Agenda 05/10/2011 Item #16D4
5/10/2011 Item 16.0.4.
EXECIJTIVE SUMMARY
Recommendation to approve and authorize the Chairman to sign a modification to Disaster
Recovery Initiative Agreement #08DB-D3-09-21-01-A03 between the Florida Department
of Community Affairs and Collier County. This modification will extend the grant period.
OBJECTIVE: To approve and authorize the Chairman to sign a modification to Disaster
Recovery Initiative Agreement #08DB-D3-09-21-01-A03 between the Florida Department of
Community Affairs and Collier County.
CONSIDERATIONS: On April 8.2008. through Resolution No. 2008-87, the Board of County
Commissioners accepted a federally-funded supplemental disaster recovery sub grant agreement
with the DCA. Several hurricane hardening projects were established for funding under the
Agreement.
A modification is needed to update the current work schedules for each project and extend the
grant period. Each project is complete or substantially complete at this time. Only service area
#3, single family rehabilitation has construction activities to be completed, This extension will
facilitate completion of rehabilitation and administrative close out activities.
updated project work plans for each service area are included as part of the modification
documentation for submittal to the Department of Community Affairs,
FISCAL IMPACT: This modification has zero impact on the approved budget for this grant and
projects. No general funds are associated with these projects.
GROWTH MANAGEMENT IMPACT: Implementation of DRI will help facilitate efforts to
meet the goals, objectives and policies set forth in the Housing Element of the GroVvth
Management Plan.
LEGAL CONSIDERATIONS: This item has been reviewed and approved by the County
Attorney's Office and is legally sufficient. This item requires a majority vote. -.lBW
RECOMMENDATION: To approve and authorize the Chairman to sign a modification to
Disaster Recovery Initiative Agreement #08DB-D3-09-2l-01-A03 between the Florida
Department of Community Affairs and Collier County.
PREPARED BY: Lisa Oien, Grants Coordinator, Housing, Human and Veteran Services
Packet Page -662-
5/10/2011 Item 16.0.4.
COLLIER COUNTY
Board of County Commissioners
Item Number: 16.D.4.
Item Summary: Recommendation to approve and authorize the Chairman to sign a
modification to Disaster Recovery Initiative Agreement #08DB-D3-09-21-01-A03 between the
Florida Department of Community Affairs and Collier County. This modification will extend the
grant period.
Meeting Date: 5/10/2011
Prepared By
Name: OienLisa
Title: Grants Coordinator,Housing. Human & Veteran Services
4/15/2011 I :56:46 PM
Submitted by
Title: Grams Coordinator, Housing, Human & Veteran Services
Name: OienLisa
4/15/2011 I :56:48 PM
Approved By
Name: RamseyFrank
Title: Manager, Housing. Human and Veteran Services
Date: 4/15/2011 3:58:03 PM
Name: KrumbineMarcy
Title: Director - Housing & Human Services.Housing. Human & Veteran Services
Date: 4/18/20 II 12:36:05 PM
Name: AJonsoHailey
Title: Administrative Assistant.Domestie Animal Services
Date: 4/25/20118: 13:48 AM
Name: WhiteJennifer
Title: Assistant County Attorney,County Attorney
Date: 4/25/20 II 9: I 0:04 AM
Packet Page -663-
Name: RamseyMarla
Title: Administrator, Public Services
Date: 4/28/20]] ] 2:40:26 PM
Name: AckermanMaria
Date: 4/29/2011 10:29:5] AM
Name: FoordMarlene
Title: Grant Development & Mgmt Coordinator, Grants
Date: 4/29/2011 2:06:03 PM
Name: WhiteJennifer
Title: Assistant County Attorney,County Attorney
Date: 4/29/20] 1 4:54:05 PM
Name: PryorCheryl
Title: Management! Budget Analyst, Senior,Office of Manageme111 & Budget
Date: 5/2/2011 12:40:36 PM
Name: KlatzkowJeff
Title: County Attorney,
Date: 5/2/2011 4:06:48 PM
Name: IsacksonMark
Title: Director-Corp Financial and Mgmt Svs,CMO
Date: 5/2/201] 6:02:26 PM
Packet Page -664-
5/10/2011 Item 16.0.4.
5/10/2011 Item 16.0.4.
Department of Community Affairs - Disaster Recovery Community Development Slo
Modification to Subgrant Agreement
MODIFICATION NUMBER 1 TO SUBGRANT AGREEMENT BETWEEN
THE DEPARTMENT OF COMMUNITY AFFAIRS AND
COLLIER COUNTY
This Modification is made and entered into by and between the State of Florida, Department of
Community Affairs, ("the Department"), and Collier County. ("the Recipient"), to modify DCA Contract
Number 08DB-D3-09-2 I -01-A03, award dated Mav 14. 2008 ("the Agreement").
WHEREAS, the Department and the Recipient entered into the Agreement, pursuant to which the
Department provided a subgrant of $2.814.698.15 to Recipient under the Disaster Recovery Community
Development Block Grant ("CDBG") Program as set forth in the Agreement;
WHEREAS, the Department and the Recipient desire to modify the Agreement;
NOW, THEREFORE, in consideration of the mutual promises of the parties contained herein,
the parties agree as follows:
D Reinstate Agreement
1. The Agreement is hereby reinstated as though it had not expired.
[gJ Extend Agreement
2. Paragraph 3, Period of Agreement is hereby revised to reflect an ending date of November 13.
201 I.
[gJ Revise Activity Work Plan
3. The Attachment B, Activity Work Plan section of thc Agrccment is hcrcby delctcd and is
replaccd by the reviscd Attachmcnt B, Activity Work Plan section, which is attachcd hcrcto
and incorporated herein by reference.
o Revise Program Budget and Scope of Work
4. The Attachment A, Program Budget and Scope of Work section of the Agreement is hereby
deleted and is replaccd by the revised Attachment A, the Program Budget and Scope of Work,
which is attached hereto and incorporated herein by rcfcrence.
Packet Page -665-
5/10/2011 Item 16.0.4.
Department of Community Affairs - Disaster Recovery Community Development Block Grant Program
Modification to Subgrant Agreement
Modification Number: 1
DCA Contract Number: 08DB-D3-09-21 -0l-A03
Recipient: Collier Countv
Page 2
D Change in Participating Parties
5. The Attachment A, Program Budget and Scope of Work section, is hereby modified to delete
all references to "(TYlJe in name. if applicable.)." as the Participating Party, and replace them
with "(Type in name. if applicable.)" as the Participating Party with the understanding that the
Recipient and the new Participating Party will enter into a Participating Party Agreement
containing provisions and caveats that meet or exceed the conditions agreed to in the
Participating Party Agreemcnt between the Recipient and the original Participating Party.
D Inclusion of an Unme! Need as Addressed in the Original Application
6. The Attachment A, Program Budget and Scope of Work section of thc Agreement is hereby
deleted and is replaced by the revised Attachment A, the Program Budget and Scope of Work,
which is attachcd hereto and incorporated herein by reference.
7. The Attachment B, Actiyity Work Plan section of the Agreement is hereby deleted and is
replaced by the revised Attachment B, Activity Work Plan section, which is attached hereto
and incorporated herein by reference.
D Change In Number of Accomplishments and/or Beneficiaries
8. The Attachment A, Program Budget and Scope of Work section of the Agreement is hereby
deleted and is replaced by the revised Attachmcnt A, thc Program Budget and Scope of Work,
which is attachcd hereto and incorporated herein hy reference.
D Modify Additional Special Conditions in Original Contract
9. The Attachment J, Special Conditions section of the Agreement is hereby amended to include
additional grant reyuirements, and is attached hereto and incorporated herein by reference.
All provisions of thc Agreement and any attachments thercto in conflict with this ModiJication
shall be and are hercby changed to confonn to this Modification, effcctive as of the date of the execution
of this ModiJication by both pat1ies.
All provisions not in conflict with this Modification remain in full force and effect, and are to be
performed at the leyel spccificd in the Agreement.
Packet Page -666-
5/10/2011 Item 16.0.4.
Department of Community Affairs - Disaster Recovery Community Development Block Grant Program
Modification to Subgrant Agreement
Modification Number: Z
DCA Contract Number: 08DB-D3-09-21 -01-A03
Recipient: Collier County
Page 3
IN WITNESS WHEREOF, the parties hereto have executed this document as of the dates set
herein.
Department of Community Affairs
Recipient: Collier Countv
By:
By:
Name: Ken Reecy
Name: Fred W. Covle
Title: Director, Division of Housing
and Community Development
Title: Chainnan. Board of Collier Countv
Commissioners
Date:
Date:
Approved as to form
and legal sufficiency:
Attest:
DWIGHT E. BROCK, Clerk
By: ~
Jennifer B. White ~
Assistant County Attorney~
By:
,Deputy Clerk
Packet Page -667-
z
o
ro
;;::
o
~
(I)
3'
ll)
:J
o
:J
(I)
ll)
"-
:s:
-<
3
ll)
'<
0-
(I)
:J
2-
c
Q
(I)
Q
-0
g:
0-
:3
'jJ1
(1)1
<I
~i
Jil
~l '
0: I
~r
-c
I~
1.2.
I~
I~
,3
1"0
1-
1<>
IS"
:~
iN
10
o
to
-i
o
![
iO-"
iCD 0
I;:;' 0
Ig: 3
: 3
,
I
I
IKi
,to
I_tO
I~
I~
10:>
to
I....
il'V
if\:)
o
o
""
~
i'3
o
o
to
:11
~ :r
Ill)
I
~
,0
I'"
,0
,:J
I
'""
i'3
o
o
""
N
i'3
o
o
""
;u
(I)
0-
ll)
II
is'
:J
I~
,~
'1(1)
,-g
i ~~r
-1
1
I
1
m
i'3
o
o
""
m
i'3
o
o
""
lJ
ro
o
o
:J
;!l.
~
C
"-
is
:J
ll)
"-
K
iii
!"
m
i'3
o
o
""
I
IOJ
:0.:
iO
:-0
1(1)
I::!.
:J
ll)
:J
Q
o
o
2-
0;
"-
z
(I)
to
g
~
52
u:
m
i'3
o
o
""
)>
Q
<
(I)
"-
tn'
(I)
ll)
:J
Q
;U
(I)
CD
'll)
"'
,(I)
,;U
'(I)
1.0
lii3
I':
o
~
-0
(3
-0
o
"'
!OJ
IV;-
Packet Page -668-
en
i'3
o
o
""
-0
'< 3 ll)
(Dorn
w3.(f'J
2::;.....
9c~
en
i'3
o
o
""
-0
,<3ll)
CD g CD
~~m
- :J
QoQ
m
:J
CD
~
S'
o
(j)
C
0-
~,
12-
~
i3
!ro
:J
i~.
S'
~
o
0-0
m'<:3 c
~d~g-~
"ill CD CJl
ro[ 0
lJ
O"~ 3
m'<...o _"'0
o cOO
6..0CDcr~
~ III Ul co a...
rom f;A
Q ""
;u )>
- Q
:d2 f;A:3 :?
:~ c VI S' 0
,(t) CD ..... _."'0
i ~ 0 S2. 0
Lm (I) cr"" Ul
::Ja...roOJ<t>
Ia,cr go..
'< :J
5/10/2011 Item 16.0.4.
eno;o
mom
;ozO
<-1-
-;o"tl
O...iii
m.....z
)>0-1
;0-1
mZ
)>9
o
CD
::l
-
CD
..,
(j)
-0
(I)
o
iii'
en"tlO
C::;O)>
III 0-1
;oc....m
mm"tl
00;0
--1m
"tIIll"tl
mc::)>
Zo;o
-IG"lm
mO
-I
=1:1000
......COo
00=
III III iii'
O ""..,
-0
rn;;;?t-w("')
() OJ. I 0
:J, "Oc;
gms::'P::1
Q.('DI\)....
~<D::r~
o ~ ::s I
-o:::!1(DC
~~""7"
(1)0.0)>
QIOO
_ 1';" 03 w
o cr,c3
r:::rOO(fJ
CD CD::J CD s::
U'l Q) 0 =
c ..., cr ;:;:
cr~CD
3 "
~roc
ro05.
QO(l)
cr('l~
'< C ll)
0:3 A
0(1)(1)
ll) :J :J
ro?IQ
m 0" ()
:J :J 0
Q :J
- -
0;
"-
o
o
:J
Q
""
is'
:J
~
I~r!~
'It
o
m
"tI
)>
;0
-I
:s:
m
Z
-I
o
."
o
o
:s:
:s:
"tiC::
;oZ
o=i
)>c....oo(
_m)>
i!r0."
C'l -I."
::T::E)>
30;0
~ ;0 en
-"en
1ll"tl:S:
r)>
)>r
Zr
o
-I
m
en
o
o
III
G"l
"tI
;0
o
G"l
;0
)>
:s:
..... w ~ ~ ~ '" Cl
'" '" '" N 0 '" '" -0
0 0 0 '" '" 0 0 ,<3!a
~ ~ ~ 0 0 0 0 CD 0 CD
0 0 0 0 0 CD '" w3.cn
CD CD "::'::r_
Qo3.
'" Cl N ~ ~ CD Cl
- '" '" N ~ '" '" -0
N '" '"
0 0 0 0 0 ,<3"
~ ~ ~ 0 0 0 0 CD 0 -
0 0 0 0 0 CD '" "" CD
CD CD ~-m
, _:Y "
Qo,,-
." -i ." () ~ "1J 0 < m 0
~ 0 S' 0 a .~ !lC x CD
.g. ![ " " CD
~ to n :::0 c: 00
CD ;!l. p- n n
Ie " e
n S' ~ i(j) ell ~
- 00 e 0' c: Iii Iii is'
n "0 Q. ~ n ::u () CD
0 CD o' - 0 "1J "1J
Q. 0 ~ " CD 0
3 " n ~ ~
o' 0- ~ n "6' 0
"tl 0 lii " ~ ~ "0
CD " - n ai' " 0
- I S' 0 " Sl 00
! CD 0 ~ ~ '!i. CD
n "-
00 i 3 0
'" CD " SO )>
0 00 ;!l. () _ n
~ ~ o ~
0 e to 0 o-()o
n CD Q" e CD CD::s
liS n " 0
=- , Q" 00 "
" e ~ 0-'
16 n' , 0-'"
~ 3 ~ CD
3 o' ;::0:(0 C
" ro06.
~ ~ "-0 CD
o-n ;0.
, '< e '"
.3 '^
OCD CD
'" " "
--0
! ,< CD!!. ..,
: ~
I m 0' (")
- " " 0
a q ~
3 ii3
(J) Sl
lii (J)
i '" "0
! CD
n
~
i I ()
0
"
"-
J ,.
i o'
"
w I
, n ..
0-0
m'<.. 3 c
::s 0"'0 rr.::!.
i ~Q)~CD(j)
I : CD~ 0
i
I
1M o-~ "1J
a
I m'< .0 _"0
::s = c 00
w ! ,,-0 CD 0-00
'" "OJ U'J CD CD
w roro "-
CD "- <f>
<f>
::u )>
= <'D a.
0.0 EFt:3 ~
:E. C -E:I? S' 0
CD (1') _ -.-0
~o~o
mrorr....U'l
:Jo.COO.lCD
(l, ~a.
"c:r 0
'< "
- -
Packet Page 669
5/10/2011 Item 16.0.4.
en (");:0
mom
;:o::::s(")
<--
-SiJ"'C
(")0-
m_m
Z
)>Z-I
;:o?
m
)>
'11:0(") 0
""0>0 m
;:00= "tJ
lD OJ-' )>
, CIl
ill 0'" ;:0
W(") -I
0 . 0 s:
lD 0=
3 'P::::s m
CIl ""- Z
::::s ..... -I
- . 0
:I: 0
..... ...,
0 .
= )> (")
",0 0
5' W s:
s:
"tJC:
;:OZ
0-
)>t...::;!
_m)>
Q;"(")...,
0-1...,
::T:E)>
~ 0;:0
::::s;:oen
-"en
en"tJo OJ"tJS:
c:;:o)> r-)>
OJ 0-1 )>r-
;:ot...m Zr-
mm"tJ (")
(")(");:0 -I
~-Im m
-OJ"tJ en
mc:)>
zo;:o (")
-IClm 0
mO OJ
-I Cl
- ( "tJ
:I:"" :;c
!5 :::l ::!. 0
Cl
m"""" ;:0
WO )>
0> ..... s:
. .....
W
to
'3'
'"
"
o
"
'"
'"
;1
'"
~
3
'"
'<
0-
'"
S'
Q.
o
0.
'"
0.
U
'"
~
-I
;UI
"'I
<,
I
E'I
<01
"'I
o
o
""
I
Z
o
CD
s:
o
~
'"
~I
"I
~I
i
._C---
I
IN
1'-"
-i
o
e1:
uo
is" 0
~3
S""Q..
'" '"
'" CD
5.~
u".
ro ~
u ~
Q) o'
@ ~
0'"
() CD
I'~~
'" '"
,u 0.
!o CD
1<0 ".
,~ '"
I'" 0-
3 0;-
'"
u
W
()
'"
3
'"
"
c:
".
'"
a.
'"
"
S'
<0
"
SO
'"
Y>
~
'-"
CD
.""
N
m
""
m
--.j
CD
~
o
o
~
~
o
~
~
,~
:50
fI'~' ~
" ~
'"
()
CD 0
".~
'" '"
1.0- g
~ ~
~ "
,,",0
., CD
im --
1'2 -:;
CD 0
'" =
-u
!OJ CD
," ~
ja... :3
~~
I"';:
" -,
~'" !
;1"
0" a...
" ()
'" 0
, 3
"-
CD
CD
'"
<
~
co'
-<
S,
--.j
~
o
o
CD
~
o
~
~
1"'0
~. g
(fJ =.
-"
al'ffi
3 _
~::.
'" "
. ()
() 0
o 3
13 CD
u-"
CD 0
s:. Qj
<" :=;;
CD,<
Q:Q)'
g- ~.
~ (D'
0. .'"
o S'
o ;:::;.:
" _.
-'"
ill CD
()
~~
u
CD
g.
o
"
'"
m
~
o
o
CD
"
o
T
~
ft
Co
u
'"
10 )>
!g ~
:....... ur
im .....
I~ ~.
i~ :3
10. CD
:S".t:J
i;::;.: C
iCi'~
1m ~
I:::J'"D..
,0
Ie 0
I~. C
~::l CIl
<0 CD
!m 5"
l::r 0:
I'" '"
~I~~
w'"
() CD
CD ()
~ ~.
1;:::'...0
, ()
o
"
ill
()
o
Vi
~ r~
N N
o 0
o 0
CD CD
I
'"
<is'
"
'-i
,'''
',,",
i~.
:::J
1m
;-0
1"'0
i[
o
"
'"
'5'
()
o
3
CD
1-"
,0
I~
i::;';
~
3
CD
o
"
"
I~
'u
Ii
I'"
1
I
1
I
,
m
~
o
o
CD
o
~
o
o
CD
s:
CD
~
"
is:
!llJ
iW
'<
i~
iO
:m
!G)
'"
ieD
'"
:cu
,,<
'"
"
,0-
3
3
o
T
'"
CD"
CD
o
;U
)>
'"
'-"
~
18
-0
,<3~
CD 0 CD
O.l3.cn
...=..::r.......
Ro~
'~
~
~
o
~
-0
'< 3 '"
CD 0 -
" CD
e::s:m
- "
\2<>0.
Ii{
~'
I~
:Q..
'~.
"
(Q
!m
:m
!~,
F
Il
:0
''''
~
10
~
~
I~
I
I
o
CD
'"
Q
B'
CD
-U
~
o
u
o
'"
CD
0.
)>
- ()
o =:
0-00
CD CD ::J
Ul ill 5'
g.mcr
:3 g CD
am5
CD 00.
0.0 CD
crO:::1.
'< 0 '"
~:3 ^
OCDCD
"''' "
millS;
m g. 0
" " 0
0,; ;2.
ill
Q.
()
0-0
m'<:3 c
:J 0-0 O-::J
D:;illroCD~
. CD 1[ 0-
, ;UCD -u
0.0 a
We...... -0
romO~
m-O""ro
::J CD ro a..
0.0.
. 0- ~
'<
;U )> I
~ CD a...
O.o~3~,
~ c -w :S' 0 I
CD ro ....... -.-0 I
(J) 0 en 0 i
mCDo-""']
:::lo..roW('D
,a... =. a...
I . IT 0
i '< :J
Packet Page -670--L-
5/10/2011 Item 16.0.4.
(1)(");:0
mom
;:Oz(")
<-1-
-;:o"tl
("))>iii
m z
)>(")-1
;:0-1
mZ
)>9
=!to(")
wooo
(")0=
o OJ (ii'
e: ' ..,
::lo(")
....w
, 0
oc:
-. <p ::s
Q.N....
C1l .....
J:o
0.....
c: '
III )>
o
::lW
;:0
C1l
:J
III
0"
;a
CD
(fJ
u
CD
()
~
o
o
"
g;
o'
"
III
("")
CD
3"tlO
C1l;:O)>
::lO-l
....c...m
m"tl
(");:0
-1m
OJ"tl
C)>
0;:0
G')m
mO
-I
~
! I
__ -+-___..-____ i
I 00 1 co I~
~ r\3 N
o I 0 0
,
,
I
'It
.....1;
~::!.
....-
NN
Olo
.........
"'.....
--..
o
m
"tl
)>
;:0
-I
s:
m
Z
-I
o
"
(")
o
s:
s:
"tlC
;:oZ
o=i
)>c...-<
....m)>
6)n"T1
("")-1"
:J:E)>
30;;;
~ ;:0 (I)
....;s:;(I)
OJ"tlS:
r)>
)>r
Zr
(")
-I
m
(I)
(")
o
OJ
G')
"tl
;:0
o
G')
;:0
)>
s:
z
o
~
;::
o
~
ro
:T
III
::l
o
::l
ro
III
Q.
'5
-<
3
if
"-I
C:I
II
:::'1
o
3
;u
ro
:"
!I
';:1
"tl
~
.g.
'"
"
-
n
o
3
"C
is"
-
'"
~
o
N
o
!:is
i
..,
o
i[
I
~
II
10
,~
."
...,
~
~
'"
o
'"
'"
'"
N
o
o
'"
I~
10
N
o
o
'"
i
0'
::l
!
I
"tl
ro
3
III
::l
ro
::l
@'
::l
"'
Qj
III
::l
0.
, ~ ::r
'Ill
~
'::l
i~
III
~
III
::l
0.
III
"'
"'
o
"
OJ'
r0-
o.
lro-
i3
"'
....
N
o
o
'"
0:>
N
o
o
'"
~
'"
N
o
o
0:>
I
W
N
o
o
'"
(j)
ro
"
c:
Cil
"tl
ro
3
~ m
o N
N 0
o 0
o 0:>
0:> I
,
i
~ Ie;
N iN
o ie
o 0
0:> 0:>
J>
0.
<
ro
::l-
en'
ro
~
c:
ro
~
0'
-2
~
o
"'
III
~
o
~
~.
<'
ro
cr
a:
"'
(j)
ro
CD
Q.
o
o
"-
OJ
"
~
,"tl
~
~
ro
cr
a:
"C
III
"
'^
~
ro
III
::l
0.
"'
c:
cr
3
~
g
,Ill
,"
II
Packet Page -671-
'"
N
o
o
0:>
~o
,<3~
CD 0 ro
~;a(J)
_:T _
)(o~
'"
N
o
o
0:>
-0
,<31ll
co g CD
~~m
- ::l
Qoo.
m
::l
ro-
~
5'
o
(j)
c:
cr
Cil
~
lro
'3
lro
"-
o
ro
"'
Sl
6'
ro
"tl
~
o
'0
o
"'
ro
0.
J>
- "
o =:
vog
CD CD .....
"' III 0
C ..., 0"1
rr ~ CD I
3 "
aCD~
rooo.
o.oro
cr"::l-
'< c: III
.3 '^
Oroco
Ill::l ::l
ar~Q
mo. ()
::l ::l 0
0. ::l
, -
~
III
Q.
(j)
'0
ro
"
OJ'
I 0
o
::l
g;
0'
::l
~,
:T
o
o
c:
::l
-<
rr g :j:t
m'< 3 c
:Jo"Q.g~
O::wctl (fj
. co [ 0-
"tl
0-$1 a
m'<..Cl ......."'Cl
. coo
5.0CDO'"~
.0) CIl ([) 0..
rom ~
0. ."
;u J>
=co 0-
O.QY)3::s'
~ C -E;A S. 0
CD CD ...... -."'0
~o~o
mrocr-,cn
:Ja..roQ)co
CL =:0..
= 0" 0
'< ::l
5/10/2011 Item 16.0.4.
enn;c
mom
;czn
<-l-
-;c"
n....in
m....z
)>n-l
;c-l
mZ
)>9
'*I:on
~CXlO
nO=
o [11-'
. Cll
CllO::'
- W.-
III ' 0
::l 0 I:
c..CP::s
c:"'-
e"t
o
-.....
iii' :i>
"'0
w
en"O
I:;c)>
g-O-l
Cllc...m
~. ~"
::1. -l ;C
Cll m
::l[ll"
-C:)>
o;c
~:I:G')m
1ll0mO
.. I: -l
n!!!.~
Q.::l
~'O~:::'I
(")CD~..,
0:<"'::
I:n~'"
::l0"'0
-..,01::::::
<0
:I:'
o 0
1:-
",en
3'::E
0:"
Cll
< ::l
. C">
n.
o
..,
o
m
"
)>
;c
-l
:!:
m
Z
-l
o
-n
n
o
:!:
:!:
"c:
;CZ
o=i
)>c...-(
_m)>
Qin-n
C">-l-n
:T::E)>
30;;0
g;cen
-~en
[II,,:!:
r)>
)>r
Zr
n
-l
m
en
n
o
[II
G')
-c
;:c
o
G')
;:c
)>
:!:
z'
o
ro
s:
o
~
CD
3'
OJ
"
o
"
CD
OJ
"-
<'
~
3
OJ
"<
0-
CD
5'
'l
c:
0.
CD
0.
"0
~
0"
3
;u
CD
~
J>
c:
<D
'"
o
o
...
'" w w
N N N
o 0 0
~ ~ ~
10 0 0
,
I
o '"
0:> N
N 0
o 0
o 0:>
<D
,
,
,
U1 ..f:>, W 1CJ'1
N N N IN
o 0 0 10
-'" ....... 10
o 0 0 'co
I
l-C
;-,
10
'ftj'
"
-
Ie;
w
I~
1i5
"-
0'
"
(")
o
3
"C
iO
(j)
'"
;;;
o
~
o
rn
CD
J>
0.
<
CD
;+
0;'
CD
OJ
0.
g:
0'
"
e!.
I
~
0'
OJ
"
CD
I
OJ
0.
CD
"
"
f"
'"0
l2.
,CD
IS!.
1m
'"
'0.
,
'"
iCP
1m
1"-
I"
'0
'"
I~
I~
I
~
Cl
ro
OJ
ro
;u
."
-0
Sf
OJ
,0.
,go
o
"
e!.
::y
c:
~
~
0'
OJ
"
CD
::y
OJ
0.
CD
"
"
"0
(3
CD
"-
, ,
I~ I'
,CD
116'
,~ I
I I I
i I I :
~L-
i~, I
i~ II II
''''
I'" I
, I
if'
Ll Packet Page -672-
"
OJ
0.
~
0'
"
!!C
(3
CD
P-
-0
,<3~
CD 0 CD
O.l;a..(f)
...2.::1'"_
Ro~
-0
"< 3 OJ
ro g CD
9:ls:m
- "
""0.
,
'm
'"
,-
Ii
:(1)
Ie
10-
,~
,CD
IQ.
1"0
1m'
3
J>
<D
;(0
CD
3
CD
3
':1;
13'
o
CD
'"
"
~
i5'
CD
-0
(3
"0
o
'"
CD
0.
J>
"
o :=-.
CT Q g
CD CD_
'" OJ 0
C m cr
o-"CD
3 "
::+epc
mo5.
0.0 CD
u(j;::l.
"< c: OJ
,3 ^
OCDCD
OJ" "
--0
CD OJ ~
mg:()
" " 0
0. "
, -
OJ
"-
3'
CD
Cl
g
"
"
0-0
m"< 3 c
5.0"Q.g~
.0) (0 (/J
. CD ~ 6"
o-~
m"< -"
:J ~ C
o.OCD
,OJ Ul
rom
0.
-0
(3
_"0
00
0-'"
CD CD
0.
ff>
ff>
;u J>
= CD c-
0..0 Yt 3 ~
~ C ff1s' 0
CD CD .-+ -."'0
~o~o
mcocr-.(fl
:JQ.roa.lCD
0.. :=-. 0...
, cr 0
"< "
5/10/2011 Item 16,0.4.
en (");0
mom
;Oz(")
<-1-
-;o"'C
("))>iii
m(")z
)>-1-1
;oz
mo
)>.
'll:0(")
01000
enO=
~ 'tla;"
s:o'"
o>c.>(")
.... , 0
....Os::
::r<o~
C'DN....
::E ......
'" ,
J:~
o '
s:: )>
",0
(Dc.>
(f)
"0
CD
",
OJ
en"'CO
C;o)>
III 0-1
;o,-m
mm"'C
(")(");0
=ti-lm
-1ll"'C
mc)>
zo;o
-I(;)m
mO
-I
~
Cl
o
"
0.
""
0'
"
en~-I>o~
;~~.
0>00'"
..... 0
:rt\)...,J"
(DOl......
::E
'"
J:
o
s::
'"
(D
..
o
m
1J
)>
;0
-I
s:
m
z
-I
o
.."
(")
o
s:
s:
1JC
;oZ
o=i
)>'--<
....m)>
S"(").."
0-1.."
::r;:E)>
30;0
~;oen
...."en
1ll1Js:
,)>
)>,
z,
(")
=i
m
rJl
(")
o
III
(;)
1J
;0
o
(;)
;0
)>
s:
z
o
CD
;;::
o
;;;
5'
0>
:J
o
:J
CD
0>
"-
::;
.:<:
3
0>
'<
0-
CD
5
()
c-
a.
CD
a.
u
CD
~
0'
'3
~
CD
<
:r>
c
'"
'"
o
o
c!::
I
"tl
~
~.
()
-
n
o
3
"C
I!
I~
,0
I
-i
,0
1ii
o
o
<fi
./>.
<0
--J
"0
o
C>
~
~
o
~
o
N
~
o
~
o
""T1
5'
91.
5'
rg
"-
o'
:J
./>.
~
o
o
<0
~
'"
~
o
o
<0
;u
~
0>
()
CD
::;:
5"
a.
o
::;:
'"
0>
:J
a.
()
o
,3
;0
im
im
II
i
N
~
o
o
<0
./>.
-
'"
o
o
<0
:r>
~
0'
~
'3
u;
0>
:J
I~
ICD
'"
~
10
i'm"
i(")
,-
10>
':J
Ia.
,::;:
'5"
,0..
o
::;:
if>
~
o
~
o
o
(J)
'"
~
o
o
<0
:r>
a.
<
CD
"-
c;;'
CD
-g
~"
CD
"-
0>
:J
a.
if>
CD
CD
"-
()
o
:J
'0;-
0>
"
~
~
I"
^
,0>
'"
ICD
I'"
I
Packet Page -673-
Ol
~
o
o
(J)
~
~
~
o
o
(J)
<J1
~
o
o
(J)
-0
,<3a
CD 0 CD
Q)~(j)
-2-::J.-+
Qo3.
<J1
~
o
o
'"
-0
,<30>
ro g CD
~:Tm
- :J
5I"a.
m
:J
CD
~
5'
o
(f)
C
0-
~
CD
"
S1.
iii'
;;:.
~
CD
CD
3
CD
2.
~!
if>
Q
cr
CD
-U
~
o
u
o
if>
CD
a.
:r>
- "
o =:
crag
CD CD .-+ I
(JJ Cl:l 0 :
C Q) rri
"":JCD
3 "
aco5
CDOc.
C.OCD
~2s
: :3 r;-
Om ro'
O>:J :J
ro?iQ
m 0" 0
:J :J 0
a. :J
, ~I
(f)
u
CD
"
OJ"
"
o
:J!
g:i
0"
:J
~.
5'
5'
CD
"
o
C
:J
r<
0- g ~
'<3 c
m - cr =' I
::J d"'Q..(tl ;;;.:1'
qQ)~ fJ)
-CD ro ........'
0.. 0 i
I
-u
cr~ (3
m'<..o .......-0
~ coo
5.0rocrg;
= OJ (J) CD a.
rom if)
a. <fi
::tl )> i
~ CD 0.. i
O.o~3~:
aC~S.ol
CD ;] 000'15 I
~coO"~g;1
a.o..CD:::::a.1
I =~ g I
5/10/2011 Item 16.0.4.
en(");:a
mom
;:az(")
<-i-
-;:a"tl
(")....iii
m....z
>(")-i
;:a-i
mZ
>9
=11:0(")
"'coo
-0-
3OJ=
3 ' CD
08;
'" . 0
III o~
iD<p::J
CDN-
>7'
o
-.....
'" ,
>
o
w
en"tlo
~;:a>
C"O-i
""c...m
CD m
!:l. (")"tl
=:!. -i f:l
~OJ"tl
-c:>
o;:a
Glm
mO
-i
ifl
~~~i;
o ........,
a, 0==
~ON
w"'o
~ .....
(") .....
=r
o
m
"tl
>
;:a
-i
s:
m
Z
-i
o
"'l'I
(")
o
s:
s:
"tlC:
;:az
o:::::j
>c...-(
_m>
S'n"'Tl
(") -i"'l'l
=r:E>
30::a
~;:aen
-"en
OJ"tlS:
,>
>,
z,
(")
-i
m
en
(")
o
OJ
Gl
"tl
;:a
o
Gl
;:a
>
s:
5/10/2011 Item 16.0.4.
Agreement Number: 08DB-D3-09-21-01 ~ k~
CFDA Number: 14.228
Applicable Rule: 9BER07-1. Florida Administrative Code
FEDERALLY-FUNDED 2005 SUPPLEMENTAL DISASTER RECOVERY SUBGRANT AGREEMENT
THIS AGREEMENT is entered into by and between the State of Florida, Department of
Community Affairs, with headquarters in Tallahassee, Florida (hereinafter referred to as the
"'Department"), and Collier County. (hereinafter referred to as the "'Recipient").
THIS AGREEMENT IS ENTERED INTO BASED ON THE FOLLOWING REPRESENTATIONS:
A. WHEREAS, the Recipient represents that it is fully qualified and eligible to receive these grant
funds to provide the services identified herein; and
B. WHEREAS. the Department has received these grant funds from the U. S. Department of
Housing and Urban Development. and has the authority to subgrant these funds to the Recipient upon the
terms and conditions hereinafter set forth; and
C. WHEREAS. the Department has authority pursuant to Florida law to disburse the funds
under this Agreement.
NOW, THEREFORE, the Department and the Recipient do mutually agree as follows:
(1) SCOPE OF WORK
The Recipient shall fully perform the obligations in accordance with the Budget and
Scope of Work, Attachment A, the Activity Work Plan(s) by service area, Attachment B of this Agreement,
and the Subgrant Application including subsequent revisions that are mutually agreed to by both parties,
which are incorporated herein by reference ("the Subgrant Application").
(2) INCORPORATION OF LAWS. RULE::;. REGULATIONS AND POLICIES
Both the Recipient and the Department shall be governed by applicable State and
Federal laws, rules and regulations, including but not limited to those identified in Attachment C.
,....,
=
=
=
'"'""
-0
?:>
(3) PERIOD OF AGREEMENT
1
Packet Page -674-
U1
(")
o
;:!J
,'.:;")
-;;J
w
UI
o
"
5/10/2011 Item 16.0.4.
This Agreement shall begin upon execution by both parties, and shall end twenty-four
(24) months after the last date signed, uniess terminated earlier in accordance with the provisions of
Paragraph (10) of this Agreement. CONTRACT EXTENSIONS WILL NOT BE GRANTED UNLESS
RECIPIENT IS ABLE TO PROVIDE SUBSTANTIAL JUSTIFICA TlON AND THE DIVISION DIRECTOR
APPROVES SUCH EXTENSION.
(4) MODIFICATION OF CONTRACT
Either party may request modification of the provisions of this Agreement. Changes,
which are mutually agreed upon, shall be valid only when reduced to writing. duly signed by each of the
parties hereto, and attached to the original of this Agreement.
(5) RECORD KEEPING
(a) As applicable, Recipient's pertormance under this Agreement shall be subject to
the federal "Common Rule: Uniform Administrative Requirements for State and Local Governments" (53
Federal Register 8034) or OMB Circular No. A-110, "Grants and Agreements with Institutions of Higher
Education. Hospitals, and Other Nonprofit Organizations," and either OMS Circular No. A-87, "Cost
Principles for State and Local Governments," OMS Circular No. A-21, "Cost Principles for Educational
Institutions." or OMB Circular No. A-122. "Cost Principles for Nonprofit Organizations." If this Agreement
is made with a commercial (for-profit) organization on a cost-reimbursement basis, the Recipient shall be
subject to Federal Acquisition Regulations 31.2 and 931.2.
(b) The Recipient shall retain sufficient records demonstrating its compliance with
the terms of this Agreement, and the compliance of all subcontractors or consultants to be paid from
funds provided under this Agreement, for a period of five (5) years from the date of final closeout of this
Agreement, and shall allow the Department or its designee, Chief Financial Officer, or Auditor General
access to such records upon request. The Recipient shall ensure that audit working papers are made
available to the Department or its designee. Chief Financial Officer. or Auditor General upon request for a
period of five (5) years from the date of finai closeout of this Agreement, unless extended in writing by the
Department. with the following exceptions:
2
Packet Page -675-
5/10/2011 Item 16.0.4.
1. If any litigation, claim or audit is started before the expiration of the five-year
period and extends beyond the five-year period, the records will be maintained until all litigation, claims or
audit findings involving the records have been resoived
2. Records for the disposition of non-expendable personal property valued at
$5,000 or more at the time of acquisition shall be retained for five (5) years after final disposition.
3. Records relating to real property acquisition shall be retained for five (5) years
after closing of title.
(c) The Recipient shall maintain all records for the Recipient and for all
subcontractors or consultants to be paid from funds provided under this Agreement, including supporting
documentation of all program costs, in a form sufficient to determine compliance with the requirements
and objectives of the Budget and Scope of Work. Attachment A. Attachment B, Activity Work Plan(s). the
subgrant Appiication and subsequent revisions that are mutually agreed to by both parties, and all other
applicable laws and regulations.
(d) The Recipient. its employees or agents, including all subcontractors or
consultants to be paid from funds provided under this Agreement, shall allow access to ils records at , but
not be limited to, auditors retained by the Department
(6) AUDIT REQUIREMENTS
(a) The Recipient agrees to maintain financial procedures and support documents.
in accordance with generally accepted accounting principles, to account for the receipt and expenditure of
funds under this Agreement
(b) These records shall be available at all reasonable times for inspection, review,
or audit by state personnel and other personnel duly authorized by the Department "Reasonable" shall
be construed according to circumstances. but ordinarily shall mean normal business hours of 8:00 a.m. to
500 p.m.. local time. Monday through Friday.
(c) The Recipient shall also provide the Department with the records, reports or
financial statements upon request for the purposes of auditing and monitoring the funds awarded under
thiS Agreement
3
Packet Page -676-
5/10/2011 Item 16.0.4.
I
(d) If the Recipient is a State or local government or a non-profit organization as
defined in OMS Circuiar A-133, as revised, and in the event that the Recipient expends $500,000 or more
in Federal awards in its fiscal year, the Recipient must have a single or program-specifiC audit conducted
in accordance with the provisions of OMB Circular A-133, as revised. EXHIBIT 1 to this Agreement
indicates Federal resources awarded through the Department by this Agreement. In determining the
Federal awards expended in its fiscal year, the Recipient shall consider all sources of Federal awards,
including Federal resources received trom the Department. The determination of amounts of Federal
awards expended should be in accordance with the guidelines established by OMS Circular A-133, as
revised. An audit of the Recipient conducted by the Auditor General in accordance with the provisions of
OMB Circular A-133, as revised, will meet the requirements of this paragraph.
fulfill the requirements relative to auditee responsibilities as provided in Subpart C of OMS Circular A-133,
In connection with the audit requirements addressed in Paragraph 6(d) above, the Recipient shall
as revised.
If the Recipient expends less than $500,000 in Federal awards in its fiscal year, an audit
conducted in accordance with the provisions of OMS Circular A-133, as revised, is not required. In the
event that the Recipient expends less than $500,000 in Federal awards in its fiscal year and elects to
have an audit conducted in accordance with the provisions of OMB Circular A-133, as revised, the cost of
the audit must be paid from non-Federal resources (i.e., the cost of such audit must be paid from
Recipient resources obtained trom other than Federal entities).
Circuiar A-133, as revised, and required by subparagraph (d) above shall be submitted, when required by
(e) Copies of reporting packages for audits conducted in accordance with OMS
Section .320 (d), OMB Circular A-133. as revised, by or on behalf of the Recipient directly to each of the
following:
4
\
Packet Page -677-
Department of Community Affairs
Office of the Inspector General
2555 Shumard Oak Boulevard
Tallahassee, Florida 32399-2100
[An electronic copy shall also be submitted to aurillaoarrishi1lldca.state.fi.usl
5/10/2011 Item 16.0.4.
II
I
i
and
Department of Community Affairs
Small Cities Community Development Block Grant Program
2555 Shumard Oak Boulevard
Tallahassee, Florida 32399-2100
The Federal Audit Clearinghouse designated in OMB Circular A-133, as revised (the number of copies
required by Sections .320(d)(1) and (2), OMB Circular A-133, as revised, should be submitted to the
Federal Audit Clearinghouse), at the following address:
Federal Audit Clearinghouse
Bureau of the Census
1201 East 10" Street
Jeffersonville, IN 47132
Other Federal agencies and pass-through entities in accordance with Sections .320 (e) and (f). OMS
Circular A-133, as revised.
(f) Pursuant to Section .320 (f), OMB Circular A-133, as revised, the Recipient shall
submit a copy of the reporting package described in Section .320 (c), OMS Circular A-133, as revised,
and any management letter issued by the auditor. to the Department at each of the following addresses:
Department of Community Affairs
Office of the Inspector General
2555 Shumard Oak Boulevard
Tallahassee, Florida 32399.2100
[An electronic copy shall also be submitted to aurilla.oarrishi1lldca.state.ft.usl
and
Department of Community AffairS
Small Cities Community Development Block Grant Program
2555 Shumard Oak Boulevard
Tallahassee, FlOrida 32399-2100
(g) Any reports. management letter, or other information required to be submitted to
the Department pursuant to this Agreement shall be submitted timely in accordance with OMB Circular
5
Packet Page -678-
..
5/10/2011 Item 16.0.4.
I
A-133, Florida Statutes, and Chapters 10.550 (local govemmental entities) or 10.650 (nonprofit and for-
profit organizations). Rules of the Auditor General, as applicable.
(h) Recipients, when submitting financial reporting packages to the Department for
audits done in accordance with OMB Circular A-133 or Chapters 10.550 (local governmental entities) or
10.650 (nonprofit and for-profit organizations), Rules of the Auditor General, should indicate the date that
the reporting package was delivered to the Recipient in correspondence accompanying the reporting
package.
(i) In the event the audit shows that the entire funds disbursed hereunder, or any
portion thereof, were not spent in accordance with the conditions of this Agreement, the Recipient shall be
held liable for reimbursement to the Department of all funds not spent in accordance with these applicable
regulations and Agreement provisions within thirty (30) days after the Department has notified the
Recipient of such non-compliance.
U) The Recipient shall have all audits completed by an independent certified public
accountant (IPA) who shall either be a certified public accountant or a public accountant licensed under
Chapter 473, Fla. Stat. The IPA shall state that the audit complied with the applicable provisions noted
above. The audit must be submitted to the Department no later than nine (g) months from the end of the
Recipient's fiscal year.
(7) REPORTS
(a) The Recipient shall provide to the Department reports and information as
identified in Attachment D.
(b) If ail required reports and copies. prescribed above. are not sent to the
department or are not completed in a manner "'acceptable to the Department", the Department may
withhold further payments until they are compieted or may take such other action as set forth in
Paragraph (11) REMEDIES.
"Acceptable to the Department' means that the work product was
completed in accordance with the Budget and Scope of Work and the Activity Work Plan, Attachments A
and B of the Agreement, and the Subgrant Application and subsequent revisions that are mutually agreed
to by both parties.
6
Packet Page -679-
5/10/2011 Item 16.0.4.
II
~
(c) The Recipient shall provide such additional program updates or information as
may be required by the Department.
Cd) The Recipient shall comply with the Environmental Assessment and Request for
Release of Funds process as set forth in 24 C.F.R. Part 58 within ninety (90) days from the date of
execution of this Agreement.
(e) The Recipient shall provide such additional program updates or information as
may be required by the Department.
(f) The Recipient shall comply with the Environmental Assessment and Request for
Release of Funds process as set forth in 24 C.F.R. Part 58 within ninety (90) days from the date of
execution of this Agreement.
(8) MONITORING
The Recipient shall monitor its performance under this Agreement. as well as that of its
subcontractors, subrecipients. and consultants who are paid with funds under this Agreement. to ensure
that time schedules are met, the Budget, Scope of Work and Subgrant Application activities are
accomplished within the specified time periods, and other performance goals stated in this Agreement are
achieved. Such review shall be made for each function or activity set forth in Attachments A and S of this
Agreement and the Subgrant Application including subsequent revisions that are mutually agreed to by
both parties.
In addition to reviews of audits conducted in accordance with OMS Circular A-133, as revised and
Section 215.97, Fla. Stat. (see Paragraph (6) AUDIT REQUIREMENTS. above), monitoring procedures
may include, but not be limited to, on-site visits by Department staff, limited scope audits as defined by
OMB Circuiar A-133, as revised, andlm other procedures. By entering into this Agreement, the Recipient
agrees to comply and cooperate with all monitoring procedures/processes deemed appropriate by the
Department. In the event that the Department determines that a limited scope audit of the Recipient is
appropriate. the Recipient agrees to comply With any additional Instructions provided by the Department
to the Recipient regarding such audit. The Recipient further agrees to comply and cooperate with any
inspections, reviews, investigations or audits deemed necessary by the Chief Financial Officer or Auditor
7
Packet Page -680-
General.
In addition, the Department will monitor the performance and financial management by the
5/10/2011 Item 16.0.4.
II
II
ij
I
Recipient throughout the contract term to ensure timely completion of all tasks.
(9) LIABILITY
(a) Unless Recipient is a State agency or subdivision, as defined in Section 768.28.
Fla. Stat., the Recipient shall be solely responsible to parties with whom it shall deal in carrying out the
terms of this agreement, and shall hoid the Department harmless against all claims of whatever nature by
third parties arising out of the performance of work under this agreement. For purposes of this
agreement, Recipient agrees that it is not an employee or agent of the Department, but is an independent
contractor.
(b) Any Recipient who is a state agency or subdivision. as defined in Section
768.28. Fla. Stat., agrees to be fully responsible to the extent provided by Section 768.28 Fla. Stat. for its
negligent acts or omissions or tortious acts which result in claims or suits against the Department, and
agrees to be liable for any damages proximately caused by said acts or omissions. Nothing herein is
intended to serve as a waiver of sovereign Immunity by any Recipient to which sovereign immunity
applies. Nothing herein shall be constnued as consent by a state agency or subdivision of the State of
Florida to be sued by third parties In any matter arising out of any contract.
(10) DEFAULT
If any of the following events occur ("Events of Default"), all obligations on the part of the
Department to make any further payment of funds hereunder shail, if the Department so elects, terminate
and the Department may, at its option, axercise any of Its remedies set forth in Paragraph 11. but the
Department may make any payments or parts of payments after the happening of any Events of Default
without thereby waiving the right to exercise such remedies. and without becoming liable to make any
further payment:
(a) If any warranty or representation made by the Recipient in this Agreement or any
previous Agreement with the Department shall at any time be false or misleading in any respect, or ifthe
Recipient shall fail to keep, observe or perform any of the obligations, terms or covenants contained in
8
Packet Page -681-
5/10/2011 Item 16.0.4.
this Agreement or any previous agreement with the Department and has not cured such in timely fashion,
or is unable or unwilling to meet its obligations thereunder;
(b) If any material adverse change shall occur in the financial condition of the
Recipient at any time durins the term of this Agreement, and the Recipient fails to cure said material
adverse change within thirty (30) days from the time the date written notice is sent by the Department.
(c) If any reports required by this Agreement have not been submitted to the
Department or have been submitted with incorrect, incomplete or insufficient information;
(d) If the Recipient has failed to perfomn and complete in timely fashion any of its
obligations under this Agreement.
(11) REMEDIES
Upon the happening of an Event of Default. then the Department may, at its option. upon
thirty (30) calendar days prior written notice to the Recipient and upon the Recipient's failure to cure within
said thirty (30) day period, exercise anyone or more of the following remedies, either concurrently or
consecutively:
(8) Terminale this Agreement, provided that the Recipient is given at least thirty (30)
days prior written notice of such termination. The notice shall be effective when placed in the United
States mail, first class mail. postage prepaid, by registered or certified mail-return receipt requested, to
the address set forth in Paragraph (13) herein;
(b) Commence an appropriate legal or equitable action to enforce performance of
this Agreement;
Ie) Withhold or suspend payment of all or any part of a request for payment;
(d) Exercise any corrective or remedial actions, to include but not be limited to:
1. requesting additional information from the Recipient to determine the
reasons for or the extent of non-compliance or lack of performance;
2. issuing a written notice of noncompliance to advise that more serious
measures may be taken if the situation is not corrected;
9
Packet Page -682-
5/10/2011 Item 16.0.4.
3. advising the Recipient to suspend, discontinue or refrain from incurring costs
for any activities in question; or
4. requiring the Recipient to reimburse the Department for the amount of costs
incurred for any items determined to be ineligible;
(e) Require that the Recipient return to the Department any funds which were used
for ineligible purposes under the program laws, rules and regulations goveming the use of funds under
this program.
(f) Exercise any other rights or remedies which may be otherwise available
under iaw.
(g) The pursuit of anyone of the above remedies shall not preclude the Department from
pursuing any other remedies contained herein or otherwise provided at law or in equity. No waiver by the
Department of any right or remedy granted hereunder or failure to insist on strict performance by the
Recipient shall affect or extend or act as a waiver of any other right or remedy of the Department
hereunder, or affect the subsequent exercise of the same right or remedy by the Department for any
further or subsequent default by the Recipient.
(12) TERMINATION
(a) The Department may terminate this Agreement for cause upon such written
notice as is reasonable under the circumstances. Cause shall include, but not be limited to, misuse of
funds; fraud; lack of compliance with applicable rules, laws and regulations; failure to perform in a timely
manner; and refusal by the Recipient to permit public access to any document. paper. letter. or other
material subject to disclosure under Chapter 119, Fla. Stat.. as amended.
(b) The Department may terminate this Agreement for its convenience or when it
determines, in its sole discretion, that the continuation of the Agreement would not produce beneficial
results commensurate with the further expenditure of funds, by providing the Recipient with thirty (30)
calendar days prior written notice.
10
Packet Page -683-
5/10/2011 Item 16.0.4.
(c) The parties may agree to terminate this Agreement for their mutual convenience
as evidenced by written amendment of this Agreement. The amendment shall establish the effective date
of the termination and the procedures for proper closeout of the Agreement.
(d) When this Agreement is terminated. the Recipient will not incur new obligations
for the terminated portion of the Agreement after the Recipient has received the notification of termination.
The Recipient will cancel as many outstanding obligations as possible. Costs incurred after the date of
receipt of notice of the termination will be disallowed. Notwithstanding the above, the Recipient shall not
be relieved of liability to the Department by virtue of any breach of Agreement by the Recipient. The
Department may, to the extent authorized by law, withhold any payments to the Recipient for purpose of
set-off until such time as the exact amount of damages due the Department from the Recipient is
determined.
(13) NOTICE AND CONTACT
(a) All notices provided under or pursuant to this Agreement shall be in writing.
either by hand deiivery, or first class, certified maii, return receipt requested. to the representative
identified below at the address set forth beiow and said notification attached to the original of this
Agreement.
(b) The name and address of the Department contract manager for this Agreement
is:
Jennifer A. Marshall
2555 Shumard Oak Boulevard
Tallahassee. Florida 32399
Teiephone: (850) 922-1791
Fax: (850) 413-9358
Email: Jennifer.marshall@dca.state.fl.us
(c) The name and address of the Representative of the Recipient responsible for
the administration of this Agreement is:
Marcy Krumbine. Director
3050 North Horseshoe Drive, Suite 110
Naples, Florida 34104
Telephone: (239) 252-8442
Fax: (239) 252-2638
Email: MarcyKrumbine@colliergov.net
11
Packet Page -684-
5/10/2011 Item 16.0.4.
I
i
In the event that different representatives or addresses are designated by either I
i
I
(d)
party after execution of this Agreement, notice of the name, title and address of the new
representative will be rendered as provided in (13)(a) above.
(14) SUBCONTRACTS
If the Recipient subcontracts any or all of the work required under this Agreement, a copy
of the signed subcontract must be forwarded to the Department within ninety (90) days after execution of
the subcontract. The Recipient agrees to include in the subcontract that (I) the subcontractor is bound by
the terms of this Agreement to the extent applicable to the subcontract, (ii) the subcontractor is bound by
all applicable state and federal laws and regulations, and (iii) the subcontractor shall hold the Department
and Recipient harmless against all claims of whatever nature arising out of the subcontractor's
performance of work under this Agreement, to the extent allowed and required by law. Each
subcontractor's progress in performing its work under this Agreement shall be documented in the
quarterly report submitted by the Recipient. For each subcontract. the Recipient shall provide a written
statement to the Department as to whether that subcontractor is a minority vendor. as defined in Section
288.703. Fla. Stat.
(15) TERMS AND CONDITIONS
This Agreement contains all the terms and conditions agreed upon by the parties.
(16) ATTACHMENTS
(a) All attachments to this Agreement are incorporated as if set out fully herein.
(b) In the event of any inconsistencies or conflict between the language of this
Agreement and the attachments hereto, the language of such attachments shall be controlling. but only to
the extent of such conflict or inconsistency.
(c) This Agreement has the following attachments:
Exhibit 1 - Funding Sources
Attachment A - Budget and Scope of Work
Attachment B - Activity Work Plan(s)
Attachment C - Program Statutes, Regulations and Program Conditions
12
Packet Page -685-
5/10/2011 Item 16.0.4.
Attachment D - Reporting Requirements
Attachment F - Warranties and Representations
Attachment H - Certification Regarding Debarment. Suspension, Ineligibility
And Voluntary Exclusion
Attachment J -' Speciai Conditions
Attachment K _ FloridaPAPERS ID and Password Request Login Form
(17) FUNDINGICONSIDERA TION
(a) The funding for this Agreement shall not exceed $2,814,698.15 subject to
the availability of funds.
(b) The Recipient agrees to expend funds in accordance with the Budget and
Scope ot Work, Attachment A of this Agreement, and the Subgrant Application including subsequent
revisions that are mutually agreed to by both parties.
(c) All funds shall be requested electronically through FloridaPAPERS.
The Recipient must complete a FloridaPAPERS ID and Password Request Login Form, Attachment K of
this Agreemenrt, identifying an individual authorized to submit a Request For.Funds (RFFs) on behalf of
the Recipient utilizing the Intuitive web portal.
(d) Pursuant to 24 C.F.R. Section 570.489(b), pre-agreement costs refiected in the
Subgrant Application as originally submitted that relate to preparation of the Subgrant Application are
considered eligible costs and may be reimbursed to the Recipient. it they are otherwise in compliance with
all other requirements of this contract.
(e) Funds expended for otherwise eligible activities prior to the effective date of
the Agreement, except for those provided for in this Agreement or prior to the effective date of the
enabling amendment wherein the Department agrees to their eligibility, fundability. or addition to the
Agreement. is ineligible for funding with Disaster funds.
If the necessary funds are not available to fund this Agreement as a result of action by
Congress, the State Legislature, the Office of the Chief Financial Officer Comptroller or the Office of
Management and Budgeting, all obligallons on the part of the Department to make any further payment of
13
Packet Page -686-
,
5/10/2011 Item 16.0.4.
I
funds hereunder shall terminate, and the Recipient shall submit its closeout report within thirty (30) days
of receipt of notice from the Department.
(18) REPAYMENTS
All refunds or repayments to be made to the Department under this Agreement are to be
made payable to the order of "Department of Community Affairs', and mailed directly to the Department at
the following address:
Department of Community Affairs
Cashier
Finance and Accounting
2555 Shumard Oak Boulevard
Tallahassee FL 32399-2100
In accordance with Section 215.34(2), Fla. Stat., if a check or other draft is returned to the Department for
collection, the Department must add to the amount of the check or draft a service fee of Fifteen Dollars
($15.00) or Five Percent (5%) of the face amount of the check or draft. whichever is greater.
(19) VENDOR PAYMENTS
Pursuant to Section 215.422, Fla. Stat., the Department shall issue payments to vendors
within 40 days after receipt of an acceptable invoice and receipt, inspection, and acceptance of goods
and/or services provided in accordance with the terms and conditions of the Agreement. Failure to issue
the warrant within 40 days shall result in the Department payin9 interest at a rate as established pursuant
to Section 55.03(1) Fla. Slat. The interest penalty shall be paid within 15 days after issuing the warrant.
Vendors experiencing problems obtaining timely payment(s) from a state agency may
receive assistance by contacting the Vendor Ombudsman at (850) 488-2924 or by calling the State
Comptroller's Hotline at 1-800-848-3792
(20) STANDARD CONDITIONS
(a) The validity of thiS Agreement is subject to the truth and accuracy of all the
information, representations. and materials submitted or provided by the Recipient in this Agreement, in
any subsequent submission or response to Department request, or in any submission or response to fulfill
the requirements of this Agreement, and such information, representations, and materials are
incorporated by reference. The lack of accuracy thereof or any material changes shall, at the option of
14
Packet Page -687-
"
5/10/2011 Item 16.0.4.
I
the Department and with thirty (30) days written notice to the Recipient, cause the termination of this
Agreement and the release of the Department from ali its obligations to the Recipient.
(b) This Agreement shall be construed under the laws of the State of Fiorida, and
venue for any actions arising out of this Agreement shall lie in Leon County. If any provision hereof is in
conflict with any applicable statute or ruie, or is otherwise unenforceable. then such provision shali be
deemed nuli and void to the extent of such conflict, and shall be deemed severable, but shall not
invalidate any other provision of this Agreement.
(c) Any power of approval or disapproval granted to the Department under the
terms of this Agreement shail survive the terms and life of this Agreement as a whole.
(d) The Agreement may be executed in any number of counterparts, anyone of
whom may be taken as an original.
(e) The Recipient agrees to comply with the Americans With Disabilities Act (Public
Law 101-336. 42 US.C. Section 12101 et sec.), if applicable, which prohibits discrimination by public and
private entities on the basis of disability in the areas of employment, public accommodations,
transportation, State and local government services, and in teiecommunications.
(f) A person or affiliate who has been placed on the convicted vendor list following a
conviction for a public entity crime or on the discriminatory vendor list may not submit a bid on a contract
to provide any goods or services to a public entity. may not submit a bid on a contract with a public entity
for the construction or repair of a public building or public work, may not submit bids on leases of real
property to 8 public entity, may not be awarded or pertorm work as a contractor, supplier, subcontractor,
or consultant under a contract with a publiC entity, and may not transact business with any public entity in
excess of Category Two for a period of 36 months from the date of being placed on the convicted vendor
list or on the discriminatory vendor list.
(g) An entity or affiliate who has been placed on the discriminatory vendor list may
not submit a bid on a contract to provide goods or services to a public entity, may not submit a bid on a
contract with a public entity for the construction or repair of a public building or public work, may not
submit bids on ieases of real property to a public entity, may not award or pertorm work as a contractor,
15
Packet Page -688-
5/10/2011 Item 16.0.4.
supplier, subcontractor, or consultant under contract with any public entity. and may not transact business
with any public entity.
(h) With respect to any Recipient which is not a local government or state agency,
and which receives funds under this Agreement from the federal government, by Signing this Agreement,
the Recipient certifies, to the best of its knowledge and belief, that it and its principals:
1. are not presently debarred, suspended, proposed for debarment,
declared ineligible. or voluntarily excluded from covered transactions by a federal department or agency;
2. have not, within a five.year period preceding this proposal been
convicted of or had a civil judgment rendered against them for commission of fraud or a criminal offense
in connection with obtaining, attempting to obtain, or perfonming a public (federal, state or local)
transaction or contract under pUblic transaction; violation of federal or state antitrust statutes or
commission of embezziement. theft, forgery, bribery, faisification or destruction of records, making false
statements, or receiving stoien property;
3. are not presently indicted or otherwise criminally or civilly charged by a
governmental entity (federal, state or local) with commission of any offenses enumerated in paragraph
18(h)2. of this certification; and
4. have not within a five-year period preceding this Agreement had one or
more public transactions (federal, state or local) terminated for cause or default.
Where the Recipient is unable to certify to any of the statements in this certification. such
Recipient shall attach an explanation to this Agreement.
In addition. the Recipient shall submit to the Department (by email or by facsimile transmission)
the completed "Certification Regarding Debarment, Suspension, Ineligibility And Voluntary Exclusion"
(Attachment H) for each prospective subcontractor which Recipient intends to fund under this Agreement.
Such form must be received by the Department prior to the Recipient entering into a contract with any
prospective subcontractor. SUBMISSION OF ATTACHMENT H DOES NOT PRECLUDE THE
RECIPIENT'S COMPLETION AND SUBMISSION OF THE "BIDDING INFORMATION AND
CONTRACTOR ELIGIBtLITY FORM."
16
Packet Page -689-
5/10/2011 Item 16.0.4.
(i) The State of Florida's performance and obligation to pay under this Agreement
is contingent upon an annual appropriation by the Legislature, and subject to any modification in
accordance with Chapter 216, Fla. Stat. or the Florida Constitution.
U) All bilis for fees or other compensation for services or expenses shall be
submitted in detail sufficient for a proper preaudit and postaudit thereof.
(k) If otherwise allowed under this Agreement, all bills for any travel expenses
Shall be submitted in accordance with Section 112.061, Fla. Stat.
(I) The Department of Community Affairs reserves the right to unilaterally cancel
this Agreement for refusal by the Recipient to allow publiC access to all documents, papers, letters or
other material subject to the provisions of Chapter 119, Fla. Stat., and made or received by the Recipient
in conjunction with this Agreement.
(m) If the Recipient is allowed to temporarily invest any advances of funds under this
Agreement, any interest income shall either be retumed to the Department or be applied against the
Department's obligation to pay the contract amount.
(n) The State of Florida will not intentionally award publicly-funded contracts to any
contractor who knowingly employs unauthorized alien workers, constituting a violation of the employment
provisions contained in B U.s.C. Section 1324a(e) [Section 274A(e) of the Immigration and Nationality Act
("INA")]. The Department shall consider the employment by any contractor of unauthorized aliens a
violation of Section 274A(e) of the INA. Such Violation by the Recipient of the employment provisions
contained in Section 274A(e) of the INA shall be grounds for unilateral cancellation of this Agreement by
the Department.
(0) The Recipient is subject to Florida's Government in the Sunshine Law (Section
286.011, Fia. Stat.) with respect to the meetings of the Recipient's governing board or the meetings of any
subcommittee making recommendations to the governing board, All such meetings shall be publicly
noticed. open to the public, and the minutes of all such meetings shall be public records. avaiiable to the
public in accordance with Chapter 119, Fla. Stat.
17
Packet Page -690-
5/10/2011 Item 16.0.4. i
(21) LOBBYING PROHIBITION
(a) No funds or other resources received from the Department in connection with
this Agreement may be used directly or Indirectly to influence legislation or any other official action by the
Florida Legislature or any state agency.
(b) The Recipient certifles, by its signature to this Agreement. that to the best of his
or her knowledge and belief:
1. No Federal appropriated funds have been paid or will be paid, by or on
behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee
of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member
of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the
making of any Federal loan, the entering into of any cooperative agreement. and the extension,
continuation, renewal, amendment or modification of any Federal contract, grant, loan or cooperative
agreement.
2. If any funds other than Federal appropriated funds have been paid or will
be paid to any person for influencing or attempting to influence an officer or employee of any agency, a
Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in
connection with this Federal contract. grant, loan or cooperative agreement. the undersigned shall
complete and submit Sta ndard Form-LLL, "Disclosure Form to Report Lobbying:' in accordance with its
instructions.
3. The undersigned shall require that the language of this certification be
inciuded in the award documents for all subawards at all tiers (including subcontracts, subgrants, and
contracts under grants, loans, and cooperative agreements) and that all subrecipients shall certify and
18
I
I
I
I
I
i
I
I
i
I
I
I
!
,
disclose accordingly.
This certification is a material representation of fact upon which reliance was placed when
this transaction was made or entered into. Submission of this certification is a prerequisite for making or
entering into this transaction imposed by Section 1352, Title 31, U.S. Code. Any person who fails to file
Packet Page -691-
5/10/2011 Item 16.0.4.
~
the required certification shall be subject to a civil penaity of not less than $10,000 and not more than
$100,000 for each such failure.
(22) COPYRIGHT. PATENT AND TRADEMARK
ANY AND ALL PATENT RIGHTS ACCRUING UNDER OR IN CONNECTION WITH THE
PERFORMANCE OF THIS AGREEMENT ARE HEREBY RESERVED TO THE STATE OF FLORIDA.
ANY AND ALL COPYRIGHTS ACCRUING UNDER OR IN CONNECTION WITH THE PERFORMANCE
OF THIS AGREEMENT ARE HEREBY TRANSFERRED BY THE RECIPIENT TO THE ST A TE OF
FLORIDA.
(a) If the Recipient brings to the performance of this Agreement a pre-existing
patent or copyright, the Recipient shall retain all rights and enmlements to that pre-existing patent or
copyright unless the Agreement provides otherwise.
(b) If any discovery or invention arises or is developed in the course of or as a
result of work or services performed under thiS Agreement, or in any way connected herewith, the
Recipient shall refer the discovery or invention to the Department for a determination whether patent
protection will be sought in the name of the State of Florida. Any and all patent rights accruing under or in
connection with the performance of this Agreement are hereby reserved to the State of Florida. In the
event that any books, manuals, films, or other copyrightable material are produced, the Recipient shall
notify the Department. Any and all copyrights accruing under or in connection with the performance under
this Agreement are hereby transferred by the Recipient to the State of Florida.
(c) Within thirty (30) days of execution of thiS Agreement, the Recipient shall
disclose all intellectual properties relevant to the performance of this Agreement. which he or she knows
or should know, could give rise to a patent or copyright. The Recipient shall retain all rights and
entitlements to any pre-existing intellectual property, which is so disclosed. Failure to disclose will
indicate that no such property exists. The Department shall then, under Paragraph (b), have the right to
all patents and copyrights, which accrue during performance of the Agreement.
19
Packet Page -692-
5/10/2011 Item 16.0.4.
(23) LEGAL AUTHORIZATION
The Recipient certifies with respect to this Agreement that it possesses the legal authority
to receive the funds to be provided under this Agreement and that, if applicable, its goveming body has
authorized, by resolution or otherwise, the execution and acceptance of this Agreement with ali covenants
and assurances contained herein. The Recipient also certifies that the undersigned possesses the
authority to legally execute and bind Recipient to the tenms of this Agreement.
IN WITNESS WHEREOF. the parties hereto have caused this contract to be executed by their
undersigned officials as duly authorized.
BY:
.
,
RECIPIENT:
Collier County
Name and title: Tom Henning. Chairman
Collier Countv Board of County Commissioners
Date --':j If! ot
FID#: 596000558
Approved as to form and legal sufficiency:
(j
/r
J ffre A. Klatzkow,
C ie Assistant County Attorney
20
Packet Page -693-
I
5/10/2011 Item 16.0.4. I
EXHIBIT 1
Federal Resources awarded to the Recipient pursuant to this Agreement consist of the
following:
Federal Program:
U.S. Department of Housing and Urban Deyelopment
CFDA #14.228 $2,814,698.15
Compliance rcquirements applicable to tbe federal resources awarded pursuant to this
Agreement are as follows:
Note: If the resources awarded to the recipient represent more than one Federal program. list
applicable compliance requirements for each Federal program in the same manner as shown
below.
Federal Program:
The Recipient will fully perform the obligations in accordance with the Budget and Scope
of Work, Attachments A and B of this Agreement and the Application incorporated
herein by reference.
The Recipient shaH be govemed by applicable State and Federal laws, rules and
regulations, including but not limited to those identified in Attachment C.
Note: Section .400(d) of OMB Circular A-133, as revised, and Scction 215.97(5)(a), Florida
Statutes, require that the information about Federal programs and State projects included
in Exhibit 1 be provided to the Recipient.
21
Packet Page -694-
,
5/10/2011 Item 16.0.4. i
Attachment A
Budget and Scope of Work
22
Packet Page -695-
~
.,
E
E
:l
1IJ
'5
0._
.c ~
~2
e ~
5:5
. "
w -
:-g-g
" .
E 8-
~ K
-g~
. ~
$ ~
" .
~t
. -
~ 5'
w 0.
hi
u >
" ~
~ ~
..Q1?
~g
~(ij
.0-5
~ E
_.s
Be
0.0.
="
<< ~
"
. u
t5,2
~-~
c.~
@'6
o "
1).2
2 w
_ .c
--
. .
.::: QJ rn
" w w
.;;;~~
" 0.-
~E&i
r;. E E
aJ E.2
" - -
-E~ijj
~~a:
~~o::
utl ~
~~~
Ci.~ iil
o>~CJ
~~~
o w 0.
2Vl~
;~~
~ E CO
~~5
IJ.) ;~
E~"O
. - "
O><J) .
C _
-Om.!!
2~it
.2?;~
w .-
TI C "
~ B ~
o -;:: Q.l
0."-"
0. 0 .
o.J: <n
'" >-lG
u.o-
.~ -g ~
~'g2
Q) ~ltI
'5 ~ so
o~-g
c:~.!!!
Q ~ ~
9.-E uo.
" >
bi c ~
~5.!!!
;>,0>:
'~,~ ro
ti=V;
<(88
-
Cl
01
"t:l
:l
[lJ
"t:l
!:
.,
!:
o
:;:;
a.
'':
u
II>
Cl
Cl
-
u
Cl
'0'
~
c..
I
<I:
~
z
UJ
::E
:I:
()
<I:
~
~
<I:
....
w
CJ
o
::>
co
<J)
w
it
<<
(3
u:
w
z
w
co
<J)
....
z
w
:;;
I
<J)
:J
0.
:;;
o
U
u
<<
- w
. >
C,;:;
0. u
zw
~g
~
'>
;::
u
<<
>-
n:
o
CJ
w
....
<<
u
w
u
'"
::>
a
<J)
"'<J)
WO
Iz
....::>
0"-
....
(OZ
co::>
00
u:;;
<<
-'
~
o
f-
:J
>
~
-'
n:
w
co
:;;
::>
z
....
Z
::>
z
a
;::
0.
oc
U
<J)
W
o
'"
w
CD
:;;
::>
z
...
'"
d
~
..-
00
'"
I
z
o
;::
..
'"
f-
<J)
Z
jij
o
..
-<<
N
,
'"
CJ
z
oc~
w~
W.o
~~
(9=
z1]:
w.
...
'"
d
:3
..
00
'"
-'
..
f-
a
f-
co
::>
<J"i
ol:J
OCO
oS
00
00
00
lrici
".."
-V>
V>
o
o
o
o
o
..:
'"
'"
'"
o
o
....
M
'"
M
o
o
....
'"
'"
~
:::>
J:
:;:
...J
.c
~
'"
~
a::
-
c
~
-
:;
:;:
co
..
~
CJ
z
Ui
::l
o
I
o
o
d
o
o
r:i
o
M
'"
~
'"'
,..:
'"
'"'
.;
M
~
;;;
'"
'"
o
N
o
o
'"
o
o
N
N
o
'"
:::>
J:
:::>
J:
:;:
...J
:;:
...J
'"
c
'ij;
~
o
J:
C'
~
E
'"
"
~
c.
'"
a::
.c
~
'"
'"
a::
-
'"
~
,:,
OJ
c
en
N
~
-<<
..
~
Packet Page -696-
-
N
'"'
"'
'"'
.,;
'"
N
N
'"
'"
o
en
M
'"
M
"'
'"
'"
....
... ~
N
CJ
z
-, -
"'~
Ww
w:o
Z.
- u
0=
z1]:
w.
...J
..
f-
o
f-
co
::>
<J"i
o
o
d
o
o
r:i
o
M
'"
-;:.'?f: ~
:M
, .
,
,
'"
UJ
'"
::>
f-
u
::>
'"
....
<J)
~
"-
z
'0
C
~-
c
.c ~
,8"0..11)
rn'o "0
E ~ c
" ,
CJ.o-
co "
o.
u
o
o
o
o
'"
,.,
'"
o 0
o 0
to c:i
o 0
o 0
lli 0
.... '"
'" '"
'" 0
'" '"
N ..
o
o 0
1"
N
M
'" '"
'" '"
N ..
~ ~
....
Z
:::>
t: ....
z Z
:::> :::>
:;:
...J
:;: :;:
...J ...J
~
'"
C'
'"
U
'C
o
- 0
c'"
o ~
_ 0
~.c
"''''
~ '"
" .-
'" '"
a::z
C'
'"
S
~
g
~
'"
:e
'"
~
'" LL
'" "
;"E ~
Q)~ ::J
(f) Q. c..
W
M
o
--,
M
'"
5/10/2011 Item 16.0.4.
M
o
,::
"~S
.',--..' _.~
"'''
. i:\ 0
",8
o ..J!
o w.g
o. t) 0
'" -'0
:?; 5::2
V> Wo.
"'~
..J 0.
...J-
< iii-
~-g
",u
!:!:.~
oo'c
~ E
'" E
~ 0.
uu
u: w
w"
z "
WoE
CO w
i :;
...Ju
...J 2
..-;;;
f- ~
:;2-g
I;
"
c
o
ro
"0
:E
"
.
'"
"
"
"
w
"
o
U
"
"0
c
'0
C
'" ~
u; ~
<, - ....~ 5
'0
, iii*
.. "
W 0.
. '" u
..~
-.:' -."'., w:5
,: ~ ~
:','.: ffi ~
,,' "'"
" ...Jii
'I'. :;;!1i
'.':'."""'.', ~s
"'....
:'c:,;;,: !:!:."g
,,;.:,.:, U) m
UJ ~
C::.!:
..0.
(J 1:'!
u::~
UJ c
Z ~
UJ<J)
CO "
0-
~ .~
..~
U "0
:J~
Q. C
::> w
0"'
zm
::>~
-,.
<-'"
f- 0.
OZ
f-.
'"
'"
ro
"-
o
o
d
o
C>
on
.,
..
...
'"
-
.;
'"
'"
..;
;;;
N
..
~
!~~. ~
~
en
~
'0
~
.,
'"
M
.... ~
~
~
en
~
o
'"
N
.,
-'
..
f-
o
f-
CO
::>
'"
...J
..
f-
o
f-
'"
::>
en
en
--'
<(
fo-
o
fo-
-
'"
Cl
"t:l
::l
III
"t:l
'"
co
'"
o
,-,:;:
':L
5/10/2011 Item 16.0.4.
co
e
<
'"
u
.~
ll>
rn
>-
..0
"
c
..-
c
"'..
U'-
_ 0.0
UJ CO -0"0 "'
E .. C :D.
u " ~
0:: ".0- -
::> ell~ I
0 00 0;
en u C"(, "0
t- O :E
UJ 0 ~
" 0 0 en
0:: en 0 0
0 UJO ci ci
::> J:Z "' '" u;
ell t-::> .., .., <
OU. '" '"
UJ
0::
<
0 0 UJ
t- O 0 U
"z C C 5'
ell::> 0 0 0::
00 0 0 UJ
0::;; ci ci en
< 0 0 ..J
M M ..J
.... .... <
'" I,... Yic;j~ jti ::;;
0
-' ........ ~ 0::
;:: ~ !!:.
g ....... N ;xi. N VI
U ... M UJ
en
UJ '. 'i 0:
0: <
<t ... .., 'i.Wo 'i':' u
u u:
u: ::J 0 UJ
UJ > .. ;f.. Z
Z UJ
UJ ell
ell I 1:;::;';0 ~ ... iE
~f{;' . ..J
:E .'. .' '" ..J
..J N ;::
.,. M
, ,'; 0
.,.; ltjl! t-
1'! a: , Ii _
UJ ,.
Z ell
UJ ::;; -
:;; ::> If)'
J: Z
en
::J . ", ".
CL "'
::;; I. t- i' :D.
0 !:: .., z I -
0 Z
0 ::> ::> I I
< ,. 0;
L . "0
- 0 I ) I" I". ."......' :E
~
.. > en
c '';:; .'."." ::;; I,' 'z' ';;t
o u
:;:;; Q) i,. I.., ...J
lOB Vi
Zo ,.... ... <
.... '<<' Tl UJ
0::
.i <
: if UJ
IS;t u
Z , ;;
0 Z - "0 .... 0::
f: 0 '=- '=- 0 '.' I.' Ii' UJ
CL f: " " 0 ['''i. i;:;i en
it o? Z z -.c: ..J
" ~
~ 0 it~ I.... it~ 00 I' ..J
en t- UJ .. UJ" .. 0 <t
.. ;; UJ ~ UJ:E . UJD ...0 ~ . ..... ::;;
.. f: 0 Z ;; ~ ~~ ...c: .. 0
" 0 :E ',,; ~ ",- 0::
[.9= ~:.= 0._ c ,< I.... ."
~ <t 0 z:5: z:5: .. " " !!:.
0 o::zu :
E <t UJ.. . w.. . en
.s UJ
C a: it
2 UJ UJ <
;;; ell M U
> :;; 0 u:
0 ::> UJ
C Z Z
0 UJ
a: ell
"
.. Q
~ UJ
C t-
o UJ <
" >- u
UJ 0::
0:: ::> :J
" 0 t- CL
" 0 "
.. UJ ..J ..J " ..J ...J Q
.. t-
~ <t <t " < 0:: < < In z
0 t- Z t- t- t- t- ...J ::>
0 0 Vi 0 en 0 0 <I: ..J
U t- t- o? t- t- I- <
E ell ::> III ell ell 0 t-
o " 0 ::> U. ::> ::> 0
en VI J: en ~ en II) l- t-
"
Ol)
~
"-
00
...
o
.J
II>
'"
D
-
u
'"
'0'
....
0-
I
<
I-
Z
LU
:!;
:I:
()
<
l-
I-
<
Packet Page -697-
5/10/2011 Item 16.0.4.
I!U>~;
'!;C' oo
>,,! ~ ""
W
u Jr;: ~
'" ~
:J
0 "-
"' . '0
I- :c
~
W "'
0 "'"'
0 wo
:J rz iii
co I-:J '"
OU. W
'"
'"
0 0 W
I- 0 0 u
0Z .,; .,; ~
co:J 0 0
00 0_ 0 W
u::; 0 0- "'
'" 0 0 ...J
M M ...J
.. ..
.. '"
E I'~~ :IE
\i, 0
<( ...J .; ,i','i a:
.. ;<: !:.
u '" '"
0 .......'... ,.F Ul
.~ Ul I- W
W ,.., ;;:
.. iY '"
rJ) <( . ,';' <3
>. Q u:
.c :J 0 0 W
u. > '. z
- w W
.. Z . co
Cl w
" co .. .;..... :E
:J ...J
ell ~ '" '" ...J
...J <(
" , I-
0
t: I-
.. ."
t: "' '"
I- W :
0 z co N
.;:; W :;; N
Co :;; :J ,
.;:: r z
u "'
:J
II) "- . "'
.. :;; <0.
0 I-
0 Z :J .. ;;J -
- U :I: :I: I
U U :J ."
.. <( "
.~ '0
0 < ,.," ~
~ - ~
c.. ro > ............ ., ,."'
c;:..=; :;; :;:
I o u
:;::; ll> ...l ...l j~:lj!!::;i' ~
<( zg ..... ....
. ....
I- W
Z .' ./ "',.!;i
UJ '"
t:: . ~
::!; 'Iii
:J: z " !. ,'.,.... ~
0
u 0 Z :I:
<( f:: 0 - - W
0 "- ~ 0 c 0 . . Ul
I- 0 iY z " Z ...J
"
I- ~ r:: u iY~ E iY~ ...J
<( 0 "' I- W"" " w"" ...,.... ......,.~
E :> W "' W.c <J W.c
" f:: 0 Z Z ro " Z ro :. ..' '" ..:i1
~ _ u C. _u
u e,,= 0~
pO <( 0 z8: " z8: !:.
c a:
, <( W ro Wro Ul
" W
0 '"
I IY <(
" w <3
~ OJ N
E :;; - u:
~ :J W
Z Z
ro W
0. co
0
'" "
~ w
~ I-
0 W <(
:i ,. '" u
'" :J :J
N 0 l- n.
" 0 ....J U :J
ro W ...J :J ...J ...J "
~ I- '" <( '" <( '" en z
" <( I- '-' l- I- l- I- ...J ;;J
~ u 0 z 0 VI 0 0 <I: ...J
l- v; I- ~ l- I- .... '"
e OJ ::> co co '" I-
0 ::> 0 ::> U. ::> ::> 0 0
"' Ul I Ul ;;; Ul Ul .... I-
Packet Page -698-
5/10/2011 Item 16.0.4.
tj~~ ~ 00
'-
::>
W
U v
I< ~,; j '"
::0 "
0 ""
'"
.... 00
W ~
" 1<", '"
0 wo
::0 Iz iii
W ....::0 '"
OU. W
I<
- - '"
N N W
.... ..: ..: u
"z '" '" 5'
w::O N N I<
00 ,,; ,,; w
u:> M M '"
'" '" ". ..J
- -
... ... ..J
III '"
Ql :;;
~ I' li~;~ 0
<( ..J ,"y, I<
Ql '" ".'.,'". 0 0 !;;.
u 0 "" 0
0 N N III
'E '" .... r', I",,: w
w 0:
Ql << '"
en '" , "..",' /':1' ,iE u
,., 0 :J u:
.Q u: 0 0 w
> , mi: z
- w w
Ql z w
Cl w
""C w . I. :;;
" . ..J
~ 0 0 ..J
OJ 0 I" 0
..J N N '"
""C ....
" 0
c: ....
III .' 'i,'
c: '" I<
.... W ,
0 z w 0 ',',;, 0
:;:: w :> '" '"
~ :> ::J
I Z '.,:
j '"
:J
III Q. " ,,' '"
Ql :> ;D.
0 .... .,
0 Z ::0 ::0 ~
- u ;. I I I
U U ::J .. , ]j
Ql '"
'0' .. 0
~ _ m '" ..... ,'; ". 'I,ii,,:g
0- . >
c::;::; I... :E ".i.:;' :
I o U , I.. ...'.....,.',....
'';::; Ql ..J
<( roE I " I' III
Zo '-'" '"
I- w
Z it:: ; I<
W I> '"
w
::;; .c " I': U
J: z " liE
u 0 Z .<:
<( r= 0 '" W , ;;
Q. r= " I< . .' ....<, III
I- << ii Z ~ Z ',' ::::f
I- ~ u <<- 't: . <<- .,..' ~
<( (f) .... W-," ::> w m
;> W '" WoO .. w:iS
r= 0 z ~ B C, ~B .' ...... [
u :i1 ,,~ ~ ,,~
'" 0 z2: u; I. z2:
'" w" w. III
0 W
Q 0:
~ a: '"
W 0
;; w ..
. :> - u:
~ ::J W
.
a: z z
. W
D W
~ 0
.' W
C ....
, '"
0 ,.. W U
U .' I<
I< ::0 :J
M 0 ... .... Il.
" " U ::J
. W "." ..J ..J ::J ..J ..J 0
. .... '" " '" I< '" ;0 en z
'" '" ..' .... .... .... .... ...J ::0
U 0 Z 0 '" 0 0 <( ..J
B '. .... Ci) .... ii .... .... t- '"
~ W ::J !D W !D ....
m ::0 0 ::0 U. ::0 ::0 0 0
(f) III I Ul ~ Ul Ul t- ....
Packet Page -699-
~~..._'"_._-,- . _' '_~_""_--'_,o_,_,~n _.' "..,.~._"--,-,.,._.,.,"-~-.,-_.- ,,'
5/10/2011 Item 16.0.4.
I1l
~
e(
III
U
~
III
rn
>-
.c
-
III
Cl
"tl
::J
ID
"tl
"
I1l
"
o
;:
Q.
'"
U
III
III
o
iie
01 ~f~~1~
u :t ~
0:
::>
0 i~
VJ
f- :E
01 ~
l'J VJ
O:VJ
0 010
::> Iz en
'" f-::> <<
0"- 01
0:
<<
0 <:> 01
f- 0 <:> U
l'JZ 0 .,; 5'
",::> 0 0 0:
00 <:> 0 01
0:2 ,,; ,,; III
<< .... .... ...J
'" '" ...J
<<
'. :E
't 0
...J .' '" 0:
;:; '" !!:.
III III
0 N N III
III f- ...,:. 01
01 ). ; a:
0: <<
., . ..... " u
0 :::l G:
G: . 0 'ii 0 01
> Z
W OJ
Z '"
01
'" " :e
...J
~ . '" :,;'; '" ...J
'. III III
-' N N <<
, f-
0
f-
I'! 0: i'i ,.
01 ".
Z '" ;.. -
01 :2 -
~ ::> . .,
V5 z ;.i
:::l
"- . '"
:2 f- l- I- 0;
0 z Z z -
0 > I
l.l ::> 'r'::> ::>
'" "
".; 0
_ ID '. , """.g
. > ii. ;". .,':
c:.; ;'" :;: )
o u <0: i";;
'';:' Q) ..J
nlE
Zo .i . ).; ~
01
0:
, '. ii; ~
Z "E
0 Z '" ID " . 0:
F 0 ~ ~ S OJ
"- F l'J l'J III
0' .
~ Z Z ~ ...J
~ l.l o:~ 0:_ ...J
VJ f- UJID UJID - '"
~ 01 VJ 01" 01" ID ., ...; ~
0 z ~ ~ Z. Cl
f- ~ - u ..- .' 0:
l.l l'J= ~= ~ c ....
'" 0 zil: zil: ID.! "-
'i' -
'" UJrn 01 rn ",Q. .....i.;. III
OJ
0: 0:
UJ "
'" -, (3
~ :2 M G:
@ 0
:J 01
Z z
:5 01
'0 '"
C Cl
rn 01
0; f-
0- 01 "
0 >- 0
0 0: 0: ::;
0 ::>
;! f- a.
l'J 0 ::>
rn 01 -' -' ::> -' -' Cl
ID f- 0: III z
" '" " '-' " << "
U f- Z f- f- f- f- ..J ::>
ID 0 0 VJ 0 0 < -'
U f- in f- ~ f- f- I- '"
~ '" ::> '" '" '" f-
ID ::> 0 ::> "- ::> ::> 0 0
VJ III I III ~ III III l- f-
~
"
0..
00
'<;-
-
U
III
'0'
...
ll.
I
e(
f-
Z
UJ
:;;
:J:
U
e(
f-
f-
e(
Packet Page -700-
5/10/2011 Item 16.0.4.
.
""
Ii """
0
UJ
U "
0: OIl
::J ~
0 0-
VI
I- .0
UJ ~
" 0:'" VI
0 UJO
::J Iz in
<Il I-::J <
Ow.. UJ
0:
<
0 0 UJ
I- 0 0 u
"z .,; .,; :>
<Il::J 0 0 0:
00 0 0 UJ
u;:;; c c '"
< '" '" ..J
... ... ..J
eu <
III :Ii
~ )'iii .....}i 11''riii ~ I;;.,iii~ 0
< -' 0:
III ;:: 0 !!:.
u '"
0 '" VI
.~ '" I- .,><. ;.;'~l UJ
UJ .. ,..< ~
.. 0: <
en < 1,;;$'0 ;;'0 u
>. U :J ..... u:
J:l u: ".' 0 UJ
UJ > '. . I':' z
- I.... UJ
.. Z '. .... . ',:; <Il
Cl UJ
"C <Il I., 5l 11:1,:;;. liE
::l .'. 0 ..J
CD ~ .. ....i....... '" ..J
-' ,'" '" <
"C I" l-
....... 0
l: I-
eu "
l: '" 0: ". .
I- UJ ".
.2 z <Il
UJ ::; ~ ~
--~ ::; ::J . I.....
I Z
J '"
:J
VI a. .' . I- 1./ '"
.. ;:;;
0 !:: I- "'-
0 I. - I', z -
- U z 1../ ~ 1;./ I
U U ::J =>
.. < ." ]j
'0' 0
~ - . .; I.'.... oJ', :g
0.. m > (1:' '"
c:;:; :IE
I Q U
:;:; Q) ..J ..,' ,./
<t ~g .... in
" :i.. .':;' <
I- UJ
Z '. , 0:
UJ <
:r;; i I , UJ
u
:I: z :;:
() 0 z ,il~ '" 0:
< >= 0 ~ " ..... I.,UJ
I- a. ~ " ~ i, . "'II'~
0: z 'u
I- ~ u 0:_ . :_~,ii\_ ffi ~ 'il:;;;;!
<t I- ~
'" UJ" w..
:;: UJ VI UJ:O UJ.c :E
>= 0 z :;:~ I.,), ~g .!! Wii'.ij'limiml,li!'. ~
u ~ ,,~ :;;
'" 0 z8: -<,: z €t "
< w~ UJ~ Q.
UJ
0: 0:
. UJ <
w <Il M U
0
Q ;:;; 0 u:
I ::J W
w Z Z
~ W
. <Il
5 0
" w
;:;; t-
v! UJ <
>- 0: U
0: ::;
0 ::J
'" I- a.
" 19 U ::>
. lJj ..J ..J ::J -' ..J 0
~ I- < " < 0: ;:z: ;:z: lJ) z
'" < l- I- I- -' ::J
B u 0 z 0 VI 0 0 <t ..J
l- ii) I- ~ l- I- I- <
~ <Il ::> <Il m m l-
. ::> 0 ::> u.. ::> ::> 0 0
VI VI I VI :;: VI VI l- I-
Packet Page -701-
u,_,__'-_..._ --"..._.,-~-'.-,."'"
5/10/2011 Item 16.0.4.
..
C>
~
<(
C>
u
'E
C>
(/)
>.
.c
-
C>
Cl
"C
"
[!J
"C
<:
..
<:
o
..
Q.
'C
U
VI
III
D
l(
UJ ~j ~
<.) Ut9
a: . "'.
:0 OW '" -
0 u8 I
(I) " "
"0
f- 00 0 :0
UJ 00 0 ~
co 00 0 (I)
a: (I)
0 UJO 1.";6 .0
:0 :I:Z "'"' .. iil
N
co f-:o ~'" .. <C
Ou. '" UJ
0:
<C
0 0 UJ
f- 0 0 u
COZ ci ci ~
co" <> 0
00 <> <> UJ
U:2 ...: ...: '"
<C "' "' ..J
... II> ..J
<C
, ' ' '1f :IE
0
..J ".""i 0:
~ 0 <> !:.
0 ... .'~( ; ... en
(I) e- UJ
UJ " " iE
<r <C
<C - u
Q :J N u:
N . UJ
u. > N N Z
UJ <, UJ
Z co
UJ
co , \~ :IE
- ..J
~ '" '" ..J
..J ~ }, ~ <C
- e-
-; 0
y e-
(I) 0:
f- W <
Z co <> <>
UJ :;; N N
~ " - - ,
Vi Z
:J
a. -- "'
:;; ~ ,-i '"
0 Z ::> ."i ....'.... ::> -
() :I: :I: I
() "
<C ,.i", :s
0
- . ,'- C' ;.~
m > ';<
c..." ::;: --,'- '."..-
o u i ie' ~
.::. Q.l ..J
~g .' .-..... '..";.i
UJ
'.. '." j( ..,.~
'c,. y[.!~
Z .j ".
Q Z .0
f- 0 ~ ~ ~ .... ill
.<::
a. >= CO " . CO en
c ii' ~ Z 0: Z ..J
.
;; >- () <r_ ~ <r_ -' ;i
f- (I) f- UJ . 'c UJ.
E '> UJ (I) UJ:5 UJ:5 -... ~
u >= 0 z ~ ~ 'I ~ ~ ..
u ~ :2 0:
c () (9= CO:
m '" " zil: , zil: !:.
c " UJ m ::;: W m en
. UJ
E 0:
0 a:
s: UJ <C
u co W U
. :;; .,. u:
~ " ~ W
.0 z z
" UJ
.E co
0
~ W
l-
. UJ <C
~ >- a: u
(I) a: :J
:0
'" 0 I- a.
" CO () :J
m W ..J ..J " ..J ..J 0
. f- a: Ul z
" '" <C '-' <C <C <C
f- f- f- f- f- ...J :0
~ () 0 Z 0 (I) 0 0 <( ..J
l- ii) f- ~ l- f- I- <C
~ co " co co co l-
. :J ~ :J U. :0 :J 0 0
(I) '" en ~ en en l- I-
"
a.
00
'";:
-
U
C>
'0
~
0-
I
<(
I-
Z
UJ
::!:
:r:
()
<(
l-
I-
<(
Packet Page -702-
5/10/2011 Item 16.0.4.
"":l
0>
~..~
.... -; '" '" z '" I "", I, '"
0 0 C C ." C 0 C ro
.... -; lD lD ~ lD C lD :<
)> .... .... .... '" .... i:j
r )> 0 0 '" 0 z 0/ lic!
c r- ~ .... .... .... Gl ~ \l )>
z en )> " )>
c r r c: r r,.,. .... @
T m ~
c: () " Gl "
""ll .... 0 "
r C
n " " ."
m . -< <3
)>
.... . "
m "0
c 0
lD n
m ~
z z ()
m - c: 0
." s: 3
n ~ 3
ttl lD
;; m c
" " ~
in '"
'" ,'; ~ m ~: s: , ~m )> 0;-
-:;; ilz J: 'Cz 0 )> n
" _ Gl eo ~.C) s: () 3'
0 I<i'~::' ~, ~z .: ~z z 0 ....
s: crm crm c;; m <: 3
10m ~ mm ':! 0
)> .... '" ~
r -" -" ~ 0 ~
r II z " z " ..
'" Gl :~: ro Gl .... '0 ro
m =- (5 ....
"
" - l:r - 2 (5
S ,. 2
hl I'
)> I "",
"
m
)> :'f:; IE, ....',.. If'" '< , 02
!!! Ell)
ii,li I r CD :::!.
.. s: n 0
'" ~.:::l
< .
c I.,."il" ,T. , ro -
~
0 [;"" " . ",,"
" )>
I Ca.; :c .. ..... e 0
:c I~,,; 2 0
- c c . =1 0
'" s:
'" "0
',.. r
I" '.' 2 c;;
I
- I.i~;i; - e s:
0 .ii,..., 0 s: m
0 0 '" 2
m ....
. " '"
.... , ....
0
~ '" '" r
r '" .,. ~ s:
- i'"
r
!!; ,', .. '"
lD '[<,,' 1.< m
2
m m
z '" '" < "
m c.> I'."""".' c.> '= fi
- "'" -
." I
fi ;;
;; "
" iii
in .... '"
en c.> ." c.> 0
... c.> ....
-:;; - - )>
" ,,' r
0
s:
)> '" '"
r '" '" )>
r 0 0
'" 0 0 s:()
m " -0 00
" 0 0 em
S 0 0 2Gl
() '" '" ....
m 0 0
)>
"
m "0
)> e.... '"
!!! ZI e
om 0
"'" Gl
'" m
c ....
cr
<; .,. '"
~ ..,"'"." 0
e
- "
'", , ()
m
'" .',.'.,'
'.'
-,
""
Packet Page -703-
)>
=1
)>
(")
J:
s:
m
Z
-i
)>
I
"ll
.2.
CD
n
-
o
CD
'"
n
...
-0'
=-.
o
::J
llJ
::J
Q.
tD
c
Q.
co
CD
-
C"
'<
en
CD
<
n'
CD
)>
iil
llJ
5/10/2011 Item 16.0.4.
[1:
(s)ueld ~JOM ^l!^!P\1
B luaw40emt
Packet Page -704-
z
o
~
;:
o
iii
5'
"
::J
o
::J
CD
"
Q.
;:
~
3
"
'<
""
CD
5
"
C-
o.
CD
0.
"0
CD
~
b'
3
;u
CD
"
)>
c:
<0
N
o
o
~
'"
w
o
o
o
o
o
~
N
N
o
o
'"
~
N
N
o
o
'"
(")
o
::J
II>
2
Q.
o'
::J
po
5.
~
Q.
o.
::J
II>
"
o
~
CD
i>
-..J
N
o
o
'"
-..J
N
o
o
'"
o
CD
3
~
o.
::J
""
CD
~.
::J
II>
"iT
[;.
c:
~.
1il
~.
or
"
<:
!!.
W
""
iD
~
58
'"
N
o
o
'"
'"
N
o
o
'"
"1l
~
(")
o
::J
~
~
c:
Q.
o.
::J
"
o
::J
it
~
CD
::J
"
CD
~
o
o
'"
'"
N
o
o
'"
(")
o
::J
@
Q.
)>
~
a.
po
m
x
CD
"
S
o'
::J
Ol
N
o
o
'"
Ol
N
o
o
'"
Ol
c:
~
::J
~.
po
(")
o
a
~
"
Q.
z
~
9-
~.
o.
::J
II>
Packet Page -705-
tJ1
-
N
o
o
'"
tJ1
N
o
o
'"
)>
0.
"
CD
"'-
in'
CD
"
::J
0.
;lJ
CD
iD
"
II>
CD
;lJ
~
c:
CD
~
Q'
"1l
~
II>
"
or
tJ1
N
o
o
'"
~CJ
,<3"
<0 g m
"-Ul
.:!- :::T...
pog[
'"
N
o
o
'"
~CJ
'< 3 "
CDO-
,,::J CD
..:l~m
1>05.
m
::J
Iii
~
5.
o
Ul
c:
""
iii
~.
1i13'
a
o
CD
II>
"
~
0'
CD
"1l
o
"0
o
II>
CD
0.
)>
8" a
o-Qg
CDCD_
II> Q) 0
c W C"
""::JCD
~.2 C
@=O5.
0.0 CD
~gfit
.3 A
CJCDCD
,,::J ::J
1bS!Q
m 0' ()
::J ::J 0
0; 3-
ii:
p.
Ul
"0
CD
"
~
(")
o
::J
~
o.
::J
~
iii
CD
3
CD
a
;;.
5'
5'
CD
(")
o
c:
::J
:<
0" g ~
m"<~3 0-5
::l o"2..m ~
Q..Q)CD I/l
a CD ~ 0
"U
rr~ a
m'<.o ......."'0
~ coo
5..0CDC"~
; [l) I/l CD C.
rom ~
0. '"
;lJ )>
"(1) a.
0.0 0(8 3 ~
e;. C -EA::;' 0
Cb CD .-+ -."0
!a. 0 !a,. 0
mrorr-.cn
:Ja.roD:l('D
c.. ~Cl.
. "" 0
'< ::J
5/10/2011 Item 16.0.4.
cno;;o
mom
;;ozo
<~-
-$?"
o -
m
moZ
)>~~
;;oz
mO
)>.
",,0
....co
o
mtoo
Q. . 0
lDO_
::lw=
::!ILlD
lD 0...
-<Do
c..~o
:I:....c:
o . ::l
~~..
:h
(";.
.;)
cn"o
C;;O)>
toO~
;oc....m
mm"
00;;0
-~m
J!to"
mc)>
Zo;;o
-fG)m
mO
-f
...
I~~~
:I:o...
0(")
0:T
0....
co
to.)
o
o
co
o
m
"
)>
~
3:
m
Z
~
o
"TI
o
o
s:
s:
"c
;;oZ
O=i
c....-<
m)>
o"TI
~"T1
~;!::
0;;0
;;ocn
"00
"s:
~~
Zr
o
=i
m
00
o
o
to
G"l
"
;;0
o
G"l
$?
3:
L
~
~
o
to
~
o
to
-0
~.
'"
~
()
0"
en
'"
o
S-
Ol
:;J
a.
::T
o
3
'"
en
"
o
~
'"
m
;
!N
I
!
I
I::!
o
ip
i8
o
o
~
o
0>
~
o
to
o
o
:;J
en
2
g.
o'
:;J
o
-
:r:
a
3
CD
en
(f)
~
o
0>
(f)
~
o
0>
)>
i
0'
~
-
o
st
Ol
5'
"
o
::J
!!J.
~
c:
~
0"
::J
~
3
~
Cil
~
'!!J.
::.:
Ol
<'
'"
i~
,
] I
LI
'-
c:
<:
I
)>
15
)>
15
o
0>
(f)
'"
::J
a.
o
S-
O"
c:
en
I
'"
~
~
'"
"
o
"-
iil
"
g
o
~
Ql
~
III
c:
-0
m
"
'"
~
(Il
Ol
::J
a.
~
'"
"
~
"
!!!-
o'
"
en
~
'D>
I-
.-
I~
im
iiii
I::::
I
I
,
I
,
I
I
I
I
I
'-
c:
::J
'"
o
0>
'-
c:
::J
'"
o
0>
<
!!!.
c:
m
C
:ll
'"
Q.
g:
'"
"-
m ::.:
". 5'
15' 0
= 0
Fi ~
Packet Page -706-
;;:
~
'-
c:
::J
'"
~O
,<3!.
'" a '"
~acn
~::T_
llO~
'-
c:
::J
'"
o
'"
~O
,<3D>
",0-
0l::J '"
...,::;.m
- ::J
llOa.
m
x
'"
"
c:
m
()
o
"-
iil
g.
o
(Il
en
"
~
6'
'"
-0
o
u
a
en
'"
a.
)>
o g
0" () 0
mei":'
en Ol a
cmc-
O"::J(Il
3"c
:::CD::J
(IlOa.
a.O(ll
Jl2iit
.3 '"
OeD'"
D>::J "
CD"9tQ
mo'o
::J ::J a
0: a
iil
!?
(f)
u
(Il
"
~
o
a
::J
~
o'
"
0" " ..
'<a
m .3 CT~
::3 012..m;:;:
0: Q) (1) en
-~m -a
- a.
-0
0"::0 ~
(Il a
m'<...c _"0
"C 0 0
E..OmCTg;
~ m en CD a.
rom y*
a. .,.
.~-
I ::0 )>
I "' CD a.
0.0 ~ 3 ~
!!!.Ctlt5'O
CD m _ --'"0
!e.o~o
m(])CT~(Il
6.a.CD~~
"0- 0
'< ::J
5/10/2011 Item 16.0.4.
eno~
mom
;:0::10
<....-
_~""O
On-
m....m
Z
>z-I
;:0 ? ..
m 0
> 0 0
ooco-
:tt0=
NlJI~
-60
3 wO
36 c
OUla
:0:"''<
II ....
-....
ID'
ID 0
....
:!!~
~m
iii.
AI 0
\..,....
"0
~>
0-1
c..m
cnm"
co~
lJI-Im
~lJI"
mC>
00;:0
-Glm
:!!mO
m -I"
zoo
:-:tig::
w...
-on
:J:o::r
00-'-
"oco
mo
N
o
o
co
o
m
"
>
~
-I
s::
m
Z
-I
o
.."
o
o
s::
s::
"c
~Z
O~
c..-<
m>
0.."
-I.."
:E>
o~
~en
"'en
"s::
r>
>r
Zr
o
~
m
en
o
o
lJI
Gl
"
~
o
Gl
~
>
s::
5/10/2011 Item 16.0.4.
z ~ ;;:j co ..... ~ ~ I<! cn(")::o
- j;J j;J ~o
0 N N N mom
~ 0 0 0 0 0 0 0 ,<3 III
~ 0 0 0 0 0 0 mOCD' ::Oz(")
s: 0 ex> ex> ex> ex> ex> ex> ~2.Cf) <-;-
-~"tI
0 -"'- (") m
iii 11o~ m(")z
5'
III >-;-;
::> ... ~ ~ ~ :::' co '" ::Oz
- N ~ ~ j;J j;J
0 N - j;J N ~o mo
::> 0 N 0 0 0 ,<31ll >.
'" ~ 8 0 0 0 0 0 ",0-
III 0 0 0 co ex> ex> Ill" '"
0- co ex> co ~-m
-"'::>
5 1100. C
-< m
3 ~'bl 'It "tI
III "'0 ~8bl 8> -; s: 0 0 >
'< 00 a ~. III '" 0 '" w ;0
c::> ::Taa '" s. ,::> '" (")0
g ~3 "'- ~ '" '" ,- C'l -;
-'"0 _.~ UJ :;j _. Ol- 'So ~ o~
s- ::> - r3?l '" c::> C'l -- s' is_ ~ C' i:
"'s. C'l '" c -::> 5' '" C:l:D(") m
C'l Ol '" ; g c '" '" 8 i.
c ::> III ~.o 6' "tl = . 0 Z
0. 0. _ "'''' ~ -. ~ 3 OJ a ....0= -;
'" '>1;: Ol C'l ::> -. 0.", ~
-.::> C'l "0 w-.
0. 0"0 8 ~8 5".0 ill. 0 _. I CD 0
'" c :E ;a. Q,o...
"0 !"E=l 3 CD 3 =:c o' I~ '" "Tl
'" 0-- iir et 0 '" CD'P(")
Ol -- ~ ::> " ~
~ ""l ~. R"'''' 0. 0
0' ",c Cbs _'" '" ;:rNO
'" ::> -. '" _0.0 ",'" Gl )> 0
~ 0'''' ~O' ;:::;:cc 5- ~ _ C'l o 7' c
3 <" !:Q. 92- 00. C'l Ol o = c: 0 = i:
C'l iii c"o CD:;,:::;; c:T 0 lD 0"00 S'~ -
5"- '" C O"co '< '" 0 3 ~ '" -::> i:
'" ill. ",= --c "'_ "tie:
<1> '" -"0 a: s' D)' i5~ <1> '" Ol 0
~~ Ol '" '" '" 3 fg eDiCT ;oZ
Q) "0 _. ~'" Ol ~ 0",,<1>
" ~ '" 0 ::> ;o~ 0-
<8~ 0.3 ::lCD=: "'- !!C 3 C'l
~@' 0.C'l<1> Olo. E 0. "'''' C CDr- <-=<!
OJ Ol :::00 0"'" 3" CDO~ ;S;
3~ Ol- '" 0 0 "":E m>
'" -. a~::J '" 3 0.0<1>
. <1> (/J 2. @.'" 0 0"C'l;:l. P" C"l"Tl
- "'- - -'" 3 0 -;"Tl
"0 ~ -- ,<COl
""or " III -.:e .., Ol '" <1> '" -3 ^
-- C'l ~lD i50~ C'l<1> 0 Ol 0<1><1> ~~
" '" _.;. 0 '" C'l :E ro III " " cn"tlC 0;0
!!C3 '" III S~~ 3c '"
C'l ::> " '" --0
-g <1> eo.. CD ::!. <1> 0 Ol ms.""l e:;o> ;ocn
o C'l (") ;:::;:.CD " " ~ ~ ~ mo-O ;l:;cn
~~ ,-.<0 '" l:DO-;
ill 0 0'" C'l ::> ::> 0
:JI~ Ol !ii 0. " ;o<-m "tIi:
-- 3 _c~ 0 ::> ",- , -
'" Ol Ql '0 "i" a 0. ~ mm"tl >>
aa. "0 ~ 0- III (")(");0
!" <1> ro C'l Ol '" Ol ~ ::> Q. zF
lD -::>'" C'l "Q --;m
::> !" 0. < (fl
~ -- 6" iii' "tIl:D"tI
~.i5 Ol Ol '" ~ "0 C"l
~ lD '" me:>
< '" 0" .'" C'l ::j
0-- III ~. [U ZC;O
;:l." ~ '" '" '" s- Ol ~ in
'" - a;- - -- <3' 8 3 -;Ci)m
'" _'" 0
'" -< Ol- ::> mC cn
~ 0- 0
0 ::> -; C"l
- 0- ~
a;- ::> iI> C
'" '" o' l:D
::>
(")"'5: Ci)
'" 0- 2 ~ o """Ill "tI
0 -w'" ;0
m'< 3 c =ClOC'l
~N:T 0
::l d"2..g~ Ci)
~11J~ C/l (")U1'"
CD~ 6" o:"lClO ~
c:NN
="'0 i:
." ::0 - 0
"53 ~ "tl ClO
'", ~
'" .... 0.0 0
~ '" OJ C _"'C
)> .ex> ~g;O~
C N m-C"ro
<0 '" ;:JctlCDa..
..... 0.0.
N N = 0" ~
0
0 ~ '<
..::
::0 >
, '" 0.
0.0 ~ 3 4'
~ C if) S' 0
CD rn 6" cn.-g
mror::r!:;'Ul
:Jo.rotl:l('D
c.. :!'.Q.
'0" 0
'< ::>
Packet Page -707-
"_.._._._--.-~.,...- -",,--<---,--,-.,.~. -- "_<..-~"-,."--
5/10/2011 Item 16.0.4.
z ~ co CD ..., (J) '" eno:;o
i'> r;:; r;:; r;:; r;:; - ~o
0 - i'> mom
~ i'> a a a a a ,<3!!!. :;OZO
a a a a a 0 ",0<1>
;;:: 0 CD '" '" '" '" m3.m <-1=0
'"
0 ~::T_ 0:;0-
a; l/O~ m>m
5' >O~
10 :;0-1
:J ~ ~ '" ..., (J) '"
0 r;:; ~ r;:; r;:; r;:; - ~o mZ
r;:; i'> ,<310 >9
:J 0 a 0 a a
'" 0 a a 0 a a ",o-
w co a '" '" CD CD w:J '"
$l. '" ""::Tm
- :J
<: l/Oa. C
~ -- m
3 -a
10 .." -C en > -C m 0 >
'< :j" '" <1> a. ~ :J '" ",,0 :;0
er Ql. 3 0 < .. l'l -I
<1> c: '" ~ ..00
a; ::>. 10 ~ ==
:; ID ~ :j" iT C
:; (II :J ;;; '" - <1> 01110 m
n "0 <1> "tl <1> er 0
E" <1> :J ID ~ a: "tl 0'0 Z
a. $l. ~ [ ~ en a c- -I
'" 'g c: CDe.>=
a. o. :J c: er "0 - . CD 0
:J '" 0 ~ 0 DlO.,
"0 (II '" (II "TI
~ ~ "" n ::scoo
<1> ~ ,g: '"
~ a- a. Q..NO 0
-
0 ID ~ '" '" > C"'c 0
3 " ID a _ n ~6::::J
a. ~ :J o = 3::
or a. ~ c-9g =..... ==
ID (II it
0 ~ "''''- \lC
a. '" c: m ",IDO
::: ID er i::mO" :;oZ
". ;;; 3 3 er:J'" O=i
'" n "" '" 30
~ 0 - a aCD3= e t..-<
0
@ ~ :S. "'Oa. \./\/' m>
:J ~ a.O<1> O"TI
'" 5'
ill ~ erO::>' -i"TI
~ 5' ,<C:ID
0 a -3 "" ::E>
~ '" < '" omCD
ID er Ql. 0 ID:J" en-aO 0:;0
:J a: 0 --0 C:;O)> :;0 en
a. c: CD !!!.....
ID !" ~ mo.o 11I0-i ^en
(II en :J:J 0 :;Ot..m \1==
'" a. :J mm"tl
0 '" ' - r">
~
n [ ID 00:;0
0;. $1 =O-lm )>r
.. en -I1I"tI Zr
a. 0 "0 mc)> 0
0 '"
.. a n ~c:;o -I
3 ~ ~ ffi
10 G')m
!" 0 0 mC en
0 0 O-i
,... :J 0
~ 0 C
=-
o' ~t== m
:J G')
~.~ OCADI "tI
erg * 00" :;0
",(0 m'< 3 c Con 0
-'" ::so::r
'" " ::f o'Y. g s: G')
3", - .....
ill C;;B1~ en 00 :;0
I -", 0
g "'a. '" )>
Q 3::
Q
"3J '" -c 00
..., rr~ 0
'" '"
< 0 m'<..c -"'C
.. ~ 0 0
> 0 ~ a CD as; C
0
c: ~ OJ UJ CD a. CD
co {im {fl <
i'> a. '"
<> 0
0
.::: - 0
;U > .,
. '" a.
0.0 '" 3 ~
~ c: fTt5'O
CD CD __."'0
~o ~o
mCDCT...,cn
::Ja.(DmCD
a. ~a.
"0- 0
'< :J
__L__
Packet Page -708-
~ <0 '" .... '" '"
'" '" '" '" '" - -0
'"
'" 0 0 0 0 0 ,<3~
0 0 0 0 0 0 CD 0 CD
0 '" '" ()) ()) ()) maCJ)
00 ~:T_
!lO~
~ ~ 00 .... ~ '"
;;:; ~ '" '" 0 '" -0
- '" ,<3 III
0 '" 0 0 0
0 0 0 0 0 0 (DOar
<0 0 00 ()) 0 ()) mam
()) 00 ~::T~
!lOo.
0 CD )> 0 0 m 0
~. 0. iil 0 " CD
0 < a <D ..
3 CD III 0
" <D :; ~
-0 ;:+ ~
iD III ~. C :; CT
0. ;0 CD 0" CD
<D g III "T1 ~ "tl
:E "tl (/)
o' 0. C 0
0 " 0. :r >I- "" "C
>I- III "" ~. ~ 0
Q) i o' Q) ..
" CD
" !'l. 0. ;;. ~: 0.
a. .g. ~
::r: s: ffi. )>
" CD o. a o g
3' ~ C " i>l
~ ~
!'l. ". !'l. aQg
0 0
=r 0 lDCD_
" III C iil
.. " " <il CD .. Q) 0
CD 3. ~
"C 3 clIl,,"
CD ::r: 0 0. """CD
g. Q) CD 30
III 0 a
o' a. " 0 ~m~
CD a ;;.
? CD =r lDOo.
" III ill s: 0.0 CD
ir a. 0 ,,"0 ;:+
0" s: ,<C III
CD .3 ^"
~ " ~ CD OCDCD
~. 0 0 Ill""
g. " --0
0 0 CD!!....
CD i>l "
g. C " mo'o
~
~. ~ '< " " 0
III CD <>;; a
'" "
" ~ .g ~
0. III
.. g.
lD ~. (/)
iD lD "C
g. ~ lD
0
0 ~
0
a 0
~
III 0
0 "
0" ~
,.. o.
::l
.. ~ ,,"0 ""
:::rCD ,<0
~3 m ,,30-5=
lD lD :::JO-g"CIl~
~ ~ C;m~ en
'P -", 0"
CD 0.
." "tl
0> C'"~ a
p
0 m'<.Cl -"0
0 I: cOO
0 5..DmCT~
"~~CD 0-
lD lD ."
0. ."
;u )>
" CD a.
0.0 (fl3 "J:;
~.c:: .(It:i"O
CD (1) - -.-0
se.o~o
m (J) CT.... CIl
aa.(D~~
'" 0' 0
"< "
z
o
~
;::
o
iil
s:
III
"
o
"
lD
III
g.
<:
~
3
Q)
'<
""
lD
3
Q.
C
0.
lD
a.
-0
lD
~
-
o
3
;0
~
)>
"
<C
'"
o
o
~
Packet Page -709-
5/10/2011 Item 16.0.4.
en 0;;0
mom
;;ozO
<-f-
-;;o"ll
o)>iii
moz
)>-f-l
;;oz
mo
)>.
0
m
"ll
)>
=11:0 ;;0
-f
(JIQO 3:
0
enmo m
=-'" . 0 Z
3:0- -f
w=
III . CD 0
:;0...
~'Po "11
CD NO 0
~ .... c: 0
m 6::s 3:
:r:....... 3:
~q -oC:
;;oZ
o=i
D c...-<
W m)>
0"11
-f"Tl
:E)>
en-oc O;u
C:;;o)> ;;0 en
mO-f "en
;;oc...m -03:
mm"ll r)>
00;;0 )>r
'ij-fm Zr
-m"ll 0
mc:)>
zo;;o =i
-fom iii
me en
-f 0
... 0
m
en r 3: 0
:+OD) "ll
3:ga ;;0
1lI0:::T 0
:::: .... 0
~ QO ;;0
CD )>
~ N
UI 0 3:
0
:r: QO
0
c:
UI
CD
5/10/2011 Item 16.0.4.
~ <0 Q) "" Ol '"
N - - - ~ ~ ~o
N N N
~ a a a a a -<3!!!.
a a a a a a '" 0 '"
a Q) Q) '" Q) Q) ~acn
Q) _::T_
I/O~
~ ~ Q) "" Ol '"
- ~ ~ ~ - ~ ~o
N ~ N
a a a a a -<3Ol
a a a a a a ",0-
<0 a Q) '" '" Q) Ol::l '"
'" ~:7m
I/O a
:!! ::l :;- ::0 tIl m 0
::l Oi m 0 ~" ::l '"
!!!.. !iI 0 Oi m
~ "" 0
0" ::l ~
:;- ![ ~ ~
~ :;" ::l <T
~ 0 6" 0 m 0 CD
'" ~ ::l !iI en -0
a 0" 0
So '" ![ C
o' 0" ""0
::l !!l. m 0 o' ~ 0
0" ~ ~ ::l '" m
n '"
::l ~ g, ~: a.
Ol 0" m ~ '" )>
::l ~ m ~ o ~
a. a. :;"
iil 0 a. a. ~ o-Qg
::l 0 ~
a. (jl ~ "'CD_
m
m m m mOlO
n ;;;" 3 CmC'"
~. O"::lCD
; m ~.1;l c_
~ ~
~ = ::l
a "'oa.
g: a.o",
0 O"n,,-
C
~ 5' -<COl
'" . 3 '"
0. CD om'"
0 0 Ol::l ::l
0 0 --0
~ C t'D~-.
iil ::l mo"O
-< ::l ::l 0
n 0. ::l
g , -
~
Ol
a
en
""0
CD
I n
~
, 0
, 0
i ::l
i 0.
I I ;;
, 0"
I i ::l
,
[" ! ! i 0 'It
0"0
-< 3 c
m.. cr:J
, ::Jo"'2.cu;:o.::
I C;mm. (I)
i i i -", -
'" 0. 0
'" I i "1J
'" i cr"ft a
.""
0 I m'<..c ......."'0
,.c 0 0
a I 5.DCDC"~
a ,
,. wen co 0-
i mm ~
I , 0. '"
,
I I 1 I ::0 )>
"CD 0-
I i 0.0 -Efl3:;
, I , ~C~5'O
I CD (D __.'"tJ
I ~o~o
, mCDo--.cn
I ::J a. en meD
0. ~. a.
I , I I I .. rr 0
I I '< ::l
, -.._,-
z
o
~
s::
o
~
CD
5'
Ol
::l
o
::l
CD
Ol
a
<:'
~
3
Ol
'<
0"
'"
:;'
o
c:
a.
'"
a.
""0
'"
~
-
o
3
"3J
CD
<
)>
C
co
N
o
a
~
Packet Page -710-
eno:;o
mom
:;OZO
<-1-
-:;0"
(')....i'ii
m....Z
:tooo-l
:;0-1
mZ
:toop
'It; 0
:eO"l~
o2!mo
3 - , 0
CDenC=
:J;zf;"li"
mGO...
:J';;'Po
Q.!:NO
o....~c
::roe,::s
_..~
-:too'
g.crll!
"cu:
~=),.
0- q
'-"
en"O
c:;o>
alO-l
:;o,-m
mm"
(')0:;0
--1m
"aI"
mc:too
zc:;o
-1(i)m
mC
-I
-
:e enf:UI s:
O:::r.....Dl
3~o~
CD III o:::r
:1...0
.....
Dl.... ""
:I g
O-:too N
ocr g
:::r c ""
--/II
0:..
...0-
III
?
o
m
"
:too
:;0
-I
s:
m
Z
-I
o
......
o
o
s:
s:
"c
:;oZ
O=i
'--<
m>
0......
-I......
:e>
0:;0
:;0 en
~en
"s:
,>
:too,
z,
o
=i
m
en
o
o
aI
(i)
"
;a
o
(i)
;a
>
:s:
~ ~ 0> 0> Ol 01
'" 0 >:l >:l >:l >:l -0
>:l >:l 0 0 0 0 ,<3!,.
0 0 0 0 0 0 lD 0 lD
0 0 0> '" '" '" ~a.cn
'" '" _ :7_
{IO~
~ ~ ~ '" Ol 01
- ~ '" >:l - >:l -0
'" >:l - '"
0 '" 0 0 0 ,<30>
0 0 0 0 0 0 lDO-
co 0 0 '" 0> '" 0>::> lD
co 0> "'=rm
- ::>
{lOa.
" ;0 )> )> "'1J m 0
5. @. i a.. ~ ::> m .
!l!. < {!! m
lD "
0> ;:>. 0> ~ ~
5" " 0- ~ :;- C'
lD 0;' lD
If2 ~ ; III 0" lD
lD ::E 0: en "'1J
g. :;- ~ a
3 .2. "'1J c:
o' a. 0- "0
~ lD .. ~ 0
::> j; g. " en
"'" lD
.. .. ~ -!1: a.
.. ::> ::>
::> a. a. lD lD )>
a. 0- <n !" 3- _ "
.. ~. lD ~ o ==
::> m 0-00
a. ::> g. lD -::>
lD lD_
" <n" 0
0 a " lD C:@rr
~ 0 3
0 3- o-::>lD
i lD 3"c
lD iil 3- =(D:::J
m .g. " ;So lDOa.
a lD 0" 5' a.glD
g. ,... ~c:iir
0 .. 5'
'"' .3"
~ ::> lD OlD CD
a. 0 0>::> ::>
:E 0 --0
5' c: (t) ~.....
a. ~ moo
0 ::> ::> 0
:E a. :J
. iii
g.
en
"0
lD
"
!it
0
0
::>
~
o.
:J
~ CT8: #
0
0 '<3 c
m", C"':J
::JO"Q.m::;:
O-mCD (I)
"- or 0"
CD a.
." "'1J
01 0-;0 ~
0 CD 0
P m'<..o _""0
0 .. c: 0 0
0 5.aCDCT~
0 "m en (J) a.
weD ~
a. ."
;0 )>
OlD a.
0.0 (iJ 3 ~
~r:::f09:l0
CD CD __."'tJ
!!.o~o
m(t) 0"'" tn
:::JQ.Q)l>>(ll
a. ~a.
~ 0" 0
'< ::> I
z
o
~
;:
o
<D
5'
0>
::>
o
::>
CD
..
g.
<'
~
3
0>
'<
0-
lD
:;-
"
c-
a.
CD
a.
"0
!l!
-
o
3
;0
CD
~
)>
c
(Q
'"
D
o
..:::
Packet Page -711-
5/10/2011 Item 16.0.4.
eno;:o
mom
;:Ozo
<-I"ii
0;:0-
m)om
)oO~
;:0-1
mZ
)09
0
m
"
)0
'11:0 ;:0
....aCXl -I
_0 3:
3lJ1O m
3 . 0 Z
0- -I
OCol=
:0;-' CD 0
11>0.., "
_coO
CD NO 0
CD .... C 0
)00::1 3:
.... 3:
1iT~ "e:
;:oZ
);. o=i
,..., <-.-(
u:\ m)o
0"
-I"
::)0
en"o 0;:0
e:;:o)o ;:0 en
lJIO-l ;J;;en
;:o<-.m ,,3:
mm" r)o
00;:0 )or
"ii-lm Zr
-lJI" 0
me:)o
zo;:o =i
-IG)m iii
mO en
-I 0
tit 0
lJI
~r 3: G)
0011> "
::10... ;:0
_on
,,0::1" 0
00.... G)
... co ;:0
() )0
::I" N
0 3:
0
co
5/10/2011 Item 16.0.4.
Attachment C
State and Federal Statutes, Regulations and Program Conditions
By signature of this Agreement, the local go....ernment hereby certifies that It will comply wIth the following
applicable federal and state requirements:
Section I: State and Federal Statutes and Regulations
I.
Community Development Block Grant, Final Rule, 24 35.
C.F.R., Part 570;
Florida Small and Minority Business Act. s. 288,702-
266.714. F.S.; 36.
Florida Coastal Zone Protection Act, s. 161.52-161.58, 37.
~; Y
Local Government Comprehensive Planning and Land 39.
Development Regulation Act. Ch. 163, F.S.;
Title] of the Housing and Community Development Act 40.
of 1974. as amended
Treasury Circular 1075 regarding drawdown of CDBG 41.
funds
Sections 290,0401-290.049, F,S"
Rule Chapter 98-43, Fla. Admin. Code.; 42.
Department of Community Affairs Technical
Memorandums;
HUD Circular Memorandums applicable to the Small 43,
Cities CDSG Program; 44
Single Audit Act of 1984;
National Environmental Policy Act of 1969 and other 45.
provisions of law which further the purpose of this Act:
National Historic Preservation Act of 1966 (P;jblic 46.
Law89-66S)
as amended and Protection of Historic Properties (24 47.
C.F.R. Part 800); 48
Preservation of Archaeological and Historical Dala Act 49.
of 1966;
Executive Order 11593 ~ Protection and Enhancement 50.
of Cultural Environment;
Reservoir Salvage Act;
Safe Drinking Water Act of 1974, as amended; 51.
Endangered Species Act of 1958, as amended;
Executive Order 1289B ~ Environmental Justice 52.
Executive Order 1198B and 24 C.F.R. Part 55 - 53.
Floodplain Management;
The Federal Water Pollution Control Act of 1972, as
amended (33 U.S.C., s. 1251 el.seq.); 54.
Executive Order 11990 - Protection of Wellands:
Coastal Zone Management Act of 1968, as amended;
Wild and Scenic Rivers Act of 1968, as amended; 55.
Clean Air Act of 1977; 56.
HUD Environmental Standards (24 C,F.R. Part 58): 57.
Farmland Protection Policy Act of 1981:
Clean Water Act of 1977; 58.
Davis. Bacon Act; 59.
Contract Work Hours and Safety Standards Act of
1962,40 u.s.e. s, 327 et. seq.: 60,
The Wildlife Coordination Act of 1958, as amended;
The Solid W<isle Disposal Act, as amended by lhe
Resource Conservation and Recovery Act of 1975 (42 61.
use...5. 690~ et. seq.);
Noise Abatement and Control: Departmental Policy 62
Implementation, Responsibilities, and Standards, 24
C.F.R. Part 51, Subpart B;
Flood Disaster Protection Act of 1573, P.L. 92-234;
Protection of Historic and Cultural Properties under
HUD Programs, 24 C.F.R. Part 59;
Coastal Zone Management Act of 1972, P.L. 92-583;
Architectural and Construction Standards;
Architectural Barriers Act of 1968, 42 U.S.C. 4151;
Executive Order 11296, relating to evaluation of flood
hazards;
Executive Order 11288, relating to prevention, control
and abatement of water pollution;
Cost-Effective Energy Conservation Standards, 24
CPR
Part 39;
Section 8 Existing Housing Quality Standards, 24
C.F.R
Part 882;
Coastal Barrier Resource Act of 1982;
Federal Fair labor Standards Act, 29 U.S.C.. s. 201 et
seq.;
Tille VI of the Civil Rights Act of 1964 ~ Non-
discrimination;
Tille VII of the Civil Rights Act of 1968. Non.
discrimination in housing;
Age Discrimination Act of 1975;
Executive Order 12892~ Fair Housing
Section 109 of the Housing and Community
Development Act of 1974, Non-discrimination;
Section 504 of the Rehabilitation Act of 1973 and 24
C.F.R.
Pari B:
Executive Order 11 063 ~ Equal Opportunity in
Housing;
Executive Order 11246. Non-discrimination;
Section 3 of the Housing and Urban Development Act
of 1968, as amended. EmploymentrTraining of Lower
Income Residents end Local Business Contracting;
Uniform Relocation Assistance and Real Property
Acquisition Policies Act of 1970. P.L., 100-17, and 49
C.F.R Part 24;
Copeland Anti,Kickback Act of 1934;
Hatch Act:
Title IV lead-Based Paint Poisoning PreventiOn Act
(42 U.SC.. s. 1251 et seq.);
OMBCirculars A-87, A-122, and A-133, as revised;
Administrative Requirements for Grants, 24 C.F.R.
Part 85;
Section 102 of the Department of Housing and Urban
Development Reform Act of 1989 and 24 C.F.R. Part
12:
Emergency Ruie 9BER06-1, CDBG Disaster Recovery
Funds:
HUD program requirements for disaster recovery
projects as published in Federal Register, Vol. 69,
No, 237 (December 10, 2004) [Docket No. FR-4959-
N-Ol)
2.
3.
4.
5.
6.
7.
6
9.
10.
11
12
13
14.
15
16
17.
18.
19.
20.
21
22
23.
24.
25.
26.
27.
28.
29.
30.
31.
32
33.
34.
24
Packet Page -712-
5/10/2011 Item 16.0.4.
Section II: Program Conditions - Disaster Recovery Initiative Program
1. Prior to the obligation or disbursement of any funds, except for administrative expenses not to
exceed Fifteen Thousand Dollars ($15,000). but in any case, no later than ninety-days (90) from the
effective date of this Agreement, the Recipient shall complete the following:
a. Comply with procedures set forth in 24 C.F.R. Part 58, Environmental Review
Procedures for Title I Community Development Block Grant Programs and 40 C.F.R. Section
1500-1508, National Environmental Policy Act Regulations. When this condition has been
fulfilled to the satisfaction of the Department. the Department will issue a Notice of Removal of
Environmental Conditions;
b. If special assessments or impact fees are to be charged to each household that is to be
hooked up to the sewage system, document the source of those funds and that they are
dedicated to the project for the purpose of funding said special assessments or impact fees;
c. The Recipient shall not enter into a contract to be paid with Disaster funds based on a
sole source or single proposal procurement action without prior written approval from the
Department. Failure to secure the prior written approval shall relieve the Department of any
obligation to fund the said procurement contract. Any previous payments to the Recipient to fund
said contract shall be ineligible and shall be repaid to the Department by the .Recipient; and
d. The documentation required in paragraph 3 below for any professional services contract
procured prior to the start date of this agreement.
e. Submit to the Department copies of all adopted required policies not provided at the time
of original Application, which the Recipient certified would be adopted. Also, unless submitted
with the Subgrant Application or reviewed at the site visit and determined to be acceptable,
submit an executed copy of the required inter-local and/or sub recipient Agreement if more than
one local government is covered by this contract.
f. The procurement of professional administrative and engineering services.
2. For each procured and executed professional services contract for which Disaster funding will be
requested, or within five (5) days of the execution of any yet to be procured professional services for
which Disaster funding will be requested, submit a fQQ\' of the following procurement documents:
a. Public notice of the terms of the request for proposals in a newspaper of regional
circulation, including affidavit of publication;
b. List of entities to whom a notification of the request for proposals was provided by mail or
by fax;
c. List of firms that submittad a proposal (only if short-listing procedure was used);
d. Completed short-listing evaluation / ranking forms, inciuding any ranking summary
document, and document transmitting the short-listed firms to the commission (only if short-listing
procedure used);
e. Completed final evaiuation / ranking forms;
f. Portion of commission minutes dealing with contract award;
25
Packet Page -713-
5/10/2011 Item 16.0.4.
g. Cost breakout from selected firm used for completion of the cost analysis (if pricing
information was not submitted with proposals);
h. Contract (signed or proposed);
i. Truth-in-Negotiation certification (if not in the contract) for engineering contracts over
$60,000;
j. If a protest was filed, a copy of the protest and documentation of resoiution;
k. A request for the Department's approval of a single source procurement if only one firm
was considered and the contract exceeds $25,000;
J. If a regional pianning councilor local government is performing the services, submit only
a copy of the contract and cost analysis information; and
m. If professional services procurement will not be undertaken, so advise the Department.
3. For any activity that requires construction plans and specifications prepared by an engineer or
architect:
a. Provide to the Department a copy of all engineering specifications and construction
plans. The Recipient shall also furnish the Department, prior to soliciting bids or proposals. a
copy of all bid documents for all services and/or materials to provide those services and/or
materials for all construction activities when the bids are expected to exceed $25,000, These
submissions are for the limited purpose of identifying the extent of the activities to be
accomplished with Disaster funds under this Agreement, and inclusion of program requirements.
and In no way does it indicate that the Department has conducted a technical review of. or
approved the plans or other bidding documents;
b. The Recipient shall not publiCize any request for bids for construction purposes or
distribute bid packages until the Department has provided to the Recipient, written
acceptance of the engineering specifications, construction plans, and bid documents; and
c. In any service area which requires construction pians and specifications prepared by an
engineer or architect, no more than twenty-frve percent (25%) of the grant administration
amount allocable to that service area may be requested until the construction plans and
specifications for that service area have been received for review by the Department. For
the purpose of this condition, the allocable grant administration amount for each service
area is calcuiated by first determining each service area's percentage of total project
costs, excluding administrative costs, and then multiplying the service area's percentage
of total project costs by the total administrative budget. This calculation results in a
percentage of total administrative costs per service area based on each service areas
percentage of the grants total project costs, excluding administrative costs.
4. For activities requrring acquisition of property, the Recipient shall:
a. Should the Recipient be undertaking any activity subject to the Uniform Relocation
Assistance and Real Property Acquisition Policies Act of 1970 (URA), as amended, and Disaster
funds will not be used for the cost of acquisition, the Recipient shall document compietion of the
acquisition by submitting all documentation required for a desk monitoring of the acquisition,
inciuding notice to the property owner of his or her nghts under URA, invitation to accompany the
appraiser, all. appraisals. offer to the owner, acceptance, contract for sale, statement of settlement
costs. copy of deed. waiver of rights (for donations), as applicable.
26
Packet Page -714-
5/10/2011 Item 16.0.4.
The documentation shall be submitted within forty-five (45) days of acquiring the property and
prior to advertising for construction bids for any activity that required the acquisition.
b. Shouid the Recipient be undertaking any activity subject to the Unifonm
Relocation Assistance and Real Property Acquisition Policies Act of 1970 (URA), as amended,
and Disaster funds will be used tor the cost of acquisition, the Recipient shall document
completion of all pre-acquisition activities by submitting all documentation required tor a desk
monitoring of those activities, including notice to the property owner of their rights under URA,
invitation to accompany the appraiser. all appraisals, offer to the owner, acceptance, contract for
sale, waiver of rights (for donations), and estimated settlement costs, as applicable. The
documentation shall be submitted to the Department for review prior to closing on the property. A
copy of the final statement of settlement costs and a copy of recorded deed, wtth any required
deed restrictions, shall be submitted within forty-five (45) days of the acquisition.
5. If the project involves installation of new sewer lines, or a new sewer treatment
plant funded (partially or wholly) from Disaster funds and new sewer lines funded by another source, the
Recipient shall document notification to appropriate households of the requirement in Section
381.00655(1), Fla. Stat. (1995) to hookup to the sewer system within three-hundred and sixty-five (365)
days of its availability. (Note that the notification Is to be provided at least one year prior to the
anticipated availability of the system.)
6. The Recipient shall obtain approval from the Department prior to obligating Disaster funds for
any engineering activities and costs related thereto under the Rural Utilities Service (RUS) engineering
fee schedule. The Department will not reimburse or fund engineering activities or costs that are not
eligible under the RUS fee schedule and Emergency Rule 9BER05-2 CDBG Disaster Recovery Funds.
7. The Recipient, by executing this Agreement, does thereby certify that program income received
and retained by the local government before closeout of the grant will be used to continue grant activities
in compliance with all applicable requirements of25 C.F.R. Section 570.469(e). The amount of program
income earned and expended must be reported to the Department on a quarterly basis. Quarteriy
progress reports are due to be received by the Department no iater than fifteen (15) days after the end of
each quarter of the program year and shall continue to be submitted each quarter until submission of the
administrative close-out report. The ending dates for each quarter of the program year are March 31,
June 30, September 30 and December 31.
8. The Recipient shall annually undertake an activity to affirmatively further fair housing pursuant to
24 C.F.R. Section 570.487(b)(4). Annually shall be defined as an activity for each year or one-third
thereof from the effective date of the contract to the date of submission of the administrative closeout.
9. A deed restriction shall be recorded on any reai property or facility acquired with Disaster funds.
This restriction shall limit the use of that real property or facility to the use stated in the Application and
that title shall remain in the name of the Recipient. Such deed shall be made a part of the public records
in the Clerk of Court of the County in which the Recipient is located. Any future disposition of that real
property shall be in accordance with 24 C.F.R. Section 85.31. Any future Change of use shall be in
accordance with 24 C.F.R. Section 570.4890).
10. The Recipient shall conduct all public hearings relating to thiS Agreement and performance
hereunder in a location that is accessible to physically handicapped persons or make such
accommodations as necessary to provide for active participation of handicapped persons desirous of
attending such public hearings.
11. AI' amendments to the activities contained in the application, Including proposed new activities
must be approved by the Department in writing prior to the date of initiation of that activity or the
execution of any contract with any third party reiating to such activity. The Department reserves the right
27
Packet Page -715-
5/10/2011 Item 16.0.4.
to require that deletion of an activity meeting the LMI national objective be replaced with another activity
meeting the LMI nationai objective.
12. The Recipient shall update and submit Form HUD 2880 to the Department within thirty (30) days
of the Recipient's knowledge of changes in situations which would require that updates be prepared. A
final Form HUD 2880 shall be provided to the Department with the request for administrative closeout,
and its absence or incompleteness shall be cause for rejection of the administrative closeout and
assessment of any penalties which otherwise would have occurred.
13. The Recipient shall compiy with the historic preservation requirements of 24 C.F.R. 58.17 and the
Secretarv of the Interiors Standards for Rehabilitation and Guidelines for Rehabllitalino Historic Buildinos.
14. Confiicts of interest relating to procurement shall be addressed pursuant to 24 C.F.R. Section
570.489(g). Confiicts of interest relating to acquisition or disposition of real property; Disaster financial
assistance to beneficiaries, businesses, or other third parties; or any other financial interest, whether real
or perceived, shall be addressed pursuant to 24 C.F.R. Section 570.489(h). All procurement actions shall
be conducted pursuant to 24 C.F.R. Section 85.36 and Rule 9B-43, Fla Admin. Code.
15. The Recipient shall maintain records of its expenditure of funds from all sources that will allow
accurate and ready comparison between the expenditures and the contracted budget line items by
service area contracted activity as defined on Attachment A and on the Activity Work Plan(s).
16. If an activity is designed by an engineer, architect, or other licensed professional, it shall be
certified upon completion by a licensed professionai as meeting the specifications of the design. as may
have been amended by change orders. The date of completion of construction shall be noted as part of
the certification. This certification shall be accomplished prior to submission of an administrative closeout
package. and a copy of the certification shall be submitted with the administrative closeout package.
17. Payment for the acqUisition of property, right-of-way. or easement must be approved in writing by
the Department prior to distribution of funds. Should the Recipient fail to obtain Department approval, any
portion of the cost of the acquisition exceeding Fair Market Value as established in HUD Handbook 1378
shall not be paid with Disaster funds.
18. If, as a result of a site visit. the Department identifies any issues affecting the eligibility for funding
any activity in the application, the local government shall provide information necessary to establish
eligibility for the activity under the Disaster Recovery initiative program requirements or repiace the
activity with a new activity meeting such requirements, within the provisions of Program Condition
Number 10.
19. Any debris removal on private property approved by the Department as a result of a HUD waiver
will be treated as "direct benefit"" and the project file shall document that the property owner qualifies as a
low or moderate income (LMI) person. If documentation that the person qualifies as an LMI person is not
provided, then the cost of debris removal is not allowed.
20. Following demolition of a structure on private property, the locai government shall place a lien
against the real property for the cost of demolition. If the lien is not recorded against the real property,
then the demolition cost is not an eligible cost under the grant. A lien is not required when the demolition
is needed for residential reconstruction completed during the sub-grant period. A copy of the lien shall be
maintained in the project files. When the lien is paid, the funds shall be treated as program income in
accordance with CDBG regulations in in 24 CFR 570.
21. For any activity performed as an 'urgent need," the project files shall document that the activity
meets the requirements of 24 CFR 570.483 (d) to qualify under the 'urgent need" national objective. For
these disaster recovery funds. the "threat to health or welfare" portion of the requirements may be
established in the context of the 2004 hurricane season damage.
28
Packet Page -716-
22. If grant funds are used for acquisition of property for, or infrastructure in support of, LMI housing
construction. construction of the housing must be completed and LMI benefit documented during the sub-
grant period.
I'
5/10/2011 Item 16.0.4.1
I
I
I
23. If grant funds are used for "slum and blight: the project files shall document that the activity took
place in an area officially designated as a "sium" or "blighted" area and meets HUD requirements for
"slum and blight" national objective, or that the activity qualifies under HUD requirements for "spot blight."'
24. If grant funds are used for acquisition. the requirements of24 CFR 570.83 (e) (2) regarding final
use or disposition shall be met.
25. For any construction contract that requires payment of prevailing wages under the Davis-Bacon
and Related Acts (DBRA). the Recipient shall take the following actions so that the Department may meet
its DBRA tracking and reporting requirements to HUD for these funds:
a. Obtain a wage decision from the Department using its Wage Decision Request form or a
similar document with the same information; and
b. Prior to awarding the construction contract, submit the Bidding Information and
Contractor Eligibility form, or document with the same information, and obtain the Department's
confirmation that the contractor is not excluded from participation in federally funded projects.
26 If any funds are used for housing rehabilitation, the project files shall document that, following
completion of each home, all code violations have been corrected and the home meets Section 8
Housing Quality Standards.
27. Within thirty (30) days of execution of any construction contract between the Recipient and a
contractor, all construction contractors shall provide a schedule for completion of work activities under
thai construction contract.
28. Pursuant to Federal RegisterNolume 69, Number 237 [Docket Number FR-4959-N-01] and the
Robert T. Stafford Disaster Assistance and Emergency Relief Act (42 U.S.C. 5155), no activity may
receive assistance from these funds with respect to any cost that is reimbursable by FEMA, eligible for
Small Business Administration assistance or from any other program, insurance or any other sources.
The Recipient's project files shall document how compliance with this prohibition on duplication of
benefits was determined for each activity. including sub-recipients and, for housing or other direct benefit
activity, individual beneficiaries. Duplication of benefits identified during monitoring. by an audit, or other
means may require repayment of duplication of benefit funds.
29
Packet Page -717-
Attachment D
5/10/2011 Item 16.0.4. I
~
I
Reporting Requirements
The following reports must be completed and submitted to the Department in the time frame
indicated. Failure to timeiy file these reports constitutes an event of default, as defined in Paragraph (10)
of this Agreement.
1. The Contractual Obligation and MBE Report must be submitted to the Department by
April 15 and October 15 annually. The form must refiect all contractual activity for the period. If
no activity has taken piace during the reporting period. the form must indicate 'no activity".
2. The Request for Funds Form must be submitted electronically through FloridaPAPERS to
the Department by an authorized signatory at a minimum of once per quarter within fifteen (15)
days after the end of the quarter. April 15. July 15, October 15 and January 15. If no activity
has taken place during the reporting period, a zero (-0-) Request for Funds must be submitted
electronically indicating "no funds required".
3. The Projection of Contract Payments Form must be submitted to the Department (4)
times a year: April 15, July 15, October 15 and January 15. In Section I indicate the amount of
funds projected to be drawn down for the applicable reporting period. If no funds will be required.
a zero should be refiected in the applicable reporting period. In Section II, indicate currant
approved budget and available balance for each project aclivity.
4. A Disaster Quarteriy Status Report must be submitted to the Department fifteen (15) days
after the end of the quarter on the report form provided by the Department: April 15. July 15,
October 15 and January 15.
5. A Section 3 Summary Report (HUD form 60002), as required by 24 CFR Part 135, must
be submitted to the Department annually by July 31. The Department will provide a copy of the
report form to the Recipient.
6. The Administrative Closeout Package must be submitted to the Department forty-five (45)
days after the Agreement termination date.
7. In accordance with OMS Circular A-133, revised, should the Recipient meet the threshold
for submission of a single or program specifiC audit. the audit must be conducted in accordance
with OMB Circuiar A-133 and submitted to the Department no later than nine (9) months from the
end of the Recipient's fiscal year.
30
Packet Page -718-
5/10/2011 Item 16.0.4. I
Attachment F
I
II
Warranties and Representations
Financial Manacement
In addition to complying with all applicable federal regulations, the Recipient's financiai management
system shall provide for the following:
(1) Accurate, current and complete disclosure of the financial results of this project or program
(2) Records that adequately identify the source and application of funds for all activities. These
records shall contain information pertaining to grant awards, authorizations. obligations,
unobligated balances, assets, outlays, income and interest
(3) Effective contnol over and accountability for all funds, property and other assets. Recipient
shall adequateiy safeguard all such assets and assure that they are used solely for
authorized purposes.
(4) Written procedures for determining the reasonableness, allocability and allowability of costs
in accordance with the provisions of the applicable cost principles and the terms and
conditions of this grant
(5) Accounting records, including cost accounting records that are supported by source
documentation.
Comoetition
In addition to complying with all applicable state and federal regulations, all procurement transactions
shall be conducted in a manner to provide, to the maximum extent practical, open and free competition.
The Recipient shall be alert to conflicts of interest as well as noncompetitive practices among contractors
that may restrict or eiiminate competition or otherwise restrain trade. In order to ensure objective
contractor performance and eliminate unfair competitive advantage, contractors that develop or draft
specifications. requirements, statements of work, invitations for bids and/or requests for proposals shall
be excluded from competing for such procurements. Awards shall be made to the bidder or offeror whose
bid or offer is responsive to the solicitation and is most advantageous to the Recipient, price, quality and
other factors considered. Soiicitations shall clearly set forth all requirements that the bidder or offeror shall
fulfill in order for the bid or offer to be evaluated by the Recipient. Any and all bids or offers may be
rejected when it is in the Recipient's interest to do so.
Codes of Conduct
31
I
I
I
i
,
I
I
I
,
I
,
,
I
I
I
!
i
I
I
I
I
I
,
,
!
The Recipient shall maintain written standards of conduct governing the performance of its employees
engaged in the award and administration of contracts. No employee, officer, or agent shall participate in
the selection, award, or administration of a contract supported by publiC grant funds if a real or apparent
conflict of interest would be invoived. Such a conflict wouid arise when the employee, officer, or agent,
any member of his or her immediate family. his or her partner. or an organization which employs or is
about to employ any of the parties indicated herein, has a financial or other interest in the firm selected for
an award. The officers, employees, and agents of the Recipient shall neither solicit nor accept gratuities.
favors, or anything of monetary value from contractors, or parties to subcontracts. The standards of
conduct shall provide for disciplinary actions to be applied for violations of such standards by officers,
emR,loyees, or agents of the recipient.
Packet Page -719-
5/10/2011 Item 16.0.4.
Business Hours
The Recipient shall be availabie at all reasonable times for business. "Reasonable" shail be construed
according to circumstances, but ordinarily shall mean normal business hours of 8:00 a.m. to 5:00 p.m..
local time. Monday through Friday.
Licensina and Permittinq
All subcontractors or employees hired by the Recipient shall have all current licenses and permits
required for all of the particular work for which they are hired.
32
Packet Page -720-
" :_":~;:.'i" ~,t(}!~~(U)BW~:::"-;~~::::::' l!~;,); ","::'
5/10/2011 Item 16.0.4. j
,
ii
II
II
!
Contractor Covered Transactions
(1) The prospective contractor of the Recipient, ,certifies, by
submission of this document, that neither it nor as principals is presently debarred, suspended,
proposed for debarment. declared ineligible, or voluntarily excluded from participation in this
transaction by any Federal department or agency.
(2) Where the Recipient's contractor is unable to certify to the above statement, the prospective
contractor shall attach an explanation to this form.
Contractor's Name and Titie
Recipient's Name
Signature
DCA Contract Number
Firm
Street Address
City, State, Zip
Date
NOTE: SUBMISSiON OF THiS FORM DOES NOT PRECLUDE RECIPIENTS COMPLETION AND
SUBMISSION OF THE "BIDDING INFORMATION AND CONTRACTOR ELIGIBILITY FORM."
33
Packet Page -721-
5/10/2011 Item 16.0.4.
Attachment J
Special Conditions
Prior to the expenditure of funds, the Recipient shall:
1. Submit and receive approval of a Housing Assistance Plan not constrained by SHIP
requirements.
2. Submit a copy of executed sub-recipient agreements for all appiicable service areas.
34
Packet Page -722-
5/10/2011 Item 16.0.4.
Attachment K
Department of Community Affairs
Florida Small Cities Community Development Blod< Grant (CDBG) Program
SIGNATURE AUTHORITY FORM
SUbmit an anginal Si!lnatu~ AUthrty Form With each_ contract. __________~
Recipient Contract #
Coliier County Board of County CommiSSioners 08DB-D3-Qt21-01 :~_____
Mailing Address (Street or Post Office Box)
I Telephone #
(239) 252-6141
E-mail Address
_ Iisaolen@co[iergov.~L._.
Telephone #
JmL252-2689
Terri Daniels E-mail Address
tColiier County Housing and Human Services _ _. terridaniels@coliierov.net
Requests for Funds (RFFs) from the Florida Smali Cities CDBG Program require (check one): [ ] one signature [X ] two
signatures of individuals authorized below. No more than two individuals can b. e authorized to use AoridaPAPERS. CDBG.
contracts require that at least one (1) RFFs must be submitted each quarter and should reflect ali expenditures incurred during I
I ~~~~e~:~g period. T~----- ~ Sig- e v: r-----1
I.Jim Mudd ---------1-MdA----y~~. ~ -:_~ I
[ ] Check here if the above person wili be the E-mail Address --tL~
11~~~~iP;~:lo~:aPAPERS user. - _____--I-~~/;~;-rg_n~~~~~-~_~ -=-_---~
[X ] Check here if the above person will be the ~-mail Address I
, designated FloridaPAPERS user. _ . I lisaoien@coliiergov.net____ I
I Typed Name I oat.e / I Sig. nature n _ . n_ /'\ I'J::) I
Ana Diaz _~ .f2L~1 at" i ___~_~ ~ ~_ j
~:Si ]n~~~kF~Oe;;~~~~~~~~:e~rson ~~~ the _J~~;.~i~~:~~~~:rJl9~n~t_________._______________1
I certify, as the redpient's Chief Elected Official, that the above signatures are of the indo iduals auth rized to sign Requests for I
Funds and to submit RFF's electronicaliy to the Smali Cities Community Development B k Grant P. ram using :loridaPAPERS. I
II-i~H~~:~S. _ 13e/, I J?ooY -I Slgnatu _ --- .- I
[X ] Check here If your local government utilizes ElectronitFii,'ds Transfer (EFT) from the State of Florida. !
~ X ] Check here '~:~~ocal ~vernm~nt :~ be work~~_~_~elmbu~~e_me~b:~~______ _______1
I CDBG payments to local governments using EFTare automaticaliy deposited in the local government's general account. If the i
I account is interest bearing, the CDBG funds must be transferred to a non-interest bearing account. Please cali the CDBG I
I Program at 850/922-1878 or 487-3644 if you have questions. You can check the status of your deposit at the Comptrolier's I
I website: htto://fJair.dbf.state.fi_us/. I
:--____.___._______._______.._______..__._.._____~___._.__..____._________._______.__.1
r Local govemments not receiving EFT: and not working on a reimbursement basis, must establish a non-interest bearing account I
i Provide account information for the financial institution (insured by FDIC) below. All signatures on the account must be bonded. I
~__~___ _____________...___---------.___._-____________....._._________._______~_________-----,i
i Name of Finandal Institution "fV :. _ ~ Account Number ,
I Fifth Third Bank - .. ,.')'1" '-C" -_ 113-8577 ---j
'Street Address orPost office B~'~-----ct--~----:-._:_-~'t~- Telephone Number --------- I
!~9 VanderbilLE!.~.fh RO~--;;,',.~~:---.:....1.~~~i!!I<~I::Efi;Ll239) 591-6l~__________~_______ '
I. City, State and Zip Code vn> "," ~~, ill"_ - , '_ ::. ,
N~e.?, Florida 34108 ,~ ,,--) ..;; I
- .- -.-----.----- --- -+----w------------.--.--.-----..---.-----_____.._.._________......J
(Approv & legal sufficiency
I 3301 Tamiami Trail East
I City, State and Zip Code
I NaplesL.E!orida ~ 112 ---
Project Contact Person
I
I Lisa Olen
Collier County Housing and Human Services
Financial Contact Person
=l
f~~.?;;,'.y- . i rk --'~
'-' ... -~.~ - . ~" '
Aturt "to' ~. ~,. "
t . '.1- -e.&:!1) Packet Page -723- frey A la
119114 Uf'f 00. . . ..- ~Hief As stant
ow
ounty Attorney
5/10/2011 Item 16.0.4.
Attachment K
Department of Community Affairs
Florida Small Cities Community Development Block Grant (CDBG) Program
SIGNATURE AUTHORITY FORM
SUbmIt an angmal Sjgnature Authonty Form WIth each contract .__..._______
~::~:":= ","""Comm,:: - .. -, =,,~,.=--- ~._
Mailing Address (Street or Post Office Box)
I 3301Tam~miT~i1East___
~'ty, State and Zip Code
Napies, Flonda 34112
Project Contact person--------lIf~th;5n2~~4~---
I Usa Oien I E-mail Address
Collier County Housing and Human Services ___'_~_"_'" ______ lisaoien@c;olliergov.net
Financial Contact Person Telephone #
239 252-2689
Terri Daniels E-mail Address
5EI!i.~! Co..!'.!'_ty Housing and Huma~ Services ___________ ; terridaniels@""!'!~9QY,net
Requests for Funds (RFFs) from the Florida Small Cities CDBG Program require (check one): [ ] one signature [X ] two
I signatures of individuals authorized below. No more than two individuals can be authorized to use FloridaPAPERS. CDBG
I contracts require that at least one (1) RFFs must be submitted each quarter and should reflect all expenditures incurred during
,,_that r~J!iQg_~od,-__~____~____,________________________
u:~~~:~-------------~- _ ___ -L~e~ ~~_ i 51 __ _
,[ ] Check here if the above person will be the I E-:(.ffc4re"ss
II $~~~a~:~:'ondilPAPE-RS user:'--------------iDate2--:-I.~-- Signatur:e----( /' /"
Usa Oien , -ILl Ii] I i/'fw<'!. &:;;L~
rrv---------------------- -------------- -~ -- ----- , ' -
[X ] Check here if the above person will be the i E-mail Address
K~:~~~~'OridaPAPERS user. '-------~---+~t~i~Il~COlli~,ov.,n~;gnatu--~- j)_;:__
f t;.i~"~=....... ~.m." ',"--!c1,~ ~-~ 1DcJ-~
fl- ::::::ds ::~:~:~~~ ~:~~;-~~::~~I:;,'t~::t~ea:::~:~-:::i~:=:~:~f-::~ndl~~d::,:::~;,Z:t~s;;~-Req,~ests f:l
Funds and to submit RFF's electronically to the Small Cities Community Development ck Grant P ram using FloridaPAPERS. i
-" - --..-.---'-~~-'-----~"~.,-,.~.----T-.-..'"..--".--""-.~~-"-.---....'.-.---.""------:--- --..,.---. - --~_..--------- I
~fFh~2;~ere Tfyou-rlocalgovernment-UtJjizes-8el:~~~~~$r!rJi:g~ i~ta e of florida. -------~
I [X ] Check here if your local government will be working on a reimbursement basis, I
,---------------------,-----------------------------------~-- ---J
! CDBG payments to local governments using EFTare automatically deposited in the local government's general account. If the I
i account is interest bearing, the CDBG funds must be transferred to a non-interest bearing account. Please call the CDBG I
i Program at 850/922-1878 or 487-3644 if you have questions. You can check the status of your deposit at the Comptroller's ,
, website: htto://flair.dbf.state.fi.us/.
~
I
,
j i
i-LOCal governments not receiVing E~an(rr;oiWOrking"on-a-re;mi:;lirsement'bas7S:must eStabiisha non~~interest-bearing account. I
i Provide account information for the financial institution (insured by FDIC) below. All signatures on the account must be bonded. ,I
i
INameotAnanciaiTnstitutiOn------------- -- . ...----ACcount'Number -----------------------------i
, Fifth Thl!:g~05"~_,__._,.__~.~__,,__._.~r.;-~.a ," Cr ..;4;-~_______Ll1~?..?17.___~_~_________,,_..__________________~____~
r Street Address or Post Office BQI(, ,''.' '" .' v", i Telephone Number i
~ 999 _yanderbilt Beac," Road _~: ~ "f~i:);.::'l& )h-f-.."..L(2J.9)_~~~~397.____________________I.
i City, State and Zip Code "''', ., 0,,(.1' _ ' __ d'" !
U'i~les,_Ficlr19!'__;1410!L .... .51 -. _ ,,_________ ______..__.______J
m & legal sufficiency
App
~PtJt5y leh~r
Attut ai<'to .C..~'ina:Packet Page -7243re
{ 8,_ ,'~\ , -.'. Lnlef
r ~..~..__ _ _,
5/10/2011 Item 16.0.4.
Attachment K
Department of Community Affairs
Florida Small Cities Community Development Block Grant (CDBG) Program
SIGNATURE AUTHORITY FORM
'-ReCIPient
L_Colher County Board of County CommiSSioners
I Mailing Address (Street or Post Office Box)
,
l3301 Tamiami Trail East
i City, State and Zip Code
I Naples, Rorida 34112
I. Project Contact Person .- ------;----1 Telephonel-- -
(.?39) 252-6141 ..
~isa Oien r E-mail Address
Collier County Housi~ and Human Services llisaoien@colliergov.net
Financial Contact Person I Telephone #
(239) 2S2-2EB9
I Terri Danieis IE-mail Address
Coliier Coun Housing and Human Services --.l!erridaniels@coUiergov.net
Requests for Funds (RFFs) from the Florida Smali Cities CDBG Program reqUire (check one): [ ] one signature [X ] two
signatures of individuals authorized below. No more than two individuals can be authorized to use FloridaPAPERS. CDBG
contracts require that at least one (1) RFFs must be submitted each quarter and should refiect ali expenditures incurred during
~~~e:~~~iod. -----------~~---. I Si u~: .... ----
H!Il1] ~~:k-here lithe abOve person will be the--JE:~~~t; '- ~ '-~~I
r~9~~~loridaPAPE~!-,~-r,---------h)at"2-----;1 Signature _ 0" ~----;------I
r ~i~ ?-i:~eck-here -ii the above-Person will be the-tE-mail~~ . ....L________~.:'?___~ . -----j
, designated FLoridaPAPERS us.~____________ i Ilsaoi,,--n@coli~ov.net _ . I
f ?:.e~i~~JM__~_____- r~/~llo~~~~:~~~ _W~_____~
~~iJn~~~~F~:;~~~tp~~~~::e~~~:'~~~~~_.J.;~~~i~:::~~~rgp.YOf!~L_________________________1
[' I certify, as the recipient's Chief Elected Official, that the above signatures are of the Individuals authorized to sign Requests for ['
Funds and to submit RFF's electronicaliy to the Smali Cities Community Deveiopment BI Grant P ram using FloridaPAPERS.
I-TYPedName----- ---------TDat~----/---\\')l-Sign-- -- - - I
i_"!"pm Henning . _ ---____L~ J1 ZdO..o-L___ ~ ______1'
I [X ] Check here if your local government utiiizes Eiectron Funds Transfer (E o!n'ifieStat
! [X ] Check here if your local government wili be working on a reimbursement basis. i
I I
;---.--- . .,._-'---"--------_.,--"-----~--------~--_.__.._------j
I CDBG payments to 1=1 governments using EFTare automatically deposited in the local government's general account. If the !
! account Is interest bearing, the CDBG funds must be transferred to a non-interest bearing account. Please call the CDBG I
i Program at 850/922-1B78 or 487-3644 if you have questions. You can check the status of your deposit at the Comptroller's
1_~ebsite~ttD://fiair.~~f.st~~.US/~__________........_____________________________________ i
r Local governments not receiving EFT, and not working on a reimbursement basis, must establish a non-interest bearing account!
I Provide account information for the financial institution (insured by FDIC) below. All signatures on the account must be bonded. !
h--------.------------------c_------___________________________..__________..________[1
I ~.~me of Financial Institution_ ",,,n CC.; [' Account Number
LELfth Third Bank . ,,'" ". ..Co, . 113-8577 i
I -~-----'----~.-'-.~~-'~_.---.-....--,--,--<---.--.-------..-----.---,.,------~.---_._______~
I Street Address or Post Office Bf.l\-f ~ .00' _',1 ;-rr,~/. ~I:: 1 Telephone Number !
~2S'_';',,,-~derbilt Beach Road ~.:~- .:.E--'-14~-oc~-\'1iffl..J-m-~1.?91-~19.L.-..-.-----------------..J
i City, State and Zip Code vII!; I.>ifr . :--- ',_~) . _~\:. , i
L~a.Qi~~"fl9rida 341_08 --:P1~-" ..' ''',~ ---~~~~ve\J..;;--~ & leg~;-SUfficie_;;_;_-------------1
"(} c,_ 'ut v e"".- .. i
~I', _ ..l'~ ,
Att-1ltit u to' bI.;' ~Packet Page -725-lat~-
".{;,-.",.......,.._ __1. rhif'f A,,-,,-i<.:t~nt3
___ 5f!./?f!I.!.!..E-'!.J!!!!l!~1 SIgnature AUth9f1j_9!...fgrm with _ each con..tract.
Contract #
I 08DB-D3-09:21-01-ZZ3
---------1
---~