Agenda 03/23/2010 Item #16J 2
Agenda Item No. 16J2
March 23, 2010
Page 1 of?
EXECUTIVE SUMMARY
To approve a yield reduction payment in the amount of $3,332.52,
related to the Series 2005 Capital Improvement and Refunding Revenue
Bonds.
OBJECTIVE: To obtain approval for a yield reduction payment related to
the Series 2005 Capital Improvement and Refunding Revenue Bonds.
CONSIDERATIONS: Pursuant to Resolution 96-158 the Office of the
Clerk of the Circuit Court is responsible for monitoring the calculation of
arbitrage. The Clerk's Office administers an arbitrage services contract with
the firm Bond Resource Partners, LP. During their review for interim
arbitrage calculation purposes, Bond Resource Partners, LP calculated a
yield reduction payment due of $3,332.52 relating to the Series 2005 Capital
Improvement and Refunding Revenue Bonds. The proposed payment is an
excess of interest earned after the temporary period of three years on
invested tax. exempt debt proceeds. However, all earnings up to the bond
yield are kept by Collier County. Arbitrage is calculated every year on all
qualifying tax-exempt bond issues, however, it is only the portion owed by
the issuer as of the fifth annual calculation, or final maturity that is subject to
rebate. This payment is due April 1,2010.
FISCAL IMPACT: A budget amendment transferring Reserve for
Contingencies in the amount of $2,300.00 from the Governmental Facilities
Impact Fee Fund (390) to the Series 2005 Capital Improvement and
Refunding Revenue Bonds Debt Service Fund (216) is necessary to make
this payment.
RECOMMENDATION: That the Board of County Commissioners
approve the yield reduction payment as outlined above and the necessary
budget amendments.
Prepared by: Derek M. Johnssen, General Accounting Manager
Finance and Accounting Department, Clerk of Courts
Item Number:
Item Summary:
Meeting Date:
Agenda Item No. 16J2
March 23, 2010
Page 2 of?
COLLIER COUNTY
BOARD OF COUNTY COMMISSIONERS
16J2
To approve a yield reduction payment in the amount of $3,332.52, related to the Series 2005
Capital Improvement and Refunding Revenue Bonds.
3/23/2010 9:00:00 AM
Date
Prepared By
Derek Johnssen
Clerk of Courts
General Account Manager
Finance
3/11/20103:51 :52 PM
Date
Approved By
Crystal Kinzel
Clerk of Courts
Director of Finance
Finance
3/11/20104:07 PM
Date
Approved By
OM B Coordinator
County Manager's Office
Office of Management & Budget
3/11/20104:27 PM
Date
Approved By
Jeff Klatzkow
County Attorney
3/12/20101:50 PM
Date
Approved By
Susan Usher
Office of Management &
Budget
Management/Budget Analyst, Senior
Office of Management & Budget
3/15/20109:09 PM
Date
Approved By
Mark Isackson
Office of Management &
Budget
Management/Budget Analyst, Senior
Office of Management & Budget
3/16/20109:43 AM
Fo,", 8038. T
Re ortin
Issuer's name
Collier County, Florida
Number and street (or P.O. box no. If maJlls not del'JY8I'8d to street address)
3301 East Tamlami Trail
Arbitrage Rebate, Yield Reduction
and Penalty in Lieu of Arbitrage Rebate
~ Under Section. 143(g1l3l and 148(1)
and Ssction. 103(c)(6)lD) and 103A(Q(4) 01 tho Internal Revenue Code 011954
Author. Chack box ~ Amanded Ratum ~ 0
2 Issue". employer IdltfttttlcllUon number
59 : 6000558
OMS No. 1545-1219
(Rev. January 2005)
Dep.artmentof the Treasury
Internal Revenue Service
Room/suite
4 Report number
701
6 Date of issue
Cfty, town, or post office, state, and ZIP code
Naples, Florida 33962
Name of Issue
Collier County, Florida Capital Improvement & Refunding Revenue Bonds, i
Name and title of officer or legal representative whom the IRS may call for more Information
February 2,2005
8 CUSIP number
194632 LU7
10 Telephone number of officer or legal representative
o 24 mos
174,132,314.55
ents
12 Computation date to which this payment relates (MMDDYYYY) January 31, 2010
13 Arbitrage rebate payment (see instructions) 0 check box If less than 100% of rebate amount. . .
14 Yield reduction payment (see Instructions) D check box If less than 100% of yield reduction amount
15 Rebate pa ent from Qualified Zone Academ Bond (QZAB) defeasance escrow (see Instructions
Penal in Lieu of Arbitra e Rebate
$3,332.52
16
20 Does failure to pay timely qualify for waiver of penalty (see instructions)
21 Penalty for failure to pay on time (see Instructions)
22 Interest on under ment (see Instructions). . . . . . . . .
Total Pa ent
23 Total sot. Add lines 13. 14. 15, 17. 19, 21, and 22. Enter total here
Miscellaneous
Ve.D
3,332.52
24
25
26
27
Unspent proceeds as of this computation date . . . . . . . . . . . . .
Proceeds useclto redeem bonds. . . . . .... . .. . . . . . .
Gross proceeds used for qualified administrative costs for GICs and defeasance escrows
Fees paid for a qualified guarantee
0.00
0.00
0.00
897 000.00
Yes No
,/
,/
28
29
Is the issue a variable rate Issue?
Did the Issuer enter into a hedge?
30
Name of provider
T enn of hedge
Were gross proceeds invested In a GIC? Name of provider
Term of GIC
Were any gross proceeds invested beyond an available temporary period? . . . . . . . . . . . . . .
Calculations for fllin of this fonn prepared b : D Issuer bZI Preparer: BondResource Partners LP
Under penalties of perjury, I declare that I have examined this return, and accompanying schedules and statements, and to the best of my knowledge
and belief. they are true, correct, and complete.
29
31
32
30
31
,f
,/
~ Signature of Issuer's authorized representative
For Paperwork Reduction Act Notice, see the separate Insb'uctlons.
Sign
Here
~
Date Type or print name and title
Cat No. 11545Y Form 8038- T (Rev. 1-2005)
Agenda Item No. 16J2
March 23, 2010
Page 4 of7
BUDGET AMENDMENT REQUEST
For BudgetIFinance Use Only
BA#...
JEll....
BAR#....
A.P ,H. Date
216
Fund Number
Fund Description
Date Prepared: 3/10/20 I 0
Approved by BCC on:
Attach Executive Summary
Item No.:
Fund Center Title:
Funded Prog. Title:
Expense Budget Detail
Redemption ofLT debt
Fd Cll' No.: 939010
Fd Prg No.:
(onlv one Fund CenterlFunded P fOm'll.m should be entered into this section. If amendment is for Funded Prolmltn, must enter Fund Center info
Fund Funded Commit Commitment Item Increase Current Revised
Center Prol!ram Item Description (Decrease) Budl!et Budl!et
939010 873900 Arbitrage Rebate 2,300 0 2,300
Payment
Net Change to Budget 2,300
Expense Budget Detail
Fund Center Title:
Funded Prog. Title:
Fd Cll' No.:
Fd Prg No.:
(onlv one Fund CenterlFunded Pr omun should be entered into this section. If amendment is for FWlded ProQT3.m, must enter Fund Center info)
Fund Funded Commit Commitment Item Increase Current Revised
Center Prol!ram Item Description (Decrease) Budl!et Budl!et
Net Change to Budget
Expense Budget Detail
Fund Center Title:
Funded Prog. Title:
Fd Cll' No.:
Fd Prg No.:
(onlv one Fund CenterlFunded Pr02nUIl should be entered into this section. If amendment is for Funded Pro1ll"am. must enter Fund Center info
Fund Funded Commit Commitment Item Increase Current Revised
Center Prol!ram Item Description (Decrease) Budl!et Budl!et
Net Change to Budget
Agenda Item No. 16J2
March 23, 2010
Page 5 of 7
Revenue Budget Detail
Fund Center Title:
Funded Prog. Title:
Transfers
FdCtrNo.: 929010
Fd Prg No.:
(onlv one Fund Center/Funded Proeram should be entered into this section. If amendment is for Funded ProlZnlm. must enter Fund Center info
Fund Funded I Commit Commitment Item Increase Current Revised
Center Pro2ram Item Description (Decrease) Bud2et Bud2et
929010 481390 Transfer from 390 2,300 3,808,000 3,810,300
Net Change to Budget 2,300
EXPLANATION
Why are funds needed?
Payment of arbitrage rebate for the Courthouse Annex and the EOC bldg.
Where are funds available?
Transfer in from fund 390, General Governmental Facilities impact fee fund.
REVIEW PROCESS
DATE I
Cost Center Director:
Division Administrator:
Bud2et Department:
A2ency Mana2er:
Finance Department:
Clerk of Board Admin.:
Input by:
B.A. No.:
Agenda Item No. 16J2
March 23, 2010
Page 6 of 7
BUDGET AMENDMENT REQUEST
For BudgetJFinance Use Only
BA#...
JE#...
BAR#...
AP.H. Date...
390
Fund Number
Govemmen aClltJeS mpact Fee Fund
Fund Description
Date Prepared: 3/10/2010
Approved by BCC on:
Attach Executive Summary
Item No.:
Expense Budget Detail
Fund Center Title:
Funded Prog. Title:
Reserves
Reserves/Transfers
Fd Ctr No.: 919010
Fd Prg No.: 99390
(onlv one Fund CenterlFunded Pro2Tam should be entered into this section. If amendment is fOT Funded Pro2l1lIn. must enter Fund Center info)
Fund Funded Commit Commitment Item Increase Current Revised
Center Prol!ram Item Descriotion (Decrease) Budl!et Budl!et
919010 99390 991000 Reserve for (2,300) 150,586.82 148,286.82
contin2:encies
Net Change to Budget
(2,300)
Expense Budget Detail
Fund Center Title:
Funded Prog Title'
Transfers
Reserves/Transfers
FdCtrNo.: 929010
Fd Prg No.: 99390
(onlv one Fwd CenterlFunded Program should be entered into this section. If amendment is for Funded Program, must enter FWld Center info
Fund Funded Commit Commitment Item Increase Current Revised
Center Prol!ram Item Descriotion I (Decrease) Budl!et Budl!et
929010 99390 912160 Transfer to 216 2,300 3,808,000 3,810,300
Net Change to Budget 2,300
Expense Budget Detail
Fund Center Title:
Funded Prog. Title:
Fd Ctr No.:
Fd Prg No.:
(onlv one Fund CenterlFunded Program should be entered into this section. If amendment is for Funded Program, must enter Fund Center info
Fund Funded Commit Commitment Item Increase Current Revised
Center Prol!ram Item Descriotion (Decrease) Budl!et Budl!et
Net Change to Budget
Agenda Item No. 16J2
March 23, 2010
Page 7 of 7
Revenue Budget Detail
Fund Center Title:
Funded Prog. Title:
Fd Ctr No.:
Fd Prg No.:
(only one Fund CenterlFunded Proi!TalIl should be entered into this section. If amendment is for Funded Proe:ram.. must enter Fund Center info
Fund Funded I Commit Commitment Item Increase Current Revised
Center Program Item Description (Decrease) Budget Budget
Net Change to Budget
EXPLANA nON
Why are funds needed?
For the payment of arbitrage rebate for the Courthouse Annex and the EOC bldg
Where are funds available?
Reserves
REVIEW PROCESS
DATE I
Cost Center Director:
Division Administrator:
Budget Department:
Aeency Manaeer:
Finance Department:
Clerk of Board Admin.:
Input bv:
B.A. No.: