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Agenda 02/09/2010 Item #16F8 Agenda Item No. 16F8 February 9, 2010 Page 1 of 55 EXECUTIVE SUMMARY Recommendation to approve a modification to the FYI0 Emergency Preparedness and Assistance Grant (EMPA) Base Grant Agreement, additional grant revenue received of $35,201.81 OBJECTIVE: For the Board of County Commissioners to approve and authorize the Chairman to sign a modification to the FYI 0 Emergency Preparedness and Assistance Grant (EMP A). CONSIDERATIONS: Agreement 10-BG-25-09-21-01-102 in the amount of $98,099 was approved by the Board on October 27th, 2009, and further modified to increase the FYIO Agreement by $35,201.81. This modification will increase the FYIO Agreement to $133,300.81. As is stated on the award letter dated June 22, 2009, and approved by the Board on July 28, 2009; in previous years' agreements, both the State (EMPA) and the Federal (EMPG) portions of the Agreement would have ended on September 30th of that year. Under the modification, the EMPG portion will have until June 30, 2010 to be expended. We are asking for the Board of County Commissioners to approve and authorize the Chairman to sign a modification to the Agreement in order that the remaining balance can be expended, FISCAL IMPACT: A budget amendment for this agreement was authorized by the Board of County Commissioners on October 27tb, 2009 (Agenda item J 6F2). There is no further fiscal impact associated with this Executive Summary. GROWTH MANAGEMENT IMPACT: There is no Growth Management Impact associated with this Executive Summary. LEGAL CONSIDERATIONS: This item has been reviewed by the County Attorney's Office and is legally sufficient for Board action, - CMG RECOMMENDATION: That the Board of County Commissioners approves and authorizes the Chairman to sign the EMPA Grant Modification to Agreement #10-BG-25-09-21-01-102. Prepared by: Christine Chase, Sr. Administrative Assistant Department of Emergency Management Item Number: Item Summary: Meeting Date: Agenda Item No. 16F8 February 9, 2010 Page 2 of 55 COLLIER COUNTY BOARD OF COUNTY COMMISSIONERS 16F8 Recommendation to approve a modification to the FY10 Emergency Preparedness and Assistance Grant (EMPA) Base Grant Agreement, additional grant revenue received of $35,20181. 2/9/20109:00:00 AM Date Prepared By Christine Chase Emergency Management Sr Administrative Assistant Emergency Management 1126120101:07:31 PM Date Approved By Colleen Greene County Attorney Assistant County Attorney County Attorney 1127120109:20 AM Date Approved By Dan E. Summers Bureau of Emergency Services and Emergency Management Director of Emergency Services Bureau of Emergency Services and Emergency Management 1127120104:29 PM Date Approved By Jeff Klatzkow County Attorney 1/29120103:38 PM Date Approved By OMB Coordinator County Manager's Office Office of Management & Budget 211120101:33 PM Date Approved By Marlene J. Foard Administrative Services Division Grant Development & Mgmt Coordinator Administrative Services Division 2/2120108:26 AM Date Approved By Laura Davisson County Manager's Office Management & Budget Analyst Office of Management & Budget 2/2120108:58 AM Date Approved By Mark Isackson Office of Management & Budget Management/Budget Analyst, Senior Office of Management & Budget 212120103:17 PM . . . . Agenda Item No. 16F8 February 9,2010 Page 3 of 55 STATE OF FLORIDA DIVISION OF EMERGENCY MANAGEMENT CHARLIE CRIST Governor RUBEN D. ALMAGUER Interim Director June 22, 2009 CERTIFIED MAIL RETURN RECEIPT REQUESTED RECEIVED JUN 26 2009 Collier County Emergency Management 8075 Lely Cultural Pkwy Suite 445 Naples, Florida 34113 Attn: Dan E. Summers EMERGENCY MANAGEMENT Re: AWARD Letter Agreement # 09-BG-03-09-21-01-159 Dear Mr. Summers, In accordance with Paragraph 17(d) of the above reference Agreement, this award Letter serves as a legal modification to your Base Grant Agreement. This Award Letter provides Federal funds to your County in the amount of $77,198. These funds continue to require a dollar for dollar non-federal match. Please ensure that your County can provide the required additional match before accepting these funds. This Award letter increases your County's total amount of funding under this Agreement to $175,924. You must return the attached budget form (Attachment A-1) showing the anticipated expenditure of the Federal funds. All other terms and conditions of the Agreement shall remain in full force and effect. Please make this a part of your Agreement File. Should the County not wish to accept these additional funds, then the County must provide notice to the Division within thirty (30) days of receipt of this Award Letter. Otherwise the County shall provide to the Division its written notice of acceptance within forty-five (45) days of receipt of the Award Letter. In accordance with Paragraph 17(d) of the above referenced Agreement, the terms of this Agreement shall be considered to have been modified to include the additional funds upon receipt by the Division of the written notice of acceptance. F LOR I D ARE C 0 V E R Y 0 F Fie E . 0 I V I 5 ION HE A D QUA R T E R S . STATE LOGISTICS RESPONSE CENTER 36 Skyline Drive 2555 Shumard Oak Boulevard 2702 Directors Row Lake Mary, FL 32746-6201 Tallahassee, Fl 32399-2100 Orlando, FL 32809.5631 Tel' 850-413-9969' Fax: 850-488-1016 www.FloridaDisaster.orCl ~ -1 -e Agenda Item No. 16F8 February 9, 2010 Page 4 of 55 County EM Director Page Two It is important to note that in previous years' agreements, both the state Emergency Management Preparedness and Assistance (EMPA) and federal Emergency Management Performance Grant (EMPG) portions of the Agreement would have ended on September 30 of that year. Under this year's modification, the EMPG portion of this Agreement in the amount of $77, 19B will have until June 30, 2010 to be expended. The remaining EMPA portion of this Agreement must be expended on or before September 30, 2009. You may indicate your acceptance of these funds by signing and returning this Award Letter with the attached budget page to Donald Kunish, Florida Division of Emergency Management, 2555 Shumard Oak Boulevard, Tallahassee, Florida 32399- 2100. Respectfully, RU~~~~' Director Division of Emergency Management RDAI Attachment .............................................................................., I accept the additional funds and agree to all terms and conditions as set forth in the EMPA Base Grant Agreement. County: CoII,ex" Title: ~ . .~.d~. rhti((Y'Of) , &::osd. of rOL1f\.~ rt>V\"\\'Y\',":>Sir:,ners 7 /9.8/0Q Authorized Official: Date: Approved lIS to form & legal sufficiency ~~ Colleen Greene, Assistant County Attorney Agenda Item No. 16F8 February 9, 2010 Page 5 of 55 . Attachment A-1 Budget The anticipated expenditures for the Categories listed below are for the Emergency Management Performance (EMPG) Federal portion of this subgrant only (Paragraph (17)(d), FUNDING/CONSIDERATION). Cateaorv Anticioated Exoenditures Amount Salaries/Fringe Benefits $ 1'd..,OM .00 Other Personal Services $ Expenses $ ~,49'6,OO Operating Capital Outlay $ f.o.,DOD. DO Fixed Capital Outlay $ . Management & Admin. Costs 100.00 (not to exceed 2.5%) $ Total Federal Funds $ '7'1/9'i\ U7J , . ~ .... -- Agenda Item No. 16F8 February 9, 2010 Page 6 of 55 County: Collier Agreement No: 09-SG-03-09-21-01-159 REVISED EXHIBIT 1 FEDERAL RESOURCES AWARDED TO THE RECIPIENT PURSUANT TO THIS AGREEMENT CONSIST OF THE FOLLOWING: Federal Program $77,198 CFDA: 91.042 COMPLIANCE REQUIREMENTS APPLICABLE TO THE FEDERAL RESOURCES AWARDED PURSUANT TO THIS AGREEMENT ARE AS FOLLOWS: Chapter 252, Florida Statutes Rule Chapters 9G-6, 9G-11, and 9G-19, Florida Administrative Code 44 CFR, (Code of Federal Regulations) Part 13 (Common Rule) 44 CFR, Part 302 OMS Circular A-87 and A-133 48 CFR, Part 31 STATE RESOURCES AWARDED TO THE RECIPIENT PURSUANT TO THIS AGREEMENT CONSIST OF THE FOLLOWING: SUBJECT TO SECTION 215.91. FLORIDA STATUTES: State Project (list State awarding agency, Catalog of State Financial Assistance title and number) State Awarding Agency: Division of Emeraencv Manaaement Catalog of State Financial Assistance Title: Emeraencv Manaaement Proarams Catalog of State Financial Assistance Number: 52008 State Grant Amount: $101,573 (minus deduction of $2,841 mos. satellite service) COMPLIANCE REQUIREMENTS APPLICABLE TO STATE RESOURCES AWARDED PURSUANT TO THIS AGREEMENT ARE AS FOLLOWS: Pursuant to Section 252.373, Florida Statutes and Rule Chapter 9G-19, Florida Administrative Code. Agenda Item ~Jo. 16,n February 9, 2010 Page 7 of 55 Contract Number: 10-00-25-09-21-01-102 MODIFICATION TO AGREEMENT BE1WEEN mE DIVISION OF EMERGENCY MANAGEMENT AND COLUERCOUNTY This Modification is made and entered into by and between the State of Florida, Division of Emergency Management ("the Division"), and Collier County ("Recipient") to modify DEM Contract Number 10-BG-25-09-21-01-102, dated November 30, 2009 ("the Agreement"). WHEREAS, the Division and the Recipient have entered into the Agreement, pursuant to which the Division has provided a sub grant of $98,099 to Recipient; and WHEREAS, the remaining amount of $35,201.81 from the 2008-2009 EMPG funds will increase the total Agreement amount and must be expended on or before June 30, 2010. NOW, THEREFORE, in consideration of the mutual promises of the parties contained herein, the parties agree as follows: 1. The Agreement is amended to increase the maximum amount payable under the Agreement to $133,300.81. 2. All provisions of the Agreement being modified and any attaclunents thereto in conflict with this Modification shall be and are hereby changed to conform with this Modification, effective as of the date of the last execution of this Modification by both parties. 3. All provisions not in conflict with this Modification remain in full force and effect, and are to be performed at the level specified in rhe Agreement. IN WIlNESS WHEREOF, the panies hereto have executed this document as of the dates ser out herein. RECIPIENT: DIVISION OF EMERGENCY MANGEMENT COLDER COUNTY By: By: David Halstead, Interim Director Name and Title: fYfM \)j CUi It'. ,rhCllf()l(\t) Date: Dare: 8\1' r;f!J"'---''''- Co""", Greene, Alsistant County Attomey ATTEST: DWIGHT E. BROCK. Clerk . Agenda Item No. 16F8 February 9, 2010 Page 8 of 55 STATE OF FLORIDA DIVISION OF EMERGENCY MANAGEMENT CHARLIE CRIST Governor RUBEN D. ALMAGUER Interim Director December 7,2009 Certified Mail RECEIVED Collier County Emergency Management 8075 Lely Cultural Pkwy, Suite 445 Naples, Florida 34113 Attn: Mr. Dan Summers Di=e 1 4 2009 EMERGENCY MANAGEMENT Ref: 10-BG-25-09-21-01-102 Dear Mr. Summers, Enclosed is a fully executed copy of the 2009-2010 Emergency Management Preparedness and Assistance Program Base Grant Agreement between your county and the Division of Emergency Management. Please read Paragraph 14, Subcontracts carefully. Your county may subcontract for services with these funds; however, the agreement contains specific requirements. It is imperative that this position be followed. Financial Reports/Reimbursement Reauests: When submitting the required quarterly reports to this Division, be certain to use the enclosed Financial ReporUReimbursement Request forms. Claims not submitted on the proper fonn cannot be processed and will be returned to the County for correction. Deadlines for submitting these reports are listed in Attachment D of your Agreement. A copy of the report fonn is included in this package for your use. Proaram Proaress Reports: We will continue to use the semi-annual summary progress report fonn to assess your county's progress on applicable items in Scope of Work. Your State Emergency Management Regional Coordinator will be in contact with you to schedule two progress assessment meetings during the year to review the status of your work items. Historical Summarv of Expenditures: In order to ensure compliance with Attachment D, paragraph D of this Agreement and with Rule 9G-19.011, Florida Administrative Code, historical expenditure summary information relating to your county's Emergency Management Program is required. This form must be prepared and signed by an official of the County's Finance Office. You need to provide only the FY 2008-2009 (October 2008 - September 2009) information. This infonnation is due no later than December 31, 2009. This form is also included in this package for your use. F LOR IDA R E C 0 V E R Y 0 F Fie E ~ D I V I S ION HE A D QUA R T E R S . STATE lOGISTICS RESPONSE CENTER 36 Skyline Drive 2555 Shumard Oak Boulevard 2702 Directors Row Lake Mary, Fl 32746-6201 Tallahassee, FL 32399-2100 Orlando, FL 32809-5631 Tel 850-413-9969' Fax: 850-488-1016 www,FloridaDlsaster orQ L1 Agenda Item No. 16F8 February 9, 2010 Page 9 of 55 Collier County Page 2 December 7, 2009 2009-2010 Staffina Detail: Attachment D, paragraph E of this Agreement requires a Staffing Detail form for all Staff in the Emergency Management Office for the current fiscal year is also required and is due not later than December 31,2009. Forms for these items are also provided in this package for your use. Please provide us with a copy of the current Position Description detailing the duties and responsibilities for ALL POSITIONS to be paid from these funds, including the full-time Emergency Management Director as defined in Section 9G.-19.002(6), Florida Administrative Code, ScoDe of Work Requirements: Attachment A and A-1, ScoDe of Work, lists items required under this Agreement. An after-action report must be submitted within thirty (30) days following full or partial County Emergency Operation Center (EOC) activation when activated at a level equivalent to a State EOC level two (2) or above during the period of this Agreement. Also, within 60 days of execution of this Agreement, you must provide copies of any new or updated ordinances currently in effect which expressly address emergency management, disaster preparedness, civil defense, disasters, emergencies or otherwise govern the activation of the local emergency management program provided in s,252.38, Florida Statutes. As a reminder, prior written approval must be obtained from the Division of Emergency Management for any motor vehicle purchased with funds provided under this Agreement as required under Program Requirements, (3) Vehicles. All referenced report forms are available electronically from your contract manager. We look forward to working with you again this year. If you have any questions regarding this program, please call me at 850-413-9920 or e-mail ienene.helms@em.mvflorida.com Sincerely, d~ 1~~ enene Helms Florida Division of Emergency Management Agenda Item No. 16F8 February 9, 2010 Page 10 of 55 Contract Number: 10-BG-25-09-21-01-~ CFSA Number: 52.008 STATEandFEDERALLY-FUNDEDSUBGRANTAGREEMENT THIS AGREEMENT is entered into by the State of Florida, Division of Emergency Management, with headquarters in Tallahassee, Florida (hereinafter referred to as the "Division"), and Collier County, (hereinafter referred to as the "Recipienf'). THIS AGREEMENT IS ENTERED INTO BASED ON THE FOLLOWING REPRESENTATIONS: A. TIle Recipient represents that it Is fully qualified and eligible to receive these grant funds to provide the services identified herein; and B. The Division has received these grant funds from the State of Florida, and has the authority to subgrant these funds to the Recipient upon the terms and conditions below; and C. TIle Division has statutory authority to disburse the funds under this Agreement. THEREFORE, the Division and the Recipient agree to the following: (1) SCOPE OF WORK- TIle Recipient shall perform the work in accordance with the Budget and Scope of Work, Attachment A of this Agreement. (2) INCORPORATION OF LAWS RULES REGULATIONS AND POLICIES The Recipient and the Division shall be governed by applicable State and Federal laws, rules and regulations, including those identified in Attachment C. (3) PERIOD OF AGREEMENT TIlis Agreement shall begin on October 1, 2009 and shall end on September 3D, 2010, unless terminated earlier in accordance with the provisions of Paragraph (12) of this Agreement. (4) MODIFICATION OF CONTRACT E~her party may request modification of the provisions of this Agreement. Changes which are agreed upon shall be valid only when in writing, signed by each of the parties, and attached to the original of this Agreement. (5) RECORDKEEPING (a) As applicable, Recipient's performance under this Agreement shall be subject to the federal Common Rule: Uniform Administrative Requirements for State and Local Governments" (53 Federal Register 8034) or OMB Circular No. A-110, "Grants and Agreements with Institutions of Higher Education, Hospitals, and Other Nonprofit Organizations," and either OMB Circular No. A-87, "Cost Principles for State and Local Govemments," OMB Circular No. A-21 , "Cost Principles for Educational Institutions," or OMB Circular No. A-122, "Cost Principles for Nonprofit Organizations." If this Agreement is made with a commercial (for-profit) organization on a cost-reimbursement basis, the Recipient shall be subject to Federal Acquis~ion Regulations 31.2 and 931.2. 1 Agenda [tern No. 16F8 February 9,2010 Page 11 of 55 (b) The Recipient shall retain sufficient records to show its compliance wtth the terms of this Agreement, and the compliance of all subcontractors or consultants paid from funds under this Agreement, for a period of five years from the date the audit report is issued, and shall allow the Division or its designee, the State Chief Financial Officer or the State Auditor General access to the records upon request. The Recipient shall ensure that audit wor1<ing papers are available to them upon request for a period of five years from the date the audit report is issued, unless extended in writing by the Division. The five year period may be extended for the following exceptions: 1. If any litigation, claim or audit [s started before the five year period expires, and extends beyond the five year period, the records shall be retained until all litigation, ciaims or audit findings involving the records have been resolved. 2. Records for the disposition of non-expendable personal property valued at $5,000 or more at the time it is acquired shall be retained for five years after final disposition. 3. Records relating to real property acquired shall be retained for five years after the clos[ng on the transfer of title. (c) The Recipient shall maintain all records for the Rec[pient and for all subcontractors or consultants to be paid from funds provided under this Agreement, including documentation of all program costs, in a form sufficient to determine comp[lance wtth the requirements and objectives of the Budget and Scope of Wor1< - Attachment A - and all other applicable laws and regulations. (d) The Recipient, its employees or agents, including all subcontractors or consultants to be paid from funds provided under this Agreement, shall allow access to its records at reasonable times to the Division, Its employees, and agents. "Reasonable" shall ordinarily mean during normal business hours of 8:00 a.m. to 5:00 p.m., local time, on Monday through Friday. "Agents" shall include, but not be limited to, auditors retained by the Division. (6) AUDIT REQUIREMENTS For Federal Funds: (a) The Recipient agrees to maintain financial procedures and support documents, in accordance with generally accepted accounting principles, to account for the receipt and expenditure of funds under this Agreement. (b) These records shall be available at reasonable times for inspection, review, or audit by state personnel and other personnel authorized by the Department or the Division. "Reasonable" shall ordinarily mean normal business hours of 8:00 a.m. to 5:00 p.m., local time, Monday through Friday. (c) The Recipient shall provide the Department with the records, reports or financial statements upon request for the purposes of auditing and monitoring the funds awarded under this Agreement. (d) If the Recipient is a State or local govemment or a non-profit organization as defined in OMB Circular A-133, as revised, and in the event that the Recipient expends $500,000 or more In Federal awards in its fiscal year, the Recipient must have a single or program-specific audit conducted in 2 Agenda Item No. 16F8 February 9, 2010 Page 12 of 55 accordance with the provisions of OMB Circular A-133, as revised. EXHIBIT 1 to this Agreement shows the Federal resources awarded through the Division by this Agreement. In detemining the Federal awards expended in tts fiscal year, the Recipient shall consider all sources of Federal awards, including Federal resources received from the Division. The detemination of amounts of Federal awards expended should be In accordance with the guidelines established by OMB Circular A-133, as revised. An audit of the Recipient conducted by the Audttor General in accordance with the provisions of OMB Circular A-133, as revised, will meet the requirements ofthis paragraph. In connection with the audit requirements addressed in this Paragraph 6 (d) above, the Recipient shall fulfill the requirements for auditee responsibilities as provided in Subpart C of OMB Circular A-133, as revised. If the Recipient expends less than $500,000 in Federal awards in its fiscal year, an audit conducted in accordance with the provisions of OMB Circular A-133, as revised, is not required. In the event that the Recipient expends less than $500,000 in Federal awards in tts fiscal year and chooses to have an audit conducted in accordance with the provisions of OMB Circular A-133, as revised, the cost of the audit must be paid from non-Federal funds. (e) Send copies of reporting packages for audits conducted in accordance with OMB Circular A-133, as revised, and required by subparagraph (d) above, when required by Section .320 (d), OMB Circular A-133, as revised, by or on behalf of the Recipient to: The Division at each of the following addresses: Department of Community Affairs Office of Audit Services 2555 Shumard Oak Boulevard Tallahassee, Florida 32399-2100 [also send an electronic copy to aurilla.parrish@dca_state.n.us] and Division of Emergency Management (program office) 2555 Shumard Oak Boulevard Tallahassee, Florida 32399-2100 The Federal Audit Clearinghouse designated In OMB Circular A-133, as revised (submit the number of copies required by Sections .320{d){1) and (2), OMB Circular A-133, as revised), at the following address: Federal Audit Clearinghouse Bureau of the Census 1201 East 10'" Street Jeffersonville, IN 47132 Other Federal agencies and pass-through entities in accordance with Sections .320 (e) and (t), OMB Circular A-133, as revised. 3 Agenda Item No. 16F8 February 9, 2010 Page 13 of 55 (I) Pursuant to Section .320 (I), OMB Circular A-133, as revised, the Recipient shall send a copy of the reporting package described in Section .320 (c), OMB Circular A-133, as revised, and any management letter issued by the audRor, to the Division at the following addresses: Department of Community Affairs Office of Audit Services 2555 Shumard Oak Boulevard Tallahassee, Florida 32399-2100 [also send an electronic copy to aurllla.parrlsh@dca.state.f1.us] and Division of Emergency Management (program office) 2555 Shumard Oak Boulevard Tallahassee, Florida 32399-2100 (g) By the date due, send any reports, management letter, or other information required to be submitted to the Division pursuant to this Agreement in accordance with OMB Circular A-133, Florida Statutes, and Chapters 10.550 (local governmental entities) or 10.650 (nonprof" and for-prof" organizations), Rules of the Auditor General, as applicable. (h) Recipients should state the date that the reporting package was delivered to the Recipient when submitting financial reporting packages to the Division for audits done in accordance with OMB Circular A-133 or Chapters 10.550 (Iocai governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General, (i) If the audit shows that all or any portion of the funds disbursed were not spent in accordance with the conditions of this Agreement, the Recipient shall be held liable for reimbursement to the Division of all funds not spent in accordance with these applicable regulations and Agreement provisions within thirty days after the Division has notified the Recipient of such non-compliance. U) The Recipient shall have all audits completed by an independent certified public accountant (IPA), either a certified public accountant or a public accountant licensed under Chapter 473, Fla. Stat. The IPA shall state that the audit complied with the applicable provisions noted above. The audit must be received by the Division no later than nine months from the end of the Recipient's fiscal year. For State Funds: (a) The Recipient agrees to maintain financial procedures and support documents, in accordance with generally accepted accounting principles, to account for the receipt and expenditure of funds under this Agreement. (b) These records shall be available at reasonable times for inspection, review, or audit by state personnel and other personnel authorized by the Department or the Division. "Reasonable" shall ordinarily mean normal business hours of 8:00 a.m. to 5:00 p.m., local time, Monday through Friday. 4 Agenda Item No. 16F8 February 9, 2010 Page 14 of 55 (c) The Recipient shall provide the Department with the records, reports or financial statements upon request for the purposes of auditing and monitoring the funds awarded under this Agreement. (d) If the Recipient Is a nonstate entity as defined by Section 215.97, Fla. Stat., it shall comply with the following: If the Recipient expends a total amount of Slate financial assistance equal to or more than $500,000 in any fiscal year of such Recipient, the Recipient must have a State single or project-specific audit for such fiscal year in accordance with Section 215.97, Fla. Stat.; applicable rules of the Executive Office of the Governor and the Chief Financial Officer; and Chapters 10.550 (local government entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General. EXHIBIT 1to this Agreement shows the State financial assistance awarded by this Agreement. In detennining the State financial assistance expended in Its fiscal year, the Recipient shall Include all sources of State financial assistance, including State funds received from the Division, other stale agencies, and other nonstate entities. State financial assistance does not include Federal direct or pass-through awards and resources received by a nonstate entity for Federal program matching requirements. In connection with the audit requirements addressed in this Paragraph 6(d) above, the Recipient shall ensure that the aud~ complies with the requirements of Section 215.97(8), Fla. Stat. This includes submission ofa reporting package as defined by Section 215.97(2)(e), Fla. Stat. and Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Aud~or General. If the Recipient expends less than $500,000 in State financial assistance In its fiscal year, an audit conducted in accordance with the provisions of Section 215.97, Fla. Stat, Is not required. In the event that the Recipient expends less than $500,000 in state financial assistance In its fiscal year and elects to have an audit conducted In accordance with the provisions of Section 215.97, Fla. Stat, the cost of the audit must be paid from the nonstate entity's resources ~.e., the cost of such an audit must be paid from the Recipient's resources obtained from other than Stale entities). Additional infonnation on the Florida Single Audit Act may be found at the following webs~e: htto:/Iwww.state.fi.uslfsaa/statutes.html. (e) Report Submission 1. The annual financial aud~ report shall include all management letters and the Recipient's response to all findings, including corrective actions to be taken. 2. The annual financial audit report shall include a schedule of financial assistance specifically Identifying all Agreement and other revenue by sponsoring agency and Agreement number. 3. Copies of financial reporting packages required under this Paragraph 6 shall be submitted by or on behalf of the Recipient directlv to each of the following: The Department of Community Affairs at each of the following addresses: Department of Community Affairs 5 Agenda Item No. 16F8 February 9,2010 Page 15 of 55 Office of Audit Services 2555 Shumard Oak Boulevard Tallahassee, Florida 32399-2100 [an electronic copy shall also be submitted to aurllla.parrish@dca.state.f1.us) and Division of Emergency Manegement 2555 Shumard Oak Boulevard Tallahassee, Florida 32399-2100 The Auditor General's Office at the following address: Auditor General's Office Room 401, Claude Pepper Building 111 West Madison Street Tallahassee, Fiorida 32399-1450 4. Any reports, management letter, or other information required to be submitted to the Division or the Department of Community Affairs pursuant to this Agreement shall be submitted on time as required under OMS Circular A-133, Florida Statutes, and Chapters 10.550 (local governmentai entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General, as applicable. 5. Recipients, when submitting financial reporting packages to the Division or the Department of Community Affairs for audits done in accordance with OMB Circular A-133 or Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Ruies of the Auditor General, should indicate the date that the reporting package was deiivered to the Recipient in correspondence accompanying the reporting package. (f) If the audit shows that all or any portion of the funds disbursed hereunder were not spent in accordance with the conditions of this Agreement, the Recipient shall be held liable for reimbursement to the Division of all funds not spent in accordance with these applicable reguiations and Agreement provisions within thirty days after the Division has notified the Recipient of such non-compliance. (g) The Recipient shall have all audits completed in accordance with Section 215.97, ~. by an independent certified public accountant (IPA) who shall either be a certified public accountant or a public accountant licensed under Chapter 473, Fla. Stat. The IPA shall state that the audit complied with the applicable provisions noted above. The audit must be submitted to the Division no later than nine (9) months from the end of the Recipient's fiscal year. (7) REPORTS (a) The Recipient shall provide the Division with quarterly reports and a close-out report. These reports shall Include the current status and progress by the Recipient and all subrecipients and 6 Agenda Item No. 16F8 February 9, 2010 Page 16 of 55 subcontractors in completing the work described in the Scope of Work and the expenditure of funds under this Agreement, in addition to any other information requested by the Division. (b) Quarteriy reports are due to the Division no later than 30 days after the end of each quarter of the program year and shall be sent each querter until submission of the administrative close- out report. The ending dates for each quarter of the program year are March 31, June 30, September 30 and December 31. (c) The close-out report Is due 60 days after termination of this Agreement or 60 days after completion of the activities contained in this Agreement, whichever first occurs. (d) If all required reports and copies are not sent to the Division or are not completed in a manner acceptable to the Division, the Division may withhoid further payments until they are completed or may take other action as stated in Paragraph (11) REMEDIES. "Acceptable to the Division" means that the work product was completed in accordance with the Budget and Scope of Work. (e) The Recipient shall provide additional program updates or information that may be required by the Division. (f) The Recipient shall provide additional reports and information identified in Attachment D. (8) MONITORING. The Recipient shall monitor its performance under this Agreement, as well as that of its subcontractors and/or consultants who are paid from funds provided under this Agreement, to ensure that time schedules are being met, the Schedule of Deliverables and Scope of Work are being accomplished within the specified time periods, and other performance goals are being achieved. A review shall be done for each function or activity in Attachment A to this Agreement, and reported in the quarterly report. In addition to reviews of audits conducted in accordance with paragraph (6) above, monitoring procedures may include, but not be limited to, on-site visits by Division staff, limited scope audits, and/or other procedures. The Recipient agrees to comply and cooperate with any monitoring procedures/processes deemed appropriate by the Division. In the event that the Division or the Department determines that a limited scope audit of the Recipient is appropriate, the Recipient agrees to comply with any additional instructions provided by the Division or the Department to the Recipient regarding such audit. The Recipient further agrees to comply and cooperate with any inspections, reviews, investigations or audits deemed necessary by the Florida Chief Financial Officer or Auditor General. In addition, the Division will monitor the performance and financial management by the Recipient throughout the contract term to ensure timely completion of all tasks. (9) LIABILITY (a) Unless Recipient is a State agency or subdivision, as defined in Section 768.28, Fla. Stat., the Recipient is solely responsible to parties it deals with in carrying out the terms of this Agreement, and shall hold the Division harmless against all claims of whatever nature by third parties 7 Agenda Item No. 16F8 February 9, 2010 Page 17 of 55 arising from the work performance under this Agreement. For purposes of this Agreement, Recipient agrees that it is not an employee or agent of the Division, but is an independent contractor. (b) Any Recipient which is a state agency or subdivision, as defined in Section 768.28, Fla. Stat., agrees to be fully responsible for its negligent or tortious acts or omissions which result in claims or suits against the Division, and agrees to be liable for any damages proximately caused by the acts or omissions to the extent set forth in Section 768.28, Fla. Stat. Nothing herein Is intended to serve as a waiver of sovereign immunity by any Recipient to which sovereign immunity applies. Nothing herein shall be construed as consent by a state agency or subdivision of the State of Florida to be sued by third parties In any matter arising out of any contract. (10) DEFAULT. If any of the following events occur ("Events of Default"), all obligations on the part of the Division to make further payment of funds shall, if the Division elects, terminate and the Division has the option to exercise any of its remedies set forth in Paragraph (11). However, the Division may make payments or partial payments after any Events of Default without waiving the right to exercise such remedies, and without becoming liable to make any further payment: (a) If any warranty or representation made by the Recipient in this Agreement or any previous agreement with the Division is or becomes false or misleading in any respect, or if the Recipient fails to keep or perform any of the obligations, terms or covenants in this Agreement or any previous agreement with the Division and has not cured them In timely fashion, or Is unable or unwilling to meet its obligations under this Agreement; (b) If material adverse changes occur in the financial condition of the Recipient at any time during the term of this Agreement and the Recipient fails to cure this adverse change within thirty days from the date written notice is sent by the Division. (c) If any reports required by this Agreement have not been submitted to the Division or have been submitted with incolTect, incompiete or insufficient information; (d) If the Recipient has failed to perform and complete on time any of its obligations under this Agreement. (11) REMEDIES. If an Event of Default occurs, then the Division may, after thirty calendar days written notice to the Recipient and upon the Recipient's failure to cure within those thirty days, exercise anyone or more of the following remedies, elther conculTenlly or consecutiveiy: (a) Terminate this Agreement, provided that the Recipient is given at least thirty days prior written notice of the termination. The notice shall be effective when placed in the United States, first class mail, postage prepaid, by registered or certified mail-return receipt requested, to the address in paragraph (13) herein; (b) Begin an appropriate legal or equitable action to enforce performance of this Agreement; 8 Agenda Item No. 16F8 February 9, 2010 Page 18 of 55 (c) Withhold or suspend payment of all or any part of a request for payment; (d) Require that the Recipient refund to the Division any monies used for ineligible purposes under the laws, rules and regulations goveming the use of these funds, (e) Exercise any corrective or remedial actions, to include but not be limited to: 1. request additional Information from the Recipient to determine the reasons for or the extent of non-compliance or lack of performance, 2. issue a wrillen warning to advise that more serious measures may be taken if the situation is not corrected, 3. advise the Recipient to suspend, discontinue or refrain from incurring costs for any activities in question or 4. require the Recipient to reimburse the Division for the amount of costs Incurred for any items determined to be ineligible; (I) Exercise any other rights or remedies which may be available under law. (g) Pursuing any of the above remedies will not stop the Division from pursuing any other remedies in this Agreement or provided at law or in equity. If the Division waives any right or remedy in this Agreement or fails to insist on strict performance by the Recipient, It will not affect, extend or waive any other right or remedy of the Division, or affect the later exercise of the same right or remedy by the Division for any other default by the Recipient. (12) TERMINATION. (a) The Division may terminate this Agreement for cause after thirty days wrillen notice. Cause can include misuse of funds, fraud, lack of compliance with applicable rules, laws and regulations, failure to perform on time, and refusal by the Recipient to permit public access to any document, paper, leller, or other material subject to disclosure under Chapter 119, Fla. Stat., as amended. (b) The Division may terminate this Agreement for convenience or when it determines, in its sole discretion, that continuing the Agreement would not produce beneficial results in line with the further expenditure of funds, by providing the Recipient with thirty calendar days prior written notice. (c) The parties may agree to terminate this Agreement for their mutual convenience through a wrillen amendment of this Agreement. The amendment will state the effective date of the termination and the procedures for proper closeout of the Agreement. (d) In the event that this Agreement is terminated, the Recipient will not Incur new obligations for the terminated portion of the Agreement after the Recipient has received the notification of termination. The Recipient will cancel as many outstanding obligations as possible. Costs incurred after receipt of the termination notice will be disallowed. The Recipient shall not be relieved of liability to the Division because of any breach of Agreement by the Recipient. The Division may, to the extent authorized by law, withhold payments to the Recipient for the purpose of set-off until the exact amount of damages due the Division from the Recipient is determined. 9 Agenda Item No. 16F8 February 9, 2010 Page 19 of 55 (13) NOTICE AND CONTACT. (a) All notices provided under or pursuant to this Agreement shall be in writing, either by hand delivery, or first class, certified mail, return receipt requested, to the representative named below, at the address below, and this notification attached to the original of this Agreement. (b) The name and address of the Division contract manager for this Agreement is: Jenene Heims Florida Division of Emergency Management 2555 Shumard Oak Boulevard Tallahassee, Florida 32399-2100 Telephone: 850-413-9920 Fax: 850-488-7842 Email: Jenene.helms@em.myflorida.com (c) The name and address ofthe Representative of the Recipient responsible for the administration of this Agreement is: Dan Summers Collier County Emergency Management 8075 Lely Cultural Pkwy, Suite 445 Naples, Florida 34113 . Telephone: 239-252-3600 Fax: 239-252-3609 Email: DanSummers@CollierGov.net (d) In the event that different representatives or addresses are designated by either party after execution of this Agreement, notice ofthe name, title and address of the new representative will be provided as outlined in (13)(a) above. (14) SUBCONTRACTS If the Recipient subcontracts anv of the work reguired under this Agreement. a copv of the unsigned subcontract must be forwarded to the Division for review and approval before It is executed bv the Recipient The Recipient agrees to include in the subcontract that (i) the subcontractor is bound by the terms of this Agreement, (ii) the subcontractor is bound by all applicable state and federal laws and regulations, and (iii) the subcontractor shall hold the Division and Recipient harmless against all ciaims of whatever nature arising out of the subcontractor's performance of work under this Agreement, to the extent allowed and required by law. The Recipient shall document in the quarteriy report the subcontractor's progress in performing its work under this Agreement. For each subcontract, the Recipient shall provide a written statement to the Division as to whether that subcontractor is a minority vendor, as defined in Section 288.703, Fla. Stat. (15) TERMS AND CONDITIONS This Agreement contains all the terms and conditions agreed upon by the parties. 10 Agenda Item No. 16F8 February 9, 2010 Page 20 of 55 (16) ATTACHMENTS (a) All attachments to this Agreement are Incorporated as if set out fully. (b) In the event of any inconsistencies or conflict between the language of this Agreement and the attachments, the language of the attachments shall control, but only to the extent of the conflict or inconsistency. (c) This Agreement has the following attachments: Exhibit 1 - Funding Sources Attachment A and A-I - Scope of Work Attachment B - Budget Attachment C - Program Statutes, Regulations and Program Requirements Attachment D - Reports Attachment E - Justification of Advance Attachment F - Warranties and Representations Attachment G - Certification Regarding Debarment Attachment H - Statement of Assurances Attachment I - Change Sheet (17) FUNDING/CONSIDERATION (a) This is a cost-reimbursement Agreement. The Recipient shall be reimbursed for costs incurred in the satisfactory performance of work hereunder in an amount not to exceed $98,099, [2009-2010 EMPA], subject to the availability of funds. Upon the expiration of the EMPG FY 2008-2009 subgrant between the Division and the Recipient on September 30, 2009, all of the remaining unexpended funds in that subgrant will automatically be deobligated from the subgrant and transferred to this Agreement to be used in the same manner and for the same purposes as the EMPA funds for FY 2009-2010. However, the 2008-2009 EMPG funds must be fully expended on or before June 30, 2010. (b) By its execution of this Agreement, the Recipient also authorizes the Division to pay on its behalf $3,082 for the recurring charges for the satellite communications service from the total allocation provided to Recipient of $105,806. In addition, the amount of $4,625 is deducted from the total allocation to reimburse the Division for payment of non-recurring satellite charges on behalf of the Recipient. (c) Any advance payment under this Agreement is subjectto Section 216.181 (16), Fla.Stat. and is contingent upon the Recipient's acceptance of the rights of the Division under Paragraph (12)(b) of this Agreement. The amount which may be adyanced may not exceed the expected cash needs of the Recipient within the first three months of the contract term. For a federally funded contract, any advance payment is also subject to federal OMB Circulars A-87, A-110, A-122 and the Cash Management Improvement Act of 1990. If an advance payment is requested below, the budget data on which the request is based and a justification statement shall be included in this Agreement as 11 Agenda Item No. 16F8 February 9, 2010 Page 21 of 55 Attachment E. Attachment E will specify the amount of advance payment needed and provide an explanation of the necessity for and proposed use of these funds. r./ _ An advance payment of $~ is requested (d) After the initial advance, if any, payment shall be made on a reimbursement basis as needed. The Recipient agrees to expend funds in accordance with the Budget and Scope of Work, Attachment A and B of this Agreement. If the necessary funds are not available to fund this Agreement as a result of action by the United States Congress, the federal Office of Management and Budgeting, the State Chief Financial Officer or under subparagraph (19)(h) of this Agreement, all obligations on the part of the Division to make any further payment of funds shall terminate, and the Recipient shall submit Its closeout report within thirty days of receiving notice from the Division. The amount of funds available pursuant to this rule chapter (Rule 9G-19.011, Florida Administrative Code) may be adjusted proportionally when necessary to meet any matching requirements imposed as a condition of receiving federal disaster relief assistance or planning funds. Any requests received after October 31,2010, may, in the discretion of the Division, not be reimbursed from this Agreement. Reimbursement requests shall not be submitted by facsimile transmission. Changes to the amount of funding to be provided may be accomplished by notice from the Division to the Recipient, In the form of certified mail, return receipt requested. The Division may make an award of additional funds by subsequent Award Letter certified mail, retum receipt requested. These additional funds may be accepted by the Emergency Management Director or the Recipient's contact identified In Paragraph (13), above. Should the Recipient determine it does not wish to accept the award of additional funds, the Recipient shall provide notice to the Division contact within thirty (30) days of receipt of the Award Letter. Otherwise, the Recipient shall provide to the Division its written notice of acceptance within forty-five days of receipt of the Award Letter. The terms of this Agreement shall be considered to have been modified to include the additional funds upon the Division's receipt of the written notice of acceptance and receipt of a budget form which details the proposed expenditure of the additional funds. The budget form will be provided by the Division when the offer of additional funds is made. All funds received hereunder shall be placed In an interest-bearing account with a separate account code identifier for tracking all deposits, expenditures and interest earned. Funds disbursed to the Recipient by the Division that are not expended In implementing this program shall be returned to the Division, along with any interest earned on all funds received under this Agreement, within ninety (90) days of the expiration of the award Agreement. The Recipient shall comply with all applicable procurement rules and regulations in securing goods and services to implement the Scope of Work. Whenever required by law or otherwise permitted, the Recipient shall utilize competitive procurement practices. 12 Agenda Item No. 16F8 February 9,2010 Page 22 of 55 Allowable costs shall be determined in accordance with applicable Office of Management and Budget Circulars, or, in the event no circular applies, by 48 CFR Part 31 CONTRACT COST PRINCIPLES AND PROCEDURES. At a minimum, the Recipient shall continue to provide other funding for the Recipient's Emergency Management Agency at an amount equal to either: (1) the average of the previous three years' level of county general revenue funding of the Reclplenfs Emergency Management Agency; or (2) the level of funding for the Recipient's Emergency Menegement Agency for the last fiscal year, whichever figure Is lower (Rule 9G-19.011, Florida Administrative Code). Recipient's general revenue funding for 911 services, emergency medical services, law enforcement, criminal justice, public works or other services outside the local emergency management agency as defined by Section 252.38, Florida Statutes. shall not be Included in detennining the "level of county funding of the Recipient's Emergency Management Agency." The Recipient shall certify compliance with Rule Chapter 9G.19, Florida Administrative by Its execution of this Agreement, and as a condition precedent to receipt of funding. Federal funds provided under this Agreement shall be matched by the Recipient dollar for dollar from non.federal funds. All payments relating to the Agreement shall be mailed to the following address: (18) REPAYMENTS All refunds or repayments due to the Division under this Agreement are to be made payable to the order of .Department of Community Affairs', and mailed directly to the following address: Department of Community Affairs Cashier Finance and Accounting 2555 Shumard Oak Boulevard Tallahassee FL 32399-2100 In accordance with Section 215.34(2), ~ if a check or other draft is returned to the Division for collection, Recipient shall pay the Division a service fee of $15.00 or 5% of the face amount of the returned check or draft, whichever is greater. (19) MANDATED CONDITIONS (a) The validity of this Agreement is subject to the truth and accuracy of all the information, representations, and materials submitted or provided by the Recipient in this Agreement, in 13 Agenda Item No. 16F8 February 9, 2010 Page 23 of 55 any later submission or response to a Division request, or in any submission or response to fulfill the requirements of this Agreement All of said information, representations, and materials are incorporated by reference. The inaccuracy of the submissions or any material changes shall, at the option of the Division and with thirty days written notice to the Recipient, cause the termination of this Agreement and the release of the Division from all its obligations to the Recipient. (b) This Agreement shall be construed under the laws of the State of Florida, and venue for any actions arising out of this Agreement shall be in the Circuij Court of Leon County. If any provision of this Agreement is in confiict with any applicable statute or rule, or is unenforceable, then the provision shall be null and void to the extent of the conflict, and shall be severable, but shall not invalidate any other provision of this Agreement. (c) Any power of approval or disapproval granted to the Division under the terms of this Agreement shall survive the term of this Agreement. (d) This Agreement may be executed in any number of counterparts, anyone of which may be taken as an original. (e) The Recipient agrees to comply with the Americans With Disabilities Act (Public Law 101-336, 42 U.S.C. Section 12101 ~,which prohibits discrimination by pUblic and private entities on the basis of disability in employment, public accommodations, transportation, State and local government services, and telecommunications. (I) Those who have been placed on the convicted vendor list following a conviction for a public entity crime or on the discriminatorv vendor list may not submij a bid on a contract to provide any goods or services to a public entity, may not submit a bid on a contract with a public entity for the construction or repair of a public building or publiC work, may not submij bids on leases of real property to a public entity, may not be awarded or perform work as a contractor, supplier, subcontractor, or consultant under a contract with a public entity, and may not transact business with any public entity in excess of $25,000.00 for a period of 36 months from the date of being placed on the convicted vendor list or on the discriminatory vendor iist. (g) Any Recipient which is not a local government or state agency, and which receives funds under this Agreement from the federal government, certifies, to the best of its knowledge and belief, that It and ijs principals: 1. are not presentiy debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from covered transactions by a federal department or agency; 2. have not, within a five-year period preceding this proposal been convicted of or had a civil judgment rendered against them for fraud or a criminal offense in connection with obtaining, attempting to obtain, or performing a public (federal, state or local) transaction or contract under public transaction; violation of federal or state antijrust statutes or commission of embezzlement, theft, forgery, bribery, faisification or destruction of records, making false statements, or receiving stolen property; 14 Agenda Item No. 16F8 February 9,2010 Page 24 of 55 3. are not presently indicted or otherwise criminally or civilly charged by a governmental entity (federal, state or local) with commission of any offenses enumerated in paragraph 1 9(g)2. of this certification; and 4. have not within a five-year period preceding this Agreement had one or more public transactions (federal, state or local) terminated for cause or default. If the Recipient is unable to certify to any of the statements in this certification, then the Recipient shall attach an explanation to this Agreement. In addition, the Recipient shall send to the Division (by emall or by facsimile transmission) the completed "Certification Regarding Debarment, Suspension, Ineligibility And Voluntary Exclusion" (Attachment G) for each Intended subcontractor which Recipient plans to fund under this Agreement The form rnust be received by the Division before the Recipient enters Into a contract with any subcontractor. {hI The State of Florida's Derformance and obliaatlan to Dav under this Aareernent Is continaent UDon an annual aDDroDrlatlon bv the Lealslature. and sublect to anv modification In accordance with ChaDter 216. Fla. Stat orthe Florida Constitution. (i) All bills for fees or other compensation for services or expenses shall be submitted in detail sufficient for a proper preaudit and postaudit thereof. OJ Any bills for travel expenses shall be submitted in accordance with Section 112.061, Fla. Stat. (k) The Division reserves the right to unilaterally cancel this Agreement if the Recipient refuses to allow public access to all documents, papers, letters or other material subject to the provisions of Chapter 119, Fla. Stat., which the Recipient created or received under this Agreement. (I) If the Recipient is allowed to temporarily invest any advances of funds under this Agreement, any interest income shall either be retumed to the Division or be applied against the Division's obligation to pay the contract amount. (m) The State of Florida will not Intentionally award publicly-funded contracts to any contractor who knowingly employs unauthorized alien workers, constlluting a violation of the employment provisions contained in 6 U.S.C. Section 1324a(e) [Section 274A(e) of the Immigration and Nationality Act ("INA")]. The Division shall consider the employment by any contractor of unauthorized aliens a violation of Section 274A(e) of the INA. Such violation by the Recipient of the employment provisions contained in Section 274A(e) of the INA shall be grounds for unilateral cancellation of this Agreement by the Division. (n) The Recipient is subject to Florida's Govemment in the Sunshine Law (Section 266.011, ~ ) with respect to the meetings of the Recipient's governing board or the meetings of any subcommittee making recommendations to the governing board. All of these meetings shall be publicly noticed, open to the public, and the minutes of all the meetings shall be public records, available to the public in accordance with Chapter 119, ~ 15 Agenda Item No. 16F8 February 9,2010 Page 25 of 55 (0) All unmanufactured and manufactured articles, materials and supplies which are acquired for public use under this Agreement must have been produced in the Untted States as required under 41 U.S.C. 10a, unless it would not be in the public interest or unreasonable in cost. (20) LOBBYING PROHIBITION (a) No funds or other resources received from the Division under this Agreement may be used directiy or indirectly to influence legislation or any other official action by the Florida Legislature or any state agency. (b) The Recipient certifies, by tts signature to this Agreement, that to the best of his or her knowledge and belief: 1. No Federal appropriated funds have been paid or will be paid, by or on behalf of the Recipient, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment or modification of any Federal contract, grant, loan or cooperative agreement. 2. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress In connection with this Federal contract, grant, loan or cooperative agreement, the Recipient shall complete and submit Standard Form-LLL, "Disclosure Form to Report Lobbying." 3. The Recipient shall require that this certification be included in the award documents for all subawards (including subcontracts, subgrants, and contracts under grants, loans, and cooperative agreements) and that all subrecipients shall certify and disclose. This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by Section 1352, Tttle 31, U.S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. (21) COPYRIGHT PATENT AND TRADEMARK ANY AND ALL PATENT RIGHTS ACCRUING UNDER OR IN CONNECTION WITH THE PERFORMANCE OF THIS AGREEMENT ARE HEREBY RESERVED TO THE STATE OF FLORIDA. ANY AND ALL COPYRIGHTS ACCRUING UNDER OR IN CONNECTION WITH THE PERFORMANCE OF THIS AGREEMENT ARE HEREBY TRANSFERRED BY THE RECIPIENT TO THE STATE OF FLORIDA. (a) If the Recipient has a pre-existing patent or copyright, the Recipient shall retain all rights and entitlements to that pre-existing patent or copyright unless the Agreement provides otherwise. 16 Agenda Item No. 16F8 February 9,2010 Page 26 of 55 (b) If any discovery or invention is developed in the course of or as a result of work or services performed under this Agreement, or in any way connected with it, the Recipient shall refer the discovery or invention to the Division for a determination whether the State of Florida will seek patent protection in its name. Any patent rights accruing under or in connection with the performance of this Agreement are reserved to the State of Florida. If any books, manuals, films, or other copyrightable material are produced, the Recipient shall notify the Division. Any copyrights accruing under or in connection with the performance under this Agreement are transferred by the Recipient to the State of Florida. (c) Within thirty days of execution of this Agreement, the Recipient shall disclose all intellectual properties relating to the performance of this Agreement which he or she knows or should know could give rise to a patent or copyright. The Recipient shall retain all rights and entitlements to any pre-existing intellectual property which is disclosed. Failure to disclose will indicate that no such property exists. The Division shall then, under Paragraph (b), have the right to all patents and copyrights which accrue during performance of the Agreement. (22) LEGAL AUTHORIZATION. The Recipient certifies that It has the legal authority to receive the funds under this Agreement and that ~s goveming body has authorized the execution and acceptance of this Agreement. The Recipient also certifies that the undersigned person has the authority to legally execute and bind Recipient to the terms of this Agreement. 17 Agenda Item No. 16F8 February 9,2010 Page 27 of 55 (23) ASSURANCES. The recipient shall comply with any Statement of Assurances incorporated as Attachment H. IN WITNESS WHEREOF, the parties hereto have executed this Agreement. Recicient: CO IER COUNTY BOARD OF NTY COMMI1SI<?NERS By: ~ c7'~ Do na Fiala, Chairman lDI~'7IOGJ Date: 10 /11- I 0 , FEID# 59-60000558 ,-lr:;~I;_'~>':' J~.:-;0\\" . ,'""" .,.' _~~ 8J4~ {;;;'. 'l.?t::.;' ~"\\ '...,.:....... n '"' ,.S.~'i..xTW:S!i~tE.jlrocl<"C'erk ;~~:e_.j ........ '..'Y'"~,J,:', .,...",... " ~,~. '.: Approved as to Form and Legal Sufficiency f ~}~JJrff2MY Assistant County Attorney " }.-::',;-~ "-, STATE OF FloRIDA DIVISION OF EMERGENCY MANAGEMENT C r , ] ') f/C By. >,.." .p j '- i ) fi1!v1, L/ I """ Name ~nd7 Title: RUb:n D. Almaauer,. nterim Director. Division of Emeraencv Manaaement Date: / / .) (). 8/ , 18 Agenda Item No. 16F8 February 9, 2010 Page 28 of 55 EXHIBIT -1 THE FOllOWING FEDERAL RESOURCES ARE AWARDED TO THE RECIPIENT UNDER THIS AGREEMENT: Federal Program Federal Agency: U.S. DHSlFEMA (Department of Homeland SecuritylFederal Emergency Management Agency) Catalog of Federal Domestic Assistance tille and number. EMPG/97.042 (Emergency Management Performance Grant) Award amount (Federal funds will be awarded at a later date) COMPLIANCE REQUIREMENTS APPLICABLE TO THE FEDERAL RESOURCES AWARDED PURSUANT TO THIS AGREEMENT ARE AS FOLLOWS: Chaptar 252, Florida Statutes Rula Chapters 9G-6, 9G-11, and 9G-19, Florida Administrative Code 44 CFR, (Code of Federal Regulations) Part 13 (Common Rule) 44 CFR, Part 302 OMB Circular A-87 and A-133 48 CFR, Part 31 STATE RESOURCES AWARDED TO THE RECIPIENT PURSUANT TO THIS AGREEMENT CONSIST OF THE FOllOWING: SUBJECT TO SECTION 215.97, FLORIDA STATUTES: State proJact (list Slate /lWBnJlng agency. Catalog of S_ Financial Assistance title and number) State Awarding Agency: Division of Emeroenev Manaaement Catalog of State Financial Assistance Title: Emeraencv Manaaement proarams Catalog of Stale Financial Assistance Number: ~ State Financial Assistance: $105,806 (less $3,082 for satellite service for 12 months and also less $4,625 for non- recurring charges COMPLIANCE REQUIREMENTS APPLICABLE TO STATE RESOURCES AWARDED PURSUANT TO THIS AGREEMENT ARE AS FOLLOWS: Pursuant to Section 252.373, Florida Statutes and Rule Chapter 9G-19, Florida Administrative ~ Eligible actlvtties for these funds are salaries and expenses relating to maintaining and enhancing county emergency management plans and programs. Eligible recipients for these funds are the 67 Florida counties. 19 Agenda Item No. 16F8 February 9,2010 Page 29 of 55 Attachment A and A-1 Scope of Work Base Grant funding from the Emergency Management Preparedness and Assistance Trust Fund is intended to enhance county emergency management plans and programs that are consistent with the State Comprehensive Emergency Management Plan and Program (reference Rule Chapter 9G-6, Florida Administrative Code and Chapter 252, Florida Statutes). This Scope of Work recognizes that each recipient is at a varying level of preparedness, and it is understood that each county has a unique geography, faces unique threats and hazards, and serves a unique population. In order to receive base grant funding, the Recipient must certify that ~ will use the award to enhance its Emergency Management Program. 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E g u . :; '" .Jl '! .~ 'U '" Agenda Item No. 16F8 February 9, 2010 Page 36 of 55 I- -I-- ~ !; ~ ~ .! ~ ~ i~ I; ~ ~ r.3 Q I- -I-- I- -I-- ~ ~ i! ~ ~ ~-a.Q ~ ~ ~ '---'-- >> I ~ .~ :; 5~ ..cu e-s ~:€ 8~ ~.!l 3.l!l 8~ c u 'n 'S u ~-g ~~ i'g !Z .~ ~~ t:)c ~:g ~~. . (;~U ~-3~ ~~E ~.~ ~ ... 8 Iii 0l1ii::E 2: 1:! ~ ~8fi gj"e!' ~.~ ~ j; :E ~ .~ ; 855 ~ ...:J5"'5 u < tlO... ..e 15 ~ ~ ~ ....l::Eu v -::a f l- ! t! <- N ~ "E ~ ..... o 't:l "" o U aJ ~ Agenda Item No. 16F8 February 9,2010 Page 37 of 55 c " e " j ~ 1:0 a c ~ ~ ! 0 OIl ::;;;<;; '" ,- ... >." :E ~ .. " > CI.E; " d .- >< "11 ~~ ... i:!'c 0 " " CI 1il '" e '" I'-< ~ = ~ ~ ;; c.. ;; ~ pfr 1il ~ 1il 3~ CI CI 0 U 00 '" OJ " e " " ~ M>~ a " ~.~ g ~ "5: Ofii .!:P ~ >.'" .- '" " " .:: IlJ ... = .:: CI .:: .. 1:011 ::;;;5 " >< ~ ~ ~ c '" ;; CI 1il ~ ~ !! '"' !! ~ pc.. .. c.. 3~ CI ~ CI 0 u Agenda Item No. 16F8 February 9, 2010 Page 38 of 55 Attachment B Budget The anticipated expenditures for the Categories listed below are for the Emergency Management Preparedness and Assistance (EMPA) State portion of this subgrant only (Paragraph (17)(a), FUNDING/ CONSIDERATION). A seoarate budaet form for the Emeraencv Manaaement Performance Grant (EMPGI oortlon of this subarant will be orovided when federal funds are awarded bv the Division Cateaorv Antlcloated Exoendlture Amount Salaries/Fringe Benefits $ .e- Other Personal Services $ ),?Ub Expenses $ 10 1'5'19 Operating Capital Outlay $ Q,"S I OOD Fixed Capital Outlay $ Total State Funds $ (see section 17 - Funding/Consideration) Qcg,099 29 Agenda Item No. 16F8 February 9.2010 Page 39 of 55 Attachment C Program Statutes, Regulations and Program Requirements Proaram statutes 1. Chapter 252, Florida Statutes 2. Rule Chapters 9G-B, 9G-11, 9G-19 and 9G-20, Florida Administrative Code 3. 48 CFR, Part 31 Proaram Reauirements (1) EQUiPMENT AND PROPERTY MANAGEMENT The Recipient acknowledges the completed installation of a Hughes Network Systems, Inc., Personal Earth Station and related equipment (hereinafter "the Equipment"). The Recipient acknowledges and agrees to comply with applicable terms and conditions of: (1) the State of Florida Lease/Purchase Agreement, dated October 1994, executed between Hughes Network Systems, Inc. ("HNS"), and the Division, (a copy of which is available from the Division) re9arding the procurement and use of the Equipment; and (2) the Services A9reement Between Hughes Network Systems, Inc., and the State of Florida, dated January 1995, (a copy of which Is available from the Division) (hereinafter, collectively, "the HNS Agreements") regarding the operation of an interactive satellite communications service for the Division, the Recipient and other sites. In particular, the Recipient agrees: A. That any reports of problems with the Equipment or system, trouble reports, and any requests for repairs, service, maintenance or the like, shall be communicated directly and exclusively to the Division's State Warning Point (SWP) (850) 413-9910. B. That the Recipient will assist and comply with the instructions of the SWP and any technical service representative responding to the report or service request. Recipient's personnel shall cooperate with and assist service representatives, as required, for installation, trouble- shooting and fault isolation, with adequate staff. C. That the Recipient shall not change, modify, deinstall, relocate, remove or alter the Equipment, accessories, attachments and related items without the express written approval of the Division. 30 Agenda Item No. 16F8 February 9, 2010 Page 40 of 55 D. That the Recipient shall provide access, subject to reasonable security restrictions, to the Equipment and related areas and locations of the Recipient's facilities and premises, and will arrange permitted access to areas of third-party facilities and premises for the purpose of inspecting the Equipment and performing work related to the Equipment. Service represen- tatives and others performing said work shall comply with the Recipient's reasonable rules and regulations for access, provided the Division is promptly furnished with a copy after execution of this Agreement. The Recipient shall provide safe access to the Equipment and will maintain the environment where the Equipment is located in a safe and secure condition. The Recipient shall provide service representatives with access to electrical power, water and other utilities, as well as telephone access to the Recipient's facility as required for efficient service. E. That the Recipient shall take reasonable steps to secure the Equipment and to protect the Equipment from damage, theft, loss and other hazards. This shall not obligate the Recipient to procure insurance. The Division agrees to procure and maintaln all riskS insurance coverage on the Equipment. The Recipient agrees to refrain from using or dealing with the Equipment in any manner which is Inconsistent with the HNS Agreements, any policy of insurance referred to in the HNS Agreements, and any applicable laws, codes ordinances or regulations. The Recipient shall not allow the Equipment to be misused, abused, wasted, or allowed to deteriorate, except normal wear and tear resulting from its intended use. The Recipient shall immediately report any damage, loss, trouble, service interruption, accident or other problem related to the Equipment to the SWP, and shall comply with reasonable instructions issued thereafter. F. That any software supplied in connection with the use or installation of the equipment is subject to proprietary rights of Hughes Network Systems, Inc., and/or HNS's vendor(s) ancllor the DMsion's vendor(s). The use of one copy of said software is subject to a license granted from HNS to the Department, and a sublicense from the Division to the Recipient, to use the software solely in the operation oflhe Equipment, to commence on delivery of the software to the Recipient and to last for the term of the HNS Agreements. The Recipient shall not: <i) copy or duplicate, or permit anyone else to copy or duplicate, any part of the software, or (il) create or atlemptto create, or permit others to create or attempt to create, by reverse engineering or otherwise, the source programs or any part thereof from the object programs or from other information provided in connection with the Equipment. The Recipient shall not, directly or indirectly, sell, transfer, offer, disclose, lease, or license the software to any third party. 31 Agenda Item No. 16F8 February 9, 2010 Page 41 of 55 G. To comply with these provisions until the termination of the HNS Agreements. H. The amounts retained for the satellite service cover the Initial order for services provided to the Division pursuant to the services agreement between Hughes Network Systems and the State of Flortda. The charge does not cover maintenance, repair, additional equipment and other services not part of the initial order for services. The service charge covers only the remote corrective maintenance specified in paragraph 4.3 of the Service Agreement with HNS and does not cover other maintenance, repair, additional equipment and other services not part of the initial order for services. In particular, the service charge does not cover: 1. Maintenance, repair, or replacement of parts damaged or lost through catastrophe, accident, lightning, theft, misuse, fault or negligence of the Recipient or causes external to the Equipment, such as, but not limited to, failure of, or faulty, electrical power or air conditioning, operator error, failure or malfunction of data communication Equipment not provided to the Recipient by the Division under this Agreement, or from any cause other than Intended and ordinary use. 2. Changes, modifications, or alterations in or to the Equipment other than approved upgrades and configuration changes. 3. Deinstallation, relocation, or removal of the Equipment or any accessories, attachments or other devices. The Recipient shall be independently responsible for any and all charges not part of the initial service order. (2) NAWAS The Flortda National Warning System (NAWAS) is a U.S. Department of Homeiand Securtty product that shall be monitored 24 hours a day/365 days a year. The U. S. Department of Homeland Securtty supplies the line and one handset to the recipient at no cost. Additional equipment, connections and handsets are the responsibility of the recipient 32 Agenda Item No. 16F8 February 9, 2010 Page 42 of 55 (3) VEHICLES Written approval from the Director of the Division of Emergency Management must be obtained prior to the purchase of any motor vehicle with funds provided under this Agreement. In the absence of such approval, the Division has no obligation to honor such reimbursement request. Any trade-in or resale funds received relating to any vehicle purchased under this subgrant is program income and must be applied toward the Recipient's Emergency Management Preparedness and Assistance (EMPA) Base Grant expenditures. (4) PROPERTY MANAGEMENT/PROCUREMENT (a) The recipient shall comply with applicable procurement rules and regulations in securing goods and services to implement the Scope of Work. Vlltterever required by law or otherwise permitted, the Recipient shall utilize competitive procurement practices. (b) Allowable costs shall be determined in accordance with Office of Management and Budget Circular A-102 - Common Rule. (c) Recipient agrees to use any equipment purchased under the terms of this Agreement for the purpose for which ~ was intended. (d) Equipment purchased under the terms of this Agreement shali remain the property of the Recipient. The disposition of equipment shali be made in accordance with the Recipient's policies and procedures and applicable federal policies and procedures. (5) CERTIFICATIONS (a) By its execution of this Agreement, the Recipient certifies that ~ is currentiy in full compliance with the Rule Chapters 9G-6, 9G-11, and 9G-19, Florida Administrative Code, Chapter 252, Florida Statutes, and appropriate administrative rules and regulations that 9uide the emergency management program and associated activities. (b) The Recipient certifies that funds received from the Emergency Management, Preparedness and Assistance Trust Fund (EMPA funds) will not be used to supplant existing funds, nor will funds from one program under the Trust Fund be used to match funds received from another program under the Trust Fund. The Recipient further certifies that EMPA funds shall not be expended for 911 services, emergency medical services, law enforcement. criminai justice, fire service, pubiic works or other services 33 Agenda Item No. 16F8 February 9, 2010 Page 43 of 55 outside the emergency management responsibll~ies assigned to the Recipient's Emergency Management Agency, unless such expend~ure enhances emergency management capabll~ies as expressly assigned in the local Comprehensive Emergency Management Plan (CEMP). (c) The Recipient certifies that it is a participant in the most current Statewide Mutual Aid Agreement (SMAA). (d) By Its signature, the Recipient reaffirms Its certification to employ and maintain a full.time Director consistent with Rule 9G.19.002(6), Florida Administrative Code. 6) OTHER CONDITIONS (a) As a further condition of receiving funding under this Agreement, following full or partial County Emergency Operation Center activation at a level equivalent to a State Emergency Operation Center level two (2) or above during the period of this Agreement, then the Recipient shall, within fOrty. five (45) days following the conclusion of the activation, evaluate the performance of all elements of the local emergency management program during that activation, and provide a written after action report to the Division. (b) Funds may not be used for items such as door prizes and gifts. Flyers and educational information to educate the public about the Emergency Management Program is allowable. (c) Food and beverages may be purchased for Emergency Management personnel and other personnel Q!]y if the Recipient's Emergency Operation Center or field command office is in an activated status and personnel receiving foodlbeverage are on duty at either of these locations. Purchases may be made only under (1) An Executive Order issued by the Governor or (2) a State of Emergency appropriately declared by local officials in response to an emergency event or threat. (d) 'Mthin 60 days of execution of this Agreement, the Recipient shall provide copies of any new or updated ordinances in effect which expressly address emergency management, disaster preparedness, civil defense, disasters, emergencies or otherwise govem the activation of the local emergency management program provided in s.252.38, Florida Statutes. 34 Agenda Item No. 16F8 February 9, 2010 Page 44 of 55 Attachment D Reports A. The Recipient shall provide the Division with quarterly financial reports, semi-annual summary progress reports prepared in conjunction with the Division's Area Coordinator, and a final close- out report, all in a format to be provided by the Division. B. Quarterly financial reports shall begin with the first quarter of the Recipient's fiscal year, are due to the Division no later than thirty days after the end ofeach quarter ofthe program year; and shall continue to be submitted each quarter until submission of the final close-out report. The ending dates for each quarter of this program year are December 31, March 31, June 30 and September 30. C. The final close-out report Is due thirty days after termination of this Agreement D. In addttion to the abOve, in order to ensure compliance with Rule 9G-19.011, Florida Administrative Code. historical budgetary information relating to the Recipient's Emergency Management Program is also required. This information shall be developed based on guidelines provided by the Department and shall be submitted to the Division electronically no later than December 31, 2009. In addition, the funds associated with the 2007 EMPG Supplemental and the addttional 2008 EMPG funds must be included on this form. The Historical Information form must be oreoared and sioned bv an official of the County's Finance Office. E. In a format provided by the Division, a proposed staffing summary shall be submitted to the Division not later than December 31,2009. F. If all required reports prescribed above are not provided to the Division or are not completed in a manner acceptable to the Division, the Division may withhold further payments until they are completed or may take such other action as set forth in Paragraphs (10), (11) and (12), and Rule 9G-19.014, Florida Administrative Coda. "Acceptable to the Division" means that the work product was compieted in accordance with generally accepted principles, guidelines and applicable law, and is consistent with the Scope of Work. G. Upon reasonable notice, the Recipient shall provide such additional program updates or information as may be required by the Division. 35 Agenda Item No. 16F8 February 9, 2010 Page 45 of 55 H. All report formats provided by the Division shall be made available to the Recipient on the Division's Internet site and a hard coov will be mailed with a fullv executed coov of the Aareement. 36 Agenda Item No. 16F8 February 9,2010 Page 46 of 55 Attachment e JUSTIFICATION OF ADVANCE PAYMENT RECIPIENT: Indicate by checking one of the boxes below If you are requesting an advance. If an advance payment Is requested, budget data on which the request Is hased must he snbmltted. Any advance payment nnder this Agreement Is subject to So 216.181(16), Florida Statutes. The amount which may be advanced shall not exceed the expected cash needs of the Recipient within the initial three months of the Agreement. ~O ADVANCE REQUESTED No advance payment is requested. Payment will be solely on a reimbursement basis. No additional information is required. [ ] ADVANCE REQUESTED Advance payment oU is requested. Balance of payments will be made on a reimbursement basis. These funds are needed to pay staff, award benefits to clients, duplicate fonns and purcbase start-up supplies and equipment. We would not be able to operate the program without this advance. ADVANCE REQUEST WORKSHEET If you are requesting an advance, complete the following worksheet (A) (B) (C) (D) DESCRIPTION FFY 2007 FFY 2008 FFY 2009 Total 1 INITIAL CONTRACT ALLOCATION 2 FIRST THREE MONTHS CONTRACT EXPENDITURES' 3 AVERAGE PERCENT EXPENDED IN FIRST THREE MONTHS (Divide line 2 by line I,) " . in which aD ance. If ou do not Fu'St tbree months expenditures Deed only be proVided for the yea... bave this information, call your consultant and they will assist you. you requested adv MAXIMUM ADVANCE ALWWED CALULATION: X $ CellD3 DEM Award (Do not Include any match) MAXIMUM ADVANCE 37 Agenda Item No. 16F8 February 9. 2010 Page 47 of 55 REOUEST FOR WAIVER OF CALCULATED MAXIMUM } Recipient has no previous DEMlDCA contract history. Complete Estimated Expenses chart and Explanation of Circumstances below. 1 Recipient has exceptional circumstances that require an advance greater than the Maximum AdvaDce calculated above<. Complete estimated expenses chart and Explanation of Circumstances below. Attach additioDal pages if needed. ESTIMATED EXPENSES BUDGET CATEGORY 200_-200_ Anticipated Expenditures for First Three Months of Contract ADMINISTRATIVE COSTS (Include Secondary Administration.) PROGRAM EXPENSES TOTAL EXPENSES ExnlanaJion orCiTcumstances: 38 Agenda Item No. 16F8 February 9, 2010 Page 48 of 55 Attachment F Warranties and Representations Financial Manaaement Recipient's financial management system must include the following: (1) Accurate, current and complete disclosure of the financial results of this project or program (2) Records that identify the source and use of funds for all activities. These records shall contain information pertaining to grant awards, authorizations, obligations, unobligated balances, assets, outlays, income and interest. (3) Effective control over and accountability for all funds, property and other assets. Recipient shall safeguard all assets and assure that they are used solely for authorized purposes. (4) Companson of expenditures with budget amounts for each Request For Payment. Whenever appropnate, financial information should be related to performance and unit cost data. (5) Written procedures to determine whether costs are allowed and reasonable under the provtsions ofthe applicable OMB cost pnnciples and the terms and conditions of this Agreement. (6) Cost accounting records that are supported by backup documentation. Comoetltion All procurement transactions shall be done in a manner to provide open and free competition. The Recipient shall be alert to conflicts of interest as well as noncompetitive practices among contractors that may restnd or eliminate competition or otherwise restrain trade. In order to ensure excelient contractor performance and eliminate unfair competitive advantage, contractors that develop or draft specifications, requirements, statements of work, invitations for bids and/or requests for proposals shall be excluded from competing for such procurements. Awards shall be made to the bidder or offeror whose bid or offer is responsive to the solicitation and is most advantageous to the Recipient, considenng the price, quality and other factors. Solicitations shall clearly set forth all requirements that the bidder or offeror must fulfill in order for the bid or offer to be evaluated by the Recipient. Any and all bids or offers may be rejected when it is in the Recipient's interest to do so. 39 Agenda Item No. 16F8 February 9, 2010 Page 49 of 55 Codes of conduct. The Recipient shall maintain written standards of conduct goveming the performance of its employees engaged in the award and administration of contracts. No employee, officer, or agent shall participate in the selection, award, or administration of a contract supported by public grant funds if a real or apparent conflict of interest would be involved. Such a conflict would arise when the employee, officer, or agent, any member of his or her immediate family, his or her partner, or an organization which employs or is about to employ any of the parties indicated, has a financial or other interest in the flrm selected for an award. The officers, employees, and agents of the Recipient shall neither solicit nor accept gratuities, favors, or anything of monetary value from contractors or parties to subcontracts. The standards of conduct shall provide for disciplinary actions to be applied for violations of the standards by officers, employees, or agents of the Recipient. Business Hours The Recipient shall have its offices open for business, wtth the entrance door open to the public, and at least one employee on site, from Licensino and Permittina All subcontractors or employees hired by the Recipient shall have all current licenses and permits required for all of the particular work for which they are hired by the Recipient. 40 Agenda Item No. 16F8 February 9, 2010 Page 50 of 55 Attachment G Subcontractor Covered Transactions (1) The prospective subcontractor of the Recipient, ' certifies, by submission of this documen~ that neither it nor its principals is presently debarred, suspended, proposed for debarment, declared Ineligible, or voluntarily excluded from participation in this transaction by any Federel department or agency. (2) Where the Recipient's subcontractor is unable to certify to the above statement, the prospective subcontractor shall attach an explanation to this form. SUBCONTRACTOR: By: Signature Recipient's Name Name and Title DCA Contract Number Street Address City, State, Zip Date 41 Agenda Item No. 16F8 February 9. 2010 Page 51 of 55 Attachment H Statement of Assurances The Recipient hereby assures and certifies compliance with all Federal statutes, regulations, policies, guidelines and requirements, including OMS Circulars No. A-21 , A-110, A-122, A-128, A-87; E.O.12372 and Uniform Administrative Requirements for Grants and Cooperative Agreements 28 CFR, Part 66, Common rule, that govem the application, acceptance and use of Federal funds for this federally-assisted project. Also the Applicant assures and certifies that: 1. It will comply with requirements of the provisions of the Uniform Relocation Assistance and Real Property Acquisitions Act of 1970 (P.L. 91-646) which provides for fair and equitable treatment of persons displaced as a result of Federal and federally-assisted programs. 2. It will comply with provisions of Federal law which IimH certain political activities of employees of a State or local unH of government whose principal employment is in connection with an activity financed in whole or In part by Federal grants. (5 USC 1501 ,et. seq.) 3. It will comply with the minimum wage and maximum hour's provisions of the Federal Fair Labor Standards Act. 4. It wili establish safeguards to prohibit employees from using their posHions for a purpose that is or gives the appearance of being motivated by a desire for private gain for themselves or others, particularly those with whom they have family, business, or other ties. 5. It wili give the sponsoring agency or the Comptroller General, through any authorized representative, access to and the right to examine all records, books, papers, or documents related to the grant. 6. It will comply with all requirements imposed by the Federal sponsoring agency conceming special requirements of law, program requirements, and other administrative requirements. 7. It will insure that the facilities under its ownership, lease or supervision which shall be utilized in the accomplishment of the project are not listed on the Environmental Protection Agency's (EPA) list of Violating Facilities and that H will notify the Federal grantor agency of the receipt of any communication from the Director of the EPA Office of Federal Activities Indicating that a facility to be used In the project Is under consideration for listing by the EPA. 42 Agenda Item No. 16F8 February 9,2010 Page 52 of 55 8. It will comply with the flood Insurance purchase requirements of Section 102(a) of tha Flood Disaster Protection Act of 1973, Public Law 93-234,87 Stat. 975, approved December 31,1976, Section 102(a) requires, on and after March 2,1975: the purchase offlood Insurance in communities where such insurance is available as a condttion for the receipt of any Federal financial assistance for construction or acquisition purposes for use in any area that has been identified by the Secretary of the Department of Housing and Urban Development as an area having special flood hazards. The phrase "Federal financial assistance" includes any fonn of loan, grant, guaranty, insurance payment. rebate, subsidy, disaster assistance loan or grant, or any other fonn of direct or indirect Federal assistance. 9. It will assist the Federal grantor agency in as compliance with Section 106 of the National Historic Preservation Act of 1966 as amended (16 USC 470), Executive Order 11593, and the Archeological and Historical Preservation Act of 1966 (18 USC 569a-l et seq.) by (a) consutting with the State Historic Preservation Officer on the conduct of Investigations, as necessary, to identify properties listed in or eligible for inclusion in the National Register of Historic Places that are subject to adverse effects (see 36 CFR Part 800.8) by the activity, and notifying the Federal grantor agency of the existence of any such properties and by (b) complying with all requirements established by the Federal grantor agency to avoid or mttigate adverse effects upon such properties. 10. It will comply, and assure the compliance of all tts subgrantees and contractors, with the applicable provisions of Title I of the Omnibus Crime Control and Safe Streets Act of 1968, as amended, the Juvenile Justice and Delinquency Prevention Act, or the Victims of Crtme Act, as appropriate; the provisions of the current edttion of the Office of Justice Programs Financial and Administrative Guide for Grants, M71 00.1; and all other applicable Federal laws, orders, circulars, or regulations. 11. It will comply with the provisions of 28 CFR applicable to grants and cooperative agreements including Part 18, Administrative Review Procedure; Part 20, Criminal Justice Infonnation Systems; Part 22, Confidentiality of Identifiable Research and Statistical Infonnation; Par! 23, Criminal Intelligence Systems Operating Policies; Part 30, Intergovemmental Review of Department of Justice Programs and Activities; Part 42, NondiscrimlnationlEqual Employment Opportunity Policies and Procedures; Part 61 , Procedures for Implementing the National Environmental Policy Act; Part 63, Floodplain Management and Wetiand Protection Procedures; and Federal laws or regulations applicable to Federal Assistance Programs. 12. It will comply, and all its contractors will comply, with the non-discrimination requirements of the Omnibus Crime Control and Safe Streets Act of 1968, as amended, 42 USC 3789(d), or Victims of Crime Act (as appropriate); Title VI of the Civil Rights Act of 1964, as amended; Section 504 of the 43 Agenda Item No. 16F8 February 9, 2010 Page 53 of 55 Rehabilitation Act of 1973, as amended; Subtitle A, Trtle 1\ of the Americans with Disabilities Act (ADA) (1990); TtlIe IX of the Education Amendments of 1972; the Age Discrimination Act of 1975; Department of Justice Non-Discrimination Regulations, 28 CFR Part 42, Subparts C,D,E, and G; and Department of Justice regulations on disability discrimination, 28 CFR Part 35 and Part 39. 13. In the event a Federal or state court or Federal or State administrative agency makes a finding of discrimination after a due process hearing on the Grounds of race, color, religion, national origin, sex, or disability a9ainst a recipient of funds, the recipient will forward a copy of the finding to the Office for Civil Rights, Office of Justice Programs. 14. It will provide an Equal Employment Opportunity Program if required to maintain one, where the application is for $500,000 or more. 15. It will comply with the provisions of the Coastal Barrier Resources Act (P.L. 97-348) dated October 19, 1982 (16 USC 3501 et seq.) which prohibits the expenditure of most new Federal funds within the units of the Coastal Barrier Resources System. 16. DRUG-FREE WORKPLACE (GRANTEES OTHER THAN INDIVIDUALS) As required by the Drug- Free Workplace Act of 1988, and implemented at 28 CFR Part 67, Subpart F, for grantees, as defined at 28 CFR Part 67 Sections 67.615 and 67.620. 44 Agenda Item No. 16F8 February 9,2010 Page 54 of 55 Attachment I CHANGE SHEET 'M1enever there is a change to any infonnation listed in the Telephone Directory, please note changes on this change fonn and submit tt to our office as soon as possible. It is imperative for this directory to be as accurate as possible In the event of an emergency. A copy of these changes will be forwarded to the other counties on the Change Fonn Included in the Telephone Directory. County: Emergency Management Contact/Director: Mailing Address: Physical Address: Office Phone: Home Phone: Fax: Suncom: Waming Point Phone: Duty Pager. Cellular Phone: Waming Point Fax: Internet Address: Assistant Director: Office Phone: Pager: Cellular Phone: Home Phone: Other Staff: Directions to EOC: 45 Agenda Item No. 16F8 February 9, 2010 Page 55 of 55 Directions to EM Office: County Officials: Mayor: Office Phone: Fax: Chairman: Office Phone: Fax: County Administrator. Office Phone: Fax: Assistant County Administrator: Office Phone: Fax: Sheriff: Office Phone: Fax: Superintendent Office Phone: Fax: American Red Cross: (include Chapter) Office Phone: Fax: Other: Submit changes to Linda McWhorter bye-mail at Iinda,mcwhorter@em.mvflorida.com by !ax at 850- 410-1016 or at the following address: Division of Emergency Management 2555 Shumard Oak Boulevard Tallahassee, Florida 32399-2100 46