Agenda 12/11/2012 Item #10AA12/11/2012 Item 10.AA.
EXECUTIVE SUMMARY
Recommendation that the County Attorney be directed to handle all aspects of the FEMA
beach re- nourishment reimbursement denial and de- obligation appeals on behalf of Collier
County; to direct that staff provide the County Attorney with all requested information,
and to assist his office in any manner he deems necessary; further, that the County
Attorney assess what civil and /or criminal liability the county may face if the final
determination on appeal is that the county materially misrepresented to the federal
government (by way of overstatement) what the storm related beach re- nourishment
expenses were, and report back to the Board of County Commissioners.
OBJECTIVE: That the County Attorney be directed to handle all aspects of the FEMA beach
re- nourishment reimbursement denial and de- obligation appeals on behalf of Collier county; to
direct that staff provide the County Attorney with all requested information, and to assist his
office in any manner he deems necessary; further, that the County Attorney assess what civil
and /or criminal liability the county may face if the final determination on appeal is that the
county materially misrepresented to the federal government (by way of overstatement) what the
storm related beach re- nourishment expenses were, and report back to the Board of County
Commissioners.
CONSIDERATIONS: Without Board of County Commissioners knowledge or direction, staff
has appealed FEMA reimbursement denials of storm related re- nourishment expenditure
reimbursement requests. Importantly, the County Attorney was never apprised of the denials, nor
of the ensuing appeals. Staff has independently handled two separate appeals, and has lost on
both counts. FEMA's denial amounts to approximately $9 million. Generally, FEMA claims
that the county's consulting engineers materially misstated the qualifiable reimbursable amounts
by improperly combining general beach re- nourishment expenses with storm related beach re-
nourishment expenses, thereby overstating what is actually owed the county by FEMA. The
county is now commencing it's third appeal of this same dispute.
FEMA has, in addition to the denials, de- obligated the county for approximately $11 million,
again claiming that the storm related beach re- nourishment expenditures were overstated by the
wrongful inclusion of general beach re- nourishment expenditures. Again, the County Attorney
was not timely apprised, nor involved in this matter when it came to light; neither was the Board
of County Commissioners until recently.
The county is facing a potential total loss of about $19 million in federal reimbursements it had
hoped to receive. The matter has escalated to a legal challenge and as such jurisdiction properly
rests with the County Attorney's office, rather than with the County Manager's office.
Further, if the county is found to have in fact materially misrepresented it's request for federal
reimbursement, the county may or may not face civil and /or criminal liability. The county
should understand what contingent liabilities, if any, it may face.
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It is clearly the hope that the county's consultants /staff representations are accurate, and, that the
county can prevail in its' third denial appeal, and, first de- obligation appeal against FEMA.
Note: The dollar amounts provided herein are approximate. It is expected that the County
Attorney will inform the Board of County Commissioners of the actual amounts in dispute with
accuracy at a future BCC meeting.
FISCAL IMPACT: To be assessed by the County Attorney and brought back to the Board of
County Commissioners upon determination, for approval.
RECOMMENDATION: That the County Attorney be directed to handle all aspects of the
FEMA beach re- nourishment reimbursement denial and de- obligation appeals on behalf of
Collier county; to direct that staff provide the County Attorney with all requested information,
and, to assist his office in any manner he deems necessary; further, that the County Attorney
assess what civil and/or criminal liability the county may face if the final determination on
appeal is that the county materially misrepresented to the federal government (by way of
overstatement) what the storm related beach re- nourishment expenses were, and report back to
the Board of County Commissioners.
PREPARED BY: Commissioner Georgia Hiller
Reference - Minutes of BCC meetings where the YORK/FEMA denial appeal documents were
introduced, and, where the FEMA de- obligation was brought to the BCC's attention by staff.
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12/11/2012 Item 10.AA.
COLLIER COUNTY
Board of County Commissioners
Item Number: 10.AA.
Item Summary: Recommendation that the County Attorney be directed to handle all
aspects of the FEMA beach, re- nourishment reimbursement denial and de- obligation appeals on
behalf of Collier county; to direct that staff provide the County Attorney with all requested
information, and to assist his office in any manner he deems necessary; further, that the County
Attorney assess what civil and /or criminal liability the county may face if the final
determination on appeal is that the county materially misrepresented to the federal
government (by way of overstatement) what the storm related beach re- nourishment expenses
were, and report back to the Board of County Commissioners. (Commissioner Hiller)
Meeting Date: 12/11/2012
Prepared By
Name: BrockMaryJo
Title: Executive Secretary to County Manager, CMO
12/5/2012 12:17:39 PM
Submitted by
Title: Executive Secretary to County Manager, CMO
Name: BrockMaryJo
12/5/2012 12:17:41 PM
Approved By
Name: KlatzkowJeff
Title: County Attorney
Date: 12/5/2012 2:52:19 PM
Name: OchsLeo
Title: County Manager
Date: 12/5/2012 3:39:18 PM
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County, et al, Second District Court of Appeals, Case No. 2D 11 -1224;
Shawn Hussey, et al versus Collier County, et al, Second District
Court of Appeal, Case No. 2D 11 -1223 .
CHAIRMAN COYLE: Okay. We have two minutes, right?
MR. OCHS: Yes, sir.
COIVIlVIISSIONER FIALA: Turn your pages to I LH and smile.
CHAIRMAN COYLE: What is this?
MR. OCHS: Take a two- minute stretch break?
CHAIRMAN COYLE: Yeah, we can take a two- minute break.
MR. OCHS: Thank you.
(Recess.)
Item #1 I H
RECOMMENDATION TO DIRECT THE COUNTY MANAGER
TO PURSUE THE RECOVERY OF DE- OBLIGATED FEDERAL
EMERGENCY MANAGEMENT AGENCY (FEMA) PAYMENTS
FROM HURRICANES KATRINA & WILMA AND AUTHORIZE
EXPENDITURES UP TO $100,000 FOR TECHNICAL, LEGAL
AND PROFESSIONAL RESOURCES TO SUPPORT THE
RECOVERY EFFORT— MOTION TO APPROVE STAFF'S
RECOMMENDATIONS — APPROVED
MR. OCHS: Thank you, Commissioners, I appreciate your
indulgence.
That takes us to your 11:30 a.m. time certain hearing. It's Item
I LH on your agenda. Recommendation to direct the County Manager
to pursue recovery of de- obligated Federal Emergency Management
Agency payments from Hurricanes Katrina and Wilma and authorize
expenditures up to $100,000 for technical, legal and professional
resources to support the recovery effort. Mr. Casalanguida will
present.
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MR. CASALANGUIDA: Thank you, County Manager.
For the record, Nick Casalanguida.
Commissioners, over the summer County Manager implemented
the reorganization plan and coastal zone moved into natural resources
to get a dedicated budget team, prepare team and a support staff.
Over that summer we started to receive information from the
Federal Depart -- Florida Department of Emergency Management, as
well as FEMA, regarding the disallowed cost initiative that started in
November of last year. That initiative was referencing $800 million
nationwide in terms of money they'd like to get back into their coffers.
The state was notified in June. State passed the invoices to us at
the end of July, and direction from the County Manager was to run
this down and research the item prepare a brief and an action plan
before he brought this item to the Board.
We are not alone in the State of Florida. As Mr. Bob Seibert from
the state will tell you, there's anywhere from 80 to $110 million of
disallowance through other agencies.
In speaking to one of the board members from the water
management district, they're facing a $24 million de- obligation.
The methodology is based on Florida Department of Emergency
Management consultation, FEMA guidance, it was done through state
coordination with consultants, your staff, and FEMA. Many, many
times they approved it at the state level, they approved it at the Atlanta
level and at the Washington D.C. level.
The irony here, as we discussed earlier, is Mr. Fugate was the
Florida Department of Emergency Management Director, now he's the
FEMA director.
I've read some of the past memos and appeal responses, and I
believe that the qualifying statements are mostly subjective. They're
not objective. I look at some of the comments "may," I look at some
of the comments, prefer estimates over engineered drawings, and it
makes me a little worried when I start going through these documents
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and I don't see them specifically referencing one document.
So I'm going to go recap a couple of the key points and I'll let
Mr. Seibert speak.
All the work and expenditures that was done were Board
approved. And you would have had to do them anyway. This is a
reimbursement that we're arguing about. So the expenditures for
beach renourishment were budgeted projeets that you were going to
do. The storm came through.
We're fighting to get money through the code and federal
regulations we're supposed to get. But it's money you would have had
to spend anyway.
We requested $31 million; we received 20. And with this
pending de- obligation, we still have $9 million that we'd receive from
FEMA.
Our action plan, and as discussed this morning under the item
under public comment I think is prudent to go through the federal
lobbying avenue. We need to get state support from the Governor,
because the Governor's agencies are also facing this de- obligation.
And I fully intend to prepare a technical response to FEMA.
In talking about it with our staff, I said this is pretty
straightforward. We're going to go back to 2000, we're going to
prepare some maps. Every time we had accretion and erosion we're
going to update those maps with a table. Every event, every time we
did renourishment that was part of maintenance or any project that we
have. In talking to our staff, I think that's going to be pretty foolproof
to be able to put that forward.
Now, in managing expectations, what I've seen in researching
this in other municipalities and other agencies is FEMA tends to settle.
Because a lot of their criteria can be subjective. So I don't know if
we'll get any of the 11 million back, I don't know if we'll get all of the
11 million back. I know that we have to go forward and put together a
technical response, I know that we need to bring some of the
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consultants forward, and I know that we have to get the lobbyists
involved as well.
So with that, I'd like to bring up Mr. Seibert from the state and
echo some of the comments he's given us on the quality of our
submittal and if we have done everything proper in terms of being
able to get money back.
Mr. Seibert?
MR. SEIBERT: Good morning, Commissioners.
CHAIRMAN COYLE: Good morning.
MR. SEIBERT: What you've heard is --
MR. OCHS: Would you identify yourself for the record.
MR. SEIBERT: I'm Bob Seibert, I'm the Deputy Public
Assistance Officer of the Lead for the state, and we handle all of the
infrastructure issues.
So I thought I'd let you know what the format was and the
process was of how the funding went so that you know how it could
come back.
The -- when there's a disaster it's declared, PW, project officers
go out, come out to Collier, inspect everything, all the damages,
estimate the damages and the cost and submit a project. Project equals
a grant, federal grant.
And that comes in to the state. We review and approve or
disapprove or add and then give it back to FEMA, it goes into their
system, it goes through a series of approvals. The money is obligated.
And that money comes into the state's SmartLink account. And at that
point in time we make payment out to the grantees, so -- actually it's
sub - grantees at that time. So that's the way it works.
And then when they take it back, when they de- obligate the
money, they, FEMA, for whatever reason, whether its considered
ineligible or something else, they de- obligate, process the paperwork
in the system and then automatically take the money out of
SmartLink. So they're not taking your $11 million out, they're taking
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$11 million out of the SmartLink account that was due other
sub - grantees and maybe even the state's shares. So that's where the
money flow is.
Let's get back to why we're here and why we're working with
Gary and his crew.
We've been working together for quite some time. We come
over here to write the projects with my counterpart who was the
Director of Public Assistance for the FEMA.
And we met and decided that this was -- all the beach
renourishment were valid eligible projects. We outlined the process
where that was going to occur. And for the -- PW2700 is the number.
There were 463 pages of documentation in that one grant. And that
came from -- all but 23 pages came from Gary and his crew. And
what it did, all of the money was exact down to the penny. We had
everything cured according to and copied over according to the
various contracts. And there were quite a few.
It all balanced. And the money was obligated, paid in 2010,
August of 2010. It was paid to us at the state, we paid it back to
Collier, and everything was fine.
Then FEMA got hit with a -- their DRF, Disaster Relief Fund,
was almost defunct for -- on two different occurrences from 2010 on.
They were only processing very few projects and grants because they
didn't have the money there. Part of that was because of Katrina and
California and other flooding in other states in addition to Florida.
So that happened. Then FEMA took a look at what was going on
and they decided to do a disallowed cost initiative. And that's coming
from HRS. HRS is the cabinet seat, FEMA is the sub - department to
DHS federally.
The CFO of DHS decided FEMA was going to have to take some
money back because there was some money sitting out there for
maybe a couple of years in various states, and if the applicants were
not going to do the work in a timely manner, they wanted their money
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back. As a result, that started a de- obligation of many, many grants
throughout the country.
Now, for Florida, there were 1,334 de- obligations on projects.
$275 million went out of the State of Florida back to the fed.
During that same period obligations which are plus money
coming back to the state was only 182 million. How that money
flowed was -- that was in 2011, 2012. In 2012 there was $131 million
of de- obligations and 33 million of obligations.
So you can see where the emphasis has been. And that's one of
the reasons you all got caught up in that. It got to the point where
when we did the appeal for DR1393, which was Gabriel, FEMA
decided to open up all the beach projects. And someone had an
opinion that 2700 was ineligible, ineligible work.
To somewhat belay that this project was obligated and approved,
went all the way up from here in Florida to Atlanta, to headquarters
through the million dollar queue, before the money was paid out. So it
went through all those queues and all those approvals at one time, I
find it very difficult to understand why they would change their mind
two years after the fact. Because the de- obligation occurred in June of
this year. So that's just the history of things.
The complexity of the project was significant. There was a lot of
environmental issues with FEMA, as well as state. We had turtle
monitoring. And this all started with Gabriel in 2001 where that
project was written and it was sand renourishment and replacement,
and it was denied totally. Just flat out denied by FEMA. And it was
appealed. The first appeal was denied by FEMA. And then a second
appeal. Now, when a second appeal goes -- first appeal goes to
Atlanta, second appeal goes to headquarters in DC. And it was
upheld. So you got the money for the Gabriel renourishment.
So just give you that history to let you know that there always
seems to be with FEMA issues with sand renourishment. And since
this was quite a large obligation, it was seen by many, many eyes.
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The state fully supports Collier, and we will walk
shoulder -to- shoulder all the way up through to DC with the appeals,
first and second. Because what we're doing, FEMA kind of pulled a
little end around on us where they de- obligated the 2700, which is
Wilma, as part of the Gabriel appeal. So we're going back and saying,
you know, you really can't do that. We're going to appeal the
de- obligation of 2700 separate from Gabriel. And that's why we're in
the process of developing all the legal and programmatic issues of that
right now.
I think our key is we're in this together.
CHAIRMAN COYLE: Mr. Seibert, I'd like to express my
appreciation for your support and for your being here today.
Can you tell us very briefly, under what authority has FEMA
taken this action, and are they in conformance with that authority?
MR. SEIBERT: We have had legal minds look at it. I've got
three issues where we're ready to contest from a legal standpoint. You
have 44 CFR, which is part of the Stafford Act, and we're going to tear
that apart, as well as all of the working documentation that we have to
back it up here from Collier.
CHAIRMAN COYLE: Okay. All right, thank you.
Commissioner Hiller?
COMMISSIONER HILLER: Thank you. Thank you very much
for being here, Mr. Seibert, I appreciate it.
MR. SEIBERT: You're welcome.
COMMISSIONER HILLER: I've read the emails you sent to the
county, and I saw where you made reference to how PW2700 is being
deemed ineligible. And I'll read exactly what you say in your email.
What is being used to make PW2700 ineligible is opinion
regarding storms that were not named as disaster events.
Now, if you take out the storm events which were not named as
disasters and separate it from the Wilma, what is the amount that you
believe should be de- obligated?
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MR. SEIBERT: I think the amount as written stays pat. The
unnamed storms are covered in your annual renourishment of 50,000
cubic yards. It stems from your DEP from 19 I think 95 where you
redo the 50,000 cubic yards every year to account for annual erosion,
et cetera. Those would be covered in that. And that's our position.
The renourishment of 50,000 cubic yards every year was totally
ignored and passed over in FEMA's de- obligation and denial of the
appeal. That's one of the things that we're going to hang one of our
hats on.
COMMISSIONER HILLER: So are you saying the entire 11
million -- and just also to clarify one point, you said that the feds
would pull the money from the state coffers, not the county coffers.
But then in turn what would happen is prospectively the state would
de- obligate us for whatever amount the state is remitting back to
FEMA, if any is remitted; isn't that correct?
MR. SEIBERT: That's correct.
COMMISSIONER HILLER: So in the end it still comes out of
our coffers.
MR. SEIBERT: It does.
COMMISSIONER HILLER: Going back to clarify, are you
suggesting the entire 11 million is challengeable?
MR. SEIBERT: Yes. We were -- excuse me for just a second.
We were very positive in the total and that it was complete, accurate
and eligible when submitted. FEMA backed that up because they
approved it and gave us the money two years before it was
de- obligated. So there was a separate or a change of venue that had a
different set of -- pair of eyes looking at it.
COMMISSIONER HILLER: Following up, the other statement
you made is that FEMA was de- obligating because there were
counties that had not made the expenditures and the money was still
sitting there and so they said well, you know, if you didn't need to
make these expenditures and it's been so long, you don't really need
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this money so we're taking it back.
Has all the money actually been expended by the county, and
was everything given to the county on a reimbursement basis?
MR. SEIBERT: Yes, it was.
COMMISSIONER HILLER: How does that affect the other non,
well, let's call them named disaster events like Fay. What is the
expectancy that we will receive monies for Tropical Storm Fay? And
how does this affect Tropical Storm Isaac? I heard -- and I haven't
been briefed by staff, but I heard it on the news that the county is
expecting to make a claim for some $5 million related to Tropical
Storm Isaac.
How does that all play into this de- obligation claim being made
by FEMA? And is that something we can expect with respect to Fay
possibly, and does that mean that Isaac is not a realistic request?
MR. SEIBERT: Those separate storms are supposed to keep
their own identity money -wise and obligation -wise. So there should
be no effect from Wilma on Isaac, Debbie and --
COMMISSIONER HILLER: Well, I'm not concerned about
Wilma's effect. I'm concerned about FEMA's position with respect to
now going back and de- obligating what hasn't been spent. To give you
an example, we haven't spent the funds on Tropical Storm Fay for the
damage caused by Fay, and it's been years. I believe that was in 2008.
Isaac now has just occurred and that's a claim we're making for what
just happened, so that's a little bit different.
But I want to know what we're looking at here in terms of a
potential trend.
MR. SEIBERT: FEMA has been paid the 11 million. So the
state doesn't owe them anything. The money default right now or
deficiency right now is between the state and Collier.
COMMISSIONER HILLER: Oh, I see. So the state has already
given the feds the $11 million?
MR. SEIBERT: Well, we didn't give it, they took it.
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COMMISSIONER HILLER: So they already took it.
MR. SEIBERT: Yes.
COMMISSIONER HILLER: I see.
MR. SEIBERT: It's an automatic. As soon as it's de- obligated
they subtract the money --
COMMISSIONER HILLER: They just take it off from future
funds.
MR. SEIBERT: They take it off of existing funds that are in
there for projects that are due other sub - grantees in the state.
COMMISSIONER HILLER: What about Collier's money
coming from the state, has it been -- has that been reduced now by that
I 1 million and until this is settled that money is not coming down to
Collier?
MR. SEIBERT: We will hold money until that 11 million is
paid, just like any business would.
. COMMISSIONER HILLER: So Gary, how much were we
expecting to get from the state towards this upcoming beach
renourishment that you had proposed?
MR. McALPIN: We -- for this upcoming beach renourishment,
we were not planning -- when we look at our funding, we were not
planning on receiving any money from the government on that for
Tropical Storm Fay, Isaac or Debbie. So that's still an open book. We
will apply for funds if that's the direction the Board gives us.
But when we bring the renourishment program back to the Board
on the 25th, we'll have some discussion about how much funds we
have. And we've always said we're going to scope manage that
project.
So at this point in time we're not planning on using any FEMA
funds for that project.
COMMISSIONER HILLER: State funds.
MR. McALPIN: State funds. Now, state funds is Florida
Department of Environmental Protection. Part of this would be a cost
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share program that we would apply for.
As far as I know, Commissioner, that is completely separate and
distinct from that. Again, that goes into the how we organize this
project, how much money that we have accrued in the county for
beach renourishment. We've been accruing funds for beach
renourishment. So that's part of this whole funding mechanism that
we need to look at in total.
But I believe DEP's money is distinct and separate. I can't -- I am
not the one to talk about that at this point in time. We will have that
information for you when we bring our beach renourishment program,
as far as what we're going to do, the next major beach renourishment
to you in a couple of weeks.
COMMISSIONER HILLER: I thought we were going to get
money, for example, from Marco for Tropical Storm Fay. We had a
discussion about that. We said the bulk of the damage there was
attributable to that and that we were going to get monies from the state
for Tropical Storm Fay to pay for that Marco project. And that's just a
small example, you know, pulling the information from memory.
MR. McALPIN: There's -- you know, for Tropical Storm Fay for
Marco, we have said at one point in time there could be $1 million
coming for that. But that would be from federal funding for Marco.
We would make that in terms of timing and sequencing for Marco
with that, Commissioner.
But what we would prefer to do in terms of this moving forward
is look at -- we have totally funded the Marco program from existing
funds that we have with TDC. So we could bring all that information
back to you at the next Board meeting when we're talking about
funding for the beach renourishment programs.
COMMISSIONER HILLER: Mr. Seibert, are those funds going
to come out of the DEP beach renourishment cost share?
MR. SEIBERT: My understanding is that we would not be
crossing over grants from different accounts, if you will, and sources.
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We are just now starting to cross over FEMA grants. If we have
something that somebody owes in Wilma and we have money in Fay
or whatever and we can offset the Wilma deficiency with the Fay
money, we're going to start doing that.
And that will all be done with a lot of documentation back and
forth with the various sub- grantees in the state.
COMMISSIONER HILLER: So basically any money that we
expected to get from FEMA for beach renourishment that we have not
gotten, we can now expect not to get until this matter is resolved.
MR. SEIBERT: That would be correct.
COMMISSIONER HILLER: Thank you.
CHAIRMAN COYLE: Okay, we have public speakers, Ian?
MR. MITCHELL: Sir, we have one speaker. Bob Krasowski.
MR. KRASOWSKI: Hello again, Commissioners. Bob
Krasowski, for the record.
This is pretty -mind boggling when I read this on the agenda that
-- you know, I empathize with your searching to try to better
understand this. It might take a little time. I appreciate the man from
the state being here who helped. I wish there was somebody here
from FEMA.
And I still don't understand. Somewhere I thought I heard we
had maybe in account 195 $25 million, and I got the impression that
11 million would be taken out of that, reducing the amount of money
we'd have for beach renourishment. Which entirely isn't necessarily a
bad thing.
But, you know, I just -- I guess I'm just frustrated with not being
able to understand more.
And I saw in the backup packet that there were letters written in
July indicating that this was going to happen. And I wish that -- you
know, I understand your staff has to adjust to things and understand it
before they come screaming fire to the commission.
But, you know, I wish some indication of this would have been
.._-
.
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brought forward then. Because there have been Coastal Advisory
Council meetings, Tourist Development Council and they're all
talking about beach renourishment and funds they have. And this
certainly throws -- it seems to throw a kink in it, I don't know.
But the 11 million can't just disappear, be there and then not be
there and not have some kind of impact, you know, at least in a way --
maybe there's the magic of the ruling class that knows how that works.
I haven't figured that out.
CHAIRMAN COYLE: We just print more money.
MR. KRASOWSKI: Oh, that's very democratic of you, yes.
Glad to see you're getting on board.
CHAIRMAN COYLE: Well, it's your own fault, Bob.
MR. KRASOWSKI: I know, it's all my fault. I'll agree, I'll take
lt.
So I have that question. You know, is there a 25 million aside
that we're going to lose 11 million of?
And let's see, maybe one other thing. Yeah, last question. You
know, I wonder if on these applications that went forward, was there a
provision that said okay, in the eventuality that FEMA wants to
reconsider, like hold off on spending this money until we go through
the entire process, was that in there? Was it like okay, you might have
this money but later on we might be able to take it back if things don't
work? Was that in there? And that would be a question 'I'd have for
whoever, you know.
COMMISSIONER HILLER: Can I comment on that last
question? I think that is a very significant question. Was there any
provision that said that this was subject to audit, you know,
subsequently by the state and that we were always at risk of
de- obligation?
MR. KRASOWSKI: Or the feds.
COMMISSIONER HILLER: I'm sorry, not -- I didn't mean by
the state, I mean by, you know, the Auditor General or the Inspector
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General, as the case may be.
MR. SEIBERT: There are statements in there. And there are
also -- in the contract that you have with the state there's statements
that they're subject to audit. And we've had some of them where the
audit occurred five, six, seven years after the fact. And that's where a
lot of the de- obligation is coming from, from the auditors.
And understand that the OIG audits are as much an audit of
FEMA itself than it is the sub - grantees and the grantee, being the state.
The state's responsible to make sure that all of the programmatic
issues are processed in the correct way, according to the law and
regulations, so —
COMMISSIONER HILLER: Thank you.
I'd like to make a motion that we allocate the $100,000 by way of
budget amendment to a separate line item and that staff come back to
us, you know, as needed to keep us apprised of what's going on with
this and, you know, how these $100,000 are being expended in order
to protect our position.
CHAIRMAN COYLE: Well, the staff is recommending five
other actions for approval too. How about those?
COMMISSIONER HILLER: Can you pull those out? Sorry.
CHAIRMAN COYLE: I can read them.
COMMISSIONER HILLER: I was just focusing on the --
CHAIRMAN COYLE: Okay, number one is to retain the
services of a nationally recognized law firm that specializes in
FEMA- related issues to consult and lobby on the Board's behalf.
Number two, continue to retain the services of Mr. Bruce French
of York Corporation to provide technical consulting on the FEMA and
DEP rules, policies and regulations.
Develop and implement a federal representative lobbying plan
through the Ferguson Group supporting our efforts.
Draft a letter to the Governor for their Chairman's signature
asking for his support and FDEM's assistance in our recovery efforts.
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September 11 -12, 2012
And work with the County Attorney's Office to review legal
remedies.
And then of course the $100,000 in professional support services
that you did mention for approval.
COMMISSIONER HILLER: Right. And those professional
support services are to pay for the aforementioned listed professionals.
MR. OCHS: That's correct.
COMMISSIONER HILLER: So I incorporate what
Commissioner Coyle has just listed as the details supporting the
$100,000 allocation for this issue.
COMIVIISSIONER HENNING: Second the motion.
CHAIRMAN COYLE: And second by Commissioner Henning.
Any further discussion?
(No response.)
CHAIRMAN COYLE: All in favor of the motion, please signify
by saying aye.
COMMISSIONER FIALA: Aye.
COMMISSIONER HENNING: Aye.
CHAIRMAN COYLE: Aye.
COMMISSIONER HILLER: Aye.
COMMISSIONER COLETTA: Aye.
CHAIRMAN COYLE: Any opposed, by like sign.
(No response.)
CHAIRMAN COYLE: It passes unanimously. And we are now
COMMISSIONER FIALA: On our way to the United Way
lunch.
CHAIRMAN COYLE: Oh, that's right, I'm going down to get a
hot dog. Okay. Good. We'll be back at 1:01.
(Luncheon recess.)
CHAIRMAN COYLE: Turn the mic on.
MR. OCHS: Mr. Chair you have a live mic.
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CHAIRMAN COYLE: This item that will be coming up before
us requires four votes. One of the commissioners will not be here for
several more minutes because of traffic so I'm going to ask your
indulgence. We will continue taking our lunch hour recess until
Commissioner Henning arrives and then we will call the meeting to
order. Okay. So we will continue our recess.
(Recess.)
CHAIRMAN COYLE: County Manager, do I have a live mic?
MR. OCHS: Yes, sir, you have a live mic.
CHAIRMAN COYLE: County Manager, can you find me
something that we can do in a very short period of time?
MR. OCHS: You want to sing a song or something?
CHAIRMAN COYLE: Something productive.
COMMISSIONER COLETTA: Here's Commissioner Henning.
MR. OCHS: Is Mr. Curry still here?
Chris, are you ready?
MR. CURRY: Sure.
MR. OCHS: Why don't we try that item, sir. That was an item
for your airport authority portion of the agenda that was moved from
the consent to the regular agenda.
Item # 14A 1
RECOMMENDATION TO APPROVE AN AFTER -THE -FACT
ACCEPTANCE OF A FEDERAL AVIATION ADMINISTRATION
(FAA) GRANT OFFER OF $713,565 FOR DESIGN, PERMITTING
& BIDDING OF RUNWAY #9 -27 PAVEMENT RESTORATION
AT IMMOKALEE REGIONAL AIRPORT AND ASSOCIATED
BUDGET AMENDMENTS — APPROVED
CHAIRMAN COYLE: All right.
MR. OCHS: It was previously Item 16.G.1, now 14.A.1. It's a
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aye.
12/11/2012 Item 10.AA.
November 13, 2012
COMMISSIONER COLETTA: Our voices are a lot alike.
COMMISSIONER HILLER: As long as we don't look alike.
COMMISSIONER COLETTA: ON I don't know. Two eyes, a
Go ahead. I'm sorry.
CHAIRMAN COYLE: All in favor, please signify by saying
COMMISSIONER FIALA: Aye.
COMMISSIONER HENNING: Aye.
CHAIRMAN COYLE: Aye.
COMMISSIONER HILLER: Aye.
COMMISSIONER COLETTA: Aye.
CHAIRMAN COYLE: Any opposed
(No response.)
CHAIRMAN COYLE: Okay, etlas
Item #11K "ele
O
unanimously.
RECOMMENDATION IEW & APPROVE DOCUMENTS
THAT OUTLINE TA-1 ,TIMING, PRIOR GUIDANCE AND
APPROVAL REC FOR: THE BEACH RENOURISHMENT
PROGRAM; L0 GOVERNMENT FUNDING REQUEST
(LGFR) GRA P LICATIONS; AND THE FEDERAL
EMERGE AGEMENT AGENCY (FEMA) APPEAL
PROCE OTION TO ACCEPT PRESENTATION AND
DOCU TS — APPROVED
MR. OCHS: It brings us to Item 1 LK on your agenda this
afternoon, Commissioners. It's a recommendation to review and
approve the documents that outline the history, timing, prior guidance
and approvals received for the beach renourishment program, the local
government funding request grant application to the state and the
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Federal Emergency Management Agency appeal process.
Mr. McAlpin will present.
COMMISSIONER HILLER: Leo, before you present, can I just
make one comment? I think approve is the wrong word. We have to
just accept the documents. We can review and accept them, but
there's no really approval. It's not an action for approval.
MR. OCHS: Thank you, ma'am.
MR. McALPIN: For the record, Gary McAlpin, y it i* ager
of Coastal Zone Management.
Commissioners, the item that you have befor has three
parts. The first is to discuss the timing of then or beach
renourishment and the planning that went in The second is a
response to Bob Krasowski's email, the Fl epartment of
Environmental Protection on the local g ent funding request.
And the third is to discuss the appea o ss, the FEMA appeals
process for Tropical Storm Gabri 'canes Wilma and Katrina.
There's a detailed respons ur information packet. The
comments I make will be s t ing.
Relative to the beac ishment planning and timing, the
BCC shared concern s ember 25th that the renourishment was
behind schedule. S c lly it was discussed that in the '05, '06
renourishment t was for a six -year design. And if it was for a
six -year desig the renourishment -- the next renourishment
should hav c ed in 2012.
So ing that comment, I want to talk about the -- where we
are relate o this item. A tremendous amount of planning, direction,
review and discussion has gone into the beach renourishment program.
Funds in general funds were budgeted in 2009 to do our planning
studies. Planning occurred in 2010. Direction was changed in 2011
and 2012.
In 2009, $150,000 was budgeted for conceptual design. And the
objective of that budget was to develop a more robust fill section for
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the beaches.
Planning occurred in 2010, and it resulted in the conceptual
design proposal that we brought to the advisory committees, and
ultimately that developed into a conceptual design plan.
In 2011, in a joint City of Naples /Collier County workshop, the
direction was changed. And in that, both Boards asked us to develop a
more long -term -- a better long -term solution and to maxi ize the
time between beach renourishment programs.
We have had at least 10 planning updates, revie e had a
workshop, we've had approvals -- approval had g ach one of
the Boards, both the CAC, TDC and Board of Commissioners..
And in that time period we've talked about eptual design,
we've talked about the options that we wo sue relative to this
beach renourishment. We've talked abo quantities that we were
going to use, whether it was going t a ix -year design, whether it
was going to be a 10 -year design d extensive discussions on
contractor selection and the pe plication.
So you can see that w etted this very well with our
advisory Boards, the CA DC and also the Board of County
Commissioners.
Also with thisfd a six -year design project, that's true, but
we were accruin ruffs on a iv-year oasis. we were accruing iol
million a year at $2 million a year, even at a -- at the end of a
six -year de ' s -year period, that would only give us $12 million.
And tha is not enough money at this point to conduct a
six -year gn beach renourishment.
Any discussion about timing, we would have to include Tropical
Storm Fay and the impact Tropical Storm Fay had. We did -- Tropical
Storm Fay hit the coast less than three years after we completed the
'05/'06 renourishment. It occurred in 2008. And Tropical Storm Fay
damaged the beaches, and we received $175,000 worth of additional
sand, if you would, from FEMA to renourish the beaches.
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But at that point in time the beaches were healthy and they were
not in need of immediate renourishment. The quantities that we
would have put on the beaches, if we had moved forward in 2008,
would have spreading 175,000 cubic yards over eight- and -a -half
miles, and it would have not been effective.
And we made a decision with the advisory Boards to take a more
technically and financially effective solution that coupled ropical
Storm Fay with more of a planned renourishment so thaw uld
share the fixed costs.
So in summary, relative to this item we start lanning in
plenty of time to move forward with the next ach
renourishment in 2009. We did a lot of pl 010. We had
direction that was changed in ' 11 and ' 12, aQ now we're moving
forward with a six -year design that will pleted in -- starting at
'13 and completing in' 14.
Secondly, with -- the secon at I wanted to talk about was
local government funding re qu -- and we were asked to
comment on an email that sowski sent to the state.
We have been cond ocal government funding requests
with DEP for the last 10 years without incident. This is a
pretty normal part o business, something that we do all the time,
asking for fundi
Staff, we xtensively with DEP over the past year, and we
did that be s is is our money year, if you would. We really
needed ve the competitiveness of our proposal and we really
wanted t ake the trees, if you would, and get everything we
possibly could and identified in this request and make it as
competitive as possible.
DEP throughout this whole process, they shortened the cycle in
terms of submittals, but at the same time they stressed timing and
competitiveness. They weren't going to accept any additional
information and they wanted to make sure our applications were
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complete as possible.
We submitted a 420,000 cubic yard design that was the results of
the 2012 survey. We worked real hard to get the 2012 survey done
and got the basis for that for that design, and we put it in as 420,000
cubic yards.
The BCC will have -- and we talked about this at the time we
made our submittal, that the BCC has the opportunity to a prove any
grant contract if we qualify. We have -- what we submilLe terms
of the local government funding request is consisten i e
resolution that you provided, and also is consistenNOMkfie direction
that you approved on the September 25th meet'
And September 25th meeting was after mittal deadline on
the 18th, and so we anticipated what you wmg and the -- in your
September 25th meeting you authorized ,000 cubic yard beach
renourishment. Submittal is consistqtki that. You recommended
we do an upland sand source, an mittal -- as a bidding option.
Our submittal is consistent wi It's not part of the scope.
We talked to DEP at t ' t in time, and DEP told us that it
would not materially aff it didn't increase the cost, and there's
no reason to do it if it increase the cost, it would not materially
affect the funding r u
There was o of of concern at that point in time with whether
we were goin o ourish during turtle nesting season or not. Turtle
nesting se lowed by the state and the federal government to
occur y d. The Board direction for us is to bid this project both
ways an look at a project that renourishes during turtle nesting
season and a project that does not. So our submittal is consistent with
direction from the Board.
We also had -- there was a lot of discussion about maps at that
point in time that Mr. Krasowski brought up. We are consistent with
that. The maps, we did not try to persuade one way or another. We
have maps in the proposal that show gaps in there. Those are part of
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attachment one. And maps on Page 3 show beach segments. So we
are consistent and maps that were questioned are included in the
package.
The $5 million in federal funding that was discussed, well is that
for de- obligation and why are you showing funds in there that are
being de- obligated? Well, it's not for de- obligation. Those are for
Tropical Storm Fay. Tropical Storm Fay was authorized a2d we
included that in there because that funding could be ava' us.
The agency, DEP, gives additional points for fe a icipation
and projects. So we included that in there becaus have
authorizing PW's for Tropical Storm Fay. Z1% Lastly, there was a lot of discussion tha ed relative to why
are you looking at combining with a muni And this was the
first time that the Board of County Corn ners has -- it's been
discussed and it hasn't been fully dis a with the Board. But we
mentioned this and we had discu i th the Board on 4/10, 5/22
and 6/26. We had those disc hey were part of those Board
agenda items when we we o and had our presentations to the
Board.
The DEP gives s' t points for regionalization.
Regionalization ha ficant impact. Regionalization we believe
has a significant ial to save money. The Board of County
Commissione i ing to make the decision on regionalization if it
makes sen lastly, if we move forward with regionalization, the
only wa ould do it is if it did not delay our renourishment at all.
The as a lot of question about the 420,000 cubic yards of sand
that would be placed on the beaches. There was discussion, is the
volume right.
We had a joint workshop with the Coastal Advisory Committee
and the Tourist Development Council when we specifically went
through how we were going to build the beach. We discussed this
item back and forth. The design approach that we used is exactly the
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same as the '05/'06 renourishment. The actually beach performance
has validated the -- that we're seeing right now -- has validated the
design assumptions that we've made.
And lastly, later on today we're going to ask you for money to
spend do a peer review so that we can finally put to bed this issue
about whether the quantities are correct or not.
In the package that we submitted to the state, 515,000 cubic
yards of -- was mentioned. Well, the 515,000 cubic yar my the
area that we could fit under the template, the beach f It
did not have anything to do with the quantities th ere
proposing. We were very clear that we were oAjcp1posing 420,000
cubic yards. Our estimate was for 420,000 c ds. And anything
above 420,000 cubic yards would have to � roved by the Board of
County Commissioners.
Lastly, there was some discuss' b t the timing and direction
of the fill placement. We're goin g that back to the Board when
those decisions are ready to be hey're not ready to be made at
this point in time. We do n a all the information, and we'll bring
that back to the Board w right to do so.
The last item tha to talk about is the FEMA appeal for
Tropical Storm Ga ie d how it relates to Hurricanes Wilma and
Katrina.
Tropical to Gabrielle, the disaster occurred in September of
2001. An li it of background on how things with FEMA work
is the es ' that are -- estimates are used to determine initial
federal o ' ation. So we go through and we estimate through our
surveys the damage that we expect on the beaches. And at that point
in time we sit down with the agencies and they authorize that.
However, the final costs are determined at close -out and they're
determined by a reconciliation process with the close -out specialists,
both by FEMA and Florida Department of Emergency Management.
We audit, we reconcile, we review and they analyze those and they
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finally make a determination.
On this particular project, the U.S. Army Corps of Engineers
stipulated that this project would extend three years after the
completion of renourishment, and that we also could do no recovery
work until we had the permits in place.
The permits were not issued until December of 2005. And if we
tried to do work prior to that point in time we would be in iolation of
the Stafford Act.
The recovery work that we looked at was from d to project
close -out. So that went all the way to the end of 2 early 2009.
In August of 2009 we closed the project o did that with
the Florida Department of Emergency Mana specialists and
FEMA specialists. It took us two months a this project out.
And in the FEMA close -out report as generated in January,
2010, FEMA validated $29 million h f total project costs. They
also directed how the close -out a g would be done at that point
in time.
FEMA, Lake Mary -- are the agency that had
jurisdictional control ove canes Wilma and Katrina, process and
paid an additional $9. n worth of funding for that event.
FEMA Atlanta, whp, h isdictional control for Tropical Storm
Gabrielle, refuse y the additional $9.2 million from Tropical
Storm Gabriel .
We e rst appeal to the nonpayment on 4 -- on April of
2010 th artially successful.
MR. HS: For which event? .
MR. McALPIN: This is for Tropical Storm Gabrielle, Leo.
For Tropical Storm Gabrielle, the first appeal was for -- in April
of 2010 it was partially successful. They agreed to pay us the
environmental monitoring costs. But they did not agree to pay us the
additional sand.
The second appeal we made in January of 2011 and the sand was
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November 13, 2012
denied on that appeal.
The FEMA -- it's very important that you understand this: The
FEMA denial of Gabrielle appeals had no impact on our budgeting. It
had no impact on our budgeting for beach renourishment because we
never received any of those monies. We never received the $9.2
million. And at this point in time we're talking about appealing their
nonpayment.
But what that second appeal for Tropical Storm G did is
they recommended that they reexamine the costs for c es
Wilma and Katrina.
They did that. FEMA de- obligated $11.2 i for Wilma and
Katrina, and we have filed our first appeal f cane Wilma and
Katrina. We did that in July of 2012. An o ' a Department of
Emergency Management has filed their on our behalf to
FEMA. Ir
So we have been consistent ay through in terms of how
we've handled this appeal proc
And I'll answer any q 'o that you have at this point on any
of the three items.
CHAIRMAN C ow many public speakers?
MR. MILLS , sir.
CHAI 7the E: Two? Let's hear the public speakers.
MR. our first public speaker, Mr. Chairman, is Bob
Krasowski followed by Marcia Cravens.
SKI: Good afternoon, Commissioners. Bob
Krasows ' cord.
The re's really too much here for me to cover in three minutes, so
I'll touch on some of the main points. And maybe if we need to we
can have discussions later.
I'm going to talk about two of the documents, not the third, not
the FEMA.
And briefly on the first document, the analysis of the BCC
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comments, what I remember about that meeting where these
comments were made was my question, which I thought was kind of
mixed in with the discussion at the time, was that the -- how was it
that the county staff, when they proposed the umbrella 10 -year plan to
us many time over and over explaining that that umbrella 10 -year plan
included the six -year plan just doing the Fay renourishment and there
was another option in there, that they were keeping them 1 alive until
you would make the ultimate decision as to how to go.
Now, the 10 -year plan which initially seemed t e ense
failed. It fell off the cliff there. You know, chees f its cracker.
Due to a large part because we were denied ce ding
opportunities.
But that didn't happen. So what the or the concern was
is that the staff did not do what I as an an citizen have always
enjoyed knowing, they did not have ti ency plans if the 10 -year
plan didn't go forward. The six- y was just flat on its face
without the permits to pull it o .
So by pursuing the 10- and forgetting to maintain the
permits on our six -year were left where we are right now.
When as if we had the s and we're moving on that as well,
might have cost ex ey though. If we would have maintained
that project as w would have been able to move forward and we
would have b n ourishing the beaches now.
If I m r. Chair, take a few minutes to address the other
docume .
C N COYLE: Let's make it brief.
MR. KRASOWSKI: Okay, okay. This was supposed to be brief.
So this letter I wrote to the DEP, I'm looking for a response from
the DEP. I appreciate Commissioner Hiller's bringing this to the staff
and asking them to address the questions I raised, along with a few of
hers which she'll probably cover later.
Let's see. Okay, an important point. As Gary pointed out,
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they've been working on these projects for eight to 10 years with no
problem. Okay, I think that should be changed. You should give
greater scrutiny and not rely on the CAC and the Tourist Development
Council to work through a lot of these issues before they actually
come to you, especially in years when we have these big
renourishment projects.
He claimed that they only gave him two months to p t together
this LGFR. But the LGFR isn't such a complicated docW at it
requires a whole lot of time. The main thing that has pdated on
that are the listings of the properties that are taxed a hoteliers
that contribute to the funding of the county's p e funding.
I have here a Coastal Planning and En . is scope of work
and their contract, and they were supposed4Q p with that. So if
they're helping the county with managin issue, then we should
have had it done weeks before. An4(Vr1k that should have come to
you before the -- before it was su
They mentioned again th application was completed and
brought to you on 1015. I h a P document that shows it was
insufficient. Local gove ding request deficiency checklist.
They didn't provide t operation in their application, so that had
to fall away. They i e able to address that next year.
This also is ' scope of work of CP &E, Coastal Planning and
Engineering, t h the staff accomplish. And if we lose money
because th ent wasn't provided in a timely fashion and done
correctl urately to what is required -- and we're hearing from
staff no a haven't heard yet from the FDEP on this -- then we
know exactly, who to look towards to why that document wasn't
finished with the joint operation with Long Boat Key.
I did that.
The questions about the financing, the funding, the monies
available, 350,000 and five million. That's not about the
de- obligation. I just made the point that we were sensitive to federal
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monies because of that de- obligation, and it would have been nice to
have it discussed in front of you and vetted that before it went up to
the state. Because it's a big mystery to us, at least, okay?
And then -- and then I'll end with this, and I appreciate your
consideration. There are other things I could say but I'll leave it at
this. The sand volume is confusing to me. And that's why I look to
the state to see how they describe this. With our six -year jZroject, we
lost 77 percent of the -- no, excuse me, we maintained 7 nt of
the sand on the beach. So when you look at how mu it would
actually take to replace what was lost since 2005, ' something
like, I believe, 170,000 cubic yards or less. 0
So they're looking for 420,000 cubic y d much of that is
explained by the nourishment -- I can't re r the term, the
pre - nourishment, it's called, or somethin that, okay. So I was
curious to know where this addition came into play in actually
coming back to cover what was years ago.
So that's a question that's clear in my mind that I have.
And I expect to hear from t t about it. But once again, 170,000
cubic yards, or whatever ber is, it's a pretty small number, to
replenish the beach to 6 template. Gary mentioned 500,000
cubic yards to go undde template. So I'm just confused about that
and would like t at explained.
There ar questions here, but Commissioner Hiller is -- I
think she'll o a y talk to that. So thank you very much. I have a lot
of stuff ' ead too still, but this will do, and I appreciate the
opportun to address you.
And oh, I wanted to dedicate my presentation to those who we
acknowledged and showed respect to yesterday and the day before.
Because usually I'm uncomfortable thanking you for the opportunity
to speak because it's not so much you that provided, although you
regulate the time, but it's all through the years, all of the veterans that
have paid for this opportunity for you to sit there, for me to speak to
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you and for this process, this open process that we sometimes enjoy
and sometimes we don't. So I thank you very much again.
MR. MILLER: Mr. Chairman, your final registered speaker on
this item is Marcia Cravens.
MS. CRAVENS: Good afternoon. One of my favorite subjects
is to talk about our beaches and our coastal projects.
And on this local government funding request, althou 'kh this
agenda item is several different items combined within inutes,
I can't really cover all of that, so I'm just going to foc o e LFGR.
But also point out that statements and assertions EP in the
document submitted there are discrepant from nts that were
submitted at a Coastal Advisory Committee
And, I mean, there seem to be a lot o ent versions going
around of how much volume of sand is g ' o be used and what the
cost is particularly. And there are -- c cerned about the gap
areas. I don't think that that com comprehensive county -wide
beach renourishment plan. An ems that there are some areas that
seem to be favored and so a that are not favored. And there
doesn't seem to be a cle and procedure for how to rank the
areas. And as Is oke i , you know, you could take a page from
DEP on how they r S.
On a Septe 12 Coastal Advisory Committee meeting on
these issues a u ach renourishment, it kind of divided it into two
items. On a ck haul sand. That indicated it would be placed for
a total a f about 25,000 cubic yards of sand.
An second item was that there would be approximately
420,000 cubic yards of sand from the borrow site.
It goes on to say that this does not address renourishment at Clam
Pass Beach Park. And it indicates some gap areas.
This also has some additional what it calls -- there's a table with
columns in it on a couple of pages, and it has -- the title of that column
is Additional Features. And repeatedly it shows Clam Pass Park, and
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under additional features it shows 30,000. While it doesn't say what
that 30,000 is, I think the understanding is it apparently is 30,000
cubic yards of sand that would come from Clam Pass to renourish
Clam Pass Park in the north area of Park Shore.
That is problematic because the permits for dredging Clam Pass
are not for using Clam Pass as a sand source, and actually require
avoidance and minimization and only dredge Clam Pass to the
minimum necessary to keep that pass open. y
I would just -- can I show you something on the a ad?
Because I always say pictures explain things a lot than words.
CHAIRMAN COYLE: Be brief.
MS. CRAVENS: Okay.
This first item here is the Vanderbilt segment. I don't
know how well --
CHAIRMAN COYLE: You n to et on the mic.
MS. CRAVENS: Sorry.
The first area here is the ilt Beach segment. And you
can see there's a yellow bo d there's a red boundary. The
yellow boundary is the o roject site. The red line is the area
that's critically eroded
You can see o t Vanderbilt Beach area all of the project site
pretty much -- a at has critically eroded beach. And, you know,
of course that's ething that needs to be a priority.
This t n is the Naples segment of the beach. And again, it's
got a ye e that is the boundary of the project area and a red line
which is ' ically eroded beach. You can see again all of the project
area is critically eroded beach.
But that's not the case with the Park Shore segment. The Park
Shore segment has a yellow area for the project site, which kind of
ends a little bit south of Clam Pass. But the critically eroded area only
comes to about here. So the project area does encompass areas that
are not critically eroded, but it has a big gap of Clam Pass Park.
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And one of the things that's not included in the local share from
being requested for DEP is that there is a commercial establishment
that this has recreational benefit and commercial benefit. Because the
Waldorf Astoria is right here.
CHAIRMAN COYLE: Marcia, wrap it up.
MS. CRAVENS: Okay. Simply stated, I would request that
Clam Pass Park and the north section of Park Shore of our each
segments, that all of that area be included in our coun ach
renourishment planning and not be omitted, because ' r s a
conflict of use and it creates a conflict for how Cl s is dredged
and purpose and volumes and things like that. Tt..a d be able to be
renourished from the off -shore borrow site o aul sand. Thank
you.
CHAIRMAN COYLE:
MR. MILLER: Yes, sir.
CHAIRMAN COYLE:
COMMISSIONER HILL
questions? ,`
The 420,000 cubic
required as a consequ
correct?
N-
Is that our eaker?
hI 4
Hiller?
, can I ask you a couple of
;sn't contemplate any of the sand
of the inlet management plans,
MR. Mc hat is correct.
COMMI
1 5w".- R HILLER: Okay. I just wanted to confirm
that. r**r
M ' `,;Pi'e inlet management plans like the Clam Pass
managed plan is going to be handled separately. The sand that's
needed for that will be separately accounted for. It's not a discussion,
I just want to clarify that.
I want to thank you very much for going to the trouble for
preparing this summary. And as Bob pointed out, there's too much
here to respond in this discussion this afternoon. So at a future time I
will respond to each of the segments that you have presented with my
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November 13, 2012
own comments.
I just want to make a few observations --
CHAIRMAN COYLE: Thank you.
COMMISSIONER HILLER: -- based on some of the stuff you
presented today.
I think -- and in all fairness, I think everybody is responsible
here. It's really simple. We had a -- in 2006 we had a six-fear permit,
okay? Which means that the renourishment which was O&en for
that design template was intended to last six years. that prior
to the expiration of that six years the county shoul undertaken
preparations to be ready with a permit in hand ding in hand to
renourish the beaches at the end of that six-y ign. That six -year
design as only intended to last six ears.
� Y Y
And that didn't happen. And that is significant. And
notwithstanding all the discussion h qtko there were plans to, you
know, develop a, you know, Ion ' g beach, that is irrelevant to
the obligation that the county o the public that in six years that
beach would be renouris t hatever extend it had eroded,
because that was the des' late that was approved under the -- is
it 2006, Gary? Am I that? 2006 permit?
MR. McALP : /2006 was the last renourishment.
COIM MII S HILLER: And it's my understanding that that
six -year desi it was actually renewed in 2010, and that that
permit is i c . And we can renourish under that permit for
another s. And I don't mean the duration of the time that the
renouris nt should last but that that permit has been renewed
through 2015, if I understand correctly.
MR. McALPIN: The permit is valid till -- it's a 10 -year permit.
It's valid to 2015.
COMMISSIONER HILLER: Right. So it goes to 2015.
So we actually had the ability to submit the information under the
existing permit and have the dredge in place at this time because we're
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November 13, 2012
now at the expiration of the six years. And beaches that are critically
eroded would be renourished right now. But instead we have a delay
as a consequence of what was undertaken at Leo's direction. Because
it certainly wasn't Board direction to cause this delay.
In fact, I went back to the minutes of the meeting of the county
and the city, and nowhere does it state that there should have been a
10 -year design. In fact, the only thing that was discussed as, you
know, we should consider hard structures like reefs and r h ught to
also be considered is better means of securing state a� ral
funding and so forth.
So I really don't see that as the direction.y action taken
by a group at a workshop, regardless of who' ing that
workshop, is non - binding on the Board a Board actually votes
at a properly noticed Board meeting that is the direction of the
Board. That wasn't the case.
So I think the information y u esented is very interesting
and very informative and I do ' o respond, which is generally
again to summarize, we sho h e had a permit -- we should have
already applied under th g permit to renourish the 120,000
cubic yards that have And we still need that reconciliation of
the difference betw n e 120,000 cubic yards, which is all that has
eroded from 200 e present with respect to the 6 -year design
template and 0,000 cubic yards, which is being proposed by
Coastal Plarmi d Engineering.
C N COYLE: Okay.
CO SSIONER HILLER: And then I'll just reserve comment
on the rest, and I'll have a few additional comments with respect to
this at a later time. And I will address these other, you know,
summaries that you have presented at a later time. And I really want
to thank you, Gary. I really do appreciate it.
CHAIRMAN COYLE: Is there a motion to accept the document
in the presentation?
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November 13, 2012
COMMISSIONER HILLER: I'll make a motion to accept the
presentation.
COMMISSIONER FIALA: Second.
CHAIRMAN COYLE: Motion to accept the presentation by
Commissioner Hiller, second by Commissioner Fiala.
All in favor, signify by saying aye.
COMMISSIONER FIALA: Aye.
COMMISSIONER HENNING: Aye.
CHAIRMAN COYLE: Aye. t '�
COMMISSIONER HILLER. Aye.
COMMISSIONER COLETTA: Aye. Q
CHAIRMAN COYLE: Any opposed, sign.
(No response.)
CHAIRMAN COYLE: Motion pas animously.
You want to go to M now, Co ager, or you want to go
somewhere else?
Item #11 J
RECOMMENDATI0 PROVE AND EXECUTE AN
IMPROVEMENT O PARKING AREA AGREEMENT
WITH NAPLES C., RELATED TO COST SHARING FOR
THE ENT D PARKING IMPROVEMENTS AT
NAPLES TH COLLIER COUNTY SHARING 50% OF
FINAL IED CONSTRUCTION COSTS, CURRENTLY
ESTI D AT $2,600,000 — APPROVED
MR. OCHS: You have a 3:30 time certain item, sir. That is Item
1 I .J on your agenda this afternoon. It's a recommendation to approve
and execute an improvement to a parking area agreement with Naples
Zoo, Incorporated, related to cost sharing of the entrance and parking
improvements at Naples Zoo, with county share to be 50 percent of
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DRAFT -1
August 22, 2012
J. Gary McAlpin, P.E., Director
Coastal Zone Management
Collier County Government
W. Harmon Turner Bldg., Suite 103
3301 East Tamiami Trail
Naples, Florida 34112
Re: Discussion of Routine Beach Maintenance
FDEP Operating Permits & Relation to
10- Category G Large Projects for Beach Recovery
Specific to FEMA-FL-DRs- 13 93, 1602 & 1609
Dear Director McAlpin;
12/11/2012 Item 10.AA.
1310 Cross Creek Circle
Suite B
Tallahassee, FL 32301 -3728
Tel: 850 -671 -6367
Fax: 850- 877 -7698
www.yorkrsg.com
On August 16, 2012 York received instructions from you to address comments
regarding "routine annual beach sand maintenance" in FEMA's Final Decision Letter for
the 2nd Appeal on DR 1393 PWs 566 & 673 dated May 14, 2012. These comments
referenced the FDEM (Grantee) memorandum dated July 10, 2008 that accompanied the
Final Inspection Report (FIR) for closeout of DR -1393 PWs (566, 568, 575 & 673).
Because FDEM- Tallahassee had management authority only for DR -1393, the FIR
presented a general rationale for allocation of eligible costs across the three disasters
(DRs 1.3,93, 1602 & 1609) as a logical means to close -out the DR 1393 PWs. The
FEMA -PDEM FRO in Lake Mary had authority to manage DRs 1602 & 1609 PWs; these
6 -PWs were closed before those for DR 1393, which were found later to have missed
eligible recovery costs.
In August 2009, the County had not received reimbursements for the DR -1393
closed PWs and requested the FRO -Lake Mary office to re- inspect all three DRs to
prepare revised closeout PWs that reflected an accurate accounting of eligible costs. As
part of that invoice /cost validation process, a revised spreadsheet of the ineligible County
cost for routine annual beach maintenance was prepared. The four -year estimated
maintenance cost (9 -2001 to 9 -2004) of $1.9 million was then subtracted from the total of
all eligible invoices validated by the FEMA -FDEM specialists for the three disasters.
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In conclusion, FEMA's comments addressing annual sand maintenance are not
entirely correct. The new versions of the PWs prepared for closeout provided an accurate
accounting of eligible recovery costs as authorized in 44 CFR Subpart H §206.223(a)(1)
and §206.226(d) and 0); and, as required for environmental compliance in 44 CFR Part
10.
A more detailed explanation for estimating the four -year ineligible cost of routine
beach sand maintenance is attached to this letter with supporting exhibits.
As you know, all recovery work to repair damages to the four engineered beaches
was performed under two Joint Coastal Construction Permits (Mainland and Marco
Island beaches) issued in 2005 -2006. The County filed these two permit applications
immediately following DR 1393 as authorized in the four PWs for NEPA compliance. No
additional permitting was required for DRs 1602 and 1609 because the scope of work
was included in the permits approved for DR 1393, saving time, effort and expense to
recover from these two major disasters. Beach recovery work was completed in 2006
and all 10 -PWs were completed in 2010 following 3 -years of post- construction biological
monitoring.
The Coastal Zone Management Office's management of the 3- disasters FEMA
recovery process complied with all federal and state environmental laws and performed
the many complicated tasks efficiently. Beach nourishment projects can experience costs
of $1 million per mile, which would be about $20.6 million for the four County
engineered beaches. Under different circumstances, the total recovery costs for the 3
major disasters quite possibly could have exceeded $60 million. By comparison, the final
total eligible validated cost (after deducting maintenance) for the 3 disasters was $31.7
million.
We appreciate the opportunity to be of assistance to the County in this matter.
Regards,
Bruce French
Sr. Project Manager, York RSG, Inc.
Attachments: Report
6- Exhibits
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Description of Routine Beach Maintenance
FDEP Operating Permits & Relation to
10- Category G Large Projects for Beach Recovery
Specific to FEMA- FL -DRs- 1393,1602 & 1609
Prepared for Collier County, FL — Coastal Zone Management
Federal Disaster Declarations: DR -1393, DR -1602, 1609
Date: August 23, 2012
1. Basis of Ineligible Routine Beach Sand Maintenance
The rationale for determining routine beach sand maintenance costs as ineligible is
embodied in the description of "Force Account" presented in the:
Public Assistance Guide FEMA 322/October 1999 & /June 2007; and,
FEMA Policy 9525.7 Labor Costs - Emergency Work (7/20/2000).
Specific to Collier County's Category G large beach recovery projects, annual
replacement of up to 50,000 cubic yards of sand is authorized in the FDEP Operating
Permits issued in 1999 to control "normal" erosion of the four public, engineered
beaches: Mainland Beaches- Vanderbilt, Park Shore & Naples; and, Marco Island
Beach. The total annual amount could be installed at one beach or as needed at each
of the four beaches. Therefore, all costs associated with routine maintenance are
ineligible, non - disaster activities that are the financial responsibility of the County.
2. Codes and Standards Defined
2.1. Public Assistance Guide, FEMA 322 /October 1999 & /June 2007 and
Applicant Handbook, FEMA 323 /September 1999:
Permanent Restoration of Facilities
A. GENERAL ELIGIBILITY
- Facilities will be restored on the basis of design, capacity and function of such
facilities as they existed immediately prior to the disaster and in conformity with
applicable standards.
- Codes and Standards must be in writing, apply to the type of work, and be in place
and enforced prior to the disaster declaration. They must apply uniformly to all
similar types of facilities.
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44 CFR 206.226 Restoration of damaged facilities. Revised as of October 1, 2000
(codified)
2.2.
Work to restore eligible facilities on the basis of the design of such facilities as
they existed immediately prior to the disaster and in conformity with the
following is eligible:
(b) Standards. For the costs of Federal, State, and local repair or replacement
standards which change the predisaster construction of facility to be eligible, the
standards must:
(l) Apply to the type of repair or restoration required; (Standards may be
different for new construction and repair work)
(2) Be appropriate to the predisaster use of the facility;
(3)(i) Be found reasonable, in writing, and formally adopted and implemented
by the State or local government on or before the disaster declaration date or
be a legal Federal requirement applicable to the type of restoration.
(ii) This paragraph (b) applies to local governments on January 1, 1999 and to
States on January 1, 2000. Until the respective applicability dates, the
standards must be in writing and formally adopted by the applicant prior to
project approval or be a legal Federal or State requirement applicable to the
type of restoration.
(4) Apply uniformly to all similar types of facilities within the jurisdiction of
owner of the facility; and
(5) For any standard in effect at the time of a disaster, it must have been
enforced during the time it was in effect.
(h) Beaches.
(1) Replacement of sand on an unimproved natural beach is not eligible.
(2) Improved beaches. Work on an improved beach may be eligible under the
following conditions:
(i) The beach was constructed by the placement of sand (of proper grain size)
to a designed elevation, width, and slope; and
(ii) A maintenance program involving periodic renourishment of sand must
have been established and adhered to by the applicant.
--------------------
2.3. Codes and Standards of Engineered Beaches
Codes and standards for beaches can be defined as the construction specifications
authorized in the initial government permit issued for establishing an engineered
beach. A beach is that area of the coastal zone lying between the upland dune
line and the offshore depth -of- closure. In general the slope and elevation of the
beach at state - established range monuments are determined during the design
phase. Grain size and color may be included in the specifications. The design
specifications are intended to provide a beach that is stable under normal weather
conditions and to afford the greatest storm protection of adjacent improved
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YORK.
property. After construction, a state - approved operating permit is issued to the
local government for installing a limited volume of sand annually to maintain the
design elevation profile of the engineered beach.
An engineered beach is not resilient to major disasters, such as tropical storms or
hurricanes, which may cause sand erosion (lost from the system) that exceeds the
permitted annual maintenance volume and the ability of the design tolerance to
recover the elevation profile.
3. Category G Large Recovery Project Period (Sept. 13, 2001 to Jan. 2010)
3.3. Start Date for Adjusting Ineligible Routine Beach Sand Maintenance
T.S. Gabrielle made landfall on September 13, 2001 and became a federal declared
disaster on September 28, 2001. The four engineered beaches incurred damages and
were declared eligible for federal assistance under FEMA- FL- DR1393.
3.4. Scope of Eligible Work
Post- disaster elevation profile surveys were performed to provide a general, static
estimate of sand volume lost by coastal erosion. 'These estimates were provided as
"samples" for documenting damage in each of the 4 -PWs 566, 568, 575 & 673.
Disaster- initiated erosion continued until completion of coastal construction in 2006.
The generic text for the Scope of Eligible Work included the following statements:
• To restore the beach to predisaster cross section...
The actual cost of this project will be determined by bid process and
availability of the source material (offshore or inland borrow area).
3.5. Environmental Compliance
FEMA is authorized by the Stafford Act to enforce the requirement for environmental
compliance as directed in 44 CFR Part 10, which is integral to defining the eligible
scope of work. The FEMA Regional Environmental Officer assured consistency with
this requirement by including in the Category G PWs the following text:
JUNE 24, 2004
FEMA'S ENVIRONMENTAL LIAISON OFFICE HAS REVIEWED THE
FOLLOWING EMERGENCY BERM PROJECT:
THE FOLLOWING GRANT CONDITIONS All-PLY:
1. ANY CHANGE IN THE ORIGINAL SCOPE OF WORK REQUIRES
THAT THE APPLICANT NOTIFY FL EMERGENCY MANAGEMENT
(WHO WILL NOTIFY FEMA), AS WELL AS ANY AGENCY FROM WHICH
THE APPLICANT RECEIVED A PERMIT.
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2. THE APPLICANT IS RESPONSIBLE TO OBTAIN ALL RELEVANT
LOCAL, STATE AND FEDERAL PERMITS. NO CONSTRUCTION
ACTIVITIES SHALL COMMENCE PRIOR TO RECEIVING SAID
PERMITS.
AT A MINIMUM THE APPLICANT SHOULD CONTACT:
I. US ARMY CORPS OF ENGINEERS (404,401 (STATE PERMIT), 402
(NPDES), OR NATIONWIDE)
2. US FISH AND WILDLIFE (THREATENED AND ENDANGERED
SPECIES)
3. STATE FISH AND WILDLIFE AGENCY
4. STATE NATURAL HERITAGE AGENCY (THREATENED AND
ENDANGERED SPECIES)
5. STATE COASTAL ZONE MANAGEMENT OFFICE (FOR CONSISTENCY
DETERMINATION)
3. ALL ACTIVITIES ASSOCIATED WITH THE PROJECT MUST COMPLY
WITH ALL CONDITIONS SET FORTH IN ANY REQUIRED LOCAL,
STATE, OR FEDERAL PERMITS.
AS A REMINDER, APPLICANTS FOR FEMA FUNDING MUST COMPLY
WITH ALL APPLICABLE LOCAL, STATE, TRIBAL, AND FEDERAL
ENVIRONMENTAL AND HISTORIC PRESERVATION LAWS,
REGULATIONS, PERMITS, AND CONDITIONS IN ORDER TO RECEIVE
FEMA FUNDS FOR THEIR PROJECTS. FAILURE TO COMPLY WITH
THESE REQUIREMENTS MAY JEOPARDIZE FEDERAL FUNDING.
FOR ADDITIONAL INFORMATION CONTACT BRETT BOWEN, DEPUTY
ENVIRONMENTAL LIAISON OFFICER DR -1393 AT (770) 220 -5387.
NEPA Level of Review- NEPA review is complete •• GBOWEN• The project is
Categorically Excluded under 44 CFR 10.8(4):
15. Repair, replace, restore, retrofit, upgrade to current codes and standards, or
replace a facility (xv)
Documentation Complete 06/24/2004
Standard Conditions
1. Any change to the approved scope of work will require re- evaluation for
compliance with NEPA and other Laws and Executive Orders.
2. This review does not address all federal, state and local requirements.
Acceptance of federal funding requires recipient to comply with all federal, state
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YORK.
and local laws. Failure to obtain all appropriate federal, state and local
environmental permits and clearances may jeopardize federal funding.
3. If ground disturbing activities occur during construction, applicant will
monitor ground disturbance and if any potential archeological resources are
discovered, will immediately cease construction in that area and notify the State
and FEMA.
3.6 End Date for Adjusting Ineligible Beach Sand Maintenance
The1irrme..period bt:adjusting= the,ineligible beact sand maintenance period of4 years is
��r_ -� L -. .L- 1._JC_it �.a _.__C.71T. =1 -A Aft" %;Y'('^'"' "'!�_` 1+►.�- .1nAti `^ t ,.. <- r ^Y"" ...
declaration date =of hurricane Katrina (DR 1602) on August -28, 2005. Public Assistance
administrative and NEPA- limited work activities during this period included:
• Erosion estimates from post- disaster elevation profile surveys for DR 1393
• Ineligible annual beach sand maintenance authorized by FDEP operating permits
• County appeal and FEMA approval of PW eligibility
• County's Environmental Permit Application to USACE & FDEP Jan. 24, 2004
• USACE permit application review requirement for an Environmental Assessment
• FEMA environmental compliance review through June 24, 2004
• FDEP approved permits for inlet sand dredging -beach nourishment Jan-Feb. 2005
• Post - disaster elevation profile surveys for DR 1602 in Sept. 2005
• USACE approved coastal construction permit Sept. 20, 2005 (offshore sand)
• County bid process for offshore dredge contracts Oct. -Dec. 2005
• DR 1609 Hur. Wilma federal declaration Oct. 24, 2005
• Approved permits (modified to include DR 1393, 1602 & 1609 damages) sent on
Jan. 1, 2006 to FEMA Region 4- Atlanta for environmental compliance review
and approval of change in scope of work.
• FDEP approval of USACE coastal construction permits (modified) Jan. 2006
Supporting documentation for these activities are contained in the applicant's file
maintained by FEMA and FDEM.
No routine beach sand maintenance was included in the estimation of ineligible work
after the sequential impacts from DRs 1602 and 1609. This was due to the countybeing
engaged in numerous activities to recover from DR 1393 and the immediate need for
modifying the USACE -FDEP coastal construction permits to include damages from DRs
1602 and 1609. Offshore sand dredging contract work commenced in 2006 to complete
recovery of the four engineered beaches to the design elevation profiles (codes and
standards) authorized in the 10 -PWs for the three disasters.
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3.7 End Dates of 10- Category G PWs
Included in the approved Joint Coastal Construction Permits for the 3- mailand beaches
and for the Marco Island Beach were numerous conditions from the USACE, USFWS,
USMMS, and FDEP. The condition submitted by the USFWS for 3 -years post
construction biological monitoring extended the eligible PW work completion to January
2010 for Mainland beaches and to May 2010 for Marco Island beach.
4. Procedure Used to Estimate Ineligible Routine Beach Sand Maintenance Costs
Frionto Iandfali, of T tS Gabrielle on September 13�;w200:1, the ,County maintained the
foul engineered beaches in compliance with the FDEI' a�ipia�red opetating"permits
issued in `1999. These permits allowed up to 50,000 cubic yards of inland- sourced,
truck- hauled sand to be installed on any of the four beaches as needed to maintain the
design elevation`` profile. The County hired professional engineers to oversee the
beach sand maintenance work of contracted companies including Jahana Industries,
AgqoliirBarber & Brundage, and STD Enterprises of Naples. The County issued the
last pre- disaster Purchase Order #105968 to Agnoli for the period June 2001 to
January 2002, which teas completed prior to September 13, 2001; it was °not included
in the County "s request for FEMA reimbursement. See partial list of Purchase Orders
in Exhibit 6.
Although truck- hauling of inland sand for routine beach maintenance commenced
again on October 10, 2001 (Exhibit 6) related purchase orders issued to many vendors
contained both eligible and ineligible work. Therefore, it was decided to estimate a
reasonable 4 -year maintenance cost and subtract the ineligible amount from the final
list of validated eligible costs at PW closeout.
Maintenance- related invoices for work performed in 2001 were used to establish the
costs for disaster - ineligible maintenance work performed by the County in 2002:
Truck- hauled sand, cubic yard $ 4.34
Grading & Tilling, avg, annual cost $ 60,000.00
Surveyor (elevation profiles), annual fee $ 50,000.00
Engineering /Management, annual fee $ 75,000.00
The County's annual Force Account labor cost for planning, contracting, inspection,
invoice payment and reporting was estimated at $ 40,000.00
An assumed annual inflation rate of 6% was used to estimate the cost of the above
items for 2003, 2004 and 2005. For the FDEP maximum permitted volume for 4 -year
beach sand maintenance of 200,000 c lbic yards (inland- sourced) the construction
cost was estimated at $949,291.67; the County's Force Account costs plus related
contract services were estimated at $1,043,345.92.
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T e'resulting total 4 -year estimated annual routine beach maintenance cost of
$1.992,637.59 was tprorated for each of the four beaches based on their respective 11 11 1
coastline aniles to total beach miles. The spreadsheet prepared as an attachment to the
FDEM- Tallahassee Final Inspection Report for DR 1393 PWs of July 10, 2008 is
attached as an Exhibit.
In August 2009 following validation of eligible invoices for the completed 10 -PWs,
FEMA -FDEM FRO specialists and FEMA Technical Advisor re- allocated these
ineligible maintenance costs by the percent disaster - erosion as estimated in the CP &E
Report, January 2010.
5. List of Exhibits
1. Public Assistance Guide FEMA 322 /October 1999 & /June 2007; and,
2. FEMA Policy 9525.7 Labor Costs - Emergency Work (7/20/2000)
3. Applicant Handbook, FEMA 323 /September 1999
4. 44 C.F.R. Revised as of October 1, 2000 (codified)
5. Partial List of Vendor Purchase Orders for Pre- and Post - disaster routine beach
sand maintenance work
6. Spreadsheet Prepared for FDEM -FIR dated July 10, 2008 and used to determine
ineligible beach sand maintenance costs for 3 major disasters during the joint PW
closeout, August 2009.
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YORK.
DRAFT -3
August 15, 2012
J. Gary McAlpin, P.E., Director
Coastal Zone Management
Collier County Government
W. Harmon Turner Bldg., Suite 103
3301 East Tamiami Trail
Naples, Florida 34112
12/11/2012 Item 10.AA.
1310 Cross Creek Circle
Suite B
Tallahassee, FL 32301 -3728
Tel: 850- 671 -6367
Fax: 850- 877 -7698
www.yorkrsg.com
Re: Compilation of Federal Documents Governing Disaster Recovery
10- Category G Large Projects for Beach Recovery
Specific to FEMA- FL -DRs- 1393, 1602 & 1609
Dear Director McAlpin;
Cln -1til�F 31, 2012 York received instructions from you to identify and compile
relevant federal laws, regulations and policies that frame the body of actions for FEMA's
administration of federal assistance provided to Collier County for FEMA -DR -1609 PW
2700 Naples Beach, PW 2704 Park Shore Beach and PW 6733 Marco Island Beach. This
request is related to the County's receipt of FDEM Invoice W -122 dated July 23, 2012 for
reimbursement of overpayments on the three PWs.
We have completed the assigned task with the compilation of documents
presented in 15 Exhibits that pertain to the FEMA Public Assistance program and more
specifically to Category G beach recovery projects. As a consequence of this task, we
believe that the federal laws and rules in effect on the declaration date of DR -1393
comprise the body of federal authorizations governing administration of the 10 -PWs for
beach recovery work (3 mainland beaches and the Marco Island beach) through the
completion of construction, post -3 -year biological monitoring and final joint closcout by
FDEM and FEMA. This position is directly associated with the fact that damages caused
by the three federal disasters received USACE final approval (2005 -06) for the scope of
work in two joint coastal construction permits, which was a result of the County's permit
application immediately following the declaration of DR -1393.
Information provided in the attached Exhibits supports the fact that the County
performed all beach recovery work in compliance with these federal laws, regulations
and policies. To this end, York advises the County to seek an independent legal opinion
in addition to expert testimony from a professional engineer specializing in Florida beach
renourishment and management.
We appreciate the opportunity to be of assistance to the County in this matter.
Regards,
Bruce French
Sr. Project Manager, York RSG, Inc.
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Compilation of Federal Documents Governing Disaster Recovery
10- Category G Large Projects for Beach Recovery
Specific to FEMA- FL -DRs- 1393,1602 & 1609
Compiled for Collier County, FL — Coastal Zone Management
Federal Disaster Declarations: DR -1393, DR -1602, 1609
Date: August 9, 2012
1.0 Government Program Administration
All federal, state and local governments are required to administer programs
authorized in Laws, Rules, Regulations and Guidance Documents. Specific
procedures on how to conduct the business of government are dependent on the
effective dates of these legal authorizations; subsequent changes and revisions to
these legal procedures are not retroactive, but specifically apply to government
activities performed after the new effective date(s).
1.1. Tropical Storm (T.S.) Gabrielle became a federally- declared disaster on
September 28, 2001. In Collier County, four engineered public beaches
(Vanderbilt, Park Shore, Naples and Marco Island) incurred erosion damage and
were determined by FEMA to be eligible for federal funding under the Public
Assistance Program. Recovery work is eligible for reimbursement from the
"official" date of landfall, which is stated by FEMA as September 13, 2001,
through the date of work completion. For these four Category G beach recovery
projects the completion date is specified by the USACE Permit (issued
September 20, 2005) Specific Conditions (listed by the USFWS) as being 3 years
after the construction completion date, which allows for mandatory biological
monitoring of the work area (generally ending in 2010 - 2011).
1.2. During the USACE permit review process for NEPA compliance required by the
Stafford Act, the estimated scope of work for six Category G PWs under DRs-
1602 & 1609 were included within the final approved scope of work authorized
in the two USACE joint coastal construction permits (3- mainland beaches & 1-
Marco Island beach) issued 2005 -06.
1.3. Laws, Rules, Regulations and Guidance Documents in effect on the federal
declaration date for T.S. Gabrielle, DR -1393 govern all FEMA - eligible work to
be performed by Collier County as the PA applicant. These authorizations are to
be adhered to throughout the implementation of each individual Project
Worksheet (PW) issued to Collier County and govern the procedures for the joint
FEMA -State PW closeout for determination of final eligible scope of work and
cost reimbursement. Subsequent changes or revisions to these legal documents
after the declaration date of September 28, 2001 do not apply to Collier County's
performance of the ten Category G PWs for beach recovery work (DRs -1393,
1602 & 1609).
Packet Page -1027- 2
I
12/11/2012 Item 10.AA.
i
YORK.
1.4 A 1al of 10 Category G PWs were issued for the four Collier County public
beaches as listed in the following table:
Packet Page -1028- 3
PWs
Beach:
DR -1393 DR -1602
DR -1609
Vanderbilt
568 1110
2698
Park Shore
575
2704
Naples
566 1109
2700
Marco Island
673
6733
Packet Page -1028- 3
12/11/2012 Item 10.AA.
YORK.
1.5 A key element of implementing the FEMA - approved Scope of Work for the 10
PWs is th_e'timeline of events directly related to the three disaster. declaration`
dates, USACE offshore sand permitting and construction and post- monitoring:
DR -1393
September 28, 2401
Truck:Hauled Sand-
Mult- Vendors
03ciober 10, 2001 end May 23, 2047 "
FEMA -REO Review
June 24, 2004
Snyder -Inlet Sand
Wiggins Pass
January 13, 2005
City of Naples -
inlet Sand
Doctors Pass
February 22, 2005
DR -1602
August 28, 2005
UWE Permit
September 20;'2005
DR -1609
October 24, 2005
GLDD= .,Offshore Sand
3- Mainland Beaches
necember 2', 2005 end August i 7 2006
Notification of
FEMA for Permitted
Scope of Work
January 1, 2006
SubAqu- Offshore Sand
Marco Beach
September 5, 2006 end May 4, 2007
Inlet Sand -
Wiggins Pass
December 6, 2006
3 -yr Bio- Monitoring
Mainland
January 2007 through December 2010
Marco
June 2007 through May 2010
FEMA -State Scope
& Invoice Validation
August 3, 2009 for accurate accounting
of costs for 3- DRs -10 PWs
FEMA Payments
2011, 2012
& Appeals
on -going
Notes:
1. Truck' - hauled sand was installed at 50,000 cubic yards annually as authorized in
the two FDEP operating permits issued for the mainland and Marco Island
beaches prior to DR -1393. The total 4 -year cost estimated at $1.9 million was
paid 100 percent by the County and was not included in the Final Closeout
versions of the 10 -PWs.:
Packet Page -1029- 4
12/11/2012 Item 10.AA.
i
YORK.
[ Notes Continued]
2. Inlet sand dredging and deposit on "down -drift" mainland beaches was performed
by the County under FDEP authorized permits issued after the declaration date of
DR -1393. Dredging was required to recover the permitted designed depth
specified for safe navigation following excessive sand deposition resulting from
DRs -1393, 1602 and 1609.
3. Completion of contractor work for offshore dredging performed under the two
joint USACE coastal construction permits did not represent the end date of the
10 -PWs. PW- eligible, post - dredging work included grading to engineered beach
design - elevation profiles and disking for sand density suitable for turtle nesting.
The USACE permit conditions for 3 -years post - construction biological
monitoring began after these construction tasks were completed.
4. All 10 -PWs included in the scope of work the authorization to restore the specific
beach to the engineered design specification for the elevation profiles existing
prior to disaster damage. The total volume of sand was "provided from three
sources: 'infand truck- hauled sand, storm- deposited inlet- dredge sand and offshore
sand deposits. As authorized in the 10 -PWs, ail. works performed restored the
beaches to DR- 139..1 "pre.- disaster cross sections ", which are the "current codes
and standards" as required by FEMA for compliance. Additionally, as stated by
the REO in each of the 10 -PWs: "the actual cost of this project will be determined
by bid process and availability of the source material (offshore or inland borrow
area) ". FEMA and FDEM validated all costs and determined the eligible scope of
work at the joint Final Closeout on August 3, 2009.
5. The Final Closeout versions of the 10 -PWs were prepared in advance of
completing the NEPA- required, 3 -years biological monitoring.:ln lieu of.actual
invoiced costs for monitoring, FEMA specialists estimated the cost for this
contractual work.
Packet Page -1030- 5
12/11/2012 item 10.AK
YORK.
1.6 Summary of Validated Invoices for completing the eligible scope of work
required by the 10 -PWs performed August 3, 2009 during Final Closeout:
$
30,496,999.96
Vendor Costs
$
28,612.00
Permits
$
844,800.00
Monitoring
$
466,093.89
PM
$
1,917,455.21
Inlet Sand Dredging
$
33,753,961.06
Total Cost of 3 -DRs
$
(1,992,637.59)
Less Truck - hauled Sand
$
31,761,323.47
Collier's Gross Cost of 3 -DRs
Validated Costs FEMA 75% / 100% State 12.5%
Collier 12.5%
Final Est 51.66%
Total Est 1393 =
$ 16,408,538.18 $ 12,306,403.64 $ 2,051,067.27
$ 2,051,067.27
Closeouts 48.34%
Total 1602 +1609 =
$ 15,352,785.29 $ 15,352,785.29 $ -
$ -
100.00%
10 PWs =
$ 31,761,323.47 $ 27,659,188.93 $ 2,051,067.27
$ 2,051,067.27
Less Colliers Share=
$' 2,051,067.27
Gross to Collier =
$' 29,710,256.20'
Less FDEP Reimb.=
$ 6,643,979.22' = F.S.161 Trust Funds Rev. 8 -27 -2009
FEMA /FDEM =
Net to Collier=
$ 23,066,276.98 =10 -PWs
Note: Subtraction of FDEP fiuids that were provided from the state's trust fund
authorized by F.S. 161 represents a duplication of benefits. The amount provided by
FDEP to the County for FEMA- eligible PW recovery work significantly exceeded the
federal -state cost share established in the disaster agreements for DRs -1393 (75 % -25 %)
and for 1602 & 1609 (100 % -O %). Following the Final Closeout and reimbursement of
eligible costs ($29.7 million) to the County, the County is to reimburse the state for the
duplicated amount. This legal compliance procedure is authorized in the Robert T.
Stafford Disaster Relief and Emergency Assistance Act, P.L. 93 -288 Sec. 312(a); 44 CFR
13.24 and 206.226(a); and, as explained in FEMA Policy 9525.3, effective October 30,
2000.
Packet Page -1031- 6
12/11/2012 Item 10.AA.
'0.010 �-'
YORK.
2.0 index of Exhibits
1 Disaster Relief Act of 1974, Public Law 93 -288, 93rd Congress, S. 3062, May 22, 1974
2 U.S. Code 2001 Title 42- The Public Health and Welfare
3 44 C.F.R. Revised as of October 1, 2000 (codified)
4 FEMA's NEPA Desk Reference, Version ill — May 14, 1996
5 Possible Consequences of Not Following National Environmental Policy Act Process
6 FEMA Environmental Policy Package
7 FEMA 322 /Modified 2001 Public Assistance Guide
8 FEMA 323/1999 Applicant Handbook
9 FEMA 321/2001 Public Assistance Polity Digest
10 Archived List of FEMA 9500 Series of Policies forthe Public Assistance Program, 9 -22 -2004
11 Archived List of FEMA 9500 Series of Policies forthe Public Assistance Program, 9 -23 -2011
12 Disaster Assistance Fact Sheet DAP9580.8 Eligible Sand Replacement on Public Beaches
Effective October 1, 2009
13 DHS Management Directives System MD Number: 5100.1 Issue Date: 4/19/2006
14 42 USC CHAPTER 68 - DISASTER RELIEF U.S. House of Representatives Analysis January 03,
2012 (112 -90)
15 CEF for Large Projects, Instructional Guide V2.1, September 2009
Packet Page -1032- 7
12/11/2012 Item 10.AK
EXHIBIT 15
CEF for Large Projects, Instructional Guide V2.1, September 2009
Comment: Although the CEF became available after DR 1393, Collier County's
performance of the Category G 10 -PWs was consistent with the Instructional Guide.
Relevant Sections:
1.1 FEDERAL ASSISTANCE FOR DISASTER DAMAGE
Para.4 - For large projects, this estimate is used to determine the initial Federal
obligation of funds for the work, but it is not necessarily the final cost that will be
approved for the project. Rather, the final cost is based upon the reasonable, actual
costs incurred by the applicant in completing the eligible scope of work. Actual costs
are determined through a reconciliation process initiated by the State when the work
is complete. Discrepancies between the initial estimate and the final cost are
addressed through the obligation (or de- obligation) of Federal funds.
2.6 STEP 6 — RECONCILE COSTS WHEN PROJECT IS COMPLETED
(Page 2 -7) Upon completion of a large project, the grantee must submit supporting
documentation and an accounting of all eligible costs incurred for the project to
FEMA for a final determination of eligible project costs. The grantee must certify that
the reported costs were incurred in the performance of eligible work and that the
project was completed in accordance with FEMA approval. The grantee may perform
inspections and audits as it deems necessary to make this certification. FEMA will
review the reported costs to determine if the costs are eligible, and may conduct
inspections or audits as necessary to verify eligible costs. Upon completing this
review, FEMA will reconcile final costs for eligible work against the original
estimate and prepare a supplemental PW to adjust the approved amount upward or
downward as necessary. If additional funds are approved by FEMA, the grantee may
then make an additional drawdown of any funds remaining for that project.
Within 90 days following completion of the last large project, the grantee must
submit a final progress report that includes the final amount paid for each large
project. If FEMA determines that the grantee has drawn Federal funds for ineligible
costs, then the grantee must return those funds to FEMA.
Refer to Appendix E (Standard Operating Procedure — CEF for Large Projects)
for additional information relating to the cost reconciliation process.
Appendix E (excerpts pages 3 & 4)
�► When applicants complete large projects and submit project documentation to the
State and FEMA, FEMA will reconcile actual eligible costs against estimated
costs, except for alternate and improved projects.
If the Project Specialist requires assistance with any part of the CEF, the PAC
Crew Leader will request a Technical Specialist (a cost estimator, engineer,
environmental specialist, historic preservation specialist, insurance specialist, etc.)
from the Ordering Specialist. Refer to the CEF for Large Projects Instructional
Guide for more detail.
Packet Page -1033-
12/11/2012 Item 10.AK
EXHIBIT 15
CEF for Large Projects, Instructional Guide V2.1, September 2009
Comment: Although the CEF became available after DR 1393, Collier County's
performance of the Category G 10 -PWs was consistent with the Instructional Guide.
Relevant Sections:
1.1 FEDERAL ASSISTANCE FOR DISASTER DAMAGE
Para.4 - For large projects, this estimate is used to determine the initial Federal
obligation of funds for the work, but it is not necessarily the final cost that will be
approved for the project. Rather, the final cost is based upon the reasonable, actual
costs incurred by the applicant in completing the eligible scope of work. Actual costs
are determined through a reconciliation process initiated by the State when the work
is complete. Discrepancies between the initial estimate and the final cost are
addressed through the obligation (or de- obligation) of Federal funds.
2.6 STEP 6 — RECONCILE COSTS WHEN PROJECT IS COMPLETED
(Page 2 -7) Upon completion of a large project, the grantee must submit supporting
documentation and an accounting of all eligible costs incurred for the project to
FEMA for a final determination of eligible project costs. The grantee must certify that
the reported costs were incurred in the performance of eligible work and that the
project was completed in accordance with FEMA approval. The grantee may perform
inspections and audits as it deems necessary to make this certification. FEMA will
review the reported costs to determine if the costs are eligible, and may conduct
inspections or audits as necessary to verify eligible costs. Upon completing this
review, FEMA will reconcile final costs for eligible work against the original
estimate and prepare a supplemental PW to adjust the approved amount upward or
downward as necessary. If additional funds are approved by FEMA, the grantee may
then make an additional drawdown of any funds remaining for that project.
Within 90 days following completion of the last large project, the grantee must
submit a final progress report that includes the final amount paid for each large
project. If FEMA - determines that the granteehas drawn Federal funds for ineligible
costs, then the g antee must return those Binds to FEMA.
Refer to Appendix E (Standard Operating Procedure — CEF for Large Projects)
for additional information relating to the cost reconciliation process.
Appendix E (excerpts pages 3 & 4)
• When applicants complete large projects and submit project documentation to the
State and FEMA, FEMA will reconcile actual eligible costs against estimated
costs, except for alternate and improved projects.
If the Project Specialist requires assistance with any part of the CEF, the PAC
Crew Leader will request a Technical Specialist (a cost estimator, engineer,
environmental specialist, historic preservation specialist, insurance specialist, etc.)
from the Ordering Specialist. Refer to the CEF for Large Projects Instructional
Guide for more detail.
Packet Page -1034-
12/11/2012 Item 10.AA.
Co ter C0141Kty
Public Services Division
Coastal Zone Management
July 26, 2012
Mr. Bryan W. Koon, Director
Florida Division of Emergency Management
2555 Shurnard Oak Boulevard
Tallahassee, FL 32399 -2100
Mr. Leo Lachat
Florida Department of Emergency Management
Bureau Chief - Recovery
2555 Shumard Oak Boulevard
Tallahassee, FL 32399 -2100
Mr. Robert M. (Bob) Seibert
Lead Deputy Public Assistance Officer
Florida Division of Emergency Management
5900 Lake Eleanor Drive
Orlando, Florida 32809
RE: Request forReconsideration of the Second Appeal Denial of TS Gabrielle - DR -1393; PW's 0566
and -0673.
Dear Mr. Koon, Lachat and Seibert:
On May 14,2012, Collier County received notification of Denial -from Ms. Deborah Ingram, Assistant
Administrator of FEMA's Recovery Directorate. Collier County believes that this denial was made in
error and that the FEMA analysis did not take into account the following facts:
1. The Denial letter from FEMA voiced opinions to refute our scientific and expert reports. Our reports
were based on expert analysis from Professional Engineers with significant coastal experience.
FEMA provided no technical evidence from experienced or Professional Engineers experienced in
coastal engineering matters to refute our information. FEMA "Beach Expert" review and approved
our position when the PW's were modified.
2. Original PW's authorized by FEMA was comprised of generic text. The initial language and scope
was an estimate that was to be reconciled at contract approval and close out.
3. The estimated initial sand volumes could only be achieved if recovery work commenced
immediately. Federal and state permitting were not in place at this time and if the project
proceeded without permits, it would be a federal violation of NEPA Compliance and the Stafford
Act. na
Cogger County coastal Zone Management- W. Harmon Turner Building, suds Packet Page - 1035 - � Naples, Florida 34112.239 -252 -2966 - FAX 239.252 -2950
u- w rri iomm, not1m2at217nnomnnanmmnnt
12/11/2012 Item 10.AA.
Request for Reconsideration of 2 "d Denial
July 26, 2012
Page 2 of 2
4. Between the date of the Federal Declaration and the date of the permits, the county operated in an
Emergency Protective Mode. Placementof sand by emergency truck haul and had sand bypassing
are:disasterrelatedactivities and not normal beach maintenance.
S. The 50,000 cy /yr maintenance program that was setup, documented and approved prior to Tropical
Storm Gabrielle was ignored and dismissed in FEMA's denial letter. Again, an opinion without due
consideration. Sand bypassing is a source of repairs that is a FEMA encouraged policy as
documented by FEMA Policy 9580.8.
6. The denial letter stated "much uncertainty of erosion ". Technical reports and yearly monitoring
activity verify in detail our position. There was no review or discussion of this information.
7. No analysis of our invoices /documentation provided. These were approved by FDEM and FEMA
staff and served as the basis for the PW's written by FDEM. These were rejected out of hand with
no review or discussion.
8. At closeout FEMA -FRO and FDEM -FRO validate all invoices and changes in scope. Additionally, all
PW's were closed out and approved by FEMA Atlanta and Tallahassee FDEM.
Collier County Is requesting that the State Director of Florida Department of Emergency Management
(FDEM) support this Request for Reconsideration by moving forward with a new FEMA appeal request
on this project.
Very Respectfully,
Gary McAlpin
CC: Leo Ochs`
Nick Casalanguida
Bill Lorenz
Mark Isackson
Steve Carnell
Dan Summers
Ed Finn
Sherry Pryor
Mayor John So rey
Michael Cox
Packet Page -1036-
12/11/2012 Item 10.AA.
Clo ieY County
Public Services Division
Coastal Zone Management
July 26, :2012 >
Mr. Bryan W. Koon, Director
Florida Division of Emergency Management
2555 Shumard Oak Boulevard
Tallahassee, FL 32399 -2100
Mr. Leo Lachat
Florida Department of Emergency Management
Bureau Chief - Recovery
2555 Shumard Oak Boulevard
Tallahassee, FL 3 2399-2 100
Mr. Robert M. (Bob) Seibert
Lead Deputy Public Assistance Officer
Florida Divislon of Emergency Management
5900 Lake Eleanor Drive
Orlando, Florida 32809
RE: First Appeal Request:'De- obligatton of Funds for Hurricane Wilma -.011,1609; PW 2700-
Dear Mr. Koon, Lachat and Seibert:
On June 21, 2012 FEMA cle - obligated $11,095,283.52 from PW 2700; Hurricane Wilma DR -1609. Collier
County and Florida 'Department of Emergency Management we not consulted prior to this action taking
place. Collier County is requesting an appeal of this activity based on the following:
1. Collier County worked closely with FDEM to determine eligibility, scope documentation,
authorization and approval for Hurricane Wilma and the balance of the 2004/05 storms. In fact,
Collier took all direction /guidance from the State. Collier presented the information; The State wrote
the PW's; approved the additional scope /work; and received authorization from FEMA.
2. Expenditure and payment were reviewed, approved and authorized by FEMA -Lake Mary, FEMA -
Atlanta and FEMA- Washington.
3. All approaches are backed up with hard costs, hard documentation, proper authorizations, proper
closeouts and correct closeout documentation.
4. Scope increases were approved in each one of the revised PW's by FEMA.
5. Payments were made 22 months ago for Collier County expended costs. This was for cost
reimbursement with no conditions on the reimbursement.
--n* - - -- -
Packet Page -1037 -
rnB'aar rrainh, rnaetai 7nnA MannnAmont . W Hamm Tomar jiminn somir im • aam rase iamimmi until - Naoles Florida 34112 - 239 -252 -2966 • FAX 239. 252.2950
12/11/2012 Item 10.AA.
First Appeal Request -De- obligation Hurricane Wilma
July 26, 2012
Page 2 of 2
6. Details will be developed that address the lack of technical basis for the de- obligation along with the
disregard for established FEMA policies and procedures.
Collier County is requesting that the State Director of Florida Department of Emergency Management
(FDEM) support this Appeal Request.
Very Respectfully,
J/gt4;1 14,
Gary McAlpin
CC: = Leo Ochs`
Nick Casalanguida
Bill Lorenz
Mark Isackson
Steve Carnell
Dan Summers
Ed Finn
Sherry Pryor
MayorfohnSorey
Michael Cox
Packet Page -1038-
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Packet Page -1039- • . •
DIVISION
RICK SCOTT
Governor
12/11/2012 Item 10.AA.
STATE OF FLORIDA
OF EMERGENCY MANAGEMENT
BRYAN W. KOOK
Director
July 25,'2012
Ms. Cheryl Pryor
Collier County
3301 Tamiarbi Trail, Admin. Bldg.
Naples, FL 34112
Re: Overpayment
Dear Ms. Pryor:
1
The ''attached- invoice is In refereoce_to an overpayment for-,Hurricane Wilma:
FeMA -DR- 1609 -FL. (see attachment)
Pease remit to the State of,-Florlda; $11,172,272.62 at:
Division of Emergency Management
5900 Lake Ellenor Drive
Orlando, FL 32809 -4634
Attention: Renee Singh,
Deputy State Public Assistance Officer of Finance
Please contact Renee Singh via e-mail, Renee. Sinah6a)em.myflorida.com or by phone
407 - 858 -2761 should you have any questions or need any additional information.
Respectfully, -
�dj,
Charles Shinkle
Deputy Bureau Chief
Division of Emergency Management
Attachment: CS /Ica
FLORIDA RECOVERY OFFICE • DIVISION HEADQUARTERS • STATE LOGISTICS RESPONSE CENTER
5900 lake Ellanor Drive 2555 Shumard Oak Boulevard 2702 Directors Row
Orlando, FL 32809 -4634 Tall- ahassee. FL 32399.2100 Orlando. FL 32606.5635
407. 858 -2761 Tel: 850.413.9969•Fax. 650.468 -1016
www.Florida Olsasler.orn
Packet Page -1040-
12/11/2012 Item 10.AA.
INVOICE
STATE OF FLORIDA
•4 gas .�
Division of Emergency Management
Date: Jul 23, 2012
Invoice *: 122
To: Collier County (FIPS: 021 - 99021 -00)
3301 Tamlami Trall, Admin Bldg
Naples, FL 34112
Master PW # Federal Share Admin Slate Share Line Item Total
1809 2700 $11,095,283.52 $55,478.421 $0.001 $11,150,759.94
1609 2704 ($16,816.80) ($84.08) $0.00 ($16,900.88)
1609 6733 $38,222.45 $ib1.11 $0.00 $38,413.56
SubTolal $11,172,272,62
Make checks payable to State of Florida for total amount of: " $11,172,272.62
State of Florida Public Assistance, 5900 Lake Ellenor Drive, Orlando, FL 32809 -4634
Phone (407) 8S8 -2761 Fax (407) 858 -4429 reneesingh @em.myFlorida.com
Packet Page -1041-
12/11/2012 Item 10.AA.
Payment #122 Project 2700 FEMA- 1609 -DR -FL 021 - 99021 -00
Payment #122: Project 2700 (L - Cat G)
Collier County
Previous Payments
Payment #54
Eligible
Federal
Admin
State
Obligated & Approved
Payment #77
$954,225.99
Version 0 (Large) - Initial Obligation
$3,381,940.54
$2,536,455.41
$16,909.70
n/a
System Administrator -Apr 11, 2006
Payment #79
$191,912.36
$1,279.42
$31,985.39
Version 1 (Large) - Federal Share Change
$0.00
$507,291.08
$0.00
n/a
System Administrator -Jan 16, 2007
$0.00
($171,706.04)
Orlando Rodriguez - Mar 12, 2007
Version 2 (Large) - Federal Share Change
$0.00
$338,194.05
$0.00
Ala
SysiemAdmtrtlatra /or -Jun 19, 2007
Yen Cal -Jul 27, 2007
Version 3 (Large) - Eligible Amount Change
$9,486,535.40
$9,486,535.40
$47,432.68
n/a
Renee Singh - AU930, 2010
r ment #119
$9,775,103.49
Version 4 (Large)- Version Modificatiod
$0.00
$0.00
$0.00
n/a
Renee Singh - Oct 19, 2010
Payment #117
$0.00
($0.01)
$0.00
Version 5 (Large) -Version Modification
$0.00
$0,00
$0.00
n/a
Renee Singh - Jan 6 2011
Packet Page -1042-
Verslon 6 (Lange) - Eligible Amount Change
($11,095,283.52)
($11,095,283.52)
($55,476.42)
Na
Renee Slnph - Jul 16, 2012
$1,773,192.42
$1,773,192.42
$8,865.96
$0.00
Justified by RFRs (100,0 %)
2FR #1 - Expense Approval
$761,256.08
rhn Schmidt - May 16, 2008
RFR #1 - Expense Approval
$1,272,301.32
Nick Behnnan -Jul 28, 2006
RFR #1 - Expense Approval
$255,883.14
Melissa Vaee)o -Aug 2, 2006
RFR 91 - Expense Approval
$803,931.91
Darryl Cox -Jun 27, 2007
RFR #2 - Expense Approval
$9,775,103.49
Kethenne (Lanie) Hulett- Sep 3, 2010
Reversal of Overrun
- $11,095,283.52
$1,773,192.42
$1,773,192.42
$8,866.96
$0.00
Previous Payments
Payment #54
$570,942.06
$3,806.28
$95,157.01
Orlando Rodriguez - May f6,- 2006
Payment #77
$954,225.99
$6,361.51
$159,037.67
Nick Behnnan - Jul 28, 2006
Payment #79
$191,912.36
$1,279.42
$31,985.39
Orlando Rodriguez - Aug 2, 2006
Payment #91
$343,416.08
$0.00
($171,706.04)
Orlando Rodriguez - Mar 12, 2007
Payment #107
$723,538.72
$4,019.66
$o.00
Yen Cal -Jul 27, 2007
Payment #108
$309,337.24
$0.00
($114,472.03)
Yen Cal- Oct 31, 2001
r ment #119
$9,775,103.49
$48,875.52
$0.00
Booth - Jan 8, 2009
Payment #117
$0.00
($0.01)
$0.00
Jamie Booth - Jan 8, 2009
Packet Page -1042-
Adjustments
This Payment
rd &P&Ymw le&vss & bawl" of So.oa
Paymanicobdofions as &l Jul 19, 2012
Penl&d Lan fbrfd &PA oly on Jul 2o. 2012 &112.3( PM.
Packet Page -1043-
12/11/2012 Item 10.AA.
- $12,866,475.94 - $64,342.38 - $0.00
+ $0.00 + $0.00 + $0.00 -wk.
($11,095,283.52) ($55,476.42) $0.00
10
12/11/2012 Item 10.AA.
Payment #122 Project 6733 FEMA- 1609 -DR -FL
021- 99021 -OD
Payment #122: Project 6733
(L - Cat G)
Collier County
Eligible
Federal
Admin
State
Obligated & Approved
Version 0 (Large) - Initial Obligation
$625,964.16
$469,473.12
$3,129.62
n1a
System Administrator- May 22, 2006
Version 1 (Large) - Federal Share Change
$0.00
$93,894.62
$0.00
n1a
System Administrator -Jan 18, 2007
Version 2 (Large) - Federal Share Change
$0,00
$62,596,42
$0.00
n1a
System Administrator- Jun 2a 2007
Version 3 (Large) - Eligible Amount Change
($107,135.18)
($1D7,135.18)
($535.67)
n/a
System Administrator -Jan 30, 2006
Version 4 (Large) - Eligible Amount Change
$31,993.47
$31,993.47
$159.96
n1a
Renee Singh - Aug 17, 2010
Version 5 (Large) - Eligible Amount Change
($38,222.45)
($38,222.45)
($191.11)
n1a .
Renee Singh - Jul 16, 20f2
$512,600.00
$512,600.00
$2,563.00
$0.00
Justified by RFRs (100.0 %)
RFR #1 - Expense Approval
$625,964.16
Aaron Holden - Jun f f, 2007
Reversal of Overrun
- $113,364.16
$512,600.00
$512,600.00
$2,563.00
$0.00
Previous Payments
Payment #106
$563,367.74
$3,129.62•
1
$0.00
Yen Cat -Jun 12, 2007
Payment #110
$62,596.42
$0.00
$0.00
Yen Cat - Ocl 31, 2007
Payment #119
($75,141.71)
($375.71)
$0.00
Jamie Booth - Jan 6, 2006
— $55D,822.45 —
$2,754.11
$0.00
Adjustments
+ $0.00 +
$0.00 +
$0.00
($191.11)
$0.00
This Payment
— `($38,222.46)
Thlspoymeal leaves a balance of S0.00.
°ayment calculations as at Jul f9, 2012.
'dated rmm FibddaPA org on Jul20, 2012 of 12.55 PM
Packet Page -1044-
12/11/2012 Item 1O.AA.
U.S. Department of Homeland Security
500 C Street, SW
Washington, DC 20472
,�tiyt
o;f
FEMA
Y 142012
Bryan Koon
Director
Florida Division of Emergency Management
2555 Shumard Oak Boulevard
Tallahassee, Florida 32399 -2100
Re: Second Appeal- Cohief County Public Services Division, PAID 021- 08835 -01,
Sand Replacement FEMA- 1393- DR -FL, Project Worksheets (PWs) 566 and 673
Dear Mr. Koon:
This letter is to response to a January 24, 2011, letter from your off ice, `which transmitted the
referenced Second appeal on behalf of the Collier County Public Services Division (Applicant).
The Applicant is appealing the Department of Homeland Security's Federal Emergency
Management Agency's (FEMA) denial of $9,188,497 fbr renourishment of mainland and Marco
Island beaches.
I have determined that there is no adequate basis to increase the amount of eligible sand replaced
on the beaches. I have reviewed the information submitted with the appeal and have determined
that the Regional Administrator's decision in the first appeal is consistent with Public Assistance
regulations and policy. However, in my review of the documentation, I have found errors in the
apportionment of eligible costs that were incurred as a part of the mainland and Marco Island
renourishment projects. By copy of this letter, I am requesting the Regional Administrator
prepare versions of PWs 566 and 673 to award the eligible costs associated with the
renourishtnent projects as detailed in the enclosed analysis.
Please inform the Applicant of my decision. This determination is the final decision on this
matter pursuant to 44 CFR § 206.206, Appeals.
Enclosure
cc: Major P. May
Regional Administrator
FEMA Region IV
Sincerely,
`-ol 41
Deborah Ingram
Assistant Administrator
Recovery Directorate
x��f �v.fema.gov
Packet Page -1045-
12/11/2012 Item 10.AA.
SECOND APPEAL ANALYSIS
FEMA- 1393 -D R -FL
Collier County Public Services Division, PA ID 021- 08835 -01
Sand Replacement, Project Worksheets 566 and 673
Background
FEMA determined that four engineered beaches in Collier County are eligible for Public
Assistance (PA) permanent work funding as improved and maintained beaches. These beaches
suffered sand erosion from ?Topical Storm Gabr elle.(FEMA- 1393 -DR FL }, Hurr cane`Katrina
11 (FEIvIA- 1602- DR =FL), and "Hurricane Wilma (FEMA- 1609- DR- FL.)., FEMA;prepared several
Project Worksheets (PWs) to replace the sand eroded by each storm.
`The Collier County Public Services Division (Applicant) performed nourishment work in two
Separate projects that had different design firms and contractors. The first renourishment project,
the mainland project, to restore the Naples, Vanderbilt, and Park Shore beaches substantially to
their 1996 design, was completed in 2006. The other renourishment project, to restore the Marco
Island beach to its design, was completed in 2007. While the Applicant's appeal only addresses
PWs under FEMA- 1393- DR -FL, in order to properly assess the eligible work and costs, both
renourishment projects must be examined in conjunction with all three disasters. Table t
provides information on the ten PWs (including versions) for eligible work that was
accomplished as part of the renourishment projects.
TABLE 1- COLLIER COUNTY>CATEGORY G BEACH PWs
11c r-11sluiC wiume ur sana in rw iiuu is allocated based on the Applicant's engineering study
which attributes an estimate Df'55% of the 2006 renourishment to`FEMA- 1609- DR -FL. The PW's
original scope of work approved 58,641 CY of sand for Naples Beach at a cost of $3,381,940.54.
Second Appeal Analysis, Collier County Public Services Division, PA ID 021- 08835 -01 Page I of 8
Sand Replacement, Project Worksheets 566 and 673
Packet Page -1046-
. 12/11/2012 Item 10.AA.
From September 13 to September 21, 2001, Tropical Storm Gabrielle eroded Collier County's
public beaches. FEMA prepared PWs 566 and 673 for the restoration of,?-.0,.650 CY' of sand to
the Naples beach and 49,441 CY to the Marco Island beach, respectively. The disaster related
damages documented in the PWs' eligible scopes of work were derived from pre - and post -storm
surveys. The Applicant was unable to complete the required repairs until the Florida Department
of Environmental Protection (FDEP) issued an environmental permit for the renourishment,
under Florida Statutes, Chapters 161 and 370, as the Applicant's 1999 permit for county -wide
beach maintenance allowed for only 50,000 CY of spot nourishments annually. On April 3,
2009, FEMA received from the Florida Division of Emergency Management (Grantee) Final
Inspection Reports (FIR), dated June 30, 2008, for each PW. The FIR indicated that work on the
beach projects had completed on May 1, 2006. FEMA prepared final reconciliation reports on
March 31, 2010, and initiated close -out of the PWs.
First,4ppeal
T_16; 6rantee strbrnitted a first app�a on behalf of the Appl icant on Apil 9; 2010:' In the appeal,
the Grantee claimed that PWs 566 and 673 were closed in error as costs for three years of beach
environmental and turtle monitoring, required by federal regulations and FDEP, were absent
from the approved costs. Additionally, the Grantee requested that FEMA increase the eligible
amount of the PWs based on an apportionment of the actual sand replacement costs. Included
with the appeal were draft closeout versions of PW 566 and 673.
With the draft Version 3 of PW 566,, the Grantee requested that >FEM1 consolidate the three
mainland beach PWs, by combining scope of work and cost adjustments for PWs 568 and 575
for Vanderbilt and Park Shore beaches, respectively, with Naples Beach under a single closeout
version of PW 566. The PW included line item costs of $10,200.00 for Environmental
Monitoring, $278,556.95 for Force Account Labor, and a lump_sum of $9,945,,945.77 for
Contracts. The TV's, revised scope of work explained that the proposed Contracts cost
represented 34% of the 2006 Mainland Collier County $each, Renourishment Project. This
apportionment came from a Iarivary`'2010 report titled, "Tropical Storm Gabrielle, hurricanes
Katrina and Wilma Storm "impact Re- assessment Rcport!,.1995 -1996 Collier County Beach
Nourishment` Project,"- 'tliat was prepared b Collier "Cauitty's consultant for the mainland ' "beach
nourishrnent project, Coastal Planning and Engineering; nc. (CPE). The report partitioned the
sand loss between Naples, Vanderbilt, and Park -Shore and used estimates to divide the total into
complementary portions by attributing 53% of the sand replacement to Hurricane Wilma
(FEMA 1609- D- R--I-L), I I % to hurricane Katrina (I E4A- 1602- 1NR -FL), and the ren, mining 34%
to Tropical Storm Gabrielle (FEMAA393- DR -FL).
The Grantee also submitted a;proposcd draft Version 2 ofPW 673 for the Marco Island beach
that included line items of $13,766.00 for Environmental Monitoring, $73,645.54 for Force
Account Labor, and a lump sum Contracts cost oi*$1,159,812.50. The scope of work detailed
that the Contract cost represented '08:83% of the cost of the sand renourishment contract. This
factor was derived by subtracting the 55,000 CY of sand estimated on PW 6733 attributed to
Hurricane Wilma under FEMA- 1609- DR -FL, from the total volume of sand replaced, 176,457
CY, for the Marco Island renourishment.
12/11/2012 Item 1 O.AA.
costs. The Regional Adiiiihistraf -further, determined that no adequate basis was provided for
attributing m6 proposed portions- of the 2006 and 2007 renourishment projects to PWs 566 and
71,.:13-he Regional: Administrator noted ,that,4he_,Grantee.!,srequest to amend the scopes of work
was submittedf ive years after, FEMA approvedthe scqpes of work on July 1 Pursuant to
Title 44 Code of Federal Regulations (CFR) 4206.206(c)(1), Time Limits, applicants must file
appeals within 60 days after receipt of a notice of the determination that is being appealed.
Second Appeal
With a letter dated January 24, 20 11, the Grantee supported and forwarded the Applicant's
November:*, 2114, second appeal to FEMA—Ta thq appeal, -the Applicant asserted that FEINAA
.based the approved scopes of work an estimated volumes of sand loss from the beaches, rather
than the actual quantity of sand required to restore the beaches. To address this difference, the
Applicant requested that FEMA increase the approved scopes of work and associated costs to
reflect the amount of sand replaced during the 2006 and 2007 renourishment projects. The
kpplicant also requested that FEMA combine the three mauland beach PWs under a new
version of PW 566 as shown in Table 2. The Applicant submitted copies ofthe proposed draft
closeout versions of PWs 566 and 673 that the Grantee had previously submitted with the first
appeal— ,
TABLE 2 — FEMA-1393-DR-FL — Amounts Obligated and Requested
To support 4ts revised scopes of work and associated costs, the Applicant included a copy of
CPE's January 2010 report. The Applicant contends that the report presented hidden damages
that.required additional work to property complete the project, and as such, the PWs should
remain appealable after the 60-day post obligation period had expired. FUrthcrmor6, the CPE
report states that based on surveys taken in 2000 and 2006, the cumulative sand loss from the
mainland beaches was 553,000-CY. In calculating the revised costs on the closeout version of
PW 566, the Applicant nit'diiplied the 2006 mainland renourishment project costs by a 34%
factor from the amount of erosion the CPE repoit attributed to Tropical Storm Gabrielle. As
justification for the eligibility of apportionrrient of, the total renourishment costs based on the
CPE distribution, the draft closeout PW noted that FEMA prepared Version 3 of PW 2700 under
FEMA-1609-DR-FL. PW 2700 Version 3 consolidated the damages for the three mainland
beaches from Hurricane Wilda (represented by PWs 2698, 2700, and 2704) and increased the
approved costs to include 550,0 of die total billing amount ofS19,833,883.57 for (lie 200(5--
renourishnient project. iE_N1`A, obligated PW 2700 Version 3 on August 27, 2011.
Similarly, the Applicant's proposed closeout version of 673 attributed 68.83% of the work and
costs of the 2007 renourishment project on Marco Island to Tropical Storm Gabrielle. FEMA
Second Appeal Analysis, Collier County Public Services Division, PA ID 021-08835-01 Page 3 of 8
Sand Replacement, Project Worksheets 566 and 673
Packet Page -1048-
Naples
566
70,650
$1,700,13.7.45
426,971 $8,5341565.27
Vanderbilt
568
'61
80,464
$2,085,076.70
(34% of 667,562 CY)
Park Shore
575
36,382
$634,657.86
Marco Island
r673
3
-49,441
$593,292.00
121,457
$653;,932.04
(68.83%. of 176,457 CY)
Total
?46,937 [$�,013
J711,11
ot
71674.
348,429' 9 t
�7$9,188 7.3
To support 4ts revised scopes of work and associated costs, the Applicant included a copy of
CPE's January 2010 report. The Applicant contends that the report presented hidden damages
that.required additional work to property complete the project, and as such, the PWs should
remain appealable after the 60-day post obligation period had expired. FUrthcrmor6, the CPE
report states that based on surveys taken in 2000 and 2006, the cumulative sand loss from the
mainland beaches was 553,000-CY. In calculating the revised costs on the closeout version of
PW 566, the Applicant nit'diiplied the 2006 mainland renourishment project costs by a 34%
factor from the amount of erosion the CPE repoit attributed to Tropical Storm Gabrielle. As
justification for the eligibility of apportionrrient of, the total renourishment costs based on the
CPE distribution, the draft closeout PW noted that FEMA prepared Version 3 of PW 2700 under
FEMA-1609-DR-FL. PW 2700 Version 3 consolidated the damages for the three mainland
beaches from Hurricane Wilda (represented by PWs 2698, 2700, and 2704) and increased the
approved costs to include 550,0 of die total billing amount ofS19,833,883.57 for (lie 200(5--
renourishnient project. iE_N1`A, obligated PW 2700 Version 3 on August 27, 2011.
Similarly, the Applicant's proposed closeout version of 673 attributed 68.83% of the work and
costs of the 2007 renourishment project on Marco Island to Tropical Storm Gabrielle. FEMA
Second Appeal Analysis, Collier County Public Services Division, PA ID 021-08835-01 Page 3 of 8
Sand Replacement, Project Worksheets 566 and 673
Packet Page -1048-
12/11/2012 Item 10.AA.
obligated the complementary portion, or 31.71% of the renourishment contract costs, with
Version 4 of PW 6733 under FEMA- 1609- DR-FL, and with this appeal, the Applicant is
requesting reimbursement for the remainder under PW 673. "No naw- upportuLg.-cnst„
documentation`orother information for the renourishment project contracts was provided. Based
on the cost data contained in the two draft closeout versions, the Applicant is requesting an
additional $4,114,693.26 for the mainland beaches under PW 566 and an additional $60,640.04
for Marco Island beach under PW 673.
Discussion
In order to properly evaluate the appropriateness, accuracy, and eligibility of the Applicant's
proposal of using proration of the costs of the two beach restoration projects as foundations for
estimating reimbursable costs under PWs 566 and 673, we must:consider,tbese PWs irL the
context of the total damages - documented by thet*e-and the other eight PWs identified in Table 1.
This approach is necessary: because 44yCFR § 246 223(a)(1) require'sthii'th6 f6tiI amount of
sand renounsliinent, for which the Applicant has'requested re mbursement under FEMA -1393-
DR -FL must be directly attributable to Tropical' Storm Gabrielle.
PW -56b Afdinland Beaches
In 2006, the Applicant completed the mainland sand renourishment project to restore the Naples,
Vanderbilt, and Park Shore beaches substantially to their 1996 design. The January 2010 CPE
report lists the as built volume of sand for the mainland project as 668,000 CY. Prior to the 2006
renourishment, the Applicant replaced 140,102 CY of truck- hauled sand between 2000 and 2003
and 44,352 CY of dredged sand in 2005. Surveys taken in June 2000 before Tropical Storm
Gabrielle and in the first quarter of 2006 before the mainland `renourishment found the total
volumetric loss over the nearly six years to be 369,001 CY; . CPE calculated '6 total sand loss of
553,455 CY by adding the maintenance nourishments to the measured loss. The Applicant
maintains that CPE's value is a more accurate assessment of the volume of sand loss as a result
of storms than are the quantities calculated from pre- and post -storm surveys that FEMA used to
estimate storm loss volumes. Furthermore, in the "Storm Contribution" section of the report,
CPE states that given the relative magnitude of Hurricane Wilma, the distribution (Table 3) of
sand loss attributed to each storm based on the surveys before and after each event is unrealistic.
TABLE 3 — Mainland Beaches — Storm erosion distribution by declaration
R19
initial ApproJed Storm Totals Percent of
,• .
CPE °`Report
Disaster PW
Mainland Sand
Scope Estimates (CY) (CY) Total
Percent of
Loss (CY)
Total`
566
70,650_
1393 f 568
80,464 187,496 5896
187,496
.34%,
575
36,382
1109
45,762
'` ^
1602
61,361 19%,
61,361
11%
1110
15,599
2700
*58,641
1609 2698
11,803 74,734, 2390
2704
4,290
: r
Total 323,591 100x6 „
553,455
* Volume from original approved scope of work for PW 2700. (see Table I note)
Second Appeal Analysis, Collier County Public Services Division, PA ID 021- 08835 -01
Page 4 of 8
Sand Replacement, Project Worksheets 566 and 6 ""
Packet Page -1049-
R19
12/11/2012 Item 10.AA.
Instead, CPE recommended using'553,455 CY as the total loss resulting from the storms and
proposed a distribution of 34 %, 11 %, and 55% for Tropical Storm Gabrielle, Hurricane Katrina,
and Hurricane Wilma, respectively. As shown in Table 3, CPE seems to have derived this
modified distribution by adding the volumes of the maintenance nourishments between 2000 and
2005 to the volume that the original scopes of work of PWs 2698, 2700, and 2704 under FEMA
1609 -DR -FL attributed to Hurricane Wilma. Using this distribution of relative volumes as a
basis for allocating costs under FEMA- 13 93 -DR-FL, the Applicant is requesting reimbursement..
from -FEMA of 34% of the total contract cost of x$19,833,883:57 for depositing 667,562 CY of
sand for renourishment of the mainland beaches.
As noted in the Grantee's July 10, 2008, memorandum accompanying the FIR., the I "Total
(e]ligible costs'are to`be determined by subtzacting the county's routine permitted annual beach
maintenance work related to 50;000 cubic`yards for the FEMA recovery period.. and not the -
sand volume corriplefied'by tl e.contractors." This is supported by the Applicant's 1999 permit
from the Florida Department of Environmental Protection allowing the annual deposition of
50,000 CY of sand in spot nourishments. The doemnents ft er indicated'' that the 140,1`02 CY
of truck`hauled sand from 2000 to 2001 represents tbree years'; worth of maintenance
nourishment, while the 44,352 CY may be just for 2005 after no .maintenance in2004.
f , fix.( WhipS3m4e5 2 CY is the correct amount of total sand loss from the three mainland beaches
be 000 and the first quarter of 2006, it is not representative of the amount of sand
eroded by the three declared storms in that period for the following reasons:
• The 140,102 CY of truck-hauled sand includes at least one (April 2001), if not two,
maintenance nourishments before Tropical Storm Gabrielle; and
• The sand placed on the beaches between Tropical Storm Gabrielle and 2006 needs to be
considered as maini6nance;z ourishrnents and not eligible storm losses.
Even if maintenance i ourishments are excluded, the difference' between the June 2000 and first
quarter 2006 profiles is not necessarily limited to disaster damage from the declared storms:
There is too much uncertainty about typical erosion before, between, and after the events for
reliable use of this information to determine disaster damage. The sand volumes calculated for
the eligible scopes of work are based on survey data that was available when the PWs were
prepared and represent the most reliable pre- and post -storm profile data. The Applicant has not
demonstrated that a survey of losses over a nearly six year period is more accurate than the
estimates prepared for the PWs. Furthermore, as the documentation submitted fails to
demonstrate that 34% of the sand replaced through the mainland renourishment project was
attributable to sand loss as a direct result of Tropical Storm Gabrielle, the additional
reimbursement the Applicant seeks for the mainland beaches under FEMA.- 1393 -DR -FL does
not meet the 44 CFR § 206.223(a)(1) eligibility requirements.
PNT 673 — Marco Island Beach
The renourislunent of Marco Island was completed in 2007 and consisted of an as built volume
of 176,457 CY of sand at a contract cost of $1,551,312.92. In calculating the volume of sand
loss as a result of Tropical Storm Gabrielle, the Applicant subtracted the Hurricane Wilma
contribution of 55,000 CY funded with PW 6733 under FEMA- 1609 -DR -FL from the total
volume renourished. This calculation results in 121,457 CY of sand, or 68.83% of the
renourishment project. The Applicant used this volumetric ratio in assigning 68.83% of the costs
Second Appeal Analysis, Collier County Public Services Division, PA ID 021- 08835 -01 Page 5 of 8
Sand Replacement, Project Worksheets 566 and 673
Packet Page -1050-
r 12/11/2012 Item 10.AA.
of the 2007 renourishment project to Tropical Storm Gabrielle. The Applicant did not present
new documentation`in its second appeal documenting the amount of sahilloss or justifying the
eligib'tlity`ofthe entire scope'of the renourishment project.
As with the inainland renourishment project, the quantity of sand replaced in the Marco island
project` included eligle ad lsdue o he b declared storms, as well as nonnal erosion of the
beach.-before, between, and after the declared incident.periods., This additional sand is not 11 eligible for FEMA funding; since, as stated above, only the costs of replacing the volume of sand
loss as a direct result of Tropical Storm Gabrielle are,reimbursable_under FEMA- 1393- DR -FL.
Therefore, the eligible scope of work is limited to the 49,441 CY included in the approved scope
of work on PW 673 as it was directly measured from pre- and post -storm profile data and
represents the best available data.'
Eligible Costs
A determination that there is no change warranted in the scope of work for a PW would usually
leave a determination of final costs to project closeout. In this appeal, draft closeout PW
versions were submitted as part of the supporting documentation. Review of those documents
has found significant errors such that a discussion of eligible costs is prudent.
The proposed draft-closeout versions for PWs 566 and 673 that provided the cost estimates for
the appeal, as well as the July 2009 Final Inspection Report for closeout of all 10 PWs, made
errors in assuming that all costs associated with the 2006 renourishment of the mainland beaches
and the fl07 ienourishment of the Nlarco Island °beach were eligible. These projects renourished
the beaches to their design for thc.first time since orit;inoi nourislunci t in 1'99G. "%ulethey did
replace the eligible sand losses from the three disasters, they also r placed sded from the
beaches >before, Between, and after the declared events, as well as sand placed on areas outside of
the eligible projects.7 Only the costs to replace the eligible sand volumes identified in the ten
PWs are eligible for reimbursement. "
The mainland project replaced a total` of 667,562 of sand,,• only 187,496'CY of that sand
(28,1%), is eligible for funding under FP-MA- 1393- DR -FL. The Maroo. simid project replaced
176,457 CY of sands only 49,441 CY (28.0 %) is eligible for funding under FEMA-1393-DR-FL.
These percentages must be used in computing eligible costs, either by direct application to the
costs or in the determination of a unit cost (per CY). The unit cost method is suggested since the
costs have to be distributed over several PWs.
The project costs as presented in the draft closeout versions for PWs 566 and 673 are divided
into three elements_
Force account labor costs;
Contract costs; and
Environmental Monitoring costs.
The force account labor is for project management, inspection, and administration, based on the
summary sheet submitted with the FIR. These costs total $466,094. The costs are divided by
disaster, but given the amount of full -time project management (12 months) and beach inspection
(17 months); these charges have to be considered applicable to the complete renourishnment
projects and need to be weighted accordingly. The costs are also divided by renourish.ment
Second Appeal Analysis, Collier County Public Services Division, PA 1D 021- 08835 -01 Page 6 of 8
Sand Replacement, Project Worksheets 566 and 673
Packet Page -1051-
12/11/2012 Item 10.AA.
project (mainland and Marco Island),. but this is based on total length of project area. To
determine a unit cost for force account project management, it is best to combine the two
projects since accurate records were not mfun'e*d The two renourishment projects placed a
total of 884,019 CY of sand on Collier County beaches. That reduces to a unit cost of $0.5272
per CY for force account project management.
The contract -costs havelbeen identified as $19,833,883.51 for the mainland project and
$1,551,312.92 for the Marco Island project. Dividing these costs by 667,562 CY and 176,457
CY of placed. sand for the mainland and Marco Island projects, respectively, results in unit costs
of $29.7109 per CY for the mainland project and $8.7915 per CY for the Marco Island project.
Addiiag the force account project management unit cost yields total unit costs of $3.0.2381 per
CY for the mainland project and ,$9.3187 per CY for the Marco Island project.
As a result of the permit requirements of the Florida statutes associated with the beach
renourishment projects, the Applicant incurred three years of environmental monitoring costs.
The first appeal approved these post - construction monitoring costs in the amounts of $10,200 for
PW 566 and $13,766 for PW 673. The eligible costs were based on proration of the total
estimated costs of $30,000 for the mainland beaches and $20,000 for the Marco Island beach.
Because Stafford Act §406(e)(1) authorizes FEMA to reimburse the costs of repair of an
improved beach "in conformity with codes ... applicable at the time at which the disaster
occurred," these costs would be required and eligible regardless of the amount of sand re-
nourished; thus, 100% of these costs should be eligible. Furthermore, as the costs were initially
necessitated by the repairs of damages by Tropical Stoim. Gabrielle, the full costs should be,
reimbursed under FEMA- 1393- DR -FL.
Due to the imprecision of appropriately distributing mainland beach monitoring costs between
PWs 566, 568, and 575, the Region should make closeout adjustments for the three mainland
beaches on PW 566. Iii order to reimburse only eligible costs, the FEMA Region N staff should
prepare a closeout version of PW 566 to include aline ,item of 44,419,872,01 for deobligation of
Ole total previously funded costs on PWs 566, 568, and 575. The version should include a line
item for reimbursement of the eligible portion of actual costs. Using the unit costs for the
eligible replaced sand based on the contract costs supplied with the project closeout
documentation and lump sum monitoring. costs, as described above, this results in total eligible
costs of $5,6913,535:53 for the mainland beaches, (187,496 CY x $30.238l/CY + $30,000).
Similarly, the Region should prepare a closeout version of PW 673, to deobiigate'the previously
funded $593,292.00 and obligate $480,726 for fiieMaroo Island beach (49,441 CY x
$9.3187/CY + $20,000).
Second Appeal Analysis, Collier County Public Services Division, PA ID 021- 08S35 -01 Page 7 of 8
Sand Replacement, Project Worksheets 566 and 6 ?1
Packet Page -1052-
t'
12/11/2012 Item 10.AA.
TABLE 5 — Funding of Beach Restoration under FEMA- 1393=DR -F!
...t .'•..(1 ��.'j — ::}•.i tY.i °: r.•:..f:`. TF,;t_.:y: .:5.- _.f.�. •fd'+.i•r.. ^.
ff
' —':
•P.. .'mfr v..�:. •:.'t.:;•!.': %T'
Naples 566
$1,700,137.45
• $8,534,565.27
$5,699,535.53
--------------- - - --
--------------- - - --
Vanderbilt 568
$2,085,076.70
Park Shore 575
$634,657.86
Marco Island 673
$593,292.00
$653,937.04
$480,726.00
Total
$5,013,1,",0,1°
$9,188,497.31
$6,180,261.53
disaster incident periods, and also placed sand on non-eligible beaches. Finn} costs roust be
based.on the.eligible volumes of eroded sand that are directly attributable to the declared event.
Conclusion
The Apllicant <did not present new documentation in its second appeal that demonstrates
Tropical'Stoi-riiGabrielle eroded a- greater volume of sand from the mainland and Marco Island
beaches than the sand loss volumes -FEMA calculated from pre- and post -storm surveys and
documented in the approved scopes of work for PWs 566, 568, 575, and 673. These surveys
represent the most reliable pre - and post -storm beach profile measurements. iCPTs'study was <�
based on a 200 curve r conducted nearly five years after the event. The A�t has not -
demons ted that this survey is more accurate ant a es mates FEMA prepared in the original
PWs:..
The Applicant submitted proposed draft closeout versions of PWs 566 and 673 that suggest the
total volume of sand replaced by the 2006 and 2007 nourishment projects is eligible and should
be apportioned to each of the three federally declared disasters. Howcvcr, the quantity of sand
replaced through the two renourishment projects includes sand loss as a result ofthe declared
storms, as well as erosion before,` between, and after the declared storms. Given that the
mainland and Marcos Island renourisiunent projects included both eligible and ineligible work,
and the fact that this response only affects the PWs under FEMA- 1393- DR -FL; Regional PA
staff should reexamine the costs funded by PWs under FEMA- 1607 -DR -FL and FEMA -1609-
DR-FL to deobligate duplicative environmental and turtle monitoring costs and to ensure that
FEMA reimburses only eligible sand replacement costs.
Second Appeal Analysis, Collizr County Public Services Division, PA ID 021- 08835 -01
Sand Replacement, Project Worksheets 566 and 673
Packet Page -1053-
Page 8 of 8
DIVISION OF
r
STATE OF •- ,
EMERGENCY
12/11/2012 Item 10.AA.
MANAGEMENT
RICK SCOTT DAVID HALSTEAD
Governor Director
January 24, 2011
Ms. Elizabeth A. Zimmerman,
Assistant Administrator — Disaster Assistance Directorate
DHS- Federal Emergency Management Agency
500 C Street, SW,
Washington, DC 20472
Through:
Major P. May, FEMA Region IV Administrator
Federal Emergency Management Agency
3003 Chamblee- Tucker Road
Atlanta, Georgia 30341
Re: Collier County
Second Appeal "of DR- `1393; PW's -566 &673
Dear Ms. Zimmerman:
The Florida Division of Emergency Management (Division) is in possession of a letter
indicating Collier County's ( subgrantee's) desire to submit.a second appeal of FEMA's denial of
a sand replacement costs as reported on the above - referenced Project Worksheets (PW's) arising
from the Tropical Storm Gabrielle event (DR- 1393). This letter has been received in a timely
manner from the subgrantee, and the Grantee recommends that FEMA approve this appeal based
on the arguments presented therein.
Issue for Second Appeal
Tropical Storm Gabrielle (DR -1393) caused damaging beach erosion to public beaches
within the subgrantee's jurisdiction. In the wake of Gabrielle, joint teams from FEMA, the
Grantee and the subgrantee, wrote PW's to reimburse the subgrantee for the costs of repairing
this damage. Specifically, PW's 566 and 673 were written to reimburse for costs associated with
repairing the subgrantee's public beaches on mainland Collier County (Naples, FL), and on
Marco Island, respectively. These same public beaches would also suffer damage during 2005's
Hurricane Katrina (DR -1602) and Hurricane Wilma (DR -1609) events.
fn ' 009, the subject PW's were closed ocIL with a large disparity existing between the
Subgrantee's claimed beach reconsttuction costs, and the obligated amounts attributed to the
PW's. Additionally, the closeout versions'of the PW's did not account for future environmental
and turtle monitoring costs that were foreseeable under Federal and/or Florida law. On first
FLORIDA RECOVERY OFFICE • DIVISION HEADQUARTERS • STATE LOGISTICS RESPONSE CENTER
36 Skyline Drive 2555 Sh 2702 Directors Row
Lake Mary, FL 32746.6201 Tahaha Packet Page -1054- Orlando. FL 32809.5631
T-t - acn.d /'t.Oona . �n wcn.a RW.iniA
12/11/2012 Item 10.AA.
Ms. Elizabeth A. Zimmerman
January 24, 2011
Page 2
appeal, the Regional Administrator approved a total of $23,966 to cover future environmental
and turtle monitoring costs, but denied a total of $9,188,479.31 in additional beach
reconstruction costs which the subgrantee attributes to the Gabrielle event. This second appeal
follows.
In the analysis attached to the Regional Administrator's first appeal determination letter,
two reasons are provided as to why the subgrantee's additional beach reconstruction costs have
continued to be deemed ineligible by FEMA:
1. FEMA claims that there is no basis for' attributinggthe additional underlying damage to
Tropical Storm Gabrielle, and
2. FEMA` claims that the subgrantee is "locked in" to the estimated sand replacement values
listed on version 0 of the subgrantee's PW's (both of which were obligated on July 8,
2004), due to FEMA's 60 day objection period.
These issues will be addressed below in reverse order from that shown above.
FEMA -s 60 -day objection period is not a limiting factor
The analysis attached to the first appeal determination cites that as approved scopes of
work were obligated on July 8, 2004, the obligation established a 60 «day window in which the
subgrantee was required to either appeal the approved scopes` of work, or forever lose the right to
change that scope of work as real world conditions evolved. To this, the Grantee points out that
such an interpretation would have been incorrect under FEMA policy that was in effect at the
time of the Gabrielle event, and would also be incorrect in the present established practice as
well. The FEMA Public Assistance Guide clearly notes that "[d]uring the performance of work
on a project, the applicant may discover hidden damage, additional work that is necessary to
properly complete the project, or that certain costs are higher than those used to make the
original estimate for the PW' (see: FEMA 322/October 1999, page 115). This statement
indicates that FEMA policy envisions that the original obligation of a PW is not intended to be a
"lock- down" event, and that it is quite likely that project costs will change over the lifecycle of
the project.
Continuing in the same subsection of FEMA 322, the Grantee can find no mention that
the establishment of a scope of work through PW obligation begins a 60 -day appeals countdown,
after which the subgrantee would be barred from making eligible changes to the approved scope
of work. To read in such an interpretation would be contra to the established current practice in
that scopes of work are modified often as projects develop, and the modification seen in this PW
is not extraordinary in comparison with modifications made to the scopes of countless number of
other projects currently still open in Florida. In such a case, the general rule could simply be
stated that the scope of work may be changed (given a set of changed circumstances or changed
data inputs), so long as the project has not been closed out. As the successful first appeal on this
Packet Page -1055-
12/11/2012 Item 10.AA.
Ms. Elizabeth A. Zimmerman
January 24, 2011
Page 3
PW indicated that there will be environmental monitoring casts accruing in the future,' the
project could not be closed out, which is defined as occurring when "... all required work of the
grant has been completed" (see: 44 CFR § 13.50(a)). As line items on a PW cannot be
individually closed out (i.e. — the entire PW must be closed out, or the PW remains open), and as
the Regional Administrator's first appeal determination indicates that there was still -work
remaining to be completed on the PW (environmental monitoring), the entire PW remained open,
and thus the scope of work for beach reconstruction could legitimately be changed as new
studies dictated.
As the applicant's appeal should be unaffected by the passage of the 2004 60 -day
objection period, the next section of the appeal deals with the scientific study underlying the
apportionment of additional damage to Tropical Stone Gabrielle.
The basis for attributing additional damage to Tropical Storm Gabrielle
In regard to the subgrantee's assertion that additional damage should be attributed to
Tropical Storm Gabrielle, the Regional Administrator answered this claim in the first appeal
determination by stating that "[t]he subgrantee provides no basis for attributing a portion of its
overall beach restoration project to damage inflicted by Tropical Storm Gabrielle beyond that
already identified in the PW's." Included in the subgrantee's second appeal package, the
reviewer will find a copy of a study prepared by Coastal Planning & Engineering, Inc., which
explains the inadequacies of earlier studies, and which lays out a new apportionment of overall
storm damage caused by the 3 Presidentially declared disasters to have major affects on the area
between 2001 and 2005 2 (see Attachment C of the subgrantee's second appeal package). The
Grantee has read this study and does not dispute the findings contained therein.
While the Grantee can only take a guess at why the Regional Administrator did not
accept the findings of this study, the Grantee has reason to believe that it is due to a mistaken
belief that the study attributes all damage during that timeframe to the 3 Presidentially declared
disasters of interest, and does not consider any other possible sources of damage. On page 2 of
the first appeal analysis, the analysis notes that the area would have been affected by at least 3
additional hurricanes, and "numerous other weather events which did not meet the threshold for
a Federally- declared disaster." The reviewer Seems to have been of the opinion that each of
these weather incidents caused its own beach erosion (which the subgrantee does not dispute),
which was not accounted for in the study attributing "all damage" to the three named storms of
interest (which the subgrantee does dispute).
The subgrantee strongly disputes this last assumption by the reviewer, and asserts that
beach erosion from these other events was considered in the study, and thus the study is not
flawed as has been assumed by the reviewer. " 1'he study accounted for the effects of this beach
erosion by accounting for "supplemental sand fill" that was added yearly between the years 2000
' The Regional Administrator granted $23,966 in future monitoring costs in partially granting the
subgrantee's first appeal.
2 These 3 storms being Gabrielle (DR- 1393), Katrina (DR -1602) and Wilma (DR -1609)
Packet Page -1056-
12/11/2012 Item 10.AA.
Ms. Elizabeth A. Zimmerman
January 24, 2011
Page 4
and 2006 (see page 4 of Attachment C to the subgrantee's second appeal request). The Grantee
can see no reason why treating sand losses for each of the `other events" would be necessary
individually, so long as the yearly loss is accounted for in the net calculations. Additionally, the
subgrantee has asserted that no Stafford Act reimbursement has been requested for this
"supplemental sand fill" in any of the 3 named storms that are the subject of the study. As a
result, the study does represent the pure damage that can be associated with the 3 storms of
interest (i.e. — free from the confounding effects of other weather events), and represents a valid
apportionment of damage across the 3 events.
As the subgrantee has provided a valid scientific study which more accurately apportions
damage due to the 3 named events of interest than had earlier studies, and as that study does take
account of other weather related erosion that would have occurred during the timeframe in
question, the Grantee recommends that FEMA approve this second appeal and award the relief
requested by the subgrantee.
Relief Requested
In regard to relief requested, the subgrantee requests the granting additional costs
consistent with new version PW's that the subgrantee has filed with FEMA. Attached to the
subgrantee's second appeal package as Attachments D and E, respectively, these PW's request
additional funding to correct previous version overruns in the following amounts:
- DR -1393; PW -566 — an additional $8,534,565.27 is requested, and
- DR -1393; PW -673 —an additional $653,932.04 is requested.
Summarizing these requests, the subgrantee requests an additional $9,188,497.31 from what has
already been obligated for these otherwise eligible beach projects. As this request is backed with
a scientific study, is not barred by a timeliness issue, and is for otherwise - eligible work to
constructed/maintained beaches, the Grantee recommends approval of this second appeal.
Conclusion
The Florida Division of Emergency Management believes that the argument provided
above will provide an adequate basis upon which FEMA can provide the relief requested to the
subgrantee. If you have any further requests for technical information regarding this second
appeal, please contact Evan Rosenberg, Special -Projects Coordinator, at (850) 487 -2293 or by e-
mail at: evan .rosenberg @em.myilorida.com.
Packet Page -1057-
12/11/2012 Item 10.AA.
Ms. Elizabeth A. Zimmerman
January 24, 2011
Page 5
Sincerely,
j d'��.�--�j
David Halstead, GAR
Division of Emergency Management
DH/DW/TEBO/KA/er
Attachments: Subgrantee's Second Appeal Letter (Including Attachments A - E)
Copy of First Appeal Denial letter
Packet Page -1058-