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Agenda 09/25/2012 Item #16F1 9125/2012 Item 16.F.1. EXECUTIVE SUMMARY Recommendation to acknowledge receipt of the Workforce Services Plan, as submitted by the Southwest Florida Workforce Development Board, Inc. OBJECTIVE: That the Board of County Commissioners (Board) acknowledge receipt of the Workforce Services Plan as submitted by the Southwest Florida Workforce Development Board, Inc. CONSIDERATIONS: The Workforce Investment Act of 1998, federal Public Law 105-220, replaced the Job Training Partnership Act, as amended in 1996. The counties of Charlotte, Collier, Glades, Hendry and Lee were designated by the Governor of the State of Florida to form a five county workforce development area. The initial interlocal agreement was approved in 1996. On June 30, 2005 that interlocal agreement expired and on September 13, 2005 the Board of County Commissioners approved an interlocal agreement providing for continuation, authority, and responsibilities of the Southwest Florida Job Training Consortium (Consortium). The Consortium, as defined in the interlocal agreement is composed of the Chair from each of the participating County Commissions, or a designee, who is an elected County Commissioner. The Southwest Florida Workforce Development Board, Inc. (SFWDB) acts as the grant recipient and administrative entity and is responsible for providing services directly to Florida's businesses and job seekers. These services include job placement and recruitment assistance as well as funding for skills training. Their efforts are often geared toward specific industries or populations identified as targets in their areas because of demand and wage potential; the flexibility built into the system allows each region to determine with its local leadership what workforce services are most needed to support employment and training and keep local economies going strong. (Workforce Florida, Inc.) On June 12, 2012, the Board approved a Second Amended and Restated Interlocal Agreement for the Southwest Florida Job Training Consortium (Amended Interlocal) as one of the five participating counties [Item 16A(25)]. Changes were incorporated to clarify provisions and provide greater transparency as follows: • Provides for the Chair of the Consortium to remain in place until replaced by the Consortium. The Consortium may also elect to rotate the position of Chair each year in accordance with procedures that may be developed. • Provides for approval requirements for the local plan or modification of the local plan by the Consortium, including timeframes for approval, written objections, and requirements for meeting of the Consortium. The local plan Section 118 of the Workforce Investment Act requires that each local board develop and submit to the Governor a comprehensive five-year local plan in partnership with the appropriate chief elected official (Chair of the Consortium). The plan shall be consistent with the State plan. The last approval of a modification to the local plan was finalized September 19, 2011. All future local plan updates and modifications will follow the approval process requirements of the amended interlocal agreement. Packet Page-2811- 9/25/2012 Item 16.F.1. • Provides for approval requirements for the annual budget of the SFWDB by the Consortium, including timeframes for approval, written objections, and requirements for meeting of the Consortium. • Provides for extension of the amended interlocal agreement through June 30, 2016 and automatic 5-year term renewals unless notification of intent not to renew is provided by any party within specified timeframes. On June 16, 2012, in accordance with the Amended Interlocal, the Board also approved the SFWDB annual budget. On August 31, 2012, the Plan was provided to the Consortium members and County Administrators/Managers of the participating counties which begins the 60-day review period. Provided as an attachment to this Executive Summary is a summary of the proposed Workforce Services Plan. The Plan is required to be consistent with the State plan and will go through a series of reviews by Workforce Florida, Inc. and the Florida Department of Economic Opportunity before being finalized. Minor changes may arise from this review process, however any such revisions will not be substantive. In accordance with the Interlocal Agreement the SFWDB has requested that the Chairman approve the Plan. The options available to the Board include: 1. Approve the proposed Workforce Services Plan; or 2. Provide a written objection or request for meeting of the Consortium. This request should be submitted before September 29, 2012 in order for a meeting of the Consortium to be scheduled prior to the expiration of the 60-day review period; or 3. In the event the Board does not select Option 1 or 2 (above), the Plan will be deemed approved at the end of the 60-day review period unless another participating County raises an objection or requests a meeting of the Consortium. Staff has completed a general review of the submitted information and sees no reason to file an objection. FISCAL IMPACT: The budget of the SFWDB is $19,814,000. There is no direct fiscal impact associated with this Executive Summary as the programs provided by the SFWDB are funded by State and Federal grants. Agency resources are shared amongst the five participating counties. The new budget and local plan review procedures set forth in the "Workforce Investment Act Second Amended and Restated Interlocal Agreement for the Southwest Florida Job Training Consortium" are intended to provide greater transparency to the process and give each member county a vehicle to address any questions or concerns that may arise. Packet Page-2812- 9/25/2012 Item 16.F.1. GROWTH MANAGEMENT IMPACT: There is no growth management impact associated with this Executive Summary. LEGAL CONSIDERATIONS: This item has been reviewed by the County Attorney, is legally sufficient, and requires majority vote for approval. -JAK RECOMMENDATION: That the Board of County Commissioners acknowledge receipt of the Workforce Services Plan, as submitted the Southwest Florida Workforce Development Board, Inc. Prepared by: Amy Patterson, Impact Fee and Economic Development Manager Office of Management and Budget Attachments: 1) Summary of 2012-2016 Workforce Development Plan 2) 2012-2016 Workforce Development Plan 3) Plan Attachments Packet Page -2813- 9/25/2012 Item 16.F.1. COLLIER COUNTY Ask Board of County Commissioners Item Number: 16.F.1. Item Summary: Recommendation to acknowledge receipt of the Workforce Services Plan, as submitted by the Southwest Florida Workforce Development Board, Inc. Meeting Date: 9/25/2012 Prepared By Name: PattersonAmy Title: Manager-Impact Fees&EDC,Business Management& 9/11/2012 1:21:06 PM Approved By Name: KlatzkowJeff Title: County Attorney Date: 9/14/2012 9:53:50 AM Name: FinnEd Title: Senior Budget Analyst,OMB Date: 9/17/2012 9:27:14 AM Name: OchsLeo Title: County Manager Date: 9/17/2012 2:42:55 PM Packet Page-2814- 9/25/2012 Item 16.F.1 . WORKFORCESERV_ICES PLAN FOR 2012-2016 9/25/12 - Summary for the Hendry County Board of County Commissioners regarding a request for signature for the Southwest Florida Workforce Development Board, Inc. Workforce Services Plan for 2012-2016 Submitted by: Southwest Florida Workforce Development Board,Inc.,Region 24 Mary Anne Zurn, Planning and Grants Division Director for Joe,Paterno, Executive Director The Southwest Florida Workforce Development Board, Inc. (the Board) is one of twenty-four regional workforce investments boards associated with Workforce Florida, Inc. The Southwest Florida Workforce Development Board, Inc. is a partnership of business, labor, education, community, and government services which oversees workforce development initiatives in Region 24, the five-county are which include Charlotte, Collier, Glades, Hendry and Lee counties. Over fifty percent of the board members represent the business community, with others representing education, the Department of Children and Families, the Division of Vocational Rehabilitation, economic development councils/offices, labor, and community-based organizations. Board members volunteer their time to provide valuable input on creating a successful workforce development system. The Board oversees activities and funding related to: • Workforce Investment Act of 1998 (Adult, Dislocated Worker&Youth • Welfare Transition(WT)/Temporary Assistance to Needy Families (TANF) • Supplemental Nutrition Assistance Employment and Training(SNAP E&T) • Wagner-Peyser-labor exchange through Department of Economic Opportunity • Job Corps • Migrant Seasonal Farmworker(MSFW) • Veterans Services • Trade Adjustment Assistance (TAA) • Other state/federal competitive grants within guidelines of appropriate funding The Southwest Florida Workforce Development Board, Inc. oversees the One Stop Career Centers throughout the five-county area. These Centers known regionally as Southwest Florida Works Centers are a cornerstone of the workforce investment system. They are designed to provide individuals and businesses with access to a wide range of employment and training services at a single location. Each Page 1 of 2 Southwest Florida Workforce Development Board,Inc. Workforce Services Plan 2012-2016 Packet Page-2815- 9/25/2012 Item 16.F.1. center provides self-service options, as well as staff-assisted services, designed to meet each customers Ask needs. As the administrative entity and fiscal agent for the Region, we have developed a Workforce Services Plan for activities and services. This plan describes how employment and training programs will be administered. This Plan: • Is a comprehensive workforce plan consolidating the Workforce Investment Act, Wagner- Peyser, Welfare Transition/Temporary Assistance to Needy Families, and other workforce programs into a single plan; • Describes program activities and includes sufficient details to portray the workforce program designs and local program operations; • Includes the fully executed Interlocal Agreement of the Southwest Florida Job Training Consortium, signed by representatives of the Boards of County Commissioners from all five counties. At this time, the State is requiring a new local Workforce Services Plan describing any organizational Atoik changes and new or modified strategies to respond to changes in the local economy. This Plan moves beyond compliance to a strategic plan approach with better alignment of resources, increased coordination among programs and improved efficiency in service delivery throughout the local workforce investment system This five-year Workforce Services Plan requires the signature of the chairperson of the Southwest Florida Job Training Consortium. The Chair of the Hendry County Board of County Commissioners serves as the Chair for the Consortium. The Southwest Florida Workforce Development Board, Inc. is therefore presenting the Workforce Services Plan to the Hendry Board of County Commissioners for signature. Aiosok Page 2 of 2 Southwest Florida Workforce Development Board,Inc. Workforce Services Plan 2012-2016 Packet Page-2816- 9/25/2012 Item 16.F.1 . Southwest Florida Workforce Development Board, Inc. 2012-2016 Workforce Services Plan August 31, 2012 DRAFT Regional Workforce Board Name: Southwest Florida Workforce Development Board, Inc. Region Number: 24 Submitted on: October 1,2012 (anticipated submission date) Plan Contact: Joe Paterno, Executive Director or Mary Anne Zurn, Planning&Grants Division Director Email: jpaterno@sfwdb.org or mzurn @sfwdb.org Plan Contact's Phone Number: (239)225-2500 Status of Required Signatures: Scheduled for Board of County Commissioners' meeting on September 25, 2012. Packet Page-2817- 9/25/2012 Item 16.F.1. TABLE OF CONTENTS Section I. Local Workforce Strategic Plan Executive Summary 3 Introductory Overview 3 Analysis of Local Economic and Labor Market 9 Plan Development 19 Administrative Section 20 Organization 20 A. Chief Elected Official 20 B. Workf orce Investment Board 20 C. Admi nistrative Entity 23 Local Vision, Goals and Priorities 24 A. CEO and RWB Coordination 24 One-Stop System 25 A. Design 25 B. Mem orandum of Understanding(MOU) 40 C. Fiscal Controls and Reporting 41 D. Oversight Plan 44 E. Partner Involvement 45 Section II. Local Operational Plan 50 Wagner Peyser 50 Migrant Seasonal Farm Worker(MSFW)Outreach and Services 64 Trade Adjustment Assistance(TAA) 68 Welfare Transition Program/TANF 71 Supplemental Nutrition Assistance Program Employment and Training(SNAP E&T) 99 Workforce Investment Act(WIA) 108 Veterans Program 123 Section III. Assurances 125 Signature Page 131 Attachments 132 2 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page -2818- 9/25/2012 Item 16.F.1. Section I. Local Workforce Strategic Plan Executive Summary Introductory Overview The Southwest Florida Workforce Development Board, Inc. (SFWDB) is the administrative entity and fiscal agent for Workforce Development Region 24, comprised of Charlotte, Collier, Glades, Hendry, and Lee Counties. This area is a combination of urban/rural communities with tropical coastal sanctuaries, arid bio- technical havens, and the fertile agricultural everglades. The total land mass of 5,449 square miles compares to the third smallest state with an estimated population of 1,152,276. Unemployment rates (not seasonally adjusted) for June 2012 were 8.4% for the United States and 9.0% for Florida. Our rate in Southwest Florida was higher at 9.3%, with Hendry County at 14.2%; the highest Unemployment rate in the State. Per the LMS report, seasonal declines in agriculture and related industries contributed to the high unemployment rate in Hendry County. Over the past few years, however, unemployment rates in Southwest Florida have been showing some improvement: June 2012—9.3% June 2011-11.5% June 2010—12.4% June 2009—12.4% From June 2011 to June 2012, two Metropolitan Statistical Areas (MSAs) within Region 24 showed signs of improvement in job growth, with a +0.3% change for the Cape Coral/Fort Myers MSA and a +2.1% change for the Naples/Marco Island MSA. Our Punta Gorda MSA experienced a loss of jobs with a-0.7 change. Strengths The Southwest Florida Workforce Development Board, Inc. has a history of strong partnerships with local business and educators. Board and Center staff works with local EDC/EDO organizations to assist new and growing businesses throughout the Region. Representatives of our local economic development organizations participate in industry-specific focus groups and surveys conducted by the Southwest Florida Workforce Development Board, Inc. We have partnered with the local economic development offices and our Alliance of Educational Leaders to host Summits, designed to align educational programs with the needs and emerging needs of business. In partnership with local school districts, our Destination Graduation pilot program provides drop-out prevention services to WIA-eligible youth. All of these coordinated efforts are detailed in the Plan and have strengthened partnerships and helped to reduce duplication. Opportunities for Improvement 3 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2819- 9/25/2012 Item 16.F.1. 1. Southwest Florida Works Centers and Satellite Offices in strategic locations throughout the Region Aog allow for more community involvement 2. Technology allows for innovative new approaches to workforce development and dynamic response to needs and demands 3. Implementing career development practices in the Southwest Florida Works Centers in concert with eligible training providers to meet the anticipated needs of growth and emerging industries 4. Surveys and other forms of feedback for: a. Employers who use the one-stop delivery system services to continually improve services b. Employers who do not use the one-stop delivery system services to identify needed services c. Local input from chambers of commerce, economic development councils and other organizations to shape the level and quality of services provided to employers. Regional and local business is the number one customer of the Southwest Florida Workforce Development Board, Inc. (Board). The Board's continuous improvement plan revolves on activities and initiatives which build relations with local and regional businesses and sectors of industries as well as the penetration of the employer market. Employers are those that have current or near future job opportunities whether they utilize the statewide/local job bank of www.EmployFlorida.com. The Board continues to review processes and has tried various ways to improve services and increase market penetration through various projects. Efforts included initiatives which supplied "man-hours" to reach employers to tout the "free" services (virtual and "brick and mortar") available via the One-Stop System of the Southwest Florida Works Centers. Due to job market cycles, efforts to centralize / decentralize workloads of the five centers or five counties versus the regionalization of Southwest Florida are considered. Struggles became opportunities to learn and were the springboard to several models of efforts and partnerships. Earlier efforts of the Board included: 1 - EDC/EDO surveys to collect businesses' stability, growth and expansion indicators. Special joint effort included emergency outreach to businesses affected by Hurricanes Charley and Wilma as well as Tropical Storm Faye-the response of Board and Center staff seized the opportunity and learned skills necessary for immediate needs of an emergency-such as contracting worksites throughout the region since damage was in both coastal and in-land rural communities, keeping emergency contact/resource information on hand. Recently the Board has invested in a "bank of laptops" that will be coordinated at the Federal Emergency Management Agency (FEMA) sites to serve those affected and in need of services. The Communication staff continues to be active with the annual "Preparing Your Business for Disaster" spring-time local efforts. 2- Usworks.com/southwestflorida a website which provided local labor market information 3 - Board staff assigned to specific geographic areas of the Southwest Florida region to augment the USwork/southwestflorida.com efforts (a partnership initiative with the region's EDCs/EDOs) with outreach efforts to promote the website usage. These staff also reached out to all the local Chambers of Commerce to market efforts and requesting links from their websites to the Boards', One-Stop Centers', and USworks.com/southwestflorida's websites. Labor market information availability through Employ Florida Marketplace at www.EmployFlorida.com allowed for a transition from USworks.com/southwestflorida and efforts to inform business became a necessary task. With service delivery reorganizations, the Board provided for three Center staff members who delivered business development by geographic areas. [Later repositioned staff to work outreach] 4 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2820- 9/25/2012 Item 16.F.1. Responsibilities of these staff included outreach efforts to connect employers to jobseekers through the EmployFlorida website (as State initiative) and contracting On-the-Job (OJT) and Employed Worker Training (EWT) opportunities which was a welcomed service during the first years of the Great Recession. The Board recognized the strategic locations of the Southwest Florida Works Centers (SwfIWORKS) and added a satellite Office in Cape Coral, and later in LaBelle. The locations allow for more community involvement providing meeting, interview and general gathering rooms as well as resources for customers(employer and jobseeker). The housing bubble burst and financial industry struggles had a major effect on the tourist and growth economy of Southwest Florida. The American Recovery and Reinvestment Act (ARRA) funding allowed for retraining of workers for occupations in demand in the region's growth industries of Healthcare and Social Assistance, Professional Scientific and Technical Services, and Administrative and Support Services. The Board's commitment to focusing on those skill gaps identified as needs by local/regional employers is dynamic and continues to be a high priority. The Board will work with the local employer community including determination of the needs of the community. The Board's Business Development staff will continue with the region's economic development staff to support industry round table efforts while the Planning and Grants staff and Program and Planning Committee members continue with the Industry Focus Group project. The partnership of the healthcare industry leaders(human resources), education, and workforce prioritized workforce gaps and set tasks to meet the healthcare industry's current and near future workforce demands. Both education and workforce "listened" and acted on those needs/demands "voiced" by industry leaders. Two [A & B] separate initiatives resulted—one lead by workforce developers;the other by workforce educators. A-The Board's recent initiative to centralize efforts included contractual staff(hired three Business Workforce Coordinators in Business Development Division) providing services to those businesses projecting potential growth. An Internship Job Fair was held in February of 2012 to connect recently trained/re-trained (but still unemployed)jobseekers with employers who were projecting job openings in the spring/summer of 2012. The Board provided an internship opportunity so the employer would train certified workers to the position specific job responsibilities. In return, the Board provided up to 520 paid work hours and Workers Compensation insurance. This short term effort by the temporary (contracted) team was successful and decentralized to SwfIWORKS Center staff with one Board staff guiding efforts. This Board staff bridges the business services of the Center and Board by supporting the five full service Centers and two satellite offices of Southwest Florida. The Board staff is pivotal in monitoring the: • evolving outreach strategies, analyzing trends • Center staff's use of available resources for employer outreach - registered employers, job openings, employer résumé searches, new hire lists, "spider-in" job postings on EFM, and Florida Research and Economic Information Database Application (FREIDA) searches • contacts to new or underutilized employers to offer workforce services in an effort to improve market penetration The downturn in the economy has required examination of methods and strategies and has offered us the opportunity to respond differently to new challenges. Our local area has experienced on-going job loss and high unemployment. One method to improve job matching of unemployed individuals is to increase employer market penetration. A single, region-wide approach to business, media and community outreach to create a greater coordination of services to employers and the business community by reducing duplication of services i.e. reduce the instances of multiple contacting of business and business organizations with same or similar objectives. 5 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2821- 9/25/2012 Item 16.F.1. B-The workforce educators' response included curriculum changes to include workplace skills (soft skills) and Antok increase of worksite simulation, clinical and laboratory activities. The Board partnered in these efforts with a pilot initiative which includes addition of a staff member who acts as a liaison to the workforce education department of Lee County School District. Data and status reports will be provided by this staff member to the Executive Director and Board members during the Board meetings. Expansion of the liaison's responsibilities to Charlotte, Collier, Hendry and Glades County School Boards will be included in the continuous improvement plan as the direct impact to businesses is determined. Services to local employers and customers are shared by all SwfIWORKS Center, One-Stop, staff. Certain Center areas are dedicated for business services—such as the Business Service Center which is augmented by the Resource Room and Interview Rooms. Also, certain aspects of services are the essential responsibility of some individuals The Business Services Center and the Resource Rooms provide a connection between individual customers,job seekers, and the business community. Board staff makes periodic visits to Centers to evaluate the level of customer service being provided. The Board's Customer Satisfaction Manager distributes customer satisfaction surveys throughout the Centers. These surveys are geared toward jobseekers (to include workshop attendees) and employers and are collected and analyzed. Findings are reported to Center Directors/Supervisors and discussed for possible improvements and positive staff recognition. At regular Board meetings, the members will receive performance reports as part of the Service Delivery Committee Report. These reports will gauge performance in various ways in order to best represent the quality of services being provided to employers and participants. Recent committee activities include individual members visiting SwfIWORKS Centers and completing a Visitor Report. The committee unanimously agreed to begin semiannual visits and include verbal reports to fellow Board members during regular Board meetings. How the local workforce investment system has improved and changed since the enactment of the Investment Act of 1998: Reemployment—focus on employment of claimants Reemployment Initiative Team -staff providing job match. Locally, a reemployment initiative was launched to focus on assisting claimants with their employment searches. This proactive approach put us right in line with Department of Economic Opportunity change on July 1, 2012 from "unemployment compensation" to "reemployment assistance." Technology - Some local, some state,some universal-EFM,Shoretel, NicNet,teleconferencing, social media, internet job sites,websites,gas cards, unemployment debit cards, unemployment claims online - Posting Center activities and events - Computer Labs in all Centers - US Works—Invested in system to organize outreach database to improve communication among staff. Human resources information for companies to avoid duplication. Designation as the One-Stop operator and direct provider of certain workforce services This has helped to improve the delivery of services. A One-Stop Leadership Team was developed to provide oversight for our workforce delivery system while a Regional Centers Director and Center Directors/Supervisors provide the direct supervision and are responsible for the day-to-day operations and 6 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2822- 9/25/2012 Item 16.F.1. performance outcomes of the one-Stop Centers. The Leadership Team meets monthly with the Regional Centers Director and the Center Directors/Supervisors to work on improving processes. Greater focus on business - Restructuring of local Board committees; - Joint committee meetings for specific issues e.g. Service Delivery Committee and Program & Planning Committee regarding Eligible Training Provider List(ETPL),to discuss supply/demand and performance. - Created Business Development Division, increase presence in the communities - Developing region-wide curriculum focused on specific employer needs - Foundation of Machinery course with Lee High Tech Central, iTECH, and LWIT. Will reach out to Charlotte as would like to see a regional curriculum. Endorsed by businesses (Arthrex). Will use Arthrex equipment and tools but will be shared with other companies. Employers will give priority to those who complete pre-vocational course. Improved One-Stop operations and services to iob-seeker and employer customers - Integration of Services - Reorganization of One-Stop operations - Staffing levels were developed in the Centers. This has given front-line staff a career ladder based on knowledge, skills and performance and allowed for greater integration of services. - front line staff attain Florida Workforce Professional - Tier 1 Certification within six months of hire plus 15 Continuing Education Credits (CECs) annually to maintain certification - Disability Navigators - Covey training for staff—7 Habits and Speed of Trust - Added satellite offices in Cape Coral and LaBelle And the expectations for further transformation anticipated in the next few years. - Increased partnering and efforts with economic development office, businesses and education. Sharing information though roundtables and focus groups, and communications to include websites and social media connections. - Healthcare Focus Group 2011-2012 - Connecting businesses and educators. Encouraging more business involvement (and earlier) on school campuses talking to students. May develop Work Experience and On-the-Job Training worksites. Gathering and disseminating employers' expectations to schools,etc. More meetings to come. - Communications Division-promote services Detailed description of PY 2012 performance goals identified by the region The proposed performance goals for Region 24 are listed in the chart below. Rational for maintaining existing goals: Southwest Florida maintains an unemployment rate well above the national average. This coupled with a seasonal employment market (tourism, retail sales and migrant and seasonal farm work) and little or no growth in any sector of our economy necessitates a stagnant forecast for improving/increasing performance outcomes. 7 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2823- 9/25/2012 Item 16.F.1 . Amkt PROPOSED 2012 PERFORMANCE Statewide Region 24 GOALS FOR REGION 24 Previous Proposed Previous Proposed Year Performance Year Goal Performance Performance Adults Entered Employment Rate 79.9% 74.0% 78.5% 74% Employment Retention Rate 92.4% 90% 86% 86% Average Six Month Earnings $22,671 $19,000 $14,250 $14,250 Certificate Rate 83.9% NA 73% 73% Dislocated Workers Entered Employment Rate 84.5% 82.0% 79% 79% Employment Retention Rate 89.0% 87.0% 85.5% 85.5% Average Six Month Earnings $17,292 $17,500 $14,125 $14,125 Certificate Rate 67.6% NA 68% 68% Youth,Aged 19-21 Entered Employment Rate 61.1% NA 72% 72% Aattitw Employment Retention Rate 79.9% NA 80% 80% Six-Month Earning Change $4,092 NA $3,325 $3,325 Certificate Rate 45.8% NA 52% 52% Youth,Aged 14-18 Skill Attainment Rate 77.4% NA 82.5% 82.5% Diploma or Equivalent Attainment Rate 70.2% NA 46.5% 46.5% Retention Rate 52.2% NA 58.5% 58.5% Youth Common Measures Placement in Employment or Education 49.3% 50.0% 54.5% 54.5% Attainment of a Degree or Certificate 61.5% 60.0% 43% 43% Literacy or Numeracy Gains 37.7% 32.0% 32% Customer Satisfaction Participant Customer Satisfaction NA NA 79% 79% Employer Customer Satisfaction NA NA 76% 76% Wagner-Peyser Requirement at Section 13(a) Entered Employment Rate 50% 52% 64% 64% Employment Retention Rate 79% 76% 76.5% 76.5% Average Six Month Earnings $12,948 $12,000 $11,625 $11,625 8 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2824- 9/25/2012 Item 16.F.1. Analysis of Local Economic and Labor Market(Emphasis on a"Demand-Driven"System) The State of Florida is committed to focusing on those skill gaps identified by the needs of its employers, and this will continue to be a high priority. Under existing legislation, the RWB5 have the policy and service design authority for all local services, including services to employers; and as such, they take the lead in working with the local employer community including determination of the needs of the community. It is anticipated that surveys and other forms of feedback will be conducted with employers who use the one-stop delivery system services to continually improve services, and with employers who do not use the one-stop delivery system services in order to identify needed services. Local input from chambers of commerce, economic development councils and other organizations will continue to shape the level and quality of services provided to employers. Each plan must: 1. Describe the characteristics of the local area's population. Southwest Florida has an estimated population of 1,152,276. The area has a diverse population which varies from county to county. For example, the median age ranges from 32.8 years in Hendry County to 55.9 years in Charlotte County. In the Southwest Florida Workforce Guide 2002-2003,the fastest growing age group, those 45 to 64, increased 56.3% (78,204) from 1990 to 2000 while those 65+ increased 43.4% (68,831) for the same time period. The projections for the Region in 2010 stated 324,322 workers 45 to 64+, and 290,847 workers more than 65 years of age are relatively equal to the reported 530,232 workers fifty years and older(238,318 workers between 50-64 and 291,914 of 65 or older-US Census, 2010). Racial and ethnic groups' numbers vary from county to county and coastal versus rural as well. Keeping in mind that many identify with more than one race, 19.8% of the population in our five-county Region identify themselves as Hispanics/Latinos,while in Hendry County this rises to 49.2%. The average wage for 2011 for the five-county area of Southwest Florida is $38,279. Source: Florida Department of Economic Opportunity, Labor Market Statistics (LMS) Center, Quarterly Census of Employment and Wages Program; released June 2012. The chart below further illustrates the breakdown by sex, ethnicity and age. Charlotte Collier Glades Hendry Lee Region 24 White 144,059 90.0% 269,596 83.9% 9,153 71.0% 23,436 59.9% 513,496 83.0% 959,740 83.3% Black/African American 9,089 5.7% 21,087 6.6% 1,588 12.3% 5,261 13.4% 51,069 8.3% 88,094 7.6% American Indian/ Alaskan Native 417 0.3% 1,123 0.3% 589 4.6% 672 1.7% 2,193 0.4% 4,994 0.4% Asian 1,912 1.2% 3,507 1.1% 51 0.4% 279 0.7% 8,461 1.4% 14,210 1.2% Native Hawaiian &other Pacific's! 59 0.0% 125 0.0% 2 0.0% 24 0.1% 380 0.1% 590 0.1% other 1,767 1.1% 19,920 6.2% 1,280 9.9% 8,421 21.5% 30,290 4.9% 61,678 5.4% 2 or more races 2,675 1.7% 6,162 1.9% 221 1.7% 1,047 2.7% 12,865 2.1% 22,970 2.0% Total 159,978 321,520 12,884 39,140 618,754 1,152,276 Identified as Hispanic/Latino* 9,213 5.8% 83,177 25.9% 2,720 21.1% 19,243 49.2% 113,318 18.3% 227,671 19.8% Male 48.6% 49.3% 57.8% 54.2% 49.1% 9 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2825- 9/25/2012 Item 16.F.1. median age I 55.9' I 46.9 I 43.1 I 32.8 I 45.6 I *Hispanic/Latino numbers also included in race totals from U.S.Census Bureau's 2010 Demographic Profile Data 2. Describe specific needs of diverse sub-populations including those from racial ethnic, linguistic groups, older persons,and individuals with disabilities. Southwest Florida Workforce Development Board (Board) has procedures for the provision of services to individuals with limited English proficiency include participant referrals to English for Speakers of Other Languages(ESOL)through our county adult education programs,technical schools and Literacy of America. The Board procedures also include an auxiliary aids plan for those individuals requiring those services. Forms and informational notices are available in English/Spanish/Creole. Interpreters (verbal) are available for the Centers staff-staff members or through community partners, as needed at no cost to the individual. Immokalee is included in the South Central Rural Area of Critical Economic Concern (RACEC), which is considered an economically distressed rural community. This area is the rural or eastern portion of Collier County and struggles with issues of low per capita personal income, high unemployment rate, persistent poverty level, trailing educational attainment level and high number of people for whom English is a second language. This distressed status goes beyond the city limits into the rural areas of Hendry County and eastern Lee County that is served by the SwfIWORKS Center located in Immokalee that oversees the Satellite Office located in Labelle. The Promotora program that is located in Immokalee provides healthcare outreach and training in rural areas of the region. The Board managed this two year (July 2010 to June 2012) initiative of training specialized community health workers. An advisory board of key community partners guided the communities' needs assessment and activities. The Board will now take on the role as an advisory board member while key partners continue the bi-weekly health clinics that offer free screenings and the healthcare events which provide health information to the public in the three dominant languages of the area—English,Spanish, and Creole. The lmmokalee One-Stop Career Center(SwfIWORKS)serves the largest migrant and seasonal farmworker population in Florida (WFI- ARRA Report). Those served includes a significant number of non-English speaking citizens and the Migrant Season Farmworkers (MSFW). The MSFW population influences service needs and fluctuates local population density annually at a minimum of 5,000 to an excess of 15,000 during the winter"growing/packing" months. The Center staff includes several full-time Spanish-speaking and one full-time Creole-speaking employee who are available for interpretive services. The Creole- speaking staff member responsibilities include providing direct translation services and coordinating translation services for SwfIWORKS Centers and Offices. Present need of translation services for Creole are indicated but not limited to SwfIWORKS Centers/Satellite Offices located in Immokalee, Naples, and Labelle. All SwfIWORKS staff has access to the technology of our Intranet, NICNet's shared drive. This common drive provides staff a multitude of resources which includes a list of available translators (Center staff and Partner agencies)to include American Sign Language. dook 10 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page -2826- 9/25/2012 Item 16.F.1 . The Notice to Job Seekers is a form that is available in English,Spanish and Creole.The Notice is distributed throughout the Centers and community to provide those who are literate information on employment services available with or without an application for services. A toll free number is provided if additional conversation or questions is needed. Additional notices, forms and customer comment cards are available in English, Spanish, and Creole. SwfIWORKS Center staff assigned to the public areas of the Centers is available to translate, or secure a translator, as needed at no cost to the customer. Center staff is trained in the services to limited English proficient customers and readily coordinate translation services so that a customer does not have to arrange for their own interpreter and know that they have the right to file a grievance about the language access services provided. The increase participation of older workers in the regional workforce system has presented new challenges to the Board and its Centers. The development of the Reemployment Initiative Team (RIT) produced data that indicated an increase of older worker needs. The SwfIWORKS Center's teams provide workshops for individuals who indicate a need for re-employment assistance. The RIT service orientation allows for smaller groups in the Workshop titles of Job Search and Job Application, Resume and Cover Letter, and Interviewing Skills. Although those same workshops are provided to the public in the Center a second effort with the RIT staff provides more one-to-one services. These small group services have been appreciated as indicated by the RIT workshop evaluations and customer service comments. Due to a successful Disability Navigator Program,the Centers are better prepared to assist individuals with disabilities in accessing the services they need. Each SwfIWORKS Center has staff dedicated to providing services as needed to individuals and is considered the bridge to the Disability Navigator. Assistive technology devices have been made available in the public, resource areas of the Centers and Satellite Offices which include additional licenses & upgrades for Zoom text/JAWS and UbiDuo, a dual keyboard with LCD monitor. Staff members throughout the Region are more knowledgeable and able to guide individuals as they create an appropriate Employment Development Plan. Southwest Florida Works Center staff continues outreach efforts to community-based organizations,faith- based organizations and other local groups serving those from racial ethnic, linguistic groups, older persons, and individuals with disabilities as well as low-income individuals, older workers, homeless, ex- offenders and other hard-to-serve individuals such as those with limited literacy and English speaking abilities. On-going assessments by Center staff guide customers to a self-directed path, group sessions, or one-on-one assistance. Staff will provide additional services to these individuals, as needed or requested to make them aware of available workforce services and opportunities while determining the skills needed to succeed in the local workforce. Each of the five counties is its own school district as mandated by Florida statutes. Close to two thirds of the students of the region qualify for free or reduced lunches yet our partners with the Districts continue to provide our future workforce a focused career and technical education to meet current and emerging industry needs. 3. Provide an analysis of the challenges associated with the local area's population attaining the education, skills,and training needed to obtain employment. The Southwest Florida region is vast, as described above. One key partner of the Southwest Florida Workforce Board, Inc. (Board) and its Committees are the five school districts (Charlotte, Collier, Glades, Hendry and Lee counties), the community (State) college and the private, non-public educators which serve individuals and businesses in the same five county Region. Unfortunately, with the majority of the workforce educators/occupational trainers are located near or west of Interstate 75 which runs parallel to 11 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page -2827- 9/25/2012 Item 16.F.1. the Gulf of Mexico of the coastal—counties of Charlotte, tee and Collier. This leaves those individuals residing in eastern portions of the three coastal c as well as Hendry and Glades counties with few choices of occupations with training providers within reasonable distance. The recently constructed ITECH provides technology-driven classroom and laboratories (replacing the nearly sixty year old Bethune Education Center - Collier County School District). !TECH is located in Immokalee which considered eastern Collier County. This facility has spurred regional colleges and universities to provide post-secondary and adult education services in the Immokalee area also. These institutions (Edison State College, Hodges University) in partnership with the Board have strategically planned to serve individuals in rural, eastern Collier County and southern portion of Hendry County over the past decade. On-going efforts to serve individuals in specific rural areas of the Region are contingent on accessible technologies. Edison State College is co-located at the ITECH site and provides several programs linked to the demand occupations which result in nationally recognized certifications and Associate Degrees. Those individuals who wish to earn Associate and Bachelor Degrees in certain field must continue studies at campuses due to limited technologies but web-based, video conferencing with classrooms in Fort Myers, Naples, and Labelle are available. Also, Edison State College renovated a site close to LaBelle city limits leaving new construction plans for future capital spending. This site included a building and added several pre- fabricated structures to introduce Business, Health Science and Information Technology programs and a state-of-the art computer lab. This new computer facility provides residents of the rural communities' access to more distance education tools. Hodges University provides programs that prepare students for careers at a learning site in the Jubilation Community just outside of Immokalee. As students are assessed to be able, they are enrolled in a wide variety of academic delivery methods and student services, both on campus (in Fort Myers and Naples) and in the distance learning arena. Edison State College provides services to Charlotte County from its location in Punta Gorda. This location is accessible to individuals residing in northern Lee County (North Fort Myers, Northern Cape Coral) utilizing SR 41 (Tamiami Trail) or CR 765(Burnt Store Road) as well the western Glades County utilizing CR 74(Bermont Road). Employed Worker Training (EWT) program does not anticipate utilizing formula funding since recent legislation limits the eligibility of individuals. High priority occupational training will be offered to workers in high-demand industries and occupations when the employer would not be able to fund without the EWT program will be considered. The initiatives of the Board have realigned and outreach efforts to educate employers of EWT, Internship and On-the-Job Training(OJT) opportunities for eligible individuals.A Board staff works with the leadership staff at the SwfIWORKS Centers to provide worksite experiences to Veterans, individuals trained utilizing workforce funding of Workforce Investment Act, Welfare Transition Program, etc., and long-term unemployed persons. [See next question response for more information] The Board also recognizes the need for workplace (soft) skills as reported in meetings, surveys and Focus Group activities. The SwfIWORKS Centers in concert with its community partners continue to provide workshops to encourage worksite appropriate behavior, communication and dress along with the elements of teamwork. As discussed previously, the Industry Focus Group discussions have challenged training providers and educators to include or emphasize workplace (soft) skills to individual students in 12 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2828- 9/25/2012 Item 16.F.1. the classroom, laboratory and clinical curricula. The emphasis of workplace skills during training demonstrates the effectiveness of partnership response. The Board continues its partnership with the Southwest Florida Regional Planning Council, Integrated Training Center and other regional leaders in the project to expand the current logistics center. The project focuses on the Logistics and Distribution of the rural region and will create employment opportunities that are high skill/high wage jobs while expanding opportunities for businesses to start,grow and succeed. The industry sub-sector of Truck Transportation (484) is currently tenth on the region's (RWB24) Fastest-Growing Industries projections [FL DEO LMSC- October 2011). Utilizing the same data source for regional projections, the industry sub-sector of Management of Companies and Enterprises is second on the Fastest-Growing Industries as well as sixteenth on the Industries Gaining The Most New Jobs. 4. Describe specific strategies designed to address skill needs of local employers and to close any existing skill gaps. Strategies should include partner agencies that address sub-populations identified in question 3 of this section. The Southwest Florida region is vast, as described above. One key partner of the Southwest Florida Workforce Board, Inc. (Board) and its Committees are the five school districts (Charlotte, Collier, Glades, Hendry and Lee counties), the community (State) college and the private, non-public educators which serve individuals and businesses in the same five county Region. The Program and Planning Committee of the Southwest Florida Workforce Board monitors the region's occupational training programs (of the ETPL?) to assure that those skills attained from the training curriculum meets and exceeds the local employers'workforce needs. An initiative to concentrate on growth and emerging "industries" [per the taxonomy of Department of Labor] as they relate to the "career clusters" [of the Department of Education] within Southwest Florida began as conversation in committee meeting in July of 2010 while reviewing gaps in available occupational training of the Region. Analysis of statewide and regional data indicated that of those top three industries (Administrative and Support Services; Ambulatory Health Care Services; and, Professional, Scientific and Technical Services) gaining the most new jobs statewide were of the top six industries within Southwest Florida. The committee planned to initiate Industry Focus Groups activities starting with Healthcare and progressing with the other two industries as the committee felt that the "lessons learned" could be adopted for future activities. The Board's Program and Planning Committee began the industry focus group (described in previous answer of Question #3) with the Healthcare Industry since the regional data indicated a high volume of projected job openings (occupations) within this industry. In Southwest Florida, the healthcare industry projections of gaining the most new jobs (2010 to 2018) indicate the sub-sectors of Ambulatory Health Care Services, Hospitals, and Nursing and Residential Care Facilities creating 1257 job openings annually throughout this eight year period. The Healthcare Industry is a microcosm of workforce with its multitude of job descriptions and its need for occupations requiring occupational certification to doctoral level education. During Focus Group meetings and other communications, statewide projection data was distributed to initiate local and regional needs discussions. 13 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2829- 9/25/2012 Item 16.F.1. Ami lok HEALTHCARE Industry Projected Openings 2010-2018 Statewide Projected Openings* Breakdown of Job Openings per Industry Subsector 621= 622= 623= Statewide Nursing& Hospitals Ambulatory Occupation Title Average Annual Residential Care Health Care Openings Facilities Services Registered Nurses 5,450 1,395 3,948 207 Nursing Aides,Orderlies,and Attendants 2,139 256 553 1,330 Home Health Aides 1,452 894 0 558 Medical Assistants 1,033 1,033 0 0 Licensed Practical and Licensed Vocational Nurses 973 356 156 461 Secretaries,Except Legal,Medical,and Executive 969 918 19 32 Dental Assistants 547 547 0 0 Medical Secretaries 528 342 186 0 Receptionists and Information Clerks 518 474 0 44 Physicians and Surgeons,All Other 500 500 0 0 Office Clerks,General 485 403 82 0 First-Line Superv.of Office and Admin.Support Workers 415 415 0 0 Radiologic Technologists and Technicians 357 166 191 0 Onlik Physical Therapists 353 269 84 0 Dental Hygienists 338 338 0 0 Bill and Account Collectors 312 312 0 0 Respiratory Therapists 238 0 238 0 Cardiovascular Technologists and Technicians 197 0 197 0 Food Servers,Nonrestaurant 186 0 91 95 Personal and Home Care Aides 185 185 0 0 Surgical Technologists 180 185 0 0 Medical and Clinical Laboratory Techs 169 156 13 0 Pharmacy Technicians 151 0 151 0 Cooks,Institution and Cafeteria 143 0 0 143 Medical Records and Health Information Technicians 136 136 0 0 Medical Equipment Preparers 115 0 115 0 *Source Agency for Workforce Innovation,Labor Market Statistics Center,employment projections(EP)Program,February 2011 Initial meetings with Healthcare Industry Leaders and their Human Resource Executives were held in three separate meeting in Charlotte, Collier and Lee County locations followed by a survey to the rural businesses and those unable to attend local meetings. The meetings and survey requested specific occupational projections for their businesses'. With review of the occupational titles shared among the sub-sectors, leaders' discussed general and specific workforce education and development gaps. The Industry Focus Group communications opened conversations of the many employer demands that were within the realms of education/training and 14 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page -2830- 9/25/2012 Item 16.F.1. workforce development The roup focused on first year employees,-probationary Y employees, recent hires,and interviewees. The discussion brought two skill set to the forefront, the lack of 1) workplace (soft) skills and 2) critical thinking skills that comes with work experience. Reaction and realignment of education and workforce activities include the addition of workplace skills during occupational training programs and the internship initiative. The internship initiative included contractual staff (hired three Business Workforce Coordinators in Business Development Division)that provided services to those businesses projecting potential growth.An Internship Job Fair was held in February of 2012 to connect recently trained/re-trained (but still unemployed)jobseekers with employers who were projecting job openings in the spring/summer of 2012. The Board provided an internship opportunity so the employer would train certified workers to the position specific job responsibilities. In return, the Board provided up to 520 paid work hours and Workers Compensation insurance. This short term effort by the temporary (contracted) team was successful and decentralized to SwfIWORKS Center staff with one Board staff guiding efforts. Subsequent activities of the Program and Planning Committee (of the Board) in preparation of Industry Focus Group meetings is to analyze LMI projection data (industries gaining the most job openings, fastest growing industries, occupations gaining the most new jobs and fastest growing occupations)as it relates to Southwest Florida for 2011-2019. The committee gauges meeting activities and the outcomes to [coincide with] current projection data and plans for specific targeted industry meetings (Healthcare's Ambulatory Services; Administrative and Support Services; and, Professional, Scientific and Technical Services Industries). The dynamics of local workforce requires timely review of labor market information to plan for suitable programs as needed and demanded by local businesses. Recently through a partnership of the Board with technical educators and local manufacturers, a common curriculum for entry level machinist was created. This curriculum meets the Department of Education's occupational completion point that leads to a nationally recognized industry certification.The Foundations of Machining was introduced to the community by three technical centers in Southwest Florida Two technical centers of the Collier County School District —Immokalee Technical Center (ITECH) and Lorenzo Walker Institute of Technology serve the entire population of Collier County and surrounding rural areas. One technical center in Lee County School District - Fort Myers Institute of Technology is centrally located in the county and in close proximity to many industrial employers and business partners. The program is an 84 hour course that prepares individuals with basic skills that lead to a competitive edge when interviewing for entry level machining work. It is designed to help student solidify their reading and mathematics skills while developing the necessary skills of measurements and reading blueprints specific for the occupation. This intensive program includes curriculum customized for local employers. One growing business, Arthrex Corporation (Arthrex), is a local manufacturing employer of internationally demanded medical instruments. Arthrex has its manufacturing site in North Naples and planning to expand its operation into another facility in eastern Collier County. The administrative headquarters has recently relocated to a South Fort Myers which is centrally located within Lee County. Participants can anticipate an interview with Arthrex with successful completion and certification. Local employers who are part of this partnership and represent the Southwest Regional Manufacturers Association (SRMA) also seek those individuals who have completed training and recognize the program 15 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2831- 9/25/2012 Item 16.F.1 . and its curriculum's completion points.-The recognition of the certificate to more than-sixty employers-is- significant to regional demands and those individuals seeking in-demand occupational opportunities within ,o their communities. 5. Describe the process used to identify the workforce needs of the businesses,job seekers and workers in the local area. Region 24 will continue to use labor market information from the Department of Economic Opportunity (DEO) Labor Market Services to analyze the skill needs for available, critical and projected jobs in Southwest Florida. As demonstrated In the Healthcare Industry Focus Group activities — see source utilization in Projected Job Openings chart in previous text. Acting in a supportive role for the Southwest Florida Regional Planning Council and the Florida Heartland Rural Economic Development Initiative (FHREDI) the Southwest Florida Workforce Development Board remains active in the rural areas by participating in assessing, implementing and working with key economic development partners. The Board's Business Development Division continues to work with key partners such as its ad-hoc committee and the EDCs/EDOs to meet the current needs of local businesses with training opportunities to include industry-recognized certificates, continuing education credits, and customized training that the Region's targeted high growth industries demand to stay competitive nationally and globally. Focus groups and surveys are coordinated by the Southwest Florida Workforce Development Board, Inc.to determine needs and develop methods to meet those needs. Sometimes these are industry-specific and sometimes broader. Reports of findings are analyzed by the Board's committees and distributed to stakeholders,to include businesses,educators and economic development partners. 6. Identify current and projected trends of the local area's economy, industries and occupations. The Southwest Florida's dynamic economy is being built on the need to diversify from traditional industries of associated with service, tourism, and agriculture. Data continues to indicate the industry growth in the specialty trades contractors. Those residential specialists displaced with the 2005 housing bubble burst and those general contractors (Heavy and Civil Engineering Construction) affected by the latter Great Recession are focusing on two growth sub-sectors: Construction of Buildings (#10 industries gaining most new jobs with the annual growth of 3.62% through 2018, or 2,462 individuals) and Specialty Trade Contractors (# 2 industries gaining most new jobs with the annual growth rate of 3.63% through 2018, or 8,582 individuals). It is anticipated with skill "re-tooling" that these workers will be replacing the anticipated job openings of the growing sub-sectors of the construction industry. Recent industry projection data indicates continued growth of the Specialty Trades Contractors with an annual growth rate of 4.77% through 2019. The Tri- County Apprenticeship Academy reports a recent increase in enrollment with local contractors winning regional construction bids. The healthcare industry is booming with construction of new multi-service residential facilities and expansion of ambulatory care sites throughout the region. New businesses in the health information technology have relocated to Lee County and provide national and international services from Southwest Florida. Arodok 16 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2832- 9/25/2012 Item 16.F.1. The Board's partnership with the five county economic development entities and the Regional Planning Council has successfully relocated manufacturing, bio-tech, and health information businesses to Southwest Florida coastal counties. The rural counties continue to make headway with access to technology and agri-businesses of the "Green Industry". The strategic expansion of the current logistics center focuses on the emerging Logistics and Distribution industry while expanding opportunities for businesses to start, grow and succeed in the area.The industry sub-sector of Truck Transportation (484) is currently tenth on the region's (RWB24) Fastest-Growing Industries projections [FL DEO LMSC- October 2011). Utilizing the same data source for regional projections, the industry sub-sector of Management of Companies and Enterprises is second on the Fastest-Growing Industries as well as sixteenth on the Industries Gaining The Most New Jobs The introduction of new business associations, STEM Team (Science, Technology, Engineering and Mathematics) and Southwest Florida Regional Technology Partnership (SWFRTP), indicates the recent growth and future opportunities in our Region. The workforce development staff at the Board and its Centers will continue to "listen to industry leaders" through the Industry Focus Group and Business Advisory meetings. 7. Identify the current and projected employment opportunities in the local area. For assistance in obtaining this information, please refer to the Labor Market Statistics website and the Florida Education and Training Placement Information Program(FETPIP)website. We work with our partners to shape occupational training opportunities and specific curriculum by adding to the discussion the Region's ten fastest growing industries in the next decade as projected by Florida's Labor Market Information (LMI), as well as industries gaining the most new jobs: Fastest-Growing Industries in Southwest Florida 2011-2019 • Specialty Trade Contractors • Management of Companies and Enterprises • Furniture and Home Furnishings Stores • Miscellaneous Manufacturing • Nonmetallic Mineral Product Manufacturing • Ambulatory Health Care Services • Rental and Leasing Services • Waste Management and Remediation Services • Construction of Buildings • Truck Transportation Industries Gaining the Most New Jobs in Southwest Florida 2011-2019 • Local Government • Ambulatory Health Care Services • Specialty Trade Contractors • Food Services and Drinking Places • Professional,Scientific,and Technical Services • Administrative and Support Services • Amusement, Gambling, and Recreation Industries • General Merchandise Stores • Nursing and Residential Care Facilities 17 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2833- 9/25/2012 Item 16.F.1 . •_ Real Estate Utilizing projections from DEO's Florida's Labor Market Statistics division we are able to inform the public of the Region's top ten occupations gaining the most new jobs in the next decade which require advanced training of more than a high school diploma or equivalency. Occupations Which Require Advanced Training, Gaining the Most New Jobs 2011-2019: • Registered Nurses • Secretaries Except Legal and Executive • Carpenters • Customer Service Representatives • Bookkeeping,Accounting, and Auditing Clerks • Nursing Aides, Orderlies and Attendants • First Line Supervisors of Construction and Extraction Workers • Home Health Aides • First-Line Supervisors of Retail Sales Workers • Cooks, Restaurant Since these occupations bridge several industries (such as the need for nurses in hospitals, long-term care facilities, educational institutions and ambulatory medical services) advanced training can meet several local business community/ employer needs. Strategic planning of training offerings and industry- recognized certifications allows for shaping a skilled workforce to meet future needs. We also utilize information concerning projected declining occupations, which require advanced training. Declining or Slow-Growth Occupations Which Require Advanced Training 2011-2019 deop • Travel Agents • Computer Operator • Electrical and Electronic Equipment Assemblers • Electronics Installers& Repairers, Motor Vehicles • Probation Officers and Correctional Treatment Specialists • Postmasters and Mail Superintendents • Travel Guides • Tool and Die Makers • Desktop Publishers • Word Processors and Typists We continue to focus on those skill gaps identified by our business partners as a high priority. We serve the business partner by providing information through the sources noted previously,surveys, focus groups and services designed through the one-stop delivery system. These services include, but are not limited to on-line job banks, pre-screening applicants, interviewing space, and administrative services. Business partners' (who utilize services through the one-stop delivery system) feedback and suggestions will guide continuous improvement to our quality of service as well as project future local need. Input from local key partners such as the chambers of commerce, economic development councils, the small business development center, and other organizations will continue to impact the level and quality of services provided to the business community. The Board continues to build partnerships with the local educational organizations and their advisory boards to bridge the needs of business and shape the training curricula of the future. This allows on-time changes to business services from the one-stop delivery service with the prediction of local needs of business and matched skill sets of the available workforce. Asew 18 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2834- 9/25/2012 Item 16.F.1. Previously surveyed businesses are being contacted by liaisons for on-going information and feedback of targeted industries. This joint effort in the five counties of the Region provides valuable information to guide decisions for employed worker training and customized training. By training the current workforce to meet current and future needs we stabilize our local businesses and strategically build/strengthen the local economy. This stabilization allows for future growth in business and their related industries. 8. Describe the job skills necessary for participants to obtain employment based on current and projected job opportunities in the region. Please provide evidence these skills and knowledge are employer identified and necessary for economic growth in the local area. The "demand-driven" system focuses on those skill gaps identified by the need of employers. This continued priority has provided Region 24 the opportunity to serve employers when determining the needs of the communities. Surveys and focus groups of employers who do (and do not) utilize the one- stop delivery system continue and will be one of the tools for continued improvement of services. Businesses are demonstrating a greater need for postsecondary education. Participants will need to learn and build their skill sets. Job skills necessary for demand occupations in Local Government,Administrative and Support Services and most other industries include basic and advanced information technology, skills related to industry-specific credentials, and soft skills. One of the greatest areas of need for workers in Southwest Florida will be in the healthcare industry. Some of the greatest demands (nursing, radiology and for those skilled in Health Information Technology) require specific education and certification. We have partnered with education and business to increase the capacity for various healthcare programs in the area. We have also successfully collaborated with educational entities to pursue grant funding to expand training capacity. We will continue to work with businesses in demand industry groups to develop career laddering opportunities for current employees. Plan Development WIA Section 118 requires that each local board, in partnership with the appropriate chief elected officials, develop and submit a comprehensive five year local plan to the Governor, which identifies and describes certain policies, procedures and activities that are carried out in the local area consistent with the State Workforce Investment Plan. The plan must be developed in collaboration with local partners. Describe the steps for developing the local plan, including: 1. Timeline; Noted throughout sections 2-6 below. 2. Consultation process with the local elected official(s), local Workforce Investment Board, members of the public including representatives of businesses and representatives of labor organizations, and other partners Throughout the year,the Chairpersons of the five Boards of County Commissioners (BOCC) with Region 24 are forwarded information pertaining to local Board activities, finances, meetings and issues. On August 31, 2012,thirty(30) days prior to the due date for the Plan, a Notice for Public Comment is advertised in all five counties through the county buildings. The draft Plan is emailed to the five BOCC chairpersons, county managers and to local economic development offices. All are invited to comment on the draft plan within thirty days. 19 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2835- 9/25/2012 Item 16.F.1 . The Interlocal Agreement for the Southwest Florida Job Training Consortium (Attachment 4) is signed by the Chief Elected Official (Chair) of the participating Boards of County Commissioners in each of our five counties. In addition to signing the Interlocal Agreement, one of the five chief elected officials, serving as the "signatory" representative for all five counties for the Southwest Florida Job Training Consortium,signs the Workforce Services Plan. The Plan was presented, approved and signed at the Hendry County Board of County Commissioners at their September 25,2012 meeting. Throughout the year, Board and Committee members discuss and make recommendations to Board staff regarding programs and services. Board staff incorporated input from the Program and Planning Committee members and Board members in the plan of activities and services for Region 24. The involvement of the Board's Program and Planning Committee in the development of the Plan ensures that members had an opportunity to decide locally, but within required guidelines, how programs and services are provided in Region 24. 3. Actions taken to acquire other input into the plan development process; The draft is emailed to our Board members, which includes including representatives of businesses and labor organizations, and to those on the Interested Parties list. This list is maintained to ensure that information is forwarded to stakeholders, partners and the general public. The Board's Program and Planning Committee members also receive the draft as they have primary responsibility for oversight and guidance for plan development. The Program and Planning Committee reviews and discusses the plan and then makes a motion to recommend approval to the Board. At the September 21, 2012 Board meeting, the Program and Planning Committee made a motion that the Board accept the plan and submit it to the State with signatures of the President/Chair of the Board and the designated Chair of the Southwest Florida Job Training Consortium. 4. Dates plan was posted electronically to local website; The draft was posted for public comment on the Board's website at www.swflworks.org on August 31, 2012. 5. A summary of the comments received (including comments from businesses and labor organizations) should be included in the Attachment section No comments were received during the 30-day period after the draft plan was made available. A summary of comments received after our submission of the local Workforce Services Plan will be reviewed and incorporated, as appropriate. 6. Strategies for RWBs that are designated as significant migrant and seasonal farmworker (MSFW) to ensure individuals/organizations serving the MSFWs are informed of the plan and are provided the opportunity to comment on the local Workforce Services Plan. Input was solicited from the Migrant Seasonal Farm Worker(MSFW) Outreach Specialist in the Immokalee Center. The draft plan was provided to organizations such as Collier County School District's Immokalee Technical Center,the local operator of the Farmworker Jobs and Education Program of Florida. 20 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2836- 9/25/2012 Item 16.F.1 . ADMINISTRATIVE SECTION Organization A. Chief Elected Official 1. Identify the chief elected official by name,address, phone number,and email. Tristan Chapman, Commissioner/Chairman Hendry County Board of County Commissioners Attn: Judy McElhaney,County Administrator's Staff Assistant 165 S. Lee Street,Suite A LaBelle, FL 33935 Telephone Number: (863) 675-5220 bocc3@hendrvfla.net or jmcelhanev@hendryfla.net 2. Describe the process utilized to secure the chief elected official agreement.Current interlocal agreements for the time period of the plan submission must be submitted with the plan. Each of the chief elected officials (chairs) of our five Boards of County Commissioners (BOCC)signs the Interlocal Agreement for the Southwest Florida Job Training Consortium. Although all five receive the draft of the Workforce Services Plan and are provided the opportunity for input,these five chairs have elected one member to serve as chief elected official/chair of the Consortium and to be the signatory representative for all five counties. Our chief elected official is the chair of the Hendry County BOCC. The draft plan was presented by Board staff at the Hendry County BOCC meeting on September 25, 2012. The Hendry County BOCC approved the plan and it was signed by their chairperson. B. Workforce Investment Board 1. Describe the structure, including the nomination process of the Workforce Investment Board. A current agreement between the chief elected official and the Workforce Investment Board, a Workforce Investment Board member list, and current Workforce Investment Board By-Laws are required attachments of the final local plan. Board membership follows the requirements of Section 117 of the Workforce Investment Act;Title 20, Part 661, Section 315 of the Code of Federal Regulations; amendments to Title XXXI, Chapter 445, Section .007(1) of the Florida Statutes and the Final Guidance for Regional Workforce Board Composition, Certification and Decertification (DEO FG-073) from Florida's Department of Economic Development. Processes are outlined here and detailed in the Interlocal Agreement for the Southwest Florida Job Training Consortium and the By-Laws of the Southwest Florida Workforce Development Board, Inc. The Board chair is from the business community. The majority of Board members are representatives of local businesses. They are nominated by local business organizations and business trade associations; most often by local economic development offices. Business members are appointed by their respective BOCC chair or designee. 21 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2837- 9/25/2012 Item 16.F.1. Information regarding two-hat Board members Where it is indicated on the Current Board Membership list that a Board member satisfies more than one category of representation, the AI Ilk following information is offered: • Board member, Ken O'Leary of the Marine Corps League represents a community-based organization representing Veterans(CBOV)and Paradise Gulf Corporation,a business(BU). • Board member, Mary Watford is the Area 5 Director for Vocational Rehabilitation and represents a One-Stop Partner Mandatory (OSPM) and a community-based organization representing individuals with disabilities(CBOD). • Board member, Susan Wallace with Collier County School District represents a Local Education Agency (LEA) and as the local operator of the Florida Farmworker Jobs and Education Program, represents a One-Stop Partner, Mandatory(OSPM-MSFW) • Three Board members represent economic development (ED) and local businesses (BU): Gregg Gillman, President of Hendry County EDC; Jim Moore, Director of the Fort Myers Regional Partnership/Lee County's Economic Development Office; Tom Patton, Director of the Charlotte County Economic Development Office. Representatives are individuals with optimum policy making authority within the employer community and within the entities they represent. As required, attachments to this plan include the Southwest Florida Workforce Development Board's current: • Interlocal Agreement for the Southwest Florida Job Training Consortium (the current agreement between the chief elected official and the Workforce Investment Board (Attachment 3) • List of Board members of the Southwest Florida Workforce Development Board (Attachment 1) • By-Laws of the Southwest Florida Workforce Development Board (Attachment 5) 2. Describe how the business members of the Workforce Investment Board play a leading role in ensuring the workforce system is demand-driven. Through their active participation on the Board's committees, business members share their expertise and help to guide workforce programs and activities. Business members have participated in industry focus groups coordinated by Board staff. As described below in Section B.4., business members give input into the development of the Targeted Occupations List (TOL), which is used to identify occupational skills programs to be funded with workforce dollars. 3. In accordance with State policy, identify the circumstance which constitutes a conflict of interest for any local Workforce Investment Board member. A conflict of interest for a Board member would be a matter which would inure to his or her special private gain or loss; which he or she knows would inure to the special private gain or loss of any principal by whom he or she is retained or to the parent organization or subsidiary of a corporate principal by which he or she is retained, other than an agency as defined in s. 112.312(2); or which he 22 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2838- 9/25/2012 Item 16.F.1. or she knows would inure-to the special private gain or loss-of__ relative or business associate of the public officer. 4. Describe how the RWB shall coordinate and interact with the local elected official(s). As mentioned above in Plan Development, throughout the year, these chief elected officials are forwarded information pertaining to local Board activities, finances, plans, meetings and issues. They periodically request meetings with Board staff to better understand the role of the workforce board. As members of the Southwest Florida Job Training Consortium, they may also request meeting to discuss issues or review plans. 5. Explain how the RWB shall ensure nondiscrimination and equal opportunity. Southwest Florida Workforce Development Board, Inc. has a designated Equal Opportunity Officer who guides the Region to ensure implementation of and compliance with equal opportunity and nondiscrimination regulations. Outreach and other printed materials include the following: "Equal opportunity employer/program," "Auxiliary aides and services are available upon request to individuals with disabilities," and "All voice telephone numbers in this document may be reached by persons using TTY/TDD equipment via the Florida Relay Service at 711." At Orientation and Overview meetings, program applicants are apprised of grievance processes and anti-discrimination law. Participants are made aware of their right to be treated equitably under the anti-discrimination laws. All program participants are provided and sign a Department of Economic Opportunity Equal Opportunity Form, which provides Equal Opportunity information and includes instructions on obtaining additional information and filing a complaint. Additional information may be found in our Customer Complaint and Grievance Procedures. (Attachment 16) 6. Explain what strategies the CEO and local Board shall create to utilize the leadership of faith-based and neighborhood partnerships. Board and Center staff will coordinate services and activities with local faith-based and community- based groups, especially in efforts to reduce duplication of services and utilize the talents of these organizations. Board staff will work with local leaders of our faith-based and community-based partners to determine the greatest needs of the community when seeking grant funding. As appropriate, Board staff will forward grant funding opportunities or work jointly with partners to secure grants that benefit the community. C. Administrative Entity 1. Identify the administrative entity and their staff; describe their responsibilities in carrying out the work of the local board. The Board serves as the Administrative entity. Board staff provides oversight for our workforce delivery system while a Regional Centers Director and Center Directors/Supervisors provide the direct 23 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2839- 9/25/2012 Item 16.F.1. supervision and are responsible for the day-to-day operations and performance outcomes of the one Stop Centers. See Organization Chart at Attachment 6. mow. Local Vision,Goals and Priorities The local vision, goals and priorities must be consistent with the State Plan and demonstrates a broader strategic planning approach as called by the U.S. Department of Labor's Employment and Training Administration's(ETA) in TEGL 21-11. A. CEO and RWB Collaboration 1. Outline the vision,goals,and priorities for all local workforce programs including WT/TANF,TAA and SNAP that reflect the strategic direction articulated in Sections I and II of the State Workforce Investment Plan The mission of the Southwest Florida Workforce Development Board, Inc. is to initiate and support effective strategies through collaboration with business, education, and social services to facilitate the development of programs and activities that reduce dependency, encourage personal growth, and provide economic benefits to individuals, businesses, and communities of Southwest Florida. Economic development goals are aligned with our partner economic development councils/economic development offices (EDCs/EDOs). As the EDCs/EDOs bring new employers to our area and work to expand existing businesses,we provide the qualified workforce to meet the needs of these businesses. Service delivery goals and priorities: The Southwest Florida Workforce Development Board (Board) has assigned the oversight and monitoring of all programmatic services to its Service Delivery Committee. The committee reviews its responsibilities as outlined by Workforce Florida Inc. and has revised its own responsibilities to include the following element: • Uses monitoring to ensure both businesses and job seekers advance the economic viability of the Region by developing a quality workforce • Reviews performance of workforce programs and training provider programs • Evaluates Center operations including services, resource rooms, customer service, programs, etc., to include the Committee member annual site visit observations and staff Customer Satisfaction Survey results This committee reviews programmatic achievements and challenges annually. The Centers' lead staff report directly with input from Board staff. Discussion of best practices and achievements prepare the committee member to sets goals and priorities for the upcoming programmatic year (July through June). The Centers adopt those goals set by the Workforce Florida Inc. and the localized goals to: • Increase the re-employment of unemployed job seekers by providing viable services and increased staff intervention • Promote Work Experience opportunities to employers planning to hire soon to provide soft skills and environmental skills to program participants in unlicensed occupations. The program participant would be paid a prevailing wage for an entry level position in Atterk the unlicensed occupation 24 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2840- 9/25/2012 Item 16.F.1. • Increase market penetration by targeted marketing to specific groups of employers and the pursuit of partnerships with organizations serving local businesses, such as, FGCU Small Business Development and second stage employers The Service Delivery Committee also set priorities for the upcoming year as a practice of recognizing current challenges of the delivery of programs in Southwest Florida. The Board and Centers staff will strive to improve services by: • Increase the effectiveness of the Employ Florida Marketplace job matching system for employers and job seekers • Enhance skill sets for post training program participants as the weakened economy has resulted in fewer entry level jobs with no experience requirement • Expand market penetration with employer The committee members, Board and Center staff celebrate those achievements and realize the need for continued efforts to encourage continuous improvement. At this juncture, the Board invites the community, partners and staff to nominate entities for the Board can recognize individuals, organizations, businesses, and service providers who have significantly contributed to building a healthy workforce in Southwest Florida. Nominations are review by an adhoc committee and awards are presented to those nominations that best reflect the Board's mission to develop programs and activities that reduce people's dependency on government aid, encourage personal growth and provide economic benefits to individuals, businesses and communities in Southwest Florida. Program participants who demonstrate success in pursuit of a career in the midst of daily barriers are given Achievement Awards while the Champion Awards are bestowed upon a professional individual, organization or event which supports the Workforce Board's Mission and/or who has made a difference in a workforce program or community initiative. 2. Identify "action steps" the RWB and delivery system will take to contribute to reaching the local vision,goals,and priorities. The Southwest Florida Workforce Development Board, Inc. has been an active committee member, working with our five economic development councils/economic development offices (EDCs/EDOs) and staff from the Southwest Florida Regional Planning Council to create the Comprehensive Economic Development Strategy. In an ongoing cooperative effort, the Southwest Florida Workforce Development Board, Inc. will continue to work closely with the EDCs/EDOs to supply the manpower necessary to make projects successful. We work together with our training organizations and schools to ensure that trained and competent employees are available to support economic development goals. The workforce pipeline is a critical infrastructure component to the success of these projects. 25 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2841- 9/25/2012 Item 16.F.1 . 3. Describe RWB process to prepare their-proposed performance for the nine-Common-Measures to be negotiated with the State. Performance is reviewed at Service Delivery committee meetings throughout the year to determine progress made and changes needed. Staff reviews past performance and uses labor market reports to assess current and future economic conditions, in determining appropriate performance standards. One-Stop Delivery System/Services The Southwest Florida Workforce Development Board, Inc. is designated as a One-Stop operator and direct provider of certain workforce services. Assuming the responsibility as the designated One-Stop operator has improved the delivery of services. The establishment of a One-Stop delivery system is a cornerstone of the reforms contained in Title I of WIA. The One-Stop system is designed to enhance access to services and improve long-term employment outcomes for individuals seeking assistance. The regulations define the system as consisting of one or more comprehensive, physical One-Stop center(s) in a local area that provide the core services specified in WIA. A. Design 1. Describe the process for the selection of One-Stop operator(s), including the competitive process or the agreement process between the local board and a consortium of partners The Southwest Florida Workforce Development Board, Inc. is designated as a One-Stop operator and direct provider of certain workforce services. A Leadership Team provides oversight for our workforce delivery system while Center Directors/Supervisors provide the direct supervision and are responsible for the day-to-day operations and performance outcomes of the One-Stop Centers. The Leadership Team meets monthly with the Center Directors/Supervisors to work on improving processes. 2. Describe the appeals process to be used by entities not selected as the One-Stop operator NA 3. Provide overview of the One-Stop Delivery system, including physical site location, operator, personnel, and participating partners. Include organizational chart for the comprehensive One Stop site Designation of the Board as the One-Stop operator has helped to improve the delivery of services. A Leadership Team was developed to provide oversight for our workforce delivery system while Center Directors/Supervisors provide the direct supervision and are responsible for the day-to-day operations and performance outcomes of the One-Stop Centers. The Leadership Team meets monthly with the Center Directors/Supervisors to work on improving processes. Staffing levels were developed for front-line staff in the Centers. This has given front-line staff a career ladder based on knowledge, skills and performance and allowed for greater integration of services. One-Stop service delivery integrates programs, services, and governance structures. In a Region encompassing 5,449 square miles, the analysis of need indicates that our "system" should have several access centers. The Southwest Florida Works Centers are located throughout the Aolok Region as follows: 26 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2842- 9/25/2012 Item 16.F.1. Charlotte County 1032 Tamiami Trail, Unit 9, Port Charlotte,33953 Collier County 3353 Radio Road, Naples,34104 750 South 5th Street, Immokalee,34142 Glades/Hendry Counties 215 South Francisco Street,Clewiston,33440 921 Anvil Circle, Labelle,33935 (satellite office) Lee County 4150 Ford Street Ext., Fort Myers,33916 1020 Cultural Boulevard, Cape Coral 33915 (satellite office) See Organizational Charts at Attachment 6. Participating partners vary from Center to Center but may include the Florida Department of Children and Families,the Florida Department of Education's Division of Vocational Rehabilitation, Department of Economic Opportunity (DEO), Goodwill Industries of Southwest Florida, the Senior Community Service Employment Program provider, and the School District of Lee County (Adult Education activities). 4. Identify and describe any affiliate site or agents or specialized centers to be established in the local area. Include any remote sites accessed through the use of technology. No new sites scheduled or planned. The Board contracts with a service provider for Youth programs. This program operator is located in the One-Stop centers. 5. Describe how the Workforce Investment Board shall engage employers and organized labor in the One-Stop delivery system. Members of the business community and organized labor serve on the Board and its committees, which guide the activities of the One-Stop centers. One of the functions of the Service Delivery Committee is to evaluate Center operations including services, resource rooms, customer service and programs. Through this committee, the business representatives review program budgets and performance have input into Center activities. The Regional Intern Recruitment Job Fair and the Industry Focus Group initiative, as described in this Plan, are other examples of employer engagement. 6. Describe services offered to businesses. Include a description of how the RWB ensures physical and programmatic accessibility for individuals with disabilities at One-Stop centers. Employers frequently use conference rooms or other office space at the Southwest Florida Works Centers for conducting job interviews. Center staff provides assistance with scheduling, screening and testing. Center staff may provide recruitment assistance at the employer's place of business, if deemed appropriate. 27 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2843- 9/25/2012 Item 16.F.1. The Board's Business Development Division continues to work with key partners such as its ad-hoc committee and the EDCs/EDOs to meet the current needs of local businesses with training opportunities to include industry-recognized certificates, continuing education credits, on-the-job training and customized training that the Region's targeted high growth industries demand to stay competitive nationally and globally. We coordinate with EDCs/EDOs to assist new businesses by providing information on current labor force available, meeting with the employers, working with educators to better prepare workforce, and working with schools and businesses to develop specific programs to meet employer needs recruiting. All Centers offer accessibility to individuals with disabilities. Due to a successful Disability Navigator Program,the Centers are better prepared to assist individuals with disabilities in accessing the services they need. Assistive technology devices have been made available to include additional licenses and upgrades for Zoom text/JAWS and UbiDuo, a dual keyboard with LCD monitor. 7. Describe any innovative initiatives or service delivery strategies Service Delivery Committee members made site visits or arranged for others to make site visits to our Centers to evaluate services being provided. These "secret shoppers" presented themselves as an employer, a new business interested in recruiting, a parent seeking employment information for a youth, a job seeker, etc. Their assessments of the Centers included customer service, wait time and resources available. Feedback was provided to the committee to include positive experiences and opportunities for improvement. Suggestions were discussed and staff followed up with changes, where needed. The Southwest Florida Workforce Development, Inc. (SFWDB) has collaborated with the school districts on a Destination Graduation pilot project to provide intensive drop-out prevention services to WIA-eligible, in-school youth. The goal is to decrease the high school drop-out rates. These students are provided mentoring, homework assistance, peer tutoring, fun after-school opportunities, summer employment opportunities, employability skills training, career development, life skills development, field trips, guest speakers, parent Involvement and other activities and services. Students in the control group receive only services routinely offered by the school district. Since its inception in 2009, Destination Graduation has grown from two schools to seven. Results to date show higher grade point average and a much higher graduation rate. Staff is continuing to seek grant funding to expand the pilot to all 26 high schools within the five-county area. Concerned about the gap between the demand for and the supply of trained Computer Numerically Controlled (CNC) machinists, the Business Development Division staff coordinated meetings with multiple school districts and the manufacturing community regarding the possible creation of an introduction training program for CNC Machinists. Through the partnership of the Board, local manufacturers and, technical educators of Collier and Lee County School Districts a common training curriculum for entry level machinist was created which included universal components, agreeable to the educators and employers. The curriculum meets the Department of Education's occupational completion point that leads to a nationally recognized industry certification. The program, Foundations of Machining, was introduced to the community by three technical centers in Southwest Florida Two technical centers of the Collier County School District—Immokalee Technical Center (ITECH) and Lorenzo Walker Institute of Technology (in Naples) serve the entire population of 28 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2844- 9/25/2012 Item 16.F.1 . Collier County and surrounding rural areas. The third technical center, Fort Myers Institute of Technology- Lee County School District, is centrally located in the county and in very close proximity to many industrial employers and business partners. This intensive, 84 hour program includes curriculum customized for local employers to meet the job duties of an entry level machinist. It is designed to help student solidify their reading and mathematics skills while developing the necessary skills of measurements and reading blueprints specific for the occupation. One growing business, Arthrex Corporation (Arthrex), is a local manufacturer with its manufacturing site in North Naples. Arthrex is expanding its operation into a new facility in eastern Collier County. The administrative headquarters has recently relocated to a South Fort Myers which is centrally located within Lee County. Participants can anticipate an interview with Arthrex with successful completion and certification. Local employers of the Southwest Regional Manufacturers Association (SRMA) also seek those individuals who have completed training and recognize the program and its curriculum's completion points. The recognition of more than sixty employers is significant to regional demands and those individuals seeking in-demand occupational opportunities within their communities. 8. Describe examples of strategic partnering with required and optional One-Stop partners and other organizations to provide services. Redlands Christian Migrant Association (RCMA), a faith-based organization in the rural area of Immokalee. RCMA provides after school programs through the Board's Miracle II program. Catholic Charities handles refugee programs for Temporary Assistance for Needy Families (TANF) through a cooperative agreement with Department of Children and Families (DCF). DCF indicates on their referrals to us that an individual is a refugee. Our staff coordinates services with Catholic Charities to help acclimate refugees to the local culture. As barriers to employment are noted, our Career Development Representatives attempt to co-manage these cases with Catholic Charities to resolve issues. Dress for Success of Southwest Florida: Serve as referral sources for work clothing for customers. Community Coordinated Child Care: Coordinates child care for program participants in Hendry, Glades, Lee and Collier counties while the Early Learning Coalition of Southwest Florida of Southwest Florida of Heartland serves Charlotte County. Hospice: Located in the Immokalee center and available by referral,throughout the Region. Goodwill Industries of Southwest Florida. AARP — Assistance with seniors. Operates the Senior Community Service Employment Program (SCSEP) program on-site at the Southwest Florida Works Centers and works with Center staff to provide assistance to individuals with disabilities and other disadvantages. Transportation Disadvantaged Board. Cornerstone—Job Corps program operator. 29 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page -2845- 9/25/2012 Item 16.F.1 . Charlotte County Human Services. C.A.R.E. (Center for Abuse and Rape Emergency, Inc.) in Charlotte County; the Shelter for Abused Women in Collier County,the Abuse, Counseling and Treatment, Inc. (ACT) shelter in Lee County and a subsidiary of ACT in Glades and Hendry counties: Available by referral as needed. 21st Century Community Learning Center Grant (Miracle Plus Grants); Provides after-school academic and enrichment activities for over 850 students in Immokalee schools in grades K-8. Small Business Development Center (SBDC): Provides information on entrepreneurial workshops, training and counseling assistance to One-Stop staff. Physically located in the Immokalee Center. Provides workshops at the One-Stop Centers. Department of Business& Professional Regulations (DBPR): Career Center staff provides farm workers services for DBPR to include crew leader registration,testing and fingerprinting at the Centers. American Red Cross: Undated work agreements prepared for National Emergency Grants (NEG) situations. Empowerment Alliance staff located on site at the Immokalee Center: Referral source for low cost housing and home ownership to include workforce housing initiatives. Collier County School District/Immokalee Technical Center: Offers educational programs for Migrant and Seasonal Farm Workers. Department of Education's Reemployment and Rehabilitation: Assists Vocational Rehabilitation clients with educational programs. The Homeless Coalitions offer assistance to the homeless throughout the region. Community Alliances: Board and One-Stop staffs are represented on the county-based and regional Community Alliances. These Community Alliances meet to improve child protective services and foster care. More specifically, the Community Alliances ensure that services are available and utilized. Our Southwest Florida Works Centers provide services to the youth aging out of foster care. 9. Describe universal access and what services shall be provided. Include the strategy for outreach and recruitment. Explain how customer groups are identified and describe services that are necessary to meet their needs: • dislocated workers • displaced homemakers • individuals training for non-traditional employment • migrants seasonal farmworkers • older individuals • public assistance recipients • people with disabilities • people with limited English-speaking proficiency • veterans • women 30 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2846- 9/25/2012 Item 16.F.1 . Many of the workforce services and resources offered through the one-stop delivery system are available to all individuals. Services may be offered onsite at the One-Stop centers, by telephone and/or electronically. Core and applicable intensive services, including staff-assisted services, will be provided. Core services are universally provided to users of the One-Stops. The combination of Wagner-Peyser funds, TANF funds, Workforce Investment Act funds, and funds from other One-Stop partners will result in an expanded level of available services. Core services will be primarily self- directed and include: • eligibility determinations, outreach, intake including worker profiling, and orientation to the One- Stop system; • initial assessment; • job search and placement assistance, and career counseling; • provision of labor market information; • information on eligible training providers, local performance outcomes; • One-Stop activities; • supportive services information; • filing unemployment claims; • follow-up services; • work counseling; and • financial aid information for education not WIA funded. Intensive Services are provided to adults and dislocated workers who are unemployed and are unable to obtain employment through core services if the provider(s) of core services determines that the individual is in need of more intensive services in order to obtain employment. Intensive services include: • comprehensive and specialized assessments of skills levels (i.e. diagnostic testing) and service needs; • development of individual employment plan; • group counseling; • individual counseling and career planning; • case management; and • short term pre-vocational services. Customer groups are identified through Informal assessments used throughout the Centers to determine the most appropriate direction for customers. An initial assessment by the Receptionist/Greeter may identify the reason for the visit and directs customers to appropriate areas. In the Customer Service area, staff details Center services and assistance to determine a customer's next steps. Orientations to Center services are provided daily. In the Resource Rooms, customers may complete a short partial registration form which requests information regarding the applicant's contact information employment status and purpose for visit. For WIA applicants, a self-assessment form is used to gather information regarding the applicant's career preferences and potential need for training. On-going assessments by a Career Development Representative or other Center staff will guide customers to a self-directed path, group sessions, or one-on-one assistance. An Interest Survey is used to determine interest and eligibility for Workforce Investment Act (WIA) programs. The Welfare Transition Program Assessment form is used for Welfare Transition participants. The SNAP and WT/TANF programs have specific programmatic assessment tools; SNAP online assessment, WT/TANF Assessment Form. 31 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2847- 9/25/2012 Item 16.F.1. Although these assessments will assist in determining which services may be needed on an individual basis, there may be certain needs common to targeted populations. Dislocated workers and older workers may benefit from direct placement services with some assistance with résumés. Women with an interest in training for non-traditional employment may need additional testing and interest inventories to assess current interests and skill levels and then determine appropriate training. Persons with disabilities may need assistance with certain accommodations to return to the workforce. Veterans may require counseling and more intensive case management. Resources most needed by MSFWs and public assistance recipients include job referrals and supportive services such as transportation. Displaced homemakers generally need employability workshops (job search, interviewing skills, etc.) and will need additional assessment to determine transferable skills. People with limited English-speaking proficiency may need referrals to English for Speakers of Other Languages (ESOL) classes. Workforce services are provided to targeted populations in a variety of ways. Services are available at the Centers but outreach to targeted populations ensures a stronger connection. Staff visits homeless shelters, abuse shelters, and other community organizations to educate staff and participants on services available through the Southwest Florida Works Centers. Attendance at ex- offender/re-entry meetings helps to keep information flowing in both directions, regarding the needs and assistance available for this population. Migrant and Seasonal Farm Workers (MSFWs) are contacted by the MSFW Outreach Workers to offer information and assistance. Veteran staff performs outreach and attend Stand Down activities annually. Southwest Florida Works Center staff will continue outreach to community-based organizations, faith-based organizations and other local groups serving low-income individuals, older workers, homeless, ex-offenders and other hard-to- serve individuals such as those with limited English speaking abilities. mow The Disability Program Navigator(DPN) has developed strong relationships with partner agencies that serve persons with disabilities. These collaborations improve the employability, employment and career advancement of adults and youth with disabilities through leveraging resources and integrating service delivery. This building process has produced information sharing and cross- referrals for services to help each individual customer overcome their barriers to employment. The DPN coordinates training sessions to educate One-Stop staff and partners on the numerous resources available to assist persons with disabilities. General Policy: RWBs are required to develop similar policy for several different programs. The policy generally guides who is eligible to receive program service, determines the administrative procedures for training services, and directs which program benefits and funding staff can issue to a participant enrolled in training or other allowable activities. 1. Self-sufficiency may be based on the Lower Living Standard Income Level(LLSIL) or wages. If the self- sufficiency level for employed workers is over 250% of the LLSIL and above the average wage in the region, the board must provide acceptable justification that the level is required for an individual to provide for him/herself and family. Provide the local definition(s)of"self-sufficiency"for: • Adult employed workers • Dislocated workers who are working in an income maintenance job If self-sufficiency is defined differently for the following populations in the region, please describe: • Recipients of public assistance,and people with disabilities and other barriers to employment 32 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2848- 9/25/2012 Item 16.F.1 . • If this definition of self-sufficiency does not apply to WT/TANF and SNAP programs, please provide a definition that applies to these programs. Region 24's"self-sufficiency" guidelines are as follows: Per Workforce Investment Act (WIA) eligibility criteria, Employed Adults, to include people with disabilities/barriers to employment, SNAP and WT/TANF participants (18 and older) whose income exceeds the Lower Living Standard Income Level (LLSIL) are determined to be self-sufficient and not eligible for services. Dislocated Workers:Stop-Gap Employment—Dislocated workers employed in stop-gap employment at a wage less than 80%of the wage from the employer from whom they were dislocated, within the last five years. 2. Describe the process for providing support services including the type, dollar amount, conditions, and duration under which these services will be made available to participants enrolled in workforce service programs.The description of the supportive services may include a general description of the supportive services to be provided for all programs or a description of the services to be provided to participants of each of the programs.Attach a copy of the local operating procedure: Support services needs are evaluated during initial assessment and throughout the participant's involvement with workforce programs. Participants are notified of the opportunity to receive supportive services during this time. Problems related to transportation and child care are addressed, especially in rural areas,to enable clients to consider employment at varying schedules to seek and accept a variety of job opportunities. Center staff provides information on availability of supportive services and referral to such services. As Career Development Representatives assess the needs of participants, it is determined what supportive services are necessary to reduce the participants' barriers to successfully completing the workforce program in which they are enrolled. For students enrolled in workforce-funded training, supportive services will not be provided for part-time students or when customer chooses an out-of-area training program. Based on the availability of resources, supportive services may include child care and transportation,car repairs,and clothing needed for employment. Career Development Representatives consider resources available in the community, prior to approving funding for supportive services. Referral of participants to programs and services within the Centers occur in person and by telephone. For programs and services outside the Centers referrals may be prearranged by telephone or through written communications e.g. fax, e-mail and paper referrals. Steps are taken to ensure the most economic path is taken to obtaining supportive services. These steps include: • • Considering resources available in the community, • Carpooling whenever possible, • Using bus transportation where available and practical, • Considering transportation costs prior to enrolling customers into programs. If the same program is offered at more than one location, efforts are made to enroll the customer into the program closest to where the customer lives. 33 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2849- 9/25/2012 Item 16.F.1 . Caps are placed on support service spending. Total services provided to a customer per program year, July through June, will not exceed $3,000. This cap is reviewed annually and may be adjusted as deemed necessary based on budgets. There are two divisions of funded services; • $2,000 per program year for transportation expenses, i.e. gas cards, bus passes (cards), and transport services. • $1,000 per program year for support services, i.e. car repairs, auto liability insurance (6-month lifetime cap),vehicle registration,work clothing, tools, books, etc. In the event that a Career Development Representative determines the maximum allowed amount is not sufficient to cover the needs of a customer, a waiver may be requested. The waiver would be in the form of a letter to the One-Stop Leadership Team, with a copy to the Center Director/Supervisor and should include such information as to demonstrate the extraordinary need, the amount already encumbered and the amount requested. See Attachment 8-Supportive Services Policy • Describe the process for providing support services to target populations such as the homeless, ex-offenders, migrant and seasonal farm-workers, individuals with disabilities, older workers, limited English Proficiency,and other target groups. Same as above. • Support services may be prioritized due to limited funding. Please describe how services are to Ask be limited by type and by amount. Supportive services are provided on a case-by-case basis. • Support services for a particular program that are not listed above, please describe the services, prioritization for such services,and attach a corresponding policy for each. Total supportive services provided to a Welfare Transition (WT) customer per program year, July through June, will not exceed $2,000. Although these funds are used for the same services described above for WIA customers (transportation expenses, i.e. gas cards, bus passes/cards, and transport services, car repairs, auto liability insurance (6-month lifetime cap), vehicle registration, work clothing,tools, books, etc.)there are no divisions of these funded services. These caps do not include child care assistance. Career Development Representatives refer individuals in need of child care assistance to the Early Learning Coalition of Southwest Florida. The providers of the Early Learning Coalitions are responsible for the determination of eligibility and authorizing the actual child care service. The Board views education and training as crucial steps in attaining self-sufficiency. In an effort to promote education and training, skill enhancement is stressed in orientation, job preparation, retention services and in all Career Development Representative interactions. Necessary remediation of basic skills is addressed prior to enrollment in a vocational education program. The federal limitation for length of time in training is monitored. Countable work activities are Algok combined with remedial education activities such as ESOL and GED preparation to maintain the 34 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2850- 9/25/2012 Item 16.F.1. federal participation rate while still allowing customers to receive remedial education. Training may be funded through TANF funding or WIA funding. When using either source of funding, training dollars are limited to a$6,500 lifetime amount. See Attachment 9-Supportive Services Issuance Guidance for WTP See Attachment 10-Supportive Services Issuance Guidance for WTP Addendum 3. Describe the local procedure for handling any WIA grievance from a customer/participant. (20 CFR 667.600-667.650) If a customer has a problem that arises in connection to a program operated through the Southwest Florida Works Center or by a Service Provider of the Southwest Florida Workforce Development Board, Inc., (Board), the matter is first discussed with a workforce representative. If the problem cannot be resolved, the customer should then discuss the problem with the Center Director. If the customer feels the problem has still not been resolved, a formal grievance form (MU-002-CGF Customer Grievance Form) may be completed or a letter of grievance may be submitted to the Executive Director of the Southwest Florida Workforce Development Board, Inc. A decision is issued within 60 calendar days of receipt of the request. If the Board has: 1) conducted a hearing but the customer is dissatisfied with or feels he/she has been adversely affected by the Hearing Officer's decision; 2) not conducted a hearing within the sixty (60) calendar days from receipt of the grievance; or 3) conducted the hearing but has not issued a decision within the mandated sixty (60) calendar day timeframe,then the customer may file an appeal with the Department of Economic Opportunity(DEO). The appeal request shall state the facts, laws, procedures, etc. that the customer believes to be relevant for review. The appeal must be filed with DEO within thirty (30) calendar days of receipt of the Board Hearing Officer's decision or within thirty (30) calendar days after the required 60 calendar day timeframe for the Board to act has elapsed. The request shall include the customer's address where official notices will be mailed. The state can remand the grievance back to the Board to hold a hearing or impose other remedies to resolve the grievance. See Customer Complaint and Grievance Procedures(Attachment 18) 4. Describe how individuals seeking occupational skills training are assisted if training funds are not available at the time of their request. If training funds are not available, individuals seeking occupational training will be referred, as appropriate, to seek grant assistance from other sources to assist with the costs of training. If determined that other sources are not available, staff will continue to assist the individual with his/her job search activities,to include assessment of possible transferable skills into the current job market. 5. Describe how Customized Training, On the Job Training (OJT), and work experience activities are used locally. Provide a description of the process for developing work sites and training agreements with employers. Attach local operating procedures. Information regarding availability of Customized Training, On-the-Job Training (OJT) and Work Experience is disseminated to civic groups, professional organizations, individual businesses and 35 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2851- 9/25/2012 Item 16.F.1 . economic_ development offices. Business Development Division staff and Center staff offer presentations to community and professional groups. Customized Training may be set up for an individual employer or a group of employers with similar needs. Training sites will be developed based on specific needs of businesses. Work Experience sites will be developed based on specific needs identified in Individual Employment Plan (IEP) for WIA Adults and Dislocated Workers, in the Individual Services Strategy(ISS) for WIA Youth or the Individual Responsibility Plan (IRP)for the WT/TANF program. Placement of a youth in summer work experience is based on the individual's assessed abilities, career goals and the needs of our business community. Work sites for On-the-Job Training (OJT) are developed by Center Directors/Supervisors in coordination with the Business Development Division. In particular, staff in the Business Services Center and Resource Rooms pursues OJT sites for customer placement and job readiness training. Worksite and training agreements for Customized Training, On-the-Job Training (OJT) and Work Experience are developed outlining the specifics. All are monitored by staff to ensure participant progress. The Customized Training agreement process includes employer and participant employee applications which detail the specific training project information, curriculum, budget and anticipated outcomes. Customized Training is provided through community colleges, school districts, area technical centers, state universities, licensed and certified private institutions approved by the SFWDB, or training providers approved by the business. Instructors may be either full or part-time educators, state certified trainers, or qualified trainers from the employer's business. Training may be conducted at the business's own facility,at the training provider's facility or at a combination of sites. The agreement for On-the-Job Training includes a contract with the employer which outlines the responsibilities of the employer to include assurances that the participant's OJT activities will be supervised on a daily basis and that paperwork will be submitted in a timely manner. The OJT Timesheet will be used to document hours actually completed. The employer will sign and submit this form biweekly. Once a month the employer submits an invoice for up to 50% of the employee/trainee's hourly wage and is reimbursed thereafter. OJT is used to enable customers to begin a training program that simultaneously pays a living wage and provides a skill and immediate job placement. Center staff performs a Gap Analysis to review the difference between the skill necessary to perform the employer's specific job tasks and the skills currently possessed by the job applicant. An OJT Training Outline is then developed which includes a list of basic duties for which training will be given and the estimated training hours for each. OJT agreements are developed by staff using an On- the-Job Training (OJT) Contract Checklist and then an On-the-Job Training Contract. Contracts are aligned with occupations on the Regional Targeted Occupations List (TOL). Staff uses the Specific Vocational Preparation (SVP) ranges and Job Zone information on ONet's website to assist in determining the length and content of OJT programs for an individual. When developing a Work Experience worksite, staff and the worksite provider together complete a Work Experience agreement. The Career Development Representative schedules an interview for a specific participant with the worksite supervisor. If the participant is accepted, a Work Experience Program Agreement is signed by the agency and the worksite provider. The worksite provider signs attendance reports, documenting daily supervision and the hours that the participant was engaged in worksite activities. The Career Development Representative will verify this information. The Special Provisions section of the Work Experience Program Agreement specifies that no currently employed ,3 36 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2852- 9/25/2012 Item 16.F.1. worker shall be displaced by a participant. This includes partial displacement such as reduction in hours of non-overtime work,wages or employment benefits. On-the-Job Training Local Guidance (Attachment 11) WIA Paid Work Experience Local Operating Procedure (Attachment 12) Information on Work Experience for Supplemental Nutrition Assistance Program (SNAP) Employment and Training(E&T) Program can be found in the SNAP Local Operation Procedure. (Attachment 13) Region 24 operates under the appropriate State and Federal guidelines and has no local operating procedures for Customized Training or Unpaid Work Experience,other than those outlined here. 6. Explain the process used by the board for determining whether adult formula funds are not limited, and therefore, priority of services is not required to apply.Are adult formula funds currently limited so that priority of services does not apply in the region? Any change to this process as well as deactivation and reactivation of priority of services requires a modification of the local plan with submission to WFI. The process to determine availability of funds will be through the One-Stop Leadership Team reviewing the budget and obligations on a monthly basis. Adult formula funds are not currently limited; therefore effective February 13, 2012 the requirement to meet one of our Priority of Service areas was lifted for participants needing intensive or training services. • Describe the criteria to be used for providing priority of services in employment and training to veterans across all workforce programs. Priority of service for all DOL-funded programs, to include WIA Adult, WIA Dislocated Worker, TAA, NEG and Wagner-Peyser programs is given to Veterans regardless of economic status. The Region's Priority of Services Policy (Attachment 20) was changed to direct staff to identify Veterans and eligible spouses at entry into the Southwest Florida Works Centers and offer them the opportunity to take full advantage of priority of service. The policy includes language that Veterans and eligible spouses shall be made aware of their entitlement to priority of service, the full array of employment, training, and placement services available under priority of service and any applicable eligibility requirements for those programs and/ or services. In addition staff will make contact with those Veterans and eligible spouses who self-register to provide them with priority of service information. This will be accomplished through emails and/or mail. Staff may provide Veterans and eligible spouses with information sheets outlining this information. The Region follows the November 10, 2009 Veterans Program Letter which defines Veterans and eligible spouses as follows: The term "veteran" means a person who served at least one day in the active military, naval,or air service, and who was discharged or released under conditions other than dishonorable, as specified in 38 U.S.C. 101(2). Active service includes full-time Federal service in the National Guard or a Reserve component. This definition of"active service" does not include full-time duty performed strictly for training purposes (i.e., that which often is referred to as "weekend" or "annual" training), nor does it include full-time active duty performed by National Guard 37 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2853- 9/25/2012 Item 16.F.1. personnel who are mobilized by State rather than Federal authorities(State mobilizations usually occur in response to events such as natural disasters). "Eligible spouse" as defined at section 2(a) of the JVA(38 U.S.C. 4215[a]) means the spouse of any of the following: a. Any veteran who died of a service-connected disability; b. Any member of the Armed Forces serving on active duty who, at the time of application for the priority, is listed in one or more of the following categories and has been so listed for a total of more than 90 days: i. Missing in action; ii. Captured in line of duty by a hostile force; or iii. Forcibly detained or interned in line of duty by a foreign government or power; c. Any veteran who has a total disability resulting from a service-connected disability, as evaluated by the Department of Veterans Affairs; or d. Any veteran who died while a disability was in existence. A spouse whose eligibility is derived from a living veteran or service member (i.e., categories b. or c. above) would lose his or her eligibility if the veteran or service member were to lose the status that is the basis for the eligibility (e.g. if a veteran with a total service-connected disability were to receive a revised disability rating at a lower level). Similarly, for a spouse whose eligibility is derived from a living veteran or service member, that eligibility would be lost upon divorce from the veteran or service member. The priority of service regulations refer to those veterans and spouses who are eligible for priority of service as "covered persons" and refer to those not eligible for priority of service as "non- covered persons." • Describe the strategies used to provide priority of service under the WIA Adult program. Priority of service will include awareness of entitlement to services as well as the provision of services. Board staff will ensure that priority of service is applied by sub-recipients of funds, if applicable. • How will priority of service be provided to low-income individuals and public assistance recipients? When it is determined that funds are limited, our policy for Priority of Services requires that priority be given to recipients of public assistance and other low-income individuals. • How are Welfare Transition and other training funds taken into account when establishing these strategies? Strategies include screening job seekers for potential eligibility for other program funding. Amok • How are the needs of special client groups addressed? 38 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2854- 9/25/2012 Item 16.F.1. The Board has also established persons with barriers for priority of services. Therefore, an adult who meets one or more of the following criteria will have priority for training: (A) receives, or is a member of a family that receives, cash payments under a Federal, State, or local income-based public assistance program; (B) received an income, or is a member of a family that received a total family income, for the 6-month period prior to application for the program involved exclusive of unemployment compensation, child support payments, payments described subparagraph (A), and old-age and survivors insurance benefits received under section 202 of the Social Security Act that, in relation to family size, does not exceed the higher of— (i) the Federal Poverty Guidelines,for an equivalent period; or (ii) 70%of the Lower Living Standard Income Level (LLSIL),for an equivalent period; (C) is a member of a household that receives (or has been determined within the 6-month period prior to application for the program involved to be eligible to receive)food stamps pursuant to the Food Stamp Act of 1977; (D) qualifies as a homeless individual, as defined in subsections (a) and (c) section 103 of the Stewart B. McKinney Homeless Assistance Act; (E) is a foster child on behalf of whom State or local government payments are made; or (F) in cases permitted by regulations promulgated by the Secretary of Labor, is an individual with a disability whose own income meets the requirements of a program described in subparagraph (A) or of subparagraph (B), but who is a member of a family who does not meet such requirements. (G) is an individual with one or more of the following barriers regardless of income: • Substantial cultural or language barriers • Offenders • School dropouts • Persons who are basic skills deficient or lack a high school diploma or GED • Substance abusers • Older individuals (55 and older) • Persons with disabilities. (H) is a Veteran regardless of income. 39 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2855- 9/25/2012 Item 16.F.1. • Veterans and eligible spouses shall be identified at the point of entry at each Center '"" and given an opportunity to take full advantage of priority of service for qualified job training programs. • Veterans and eligible spouses shall be made aware of the following and may be provide written information, as determined appropriate: o their entitlement to priority of service; o the full array of employment, training, and placement services available under priority of service; and o any applicable eligibility requirements for those programs and/or services. • How do employed workers fit in the priority of service strategies? When availability of funds is limited, priority of service is also applied to those seeking employed worker training. Employed workers who are receiving public assistance and other low-income individuals who are unable to obtain other funding to cover the costs of training will receive priority of service. 7. Describe the need for employment, training and supportive services to individuals with limited English proficiency in your area. Describe current and planned strategies for increasing access to ESL training; providing services and materials in multiple languages; increasing cultural awareness among staff serving customers; and current and planned partnerships to improve the local area's ability to serve individuals with limited English proficiency. As indicated in the Labor Market Analysis, provision of services to individuals with limited English proficiency includes participant referrals to English for Speakers of Other Languages (ESOL) through our county adult education programs, technical schools and Literacy of America. Forms and informational notices are available in English/Spanish/Creole. Interpreters (verbal) are available for the Centers staff - staff members or through community partners, as needed at no cost to the individual. The Immokalee One-Stop Career Center serves a significant number of non-English speaking citizens. Center staff includes several full-time Spanish-speaking and one full-time Creole-speaking employee who are available for interpretive services. The Creole-speaking staff member responsibilities include providing direct translation services and coordinating translation services for SwfIWORKS Centers and Offices. Present need of translation services for Creole are indicated but not limited to SwfIWORKS Centers/Satellite Offices located in Immokalee, Naples,and Labelle. All SwfIWORKS staff has access to the technology of our Intranet, NICNet's shared drive. This common drive provides staff a multitude of resources which includes a list of available translators (Center staff and partner agencies)to include American Sign Language. The Notice to Job Seekers is a form that is available in English, Spanish and Creole. The Notice is Aosok distributed throughout the Centers and community to provide those who are literate information on 40 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page -2856- 9/25/2012 Item 16.F.1. employment services available with or without an application for services. A toll free number is provided if additional conversation or questions is needed. Additional notices, forms and customer comment cards are available in English, Spanish, and Creole. SwfIWORKS Center staff assigned to the public areas of the Centers is available to translate, or secure a translator, as needed at no cost to the customer. Center staff is trained in the services to limited English proficient customers and readily coordinate translation services so that a customer does not have to arrange for their own interpreter and know that they have the right to file a grievance about the language access services provided. Southwest Florida Works Center staff continues outreach efforts to community-based organizations, faith-based organizations and other local groups serving those with limited English speaking abilities. B. Memorandum of Understanding(MOU) Please describe customer service improvements or operational efficiency gained from recent updates to the MOUs described in Section 121(c) of WIA between the RWB and each of the mandatory and/or optional one-stop partners. Each MOU must contain the following: • A description of methods for referral of individuals between the One-Stop operator and the one- stop partners,for the appropriate services and activities. One-Stop partners vary from Center to Center, as do referral processes. Referrals between the One- Stop Operator and the partners for services and programs may be made in-person, by telephone, through written communications (fax, e-mail and paper referrals), or electronically through Internet systems or other connections. Certain programs use state or locally-created forms. Resource rooms provide information in hard copy and electronically. Programmatic cross-training among partners will be a continuous process in order to offer a more integrated plan of service and understanding of referral methods. Partner agency staff is knowledgeable about workforce service programs and other resources available within the one-stop system and refers individuals to partners as deemed appropriate and necessary. All referrals are handled with security and confidentiality in mind. • A description of the services and how these services will be provided through the One-Stop delivery system. Centers offer the full array of integrated workforce development programs and services to job seekers and employers, to include the provision of core, intensive and training services. Core and intensive services may be provided and documented throughout the One-Stop, in resource rooms, customer service areas,team areas,or individual staff desks. Center staff provides services to Job Corps, MSFW, TAA, Veteran, and Wagner-Peyser program participants, whether these programs are operated by Board staff, Center partners or community partners. These staff are included in cross-training from the standpoint of sharing information on these programs as well as learning the basics of the array of programs offered through the Centers and outside the Centers. Programmatic cross-training is underway and will be a continuous process in order to be able to offer a more integrated plan of service. Training will include information on WIA, WT/TANF, Job Corps, business services, resource rooms, workshops, MSFW, TAA, Veterans, and Wagner-Peyser programs. For the purposes of referring participants to other support services,training will also include information on vocational rehabilitation, GED programs, ESOL, childcare and transportation. 41 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2857- 9/25/2012 Item 16.F.1. • A description of the funding arrangements for services and operating costs of the O ne-Stop_ delivery system. By establishing the Board as the One-Stop Operator and direct provider of certain services, most resources,to include supplies, equipment,training and staff, are shared. The MOU establishes parameters for space,cost and resource sharing as follows: (a) Staff costs associated with the services and activities of each Partner shall be paid by each Partner for its respective staff. The cost of any resource materials considered necessary by a Partner for use by its staff or customers shall be the responsibility of that Partner. (b) The Resource Room will offer the following services: unassisted job search, access to job listings, assistance with resume preparation, copy machines, fax machines and employment preparation workshops. The cost of the Greeter/Receptionist, the Resource Room staff, copiers and fax machines shall be allocated to the One Stop Operator. (c) The phone system and telephone lines (T-1's) are leased on a three-year basis, and the lease cost shall be charged on a pro rata basis to all Partners, except the Florida Department of Children and Families who has its own phone system. (d) The Partners agree to provide cross-trained staff for backup coverage if available. • The duration of the memorandum and the procedures for amending the memorandum during the term of the memorandum. The MOU will remain in effect unless and until terminated. The MOU may not be modified or terminated with the signature of the Board and Partners; provided, however, that in the event the Board has no funds available for the Southwest Florida Works Centers, the Board may unilaterally modify or terminate this Agreement. Written notice of the Board's intent to unilaterally modify or terminate this Agreement shall be provided to each Partner at least sixty (60) days prior to such modification or termination. The Board or any Partner may request a modification to the Agreement by making such request in writing to the Board. The Board can modify this Agreement at any time to add additional One Stop Career Center partners by having the new partners sign the Agreement in its current form at the time that they are being added. Partners shall be notified in writing of additional parties joining the Agreement. C. Fiscal Controls and Reporting 1. Describe the competitive and noncompetitive processes that will be used by the local area to award grants and contracts for activities under Title I of WIA including how potential bidders are being made aware of grants and contracts. As the Board is the direct provider of many services and programs, most programmatic services are provided by staff in the One-Stop Centers, thereby eliminating the necessity to frequently go out for bid for service providers for workforce programs. Youth Services are provided, in part, by a contracted service provider. When selecting service providers,the following procedures will be followed. 42 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2858- 9/25/2012 Item 16.F.1. Annually we will evaluate the quality of workforce progr-am service provided. If completely satisfied, the Board will contract with that provider for up to two additional years, on a year to year basis. If not, a request for proposals will be generated and advertised throughout the five-county area. To the extent practicable, grants and contracts for activities and services will be selected competitively. Non-competitive or sole source procurement shall be minimized but may be authorized if justified and documented. When procuring workforce program services by a competitive solicitation over$50,000, the Board will use a Request for Proposal (RFP) process or will advertise in the Florida Administrative Weekly, whichever best meets the needs of program development on a timely basis. Public notice of an RFP will be provided through our website, notices to government agencies and a notice mailed to those on the bidders list. In accordance with Federal regulations, the Board will take all necessary affirmative steps to assure that minority firms, women's business enterprises and faith-based organizations are used when possible; including dividing total requirements of the procurement action,when economically feasible, into smaller tasks or quantities to permit maximum participation, and establishing delivery schedules, where the requirements permit, which encourage participation by small and minority business and women's business enterprises. The Board will not enter into a contract with a board member, with an organization represented by a board member or with any entity where a board member has any relationship with the contracting vendor. The Board will consider the following exemptions: a) A contract with an agency (as defined in s. 112.312(2), including, but not limited to, those statutorily required to be board members) when said agency is represented by a board member and said member does not personally benefit financially from such contracts; b) A contract with a board member or a vendor(when a board member has any relationship with the contracting vendor) when the contract relates to the member's appointment to the board under Pub. L. No. 105-220, ("Workforce Investment Act") Title I, s. 117(b)(2)(A)(vi) ["representatives of the one-stop partners]. c) A contract with a member receiving a grant for workforce services under federal, state or other governmental workforce programs. d) A contract between a board and a board member which is not exempted under paragraphs II(a), II(b) or II(c) where the board documents exceptional circumstances and/or need and the board member does not personally benefit financially from the contract. Based upon criteria developed by WFI, DEO shall review the board's documentation and assure compliance. The primary consideration in the selection of service providers shall be the effectiveness of the agency or organization in delivering comparable or related services based on demonstrated performance, in terms of the likelihood of meeting performance goals, cost, quality, and characteristics of participants. Total proposed cost shall also be an important consideration in the selection of service providers. Special consideration shall be given to proposals submitted by community-based, faith-based and minority organizations; however, this consideration shall in no way prevent the Board from choosing alternative organizations to provide services. Upon receipt of programmatic proposals by the published deadline, Board staff provides the proposals to a Review Team, which is comprised of three to seven members, preferably Board 43 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2859- 9/25/2012 Item 16.F.1 . members and Committee members. A Bidders' Conference may be provided to ensure potential proposers have the information necessary to write a competitive proposal. However, Frequently Amok Asked Questions (FAQs) are posted to our website and emailed to potential proposers, which generally eliminates the necessity of a Bidders' Conference. The Review Team forwards its recommendations to the Program and Planning Committee, who in turn, forwards its recommendations to the Board for final award and funding level approval. In some instances,the Program and Planning Committee may serve as the Review Team and forward its recommendation directly to the Board. Each RFP specifies the appeal procedure for bidders whose proposals are not funded. Within 72 hours of the posting of the bid tabulation or after receipt of the notice of the agency decision, the unsuccessful bidder must submit, in writing, a notice of protest to the Executive Director of the Southwest Florida Workforce Development Board, Inc. Within 10 days after filing the notice of protest, the unsuccessful bidder shall file a formal written protest detailing the reason for the protest. If the bidder is not satisfied with the response of the Board, the bidder may present a written appeal to the Director of the Department of Economic Opportunity(DEO). 2. Describe the procurement process for purchasing goods and services in the local area. The procurement of goods and services may be initiated by the respective division supervisor when/where the services are needed for the day-to-day items. A Quotes/Procurement Authorization Form or Purchase Order Request will be initiated when the procurement is for non-recurring items, expenditures unique to a particular funding source or outside an annual contract for services or items. This may also include procurement for office supplies, repairs, equipment, advertising, printing, airline tickets, registration fees, subscriptions, publications, and any participant supplies. For re-order items, the Administrative Services Manager will secure new bids at least once per year. The Quotes/Procurement Authorization Form will include the following information: Completed Quotes/Procurement Authorization Forms will be submitted to the Fiscal Director for budget authorization and funding allocation. Office supplies, and other items which are approved with a blanket purchase order, will be ordered by the Fiscal Director or the Administrative Services Manager. Once approved, the purchase order will be distributed to the vendor or the employee (if requested). Invoices received for purchases with no prior authorization are subject to rejection without payment. Invoices submitted for payment without receiving proper documentation (receipts, packing slips, etc.) will be rejected for payment. For additional information regarding thresholds, conflicts of interest, required documentation and other details, see the Board's Procurement Policy at Attachment 21. 3. Identify (if applicable) the process to be used to procure training services that are made as exceptions to the Individual Training Account(ITA) process. Unless funding is limited, On-the-Job Training and Customized Training will be provided as the need arises. If multiple requests are made,the submissions will be reviewed by Board staff and dollars will be awarded to businesses representing key industries and demand occupations, as funding is available. 4. Identify what system will be used to collect data, track and report local performance measures and program activity. 44 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2860- 9/25/2012 Item 16.F.1. Staff uses the Employ Florida Marketplace (EFM)for collecting,tracking and reporting. 5. Describe system/mechanism that will be included for consumer reporting. The Eligible Training Provider List (ETPL) is made available to One-Stop customers to encourage choice in training selection and use of Individual Training Accounts. In addition to information about the educational institution, the ETPL contains information on each program as follows: demand occupation (from the current Targeted Occupations List) to which the program links, program length, program cost, type of degree or certification, completion rates, employment rates and wage rates. The information will be ample for a customer to understand the options available in choosing a program of training services. Performance information is updated annually. Training providers may be removed from the ETPL if they no longer meet certain criteria to include appropriate licensure, submission of performance information to the Florida Education and Training Placement Information Program (FETPIP) and acceptable performance. D. Oversight Plan "The local board, in partnership with the Chief Elected Official,shall conduct oversight with respect to local programs of youth activities authorized under Section 129, local employment and training activities authorized under section 134,and the one-stop delivery system in the local area." [Sec. 117(d)(4)] 1. Identify the plan for conducting monitoring of sub-recipients(if applicable) The Board conducts monitoring of all programs operated by subrecipients, as well as for programs operated by Board staff at the One-Stop Centers. Monitoring will be conducted through computer desk audits and on-site visits. Cases will be continuously monitored by Center staff utilizing a multiple layer approach; peer reviews, supervisory review and a management review in accordance with the contract and performance benchmarks. In addition, the Board's contracted monitoring consultant will review accuracy of case management throughout the year. In addition to reviewing documentation in case files (paper and electronic) staff will monitor the overall flow of services in the One-Stops, compliance issues and customer satisfaction. As deemed necessary, Board staff and/or the contracted monitoring consultant may require responses and corrective actions from staff. Committee member involvement is noted below. 2. Address how the Local Workforce Investment Board shall be engaged in oversight activities (if applicable) The Board's Service Delivery Committee members review program performance and evaluate Center operations including services, resource rooms and customer service. As noted above in Section A.7. Describe any innovative initiatives or service delivery strategies, the Service Delivery Committee members make site visits to Centers to evaluate services being provided. These "secret shoppers" presented themselves as an employer, a new business interested in recruiting, a parent seeking employment information for a youth, a job seeker, etc. Their assessments of the Centers included customer service, wait time and resources available. Feedback was provided to the committee to include positive experiences and opportunities for improvement. Suggestions were discussed and staff followed up with changes,where needed. 45 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2861- 9/25/2012 Item 16.F.1. In addition the Board's Youth Council provide oversight to Youth programs. Youth Council members 0.64 provide input into Requests for Proposals, review proposals and recommend Youth program providers to the Board. They review plans, activities and performance and provide guidance to Board staff and subrecipients in developing youth program activities. The Youth Council maps community resources that serve youth to identify duplication and gaps in service. 3. Describe evaluation tools used to assess effectiveness of services to customers and ensure continuous improvement of the One-Stop delivery system, including local satisfaction surveys (if applicable). Board staff makes periodic visits to Centers to evaluate local day-to-day procedures and the level of customer service being provided to jobseekers and employers. The Board's Customer Satisfaction Manager distributes customer satisfaction surveys throughout the Centers. These surveys are geared toward jobseekers(to include workshop attendees) and employers. Surveys are collected and analyzed. Findings are reported to the One-Stop Leadership Team and the Center Directors/Supervisors and discussed for possible improvements and positive staff recognition. E. Partner Involvement Pursuant to Florida law and policy,the funding of one-stop core services and intensive services is to be determined by a local MOU between the one-stop partners, and no one partner is presumed to be the sole source of funding for any of the core services. Additionally, using youth formula funds at the local level is to fulfill the mandate of providing universal services through the network of One-Stop Career Amok Centers. Providing services to youth ages 14-21 goes beyond the doors of the One-Stop Career Centers through partnerships with schools, adult education centers, post-secondary education providers, juvenile justice providers, community youth centers, health departments, and referrals from a host of other organizations that provide workforce development related services. 1. Describe the relationship of the One-Stop Career Center with Job Corps and the manner in which referrals are made. Job Corps services are available at the One-Stops through a partner agency. Job Corps services are integrated within the One-Stop system by ensuring that center staff is familiar with what Job Corps has to offer. The partner agency provides Job Corps information to Center staff. After providing basic information on the Job Corps program, center staff refers interested youth to the partner agency for more detailed information and screening. The partner agency staff is knowledgeable about workforce service programs and other resources available within the one-stop system and refers youth to partners as deemed appropriate and necessary. 2. Describe partners'involvement and role in the one-stop system. [Descriptions of Partners' can be found in the Design section (A) in question n#8] The Southwest Florida Workforce Development Board, Inc. and its SwfIWORKS Centers are a small part of the one-stop system. The partnerships, partner agencies and community organizations are in place to promote and support the business and individual customer of the many communities 46 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2862- 9/25/2012 Item 16.F.1. that comprise Southwest Florida. Participating partners co-location varies from Center to Center include but are not limited to: • Florida Department of Children and Families • Florida Department of Education's Division of Vocational Rehabilitation • Department of Economic Opportunity(DEO) • Goodwill Industries of Southwest Florida • Senior Community Service Employment Program provider • School District of Lee County(Adult Education activities). • Early Learning Coalition of Southwest Florida With the introduction of technology as the tool to serve customers of our traditional partners, such as Vocational Rehabilitation, Re-Employment Assistance of DEO (formerly known as Unemployment Compensation) and Department of Children and Families,the need for co-location or physical proximity of partners is becoming more obsolete. Customers of the SwfIWORKS Center are directed to apply and report information via web-based e-applications as the individual (or family) needs dictate. During each Center Orientation Workshop the services provided by "mandatory partners" is outlined along with those partner services as available to the unique community surrounding the Center. As needed, direct referrals on behalf of an individual is provided by Center staff. This referral can be several methods of delivery— personally scheduling appointment utilizing sign-up forms per agency, handwritten referral form (per agency guidelines), telephone contact and/or e- mail to agency contact staff- which ever meets the immediacy of situation or is deemed the most economical if not urgent. Those partners include, but are not limited to: • Redlands Christian Migrant Association (RCMA), faith-based organization providing after school programs to the rural areas surrounding and including Immokalee • Catholic Charities handles refugee programs through an agreement with DCF. DCF referrals to Centers indicate an individual as a refugee. Center staff coordinates services with Catholic Charities to resolve barriers to employment and duplication • Dress for Success of Southwest Florida: resources for free business/work clothing • Community Coordinated Child Care: (CCC) Coordinates child care for program participants in Hendry, Glades, Lee and Collier counties • Early Learning Coalition of Southwest Florida of Southwest Florida of Heartland Coordinates child care for program participants in Charlotte County. • Hospice: Located in Immokalee center and available by referral, throughout the Region • Goodwill Industries of Southwest Florida • AARP—Operates Senior Community Service Employment Program (SCSEP) • Transportation Disadvantaged Board • Cornerstone(Job Corps) • Charlotte County Human Services • 21st Century Community Learning Center Grant(Miracle Plus Grants) • Small Business Development Center(SBDC)workshops at all One-Stop Centers/Offices • Department of Business& Professional Regulations(DBPR) • American Red Cross • Empowerment Alliance staff located on site at the Immokalee Center • Collier County School District/Immokalee Technical Center 47 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page -2863- 9/25/2012 Item 16.F.1 . • Department of Education's Reemployment and Rehabilitation _— —T"— _ — —__ • The Homeless Coalitions • C.A.R.E. (Center for Abuse and Rape Emergency, Inc.) in Charlotte County • Shelter for Abused Women in Collier County • Abuse, Counseling and Treatment, Inc. (ACT)shelter in Lee County • A subsidiary of ACT in Glades and Hendry counties • Community Alliances • Promotora—healthcare services to rural Immokalee and surrounding areas • Southwest Florida Works Centers provide services to youth aging out of foster care Many of the individuals that come to our Centers are the harder-to- serve who need intensive services of workshops and employment counseling or are the returning veteran, the "newly unemployed/underemployed" (including older worker and other priority individuals) who need assistance connecting with services. The partners noted above are tools for the Center staff and individual to address and breakdown barriers to the self-sufficiency of employment. The window of opportunity for those "breaking the cycle of dependency" of cash assistance and /or food stamps through the Temporary Assistance for Needy Families (TANF) and the Supplemental Nutrition and Assistance Program motivates individuals but requires the coordination of the many services of our partners noted above. This can also be said for those long-term unemployed individuals. The newly reduced time limits of economic support and the media surrounding related situations have prompted individuals who define themselves as in need of urgent/immediate services. The recent drive of the Ticket to Work addresses the re-introduction of those with disabilities to the sustainable employment. A designated Board staff along with designated Center staff provides employment services with the reliance of the partners above and the partner agencies that provide for specific disabilities. Those partners include, but are not limited to: • Florida Relay Services • Center for Independent Living of Gulf Coast • Agency for Persons with Disabilities • Goodwill Industries of Southwest Florida • Senior Friendship Centers • Lee Tran • United Cerebral Palsy of SWFL • Visually Impaired Persons of Southwest Florida • Good Wheels • Blind Association of Southwest Florida • Deaf Services of Southwest Florida • Epilepsy Services of Southwest Florida One group of individuals receives unique sets of services is a victim of domestic abuse. The partner agencies are listed above - but emergency relocation and related services involved in a safety plan are described in detail in Special Populations Services of Question#30. 48 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2864- 9/25/2012 Item 16.F.1. 3. Describe the partnership/involvement that the RWB will have or has with the Florida Farmworker Jobs and Education Program (WIA Section 167 grantee) and how the local provider for this program will be integrated into the one-stop system. The Florida Farmworker Jobs and Education Program (FJEP) is operated by Collier County School District through the Immokalee Technical Center. A cross-referral process insures that farm workers receive all WIA services from the Southwest Florida Works Center and the FJEP. Services are provided based on the Individual Employment Plan (IEP) which career managers on both ends are able to coordinate, as needed. The FJEP representative recruits onsite at Southwest Florida Works Center in Immokalee. The draft of this Plan was provided to the Migrant Seasonal Farm Worker (MSFW) Outreach Specialist with Collier County School District's Immokalee Technical Center. Collier County School District serves as the local operator of the Florida Farmworker Jobs and Education Program. Their Director of Post-secondary Education serves as the MSFW representative for our Board. 4. Describe the partnership/involvement that the RWB will have or has with faith-based and community-based initiatives and how these entities will be integrated into the one-stop system. The SwfIWORKS Centers continue to be venues for community organizations meetings. Our Centers are equipped for conferencing by telephone and electronic communications. As national and state agencies offer informational and/or training meetings via advanced technologies, the Centers' meeting room(s) utilization has increased with partner meetings. Southwest Florida region is vast and is equal in its land mass to the third smallest state in the nation. Thus, regional meetings often utilize economically sound options of webinars, conference calling and other technology—based services. As the Centers are visited by faith-based and community-based partners, input about Center services is Center directed. The knowledge of available, local partner services is kept current with the increased use of Center. The partners provide informational flyers that are made available to all in the common areas of the Centers. As well, Center brochures are provided to partners to increase community support and participation. Southwest Florida Works Center staff continues outreach efforts to their local community-based organizations, faith-based organizations and other groups serving those from racial ethnic, linguistic groups, older persons, individuals with disabilities, Migrant Seasonal Farm Workers, refugees, participants who report domestic violence as well as low-income individuals, older workers, homeless, ex-offenders and other hard-to-serve individuals such as those with limited literacy and English speaking abilities as their communities and customer needs necessitate. Many local faith based organizations provide their communities' translation services at the Center and partner agencies as needed at no cost to the individual. Often these services lead to grass- root outreach efforts by the organizations' members. With the assistance of their local community and faith-based organizations, Center staff can help individuals be aware of available workforce services and opportunities while determining the skills needed to succeed in the local workforce. Priority will be given to recipients of public assistance and other low-income individuals. The SwfIWORKS Centers in concert with its local faith-based and community-based partners continue to provide workshops to encourage worksite appropriate behavior, communication and 49 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2865- 9/25/2012 Item 16.F.1 . dress along with the elements of teamwork. The coordination of services and activities with these groups is an effort of local partnerships to reduce duplication of services and utilize the talents of these organizations. Often,the successful services provided via these local partnerships it used as a best practice during the Leadership Meetings and methods of replication in other areas initiated. Board staff will work with local leaders of our faith-based and community-based partners to determine the greatest needs of the community when seeking grant funding. As appropriate, Board staff will forward grant funding opportunities or work jointly with partners to secure grants that benefit the community. Outreach efforts to faith-based and community-based organizations continues to all whether they are formalized relationships, such as Redlands Christian Migrant Association (RCMA) and Catholic Charities; or, as interested parties for Boards announcements, as a providers of services ( Request for Proposals,etc.). The Board will take all necessary affirmative steps to assure that faith-based organizations are used when possible. The key consideration in the selection of service providers is the effectiveness of the organization in delivering of services. Special consideration will be given to proposals submitted by community-based, faith-based organizations; however, this consideration shall in no way prevent the Board from choosing other organizations to provide services. 5. Describe local use of the Partners Meeting in aiding with the oversight and function of the local one-stop system. Meetings with partner agencies are held as needed and frequently by teleconferencing. As partners are members of the Board, issues related to oversight of the one-stop system are also discussed at Board meetings. 50 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2866- 9/25/2012 Item 16.F.1. Section II. Local Operational Plan WAGNER-PEYSER Wagner-Peyser is a labor exchange program that brings together individuals who are seeking employment and employers who are seeking employees. The State shall administer a labor exchange that has the capacity to assist job seekers to find employment;to assist employers in filling jobs; to facilitate the match between job seekers and employers; to participate in a system for clearing labor between the States, including the use of standardized classification systems issued by the Secretary of Labor under Section 15 of the Act;and to meet the work test requirement of the State Unemployment Compensation system. Self-services are available to all job seekers and employers. Services may be accessed from computer workstations at One-Stop Career Centers and personal desktop computers through the Internet. In addition to accessing information electronically, customers can choose to receive information in more traditional forms such as printed material which will be available at One-Stop Career Centers. Attach a copy of the local operating procedure for the following processes. 1. Describe how Section 7(a)of the WIA will be implemented in the local One-Stop Career Centers. The description must include job search and placement services to job seekers, including counseling, testing, occupational and labor market information, and referral to employers; recruitment services and special technical services for employers, including on-site.employer visits; and One-Stop Career Center plans for meeting the requirement of the basic labor exchange system, including a narrative of how the local center will match job seekers and employers. Employment and training functions/activities are provided on site, by referral and through Internet connection. As indicated above, programmatic cross-training will be a continuous process in order to offer a more integrated plan of service. Labor market information will be provided verbally or in written format, depending on the employer or job applicant's needs. Center staff uses statistics from DEO's Labor Market Services, as well as local data, to guide employers and applicants during job search activities. Job seekers and businesses are encouraged to use In-Context LMI which is available through the Employ Florida Marketplace. This offers data on the number of job openings in any geographic area based on job seekers' skills, wages and more. Individuals are also encouraged to use O*Net's OnLine to review specific occupational requirements, expected salaries and trends. This tool is particularly helpful to individuals considering relocation to other areas. Job applicants visiting the Centers may use the Resource Rooms to perform their job search with minimal assistance from staff or may take advantage of one-on-one interviews with staff. Special applicant groups may need additional assistance. Individuals seeking employment will also be encouraged to use Employ Florida for their job search activities. Center staff will match job seekers and employers by thoroughly reviewing job orders,contacting qualified applicants, and referring them for interviews. Placements will be verified through contact with the employer and will be appropriately documented. 51 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2867- 9/25/2012 Item 16.F.1. Career Development Representatives (CDRs) will provide or coordinate the provision of testing and assessments of under-skilled adult customers. This will increase appropriate referrals to employment. Aerk Where current skills of an adult do not reflect the needs of high-growth, in-demand occupations, CDRs will assess the need for training, basic skill upgrade activities, workshops, etc., in order to meet the requirements of today's and tomorrow's employer needs. A career plan, in the form of an Individual Employment Plan (IEP) or an Individual Development Plan (IDP) will be developed with the adult customer, to assist in determining the best path to success. Through a cooperative agreement with education, adults may be provided the Test for Adult Basic Education (TABE) through our local educational partners. Our WIA Youth services provider administers the TABE on-site at the One-Stops. Typing tests are offered at the Centers. Through assessment and development of an IEP/IDP, staff will work with each customer to develop a career pathway that is rigorous yet realistic for that individual. The IEP/IDP first considers the individual's education, employment history, goals and needs (childcare, transportation and other support services). Then, the CDR and the customer develop a plan to overcome barriers, utilize the individual's strengths, and achieve short-term and long-term employment goals. As the customer follows the plan,adjustments and modifications are made, as needed. Employers frequently use conference rooms or other office space at the Southwest Florida Works Centers for conducting job interviews. Center staff provides assistance with scheduling,screening and testing. Center staff may provide recruitment assistance at the employer's place of business, if deemed appropriate. 2. Notice of the strike or lockout is required for applicants who are referred to positions that are not affected by the strike. Describe the One-Stop Career Centers' procedures to ensure that applicants will not be referred to a job at a company that is on strike or lockout status for a particular position. No job referrals shall be made on job orders which will aid directly or indirectly in the filling of a job opening which is vacant because the former occupant is on strike, or is being locked out in the course of a labor dispute, or the filling of which is otherwise an issue in a labor dispute involving a work stoppage. Written notification shall be provided to all job seekers referred to jobs not at issue in the labor dispute that a labor dispute exists in the employing establishment and that the job to which the job seeker is being referred is not at issue in the dispute. 3. The One-Stop Career Centers will not be prohibited from referring an applicant to the private employment agency as long as the applicant is not charged a fee by the private agency in accordance with the Wagner-Peyser Act, Section 13(b)(1). Describe the procedures to ensure that applicants referred to private employment agencies will not be charged a fee. The Southwest Florida Works Centers will not accept any job order from a company that charges the applicant a fee to obtain the job. Employers generally contract with private employment agencies for temporary services; therefore, private employment agencies that charge the employer a fee and list a job in Employ Florida Marketplace (EFM) are acceptable. The one-stop staff person who inputs or reviews a private employment agency job order will assure that no fee is being charged to the job seeker and will include the statement"Position offered by a no fee agency" in the job description of the job order." 52 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2868- 9125/2012 Item 16.F.1 . 4. The One-Stop Career Centers may,from time-to-time,advertise in the newspaper for hard-to-fill job openings which pay up to $50,000 per year as part of the overall economic development effort of the State of Florida. For jobs above this level,the One-Stop Career Center will seek prior approval in accordance with the Wagner-Peyser Act, Section 13(b)(2). Describe the procedures to ensure that the One-Stop Career Center will seek prior approval from the DEO to advertise hard-to-fill job openings which pay over$50,000 per year. Per the Wagner-Peyser Act, no funds paid under the Act shall be used to advertise "in newspapers for high paying jobs" without justification and prior approval. Center Directors/Supervisors may request such approval through the Executive Director of the Board who will seek approval from the Director of the Department of Economic Opportunity(DEO) prior to such advertisement. 5. Describe how counseling services (under Section 7(a)(1) and Section 8(b) in the WIA of 1998)will be delivered to Wagner-Peyser program job seekers Integration of services allows most of our Southwest Florida Works Center staff to provide career guidance as needed. Staff provides group and individual career guidance, as well as assessment of vocational interests,aptitude and training needs. DVOPs and LVERs are also active in counseling eligible veteran applicants. Career guidance activities and plans are documented in Employ Florida. Career guidance will be provided to job seekers on an individual basis per customer request or as deemed necessary by Center staff. Group career guidance will be provided as appropriate to groups with common elements. This may include groups such as youth, welfare transitioning customers and Veterans. If other types of counseling e.g.financial counseling are deemed necessary, Center staff will refer customers to partner agencies specializing in provision of these services. The Florida Department of Education, Division of Vocational Rehabilitation (VR) is included in the Memorandum of Understanding with One-Stop Partners. VR staff assists individuals with disabilities who are determined eligible for vocational rehabilitation services. Services include evaluation, counseling, guidance, developing job seeking skills, physical and psychological restoration, training, rehabilitation engineering, assistance in securing equipment and licenses, job placement and follow-up activities. Persons with disabilities are assisted by all staff in the Southwest Florida Works Centers. Cross-referrals between Center staff and VR may occur in person or by telephone. 6. Identify the screening process for referrals to job openings on suppressed job orders, include a narrative of how the local centers manage the Referrals Pending Review list When an individual applies for a job opening with suppressed employer information through Employ Florida Marketplace, the individual will receive a message that the One-Stop Center will contact them within 72 hours. Staff will review the information and will refer the individual to the job, if qualified. Staff accesses the Referrals Pending Review list on Employ Florida Marketplace daily and contacts employers as needed. A. Reemployment Services 1. Describe the reemployment services that will be provided to unemployment insurance claimants. Include a narrative about how the region will serve the reemployment and training needs of: • Priority Re-Employment Planning claimants 53 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2869- 9/25/2012 Item 16.F.1. - • Reemployment and Eligibility Assessment(if applicable)claimants • " Long term unemployed,under employed and dislocated workers. Ask Reengagement Initiative In an effort to assist Reemployment Assistance/Unemployment Compensation (UC) recipients in their job search efforts, a region-wide outreach effort was launched to inform individuals filing UC claims after April 01, 2011 of services available through Employ Florida Marketplace (EFM) and the Southwest Florida Works Centers. This outreach helps UC recipients comply with the work registration requirement as authorized by the Florida Statute Title XXXI, Chapter 443.091 Unemployment Compensation/Reemployment Assistance. Staff recommends all individuals currently receiving UC benefits be proactive and consider completing the work registration process by registering for work in EFM, providing or establishing an email address in EFM, creating and posting a résumé in EFM, and activating the Virtual Recruiter in EFM. Claimants are informed that failure to comply after being contacted directly by our staff with the requirements listed above may result in delayed payment and/or put unemployment benefits at risk. Staff offers assistance to those that request it. Benefits of the Reengagement Initiative: • All UC applicants exposed to EFM • Enhances pool of applicants to employers • Permits EFM registrants an opportunity to be notified of job openings when entered into the system through a virtual recruiter • Assists UC recipients in documenting their job search • Allows employers to peruse resume(s) of those individuals making their résumés available • Registration can be accomplished through the internet or by visiting the center(which can be one- on-one or workshop assistance) • Individuals are made aware of other services available through the Center. Following is the Southwest Florida Workforce Development Board, Inc. Reemployment Services (RES) Plan. RES will be coordinated with all other services provided at the Southwest Florida Works Centers and with other partners. Services in the Southwest Florida Works Centers are integrated and staff will ensure that individuals receiving reemployment services have complete access to all Workforce Investment Act (WIA) services. This will include referrals to training opportunities, as determined necessary and appropriate by staff. RES services will be categorized into components: RES Frontline (Walk-ins), RES Intensive and Priority Reemployment Program (PREP). Special attention will be given to the provision of reemployment services to claimants with disabilities. Activities will be coordinated with the Region's Disability Program Navigator(DPN). The DPN will help determine the special needs of claimants with disabilities. This may include determining reasonable accommodations needed for employment and assistance in accessing services. Staff will utilize the RES Tier Assessment Tool to separate claimants into categories and will utilize the Tiers of Service Chart to determine reemployment service to be considered. These tiers include: • Tier I—Job Ready Claimant • Tier II—Claimant Needing Job Search Assistance Asokk 54 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2870- 9/25/2012 Item 16.F.1 . • Tier III—Claimants Needing Skills Training or Skills Transferability Analysis • Tier IV-Claimants Needing Assessments, Intensive Services,and Training RES Frontline Walk-ins: Walk-in claimants and exhaustees will be assessed and provided appropriate services based on the established tier. RES Intensive customers: Claimants most likely to exhaust UC benefits will be assessed to identify job- related strengths and weaknesses and determine the tier of services needed. Priority Reemployment Planning(PREP): Centers receive a Priority Reemployment Planning(PREP) list weekly which includes information on unemployment insurance claimants most likely to exhaust their unemployment compensation benefits prior to securing employment. Claimants are contacted and scheduled for a group PREP Orientation and workshop. PREP is schedule weekly. The group PREP Orientation and workshop offer information on internet sites available for unassisted job search and services available at the Center such as job search workshops, computer workshops, assessment, individual counseling, job development and job referrals. Those selected for PREP will receive, at a minimum, an assessment and orientation service. More intensive reemployment services are provided as needed on a one-to-one basis. Staff follows up with the attendees. Documentation is made in Employ Florida on individual files indicating attendance and case notes, as necessary. This information is then available to any Center staff to assist these individuals in securing services and employment. These reemployment efforts help to reduce the duration of unemployment claims. Staff will utilize the database of UI claimants on a timely basis to invite claimants into the local Center to take advantage of available services. These UI claimants will be provided group sessions and individual meetings. These individuals will be assessed to determine needs, interests and skill level. Staff will assist these individuals in becoming quickly reattached to the workforce. Services offered will include job preparation, employment workshops, provision of industry-specific labor market information, occupational training and direct referral to employers. Services at the Southwest Florida Works Centers are well integrated. Staff is either prepared to directly assist claimants in accessing Workforce Investment Act (WIA), Welfare Transition (WT) and other program services or will rapidly refer claimants to other staff specialized in these service areas. Other Personnel Services (OPS) staff was hired with Wagner-Peyser funding to assist in serving the increasing number of UI claimants in need of Reemployment Services. Along with others, these staff will conduct group orientation and re-employment sessions. Testing and assessment will help to identify individual employment needs of UI claimants and employment development plans may be developed to help an individual prepare for employment and make better career decisions. Staff will assist where necessary in eliminating barriers to employment through Center resources or those available through partners. Assistance may include provision of information on community resources, training opportunities, employer demands and other pertinent labor market information. Workshops and individual assistance will be provided in job search strategies, interviewing techniques, employment application preparation and résumé writing. Staff will present information regarding training funds available 55 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2871- 9/25/2012 Item 16.F.1. through-the _Workforce I_nvestment_Act-and an overview rrvlces available within the Center, - Staff will refer qualified applicants to employers. 2. Describe how the RWB will use the scores obtained from the initial skills review (ISR) to provide employment and training services to Reemployment Assistance claimants. Staff shall review the Initial Skills Review (ISR) results displayed on the Employ Florida Marketplace (EFM)Other Assessments screen. If the Reemployment Assistance/Unemployment Compensation (UC) claimants individual's ISR results indicate a score of four (4) or greater, the recommended re-employment plan shall be for the individual to continue with his/or her a job search activities using Employ Florida Marketplace (EFM), as well as other appropriate job search processes as deemed appropriate by the individual. The UC claimants ISR re-employment plan shall be recorded in the individual's EFM case notes. If the UC claimant's ISR results indicate a score of three (3) or less, staff will recommend the individual contact the local school district to access Adult & Community Education services, and continue to job search as required. Staff shall contact the individual in writing via the customer email address provided in the EFM registration process and suggest it may be beneficial for him /or her to contact the local school district to access Adult Education services. Contact information for the local school district's Adult & Community Education program shall be provided with the written contact. The UC claimant's ISR re-employment plan and customer contact shall be recorded in the individual's EFM case notes. oosok 3. Describe how the RWB will administer the unemployment insurance work test and how feedback requirements(under Sec. 7(a) (3)(F) of the Wagner-Peyser Act)for all Unemployment Compensation claimants are met. The Southwest Florida Works Centers provide assistance to Reemployment Assistance/unemployment insurance claimants in finding employment through job referrals and job development. Information regarding a job applicant's refusal to accept a referral to a job, refusal to accept employment, failure to report for an interview or failure to report as directed for reemployment services are documented and reported electronically to the Division of Unemployment Compensation. 4. Describe how the RWB plans to serve claimants seeking to fulfill the weekly work search requirement by meeting with One-Stop Career Center staff. In order to assist claimants seeking to fulfill the weekly work search requirement by meeting with One-Stop Career Center staff, the Center staff will provide a viable service and remind the claimant of their responsibility to report manually via the Division of Unemployment Compensation website the date of the visit, location, staff spoken with and services received. B. Rapid Response The rapid response unit is the State's central point for identifying layoffs and plant closings. This includes receiving the Worker Adjustment Retraining Notification notices from employers as required by federal law. Key strategies in Florida's system are to provide occupational information and skills training to include incumbent workers who are at risk of losing their jobs and to provide immediate reemployment 56 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2872- 9/25/2012 Item 16.F.1 . assistance_for_dislocated workers These efforts r_e intended to_enahle_workers_to make thetransition to new employment as quickly as possible and to lessen the period of unemployment,thereby decreasing the need for unemployment compensation and other supportive service benefits for workers. 1. Describe and attach a copy of the local operating procedures for the following Rapid Response activities. Arranging On-site Employer/Employee Visits and Informational Sessions: Upon receipt of a Worker Adjustment and Retraining Notification (WARN) or upon learning of a dislocation event, contact is made with the employer and an initial visit is scheduled with a manager, owner, human resources or other representative for the employer. Employers not meeting the requirements of WARN may also be offered information sessions. During the initial visit, Board staff and/or Center staff explain what assistance and services can be made available and then schedule informational sessions for employees. Typically, multiple information sessions are scheduled at the convenience of the dislocated workers and are held at the employer's site. Information can be coordinated at other locations if requested. Developing Rapid Response Visit Rreports: On-site Rapid Response Visit Reports are prepared indicating the progress of events related to rapid response activities. These reports are forwarded to the State Reemployment and Emergency Assistance Coordination Team (REACT). For dislocation events where a WARN is not required, staff may forward an Expeditious Response Report. Administering Dislocated Worker Transitional Reemployment Services Surveys: Dislocated Worker Transitional Reemployment Services Surveys are provided either at the initial visit or during the information sessions. Each employee is encouraged to complete a survey. Information from the individual employee surveys is compiled and entered onto the Service Implementation Plan. Information is assessed and used to determine the needs of the employees. Developing Event Response Plans: Each of Region 24's five One-Stops has a designated Rapid Response Team, which serves that geographic area. A Rapid Response Team consists of representatives with knowledge in specific areas. Representatives may include: • Center staff knowledgeable in WIA Dislocated Worker services, Reemployment Assistance/Unemployment Compensation benefits, labor exchange and One-Stop Center resources • Economic development office representative • Consumer credit counseling staff • Center Director/Supervisor • Board staff representative The Team will prepare a plan of action and respond with services to enable dislocated workers to transition to new employment as quickly as possible. The plan will include services and activities appropriate for the specific event. These services include: • On-site contact with the employer; 57 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page -2873- 9/25/2012 Item 16.F.1. • Survey of affected workers to determine specific reemployment service needs; • Provision of information on Reemployment Assistance/unemployment compensation benefits, comprehensive One-Stop system services, current business trends and opportunities, financial counseling, and employment and training activities, including information on Trade Adjustment Assistance(TAA); • Provision of guidance and/or financial assistance in establishing a labor-management committee voluntarily agreed to by labor and management, or a workforce transition committee comprised of representatives of the employer,the affected workers,and the local community;and • Provision of emergency assistance adapted to the particular closing, layoff or disaster. Plans are responsive to the needs expressed in the employee surveys and may include: testing and assessment to determine job interests and skills, money management/financial counseling, workshops on interviewing skills, filling out applications and résumé writing, classroom training and job placement assistance. Coordinating Reemployment Services with One-Stop Career Centers: After the information sessions most activities will take place at Centers. Center staff is made aware of the mass layoff or closure so that they may anticipate and prepare for the arrival of the dislocated workers at the Center. The dislocated workers will have access to resource rooms, workshops, and staff to assist them in completing their work search activities. Reporting the Employment Situation of State Employees: Reporting the employment situation of State employees is a State Central office function. However, basic processes and local re-employment assistance applies when workers are dislocated. Previously, Regions received Quarterly Transitional Assistance Reports for affected State of Florida employees. These spreadsheets listed contact information of the affected employees. Board staff forwarded the names and contact information to the appropriate Career Director/Supervisor. Although these lists are no longer being distributed to Regions, Center staff still contacts affected State employees, offering the services of the One-Stop. All follow-up contacts with the employees are documented. Local Rapid Response Performance Measures and Goals: This is a State Central Office function. However, we anticipate utilizing the negotiated performance goals related to Dislocated Workers. Rapid Response Dislocated Worker Unit Staffing: The Planning and Grants Division Director is the designated Board staff liaison for Rapid Response activities in Region 24. Each Center Director/Supervisor has a designated Rapid Response Team to lead activities. Provision of services will be the responsibility of all Center staff and partners. Public awareness: If Board or Center staff are aware of a mass layoff or plant closure for which a WARN has not yet been filed, Board staff will notify DEO's State Reemployment and Emergency Assistance Coordination Team (REACT) of activities taking place at the local level. Employees are generally encouraged to continue their employment with the current employer until the layoff date. However, if the employer is interested, Center staff will notify other employers with Amok 58 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2874- 9/25/2012 Item 16.F.1. jobs openings oLthe-upcor ni.ng-.I.ayoff.-The_team-may_assist:the employer.Jn_holding_.a job fair either at the employer's site or at the One-Stop. Submission of Monthly Reports that include: • Dislocated Events • Affected Workers • Rapid Response Visits • Worker Survey Completed Reports are submitted as events occur. Information provided may include Rapid Response On-Site Visit Reports, Expeditious Response Reports, Service Implementation Plans with summary of Dislocated Worker Transitional Reemployment Services Surveys and any additional pertinent information to explain activities and services provided. Region 24 operates under the appropriate State and Federal guidelines and has no local operating procedures for rapid response activities other than those outlined here. 2. Describe the process used to ensure that rapid response assistance and appropriate core and intensive services as described in Section 134 of the WIA are made available to all dislocated workers,including for those whom a petition for TAA has been filed. Individuals with certification as workers adversely affected by foreign trade are made aware of the services available to them though the One-Stop. Rapid response activities are provided by the Center in the area in which the workers were laid off. Core and Intensive services are offered in the Centers closest to the worker's residence. C. Business Services Business partnerships are essential to training Florida's workforce to meet the current and future needs of diverse business sectors. The workforce system has successfully partnered with business and industry. Current employer penetration data indicate a tremendous opportunity exists to develop additional business partnerships. Both business and workforce have a vested interest in partnering. Ease of access to Florida's workforce services via the Employ Florida Marketplace is just a start. Provide a description of the processes for implementing the following business services strategies in the region. Attach a copy of the local operating procedures for the following processes: 1. How the region will aggressively market/communicate, internally and externally, the workforce business value proposition to significantly increase awareness and stimulate workforce system usage(including the Employ Florida Marketplace) The Communications and Public Awareness Division will work with Center staff to market the workforce system, the Southwest Florida Works Centers and use of Employ Florida Marketplace to businesses, business organizations, educational facilities and the community. Board and Center staff will take the opportunity to meet one on one with businesses, speak at community functions and offer presentations to community and professional groups. Articles will be submitted for publication in newspapers, magazines, and newsletters for local associations and chambers of commerce. Staff will host business-focused workshops and seminars. 59 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2875- 9/25/2012 Item 16.F.1. _Promotional--and-marketing information and items used-include—workshop-calendar-s^, employer- seminar calendars, special events advertisements,posters,fryers,newspaper ads, radio and television promotions, Public Service Announcements (PSAs) and web site pages. Handouts and promotional materials drive business and jobseeker customers to our www.swflworks.org website and to Employ Florida Marketplace (EFM) at www.employflorida.com. Social Media tools such as Facebook, Linkedln and Twitter are in the early stages of transitioning from a social media to professional recruitment and job search mediums. Region 24 operates under the appropriate State and Federal guidelines and has no local operating procedures for Business Services other than those outlined here. 2. How employer services will be delivered/conducted to employers(including agricultural employers), such as employer visits to obtain job orders for veterans, MSFWs,and other job seekers Employer services are coordinated throughout the Southwest Florida Works Centers. Each Center will be encouraged, but not required,to establish a Business Services Centers, although it may not be located within a specific physical location within that Center. These units will address the diverse needs of area employers. The mission of these Business Services Centers is to enhance regional and local economic development by facilitating the matching of available employment and training opportunities for employers and job seekers. Business Services Centers may, although not required, create a Business Advisory Committee to provide guidance and direction. Employer services are delivered by all One-Stop staff. Staff working in the Business Services Center and the Resource Rooms will make a greater connection between individual customers and the business community. On behalf of special applicant pools, additional contact is made to businesses to secure employment opportunities. Although any Center staff might make contact with an employer for a specific applicant,the Disabled Veterans Outreach Program (DVOP) staff and the Local Veterans Employment Representative (LVER) frequently make outreach visits in order to obtain job orders for Veteran applicants. The Migrant and Seasonal Farm Workers (MSFWs) Outreach Specialist makes contacts specifically for MSFWs. Business customers are invited to use the Business Center or other office space for mass recruitment purposes or to conduct interviews on a smaller scale. Employers are assisted in using Employ Florida to list job openings and review applicant information/resumes. 3. Describe the process the One-Stop Career Center uses in conducting recruiting agreements and job fairs. Rather than sole sponsorship,Job Fairs are coordinated through a consortium of community partners which include area educational instructions, other social service providers and private business. This consortium will come together approximately three months prior to the scheduled event to decide date, time, and location and assign sub-committee tasks such as advertising and marketing. Area businesses sign up for space at a designated event, where they will conduct pre-employment screening interview and distribute company information. The local DEO staff registers job seekers and process job orders prior and up to and including the day of the events. Job Fair evaluation forms are distributed to solicit feedback from businesses and post event follow-up is conducted when Ask appropriate. 60 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2876- 9/25/2012 Item 16.F.1 . During large rapid response activities and at the employer's discretion, staff and partners will coordinate job fairs on the employer's site or at the Career Center to facilitate transition of employees into new employment. Recruiting agreements are discussed with new employers. Many employers schedule interviews at the Southwest Florida Works Centers but with Internet and e-mail, most employers choose to use electronic means to secure résumés and applications. This makes it unnecessary to have walk-in jobseekers go to the One-Stop Center for prescreening and subsequent referral to the employer as job openings arise. If an employer wishes to establish a recruiting agreement with a Center,a written agreement will be prepared outlining the responsibilities of each party. Recruiting activities will typically be initiated by staff in the Business Services Center, the Resource Room or by Business Development Division staff. 4. How the region will identify and evaluate the most effective local Business Services team. Board staff, to include the Business Development Division, meets with the Career Director/Supervisors to assist in plan development and to evaluate progress. The Board's Customer Satisfaction Manager makes periodic visits to Centers to evaluate the level of customer service being provided to businesses and to evaluate local day-to-day procedures. Surveys completed by employers are analyzed and reports generated to evaluate business services. Board members receive periodic reports which gauge performance in various ways in order to best represent the quality of services being provided. 5. How the region will institutionalize and replicate proven outreach tactics, core processes and performance matrices As new tools are developed for job seekers and businesses, we will ensure staff buy-in by coordinating workshops or focus groups. Information will be delivered by subject matter experts to staff to ensure staff hears and understands what customers want/need to better serve them. PowerPoint presentations and other materials developed will be housed on our Intranet (NicNet) for staff use. 6. How the region will expand outreach and availability of the following value-added, business-focused training programs: Incumbent Worker Training; Quick Response Training; Employed Worker Training;and Trade Adjustment Assistance. While performing outreach to employers, the Business Development Division staff and Center staff inform businesses of the opportunity to take part in Incumbent Worker Training (IWT) and Quick Response Training(QRT) directly through the State office. Contact information to include the IWT and QRT websites will be given to employers that are interested in these programs for their employees. Region 24 will continue to market the Employed Worker Training (EWT) program for in-demand industries and occupations but it is not anticipated that formula funding will be used for EWT. When appropriate, the Businesses Development Division will process EWT requests and applications. Only high-priority training that the employer would not be able to fund without the EWT program will be considered. The local economic development offices are also well-versed in these programs and present this information to the businesses they contact. 61 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2877- 9/25/2012 Item 16.F.1 . Staff will explain what assistance and services can be made available if a Trade Adjustment Assistance (TAA) dislocation event were to occur. Atok, • In partnership with economic development organizations, how will the region build on existing or establish local, industry-specific workforce business consortiums The Business Development Division works with local economic development offices on entrepreneurial events. Although not industry-specific, these meet the needs of our community as a great number of employers in Southwest Florida are small businesses. Representatives of our local economic development organizations participate in industry-specific focus groups and surveys conducted by the Southwest Florida Workforce Development Board, Inc. Staff will continue to participate in economic gardening activities and initiatives such as Project Innovation with our economic development partners in determining emerging occupations and employment needs. Region 24 partners with local economic development offices and our Alliance of Educational Leaders to host Summits. The primary focus has been to align educational programs with the needs and emerging needs of business. Staff will continue to attend other industry-specific events to include those with the manufacturing associations. This group meets three times per year to brainstorm such areas as training needs of businesses in specialty niches in the manufacturing industry. 7. How the region will prioritize target industry clusters by One-Stop Career Center; Enterprise Florida currently lists the following industries as its target industry clusters: • Cleantech • Life Sciences • Infotech • Aviation &Aerospace • Logistics & Distribution • Defense & Homeland Security • Financial/Professional Services • Strategic Areas of Emphasis–Manufacturing, Corporate Headquarters and Emerging Technologies Region 24 will use this information along with data reflective of locally identified demands to prioritize targeted industry clusters for this area. This will include working with the local economic development offices, local businesses and Board committees to determine greatest needs for our area. Information will be used to guide use of training dollars and areas of interest for seeking future grant funding. 8. How the region will provide a platform for creation or technical input of industry specific training programs—leverage expertise of strategic partners(Education,Training Providers) 62 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2878- 9/25/2012 Item 16.F.1 . Region, 24 uses its_lrogram_and Planning_Cummittee, which includes members;.of local economic._- _ development offices and industry leaders, to monitor industry trends and emerging industries. If a specific training need is identified, a planning meeting is scheduled to focus on creating or delivering the particular component. The Region relies on its partnership with the Alliance of Educational Leaders, comprised of all the k-20 educational CEOs, to bring the appropriate individuals/experts to the table. If the training is outside the realm of the technical schools, community college or 4 year institutions,then the suitable provider(s)are involved. In accordance with the Career and Professional Education Act, Region 24 continues to work with local education in developing strategic plans to address workforce needs and to identify appropriate industry certifications. 9. How the region will institutionalize local, regional and statewide "voice of the customer" business forums to keep abreast of current and emerging workforce needs (e.g., through Employ Florida Banner Centers and other similar business-led initiatives) Region 24 has partnered with the local economic development offices and the Alliance of Educational Leaders to host Summits. The primary focus has been to align educational programs with the needs and emerging needs of business. Annually, the regional leaders from workforce, education and economic development have come together to discuss trends and goals to ensure that resources are leveraged and that there is shared knowledge and understanding of customer needs and directions. Additionally, these same leaders join over 300 political and community leaders in December of each year to identify area priorities and solutions with the regional Legislative delegation. Throughout the Region, staff is involved in the local Human Resource Management Associations (HRMAs). The Program & Planning Committee has initiated healthcare industry focus groups and related surveys to identify possible gaps in training. Business representatives attended county-wide meetings giving valuable input. Local educators attended to listen to employers' issues. Subsequent "work"meeting for the educators which included a few business partners. As a result, two of the Board's committees (Program & Planning Committee and Service Delivery Committee) met to move forward with action plans for some of the issues identified. Reports and results will be shared with stakeholders to include businesses, educators and economic development partners. Follow-up meetings included a workforce panel on the internship initiative. Focus groups for other industries are will utilize the information gained from the Healthcare Industry Focus Groups. 10. How the region will increase workforce awareness via visibility at target industry specific events Region 24 will continue to be involved in industry-specific events presented by local chambers of commerce and economic development offices. This will include staff participation in initiatives with professional organizations such as Bio-Florida and Southwest Florida Regional Technology Partnership to promote the emergence of high skill/high wage jobs. 63 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page -2879- 9/25/2012 Item 16.F.1 . U. Showcase_successful workforce/business partnerships at Focal-_ergonomic development business events. _. Three of our local economic development boards have representation on our Board and participate in Committee meetings and strategic planning. The Communications and Public Awareness Division will provide articles to business associations, chambers and economic development offices for inclusion in newsletters. Staff of the Board and of the Southwest Florida Works Centers has provided Employ Florida Marketplace training and information at economic development meetings and events. Staff has presented information at local economic development events regarding new structure/reorganization of the Southwest Florida Works Centers. The Board has also sponsored workforce studies and business recognition events presented by economic development office. As noted above, staff will continue successful partnerships in employment-related professional organizations such as Bio-Florida and Southwest Florida Regional Technology Partnership. 64 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2880- 9/25/2012 Item 16.F.1 . _ Migrant-and Seasonal f-a-- t -- ers VISTA NI Outreach and Services Review required for significant MSFW One-Stop Career Centers The Wagner-Peyser Act contains specific requirements for services to MSFWs as outlined in 20 Code of Federal Regulations (CFR), Part 651, 653 and 658 Services for MSFWs. These regulations require each significant MSFW One-Stop Career Center to develop an Outreach Plan designed to contact MSFWs not reached by usual One-Stop Career Center intake. The Outreach Plan should reflect the policies contained in 20 CFR, Part 653,Subpart 3,Section 653.107 and its specific guidelines for completing the Outreach Plan. Significant bilingual One-Stop Career Centers: • Belle Glade One-Stop Career Center—RWB 21 • Bradenton One-Stop Career Center—RWB 18 • Port Saint Lucie One-Stop Career Center—RWB 20 • Homestead One-Stop Career Center—RWB 23 • Immokalee One-Stop Career Center—RWB 24 • Plant City One-Stop Career Center—RWB 15 • Quincy One-Stop Career Center—RWB 5 • Sebring/Wauchula One-Stop Career Centers—RWB 19 • Winter Haven One-Stop Career Center—RWB 17 MSFW Outreach Using the format found here: http://www.floridajobs.ora/PDGILPI's/MSFWOutreachPlan, please develop the MSFW Outreach Plan. If the region has local operating procedures for serving MSFWs, please provide a copy to the attachment section of the plan. Each MSFW outreach specialist is required to have a minimum of five "quality" contacts of MSFWs per staff day. A quality contact is defined as a contact with an MSFW where a reportable supportive service is provided and documented with the MSFW's name and social security number. The requirement of five MSFW contacts per staff day applies only to the MSFW outreach specialists and not to other staff resources utilized. A. Describe the process for providing the required services and activities, such as outreach to the MSFWs, Agricultural Employers,and employer job orders.Also provide the following: 1. Assessment of Needs must include a review of the agricultural and MSFW activity in the area and an assessment of the challenges/barriers faced by the MSFWs. Immokalee is included in the South Central Rural Area of Critical Economic Concern (RACEC), which is considered an economically distressed rural community. This area struggles with issues of low per capita personal income, high unemployment rate, persistent poverty level, trailing educational attainment level and high number of people for whom English is a second language. The area served by the Immokalee One-Stop Career Center includes a significant number of MSFWs which fluctuates in density of MSFWs depending on seasonal activity from a minimum of 5,000 to an excess of 15,000. During the past year the level of agricultural activity decreased by 10% - 20%. It is anticipated that activity will stay the same or show a slight decrease over the next year. 65 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2881- 9/25/2012 Item 16.F.1 . Res urce rn __r g�J d by MfISFW:s_=inctutie io#r-reterra opt rtiv = s rvi .such mss_ transportation. Employers need job applicants. Agricultural employers' needs may also include Aallk assistance with preparing I-9s. Region 24 operates under the appropriate State and Federal guidelines and has no local operating procedures for MSFWs other than those outlined here. 2. Assessment of Available One-Stop and Partner Resources The One-Stop is able to refer MSFWs to agricultural and other job orders and provide core services, intensive services and training opportunities.Staff provides 1-9 assistance when requested. 3. Proposed Outreach Activities shall be designed to meet the needs determined in subpart a. of this section and shall include the tools to be used to conduct outreach activities. The MSFW Outreach Specialist contacts MSFWs according to the final guidance on Wagner-Peyser(W- P) Migrant Seasonal Farm Worker Registration and Agricultural Employer Services Procedures. MSFWs who are unemployed and/or seeking new jobs are visited at their working, living or gathering areas. The MSFW Outreach Specialist is bilingual in Spanish, the language most often used in the Immokalee MSFW population. The Specialist explains services available through the One-Stop Center, employment opportunities, the complaint procedures, farm workers' rights, and other organizations serving MSFWs in the area. MSFWs are encouraged to visit the One-Stop center for a full range of services. The MSFW Outreach Specialist in Immokalee completes the Log of Daily Outreach Activities. This log is moitik the documentation of organizations visited, MSFWs contacted and services referred to or provided. Under the supervision of the Center Supervisor, the MSFW Outreach Specialist prepares an MSFW Outreach Plan annually. The plan projects activities, contacts and estimated hours. The plan includes a focus on Farm Workers and a focus on Employers. The focus on farm workers includes visits to organizations, stores or other areas where they live, work and congregate. The focus on employers affirms the commitment to promoting the hiring of MSFWs in non-agricultural businesses. 66 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2882- 9/25/2012 Item 16.F.1. 4. Complete the MSFW Outreach Plan ,. - Y_ _e MSFW Outreach Plan—July 2012-June 2013 ACTIVITY July Aug Sept Oct Nov Dec, Jana Feb,: March April May June FOCUS ON FARMWORKERS Visits to MSFWs at labor camps, work sites,gathering areas,etc. 47 88 107 128 148 138 141 131 144 144 113 103 Presentations to groups of MSFWs(migrant education/Head Start parent meetings,ESL classes,churches,etc.) Visits to staff/staff meetings at organizations which serve MSFWs 8 8 8 8 8 8 8 8 8 8 8 8 Attending MSFW interagency "councils" 1 1 1 1 1 1 1 1 1 1 1 1 Regular outstation visiting/intake 2 2 2 2 2 2 2 Other MSFW outreach activities* 16 8 FOCUS ON EMPLOYERS TO PROMOTE HIRING MSFWs Visits to agricultural businesses 2 2 5 6 6 6 6 6 5 2 2 2 Visits to non-agricultural businesses 2 3 3 3 3 3 3 2 Presentations to meetings/groups of employers 2 2 2 2 2 2 2 2 2 Other employer focused activities to promote hiring MSFWs 2 2 2 2 2 2 Estimated outreach hours in month 58 105 144 150 170 160 165 155 172 161 126 114 Estimated number of MSFW outreach contacts^by month 50 80 150 160 160 168 168 160 168 168 168 150 *Job fairs,festivals and other unscheduled special events ^Outreach Contact estimates are the number of potential MSFWs spoken to through/during outreach; not estimated number of registered MSFWs. Estimated total outreach time for the 12 months: 1680 Estimated total outreach contacts for the 12 months: 1750 Number of individual staff estimated to participate in outreach for the 12 months: 1 Estimated number of: Ag Job Orders: 54 Ag Positions:5038 Ag Positions Filled: 4033 67 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2883- 9/25/2012 Item 16.F.1. 5 Affirmative Action Plan Region 24 has not been required to submit an Affirmative Action Plan for the Immokalee office. 6. Bilingual Office Plan. The MSFW Outreach Specialist is bilingual English/Spanish and relates well to the community. Most One Stop staff members in Immokalee are bilingual English/Spanish and very experienced in assisting the MSFW population with their employment needs. Although not noted as a significant MSFW population, currently one staff person is bilingual English/Creole. Forms and informational notices are available in English/Spanish/Creole. Region 24's Procedures Manual for the Centers includes a list of bilingual staff and specifies that persons with limited proficiency in English language will be provided appropriate assistance and reasonable accommodations necessary to afford such persons equal opportunity to access and benefit from the services and programs administered by the One Stops. If needed, assistance for persons with limited proficiency in English may also include arranging for or contracting interpreters. The Procedures Manual also includes the following: Assistance for persons with limited proficiency in English may include: a.) Hiring bilingual staff b.) Hiring staff interpreters c.) Using volunteer staff interpreters d.) Arranging volunteer community interpreters e.) Contracting outside interpreter-services f.) Telephone interpreter services such as the AT&T Language Line B. Describe the process for meeting the Equity Ratio Indicators and Minimum Service Level Indicators. Equity Ratio Indicators: • Referred to employment • Referred to supportive services • Received staff assisted services • Job development contacts • Career Guidance Minimum Service Level Indicators • Placed in a job • Placed$0.50 above minimum wage • Place in long-term non-agricultural job Region 24 strives to serve farm workers with the same equity of services as provided to non-farm workers. The Equity measures established are referred to jobs, provided some service, referred to supportive services, counseled, and provided job development. The minimum service level is MSFWs placed at fifty cents above minimum wage in non-agricultural jobs lasting over 150 days. Staff ensures that MSFWs receive the assistance and services necessary to secure employment. 68 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2884- 9/25/2012 Item 16.F.1. -_ Tr=ade-Adjustment_Atsi_stance fTAA) -: A. The State Workforce Agency is required to ensure that effective strategies are utilized to help trade- affected workers obtain new employment. It is essential that the RWBs move trade-affected workers into new jobs as quickly and effectively as possible so that they continue to be productive members of the workforce. To this end, the intervention strategies used for program benefits and services will be aimed toward rapid, suitable, and long-term reemployment for adversely affected workers. Under the Trade Act, the RWBs must: • Increase the focus on early intervention, upfront assessment and reemployment services for adversely affected workers; • Use One-Stop Career Centers as the main point of participant intake and delivery of benefits and services;and • Maintain fiscal integrity and promote performance accountability. 1. Describe local procedures to ensure timely response to trade-affected dislocations, including coordination with Rapid Response, provision of technical assistance for the filing of Petitions,and conducting TAA Information sessions to affected workers. When the REACT Central Office forwards information of a trade-affected dislocation to the Board's Executive Director and the designated Board staff liaison for Rapid Response activities, the liaison contacts the Center Director/Supervisor as soon as possible to begin coordinating activities for the employees. The employer is contacted and the process of providing information and services, as indicated above, is initiated. Extra attention is paid to services and funding opportunities exclusive to the TAA program. If a potential trade-affected layoff is discovered by local workforce staff through a local source i.e. employer, employees or media,the liaison will respond as above and will forward as much information as possible to the REACT Central office. During the initial contact with an employer regarding any layoffs, workforce staff inquires about the possibility of trade-affected workers. Staff then provides Information on petition filing and provides technical assistance as needed. 2. Describe local procedures to ensure that trade-affected workers receive a timely comprehensive assessment for all TAA services and benefits for which they qualify. TAA program staff is knowledgeable of the time limits regarding TAA programs and work with trade- affected workers quickly to allow the best possible benefit to the individual. The Regional Rapid Response Coordinator or other workforce staff will make contact with the employer as soon as a layoff situation is discovered. Information sessions for the trade-affected workers are coordinated with the employer, typically at the worksite. Workforce staff explains who may file a petition. The information sessions cover available services, placing emphasis on timelines for TAA services and benefits available to trade-affected workers. Each worker is assessed for TAA services and benefits for which they might qualify. The TAA Coordinator will conduct follow-up with the trade-affected worker throughout the entire process to ensure services are provided in a timely manner. 69 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page -2885- 9/25/2012 Item 16.F.1 . 3. Describe coordination with the Wagner Peyser and/or WIA programs to provide joint case ' management services to trade-affected workers who are co-enrolled. Note: Core and Intensive services including training should be properly reflected by the respective program(s) in the state management information system (EFM) for which the worker is enrolled. Also, TAA funds will be used first for eligible trade-affected workers,when available. TAA program staff coordinates activities with other Wagner-Peyser and WIA Center staff and programs, particularly for those who are co-enrolled, to provide the job search and case management services for the TAA-affected worker. All activities are appropriately entered into EFM. TAA program staff is familiar with DEO staff at the state level and contact them for assistance and guidance. TAA funds will be used first for eligible trade-affected workers before Workforce Investment Act (WIA) funds. 4. Describe the process for ensuring that eligible trade-affected workers receive approval for training based on the (6) program criteria. Approval of training should be based on the allowable training types: Occupation Skills,Customized,On-the-Job,Remedial,and Prerequisite. Career Center staff will confirm if trade affected workers are certified eligible for TAA training dollars and if not for local WIA funding for training. If a trade-affected worker is eligible for TAA training dollars, local WIA dollars may still be used to provide support services that cannot be provided with TAA funding, if necessary and if available. Center staff will consider the following factors when determining appropriate use of WIA funds for training for trade-affected workers: • there is no suitable employment(which may include technical and professional employment) available for an adversely affected worker • the worker would benefit from appropriate training • there is a reasonable expectation of employment following completion of such training, • training is reasonably available to the worker • the worker is qualified to undertake and complete such training, and • such training is suitable for the worker and available at a reasonable cost B. Performance Measures and Goals Based on petitions certified within a regional workforce board area, the region must provide information regarding the number of petitions certified and the percentage of the trade-affected workers enrolled in the TAA program. This information will be calculated based on the total number of workers identified by the company versus the number of individuals who actually received a TAA reportable service. Specifically, Akw those reportable services include (1) training, (2) waiver of training requirements (3) job search and (4) 70 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2886- 9/25/2012 Item 16.F.1 . relocation allowances where training'funds are utilized.These services not only allow the program to meet certain performance measure goals but give a basis for ensuring that we are concentrating on expending the training funds for which the United States Department of Labor has allocated to the State of Florida. 1. What plan of action will be implemented within your RWB to capture the number of petitions certified, total number of potential workers covered and percentage of those workers enrolled in the TM program? Eligible trade-affected workers served in Region 24 generally are from other states and are handled on a one-one-one basis. Department of Economic Opportunity staff in the One-Stop Centers assists individuals with the process and submit an obligation request to the Fiscal Department for review. Fiscal Department staff has the list of trade-affected workers for whom TM dollars have been expended. 2. How will you report those training funds expended by participant? The Fiscal Director reports funding expended through the One-Stop Management Information System (OSMIS). 3. What percentage of TAA training funds will your RWB expend on eligible trade-affected workers covered under a certified petition who qualify for training,job search and/or relocation allowances? 100%of TAA training funds will be expended on eligible trade-affected workers. 71 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page -2887- 9/25/2012 Item 16.F.1. For the WT/TANF section, please provide short narratives responding to the following informational requests. Where requested, please provide assurances and/or short explanations of local processes. If the RWB has a local operating procedure that meets all required elements of the section, the RWB may attach the document and simply refer to the local operating procedure. A. Customer Notifications 1. Please describe the regional process for notifying customers of their rights: a. to be treated equitably under the anti-discrimination laws b. and the process to have their case reviewed by a supervisor c. to file a grievance d. to report good cause for failing to participate in a required activity Economic Self-Sufficiency staff with the Florida Department of Children and Families presents WT/TANF participants with a list of Opportunities and Obligations, as part of the Communication and Work Activity Referral Form (CF-ES 2097). This list is also reviewed by One-Stop staff and the WT participant during the Overview/Work Registration, as well as during each meeting and activity assignment or reassignment.This list includes the following Opportunities: • Receive the following services, if eligible: Mental Health Counseling, Domestic Violence Counseling/Services and/or Substance Abuse Counseling/Services. • Have decisions about your case reviewed by a supervisor at the Regional Workforce Board. Afiew • The WT participants are made aware of their right to be treated equitably under the anti- discrimination laws. Each is provided a copy of the Equal Opportunity is the Law. The Equal Opportunity information provided includes instructions on obtaining additional information and filing a complaint or grievance. • Request a hearing if you disagree with a decision about your temporary cash assistance. • Be excused from or rescheduled for an activity if you have good cause such as a sick child or your transportation failed. Excused Absence from participation in unpaid work activities,due to short term emergency; Following the failure of an individual to participate in scheduled activities, the Career Development Representative shall contact him /or her within two working days of the failure, to determine if an excused absence can be applied as a result of a good cause absence for a short term emergency beyond his/or her control. If good cause has been determined for a non-compliant individual, missed hours shall be evaluated for the appropriate application of excused absence hours. The documentation required to grant a Welfare Transition Program (WTP) excused absence due to a short- term emergency(less than 16 hours per month)from participation in unpaid work activities includes; a. Self Attestation; a verbal statement from the participant describing the short-term emergency which resulted in the absence, when official notification is not available because the participant 72 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2888- 9/25/2012 Item 16.F.1 . did not meet with a provider or other official entity i.e. did not take sick family member to doctor, stopped to fix flat tire or b. Official Notification(s); letters from Doctors'appointments,conferences,court,etc., and c. Documentation to support the participant was scheduled to participate in a work activity during the period the excused absence is being reviewed, and a. Case note indicating the good cause was denied or approved and the number of participation hours granted as an excused absence. If an individual has missed hours of participation that cannot be offset with the application of the excused absence procedure, he/she may be offered an opportunity to make-up the hours during the course of the month of participation in which they have the shortage of hours. However, the individual cannot be required to participate for more than 40 hours per week. These make-up hours shall be documented on the WT MIS JPR screen, case notes,the case file activity time sheets and Steps to Self-Sufficiency of the IRP. If the make-up hours are not completed as assigned, the individual would be considered non-compliant and subject to the penalty process. During the Overview/Work Registration process, these responsibilities are reviewed with the participants. Each participant signs the Opportunities and Obligations Acknowledgement Form (AWI 0008 12/2006). The original is kept in the participant file and a copy is given to the participant. Each participant also receives a copy of the Customer Complaint and Grievance Procedures. Participants are also informed of the process to file a complaint or a grievance during the Overview/Work Registration. This includes a discussion on types of complaints and grievances, a form to be used in filing a grievance or complaint, contact information and steps on how to file. Additional information is provided both orally and through written means,such as brochures. 2. Describe how customers are provided information about the One-Stop Career Center Customers are provided information on One-Stop Career Center services at various points during their contact with the Center. The Receptionist/Greeter identifies the reason(s) for the customer's visit to the Center and directs the customer to the appropriate areas. In the Customer Service area, staff details Center services and assists the customer in accessing the next steps. Career Development Representatives and other Center staff guide customers to a self-directed path,group sessions,or one-on-one assistance. In addition to information provided as noted above, Welfare Transition applicants are provided information on One-Stop Career Center services verbally and in written form during the Overview/Work Registration session. 3. Describe the RWB's process for notifying customers of their opportunity to receive support service In addition to information provided during work registration, participants are also notified of the opportunity to receive support services when attending an in-depth orientation session. The opportunity to receive support services is included in the Opportunities and Obligations Acknowledgement Form. 73 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page -2889- 9/25/2012 Item 16.F.1 . _ 4 -Describe the RWi3's-process for informing customers-of their Opportunities and Obligations During the Overview/Work Registration process, each participant signs the Opportunities and Obligations Acknowledgement Form (AWI 0008 12/2006). The original is kept in the participant file and a copy is given to the participant. B. Grievances and Hearings Attachment 16-Customer Complaint and Grievance Procedure 1. Describe the steps a customer must take to file a local grievance If a customer has a problem that arises in connection to a program operated through the Southwest Florida Works Center or by a Service Provider of the Southwest Florida Workforce Development Board, Inc., (Board), the matter should first be discussed with a workforce representative. If the problem cannot be resolved, the customer should then discuss the problem with the Center Director. If the customer feels the problem has still not been resolved, a Customer Grievance Form may be completed or a letter of grievance may be submitted to the Southwest Florida Workforce Development Board. 2. Describe the steps a customer must take to request supervisory review of actions taken on their case Participant may request a supervisory review from DCF, the Center staff or Board. DCF notifies the Board staff liaison and the Career Director/Supervisor. Before a Fair Hearing is conducted a supervisory review will be conducted by the Career Development Representative's immediate supervisor. The immediate supervisor will review the case file and talk with the participant and the Career Development Representative in an attempt to resolve the situation. 3. Describe the RWB's process for preparing for local Fair Hearings By first assuring that all appropriate documentation is in the case files, the WT Career Development Representative will be prepared to produce copies of the requested documents in the event of an Administrative Fair Hearing. 4. Describe the type of documentation the RWB presents at local Fair Hearings The type of documentation typically presented by the Career Development Representative is a copy of the Individual Responsibility Plan, appointment letters, activity time sheets, pre-penalty notices, and any other article pertinent to the hearing. 5. What program staff is required to attend Local and DCF Administrative Hearings The Career Development Representatives, Supervisor and/or the Career Director/Supervisor attend the Department of Children and Families (DCF) administrative fair hearings related to the WT/TANF program. 74 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2890- 9/25/2012 Item 16.F.1 . C. Applicant Services 1. Describe the types of services that the region provides to applicants Services offices through the Centers or by referral include employment preparation workshops, job matching, child care,transportation, training, mental health and substance abuse services,transitional services, Up-Front Diversion, Domestic Violence counseling services and relocation. 2. Describe the process customers must follow to access applicant services Applicants must have an active TCA application with DCF within the last 60 days. Applicants will attend a group Welfare Transition overview/work registration session offered twice a week in each Southwest Florida Works Center. Applicant will need to have a completed assessment with staff to identify barriers to employment. 3. Describe the region's Work Registration Process The WT Program Overview and Work Registration process will not exceed ten business days. At the Overview session the TCA Applicant has the opportunity to learn of the Welfare Transition Program requirements, opportunities and obligations, grievance processes, and anti-discrimination laws. Information is provided both orally and in written form. During the Overview session the applicant will be issued a Work Registration and Applicant Activity log. As part of the work registration process, TCA applicants must document the completion of all applicable activities; 4. Describe the types of activities in which applicants are engaged to satisfy the work registration requirements - Attend a WTP overview session, - Complete the WTP Orientation Intake Packet, - Complete an assessment of employment barriers and goals, - Work register in Employ Florida Marketplace, if applicable - Complete an assessment of employment barriers and goals, - Complete five job search contacts, if applicable - Receive applicant services if a barrier and need is identified 5. Describe the steps that applicants with limitations must take to be excepted from the work registration activities An applicant disclosing a limitation that would prohibit the completion of the required applicant work activities may be excused from the applicant activity requirements when a medical incapacity is verified by a physician licensed under Florida Statutes Chapter 458 or 459. An individual for whom there is medical verification of limitation to participate in work activities shall be assigned to work activities consistent with such limitations. 6. Describe how applicants are assessed for cash assistance diversions during the work registration process. Up-Front diversion services are offered in accordance with all applicable Workforce Florida Inc. and Department of Economic Opportunity (DEO) Up-Front Diversion policies and procedure. During the 75 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2891- 9/25/2012 Item 16.F.1. IYS eri -Rtegfafat on pr _cesstxhe ppliraf t s-tt*r*d or=i-n-terest and e1igibiIityjn-U1:44 ron DNer�ion.-''f is verified that he-fame as an f expefed circumstance or erne-I-6'6-67 situation` Ask- impacting their employability and job retention. Applicants are also individually screened during an assessment process for possible diversion services and if at any time the applicant discloses an unexpected circumstance or emergency situation impacting their employability and job retention. 7. Describe how applicants are informed of Up-Front Diversion(UFD) Region 24 offers Up-Front diversion services in accordance with all applicable Workforce Florida Inc. and Department of Economic Opportunity (DEO) Up-Front Diversion policies and procedure. During the Overview/Work Registration process, the applicant is screened for interest and eligibility in Up- Front Diversion. It is verified that the family has an unexpected or emergency situation. 8. What steps must an applicant take to receive Up-Front Diversion or UFD services Applicants must have an active TCA application with DCF within the last 60 days. Applicant must identify an emergent need which is prohibiting employment, for which upfront diversion services might address/eliminate. Applicant must meet with CDR to determine the need for UFD services. Applicant must seek and find employment which meets their monthly financial obligations. 9. Describe the process for entering work registration information into the data entry system Applicant information is entered into the data entry system when the applicants present themselves to initiate the registration process. All activities and services are entered into the data entry system upon receipt of the services. Barriers identified during the assessment are entered on the Individual Responsibility Plan (IRP). Applicant services issued to remove applicant barriers are started in OSST. 10. Describe the process for entering work registration completion into the data entry system Case notes are entered indicating the completion of the overview and work registration process, barriers identified, and services issued. A 30 day case-to-do is entered in OSST to review the applicant's TCA status. 11. Describe any work registration promising practices. A promising practice can be defined as processes that increase and encourage program efficiency, eliminates duplication, and/or streamlines processes and services. Promising practices are recognized to be region wide as well as individual SwfIWORKS Center practices that are then adopted as region wide procedures. Currently, all Center staff present the Welfare Transition Program Overview and Work Registration in a PowerPoint method to those referred to the Center at time specified by the Department of Children and Family referral system. A handout that prints three screens with note taking areas is provided to all who have been referred. As questions are entertained,staff utilizes the handout so all can make notations in the referenced area. Following the orientation presentation/ questions and answer period, staff discusses the Employ Florida Marketplace (EFM) registration on www.EmployFlorida.com. Staff walks them through a skill assessment (own tool) that mirrors that one on EFM. This skill assessment leads to the creation of an individual resume and one-on-one services are provided as needed. This resume becomes the participant's e-resume and uploaded onto EFM followed by turning on the virtual recruiter. The 76 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2892- 9/25/2012 Item 16.F.1 . Fnd"+victual is_guided to regste with an EM-email account-so_that_th rn use avaiTab_le;cumrq s.at_ the Center, community and faith based organizations,and home. The individual (applicant) is scheduled to meet with Center staff two to three times within the next few weeks (as an applicant) to build a working relationship with staff and utilize Center resources (computers, employability workshops, etc.). Prior to becoming a mandatory participant the individual is accustom to Center staff, resources,and procedures. In one Center staff meet with two-parent household members individually for focused communication and understanding of responsibilities, recognition of needs and referrals to resources, assessment of individual skill sets. The practice of scheduling each person two to three times in the next few weeks includes these participants also. Job development may be an appropriate service at this juncture, as the individual resumes are completed, uploaded and virtual recruiter is on. The trend of securing employment(by one or both parents)within a few weeks has occurred often and this practice will now be followed in all Centers and Satellite offices. 12. Describe how applicants are informed of relocation assistance Information on relocation assistance is provided during the WT Overview session. 13. What steps must an applicant take to receive relocation assistance Applicants must have an active TCA application with DCF within the last 60 days. Applicants will attend a group Welfare Transition overview/work registration session offered twice a week in each Southwest Florida Works Center. Applicant must meet with CDR to determine the need for relocation assistance. If determined necessary,the applicant would submit expenses to relocate to the desired community. 14. What is the region's maximum allowable payment for Relocation Assistance The Southwest Florida Workforce Development Board has no maximum allowable payment for relocation. D. Mandatory Services 1. Describe how a participant's prior work history,skills,and employability are assessed Employability information is requested on the Welfare Transition Program Assessment form which includes potential barriers e.g. child care needs, finances, work clothing and health care needs, as well as interests, experience, and work history to include skills and job duties gained. Additional employability elements are determined when utilizing various Interest Inventory tools during the individual assessment. 2. What tool does the RWB use to conduct the initial assessment The initial assessment is both a formal and informal process. Each participant completes a Region 24 Welfare Transition Program Assessment form which covers demographics, education, work history, job-seeking skills, and medical history. Assistance is provided by assessment staff for participants with physical or literacy limitations. 77 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2893- 9/25/2012 Item 16.F.1 . 3 When tst a mitia assessment initiated and conducted? -- The initial assessment is scheduled to be completed in conjunction with the in-depth orientation appointment within ten (10) days of the receipt of the Florida System interface referral. If circumstances arise prohibiting it's completion within the ten (10) day time frame and good cause has been determined, the completion of the initial assessment will occur no later than 30 days from the date the electronic DCF open TCA case referral was received. 4. If the initial assessment is conducted during the work registration process,describe how the information is reviewed,updated,and used once the participant becomes mandatory? The completed WTP Assessment form is thoroughly reviewed with the customer during an interactive informal interview with a Career Development Representative. The customer then signs the applicable authorization/release forms. Confidentiality and informed consent are of the utmost importance throughout the assessment period. The information gathered through the use of formal and informal assessments is utilized in the development of the Individual Responsibility Plan (IRP). 5. Describe the process of developing an IRP in conjunction with the mandatory participant Through a partnership approach, the customer and Career Development Representative jointly identify the basic and intensive service needs of the customer. The IRP is initiated at the first meeting with the Career Development Representative. The initial counseling sessions provide the new "team" a chance to get to know each other and begin the process of establishing a close and trusting working relationship. The IRP is to be initiated within 30 days of the receipt of the new case, reopen or transfer-in referral from the Department of Children and Families. Region 24 uses the One-Stop Service Tracking (OSST) system Individual Responsibility Plan (IRP). Basic Elements Required in the IRP - The IRP contains the following basic elements; a description of the customer's and program staff's responsibilities, such as providing supportive service referrals, a description of the consequences for failure to follow their plan, identification of short and long term employment goals, work history, identification of skills, knowledge and abilities, information from interest inventories, identification of barriers which are preventing the participant from reaching their goals and becoming self-sufficient, identification of supportive services provided to address the barriers, assignment of countable work activities, detailed steps to self-sufficiency, and signature and date of both the customer and program staff. 6. Describe how often the steps to self-sufficiency are updated and signed by the program participant and program staff The IRP is a fluid document that is reviewed and modified as needed during each meeting between the Career Development Representative and customer. The IRP is to be updated and signed within 30 days of the most recent reopen or transfer-in referral, as well as, when the following circumstances exist; a change that affects the existing IRP (such as homelessness or domestic violence), when new activities, training or services are approved, or the nearing of the completion of an activity or training to ensure continuous participation. 78 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2894- 9/25/2012 Item 16.F.1 . —7. Describe t-herpes-=of-servic-es-prov idled-to mar►datory_partic ants. - a. Unsubsidized employment • Full or part-time paid employment: Private or public sector paid employment documentation obtained at least every two weeks by the program provider may include pay stubs, time sheets, verification of employment signed by the employer, verification of work hours signed by the employer, third party collateral contact verification to include employer's name, contact person, telephone number, date of contact, and pertinent employment information; hours worked, rate of pay,dates worked. If the documents do not indicate "wage per hour"or "actual hours completed," the WT Program staff may divide the pay by the Florida minimum wage to calculate the total hours worked for the time period. Paid work hours of unsubsidized employment reflect the hours of employer supervised work activity participation. Special Documentation of Unsubsidized Employment: Region 24 may project forward hours of participation of mandatory Welfare Transition Participants in an unsubsidized paid employment activity, for up to six months based upon current documented actual hours of employment. The Department of Children and Families (DCF)Temporary Cash Assistance must have closed due to employment. The project forward provision will not apply to self- employment activities. • Self-employment: Documentation accepted to support self-employment expenditures and earnings includes detailed gross income minus business expenses as substantiated by copies of money orders, checks, and other forms of proof of income and expenditures. Self-attestation will not be accepted as documentation. b. Subsidized employment: While setting up a worksite for subsidized employment, the Career Development Representative will work with the employer contact person to designate the employer's staff person who will be responsible for supervising the employee's employment activities on a daily basis and who will act as signature authority for documentation to support hours of participation. The Career Development Representatives communicate no less than biweekly through telephone communication with the supervisor and the employee. Sites are supervised by the employer on a daily basis. On-site visits take place on an as-needed basis. The employer provides time logs of hours worked, progress reports and notification of failure or inadequate participation. c. Job Search and Job Readiness i. Designated Career Center staff oversees the daily on-site job search activities. ii. On-site Job Search contact hours are also documented on the Daily Job Search and Job Readiness Activity Time Sheet. The actual daily on-site job search hours includes employer contact time, interview, and travel hours between each job search employer site. No time will be allowed for the travel from the participant home to the first site and from the last site to return home. No less than 10% of the daily external job search contacts will be validated by the Career Development Representative by witnessing the participant while making a follow-up contact to the employers they met during external job searching. The Career Development Representative will sign-off the validation section of the validated contact on the external job search contact log. 79 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2895- 9/25/2012 Item 16.F.1. iii. One-Stop staff will supervise and track participant hours spent in structured in-house job readiness assistance and structured in-house job search programs. In-house Job Search and Job Readiness hours are documented on the Daily Job Search and Job Readiness Activity Time Sheet (WT-029-DJS). The Daily Job Search and Job Readiness Activity Time Sheet may be signed by a Workforce Professional or staff of a partnering organization assigned to a designated service delivery area in which the participant is completing activities; Resource Room, Department of Economic Opportunity(DEO), Business Services Unit, etc. d. Community Service i. The WT provider actively engages its staff in the development of worksites and countable activity work locations. Throughout the region Community Service Work Experience Program (CWEP) or Work Experience Program (WEP) worksites are continually maintained and developed. Career Development Representatives screen customers during assessment and Individual Responsibility Plan (IRP) development to select candidates for referral to CWEP or WEP. Worksites are developed with non-profit agencies that will offer a learning experience to the participant and a benefit to the community. ii. When a provider agrees to develop and provide a worksite for a WT participant, the Career Development Representative works closely with provider to refer eligible WT participants for consideration in employment in a Work Experience Program. The worksite must be related to the participant's employability and occupational goals. The worksite agreement process includes development of the agreement by the Career Development Representative, agreement on the details to include start and termination dates and signing of the agreement by the worksite provider and the Agency. Scheduled hours for the month are based on the cash assistance amount added to the food stamp allotment, divided by the current minimum wage. iii. The worksite agreement outlines the individual and shared responsibilities of the worksite provider and the agency. For the worksite provider, these responsibilities include teaching the participant the skills necessary for entry level work in the designated job description and providing the participant with the same working conditions accorded to other employees. For the Agency, these responsibilities include providing support services to the participant, as appropriate and providing Worker's Compensation liability and or claims coverage for all participants who are Community Service Work Experience participants. iv. Career Development Representatives screen customers during assessment and Individual Responsibility Plan (IRP) development to select candidates for referral to a Work Experience worksite based upon the individual's employment goals. Alternately, participants may locate their own community service project. Referrals to the worksite are prearranged with the employer by telephone. A referral form is then faxed to employer and a copy given to the participant to bring to the worksite for an initial interview appointment. After the initial interview the employer responds by telephone or in writing indicating whether the individual is a match for the program. v. Career Development Representatives communicate no less than biweekly through telephone communication with the employer and the employee. Maintaining good relationships with the employer helps staff ensure that sites are supervised by the employer on a daily basis. On-site olakk visits take place on an as-needed basis. The worksite supervisor provides documentation of 80 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2896- 9/25/2012 Item 16.F.1. _Lily attend ce _,_Vesication is ma ntainesL in the_case file_and documented it the management information system. vi. The Career Development Representatives require time logs of hours worked, progress reports and notification of failure or inadequate participation signed by the employer's designated worksite supervisor in order to support hours of participation. vii. To protect employees against displacement, the Career Development Representatives will require the community service provider sign the worksite agreement which specifies that "No currently employed worker shall be displaced by a participant. This includes partial displacement such as reduction in hours of non-overtime work,wages or employment benefits." If an employer is found to be practicing displacement, staff will be instructed to no longer use this employer as a worksite for subsidized employment and a letter will be sent to the employer indicating that their site will no longer be used for subsidized employment. A grievance may be filed by regular employees regarding displacement by a Welfare Transition Program Work Experience participant per the established grievance process. e. Job Skills Training: Job skills training will be supervised on a daily basis. Participants engaged in job skills training are required to document schedules and course requirements at the beginning of each semester. Staff at the educational institution will act as supervisors. The documentation of the hours the participant attends daily Job Skills training will be obtained every two weeks by the One-Stop Staff and may include time sheets, daily attendance logs, school records, progress reports signed by the training instructors daily. f. Education Directly Related to Employment: The staff of the training provider will supervise the participant's daily attendance. Documentation of hours of daily attendance in education directly related to an employment activity will be obtained every two weeks by the One-Stop Staff and may include time sheets, daily attendance logs, school records and progress reports signed by the training instructors daily. The education directly related to employment time sheet includes an area in which the instructor will report the student's satisfactory progress. This information will be obtained by One-Stop staff no less than every two weeks. The Test for Adult Basic Education (TABE) is administered by staff at the One-Stop centers or through the local school systems. Baseline and follow-up scores are compared to determine satisfactory progress. g. Course of study leading to a General Equivalency Diploma (GED): Participants engaged in secondary school or in a course of study leading to a General Equivalency Diploma will be supervised on a daily basis. Staff will verify daily supervision and hours of actual participation through documentation that includes daily attendance records kept by the institution and signed by a designated supervisor. These attendance records will be submitted to the Career Development Representative no less than every two weeks. Information will be entered into the management information system and maintained in the case file. The Test for Adult Basic Education (TABE) is administered by staff at the One-Stop centers or through the local school systems. Baseline and follow-up scores are compared to determine satisfactory progress 81 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2897- 9/25/2012 Item 16.F.1 . h. Childcare services: Career Development Representatives will ensure that participants providing child care services will be supervised on a daily basis. Evidence of daily supervision for childcare services will be telephone contact logs maintained by the Career Development Representative and the attendance records signed by the participant in the Community Work Experience Program (CWEP)and the logs participant providing childcare submitted to the Career Development Representative no less than every two weeks. This will document supervision and hours completed. Time sheets for providing child care will be compared and validated to the hours of the parent participating in the CWEP. Hours for providing child care will not exceed the hours the parent receiving the child care participated in the CWEP activity. This will document supervision and hours completed. Information will be entered into the management information system and maintained in the case file. Participants are also introduced to the array of services available throughout the Southwest Florida Works Centers. This will included information on workshops, Resource Rooms, on-site employer interview schedules and other partner agency services within and outside of the Centers. 8. Describe how the region provides support services to mandatory participants Funded services available to applicants of cash assistance are divided into two types: transportation expenses (i.e. gas cards, bus passes, and transport services) and support services (i.e. car repairs, auto liability insurance, vehicle registration, work clothing, tools and books.) Individuals in need of child care assistance are issued a Child Care Authorization and Referral, AWI 5002. The Early Learning Coalition of Southwest Florida is responsible for the determination of eligibility and authorizing the actual child care service. 9. Describe how mandatory participants are informed of relocation assistance During the Overview/Work Registration session and during one-on-one sessions, mandatory participants are provided information on requesting relocation assistance. 10. Describe the steps that must be taken by mandatory participants to receive relocation assistance During one-on-one sessions, the applicant must request relocation assistance and must provide documentation as requested. Attachment 14- Relocation Assistance Documentation Procedures. 11. Describe the process for assigning mandatory participants to work activities. How does the region determine the activity in which a participant will be assigned? Individuals will be assigned to work activities not to exceed 40 hours per week. The worksite agreement will identify the number of hours assigned. In no instance will an individual be assigned more than 40 hours per week. Region 24 will use the State guidelines and individuals will not be assigned for the month to a community service or work experience work site greater than the hours calculated based on cash assistance combined with food stamps divided by the state minimum wage. The Career Development Representative will record on the JPR screen only those activities that meet the activity definition. Unpaid work activities will be supervised no less than daily. Astiw 82 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2898- 9/25/2012 Item 16.F.1 . 12 Describe how the-RWS will documentactual-participationhours- -- Career Development Representatives track participant activity on a constant and consistent basis. This is done through collecting attendance sheets, pay stubs and other documentation as proof of participation. Verification of system data is also maintained in the participant's case file. Career Development Representatives are given training on the importance of validating with documentation the activities in which the customer is participating. Employer verification forms, job search records and wage credit checks are some of the documents used to verify participation. Career Development Representatives have contact with their mandatory customers at least bi-weekly. The Career Center Director and/or Center Supervisor ensure compliance with these requirements through electronic and hard copy case reviews. 13. Describe how the RWB will ensure that documentation to support hours in unpaid work activities is collected at a minimum of every two weeks Supervisor-signed attendance records are required to support hours in unpaid work activities, on-the- job training (OJT) and self-employment. These attendance records are collected every two weeks. Self-employment records will be submitted no less than every two weeks by the participant. 14. How does the RWB ensure that documentation is collected prior to entering Job Participation Rate (JPR) hours in the data entry system Front-line staff is trained to collect documentation prior to entering JPR data into the management information system, One-Stop Services Tracking (OSST). Documentation is maintained in the case files. 15. How does the RWB ensure that program participants are not assigned to more than 40 hours per week in work activities Individuals will be assigned to work activities not to exceed 40 hours per week. The worksite agreement will identify the number of hours assigned. In no instance will an individual be assigned more than 40 hours per week. 16. Describe how the RWB will ensure that unpaid work activities are supervised no less than daily by a designated responsible party Unpaid work activities are documented on weekly timesheets by the site or training provider supervisory staff overseeing the activities of the individual. 17. Describe how daily supervision is documented for"on-site"job searches Designated Career Center staff oversees the daily on-site job search activities. On-site Job Search contact hours are also documented on the Daily Job Search and Job Readiness Activity Time Sheet. The actual daily on-site job search hours includes employer contact time, interview, and travel hours between each job search employer site. No time will be allowed for the travel from the participant home to the first site and from the last site to return home. No less than 10%of the daily external job search contacts will be validated by the Career Development Representative by witnessing the participant while making a follow-up contact to the employers they met during external job searching. 83 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page -2899- 9/25/2012 Item 16.F.1. The Career Development Representative will sign-off-the validation section of the-e' one the external job search contact log. – —` _–_— ' _`_ 18. Describe how daily supervision is documented for"off-site"job searches One-Stop staff will supervise and track participant hours spent in structured in-house job readiness assistance and structured in-house job search programs. In-house Job Search and Job Readiness hours are documented on the Daily Job Search and Job Readiness Activity Time Sheet. The Daily Job Search and Job Readiness Activity Time Sheet may be signed by a workforce professional or staff of a partnering organization assigned to a designated service delivery area in which the participant is completing activities; Resource Room, DEO, Business Services Unit,etc. 19. Describe how the RWB informs participants of their responsibilities. See below 20. Including the responsibility to: • Work in conjunction with program and career center staff • Participate in assigned activities • Document and submit participation hours • Report employment • Accept suitable employment • Remain employed • Report good cause reasons for failure to participate immediately Economic Self-Sufficiency staff with the Florida Department of Children and Families presents WT/TANF participants with a list of Opportunities and Obligations, as part of the Communication and Work Activity Referral Form (CF-ES 2097). This list is also reviewed by One-Stop staff and the WT participant during the Overview/Work Registration. This list includes the following Obligations/Responsibilities: - Participate in, document and complete assigned program activities - Respond to all contacts from the Regional Workforce Board or other agencies you are referred to. - Inform Regional Workforce Board of changes in participation, employment, family circumstances including change of address, telephone number, childcare needs, transportation problems, health problems, etc. - Apply for and seek employment - Accept any reasonable offer of suitable employment. - Report good cause reasons for failure to participate immediately. - Remain employed. Must contact Regional Workforce Board prior to reducing your hours or quitting. - Report good cause reasons for failure to participate immediately 84 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2900- 9/25/2012 Item 16.F.1. These responsibilities are reviewed with the participants when activities are assigned or reassigned. Each participant signs the Opportunities and Obligations Acknowledgement Form (AWI 0008 12/2006). The original is kept in the participant file and a copy is given to the participant. 21. Provide the local definition for Good Cause for failure to participate or comply with program requirements Good Cause is a reason for failure to participate or comply with program requirements: - Related to inability to obtain the needed childcare for a child under 6 years of age Related to domestic violence Related to past effects of domestic violence Related to medical incapacity Related to outpatient mental health or substance abuse treatment Due to medical incapacity by applicants for Supplemental Security Income (SSI)or Social Security Disability Income (SSDI) Other good cause exceptions which may include: o Temporarily caring for a disabled family member when the need for the care has been verified and alternate care is not available, o Bereavement for an immediate family member; 2 days, o Court appearances, o State of Disaster announced by the Governor for the specific area in which the individual resides. o Short term emergency situations beyond the control of the individual, i.e., car breakdown, illness or injury of self or a family member, school needs of self or a family member,etc. 22. Describe the steps that a participant with Good Cause must take to be excused from or rescheduled for an activity The individual must notify the Career development Representative and provide documentation as noted below. 23. When must a participant submit documentation to support Good Cause? The individual shall be allowed a reasonable amount of time to submit the required documentation to support a good cause determination but must be submitted before the Notice of Failure to Participate and Possible Sanction Form (2290)expires. 24. What documentation does the region require to support missed activities due to good cause The documentation required to grant a Welfare Transition Program (WTP) excused absence due to a short-term emergency (less than 16 hours per month) from participation in unpaid work activities includes; a. Self-Attestation; a verbal statement from the participant describing the short-term emergency which resulted in the absence, when official notification is not available because the participant did not meet with a provider or other official entity i.e. did not take sick family member to doctor, stopped to fix flat tire or 85 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2901- 9/25/2012 Item 16.F.1 . -- - -- --------------------------- b. Official Notification(s); letters from Doctors'appointments,conferences,court, etc., and - c. Documentation to support the participant was scheduled to participate in a work activity during the period the excused absence is being reviewed, and 1. Case note indicating the good cause was denied or approved and the number of participation hours granted as an excused absence. 25. Define and describe each of the following activities as they exist in your region: Unsubsidized Employment: Unsubsidized employment includes full or part-time paid employment in the public or private sector in which the employer does not receive a subsidy from TANF or any other public program. Unsubsidized employment also includes self-employment. Self-employment is defined as employment is which the participant is the employer, as well as, the employee. Self- employment may include, but is not limited to, domestic work and the provision of childcare. Private or public sector paid employment documentation obtained at least every two weeks by the program provider may include pay stubs, time sheets, verification of employment signed by the employer, verification of work hours signed by the employer,third party collateral contact verification to include employer's name, contact person, telephone number, date of contact, and pertinent employment information; hours worked, rate of pay, dates worked. If the documents do not indicate "wage per hour" or"actual hours completed,"the WT Program staff may divide the pay by the Florida minimum wage to calculate the total hours worked for the time period. Paid work hours of unsubsidized employment reflect the hours of employer supervised work activity participation. Special Documentation of Unsubsidized Employment: Region 24 may project forward hours of participation of mandatory Welfare Transition Participants in an unsubsidized paid employment activity, for up to six months based upon current documented actual hours of employment. The Department of Children and Families (DCF) Temporary Cash Assistance must have closed due to employment.The project forward provision will not apply to self-employment activities. Subsidized Employment (Private or Public): Subsidized private or public employment is employment in which the employer receives from TANF of other public funds a subsidy to offset some or all of the wages and costs of employing the participant. Subsidized private or public sector employment documentation obtained at least every two weeks by the program provider may include pay stubs, time sheets, verification of employment signed by the employer, verification of work hours signed by the employer, third party collateral contact verification to include employer's name, contact person, telephone number, date of contact, and pertinent employment information; hours worked, rate of pay, dates worked. Paid work hours of subsidized employment reflect the employer supervised hours of work activity participation. On-The-Job Training: On-the-Job Training (OJT) is full-time, paid unsubsidized employment, in which a public or private sector employer receives a subsidy to offset the costs of training provided to the participant. Upon the successful completion of the training, it is desired the employer retains the participant as a regular employee without receiving a subsidy. In Region 24, the length of OJT is dependent upon the customary time required to obtain the skills necessary to perform the duties of the position,as well as,the capabilities of the participant. Longer durations of the training may be appropriate for participants with disabilities necessitating the need of supported employment training programs. OJT contracts will be developed between the RWB provider and the employer to include the expectation of job retention following the completion of the training,job title, skills required to perform the duties of the position,training hours, training 86 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2902- 9/25/2012 Item 16.F.1 . goals, OJT begin and scheduled end dates, responsibleparty for s supervising_progress and reason for termination if the OJT was unsuccessful. Paid work hours reflect the employer supervised hours of work activity participation. The individual's progress in achieving training goals and outcomes will be monitoring throughout the duration of the OJT contract. Documentation of OJT is obtained at least every two weeks by the program provider and may include pay stubs,time sheets,verification of employment signed by the employer,verification of work hours signed by the employer, third party collateral contact verification to include employer's name, contact person, telephone number, date of contact, and pertinent employment and training information; hours worked, rate of pay, dates worked, and progress. Paid work hours reflect the hours of work activity participation. Special documentation: Project forward hours of participation procedures will not apply to employment during the period of time an individual is participating in TANF OJT. Information regarding establishing an OJT contract and invoicing guidelines are found in the On- the-Job Training(OJT) Local Guidance (Attachment 11) Work Experience: Work Experience Program (WEP) is a structured core work activity performed at a for-profit or not-for-profit entity in return for the welfare benefit combined with the food stamp allotment that provides an opportunity to acquire the general employability skills and work habits necessary to obtain employment for those who are unable to find unsubsidized employment. The WEP participant is considered a state employee for purposes of workers compensation. WEP agreements will be developed between Region 24's Welfare Transition Program and the WEP work site provider to include the job title, clear job description, job duties, coaching hours, contract time limit, and responsible party for supervising progress. The individual's progress in achieving employability skills, goals and outcomes will be monitored throughout the assignment to the activity. The time period of the WEP activity indicated on the contract is dependent upon the customary time required to obtain the skills necessary to perform the duties of the position, as well as,the capabilities of the participant. Daily participant WEP activity supervision is provided by the designated supervisor of the work site provider. Work Experience Activity Hour Calculation and Assignment: The number of activity hours the participant is assigned to a WEP activity in a month is based upon and cannot exceed the hours derived from the monthly activity benefit calculation applying Fair Labor Standards Act (FLSA). The FLSA applies the minimum wage. WEP Activity Hours Calculation Methodology: (Cash Assistance Benefit + Food Stamp Allotment) / Minimum Wage = maximum hours per month the participant may be assigned to WEP activities. The assigned WEP hours can be used with flexibility during each week so long as the individual weekly activity assignment does not exceed 40 hours per week and the monthly combined weekly totals will not exceed the monthly maximum activity hour calculation. Therefore, Career Development Representatives can assign hours in a week to make up for a shortage of hours in another week to ensure the participant completes the required hours for the month, as long as the assigned hours per week does not exceed forty. A Weekly Work Experience Activity Hours Calculation Worksheet, WT- 036-WECW, has been developed for Career Development Representatives to use to document the weekly flexibility WEP hours are assigned in each month. 87 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2903- 9/25/2012 Item 16.F.1. When assigning a WEP activity to both parents of a two parent household, calculated activity hours Al Mk may be split. Documentation of WEP participation obtained at least every two weeks by center staff may include weekly time sheets, signed by the work site supervisor and validated by the program provider, third party collateral contact verification to include site provider's name, contact person, telephone number, date of contact, and pertinent work activity information; hours worked, dates worked, progress. The assigned WEP activity hours must be documented in the Information Management System (IMS); Skill Development Screen, IRP, and case notes. If the calculation determines a participant shall be assigned a Work Experience Program (WEP) activity for less hours than required to meet the individuals participation requirement, he/she may be assigned the additional hours in a Job Skills Training activity at the same location in order to learn specific employability skills of tasks related to the job duties identified on the WEP job position description. Worksite WEP hours and Job Skills training hours must be recorded on a separate timesheets. A (Core) WEP activity for the calculated hours and a (Core Plus) Job Skills Activity would be entered on the OSST Skill Development screen and the IRP for the required hours of participation. The WEP worksite employer shall be notified in Section Il.c of the WEP contract that WEP participants will not be covered by the State's Worker's Compensation for volunteer hours or Job Skills training hours completed in excess of the required assigned WEP hours each month. If WEP hours are deemed to meet core activity requirements as described in the above section: Exceptions to the 40 hours Work Activity Assignment, Deeming Provision, a case note must indicate the number of hours the individual is assigned to participate in the WEP activity and the number of hours deemed if the assigned/completed hours are less than the number of core hours required for the individual. Community Service: The Community Work Experience Program (CWEP) is a structured core work activity to provide a useful community purpose at public or not for profit organizations, while improving the employability skills of the participant. The CWEP participant is considered a state employee for purposes of workers compensation. CWEP agreements will be developed between Region 24's Welfare Transition Program and the WEP work site provider to include the job title, clear job description, job duties, coaching hours, contract time limit, and responsible party for supervising progress. The individual's progress in achieving employability skills, goals and outcomes will be monitored throughout the assignment to the activity. The time period of the CWEP activity indicated on the contract is dependent upon the customary time required to obtain the skills necessary to perform the duties of the position, as well as,the capabilities of the participant. Daily participant CWEP activity supervision is provided by the designated supervisor of the work site provider. Community Work Experience Activity Hour Calculation and Assignment: The number of activity hours the participant is assigned to a CWEP activity in a month is based upon and cannot exceed the hours derived from the monthly activity benefit calculation applying Fair Labor Standards Act (FLSA). The FLSA applies the minimum wage. CWEP Activity Hours Calculation Methodology: (Cash Assistance Benefit + Food Stamp Allotment) / Minimum Wage = maximum hours per month the participant may be assigned to WEP activities. The assigned CWEP hours can be used with flexibility during each week so long as the individual weekly 88 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page -2904- 9/25/2012 Item 16.F.1 . _ __ _activity assignment does not exceed 40 hours per week and the monthly combined weekly totals will ---- -------- -----_._------- not exceed the monthly maximum activity hour calculation. Therefore, Career Development Representatives can assign hours in a week to make up for a shortage of hours in another week to ensure the participant completes the required hours for the month, as long as the assigned hours per week does not exceed forty. A Weekly Work Experience Activity Hours Calculation Worksheet (WT- 036-WECW), has been developed for Career Development Representatives to use to document the weekly flexibility CWEP hours are assigned in each month. When assigning a CWEP activity to both parents of a two parent household, calculated activity hours may be split. Documentation of CWEP participation obtained at least every two weeks by the Center staff may include weekly time sheets, signed by the work site supervisor and validated by the program provider, third party collateral contact verification to include site provider's name, contact person, telephone number, date of contact, and pertinent work activity information; hours worked, dates worked, progress. The assigned WEP activity hours must be documented in the IMS; Skill Development Screen, IRP,and case notes. If the calculation determines a participant shall be assigned a Community Work Experience Program (CWEP) activity for less hours than required to meet the individuals participation requirement, he/she may be assigned the additional hours in a Job Skills Training activity at the same location in order to learn specific employability skills of tasks related to the job duties identified on the CWEP job position description. Worksite CWEP hours and Job Skills training hours must be recorded on a separate timesheets. A(Core) CWEP activity for the calculated hours and a (Core Plus)Job Skills Activity would be entered on the OSST Skill Development screen and the IRP for the required hours of participation. The CWEP worksite employer shall be notified in Section Il.c of the CWEP contract that CWEP participants will not be covered by the State's Worker's Compensation for volunteer hours or Job Skills training hours completed in excess of the required assigned CWEP hours each month. If CWEP hours are deemed to meet core activity requirements as described in the above section: Exceptions to the 40 hours Work Activity Assignment, Deeming Provision, a case note must indicate the number of hours the individual is assigned to participate in the CWEP activity and the number of hours deemed if the assigned/completed hours are less than the number of core hours required for the individual. • How does the region ensure that community service worksites are conducted at not-for-profit agencies and are for the benefit of the community? The Career Development Representatives confirm that the agency is a non-profit prior to development of a Community Service worksite agreement. Job Search &Job Readiness: External employment search activities on-site, at the employer's business or in-house employment preparation and search activities conducted and supervised in-house, at the Centers. Vocational Education: Vocational educational training activities prepare the participant for employment in current or emerging occupations through organized and state approved training in Florida's vocational technical centers, community colleges offering certificate, AA/AS, and other 89 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2905- 9/25/2012 Item 16.F.1. advanced degree programs a nd proprietary ry schools. With car eful planning, the provider and participant may be able to combine vocational education and training with other work activities in ways that lead to a baccalaureate or other advanced degree. A participant can be assigned to Educational Training activities for a period not to exceed a 12-month lifetime limit. This type of training does not include remediation of basic skills, language training, high school diploma, or general equivalency. However, those skills may be embedded in structured Vocational Education programs if they are required for the success of the student. Allowable hours of Vocational Education participation include classroom training and distance learning. In addition to actual classroom hours, countable hours may include supervised time spent in curriculum-required labs and clinical settings, supervised study halls as well as up to one hour of unsupervised homework time for each hour of class time. Total homework time counted for participation cannot exceed the hours required or advised by the educational program/instructor. Documentation shall be obtained from the training provider indicating the number of hours of study time required or advised of students attending the specific program. Vocational Education requires daily supervision. At the beginning of each semester, participants are required to document schedules and course requirements. The time logs documenting hours of participation obtained at least every two weeks will be signed by a designated party, verified by an electronic logging function as established by the educational/distance learning institution or the Career Development Representative may contact the institution directly and collect third party collateral contact verification; training provider's name, instructor's/facilitator's name, telephone number, course, date of contact, and pertinent attendance information; hours and dates of attendance. Documentation of actual hours completed demonstrates daily supervision. Job Skills Training Directly Related to Employment: The Job Skills Training activity is education or training to obtain the skills required by an employer. The Job Skills Training activity shall be linked to the employment goals identified in the participant's Individual Responsibility Plan. This training shall provide the individual with the ability to obtain employment, advance, or adapt to the changing demands of the workplace. Job Skills Training includes: o Customized training, o Literacy instruction, o Language instruction, or o Technical training (not meeting the definition of Vocational Education) focusing on the skills needed for employment for a specific job. - Ready To Work Credential, Microsoft Office training programs, Safety training-CPR, First Aid, OSHA, etc., - Post-secondary education that leads to a bachelor's or advanced degree may count as job skills training, if it is directly related to employment, and Employer driven training requirements for the occupation. In addition to actual classroom and distance learning hours, countable hours may include supervised time spent in curriculum-required labs and clinical settings, supervised study halls as well as up to one hour of unsupervised homework time for each hour of class time. Total homework time counted for participation cannot exceed the hours required or advised by the educational program/instructor. Documentation shall be obtained from the training provider indicating the number of hours of study time required or advised of students attending the specific program. 90 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2906- 9/25/2012 Item 16.F.1 . Job Skills training requires daily supervision. The time logs documenting hours of participation obtained at least every two weeks will be signed by a designated party, verified by an electronic logging function as established by the educational/distance learning institution or the Career Development Representative may contact the institution directly and collect third party collateral contact verification; training provider's name, instructor's/facilitator's name, telephone number, course, date of contact, and pertinent attendance information; hours and dates of attendance. Documentation of actual hours completed demonstrates daily supervision. Education Directly Related to Employment: Education Related to Employment is an educational activity for participants, regardless of age, who have not received a high school diploma or GED and require further education related to a job specific occupation, job or job offer. When required as a prerequisite to employment by an employer,this activity may include: o Adult basic education, o English as a Second Language (ESL),or o Education leading to a GED/high school diploma. In addition to actual classroom and distance learning hours, countable hours may include supervised time spent in curriculum-required labs and clinical settings, supervised study halls as well as up to one hour of unsupervised homework time for each hour of class time. Total homework time counted for participation cannot exceed the hours required or advised by the educational program/instructor. Documentation shall be obtained from the training provider indicating the number of hours of study time required or advised of students attending the specific program. Education Related to Employment requires daily supervision. The time logs documenting hours of participation obtained at least every two weeks will be signed by a designated party, verified by an electronic logging function as established by the educational/distance learning institution or the Career Development Representative may contact the institution directly and collect third party collateral contact verification; training provider's name, instructor's/facilitator's name, telephone number, course, date of contact, and pertinent attendance information; hours and dates of attendance. Documentation of actual hours completed demonstrates daily supervision. Satisfactory Attendance in Secondary School: Participants engaged in secondary school or in a course of study leading to a General Equivalency Diploma will be supervised on a daily basis. Staff will verify daily supervision and hours of actual participation through documentation that includes daily attendance records kept by the institution and signed by a designated supervisor. These attendance records will be submitted to the Career Development Representative no less than every two weeks. Information will be entered into the management information system and maintained in the case file. The Test for Adult Basic Education (TABE) is administered by staff at the One-Stop centers or through the local school systems. Baseline and follow-up scores are compared to determine satisfactory progress. Providing Childcare: Individuals participating in workforce program activities may be eligible for subsidized child care assistance. Career Development Representatives refer individuals in need of child care assistance to the Early Learning Coalition. The providers of the Early Learning Coalitions are responsible for the determination of eligibility and authorizing the actual child care service. 91 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2907- 9/25/2012 Item 16.F.1 . 26. How does the RWB ensure that local work activities comply with federal and state definitions? Applicants are instructed to attend a group Welfare Transition overview/work registration session offered twice a week in each Southwest Florida Works Center. The WT Program Overview and Work Registration process, staff explains the requirements. As part of the work registration process, applicants must document the completion of all applicable activities on the Work Registration and Applicant Activity log. Staff enters all activities and services into the data entry system upon receipt of the services. Case notes are entered regarding activities and services issued. 27. Describe how participants are referred to work sites to begin engagement Career Development Representatives screen customers during assessment and Individual Responsibility Plan (IRP) development to select candidates for referral to a Work Experience worksite based upon the individual's employment goals. Alternately, participants may locate their own community service project. Referrals to the worksite are prearranged with the employer by telephone. A referral form is then faxed to employer and a copy given to the participant to bring to the worksite for an initial interview appointment. After the initial interview the employer responds by telephone or in writing indicating whether the individual is a match for the program. 28. How does the RWB ensure that participants assigned to community service or work experience do not exceed the maximum number of hours allowed based on the work site calculation (cash assistance plus food stamps divided by the higher of the state or federal minimum wage)? The worksite agreement will identify the number of hours assigned. In no instance will an individual Areith be assigned more than 40 hours per week. Region 24 will use the State guidelines and individuals will not be assigned for the month to a community service or work experience work site greater than the hours calculated based on cash assistance combined with food stamps divided by the higher of state federal minimum wage. The Career Development Representative will record on the JPR screen only those activities that meet the activity definition. Unpaid work activities will be supervised no less than daily. 29. How does the region ensure that current worksite employees are not displaced by program participants,including paid vacancies for which the employer will hire? To protect employees against displacement, the Career Development Representatives will require the community service provider sign the worksite agreement which specifies that "No currently employed worker shall be displaced by a participant. This includes partial displacement such as reduction in hours of non-overtime work, wages or employment benefits." If an employer is found to be practicing displacement, staff will be instructed to no longer use this employer as a worksite for subsidized employment and a letter will be sent to the employer indicating that their site will no longer be used for subsidized employment. A grievance may be filed by regular employees regarding displacement by a Welfare Transition Program Work Experience participant per the established grievance process. 92 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2908- 9/25/2012 Item 16.F.1 . 30. 1f a -participant reports--limited-abilities,-what--is--the-process--for-deferr-ing--the---participant from --- traditional work activities? Describe the types of activities that may be included in a participant's Alternative Plan Region 24 conforms to the Florida Statute 414.065 which states, "if an individual cannot participate in assigned work activities due to a medical incapacity, the individual may be excepted from the activity for a specific period, except that the individual be required to comply with the course of treatment necessary for the individual to resume participation." The medical deferral does not create an exemption but the individual can be "excepted" from work requirements as limited by his or her physician on a Medical Verification Form or through a statement signed by a physician licensed under Florida Statues Chapters 458 or 459. Participants/applicants of the Welfare Transition Program under doctor's care due to either a temporary or prolonged medical condition will be deferred from the required activities for a specified amount of time with appropriate medical documentation. A temporary Caretaker Deferral status may be determined necessary for a participant caring for a disabled/incapacitated family member. Prior to placing a participant in a medical, caretaker relative, high risk pregnancy, domestic violence,or other type of deferred status, the Career Development Representative will obtain required documentation to verify that appropriate care is not available. Upon disclosure by a mandatory customer seeking a deferral from participation due to a medical condition the following process shall be followed: a. The customer will be required to have the Medical Verification Form (AWI WTP 2288) completed by their Florida licensed physician and returned to Center staff within 10 working days. Failure to submit a completed medical form (2288) within the requested 10 working day time period shall result in the initiation of the penalty process unless the participant begins to fully comply. It is strongly encouraged for staff to mail the medical form (2288) to the physician of record AND provide a physical copy to the customer in our attempts to secure the document. b. When the medical form is returned an assessment will be conducted by the WT Career Development Representative (CDR). A determination of medical deferral will be made based on the medical form and if necessary, follow-up communication with the physician. The WT unit supervisor is to review and sign off on all cases prior to placement in a deferred status. The appropriate medical deferral shall be entered in the WT MIS deferral screen. c. The participant shall attend a Medical Deferral Orientation session if a medical deferral is granted regardless of the duration of the deferral. d. The customer will be referred to Vocational Rehabilitation (VR) for a vocational assessment and eligibility determination if it has been determined a medical deferral for a period of greater than 90 days is appropriate. Note: Individuals deferred for a period of greater than 90 days for the reason of high risk pregnancy shall not be required to complete a VR assessment. e. An Alternative Responsibility Plan (ARP) shall be completed by the participant and CDR with input provide by the *WT RN to reflect participation with VR, the physician's treatment plan and all other pertinent information, activities, and services. The customers may be eligible to obtain 93 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2909- 9/25/2012 Item 16.F.1 . support services to participate in the required activities. These services may include transportation, full or part-time childcare (as appropriate) and any other support service needed for the individual to complete assigned tasks and keep scheduled appointments. f. The medically deferred customer shall physically attend monthly appointments with the CDR to provide documentation showing the individual is following the physician's treatment plan and the steps of the ARP. g. The customer shall provide updated medical forms (2288) as directed by the CDR based upon the duration of the condition;temporary or prolonged. h. The Customer's participation with VR is mandatory. Failure to keep appointments, cooperate with VR, follow the physicians treatment plan, and complete the ARP steps without good cause may result in the initiation of the penalty process. Temporary Condition of 30 Days or Less: In the case of a temporary condition the appropriate documentation per medical form (2288) shall be initially provided prior to granting the 30 days or less medical deferral. Follow-up documentation shall be submitted on medical from (2288) at a minimum on the 30th day of the medical deferral for the temporary condition to support the need of a prolonged medical deferral detailing the individual's limitation(s) or inability to participate in the program. When an updated follow-up medical form (2288) is obtained for an individual granted a deferral based on a temporary condition indicating the condition will be prolonged and greater than 30 days, the medical deferral of thirty days or less shall be ended and a medical deferral of greater than thirty days granted. The medical deferral information shall be updated on the WTP MIS deferral screen to reflect the current deferral status and type. Arow Prolonged Conditions of Greater than 30 Days: Those individuals with prolonged conditions initially documented with medical form (2288) indicating a duration of greater than thirty days shall be required to provide follow-up documentation on medical form (2288) at minimum of every six months or as indicated by the physician on the medical documentation, whichever is earliest, again detailing the individual's limitation(s) or inability to participate in the program. Deferrals with prolonged conditions with an expected duration of greater than 30 days will be processed as follows: a. Participants with a prolonged condition will apply for Social Security(SS) benefits; b. WT MIS case notes will indicate the customer was provided a fact sheet regarding the SS benefit application process; c. WT MIS ARP Steps to Self-Sufficiency will indicate the customer was given 30 days to submit documentation of the application for SS benefits; d. WT MIS Alternative Screen will be completed with up-to-date Medical Deferral information; and e. SS Benefit information will be entered on the WT MIS Alternative Screen regarding application and appeal information. Informal and formal assessments are used jointly to develop an Alternative Requirement Plan with an individual who cannot fully participate due to deferrals. The Alternative Plan will include the following elements: o barriers to employment; 94 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2910- 9/25/2012 Item 16.F.1 . o services needed to overcome the barriers; o goals; medical, personal,and employment goals; o alternative activities that will move the deferred individual back to participation such as; activities based upon appropriately documented limitations, additional vocational assessments, and referrals to Vocational Rehabilitation; and o individualized steps to guide the participant to full participation in program activities. The alternative plan will be updated when an individual's case reopens, major household changes occur, or when the required documentation is received supporting a change in the allowable work activity. 31. Does the region require deferred participants to complete any vocational or other assessments? The customer will be referred to Vocational Rehabilitation (VR) for a vocational assessment and eligibility determination if it has been determined a medical deferral for a period of greater than 90 days is appropriate. Note: Individuals deferred for a period of greater than 90 days for the reason of high risk pregnancy shall not be required to complete a VR assessment. 32. Describe how the region identifies hidden disabilities, including learning disabilities Methods used to identify persons with hidden disabilities, to include learning disabilities, include self- identification, information provided by area school districts, and assessment results. 33. What other services are provided to participants who have learning or other hidden disabilities? Once identified, individuals with learning disabilities may be referred to Vocational Rehabilitation, similar agencies or community-based organizations with expertise in dealing with learning disabilities. Where appropriate, participants are encouraged and assisted with partial employment. E. Special Populations 1. Describe the region's process for providing workforce services to the following hard-to-serve populations: • Homeless • Ex-Offenders • Older Workers • Migrant Seasonal Farm Workers • Individuals with Disabilities • Limited English Proficiency/English as a Second Language(ESL) • Refugees • Domestic Violence Southwest Florida Works Center staff will continue outreach to community-based organizations, faith- based organizations and other local groups serving low-income individuals, older workers, homeless, ex-offenders, Migrant Seasonal Farm Workers, individuals with disabilities, refugees, participants who report domestic violence and hard-to-serve individuals such as those with limited English speaking abilities. On-going assessments by Center staff will guide customers to a self-directed path, group 95 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page -2911- 9/25/2012 Item 16.F.1. sessions, or one-on-one assistance. Staff will target these individuals and determine the skills needed to succeed. These individuals will be made aware of education and occupational training opportunities. If it is determined that occupational training is needed to enhance skill levels, staff will assist by referring for training with approved training vendors to increase skill level for higher paying jobs. Priority will be given to recipients of public assistance and other low-income individuals. Due to a successful Disability Navigator Program, the Centers are better prepared to assist individuals with disabilities in accessing the services they need. Assistive technology devices have been made available to include additional licenses & upgrades for Zoom text/JAWS and UbiDuo, a dual keyboard with LCD monitor. Staff is more knowledgeable and able to work with the customer in creating an appropriate Employment Development Plan. Describe how the RWB ensures that domestic violence providers/partners are trained and competent to provide such services. To ensure that all domestic violence providers are trained and competent to provide such services,our staff only refer individuals to state-approved shelters and services. Although our staff is not the provider of domestic violence services,they are provided training on the confidentiality and security of files related to domestic violence. Our staff participates in in-service training provided by the state- approved shelters throughout the region to include the Center for Abuse and Rape Emergency, Inc. (CARE) in Charlotte County, the Shelter for Abused Women in Collier County, the Abuse, Counseling and Treatment, Inc. (ACT) shelter in Lee County and a subsidiary of ACT in Glades and Hendry counties. 2. Other than work registration,describe when customers are notified of the opportunity to receive domestic violence services and counseling In addition to information provided during work registration, participants are also notified of the opportunity to receive support services, counseling, etc. related to domestic violence when customers attend an in-depth orientation session. During confidential interviews, staff may ask a series of questions, as outlined on our Domestic Violence Procedure (Attachment 21) 3. How does the RWB ensure the confidentiality of customers who have reported domestic violence? A participant who discloses the need for domestic violence services is provided this information and assistance in a one-on-one meeting, held in areas with as much privacy as possible. Each is reviewed on its individual basis, in order to best serve the needs of that customer. Individual referrals to other agencies are made with the consent of the customer and in confidence. Participant files and records are maintained separately in a secure environment, under lock and key, and only shared with other agencies on a confidential basis, subject to federal and state regulations. Notes are not entered into the computer system. Staff are instructed on how to process and store domestic violence files. 4. How does the RWB ensure that the customer has a safety plan in place? Participants who disclose domestic violence or the possibility of domestic violence are referred for further assessment to identified crisis centers. A variety of assessment instruments are used by these crisis centers. The results of the assessment will be used to develop a safety plan. Elements of the safety plan will be used for joint development (by the participant and the WTP staff) of the Alternate Responsibility Plan (ARP). The Career Development Representative will include law enforcement, 96 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2912- 9/25/2012 Item 16.F.1 . shelter personnel and other social service providers when appropriate to ensure a complete and successful "Safety Plan" is compiled. 5. How does the region ensure that the safety plan for customers requesting relocation assistance due to domestic violence include a recommendation of relocation from a domestic violence professional? The Safety Plan is reviewed by the supervisor to ensure that it contains a recommendation of relocation from a domestic violence professional. F. Transitional Services 1. Describe when and how customers are informed about transitional services Program participants are informed about transitional benefits and services during the overview. When they obtain employment, participants are informed about transitional benefits and services through the OSST generated letter. Transitional benefits are also explained and reviewed during monthly contact. Participants are sent a reminder letter regarding months left of transitional services. 2. Describe the type of services offered to participants whose cash assistance closes with earned income Region 24 offers all transitional services, including Transitional Child Care, Transitional Transportation assistance, and Transitional Education with child care assistance to those WT participants who are no longer receiving cash assistance due to earned income and whose income does not exceed 200 percent of the Federal Poverty Level. 3. Describe how those eligible for transitional services can access them Applicant must provide documentation as requested, maintain appropriate level of employment, have an eligible child in the home and continue to communicate with staff in order to receive services. 4. How long can an eligible transitional customers access transitional support services? Up to 24 months .following the closure of the TCA due to employment or approval of Upfront Diversion Services. 5. How long does the RWB authorize a childcare referral for transitional customers? Transitional Child Care (TCC) referrals are limited to 12 month increments following the termination of cash assistance for employment if the household's income remains less than 200% of the Federal Poverty Level (FPL). To obtain the second 12 month TCC referral, the customer will attend a Career Development Representative appointment to update the Individual Responsibility Plan. This could be less if the child care provider has limited resources. 6. How often does the RWB require a participant receiving transitional childcare to document employment? 97 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2913- 9/25/2012 Item 16.F.1. No less than monthly,the customer must submit documentation displaying of least 20 weekly hours of employment and a household income of less than 200%of the FPL to be eligible for ongoing TCC. 7. How often are transitional participants receiving support services reviewed for eligibility(family size, income, household composition,etc.)? Career Development Representatives review the files of transitional participants receiving child care monthly to ensure the individual remains in employment. If barriers to employment are identified, supportive services are discussed to assist the client in retaining employment or regaining employment. Each month the Career Development Representative will review the transition client's income and household changes to determine continued program eligibility. 8. Describe the educational and training opportunities available to transitional participants TANF funded education and training is available and offered to participants for 24 months following the closure of case due to employment. Dual enrollment is also encouraged to leverage funds with Workforce Investment Act(WIA) programs. 9. How does the RWB encourage employment retention and advancement for transitional participants? According to programmatic guidelines, this process continues through 24 months of transitional eligibility. The purpose of this follow-up after placement in an unsubsidized job is to address any surfacing barriers to help insure retention. The Career Development Representative remains a constant support throughout the entire employment and training process. This consistency is critical, as some customers do not remain on a straight path towards self-sufficiency. Rather, they encounter requiring a variety of supports. Consistent career management services ensure those supports are available whenever needed and that redirection assistance is available. G. Special Projects 1. Describe how the RWB uses TANF funds for any locally developed special projects? Based upon the availability of local resources, the Region may operate a Summer Youth Program providing Pregnancy Prevention instruction. The targeted population is youth under 18 years of age or teen parents. 2. What TANF purpose does the project serve? TANF Purpose Number 3-To reduce the incidence of out-of-wedlock pregnancies. H. Oversight and Safeguards 1. Describe safeguards the region has in place to recognize and identify fraud, attempted fraud or suspected fraud by program participants? Staff reviews timesheets, employment verifications and other documentation for dates, appropriate signatures and other factors. Internal peer review and supervisory reviews are conducted. 98 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2914- 9/25/2012 Item 16.F.1 . 2. Describe safeguards the region has in place to discourage fraud or attempted fraud by program • participants? Staff discourages fraud by informing participants of their responsibilities and offering frequent reminders to report changes in status or failure to comply. Staff also informs participants of the consequences for failure to participate. 3. What's the process for reporting program participants (applicants, mandatory, and transitional) for fraud or suspected fraud? If a compliance issue, frontline staff will issue a Pre-Penalty. If a benefit issue frontline staff will notify their Supervisor who will notify the Region's Fraud Referral Designee (FRD) or backup person. The FRD and back-up person will be the local points of contact in instances where there is suspicion of fraud in the WT and/or SNAP Employment and Training programs. The fraud referral designee will report instances of suspected fraud for investigation to the Public Assistance Fraud (PAF) unit by completing a Fraud Incident Report or via the FLORIDA system. Region 24 will follow the interim guidance provided by Department of Economic Opportunity until fraud reporting procedures are finalized. 4. Describe safeguards the region has in place to recognize and identify fraud, attempted fraud, or suspected fraud among program staff? Staff is able to identify suspected fraud through peer reviews and supervisory reviews. In addition,the Quality Assurance Managers and Programs Division Director will perform internal monitoring of staff activities. 5. Describe safeguards the region has in place to discourage fraud or attempted fraud among program staff? All employees receive and sign for an Employee Handbook which includes Rules of Conduct. Employees also sign the Acknowledgement of Receipt whenever revisions or updates are made. The Rules of Conduct include information about fraudulent activities and the disciplinary action that may be taken. 6. What's the process for reporting program staff for fraud,attempted fraud or suspected fraud? Suspected fraud is to be reported to a Supervisor, Quality Assurance Program Manager or the Programs Division Director, as soon as a potential issue is known. Board staff will do an internal investigation and report the incident to the Inspector General if merited. I. Individual Developmental Accounts 1. Describe the region's Individual Development Account (IDA) program; specifically identify the population served under the IDA project. While the Southwest Florida Workforce Development Board acknowledges the Individual Development Account(IDA) program has merit,the Board did not give this initiative funding priority. 99 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page -2915- 9/25/2012 Item 16.F.1 . Supplemental Nutrition Assistance Program Employment and Training (SNAP E&T) For the SNAP E&T section, please provide short narratives responding to the following informational requests. If the RWB has a local operating procedure that meets all required elements of the section, the RWB may attach the document and simply refer to the local operating procedure. If the RWB does not implement a SNAP E&T program, indicate "does not operate a SNAP E&T program." Please refer to the recently approved SNAP E&T Program State Plan as a reference to assist in the preparation of the local plan. If a local policy exists which addresses any of the items below, refer to that local policy. Include it as an attachment to the local plan. 1. Describe the local staffing(case management)model used to serve SNAP E&T participants. Region 24 delivers Supplemental Nutrition Assistance Program (SNAP) Employment and Training Program (E&T) career management in Charlotte, Collier and Lee counties with services located in the Southwest Florida Works Centers. The Centers are designed and located to provide the best coverage of services to the customers of the three county area of Region 24. Region 24 integrated program staff has been cross trained to administer the SNAP program in the Counties the program is offered; Lee, Collier, Charlotte. The integration of the program staff reduces duplication of services and simplifies the process of delivering services provided with by workforce development programs. The Center SNAP E&T case management staff creates and implement all marketing initiatives, in coordination with the One-Stop Leadership Team, to ensure current and former SNAP customers are aware of all services available to them. osittik 2. Describe the local procedures for contacting participants after the referral has been received from DCF through the overnight interface (FLORIDA to OSST Interface). Include the timeframe involved and how this process is documented. Upon the receipt of a new case, reopen, or transfer-to SNAP E&T referral from the Florida Department of Children and Families (DCF), Region 24 shall implement the DEO SNAP E&T Florida State Plan automated process of the Outreach Letter, Orientation, Assessment and initial activity assignment for the convenience of the SNAP E&T volunteer. If it is determined the volunteer has completed the SNAP E&T-Orientation within the last 12 months and no major program changes have occurred, an appointment letter scheduling an assessment is mailed to the participant. Case notes are entered for each participant in the DEO management information system indicating the time and date of the scheduled orientation or assessment appointment. A copy of the online assessment information gathered in the OSST Individual Responsibility Plan shall be printed and housed in the physical case file. 3. Describe procedures for notifying the participants of their rights and opportunities while participating in the SNAP E&T Program. Include procedures for providing information on the Grievance process. A copy of the Opportunities and Obligations Acknowledgement Form is given to the participant and a second copy is signed by the individual and maintained in the case file upon the first office visit with Center Staff following the completion of the automated orientation, assessment, and initial activity assignment process. Each is provided a copy of the Equal Opportunity is the Law. The Equal 100 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2916- 9/25/2012 Item 16.F.1 . Opportunity information provided includes instructions on obtaining additional information and filing a complaint or grievance. 4. What is the local approach for providing orientation and assessment in the SNAP E&T program? Include a description of assessment tools that are used and when assessment is conducted. Orientation and assessment are not stand alone program components but are considered part of the initial assigned program activity component. Orientation Activity: Orientation is an activity for all new or reopened volunteer SNAP E&T cases. A SNAP E&T program orientation shall be provided to all new or reopened SNAP E&T volunteers within 10 calendar days of the individual expressing interest in volunteering in program activities. During orientation, participants receive an in-depth explanation of the SNAP E&T program requirements, program benefits, opportunities, and available employment services. The participant may complete the SNAP E&T orientation online from the SNAP E&T Management Information System (MIS). The SNAP E&T MIS may be accessed by registrants at home, partnering organizations, or at the Southwest Florida Works Centers. Assessment Activity: The completion of an assessment is an activity that shall be completed prior to assigning the volunteer to a program component activity. The SNAP E&T case management staff shall utilize the online SNAP E&T Assessment to determine educational status, training and work history prior to the assignment of the volunteer to program component activities; job search, job search training, Vocational Education, Education, TAA/WIA activities, Work Experience (WE), Self-Initiated Work Experience (SIWE)or Employment. To determine if changes in the assigned program component are necessary, Center Staff shall conduct ongoing assessments with the volunteer during the period of time the individual chooses to participate. 5. Describe the local approach to integrate services for SNAP E&T clients with WIA, Wagner-Peyser, and other workforce programs available through the One-Stop Career Center. Region 24 has developed and implemented a fully integrated SNAP E&T service delivery model offering customers a seamless flow of services. This includes the fundamental job search services of linking individuals with appropriate services and activities through ongoing assessment, employment planning and tracking of performance to ensure customers are engaged in countable activities. This process continues throughout the time period in which the participant desires to volunteer in SNAP E&T program component activities. Center Staff remain a constant support throughout the entire employment and training process. This consistency is critical as some customers may become discouraged and lose motivation while participating in activities intended to assist them in becoming self-sufficient. Upon entry into the program, the participant completes an assessment online or with Center Staff to identify the individual's employability strengths and goals. Based upon the information gathered through the assessment process, the individual may select via the automated process or case management staff has the flexibility to determine the individual's activity assignment. If the need for additional training and education activities to secure employment is identified during the assessment process, then referrals for these activities will be offered by the Center Staff. The Region's Center staff has been cross trained and integrated to serve the SNAP volunteer and enroll them in multiple workforce service programs to include Wagner-Peyser, Workforce Investment Act, as well as, referral to other services provided by partnering organizations within the Region. 101 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page -2917- 9/25/2012 Item 16.F.1. 6. Provide a definition for Job Search and describe the local approach for determining when to assign a program volunteer to Job Search. After the volunteer has completed the online orientation / assessment, they select the initial SNAP component they wish to participate. If an informal assessment during a the monthly contact with Program staff identifies the volunteer may benefit from the services provided through a Job Search or Job Search Training component, the volunteer will be informed of the component value to the individuals employability. Job Search Component: a. The job search component includes the following activities: • Completing applications • Submitting résumés • Meeting with job developers for referrals to employers • Contacting employers about job opportunities • Attending interviews • Going to job fairs b. Job search contacts shall be recorded on a job search report form or a screen print from the Employ Florida Marketplace system displaying the number of job search contacts made or time spent in the job search activity for the period. This data shall be entered in the program MIS no less than monthly. c. Level of participant effort — One job search record equals one hour of participation unless the individual lives in a rural area. Individuals who live in rural areas will receive two hours of for one job search record. Hours of participation will be entered on the JPR screen. d. The job search component shall be limited to six months. The volunteer will be assessed during each monthly contact to determine the individual's level of success with the job search component to determine if assigning to another SNAP component would be more beneficial. Job Search Training Component: a. The job search training component includes the following activities: • Employability skills • Life skills • Basic job seeking skills b. The job search training activities shall be recorded on a job search training time sheet. This data shall be entered in the program MIS no less than monthly. c. Level of Participant effort—The volunteer shall be asked to participate in at least 10 hours of job search training activities a month. d. The job search activity shall be limited to a three month time period. 102 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2918- 9/25/2012 Item 16.F.1 . 7. Provide a definition for Job Search Training and describe the local approach for determining when to assign a program volunteer to Job Search Training. See#6 above. 8. Describe the local approach for developing Work Experience sites, including the procedure for securing signed worksite agreements and job descriptions. The case management staff will work with community-based organizations to develop and maintain worksites designed to provide a non-paid job training experience. When developing a worksite, the SNAP E&T case management staff and the community-based organization together complete an SNAP Community Service Work Experience Program Agreement form. The community-based organization will present a detailed job description on the SNAP E&T Community Work Experience Program Job Description Form to the case management staff and provide training to participants to adequately perform the duties of the assigned job. Community-based organizations may not replace the employment of regularly employed individuals with those referred to US activities. Employers must provide the same benefits and working conditions provided to regularly employed individuals performing comparable work for comparable hours. 9. Describe the procedures for verifying and documenting participant engagement in Work Experience. The worksite agreement is completed and collected prior to the participant beginning their activity onsite. Career Development Representatives monitor the participation of the Volunteer in the WE activity and progress in gaining employability skills. The community-based organization will provide supervision to participants, track daily hours of participation and monitor progress /or inadequate participation. The SNAP E&T Career Development Representatives will communicate regularly with the worksite supervisors to determine if the participant is adequately increasing employability skills they need to move into or obtain unsubsidized employment or if an assessment to reassign to another worksite or training activity is necessary. 10. How will the region ensure that hours recorded for engagement in Work Experience do not exceed the permissible hours based on the worksite calculation. The work experience activity attendance shall be documented on the Work Experience time sheet. This information shall be recorded in the program MIS no less than monthly. 11. Describe the local approach for providing the Self-Initiated Work Experience (SIWE) component. Include a description of the process and criteria given to participants for developing their own worksites and procedures for obtaining signed contracts with the worksites and job descriptions. Self-Initiated Work Experience (SIWE) is a program activity component in which the SNAP E&T volunteer performs work in a public service. A SNAP E&T program volunteer has the option to independently develop a self-initiated work site at a not-for-profit community-based organization. This component is designed to build employability skills or job related skills through an actual work experience at a worksite. The Center staff will work with the SIWE community-based organization worksites to develop and maintain WE worksites agreements designed to provide a non-paid job training experience. An official Work Experience worksite agreement shall be obtained from the worksite as described in Section 8 103 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2919- 9/25/2012 Item 16.F.1 . within 30 days of the start of the SIWE to protect the volunteer while participating in component activities at the employer worksite. 12. Describe the procedures for verifying and documenting participant engagement in SIWE, including how the region will ensure that hours recorded for engagement in this component do not exceed the permissible hours each month based on the worksite calculation. Career Development Representatives monitor the participation of the Volunteer in the SIWE activity and progress in gaining employability skills. The community-based organization will provide supervision to participants, track daily hours of participation and monitor progress /or inadequate participation. The SNAP E&T Career Development Representatives will communicate regularly with the worksite supervisors to determine if the participant is adequately increasing employability skills they need to move into or obtain unsubsidized employment or if an assessment to reassign to another worksite or training activity is necessary. Level of participant effort—The volunteer is asked to participate a minimum of the food stamp benefit divided by the higher of the Federal or State minimum wage, divided by the number of individuals in the food stamp assistance group, for the month. If the volunteer participant opts to participate in SIWE hours greater than the benefit calculation requires, the participant will be considered a community volunteer. These additional hours will not be associated with SNAP E&T participation. The work experience activity attendance shall be documented on the SIWE timesheet. This information shall be recorded in the program MIS no less than monthly. 13. What is the local approach for providing the Vocational Training component? The vocational training component activity shall include training that improves the employability of the participant by providing training in a skill or trade. The training providers for the SNAP E&T vocational training must be approved by Southwest Florida Workforce Development Board or Workforce Florida, Inc. and posted on the Eligible Training Provider list (ETPL). If no other program funding source is available, on a case by case basis, and approved by the Center Director, SNAP funds may be used to pay the vendor directly for tuition, books, other required course supplies, and cost associated with the training. The vocational training activity attendance shall be recorded on the training activity time sheet. This information shall be entered in the program MIS no less than monthly. Level of participant effort — The SNAP E&T volunteer shall be asked to participate in at least eight hours of vocational training a week(32 hours a month). 14. Describe the process for developing customized training sites and agreements for participants enrolled in SNAP E&T. As noted above in this Plan, Customized Training is designed to meet the needs of an individual employer or group of employers with similar needs. Region 24 targets high growth industries. Information regarding availability of customized training is disseminated to civic groups, professional organizations, individual businesses and economic development office. Business Development Division staff offer presentations to community and professional groups. Agreements are developed Asok outlining the specifics. 104 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2920- 9/25/2012 Item 16.F.1. 15. What is the local approach for providing the Education component (when it is assigned, documentation,etc)? The Education component activity includes, but is not limited to, a combination of Adult Basic Education (ABE), Remedial Education, High School completion or General Educational Development (GED), Post-Secondary Education, Vocational Training, or English for Speakers of Other Languages (ESOL)/Adult English as a Second Language. The SNAP programs may provide funding for cost associated with the secondary or post-secondary training if the provider is posted on the on ETPL,and no other program funding is available. The education training program activity attendance shall be recorded on the training activity time sheet. This information shall be entered in the program MIS no less than monthly. Level of participant effort-The SNAP E&T volunteer shall be asked to participate in at least eight hours of vocational training a week(32 hours a month). 16. Describe the local criteria for using 100 percent funds. The Region 24 SNAP E&T programs may provide funding for cost associated with the ABE, GED and ESOL training if the volunteer enrolled in SNAP E&T prior to the training program enrollment date and if no other program funding is available. 17. Describe the local approach for assigning program volunteers to the WIA and/or TAA component, including documenting enrollment into WIA/TAA program(s)and when to assign to this component. The SNAP E&T volunteer may be enrolled and engaged in WIA/TAA program activities to include occupational skills training, On-the-Job training, as well as, other WIA funded activities. WIA/TAA program activity time sheets shall be accepted to record the attendance in the training program. This information shall be entered in the program MIS no less than monthly. Level of participant effort — The volunteer is required to participate in the WIA/TAA program based upon the Individual Employability Plan (IEP) requirements. 18. Describe local procedures for referring employed participants to SNAP E&T activities Individuals who continue to receive food stamp benefits after securing employment may be engaged in other activity components to support an increase in employment. The activity component assigned would not be employment for those employed individuals continuing to receive food stamp benefits. Employment shall be documented by the completion of the employment verification form by the employer or third party collateral contact with employer by Center Staff. This information shall be documented in the program MIS and reported to DCF no later than the 10th business day of the month following the month the employment was secured. 105 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2921- 9/25/2012 Item 16.F.1 . 19. What are the local procedures for informing food stamp recipients who are not referred by DCF via Amok the FLORIDA/OSST system interface of their ability to volunteer for the SNAP E&T program? The Region has implemented a multi-faceted outreach approach to inform Food Stamp recipients of the benefits of becoming an SNAP program volunteer; Program poster distribution, Center Employability Service Orientation to universal customers, screening/program referral of universal job seekers customers visiting the center to include WIA, TCA Applicants, UC Claimants; screening of existing program participants in receipt of Foods Stamps; food stamp recipient customers of local not- for-profit partnering organizations. For the individual wishing to participate as a volunteer in the SNAP E&T program who does not have an existing case in the OSST system, Center staff shall review the DCF FLORIDA system to determine if the individual is a food stamp recipient, complete OSST registration in the SNAP program, create an OSST SNAP E&T case, instruct the volunteer to complete the online orientation and assessment, and engage in appropriate activity components 20. Describe the local process for monitoring the SNAP E&T Program. Include information about reports or tools that are used to monitor the program Local compliance monitoring of the SNAP E&T Program will be conducted through computer desk audits and on-site visits. The SNAP E&T cases will be continuously monitored by Center staff utilizing a multiple layer approach; peer reviews, supervisory review and a management review in accordance with the contract and performance benchmarks. In addition, the Board's contracted monitoring consultant will review accuracy of case management throughout the year. The monitoring review will consist of reviewing documentation of notification of program participation, program activity assignment, support services, conciliation process, sanctions and the accuracy of monthly reports. Regional staff has taken on additional quality assurance responsibilities to ensure program integrity. As deemed necessary, Board staff and/or the contracted monitoring consultant may require responses and corrective actions from the case management staff. 21. Describe the local procedures for requesting Food Stamp Reimbursements (FSRs) for eligible participants. Include procedures for ensuring that volunteers who request transportation reimbursements are engaged in SNAP E&T components. Region 24 will reimburse registrants for expenses related to participation in a SNAP E&T activity or a combination of SNAP E&T activities based upon the states set amount for the participation specific activities or components each month for allowable costs based on need. FSR need is evaluated during initial assessment and throughout the participant's involvement with the SNAP E&T program. Reimbursements will be authorized by the Center Staff and may include transportation or other costs such as, but not limited to, automobile gas, taxi or bus fare, tools, clothing, resume writing or printing. A Food Stamp Reimbursement(FSR) may be issued in the following scenarios: • If the volunteer traveled to complete only the orientation and assessment, the FSR may be reimbursed up to$10.00 for the month. • If the volunteer traveled to complete the orientation and assessment and also participated in a program component during the same month, a reimbursement may be issued up to$20.00. 106 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2922- 9/25/2012 Item 16.F.1 . • If the volunteer was required to travel to participate in SNAP E&T components, a reimbursement may be issued up to $20.00 for the month. The volunteer may be reimbursed for travel expenses up to the amount they have presented documentation of spending or the State maximum. Only one FSR may be earned and issued in each month of participation. Therefore, if multiple FSR qualifying activities have occurred in one month, the participant is only eligible for one Food Stamp Reimbursement benefit. If volunteer is participating in WIA/TAA and receiving WIA funded transportation services, the SNAP E&T FSR shall be offset. Example: WIA transportation reimbursement calculation is$80.00 per month, and the individual is eligible for an FSR of $20.00 per month, the WIA transportation reimbursement shall be $60.00 per month, i.e., ($80.00-$20.00)=$60.00/month WIA funded transportation service. Region 24 will reimburse registrants, in a timely manner,for the expenses of transportation and work- related expenses. The transportation and work-related expenses reimbursement requests are key- entered directly into the automated information system by way of the Food Stamp Benefits / Food Stamp Reimbursement (FSR) screen of the DEO management information system. The data is transmitted directly to a payroll computer tape which is transmitted to the state's Office of the Comptroller. Documentation of the identified need for reimbursement will be entered in the DEO management information system case notes, as well as, the month, activity, and hours completed to receive the FSR. Documentation demonstrating the need of the FSR includes the following;Time and attendance sheets supporting the completion of the required work activity hours, Map Quest showing the distance from the participant's residence and worksite, MIS case notes and receipts of the expense the participant is requesting reimbursement. The documentation indicating the time period, registrants name and case number will be housed in the customer's physical case file supporting the need of the FSR. Volunteers can be determined as meeting the level of effort, if they were not able to complete all activity hours based upon a transportation issue. If a transportation issue prohibited full participation, the volunteer may be determined as meeting the level of effort and the full FSR issued. 22. Describe local procedures for linking participants to other services and funding streams as appropriate. The SNAP case management staff fully utilizes the network of services and programs available through the Centers to include linking participants with Vocational Rehabilitation services, workshops through the Resource Rooms, training opportunities through the WIA program, job search activities through the Department of Economic Opportunity and others as needed. For services not located at the Centers, participants are referred to other partner agencies and organizations for a variety of support services to include substance abuse programs and transportation assistance. Region 24's procedures for the provision of services to individuals with limited English proficiency include participant referrals to English for Speakers of Other Languages (ESOL) through our county adult education programs, technical schools and Literacy of America. Region 24's procedures also include an auxiliary aids plan for those individuals requiring those services. SNAP E&T Program forms are available in Spanish. Interpreters are available at the Centers either on staff or on-call. 107 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2923- 9/25/2012 Item 16.F.1. 23. Describe local procedures for ensuring that SNAP E&T Program staff is represented and proper documentation is provided at the DCF Administrative Fair Hearings. A registrant has a right to a fair hearing to resolve any complaint or disagreement about participation in the SNAP E&T Program. A memorandum of agreement for Administrative Fair Hearings has been completed identifying the contact individuals for the SNAP case management and for DCF to ensure that SNAP E&T program representation and proper documentation are provided at the DCF Administrative Fair Hearings. 24. Describe local efforts relative to developing jobs for SNAP Program participants, assisting them with securing unsubsidized employment,and helping them become self-sufficient. (V.G.9.f.3) Region 24's Business Development Division guides the business outreach measures as part of its overall plan. Its goals involve the refinement of the business outreach program. The SNAP E&T case management staff works closely with local Agency for Workforce Innovation personnel in its marketing and job development efforts. The collocation of partners in the Centers enhances the marketing capabilities of SNAP E&T services and activities including employment opportunities for participants. Board and Committee members, through community memberships, personal contacts, presentations, job fairs and other similar avenues, raise the awareness of employers in Region 24 to the availability of incentives for hiring SNAP E&T program participants. The Board's job development and placement staff has primary responsibility for the day-to-day marketing of the "employer hiring incentives" such as WOTC(Work Opportunity Tax Credit). The Board also participates in a cooperative partnership with the South Florida District Office of the U.S. Small Business Administration to identify potential personnel needs of the small business community, encourage their participation in the SNAP Program and ensure that small businesses are aware of the above business incentives 108 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2924- 9/25/2012 Item 16.F.1. Workforce Investment Act Programs (WIA) Provide a comprehensive overview of Adult, Dislocated Worker and Youth program activities. Indicate how these activities will be structured to support the Governor's strategic objectives as well as other imperatives outlined in the State Plan. Discuss how the RWB will provide training services to the following groups in response to the established needs of local employers: • dislocated workers • displaced homemakers • migrants seasonal farmworkers • women • older individuals • people with limited English-speaking proficiency • individuals training for non-traditional employment • veterans • public assistance recipients • people with disabilities The mission of the Southwest Florida Workforce Development Board, Inc. is to initiate and support effective strategies through collaboration with business, education, and social services to facilitate the development of programs and activities that reduce dependency, encourage personal growth, and provide economic benefits to individuals, businesses, and communities of Southwest Florida. The Boards' economic development goals are aligned with our partner economic development councils/economic development offices (EDCs/EDOs). As the EDCs/EDOs bring new employers to our area and work to expand existing businesses, we provide the qualified workforce to meet the needs of these businesses. Efforts are aligned with the State of Florida Plan and Governor Rick Scott's identified priorities to: Create more jobs; Get Floridians back to work; Foster opportunities for prosperity; Grow businesses; Expand global commerce; and, Increase the competitiveness of Florida. Southwest Florida Workforce Development Board, Inc., its SwfIWORKS Centers and supporting Satellite Offices provides a One-Stop system designed to enhance access to services and improve long-term employment outcomes for individuals seeking assistance. The system is comprised of five comprehensive, physical One- Stop centers in local area that provide the core services as specified in WIA with two supporting satellite offices to meet specific needs of the communities in which they are located. Through the available WIA formula funding designated for eligible individuals defined as Adult, Dislocated and Youth and any/all other available resources, Southwest Florida is committed to providing services that meet and exceed all nine negotiated Common Measures performance measures. To reach its strategically planned goals and priorities,the following phases are incorporated into the delivery of services to include the following specialized groups of individuals. These specialized groups of individuals are determined to be in need of services from the Centers to promote successful completion of training programs. The Board's vision of providing training services to individuals who are categorized as the hardest to serve strengthens local and regional workforce(s) in all communities. Outreach to businesses, one-stop partners, and community and faith-based organizations with informational flyers/brochures, electronic messages, and press releases to educate communities of available workforce services and initiatives so individuals can be informed by various venues. As a result of the multi-pronged effort, the current and future workforce needs of our regional businesses can be met-our ultimate mission. 109 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2925- 9/25/2012 Item 16.F.1. The delivery of services will be monitored by the Leadership Team, Board staff, and the Service and Delivery Committee of the Board. Timely customer satisfaction reports will be provided and reported to the Board at regularly scheduled meetings and as deemed necessary. The steps or checklist utilized to enhance access to services and improve long-term employment outcomes for individuals seeking assistance that are eligible for Workforce Investment Act funded services and are categorized as: dislocated workers, displaced homemakers, migrants seasonal farmworkers, women, older individuals, people with limited English-speaking proficiency, individuals training for non-traditional employment,veterans, public assistance recipients, and, people with disabilities will be provided services upon initial contact and as needs are determined Center staff offer to coordinate assistance of designated Center/Office staff, community, faith based organization and partner as needed. Services provided to individuals are (but not limited to: ✓ Contact with community or faith-based organization and is determined to be in need of workforce services by representative of organization — individual guided or assisted to contact Center via telephone, in- person, or electronically ✓ Contact with local and regional education and occupational training providers and is determined to be in need of workforce services by representative of facility—individual guided or assisted to contact Center via telephone, in-person,or electronically(representative of facility also known as"partner") ✓ Contact with business or one-stop partner and is determined to be in need of workforce services by partner—individual guided or assisted to contact Center via telephone, in-person, or electronically ✓ Contact with Center via telephone - staff will invite (encourage) person to visit the nearest (or most convenient) Center and/or virtual visit to www.SwfIWORKS.org ✓ Provided an overview of Center Services and scheduled for an Center Orientation Workshop (workshop Ask schedule available at website with sign-up instructions) or provided a priority service by designated staff at each SwfIWORKS Center as needed ✓ Coordinate on-site Center Orientation Workshop to group if determined to be needed and economically sound (at business' facility,organization's location and/or partner office) ✓ Encourage self-registration on the Employ Florida Marketplace as an individual at www.employflorida.com ✓ Offer translation services and coordinate assistance of designated Center/Office staff, community, faith based organization and partner as needed ✓ Offer specialized technologies of the Center and coordinate assistance of designated staff if needed ✓ Encourage Initial Skills Review and other self-assessment tools available electronically through www.employflorida.com and www.floridajobs.org and in print as needed. ✓ Offer Labor Market Information by region and/or communities in variety of methods/modes as needed ✓ Provide workshops with specific titles and curriculum to enhance employability skills and coordinate assistance of designated staff as needed. Regularly scheduled WORKSHOP titles include (but are not limited to): Time to Jump Start YOUR Career, Time to Discuss Occupational Training, Employment Services Orientation,Job Search and Application, Resume and Cover Letter,Transferrable Skills, Interviewing Skills, and Welfare Transition Program—Work Registration and Overview ✓ Provide "roving" staff at Centers to assist and guide customers in the common areas and offer services ✓ Provide signage in beginner level languages to promote services, initiatives and policies/procedures of Center and its partners ✓ Provide informational flyers, public announcements including e-announcements educating partners, communities and individuals of available support services and resources ✓ Provide designated staff to provide Veteran's Services (Disabled Veteran' Outreach Program and Local Veterans' Employment Representative to Veterans and eligible spouse ✓ Provide dedicated staff to guide individual in employment and/or re-employment services 110 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2926- 9/25/2012 Item 16.F.1 . ✓ Provide comprehensive and detailed Individual Employment Plan as requested and/or needed (also known as an Individual Services Strategy or Individual Responsibility Plan ✓ Provide designated staff in Centers/Satellite Offices that are trained in First Aid and CPR ✓ Provide current targeted occupations list for Southwest Florida and reference available labor market information for community,county and/or region as needed ✓ Provide information on eligible training providers (list in print, reviewed verbally, or available on website) with pertinent occupational information and performance data ✓ Provide designated staff to develop employment opportunities(job development) ✓ Provide designated staff to assist with Up-front Diversion program as indicated by households' emergent need ✓ Provide designated staff to guide individual in the transitional service period ✓ Provide Designated staff to guide individual in resources available for"challenged" persons in the common areas, resource room and communities ✓ Provide guidance and/or assistance to individual for source documentation for intake/eligibility services ✓ Provide guidance and/or assistance to individual for waiver for Selective Services for intake/ eligibility services ✓ Provide meaningful and productive worksites to those in paid and unpaid experiences ✓ Provide training services information and assistance to individuals unable to obtain or retain employment ✓ Provide guidance and explanation of the comprehensive Individual Training Account ✓ Provide information and assistance to job seekers and employers that cost-saving employment programs that provide tax credits,employee bonding and skill gap training is available with new hires ✓ Provide business partners information promoting Customized Training, Employed Worker Training, On-the- Job Training,and Internship opportunities ✓ Provide partners assistance with posting job openings on EmployFlorida.com with Center referral services so Center staff are able to refer qualified job-seekers from our customer base ✓ Develop industry clusters and promote Industry Focus Group initiative ✓ Connect economic development, talent, infrastructure, partnerships and other resources of to build Southwest Florida as a globally competitive region ✓ Provide regional-wide intranet, known as NICNet, and other technologies for announcements, core values, reference materials and forms to all staff and is grouped by One-Stop Service Programs ✓ Provide designated staff to disseminate Center and Board information through the Board's intranet (NICNet) so that every staff can be aware of what is going on regionally in the one-stop system and how things are done in other regions ✓ Provide common links to partners, materials and services on NICNet(intranet) ✓ Provide NICNet and its multi-functional documents, policies, and procedures to promote the integration of Center staff so they are aware of individuals specialized needs and related services. The NICNet will provide an outline of program disciplines so that eligibility determination of individuals for the Adult, Dislocated and Youth Programs is handy and easily managed. Center and partner staffs provide and coordinate assistance to universal customers as well as those hard-to serve persons as they move through the graduated phases of unassisted/assisted core services to intensive service to training services. The Board continues to review its Priority of Services Policy which indicates individuals that are recipients of public assistance and other low-income individuals are a priority. Also, regardless of income Veterans and persons with barriers to employment are a priority. The categories of hard-to-serve individuals/groups are indicated in earlier text and described fully in following definitions and detailed in Section III under Local Operational Plan. 111 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2927- 9/25/2012 Item 16.F.1. A. Definitions Please define the terms listed below.They should be descriptive and verifiable.Terms such as"working poor," "at-risk," "dysfunctional," etc.should be defined by the board. Operating procedures should further identify criteria that apply to each definition as well as appropriate verification sources. 1. Provide the local definition for youth requiring additional assistance to complete an educational program or to secure and hold employment. Southwest Florida Workforce Development Board's local definition for youth requiring additional assistance to complete an education program or to secure and hold employment is any student who had difficulty functioning in the regular school program and having a high probability of not maintaining grade level or not succeeding in such a program including youth with disability, or any youth lacking the basic or employability skills to secure and hold employment; including youth with disabilities. 2. Provide the definition for locally identified "additional barriers to employment" for youth who are not low income as referenced in 20 CFR 664.220. Southwest Florida Workforce Development Board's locally identified "additional barriers to employment" is an individual who requires additional assistance to complete an educational program or to secure and hold employment as defined above. 3. Provide the local definition of a substantial layoff for determining dislocated worker status, as referenced in WIA section 101(9)(B)(i). Region 24 uses guidelines similar to those established in the Worker Adjustment and Retraining Notification (WARN) Act but modified for our local area. A substantial layoff is defined as a shutdown at a single site of employment in which 50 or more employees lose their jobs during any 30-day period. 4. Provide the local definition for "underemployed" for determining displaced homemaker status, as referenced in WIA section 101(10). The local definition of "underemployed" is "a situation in which a worker is employed, but not in the desired capacity, whether in terms of compensation, hours, or level of skill and experience. While not technically unemployed, the underemployed are often competing for available job." This requires some interpretation by the person doing the eligibility determination. The rationale is documented in a case note. 5. Provide the local definition for "income maintenance" for dislocated workers who take an income maintenance job(wages may not exceed self-sufficiency standard for dislocated workers). For a dislocated worker who takes a income maintenance job, the Southwest Florida Workforce Development Board, Inc. defines "income maintenance" for this stop-gap employment as "employment at a wage less than 80% of the wage from the employer from whom they were dislocated,within the last five years." 112 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2928- 9/25/2012 Item 16.F.1 . B. Eligible Training Providers The State has compiled a list of all eligible providers based on the lists submitted by the RWBs.This list and the performance and cost information that accompanies the eligible provider identification will be disseminated to the one-stop systems throughout the State. At a minimum, the data and information specified in Section 122(d)(1) and (2)(A)(i)(iii) for each program on the eligible list must be made available to customers in a customer friendly format at every One-Stop Career Center throughout the one-stop delivery system. 1. Please describe the process for maintaining/updating an eligible training provider list.Attach a copy of the local eligible training provider list and applicable operation procedures. Eligible training providers are those educational institutions approved to receive Workforce Investment Act (WIA) funds to provide training services to eligible adult, dislocated worker and older youth participants. The Board follows the state guidelines for a local application procedure and approval process for training vendors/providers. Eligible training providers fall within categories as follows: • Program offered by postsecondary educational institutions eligible under Title IV of the Higher Education Act (HEA),which provide an associate or baccalaureate degree or certificate • Entities that carry out programs registered under the National Apprenticeship Act • Other programs offered by public or private providers, which are of demonstrated, local effectiveness in providing individuals with additional skills or competencies generally recognized by employers • Programs provided through contracts with organizations under the exemptions as stated in the Federal Regulations section 663.430. The Eligible Training Provider List (ETPL) for Region 24 is forwarded to the State for compilation in its statewide list. Locally, the ETPL is distributed electronically to service providers, partners and other interested parties. The Board's Program and Planning Committee uses information from local sources to ascertain whether additional occupations should be forwarded to the State for inclusion on Region 24's Targeted Occupations List. As the Regional Targeted Occupations List changes with the demands of industry, programs are added and deleted to more accurately reflect those demands. New training providers will complete a Training Provider Application, a Training Agent Agreement, and an Americans with Disabilities Act (ADA) Facility Checklist and will be presented to the Board for approval. The ETPL is made available to One-Stop customers to encourage choice in training selection and use of Individual Training Accounts. In addition to information about the educational institution, the ETPL contains information on each program as follows: demand occupation (from the current Targeted Occupations List) to which the program links, program length, program cost, type of degree or certification, completion rates, employment rates and wage rates. The information will be ample for a customer to understand the options available in choosing a program of training services. Programs may be added or deleted at any time. At least every two years, Eligible Training Providers are required to renew their Training Agent Agreement and update information. Training providers may be removed from the ETPL if they no longer meet certain criteria to include appropriate licensure, submission of performance information to the Florida Education and Training Placement Information Program (FETPIP)and acceptable performance. 113 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2929- 9/25/2012 Item 16.F.1 . Region 24 operates under the appropriate State and Federal guidelines and has no local operating procedures for maintaining and updating our eligible training provider list other than those outlined here. Attachment 22—Eligible Training Provider List(ETPL) 2. Describe continuous education and training of eligible service providers through the local system that ensures the providers meet the employment needs of local employers and participants. Eligible Training Providers are forwarded the Preliminary Targeted Occupations List (TOL) and instructions regarding appropriate input from businesses to further document local demand. Board staff works with educators on an individual basis regarding accessing and analyzing labor market information, e.g. gaps in training related to the TOL, to determine current and emerging needs of business. Board coordinated events such as Industry Focus Groups, Educational Summits and roundtables involving educators and business community will continue to help eligible training providers meet the specific needs of business. 3. Assessment of the strengths and opportunities of service providers available in the local one-stop service system During strategic planning sessions, analyses of Strengths and Opportunities were completed. The following Strengths and Opportunities were found to be the most important: Strengths: mow • Locations of Southwest Florida Works Centers • Quality of Southwest Florida Works Centers • Co-location of major service providers in the Southwest Florida Works Centers • Core membership in the Southwest Florida Works Centers • Strong management team • Progress in marketing • Customer satisfaction at the Southwest Florida Works Centers • Continually improving communication between business and Career Centers • Seamless integration of services at the Southwest Florida Works Centers • Quality of Southwest Florida Works Centers' staff and technological support • Professional staff development Opportunities: • Southwest Florida Works Centers allow for more community involvement • Technology allows for innovative new approaches to workforce development • Implementing career development practices in the Southwest Florida Works Centers Services to local employers and customers are shared by all One-Stop staff. Certain aspects of services are the central focus of some individuals and Center areas. The Business Services Center and the Resource Rooms provide a connection between individual customers and the business community. Review of the current TOL and the current Eligible Training Provider List (ETPL) reveals some gaps in training between demand occupations and approved programs. However most gaps are in occupations where employers frequently accept experience for education (Wholesale and 114 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2930- 9/25/2012 Item 16.F.1. Manufacturing Sales Representatives, as well as six different "First Line Supervisors of ") or occupations in demand statewide but not in high demand in this five-county area (Commercial Pilots, Dispensing Opticians, Administrative Service Managers and Captains, Mates and Pilots of Water Vessels). The programs offered by local eligible training providers do cover the majority of the demand occupations. 4. Describe the process used to identify local targeted occupations for providing occupational skills training;ensure the local process is consistent with State Targeted Occupation List Process as described here: http://www.labormarketinfo.com/wec/0910/wec tolprocess.pdf. (III.D.) When the Preliminary Targeted Occupations List(TOL)for the coming program year is received, a copy is forwarded to Board members, employers, local business organizations, economic development offices, educators, chief-elected officials and other partners, along with criteria for requesting the addition of an occupation, if warranted. Public Notices are also posted with each of the five county buildings. If businesses submit sufficient local data to support the required projected average entry- level wage, average wage of current employees and number of projected openings, then a recommendation/request to the add the occupation to the TOL may be made. Once finalized,this list is used to identify occupational skills programs to be funded with workforce dollars. C. Individual Training Accounts The Governor's vision in Florida for increasing training access and opportunities for individuals consists of a state policy requiring that fifty percent(50%) of the funds for adults and dislocated workers be allocated to ITA unless the local board obtains a waiver from WFI —click ITA Policy for more information. Attach a copy of the local operating procedures for the following processes: 1. Provide a description of the locally developed ITA system including any limitation (e.g., the dollar amount and/or duration of the ITA) to be placed on the ITA in accordance with 20 CFR 663.440, 663.420,663.430. Employed and/or unemployed adults and dislocated workers, age 18 and older, who have met the eligibility requirements for "intensive services", have received at least one intensive service and who have been determined to be unable to obtain or retain employment through core and intensive services may qualify for training services,within the Board's priority of services guideline. After an interview, evaluation or assessment, and case management, the participant must be determined to be in need of training services and to have the skills and qualifications to successfully complete a selected training program. This information will be documented through the development of an Individual Employment Plan (or Individual Responsibility Plan or Individual Services Strategy) for the participant. This Plan is an ongoing strategy jointly developed by the participant and the Career Development Representative that identifies the participant's employment goals, the appropriate achievement objectives, and the appropriate combination of services for the participant to achieve the employment goals. A selection may be made by the participant of a training program that is directly linked to the employment opportunities either in the local area or in another area to which the individual is willing to relocate, in accordance with policy guidelines. Training services under the Individual Training Account System must be offered in a manner that maximizes informed consumer choice in selecting 115 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2931- 9/25/2012 Item 16.F.1 . an eligible provider. A program of training services is one or more courses or classes that, upon successful completion, leads to: (1) a certificate, an associate degree,or baccalaureate degree,or (2) a competency or skill recognized by employers; Customer choice of a training provider will be achieved by the following method: a cost ceiling will be established for all categories of training programs. Within the range allowed, and in consultation with a Career Development Representative, a participant will be allowed to select the program most desired according to such factors as costs within established guidelines, geographic location and scheduling considerations. The Career Development Representative is responsible for establishing an Individual Training Account in accordance with this policy and according to availability of funding. The Career Development Representative must document in the Individual Employment Plan that assessment indicates the participant is in need of the training services and has the skills and qualifications to successfully complete the selected training program. As appropriate, participants must also seek grant assistance from other sources to pay or assist with the costs of training, including Pell Grants within the guidelines of 663.320, or subsequent policy. Staff continues to diligently leverage PELL and other education grants, to ensure these are applied for and used prior to the expenditure of Workforce Investment Act(WIA)dollars. Upon establishment of the Individual Training Account,a referral will be carried out by providing a voucher or certificate to the individual, to be used with the training provider. The total value, provided funds are available, of an Individual Training Account will be the amount required for tuition, fees, books, tools, uniforms, safety equipment, and any other general requirement needed for the course of occupational skills training. The limitation will be based on the needs identified in the Individual Employment Plan. Supportive services such as child care, transportation, and other miscellaneous non-training related expenses may not be included in the Individual Training Account but may be provided within the Board's "Supportive Services Guideline". The total Individual Training Account limit will be established annually by the Workforce Development Board based on the availability of training funds and is currently set at$6,500. An Individual Training Account may be used for training for up to two years after enrollment into the core program or class plus any time required for the completion of prerequisites for a maximum of three years. The Individual Training Account may be closed at any time it is determined that the participant is not successfully meeting training requirements. In addition to training with eligible providers in Region 24, Individual Training Accounts may be used for training with providers on the State's Eligible Training Provider list in other areas of the state, with primary consideration for training in contiguous Regions, including Region 18, Region 19, Region 20, Region 21, Region 22, and Region 23. The establishment of an Individual Training Account for use in Regions in the State other than those listed above may occur if the following requirements are met: (1) the participant submits in writing to the Career Development Representative a plan to move to an area where employment in that occupation is substantiated AND the training is for an occupation on Regional Targeted Occupations list; OR (2) the training is not provided in Region 24 AND the training is for an occupation on one of the above two lists; OR 116 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page -2932- 9/25/2012 Item 16.F.1 . (3) the training available in Region 24 for an occupation on the above two lists is not comparable to that of a provider out of Region 24, substantiated by performance data on completion, placement,and earnings; OR (4) the Workforce Investment Act provider determines need by a participant for out-of region training because of circumstances other than #1, #2, or #3 above, and seeks and receives approval in writing from the Executive Director of the Board. See Individual Training Account(ITA)System Policy(Attachment 17) 2. Provide a description of local policy and/or procedures established to ensure that any exceptions to the use of ITAs are consistent with the exceptions contained in WIA. Training services may be provided through a contract for services in lieu of ITAs for the following: • On-the-Job Training provided by an employer or Customized Training; • Training services of demonstrated effectiveness offered by a community-based organization or another private organization to serve a special participant population that faces multiple barriers to employment. The State has been granted a waiver to the Prohibition on Use of Individual Training Accounts for older and out-of-school youth. The Southwest Florida Workforce Development Board uses the State's waiver to allow provision of Individual Training Accounts (ITAs) for Older Youth and out-of-school youth. These youth will be assessed to determine that an ITA is the appropriate and best strategy. Educational programs used will be those from the Eligible Training Provider List. 3. Provide a description of the local policy and procedures to competitively award grants and contracts for activities and services not funded with ITAs. Unless funding is limited, On-the-Job Training and Customized Training will be provided as the need arises. If multiple requests are made,the submissions will be reviewed by Board staff and dollars will be awarded to businesses representing key industries and demand occupations, as funding is available. D. Training Employed Workers 1. Provide a description of the process for upgrading the skills of existing workers in the region. The description should include the following: • those industries in the region whose workers will be targeted specifically for skills upgrade training and how those industries were identified Non-governmental industries with the greatest demand for skills upgrade into high-wage jobs are Specialty Trade Contractors, Ambulatory Healthcare Services and Professional, Scientific, and Technical Services. These industries will be targeted for training along with other industries with emerging needs and specific demand occupations. In providing EWT for these industries, workforce staff would assist low-paid employees in upgrading their skills, making them qualified for higher paying positions within the company. 117 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2933- 9/25/2012 Item 16.F.1. The information in this section reflects how Region 24 would operate an EWT program. However, due to policies requiring Employed Worker candidates to meet the definition of self- sufficiency, Region 24 has found that few workers meet program eligibility criteria therefore; we do not actively market or utilize the Employed Worker Training Program. Employed Worker Training information is marketed to local businesses through our Business Development Division, Center staff and local economic development offices. Employers complete an Employed Worker Training Program Application and submit it to the Board office. Applications are considered by the Board staff and Center Directors/Supervisors for funding. Before entering into a contract with an organization or individual represented on Region 24's Board of Directors, the training contract will be approved by a two-thirds vote of the Board, when a quorum has been established. The Board member who could benefit financially from the transaction will abstain from voting on the contract. Staff negotiates the EWT contracts with employers and reviews employee documentation. Center staff will data enter the enrollments and appropriate services into the Employ Florida Marketplace (EFM) system. EWT agreements require a match from employers of at least 50%, although many provide more than half. Workforce Investment Act (WIA) funding will be used for Employed Worker Training. Region 24 will continue to seek funding through state and other grant opportunities to leverage funding. TANF funds are only used for Employed Worker Training when special grants are applied for and awarded. • processes to address the needs of individuals working part-time and full-time,the working poor, and across all earning levels The Board recognizes the need to address the working poor, whether they are under-employed or working part-time. The priority of services outlines that individuals with one or more of specified barriers to employment are given a priority of service regardless of income (utilizing the six month period prior to application). The individuals working part-time and full-time, the working poor, and across all earning levels are assessed for these barriers: Substantial cultural or language barriers; Offenders; School dropouts; Persons who are basic skills deficient or lack a high school diploma or GED;Substance abusers; Older individuals(55 and older); Persons with disabilities; and, Veterans(and their eligible spouse). The services provide the full array of employment, training, and placement services available under priority of service. Sometimes all that is necessary is a job lead, an updated résumé, or access to computers to search for jobs. On occasion, skills upgrading or training may be necessary to obtain employment, but all the programs have the specific goal of getting people back to work. At Southwest Florida Works Centers, individuals can take advantage of no-fee employability skills workshops designed to assist them in returning to, or competitively remaining in, the workforce. Individuals can also apply for occupational training and intensive services to compete with the changing needs of the business community. The specialized employment programs of Internship, On-the-Job training, Work Experience, and Employed Worker Training will be explored by staff as they guide the individual through their employment plan. Effort to contacting the employer for available business opportunities of Employed Worker Training and On-the-Job training may address the individuals skill gaps for a more sustainable position with the business. 118 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2934- 9/25/2012 Item 16.F.1 . Many individuals in occupational training have successfully participated/completed while employed part-time. Available resources, such as Pell Grants, are encouraged and indicated on the individuals training account. The Board strives to close the skill gaps of individuals so that they are more competitive in the regional workforce in occupations in-demand by local employers. 2. Please explain the local process to determine an employed worker eligibility to receive WIA training service,take into account the minimum eligibility criteria outlined in 20 CFR 663.220 and 230. The employed workers must be determined to be in need of training services in order to retain their self-sufficient employment. Employed Adults (18 and older) to be trained in a single company, whose income exceeds the Lower Living Standard Income Level Guidelines, are determined to be self-sufficient and not eligible for services. See Employed Worker Training Procedures—Attachment 19 E. Local Level Layoff Aversion Incumbent Worker Training(LAIWT) Workforce Florida has received a Waiver Modification from the USDOL that would allow RWBs to use up to 20%of their dislocated worker formula funds to provide incumbent worker training.The USDOL has provided definitions and guidance on the appropriate use of this waiver in TEGLs 26-09 and 30-09. 1. Describe the process to be used by the RWB to provide LAIWT through the use of the waiver. If the RWB does not intend to use the LAIWT program, please indicate: "Does not operate a LAIWT program." 2. Describe the RWBs layoff aversion strategy, including a description of how the potential for layoff aversion will be determined,such as: • The likelihood of future layoffs without training • The business circumstances surrounding the probable layoff and how the training will prevent or reduce the magnitude of the layoff • The specific skills to be provided to the workers that will help avert the layoff • How employers will be identified, and how local partners will contribute to this process • Targeted industries and economic sectors 3. Describe how the RWB will operationalize"Layoff Aversion"as defined in TEGL 30-09. 4. Describe how the RWB will determine the eligibility of workers to participate in LAIWT. (See TEGL 26-09,7.A.ii.) 5. Describe how the skills training will contribute either to the maintenance of employment or increased employment security. (See TEGL 26-09,7.A.iii.) Region 24 does not operate a LAIWT program F. Youth Programs The Strengthening Youth Partnerships will continue to provide all RWBs with the framework necessary to carry out the strategic imperatives articulated in the federal Shared Youth Vision. Florida has recognized the following youth program goals as being critical to implementing the federal vision throughout the state workforce investment system: 119 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page -2935- 9/25/2012 Item 16.F.1 . • To build consensus for a policy on the preparation of youth for employment in targeted demand occupations • To develop regional alliances among workforce, education, state agencies serving the most at-risk youth, economic development, housing,faith and community-based organizations, and transportation stakeholders to better meet the needs of businesses within a region by creating a pipeline of youth who have the hard and soft skills to enter targeted demand occupations • To create a blueprint for state-level stakeholders to facilitate the creation and growth of state/regional/local alliances • To provide a forum for local, regional, and state level stakeholders to exchange information and ideas on new initiatives,cross-agency planning, promising practices and data-based decision making 1. Based on the evaluation of Local Labor Market Need outlined in Section 1., describe and assess the type and availability of employment and training related youth activities in the region, including an identification of successful providers of such activities. [Regulations Section 661.350(a) (7); WIA Section 118(b)(6)]. Youth activities include occupational skills exploration, pre-employment/work maturity skills training, counseling, opportunities for academic skill building, GED preparation, job development, work experience, summer youth employment, On-the-Job Training,job placement, and follow-up. 2. Describe the current and planned recruitment strategies to expand and market services to out-of- school youth. Describe current and planned retention strategies to ensure seamless, year-round services to out-of-school youth despite possible gaps caused by expiration of provider contracts. Youth are targeted through the Southwest Florida Works centers throughout the Region. Our contracted service provider has staff collocated in the centers. Thorough quarterly Interagency Meetings, workforce staff and service providers collaborate with representatives of five school districts, Department of Juvenile Justice, Children's Network of Southwest Florida, child protective services and other partners, allowing us to target these youth with barriers. Our contracted youth services provider's partnership with AMIKids, provides services to youth associated with the juvenile justice system, many of whom will be returning to school upon exit from a residential program. Many activities are provided to keep the youth engaged in the program year round, to include paid summer employment opportunities. When changing service providers,the new provider is brought on early to allow enough time for a smooth transition of services. 3. Describe the current and planned strategies to expand and market services to Younger Youth. and In-school Youth in order to foster a relationship that allows them access to one-stop services throughout their academic and professional careers. Services to Younger Youth and In-school Youth are targeted to the juvenile justice involved youth with AMIKids,through our contracted youth services provider. 4. Describe service strategies (current and planned) for assuring that youth found deficient in basic reading/writing and math, remediate before post-testing. A Basic Skills goal will be set for all youth who TABE test as academically deficient. This goal will Amok remain open until completion or proficiency is attained. Each student will have a custom curriculum 120 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2936- 9/25/2012 Item 16.F.1 . designed to address and enhance any deficiencies. Linkages will be made in the community to provide basic skills training, if it is determined to be more cost effective and prudent for the youth participant. 5. Describe the assessment strategy and the procedure for ensuring post-testing occurs within one year of the first youth service or prior to exit. Testing is tracked through Employ Florida Marketplace. Progress tests along the way prepare the youth and serve as a reminder for post-testing. 6. Describe service strategies(current and planned)for increasing the number of participants who earn their high school diploma or GED after enrolling in the Youth program. The Southwest Florida Workforce Development, Inc. (SFWDB) has collaborated with the school districts on a Destination Graduation pilot project to provide intensive drop-out prevention services to WIA-eligible, in-school youth. The goal is to decrease the high school drop-out rates. These students are provided mentoring, homework assistance, peer tutoring, fun after-school opportunities, summer employment opportunities, employability skills training, career development, life skills development, field trips, guest speakers, parent Involvement and other activities and services. Students in the control group receive only services routinely offered by the school district. Since its inception in 2009, Destination Graduation has grown from two schools to seven. Results to date show higher grade point average and a much higher graduation rate. Staff is continuing to seek grant funding to expand the pilot to all 26 high schools within the five-county area. 7. Describe assessment and service strategies (current and planned) for placing youth into employment or enrolling youth in post-secondary education and/or advanced training/occupational skills(including apprenticeship,apprenticeship preparation, OJT,work readiness skills training,etc. Paypoints tied to employment goals for youth encourage providers to focus on job placement. Youth are exposed to a variety of occupational and career exploration programs throughout the year. Youth are exposed to higher learning through visits to post-secondary educational institutions. Emphasis is placed on demand or growth occupations, using the Targeted Occupations List (TOL) along with national statistics in high growth fields. Summer employment opportunities are geared toward the youth's assessed skills and interests. G. Youth Council Provide information about the composition and membership of the Youth Council and its function within the local board. Please provide a list of the Youth Council members and indicate whether the members are voting or nonvoting members of the local board. The foundation for the Southwest Florida Workforce Development Board's (SFWDB) Youth Council vision and mission statements and strategic goals are based upon federal and state vision, missions and strategic goals for youth. SFWDB's Youth Council is a regional alliance among workforce, education, state agencies, housing, community-based organizations and business to better meet the needs of businesses by creating a pipeline of youth who have the hard and soft skills to enter targeted demand occupations. Regional targeted demand occupations are developed in partnership with the Department of Economic Opportunity (DEO), economic development, businesses and SFWDB. 121 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2937- 9/25/2012 Item 16.F.1. SFWDB's Youth Council provides a forum for local and regional stakeholders to exchange information and ideas on new initiatives and promising practices, conducts cross-agency planning and makes data-based decisions to increase the number of high school graduates as well as completers, increase the number of youth who obtain a job that provides a living wage, and help first-time workers enter and advance in the workplace. The Youth Council maps community resources that serve youth to identify duplication and gaps in service. 1. Describe the membership of the local Youth Council and the process used to determine the appointments. Identify the responsibilities of this council. Specify if this includes recommending eligible youth service providers and conducting oversight with respect to eligible providers of youth activities.A current Youth Council membership list is a required attachment of the final Local Plan. The Youth Council reflects the membership required in Section 117 (h) of the Workforce Investment Act (WIA). Referrals for new members may be from current Board members, Committee members, other agencies or the public. Appointments will be in cooperation with the Board Chair and chief elected official. The following four members of the Youth Council are also voting members of the local Board; B.J. Brundage, Martin Haas, Larry Litt and Mary Watford. See Youth Council Membership list at Attachment 23. The Youth Council maps how existing community resources are used in creating a comprehensive set of services available to youth. Members help determine how the provisions of the Workforce Investment Act will enhance and build upon these services. The Youth Council addresses the needs of the youth population as a whole, in school and out of school, and will emphasize the importance of continuing of services. Members assist in the development of the youth section for the overall master plan and conducts other youth related activities. 2. Provide information on the process used by the Youth Council to assess the type and availability of youth activities in the local workforce region and how the information gathered as part of this process is made available to the One-Stop and Youth Service Providers to ensure that youth clients have access to a wide array of services in the area. Members are provided a report of the various activities of youth programs at each Youth Council meeting. These are analyzed with the assistance of Board staff. Youth Council members make recommendations as to the types of services needed. One Stop staff and Youth Service providers attend meetings to provide additional information as requested and to take action on recommendations. 3. Describe the process for the competitive selection of eligible providers of youth activities. Specifically, discuss the role of the Youth Council in making recommendations to the board regarding the final decision to award grants or contracts and/or provide direct youth services by the board. Youth Services are provided, in part, by a contracted service provider. A competitive process is used to award contracts, including how potential bidders are being made aware of grants and contracts. When selecting Youth Service providers,the following procedures will be followed. 122 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2938- 9/25/2012 Item 16.F.1 . Annually we will evaluate the quality of youth services provided. If completely satisfied,the Board will contract with that provider for up to two additional years, on a year to year basis. If not, a request for proposals will be generated and advertised throughout the five-county area. Public notice of an RFP will be provided through our website, notices to government agencies and a notice mailed to those on the bidders list. Youth Council members are involved in the RFP process. Program and Planning Division staff reviews the past year's Youth Council meeting minutes to garner information regarding the desired direction of Youth Council members. Staff explains the RFP process at a Youth Council meeting. Several Youth Council members are asked to review a draft RFP packet and provide input. Ideas are incorporated into the RFP. Proposals will be evaluated by a Proposal Review Panel comprised of three to seven members, preferably from the Board's Youth Council and other Board committees. 4. Provide a list of youth services providers thus selected. Henkels and McCoy, Inc. is the current contracted provider of youth services 5. Describe how the Youth Council will share "best practices" with Workforce Florida and the Department of Economic Opportunity so that the State may disseminate that information throughout the workforce system. The Subcommittee on Programmatic and Operational Issues, otherwise known statewide as the "COOP Group," is comprised of key programmatic and operational staff from the workforce boards throughout Florida and includes our programmatic Deputy Director. This group"works together to review, discuss, and analyze workforce development issues and share best practices." Successes and best practices are also shared through our www.swflworks.org website. 6. Describe how the four strategic goals outlined in the Youth Program section above will be implemented for youth in the region. Region 24 continues to implement and participate in initiatives which will assist youth in developing hard and soft skills more in line with business needs. Educational summits, industry- specific focus groups and coordination with the school district STEM (Science, Technology, Engineering and Mathematics) projects have strengthened local alliances and partnerships. Stakeholders from workforce, education, business, government and community organizations are working together to improve the opportunities of our youth. 7. Describe the procedures that will be implemented to target and provide workforce services to youth with the following barriers: aged out of foster care; youthful offenders; out-of-school youth; basic skills deficient,etc. Youth are targeted through the Southwest Florida Works centers throughout the Region. Our contracted service provider has staff collocated in the centers. Thorough quarterly Interagency Meetings, workforce staff and service providers collaborate with representatives of five school districts, Department of Juvenile Justice, Children's Network of Southwest Florida, child protective services and other partners, allowing us to target these youth with barriers. Our contracted youth services provider's partnership with AMIKids, provides services to youth associated with the juvenile justice system, many of whom will be returning to school upon exit from a residential program. 123 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2939- 9/25/2012 Item 16.F.1 . Aptoks Veterans Program 1. How will the State Veterans Program Plan of Service will be implemented in the One-Stop Career Center(s). Through the One-Stop delivery system, all Southwest Florida Works Center staff provides priority services to Veterans in referrals to jobs and job training opportunities. Disabled Veterans Outreach Program (DVOP) and Local Veterans Employment Representatives (LVER) staff is available in most Centers to serve Veterans. DVOPs and LVERs provide intensive services to Veterans to include file searching job orders and job development. All staff is made aware of the State Veterans Program Plan. The LVER coordinates implementation of the State Veterans Program Plan by ensuring all staff are working together to identify Veterans, assess their needs and provide workforce services to address those needs. This includes an integrated approach to marketing Veterans to employers. 2. How outreach and organizational visits for veterans are conducted? In addition to contacts made by the Business Development Division, the DVOPs and LVERSs will be specifically responsible for contacting businesses, business organizations and Veteran organizations to promote the Veterans' Program. Outreach activities are coordinated throughout the Center, to better meet business needs. All visits are recorded on Employ Florida Marketplace in order to coordinate activities of staff and partner contacts. To locate Veterans in need of services, Veteran staff actively participates in Veteran Stand Down activities, offering services to attending Veterans. Staff work closely with Veterans' Administration Vocational Rehabilitation and attend biweekly Chapter 31 briefings for the 5-county area to provide one-on-one assistance and information to Chapter 31 Veteran participants being assessed. Veteran staff organizes Veteran job fairs. DVOPs have had the opportunity to staff the Vet Mobile, a mobile Veterans' resource sponsored by the VA, as it provides on-site Veterans services across the country. These ventures afford vet staff the opportunity to locate veterans with barriers to employment utilizing other agencies and or organizations and are not aware of the services at the Southwest Florida Works Centers. 3. How the Disabled Veterans Outreach Program specialists and Local Veterans Employment Representatives staff are fulfilling their required roles and responsibilities as indicated in the State Veterans plan at: http://www.floridajobs.org/pdg/vets/Fy07StVetsSrvplan080706.pdf; how technical assistance and best practices can be provided to improve services to veterans. Although all Center staff is responsible for services to Veterans, the Local Veterans Employment Representative (LVER) and Disabled Veterans Outreach Program (DVOP) specialists will ensure priority of service to veterans with special needs. As required the DVOPs will provide workforce services to veterans and eligible persons with primary focus on veterans requiring intensive services. The LVER will functionally supervise Veteran activities in the Southwest Florida Works Centers and ensure compliance with Veterans' Program Performance Measurements. 124 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2940- 9/25/2012 Item 16.F.1 . The DVOPs will identify Veterans in need of intensive services and assist in coordinating and providing intensive services, at a minimum a comprehensive assessment and an individualized plan,to meet the employment needs of targeted Veterans who are unlikely to secure self-sufficient employment without this assistance. The primary focus of the LVER will be to provide outreach to employers and business organizations to promote Veteran hiring and to assist Veterans in securing employment. Job development of individual Veterans will be a priority. The LVER will provide guidance to the DVOPs, other Center staff and partners so that they might work better together as a team to better assist Veterans with employment and training needs and in the provision of priority services. Disabled Veterans Outreach Program (DVOP) staff, the Local Veterans Employment Representative (LVER), Center Directors//Supervisors and Board staff hold regional veterans meetings to discuss provision of services to veterans. These veteran staff also takes part in statewide conference calls/meetings to address veteran issues. Best practices are shared and implemented. Staff attends national veteran training to include training offered through the National Veterans' Training Institute (NVTI). 4. Local operating procedures required; please include as an attachment to plan. Although day-to-day activities of the Veterans Program is under the supervision of the One-Stop Operator, the Department of Economic Opportunity is the ultimate authority regarding the Veterans Program regarding funding, directing, controlling and delivery. Region 24 operates under the appropriate State and Federal guidelines and in accordance with the State Veterans Program Plan and has no local operating procedures for Veterans Programs, other than the Plan of Service for Serving Severely Injured Military. (See Attachment 22) 125 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2941- 9/25/2012 Item 16.F.1 . Section III. Assurances The following section delineates the formal assurances related to statutory compliance, program integration, universal access, customer choice, reporting, veterans' priority of service, performance, quality assurance and other program and administrative elements to which each Regional Workforce Investment Board agrees, ensuring the systemic foundation of the Florida workforce investment system. By signing the Local Workforce Services Plan the Board and CEO certify that the operators and partners of the local One-Stop Career Center delivery system will adhere to these assurances and comply with all Federal, State, County and local statutes, regulations and policies relevant to the delivery of services within the context and meaning of the local plan. 1. GOVERNANCE The Board agrees to perform in accordance with governing federal and state law; any and all requirements set forth in the Grantee-Subgrantee Agreement (and relevant attachments); Florida, Inc., policies,and other agreements in which the Board has received a Notice of Fund Availability. 2. DISABILITY ACT The certifies compliance with the section 504 of Rehabilitation Act of 1973 and the American Disabilities Act of 1990 3. CUSTOMER CHOICE The Board assures that local One-Stop Career Center System Operators and partners will adhere to the principles of customer choice as outlined in provisions of the WIA. 4. SUNSHINE PROVISIONS The Board certifies,that it will adhere to provisions of the Sunshine Act as described in the WIA and Florida Statute. 5. FINANCIAL RECORDKEEPING, COST PRINCIPLES AND COST ALLOCATION The Board agrees to maintain all financial records, and to develop and follow cost allocation procedures that are in compliance with GAAP, Federal Cost Principles, all applicable OMB Circulars, and policies issued by the State of Florida. These include, but are not limited to,the following OMB Circulars: • A-21,Cost Principles for Educational Institutions(5/10/2004);relocated to 2 CFR,Part 220 • A-87,Cost Principles for State and Local Governments(5/10/2004);relocated to 2 CFR,Part 225 • A-122,Cost Principles for Non-Profit Organizations(5/10/2004);relocated to 2 CFR,Part 230 • A-102,Grants and Cooperative Agreements with State and Local Governments(10/7/94,amended 8/29/97) • A-110, Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals,and Other Non-Profit Organizations(11/19/93,amended 9/30/99);relocated to 2 CFR,Part 215 • A-133, Audits of States, Local Governments, and Non-Profit Organizations (6/24/97, Revised 6/27/2003 and 6/27/2007) • USDOL Compliance Supplement(complement to A-133) 6. FOREIGN LABOR CERTIFICATION -AGRICULTURAL& NON-AGRICULTURAL The Board assures that the local One-Stop Career Center (OSCC) Operators (in accordance with all relevant state policies and procedures, and the requirements set forth at 20 CFR Parts 655 and 656) will assist the DEO to determine the availability of U.S. workers and the potential adverse effect on wages and working conditions that the admission of foreign workers might have on similarly employed U.S. workers. With 126 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2942- 9/25/2012 Item 16.F.1 . regards to H-2B Program activities under the Foreign Labor Certification Program, the Board assures that OSCCs will facilitate the referral of qualified and eligible (meaning that the individual is not an unauthorized alien with respect to that employment)job seekers and to assist employers throughout the recruitment process. For both visa programs, the Board also agrees that OSCCs may be required to generate, process and conduct follow-up activities on H-2A/ B related job orders in accordance with the requirements set forth at 20 CFR 655&656 of federal regulations. 7. FUNCTIONAL GUIDANCE OF DEO STAFF The Board assures that One-Stop Career Center Operators and their management and supervisory employees will provide a level of functional guidance to DEO staff assigned to the local area's One-Stop Career Center(s) sufficient to assure an integrated and seamless delivery of services. Non-state agency managers and supervisors may provide functional guidance to DEO staff assigned to provide services in the local career center with the exercise of supervisory authority for all personnel matters, including compensation, personnel actions, terms and conditions of employment, performance appraisals, and accountability, retained by DEO supervision and guidance of DEO staff assigned to the One-Stop Career Center(s) will be carried out by the respective parties with an expectation of mutual cooperation by the Operator, DEO and all partner organizations, and a focus on achieving the performance goals established for the One-Stop Career Center System. 8. FUNDS OF LAST RESORT The Board assures that One-Stop Career Center System Operators shall take sufficient actions to assure that WIA programs will not be charged when other assistance is available. Local operators shall be responsible for ensuring the filing of applications for Pell Grant or Supplemental Education Opportunity Grant (SEOG) assistance or any other assistance available for each participant enrolled in a Pell Grant or SEOG approved course and upon receipt of such grant the portion received by a training participant for the cost of tuition,fees and books shall be applied to replace the WIA funds used to cover such costs. If the Pell Grant is received after the termination of training paid with WIA funds,the portion to be applied for the cost of tuition,fees and books shall be remitted to the Career Center operator. No compensation shall be earned or deemed payable for services provided to a WIA program participant to the extent that any such services are paid for, directly or indirectly, through a Pell Grant (or Supplemental Education Opportunity Grant(SEOG)) by Trade, or by any other source. 9. GRIEVANCE PROCEDURE POLICY The Board assures that the local One-Stop Career Center Operators will implement and maintain a formal complaint system consistent with State policy and Federal regulations promulgated at 20CFR§658.400-418 and 658.500-504 and §667.600-667.640 relevant to the Workforce Investment Act of 1998 and the Wagner-Peyser Act, as amended. 10. HEALTH AND SAFETY The Board agrees all services provided to participants under the programs covered under this plan will take place in an environment where appropriate standards for health, safety and comfort are maintained. Participants in on-the-job training operated with WIA funds as defined in 20 CFR Part 663.700, are subject to the same health and safety standards established under State and Federal law which are applicable to similarly employed employees, of the same employer, who are not participants in programs under WIA. Facilities will be adequately heated and ventilated; with adequate toilet, rest and lunch areas; easy access to potable water; and separate and clearly delineated smoking areas. 127 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2943- 9/25/2012 Item 16.F.1. 11. MIGRANT AND SEASONAL FARMWORKERS-MSFWs The Board assures that the local One-Stop Career Center(OSCC) Operators will ensure (in accordance with all relevant state policies and procedures and as required under 20 CFR Parts 651, 653 and 658) that Migrant and Seasonal Farm Workers (MSFWs) receive the full array of workforce development services, benefits and protections in a non-discriminatory manner and the services provided to MSFWs are "qualitatively equivalent and quantitatively proportionate" to the services provided to other jobseekers. OSCC will identify Migrant and Seasonal Farmworkers (MSFWs); refer such identified customers to appropriate job openings, training opportunities, career guidance and any other workforce investment services as needed; conduct appropriate follow-up with employers and other applicable service providers; and report all relevant activities through OSCC will continue to provide service to agricultural employers and implement systems and strategies to enhance and integrate service delivery to both MSFWs and agricultural employers. 12. NEPOTISM The Board assures that no recipient of funds covered under this plan will hire a person in an On-The-Job Training position, administrative capacity or consultant position funded under WIA if the individual or a member of his/her immediate family is employed in an administrative capacity of the USDOL, DEO, the State of Florida or the recipient. The Board agrees to inform Workforce Florida Inc. (WFI) of potential violation of the nepotism restriction. Additionally, no individual may be placed in a WIA employment activity if a member of that person's immediate family is directly supervised by or directly supervises that individual. 13. NONDISCRIMINATION EMPLOYMENT& EQUAL OPPORTUNITY The Board assures that the local One-Stop Career Center Operator will comply fully with the nondiscrimination and equal opportunity provisions of the following laws: Section 188 of the Workforce Investment Act of 1998 (WIA), which prohibits discrimination against all individuals in the United States on the basis of race, color, religion, sex, national origin, age, disability, political affiliation or belief,and against beneficiaries on the basis of either citizenship/status as a lawfully admitted immigrant authorized to work in the United States or participation in any WIA Title I financially assisted program or activity;Title VI of the Civil Rights Act of 1964, as amended,which prohibits discrimination on the basis of race,color and national origin; Section 504 of the Rehabilitation Act of 1973, as amended, which prohibits discrimination against qualified individuals with disabilities; The Age Discrimination Act of 1975, as amended, which prohibits discrimination on the basis of age; and Title IX of the Education Amendments of 1972, as amended, which prohibits discrimination on the basis of sex in educational programs. The Board also assures that it will comply with 29 CFR Part 37 and all other regulations implementing the laws listed above. This assurance applies to the operation of the WIA Title I financially assisted program or activity, and to all agreements made to carry out the WIA Title I financially assisted program or activity. The Board understands that the United States, the State of Florida and the DEO have the right to seek judicial enforcement of this assurance. The Board also assures that the local One-Stop Career Center Operator will appoint an Equal Opportunity Officer to ensure compliance with the regulatory requirements cited above. 14. NON PARTICIPATION IN SECTARIAN ACTIVITIES The Board assures that WIA Title I funds will not be expended on the employment or training of participants in sectarian activities. Participants must not be employed under Title I of WIA to carry out the construction, or maintenance of any part of any facility that is used or to be used for sectarian instruction or as a place of religious worship. However,WIA funds may be used for the maintenance of a facility that is not primarily or inherently devoted to sectarian instruction or religious worship if the organization Aglik operating the facility is part of a program or activity providing services to WIA participants. 128 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2944- 9/25/2012 Item 16.F.1 . 15. PERFORMANCE The Board agrees that for purposes of this plan, performance will be measured in a manner that is consistent with all appropriate federal and/or state statutes, regulations, and policies. 16. POLITICAL ACTIVITIES, LOBBYING PROHIBITION The Board assures that WIA Title I funds and none of the services provided with said funds may be used for any partisan or non-partisan political activity or to further the election or defeat of any candidate for public office. The Board also agrees to comply, where applicable, with the provisions of the Hatch Act, which limits the political activity of certain State and Local government employees, along with contractors, subcontractors and participants funded through the use of WIA funds. The Board shall comply with 29 CFR 93 regarding the restrictions on lobbying and the Certification and Disclosure requirements pursuant to Section 319 of Public Law 101-12. 17. PROGRAM INTEGRATION The Board assures that the One-Stop Career Center delivery system will fully integrate all programs covered under this local plan into the full range of available workforce development services. The Board agrees that DVOP and LVER staff will be responsible for case management of veterans' service delivery, and where feasible, provide direct services or assist one-stop delivery system staff in the provision of priority services for veteran customers. The Board assures that One-Stop Career Center System Operators will coordinate with local Rapid Response staff related to outreach, intake and registration of workers covered by a certification under the Trade Adjustment Assistance Act. 18. QUALITY ASSURANCE (GENERAL) The Board assures the local One-Stop Career Center Operator will carry out all activities relevant to the provision of each program covered under this plan in accordance with all Federal/State policies and procedures. The Board further assures that a schedule for the monitoring of local One-Stop Career Center activities will be developed and agreed upon in concert with the Department of Economic Opportunity. Additionally, the Board assures that DEO shall have full access to all One-Stop Career Center staff, records, systems, data, books, accounts, correspondence and other documentation necessary to carry out its program evaluation responsibilities as authorized by statute and/or regulation. The Board also agrees that DEO, in order to effectively carry out its responsibilities, may conduct on-site evaluation activity that is either with, or without, advance notice. The Board also assures that local staff training relevant to the delivery of services covered under this plan will be developed and agreed upon in concert with DEO. 19. RAPID RESPONSE SERVICES The Board assures that local One-Stop Career Center Operators and other workforce development staff will coordinate/support Rapid Response service delivery in accordance with all established Federal and State policies and procedures. 129 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2945- 9/25/2012 Item 16.F.1 . 20. REPORTING The Board assures that the local One-Stop Career Center delivery system (in accordance with all relevant Federal and State policies and procedures) will collect data on customer characteristics, service/activity participation, and outcomes consistent with the requirements of the State's management information system so as to ensure the integrity of all federal and state reporting requirements. 21. TAA PROGRAM COORDINATION The Board assures the local TAA Coordinator at the regional level is a merit employee and that local One- Stop Career Center Operators will provide timely and appropriate services for any customer wishing to apply for benefits under TAA. The Board also assures that local One-Stop Career Center Operators will conform to all policies and regulations of the program. The Board also assures that local One-Stop Career Center Operators will cooperate with any hearings requirements related to TAA services. 20 CFR Part 618 22. STATUTORY COMPLIANCE The Board agrees to comply with the Workforce Investment Act of 1998, the Wagner-Peyser Act, as amended, the Trade Act of 1974, as amended,the Trade Reform Act of 2002, the Trade and Globalization Adjustment Assistance Act of 2009, the Jobs for Veterans Act and all related statutory requirements and implementing regulations. The Board also agrees to comply with policies issued by DEO related to the administration, delivery, and performance of all programs covered by this local plan. 23. UI INFORMATION (ACCESS TO) The Board assures that local One-Stop Career Center Operators will use any information received from the UI system related to claimants solely for the purpose of providing reemployment services to UI claimants. The Board further assures that all information on UI claimants received by the One-Stop Career Center Operators will be used in a manner that is consistent with state and federal confidentiality statutes and policies. 24. UNIONIZATION AND ANTI-UNIONIZATION The Board assures that no funds covered by this plan shall in any way be used to either promote or oppose unionization. 25. UNIVERSAL ACCESS The Board assures that the local One-Stop Career Center delivery system [as described in 20 CFR 662.100(b) of the Workforce Investment Act and in accordance with all relevant state policies and procedures] will provide services to all customers consistent with the principles of universal access. The Board also assures that core and applicable intensive services, including staff-assisted services, will be provided in at least one physical career center in the workforce investment area. The Board assures that LVER and/or DVOP staff assigned to the local One-Stop Career Centers, consistent with the principle of universal access, will also provide outreach services to veterans at Service Delivery Points (SDPs) such as Veterans Administration Hospitals, veterans' shelters and military installations for which no LVER or DVOP is assigned. The Board also assures that DVOP and LVER staff will also conduct outreach to employers, community agencies, veterans' organizations, etc. and that they will share information gained from these contacts with staff of the One-Stop Career Centers and SDPs. 130 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2946- 9/25/2012 Item 16.F.1 . 26. VETERANS PRIORITY OF SERVICE The Board agrees that One-Stop Career Center Operators will assure priority of services for veterans and other eligible persons (under the Federal umbrella designation of"covered persons" 20 CFR Part 1010.110 RIN 1293-AA15) for all employment and training services funded with Federal resources. The Board also assures that it will encourage and promote the provision of maximum employment and training opportunities to veterans by all service program providers participating in the local workforce investment system. To promote informed choice for veteran customers, the Board agrees that One-Stop Career Center System Operators will provide information at the point of program access that advises covered persons of the priority of service and the advantages of registration to access special programs and services for veterans and the availability of DVOP or LVER staff to assist with these veteran services and with employment issues. . Federal Contractors and Federal Agencies will be provided with recruitment assistance in accordance with their obligation for Affirmative Action and veterans' preference requirements pursuant to 38 U.S.C., Chapter 42. The Board agrees that LVER and DVOP staff will provide training and technical assistance to One-Stop Career Center staff relative to Federal employment opportunities for veterans, the Federal Contractor Job Listing Program and the customer complaint process as it relates to veterans. The Board agrees that under this plan LVER and DVOP staff can receive functional guidance from the One- Stop Operator. However, compensation, personnel actions and terms and conditions of employment, including performance appraisals and accountability of merit-staff employees will remain under the authority of DEO. The Board will demonstrate through policy, procedure and action that veterans receive priority of service for all programs funded by DOL sources; and that no local policy shall restrict services to veterans regardless of residency or other local constraints. 27. WORK OPPORTUNITY TAX CREDIT The Board assures that the local One-Stop Career Center Operators will assist in determining the eligibility of interested customers as members of targeted groups; and assist interested customers and employers to complete related documentation including IRS Form 8850 Work Opportunity Credit Pre-screening Notice and Certification Request, and DOL Form ETA-9061 (Individual Characteristics Form) or DOL Form ETA- 9062 (Conditional Certification). Issuance of final certifications will remain a central administrative responsibility of DEO. There are no reporting requirements applicable to this section. 28. WORKER PROFILING PROGRAM and REEMPLOYMENT SERVICES The Board assures that local One-Stop Career Center Operators will continue to provide reemployment services to a sub-set of individuals who are enrolled in reemployment services (RES) to assist in accelerating their return to work. Board further assures that the local One-Stop Career Center operator(s) will collect data on claimant service/activity participation, outcomes and results, including conformance with the work search plan activities. 131 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2947- 9/25/2012 Item 16.F.1. Aossw SIGNATURE PAGE This plan represents the Southwest Florida Workforce Development Board, Inc. efforts to maximize resources available under Title I of the Workforce Investment Act (WIA) of 1998, the Wagner-Peyser Act, the Welfare Transition Act, Trade Adjustment Assistance (TAA) and the Supplemental Nutrition Assistance Employment and Training programs and to coordinate these resources with other State and local programs in the following geographical workforce investment area: Charlotte, Collier,Glades, Hendry and Lee counties. This comprehensive plan is submitted for the period July 01, 2012 through June 30, 2017 in accordance with the provisions of the Workforce Investment Act, the Wagner-Peyser Act and the Welfare Transition Act, Trade Adjustment Assistance (TAA) and the Supplemental Nutrition Assistance Act. We further certify that we will operate our Workforce Investment Act, Wagner-Peyser Act, Welfare Transition and the Supplemental Nutrition Assistance Act programs in accordance with this plan and applicable federal and state laws and regulations. Workforce Development Board Chair Chief Elected Official Signature Signature Kenneth J. O'Leary, President/Chairperson Tristan Chapman,Commissioner/Chairman Name(printed or typed),Title Name(printed or typed),Title Date Date 132 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2948- 9/25/2012 Item 16.F.1 . ATTACHMENTS Fiscal Agent Design/Administrative Entity/One-Stop Operator Attachment 1 Current Membership—Regional Workforce Board Attachment 3 Youth Council Membership Attachment 3 Interlocal Agreement for the Southwest Florida Job Training Consortium Attachment 4 By-Laws of SFWDB—July 2011 Attachment 5 Organizational Charts Attachment 6 List of One-Stop MOUs (Board and One-Stop Partners) Attachment 7 Local Operating Procedures Referenced in the Local Workforce Services Plan • Supportive Services Policy Attachment 8 • Supportive Services Issuance Guidance for WTP Attachment 9 • Supportive Services Issuance Guidance for WTP Addendum Attachment 10 • On-the-Job Training(OJT) Local Guidance Attachment 11 • WIA Paid Work Experience Local Operating Procedure Attachment 12 • Supplemental Nutrition Assistance Program (SNAP) Employment and Training Program (E&T) Local Operation Procedure Attachment 13 • Relocation Assistance Documentation Procedure Attachment 14 • Domestic Violence Procedure Attachment 15 • Customer Complaint and Grievance Procedures Attachment 16 • Individual Training Account(ITA) System Policy Attachment 17 • Plan of Service for Serving Severely Injured Military Attachment 18 • Employed Worker Training Procedures Attachment 19 • Priority for Services Policy Attachment 20 • Procurement Policy Attachment 21 133 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2949- 9/25/2012 Item 16.F.1. • Eligible Training Provider List(ETPL) Attachment 22 Aglow ik 134 Southwest Florida Workforce Development Board,Inc. October 1,2012 Packet Page-2950- 9/25/2012 Item 16.F.1 . ATTACHMENT 1 FISCAL AGENT DESIGN/ADMINISTRATIVE ENTITY/ONE-STOP OPERATOR SOUTHWEST FLORIDA WORKFORCE DEVELOPMENT BOARD, INC. REGION 24 Name and Title of RWB Chairperson Name and Title of RWB Staff Director or Kenneth J. O'Leary, President/Chairman Main Contact Person Joe Paterno, Executive Director Address of the RWB Chairperson Address of RWB Staff Director or Main Paradise Gulf Corporation Contact Person 28950 Seton Court 9530 Marketplace Road, Suite 104 Bonita Springs, FL 34134 Fort Myers, FL 33912 Telephone Number: 239-992-0001 Telephone Number: (239) 225-2500 Facsimile Number: 239-993-3194 Facsimile Number: (239) 225-2559 E-mail Address: k.e.n(a<kenolearv.com E-mail Address: jpaternoasfwdb.or; Name of RWB One-Stop Operator Name of RWB Fiscal Agent Southwest Florida Workforce Development Southwest Florida Workforce Development Board,Inc. Board, Inc. Address of RWB One-Stop Operator Address of RWB Fiscal Agent 9530 Marketplace Road, Suite 104 9530 Marketplace Road, Suite 104 Fort Myers, FL 33912 Fort Myers, FL 33912 Telephone Number: (239) 225-2500 Telephone Number: (239) 225-2500 Facsimile Number: (239) 225-2559 Facsimile Number: (239) 225-2559 E-mail Address: jpaterno @sfwdb.org E-mail Address: jpaterno @sfwdb.org Packet Page -2951- 9/25/2012 Item 16.F.1. Name of the RWB Administrative Entity Name of the Chief Elected Official(s) Southwest Florida Workforce Development Tristan Chapman, Hendry County Board, Inc. Commissioner& Chair of the Southwest Florida Job Training Consortium Address of RWB Administrative Entity Address of the Chief Elected Official(s) 9530 Marketplace Road, Suite 104 Hendry County Board of County Fort Myers, FL 33912 Commissioners P.O. Box 2340 165 S. Lee Street, Suite A Labelle, FL 33975-2340 Telephone Number: (239) 225-2500 Telephone Number: (863) 675-5220 Facsimile Number: (239)225-2559 Facsimile Number: (863) 675-5317 E-mail Address: jpaterno @sfwdb.org E-mail Address: bocc3 @hendryfla.net Packet Page -2952- 1— LL Z 0W 2 N NI.-101 C 0 Z I— (NI z W W 7 O Z z0Uti w0 LU a) co� � z0 0_ a¢ '- e- O Lf) O O A Q W 0) 0 N N N N - .- EO O= fn O U IJ .-- e0) CO O)oo ti , N- ti ti U 0 d �.rO l ,0 Y O nI F- mm n� g w 0 oZZO D 0- W LL H Z ? W < _C�O 0 z co w < z ° 0 O Ll Li LL u_ 1- c 0 Z ,_ a m C7 p -o o Zd 0 43 E 0 {] J c 2 W 0_ ZN 0 0 0 E = d g < awi o c w 0 0 c c� c op m p CD 0 0 = 0 0 a) a LL o ai 0 To w W 2:' W a) 0 •v a) ° m 0 Z ` Z O ca a) ,0 a) 0 U d aa)i N O a N—2 ct c U _j ¢ W" . J J 0 0 I _J 0 J V) 0 co w p N-- g w O Z � ¢O > jn L c m •c0) c W O 00 a 0 0 .Y co c of � � z o o c ' oU c N � ¢ _J ui 0 . I- v o i_ m U Z d z �., c) t0 O f2 f2 U a) a) co a) ' E v C 5. 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E \ .— day ƒ / Z Q . : ) / _ / ` �2 o O Q / f / ) , E / 7 \ -0 \ % ± = W ® E CO• 2 O c 0 : 1:3 2 k k § § E 0 Et Et < � Cl) Co / \ \ 2^ o E CT) / LLJ / k c ¢ E \ o Ct \ & _ : « / E 0 m c \ E E 2 / f 0 $ $ •k ƒ E E E E § § » § > N ± a @ o U § O O CO 1.- / 0_ d 2 U o m ° N f / O / O I 7 0 / 2 > z CD Q fl m q ƒ ƒ O 0 0 0 E 0 0 / k > ƒ 0) 71 _a N Z W 2 2 U Q I- I— c cu W c) O E n3 U Q �°— (1) m U c.) ° 2 co a) Q •c CD 'L c CO w m u) m Y a `m C) m K3 N O E > O a 2 ° 0 ' >U I aI U I I I I I I CD p O W 2 u U m I 0 `c-1 r 0 O > 2 o Z w N in a 0 I- O 9) 71 9/25/2012 Item 16.F.1 . ATTACHMENT 3 YOUTH COUNCIL B.J. Brundage, Chair Dale Johnson Manhattan Construction Collier County Public Schools 13350 Metro Parkway, Suite 304 5775 Osceola Trail Fort Myers, FL 33966 Naples, FL 34109 Phone: 239-561-5181 Phone: 239-377-0333 Fax: 239-561-5129 Fax: 239-377-5160 E-mail: bj.brundage @manhattanconstruction.com, E-mail: lohnsod2(Tcollier.k12.fl.us Kenishia Addison Peg LaMarca Youth Representative Department of Juvenile Justice Cell: 239-745-8622 121 East Marion Avenue E-mail: addison.klagmail.com Punta Gorda, FL 33950 Phone: 941-575-5785 Virginia Castellano-Mann Fax: 941-575-5710 ResCare HomeCare E-mail: margaret.lamarca @dii.state.fl.us 2830 Winkler Avenue, Suite 206 Fort Myers, FL 33916 Larry Litt Phone: 239-936-8292 4864 Lasqueti Way Fax: 239-275-4140 Naples, FL 34119 E-mail: vmann(arescare.com Phone: 239-593-8895 Fax: Tim Goodman E-mail: littl @aol.com Goodwill Industries of SWFL 4150 Ford Street Extension #316 Dawn Pudlin Fort Myers, FL 33916 Participant Parent Phone: 239-274-3463 2542 Bellville Court Fax: 239- Cape Coral, FL 33991 E-Mail: timgoodmanCa�goodwillswfLorq Phone: 239-590-8999 Cell: 239-313-9724 Martin Haas Fax: 239-590-8992 Entech Computer Services E-mail: dpudlin @gmail.com 6338 Presidential Court, Suite 201 Fort Myers, FL 33919 Randy Toscano Phone: 239-573-1000 x.105 Lee Memorial Health System Fax: 239-573-1002 636 Del Prado Boulevard E-mail: martin()entechcomputers.com Cape Coral, FL 33990 Phone: 239-424-2407 Dr. Madelyn Isaacs Cell: 239-210-8683 College of Education Fax: 239-424-4033 Florida Gulf Coast University E-mail: randy.toscano @leememorial.org 10501 FGCU Boulevard South Ft. Myers, FL 33965 Chris Rodriguez Phone: 239-590-7785 Tri-County Apprenticeship Fax: 239-590-7801 13830 Jetport Commerce Parkway E-mail: misaacs @fgcu.edu Suite 5 Fort Myers, FL 33913 Phone: 239-225-0995 7-1-12 bgr Packet Page -2957- 9/25/2012 Item 16.F.1 . ATTACHMENT 3 Fax: 239-225-0997 E-mail: crodriquez@tcaafl.com Sue Roshon Lee County Public Education Center 2855 Colonial Boulevard Fort Myers, FL 33966 Staff Liaison: Bill Roshon Phone: 239-939-6300 Southwest Florida Workforce Development Board, Inc. Fax: 239-332-1939 9530 Marketplace Road, Suite 104 E-mail: suebr @leeschools.net Ft. Myers, FL 33912 Phone: 239-225-2500 Melissa Schoenagel Fax: 239-225-2559 Children's Network of Southwest Florida E-mail: broshon @swflworks.org 2232 Altamont Avenue Fort Myers, FL 33901 Phone: 239-425-6313 Fax: E-mail: mschoenagel childnetswfl.orq Mary Watford Division of Vocational Rehabilitation Area 5 Program Office 5288 Summerlin Commons Way, Suite 903 Ft. Myers, FL 33907 Phone: 239-278-7317 Fax: 239-278-7255 E-mail: mary.watford @vr.fldoe.org Vivian Watkins The Housing Authority of the City of Fort Myers 4224 Michigan Avenue Fort Myers, FL 33916 Phone: 239-332-3825 Ext. 305 Fax: 239-344-0470 E-mail: vivianwhacfm.orq Asik 7-1-12 bgr Packet Page -2958- I I -6S6Z- a8edlaPed Attachment 4 WORKFORCE INVESTMENT ACT SECOND AMENDED AND RESTATED INTERLOCAL AGREEMENT FOR'1'HI SOUTHWEST FLORIDA JOB TRAINING CONSORTIUM This Second Amended and Restated Interlocal Agreement (this "Agreement") is made and entered into between the Boards of County Commissioners for Charlotte, Collier, Glades, Hendry, and Lee Counties, political subdivisions of the State of Florida, for continuation of the Southwest Florida Job Training Consortium. WHEREAS, the Workforce Investment Act of 1998, hereinafter referred to as the Act, federal Public Law 105-220,replaced the Job Training Partnership Act as amended in 1996,and restructured a multitude of workforce development programs into an integrated workforce investment system and authorized the expenditure of federal funds for allowable services and activities in local workforce investment(development)areas; and WHEREAS,the counties of Charlotte, Collier, Glades,Hendry, and Lee were designated by the Governor of the State of Florida, as recommended by the Jobs and Education Partnership in 1996,to form a five county workforce development area, Region 24, and this designation was approved by the Governor to continue under the Workforce Investment Act; and WHEREAS, the five participating counties had previously entered into an interlocal agreement in 1996 creating the Southwest Florida Job Training Consortium and had entered into an agreement with a Private Industry Council acting as grant recipient and administrative entity until such time as Southwest Florida Workforce Development Board, Inc. ("SFWDB") was formed,and continued under that agreement("Original Interlocal Agreement");and WHEREAS, subsequent to the Original Interlocal Agreement, the five participating counties entered into that certain Workforce Investment Act Interlocal Agreement for the Southwest Florida Job Training Consortium dated as of July 1, 2005 ("WIA Interlocal Agreement"). This Agreement is intended to be an amendment and restatement of the WIA Interlocal Agreement; and WHEREAS, SFWDB is in existence and operational with respect to the Region 24 Workforce Investment Area; and WHEREAS, the Region 24 Workforce Investment Area is required to submit a Workforce Investment Act local plan pursuant to Section 118 of the Act; and WHEREAS, Section 163.01, Florida Statutes, known as the Florida Interlocal Cooperation Act of 1969, permits local governmental units to make the most efficient use of their powers by enabling them to cooperate with other localities on a basis of mutual advantage and thereby provide services and facilities in a manner and pursuant to forms of governmental organization that will accord best with geographic, economic, population, and other factors influencing the needs and development of local communities; and 1 Vd'91, Z I.OZ/9Z/6 -096Z-abed la)Ped WHEREAS, the Boards of County Commissioners for Charlotte, Collier, Glades, Hendry, and Lee Counties find this Interlocal Agreement to be necessary,proper and convenient to the exercise of their powers,duties and purposes authorized by law. NOW THEREFORE, in consideration of the mutual covenants herein, the parties agree as follows: L Continuation of the Southwest Job Training Consortium. A. Consistent with the Original Interlocal Agreement, the participating five counties agree to accept the Governor's designation of the five county local area as Workforce Investment Area for Region 24 for purposes of programs promulgated under the Act. B. Consistent with the Original Interlocal Agreement, the five counties agree to continue the Southwest Florida Job Training Consortium (the "Consortium") which is composed of the Chief Local Elected Official(Chair)from each of the participating County Commissions, or a designee, who shall be an elected County Commissioner. These five Chairs will elect one member of the Consortium to serve as Chair of the Consortium. The Chair shall remain in its position as Chair until replaced by the Consortium. The Consortium may elect to rotate the position of Chair each year according to procedures which may be developed by the Consortium. II. Authority and Responsibilities of the Southwest Florida Job Training Consortium. A. Sections 117, 118, and 121 of the Workforce Investment Act (the "Act") are hereby incorporated within this Agreement as if set out herein. B. The Consortium shall request any change in the number of local board members of SFWDB that will represent each county, identify which sector they will represent, identify the length of term, and request certification from the Governor should any changes to the current representation be required, ensuring that 51%of the membership represent the private sector. C. Each County Chair, or designee Commissioner, shall be responsible for making his/her County's private sector appointments for board members of SFWDB, in accordance with the Act, to the Board for the participating counties. The nomination process for these appointments must adhere to the following criteria: 1. Representatives of business in the local area who are owners of businesses, chief executives or operating officers of business, and other business executives or employers with optimum policymaking or hiring authority; 2 • Vd•91, well Z I.OZ/9Z/6 -196Z- aged la)IDed 2. Representatives of businesses with employment opportunities that reflect the employment opportunities of the local area; and 3. Representatives are appointed from among individuals nominated by local business organizations and business trade associations. D. The nomination process for these private sector appointments for board members of SFWDB shall be as follows: 1. Private sector representatives shall be selected from among individuals nominated by general purpose business organizations after consulting with and receiving recommendations from other business organizations in the workforce development region. 2. General purpose business organizations are defined as those organizations which admit to membership any for-profit business operation within the workforce development region, or any entity that represents or serves as an umbrella organization that includes membership from for-profit businesses. 3. Such nominations, and the individuals selected from su composition a o of shall reasonably represent the industrial and demographic the business community. 4. The Chair of SFWDB is selected from the private-for-profit sector. E. Ensure through its appointments that board membership of SFWDB includes required public sector representatives, as required under the Act and State of Florida definitions, regardless of County, with optimum policymaking authority within the organizations,agencies, or entities: 1. Representatives of local educational entities, including educational agencies, local school boards, entities providing adult education and literacy activities, and postsecondary educational institutions (including representatives of community colleges,where such entities exist),selected from among individuals nominated by regional or local educational agencies, institutions, or organizations representing such local educational entities; 2. Representatives of labor organizations,nominated by local federations, or (for a local area in which no employees are represented by such organizations),other representatives of employees; 3. Representatives of community based organizations (including organizations representing individuals with disabilities and veterans, for a local area in which such organizations are present); 3 d 91. well Z I.OZ/5Z/6 -Z96Z- aged laIDed 4. Representatives of economic development agencies; 5. Representatives of each of the one-stop partners; and 6. May include such other individuals or representatives of entities as the chief elected official(s)in the local area may determine appropriate. F. Share with SFWDB the responsibility for the following: • Approval of the local plan or modification of the local plan described under Section 118 of the Act for Region 24 pursuant to the following procedure. SFWDB shall prepare and adopt the proposed local plan (or modification, as applicable) as required by the Act and transmit the same to the Consortium for its approval prior to submission of the local plan to the Governor pursuant to the Act and Florida law. Transmission of the local plan shall be by sending or delivering a copy of the local plan to both the Chair and the county administrator or county manager, as applicable, for each of the participating counties. The local plan submitted to the Consortium for approval under this section shall be deemed approved by the Consortium at the end of the sixty (60) day period beginning on the date upon which the proposed local plan is received by the Consortium ("Local Plan Review Period") unless one or more members of the Consortium notifies SFWDB in writing prior to the expiration of the Local Plan Review Period of either an objection to the local plan or that it has requested a meeting of the Consortium to review the local plan. If any member of the Consortium provides such written notice to SFWDB, a meeting of the Consortium shall be called for the purpose of reviewing the local plan within thirty (30) days after the Consortium member's correspondence ("Requested Plan Review Period"). In the event the Consortium does not take action to approve or disapprove the local plan for any reason prior to the expiration of the Requested Plan Review Period,the local plan shall be deemed approved by the Consortium; • Approval of the annual budget of SFWDB for purposes of carrying out the duties of SFWDB pursuant to Section 118 of the Act in accordance with the following procedures. SFWDB shall prepare and adopt an annual budget as may be required by law and transmit the same to the Consortium for its approval. Transmission of the budget shall be by sending or delivering a copy of the budget to both the Chair and the county administrator or county manager, as applicable, for each of the participating counties. The budget submitted to the Consortium for approval under this section shall be deemed approved by the Consortium at the end of the sixty (60) day period beginning on the date upon which the proposed budget is received by the Consortium ("Budget Review Period") unless one or more members of the Consortium notifies SFWDB 4 d"9 I• wail Z I.OZ/5Z/6 -£96Z-abed }elped in writing prior to the expiration of the Budget Review Period of either an objection to the budget or that it has requested a meeting of the Consortium to review the budget. If any member of the Consortium provides such written notice to SFWDB, a meeting of the Consortium shall be called for the purpose of reviewing the budget within thirty (30) days after the Consortium member's correspondence ("Requested Budget Review Period"). In the event the Consortium does not take action to approve or disapprove the budget for any reason prior to the expiration of the Requested Budget Review Period, the budget shall be deemed approved by the Consortium. During any period of review of the budget by the Consortium and until approval of the budget by the Consortium, SFWDB can continue its operations consistent with the budget that was most recently approved by the Consortium. Any material modification to any budget approved by the Consortium hereunder shall be approved by the Consortium in accordance with the foregoing procedure. For purposes of this section, the addition into SFWDB's budget of mid-year,program specific earmarked funds from the state or federal government shall not be deemed to be a material modification to SFWDB's budget;and • oversight of activities and services including designation, certification, or termination of One Stop Operators. III. Terms of Agreement. A. None of the parties hereto shall be liable for any claims, damages, losses or expenses arising out of or resulting from any act, omission, negligence of the others, their officers, employees or agents, related parties' respective authorities and responsibilities under this Agreement. B. The term of the Agreement shall commence upon the adoption of this Agreement by the last of the participating counties and shall run through June 30, 2016, which date coincides with the next local plan submittal date required under Section 118 of the Act. Thereafter the term of this Agreement shall automatically be renewed for successive five-year terms, unless any party notifies the others of its intention not to renew at least ninety (90) days prior to the expiration of the original term or the then-current five-year renewal term. C. Upon proper execution, the Agreement shall be legally valid and binding, and supersedes other agreements of the Southwest Florida Job Training Consortium. This Agreement shall be recorded in the public records of the counties of Charlotte, Collier, Glades, Hendry,and Lee. D. This Agreement may be amended or modified upon the written request of any party hereto. Any alterations, amendments,modification or waivers in the terms and conditions of this Agreement shall not be effective unless reduced to writing, approved by all parties,signed by their duly authorized representatives and filed with the Clerks of the Circuit Courts of the participating counties. 5 1,'d.9 1, wail Z 1,OZ/9Z/6 --1796Z- aged lelped . . . . . , . • ' ' • ' . . I Ma. , • . . : .. IN WITNESS WHEREOF,the parties have executed this Agreement as indicated on the attached . pages: . . . • .- . PASSED AND DULY ADOPTED THIS 20th' DAY OF March + ,2012. , . . , . . • ' - i . - • BOARD OF COUNTY COMMISSIONERS • • OF T.P.F.COUNTY,FLORIDA • . - - . , i ---) • . , By: Alke......0-/-...1.....E.-...0.0.0 . • ' fir r Commission if II esignee • • Attest: - • • - .. . . . By: APPROVED AS TO-FORM AND Ar040. ' • LEGAL SUFFICIENCY . t)\-•:( ') .it J- By: • . „4„.„.....:....... -,...--.,,,,, -,- ,-1*( -7-:.'‘- - •-•••'...`.,'-,;,., • -- ; -',...- • . .:.c.-..,-• . . :;•;*'41 ---1.,_ ------ - • - . •:-—"1 1...7 '..--1.• .„•.. ;: . .•,. -. . . V # ,, • . • I,Ce ,.. ••. .• . . ....1:4-..:71.1.5-y04....*::. ''1'A'.:%..\-•'••••'..- • • • s .100#4u, 6 .. , . . 1-".d'91- well ZI.OZ/9Z/6 i -S96Z- aBedBa)0ed BOARD op:CQ6Iil 4 M1SSIONERS OF CHAT .C}TTE.COUN1'V.F✓ORIDA By: .1 _ . Chafr oo 'ammission nee •, 4 •: i '` '•.....••��.� 'iris,° Attest: CititAI)C- lflibabt— . By: APPROVED AS TO FORM AND LEGAL SUFFICIENCCY 7.4vi, rttnenck,It,1%,R2005-0.1-9 I >' dLcd 7 Vd 9I Well Z I-OZ/5Z/6 -996Z-aSed 1a)Ped oak BOARD OF COUNTY COMMISSIONERS ATTEST: COLLIER COUNTY,FLORIDA Dwi E..BEGc,J k of Courts 'e . *-11--14-x- • rft .".�4tt�s �14;1A f�"� Fred W. Coyle,Chairman Dated: June 12 ,2012 • �f yt Approved as to form and legal sufficiency: 4 Scott IL Teach Deputy County Attorney 8 1.'d'91- well Z I.OZ/9Z/6 -L96Z-a8edla)ped BOARD OF COUNTY COMMISSIONERS OF GLADES COUNTY,FLORIDA By: '14/ Chair or Com 'over Designee Attest f w,. I 7 /, ,I 10; ./7 i I r.; L f f r i 1�; APPR�i ,ED TO :9RM ' •I BS'' LEG; S C ,1 / t1 i I Byf 7v4. .rii V,4r 40„-1 i r) `1=1 fJ, ; 9 • I-'d'91. wa}I Z I.OZ/9Z/6 -896Z- a ed }alDed Aomot BOARD OF COUNTY COMMISSIONERS • OF HENDRY C LINTY,FLORIDA )per` L �• '" By: Chair or Commissioner Designee • Attest: . By: APPROVED AS TO FORM AND LEGAL UFFI i:t•CY� By: / l A. i Win, 10 �'� 91- well Z LOZ/9Z/6 -696Z-aged fared Attachment 5 BY-LAWS OF SOUTHWEST FLORIDA WORKFORCE FOR-ROFIT ORPO TON BOARD, INC. A FLORIDA NOT ARTICLE I SERVICE AREA Southwest Florida Workforce Development Board,Inc. shall serve the population of Region 24,which is composed of Charlotte,Collier,Glades,Hendry and Lee Counties. ARTICLE II MEMBERS Section1. Membership. Members shall be those persons appointed to serve as members of the Southwest Florida Workforce Development Board by the chief elected official or his or her designee of the local county or city governing bodies or consortiums of county and/or city government units that exist through interlocal agreements and shall include: 1. At least fifty-one (51) percent of the members shall be representatives of business who are (i) owners of businesses, chief executives or operating officers of businesses, and other business executives or employers with optimum policymaking or hiring authority; (ii) represent businesses with employment opportunities that reflect the employment opportunities of the local area; and (iii) are appointed from among individuals nominated by local business organizations and business trade associations; 2. Representatives of local educational entities, including the president of the community college, the four-year university, superintendents of the local school districts; 3. At least one(1)representatives of organized labor; 4. Representatives of community based organizations, including organizations representing individuals with disabilities,and veterans; 5. Representatives of economic development agencies; and 6. Representatives of the One-Stop partners. Section 2. Membership Termination. Any member who is not present for fifty percent (50.0%)or more of the meetings of the board of directors in any Program Year may have his or her membership terminated at the discretion of the board of directors. The Executive Director or the Executive Director's designee shall present such members(s) to the Board of Directors for their Updated July 2011 Page 1 I:d.91. well Z I.OZ/9Z/6 -0L6Z- abed la)Ped consideration. Written notice of any membership terminated by action of the board of directors shall be provided to the terminated member by either certified mail or first class mail to the last address of the terminated member shown on the records of the Corporation. Termination of any individual's membership shall also automatically include removal of such individual from the board of directors and any committee(s)on which he or she may serve. • ARTICLE III BOARD OF DIRECTORS Section 1. Consists of All Members. All members of the Corporation are on the board of directors. The terms board of directors and members are equivalent, and the terms member and director are equivalent. Section 2. Number of Directors. The board of directors shall consist of at least three individuals. Section 3. Meeting Schedule. (1) The Corporation shall hold meetings every other month or as otherwise determined by a majority vote of the board of directors. (2) The annual meeting shall be the last meeting of the calendar year. (3) Special meetings may be called by the executive director, or by the president of the Aft Corporation. Section 4. Notice of Meetings. Written notice of the date, time, and place of regular and special meetings together with an agenda of the business to be conducted shall be sent to all directors at least seven(7)days in advance of such meetings. If the President,or executive director, determines that an emergency situation requires that a special meeting be called, the seven(7) day notice requirement may be waived. Provided, however, all notice of meetings shall meet the requirements of Section 286.011,Florida Statutes("Sunshine Law"). Section 5. Location of Meetings. All meetings shall be at a location open and accessible to the general public, in accordance with the requirements of the Florida Sunshine Law. Meeting locations shall be within the Southwest Florida service area. Section 6. Use of Telecommunications. Pursuant to the authority contained in Section 445.007(1),Florida Statutes, any one or more directors may participate in a meeting of the board of directors by means of a telephone conference or other telecommunications device that allows all persons participating in the meeting to hear each other or to see in written form the words of the other directors. Participation by a director in a meeting by such telephone conference or other telecommunications device shall be deemed presence in person at such meeting for purposes of establishing a quorum. The board of directors shall adopt a policy by resolution to implement the provisions of this Section 6, which policy will generally address situations when a telecommunications will be used by the board of directors, the method to provide the public with notice of any such meeting utilizing telecommunications, and the method to provide the public with Updated July 2011 Page 2 1:d.91. well Z I.OZ/9Z/6 -TL6Z-abed la)1Ded reasonable access to observe and,when appropriate,participate. Section 7. Ouorum and Voting. (1) A quorum of a board of directors shall consist of one-third of the whole number of appointed directors. (2) If a quorum is present when a vote is taken, the affirmative vote of a majority of directors present shall be the act of the board of directors. (3) A director of the corporation who is present at a meeting of the board of directors or a committee of the board of directors when corporate action is taken is deemed to have assented to the action taken unless: (a) The director objects,at the beginning of the meeting or promptly upon the director's arrival,to holding the meeting or transacting specified affairs at the meeting;or (b) The director votes against or abstains, in accordance with Sections 112.3143 and 286.012,Florida Statutes,from the action taken. (4) Voting and voting conflicts shall be determined in accordance with Florida law for appointed public officers. Section 8. - Procedure at Meetings. (1) Robert's Rules of Order shall govern the procedures of board meetings,except when inconsistent with the provisions of the by-laws. (2) All business shall be conducted in accordance with the agenda. Section 9. Compensation of Directors. The board of directors shall serve without compensation. Section 10. General Standards for Directors. (1) A director shall discharge his or her duties as a director, including his or her duties as a member of a committee, in good faith, with the care of an ordinarily prudent person in a like position would exercise under similar circumstances,and in a manner he or she reasonably believes to be in the best interests of the corporation. (2) In discharging his or her duties, a director may rely on information, opinions, reports, or statements, including financial statements and other financial data, if prepared or presented by: (a) One or more officers or employees of the corporation whom the director reasonably believes to be reliable and competent in the matters presented; (b) Legal counsel, public accountants, or other persons as to matters the director Page 3 Updated July 2011 �'d'9 qua}I Z OZ/5Z/6 -ZL6Z-aged Ialaed reasonably believes are within the persons'professional or expert competence;or (c) A committee of the board of directors of which he or she is not a member if the director reasonably believes the committee merits confidence. (3) A director is not acting in good faith if he or she has knowledge concerning the matter in question that makes reliance on information, opinions, reports or statements by others unwarranted. (4) A director shall not be liable for any action taken as a director,or any failure to take any action,if he or she performed the duties of his or her office in compliance with this section. Section 11. Director Conflicts of Interest. Conflicts shall be determined in accordance with Chapter 112, Part III, Florida Statutes, known as the code of ethics for public officers and employees. Section 12. Indemnification. Each director of the corporation, now or hereafter serving as such, shall be indemnified by the corporation against any and all claims and liabilities to which he or she has or shall become subject by reason of serving or having served as director or by reason of any action alleged to have been taken, omitted or neglected by him or her as such director; and the corporation shall reimburse each such person for all legal expenses reasonably incurred by him or her in connection with any such claim or liability; provided, however, that no such person shall be indemnified against or be reimbursed for any expense incurred in connection with any claim or liability arising out of his or her willful misconduct,recklessness or gross negligence. The amount paid to any director by way of indemnification shall not exceed his or her actual, reasonable and necessary expenses incurred in connection with the matter involved, and any determination so made shall be binding on the indemnified director. The right of indemnification hereinabove provided for shall not be exclusive of any rights to which any director may otherwise be entitled by law. ARTICLE IV OFFICERS Section 1. Enumeration of Offices. The officers of the corporation shall be a president, vice president, secretary, and treasurer. The president shall be elected from those directors representing the private sector in accordance with the provisions of Section 2 of this Article. Section 2. Election of Officers. The initial officers shall be elected by a majority of directors present at the first meeting of the board of directors at which a quorum is present. The election of all other officers shall take place at the annual meeting of the board of directors, and shall be elected by a majority of those directors present,provided a quorum is present. Updated July 2011 Page 4 Z I.OZ/9Z/6 -EL6Z- abed la)Iced Section 3. Term Officers shall be elected bi-annually and shall serve a two-year term commencing the day of the election. The terms of the officers are limited to two (2) consecutive two-year terms in the same office. There are no limitations on the number of terms not in sequences or in different offices. Section 4. Resignation and Removal. Any officer may be removed from office with or a without cause by the affirmative vote of a majority of the board of directors written meetin ing at which tha quorum is present. Any officer may resign at any time giving president, vice president, secretary, treasurer, or executive director. Such resignation shall take effect on the date of receipt of such notice or at any later time specified therein, and unless otherwise specified therein,the acceptance of such resignation shall not be necessary to make such resignation effective. Section 5. Vacancies. A vacancy in any office may be filled by majority vote of the board of directors at ameeting w� of the quorum is present. The or she replaces. appointed to such vacancy shall serve for the remainder 6. Multiple Offices. The same individual may not simultaneously hold more than one office. Section 7. Duties. The duties of the officers are as follows: (1) President: The president shall preside, and act as chairman, at all board and executive committee meetings; shall see that orders and resolutions of the board are carried out; shall sign all written instruments, shall co-sign promissory notes and perform all duties incident to the office of the president as may from time to time be assigned by the board of directors. (2) Vice President: The vice president shall act in the place of the president in the event of his or her absence, inability or refusal to act,and shall exercise and discharge such other duties as may be required of him or her by the board. (3) Secretary: The secretary with the assistance of staff shall record the votes and keep the minutes of all meetings and proceedings of the board of directors;keep the corporate seal of the Corporation and affix it on all papers requiring said seal; serve notice of meetings of the board of directors; keep appropriate current records showing the members of the Corporation together with their addresses; and perform all the duties incident to the office of secretary as may from time to time be assigned by the board of directors. Section 8. Treasurer: The treasurer shall receive and deposit in appropriate bank accounts all monies of the Corporation and disburse such funds as directed by resolution of the board of directors; sign promissory notes of the Corporation; keep proper books of account; complete the corporate annual report for the Department of the State; and perform all the duties incident to the office of treasurer as may from time to time be assigned by the board of directors. Section 9. Contract Rights. The appointment of an officer does not in itself create contract rights. No officer shall serve the Corporation pursuant to contract. Section 10. Indemnification. Each officer of the Corporation now or hereafter serving as ... Page 5 Updated July 2011 • I. 91. well Z OZ/5Z/6 -IL6Z-aged la)ioed such shall be indemnified by the Corporation against any and all claims and liabilities to which he or she has or shall become subject by reason of serving or having served as such officer, or by reason of any action alleged to have been taken,omitted or neglected by him or her as such officer; and the Corporation shall reimburse each such person for all legal expenses reasonably incurred by him or her in connection with any such claim or liability; provided, however, that no such person shall be indemnified against, or be reimbursed for any expense incurred in connection with, any claim or liability arising out of his or her own willful misconduct,recklessness or gross negligence. The amount paid to any officer by way of indemnification shall not exceed his or her actual, reasonable and necessary expenses incurred in connection with the matter involved, and any determination so made shall be binding on the indemnified officer. The right of indemnification hereinabove provided for shall not be exclusive of any rights to which any officer may otherwise be entitled by law. ARTICLE V COMMITTEES Section 1. Appointment. Unless otherwise stated, committee members are not required to be members of the corporation. It is the intent of the board of directors that committee membership reflect participation which represents the entire Southwest Florida service area, whenever possible. Section 2. Executive Committee. The Executive Committee shall be a committee composed of the President, Vice President, Secretary, Treasurer, and Chairpersons of Standing Committees. At least a majority of the members of the Executive Committee shall be representatives of the private sector. The Executive Committee shall serve as a management committee with administrative oversight responsibilities and is empowered to act and take necessary interim action to implement the plans and programs of the board between meetings of the board. When interim action occurs, the Executive Committee will report at the next board meeting, at which time the actions of the Executive Committee shall be reviewed and ratified by the board. Section 3. Standing Committees. There shall be the following standing committees: (1) Finance Committee, (2) Program and Planning Committee, (3) Youth Council Committee, and (4) Service Delivery Committee, which shall have such duties and functions as specified by the board of directors. The membership of standing committees shall, whenever possible, have participation which reflects the division of members of the Southwest Florida Workforce Development Board as set forth in Article II hereof. The president or board of directors may also establish additional standing committees and specify their functions. Such committees shall not have the authority to act for the board,but may review issues or programs and make appropriate recommendations to the board. Section 4. Finance Committee. The Finance Committee shall assist the Treasurer with financial review responsibilities and make recommendations regarding the budget to the board. The annual report will be reviewed by the Finance Committee when the annual report is completed. Updated July 2011 Page 6 �.d'9I- well Z OZ/5Z/6 -SL6Z-abed la)Ped Section 5. Ad Hoc Committees. Ad Hoc Committees may be formed and shall terminate upon completion of the matter of concern for which the committee was appointed. Section 6. Committee of Chairpersons.the Finance C Executive Committee shall be the treasurer.Committee urer. ' 'heremainder be the president. The chairperson of the committee chairpersons shall be members of the corporation. Section 7. Location and Notice of Committee Meetings. All committee meetings shall be held at a location open and accessible to the general public, in accordance with the requirements of membership the Florida the committee,Sunshine or board staff mecmberr((s) assigned to that committee. All committee membership of the com , meetings shall be noticed in accordance with the Florida Sunshine Law. Section 8. Ouorum. For purposes of committee meetings, the presence of one-third (1/3) of all members appointed to the committee shall constitute a quorum for conducting the committee's business. Section 9. Use of Telecommunications. Pursuant to the authority contained in Section 445.007(1),Florida Statutes, any one or more committee members may participate in a committee meeting by means of a telephone conference or other telecommunications device that allows all persons participating in the meeting to hear each other or to see in written form the words of the other committee members. Participation by a committee member in a meeting by such telephone conference or other telecommunications device shall be deemed presence in person at such meeting for purposes of establishing a quorum. The board of directors shall adopt a policy by resolution to implement the provisions of this Section 9, which policy will generally address situations when a telecommunications may be used by a committee, the method to provide the public with notice of any such meeting utilizing telecommunications, and the method to provide the public with reasonable access to observe and,when appropriate,participate. ARTICLE VI AMENDMENTS TO BY-LAWS The by-laws may be altered, amended or repealed and new by-laws adopted by the affirmative vote of two-thirds (213) of the directors present at a regular or special meeting with a quorum present, provided that any proposal to alter, amend or repeal by-laws be submitted to each director at least fifteen(15)days prior to the meeting at which the proposal is to be considered. ARTICLE VII MISCELLANEOUS Section 1. Annual Report For Department of State. The corporation shall deliver to the Department of State for filing a sworn annual report each year by May 1, on such form as the Department of State prescribes, all in compliance with the Florida Not-For-Profit Corporation Act, as may be amended from time to time. Section 2. Corporate Seal. The seal of the corporation shall have inscribed on it the Page 7 Updated July 2011 'd'9 I. well Z 1.OZ/9Z/6 -9L6Z- abed la)P d name of the corporation,the year of its organization and the words"corporation not for profit." The words"corporate seal"or their equivalent may be used as a facsimile of or as the seal. Section 3. Prohibited Activities. The corporation shall not engage in any act which is prohibited by the Florida Not-For-Profit Corporation Act, as may be amended from time to time. The corporation shall also not engage in any act which could give rise to it losing its tax exempt status under the Internal Revenue Code of 1986, as may be amended from time to time. Section 4. Conflict. In the case of any conflict between the articles of incorporation and these bylaws,the articles of incorporation shall controL Section 5. Amendments to Articles of Incorporation. Any amendments to the articles of incorporation shall be made in the following manner: The directors shall adopt a resolution setting forth the proposed amendment and directing that it be submitted to a vote at a meeting of directors entitled to vote on the proposed amendment, which may either be an annual or a special meeting. Written notice setting forth the proposed amendment or a summary of the changes to be effected by the amendment must be given to each director at least fifteen (15) days prior to the meeting at which the proposal is to be considered. The proposed amendment shall be adopted upon receiving the affirmative vote of two-thirds (2/3) of the directors present at the annual meeting or special meeting called for that purpose at which a quorum is present. Section 6. Corporate Records. The corporation shall keep as permanent records correct and complete books and records of account and shall keep minutes of the proceedings of its directors. The corporation shall also keep at its registered office in this state a copy of its articles of incorporation and its bylaws and any amendments thereto and a record of the names and addresses Agoof of its directors. All books and records of the corporation must be kept in written form or in another form capable of conversion into written form within a reasonable time and may be inspected by any director,or his or her agent or attorney, for any proper purpose at any reasonable time. ARTICLE VIII ENACTMENT PROVISION These by-laws shall become effective upon approval by a two-thirds (2/3) vote of directors present at a regular or special meeting after due notice is given. Due notice shall be given at least seven(7)days prior to the meeting at which these by-laws are enacted. mok Updated July 2011 Page 8 • I-'d'91. Wadi Z I.OZ/5Z/6 j 9/25/2012 Item 16.F.1 . 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ZA cgo 51 : zi$ o oas Z's o ,m in r a i -• a m• a $a a 3 N co 0 0 - o Packet Page -2977- 9/25/2012 Item 16.F.1. Attachment 7 List of One-Stop MOUs A. Florida Department of Children & Families B. Florida Department of Education/Division of Vocational Rehabilitation C. iTech (Collier County School Board), Farm Worker Jobs and Education Program of Florida regarding assistance to migrant and seasonal farm workers and their families with educational costs D. Edison State College regarding Career Center Co-location E. Cornerstone regarding Job Corps F. Experience Works for Senior Community Service Employment Program activities G. Goodwill Industries of Southwest Florida regarding Ticket-to-Work holders H. Hope Clubhouse regarding Ticket-to-Work holders I. Fort Myers Redevelopment Agency regarding the McCollum Hall Project J. COFFO—to collaborate in assisting low-income residents in becoming self-sufficient K. Redland Christian Migrant Association (RCMA)for 2012 Summer Youth Program L. Hendry County Community Services Block Grant(CSBG) M. Lee County Community Services Block Grant(CSBG) N. Charlotte County Community Services Block Grant(CSBG) O. Collier County School District for Pilot Youth Program (Destination Graduation) P. Collier County for Immokalee Multicultural Multipurpose Community Action Agency, Inc. (IMMCAA) regarding Community Services Block Grant(CSBG) Q. Interagency Agreement between DCF, Children's Network of Southwest Florida, Lee County School Board, DJJ, Florida Agency for Persons with Disabilities to coordinate services for children served by the Florida Child Welfare System Afooll Packet Page-2978- 9/25/2012 Item 16.F.1 . ATTACHMENT 8 Southwest Florida Workforce Development Board,Inc. Supportive Services Policy Policy#: MU-001 Local Manual Section: Multiple Programs (MU) Of Interest to: Southwest Florida Workforce Development Board, Inc. Board members and staff serving customers enrolled in Workforce Investment Act (WIA) and Temporary Assistance for Needy Families (TANF)programs Effective Date: October 8, 2007 Revised: November 1, 2010 Purpose: To provide a local policy to assist Temporary Assistance for Needy Families (TANF) and Workforce Investment Act (WIA) Adults, Dislocated Workers and Youth customers in obtaining supportive services. Background: TANF and WIA allow funding to provide supportive services to reduce barriers and facilitate program completion and entry into sustainable employment. Local policy is needed to give further detail on use of funding for provision of supportive services. General Policy: Supportive services are provided on a case-by-case basis. Supportive Services will not be provided for part-time students. Supportive Services will not be provided when customer chooses an out-of-area program. Career Development Representatives will assess the needs of participants and determine what supportive services are necessary to reduce the participants' barriers to successfully completing the workforce program in which they are enrolled. Types of support services include child care,transportation, car repairs, and clothing needed for employment. Steps will be taken to ensure the most economic path is taken to obtaining supportive services. These steps include: • Considering resources available in the community • Car pooling whenever possible • Using bus transportation where available and practical • Considering transportation costs prior to enrolling customers into programs. If the same program is offered at more than one location, efforts should be made to enroll the customer into the program closest to where the customer lives. Caps are placed on support service spending. These caps are reviewed annually and may be adjusted as deemed necessary based on budgets. Packet Page-2979- 9/25/2012 Item 16.F.1 . • Workforce Investment Act (WIA) customers: Total services provided to a Workforce Investment Act (WIA) customer per program year, July through June, will not exceed $3,000. There are two divisions of these funded services; - $2,000 per program year for transportation expenses, i.e. gas cards, bus passes (cards), and transport services. - $1,000 per program year for support services, i.e. car repairs, auto liability insurance (6-month lifetime cap), vehicle registration, work clothing, tools, books, etc. • Welfare Transition (WT) customers: Total services provided to a Welfare Transition (WT) customer per program year, July through June, will not exceed $2,000. Although these funds are used for the same services described above for WIA customers, there are no divisions of these funded services. See link below for the full Welfare Transition Program Supportive Services Issuance Guidance. These caps do not include child care assistance. For WT customers, Career Development Representatives refer individuals in need of child care assistance to the Early Learning Coalition. The providers of the Early Learning Coalitions are responsible for the determination of eligibility and authorizing the actual child care service. In the event that a Career Development Representative determines the maximum allowed amount is not sufficient to cover the needs of a customer, a waiver may be requested. The waiver would be in the form of a letter to the One Stop Leadership Team, with a copy to the Center Director/Supervisor and should include such information as to demonstrate the extraordinary need, the amount already encumbered and the amount requested. Forms: Request for Payment/Purchase (MU-003-RP) Related Information: Gas Card, Gift Cards and Bus Passes Processing Policy (FI-008) Supportive Services issuance Guidance for WTP (WT-004) Card Tracker Card Issuance Equal Opportunity Employer/Program n rueto Auxiliary aids and services are available upon request to individuals with disabilities. / 1 All voice telephone numbers in this document may be reached by persons using TTY/TDD equipment via the Florida Relay Service at 711_ t'. Page 2 of 2 MU-001 Supportive Services Policy October 8, 2007 Revised November 1, 2010 Packet Page -2980- 9/25/2012 Item 16.F.1 . ATTACHMENT 9 Southwest Florida Workforce Development Board,Inc. Supportive Services Issuance Guidance for Welfare Transition Program Guidance#: WT-004 Local Manual Section: Welfare Transition(WT) Of Interest to: Southwest Florida Workforce Development Board, Inc. Board members and staff administering the Welfare Transition Program Effective Date: December 14, 2007 Revised: April 16, 2012 Purpose: To provide guidance on supportive service issuance and documentation. Background: The goal of the Welfare Transition Program (WTP) is to provide services to the work activity required recipients of Temporary Assistance for Needy Families (TANF) in becoming self- sufficient through employment. Once employed, it is important we continue to provide the necessary supports to help families/individuals maintain employment. Basis of guidance: Florida Statues, Title 30, Chapters 445.025, 445.028, 445.31. General Guidelines: TANF services are not an entitlement and based upon customer compliance, need, and available funding. If resources are not available to provide the needed supportive services, a prioritization process may be established or the provision of supportive services may be limited. Funding restrictions necessitated a cap to be placed on TANF service spending. Total TANF services provided to a customer per program year, 07-01-XX — 6-30-XX, will not exceed $2000.00. TANF services may include: 1. Transportation expenses; gas cards, bus passes, and contracted transport services, and 2. Support Services; car repairs, auto liability insurance, vehicle registration, work clothing, tools, books, etc. TANF services may be provided to the following individuals: o Applicants of Temporary Cash Assistance (TCA) — limited to Transportation and Child Care Services. Applicants approved for Up-Front Diversion may be eligible for up to 24 months of Transitional Child Care (TCC), o TANF recipients cooperating with WTP requirements, o Transitional customers for whom cash assistance was closed due to earned income, maintain a minimum of 20 hours per week of employment, and household income remains less than 200% of the Federal Poverty Level. See temporary Supportive Services Issuance Guidance for WTP Addendum (WT-004A) regarding required hours of employment. Packet Page-2981- 9/25/2012 Item 16.F.1 . 1. Transportation Services The Directors/Supervisors of the Southwest Florida Works Centers will have the primary responsibility to ensure all TCA applicants, WTP mandatory participants, and transitional services customers receive transportation benefits in accordance with this guidance paper and local Supportive Services Policy (MU-001). Transportation service gas cards, bus passes, and supporting documentation of inventory will be in a secure location within the Centers and available upon request by the Southwest Florida Workforce Development Board, Inc. (SFWDB), as the trail of ownership accountability will be monitored. Transportation services may be issued to the following individuals; • TCA and Up-Front Diversion applicants are limited bus passes or gas vouchers for 30 days. TCA Applicants found eligible for Up-Front Diversion application are not eligible for ongoing transportation services, • WTP compliant participants, and • Transitional service customers. Each applicant, mandatory participant, and transitional customer will formulate a transportation plan with his or her Career Development Representative that analyzes and creates a short-term and a long term plan for the individual's transportation needs. o Transitional customers may be issued gas vouchers and bus passes for up to 12 months following the termination of cash assistance due to employment if documentation is provided of employment of no less than 20 per week, and the gross household income remains less than 200% of the FPL. (see temporary Addendum WT-004A regarding required hours of employment) o Transitional customers participating in Training and Education activities may be issued gas vouchers or bus passes to assist them with the removal of transportation barriers to attend vocational training up to 24 months following the termination of cash assistance due to employment of no less than an average of 20 hours per week, and gross household income of less than 200% of the Federal Poverty Level. Transitional Service customers requesting Transitional Transportation shall complete the One-Stop Service Tracking (OSST) Budget Planner with the Career Development Representative to determine the household's financial need. The monthly household budget will take into consideration all sources of income and household expenses. The remaining monthly household income will be deducted from the maximum monthly gas issuance derived from the gas issuance worksheet. The deficit is the amount the compliant individual may be provided in Transitional Transportation services or Supportive Services up to the program year service cap, the time limit, or gross income exceeds 200% of the Federal Poverty Level. The OSST Monthly Household Budget, gas issuance worksheet costs are to be housed in the case file. Updates shall be required only when there is a reported change in income or living expenses. Page 2 of 17 WT-004 WTP Supportive Services Guidance December 14, 2007 Revised:April 16, 2012 Packet Page -2982- 9/25/2012 Item 16.F.1 . Following are the three types of transportation services that may be provided by the SFWDB; Gas Cards: a. Gas cards will be provided to compliant TANF applicants, WTP participants, and WTP Transitional customers with an identified and documented need. Gas issuance is to supplement the customer expense for employment related transportation cost, not cover the entire expense. The gas issuance worksheet will be utilized when calculating the issuance, however, the gas issuance will not exceed the amount of the cash assistance the individual was eligible when a recipient. b. Gas issuance formula: The standard miles per gallon (mpg) rate will be 15 mpg regardless of the age or type of Privately Owned Vehicle (POV). As of January 1, 2009, the price per gallon is set at$3.00 and may be adjusted periodically to account for the fluctuating price of gasoline. The total number of miles traveled per week by participant (including child care pick-up) will be determined by the Career Development Representative utilizing the Mileage Reimbursement Gas Issuance Worksheet (MU-029-MRGIW) Gas cards will be issued by using the total numbers of miles driven weekly divided by 15 then multiplied by $3.00. To determine a monthly issuance the weekly calculation will be multiplied by the number of Mondays in the month. Example: A WTP participant provided travel logs showing 150 miles per week were driven for work related activities in a month. Gas issuance is calculated as follows: 150 miles driven per week is divided by 15 = 10 (gallons of gas) multiplied by $3.00 per gallon= $30.00. The monthly gas issuance would be $30.00/wk multiplied by the number of Mondays in the month; $30.00 multiplied by 4 Mondays = $120.00, $30.00 multiplied by 5 Mondays = $150.00. As gas cards are issued in specific increments, Career Development Representatives may round up the monthly gas issuance. Bus Passes: Bus passes will only be provided to compliant TANF applicants, WTP mandatory participants, and WTP transitional customers with an identified and documented need. Contracted Transport Services: Contracted transport services may be provided by community partners with an existing written agreement with the SFWDB for compliant WTP participants and Transitional customers as a temporary means of transportation to assist them in their compliance with program requirements. a. Career Development Representatives must authorize transport service for no more than 30 days at a time for mandatory participants and transitional service customers as a temporary means of transportation during the time period long term transportation is being arranged. b. The Transportation Provider will not transport without written authorization. The Transportation Provider will fax the transportation cost back to Career Development Representatives to assist them in developing their client's long-term plan for transportation. Authorization will be reviewed and re-authorized monthly. Page 3 of 17 WT-004 WTP Supportive Services Guidance December 14, 2007 Revised:April 16, 2012 Packet Page -2983- 9/25/2012 Item 16.F.1 . c. Recipients may only be transported to and from authorized locations. d. Transportation cost will be limited per recipient per a 12 month consecutive month period of time. The 12-month consecutive period of time begins the first month following the month cash assistance was terminated due to earned income. The maximum expenditure for transportation per recipient for a 12-month period of time will be included in the program year $2,000 service cap. Requests for exceptions to the maximum must be submitted in writing to the One-Stop Leadership Team for approval. The need and amount expended for transportation must be clearly documented and recorded in the Welfare Transition Program Information System. e. Where public transportation services or privately owned vehicles are available they must be used,unless justification to the contrary is documented in the case file. f. Any trip or series of trips for the same recipient exceeding $60 per day must be submitted to the One-Stop Leadership Team for approval.. This approval in and of itself does not justify exceeding the annual maximum allowable. g. Transitional transportation assistance will be contingent on funding and must be job or training related. h. Transportation services may be provided to sanctioned individuals to allow them to comply to have the sanction lifted. They must be approved only during the compliance period, and cannot be provided during the minimum three-month penalty period for a level three penalty. i. Client no-shows occur when a recipient schedules transportation and is not there to be picked up. Cancellation of transportation services must be done at least sixty minutes prior to pick up time. If not cancelled within the sixty minute time period, it will be counted as a no-show. Recipients needing to make re-schedule changes must do so at least sixty minutes prior to pick up time, otherwise it will be counted as a no-show. A "three strikes and your out"policy has been adopted, as follows: 1. The first time a recipient is not there to be picked up a door tag will be left indicating the driver was there. The client's Career Development Representative will be notified and will contact the recipient for counseling. 2. The second time, a door tag is left, the Career Development Representative notified, and more intensive counseling will occur. The recipient will receive a form letter indicating they now have two strikes. 3. On the third no-show the tag will be left, the Career Development Representative notified, and the recipient will be notified that they cannot ride again until they meet with their Career Development Representative. j. A copy of all forms pertaining to the issuance of transportation services are to be retained as follows: Page 4of17 WT-004 WTP Supportive Services Guidance December 14, 2007 Revised:April 16, 2012 Packet Page-2984- 9/25/2012 Item 16.F.1 . o Gas vouchers — Gas Issuance Acknowledgment From, Gas Issuance Worksheet, Transitional Services Worksheet and Household Budget, Mail Issuance Responsibility and Authorization, o Bus passes, or o Contracted transport services in the case file—Authorization Form. OSST Transportation Service Issuance Guidelines: a. The barrier for which the supportive service is provided will be identified on the Individual Responsibility Plan(IRP). b. A case note indicating the transportation service, date of issuance and the amount of issuance is to be annotated in OSST case notes. STEP 1: Select the Skill Development screen, select the Service Plan Screen, and add a service. Service Plan Sort by I Date zi Sort Please use the Add button to add a service Add STEP 2: Select a Service Provider Type career and select search. Provider Search [ Select criteria and click'Search' to display ] Provider Name Begins With 'career FEID ZIP Code Begins With City Begins With r Phone Number Begins With OSST Status 4 Active } Inactive Order By Name Search p Clear Changes " Page 5 of 17 WT-004 WTP Supportive Services Guidance December 14, 2007 Revised:April 16, 2012 Packet Page-2985- 9/25/2012 Item 16.F.1 . STEP 3: Select the hyper link of the appropriate Southwest Florida Works Center. 0 Career And Service Center 2399318200 Fort Myers 33916 239-931- 8200 ❑ Career And Service Center 8639836138 Clewiston 33440- 863-983 0000 6138 ❑ Career Arid Service Center 2396583300 Immokalee 34142 239-658- 3300 00•09" 0 Career And Service Center 9412355900 Port Charlotte 33948 941-235- 0 239-436- Career And Service Center 2394364301 Naples 34104 4301 STEP 4: Add the Selected Southwest Florida Works Center Provider Details [ Click edit to submit updated information ] Name of Provider Career And Service Center Address 19500 Cochran Blvd City,State,Zip Port Charlotte FL 33948 Phone 941-235-5900 Last U.dated 05/29/2007 Map Edit Provider Info 7 Arid ? STEP 5: Service Detail Screen a. Select the appropriate Transportation Service on the pull-down menu b. Enter the service start date c. Select save Provider Information Name: Career And Service Center Addressl: 19500 Cochran Blvd Address2: City: Port Charlotte State: FL Zip: 33948 Phone: 941-235-5900 Web Site: Service Details * Service Type r Anthony Service Recipients i Lianeliz In House: r Melany Anticipated Start Date: Anticipated End Date: Actual Start Date: 7571 -751v1 Do you want this displayed on the Individual Responsibility Plan? ` no yes Clear Changes ?' Cancel /*, Page 6 of 17 WT-004 WTP Supportive Services Guidance December 14, 2007 Revised:April 16, 2012 Packet Page -2986- 9/25/2012 Item 16.F.1 . STEP 6: Cost Detail Screen Indicate on the Transportation Cost Detail screen the individual service and serial numbers if applicable, type of service, FMTS Code, service date, dollar amount of the service, and save. Add Cost Item Tracking # : Igas card 4715 4716 Type : 'Transportation Li FMTS Code : ITransistional Work-Related Transportation Date . 106-15-2007 I'd Cost: $120 00 Canca CCZ, STEP 7: Service Plan line items for transportation To add and track annual transportation services provided to an individual, select a Transportation service type line item per Program Year, 7-01-20XX through 06-30-20XX. Note: There may be two different Transportation service lines in a program year; Transportation and Transitional Transportation. Use the Show All button to view all transportation services issued in a program year. Service Plan Sort by 1 Date So Service Type Start Date End Date Status Days Enrolled Total Cost Transportation (410) 06/15/2007 Present In Progress 1 $ 20.00 Servize and et:5 0.00 Available 1109get: -20.00 Dollar&Spent'20.00 Show All ? Add 2. Supportive Services The following procedures will be followed when processing a TANF funded supportive service request as the Southwest Florida Works Center and the SFWDB are responsible to obtain and provide justifiable documentation of expenditures. The Director/Supervisors of the Southwest Florida Works Centers have the authority to approve TANF funded expenditures meeting the requirements of the Florida Statues not to exceed locally established cap limits. TANF funded supportive services may be issued to WTP mandatory participants and transitional services customers for whom TANF assistance was closed due to earned income for up to 24 months following the cash closure if employment of a minimum of 20 hours per week is maintained and gross income is less than the 200% Federal Poverty Level. (see temporary Addendum WT-004A regarding required hours of employment and frequency of monitoring) Note: Individuals found eligible via an Up-Front Diversion application for TCC are not eligible for ongoing supportive services. Major Car Repairs: Only "emergency" vehicle repairs (defined as only repairs necessary to make the vehicle safe to operate) are to be approved. Page 7 of 17 WT-004 WTP Supportive Services Guidance December 14, 2007 Revised:April 16, 2012 Packet Page-2987- 9/25/2012 Item 16.F.1 . a. Operable vehicles require three estimates from Florida registered repair facilities to be submitted before a repair can be authorized to be made by the facility with the lowest estimate. b. Inoperable vehicles require one estimate from a Florida registered repair facility before a repair can be authorized. Towing may be authorized. c. Cars retail value via a screen print of the Kelly Blue Book, Private Party Value, must accompany the request, proving the value of the vehicle is worthy of the expense to repair. d. Car title or registration photo copy must accompany the request to document the participant is the owner. Auto Liability Insurance: Auto liability insurance for a vehicle owned by the participant may be provided only once-per-lifetime for a time period up to six months. Three estimates are required, as well as proof of ownership. The best estimate which takes into consideration the customer's driving history and credit check should be considered. Prior to issuing a check, the Career Development Representative will contact the insurance agent to confirm the actual amount of the policy is the same as the quoted amount. The Career Development Representative will also inform the agent, in the event the policy amount changes after the check is issued, to rebate any difference to the Southwest Florida Workforce Development Board—not to the customer. Clothing: Interview Clothing: To help prepare our customers for job market competition, WTP participants fully participating in Job Search and Job Readiness activities shall be provided supportive services for appropriate interview attire once per program year as follows: • A referral to Goodwill or • A referral to Dress for Success SW Florida. The employment barrier and supportive service shall be appropriately documented in the WTP MIS. Employment Clothing: To encourage WTP participants retain employment, work clothing may be available for mandatory participants that have provided documentation of obtaining employment through WTP supportive services once per program year as follows: • A referral to Goodwill, or • A referral to Dress for Success SW Florida The employment barrier and supportive service shall be appropriately documented in the WTP MIS. Other Reimbursable Supportive Services: Other supportive and ancillary services may be available on an as needed, as approved basis such as vehicle registration fees, books, tools, vocational assessments, second opinions from a licensed physician and other costs necessary to allow the participant to comply with work activities. Page 8 of 17 WT-004 WTP Supportive Services Guidance December 14, 2007 Revised:April 16, 2012 Packet Page-2988- 9/25/2012 Item 16.F.1 . Transitional Supportive Service Issuance: Transitional Service customers requesting Supportive Services will complete the OSST Budget Planner in OSST with the Career Development Representative to determine the household's financial need. The monthly household budget will take into consideration all sources of income and household expenses. The remaining monthly household income will be deducted from the lowest estimate (if applicable) for the supportive service request. The deficit is the amount the compliant individual may be provided in Transitional Transportation services or Supportive Services up to the program year service caps, the two-year limit, or gross income exceeds 200% of the Federal Poverty Level. The OSST Monthly Household Budget and supportive service documentation are to be attached. Updates required only when there is a reported change in income or living expenses. Request for Purchase/Payment: Process to be followed when completing the Request for Purchase/Payment form: 1. Each Career Development Representative is to make out a Request for Purchase Payment form (MU-003-RP) and sign as Career Development Representative. The Career Development Representative will fill in the form down to `FISCAL USE', except Fiscal Vendor and Project Grant#'s. a. DATE will be the current date b. Vendor Name will be the exact name the check is to be made payable. c. Address is the address the check will be mailed to. d. Participant SS#- complete number is needed for verification and input. e. Actual amount—amount check is to be made. f. Purpose of request—Participant's name, school attending, and reason for check. g. Special Instructions — such as hold check for pickup, mail with copy of original paperwork, send to other office for pickup, etc. h. Make sure proper program is marked. 2. Forms are to be printed in the following colors: • Port Charlotte will use blue. • Naples will use yellow. • Clewiston will use green. • Immokalee will use pink. • Fort Myers will use white. 3. Request for Purchase/Payment must have all documentation provided as back-up and justification for the expenditure to include the three estimates if applicable. Page 9 of 17 WT-004 WTP Supportive Services Guidance December 14, 2007 Revised:April 16, 2012 Packet Page -2989- 9/25/2012 Item 16.F.1. 4. OSST screen must be printed to document the current program year-to-date TANF expenditures for transportation and supportive services. 5. The form is to be sent to their Center Director for verification of correct documentation and signature. 6. The form is then sent to the Southwest Florida Workforce Development Board, Inc. Controller to verify, sign and input into the fiscal system. Invoices will be processed on a weekly basis. Emergency supportive services payments will be processed as needed. 7. After checks are run and backup attached, the Controller will verify and sign checks. Checks will be mailed from the Marketplace office. OSST Supportive Service Issuance Guidelines: a. The barrier for which the supportive service is provided will be identified on the Individual Responsibility Plan (IRP). If a recurring service is issued to assist with the removal of the identified barrier such as gas cards or a child care referral, the barrier resolution will be updated on the IRP as "in Progress". b. A case note indicating the supportive service provided, date of issuance and the amount of issuance will be annotated in OSST. c. A copy of the Request for Payment / Purchase, supporting documentation, and relevant forms will be retained in the case file. d. Details of the issuance will be documented in OSST on Skill Development screen STEP 1: OSST data entry of Supportive Service issuance Select the Skill Development screen, select the Service Plan Screen, and add a service. Service Plan Sort by I Date Sort 0 Please use the Add button to add a service Add Page 10 of 17 " WT-004 WTP Supportive Services Guidance December 14, 2007 Revised:April 16, 2012 Packet Page-2990- 9/25/2012 Item 16.F.1 . STEP 2: Select a Service Provider Type career and select search. Provider Search [ Select criteria and click'Search'to display ] Provider Name Begins With 'career FEID ZIP Code Begins With City Begins With Phone Number Begins With OSST Status 6" Active C Inactive Order By I Name �♦ Search 2'' Clear Changes STEP 3: Select the hyper link of the appropriate Southwest Florida Works Center. Career And 2399318200 Myers 33916 239-931- El �areer ,'.nd Ser�+ice Center 2399318200 Fort Myers 33 8200 33440- 863-983- E1 Career And Service Center 8639836138 Clewiston 0000 6138 ❑ Career And Service Center 2396583300 Immokalee 34142 239-658- 3300 ❑ Career And Service Center 9412355900 Port Charlotte 33948 941-235- 0.0.4. 5900 239-436- ❑ Career And Service Center 2394364301 Naples 34104 4301 STEP 4: Add the Selected Southwest Florida Works Center Provider Details [ Click edit to submit updated information ] Name of Provider Career And Service Center Address 19500 Cochran Blvd City,State,Zip Port Charlotte FL 33948 Phone 941-235-5900 Last Updated 05/29/2007 Ma' 7 Edit Provider Info 7' Add 7 /I/ Page I1 of 17 WT-004 WTP Supportive Services Guidance December 14, 2007 Revised:April 16, 2012 Packet Page -2991- 9/25/2012 Item 16.F.1 . STEP 5: Service Detail Screen a. Select the appropriate Supportive Service on the pull-down menu b. Enter the service start date c. Select save Provider Information Name: Career And Service Center Address': 19500 Cochran Blvd Address2: City: Port Charlotte State: FL Zip: 33948- Phone: 941-235-5900 Web Site: Service Details * Service Type Fees-Educ Licenses, etc(480) ■ E Anthony Service Recipients In House: r Lianeliz 1. Melany Anticipated Start Date: Anticipated End Date: Actual Start Date: 17 I:7=7171 106-15-2007 —lv Do you want this displayed t+ yes r no on the Individual Responsibility Plan? Cancel STEP 6: Cost Detail Screen Indicate on the Supportive Service Cost Detail screen the individual service and serial numbers if applicable, type of service, FMTS Code, service date, dollar amount of the service, and save. Add Cost Iterrr Tracking # : )auto insurance Type : [Other FMTS Code : Participant Support Services Date : )06-15-2007 1,. 1+1 Cost $1672.00 Cancel Page 12 of 17 WT-004 WTP Supportive Services Guidance December 14, 2007 Revised:April 16, 2012 Packet Page -2992- 9/25/2012 Item 16.F.1 . STEP 7: Service Plan line items for Supportive Services To track annual supportive services provided to an individual, select a Supportive Services service type line item per Program Year, 7-01-20XX through 06-30-20XX. Note: there may be two different supportive service lines in a program year; Participant Supportive Services and Transitional Supportive Services. Use the Show All button to view all supportive services issued in a program year. Service Plan Sort by: !Date 11 Sort Service Type Start Date End Status Days Total Date Enrolled Cost Fees-Educ., Licenses, etc In 06/15/2007Present 1 $ 672.00 0001 Progress Service Budget:$ 0.00 Available Budget: -692.00 Dollars S.ent:692.00 show All ? Add Service Plan Sort by: Date Sort Service Type Start Date End Date Status Days Total Enrolled Cost Transportation (410) 06/15/200706/15/2007 1 $ 20.00 Fee_-Educ„ Licenses, etc 06/15/2007 1 $ 672,00 (400) 06/15/2007 Service Budget:$ 0.00 Available Budget: 692.00 Dollars S.ent:692.00 Show Active ? Add Child Care Services The Southwest Florida Works Centers are responsible for issuing a Child Care Authorization and Referral, AWI 5002 to TCA Applicants, WTP Compliant Participants, and families eligible for Transitional Child Care (TCC). The providers of the Early Learning Coalitions are responsible for the determination of eligibility and authorizing the actual child care service. The local requirements and limitations of the child care referral process are as follows: • TCA Applicants may be issued an applicant child care referral not to exceed 30 days in Lee, Collier, Hendry and Glades Counties. No extensions to the 30-day Applicant childcare referral will be granted. • WTP participants compliant and participating in countable work activities may be issued a child care referral not to exceed a 6 month referral limit. A mandatory customer child care referral may be renewed once the initial 6 months have expired and the barrier continues to exist. Page 13 of 17 WT-004 WTP Supportive Services Guidance December 14, 2007 Revised:April 16, 2012 Packet Page-2993- 9/25/2012 Item 16.F.1 . • Transitional Customers Transitional Child Care (TCC) referrals are limited to two 12-month increments following the termination of cash assistance for employment if the household's income remains less than 200% of the Federal Poverty Level (FPL). To obtain the second 12- month TCC referral the customer will attend a Career Development Representative appointment to update the Individual Responsibility Plan. Transitional Child Care referral may include hours the customer is attending employment and training and education activities. • Ongoing TCC eligibility will be monitored monthly by workforce professionals of the Southwest Florida Works Centers. The customer must submit documentation no less than monthly displaying at least 20 weekly hours of employment and a Household income of less than 200% of the FPL to be eligible for ongoing TCC. (see temporary Addendum WT-004A regarding required hours of employment and frequency of monitoring) Child Care Authorization and Referral: The Child Care Authorization and Referral, AWI 5002 is to be issued electronically through OSST so the customer information will be electronically posted on the form. If the referral cannot be issued electronically due to a system failure, a supervisor will authorize and sign the Child Care Authorization and Referral, AWI 5002 and ensure the data is entered in OSST when the system is available. The original referral form will be mailed or hand-delivered to the Early Learning Coalition provider, a copy faxed to the Early Learning Coalition, a copy to the customer, and a copy retained for the case file with the fax confirmation. A status change child care referral form will be issued under the following circumstances: • Case status change from Applicant to Mandatory Participant, • Mandatory Participant to Transitional Child Care Customer Child Care Termination and Reinstatement Process: At any time the customer is not compliant with program requirements such as a mandatory participant not complying with required work activities or a Transitional customer not reporting hours and income monthly, a Notice of Change in Child Care Services Status, AWI 5235, will be issued by giving the parent a 10-day notification of the termination of child care services. The original will be mailed to the customer, a copy faxed to the Early Learning Coalition Provider, and a copy with the fax confirmation for the case file. Child Care Termination Process When a Transitional Services Customer in Receipt of TCC as a Service Has a Loss of Employment: The Transitional customer is allowed 10 calendar days to job search and secure new employment. If employment is not secured within the 10 day time period, a TCC termination notice is issued. If employment is not obtained by the expiration date of the TCC termination notice, child care services are ended. Compliance after the child care termination notice is issued: If the customer complies before the 10 days have expired on the Notice of Chance in Child Care Status, AWI 5235, the provider of the Early Learning Coalition will be notified in writing the child care is to be reinstated. A Reinstatement Label will be attached to the termination notice indicating the reinstatement date and the Career Development Representatives authorizing signature. The reinstatement notice will be faxed to the provider of the Early Learning Coalition. The fax confirmation attached to the reinstatement notice and housed in the case file. If the customer complies after the 10 days have expired on the Notice of Change in Child Care 4X 4. Page 14 of 17 WT-004 WTP Supportive Services Guidance December 14, 2007 Revised:April 16, 2012 Packet Page -2994- 9/25/2012 Item 16.F.1 . Services Status, AWI 5235, the case will be in a closed status. To have child care services resumed, the customer is required to be scheduled an appointment, complete a face-to-face interview with a Workforce Professional, update the IRP, and sign and date a new child care referral. If this is a Transitional Services TCC case, the referral cannot exceed the months remaining of 24 transitional services time span from the date the cash assistance was closed due to earnings or the month the TCC was initiated following an Up-Front Diversion approval. OSST Child Care Referral Issuance Instructions: STEP 1: Skill Development Screen, Service Plan, select Add. Service Plan Sort by: I Date Please use the Add button to add a service Add STEP 2: Search for a Service Provider. Provider Search [ Select criteria and click 'Search' to display Provider Name Begins With Career{ FEID ZIP Code Begins With City Begins With Phone Number Begins With I OSST Status 0` Active t'" Inactive` Order By iName Clear Changes ? STEP 3: Select a Service Provider, click on hyperlink. 239-931- ❑ Career And Service Center 2399318200 Fort Myers 33916 8200 33440- 563-953- +• .:areer Anr_i Service Center 8639836138 Clewiston 0000 6138 239-658- ❑ Career And Service Center 2396583300 Immokalee 34142 3300 941-235- E1 Career And Service Center 9412355900 Port Charlotte 33948 5400 239-436- ❑ Career And Senitc:e Center 2394364301 Naples 34104 4301 Page 15 of 17 WT-004 WTP Supportive Services Guidance December 14, 2007 Revised:April 16, 2012 Packet Page -2995- 9/25/2012 Item 16.F.1. STEP 4: Add a Service Provider: Provider Details [ Click edit to submit updated information ] Name of Provider Career And Service Center Address 19500 Cochran Blvd City,State,Zip Port Charlotte FL 33948 Phone 941-235-5900 Last U•dated 05/29/2007 Map ? Edit Provider Info ? Add ? STEP 5: Selecting the Child Care Service, adding children and starting service: Service Details Service Type welfa e Transition Child Care (640) ■ Service Recipients In House: r ashawn Anticipated Start Date: Anticipated End Date: Actual Start Date: -e I 'I 106-18-2007 ""i7-01v1 Do you want this displayed on the Individual Responsibility t:Yes t" no P Y Plan? Clear Changes 7 Cancel ? STEP 6: Print the Child Care Referral Microsoft Internet Exprr z .. ..... - ' The action you have requested has a letter associated with it. Child Care Application and Authorization Do you want to,print this letter now? (Note: selecting'Cancel'saves the data For later retrieval) OK K Cancel STEP 7: Service Plan -open and active service Service Plan Sort by: Date • Service Type Start Date End Status Days Total Date Enrolled Cost };'ell-are Transition Child care In 05/14/2007Present 5 $ 0.00 (640) Progress Service Budget:$ 0.00. Available Budget: 0.00 Dollars S.ent:0.00 Show AU ? Add Aglow Page 16 of 17 WT-004 WTP Supportive Services Guidance December 14, 2007 Revised:April 16, 2012 Packet Page-2996- 9/25/2012 Item 16.F.1 . OSST Issuance of a Child Care Termination Notice: STEP 1: Select Child Care Service hyperlink ..................._................ Service Plan Sort by: i Date Sort. 0 Service Type Start Date End Status Days Total Date Enrolled Cost Welfare Transition Child Care 06/14/2007Present In 5 $ 0.00 (640) Progress Service Budget:$ 0.00 Available Budget: 0.00 Dollars S•`ent:0.0o Show All ? Add STEP 2: Enter Service Outcome, Reason,Notice date of Child Care Status Service Outcome Reason for Service Outcome No Longer Mandatory obtained employmea and Detailed Reason for Service child care status �*�, changing to TCC 7L! Outcome r Notice-Date of Child Care Status 106-01 7 Change: vtlf (Actual end date is 10 days from Notice- Date) Clear Changes ? Cancel ? STEP 3: Print the individualized Notice of Child Care Status Microsoft Internet Explorer 11,,5 _ ? The action you have requested has a letter associated with it. Notice of Child Care Status Do you want to print this letter now? t (Note:selecting'Cancel'saves the data for later retrieval) r ' OK I Cancel Forms: Support Services Checklist for Auto Insurance/Repair(WT-004-SSC) Related Information: TANF Education and Training Guidance: To be issued at a later date. Equal Opportunity Employer/Program Auxiliary aids and services are available upon request to individuals with disabilities. is:i..4 All voice telephone numbers in this document may be reached by persons using TTY/TDD equipment via the Florida Relay Service at 71 t. .�it Page 17 of 17 WT-004 WTP Supportive Services Guidance December 14, 2007 Revised:April 16, 2012 Packet Page -2997- 9/25/2012 Item 16.F.1 . ATTACHMENT 10 Southwest Florida Workforce Development Board,Inc. ADDENDUM Supportive Services Issuance Guidance for Welfare Transition Program Guidance#: WT-004A Local Manual Section: Welfare Transition(WT) Of Interest to: Southwest Florida Workforce Development Board, Inc. Board members and staff administering the Welfare Transition Program Effective Date: June 1, 2009 Revised: April 16, 2012 Purpose: To provide information on a temporary change to the guidance for supportive service, due to the climate of the current economy. The purpose of these changes is twofold; 1) to help with staff time management, and 2) to help customers retain employment when employers are finding it necessary to reduce employee hours. General Guidelines: The below described changes will be posted as a temporary addendum to our procedures keeping in mind all services are based upon available resources. WT Transitional Service 24 month ongoing eligibility requirements: • During the first twelve month period of transitional services ongoing eligibility shall be reviewed and documented at least monthly. • During the second twelve month period of transitional services ongoing eligibility shall be reviewed and documented at least quarterly. o Ensure the participant has retained employment for an average of 20 hours per week each month o Ensure the definition of family continues to be met (children under the age of 18 in the home) o Ensure the family's income is less than 200 percent of the federal )overtv level. Forms: NA Related Information: Supportive Services Issuance Guidance for WTP (WT-004) Equal Opportunity Employer/Program Auxiliary aids and services are available upon request to individuals with disabilities. rE:.� All voice telephone numbers in this document may be reached by persons using TTY!TDD equipment via the Florida Relay Service at 711. M3EQE1111 WT-004A ADDENDUM to the Supportive Services Issuance Guidance for Welfare Transition Program Written May 20,2009 Effective June 20,2009 Revived Anril 16 2012 Packet Page-2998- I 9/25/2012 Item 16.F.1 . Southwest Florida WORKS ATTACHMENT 11 On-the-Job Training (OJT) Local Guidance Guidance#: OJT-001 Local Manual Section: On-the-Job Training(OJT) Of Interest to: Southwest Florida Workforce Development Board members and staff administering and working with On-the-Job Training (OJT) contracts. Effective Date: February 11, 2009 Revised: November 1, 2010 Purpose: To provide guidance for working with On-the-Job Training (OJT). Background: The On-the-Job Training (OJT) local guidance has been created based upon the processes defined in Workforce Investment Act of 1998, Section 101(31) and Interim Final Regulations CFR 20 633.700—633.720 as follows General Guidelines: Establishing an OJT contract with an employer: 1. The OJT Contract utilized in Region 24 describes WIA requirements in addition to the Assurances and Certifications, and General Provisions, of an OJT employer worksite. The OJT contract with the employer shall include; a. OJT Contract, b. Assurances and Certifications, c. Job Title/Position Description, d. Skills Required to perform the duties of the position, e. Training Outline indicating the skills necessary, training to be provide and hours required to attain training goals. 2. The OJT payments to an employer shall meet the following criteria; a. OJT payments to employers are deemed to be compensation for the extraordinary costs associated with the lower productivity of such participant. b. OJT payments to employers may be used based upon scheduled pay raises or regular pay increase. c. OJT may not be based on overtime, shift differential, premium pay and other irregular wages paid by the employer to participants. d. OJT payments may not be based upon periods of time such as illness, holidays, plant downtime or other events in which no training occurs. 3. Employers must notify the Southwest Florida Works Center of any layoffs or hiring freezes within 24 hours subsequent to the occurrence. 4. OJT invoices shall be submitted by the employer to the Southwest Florida Works Center staff no later than the 10th day of each month. OJT-001 On-the-Job Training(OJT)Local Guidance February 11,2009 Revised September 17,2010 Page 1 of 2 Packet Page -2999- 9/25/2012 Item 16.F.1 . 5. Employers must present proof they carry of Worker's Compensation insurance on their employees. The employer must have its insurance company send proof of certificate of insurance to the Amok Southwest Florida Works Center by the date the OJT contract is signed. Even though the law exempts employers with less than 3 workers form the Worker's Compensation requirements, this guideline ensures these exempted employers would have to obtain adequate insurance if they wish to participate in the program. This guideline protects the participant, the Board Administrator and Southwest Florida Works against liability in case of a participant injury on the job. 6. Region 24 will limit the number of OJT participants a company may have to a maximum of one OJT trainee for every three non-subsidized employees. Example: If an employer requests two OJT participants, the company must have at least six unsubsidized employees. The owner of the company may be counted as an employee for this purpose. An employer with three or less employees may have one OJT participant. 7. Duration of the OJT contract shall be: a. Limited to a period not in excess of that required for the participant to acquire the skills needed for the OJT position job description. Except as described in paragraph (c) below, that reimbursement to the employer under an OJT contract shall not exceed 6 months of training. b. The 6-month duration of the OJT contract may be expressed as a number of hours, days, or weeks the participant is expected to work in a 6-month period if the participant if working full-time. c. In the event that a participant's regular employment is LESS THAN FULLTIME AND LESS than 500 hours of OJT has occurred at the end of 6 months, that participant may remain in OJT until 499 hours of OJT have occurred. 8. Site visits shall be completed at a minimum of one site visit during the course of an OJT contract by designated staff Results shall be recorded on the OJT Site Visit Monitoring Tools and the case notes of the applicable MIS to include information gathered from the employer and the trainee. 9. Associated OJT forms include: a. OJT Contract and the Assurances and Certifications b. OJT Contract Checklist c. OJT Employer Information Sheet d. OJT Participant Referral Card e. OJT Employer Outreach Flyer f OJT 0 & ASheet g. OJT Training Outline h. OJT Invoice and Time Sheet i. OJT Customer Satisfaction Survey j. OJT Contract Modification k. OJT Site Visit Monitoring Tools 1. Contractor Disclosure and Certification Form www.swflworks.arg Equal Opportunity Employer/Program Auxiliary aids and services are available upon request to individuals with disabilities. All voice telephone numbers in this document may be reached by persons using TTY/TDD equipment via the Florida Relay Service at 711. OJT-001 On-the-Job Training(OJT)Local Guidance February 11,2009 Revised November 1,2010 Page 2 of 2 Packet Page-3000- 9/25/2012 Item 16.F.1 . Southwest Florida - WORKS ATTACHMENT 12 Workforce Investment Act Paid Work Experience Local Operating Procedure Local Operating Procedure#: WE-001 Local Manual Section: Work Experience Of Interest to: Southwest Florida Workforce Development Board Inc. (SFWDB) members, Southwest Florida Works staff and staff administering and working with Workforce Investment Act (WIA) Paid Work Experience agreements. Effective Date: December 01, 2010 Revised: September 1, 2011 Purpose: To provide guidance regarding WIA Paid Work Experience Background: The WIA Paid Work Experience local operating procedure has been created based upon the processes defined in Workforce Investment Act of 1998, Section 101(31) and Interim Final Regulations CFR 20 663.200 - 663.250. General Guidelines: Paid Work Experience is a temporary paid activity (six months or less) to introduce an individual to positions available in today's workforce and provide an opportunity to gain the soft job skills and behavioral competencies necessary to perfonn a job, i.e. appropriate dress, interpersonal communication, attendance. I. Worksite Agreement Packet- The WIA Paid Work Experience Worksite Agreement process utilized in Region 24 describes the program requirements as well as general provisions of the worksite (agency), the SFWDB and Southwest Florida Works. The required elements of the packet shall include: a. WIA Paid Work Experience Worksite Agreement (WI-050-WA) b. Work Experience Position Description (WE-003-PD) i. Job title ii. Entry level rate of pay/hour iii. Job description iv. Job duties, soft skills and behavioral competencies time period of coaching for each c. 'W'ork Experience Trainin 2. Contrast Checklist(WE-004-TCC) d. Contractor Disclosure and Certification Form(MU-025-CDC) II. Worksite Candidate Referral - Potential Paid Work Experience candidates shall be referred by Center Staff to the worksite utilizing the Work Experience Proaram Participant Referral Form, (WE-002-PPR). The worksite shall be provided an opportunity to interview and select the individual participating in the Work Experience activity. III. Work Experience Participant Recommendation and Approval Process - As participant of Paid Work Experience is considered an employee of the SFWDB, the candidate must be approved and authorized to participate in Paid Work Experience by the Executive Director of the SFWDB prior to the completion of pre-employment screening and activity placement. WE-001 W1A Paid Work Experience Local Operating Procedure December 01,2010 Revised September 1,2011 Page 1 of 2 Packet Page-3001- 9/25/2012 Item 16.F.1 . The steps to recommend and process a paid work experience participant are as follows: a. The Paid Work Experience candidate recommendation shall include the individual's name, a summary of employment history, employability skills, employment goals, the proposed worksite, work experience job title,job description, skill sets to be obtained through the Paid Work Experience coaching and rate of pay per hour. Rate of pay shall be determined by the wage the employer pays employees for the entry level position within the organization. The recommendation shall be submitted via the proper channels of communication. b. The approved Paid Work Experience participant shall complete the following documents as an applicant for employment with the Southwest Florida Works; i. Employment application packet(deliver to Human Resources), ii. Pre-employment screening process; drug screening and back ground check, iii. I-9 (Employment Eligibility Verification Form) and W-4 (Employee Withholding Allowance Certification) to include the hourly wage (fax completed I-9 & W-4 to Fiscal Department), iv. Worker's Compensation is provided by the State of Florida for Paid Work Experience participants. (AWI memo). IV. Work Experience Funding Obligation -Fiscal shall be notified of the funds required to support the individual's work experience activity as follows; a. Obligation Form (WI-020-OBL); use the OTHER column. List the employer on the SCHOOL/EMPLOYER line and write in PAID WORK EXPERIENCE on the PROGRAM line. b. Paid Work Experience agreement shall be attached to the Obligation Form. c. Paid Work Experience funds are calculated as follows; Hourly rate x number of hours x 0.10 to account for the payroll taxes. The total amount to obligate will then be the sum of the wages plus the payroll taxes. Example: Hourly rate is $10.50/hr, contract length is 540 hours. The wages will be $5,670.00 ($10.50 x 540) and the payroll taxes will be $567.00 '' ($5,670.00 x .10). The total obligated is $6,237.00. V. Paid Work Experience Payroll- The activity hours paid for work experience shall be processed as follows; a. Payroll payments include compensation to participants for the hours of Paid Work Experience displayed on the bi-weekly Work Experience Time and Attendance Report (the WI-051 time sheets) not to include such times as illness, holidays, plant downtime or other events in which no coaching occurred. b. The Work Experience worksite employer shall submit the bi-weekly Work Experience Time and Attendance Report by FAX to the SFWDB Fiscal Department no later than the first business day following the end of the pay-period. VI. Work Site Visits - Work Site visits shall be completed by designated staff at a minimum of one site visit during the course of the individual's Paid Work Experience activity. Results shall be recorded on the Work Experience Site Visit Monitoring Tools (WE-005-SVMT) and in the case notes of the applicable management information system (MIS) to include information gathered from the worksite supervisor and the participant. Additional Resources Paid Work Experience Employer Outreach Flver(WI-056-WEOF) Paid Work Experience Question Sr. Answer Sheet(WI-057-WEQA) www.swfiworksarq Equal Opportunity Employer/Program Auxiliary aids and services are available upon request to individuals with disabilities. All voice telephone numbers in this document may be reached by persons using TTY/TDD equipment via the Florida Relay Service at 711. WE—001 WIA Paid Work Experience Local Operating Procedure December 01,2010 Page 2 of 2 Packet Page -3002- 9/25/2012 Item 16.F.1 . ATTACHMENT 13 Southwest Florida Workforce Development Board, Inc. —Region 24 For the counties of Charlotte, Collier, and Lee Supplemental Nutrition Assistance Program (SNAP) Employment and Training Local Operating Plan for the period of July 01, 2009 — September 30, 2012 Revised February 2, 2012 Revised February 22, 2012 Revised June 29, 2012 Page 1 of 13 Supplemental Nutrition Assistance Program(SNAP)Employment and Training Local Operating Plan Packet Page -3003- 9/25/2012 Item 16.F.1 . I. Local Mission Ant A. Mission The Southwest Florida Workforce Development Board's mission is to initiate and support effective strategies through collaboration with business, education and social services to facilitate the development of programs and activities that reduce dependency, encourage personal growth and provide economic benefits to individuals, businesses and communities of Southwest Florida. Beginning January 1, 2009, the SFWDB began its role as the One-Stop operator for the Southwest Florida Works Centers and began directly providing Workforce Investment Act (WIA) Adult and Dislocated Worker services, Temporary Assistance for Needy Families (TANF) services and Supplemental Nutrition Assistance Program Employment and Training (SNAP E&T) services through staff located in the Southwest Florida Works Centers. Operations are managed by a Regional Centers Director. The Board's Leadership Team provides oversight and includes the Executive Director, the Deputy Director, the Alliance of Educational Leaders Director, the Fiscal Division Director, the Programs Division Director and the Planning and Grants Division Director. B. Development Process The Board's Service Delivery Committee reviews performance, assesses program budgets and evaluates Center operations including services, resource rooms, customer service and programs. The Supplemental Nutrition Assistance Program Employment and Training program falls under the purview of this committee with appropriate sub-committees and ad hoc committees formed on an as-needed basis. The Service Delivery Committee meets every other month to assess program effectiveness and discuss and resolve issues with the Workforce Board staff. II. SNAP E&T Program Summary Florida's Supplemental Nutrition Assistance Program Employment and Training (SNAP E&T) Program is designed to provide Food Stamp recipients who are able bodied adults without dependents (ABAWDs) with the education, training, support services and skills needed to become self-sufficient through employment. Florida was notified that the State met the trigger for a waiver effective February 22, 2009 under the American Department of Labor Trigger Notice No. 2009-6. States meeting the trigger requirements associated with the waiver of Able-Bodied Adults Without Dependents (ABAWDS) restrictions could begin to operate under such a waiver immediately without prior approval. The State of Florida will be operating under a waiver volunteer Supplemental Nutrition Assistance Program Employment and Training Program effective July 01, 2009. The volunteer SNAP E&T program is designed to help move work registrant food stamp recipient individuals towards work and self-sufficiency. The volunteer status of the SNAP E&T program has resulted in the deactivation of the sanction process. Page 2 of 13 Supplemental Nutrition Assistance Program(SNAP)Employment and Training Local Operating Plan ,:_k t , ,_. 01' Packet Page-3004- 9/25/2012 Item 16.F.1 . Chapters 414 and 445, Florida Statutes, provide the authority for the Florida Department of Children and Families (DCF) to refer SNAP E&T Program participants to the Department of Economic Opportunity (DEO) to receive SNAP E&T Program services. To comply with 7 CFR 273.7 (c) (5), all SNAP E&T Program activities are administered by the DEO through the statewide workforce development system operated by Regional Workforce Boards (RWBs) through the One-Stop Career system. Components are delivered through a network of contracted public and private providers, which allows SNAP E&T Program participants to receive uniform services in obtaining employment. Program Coordination DCF determines if the food stamp recipient is a work registrant/or a recipient of Unemployment Compensation. If the individual meets the referral criteria, DCF places a referral code in the data entry system, completes work registration and refers participants to the DEO for voluntary participation in the SNAP E&T Program. The definition of a work registrant may be found in the SNAP E&T State Plan, 2.1. DEO, based upon available funding, builds a case or reopens the case in the workforce data entry system, mails an outreach letter to those work registrants or Unemployment recipients age 16 through 39 years of age, maintains automated elements of individual engagement, i.e., online orientation, assessment, initial activity engagement, submits Food Stamp Reimbursement (FSR) request to DCF for application to the Electronic Benefit Transfer(EBT) card. The Workforce Development Board is responsible to assess program participants, engage volunteers in appropriate activity components, collect documentation to demonstrate participation, complete data entry, request food stamp reimbursement (FSR), and program compliance monitoring. Although DEO will be mailing outreach contact letters to only those foods stamp recipients determined to be work registrants /or Unemployment Compensation Recipients of the ages 16 through 39 years of age, any food stamp recipients who want to volunteer will be able to participate in the program regardless of age or any other factors, with the exception of those individuals receiving Temporary Assistance for Needy Families (TANF). Initial Engagement Food stamp recipients considered work registrants or Unemployment Compensation recipients by DCF will have cases built by DEO in the OSST system. The individuals referred by DCF wishing to volunteer in the SNAP E&T program shall access the online orientation, assessment and initial activity assignment. For the individual wishing to participate as a volunteer in the SNAP E&T program who does not have an existing case in the OSST system, Center staff shall review the DCF FLORIDA system to determine if the individual is a food stamp recipient, complete OSST registration in the SNAP E&T program, create an OSST SNAP E&T case, instruct the volunteer to complete the online orientation and assessment, and engage in appropriate activity components. Page 3 of 13 Supplemental Nutrition Assistance Program(SNAP)Employment and Training Local Operating Plan Packet Page -3005- 9/25/2012 Item 16.F.1 . Activity Components The components offered in the SNAP E&T Program include Job Search, Job Search Training, Work Experience, Self-Initiated Work Experience, Vocational Training, Education and Training, and WIA/TAA activities. III. Local Operating Procedures A. Program Operation (1) Local staffing (case management) model used to serve participants Region 24 delivers SNAP E&T Career Management in Charlotte, Collier and Lee counties with services located in the Southwest Florida Works Centers. The Centers are designed and located to provide the best coverage of services to the customers of the three county area of Region 24. The Center SNAP E&T case management staff creates and implements all marketing initiatives, in coordination with the One Stop Leadership Team, to ensure current and former SNAP E&T customers are aware of all services available to them. (2) Contacting participants upon the receipt of the referral from DCF Upon the receipt of a new case, reopen, or transfer-to SNAP E&T referral from the Florida Department of Children and Families (DCF), Region 24 shall implement the 2008 State SNAP E&T Plan automated process of the Outreach Letter, Orientation, Assessment and initial activity assignment for the convenience of the SNAP E&T volunteer. If it is determined the volunteer has completed the SNAP E&T Orientation within the last 12 months and no major program changes have occurred, an appointment letter scheduling an assessment is mailed to the participant. Case notes are entered for each participant in the DEO management information system indicating the time and date of the scheduled orientation or assessment appointment. A copy of the online assessment information gathered in the OSST Individual Responsibility Plan shall be printed and housed in the physical case file. (3) Notification of participant opportunities and obligations while participating in the SNAP E&T program A copy of the SNAP E&T Opportunities and Obligations Acknowledgement Form is given to the participant and a second copy is signed by the individual and maintained in the case file upon the first office visit with Center Staff following the completion of the automated orientation, assessment, and initial activity assignment process. B. "Work First" Approach Region 24 SNAP E&T will emphasize a "work first" approach by communicating to the volunteer the expectation of overcoming dependency while supporting and strengthening the individual's motivation and capacities to become self-sufficient. Page 4 of 13 Supplemental Nutrition Assistance Program(SNAP)Employment and Training Local Operating Plan ',; ;r, s, iii 2 Packet Page-3006- 9/25/2012 Item 16.F.1 . Region 24 has developed and implemented a fully integrated SNAP E&T service delivery model offering customers a seamless flow of services. This includes the fundamental job search services of linking individuals with appropriate services and activities through ongoing assessment, employment planning and tracking of performance to ensure customers are engaged in countable activities. This process continues throughout the time period in which the participant desires to volunteer in SNAP E&T program component activities. Center Staff remain a constant support throughout the entire employment and training process. This consistency is critical as some customers may become discouraged and lose motivation while participating in activities intended to assist them in becoming self-sufficient. Upon entry into the program, the participant completes an assessment online or with Center Staff to identify the individual's employability strengths and goals. Based upon the information gathered through the assessment process, the individual may select via the automated process or case management staff has the flexibility to determine the individual's activity assignment. If the need for additional training and education activities to secure employment is identified during the assessment process, then referrals for these activities will be offered by the Center Staff C. Program Activities and Components Region 24 will offer a full array of services and assign as necessary SNAP E&T volunteers the following list of required activities and program components: Activities: o Outreach Letter -generated by DEO o Orientation shall be completed online o Assessment shall be completed online Components: o Job Search o Job Search Training o Vocational Training o Education o WIA/TAA Activities o Work Experience o Self-Initiated Work Experience (1) Orientation and Assessment Orientation and assessment are not stand alone program components but are considered part of the initial assigned program activity component. Orientation Activity: Orientation is an activity for all new or reopened volunteer SNAP E&T cases. A SNAP E&T program orientation shall be provided to all new or reopened SNAP E&T volunteers within 10 calendar days of the individual expressing interest in volunteering in program activities. During orientation, Page 5 of 13 Supplemental Nutrition Assistance Program(SNAP)Employment and Training Local Operating Plan Packet Page-3007- 9/25/2012 Item 16.F.1 . participants receive an in-depth explanation of the SNAP E&T program requirements, program benefits, opportunities, and available employment services. The participant may complete the SNAP E&T orientation online from the SNAP E&T MIS. The SNAP E&T MIS may be accessed by registrants at home, partnering organizations, or at the Southwest Florida Works Centers. Assessment Activity: The completion of an assessment is an activity that shall be completed prior to assigning the volunteer to a program component activity. The SNAP E&T case management staff shall utilize the online SNAP E&T Assessment to determine educational status, training and work history prior to the assignment of the volunteer to program component activities; job search, job search training, Vocational Education, Education, TAA/WIA activities, Work Experience (WE), or Self-Initiated Work Experience (SIWE). To determine if changes in the assigned program component are necessary, Center Staff shall conduct ongoing assessments with the volunteer during the period of time the individual chooses to participate. (2) Job Search Component: a. The job search component includes the following activities: • Completing applications • Submitting resumes • Meeting with job developers for referrals to employers • Contacting employers about job opportunities •. Attending interviews • Going to job fairs b. Job search contacts shall be recorded on a job search report form or a screen print from the Employ Florida Marketplace system displaying the number of job search contacts made or time spent in the job search activity for the period. This data shall be entered in the program MIS no less than monthly. c. Level of participant effort—The volunteer shall be asked to participate in at least 10 hours of job search activities a month. One job search record equals one hour of participation unless the individual lives in a rural area. Individuals who live in rural areas will receive two hours of participation for one job search record. Hours of participation will be entered on the Job Participation Rate (JPR) screen. d. The job search component shall be limited to six months. The volunteer will be assessed during each monthly contact to determine the individual's level of success with the job search component to determine if assigning to another SNAP E&T component would be more beneficial. (3) Job Search Training Component: a. The job search training component includes the following activities: • Employability skills • Life skills • Basic job seeking skills b. The job search training activities shall be recorded on a job search training time sheet. This data shall be entered in the program MIS JPR screen no less than monthly. Page 6 of 13 Supplemental Nutrition Assistance Program(SNAP)Employment and Training Local Operating Plan Packet Page-3008- 9/25/2012 Item 16.F.1 . c. Level of Participant effort—The volunteer shall be asked to participate in at least 10 hours of job search training activities a month. (4) Vocational Training Component: a. The vocational training component activity shall include training that improves the employability of the participant by providing training in a skill or trade. b. The vocational training activity attendance shall be recorded on the training activity time sheet. This information shall be entered in the program MIS JPR screen no less than monthly. c. Level of participant effort — The SNAP E&T volunteer shall be asked to participate in at least eight hours of vocational training a week (32 hours a month). d. Implementation of use of SNAP E&T funds for vocational training expenses pending further clarification (5) Education Component: a. The Education component activity includes, but is not limited to, a combination of Adult Basic Education (ABE); Basic literacy; General Educational Development (GED); Post-Secondary Education; English for Speakers of Other Languages (ESOL)/Adult English as a Second Language; Ability to use computers, Skills required by an employer, industry or occupation. b. The Region 24 SNAP E&T programs may provide funding for cost associated with the ABE, GED and ESOL training if the volunteer enrolled in SNAP E&T prior to the training program enrollment date and if no other program funding is available. c. The education training program activity attendance shall be recorded on the training activity time sheet. This information shall be entered in the program MIS JPR screen no less than SNAP E&T monthly. d. Level of participant effort - The SNAP E&T volunteer shall be asked to participate in at least eight hours of education training a week (32 hours a month.) e. Implementation of use of SNAP E&T funds for educational training expenses pending further clarification. (6) Workforce Investment Act (WIA) / Trade Adjustment Assistance (TAA) Component a. The SNAP E&T volunteer may be enrolled and engaged in WIA/TAA program activities to include; occupational skills training, On-the-Job training, as well as, other WIA funded activities. b. WIA/TAA program activity time sheets shall be accepted to record the attendance in the training program. This information shall be entered in the program MIS no less than monthly. c. Level of participant effort — The volunteer is required to participate in the WIA/TAA program based upon the Individual Employability Plan (IEP) requirements. Page 7 of 13 Supplemental Nutrition Assistance Program(SNAP)Employment and Training Local Operating Plan tl c,z sJ Iye .,t ..r..t 2u, 20.,2 Packet Page -3009- 9/25/2012 Item 16.F.1 . (7) Work Experience Component: a. Work Experience (WE) is a program activity component in which the SNAP E&T volunteer performs work in a public service. This component is designed to build employability skills of job related skills through actual work experience at a worksite. b. The work experience activity attendance shall be documented on the Work Experience time sheet. This information shall be recorded in the program MIS JPR screen no less than monthly. c. Level of participant effort — The volunteer is asked to participate a minimum of the food stamp benefit for a month divided by the State minimum wage divided by the number of individuals in the food stamp assistance group. If the SNAP E&T volunteer opts to participate in WE hours greater than the benefit calculation, the participant will be considered a community volunteer. The additional community volunteer hours completed will not be associated with SNAP E&T participation and should not be recorded on the MIS Job Participation Rate (JPR) screen, but shall be documented in the volunteer's case notes. Worksite development and coordination The SNAP E&T case management staff will work with community-based organizations to develop and maintain WE worksites designed to provide a non-paid job training experience. When developing a worksite, the SNAP E&T case management staff and the community-based organization together complete an SNAP E&T Community Service Work Experience Program Agreement form. The community-based organization will present a detailed job description on the SNAP E&T Community Work Experience Program Job Description Form to the case management staff and provide training to participants to adequately perform the duties of the assigned job. Community-based organizations may not replace the employment of regularly employed individuals with those referred to WE activities. Employers must provide the same benefits and working conditions provided to regularly employed individuals performing comparable work for comparable hours. The hours of participation in a work experience activity shall not be considered in meeting the level of effort for the activity component prior to the signing of the WE agreement by the worksite and the SNAP E&T component activity start date. Career Development Representatives monitor the participation of the Volunteer in the WE activity and progress in gaining employability skills. The community-based organization will provide supervision to participants, track daily hours of participation and monitor progress /or inadequate participation. The SNAP E&T Career Development Representatives will communicate regularly with the worksite supervisors to determine if the participant is adequately increasing employability skills they need to move into or obtain unsubsidized employment or if an assessment to reassign to another worksite or training activity is necessary. Page 8 of 13 Supplemental Nutrition Assistance Program(SNAP)Employment and Training Local Operating Plan f:, rF-,) ti'zR;t 1 ,Psi:' 0 ti_ Packet Page-3010- 9/25/2012 Item 16.F.1 . (8) Self-Initiated Work Experience (SIWE) Component: a. Self-Initiated Work Experience (SIWE) is a program activity component in which the SNAP E&T volunteer performs work in a public service. This component is designed to build employability skills or job related skills through an actual work experience at a worksite. b. The work experience activity attendance shall be documented on the SIWE timesheet. This information shall be recorded in the program MIS JPR screen no less than monthly. c. Level of participant effort — The volunteer is asked to participate a minimum of the food stamp benefit for a month divided by the State minimum wage divided by the number of individuals in the food stamp assistance group. If the SNAP E&T volunteer opts to participate in SIWE hours greater than the benefit calculation, the participant will be considered a community volunteer. The additional community volunteer hours completed will not be associated with SNAP E&T participation and should not be recorded on the MIS Job Participation Rate (JPR) screen, but shall be documented in the volunteer's case notes. Worksite development and coordination An SNAP E&T program volunteer has the option to independently develop a self- initiated work site at a not-for-profit community-based organization. The FSET Center Staff will work with the SIWE community-based organization worksites to develop and maintain WE worksites agreements designed to provide a non-paid job training experience. The hours of participation in a SIWE activity shall not be considered in meeting the level of effort for the activity component prior to the signing of the WE agreement by the worksite and the SNAP E&T component activity start date. Career Development Representatives monitor the participation of the Volunteer in the SIWE activity and progress in gaining employability skills. The community- based organization will provide supervision to participants, track daily hours of participation and monitor progress /or inadequate participation. The SNAP E&T Career Development Representatives will communicate regularly with the worksite supervisors to determine if the participant is adequately increasing employability skills they need to move into or obtain unsubsidized employment or if an assessment to reassign to another worksite or training activity is necessary. D. Conciliation, Good Cause and Sanctioning Procedures Region 24's SNAP E&T Center Staff shall review the status of the Florida case and appropriately end active sanctions displayed on the OSST sanction screen with compiled, not imposed or other. Page 9 of 13 Supplemental Nutrition Assistance Program(SNAP)Employment and Training Local Operating Plan Packet Page-3011- 9/25/2012 Item 16.F.1 . E. Participant/Registrant Reimbursement Ark (1) Requesting Food Stamp Reimbursement (FSR) Region 24 will reimburse registrants for expenses related to participation in a SNAP E&T activity or a combination of SNAP E&T activities based upon the states set amount for the participation specific activities or components each month for allowable costs based on need. FSR need is evaluated during initial assessment and throughout the participant's involvement with the SNAP E&T program. Reimbursements will be authorized by the Center Staff and may include transportation or other costs such as, but not limited to, automobile gas, taxi or bus fare, tools, clothing, resume writing or printing. A Food Stamp Reimbursement (FSR) may be issued in the following scenarios: • If the volunteer traveled to complete only the orientation and assessment, the FSR may be reimbursed up to $10.00 for the month. • If the volunteer traveled to complete the orientation and assessment and also participated in a program component during the same month, a reimbursement may be issued up to $20.00. • If the volunteer was required to travel to participate in SNAP E&T components, a reimbursement may be issued up to $20.00 for the month. The volunteer may be reimbursed for travel expenses up to the amount they have presented documentation of spending or the State maximum. Only one FSR may be earned and issued in each month of participation. Therefore, if multiple FSR qualifying activities have occurred in one month, the participant is only eligible for one Food Stamp Reimbursement benefit. If volunteer is participating in WIA/TAA and receiving WIA funded transportation services, the SNAP E&T FSR shall be offset. Example: WIA transportation reimbursement calculation is $80.00 per month, and the individual is eligible for an FSR of$20.00 per month, the WIA transportation reimbursement shall be $60.00 per month, i.e., ($80.00 - $20.00) = $60.00/mo WIA funded transportation service. (2) Documenting the Need for Food Stamp Reimbursements Region 24 will reimburse registrants, in a timely manner, for the expenses of transportation and work-related expenses. The transportation and work-related expenses reimbursement requests are key-entered directly into the automated information system by way of the Food Stamp Benefits /Food Stamp Reimbursement (FSR) screen of the DEO management information system. The data is transmitted directly to a payroll computer tape which is transmitted to the state's Office of the Comptroller. Documentation of the identified need for reimbursement will be entered in the DEO management information system case notes, as well as, the month, activity, and hours completed to receive the FSR. Page 10 of 13 Supplemental Nutrition Assistance Program(SNAP)Employment and Training Local Operating Plan Packet Page-3012- 9/25/2012 Item 16.F.1 . Documentation demonstrating the need of the FSR includes the following; time and attendance sheets supporting the completion of the required work activity hours, MIS case notes and receipts of the expense the participant is requesting reimbursement. The documentation indicating the time period, registrants name and case number will be housed in the customer's physical case file supporting the need of the FSR. (3) Level of Participant Effort Volunteers can be determined as meeting the level of effort, if they were not able to complete all activity hours based upon a transportation issue. If a transportation issue prohibited full participation, the volunteer may be determined as meeting the level of effort and the full FSR issued. F. Other (1) Linking Participants to Other Services and Funding Streams The SNAP E&T case management staff fully utilizes the network of services and programs available through the Centers to include linking participants with Vocational Rehabilitation services, workshops through the Resource Rooms, training opportunities through the WIA program,job search activities through the Agency for Workforce Innovation and others as needed. For services not located at the Centers, participants are referred to other partner agencies and organizations for a variety of support services to include substance abuse programs and transportation assistance. Region 24's procedures for the provision of services to individuals with limited English proficiency include participant referrals to English for Speakers of Other Languages (ESOL) through our county adult education programs, technical schools and Literacy of America. Region 24's procedures also include an auxiliary aids plan for those individuals requiring those services. SNAP E&T Program forms are available in Spanish. Interpreters are available at the Centers either on staff or on- call. (2) Administrative Fair Hearings A registrant has a right to a fair hearing to resolve any complaint or disagreement about participation in the SNAP E&T Program. A memorandum of agreement for Administrative Fair Hearings has been completed identifying the contact individuals for the SNAP E&T case management and for DCF to ensure that SNAP E&T program representation and proper documentation are provided at the DCF Administrative Fair Hearings. (3) Job Development, Securing Employment and Self-Sufficiency Region 24's Business Development Division guides the business outreach measures as part of its overall plan. Its goals involve the refinement of the business outreach program. Page 11 of 13 Supplemental Nutrition Assistance Program(SNAP)Employment and Training Local Operating Plan Packet Page-3013- 9/25/2012 Item 16.F.1. The SNAP E&T case management staff works closely with local Department of Economic Opportunity personnel in its marketing and job development efforts. The isW collocation of partners in the Centers enhances the marketing capabilities of SNAP E&T services and activities including employment opportunities for participants. Board and Committee members, through community memberships, personal contacts, presentations,job fairs and other similar avenues, raise the awareness of employers in Region 24 to the availability of incentives for hiring SNAP E&T program participants. The Board's job development and placement staff has primary responsibility for the day-to-day marketing of the "employer hiring incentives" such as WOTC (Work Opportunity Tax Credit). The Board also participates in a cooperative partnership with the South Florida District Office of the U.S. Small Business Administration to identify potential personnel needs of the small business community, encourage their participation in the SNAP E&T Program and ensure that small businesses are aware of the above business incentives. (4) Outreach Plan SWFL Works staff is continuously active in outreach and recruitment activities for the SNAP E&T voluntary participants. The outreach and recruitment occurs at various points within the workforce system and community: a. Responders to the Outreach Letter; b. Reception desk; c. Southwest Florida Works Employment Services Orientation; d. Partnering workforce programs:, e. Local community based organizations and faith based organizations; f. SWFL Works website www.swflworks.org and other social media. (5) Case-load Standard The caseload standard established by the SFWDB is fifty SNAP E&T volunteers per full- time employee (FTE) actively engaged in SNAP E&T activity components as described in the LOP. (6) Performance Benchmark The established SNAP E&T performance benchmark: 80% of the fifty volunteers engaged in activity components per FTE shall be meeting the Level of Effort requirements of the individual's assigned activity component as described in the LOP. (7) Program Monitoring Local compliance monitoring of the SNAP E&T Program will be conducted through , Page 12 of 13 Supplemental Nutrition Assistance Program(SNAP)Employment and Training Local Operating Plan Packet Page-3014- 9/25/2012 Item 16.F.1 . computer desk audits and on-site visits via a multi-tier review process. a. SWFL Works Center staff shall complete peer reviews and supervisory reviews each month to monitor outreach efforts and compliance of the SNAP E&T Program volunteer level of effort in activity components each month; b. Local quality assurance staff shall complete, at a minimum, quarterly computer desk audits and on-site visits in accordance with the LOP and established outreach, caseload standard, performance benchmark procedures, c. Contracted monitoring consultants will periodically review accuracy of SFWDB program administration and SWFL Works case management throughout the year. d. DEO is responsible for monitoring the SNAP E&T Program. Their monitoring report will provide us with an assessment of our local workforce region's compliance with the SNAP E&T Program requirements. In the event a report includes significant negative findings, Region 24 will submit a Corrective Action Plan (CAP) as required. If required to submit a CAP, a monitoring follow-up will be completed by DEO. Technical assistance will be provided by DEO and DCF to assist in the CAP process until all negative findings have been addressed to the satisfaction of DEO. An Equal Opportunity Employer/Program Auxiliary aids and services are available upon request to individuals with disabilities. \1 All voice telephone numbers in this document may be reached by persons using TTY/TDD equipment via the Florida Relay Service at 711 Page 13 of 13 Supplemental Nutrition Assistance Program(SNAP)Employment and Training Local Operating Plan C -,nil) i 5 20O 11c .r771: , 2012 Packet Page-3015- 9/25/2012 Item 16.F.1 . Southwest Florida WORKS ATTACHMENT 14 Relocation Assistance Documentation Procedure Procedure#: WT-011 Local Manual Section: Welfare Transition(WT) Of Interest to: Southwest Florida Workforce Development Board, Inc. Board members and Southwest Florida Works staff administering the Welfare Transition Program Effective Date: May 01, 2007 Revised: November 1, 2010 Purpose: To establish local guidance for Relocation Program processing Background: The Relocation Assistance Program, developed under Florida Statute 445.021, aids families who have significant barriers to finding and retaining employment in moving to communities where there are greater opportunities for attaining self-sufficiency. It is also to aid victims of domestic violence who would benefit from reduced probability of further incidents through relocation. General Guidance: When processing Relocation program request for either TCA applicants or participants, the case management provider is to follow the instructions of the Final Guidance Welfare Transition Program Relocation Assistance, issued June 21, 2004. The Relocation Assistance Program has been implemented to assist families in relocating to a community with more opportunities for achieving self-sufficiency. Relocation Assistance may be approved if the family has a need to relocate as specified below: 1. Is located in an area with limited employment opportunities, 2. Is geographically isolated, 3. Has formidable transportation barriers, 4. Is isolated from their extended family, or 5. Has experienced incidences of domestic violence that interfere with the participant's ability to maintain self-sufficiency. To facilitate in the determination of a families need in items 1, 2, 3 and 4 identified above for Relocation Assistance, reasonable commute has been defined as a distance of less than 50 miles. The determination of reasonableness of a lesser distance may be based upon local conditions such as climate, geographic accessibility, quality of roads, availability of transportation, and travel time. When applicants or participants have been screened to be potentially eligible for the relocation program, the case management provider will submit to Southwest Florida Works the following packet of information for the approval of the Relocation Assistance funds: • Summary letter demonstrating a need for relocation and a contributing factor to achieving self- sufficiency as a result of the relocation, • Safety plan if a domestic violence situation exists, Packet Page-3016- 9/25/2012 Item 16.F.1 . • Employment verification displaying a job has been secured in the community in which (s)he wants to relocate, not applicable when the relocation applicant is a victim of domestic violence, • Explanation if the relocation is to a destination less than the 50 mile reasonable commute definition,not applicable when the relocation applicant is a victim of domestic violence, • OSST registration if an applicant, services update of participant, • Required forms: ✓ Request for Assistance - RFA, CF-ES 2086 ✓ Diversion Services Emergency Criteria,AWI WTP 0001, if applicable ✓ Diversion Services Eligibility Screening Tool, AWI WTP 2073B, ✓ Relocation Assistance Program Checklist, AWI WTP 2279, ✓ Relocation Budget Worksheet, AWI WTP 0002, and ✓ Relocation Assistance Transfer Letter, AWI WTP 2278 Forms: Relocation Assistance Checklist(WT-011-RAC) Related Information: NA Links: NA Equal Opportunity Employer/Program /�\ Auxiliary aids and services are available upon request to individuals with disabilities. ,FIOERIOpRr\I All voice telephone numbers in this document may be reached by persons using TTY/TDD equipment via the Florida Relay Service at 711. Page 2 of 2 WT-011 Relocation Assistance Documentation Procedure May 01,2007 Revised November 1,2010 Packet Page -3017- 9/25/2012 Item 16.F.1 . Southwest Florida WORK ATTACHMENT 15 Domestic Violence Procedures Procedure#: WT-012 Local Manual Section: Welfare Transition (WT) Of Interest to: Southwest Florida Workforce Development Board, Inc. Board members and Southwest Florida Works staff administering the Welfare Transition Program Effective Date: May 01, 2007 Revised: November 1, 2010 Purpose: To establish procedures which ensure participants and applicants receive information regarding services available from certified domestic violence centers or organizations that provide counseling and supportive services to individuals who are past or present victims of domestic violence or who are at risk of domestic violence. To protect the confidentiality of disclosed applicant or participant information by appropriately trained staff Background: The Personal Responsibility and Work Opportunity Reconciliation Act of 1996 gave states the option to address issues of family violence, hereafter referred to as domestic violence, for temporary assistance for needy family recipients. Recognizing the barriers that some individuals may face due to domestic violence, the Florida Legislature passed Chapter 98-57 F.S. which provides guidelines for dealing with situations in which the applicant or participant is a victim of domestic violence. "Domestic violence" is "any assault, aggravated assault, battery, aggravated battery, stalking, aggravated stalking, kidnapping, false imprisonment, or any criminal offense that results in the physical injury or death of one family or household member by another." "Family or household members" are spouses, former spouses, non-cohabitating partners, persons related by blood or marriage, persons who are presently residing together as if a family or who have resided together in the past as if a family, and persons who have a child in common regardless of whether they have been married or have resided together at any time." General Procedure: The domestic violence procedure described below may be initiated at the point of application for temporary assistance, and at any subsequent point thereafter in the Welfare Transition Program (WTP). Applicants and participants will be notified of available resources, referral opportunities, and possible options for victims of domestic violence. 1. Universal Notification of Domestic Violence Resources and Options - The point of discovery of domestic violence may occur at any point of contact during application for Temporary Cash Assistance (TCA) or during participation. The Florida Coalition Against Domestic Violence and the local crisis centers are providing training in order to ensure that information is provided to Astw individuals appropriately. Page 1 of 6 WT-012 Domestic Violence Procedures May 1, 2007 Revised November 1, 2010 Packet Page-3018- 9/25/2012 Item 16.F.1 . a. For the majority of the participants, the primary point of first notification of options and resources is during Orientation. The training will ensure that the following approach is required during the notification process, or at any subsequent point of presentation: ❖ Information must be clearly and consistently articulated, and repeated, using oral and written communication in a language understood by the participant. ❖ Frequent, confidential, and clearly voluntary opportunities for self-disclosure that the participant is, or has been a victim of domestic violence, should be provided, accompanied by an explanation of confidentiality procedures. ❖ Educational, resource, and referral information about domestic violence will be provided. ❖ Information on allowable participation under the law for victims of domestic violence will be provided. b. Presentations by staff of Abuse Shelters in the Region will be provided periodically at the Workshops,which all participants are referred to prior to work activities. c. Participants will be informed of the options and resources every time contact in a confidential setting is made with the Career Development Representative. 2. Screening, Identification, Assessment and Referral - Screening for, and identification of, assessment, and referral of participants who may be a victim of domestic violence will be a part of program activities beginning with Orientation. In addition, public assistance specialists from the Department. of Children and Families (DCF) are also attending training in order to provide information to applicants for Temporary Assistance for Needy Families (TANF). a. Participants will be encouraged to voluntarily disclose and accept domestic violence services. During Orientation, facilitators will explain that this information can be shared confidentially in the first visit with the individual's Career Development Representative, which is immediately following Orientation. A confidentiality form will be signed by the participant during Orientation. b. A screening tool will be voluntary and be requested from the participant during the first visit with the Career Development Representative. c. Career Development Representatives or other staff discussing domestic violence in a confidential situation will use a"universal" explanation of domestic violence which: ❖ Normalizes the discussion of what constitutes domestic violence; ❖ Explains the risks and benefits of revealing abuse; ❖ Explains confidentiality and safety procedures; and ❖ Explains steps that can be taken to become self-sufficient. Screening questions recommended for staff in confidential interviews are: • "Because violence is so common in people's lives, I now ask every one I see about domestic violence." • "I don't know if this is a problem for you, but many people I talk to are dealing with an abusive relationship. Some are too afraid or uncomfortable to bring it up themselves, so I've started asking about it routinely." • "What happens when you and your partner fight or disagree?" Page 2 of 6 WT-012 Domestic Violence Procedures May 1, 2007 Revised November 1, 2010 Packet Page-3019- 9/25/2012 Item 16.F.1 . • "Has your partner or ex-partner ever threatened to take your children?" • "Are you safe right now?" Is it safe for you to go home?" d. A form to be maintained in the participant's file will be signed by each WTP participant during this interview with the Career Development Representative to record that the information about available assistance was provided. e. Career Development Representatives will explain options and resources relevant to domestic violence, but will also continue to emphasize self-sufficiency as a goal. f. Career Development Representatives will remind participants of the opportunity for disclosure of domestic violence and/or the opportunity to ask for a referral for further assessment and/or services at any time during program participation without penalty as the frequency of incidents of domestic violence may change or be cyclical. g. In understandable language, the participant must be informed that disclosure and other information regarding the participant's status as a past or current victim of domestic violence shall be confidential and used solely for the purpose of: 1) Referral to domestic violence and/or WTP services; 2) Determining eligibility for exceptions or exemptions from WTP work activities and placement in allowable alternative activities; 3) Working with the participant to develop an Alternate Responsibility Plan (ARP) which will include acceptable alternative activities and/or referral to a trained domestic violence expert for an assessment if the participant states, or there is reasonable belief, that: oak • Domestic violence will hinder the participant's ability to carry out WTP requirements; '""' • WTP requirements will make it more difficult for the individual to escape domestic violence. h. Career Development Representatives and/or Region 24 designated service providers will coordinate with State, County and City law enforcement agencies, local shelters and other domestic violence service providers such as, Division of Victim Services and Criminal Justice Program, County Sheriff Domestic Violence Unit and City Police Departments. Domestic Violence victims will be made aware of services available through local law enforcement however, local law enforcement agencies will be notified only at the request of the victim. 3. Confidentiality a. During all presentations about domestic violence, participants must be assured of confidentiality. This will be emphasized during Orientation by explaining that the information will be disclosed behind closed doors, and that the referral process will also be confidential. b. Career Development Representatives will be required to maintain information related to domestic violence in a separate and secure designated file and not included in the participant's general program file. Notes are not entered into the computer system. c. Screening and assessment procedures must ensure the confidentiality of information whether the information is provided by the victim or a third party. This includes a prohibition against the release of information concerning a participant: Page 3 of 6 WT-012 Domestic Violence Procedures May 1, 2007 Revised November 1, 2010 Packet Page -3020- 9/25/2012 Item 16.F.1 . ❖ To any individual named as the defendant in a Protection From Abuse order entered on behalf of the participant of the participant's dependent children; and ❖ If WTP staff has reason to believe that the release of information may result in physical or emotional harm to the participant. d. Information gathered during domestic violence screening and assessment must be used solely for the purpose of: ❖ Ensuring the ongoing safety of the participant and the participant's family; ❖ The development of the safety plan and alternative Individual Service Strategy; and ❖ Referrals to appropriate domestic violence services, WTP services, and supportive services. e. Information shall not be released to anyone (including other government agencies, service providers, or law enforcement) except for: ❖ Purposes of referral for domestic abuse treatment services; ❖ Documentation of the need for services; ❖ Where required to conform with child abuse and neglect laws; or ❖ Where the participant has requested and authorized in writing disclosure of the information. NOTE: Because batterers use a wide variety of information to locate their current of former partners, a wide variety of information must be protected. These include, but are not limited to current addresses, phone numbers, post office box locations, training sites, job placement sites, employment addresses, health providers and children's schools. 4. Assessment a. Participants who disclose domestic violence or the possibility of domestic violence will be referred for further assessment to identified crisis centers. The Career Development Representative will initiate the contact with the Crisis Center and will also provide the crisis line number as well as other information regarding the Center to the participant. The following centers are in Region 24: • Charlotte County—Center for Abuse and Rape Emergencies • Collier County- Shelter for Abused Women • Lee, Hendry, Glades Counties—Abuse and Counseling Treatment b. A variety of assessment instruments are used by these crisis centers. c. The results of the assessment will be used to develop a safety plan. Elements of the safety plan will be used for joint development (by the participant and the WTP staff) of the Alternate Responsibility Plan (ARP). 5. Documentation of Eligibility for Domestic Violence Provisions a. Staff should NOT contact the person believed to be the perpetrator of such violence for the purpose of trying to confirm the participant's statement of documentation of abuse without the informed written permission of the participant. b. Decisions to provide services under the Domestic Violence Provisions should be based on the evidence presented by the participant whenever possible. No attempts to obtain Page 4 of 6 WT-012 Domestic Violence Procedures May 1, 2007 Revised November 1, 2010 Packet Page -3021- 9/25/2012 Item 16.F.1 . additional information or verify evidence submitted should put a participant or the participant's children at risk or violate confidentiality. c. Allegations of domestic violence by the participant should be sufficient to establish ogosk domestic violence when the Welfare Transition Program staff does not have a reasonable basis to find the participant not credible. Simple attestation will be sufficient. d. Career Development Representatives will be responsible for coordinating all information, services provided and determining if alternative activities is appropriate. The Career Development Representative should include law enforcement, shelter personnel and other social service providers when appropriate to ensure a complete and successful "Safety Plan"is compiled. 6. Alternative Responsibility Plan a. The alternative responsibility plan (ARP) provides a way to address the domestic violence barrier to self-sufficiency while still preserving temporary assistance payments within the WTP framework. Participation in alternative requirements does not preclude involvement in traditional work activities such as job skills training, community service, alternative job placement and vocational education. Alternative job placement should address individual safety concerns, including those associated with public contact that could put the individual at risk of exposure. Two facts, a.) the on-going safety of the participant; and b.) the goal of self-sufficiency, must be considered by staff in determining the acceptability of any of the following activities, which may be incorporated as elements of a plan of alternative requirements: ❖ Obtaining emergency shelter or safe house ❖ Participating in individual or group counseling + Participating in peer support groups Applying for an injunction for protection or other legal assistance • Participating in case management activities at a victim services agency • Assembling adequate documentation regarding domestic violence + Attempting temporary or permanent relocation ❖ Participating in prosecution of the perpetrator ❖ Participating in life skills training ❖ Participating in pastoral counseling ❖ Participating in substance abuse treatment + Participating in various levels of safety planning ❖ Accessing services for children ❖ Participating in stress management activities ❖ Participating in parenting classes ❖ Receiving medical treatment related to domestic violence ❖ Participating in mental health counseling ❖ Working with a domestic violence advocate b. Career Development Representatives shall provide bus passes, gas vouchers or para- transit transportation in order to ensure the safety of the victim. The "Safety Plan" should include counseling concerning alternative routes traveled to/from such thing as work, appointments, grocery and shopping. Monitoring activities/appointment time schedules can be staggered to reduce the predictability of the victim's whereabouts. Page5of6 WT-012 Domestic Violence Procedures May 1,2007 Revised November 1, 2010 Packet Page -3022- 9/25/2012 Item 16.F.1 . 7. Time Limits - Adult WTP participants in a domestic violence program are still subject to the federal limits and if participants are receiving TANF assistance while in a domestic violence program that time counts against federal time limits. 8. Staff Development - Staff will attend a three-hour Domestic Violence training program, "Making Welfare Transition Work for Battered Women," provided annually at the One Stop Career Center. The Domestic Violence training is presented by State approved shelters throughout the region to include the Center for Abuse and Rape Emergency, Inc. (CARE) in Charlotte County, the Shelter for Abused Women in Collier County, the Abuse, Counseling and Treatment, Inc. (ACT) shelter in Lee County and a subsidiary of ACT in Glades and Hendry counties. The training program includes pre-test, post-test and scenario-based questions. Those who complete the training and pass the test receive a certificate indicating that they have successfully completed the curriculum approved by the Florida Coalition Against Domestic Violence. Equal available Employer/Program n ruest to individuals Auxiliary aids and services are available upon request to individuals with disabilities. All voice telephone numbers in this document may be reached by persons using TTY/TDD equipment via the Florida Relay Service at 711. Page 6 of 6 WT-012 Domestic Violence Procedures May 1, 2007 Revised November 1, 2010 Packet Page -3023- 9/25/2012 Item 16.F.1 . ATTACHMENT 16 Southwest Florida Workforce Development Board, Inc. Customer Complaint and Grievance Procedures Procedure#: MU-002 Local Manual Section: Multiple Programs (MU) Of Interest to: Southwest Florida Workforce Development Board, Inc. Board members and staff administering and operating Workforce Investment Act (WIA), Temporary Assistance for Needy Families (TANF), Trade Adjustment Assistance (TAA) and Food Stamps Employment and Training (FSET) programs. Effective Date: March 8, 2002 Revised: June 6, 2012 Purpose: To provide local procedures to assist staff and customers in obtaining information on filing a complaint or grievance. Background: To comply with State and Federal policy, the Department of Economic Opportunity (DEO) Guidance AWI FG 00-004 rev 06/08/07 requires local areas, and direct recipients of program funds to establish and maintain grievance/complaint and hearing/appeal procedures for handling program-related complaints. This will provide instructions and a unified format for local workforce programs. General Policy, Procedures or Guidance: The Southwest Florida Workforce Development Board, Inc. follows the guidance set forth by the Department of Economic Opportunity (DEO) in the Final Guidance on Grievance/Complaint and Hearing/Appeal Procedures, AWI FG 00-004, rev 06/08/07, accessible through the link below. Complaint Procedures — If a customer feels his/her rights are being violated due to an act of discrimination based on race, color, sex, national origin, religion, disability, age, citizenship, political affiliation or belief, genetic information or marital status, he/she may file a complaint of discrimination. The complaint may be filed within 180 days of the alleged occurrence to: The Office for Civil Rights Department of Economic Opportunity (DEO) Caldwell Building—MCS 150 107 East Madison Street Tallahassee, Florida 32399-4129 Phone: 850-921-3205 Fax: 850-921-3122 E-mail: Civil.Fie.hts( llaawi.coni TTY—Florida Relay (FRS): 711 Grievance Procedures - If a customer has a problem that arises in connection to a program operated through the Southwest Florida Works Center or by a Service Provider of the Southwest ;- Page 1 of 2 MU-002 Customer Complaint and Grievance Procedures April 4, 2008 Revised June 6, 2012 Packet Page -3024- 9/25/2012 Item 16.F.1 . Florida Workforce Development Board, Inc., (Board), the matter should first be discussed with a workforce representative. If the problem cannot be resolved, the customer should then discuss the problem with the Center Director. If the customer feels the problem has still not been resolved, a formal grievance form (MU-002-CGF Customer Grievance Form) may be completed or a letter of grievance may be submitted to the Southwest Florida Workforce Development Board, Inc. at: Joseph Paterno, Executive Director Southwest Florida Workforce Development Board, Inc. 9530 Marketplace Road, Suite 104 Fort Myers, FL 33912 A decision shall be issued within 60 calendar days of receipt of the request. If the Board has: 1) conducted a hearing but the customer is dissatisfied with or feels he/she has been adversely affected by the Hearing Officer's decision; 2) not conducted a hearing within the sixty (60) calendar days from receipt of the grievance; or 3) conducted the hearing but has not issued a decision within the mandated sixty (60) calendar day timeframe, then the customer may file an appeal with the Department of Economic Opportunity(DEO) at: Department of Economic Opportunity (DEO) Office of the General Counsel Caldwell Building -MSC 110 107 East Madison Street Tallahassee, Florida 32399-4128 The appeal request shall state the facts, laws, procedures, etc. that the customer believes to be relevant for review. The appeal must be filed with DEO within thirty(30) calendar days of receipt of the Board Hearing Officer's decision or within thirty (30) calendar days after the required 60 calendar day timeframe for the Board to act has elapsed. The request shall include the customer's address where official notices will be mailed. The state can remand the grievance back to the Board to hold a hearing or impose other remedies to resolve the grievance. Note: This procedure is specific to workforce program customers other than employees or employers. Complaints and grievances procedures for workforce program employees and employers can be found in Region 24's Administrative Plan (Attachment G of the Workforce Services Plan.) See link below. Forms: Customer Acknowledgement Form for Complaint and Grievance Procedures (MU-002-CA) Equal Opportunity Employer/Program Auxiliary aids and services are available upon request to individuals with disabilities. \1 All voice telephone numbers in this document may be reached by persons using TTY/TDD equipment via the Florida Relay Service at 711. Page 2 of 2 MU-002 Customer Complaint and Grievance Procedures April 4, 2008 Revised June 6, 2012 Packet Page -3025- 9/25/2012 Item 16.F.1 . ... Southwest Florida itoto WORKS ATTACHMENT 17 Individual Training Account (ITA) System Policy Policy#: WI-018 Local Manual Section: Multiple Workforce Investment Act Programs (WI) Of Interest to: Southwest Florida Workforce Development Board, Inc. Board members, Board staff and Center staff Effective Date: September 1, 1999 Revised: November 1, 2010 Purpose: To establish a local policy for Individual Training Accounts in Region 24. Background: Under the Workforce Investment Act of 1998, Individual Training Accounts (ITAs) are established for eligible individuals to finance training services. General Policy: Eligibility for training services - Employed and/or unemployed adults and dislocated workers, age 18 and older, who have met the eligibility requirements for"intensive services," have received at least one Amtv intensive service, and who have been determined to be unable to obtain or retain employment through and intensive services may qualify for training services, within the Board's priority of services guideline. Individual Employment Plan (IEP) - After an interview, evaluation or assessment, and case management, the participant must be determined by the Southwest Florida Works Center staff or the Workforce Investment Act contracted provider to be in need of training services and to have the skills and qualifications to successfully complete a selected training program. This information will be documented through the development of an IEP or Individual Services Strategy (155) or Individual Responsibility Plan (IRP) for the participant. This Plan is an ongoing strategy jointly developed by the participant and the Career Development Representative that identifies the participant's employment goals, the appropriate achievement objectives, and the appropriate combination of services for the participant to achieve the employment goals. Selection of a training program - A selection may be made by the participant of a training program that is directly linked to the employment opportunities either in the local area or in another area to which the individual is willing to relocate, in accordance with this policy's guidelines. Training services under the ITA System must be offered in a manner that maximizes informed consumer choice in selecting an eligible provider. A consumer reports system is the vehicle for informing customers of the region's One Stop delivery system about the performance of training providers in the local area. The consumer reports system must contain the information necessary for an adult or dislocated worker participant to fully understand the options available in choosing a program of training services. Page 1 of 3 W1-018 Individual Training Account System Policy September 1,1999 Revised November 1, 2010 Packet Page-3026- 9/25/2012 Item 16.F.1 . Eligible training providers - The workforce investment system established under the WIA emphasizes informed customer choice, system performance, and continuous improvement. The eligible training provider process is part of the strategy for achieving these goals. Participants in Region 24 will be provided a list of eligible providers which includes a description of the programs through which the providers may offer the training services, a comparison of program performance and cost information, and duration of training. Information will also be provided on employment and wage trends and projections. The Workforce Development Board, in partnership with the State, has identified training providers whose performance qualifies them to receive WIA funds to train adults and dislocated workers. Eligible training providers have complied with "program of training services" information requirements and been approved for compilation in the State list of Eligible Training Providers. A program of training services is: (a) One or more courses or classes that, upon successful completion, leads to: (1) a certificate, associate degree, or baccalaureate degree, or (2) a competency or skill recognized by employers; (b) A training regimen that provides individuals with additional skills or competencies generally recognized by employers. Training Provider Selection: Customer Choice - Customer choice of a training provider will be achieved by the following method: a cost ceiling will be established for all categories of training programs. Within the range allowed, and in consultation with a Career Development Representative, a participant will be allowed to select the program most desired according to such factors as costs within established guidelines, geographic location and scheduling considerations. Participants will be encouraged to consider those providers whose statistics show the best performance in terms of completions, training-related employment, and earnings. Establishment of an Individual Training Account - The Career Development Representative is responsible for establishing an ITA in accordance with this policy and according to availability of funding. The Career Development Representative must document in the IEP that assessment indicates the participant is in need of the training services and has the skills and qualifications to successfully complete the selected training program. As appropriate, participants must also seek grant assistance from other sources to pay or assist with the costs of training, including Pell Grants within the guidelines of 663.320, or subsequent policy. Upon establishment of the ITA, a referral will be carried out by providing a voucher or certificate to the individual, to be used with the training provider. Individual Training Account (ITA) Value - The total value, provided funds are available, of an ITA will be the amount required for tuition, fees, books, tools, uniforms, safety equipment, and any other general requirement needed for the course of occupational skills training. The limitation will be based on the needs identified in the IEP. Supportive services such as child care, transportation, and other miscellaneous non-training related expenses will not be included in the Individual Training Account but may be provided within the Board's "Supportive Services Guideline." The total ITA limit will be established annually by the Board based on the availability of training funds. Page 2 of 3 WI-018 Individual Training Account System Policy September 1, 1999 Revised November 1, 2010 Packet Page-3027- 9/25/2012 Item 16.F.1 . Individual Training Account (ITA) Duration -An ITA may be used for training for up to two years after enrollment into the program. The ITA may be closed at any time it is determined that the participant is not successfully meeting training requirements. Out of Region 24 Training-In addition to training with eligible providers in Region 24, ITAs may be used for training with providers on the State's Eligible Training Provider list in other areas of the state, with primary consideration for training in contiguous Regions, including Region 18, Region 19, Region 20, Region 21, Region 22, and Region 23. The establishment of an ITA for use in Regions in the State other than those listed above may occur if the following requirements are met: (1) the participant submits in writing to the Career Development Representative a plan to move to an area where employment in that occupation is substantiated AND the training is for an occupation on the Regional Targeted Occupations list; OR (2) the training is not provided in Region 24 AND the training is for an occupation on the above list; OR (3) the training available in Region 24 for an occupation on the above list is not comparable to that of a provider out of Region 24, substantiated by performance data on completion, placement, and earnings; OR (4) the Career Development Representative or the WIA contracted service provider determines need by a participant for out of region training because of circumstances other than #1, #2, or #3 above, and seeks and receives approval in writing from the Executive Director of the Board. Supportive Services During Training - Supportive Services may be provided participants with an Aolw established ITA within the Board's Supportive Services Guidelines on a case-by-case basis as determined by the Career Development Representative or the WIA contracted service provider(s). Exceptions to the Use of ITAs - Training services may be provided through a contract for services in lieu of ITAs for the following: • On-the-Job Training provided by an employer or Customized Training; • Training services of demonstrated effectiveness offered by a community-based organization or another private organization to serve a special participant population that faces multiple barriers to employment. Forms: WI-0l8-ITAV Individual Training Account (ITA) Voucher Related Information: WI-01 8-ITAV Individual Training:Account(ITA) Voucher Instructions Links: NA Equal available Employer/Program fitt Auxiliary aids and services are available upon request to individuals with disabilities. 1t s44s4 All voice telephone numbers in this document may be reached by persons using TTY/TDD equipment via the Florida Relay Service at 711. Page 3 of 3 W1-018 Individual Training Account System Policy September 1, 1999 Revised November 1, 1010 Packet Page-3028- i i 9/25/2012 Item 16.F.1 . ... Southwest Florida WORKS ATTACHMENT 18 Plan of Service for Serving Severely Injured Military Policy#: WI-004 Local Manual Section: Multiple Workforce Investment Act Programs (WI) Of Interest to: Southwest Florida Workforce Development Board, Inc. Board members, Board staff and Southwest Florida Works Center staff administering Workforce Investment Act (WIA) programs Effective Date: September 25, 2006 Revised: November 1, 2010 Purpose: To provide a plan of service for serving severely injured military members and their families, disabled veterans, veterans, Florida National Guard members and military reservists, and families of military members killed in action. Background: On May 5, 2006, state and local workforce officials met with the Governor's Office to discuss current services and proposed initiatives to respond to the needs of Severely Injured Military Members and their Families, Disabled Veterans, Veterans, Florida National Guard Members and Military Reservists, and Families of Military Members Killed in Action. General Policy: The Local Veterans Employment Representatives (LVERs)/Disabled Veteran's Outreach Program(DVOP) Specialists will be notified of any known returning veterans by the Agency for Workforce Innovation (AWI) and the Florida Department of Veterans Affairs via email. Upon identification the DVOP/LVER in each area will: a) Establish telephonic contact within one business day b) Establish an appointment date within one week of call c) Notify the Veterans' Service Organizations (VSOs), Vocational Rehabilitation and Employment (VR&E) counselor and Veterans' Affairs (VA) social worker of the return and possible need for services d) Conduct an assessment interview and provide information regarding job placement, training, workshops, labor market information and career planning e) Additionally, conduct an assessment of the veterans'/families' other needs such as housing assistance, adaptive housing assistance, counseling etc. Upon identification, the LVER/DVOP will personally make contact with the agency, solicit information and facilitate contact between the agency and the veteran/family member 0 Make job referrals by calling the employer Packet Page -3029- 9/25/2012 Item 16.F.1 . g) Make weekly contacts preferable in person or via telephone until job placement or enrollment in training h) Perform follow-up contacts at six months and one year post-placement and annotate in Employ Florida Marketplace(EFM) i) Make outreach visits to returning veterans/family members as needed The importance of taking care of these veterans and their families cannot be overemphasized. It is not enough to do our jobs but we must go the extra mile to provide assistance, information, and support to these veterans and families. DVOP/LVER and/or other Southwest Florida Works staff will provide comprehensive services to these veterans returning to the area. Forms: NA Other Attachments: AWI's Final Guidance: Severely Injured Military Guidance (AWI FG O6-0561 Links: NA Equal Opportunity Employer/Program n request individuals Auxiliary aids and services are available upon request to individuals with disabilities. All voice telephone numbers in this document may be reached by persons using TTY/TDD equipment via the Florida Relay Service at 711. Page 2 of 2 WI-004 Plan of Service for Serving Severely Injured Military September 25, 2006 Revised November 1, 2010 Packet Page-3030- 9/25/2012 Item 16.F.1 . ATTACHMENT 19 Southwest Florida Workforce Development Board, Inc. Employed Worker Training (EWT) Procedures Procedure #: EWT-001 Local Manual Section: Employed Worker Training (EWT) Of Interest to: Southwest Florida Workforce Development Board, Inc. Board members and staff administering the Workforce Investment Act(WIA) Program. Effective Date: August 1, 2009 Revised: September 1, 2011 Purpose: To provide local guidance to staff providing WIA-funded training services to employed workers. Background: The EWT program is a locally administered program that assists employers with certain expenses associated with skills upgrade training for full-time employees of the company. The employed worker must meet all eligibility and/or gateway requirements for the program to include one core service, such as assessment, prior to the delivery of intensive and training services. Training costs will not exceed the Board's annually established cap. General Procedures: Application Review: Upon receipt of an EWT Application (EWT-002-EWTA) the Business Development Division staff will send the employer a notification of receipt. Staff will perform a review to ensure applications meet the guidelines established by the Board as follows: • Fully licensed to operate in state and local areas • Have at least one full-time employee • Demonstrate financial viability • Current on all state obligations • Provide the reason the employee(s) needs the training • Training costs do not exceed the Board's annually established cap When determining which employers will be selected for funding and how much funding will be awarded, staff will also take into consideration that priority will be given to businesses: • Who are "for-profit" and have been in operation in Region 24 for a minimum of one year prior to application date • With 25 employees or less • In rural areas • Who are upgrading skills of employees in occupations as outlined on Region 24's Regional Targeted Occupations List. (http:/!\v`V v.workforce#lorida.com/partncrs!toliindex.htm) • Whose grant proposals represent an upgrade in employee skills • Whose grant proposals represent a significant layoff avoidance strategy Page 1 of 3 EWT-001 Employed Worker Training Procedures August 1,2009 Revised September 1,2011 Packet Page-3031- 9/25/2012 Item 16.F.1 . The EWT Application will include a section titled Employer Responsibilities. Each box in this section must be initialed by the employer, indicating they understand the conditions of EWT. Cost Analysis: Business Development Division staff will perform a cost analysis to assure costs are reasonable and competitive. If training is customized and unavailable through other sources, then a Sole Source/Emergency Procurement Authorization Form (FI-002-SSEP) will be completed. If not, staff will complete a Quotes/Procurement Authorization Form (FI-002-QP). Fiscal Authorization: The Fiscal Director will sign the Sole Source/Emergency Procurement Authorization Form or the Quotes/Procurement Authorization Form; assuring funds are available for the training. WIA Application: The employer will submit a completed and signed WIA Application for Employed Worker Training (EWT-003-WAEW) for each employee to be trained. After the Business Development Division staff receives the WIA Application, they will verify these employees are authorized to work in the United States and that those required to register for Selective Service have done so. For employees in need of training at a later date, applications may be submitted later but must always be submitted prior to the training start date. Business Development Division staff will review individual applications for completeness, ensure that appropriate Wagner Peyser or Workforce Investment Act services have been provided, and forward the applications, along with an EWT Applications Submittal Form (EWT-004-AS), to the appropriate Center Director/Supervisor. Center staff will data enter the enrollments and appropriate services into the Employ Florida Marketplace (EFM) system. Each employee to be trained will be given a Customer Acknowleeement Form for Complaint and Grievance Procedures (MU-002-CA) and a signed copy will be maintained in the customer case file. Contract Negotiation: Business Development Division staff will prepare an EWT Agreement to Provide Training (contract cover page) (EWT-005-APT) which will include the final budget, negotiated performance goals and deliverables, and the contract start and end dates. Attachments will include: • Budget and Payment Schedule (EWT-006-BPS)Attachment I • Trainine Vendor/Training Curriculum Information (EWT-007-TCI)Attachment II • Trainee Information(EWT-008-TI)Attachment III • Class Composition (EWT-009-CC)Attachment IV Training will not begin before the contract is signed or before the contract start date. Before entering into a contract with an organization or individual represented on Region 24's Board of Directors, the contract will be approved by a two-thirds vote of the Board, when a quorum has been established, and the Board member who could benefit financially from the transaction will abstain from voting on the contract. Contract will be signed by the Executive Director of the Southwest Florida Workforce Development Board, Inc. and the employer. Page 2 of 3 EWT-001 Employed Worker Training Procedures August 1,2009 Revised September 1, 2011 Packet Page-3032- l I 9/25/2012 Item 16.F.1 . Training: Career Center staff will enter training start date in EFM. Business Development Division staff will make periodic contact with employers. When training has been completed, Business Development Division staff will provide copies of the recognized certifications, along with a EWT Certifications Submittal Form (EWT-010-CS) to Center staff. Center staff will enter completion and credential earned. Reimbursement: Employer invoices will be processed for reimbursement for training when copies of all certification have been received from the employer on each employee/trainee and proof of payment to the training provider has been received. Business Development Division staff will submit this information with a Check Request Form(FI-017-CR) to the Fiscal Division. Follow-up: Upon completion of training, Business Development Division staff will perform follow- up with employer on an as-needed basis. Center staff will perform quarterly follow-up with employees for one year. Related Information: Employed Worker Eligibility for WIA Services Policy (WI-002) Links: State's Final Guidance for Employed Worker Training (AWI-060) Equal Opportunity Employer/Program /� Auxiliary aids and services are available upon request to individuals with disabilities. /KS/. vp�r� All voice telephone numbers in this document may be reached by persons using TTY/TDD equipment via the Florida Relay Service at 711. �(� Page 3 of 3 EWT-001 Employed Worker Training Procedures August 1,2009 Revised September 1,2011 Packet Page -3033- 9/25/2012 Item 16.F.1. ATTACHMENT 20 Southwest Florida Workforce Development Board, Inc. Priority for Services Policy Policy#: MU-019 Local Manual Section: Multiple Use(MU) Of Interest to: Southwest Florida Workforce Development Board, Inc. Board members and staff administering workforce programs Effective Date: November 1, 2000 Revised: April 16, 2012 Purpose: To provide a local policy for the priority for services for programs Background: Section 134(d)(4)(E) of the Workforce Investment Act (WIA) states, "in the event that funds allocated to a local area for adult employment and training activities are limited, priority for intensive and training services funded with Title I adult funds must be given to recipients of public assistance and other low-income individuals in the local area." All references to Adults in this policy also apply to youth applicants 18-21 who are being served as adults. The Final Federal Regulations continue at 663.600: "(b) Since funding is generally limited, States and local areas must establish criteria by which local areas can determine the availability of funds and the process by which any priority will be applied under WIA (above). Such criteria may include the availability of other funds for providing employment and training-related services in the local area, the needs of the specific groups within the local area, and other appropriate factors. (c) States and local areas must give priority for adult intensive and training services to recipients of public assistance and other low-income individuals, unless the local area has determined that funds are not limited under the criteria established under paragraph (b) of this section." The Jobs for Veterans Act(P.L.107-288) (38 USC 4215) requires that Veterans and eligible spouses be made aware of and provided priority of service for qualified job training programs. The definition of "qualified job training programs" is any program or service for workforce preparation, development, or delivery that is directly funded, in whole or in part by the United States Department of Labor. General Policy: Priority for adult intensive and training services must be given to recipients of public assistance and other low-income individuals. However, the funding must be coordinated with other available resources for recipients of public assistance and other low-income individuals. The Board has also established persons with barriers for priority of services. Therefore, an adult who meets one or more of the following criteria will have priority for training: (A) receives, or is a member of a family that receives, cash payments under a Federal, State, or local income-based public assistance program; Packet Page -3034- 9/25/2012 Item 16.F.1 . (B) received an income, or is a member of a family that received a total family income, for the 6-month period prior to application for the program involved exclusive of unemployment compensation, child support payments, payments described subparagraph (A), and old-age and survivors insurance benefits received under section 202 of the Social Security Act that, in relation to family size, does not exceed the higher of— (i) the Federal. Poverty Guidelines, for an equivalent period; or (ii) 70 % of the Lower Living Standard Income Level (LLSIL), for an equivalent period; (C) is a member of a household that receives (or has been determined within the 6-month period prior to application for the program involved to be eligible to receive) food stamps pursuant to the Food Stamp Act of 1977; (D) qualifies as a homeless individual, as defined in subsections (a) and (c) section 103 of the Stewart B. McKinney Homeless Assistance Act; (E) is a foster child on behalf of whom State or local government payments are made; or (F) in cases permitted by regulations promulgated by the Secretary of Labor, is an individual with a disability whose own income meets the requirements of a program described in subparagraph (A) or of subparagraph (B), but who is a member of a family who does not meet such requirements. (G) is an individual with one or more of the following barriers regardless of income: • Substantial cultural or language barriers • Offenders • School dropouts • Persons who are basic skills deficient or lack a high school diploma or GED • Substance abusers • Older individuals (55 and older) • Persons with disabilities. (H) is a Veteran regardless of income. • Veterans and eligible spouses shall be identified at the point of entry at each Center and given an opportunity to take full advantage of priority of service for qualified job training programs. Page 2 of 3 MU-019 Priority for Services Policy November 1, 2000 Revised April 16, 2012 Packet Page-3035- 9/25/2012 Item 16.F.1 . • Veterans and eligible spouses shall be made aware of the following and may be provide written information, as determined appropriate: taw o their entitlement to priority of service; o the full array of employment, training, and placement services available under priority of service; and o any applicable eligibility requirements for those programs and/or services. Forms: NA Related Information: NA Links: NA. Equal Opportunity Employer/Program Auxiliary aids and services are available upon request to individuals with disabilities. All voice telephone numbers in this document may be reached by persons using TTY/TDD equipment via the Florida Relay Service at 711 ® :°i�*; Page 3 of 3 MU-019 Priority for Services Policy November 1, 2000 Revised April 16, 2012 Packet Page-3036- 9/25/2012 Item 16.F.1 . ATTACHMENT 21 Southwest Florida Workforce Development Board, Inc. Procurement Policy Policy#: FI-002 Local Manual Section: Fiscal (FI) Of Interest to: Southwest Florida Workforce Development Board, Inc. Board members and Board staff involved in financial and procurement activities Effective Date: January 1, 1998 Revised: November 1, 2010 Purpose: To establish policy for the procurement of goods and services Background: The Southwest Florida Workforce Development Board, Inc. and its employees are accountable for the use of funds. General Policy: The procurement of goods and services may be initiated by the respective division supervisor when/where the services are needed for the day-to-day items. A Quotes/Procurement Authorization Form (FI-002-QP) or Purchase Order Request will be initiated when the procurement is for non recurring items, expenditures unique to a particular funding source or outside an annual contract for services or items. This may also include procurement for office supplies, repairs, equipment, advertising, printing, airline tickets, registration fees, subscriptions, publications, and any participant supplies. For re-order items, the Administrative Services Manager will secure new bids at least once per year. The Quotes/Procurement Authorization Form will include the following information: • For each of the three vendor quotes — vendor name, address, total dollar amount (documentation attached) and details/description of supplies or services requested, if required • Business purpose/use of supplies and/or services and comments • Signature, date,printed name and title for: o employee requesting the goods or services; o Signature,printed name and title of approving Director; o Signature, printed name and title of Fiscal Director; • For all procurements in excess of$5,000, a Conflict of Interest Statement/Certification (FI-002- CIS) will be signed by the Vendor, Board staff requesting the procurement, Fiscal Director and Executive Director. This completed form will be used to maintain compliance with CFR 95.42 and 95.36(b)(3)(i-iv) and should accompany the contract. Completed Quotes/Procurement Authorization Forms will be submitted to the Fiscal Director for budget authorization and funding allocation. Office supplies, and other items which are approved with a blanket purchase order, will be ordered by the Fiscal Director or the Administrative Services Manager. Once approved, the purchase order will be distributed to the vendor or the employee (if requested). Invoices received for purchases with no prior authorization are subject to rejection without Page 1 of 3 FI-002 Procurement Policy January 1, 1998 Revised November 1, 2010 Packet Page-3037- 9/25/2012 Item 16.F.1 . payment. Invoices submitted for payment without receiving proper documentation (receipts, packing slips, etc.)will be rejected for payment. No employee shall participate in the selection or award of a contract or vendor if the employee, any member of his or her immediate family, his or her partner, or an organization which employs or is about to employ any of these parties has a financial or other interest in the vendor or firm selected for an award. Procurement Thresholds — All reasonable requisitions submitted for items will require at least a Director's approval and in all cases will require an approval one level higher than the requestor. Minimum approvals will be at the Division Director level. The Quotes/Procurement/Sole Source/E- Mails or Authorization Forms will indicate the reason for the expenditure, a comparison for reasonableness indicating proof of competitive procurement, signature of the requestor and approval by a Division Director or the Executive Director. The following parameters for procurement of goods and services shall be followed: (1) up to $500 -no bid required but justification must be demonstrated; (2) $500 and up to $5,000 -three quotes or demonstrated comparisons; (3) $5,000 and up to $50,000 -three written bids, (4) $50,000 or more - advertisement for competitive proposals for contract and/or provider services. (Request for Proposals required.) Sole source procurement (Sole Source/Emergency Procurement Authorization Form (FI-002-SSEP) shall be used to justify the reason for the request and to obtain all of the approvals. All of the cost principles as outlined in the Cost Principles for Non-Profit Organizations (A-122), need to be followed at all times. These regulations and guidelines provide for cost principles reflecting allowability and restrictions of cost items. These guidelines are intended to ensure that: • Appropriate procurement documentation is completed • Proper documentation and/or approval is completed • Costs were allocated correctly or allocations were substantiated • Justification and/or business purpose/use for items purchased was provided and adequate Documentation - Procurement of materials and fees for participant training and support must be accompanied by proof that the items are required for the training activity, or are necessary to enable him/her to participate in the training activity and/or obtain unsubsidized employment. Additional local guidance can be found in the Administrative Plan under Section IV, Procurement Procedures, for the following: • Records Maintenance • Contract Signature Authority • Code of Conduct • Procedures and Monetary Thresholds for Small Purchases • Method of Procurement • Selection of Service Providers Page 2 of 3 FI-002 Procurement Policy January 1, 1998 Revised November 1, 2010 Packet Page-3038- 9/25/2012 Item 16.F.1 . • Cost and/or Price Analysis • Procedures and Rules Governing Types of Contract Instruments Used • Procurement Files • Appeal and Protest Procedures • Contract Management • Contract Files • Contract Close-Out Report Related Information: Check Preparation and Distribution Policy(FI-006) Payroll Processing Policy (FI-007) Links: Procurement Standards 2 CFR Part 215 (A-110) Sec.215.40-48 Cost Principles for Non-Profit Organizations 2CFR230 (OMB Circular A-122) Procurement-- (29CFR 97.36) General Procurement Guidelines (29CFR 95.44) and Cost and Price Analysis ......(29 CFR 95.45) Equal Opportunity Employer/Program Auxiliary aids and services are available upon request to individuals with disabilities. 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