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Agenda 06/14/2011 Item #16F2 . . . 6/14/2011 Item 16.F.2. EXECUTIVE SUMMARY Recommendation to approve and authorize the Chairman to sign an Agreement between Collier County and the Florida Division of Emergency Management accepting a Grant award for $105,806 for Emergency Management Program Enhancement and approve the associated budget amendment OBJECTIVE: That the Board of County Commissioners accept and approve Agreement #12-BG- __09-21-01-011 between the State of Florida, Division of Emergency Management and Collier County for funds that will enhance emergency program activities within Collier County for Fiscal Year 2011-2012. CONSIDERATION: The Emergency Management Preparedness Assistance Grant has been given by the Florida Department of Community Affairs (Department) to each county for the past seventeen years and does not require an application. These funds are available as a result of a surcharge of $2.00 for each residential insurance policy and $4.00 for each business insurance policy issued in Florida. The Florida Legislature adopted Rule 9G-19, Florida Administrative Code in January 1994. This Rule enables counties with full-time emergency management directors to receive monies to enhance existing programs by purchasing additional equipment, services, or hiring additional personnel. For Fiscal Year 2012, the Department of Community Affairs has agreed to provide the sum of $105,806 to Collier County for general operating expenses including the purchase of shelter supplies, office supplies, conducting disaster exercises, data processing equipment, and to fund day to day operations. As in past years, monies from this fund cannot be used to supplant existing emergency management funding nor be used to match funds from another program under this Trust Fund. This grant is for a period of one year (7/1/11-6/30/12). FISCAL IMPACT: County Manager Grants Fund (713) will increase by $105,806. No general funds are being used. LEGAL CONSIDERATIONS: This item has been reviewed by the County Attorney's Office, requires majority vote, and is legally sufficient for Board action. - CMG GROWTH MANAGEMENT IMPACT: There is no Growth Management Impact associated with this Executive Summary. RECOMMENDATION: That the Board of County Commissioners approve and authorize the Chairman to sign the Agreement #12-BG-_-09-21-01-011 accepting a Grant award totaling $105,806 from the Florida Division of Emergency Management for emergency management program enhancement and approve the associated budget amendment. Prepared by: Christine Boni, Sr. Administrative Assistant, Dept. of Emergency Management Packetpage-1867- . . . 6/14/2011 Item 16.F.2. COLLIER COUNTY Board of County Commissioners Item Number: 16.F.2. Item Summary: Recommendation to approve and authorize the Chairman to sign an Agreement between Collier County and the Florida Division of Emergency Management accepting a Grant award for $105,806 for Emergency Management Program Enhancement and approve the associated budget amendment. Meeting Date: 6/14/2011 Prepared By Name: BoniChristine Title: Administrative Assistant, Senior, 5/31/2011 12:39:55 PM Submitted by Title: Administrative Assistant, Senior, Name: BoniChristine 5/31/2011 12:39:56 PM Approved By Name: SummersDan Title: Director - Bureau of Emergency Services, Date: 5/31/2011 4:13:21 PM Name: FoordMarlene Title: Grant Development & Mgmt Coordinator, Grants Date: 5/31/2011 5:07:18 PM Name: GreeneColleen Title: Assistant County Attomey,County Attomey Date: 6/1/2011 11 :33:58 AM Name: KlatzkowJeff Title: County Attorney, Date: 6/1/2011 3:42:22 PM Packetpage-1868- . . . Name: PryorCheryl Title: Management! Budget Analyst, Senior, Office of Management & Budget Date: 6/6/2011 9:43:23 AM Name: IsacksonMark Title: Director-Corp Financial and Mgmt Svs,CMO Date: 6/6/2011 11 :43 :40 AM Packet Page -1869- 6/14/2011 Item 16.F.2. . . . 6/14/2011 Item 16.F.2. Contract Number: 12-!3G-_-09-21-01-011 qFSA Number. 52.008 STATE-FUNDED SUBGRANT AGREEMENT THIS AGREEMENT is entered into by the State of Florida, Division of Emergency Management, with headquarters in Tallahassee, Florida (hereinafter referred to as the "Division"), and Collier County, (hereinafter referred to as the "Recipient"). THIS AGREEMENT IS ENTERED INTO BASED ON THE FOLLOWING REPRESENTATIONS: A. The Recipient represents that it is fully qualified and eligible to receive these grant funds to provide the services identified herein; and B. The Division has received these grant funds from the State of Florida, and has the authority to subgrant these funds to the Recipient upon the terms and conditions below; and C. The Division has statutory authority to disburse the funds under this Agreement. THEREFORE, the Division and the Recipient agree to the following: (1) SCOPE OF WORK. The Recipient shall perform the work in accordance with the Scope of Work and Budget, Attachment A, A-1 and B of this Agreement. (2) INCORPORATION OF LAWS. RULES. REGULATIONS AND POLICIES The Recipient and the Division shall be governed by applicable State and Federal laws, rules and regulations, including those identified in Attachment C. (3) PERIOD OF AGREEMENT. This Agreement shall begin on July 1, 2011 and shall end June 3D, 2012, unless terminated earlier in accordance with the provisions of Paragraph (12) of this Agreement. (4) MODIFICATION OF CONTRACT Either party may request modification of the provisions of this Agreement. Changes which are agreed upon shall be valid only when in writing, signed by each of the parties, and attached to the original of this Agreement. (5) RECORDKEEPING (a) As applicable, Recipient's performance under this Agreement shall be subject to the federal OMB Circular No. A-102, "Common Rule: Uniform Administrative Requirements for Grants and Cooperative Agreements to State and Local Governments" (53 Federal Register 8034) or OMB Circular No. A-110, "Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals, and Other Nonprofit Organizations," and either OMB Circular No. A-8?, "Cost Principles for State, Local and Indian Tribal Governments," OMB Circular No. A-21 , "Cost Principles for Educational Institutions," or OMB Circular No. A-122, "Cost Principles for Non-profit Organizations." (b) The Recipient shall retain sufficient records to show its compliance with the terms of this Agreement, and the compliance of all subcontractors or consultants paid from funds under this Agreement, for a period of five years from the date the audit report is issued, and shall allow the Division or its designee, the State Chief Financial Officer or the State Auditor General access to the records upon request. The Recipient shall ensure that audit working papers are available to them upon request for a period of five years from the date the audit report is issued, unless extended in writing by the Division. The five year period may be extended for the following exceptions: 1. If any litigation, claim or audit is started before the five year period expires, and extends beyond the five year period, the records shall be retained until all litigation, claims or audit findings involving the records have been resolved. 2. Records for the disposition of non-expendable personal property valued at $5,000 or more at the time it is acquired shall be retained for five years after final disposition. 3. Records relating to real property acquired shall be retained for five years after the closing on the transfer of title. 1 Packet Page -1870- 6/14/2011 Item 16.F.2. (c) The Recipient shall maintain all records for the Recipient and for all subcontractors or consultants to be paid from funds provided under this Agreement, including documentation of all program costs, in a form sufficient to determine compliance with the requirements and objectives of the Scope of Work and Budget - Attachment A, A-1 and B - and all other applicable laws and regulations. , (d) The Recipient, its employees or agents, including all subcontractors or consultants to be paid from fWnds provided under this Agreement, shall allow access to its records at reasonable times to the Division, its employees, and agents. "Reasonable" shall ordinarily mean during normal business hours of 8:00 a.m. tb 5:00 p.m., local time, on Monday through Friday. "Agents" shall include, but not be limited to, auditors retained by the Division. (6) AUDIT REQUIREMENTS , (a) The Recipient agrees to maintain financial procedures and support documents, in accordance with generally accepted accounting principles, to account for the receipt and expenditure of funds und$r this Agreement. (b) These records shall be available at reasonable times for inspection, review, or audit by state personnel and other personnel authorized by the Department or the Division. "Reasonable" shall ordinarily mean normal business hours of 8:00 a.m. to 5:00 p.m., local time, Monday through Friday. ! (c) The Recipient shall provide the Department with the records, reports or financial statements upon request for the purposes of auditing and monitoring the funds awarded under this Agreeme~t. (d) If the Recipient is a nonstate entity as defined by Section 215.97, Fla. Stat., it shall comply with the followirg: If the Recipient expends a total amount of State financial assistance equal to or more than $500,000 in any fisqal year of such Recipient, the Recipient must have a State single or project-specific audit for such fiscal yeart in accordance with Section 215.97, Fla. Stat.; applicable rules of the Executive Office of the Governor'and the Chief Financial Officer; and Chapters 10.550 (local government entities) or 10.650 (nonprofitiand for-profit organizations), Rules of the Auditor General. EXHIBIT 1 to this Agreement shows the State financial assistance awarded by this Agreement. In determining the State financial assistance expended in its fiscal year, the Recipient shall include all sources of State financial assistance, including State funds received from the Division, other state agencies, and other nonstate entities. State financial assistance does not include Federal direct or pass-through awards and resources received by a nonstate entity for Federal program matching requirements. 'n connection with the audit requirements addressed in this Paragraph 6(d) above, the Recipient shall ensl,lre that the audit complies with the requirements of Section 215.97(8), Fla. Stat. This includes submissiQn of a reporting package as defined by Section 215.97(2)(e), Fla. Stat. and ehapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General. I~the Recipient expends less than $500,000 in State financial assistance in its fiscal year, an audit conductep in accordance with the provisions of Section 215.97, Fla. Stat, is not required. In the event that the ReciRient expends less than $500,000 in state financial assistance in its fiscal year and elects to have an audit con!ducted in accordance with the provisions of Section 215.97, Fla. Stat, the cost of the audit must be paid frorrj the nonstate entity's resources (Le., the cost of such an audit must be paid from the Recipient's resources obtained from other than State entities). Additional information on the Florida Single Audit Act may be fpund at the following website: http://apps.f1dfs.com/fsaa. (e) Report Submission , 1. The annual financial audit report shall include all management letters and the Recipien~s response to all findings, including corrective actions to be taken. 2. The annual financial audit report shall include a schedule of financial assistance specifically identifying all Agreement and other revenue by sponsoring agency and Agreement number. : 3. Copies of financial reporting packages required under this Paragraph 6 shall be I submittetl by or on behalf of the Recipient directly to each of the following: The Department of Community Affairs at each of the following addresses: ? Packet Page -1871- . . . . . . 6/14/2011 Item 16.F.2. Office of Inspector General 2555 Shumard Oak Boulevard Tallahassee, Florida 32399-2100 and Division of Emergency Management Policy and Financial Management 2555 Shumard Oak Boulevard Tallahassee, Florida 32399-2100 The Auditor General's Office at the following address: Auditor General's Office Room 401, Claude Pepper Building 111 West Madison Street Tallahassee, Florida 32399-1450 4. Any reports, management letter, or other information required to be submitted to the Division or the Department of Community Affairs pursuant to this Agreement shall be submitted on time as required under OMB Circular A-133, Florida Statutes, and Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General, as applicable. 5. Recipients, when submitting financial reporting packages to the Division or the Department of eommunity Affairs for audits done in accordance with OMB Circular A-133 or Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General, should indicate the date that the reporting package was delivered to the Recipient in correspondence accompanying the reporting package. (f) If the audit shows that all or any portion of the funds disbursed hereunder were not spent in accordance with the conditions of this Agreement, the Recipient shall be held liable for reimbursement to the Division of all funds not spent in accordance with these applicable regulations and Agreement provisions within thirty days after the Division has notified the Recipient of such non-compliance. (g) The Recipient shall have all audits completed in accordance with Section 215.97, Fla. Stat. by an independent certified public accountant (IPA) who shall either be a certified public accountant or a public accountant licensed under Chapter 473, Fla. Stat. The IPA shall state that the audit complied with the applicable provisions noted above. The audit must be submitted to the Division no later than nine (9) months, ' from the end of the Recipient's fiscal year. (7) REPORTS (a) The Recipient shall provide the Division with quarterly reports and a close-out report. These reports shall include the current status and progress by the Recipient and all subrecipients and subcontractors in completing the work described in the Scope of Work and the expenditure of funds under this Agreement, in addition to any other information requested by the Division. (b) Quarterly reports are due to the Division no later than 30 days after the end of each quarter of the program year and shall be sent each quarter until submission of the administrative close-out report. The ending dates for eac~ quarter of the program year are September 30, December 31, March 31 and June 30. . (c) The close-out report is due 45 days after termination of this Agreement or 45 days after completion of the activities contained in this Agreement, whichever first occurs. (d) If all required reports and copies are not sent to the Division or are not completed in a manner acceptable to the Division, the Division may withhold further payments until they are completed or may take other action as stated in Paragraph (11) REMEDIES. "Acceptable to the Division" means that the work product was completed in accordance with the Budget and Scope of Work. ~ Packet Page -1872- 6/14/2011 Item 16.F.2. (e) The Recipient shall provide additional program updates or information that may be required by the Division. i (f) The Recipient shall provide additional reports and information identified in Attachment D. (8)' MONITORING. Thb Recipient shall monitor its performance under this Agreement, as well as that of its subcontraqtors and/or consultants who are paid from funds provided under this Agreement, to ensure that time schedules are being met, the Schedule of Deliverables and Scope of Work are being accomplished within the specified time periods, and other performance goals are being achieved. A review shall be done for each function or activity in Attachment A and A-1 to this Agreement, and reported in the quarterly report. In addition to reviews of audits conducted in accordance with paragraph (6) above, monitoring procedures may include, but not be limited to, on-site visits by Division staff, limited scope audits, andlor other proc~dures. The Recipient agrees to comply and cooperate with any monitoring procedures/processes deemed a~propriate by the Division. In the event that the Division or the Department determines that a limited scope audit of the Recipient is appropriate, the Recipient agrees to comply with any additional instructions provided by the Division or the Department to the Recipient regarding such audit. The Recipient further agrees to comply and cooperate with any inspections, reviews, investigations or audits deemed necessa~ by the Florida Chief Financial Officer or Auditor General. In addition, the Division will monitor the performa~ce and financial management by the Recipient throughout the contract term to ensure timely completio~ of all tasks. (9) LIABILITY (a) Unless Recipient is a State agency or subdivision, as defined in Section 768.28, Fla. Stat., the Recipient is solely responsible to parties it deals with in carrying out the terms of this Agreement, and shall hold the Division harmless against all claims of whatever nature by third parties arising from the work perfOrmance under this Agreement. For purposes of this Agreement, Recipient agrees that it is not an employee: or agent of the Division, but is an independent contractor. (b) Any Recipient which is a state agency or subdivision, as defined in Section 768.28, Fla. Stat., agrees to be fully responsible for its negligent or tortious acts or omissions which result in claims or suits agairst the Division, and agrees to be liable for any damages proximately caused by the acts or omission~ to the extent set forth in Section 768.28, Fla. Stat. Nothing herein is intended to serve as a waiver of sovereign immunity by any Recipient to which sovereign immunity applies. Nothing herein shall be construed as consent by a state agency or subdivision of the State of Florida to be sued by third parties in any matt~r arising out of any contract. (~O) DEFAULT. i If any of the following events occur ("Events of Default"), all obligations on the part of the Division tp make further payment of funds shall, if the Division elects, terminate and the Division has the option to ~xercise any of its remedies set forth in Paragraph (11). However, the Division may make payments or partial payments after any Events of Default without waiving the right to exercise such remedies, and without becoming liable to make any further payment: (a) If any warranty or representation made by the Recipient in this Agreement or any previous [agreement with the Division is or becomes false or misleading in any respect, or if the Recipient fails to keep or perform any of the obligations, terms or covenants in this Agreement or any previous agreement with the Division and has not cured them in timely fashion, or is unable or unwilling to meet its obligatio\ls under this Agreement; i (b) If material adverse changes occur in the financial condition of the Recipient at any time during the term of this Agreement and the Recipient fails to cure this adverse change within thirty days from the date r.vritten notice is sent by the Division. I (c) If any reports required by this Agreement have not been submitted to the Division or have be~n submitted with incorrect, incomplete or insufficient information; , (d) If the Recipient has failed to perform and complete on time any of its obligations under this Agr~ement. 4 Packet Page -1873- . . . . . . 6/14/2011 Item 16.F.2. (11) REMEDIES. If an Event of Default occurs, then the Division may, after thirty calendar days written notice to the Recipient and upon the Recipient's failure to cure within those thirty days, exercise anyone or more of the following remedies, either concurrently or consecutively: (a) Terminate this Agreement, provided that the Recipient is given at least thirty days prior, _. written notice of the termination. The notice shall be effective when placed in the United States, first class mail, postage prepaid, by registered or certified mail-return receipt requested, to the address in paragraph (13) herein; (b) Begin an appropriate legal or equitable action to enforce performance of this Agreement; (c) Withhold or suspend payment of all or any part of a request for payment; (d) Require that the Recipient refund to the Division any monies used for ineligible purposes under the laws,' rules and regulations governing the use of these funds. (e) Exercise any corrective or remedial actions, to include but not be limited to: 1. request additional information from the Recipient to determine the reasons for or the extent of non-compliance or lack of performance, 2. issue a written warning to advise that more serious measures may be taken if the situation is not corrected, 3. advise the Recipient to suspend, discontinue or refrain from incurring costs for any activities in question or 4. require the Recipient to reimburse the Division for the amount of costs incurred for any items determined to be ineligible; (f) Exercise any other rights or remedies which may be available under law. (g) Pursuing any of the above remedies will not stop the Division from pursuing any other remedies in this Agreement or provided at law or in equity. If the Division waives any right or remedy in this Agreement or fails to insist on strict performance by the Recipient, it will not affect, extend or waive any other right or remedy of the Division, or affect the later exercise of the same right or remedy by the Division for any other default by the Recipient. (12) TERMINATION. (a) The Division may terminate this Agreement for cause after thirty days written notice. Cause can include misuse of funds, fraud, lack of compliance with applicable rules, laws and regulations, failure to perform on time, and refusal by the Recipient to permit public access to any document, paper, letter, or other material subject to disclosure under Chapter 119, Fla. Stat., as amended. (b) The Division may terminate this Agreement for convenience or when it determines, in its sole discretion, that continuing the Agreement would not produce beneficial results in line with the further expenditure of funds, by providing the Recipient with thirty calendar days prior written notice. (c) The parties may agree to terminate this Agreement for their mutual convenience through a written amendment of this Agreement. The amendment will state the effective date of the termination and the procedures for proper closeout of the Agreement. (d) In the event that this Agreement is terminated, the Recipient will not incur new obligations for the terminated portion of the Agreement after the Recipient has received the notification of termination. The Recipient will cancel as many outstanding obligations as possible. Costs incurred after receipt of the termination notice will be disallowed. The Recipient shall not be relieved of liability to the Division because of any breach of Agreement by the Recipient. The Division may, to the extent authorized by law, withhold payments to the Recipient for the purpose of set-off until the exact amount of damages due the Division from the Recipient is determined. (13) NOTICE AND CONTACT. (a) All notices provided under or pursuant to this Agreement shall be in writing, either by hand delivery, or first class, certified mail, return receipt requested, to the representative named below, at the address below, and this notification attached to the original of this Agreement. "i Packet Page -1874- 6/14/2011 Item 16.F.2. (b) The name and address of the Division contract manager for this Agreement is: Jenene Helms Florida Division of Emergency Management 2555 Shumard Oak Boulevard Tallahassee, Florida 32399-2100 Telephone: 850-413-9920 Fax: 850-488-7842 Email: ienene.helms@em.mvf1orida.com , (c) The name and address of the Representative of the Recipient responsible for the administra~ion of this Agreement is: Christine Boni Collier County Emergency Management 8075 Lely Cultural Pkwy, Suite 443 Naples, Florida 34113 Telephone: 239-252-3617 Fax: 239-252-6769 Email:christineboni@colliergov.net I (d) In the event that different representatives or addresses are designated by either party after exec~tion of this Agreement, notice of the name, title and address of the new representative will be provided ~s outlined in (13)(a) above. (14) SUBCONTRACTS If !the Recipient subcontracts any of the work required under this Agreement, a copy of the unsigned subcontri:t must be forwarded to the Division for review and approval before it is executed by the Recipient The Recipient agrees to include in the subcontract that (i) the subcontractor is bound by the terms of this Agreement, (ii) the subcontractor is bound by all applicable state and federal laws and regulations, and (iii) the subcohtractor shall hold the Division and Recipient harmless against all claims of whatever nature arising out of the:subcontractor's performance of work under this Agreement, to the extent allowed and required by law. The Recipient shall document in the quarterly report the subcontractor's progress in performing its work under this Agreement For each subcontract, the Recipient shall provide a written statement to the Division as to whether that subcOntractor is a minority business enterprise, as defined in Section 288.703, Fla. Stat (15) TERMS AND CONDITIONS '. This Agreement contains all the terms and conditions agreed upon by the parties. (16) ATTACHMENTS (a) All attachments to this Agreement are incorporated as if set out fully. (b) In the event of any inconsistencies or conflict between the language of this Agreement and the attachments, the language of the attachments shall control, but only to the extent of the conflict or ! inconsistency. , . (c) This Agreement has the following attachments: Exhibit 1 - Funding Sources Attachment A and A-1 - Scope of Work Attachment B - Budget Attachment C - Program Statutes, Regulations and Program Requirements Attachment D - Reports Attachment E - Justification of Advance Attachment F - Warranties and Representations Attachment G - Certification Regarding Debarment Attachment H - Statement of Assurances . F.. Packet Page -1875- . . .. 6/14/2011 Item 16.F.2. (17) FUNDING/CONSIDERATION (a) This is.a cost-reimbursement Agreement. The Recipient shall be reimbursed for costs incurred in the satisfactory performance of work hereunder in an amount not to exceed $105,806, subject to the availability of funds. . (b) Any advance payment under this Agreement is subject to Section 216.181 (16), Fla,Stat.. and is contingent upon the Recipient's acceptance of the rights of the Division under Paragraph (12)(b) of this Agreement. The amount which may be advanced may not exceed the expected cash needs of the Recipient within the first three (3) months of the contract term. For a federally funded contract, any advance payment is also subject to federal OMS Circulars A-87, A-110, A-122 and the Cash Management Improvement Act of 1990. If an advance payment is requested below, the budget data on which the request is based and a justification statement shall be included in this Agreement as Attachment E. Attachment E will specify the amount of advance payment needed and provide an explanation of the necessity for and proposed use of these funds. An advance payment of $ is requested (c) After the initial advance, if any, payment shall be made on a reimbursement basis as needed. The Recipient agrees to expend funds in accordance with the Scope of Work and Budget, Attachment A, A-1 and B of this Agreement. If the necessary funds are not available to fund this Agreement as a result of action by the United States Congress, the federal Office of Management and Budgeting, the State Chief Financial Officer or under subparagraph (19)(h) of this Agreement, all obligations on the part of the Division to make any further payment of funds shall terminate, and the Recipient shall submit its closeout report within thirty days of receiving notice from the Division. The amount of funds available pursuant to this rule chapter (Rule 9G-19.011, Florida Administrative Code) may be adjusted proportionally when necessary to meet any matching requirements imposed as a condition of receiving federal disaster relief assistance or planning funds. Any requests received after July 31, 2012, may, in the discretion of the Division, not be reimbursed from this Agreement. Reimbursement requests shall not be submitted by facsimile transmission or bye-mail. Changes to the amount of funding to be provided may be accomplished by notice from the Division to the Recipient. The Division may make an award of additional funds by subsequent modification. Should the Recipient determine it does not wish to accept the award of additional funds, the Recipient shall provide notice to the Division contact within thirty (30) days of receipt of the Award Letter. The terms of this Agreement shall be considered to have been modified to include the additional funds upon execution of the modification and receipt of a budget form which details the proposed expenditure of the additional funds. The budget form will be provided by the Division when the offer of additional funds is made. All funds received hereunder shall be placed in an interest-bearing account with a separate account code identifier for tracking all deposits, expenditures and interest earned. Funds disbursed to the Recipient by the Division that are not expended in implementing this program shall be returned to the Division, along with any interest earned on all funds received under this Agreement, within ninety (90) days of the expiration of the award Agreement. The Recipient shall comply with all applicable procurement rules and regulations in securing goods and services to implement the Scope of Work. Whenever required by law or otherwise permitted, the Recipient shall utilize competitive procurement practices. Allowable costs shall be determined in accordance with applicable Office of Management and Budget Circulars, or, in the event no circular applies, by 48 CFR Part 31 CONTRACT COST PRINCIPLES AND PROCEDURES. At a minimum, the Recipient shall continue to provide other funding for the Recipient's Emergency Management Agency at an amount equal to either: (1) the average of the previous three years' level of county general revenue funding of the Recipient's Emergency Management Agency; or (2) the level of funding for the Recipient's Emergency Management Agency for the last fiscal year, whichever figure is lower (Rule 9G-19.011, Florida Administrative Code). Recipient's general revenue funding for 911 services, emergency medical services, law enforcement, criminal justice, public '7 Packet Page -1876- 6/14/2011 Item 16.F.2. works or qther services outside the local emergency management agency as defined by Section 252.38, Fldrida Statutes. shall not be included in determining the "level of county funding of the Recipient'~ Emergency Management Agency." The Recipient shall certify compliance with Rule Chapter 9$-19, Florida Administrative by its execution of this Agreement, and as a condition precedent to receipt of funding. All payments relating to the Agreement shall be mailed to the following address: I : Collier County Board of County Commissioners 3299 Tamiami Trail East Suite #700 Naples, Florida 34112 (1$) REPAYMENTS All refunds or repayments due to the Division under this Agreement are to be made payable to the order of "Qivision of Emergency Managemenf, and mailed directly to the following address: Division of Emergency Management Cashier 2555 Shumard Oak Boulevard Tallahassee FL 32399-2100 In accord~nce with Section 215.34(2), Fla. Stat., if a check or other draft. is returned to the Division for collection,: Recipient shall pay the Division a service fee of $15.00 or 5% of the face amount of the returned check or draft, whichever is greater. (1:9) MANDATED CONDITIONS I I (a) The validity of this Agreement is subject to the truth and accuracy of all the information, representations, and materials submitted or provided by the Recipient in this Agreement, in any later submissidn or response to a Division request, or in any submission or response to fulfill the requirements of this Agreement All of said information, representations, and materials is incorporated by reference. The inaccuracy of the submissions or any material changes shall, at the option of the Division and with thirty days written nOtice to the Recipient, cause the termination of this Agreement and the release of the Division from all its obligations to the Recipient. I (b) This Agreement shall be construed under the laws of the State of Florida, and venue for any actio~s arising out of this Agreement shall be in the Circuit Court of Leon County. If any provision of this Agreement is in conflict with any applicable statute or rule, or is unenforceable, then the provision shall be null and ~oid to the extent of the conflict, and shall be severable, but shall not invalidate any other provision of this Agreement I (c) Any power of approval or disapproval granted to the Division under the terms of this Agreemeht shall survive the term of this Agreement I : (d) This Agreement may be executed in any number of counterparts, anyone of which may be taken ias an original. , (e) The Recipient agrees to comply with the Americans With Disabilities Act (Public Law 101-336.142 U.S.C. Section 12101 et sea.), which prohibits discrimination by public and private entities on the basiS of disability in employment, public accommodations, transportation, State and local government services, I and telecommunications. I (f) Those who have been placed on the convicted vendor list following a conviction for a public entity crime or on the discriminatory vendor list may not submit a bid on a contract to provide any goods orl services to a public entity, may not submit a bid on a contract with a public entity for the construcPon or repair of a public building or public work, may not submit bids on leases of real property to a R Packet Page -1877- . . . . . 6/14/2011 Item 16.F.2. public entity, may not be awarded or perform work as a contractor, supplier, subcontractor, or consultant under a contract with a public entity, and may not transact business with any public entity in excess of $25,000.00 for a period of 36 months from the date of being placed on the convicted vendor list or on the discriminatory vendor list. (g) Any Recipient which is not a local government or state agency, and which receives funds under this Agreement from the federal government, certifies, to the best of its knowledge and belief, that it and its principals: 1. are not presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from covered transactions by a federal department or agency; 2. have not, within a five-year period preceding this proposal been convicted of or had a civil judgment rendered against them for fraud or a criminal offense in connection with obtaining, attempting to obtain, or performing a public (federal, state or local) transaction or contract under public transaction; violation of federal or state antitrust statutes or commission of embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements, or receiving stolen property; 3. are not presently indicted or otherwise criminally or civilly charged by a governmental entity (federal, state or local) with commission of any offenses enumerated in paragraph 19(9)2. of this certification; and 4. have not within a five-year period preceding this Agreement had one or more public transactions (federal, state or local) terminated for cause or default. If the Recipient is unable to certify to any of the statements in this certification, then the Recipient shall attach an explanation to this Agreement. In addition, the Recipient shall send to the Division (by email or by facsimile transmission) the completed "Certification Regarding Debarment, Suspension, Ineligibility And Voluntary Exclusion" (Attachment G) for each intended subcontractor which Recipient plans to fund under this Agreement. The form must be received by the Division before the Recipient enters into a contract with any subcontractor. (h) The State of Florida's performance and obligation to pay under this Agreement is contingent upon an annual appropriation by the Legislature, and subject to any modification in accordance with Chapter 216, Fla, Stat. or the Florida Constitution. (i) All bills for fees or other compensation for services or expenses shall be submitted in detail sufficient for a proper preaudit and postaudit thereof. U) Any bills for travel expenses shall be submitted in accordance with Section 112.061, Fla. Stat. The provisions of any special or local law, present or future, shall prevail over any conflicting provisions in this section, but only to the extent of the conflict. (k) The Division reserves the right to unilaterally cancel this Agreement if the Recipient refuses to allow public access to all documents, papers, letters or other material subject to the provisions of Chapter 119, Fla. Stat., which the Recipient created or received under this Agreement. (I) If the Recipient is allowed to temporarily invest any advances of funds under this Agreement, any interest income shall either be retumed to the Division or be applied against the Division's obligation to pay the contract amount. (m) The State of Florida will not intentionally award publicly-funded contracts to any contractor who knowingly employs unauthorized alien workers, constituting a violation of the employment provisions contained in 8 U.S.C. Section 1324a(e) [Section 274A(e) of the Immigration and Nationality Act ("INA")]. The Division shall consider the employment by any contractor of unauthorized aliens a violation of Section 274A(e) of the I~A. Such violation by the Recipient of the employment provisions contained in Section 274A(e) of the INA shall be grounds for unilateral cancellation of this Agreement by the Division. (n) The Recipient is subject to Florida's Government in the Sunshine Law (Section 286.011, Fla. Stat.) with respect to the meetings of the Recipient's governing board or the meetings of any subcommittee making recommendations to the governing board. All of these meetings shall be publicly noticed, open to the public, and the minutes of all the meetings shall be public records, available to the public in accordance with Chapter 119, Fla. Stat. Q Packet Page -1878- 6/14/2011 Item 16.F.2. (0) All expenditures of state financial assistance shall be in compliance with the laws, rules and regulations applicable to expenditures of State funds, including but not limited to, the Reference Guide for State Expenditures. , (p) The Agreement may be charged only with allowable costs resulting from obligations incurred during the term of the Agreement. (q) Any balances of unobligated cash that have been advanced or paid that are not authorized!to be retained for direct program costs in a subsequent period must be refunded to the State. (20) LOBBYING PROHIBITION I (a) No funds or other resources received from the Division under this Agreement may be used directly or indirectly to influence legislation or any other official action by the Florida Legislature or any state agenpy. (b) The Recipient certifies, by its signature to this Agreement, that to the best of his or her knowledgd and belief: I 1. No Federal appropriated funds have been paid or will be paid, by or on behalf of the Recipi~nt. to any person for influencing or attempting to influence an officer or employee of any agency. a Member:of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federallo~n, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendmeht or modification of any Federal contract, grant. loan or cooperative agreement. : 2. If any funds other than Federal appropriated funds have been paid or will be paid to any pelflon for influencing or attempting to influence an officer or employee of any agency, a Member of Congress; an officer or employee of Congress, or an employee of a Member of Congress in connection with this Fede~al contract, grant, loan or cooperative agreement, the Recipient shall complete and submit Standard form-LLL, "Disclosure Form to Report Lobbying." . 3. The Recipient shall require that this certification be included in the award documents for all subawards (including subcontracts. subgrants, and contracts under grants, loans, and cooperative agreements) and that all subrecipients shall certify and disclose. , This certification is a material representation of fact upon which reliance was placed when this trans$ction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by Section 1352, Title 31, U.S. Code. Any person who fails to file the required ~ertification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. I (21) COPYRIGHT. PATENT AND TRADEMARK ANY AND ALL PATENT RIGHTS ACCRUING UNDER OR IN CONNECTION WITH THE PERFORMANCE OF THIS;AGREEMENT ARE HEREBY RESERVED TO THE STATE OF FLORIDA. ANY AND ALL COPYRI~HTS ACCRUING UNDER OR IN CONNECTION WITH THE PERFORMANCE OF THIS AGREE~ENT ARE HEREBY TRANSFERRED BY THE RECIPIENT TO THE STATE OF FLORIDA. (a) If the Recipient has a pre-existing patent or copyright, the Recipient shall retain all rights and entitl'ements to that pre-existing patent or copyright unless the Agreement provides otherwise. ! (b) If any discovery or invention is developed in the course of or as a result of work or services performed under this Agreement. or in any way connected with it, the Recipient shall refer the discovery or invention to the Division for a determination whether the State of Florida will seek patent protection in its name. Any patent rights accruing under or in connection with the performance of this Agreem~nt are reserved to the State of Florida. If any books, manuals, films, or other copyrightable material are prod~ced, the Recipient shall notify the Division. Any copyrights accruing under or in connection with the perform~nce under this Agreement are transferred by the Recipient to the State of Florida. i (c) Within thirty days of execution of this Agreement, the Recipient shall disclose all intellec~al properties relating to the performance of this Agreement which he or she knows or should know could gi~e rise to a patent or copyright. The Recipient shall retain all rights and entitlements to any pre- existing Intellectual property which is disclosed. Failure to disclose will indicate that no such property exists. , 10 Packet Page -1879- . . . . . 6/14/2011 Item 16.F.2. The Division shall then, under Paragraph (b), have the right to all patents and copyrights which, accrue during perfonnance of the Agreement (2) LEGAL AUTHORIZATION. The Recipient certifIeS that it has the legal authority to receive the funds under this Agreement and that its goveming body has authorized the execution and acceptance of; the Agreement. The Recipient also certifies that the undersigned person has the authority to : legally execute and bind Recipient to the terms of this Agreement. : (23) ASSURANCES. The recipient shall comply with any Statement of Assurances incorporated as. Attachment H. IN WITNESS WHEREOF, the parties hereto have executed this Agreement Recioient: COWER COUNlY BOARD OF COUNTY COMMISSIONERS By: Fred W. Coyle, Chainnan Date: FEID# 59-60000558 ATfEST: Dwight E. Brock, Clerk By: ad as to Fonn and Legal Sufficiency Deputy Cleric n Greene, Assistant County Attomey STATE OF FLORIDA DIVISION OF EMERGENCY MANAGEMENT By: Name and Title: ,Bryan Koon. Director. Florida Division of Emeroencv Manaoement Date: 11 I - ~..; y\ . . H .' Packet Page -1880- 6/14/2011 Item 16.F.2. EXHIBIT - 1 i STATE RESOURCES AWARDED TO THE RECIPIENT PURSUANT TO THIS AGREEMENT CONSIST OF THE FOLLOWING: SUBJECT TO SECTION 215.97. FLORIDA STATUTES: State Awarding Agency: Division of Emeraencv Manaaement Catalog of State Financial Assistance Title: Emeraencv Manaaement Proarams Catalog of ~tate Financial Assistance Number: 52.008 State Fina"1cial Assistance: 5105.806 COMPLIANCE REQUIREMENTS APPLICABLE TO STATE RESOURCES AWARDED PURSUANT TO THIS AGREEME~T ARE AS FOLLOWS: pursuantlto Section 252.373, Florida Statutes and Rule Chapter 9G-19, Florida Administrative Code. Eligible a~tivities for these funds are salaries and expenses relating to maintaining and enhancing county emergenqy management plans and programs. Eligible r~cipients for these funds are the 67 Florida counties. NOTE: ~ction .40Q(d) of OMB Circular A-133, as revised, and Section 215.97(5)(a), Florida Statutes, require triat the information about Federal Programs and State Projects included in Exhibit 1 be provided to the recipi~nt . . 1? Packet Page -1881- . . . 6/14/2011 Item 16.F.2. Attachment A and A-1 Scope of Work Base Grant funding from the Emergency Management Preparedness and Assistance Trust Fund is intended to enhance county emergency management plans and programs that are consistent with the State Comprehensive Emergency Management Plan and Program (reference Rule Chapter 9G-6, Florida Administrative Code and Chapter 252, Florida Statutes). This Scope of Work recognizes that each recipient is at a varying level of preparedness, and it is understood that each county has a unique geography, faces unique threats and hazards, and serves a unique population. In order to receive base grant funding, the Recipient must certify that it will use the award to enhance its Emergency Management Program. As a condition of receiving funding pursuant to this Agreement, the Recipient shall complete the work items approved by the Division and attached hereto as Attachment A-1. Subsequent revisions during the term of this Agreement shall be a written modification in accordance with Paragraph (4) of this Agreement. 13 Packet Page -1882- .... I c:c .... C Ql E .c (,) 111 .... .... c:c i~ i~ = = o U I ::... QJ i . ,...c : 1 o U 6/14/2011 Item 16.F.2. .-c = = rIl rIl aJ = ~< ;..c~ ~~ f:~ ~~ ~ = = ~ aJ ;..c e~ aJ aJ ~U = = = = =...- ~ .~ rI1 ~rIJ. U< = aJ OJ) ;..c aJ e ~ ~ ~ ~C ~ ~ ~ ~ \.J V), ~ "'-"4 c::> ~ "d" ...... . 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Attachment B Budget The antiFipated expenditures for the Categories listed below are for the Emergency Management Prepa~ness and Assistance (EMPA) State portion of this subgrant only (Paragraph (17)(a), FUNDIN~I CONSIDERATION) I CateQorv i i i ~alaries/Fringe Benefits Anticipated Expenditure Amount $ ~ $ -Pr $ 55,'6tio . $ 50 l DOa . -er- $ i lother Personal Services i i i i iExpenses I i i I iOperating Capital Outlay I I i I Fixed Capital Outlay I i i Total State Funds $ --105, <?Olo .00 , (see section 17 - Funding/Consideration) 22 . Packet Page -1891- . . . 6/14/2011 Item 16.F.2. Attachment C Program Statutes, Regulations and Program Requirements Proaram Statutes 1. Chapter 252, Florida Statutes 2. Rule Chapters 9G-6, 9G-11, 9G-19 and 9G-20, Florida Administrative Code 3. 48 CFR, Part 31 Proaram Reauirements (1) EQUIPMENT AND PROPERTY MANAGEMENT The Recipient acknowledges the completed installation of a Hughes Network Systems, Inc., Personal Earth Station and related equipment (hereinafter "the Equipment"). The Recipient acknowledges and agrees to comply with applicable terms and conditions of: (1) the State of Florida Lease/Purchase Agreement, dated October 1994, executed between Hughes Network Systems, Inc. ("HNS"), and the Division, (a copy of which is available from the Division) regarding the procurement and use of the Equipment; and (2) the Services Agreement Between Hughes Network Systems, Inc., and the State of Florida, dated January 1995, (a copy of which is available from the Division) (hereinafter, collectively, "the HNS Agreements") regarding the operation of an interactive satellite communications service for the Division, the Recipient and other sites, In particular, the Recipient agrees: A. That any reports of problems with the Equipment or system, trouble reports, and any requests for repairs, service, maintenance or the like, shall be communicated directly and exclusively to the Division's State Watch Office (SWO) (850) 413.9910. B, That the Recipient will assist and comply with the instructions of the SWO and any technical service representative responding to the report or service request. Recipient's personnel shall cooperate with and assist service representatives, as required, for installation, trouble- shooting and fault isolation, with adequate staff. C. That the Recipient shall not change, modify, deinstall, relocate, remove or alter the Equipment, accessories, attachments and related items without the express written approval of the Division, D. That the Recipient shall provide access, subject to reasonable security restrictions, to the Equipment and related areas and locations of the Recipient's facilities and premises, and will arrange permitted access to areas of third-party facilities and premises for the purpose of inspecting the Equipment and performing work related to the Equipment. Service represen- tatives and others performing said work shall comply with the Recipient's reasonable rules and regulations for access, provided the Division is promptly furnished with a copy after execution of this Agreement. The Recipient shall provide safe access to the Equipment and will maintain the environment where the Equipment is located in a safe and secure condition. The Recipient shall provide service representatives with access to electrical power, water and 23 Packet Page -1892- 6/14/2011 Item 16.F.2. other utilities, as well as telephone access to the Recipient's facility as required for efficient service. I E. That the Recipient shall take reasonable steps to secure the Equipment and to protect the : I Equipment from damage, theft, loss and other hazards. This shall not obligate the Recipient to procure insurance. The Division agrees to procure and maintain all risks insurance coverage on the Equipment. The Recipient agrees to refrain from using or dealing with the Equipment in any manner which is inconsistent with the HNS Agreements, any policy of insurance referred to in the HNS Agreements, and any applicable laws, codes ordinances or regulations. The Recipient shall not allow the Equipment to be misused, abused, wasted, or allowed to deteriorate, except normal wear and tear resulting from its intended use, The Recipient shall immediately report any damage, loss, trouble, service interruption, accident or other problem related to the Equipment to the SWO, and shall comply with reasonable Instructions issued thereafter. That any software supplied in connection with the use or installation of the equipment is subject to proprietary rights of Hughes Network Systems, Inc., and/or HNS's vendor(s) and/or the Division's vendor(s). The use of one copy of said software is subject to a license granted from HNS to the Department, and a sublicense from the Division to the Recipient, to use the software solely in the operation of the Equipment, to commence on delivery of the software to the Recipient and to last for the term of the HNS Agreements. The Recipient shall not: (i) copy or duplicate, or permit anyone else to copy or duplicate, any part of the software, or (ii) create or attempt to create, or permit others to create or attempt to create, by reverse engineering or otherwise, the source programs or any part thereof from the object programs or from other information provided in connection with the Equipment. The Recipient shall not, directly or indirectly, sell, transfer, offer, disclose, lease, or license the software to any third party. . To comply with these provisions until the termination of the HNS Agreements. H. The Division will cover the monthly cost of the satellite service provided to the Division pursuant to the service agreement between Hughes Network Systems and the State of Florida for the period of this agreement. The charge does not cover maintenance, repair, additional equipment and other services not part of the initial order for services. The service charge covers only the remote corrective maintenance specified in paragraph 4.3 of the Service Agreement with HNS and does not cover other maintenance, repair, additional equipment and other services not part of the initial order for services. In particular, the service charge does not cover: 1. Maintenance, repair, or replacement of parts damaged or lost through catastrophe, accident, lightning, theft, misuse, fault or negligence of the Recipient or causes external damage to the equipment, such as, but not limited to, failure of, or faulty, electrical power or air conditioning, operator error, failure or malfunction of data communication equipment not provided to the Recipient by the Division under this Agreement, or from any cause other than intended and ordinary use, 24 . Packet Page -1893- . . . 6/14/2011 Item 16.F.2. 2, Changes, modifications, or alterations in or to the equipment other than approved upgrades and configuration changes. 3, Deinstallation, relocation, or removal of the equipment Of any accessories, attachments or other devices. The Recipient shall be independently responsible for any and all charges not part of the initial service order. (2) NAWAS The Florida National Warning System (NAWAS) is a U.S. Department of Homeland Security product that shall be monitored 24 hours a day/365 days a year. The U. S. Department of Homeland Security supplies the line and one handset to the recipient at no cost. Additional equipment, connections and handsets are the responsibility of the recipient. (3) VEHICLES Written approval from the Director of the Division of Emergency Management must be obtained prior to the purchase of any motor vehicle with funds provided under this Agreement. In the absence of such approval, the Division has no obligation to honor such reimbursement request. Any trade-in or resale funds received relating to any vehicle purchased under this subgrant is program income and must be applied toward the Recipient's Emergency Management Preparedness and Assistance (EMPA) Base Grant expenditures, (4) PROPERTY MANAGEMENT/PROCUREMENT (a) The recipient shall comply with applicable procurement rules and regulations in securing goods and services to implement the Scope of Work. Wherever required by law or otherwise permitted, the Recipient shall utilize competitive procurement practices. (b) Allowable costs shall be determined in accordance with Office of Management and Budget Circular A-1 02 - Common Rule. (c) Recipient agrees to use any equipment purchased under the terms of this Agreement for the purpose for which it was intended. (d) Equipment purchased under the terms of this Agreement shall remain the property of the Recipient. The disposition of equipment shall be made in accordance with the Recipient's policies and procedures and applicable federal policies and procedures. (5) CERTIFICATIONS (a) By its execution of this Agreement, the Recipient certifies that it is currently in full compliance with the Rule Chapters 9G-6, 9G-11, and 9G-19, Florida Administrative Code, Chapter 252, Florida Statutes, and appropriate administrative rules and regulations that guide the emergency management program and associated activities. 25 Packet Page -1894- 6/14/2011 Item 16.F.2. ! (t)) The Recipient certifies that funds received from the Emergency Management, Preparedness and Assi~ance Trust Fund (EMPA funds) will not be used to supplant existing funds. nor will funds from one prog~m under the Trust Fund be used to match funds received from another program under the Trust Fu~d. The Recipient further certifies that EMPA funds shall not be expended for 911 services, emergency medical services, law enforcement, criminal justice, fire service, public works or other services outside t~e emergency management responsibilities assigned to the Recipient's Emergency Management Agency, ynless such expenditure enhances emergency management capabilities as expressly assigned in the 10c~1 Comprehensive Emergency Management Plan (CEMP), (b) The Recipient certifies that it is a participant in the most current Statewide Mutual Aid Agreem1nt (SMAA). ~d) By its signature, the Recipient reaffirms its certification to employ and maintain a full-time Director ponsistent with Rule 9G-19.002(6), Florida Administrative Code. I ~) OTHER CONDITIONS i (a) As a further condition of receiving funding under this Agreement, following full or partial County Emergency Operation Center activation at a level equivalent to a State Emergency Operation ! Center level two (2) or above during the period of this Agreement, then the Recipient shall, within forty- ! five (45): days following the conclusion of the activation, evaluate the performance of all elements of the local enlergency management program during that activation. and provide a written after action report to the Divi~ion. i i(b) Funds may not be used for items such as door prizes and gifts. Flyers and educational informa~ion to educate the public about the Emergency Management Program is allowable. . i i(C) Food and beverages may be purchased for Emergency Management personnel and other personnel onl'i if the Recipient's Emergency Operation Center or field command office is in an activated status ~nd personnel receiving food/beverage are on duty at either of these locations. Purchases may be made o~ly under (1) An Executive Order issued by the Governor or (2) a State of Emergency approp~ately declared by local officials in response to an emergency event or threat. i (d) Within 60 days of execution of this Agreement, the Recipient shall provide copies of any new i or updated ordinances in effect which expressly address emergency management, disaster i preparedness, civil defense, disasters, emergencies or otherwise govern the activation of the : local emergency management program provided in s.252.38, Florida Statutes. 26 . Packet Page -1895- . . . 6/14/2011 Item 16.F.2. Attachment 0 Reports A. The Recipient shall provide the Division with quarterly financial reports, semi-annual summary progress reports prepared in conjunction with the Division's Regional Coordinator, and a final close-out report, all in a format to be provided by the Division. All report formats provided by the Division shall be made available to the Recipient on the Division's Internet site and a hard copy will be mailed with a fully executed CODY of the Aareement. B. Each quarter, the Recipient shall provide the Division with a twenty-five percent (25%) sampling of the total amount requested. The Recipient will need to submit a sampling from the list below (i.e., invoice and check/proof of payment) with your reports unless other sample documents are deemed necessary for audit purposes. To eliminate large files and mailings, the Division will accept back up documentation on a CD if desired by the county. . Salaries: Supply copies of timesheets documenting hours worked and proof employee was paid (Le., earning statements/pavroll reaistries) . OPS/Contractual Services: Copies of contracts, MOUs or agreements with consultants or sub-contractors providing services. Copies of invoices, checks and canceled checks related to these services. . Expenses: Copies of invoices/receipts, checks and canceled checks o If training/exercise is provided by contractor, an agenda, training materials, exercise materials and copies of sign-in rosters of attendees should be included. If planning is provided then will need copies of planning materials and work products (Le" meeting documents, copies of completed plans, etc.) o For travel and conference activities, copies of all receipts must be submitted (Le., airfare, proof of mileage, toll receipts, hotel receipts, car rental receipts, etc.) Receipts must be itemized and match the dates of travel/conference. If conference, a copy of the agenda must be provided. Proof of payment is also required for all travel and conferences. . OCO: Copies of invoices/receipts, checks and canceled checks . FCO: Copies of invoices/receipts, checks and canceled checks . Copies of the general ledger each quarter should also be provided. C. Quarterly financial reports shall begin with the first quarter of the Recipient's fiscal year; are due to the Division no later than thirty days after the end of each quarter of the program year; and shall continue to be submitted each quarter until submission of the final close-out report. The ending dates for each quarter of this program year are September 3D, December 31, March 31 and June 30. D. The final close-out report is due forty-fIVe days after termination of this Agreement. E. In addition to the above, in order to ensure compliance with Rule 9G-19.011, Florida Administrative Code, historical budgetary information relating to the Recipient's Emergency 27 Packet Page -1896- 6/14/2011 Item 16.F.2. i Management Program is also required. This information shall be developed based on guidelines p~ovided by the Department and shall be submitted to the Division no later than December 31, 2911. The Historical Information form must be prepared and sioned bv an official of the Countv's Finance Office. I I F. In a format provided by the Division, a proposed staffing summary and the counties position I d~scriptions shall be submitted to the Division not later than December 31, 2011. I G. It all required reports prescribed above are not provided to the Division or are not completed in a I Ijlanner acceptable to the Division, the Division may withhold further payments until they are cpmpleted or may take such other action as set forth in Paragraphs (10), (11) and (12), and Rule ~G-19.014, Florida Administrative Code. "Acceptable to the Division" means that the work ~roduct was completed in accordance with generally accepted principles, guidelines and applicable law, and is consistent with the Scope of Work. I , , . 28 . Packet Page -1897- 6/14/2011 Item 16.F.2. . Attachment E JUSTIFICATION OF ADVANCE PAYMENT RECIPIENT: Indicate by checking one oftbe boxes below if you are requesting an advance. Uan advance payment is requested, budget data on which tbe request is based must be submitted. Any advance payment under this Agreement is subject to s. 216.181(16), Florida Statutes. The amount which may be advanced shall not exceed the expected cash needs of the Recipient within the initial three months of the Agreement. [ ] NO ADVANCE REQUESTED [ ] ADVANCE REQUESTED No advance payment is requested. Payment will be solely on a reimbursement basis. No additional information is required. Advance payment of $ is requested. Balance of payments will be made on a reimbursement basis. These funds are needed to pay staff, award benefits to clients, duplicate forms and purchase start-up supplies and equipment We would not be able to operate the program without this advance. ADVANCE REQUEST WORKSHEET If you are requesting an advance, complete the following worksheet ESCRIPTION (A) FFY 2009 (B) FFY 2010 (C) FFY 2011 (D) Total 1 INITIAL CONTRACT ALLOCATION 2 FIRST THREE MONTHS CONTRACT EXPENDITURES! 3 AVERAGE PERCENT EXPENDED IN FIRST THREE MONTHS (Divide line 2 by line 1.) 1 First three months expenditures need only be provided for the years in which you requested an advance. If you do not have this information, call your consultant and they will assist you. MAXIMUM ADVANCE ALLOWED CALULATION: X $ Cell D3 DEM Award (Do not include any match) MAXIMUM ADVANCE 29 . Packet Page -1898- 6/14/2011 Item 16.F.2. REOUEST FdR W AJVER OF CALCULATED MAXIMJIM i , Recipieit has no previous DEMlDCA contract history. Complete Estimated Expenses chart and Explanition of Circumstances below. I ] Recipient has exceptional circumstances that require an advance greater than the Maximum Advance I calculated above. ! Comple+ estimated expenses chart and Explanation of Circumstances below. Attach additional pages if needed. ! ESTIMATED EXPENSES ! I BUDGE'tCATEGORY I ADMINIsTRATIVE COSTS I (Includ~ Secondary Administration.) ! 2011-2012 Anticipated Expenditures for First Three Months of; Contract PROG~M EXPENSES TOT ALIEXPENSES EXDlanation 'of Circumstallces: . 30 . Packet Page -1899- . . . 6/14/2011 Item 16.F.2. Attachment F Warranties and Representations Financial Manaaement Recipient's financial management system must include the following: (1) Accurate, current and complete disclosure of the financial results of this project or program (2) Records that identify the source and use of funds for all activities. These records shall contain information pertaining to grant awards, authorizations, obligations, unobligated balances, assets, outlays, income and interest. (3) Effective control over and accountability for all funds, property and other assets. Recipient shall safeguard all assets and assure that they are used solely for authorized purposes. (4) Comparison of expenditures with budget amounts for each Request For Payment. Whenever appropriate, financial information should be related to performance and unit cost data. (5) Written procedures to determine whether costs are allowed and reasonable under the provisions of the applicable OMS cost principles and the terms and conditions of this Agreement. (6) Cost accounting records that are supported by backup documentation. Competition All procurement transactions shall be done in a manner to provide open and free competition. The Recipient shall be alert to conflicts of interest as well as noncompetitive practices among contractors that may restrict or eliminate competition or otherwise restrain trade. In order to ensure excellent contractor performance and eliminate unfair competitive advantage, contractors that develop or draft specifications, requirements, statements of work, invitations for bids and/or requests for proposals shall be excluded from competing for such procurements, Awards shall be made to the bidder or offeror whose bid or offer is responsive to the solicitation and is most advantageous to the Recipient, considering the price, quality and other factors. Solicitations shall clearly set forth all requirements that the bidder or offeror must fulfill in order for the bid or offer to be evaluated by the Recipient. Any and all bids or offers may be rejected when it is in the Recipient's interest to do so, Codes of conduct. The Recipient shall maintain written standards of conduct governing the performance of its employees engaged in the award and administration of contracts. No employee, officer, or agent shall participate in the selection, award, or administration of a contract supported by public grant funds if a real or apparent conflict of interest would be involved. Such a conflict would arise when the employee, officer, or agent, any member of his or her immediate family, his or her partner, or an organization which employs or is about to employ any of the parties indicated, has a financial or other interest in the firm selected for an 31 Packet Page -1900- 6/14/2011 Item 16.F.2. I award. The officers, employees, and agents of the Recipient shall neither solicit nor accept gratuities, favors, of anything of monetary value from contractors or parties to subcontracts. The standards of conduct ~hall provide for disciplinary actions to be applied for violations of the standards by officers, employe~s, or agents of the Recipient. i 8usines~ Hours i I I The Re~pient shall have its offices open for business, with the entrance door open to the public, and at least on$ employee on site, from Licensinb and Permittinq ! All SUbCp.i ntractors or employees hired by the Recipient shall have all current licenses and permits required for all of the particular work for which they are hired by the Recipient. I i . "'? .)- . Packet Page -1901- . . . 6/14/2011 Item 16.F.2. Attachment G Subcontractor Covered Transactions (1) The prospective subcontractor of the Recipient, ' certifies, by submission of this document, that neither it nor its principals is presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any Federal department or agency. (2) Where the Recipient's subcontractor is unable to certify to the above statement, the prospective subcontractor shall attach an explanation to this form. SUBCONTRACTOR: By: Signature Recipient's Name Name and Title DCA Contract Number Street Address City, State, Zip Date 33 Packet Page -1902- 6/14/2011 Item 16.F.2. Attachment H Statement of Assurances i The RecIpient hereby assures and certifies compliance with all Federal statutes, regulations, policies, guidelin~s and requirements, including OMS Circulars No. A-21 , A-110, A-122, A-128, A-87; E.O. 12372 and Unifprm Administrative Requirements for Grants and Cooperative Agreements 28 CFR, Part 66, Commo~ rule, that govern the application, acceptance and use of Federal funds for this federally-assisted project. ~Iso the Applicant assures and certifies that: , I , 1. It will Fomply with requirements of the provisions of the Uniform Relocation Assistance and Real Property Acquisitions Act of 1970 (P.L. 91-646) which provides for fair and equitable treatment of persons displaced as a result of Federal and federally-assisted programs. i 2. It will Fomply with provisions of Federal law which limit certain political activities of employees of a State or! local unit of government whose principal employment is in connection with an activity financed in whole or in part by Federal grants. (5 use 1501,et. seq,) ~ 3, It willicomply with the minimum wage and maximum hour's provisions of the Federal Fair Labor Standaids Act. I I 4. It willjestablish safeguards to prohibit employees from using their positions for a purpose that is or gives t~e appearance of being motivated by a desire for private gain for themselves or others, particularly those With whom they have family, business, or other ties. I I 5. It will give the sponsoring agency or the Comptroller General, through any authorized representative, accesslto and the right to examine all records, books, papers, or documents related to the grant. . I 6. It will comply with all requirements imposed by the Federal sponsoring agency concerning special requirements of law, program requirements, and other administrative requirements. I I 7. It Wi/I insure that the facilities under its ownership, lease or supervision which shall be utilized in the accomplishment of the project are not listed on the Environmental Protection Agency's (EPA) list of Violating Facilities and that it will notify the Federal grantor agency of the receipt of any communication from t~e Director of the EPA Office of Federal Activities indicating that a facility to be used in the project is under ~onsideration for listing by the EP A. i 8. It will comply with the flood insurance purchase requirements of Section 102(a) of the Flood Disaster Proteqtion Act of 1973, Public Law 93-234,87 Stat. 975, approved December 31, 1976, Section 102(a) requires. on and after March 2, 1975, the purchase of flood insurance in communities where such i insurahce is available as a condition for the receipt of any Federal financial assistance for construction or I acqui~ition purposes for use in any area that has been identified by the Secretary of the Department of Housibg and Urban Development as an area having special flood hazards. The phrase "Federal financial assist~nce" includes any form of loan, grant, guaranty, insurance payment, rebate, subsidy, disaster assistiance loan or grant, or any other form of direct or indirect Federal assistance. i i i I 34 I j I i I I i I i Packet Page -1903- . . . . 6/14/2011 Item 16.F.2. 9. It will assist the Federal grantor agency in its compliance with Section 106 of the National Historic Preservation Act of 1966 as amended (16 USC 470), Executive Order 11593, and the Archeological and Historical Preservation Act of 1966 (16 USC 569a-1 et seq.) by (a) consulting with the State Historic Preservation Officer on the conduct of Investigations, as necessary, to identify properties listed in or eligible for inclusion in the National Register of Historic Places that are subject to adverse effects (see 36 CFR Part 800.8) by the activity, and notifying the Federal grantor agency of the existence of any such properties and by (b) complying with all requirements established by the Federal grantor agency to avoid or mitigate adverse effects upon such properties. 10. It will comply, and assure the compliance of all its subgrantees and contractors, with the applicable provisions of Title I of the Omnibus Crime Control and Safe Streets Act of 1968, as amended, the Juvenile Justice and Delinquency Prevention Act, or the Victims of Crime Act, as appropriate; the provisions of the current edition of the Office of Justice Programs Financial and Administrative Guide for Grants, M71 00.1; and all other applicable Federal laws, orders, circulars, or regulations. 11. It will comply with the provisions of 28 CFR applicable to grants and cooperative agreements including Part 18, Administrative Review Procedure; Part 20, Criminal Justice Information Systems; Part 22, Confidentiality of Identifiable Research and Statistical Information; Part 23, Criminal Intelligence Systems Operating Policies; Part 30, Intergovernmental Reviewof Department of Justice Programs and Activities; Part 42, Nondiscrimination/Equal Employment Opportunity Policies and Procedures; Part 61, Procedures for Implementing the National Environmental Policy Act; Part 63, Floodplain Management .and Wetland Protection Procedures; and Federal laws or regulations applicable to Federal Assistance Programs. 12, It will comply, and all its contractors will comply, with the non-discrimination requirements of the Omnibus Crime Control and Safe Streets Act of 1968, as amended, 42 USC 3789(d), or Victims of Crime Act (as appropriate); Title VI of the Civil Rights Act of 1964, as amended; Section 504 of the Rehabilitation Act of 1973, as amended; Subtitle A, Title II of the Americans with Disabilities Act (ADA) (1990); Title IX of the Education Amendments of 1972; the Age Discrimination Act of 1975; Department of Justice Non-Discrimination Regulations, 28 CFR Part 42, Subparts C,D,E, and G; and Department of Justice regulations on disability discrimination, 28 CFR Part 35 and Part 39. 13. In the event a Federal or State court or Federal or State administrative agency makes a finding of discrimination after a due process hearing on the Grounds of race, color, religion, national origin, sex, or disability against a recipient of funds, the recipient will forward a copy of the finding to the Office for Civil Rights, Office of Justice Programs. 14. It will provide an Equal Employment Opportunity Program if required to maintain one, where the application is for $500,000 or more. 15. It will comply with the provisions of the Coastal Barrier Resources Act (P,L. 97-348) dated October 19, 1982 (16 USC 3501 et seq.) which prohibits the expenditure of most new Federal funds within the units of the Coastal Barrier Resources System, 16. DRUG-FREE WORKPLACE (GRANTEES OTHER THAN INDIVIDUALS) As required by the Drug- Free Workplace Act of 1988, and implemented at 28 CFR Part 67, Subpart F, for grantees, as defined at 28 CFR Part 67 Sections 67.615 and 67.620. 35 Packet Page -1904-