITY Should any provision of the Agreement be determined to be unenforceable or invalid, such a determination shall not affect the validity or enforceability of any other section or part thereof. XIII. COUNTERPARTS OF THE AGREEMENT This Agreement, consisting of Insert written number of pages (#) enumerated pages, which include the exhibits referenced herein, shall be executed in two (2) counterparts, each of which shall be deemed to be an original, and such counterparts will constitute one and the same instrument. XIV. ENTIRE UNDERSTANDING This Agreement and its provisions merge any prior agreements, if any, between the parties and constitutes the entire understanding. The parties hereby acknowledge that there have been and are no representations, warranties, covenants, or undertakings other than those expressly set forth herein. IN WITNESS WHEREOF, the Subrecipient and the County, have each, respectively, by an authorized person or agent, hereunder set their hands and seals on this Enter Month, Date, Year ATTEST: DWIGHT E. BROCK, CLERK BOARD OF COUNTY COMMISSIONERS OF COLLIER COUNTY, FLORIDA By: DONNA FIALA, CHAIRMAN Dated: (SEAL) First Witness Insert the name of Subrecipient here! 2010 CDSO Template Page IS of32 Type/print witness name Second Witness Type/print witness name 2010 CDBGTemplate ~a.::rtvh*'16 0 15 By: Subrecipient Signature Type/print Subrecipient name and title Approved as to form and legal sufficiency: Colleen M. Greene Assistant County Attorney Page] 6 of32 ~ ::n&v1i-16 D 15 EXHIBIT "A" SCOPE OF SERVICES THE SUBRECIPIENT AGREES TO: A. PROJECT DESCRIPTION: Enter Project Description Here B. PROJECT SCOPE: Enter Scope Here C. BUDGET Insert budget dollar value and the work to be covered in the budget Clarifications to the quantity and types of work to be conducted under Exhibit B will be made upon receipt of bids by the SUBCONTRACTOR and review by HHS. All clarifications to the budget line items will be processed by a Change by Letter, Exhibit B-1, Schedule B-1, and made an integral component of this Agreement. D. PROJECT MILESTONE SCHEDULE The time frame for completion of the outlined activities shall be: MlLESTONEff ASK END DATE TASK TASK TASK TASK TASK DATE DATE DATE DATE DATE Please note that if any of these activities exceed the timelines by two months a revised 2010 CDBG Template Page 17 of32 ~ :fir"wt:&t 16015 work schedule must be submitted to HHS. 2010 CDBG Template Page 18 of32 ~J:t'v}]~16 D 15 EXHIBIT "A-I" CHANGE BY LETTER ';\ COW" 00"'''' GOVERNM"" Collier County HousinK & Human Services Public Services Division Date User Name Address NAPLES, FLORIDA Zip code PHONE: (239) Phone # FAX (239) Fax # Contact Name Name of Firm Address RE: Zero Dollar Contract Change Notification Re: Contract # and Title of Contract Project # Purcbase Order # Dear Contact Name: By copy of this letter, the above referenced contract is being issued a zero dollar ($0.00) change as indicated below: r The above referenced contract time is hereby extended by Number of days calendar days. The new completion date shall be on or before month and date, Year. By extending this contract, the County is not relieving your firm of its obligations to perform work in a timely and satisfactory manner or any consequences resulting from failing to do so. Collier County hereby reserves all legal rights. including, but not limited to, rights to terminate, suspend or elect any other appropriate course(s) of action should circumstances warrant with regard to the referenced contract. r Additional Staffing Categories Professional Position(s) Hourly Rate(s) r Draw against Allowance (specifY allowance item and identifY specific items and quantities) r Other: Scope Clarifications as indentified in Schedule B-1, "Clarifications in Scope", (attached). Sincerely, Your name Title cc: Contract Specialist Name Contract Specialist, Purchasing Department Suzanne Boothby, Clerk's Grants Department 2010 CDBa Template Page 19002 ~Bi1da :rlefIY) t\-- 16 D 15 2010 CDBG Template Page 20 of32 ~ .::j:kivJ~ 16 D 15 EXHIBIT "B" INSURANCE REQUIREMENTS The SUBRECIPIENT shall furnish to Collier County, c/o Housing and Human Services Department, 3050 Horseshoe Drive North, Suite 110, Naples, Florida 34104, Certificate(s) of Insurance evidencing insurance coverage that meets the requirements as outlined below: I. Workers' Compensation as required by Chapter 440, Florida Statutes. 2. Public Liability Insurance on a comprehensive basis in an amount no less than $300,000 per occurrence for combined Bodily Injury and Property Damage. Collier County must be shown as an additional insured with respect to this coverage. 3. Automobile Liability Insurance covering all owned, non-owned and hired vehicles used in connection with this contract in an amount not less than $300,000 per occurrence for combined Bodily Injury and Property Damage. DESIGN STAGE (IF APPLICABLE) In addition to the insurance required in 1 - 3 above, a Certificate of Insurance must be provided as follows: 4. Professional Liability Insurance in the name of the SUBRECIPIENT or the licensed design professional employed by the SUB RECIPIENT in an amount not less than $300,000 per occurrence providing for all sums which the SUBRECIPIENT and/or the design professional shall become legally obligated to pay as damages fro claims arising out of the services performed by the SUB RECIPIENT or any person employed by the SUBRECIPIENT in connection with this contract. This insurance shall be maintained for a period of two (2) years after the certificate of Occupancy is issued. CONSTRUCTION PHASE (IF APPLICABLE) In addition to the insurance required in I - 4 above, the SUBRECIPEINT shall provide or cause its Subcontractors to provide original policies indicating the following types of insurance coverage prior to any construction: 5. Completed Value Builder's Risk Insurance on an "All Risk" basis in an amount not less than one hundred (100%) percent of the insurable value of the building(s) or structure(s). The policy shall be in the name of Collier County and the SUBRECIPIENT. 6. Flood Insurance shall be provided for those properties found to be within a flood hazard zone, in an amount not less than the full replace values of the completed structure(s) or the maximum amount of coverage available through the National Flood Insurance Program (NFIP), whichever is greater. The policy will show Collier County as a Loss Payee A.T.I.M.A. This policy will be provided as such time that he buildings' walls and roof exist. 2010 CDBG Template Page 21 of32 ~ ~-#-- 16 D 15 OPERA TIONIMANAGEMENT PHASE (IF APPLICABLE) After the Construction Phase is completed and occupancy begins, the following insurance must be kept in force throughout the duration of the loan and/or Contract: 7. Public Liability coverage in an amount not less than $1,000,000 per occurrence for combined Bodily Injury and Property damage. Collier County must be shown as an additional insured with respect to this coverage. 8. Property Insurance coverage on an "All Risk" basis in an amount not less than one hundred (100%) of the replacement cost of the property. Collier County must be shown as a Loss payee with respect to this coverage AT.I.M.A 9. Flood Insurance coverage for those properties found to be within a flood hazard zone for the full replacement values of the structure(s) or the maximum amount of coverage available through the National Flood Insurance Program (NFIP). The policy must show Collier County as a Loss Payee AT.I.M.A 2010 CDBG Template Page 22 of32 ~8I1ct4 .:Lbv7-tt- 16 0 15 2010 CDBG Template Page 23 of 32 f5&1d~ :neVVl* 16 D 15 EXHIBIT "C" ADDITIONAL CDBG GRANT REOUIREMENTS Enter additional requirements here, IF NONE EXIST, state "There are no additional grant requirements." 2010 CDBG Template Page 24 of32 fr:yP1M :rIeM *' 16 D 15 EXHIBIT "G" REOUlRED SUBMITTALS G-l Request for Payment G-la Release and Affidavit Form G-2 CDBG Monthly Progress Report 2010 CDBG Template Page 25 of 32 ~ J-faM. ~ 16015 SCHEDULE "G-l" COLLIER COUNTY HOUSING AND HUMAN SERVICES REQUEST FOR PAYMENT SECTION I: REOUEST FOR PAYMENT Subrecipient Name: Enter Subrecioient Name Subrecipient Address: Enter Subrecioient Address Project Name: Enter Proiect Name Project No: CD- Payment Request # Dollar Amount Requested: $ SECTION II: STATUS OF FUNDS I. Grant Amount Awarded $ Enter $ 2. Sum of Past Claims Paid on this Account $ 3. Total Grant Amount Awarded Less Sum Of Past Claims Paid on this Account $ 4. Amount of Previous Unpaid Requests $ 5. Amount of Today's Request $ 6. Current Grant Balance (Initial Grant Amount Awarded Less Sum of all requests) $ I certify that this request for payment has been drawn in accordance with the terms and conditions of the Agreement between the COUNTY and us, as the SUBRECIPIENT. I also certify that the amount of the Request for Payment is not in excess of current needs. Signature Date Page 26 of32 Title 2010 CDBG Template Authorizing Grant Coordinator Supervisor Dept Director 2010 CDBG Template Page 27 of32 ~:r:ttWl *' 160 15 (approval authority under $ I 4,999) (approval required $15,000 and above) ~ :rbY1#-16 0 15 SCHEDULE "G-la" RELEASE AND AFFIDAVIT FORM The SUBRECIPIENT certifies for itself and its subcontractors, material-men, successors and assigns, that all charges for labor, materials, supplies, lands, licenses and other expenses for which COUNTY might be sued or for which a lien or a demand against any payment bond might be filed, have been satisfied and paid. This Release and Affidavit is given in connection with the SUBRECIPIENT's (monthly/final) Request for Payment. SUBRECIPIENT Witness: BY: BY: ITS: President Print name and title DATE: STATE OF COUNTY OF The foregoing instrument was acknowledged before me this day of 2008, by as of A Choose Not-For-Profit, or Corporation or Municipality on behalf of Choose Not-For-Profit, Corporation or Municipality He/She is personally known to me OR has produced as identification and who did (did not) take an oath. My Commission Expires: (Signature) Name: (Legibly Printed) (AFFIX OFFICIAL SEAL) Notary Public, State of: Commission No.: 2010 CDBG Template Page 28 of32 ~ ~vl1i4.J6 D 15 SCHEDULE "G-2" CDBG MONTHLY PROGRESS REPORT Completeformfor past month and submit to Housing &Human Service's staffby the ](th ofthefollowing month. Status Report for Month of Submittal Date: Project Name Insert Proiect Name Here Project Number CD- Activity Number Subrecipient: Enter Subrecioient Name Here Contact Person Enter Contact Person and Title Here Telephone: Phone Number ( area code) xxx-xxxx Fax: Enter Fax Number (area code)xxx-xxxx E-mail: Enter Email Address 1. Activity StatuslMilestones (describe any action taken, relating to this project, during the past month): 2. What events/actions are scheduled for the next two months? 3. Describe any affirmative marketing you have implemented regarding this project. Please list and attach any recent media coverage of your organization relating to this project. 4. List any additional data relevant to the outcome measures listed on the application for this project. Page 29 of 32 2010 CDBG Template ~8f'd:[ ~4t16 D 15 5. Identity any potential issues that may cause delay. New contracts executed this month (if applicable): Name of Contractor or Amount of Contractor Race Ethnicity Subcontractor, Address & Phone Contract Federal ID (see definitions (see definitions Number Number on following on following page) page) For projects that serve a particular clientele, please complete the following information by entering the appropriate number in the blank spaces and in the chart below. Complete the below chart for NEW clients served this month. DO NOT DUPLICATE clients served in previous months. You may provide data by either households or persons served. However, if one person received TWO services this counts as TWO SERVICE UNITS: TOTAL BENEFICIARIES This project benefits households or persons. Please circle one category (either "households" or "persons"). Enter the number afbeneficiaries in the blank space and in Box "1. " INCOME Of the households or persons assisted, are extremely low-income income (0-30%) of the current Median Family Income (MFI). Enter this number in Box "2." Of the households or persons assisted, are very low-income (31-50%) of the current Median Family Income (MFI). Enter this number in Box "3. " Of these households or persons assisted, are low-income (51-80%) of the current Median Family Income (MFI). Enter this number in Box "4." NOTE: The total of Boxes 2, 3 and 4 should equal the number in Box 1. 2010 CDBG Template Page 30 of 32 ~Tftt11*16 D 15 FEMALE HEAD OF HOUSEHOLD This project assisted Female Head of Households REGARDLESS of income. Enter this number in box "5" below. BOX I BOX 2 BOX 3 BOX4 BOX 5 Total Number of Extremely Very Low Income Female Head of Households or Low Income Low Income (51-80%) Household Persons Assisted (0-30%) (31-50%) I Subrecioient's must indicate total beneficiaries for Race AND Ethnicitv Definitions of Race: White: A person having origins in any of the original peoples of Europe, the Middle East, or North Africa. Black or African-American: A person having origins in any of the black racial groups of Africa. Asian: A person having origins in any of the original peoples of the Far East, Southeast Asia, or the Indian subcontinent including, for example, Cambodia, China, India, Japan, Korea, Malaysia, Pakistan, the Philippine Islands, Thailand, and Vietnam. American Indian or Alaska Native: A person having origins in any of the original peoples of North and South America (including Central America), and who maintains tribal affiliation or community attachment. Native Hawaiian or Other Pacific Islander: A person having origins in any of the original people of Hawaii, Guam, Samoa, or other Pacific Islands. Definitions of Ethnicity: Hispanic or Latino: A person of Cuban, Mexican, Puerto Rican, South or Central American, or other Spanish culture or origin, regardless of race. Tabulation Table of Race and Etbnicitv Beneficiaries ~,'~;" 'il>," " ''iI',.'''.....:~'\.........~. . -'-':~ -1~,~/."*,. <iii;. '. . !fe' White Black or African American Asian 2010 CDBG Template Page 31 of32 ~:r-tecMit 160 15 American Indian or Alaskan Native Native Hawaiian or Other Pacific Islander American Indian/Alaska Native and White Asian and White Black/African American and White American Indian/Alaskan Native and Black/African American Other Multi-Racial TOTAL: t~ ''li~'''; '~ ":'!Xy, -'lJ' >>;i~ .' .,. ",., ..,,' " . .';' ,'~:: .,.- . 08-PRC-O 1009/ Page 32 of32 2010 CDBG Template ~4 Xft'm~16 D 15 Collier County, Florida Template: Sub-recipient HOME Agreement FY2010-2011 Action Plan ~ :r-fCM it' 16 0 15 AGREEMENT BETWEEN COLLIER COUNTY AND Non-profit Name of Project Catalog of Federal Domestic Assistance # 14.218 HUD Grant # M-08-UC-12-00l7 THIS AGREEMENT is made and entered into by and between Collier County, a political subdivision of the State of Florida, ("COUNTY"), and Non-profit a private for-profit corporation existing under the laws of the State of Florida, having its principal office at Address, and its Federal Tax Identification number as XXXXXX ("DEVELOPER/SPONSOR"). WHEREAS, the COUNTY is the recipient of HOME Investment Partnerships (HOME) Program funds from the United States Department of Housing and Urban Development (HUD) as provided by the Cranston-Gonzalez National Affordable Housing Act, as amended; and WHEREAS, the Board of County Commissioners of Collier County approved the Collier County Consolidated Plan One-Year Action Plan for Federal Fiscal Year 2008-2009 for the HOME Program with Resolution 2008-] 21 on April 22, 2008; and WHEREAS, HUD has approved the County's Consolidated Plan One-Year Action Plan for Federal Fiscal Year 2008-2009 for the HOME Program and the use of the HOME funds for the activities identified in the Plan; and WHEREAS, the COUNTY and the DEVELOPER/SPONSOR desire to provide the activities specified in this Agreement, in accord with the approved One- Year Action Plan; and WHEREAS, the COUNTY desires to engage the DEVELOPER/SPONSOR to implement such undertakings of the HOME Program as a valid and worthwhile County purpose. NOW, THEREFORE, in consideration of the mutual covenants and obligations herein contained, the Parties agree as follows: I. DEFINITIONS (A) "COUNTY" means Collier County, and where applicable, it's authorized representativeCs ). (B) "HOME" is the HOME Investment Partnerships Program as described in 24 CFR Part 92, under the authority of 42 USC 3535(d) and 1270] - 12839. (C) "HHS" means the Housing and Human Services Department of Collier County. CD) "DEVELOPER/SPONSOR" means XXXXXXXXXXXXXXXXXXXXXXXx. (E) "HHS APPROVAL" means the written approval of the Housing and Human Services Department or designee. (F) "HUD" means the Secretary of the U.S. Department of Housing and Urban Development or a person authorized to act on its behalf. Non-Profit 201O-HOME Template Page I of26 hJ eaJa :Ll1Nt~ 6 D 15 (G) "Low and moderate income persons" means the definition set by HUD. (H) "PROJECT" means the work to be performed as set forth in Exhibit "A". (I) "AGENCY" means HHS, the HOME administering Agency of Collier County. For the purpose of this Agreement and all administration of HOME funds, the AGENCY shall act on behalf of the COUNTY in the execution and fiscal and programmatic control of this agreement. (1) "FEE" is the amount of money the COUNTY agrees to pay and the DEVELOPER/SPONSOR agrees to accept as payment in full for all the professional and technical services rendered pursuant to this Agreement to complete the WORK as further defined in Section III, Scope of Work. (K) "WORK" - is all the professional and technical services to be rendered or provided by the DEVELOPER/SPONSOR as described here. II. SCOPE OF SERVICES The DEVELOPER/SPONSOR shall, in a satisfactory and proper manner, as determined by HHS, perform the tasks necessary to conduct the program outlined in Exhibit "A," and shall submit each request for reimbursement using Exhibit "B" along with the monthly submission of Exhibit "E," all of which are attached hereto and made a part hereof. III. TIME OF PERFORMANCE The effective date of this Agreement between HUD and Collier County shall be Julv I, 2009. The services of the DEVELOPER/SPONSOR shall be undertaken and completed in light of the purposes of this Agreement. Subrecipients are authorized to incur eligible expenses after that date and prior to execution of this Agreement subject to HHS prior written approval. In any event, all services required hereunder shall be completed by the DEVELOPER/SPONSOR prior to December 31, 2010. Any funds not obligated by the expiration date of this Agreement shall automatically revert to the COUNTY, as set forth in Part VIII(F)(e), and Part VIII(H). IV. CONSIDERATION AND LIMITATION OF COSTS The DEVELOPER/SPONSOR shall be reimbursed by the COUNTY using federal funds for allowable costs, determined by COUNTY, in an amount not to exceed XXXX AND 001100 DOLLARS ($XXX) for the services described in Exhibit "A." All improvements specified in Exhibit "A" shall be performed by DEVELOPER/SPONSOR employees, or shall be put out to competitive bidding under a procedure acceptable to the COUNTY and federal requirements. The DEVELOPER/SPONSOR shall enter into contract for improvements with the lowest responsive and qualified bidder. Contract administration shall be handled by the DEVELOPER/SPONSOR and monitored by the COUNTY, which shall have access to all records and documents related to the project. V. NOTICES Non.Profit 201O-HOME Template Page 2 of 26 ~a Tftiivl All notices required to be given under this Agreement shall be sufficient when delivered to HHS at its office, presently located at 3050 North Horseshoe Drive, Suite 110, Naples, Florida 34 I 04, and to the DEVELOPER/SPONSOR when delivered to its office at the address listed on page one of this Agreement. VI. GENERAL CONDITIONS A. IMPLEMENTATION OF PROJECT The DEVELOPER/SPONSOR shall implement this Agreement in accordance with applicable Federal, State, and County laws, ordinances and codes and with the procedures outlined in HHS' Policies and Procedures memoranda. Should a project receive additional funding after the commencement of this Agreement, the DEVELOPER/SPONSOR shall notify HHS in writing within thirty (30) days of receiving notification from the funding source and submit a cost allocation plan fOf approval by HHS or its designee within forty-five (45) days of said official notification. B. DEBARMENT The DEVELOPER/SPONSOR certifies that neither it, nor its principals, is presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any Federal Department or agency; and, that the DEVELOPER/SPONSOR shall not knowingly entcr into any lower tier contract, or other covered transaction, with a person who is similarly debarred or suspended from participating in this covered transaction. C. LOCAL AND FEDERAL RULES. REGULATIONS AND LAWS The DEVELOPER/SPONSOR agrees to comply with any applicable laws, ordinances, regulations and orders of the State, local and Federal governments, including, but not limited to: 1. 24 CFR Part 92.206, HOME Investment Partnership Program - The regulations governing the disbursement of HOME funds. 2. 24 CFR 58 - The regulations prescribing the Environmental Review procedure. 3. Title VI of the 1984 Civil Rights Act, 42 USC ~ 2000d, et. seq. 4. 24 CFR 107 - The regulations issued pursuant to Executive Order I 1063 which prohibits discrimination and promotes equal opportunity in housing. 5. Executive Order 11246 ("Equal Employment Opportunity"), as amended by Executive Orders 11375 and 12086 - which establishes hiring goals for minorities and women on projects assisted with federal funds. Non-Profit 20 IO-HOME Template Page 3 of 26 6. Title VII of the 1968 Civil Rights Act as amended by the Equal Employment Opportunity Act of 1972, 42 USC ~ 2000e, et. seq. 7. 24 CFR 135 - Regulations outlining requirements of Section 3 of the Housing and Urban Development Act of 1968, as amended. 8. Age Discrimination Act of 1975. 9. Contract Work Hours and Safety Standards Act, 40 USC 327-332. 10. Section 504 ofthe Rehabilitation Act of 1973,29 USC 776(b)(5). 11. Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, as amended. 12. 29 CFR Parts 3 and 5 - Regulations which prescribe the payment of prevailing wages and the use of apprentices and trainees on federally assisted projects as mandated by the Davis-Bacon Act. HUD Form 4010 must be included in all construction contracts funded by CDBG. (See 42 USC 276a and 24 CFR l35.11(c)). 13. Executive Order 11914 - Prohibits discrimination with respect to the handicapped in federally assisted projects. 14. Executive Order 11625 and U.S. Department of Housing and Urban Development Circular Letter 79-45 - which prescribes goal percentages for participation of minority businesses in Community Development Block Grant Contracts. 15. Public Law 100-430 - the Fair Housing Amendments Act of 1988. 16. Public Law 100-430, the Fair Housing Amendments of 1988. 17.0MB Circular A-133 - concerning annual audits. 18.0MB Circular A-122 - which identifies cost principles. 19. 24 CFR 84 - Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals and Other Non-Profit Organizations. 20. 24 CFR 85- Uniform Administrative Requirements for Grants and Agreements to State and Local Governments. 21. Immigration Reform and Control Act of 1986 as located at 8 USC 1324, el seq. and regulations relating thereto. Failure by the DEVELOPER/SPONSOR to comply with the laws referenced herein shall constitute a breach of this agreement, and the County shall have the discretion 10 unilaterally terminate this agreement immediately. Non-Profit 201O-HOME Template Page 4 of 26 ~ :TbYl-et 16 D 15 22. Chapter 112, Florida Statutes. 23. Prohibition Of Gifts To County Employees - No organization or individual shall offer or give, either directly or indirectly, any favor, gift, loan, fee, service or other item of value to any County employee, as set forth in Chapter 112, Part III, Florida Statutes, Collier County Ethics Ordinance No. 2004-05, as amended, and County Administrative Procedure 5311. 24. Order of Precedence - In the event of any conflict between or among the terms of any of the Contract Documents, the terms of the Agreement shall take precedence over the terms of all other Contract Documents, except the tcrms of any Supplemental Conditions shall take precedence over the Agreement. To the extent any conflict in the terms of the Contract Documents cannot be resolved by application of the Supplemental Conditions, if any, or the Agreement, the conflict shall be resolved by imposing the more strict or costly obligation under the Contract Documents upon the Contractor at Owner's discretion. 25. Venue - Any suit or action brought by either party to this Agreement against the other party relating to or arising out of this Agreement must be brought in the appropriate federal or state courts in Collier County, Florida, which courts have sole and exclusive jurisdiction on all such matters. 26. Dispute Resolution - Prior to the initiation of any action or proceeding permitted by this Agreement to resolve disputes between the parties, the parties shall make a good faith effort to resolve any such disputes by negotiation. The negotiation shall be attended by representatives of DEVELOPER/SPONSOR with full decision-making authority and by COUNTY'S staff person who would make the presentation of any settlement reached during negotiations to COUNTY for approval. Failing rcsolution, and prior to the commencement of depositions in any litigation between the parties arising out of this Agreement, the parties shall attempt to resolve the dispute through Mediation before an agreed-upon Circuit Court Mediator certified by the State of Florida. The mediation shall be attended by representatives of DEVELOPER/SPONSOR with full decision-making authority and by COUNTY'S staff person who would make the presentation of any settlement reached at mediation to COUNTY'S board for approval. Should cither party fail to submit to mediation as required hereunder, the other party may obtain a court order requiring mediation under ~ 44.102, Fla. Stat. D. SUBCONTRACTS Any work or services subcontracted by the DEVELOPER/SPONSOR shall be specifically by written contract or agreement, and such subcontracts shall be subject to each provision of this Agreement and applicable County, State, and Federal guidelines and regulations. Prior to execution by the DEVELOPER/SPONSOR of any subcontract hereunder, such subcontracts must be submitted by the DEVELOPER/SPONSOR to HHS for its review and approval, which will specifically include a determination of compliance with the terms of the attached Work Program set forth in Exhibit "A." This review also includes ensuring that all consultant contracts and fee schedules meet the minimum standards as established by the Collier County Purchasing Department, Florida Non-Profit 20IO-HOME Template Page 5 of 26 -Ap-atl :+:-/tM*16 0 15 Statutes, and HUD. Reimbursements for such services will be made at DEVELOPER/SPONSOR cost. None of the work or services covered by this Agreement, including but not limited to consultant work or services, shall be subcontracted by the DEVELOPER/SPONSOR or reimbursed by the COUNTY without prior written approval of the HHS or its designee. E. AMENDMENTS This Agreement, and any exhibit or attachment, may be amended only by written agreement executed by the governing boards of both parties, except that County representative(s) may approve adjustments between line item amounts, scope clarifications, or an extension of time and schedule that do not change the project, or exceed the amount funded by the County, as stated herein. Any modifications to this contract shall be in compliance with the County Purchasing Policy and Administrative Procedures in effect at the time such modifications are authorized. F. INDEMNIFICATION To the maximum extent permitted by Florida law, the DEVELOPER/SPONSOR shall indemnify and hold harmless Collier County, its officers and employees from any and all liabilities, damages, losses and costs, including, but not limited to, reasonable attomeys' fees and paralegals' fees, to the extent caused by the negligence, recklessness, or intentionally wrongful conduct of the DEVELOPER/SPONSOR or anyone employed or utilized by the DEVELOPER/SPONSOR in the performance of this Agreement. This indemnification obligation shall not be construed to negate, abridge or reduce any other rights or remedies which otherwise may be available to an indemnified party or person described in this paragraph. This section does not pertain to any incident arising from the sole negligence of Collier County. The foregoing indemnification shall not constitute a waiver of sovereign immunity beyond the limits set forth in section 768.28, Florida Statutes. G. GRANTEE RECOGNITION All facilities purchased or constructed pursuant to this Agreement shall be clearly identified as to funding source. The DEVELOPER/SPONSOR will include a reference to the financial support herein provided by HHS in all publications and publicity. In addition, the DEVELOPER/SPONSOR will make a good faith effort to recognize HHS' support for all activitics made possible with funds made available under this Agreement. The DEVELOPER/SPONSOR will mount a temporary construction sign for projects funded by HHS. This design concept is intended to disseminate key information regarding the development team as well as Equal Housing Opportunity to the general public. The construction sign shall comply with applicable County codes. H. TERMINATION In event of termination for any of the reasons identified in sub-sections 1-3 as follows, all finished or unfinished documents, data studies, surveys, drawings, maps, models, photographs, reports prepared, and capital equipment secured by the DEVELOPER/SPONSOR with funds Non-Profit 20 I O-HOME Template Page 6 of 26 under this Agreement shall be returned to HHS or the COUNTY. In the event of termination, the DEVELOPER/SPONSOR shall not be relieved of liability to the COUNTY for damages sustained by the COUNTY by virtue of any breach of the Contract by the DEVELOPER/SPONSOR, and the COUNTY may withhold any payment to the DEVELOPER/SPONSOR for set-off purposes until such time as the exact amount of damages due to the COUNTY from the DEVELOPER/SPONSOR is determined. I. TERMINATION FOR CAUSE If through any cause either party shall fail to fulfill in timely and proper manner its obligations under this Agreement, or if either party shall violate any of the covenants, agreements, or stipulations of this Agreement, either party shall thereupon have the right to terminate this Agreement in whole or part by giving written notice of such termination to the other party and specifying therein the effective date of termination. (See 24 CFR 85.43.) 2. TERMINATION FOR CONVENIENCE At any time during the term of this Agreement, either party may, at its option and for any reason, terminate this Agreement upon ten (10) working days written notice to the other party. Upon termination, the COUNTY shall pay the DEVELOPER/SPONSOR for services rendered pursuant to this Agreement through and including the date of termination. (See 24 CFR 85.44.) 3. TERMINATION DUE TO CESSATION In the event the grant to the COUNTY under Title I of the Housing and Community Development Act of 1974 (as amended) is suspended or terminated, this Agreement shall be suspended or terminated effective on the date that HUD specifies. I. INSURANCE DEVELOPER/SPONSOR shall obtain and carry, at all times during its performance under the Contract Documents, insurance of the types and in the amounts described herein and further set forth in Exhibit D to this Agreement. J. DEVELOPER LIABILITY OBLIGATION Compliance with the insurance requirements in Exhibit D shall not relieve the DEVELOPER/SPONSOR of its liability and obligation under this subsection or under any subsection of this contract. The contract is contingent upon receipt of the insurance documents within fifteen (15) calendar days after the Board of County Commissioners' approval. If the Insurance certificate is received within the specified period, but not in the manner prescribed in these requirements, the DEVELOPER/SPONSOR shall be verbally notified of the deficiency and shall have an additional five (5) calendar days to submit a corrected Certificate to the County. ]fthe DEVELOPER/SPONSOR fails to submit the required insurance documents in the manner prescribed in these requirements within twenty (20) calendar days after the Board of County Non-Profit 2010-HOME Template Page 7 of 26 ~.. Commissioners' approval, the DEVELOPER/SPONSOR shall be in default of the terms and conditions of the contract. K. INDEPENDENT AGENT AND EMPLOYEES The DEVELOPER/SPONSOR agrees that it will be acting as an independent agent and that its employees are not Collier County employees and are not subject to the County provisions of law applicable to County employees relative to employments, hours of work, rates of compensation, leave, unemployment and employee benefits. VlI. ADMINISTRATIVE REOUIREMENTS A. FINANCIAL MANAGEMENT The DEVELOPER/SPONSOR agrees to comply with OMB Circular A -110 (Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals and other Non-Profit Organizations) and agrees to adhere to the accounting principles and procedures required therein, utilize adequate internal controls, and maintain necessary source documentation for all costs incurred. B. DOCUMENTATION AND RECORDKEEPING I. The DEVELOPER/SPONSOR shall maintain all records required by the HOME Federal Regulations for a period of five years (5) years after expiration of this Agreement. 2. All reports, plans, surveys, information, documents, maps, and other data procedures developed, prepared, assembled, or completed by the DEVELOPER/SPONSOR for the purpose of this Agreement shall be made available to the COUNTY by the DEVELOPER/SPONSOR at any time upon request by HHS. Upon completion of all work contemplated under this Agreement copies of all documents and records relating to this Agreement shall be surrendered to HHS if requested. 3. The DEVELOPER/SPONSOR shall submit reports as required to assist the COUNTY in the preparation of HUD Labor Relations, WBE/MBE, Equal Opportunity Employment, and HUD Section 3 reports, pursuant to 24 CFR 570.502, 507. and 92 (3)(vi).***RESEARCH. 4. DEVELOPER/SPONSOR shall submit monthly beneficiary reports to HHS using Exhibit "C". 5. The DEVELOPER/SPONSOR shall maintain records showing compliance with the Davis-Bacon Law, including files containing contractor payrolls, employee interviews, Davis-Bacon wage rates, and administrative cross- referencing. DEVELOPER/SPONSOR shall maintain records showing contractor compliance with the Contract Work Hours and Work Safety Non-Profit Page 8 of26 2010-HOME Template ~t{ :r1c1Nl~16 0 15 Law. Similarly, the DEVELOPER/SPONSOR shall maintain records showing compliance with federal purchasing requirements and with other federal requirements for grant implementation. 6. Indirect Costs: If indirect costs are charged, the Developer will develop an indirect cost allocation plan for determining the appropriate Developer's share of administrative costs and shall submit such plan to the County for approval, in a form specified by the County. 7. Failure to adequately maintain any former HOME funded project may result in the delay of processing reimbursement requests for ongoing activities or in the forfeiture of future HOME funds. 8. The DEVELOPER/SPONSOR will be responsible for the creation and maintenance of income eligible files on clients served and documentation that all households are eligible under HUD Income Guidelines. 9. The DEVELOPER/SPONSOR further agrees that HHS shall be the final arbiter on the DEVELOPER/SPONSOR's compliance with the above. C. REPORTS. AUDITS. AND EVALUATIONS Reimbursement will be contingent on the timely receipt of complete and accurate reports required by this Agreement, and on the resolution of monitoring or audit findings identified pursuant to this Agreement. D. ADDITIONAL HOUSING & HUMAN SERVICES. COUNTY, AND HUD REOUIREMENTS The SUBRECIPIENT agrees to utilize funds available under this Agreement to supplement rather than supplant funds otherwise available for specified activities. E. WRITTEN APPROVALS-SUMMARY (1) (2) (3) (4) (5) (6) All subcontracts and agreements proposed to be entered into by the DEVELOPER/SPONSOR pursuant to this Agreement; All capital equipment expenditures of$l,OOO or more; All out-of-town travel; (travel shall be reimbursed in accordance with S 112.061, Fla. Stat., unless otherwise required by HOME); All change orders; and All requests to utilize uncommitted funds after the expiration of this agreement for programs described in Exhibit A, and All rates of pay and pay increases paid out of HOME funds, whether for merit or cost ofliving. Non-Profit 20 IO-HOME Template Page 9 of 26 ~4 ~*r0lTI5 F. PURCHASING All purchasing for services and goods, including capital equipment, shall be made by purchase order or by a written contract and in conformity with the procedures prescribed by the Federal Management Circulars A-IIO, A-122, 24 CFR Part 84, and 24 CFR Part 85, which are incorporated herein by reference. G. AUDITS AND INSPECTIONS I. Non-profit organizations that expend $500,000 or more annually in federal awards shall have a single or program-specific audit conducted for that year in accordance with OMB A-133. Non-profit organizations expending federal awards of $500,000 or more under only one federal program may elect to have a program-specific audit performed in accordance with OMB A-133. 2. Non-profit organizations that expend less than $500,000 annually in federal awards shall be exempt from an audit conducted in accordance with OMB A-133, although their records must be available for review (e.g., inspections, evaluations). These agencies are required by HHS to submit "Reduced Scope" audi1s (e.g., financial audit, performance audits). They may choose, instead of a Reduced Scope Audit, to have a program audit conducted for each federal award in accordance with federal laws and regulations governing the program in which they participate. 3. When the requirements of OMB A-133 apply, or when the DEVELOPER/SPONSOR elects to comply with OMB A-l33, an audit shall be conducted for each fiscal year for which federal awards attributable to this contract have been received by the DEVELOPER/SPONSOR. A copy of the audit report must be received by HHS no later than six months following the end ofthc DEVELOPER/SPONSOR's fiscal year. 4. If an audit is required by Section G of this contract, but the requirements of OMB A-133 do not apply or are not elected, the DEVELOPER/SPONSOR may choose to have an audit performed either on the basis of the DEVELOPER/SPONSOR's fiscal year or on the basis of the period during which HHS-federal assistance has been received. In either case, each audit shall cover a time period of not more than twelve months and an audit shall be submitted covering each assisted period until all the assistance received from this contract has been reported. Each audit shall adhere to all other audit standards of OMB A- 133, as these may be limited to cover only those services undertaken pursuant to the terms of this contract. A copy of the audit report must be received by HHS no la1er than six months following each audit period. 5. The DEVELOPER/SPONSOR shall maintain all contract Records in accordance with generally accepted accounting principles, procedures, and practices which shall sufticiently and properly reflect all revenues and Non-Profit 2010-HOME Template Page 10 of26 expenditures of funds provided directly or indirectly by the County pursuant to the terms of this Agreement. 6. The DEVELOPER/SPONSOR shall include in all HHS approved subcontracts used to engage subcontractors to carry out any eligible substantive programmatic services, as such services are described in this contract and defined by HHS, each of the record-keeping and audit requirements detailed in this contract. HHS shall, in its sole discretion, determine when services are eligible substantive programmatic services and subject to the audit and record-keeping requirements described above. H. PROGRAM-GENERATED INCOME All income earned by the DEVELOPER/SPONSOR from activities financed in whole or in part by funds provided hereunder must be reported to HHS. Such income would include, but not be limited to, income from service fees, sale of commodities, and rental or usage fees. The DEVELOPER/SPONSOR shall report its plan to utilize such income to HHS, and said plan shall require the prior written approval of the HHS Department or designee. Accounting and disbursement of such income shall comply with OMB Circular A-II 0 (Uniform Administrative Requirement for Federal Grants) and other applicable regulations incorporated herein by reference. Program Income, as defined by 24 CFR 92.503 for HOME funds, may be retained by the Agency. Program Income shall be utilized to undertake activities specified in "Exhibit A" of this Agreement, and all provisions of this Agreement shall apply to stated activities. Any Program Income received by the DEVELOPER/SPONSOR or its sub-contractors shall be returned to the COUNTY unless the DEVELOPER/SPONSOR requests and is authorized to utilize uncommitted funds. I. GRANT CLOSEOUT PROCEDURES DEVELOPER/SPONSOR's obligation to the COUNTY shall not end until all closeout requirements are completed. Activities during this closeout period shall include, but not be limited to; making final payments, disposing of program assets (including the return of all unused materials, equipment, unspent cash advances, program income balances, and receivable accounts to the COUNTY), and determining the custodianship of records. VIII. OTHER PROGRAM REOUlREMENTS A. OPPORTUNITIES FOR RESIDENTS AND CIVIL RIGHTS COMPLIANCE The DEVELOPER/SPONSOR agrees that no person shall be excluded from the benefits of, or be subjected to, discrimination under any activity carried out by the performance of this Agreement on the basis of race, color, disability, national origin, religion, age, familial status, or sex. Upon receipt of evidcnce of such discrimination, the COUNTY shall have the right to terminate this Agreement. Non-Profit 20IO-HOME Template Page II of26 To the greatest extent feasible, lower-income residents of the project areas shall be given opportunities for training and employment; and to the greatest feasible extent eligible business concerns located in or owned in substantial part by persons residing in the project areas shall be awarded contracts in connection with the project. The DEVELOPER/SPONSOR shall comply with the Section 3 of the Housing and Community Development Act of 1968. B. OPPORTUNITIES FOR SMALL AND MINORITY/WOMEN-OWNED BUSINESS ENTERPRISES In the procurement of supplies, equipment, construction, or services, the DEVELOPER/SPONSOR shall make a positive effort to utilize small business and minority/women-owned business enterprises of supplies and services, and provide these sources the maximum feasible opportunity to compete for contracts to be performed pursuant to this Agreement. To the maximum extent feasible, these small business and minority/women- owned business enterprises shall be located in or owned by residents of the HOME areas designated by Collier County in the Annual Consolidated Plan approved by HUD. C. PROGRAM BENEFICIARIES At least fifty-one percent (51 %) of the beneficiaries of a project funded through this Agreement must be very low, low- income persons. If the project is located in an entitlement city, as defined by HUD, or serves beneficiaries countywide, more than thirty percent (30%) of the beneficiaries directly assisted under this Agreement must reside in unincorporated Collier County or in municipalities participating in the County's Urban County Qualification Program. The project funded under this Agreement shall assist beneficiaries as defined above for the time period designated in Exhibit A of this Agreement. The DEVELOPER/SPONSOR shall provide written verification of compliance to HHS upon HHS' request. D. CONFLICT OF INTEREST The DEVELOPER/SPONSOR covenants that no person who presently exercises any functions or responsibilities in connection with the Project, has any personal financial interest, direct or indirect, in the target areas or any parcels therein, which would conflict in any manner or degree with the performance of this Agreement and that no person having any conflict of interest shall be employed by or subcontracted by the DEVELOPER/SPONSOR. Any possible conflict of interest on the part of the DEVELOPER/SPONSOR or its employees shall be disclosed in writing to HHS. (See 24 CFR 92.356). E. PUBLIC ENTITY CRIMES As provided in Section 287.133, Fla. Stat., by entering into this Agreement or performing any work in furtherance hereof, the DEVELOPER/SPONSOR certifies that it, its affiliates, suppliers, subcontractors and consultants who will perform hereunder, have not been placed on the convicted vendor list maintained by the State of Florida Department of Management Services within the 36 months immediately preceding the date hereof. This notice is required by Section Non-Profit 20 I O-HOME Template Page 12 of26 287.133(3)(a), Fla. Stat. F. DRUG-FREE WORKPLACE REOUIREMENTS The DEVELOPER/SPONSOR must certify that it will provide drug-free workplaces m accordance with the Drug-Free Workplace Act of 1988 (41 USC 701). G. CERTIFICATION REGARDING LOBBYING The undersigned certifies, to the best of his or her knowledge and belief, that: I. No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement. 2. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form-LLL, "Disclosure Form to Report Lobbying", in accordance with its instructions. 3. The undersigned shall require that the language of this certification be included in the award documents for all sub-awards at all 1iers (including subcontracts, subgrants, contracts under grants, loans, and cooperative agreements) and that all DEVELOPER/SPONSOR'S shall certify and disclose accordingly. H. REAL PROPERTY Any real property acquired by the DEVELOPER/SPONSOR for the purpose of carrying on the projects stated herein, and approved by the COUNTY in accordance with the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970 and 49 CFR part 24, shall be subject to the provisions of the CDBG/HOME Regulations including, but not limited to, the provisions on use and disposition of property. Any real property within the DEVELOPER/SPONSOR's control, which is acquired or improved in whole or part with CDBG/HOME funds in excess of $25,000, must adhere to the CDBGIHOME Regulations at 24 CFR 570.505. Non-Profit 201O-HOME Template Page 13 of 26 ~a r:.fcvt'1~6--D-t-5- IX. ENVIRONMENTAL CONDITIONS The DEVELOPER/SPONSOR agrees to comply with the following requirements: A. AIR AND WATER I. Clean Air Act, 41 USC 7401, et seq. 2. Federal Water Pollution Control Act, 33 USC 1251, et seq., as amended. B. FLOOD DISASTER PROTECTION In accordance with the requirements of the Flood Disaster Protection Act of 1973 (42 USC 4002), the DEVELOPER/SPONSOR shall assure that for activities located in an area identified by FEMA as having special flood hazards, flood insurance under the National Flood Insurance Program is obtained and maintained. If appropriate, a letter of map amendment (LOMA) may be obtained from FEMA, which would satisfy this requirement and/or reduce the cost of said flood insurance. C. LEAD-BASED PAINT The DEVELOPER/SPONSOR agrees that any construction or rehabilitation of residential structures with assistance provided under this contract shall be subject to HUD Lead- Based Paint Poisoning Prevention Act found in 24 CFR 92.355. D. HISTORIC PRESERVATION The DEVELOPER/SPONSOR agrees to comply with the Historic Preservation requirements set forth in the National Historic Preservation Act of 1966, as amended (16 USC 470) and the procedures set forth in 36 CFR 800, Advisory Council on Historic Preservation Procedures for Protection of Historical Properties. X. CONDITIONS FOR RELIGIOUS ORGANIZATIONS HOME funds organizations. activities. may not be used for religious activities or provided to primarily religious 24 CFR 92.257 specifies the limitations on HOME funds for faith based XI. REVERSION OF ASSETS Upon expiration of the Agreement, the DEVELOPER/SPONSOR shall transfer to the COUNTY any HOME funds on hand at the time of expiration and any accounts receivable attributable to the use of HOME funds. 24 CFR 92.504(2)(vii). XII. SEVERABILITY OF PROVISIONS Non-Profit 201O-HOME Template Page 14 of26 ~ If any provision of this Agreement is held invalid, the remainder of this Agreement shall not be affected thereby if such remainder would then continue to conform to the terms and requirements of applicable law. XIlI. COUNTERPARTS OF THE AGREEMENT This Agreement, consisting of twenty-seven (27) enumerated pages, which include the exhibits referenced herein, shall be executed in two (2) counterparts, each of which shall be deemed to be an original, and such counterparts will constitute one and the same instrument. XIV. ENTIRE UNDERSTANDING This Agreement and its provisions merge any prior agreements, if any, between the parties hereto and constitutes the entire understanding. The parties hereby acknowledge that there have been and are no representations, warranties, covenants, or undertakings other than those expressly set forth herein. Non-Profit 20 I O-HOME Template Page 15 of26 ~~-t\-16D 15 IN WITNESS WHEREOF, the DEVELOPER/SPONSOR and the County, have each, respectively, by an authorized person or agent, hereunder set their hands and seals on this October 14. 2009. ATTEST: Dwight E. Brock, Clerk of Courts BOARD OF COUNTY COMMISSIONERS COLLIER COUNTY, FLORIDA By: By: Donna Fiala, Chairman Dated: (SEAL) DEVELOPER, INC. First Witness By: DEVELOPER/SPONSOR Signature Type/print witness name Second Witness Vice President & CFO Name, Type/print witness name Approved as to form and legal sufficiency: Assistant County Attorney Signature Type/Print Name Non-Profit 2010-HOME Template Page 16 of26 ~~-tl-16D 15 EXHIBIT "A" SCOPE OF SERVICES HOME LANEMARK INVESTMENTS. INC. CONSTRUCTION AND DEVELOPMENT THE TOWNHOMES AT ESPERANZA THE DEVELOPER/SPONSOR AGREES TO: A. PROJECT DESCRIPTION: LaneMark Investments, Inc. will undertake the construction and development of thirty-six (36) affordable workforce housing units known as Townhomes at Esperanza on a six acre tract of land. These 36 units will target households seeking affordable workforce housing and earning 80% or less of area median income. Funding in the amount of TWO HUNDRED FORTY SIX THOUSAND DOLLARS ($246, 000) will be allocated from HOME funding for expenses and fees incurred in the construction and development phase of this project. The DEVELOPER/SPONSOR shall submit to Housing & Human Services a certification that all households meet income qualification and legal residency requirements prior to full occupancy. The anticipated annual household income of the participant shall be verified and not exceed the income limits as mandated by the U.S. Department of Housing and Urban Development (HUD). Final completion date shall be no later than December 31, 2010. The DEVELOPER/SPONSOR will be responsible for the following: The DEVELOPER/SPONSOR will provide a specific working budget with tasks and a realistic timetable as relates to all HOME and non-HOME funds and shall be submitted within thirty (30) days of the agreement approval. If documents are not received, requests for payments will not be processed. The DEVELOPER/SPONSOR will be responsible for the creation and maintenance of income eligibility files on clients served and documentation that all households are eligible under HUD Income Guidelines. If applicable: Posting of visible signage at the work site identifying the funding source(s) as mentioned in section VII part G. NOTE I: The DEVELOPER/SPONSOR shall submit its bid package, proposed bid system and drawings/specifications to HHS and obtain approval prior to bidding the construction work. The final number of units to be constructed must be approved by HHS staff if a significant change in units constructed changes. A significant change is any change greater than a 10% deviation from the 36 units. NOTE 2: The DEVELOPER/SPONSOR shall prioritize the work in the Project, and shall bid such work in a sealed bid manner that would allow the receipt of itemized costs from bidders, which would then allow the award of items that can be funded by the budget. The DEVELOPER/SPONSOR shall require a bid bond, 100% payment bond, and 100% performance bond for any contract that exceeds $100,000. Non-Profit 2010-HOME Template Page 17 of26 ~Q~*16DI5 Exhibit A, Continued NOTE 3: The DEVELOPER/SPONSOR shall not award the construction contract for the Project until sufficient funding is available to complete the established scope of work. The DEVELOPER/SPONSOR shall obtain HHS's approval prior to awarding the construction contract to be funded through this agreement. After awarding such contract the DEVELOPER/SPONSOR shall submit bid minutes to HHS. HHS's approval is required prior to executing any change orders to such contract. NOTE 4: The DEVELOPER/SPONSOR shall not request reimbursement from HHS for materials or equipment received and stored on the project site or elsewhere. The DEVELOPER/SPONSOR shall only request reimbursement for materials and equipment that have been installed. The DEVELOPER/SPONSOR further agrees that HHS, in consultation with any parties HHS deems necessary, shall be the final arbiter on the DEVELOPER/SPONSOR's compliance with the above. B. BUDGET: Construction and Development-(HOME) Line Item: Construction Building Permitsllmpact Fees Contingency @5% Subtotal Construction General Development Costs (Soft) Accounting Fees Appraisal Architect Fees Builders Risk Insurance Construction Cost Analysis Engineering Fees & Platting Environmental Fees Inspection Fees Insurance Legal Fees Market Study Marketing & Advertising Soil Test Report Survey Utility Connections Contingency @S% Subtotal General Dev Costs Subtotal D_v Costs Total $246,000 If indirect costs are charged, the DEVELOPER/SPONSOR will develop an indirect cost allocation plan for determining the appropriate DEVELOPER/SPONSOR share of administrative costs and shall submit such plan to the County for approval, in a form specified by the County. C. STAFFING: Provide list of staff directly responsible for reporting and request for payment processmg. D. BONDING REOUlREMENTS: The DEVELOPER/SPONSOR shall comply with the requirements of OMB Circular A-IIO (Uniform Administrative Requirement for Federal Grants) and 24 CFR Part 84 in regard to any bid guarantees, performance bonds, and payment bonds. E. FORMER PROJECTS: Failure to adequately maintain any former HOME funded project may result in the delay of processing reimbursement requests for ongoing activities or in the forfeiture of future HOME funds. Non-Profit 201O-HOME Template Page 18 of26 ~ :rbvt-il' 160 15 Exhibit A, Continued F. WORK SCHEDULE: The time frame for completion of the outlined activities shall be: Milestone Deadline Deswand related soft costs December, 2009 Construction December 2010 Comnletion December. 2010 Please note that if any of these activities exceed the timelines by two months a revised work schedule must be submitted to HHS. G. REPORTS: The DEVELOPER/SPONSOR shall submit detailed monthly progress reports to HHS outlining the status of specific activities under the project. Each report must account for the total activity for which the DEVELOPER/SPONSOR is paid with HOME funds, in part or in whole, and which is required in fulfillment of their obligations regarding the Project. The progress reports shall be submitted on the form Exhibit "E". The progress reports shall be used as an additional basis for HHS' s approval of invoices, etc. for reimbursement. After funding is expended, the monthly reporting requirements remain until 51 % of the units are occupied. H. OUTCOME PERFORMANCE MEASUREMENTS: OBJECTIVE OUTCOMES ACTIVITY INDICATORS DECENT HOUSING Affordable housing Construction development Number of new Low-moderate clientele through the creation of of36 new single-family housing units built 24 CFR 570.208(a)(2) thirty-six (36) housing housing units. (36). units. 17B Infrastructure Development I. DAVIS-BACON ACT: The DEVELOPER/SPONSOR shall request the County to obtain a Davis-Bacon wage decision for the project prior to advertising the construction work. The DEVELOPER/SPONSOR shall incorporate a copy of the Davis-Bacon wage decision and disclose the requirements of the Davis-Bacon Act in its construction bid solicitation and sub- contract(s). J. COMPENSATION: The County shall reimburse the DEVELOPER/SPONSOR for the performance of this Agreement upon completion or partial completion of the work tasks as accepted and approved by HHS pursuant to the submittal of monthly progress reports as identified in Section G. Payments shall be made to the DEVELOPER/SPONSOR when requested as work progresses, but not more frequently than once per month. Adherence to the work schedule identified in Section F will be required, unless modified in writing by the parties. Payment will be made upon receipt of a proper invoice and in compliance with Section 218.70, Fla. Stats., otherwise known as the "Local Government Prompt Payment Act". End of Exhibit A Non-Profit Page 19 of26 2010.HOME Template ~~::r::-\eW\~ 16 D 15 EXHIBIT "B" COLLIER COUNTY HOUSING AND HUMAN SERVICES REQUEST FOR PAYMENT SECTION I: REQUEST FOR PAYMENT DEVELOPER/SPONSOR Name: Name of Develooer. DEVELOPER/SPONSOR Address: address Project Name: Name of Proiect Project No: HM09-XX Payment Request # Dollar Amount Requested: $ SECTION II: STATUS OF FUNDS I. Gran1 Amount Awarded $ 246,000 2. Sum of Past Claims Paid on this Account $ 3. Total Grant Amount Awarded Less Sum Of Past Claims Paid on this Account 4. Amount of Previous Unpaid Requests $ $ 5. Amount of Today' s Request $ 6. Current Grant Balance (Initial Grant Amount Awarded Less Sum of all requests) $ [ certify that this request for reimbursement has been drawn in accordance with the terms and conditions of the Agreemen1 between the County and us as the Sub-recipient. I also certify that the amount of the Request for Reimbursement is not in excess of current needs. Date Signature Title Authorizing Grant Coordinator Supervisor Dept Director (aooroval authority under $14.999) (approval reauired $15.000 and above) End of Exhibit B Non~Profit 201O-HOME Template Page 20 of 26 f!J~ JttWt~ 16 D 15 EXffiBIT "c' ADDITIONAL HOME GRANT REOUlREMENTS No additional HOME requirements for this agreement End of Exhibit C Non-Profit 2010-HOME Template Page 21 of26 ~~~16DI5 EXHIBIT "D" INSURANCE REQUIREMENTS The DEVELOPER/SPONSOR shall furnish to Collier County, c/o Housing and Human Services Department, 3050 Horseshoe Drive North, Suite 110, Naples, Florida 34104, Certificate(s) of Insurance evidencing insurance coverage that meets the requirements as outlined below: (a.) Workers' Compensation as required by Chapter 440, Florida Statutes. (b.) Public Liability Insurance on a comprehensive basis in an amount no less than $300,000 per occurrence for combined Bodily Injury and Property Damage. Collier County must be shown as an additional insured with respect to this coverage. (c) Automobile Liability Insurance covering all owned, non-owned and hired vehicles used in connection with this contract in an amount not less than $300,000 per occurrence for combined Bodily Injury and Property Damage. DESIGN STAGE (IF APPLICABLE) In addition to the insurance required in (I) - (3) above, a Certificate of Insurance must be provided as follows: (d.) Professional Liability Insurance in the name of the DEVELOPER/SPONSOR or the licensed design professional employed by the DEVELOPER/SPONSOR in an amount not less than $300,000 per occurrence providing for all sums which the DEVELOPER/SPONSOR and/or the design professional shall become legally obligated to pay as damages fro claims arising out of the services performed by the DEVELOPER/SPONSOR or any person employed by the DEVELOPERlSPONSOR in connection with this contract. This insurance shall be maintained for a period of two (2) years after the certificate of Occupancy is issued. CONSTRUCTION PHASE (IF APPLICABLE) In addition to the insurance required in (I) - (4) above, the DEVELOPER/SPONSOR shall provide or cause its Subcontractors to provide original policies indicating the following types of insurance coverage prior to any construction: (e.) Completed Value Builder's Risk Insurance on an "All Risk" basis in an amount not less than one hundred (100%) percent of the insurable value of the building(s) or structure(s). The policy shall be in the name of Collier County and the DEVELOPER/SPONSOR. Page 22 of 26 Non-Profit 20 1 O-HOME Template ~tZ-~~16D 15 Exhibit D, Continued (f.) Flood Insurance shall be provided for those properties found to be within a flood hazard zone, in an amount not less than the full replace values of the completed structure(s) or the maximum amount of coverage available through the National Flood Insurance Program (NFlP), whichever is greater. The policy will show Collier County as a Loss Payee A.T.I.M.A. This policy will be providcd as such time that he buildings' walls and roof exist. OPERA TION/MANAGEMENT PHASE (Ir APPLICABLE) After the Construction Phase is completed and occupancy begins, the following insurance must be kept in force throughout the duration of the loan and/or Contract: (g.) Public Liability coverage in an amount not less than $1,000,000 per occurrence for combined Bodily Injury and Property damage. Collier County must be shown as an additional insured with respect to this coverage. (h.) Property Insurance coverage on an "All Risk" basis in an amount not less than one hundred (100%) of the replacemcnt cost of the property. Collier County must be shown as a Loss payee with respect to this coverage A.T.I.M.A. (i.) Flood Insurance coverage for those properties found to be within a flood hazard zone for the full replacement values of the structure(s) or the maximum amount of coverage available through the National Flood Insurance Program (NFIP). The policy must show Collier County as a Loss Payee A.T.I.M.A. End of Exhibit D Non-Profit 2010-HOME Template Page 23 of 26 "ATTACHMENT E" ~a~-t16 015 HOME MONTHLY PROGRESS REPORT Complete form for past month and submit to Housing & Human Services staff by the 10" of the following month. Status Report for Month of Submittal Date: Project Name Name Project Number HM09-XX Activity Number DEVELOPER/SPONSOR: Contact Person Name. Vice President & CFO Telephone: 239-xxx-xxxx Fax: 239-xxx-xxxx E-mail: 1. Activity StatuslMilestones (describe any action taken, relating to this project, during the past month): 2. What events/actions are scheduled for the next two months? 3. Describe any affirmative marketing you have implemented regarding this project. Please list and attach any recent media coverage of your organization relating to this project. 4. List any additional data relevant to the outcome measures listed on the application for this project. 5. Identify any potential issues that may cause delay. Non-Profit 201O-HOME Template Exhibit E, Continued Page 24 of 26 ~{)J1eW1~16 D 15 6. New contracts executed this month (if applicable): Name of Contractor or Subcontractor, Address & Phone Number Amount of Contract Contractor FederallD Number Race (see definitions on following page) Ethnicity (see definitions on following page) 7. For projects that serve a particular clientele, please complete the following information by entering the appropriate number in the blank spaces and in the chart below. Complete the below chart for NEW clients served this month. DO NOT DUPLICATE clients served in previous months. You may provide data by either households or persons served. However, if one person received TWO services this counts as TWO SERVICE UNITS: 6. TOTAL BENEFICIARIES This project benefits households or persons. Please circle one category (either "households" or "persons"). Enter the number of beneficiaries in the blank space and in box "1. " INCOME Of the households or persons assisted, ___ are extremely low-income income (0-30%) ofthe current Median Family Income (MFI). Enter this number in box "2. " Of the households or persons assisted, are very low-income (31-50%) of the current Median Family Income (MFI). Enter this number in box "3." Of these households or persons assisted, are low-income (51-80%) of the current Median Family Income (MFI). Enter this number in box "4." NOTE: The total of boxes 2, 3 and 4 should equal the number in box 1. FEMALE HEAD OF HOUSEHOLD This project assisted Female Head of Households REGARDLESS of income. Enter this number in box "5" below. BOX I BOX 2 BOX3 BOX 4 BQX5 Total Number of Extremely Very Low Income Female Head of Households or Persons Low lncorne Low Income (51-80%) Household Assisted (31-50%) (0-30%) DEVELOPER must indicate total beneficiaries for Race AND Ethnicitv Exhibit E, Continued Non-Profit Page 25 of26 2010-HOME Template Definitioos of Race: ~a~16D 15 I. White: A person having origins in any of the original peoples of Europe, the Middle East, or North Africa. 2. Black or African-American: A person having origins in any of the black racial groups of Africa. 3. Asian: A person having origins in any of the original peoples of the Far East, Southeast Asia, or the Indian subcontinent including, for example, Cambodia, China, India, Japan, Korea, Malaysia, Pakistan, the Philippine Islands, Thailand, and Vietnam. 4. American Indian or Alaska Native: A person having origins in any of the original peoples of North and South America (including Central America), and who maintains tribal affiliation or community attachment. 5. Native Hawaiian or Other Pacific Islander: A person having origins in any of the original people of Hawaii, Guam, Samoa, or other Pacific Islands. Definitions of Ethnicity: I. Hispanic or Latino: A person of Cuban, Mexican, Puerto Rican, South or Central American, or other Spanish culture or origin, regardless of race. Tabulation Table of Race and Ethnicitv Beneficiaries White Black or African American Asian American Indian or Alaskan Native Native Hawaiian or Other Pacific Islander American Indian/Alaska Native and White Asian and White Black/African American and White American Indian/Alaskan Native and Black/African American Other Multi-Racial TOTAL: End of Exhibit E Non-Profit 20lO-HOME Template Page 26 of 26 ~a~tt'101t15 Collier County, Florida Template: Sub-recipient ESG Agreement FY2010-2011 Action Plan ~ytM~-16D 15 AGREEMENT BETWEEN COLLIER COUNTY AND NON-PROFIT Catalog of Federal Domestic Assistance # 14.231 HUD Grant # S-07-UC-12-0024 THIS AGREEMENT, is entered into this day of 20_, by and between Collier County, a political subdivision of the State of Florida, ("COUNTY") and the "NON-PROFIT" a private not-for-profit corporation existing under the laws of the State of Florida, having its principal office at ADDRESS, and its Federal Tax Identification number as ID#, ("SUBRECIPIENT"). WHEREAS, Collier County has entered into an agreement with the United States Department of Housing and Urban Development ("HUD") for a grant for the execution and implementation of a Emergency Shelter Grant ("ESG") Program in certain areas of Collier County, pursuant the Stewart B. McKinney Homeless Assistance Act (24 CFR 576); and WHEREAS, pursuant to the aforesaid agreement, COUNTY is undertaking certain activities to primarily benefit homeless individuals in Immokalee with the use of ESG funds; to improve the quality of life in Collier County by providing assistance for emergency-transitional shelter clients at-risk of becoming homeless as described in the Consolidated Plan submission; and WHEREAS, the Board of County Commissioners of Collier County approved the Collier County Consolidated Plan One- Year Action Plan for Federal Fiscal Year 2009-2010 for the ESG Program by Resolution No. __m_mmm_m, on April 28, 2009; and WHEREAS, HUD approved the County's Consolidated Plan One-Year Action Plan for Federal Fiscal Year 2008-2009 for the ESG Program and the use of the ESG funds for the activities identified in the Plan; and WHEREAS, COUNTY and the SUBRECIPIENT desire to provide the activities specified in Part II of this Agreement, in accord with the approved Annual Consolidated Plan; and WHEREAS, COUNTY desires to engage "Non-profit" to implement such undertakings of the ESG Program as valid and worthwhile County purposes. NOW, THEREFORE, in consideration of the mutual promises and covenants herein contained, it is agreed by the Parties as follows: 1. DEFINITIONS (A) "COUNTY" is Collier County, and where applicable, it's authorized representative( s). (B) "ESG" is the Emergency Shelter Grant Program as defined in 24 CFR 576. (C) "HHS" is the Department of Housing and Human Services of Collier County. (0) "SUBRECIPIENT" is "_________m_______m_______~" 2010_ ESG Template Subrecipient Name Page I of 24 ~~~~16D 15 (E) "HHS's Approval" is the written approval of the Department of Housing and Human Services or designee. (F) "HUD" is the U.S. Department of Housing and Urban Development or a person authorized to act on its behalf. (G) "Homeless" is the term as defined in 42 USC 11302. (H) "Emergency Shelter" means any facility, the primary purpose of which is to provide temporary or transitional shelter for the homeless in general or for specific populations of the homeless. (24 CFR 576.3) (I) "Project" is the work to be performed as set forth in Exhibit "A". (J) "Essential services" includes services concerned with employment, health, drug abuse and education. (24 CFR 576.3) II. SCOPE OF SERVICES The SUBRECIPIENT shall, in a satisfactory and proper manner, as determined by HHS, perform the tasks necessary to conduct the program outlined in Exhibit "A," and shall submit each request for reimbursement using Exhibit "B" along with the submission of monthly progress reports, Exhibit "C," all of which are attached hereto and made a part hereof. III. TIME OF PERFORMANCE The effective date of the Agreement between HUD and Collier County shall be Month, Date, Year . The services of the SUBRECIPIENT shall be undertaken and comple1ed in light of the purposes of this Agreement. Subrecipients are authorized to incur eligible expenses after that date and prior to execution of this Agreement subject to HHS prior written approval. In any event, all services required hereunder shall be completed by the SUB RECIPIENT prior to Enter Date from Scope Any funds not obligated by the expiration date of this Agreement shall automatically revert to the COUNTY, as set forth in Part IX (H), and Part VIII (H) below. IV. CONSIDERATION AND LIMITATION OF COSTS The SUBRECIPIENT shall be reimbursed by the COUNTY using HUD funding for allowable costs, determined by HHS, in an amount not to exceed Insert Dollar Value and 00/100 dollars (U.S. $) for the services described in Exhibit "A." All improvements specified in Exhibit "A" shall be performed by SUBRECIPIENT employees, or shall be put out to competitive bidding under a procedure acceptable to the COUNTY and Federal requirements. The SUBRECIPIENT shall enter into contract for improvements with the lowest responsive and qualified bidder. Contract administration shall be handled by the SUBRECIPIENT and monitored by HHS, which shall have access to all records and documents related to the project. The County shall reimburse the SUB RECIPIENT for the performance of this Agreement upon completion or partial completion of the work tasks as accepted and approved by HHS pursuant to the submittal of monthly progress reports. Payments shall be made to the SUBRECIPIENT 2010_ESG Template Subrecipient Name Page 2 of24 ~da~16D 15 when requested as work progresses but not more frequently than once per month. Payment will be made upon receipt of a proper invoice and in compliance with g218.70, Fla. Stat., otherwise known as the "Local Government Prompt Payment Act." No payment will be made until approved by HHS. V. NOTICES All notices required to be given under this Agreement shall be sufficient when delivered to HHS at its office, presently located at 3050 North Horseshoe Drive, Suite 110, Naples, Florida 34104, and to the SUBRECIPlENT when delivered to its office at the address listed on page one (I) of this Agreement. VI. GENERAL CONDITIONS A. IMPLEMENTATION OF PROJECT The SUBRECIPIENT shall implement this Agreement in accordance with applicable Federal, State, and County laws, ordinances and codcs and with the procedures outlined in HHS' Policies and Procedures memoranda. Should a project receive additional funding after the commencement of this Agreement, the SUBRECIPIENT shall notify HHS in writing within thirty (30) days of receiving notification from the funding source and submit a cost allocation plan for approval by HHS or its designee within forty-five (45) days of said official notification. B. DEBARMENT The SUBRECIPIENT certifies that neither it, nor its principals, is presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any Federal Department or agency; and, that the SUB RECIPIENT shall not knowingly enter into any lower tier contract, or other covered transaction, with a person who is similarly debarred or suspended from participating in this covered transaction. C. LOCAL AND FEDERAL RULES. REGULA nONS AND LAWS The SUBRECIPIENT agrees to comply with any applicable laws, ordinances, regulations and orders ofthe State, local and Federal governments, including, but not limited to: I. 24 CFR Part 576, as amended - The regulations governing the expenditure of Emergency Shelter Grant funds. 2. 24 CFR 58 - The regulations prescribing the Environmental Review procedure. 3. Title VI of the 1984 Civil Rights Act, 42 USC g2000d, et. seq. 2010_ ESG Template Subrecipient Name Page 3 of 24 ~4 ~+rOm 4. 24 CFR 107 - The regulations issued pursuant to Executive Order 11063 which prohibits discrimination and promotes cqual opportunity in housing. 5. Executive Order 11246 ("Equal Employment Opportunity"), as amended by Executive Orders 11375 and 12086 - which establishes hiring goals for minorities and women on projects assisted with federal funds. 6. Titlc VII of the 1968 Civil Rights Act as amended by the Equal Employment Opportunity Act of 1972, 42 USC ~ 2000e, et. seq. 7. 24 CFR 135 - Regulations outlining requirements of Section 3 of the Housing and Urban Development Act of 1968, as amended. 8. Age Discrimination Act of 1975. 9. Contract Work Hours and Safety Standards Act, 40 USC 327-332. 10. Section 504 of the Rehabilitation Act of 1973,29 USC 776(b)(5). II. Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, as amended. 12. 29 CFR Parts 3 and 5 - Regulations which prescribe the payment of prevailing wages and the use of apprentices and trainees on federally assisted projects as mandated by the Davis-Bacon Act. HUD Form 4010 must be included in all construction contracts funded by CDBG. (See 42 USC 276a and 24 CFR 135.1 1 (c)). 13. Executive Order 11914 - Prohibits discrimination with respect to the handicapped in federally assisted projects. 14. Executive Order 11625 and U.S. Department of Housing and Urban Development Circular Letter 79-45 - which prescribes goal percentages for participation of minority businesses in Community Development Block Grant Contracts. 15. Public Law 100-430 - the Fair Housing Amendments Act of 1988. 16. Public Law 100-430, the Fair Housing Amendments of 1988. 17.0MB Circular A-133 - concerning annual audits. 18.0MB Circular A- 122 - which identifies cost principles. 19. 24 CFR 84 - Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals and Other Non-Profit Organizations. 2010_ ESG Template Subrecipient Name Page 4 of 24 A::f"Ct~ ~< 16 0 15 20. 24 CFR 85- Uniform Administrative Requirements for Grants and Agreements to State and Local Governments. 21. Immigration Reform and Control Act of 1986 as located at 8 USC 1324, et seq. and regulations relating thereto. Failure by the SUBRECIPIENT to comply with the laws referenced herein shall constitute a breach of this agreement, and the County shall have the discretion to unilaterally terminate this agreement immediately. 22. Chapter 112, Florida Statutes. 23. Prohibition Of Gifts To County Employees - No organization or individual shall offer or give, either directly or indirectly, any favor, gift, loan, fee, service or other item of value to any County employee, as set forth in Chapter 112, Part III, Florida Statutes, Collier County Ethics Ordinance No. 2004-05, as amended, and County Administrative Procedure 5311. 24. Order of Precedence - In the event of any conflict between or among the terms of any of the Contract Documents, the terms of the Agreement shall take precedence over the terms of all other Contract Documents, except the terms of any Supplemental Conditions shall take precedence over the Agreement. To the extent any conflict in the terms of the Contract Documents cannot be resolved by application of the Supplemental Conditions, if any, or the Agreement, the conflict shall be resolved by imposing the more strict or costly obligation under the Contract Documents upon the Contractor at Owner's discretion. 25. Venue - Any suit or action brought by either party to this Agreement against the other party relating to or arising out of this Agreement must be brought in the appropriate federal or state courts in Collier County, Florida, which courts have sole and exclusive jurisdiction on all such matters. 26. Dispute Resolution - Prior to the initiation of any action or proceeding permitted by this Agreement to resolve disputes between the parties, the parties shall make a good faith effort to resolve any such disputes by negotiation. The negotiation shall be attended by representatives of SUBRECIPlENT with full decision- making authority and by COUNTY'S staff person who would make the presentation of any settlement reached during negotiations to COUNTY for approval. Failing resolution, and prior to the commencement of depositions in any litigation between the parties arising out of this Agreement, the parties shall attempt to resolve the dispute through Mediation before an agreed-upon Circuit Court Mediator certified by the State of Florida. The mediation shall be attended by representatives of SUBRECIPlENT with full decision-making authority and by COUNTY'S staff person who would make the presentation of any settlement reached at mediation to COUNTY'S board for approval. Should either party fail 2010_ ESG Template Subrecipient Name Page 5 of24 ~~~i\: 16 015 to submit to mediation as required hereunder, the other party may obtain a court order requiring mediation under ~ 44.1 02, Fla. Stat. D. SUBCONTRACTS Any work or services subcontracted by the SUBRECIPIENT shall be specifically by written contract or agreement, and such subcontracts shall be subject to each provision of this Agreement and applicable County, State, and Federal guidelines and regulations. Prior to execution by the SUBRECIPIENT of any subcontract hereunder, such subcontracts must be submitted by the SUBRECIPIENT to HHS for its review and approval, which will specifically include a determination of compliance with the terms of the attached Scope of Services set forth in Exhibit "A." This review also includes ensuring that all consultant contracts and fee schedules meet the minimum standards as established by the Collier County Purchasing Departmen1, Florida Statutes and HUD. Reimbursements for such services will be made at SUB RECIPIENT cost. None of the work or services covered by this Agreement, including but not limited to consultant work or services, shall be subcontracted by the SUBRECIPIENT or reimbursed by the COUNTY without prior written approval of the HHS or its designee. E. AMENDMENTS This Agreement, and any exhibit or attachment, may be amended only by written agreement executed by the governing boards of both parties, except that County representative(s) may approve adjustments between line item amounts, scope clarifications, or an extension of time and schedule that do not change the project, or exceed the amount funded by the County, as stated herein. Any modifications to this contract shall be in compliance with the County Purchasing Policy and Administrative Procedures in effect at the time such modifications are authorized. F. INDEMNIFICATION To the maximum extent permitted by Florida law, the SUBRECIPIENT shall indemnify and hold harmless Collier County, its officers and employees from any and all liabilities, damages, losses and costs, including, but not limited to, reasonable attorneys' fees and paralegals' fees, to the extent caused by the negligence, recklessness, or intentionally wrongful conduct of the SUBRECIPIENT or anyone employed or utilized by the SUBRECIPIENT in the performance of this Agreement. This indemnification obligation shall not be construed to negate, abridge or reduce any other rights or remedies which otherwise may be available to an indemnified party or person described in this paragraph. This section does not pertain to any incident arising from the sole negligence of Collier County. The foregoing indemnification shall not constitute a waiver of sovereign immunity beyond the limits set forth in Section 768.28, Florida Statutes. G. GRANTEE RECOGNITION All facilities purchased or constructed pursuant to this Agreement shall be clearly identified as to funding source. The SUBRECIPIENT will include a reference to the financial support herein 2010_ ESG Template Subrecipient Name Page 6 of 24 ~~~16D15 provided by HHS in all publications and publicity. In addition, the SUBRECIPIENT will make a good faith effort to recognize HHS' support for all activities made possible with funds made available under this Agreement. The SUBRECIPIENT will mount a temporary construction sign for projects funded by HHS. This design concept is intended to disseminate key information regarding the development team as well as Equal Housing Opportunity to the general public. The construction sign shall comply with applicable County codes. H. TERMINATION In event of termination for any of the reasons identified in sub-sections 1-3 as follows, all finished or unfinished documents, data studies, surveys, drawings, maps, models, photographs, reports prepared, and capital equipment secured by the SUBRECIPIENT with funds under this Agreement shall be returned to HHS or the COUNTY. In the event of termination, the SUBRECIPIENT shall not be relieved ofliability to the COUNTY for damages sustained by the COUNTY by virtue of any breach of the Contract by the SUBRECIPIENT, and the COUNTY may withhold any paymcnt to the SUBRECIPIENT for set-off purposes until such time as the exact amount of damages due to the COUNTY from the SUBRECIPIENT is determined. I. TERMINATION FOR CAUSE If through any cause either party shall fail to fulfill in timely and proper manner its obligations under this Agreement, or if either party shall violate any of the covenants, agreements, or stipulations of this Agreement, either party shall thereupon have the right to terminate this Agreement in whole or part by giving written notice of such termination to the other party and specifying therein the effective date of termination. (See 24 CFR 85.43.) 2. TERMINATION FOR CONVENIENCE At any time during the term of this Agreement, either party may, at its option and for any reason, terminate this Agreement upon ten (10) working days written notice to the other party. Upon termination, the COUNTY shall pay the SUBRECIPIENT for services rendered pursuant to this Agreement through and including the date of termination. (See 24 CFR 85.44.) 3. TERMINATION DUE TO CESSATION In the event the grant to the COUNTY under Title I of the Housing and Community Development Act of 1974 (as amended) is suspended or terminated, this Agreement shall be suspended or terminated effective on the date that HUD specifies. I. INSURANCE SUBRECIPIENT shall obtain and carry, at all times during its performance under the Contract Documents, insurance of the types and in the amounts described herein and further set forth in Exhibit "D" to this Agreement. J. SUBRECIPIENT LIABILITY OBLIGATION 2010_ ESG Template Subrecipicnt Name Page 7 of 24 f!J~JT6<<tl16 D 15 Compliance with the insurance requirements in Exhibit D shall not relieve the SUBRECIPIENT of its liability and obligation under this subsection or under any subsection of this contract. The contract is contingent upon receipt of the insurance documents within fifteen (] 5) calendar days after the Board of County Commissioners' approval. If the Insurance certificate is received within the specified period, but not in the manner prescribed in these requirements, the SUBRECIPIENT shall be verbally notified of the deficiency and shall have an additional five (5) calendar days to submit a corrected Certificate to the County. If the SUB RECIPIENT fails to submit the required insurance documents in the manner prescribed in these requirements within twenty (20) calendar days after the Board of County Commissioners' approval, the SUBRECIPIENT shall be in default of the terms and conditions of the contract. K. INDEPENDENT AGENT AND EMPLOYEES The SUB RECIPIENT agrees that, in all matters relating to this Agreement, it will be acting as an independent agent and that its employees are not Collier County employees and are not subject to the County provisions of the law applicable to County employees relative to employment, hours of work, rates of compensation, leave, unemployment compensation and employee benefits. 1. MATCH REQUIRED Subrecipient must match ESG grant funds dollar for dollar pursuant to 24 CFR 576.51. The match funds can come from the grantee or recipient agency or organization; other federal, state, and local grants; and from in-kind contributions. VII. ADMINISTRATIVE REOUIREMENTS A. FINANCIAL MANAGEMENT The SUBRECIPIENT agrees to comply with OMB Circular A -110 (Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals and other Non-Profit Organizations) and agrees to adhere to the accounting principles and procedures required therein, utilize adequate internal controls, and maintain necessary source documentation for all costs incurred. B. DOCUMENTATION AND RECORDKEEPING I. The SUBRECIPIENT shall maintain all records as required by ESG. 2. All reports, plans, surveys, information, documents, maps, and other data procedures developed, prepared, assembled, or completed by the SUB RECIPIENT for the purpose of this Agreement shall be made available to the COUNTY by the SUBRECIPIENT at any time upon request by the COUNTY or HHS. Upon completion of all work contemplated under this Agreement copies of all documents and records relating to this Agreement shall be 2010_ ESG Template Subrecipient Name Page 8 of 24 ~~* 16015 surrendered to HHS if requested. In any event, the SUB RECIPIENT shall keep all documents and records for four (4) years after expiration of this Agreement. 3. The SUBRECIPIENT shall submit reports as required to assist the COUNTY in the preparation of HUD Labor Relations, WBE/MBE, Equal Opportunity Employment, and HUD Section 3 reports. 4. The SUB RECIPIENT shall submit detailed monthly progress reports to HHS outlining the status of specific activities under the project. Each report must account for the total activity for which the SUBRECIPIENT is paid with ESG funds, in part or in whole, and which is required in fulfillment of their obligations regarding the Project. The progress reports shall be submitted on the form Exhibit "G," Schedule "G-2." 5. The SUBRECIPIENT shall maintain records showing compliance with the Davis- Bacon Law, including files containing contractor payrolls, employee interviews, Davis-Bacon wage rates, and administrative cross-referencing. SUBRECIPIENT shall maintain records showing contractor compliance with the Contract Work Hours and Work Safety Law. Similarly, the SUBRECIPIENT shall maintain records showing compliance with federal purchasing requirements and with other federal requirements for grant implementation. 6. If indirect costs are charged, thc SUBRECIPIENT will develop an indirect cost allocation plan for dctermining the appropriate SUBRECIPIENT'S share of administrative costs and shall submit such plan to the COUNTY for approval, in a form specified by the COUNTY. 7. Failure to adequately maintain any former ESG funded project may result in the delay of processing reimbursement requests for ongoing activities or in the forfeiture of future ESG funds. 8. The SUBRECIPIENT will be responsible for the crcation and maintenance of incomc eligible files on clients served and documentation that all households arc eligible under HUD Income Guidclines. The SUBRECIPIENT must ensure confidentiality of rccords pcrtaining to provision of family violence prevention or treatment services as set forth in 42 VSC I I 375(c)(5). 9. The SUBRECIPIENT further agrees that HHS shall be the final arbiter on the SUBRECIPIENT's compliance with the above. C. REPORTS, AUDITS, AND EV ALVA nONS Reimbursement will be contingent on the timely receipt of complete and accurate reports required by this Agreement, and on the resolution of monitoring or audit findings identified pursuant to this Agreement. D. ADDITIONAL HOUSING & HUMAN SERVICES, COUNTY, AND HUD REOUIREMENTS 2010_ ESG Template Subrecipient Name Page 9 of 24 ~a :Dc.-Yl..t 16 D 15 The SUBRECIPIENT agrees to utilize funds available under this Agreement to supplement rather than supplant funds otherwise available for specified activities. E. WRITTEN APPROVALS (I) All subcontracts and agreements proposed to be entered into by the SUBRECIPIENT pursuant to this Agreement; (2) All capital equipment expenditures of$I,OOO or more; (3) All change orders; and (4) All requests to utilize uncommitted funds after the expiration of this agreement for programs described in Exhibit A, and (5) All rates of pay and pay increases paid out ofESG funds, whether for merit or cost of living. F. PURCHASING All purchasing for services and goods, including capital equipment, shall be made by purchase order or by a written contract and in conformity with the procedures prescribed by the Federal Management Circulars A-I 10, A-122, 24 CFR Part 84, and 24 CFR Part 85, which are incorporated herein by reference. G. AUDITS AND INSPECTIONS 1. Non-profit organizations that expend $500,000 or more annually in federal awards shall have a single or program-specific audit conducted for that year in accordance with OMB A-B3. Non-profit organizations expending federal awards of $500,000 or more under only one federal program may elect to have a program-specific audit performed in accordance with OMB A-133. 2. Non-profit organizations that expend less than $500,000 annually in federal awards shall be exempt from an audit conducted in accordance with OMB A-133, although their records must be available for review (e.g., inspections, evaluations). These agencies are required by HHS to submit "Reduced Scope" audits (e.g., financial audit, performance audits). They may choose, instead of a Reduced Scope Audit, to have a program audit conducted for each federal award in accordance with federal laws and regulations governing the program in which they participate. 3. When the requirements of OMB A-133 apply, or when the SUBRECIPIENT elects to comply with OMB A-B3, an audit shall be conducted for each fiscal year for which federal awards attributable to this contract have been received by the SUBRECIPIENT. A copy of the audit report must be received by HHS no later than six months following the end of the SUBRECIPIENT's fiscal year. 4. If an audit is required by Section G of this contract, but the requirements of OMB A-B3 do not apply or are not elected, the SUBRECIPIENT may choose to have an audit 2010_ ESG Template Subrecipient Name Page 10 of 24 ~q:Jf"M+ performed either on the basis of the SUBRECIPIENT's fiscal year or on the basis of the period during which HHS- federal assistance has been received. In either case, each audit shall cover a time period of not more than twelve months and an audit shall be submitted covering each assisted period until all the assis1ance received from this contract has been reported. Each audit shall adhere to all other audit standards of OMB A-l33, as these may be limited to cover only those services undertaken pursuant to the terms of this contract. A copy of the audit report must be received by HHS no later than six months following each audit period. 5. The SUBRECIPIENT shall maintain all contract records in accordance with generally accepted accounting principles, procedures, and practices which shall sufficiently and properly reflect all revenues and expenditures of funds provided directly or indirectly by the County pursuant to the terms of this Agreement. 6. The SUBRECIPIENT shall include in all HHS approved subcontracts each of the record-keeping and audit requirements detailed in this contract. H. PROGRAM-GENERATED INCOME All income earned by the SUBRECIPIENT from activities financed in whole or in part by funds provided hereunder must be reported to HHS. Such income would include, but not be limited to, income from service fees, sale of commodities, and rental or usage fees. The SUB RECIPIENT shall report its plan to utilize such income to HHS, and said plan shall rcquire the prior written approval of the HHS Department or designee. Accounting and disbursement of such income shall comply with OMB Circular A-IIO (Uniform Administrative Requirement for Federal Grants) and other applicable regulations incorporated herein by reference. Program Income, as defined by 24 CFR 570.500(a) for ESG funds may be retained by the Agency. Program Income shall be utilized to undertake activities specified in "Exhibit A" of this Agreement, and all provisions of this Agreement shall apply to stated activities. Any Program Income on hand at or received by the SUB RECIPIENT or its sub-contractors after the expiration of this Agreement shall be returned to the County no later than thirty (30) days after such expiration, subject to any SUBRECIPIENT requests to utilize uncommitted funds. H. GRANT CLOSEOUT PROCEDURES SUBRECIPIENT obligation to the COUNTY shall not end until all closeout requirements are completed. Activities during this closeout period shall include, but not limited to; making final payments, disposing of program assets (including the return of all unused materials, equipment, unspent cash advances, program income balances, and receivable accounts to the COUNTY), and determining the custodianship of records. VIII. OTHER PROGRAM REQUIREMENTS OPPORTUNITIES FOR RESIDENTS AND CIVIL RIGHTS COMPLIANCE A. The SUBRECIPIENT agrees that no person shall on the ground of race, color, disability, 2010. ESG Template Subrecipient Name Page II of24 ~~ national origin, religion, age, familial status, or sex be excluded from the benefits of, or be subjected to, discrimination under any activity carried out by the performance of this Agreement. Upon receipt of evidence of such discrimination, the County shall have the right to terminate this Agreement. To the greatest extent feasible, lower-income residents of the project areas shall be given opportunities for training and employment; and to the greatest feasible extent eligible business concerns located in or owned in substantial part by persons residing in the project areas shall be awarded contracts in connection with the project. The SUBRECIPIENT shall comply with thc Section 3 Clause of the Housing and Community Development Act of 1968. B. OPPORTUNITIES FOR SMALL AND MINORITY/WOMEN-OWNED BUSINESS ENTERPRISES In the procurement of supplies, equipment, construction, or services to implement this Agreement, the SUB RECIPIENT shall make a positive effort to utilize small business and minority/women-owned business enterprises of supplies and services, and provide these sources the maximum feasible opportunity to compete for contracts to be performed pursuant to this Agreement. To the maximum extent feasible these small business and minority/women- owned business enterprises shall be located in or owned by residents of the ESG areas designated by Collier County in the Annual Consolidated Plan approved by HUD. C. PROGRAM BENEFICIARIES Those persons who are homeless or who are at risk of becoming homeless as defined in 42 use 11302. D. CONFLICT OF INTEREST The SUB RECIPIENT covenants that no person who presently exercises any functions or responsibilities in connection with the Project, has any personal financial interest, direct or indirect, in the target areas or any parcels therein, which would conflict in any manner or degree with the performance of this Agreement and that no person having any conflict of interest shall be employed by or subcontracted by the SUBRECIPIENT. Any possible conflict of interest on the part of the SUB RECIPIENT or its employees shall be disclosed in writing to HHS provided, however, that this paragraph shall be interpreted in such a manner so as not to unreasonably impede the statutory requirement that maximum opportunity be provided for employment of and participation oflow and moderate-income residents of the project target area. E. PUBLIC ENTITY CRIMES As provided in ~ 287.133, Fla. Stat., by entering into this Agreement or performing any work in furtherance hereof, the SUB RECIPIENT certifies that it, its affiliates, suppliers, subcontractors and consultants who will perform hereunder, have not been placed on the convicted vendor list maintained by the State of Florida Department of Management Services within the 36 months immediately preceding the date hereof. This notice is required by ~ 287.133(3)(a), Fla. Stat. 2010. ESG Template Subrecipient Name Page 12 of24 ~Q~. 16015 F. DRUG-FREE WORKPLACE REOUIREMENTS The SUBRECIPIENT, as a condition of being awarded, must certify that they will provide drug- free workplaces in accordance with the Drug-Free Workplace Act of 1988 (41 USC 701). G. CERTIFICATION REGARDING LOBBYING The undersigned certifies, to the best of his or her knowledge and belief, that: I. No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Fedcral contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement. 2. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form-LLL, "Disclosure Form to Report Lobbying", in accordance with its instructions. 3. The undersigned shall require that the language of this certification be included in the award documents for all subawards at all tiers (including subcontracts, sub grants, and contracts under grants, loans, and cooperative agreements) and that all SUBRECIPIENTS shall certify and disclose accordingly. H. REAL PROPERTY Any real property acquircd by the SUBRECIPIENT for the purpose of carrying on the projects stated herein, and approved by the COUNTY in accordance with the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970 and 49 CFR 24.101, shall be subject to the provisions of the ESG Regulations including, but not limited to, the provisions on use and disposition of property. Any real property within the SUBRECIPIENT control, which is acquired or improved in whole or part with ESG funds in excess of $25,000, must adhere to the ESG Regulations at 24 CFR 570.505. IX. ENVIRONMENTAL CONDITIONS The SUBRECIPIENT agrees to comply with the following requirements: A. AIR AND WATER 2010_ ESG Template Subredpient Name Page 13 of 24 ~dc, ..:::tft'at* I. Clean Air Act, 41 USC 7401, et seq. 2. Federal Water Pollution Control Act, 33 USC 1251, et seq., as amended. B. FLOOD DISASTER PROTECTION In accordance with the requirements of the Flood Disaster Protection Act of 1973 (42 USC 4002), the SUBRECIPIENT shall assure that for activities located in an area identified by FEMA as having special flood hazards, flood insurance under the National Flood Insurance Program is obtained and maintained. If appropriate, a letter of map amendment (LOMA) may be obtained from FEMA, which would satisfy this requirement and/or reduce the cost of said flood Insurance. C. LEAD-BASED PAINT The Subrecipient agrees that any construction or rehabilitation of residential structures with assistance provided under this contract shall be subject to HUD Lead-Based Paint Poisoning Prevention Act found in 24 CFR 576.57(c). D. HISTORIC PRESERVATION The Subrecipient agrees to comply with the Historic Preservation requirements set forth in the National Historic Preservation Act of 1966, as amended (16 U.S.c. 470) and the procedures set forth in 36 CFR, Part 800, Advisory Council on Historic Preservation Procedures for Protection of Historical Properties. X. CONDITIONS FOR RELIGIOUS ORGANIZATIONS ESG funds may not be used for religious activities or provided to primarily religious organizations. 24 CFR 576.23 specifies the limitations on ESG funds for faith based activities, and is herein incorporated by reference. XI. REVERSION OF ASSETS Upon expiration of the Agreement, the SUBRECIPIENT shall transfer to the COUNTY any ESG funds on hand at the time of expiration, any accounts receivable attributable to the use of ESG funds, and any non-expendable personal property that was purchased with ESG funds. Any real property under SUBRECIPIENT control that was acquired or improved in whole or in part with ESG funds in excess of Twenty-five Thousand Dollars ($25,000) will be covered by the regulations 24 CFR Part 570.503(B)(8). XII. SEVERABILITY OF PROVISIONS If any provision of this Agreement is held invalid, the remainder of this Agreement shall not be affected thereby if such remainder would then continue to conform to the terms and requirements of applicable law. 2010_ ESG Template Subrecipient Name Page 14 of24 ~~~~ 16D15 XIIl. COUNTERPARTS OF THE AGREEMENT This Agreement, consisting of twenty-five (25) enumerated pages, which include the exhibits referenced herein, shall be executed in two (2) counterparts, each of which shall be deemed to be an original, and such counterparts will constitute one and the same instrument. XIV. ENTIRE UNDERSTANDING This Agreement and its provisions merge any prior agreements, if any, between the parties hereto and constitutes the entire understanding. The parties hereby acknowledge that there have been and are no representations, warranties, covenants, or undertakings other than those expressly set forth herein. WITNESS our Hands and Seals on this _day of .20 Name of Subrecipient BY: (SUBRECIPIENT SEAL) XXXXXXXXXXX, EXECUTIVE DIRECTOR ATTEST: DWIGHT E. BROCK, CLERK BOARD OF COUNTY COMMISSIONERS OF COLLIER COUNTY, FLORIDA By: BY DONNA FIALA, CHAIRMAN , Deputy Clerk Approved as to form and legal sufficiency: COLLEEN GREENE Assistant County Attorney 2010_ ESG Template Subrecipient Name PagelSof24 EXHIBIT "A" P:f-~~~{t 16 D 15 SCOPE OF SERVICES 2009 ESG - THE SUBRECIPIENT AGREES TO: A. PROJECT SCOPE: The purpose of the activities pursuant to this Agreement is to provide assistance for Essential Services, operational costs, and administration cost to benefit the emergency shelter clients. Specific funding requested for ESG will comprise approximately 14% of the overall budget for the agency, which includes: salaries for a case manager, maintenance worker and operating costs. B. BUDGET: Line Item: Essential Services Pcrsonnel Insurance -Health Employment Insurance --Unemploymcnt Compensation Insurance -Workers Compensation Salary: Case Manager Maintenancc Worker ESG Funds Operating Insurancc --Umbrella Insurance --Building Computer IT Support Equipment Maintenance Food and Supplies Building Maintcnance Telephonc and Communications Utilities TOTAL GRANT AMOUNT xx,xxx.xx Any indirect costs charged must be consistent with the conditions of this Agrecment. If indirect costs are charged, thc SUBREClPIENT, as Subrecipient, will develop an indirect cost allocation plan for determining the appropriate Subrecipient's share of administrativc costs and shall submit such plan to HHS, on behalf of the County, as the Grantce, for HHS's approval, in a form specified by HHS. C. STAFFING: Provide list of staff and time commitments to be allocated to each ac1ivitv specified in A (Proiect Scope) and B (Budget) above. if applicable. 2010_ ESG Template Subrecipient Name Page 16 of24 fiJevaa: ~ ~ lO1t1; E. FORMER PROJECTS: Failure to adequately maintain any former ESG funded project may result in the delay of processing reimbursement requests for ongoing activities or in the forfeiture of future ESG funds. F. WORK SCHEDULE: The time frame for completion of the outlined activities shall be June XX, 2009. Thirty percent (30%) of the funding must be expended by December XX, 200 Sixty percent (50%) of the funding must be expended by March XX, 200_ - One hundred percent (100%) of the funding must be expended by June XX, 200_. TASKS START DATE END DATE Essential services, September, 2009 June 15,2010 operational costs, and administration costs Please note that if any of these activities exceed the timeline by two months a revised work schedule must be submitted to HHS. G. REPORTS: The SUBRECIPIENT shall submit detailed monthly progress reports to HHS outlining the status of specific activities under the project. Each report must account for the total activity for which the SUBRECIPIENT is reimbursed with ESG funds, in part or in whole, and which is required in fulfillment of their obligations regarding the Project. The progress reports shall be submitted on the form "Exhibit C". The progress reports shall be used as an additional basis for HHS's approval of invoices, etc. for reimbursement. H. OUTCOME PERFORMANCE MEASUREMENTS: OBJECTIVE OUTCOMES ACTIVITY INDICATORS Safe, decent Affordability through the 03C Homeless Facilities Implementation of the temporary/emergency direct services to the Emergency Shelter Grant shelter, food, & clothing shelter for safer and through the supporting to homeless persons. decenternergency and the operation- housing to homeless maintenance of the IFH individuals. facility & providing direct services to the homeless. 2010_ ESG Template Subrecipient Name Page 17 of24 ~~ EXHIBIT "B" COLLIER COUNTY HOUSING AND HUMAN SERVICES REQUEST FOR PAYMENT SECTION I: REQUEST Subrecipient Name: xxxxxxxxxxxxx Subrecipient Address: 123 Main Street, Naples, FL 3414x Project Name: XXXXXXXXXXXXXXX (ESG) Project No: ES09-01 Payment Request # Dollar Amount Requcsted: $ SECTION II: STATUS OF FUNDS I. Grant Amount A warded $ XXXXX.XX 2. Sum of Past Claims Paid on this Account $ 3. Total Grant Amount Awarded Less Sum Of Past Claims Paid on this Account 4. Amount of Previous Unpaid Requests $ $ 5. Amount of Today's Request $ 6. Current Grant Balance (Initial Grant Amount Awarded Less Sum of all requests) 7. If applicable amount held as retainage to date by the County, ifnot retained by the sub-recipient $ $ I certify that this request for payment has been drawn in accordance with the terms and conditions ofthe Agreement between the County and us as the Sub-recipient. I also certify that the amount ofthe Request for Payment is not in excess of current needs. Signature Date Title Authorizing Grant Coordinator Supervisor Dept Director (approval authority under $14,999) (approval required $15,000 and above) EXHIBIT "C" 2010_ ESG Template Subrecipient Name Page 18 of24 COLLIER COUNTY HOUSING AND HUMAN SERVICES 2009 ESG MONTHLY PROGRESS REPORT Complete form for past month and submit to Housing & Human Services staff by the ](/' of the fOllowing month. Status Report for Month of Submittal Date: Project Name Project Number ES 09-0 I Activity Number Subrecipient: XXXXXXXXXXXXXX Contact Person xxxxx xxxxx Telephone: 239-xxx-xxxx Fax: 239-xxx-xxxx E-mail: Xxxxxxxxx@,XXXXXXxxxxxxx.com 1. Activity Status/Milestones (describe any action taken, relating to this project, during the past month): 2. What events/actions are scheduled for the next two months? 3. Describe any affirmative marketing you have implemented regarding this project. Please list and attach any recent media coverage of your organization relating to this project. 4. List any additional data relevant to the outcome measures listed on the application for this project. 5. List additional issues that may cause delay. 6. New contracts executed this month (if applicable): 2010_ ESG Template Subrecipient Name Page 19 of24 --~;~16D 15 Name of Contractor or Amount of Contractor Race Ethnicity Subcontractor, Address & Phone Contract Federal ID (see definitions on (see definitions on Number Number following page) following page) 7. For projects that serve a particular clientele, please complete the following information by entering the appropriate number in the blank spaces and in the chart below. Complete the below chart for NEW clients served this month. DO NOT DUPLICATE clients served in previous months. You may provide data by cither households or persons served. However, if one person received TWO services this counts as TWO SERVICE UNITS: TOTAL BENEFICIARIES This project bcnefits households or persons. Please circle one category (either "households" or "persons"). Enter the number of beneficiaries in the blank space and in box "i." INCOME Of the households or persons assisted, are extremely low-income income (0-30%) of the current Mcdian Family Income (MFI). Enter this number in box "2. " Of the households or persons assisted, _ are very low-income (31-50%) of the current Median Family Income (MFI). Enter this number in box "3. " Of these households or persons assisted, Income (MFI). Enter this number in box "4. " are low income (51-80%) of the current Median Family NOTE: The total of boxes 2, 3 and 4 should equal the number in box 1. FEMALE HEAD OF HOUSEHOLD This project assisted in box "5" below. Female Head of Households REGARDLESS of income. Enter this number BOX I BOX 2 BOX 3 BOX 4 BOX 5 Total Number of Extremely Very Low Income Female Head of Households or Persons Low Income Low Income (51-80010) Household Assisted (0-30%) (31.50%) -- j .. 20 I 0_ ESG Template Subrecipient Name Page 20 of 24 ~~~4160I5 ESG Prof!ram Services HOUSING AND SERVI~S THIS AClYITY PROVIDES: . 'ciit~Jf!tlt Emergency Shelter Facilities Vouchers For Shelters Drop in Center Food Pantry Mental Health Alcohol/Drug Program Child Care Transitional Housing Outreach Soup KitchenlMeal Distribution Health Care HN/AIDS Services Employment Homeless Prevention Other · . II !W,ithi'l:O,q *Ifvou chose OTHER, tvpe a descriotion of the services (25 Characters) BENEFICIARY COUNT ESJ'IMATE& AVERAGE NUMBER SERVED DAILY ADULTS -If shelter provides overnight accommodations type in an estimate of the average number of adults served daily. AVERAGE NUMBER SERVED DAILY CRll.DR'F.N- If shelter provides overnight accommodations type in an estimate ofthe average number of children served daily. AVERAGE NUMBER SERVED YEARLY -If shelter provides overnight accommodations type the average number of persons served yearly. Base number on the persons served, not number of visits. """''''",'': ,"'.._"", """"''''''''"'''''''Ii.".,,,~;' ,~ il;l.~9'j,;";...:,.I~~iiii.jili(r."'ij{w:iliii~~~i;i,I' -"'~'~'/~':':;!i:" AVERAGE NUMBER SERVED DAILY ADULTS -If your shelter does no1 have overnight accommodations, type the average count of non-resident persons served daily. If a person is served more than once daiJ ,include each visit in the count. 2010_ ESG Template Subrecipient Name Page 21 of24 ~~~~tl1~16 D 15 Subrecipient must indicate total beneficiaries for Race AND Ethnicitv Definitions of Race: I. White: A person having origins in any of the original peoples of Europe, the Middle East, or North Africa. 2. Black or African-American: A person having origins in any of the black racial groups of Africa. 3. Asian: A person having origins in any of the original peoples of the Far East, Southeast Asia, or the Indian subcontinent including, for example, Cambodia, China, India, Japan, Korea, Malaysia, Pakistan, the Philippine Islands, Thailand, and Vietnam. 4. American Indian or Alaska Native: A person having origins in any of the original peoples of North and South America (including Central America), and who maintains tribal affiliation or community attachment. 5. Native Hawaiian or Other Pacific Islander: A person having origins in any of the original people of Hawaii, Guam, Samoa, or other Pacific Islands. Definitions of Ethnicity: I. Hispanic or Latino: A person of Cuban, Mexican, Puerto Rican, South or Central American, or other Spanish culture or origin, regardless of race. Tabulation Table of Race and Ethnicitv Beneficiaries RACIALlETHNIC CHARACTERIS'lJ~ On this table you approximate the racial and ethnic background of residential persons only that are served by your facility. You must enter racial and ethnic characteristics for the same "Average Nurnbet' Served yearly" that you entered on the previous table. White Black or African American Asian American Indian or Alaskan Native Na1ive Hawaiian or Other Pacific Islander American Indian! Alaska Native and White Asian and White Black/African American and White American Indian/Alaskan Native and Black/African American Other Multi-Racial TOTAL: ~SG DEMOGRAPHIC FOR BENEFlelARIn.;. 2010_ ESG Template Subrecipient Name Page 22 of24 - f6jera~ ::Ftm.fT01J 15 Unaccompanied Under 18? Single 18 and Over- Single parent families with children headed by an adult 18 and over? Youth 18 and under-Single parent families with children headed by a outh 18 and under. Two Parents 18 and over-Two parent families with children headed b adults over 18 ears. Two Barents under 18- Two parent families with children headed by ouths under the a e of 18 Wbat is vour estimate oercental!e oftbe nooulation served bv vour residential sbelter on an averal!e dav. wbich are families witb no children? TVD8 In the followlna data ~e D8rcentaae of person. .erved on an averaae dg who fait Into certain cateaorles: i ""';~"i: ' ' "".../' ;;:,.,,'0,;;:,. ;,:' "'" ;~I! .11'j,!;j'!" ,.i ll'""",Q?' ~.'.l "'1,\ Battered Spouse Runawayrrhrowaway Youth Chronically Mentally III Developmentally Disabled HIV! AIDS Alcohol Dependent Individuals Drug Dependent Individuals Elderly Veterans Physically! Disabled other of Barracks GrouplLarge House Scattered Site Apartment Single Family Detached House Single Room Occupancy Mobile Homerrrailer HotellMotel 2010_ ESG Template Subrecipient Name Page 23 of 24 ~:R'rnf16 D 15 I I I Other Type what the description of OW~ shelter types this activity provides ~ Charactersl1 ldentifylna the Fundina sources for1the Sh~ Other Federal Local Governmen1 Private Fees Other .. .. 2010_ ESG Template Subrecipient Name Page 24 of 24