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Agenda 01/24/2012 Item #16E21/24/2012 Item 16.E.2. rzecutive Sumwn RecommendaBon to I approve Amendment 5 to contract 06 -3939 "Northeast Regional utility Program Management. and Oversight Services" with Malcolm Pinde, Inc., for services during Program hibernation and reactivation of the Northeast Facilities Program Projects 70899, 73156, 70902, and 75012. OBJECTIVE: To amend the above referenced contract to continue resources, support and professional engineering services to manage activities during the hibernation and reactivation of the Northeast Facilities Program. CONSIDERATIONS: The Northeast Facilities Program is comprised of multiple, inter- related elements providing water and wastewater utility, and recycling services to the residents in the northeast region of the county. The two largest components of the program include those projects related to the Northeast Regional Water Treatment Plant (NERWTP) and the Northeast Water Reclamation Facility (NEWRF). The projected growth and population figures developed for Collier County during the planning period in October 2007, showed a slower rate of growth that effectively delayed the need for new water and wastewater treatment facilities in the northeast area of the County. Staff therefore submitted an executive summary which was approved as agenda item 16C2 on January 26, 2010, which recommended putting the Program into hibernation until such time that projected population growth and its related demand for services required reactivation of the Program. As part of that Board approval, contract 06 -3939 with Malcolm Pirnie Inc. (originally approved by the Board on June 20, 2006, Agenda Item 16(C )4), was amended; along with three others, to allow for continuation of some services during hibernation, while positioning the team for immediate reactivation of the Program when necessary. The original contract was established for an initial two (2) year period, with three (3) additional two (2) year renewal options. The executive summary for hibernation stated that the amendments to the contracts would include language that would accommodate any necessary time extensions to continue the contracts through the hibernation period and allow modifications to the contracts for the services that may be provided during the hibemation period and in the future. The language regarding time extensions was applicable to the other three hibernated contracts, but should not have been applied to the Malcolm Pirnie contract,. which still had available renewals. Because the hibernation occurred in the middle of a renewal period for contract 06 -3939, this resulted in a conflict between the original agreement and the executive summary, when all of the contract expiration dates were set in the SAP system as 2014. An amendment has now been created to resolve the discrepancy and allow limited use of services during the balance of the hibernation period until the point of reactivation, in accordance with the Board's direction. In summary, per the intent of the Board and sta$ the contract with Malcolm Pirnie needs to remain continuously open at least through June 19, 2014 to allow for limited activity during the hibernation period and for the re- initiation of the project scope at a later date with Board approval. Packet Page -1997- 1/24/2012 Item 16.E.2. The antics activities during Program hibernation include (1) Semi- annual Program meetings to review Program element status; such as permitting, AUIR and Master Plans, reactivation triggers, and Program schedule, (2) other Program related services as requested by the Project Manager, such as assistance with projections for project budgeting, and Change Tree Utility transition activities; and, (3) preparation for Program reactivation, when determined The projects are consistent with the 2008 Water and Wastewater Master Plan Updates adopted by the Board on June 24, 2008, as Agenda Items I OB and 10C. FISCAL ACT: The budget for services to be performed in each fiscal year will be approved through the adoption of the annual budget for that year. The source of funds is Water and Wastewater Impact Fees. LEGAL =O S–D—=& NS: This item has been reviewed and approved by the County Attorney's Office, is legally sufficient for Board action and requires majority vote for approval —SRT GROWTH MANAGEMENT IMPACT: This project is consistent with and furthers the Goals, Objectives, and Policies of the Collier County Growth Management Plan. RECO =NDATION: That the Board of County Commissioners, as the Ex- officio Governing Board of the Collier County Water -Sewer District: • approve Amendment 5 to contract 06 -3939 Northeast Regional Utility Program Management and Oversight, with Malcolm Pirne, Inc. • authorize the Chairman to sign Amendment 5 after County Attorney approval for form and legal sufficiency. PREPARED BY: Kelsey Ward, Contract Administration. Manager, Purchasing Department. Attachments! Contract, Amendment 5. Packet Page -1998- W 1/24/2012 Item 16.E.2. ^ COLLIER COUNTY Board of County Commissioners Item Number: 16.E.2. Item Summary: Recommendation to approve Amendment 5 to contract 06 -3939 "Northeast Regional Utility Program Management and Oversight Services" with Malcolm Pirnie, Inc., for services during Program hibernation and reactivation of the Northeast Facilities Program Projects 70899, 73156, 70902, and 75012. Meeting Date:. 1/10/2012 Prepared By Name: WardKelsey Title: Manager - Contracts Administration,Purchasing & Ge 12/28/2011 12:28:24 PM Submitted by Title: Manager - Contracts Administration,Purchasing & Ge Name: WardKelsey 12/28/2011 12:28:25 PM Approved By Name: WardKelsey Title: Manager - Contracts Administration,Purchasing & Ge Date: 12/28/2011 1:44:03 PM Name: SmithKristen Title: Administrative Secretary,Risk Management Date: 12/28/20112:26:08 PM Name: CarnellSteve Title: Director - Purchasing/General Services,Purchasing Date: 12/28/20113:14:03 PM Name: SmithKristen Title: Administrative Secretary,Risk Management ^ Date: 12/28/20113:54:16 PM Packet Page -1999- Name: SmithKristen 1/24/2012 Item 16.E.2. Title: Administrative Secretary,Risk Management Date: 12/28/20113:54:59 PM Name: KlatzkowJeff Title: County Attorney, Date: 12/29/20118:42:01 AM Name: CampSkip Title: Director - Facilities Management,Facilities Manage Date: 12/29/2011 12:02:22 PM Name: UsherSusan Title: Management/Budget Analyst, Senior,Office of Manage Date: 12/29/2011 1:07:09 PM Name: KlatzkowJeff Title: County Attorney, Date: 12/30/20119:17:02 AM Name: IsacksonMark Title: Director -Corp Financial and Mgmt Svs,CMO Date: 1/3/2012 8:45:39 AM Packet Page -2000- 1/24/2012 Item 16.E.2. Contract Amendment 5 to Contract # 06 -3939 "Northeast Regional Utilities Facility Program Management Oversight" This amendment, dated ,. 2011 to the referenced agreement shall be by and between the parties to the original Agreement, Malcolm Pirnie Inc., (to be referred to as "Consultant ") and Collier County, Florida, (to be referred tows "Owner" or "County "). Statement of Understanding RE: Contract # 06 -3939 "Northeast Regional Utilities Facility Program Management Oversight" The following change to the above referenced Agreement has been mutually agreed to by the Consultant and the County. The additions to the existing language in the Agreement are shown herein by underlining: deletions from the Agreement are shown by s e* eughs. Section 4.6 4.6 . This contract is established for an eight (8) year period beginning on the date of approval June 20 2006 by_ the Collier County Board of County Commissioners (`Boards and terminating on June 19 2014 unless otherwise extended by the Board. All other terms and conditions of the agreement shall remain in force. IN WITNESS WHEREOF, the Consultant and the Owner have each, respectively, by an authorized person or agent, hereunder set their hands and seals on the date(s) indicated below. ATTEST: CONSULTANT Corporate Secretary/Witness By: Dated: ATTEST: DWIGHT E. BROCK, CLERK , Deputy Clerk Approved as to form and Legal sufficiency: Deputy County Attorney MALCOLM PIRNIE, INC. By: Title: Dated: OWNER: BOARD OF OWNER COMMISSIONERS COLLIER COUNTY, FLORIDA 0 FRED W. COYLE, Chairman Packet Page -2001- 1/24/2012 Item 16.E.2. PROFESSIONAL SERVICES AGREEMENT Contract 06 -3939 Northeast Regional Utility Program Management and Oversight Services THIS AGREEMENT is made and entered into this 20th day of June, 2006, by and between the Board of County Commissioners for Collier County, Florida, a political subdivision of the State of Florida (hereinafter referred to as the "COUNTY" or "OWNER ") and Malcolm Pirnie, Inc., authorized to do business in the State of Florida, whose business address is 4315 Metro Parkway, Suite 520, Fort Myers, Florida, 33916 (hereinafter referred to as the "CONSULTANT "). WITNESSETH: WHEREAS, the OWNER desires to obtain the professional Program Management and Oversight services of the CONSULTANT concerning development of the Northeast Utility n Facility (hereinafter referred to as the 'Project "), said services being more fully described in Schedule A, "Scope of Services ", which is attached hereto and incorporated herein; and WHEREAS, the CONSULTANT has submitted a proposal for provision of those services; WHEREAS, the CONSULTANT represents that it has expertise in the type of professional services that will be required for the Project. NOW, THEREFORE, in consideration of the mutual covenants and provisions contained herein, the parties hereto agree as follows: D -1 Packet Page -2002- 1/24/2012 Item 16.E.2. ARTICLE ONE CONSULTANT'S RESPONSIBILITY 1.1. CONSULTANT shall provide to OWNER professional Program Management and Oversight services in all phases of the Project to which this Agreement applies. 1.2. The Basic Services to be performed by CONSULTANT hereunder are set forth in the Scope of Services described in detail in Schedule A. The maximum total compensation to be paid CONSULTANT by the OWNER for all Basic Services is set forth in Article Five and Schedule B, "Basis of Compensation ", which is attached hereto and incorporated herein. 1.3. The CONSULTANT agrees to obtain and maintain throughout the period of this Agreement all such licenses as are required to do business in the State of Florida and in Collier County, Florida, including, but not limited to, all licenses required by the respective state boards and other governmental agencies responsible for regulating and licensing the professional services to be provided and performed by the CONSULTANT pursuant to this Agreement. 1.4. The CONSULTANT agrees that, when the services to be provided hereunder relate to a professional service which, under Florida Statutes, requires a license, certificate of authorization or other form of legal entitlement to practice such services, it shall employ and /or retain only qualified personnel to provide such services to OWNER. 1.5. CONSULTANT designates Robert H. French, P.E., a qualified licensed professional to serve as the CONSULTANT'S project coordinator (hereinafter referred to as the "Project Coordinator"). The Project Coordinator is authorized and responsible to act on behalf of the CONSULTANT with respect to directing, coordinating and administering all aspects of the services to be provided and performed under this Agreement. Further, the Project Coordinator has full authority to bind and obligate the CONSULTANT on all matters arising out of or relating to this Agreement. The CONSULTANT agrees that the Project Coordinator shall devote whatever time is required to satisfactorily manage the services to be provided and performed by D -2 Packet Page -2003- 1/24/2012 Item 16.E.2. the CONSULTANT hereunder. The Project Coordinator shall not be removed by CONSULTANT from the Project without OWNER'S prior written approval, and if so removed must be immediately replaced with a person acceptable to OWNER. 1.6. CONSULTANT agrees, within fourteen (14) calendar days of receipt of a written request from Owner to promptly remove and replace the Project Coordinator, or any other personnel employed or retained by the CONSULTANT, or any subconsultants or subcontractors or any personnel of any such subconsultants or subcontractors engaged by the CONSULTANT to provide and perform services or work pursuant to the requirements of this Agreement, said request may be made with or without cause. Any personnel so removed must be immediately replaced with a person acceptable to OWNER. 1.7. The CONSULTANT represents to the OWNER that it has expertise in the type of professional services that will be performed pursuant to this Agreement and has extensive experience with projects similar to the Project required hereunder. The CONSULTANT agrees that all services to be provided by CONSULTANT pursuant to this Agreement shall be subject to the OWNER'S review and approval and shall be in accordance with the generally accepted standards of professional practice in the State of Florida, as well as in accordance with all applicable laws, statutes, ordinances, codes, rules, regulations and requirements of any governmental agencies, including the Florida Building Code where applicable, which regulate or have jurisdiction over the Project or the services to be provided and performed by CONSULTANT hereunder. In the event of any conflicts in these requirements, the CONSULTANT shall notify the OWNER of such conflict and utilize its best professional judgment to advise OWNER regarding resolution of each such conflict. 1.8. CONSULTANT agrees not to divulge, furnish or make available to any third person, firm or organization, without OWNER'S prior written consent, or unless incident to the proper performance of the CONSULTANT'S obligations hereunder, or in the course of judicial or D -3 Packet Page -2004- 1/24/2012 Item 16.E.2. legislative proceedings where such information has been properly subpoenaed, any non - public information concerning the services to be rendered by CONSULTANT hereunder, and CONSULTANT shall require all of its employees, agents, subconsultants and subcontractors to comply with the provisions of this paragraph. CONSULTANT shall provide OWNER prompt written notice of any such subpoenas. 1.9 As directed by OWNER, all plans and drawings referencing a specific geographic area must be submitted in an AutoCad Digital Exchange File (DXF) format on a CD or DVD, drawn in the Florida State Plane East (US Feet) Coordinate System (NAD 83/90). The drawings should either reference specific established Survey Monumentation, such as Certified Section Corners (Half or Quarter Sections are also acceptable), or when implemented, derived from the RTK(Real -Time Kinematic) GPS Network as provided by OWNER. Information layers shall have common naming conventions (i.e. right -of -way - ROW, centerlines - CL, edge -of- pavement - EOP, etc), and adhere to industry standard CAD specifications. ARTICLE TWO ADDITIONAL SERVICES OF CONSULTANT If authorized in writing by OWNER through an Amendment or Change Order to this Agreement, CONSULTANT shall furnish or obtain from others Additional Services of the types listed in Article Two herein. The agreed upon scope, compensation and schedule for Additional Services shall be set forth in the Amendment authorizing those Additional Services. With respect to the individuals with authority to authorize Additional Services under this Agreement, such authority will be as established in OWNER'S Administrative Procedures in effect at the time such services are authorized. These services will be paid for by OWNER as indicated in Article Five and Schedule B. Except in an emergency endangering life or property, any Additional Services must be approved in writing via an Amendment to this Agreement prior to starting such services. OWNER will not be responsible for the costs of Additional Services commenced without such express prior written approval. Failure to obtain such prior written D-4 Packet Page -2005- 1/24/2012 Item 16.E.2. approval for Additional Services will be deemed: (i) a waiver of any claim by CONSULTANT for such Additional Services and (ii) an admission by CONSULTANT that such Work is not additional but rather a part of the Basic Services required .of CONSULTANT hereunder. If OWNER determines that a change in the Agreement is required because of the action taken by CONSULTANT in response to an emergency, an Amendment or Change Order shall be issued to document the consequences of the changes or variations, provided that CONSULTANT has delivered written notice to OWNER of the emergency within forty-eight (48) hours from when CONSULTANT knew or should have known of its occurrence. Failure to provide the forty -eight (48) hour written notice noted above, waives CONSULTANT'S right it otherwise may have had to seek an adjustment to its compensation or time of performance under this Agreement. The following services, if not otherwise specified in Schedule A as part of Basic Services, shall be Additional Services: 2.1. Preparation of applications and supporting documents (except those already to be furnished under this Agreement) for private or governmental grants, loans, bond issues or advances in connection with the Project. n 2.2. Services resulting from significant changes in the general scope, extent or character of the Project or its design including, but not limited to, changes in size, complexity, OWNER'S schedule or character of construction; and revising studies, reports, design documents or Contract Documents previously accepted by OWNER when such revisions are required by changes in laws, rules, regulations, ordinances, codes or orders enacted subsequent to and not reasonably anticipated prior to the preparation of such studies, reports or documents, or are due to any other causes beyond CONSULTANT'S control and fault. 2.3 Providing renderings or models for OWNER'S use. 2.4 Investigations and studies involving detailed consideration of operations, maintenance and overhead expenses; the preparation of feasibility studies, cash flow and economic D -5 Packet Page -2006- 1/24/2012 Item 16.E.2. evaluations, rate schedules and appraisals; and evaluating processes available for licensing and assisting OWNER in obtaining such process licensing. 2.5. Furnishing services of independent professional associates and consultants for other than the Basic Services to be provided by CONSULTANT hereunder. 2.6. Services during travel outside of Collier and Lee Counties required of CONSULTANT and directed by OWNER, other than visits to the Project site or OWNER's office. 2.7 Preparation of operating, maintenance and staffing manuals, except as otherwise provided for herein. 2.8. Preparing to serve or serving as a CONSULTANT or witness for OWNER in any litigation, or other legal or administrative proceeding, involving the Project (except for assistance in consultations which are included as part of the Basic Services to be provided herein). 2.9 Additional services rendered by CONSULTANT in connection with the Project, not otherwise provided for in this Agreement or not customarily furnished in Collier County as part of the Basic Services in accordance with generally accepted professional practice. ARTICLE THREE OWNER'S RESPONSIBILITIES 3.1. The OWNER shall designate in writing a project manager to act as OWNER'S representative with respect to the services to be rendered under this Agreement (hereinafter referred to as the "Project Manager"). The Project Manager shall have authority to transmit instructions, receive information, approve subconsultants, interpret and define OWNER'S policies and decisions with respect to CONSULTANT'S services for the Project. However, the Project Manager is not authorized to issue any verbal or written orders or instructions to the CONSULTANT that would have the effect, or be interpreted to have the effect, of modifying or changing in any way whatever: D -6 Packet Page -2007- 1/24/2012 Item 16.E.2. (a) The scope of services to be provided and performed by the CONSULTANT hereunder; (b) The time the CONSULTANT is obligated to commence and complete all such services; or (c) The amount of compensation the OWNER is obligated or committed to pay the CONSULTANT. 3.2. The Project Manager shall: (a) Review and make appropriate recommendations on all requests submitted by the CONSULTANT for payment for services and work provided and performed in accordance with this Agreement; (b) Provide all criteria and information requested by CONSULTANT as to OWNER's requirements for the Project, including design objectives and constraints, space, capacity and performance requirements, flexibility and expandability, and any budgetary limitations; (c) Upon request from CONSULTANT, assist CONSULTANT by placing at CONSULTANT'S disposal all available information in the OWNER'S possession pertinent to the Project, including existing drawings, specifications, shop drawings, product literature, previous reports and any other data relative to the Project; (d) Arrange for access to and make all provisions for CONSULTANT to enter the Project site to perform the services to be provided by CONSULTANT under this Agreement; and (e) Provide notice to CONSULTANT of any deficiencies or defects discovered by the OWNER with respect to the services to be rendered by CONSULTANT hereunder. (f) Provide or cause to be provided all correspondence, reports, plans, documented communications, and all other pertinent information between the OWNER and other consultants and contractors related to this PROJECT. D -7 Packet Page -2008- 1/24/2012 Item 16.E.2. ARTICLE FOUR TIME 4.1. Services to be rendered by CONSULTANT shall be commenced subsequent to the execution of this Agreement upon written Notice to Proceed from OWNER for all or any designated portion of the Project and shall be performed and completed in accordance with the Project Milestone Schedule attached hereto and made a part hereof as Schedule C. Time is of the essence with respect to the performance of this Agreement. 4.2. Should CONSULTANT be obstructed or delayed in the prosecution or completion of its services as a result of unforeseeable causes beyond the control of CONSULTANT, and not due to its own fault or neglect, including but not restricted to acts of nature or of public enemy, acts of government, acts of the OWNER or the OWNER's designated representative, consultant or contractor, fires, floods, epidemics, quarantine regulations, strikes or lock -outs, then CONSULTANT shall notify OWNER in writing within five (5) working days after commencement of such delay, stating the specific cause or causes thereof, or be deemed to have waived any right which CONSULTANT may have had to request a time extension for that specific delay. 4.3. No interruption, interference, inefficiency, suspension or delay in the commencement or progress of CONSULTANT'S services from any cause whatsoever, including those for which OWNER may be responsible in whole or in part, shall relieve CONSULTANT of its duty to perform or give rise to any right to damages or additional compensation from OWNER. CONSULTANT'S sole remedy against OWNER will be the right to seek an extension of time to its schedule provided, however, the granting of any such time extension shall not be a condition precedent to the aforementioned "No Damage For Delay" provision. This paragraph shall expressly apply to claims for early completion, as well as claims based on late completion. Provided, however, if through no fault or neglect of CONSULTANT, the services to be provided hereunder have been delayed for a total of one hundred eighty (180) calendar days, CONSULTANT'S compensation shall be equitably adjusted, with respect to those services that D -8 Packet Page -2009- 1/24/2012 Item 16.E.2. have not yet been performed, to reflect the incremental increase in costs experienced by CONSULTANT, if any, as a result of such delays. 4.4 Should the CONSULTANT fail to commence, provide, perform or complete any of the services to be provided hereunder in a timely manner, in addition to any other rights or remedies available to the OWNER hereunder, the OWNER at its sole discretion and option may withhold any and all payments due and owing to the CONSULTANT until such time as the CONSULTANT resumes performance of its obligations hereunder in such a manner so as to reasonably establish to the OWNER's satisfaction that the CONSULTANT'S performance is or will shortly be back on schedule. 4.5 In no event shall any approval by OWNER authorizing CONSULTANT to continue performing Work under this Agreement or any payment issued by OWNER to CONSULTANT be deemed a waiver of any right or claim OWNER may have against CONSULTANT for delay or any other damages hereunder. 4.6 This contract is established for a two (2) year period, beginning on the date of approval by the Collier County Board of County Commissioners, with three (3) additional two (2) year renewal options. ARTICLE FIVE COMPENSATION 5.1. Compensation and the manner of payment of such compensation by the OWNER for services rendered hereunder by CONSULTANT shall be as prescribed in Schedule B, entitled "Basis of Compensation ", which is attached hereto and made a part hereof. ARTICLE SIX OWNERSHIP OF DOCUMENTS 6.1. Upon the completion or termination of this Agreement, as directed by OWNER, CONSULTANT shall deliver to OWNER copies or originals of all records, documents, drawings, notes, tracings, plans, Auto CADD files, specifications, maps, evaluations, reports and other D -9 Packet Page -2010- 1/24/2012 Item 16.E.2. technical data, other than working papers, prepared or developed by or for CONSULTANT under this Agreement ( "Project Documents "). OWNER shall specify whether the originals or copies of such Project Documents are to be delivered by CONSULTANT. CONSULTANT shall be solely responsible for all costs associated with delivering to OWNER the Project Documents. CONSULTANT, at its own expense, may retain copies of the Project Documents for its files and internal use. 6.2. Notwithstanding anything in this Agreement to the contrary and without requiring OWNER to pay any additional compensation, CONSULTANT hereby grants to OWNER a nonexclusive, irrevocable license in all of the Project Documents for OWNER'S use on this Project. CONSULTANT warrants to OWNER that it has full right and authority to grant this license to OWNER. Further, CONSULTANT consents to OWNER'S use of the Project Documents to complete the Project following CONSULTANT'S termination for any reason or to perform additions to or remodeling, replacement or renovations of the Project. CONSULTANT also acknowledges OWNER may be making Project Documents available for review and information to various third parties and hereby consents to such use by OWNER. ARTICLE SEVEN MAINTENANCE OF RECORDS 7.1. CONSULTANT will keep adequate records and supporting documentation which concern or reflect its services hereunder. The records and documentation will be retained by CONSULTANT for a minimum of five (5) years from (a) the date of termination of this Agreement or (b) the date the Project is completed, whichever is later, or such later date as may be required by law except such documents delivered to OWNER in accordance with Article 6.1. OWNER, or any duly authorized agents or representatives of OWNER, shall, free of charge, have the right to audit, inspect and copy all such records and documentation as often as they deem necessary during the period of this Agreement and during the five (5) year period noted above, or such later date as may be required by law; provided, however, such activity shall be conducted only during normal business hours. D -10 Packet Page -2011- 1/24/2012 Item 16.E.2. ARTICLE EIGHT INDEMNIFICATION 8.1. To the maximum extent permitted by Florida law, CONSULTANT shall indemnify and hold harmless OWNER, its officers and employees from any and all liabilities, damages, losses and costs, including, but not limited to, reasonable attorneys' fees and paralegals' fees, to the extent caused by the negligence, recklessness, or intentionally wrongful conduct of CONSULTANT or anyone employed or utilized by the CONSULTANT in the performance of this Agreement. This indemnification obligation shall not be construed to negate, abridge or reduce any other rights or remedies which otherwise may be available to an indemnified party or person described in this paragraph 8.1. ARTICLE NINE INSURANCE 9.1. CONSULTANT shall obtain and carry, at all times during its performance under the Contract Documents, insurance of the types and in the amounts set forth in SCHEDULE D to this Agreement. 9.2 All insurance shall be from responsible companies duly authorized to do business in the State of Florida. 9.3 All insurance policies required by this Agreement shall include the following provisions and conditions by endorsement to the policies: 9.3.1. All insurance policies, other than the Business Automobile policy, Professional Liability policy, and the Workers Compensation policy, provided by CONSULTANT to meet the requirements of this Agreement shall name Collier County, Florida, as an additional insured as to the operations of CONSULTANT under this Agreement and shall contain a severability of interests provisions. 9.3.2. Companies issuing the insurance policy or policies shall have no recourse against OWNER for payment of. premiums or assessments for any deductibles which all are at the sole responsibility and risk of CONSULTANT. 9.3.3. All insurance coverages of CONSULTANT shall be primary to any insurance or self- insurance program carried by OWNER applicable to this D -11 Packet Page -2012- 1/24/2012 Item 16.E.2. Project, and the "Other Insurance" provisions of any policies obtained by CONSULTANT shall not apply to any insurance or self- insurance program carried by OWNER applicable to this Project. 9.3.4. The Certificates of Insurance, which are to be provided in the form of an Occurrence Form patterned after the current I.S.O form with no limiting endorsements, must identify the specific Project name, as well as the site location and address (if any). 9.3.5. All insurance policies shall be fully performable in Collier County, Florida, and shall be construed in accordance with the laws of the State of Florida. 9.3.6. All insurance policies to be provided by CONSULTANT pursuant to the terms hereof must expressly state that the insurance company will accept service of process in Collier County, Florida and that the exclusive venue for any action concerning any matter under those policies shall be in the appropriate state court situated in Collier County, Florida. 9.4. CONSULTANT, its subconsultants and OWNER shall waive all rights against each other for damages covered by insurance to the extent insurance proceeds are paid and received by OWNER, except such rights as they may have to the proceeds of such insurance held by any of them. 9.5 All insurance companies from whom CONSULTANT obtains the insurance policies required hereunder must meet the following minimum requirements: 9.5.1. The insurance company must be duly licensed and authorized by the Department of Insurance of the State of Florida to transact the appropriate insurance business in the State of Florida. 9.5.2. The insurance company must have a current A. M. Best financial rating of "Class VI" or higher. ARTICLE TEN SERVICES BY CONSULTANT'S OWN STAFF 10.1. The services to be performed hereunder shall be performed by CONSULTANT'S own staff, unless otherwise authorized in writing by the OWNER. The employment of, contract with, or use of the services of any other person or firm by CONSULTANT, as independent consultant or otherwise, shall be subject to the prior written approval of the OWNER. No provision of this Agreement shall, however, be construed as constituting an agreement between the OWNER and any such other person or firm. Nor shall anything in this Agreement be deemed to give any such party or any third party any claim or right of action against the OWNER beyond such as may then otherwise exist without regard to this Agreement. D -12 Packet Page -2013- 1/24/2012 Item 16.E.2. 10.2 Attached as Schedule F is a listing of all key personnel CONSULTANT intends to assign to the Project to perform the Services required hereunder. Such personnel shall be committed to this Project in accordance with the percentages noted in Schedule F. CONSULTANT also has identified each subconsultant and subcontractor it intends to utilize on the Project in Schedule F. All personnel, subconsultants and subcontractors identified in Schedule F shall not be removed or replaced without OWNER'S prior written consent. 10.3 CONSULTANT is liable for all the acts or omissions of its subconsultants or subcontractors. By appropriate written agreement, the CONSULTANT shall require each subconsultant or subcontractor, to the extent of the Services to be performed by the subconsultant or subcontractor, to be bound to the CONSULTANT by the terms of this Agreement, and to assume toward the CONSULTANT all the obligations and responsibilities which the CONSULTANT, by this Agreement, assumes toward the OWNER. Each subconsultant or subcontract agreement shall preserve and protect the rights of the OWNER under this Agreement with respect to the Services to be performed by the subconsultant or subcontractor so that the subconsulting or subcontracting thereof will not prejudice such rights. Where appropriate, the CONSULTANT shall require each subconsultant or subcontractor to enter into similar agreements with its sub- subconsultants or sub - subcontractors. 10.4 CONSULTANT acknowledges and agrees that OWNER is a third party beneficiary of each contract entered into between CONSULTANT and each subconsultant or subcontractor, however nothing in this Agreement shall be construed to create any contractual relationship between OWNER and any subconsultant or subcontractor. Further, all such contracts shall provide that, at Owner's discretion, they are assignable to OWNER upon any termination of this Agreement. D -13 Packet Page -2014- 1/24/2012 Item 16.E.2. ARTICLE ELEVEN WAIVER OF CLAIMS 11.1. CONSULTANT'S acceptance of final payment shall constitute a full waiver of any and all claims, except for insurance company subrogation claims, by it against OWNER arising out of this Agreement or otherwise related to the Project, and except those previously made in writing in accordance with the terms of this Agreement and identified by CONSULTANT as unsettled at the time of the final payment. Neither the acceptance of CONSULTANT'S services nor payment by OWNER shall be deemed to be a waiver of any of OWNER'S rights against CONSULTANT. ARTICLE TWELVE TERMINATION OR SUSPENSION 12.1. CONSULTANT shall be considered in material default of this Agreement and such default will be considered cause for OWNER to terminate this Agreement, in whole or in part, as further set forth in this section, for any of the following reasons: (a) CONSULTANT'S failure to begin services under the Agreement within the times specified under the Notice(s) to Proceed, or (b) CONSULTANT'S failure to properly and timely perform the services to be provided hereunder or as directed by OWNER, or (c) the bankruptcy or insolvency or a general assignment for the benefit of creditors by CONSULTANT or by any of CONSULTANT'S principals, officers or directors, or (d) CONSULTANT'S failure to obey any laws, ordinances, regulations or other codes of conduct, or (e) CONSULTANT'S failure to perform or abide by the terms and conditions of this Agreement, or (f) for any other just cause. The OWNER may so terminate this Agreement, in whole or in part, by giving the CONSULTANT seven (7) calendar days written notice of the material default. 12.2. If, after notice of termination of this Agreement as provided for in paragraph 12.1 above, it is determined for any reason that CONSULTANT was not in default, or that its default was excusable, or that OWNER otherwise was not entitled to the remedy against CONSULTANT provided for in paragraph 12.1, then the notice of termination given pursuant to paragraph 12.1 shall be deemed to be the notice of termination provided for in paragraph 12.3, below, and D -14 Packet Page -2015- 1/24/2012 Item 16.E.2. CONSULTANT's remedies against OWNER shall be the same as and be limited to those afforded CONSULTANT under paragraph 12.3, below. 12.3. OWNER shall have the right to terminate this Agreement, in whole or in part, without cause upon seven (7) calendar days written notice to CONSULTANT. In the event of such termination for convenience, CONSULTANT'S recovery against OWNER shall be limited to that portion of the fee earned through the date of termination, together with any retainage withheld and any costs reasonably incurred by CONSULTANT that are directly attributable to the termination, but CONSULTANT shall not be entitled to any other or further recovery against OWNER, including, but not limited to, anticipated fees or profits on work not required to be performed. CONSULTANT must mitigate all such costs to the greatest extent reasonably possible. 12.4. Upon termination and as directed by Owner, the CONSULTANT shall deliver to the OWNER all original papers, records, documents, drawings, models, and other material set forth and described in this Agreement, including those described in Section 6, that are in CONSULTANT'S possession or under its control. 12.5. The OWNER shall have the power to suspend all or any portions of the services to be provided by CONSULTANT hereunder upon giving CONSULTANT two (2) calendar days prior written notice of such suspension. If all or any portion of the services to be rendered hereunder are so suspended, the CONSULTANT'S sole and exclusive remedy shall be to seek an extension of time to its schedule in accordance with the procedures set forth in Article Four herein. 12.6 In the event (i) OWNER fails to make any undisputed payment to CONSULTANT within forty -five (45) days after such payment is due or such other time as required by Florida's Prompt Payment Act or (ii) OWNER otherwise persistently fails to fulfill some material obligation owed by OWNER to CONSULTANT under this Agreement, and (iii) OWNER has failed to cure such default within fourteen (14) days of receiving written notice of same from CONSULTANT, then D -15 Packet Page -2016- 1/24/2012 Item 16.E.2. CONSULTANT may stop its performance under this Agreement until such default is cured, after giving OWNER a second fourteen (14) days written notice of CONSULTANT's intention to stop performance under the Agreement. If the Services are so stopped for a period of one hundred and twenty (120) consecutive days through no act or fault of the CONSULTANT or its subconsultant or subcontractor or their agents or employees or any other persons performing portions of the Services under contract with the CONSULTANT, the CONSULTANT may terminate this Agreement by giving written notice to OWNER of CONSULTANT'S intent to terminate this Agreement. If OWNER does not cure its default within fourteen (14) days after receipt of CONSULTANT'S written notice, CONSULTANT may, upon fourteen (14) additional days' written notice to the OWNER, terminate the Agreement and recover from the Owner payment for Services performed through the termination date, but in no event shall CONSULTANT be entitled to payment for Services not performed or any other damages from Owner. ARTICLE THIRTEEN TRUTH IN NEGOTIATION REPRESENTATIONS 13.1. CONSULTANT warrants that CONSULTANT has not employed or retained any company or person, other than a bona fide employee working solely for CONSULTANT, to solicit or secure this Agreement and that CONSULTANT has not paid or agreed to pay any person, company, corporation, individual or firm, other than a bona fide employee working solely for CONSULTANT, any fee, commission, percentage, gift or any other consideration contingent upon or resulting from the award or making of this Agreement. 13.2. In accordance with provisions of Section 287.055, (5)(a), Florida Statutes, the CONSULTANT agrees to execute the required Truth -In- Negotiation Certificate, attached hereto and incorporated herein as Schedule E, certifying that wage rates and other factual unit costs supporting the compensation for CONSULTANT'S services to be provided under this Agreement are accurate, complete and current at the time of the Agreement. The CONSULTANT agrees that the original Agreement price and any additions thereto shall be adjusted to exclude any significant sums by which the OWNER determines the Agreement price D -16 Packet Page -2017- 1/24/2012 Item 16.E.2. was increased due to inaccurate, incomplete, or non - current wage rates and other factual unit costs. All such adjustments shall be made within one (1) year following the end of this Agreement. ARTICLE FOURTEEN CONFLICT OF INTEREST 14.1. CONSULTANT represents that it presently has no interest and shall acquire no interest, either direct or indirect, which would conflict in any manner with the performance of services required hereunder. CONSULTANT further represents that no persons having any such interest shall be employed to perform those. services. ARTICLE FIFTEEN MODIFICATION 15.1. No modification or change in this Agreement shall be valid or binding upon either party unless in writing and executed by the party or parties intended to be bound by it. ARTICLE SIXTEEN NOTICES AND ADDRESS OF RECORD 16.1. All notices required or made pursuant to this Agreement to be given by the CONSULTANT to the OWNER shall be in writing and shall be delivered by hand, by fax, or by United States Postal Service Department, first class mail service, postage prepaid, addressed to the following OWNER'S address of record: Board of County Commissioners, Collier County Florida Purchasing Department, Building H 3301 Tamiami Trail East Naples, Fl. 34112 Attention: Stephen Y. Carnell, Purchasing /General Services Director Fax: 239 - 732 -0844 16.2. All notices required or made pursuant to this Agreement to be given by the OWNER to the CONSULTANT shall be made in writing and shall be delivered by hand, by fax or by the United D -17 Packet Page -2018- n 1/24/2012 Item 16.E.2. States Postal Service Department, first class mail service, postage prepaid, addressed to the following CONSULTANT'S address of record: Malcolm Pirnie, Inc. 1425 South Andrews Avenue Fort Lauderdale, FL 33316 Attn: Steven C. Schwarz, P.E. Telephone: 954 - 761 -3460 Fax: 954 - 761 -8857 16.3. Either party may change its address of record by written notice to the other party given in accordance with requirements of this Article. ARTICLE SEVENTEEN MISCELLANEOUS 17.1. CONSULTANT, in representing OWNER, shall promote the best interests of OWNER and assume towards OWNER a duty of the highest trust, confidence, and fair dealing. 17.2. No modification, waiver, suspension or termination of the Agreement or of any terms thereof shall impair the rights or liabilities of either party. 17.3. This Agreement is not assignable, or otherwise transferable in whole or in part, by CONSULTANT without the prior written consent of OWNER 17.4. Waivers by either party of a breach of any provision of this Agreement shall not be deemed to be a waiver of any other breach and shall not be construed to be a modification of the terms of this Agreement. 17.5. The headings of the Articles, Schedules, Parts and Attachments as contained in this Agreement are for the purpose of convenience only and shall not be deemed to expand, limit or change the provisions in such Articles, Schedules, Parts and Attachments. D -18 Packet Page -2019- 1/24/2012 Item 16.E.2. 17.6. This Agreement, including the referenced Schedules and Attachments hereto, constitutes the entire agreement between the parties hereto and shall supersede, replace and nullify any and all prior agreements or understandings, written or oral, relating to the matter set forth herein, and any such prior agreements or understanding shall have no force or effect whatever on this Agreement. 17.7 Unless otherwise expressly noted herein, all representations and covenants of the parties shall survive the expiration or termination of this Agreement. 17.8 This Agreement may be simultaneously executed in several counterparts, each of which shall be an original and all of which shall constitute but one and the same instrument. 17.9 The terms and conditions of the following Schedules attached hereto are by this reference incorporated herein: Schedule A SCOPE OF SERVICES Schedule B BASIS OF COMPENSATION Schedule C PROJECT MILESTONE SCHEDULE Schedule D INSURANCE COVERAGE Schedule E TRUTH IN NEGOTIATION CERTIFICATE Schedule F KEY PERSONNEL, SUBCONSULTANTS AND SUBCONTRACTORS ARTICLE EIGHTEEN APPLICABLE LAW 18.1. This Agreement shall be governed by the laws, rules, and regulations of the State of Florida, and by such laws, rules and regulations of the United States as made applicable to services funded by the United States government. Any suit or action brought by either party to this Agreement against the other party relating to or arising out of this Agreement must be brought in the appropriate federal or state courts in Collier County, Florida, which courts have .-. sole and exclusive jurisdiction on all such matters. D =19 Packet Page -2020- 1/24/2012 Item 16.E.2. ARTICLE NINETEEN SECURING AGREEMENT /PUBLIC ENTITY CRIMES 19.1 CONSULTANT warrants that CONSULTANT has not employed or retained any company or person, other than a bona fide employee working solely for CONSULTANT, to solicit or secure this Agreement and that CONSULTANT has not paid or agreed to pay any person, company, corporation, individual or firm, other than a bona fide employee working solely for CONSULTANT, any fee, commission, percentage, gift or any other consideration contingent upon or resulting from the award or making of this Agreement. At the time this Agreement is executed, CONSULTANT shall sign and deliver to OWNER the Truth -In- Negotiation Certificate identified in Article 13 and attached hereto and made a part hereof as Schedule E. CONSULTANT'S compensation shall be adjusted to exclude any sums by which OWNER determines the compensation was increased due to inaccurate, incomplete, or noncurrent wage rates and other factual unit costs. 19.2 By its execution of this Agreement, CONSULTANT acknowledges that it has been informed by OWNER of and is in compliance with the terms of Section 287.133(2)(a) of the Florida Statutes which read as follows: "A person or affiliate who has been placed on the convicted vendor list following a conviction for a public entity crime may not submit a bid, proposal, or reply on a contract to provide any goods or services to a public entity; may not submit a bid, proposal, or reply on a contract with a public entity for the construction or repair of a public building or public work; may not submit bids, proposals, or replies on leases of real property to a public entity, may not be awarded or perform work as a contractor, supplier, subcontractor, or consultant under a contract with any public entity; and may not transact business with any public entity in excess of the threshold amount provided in s. 287.017 for CATEGORY TWO for a period of 36 months following the date of being placed on the convicted vendor list." D -20 Packet Page -2021- 1/24/2012 Item 16.E.2. ARTICLE TWENTY DISPUTE RESOLUTION 20.1 Prior to the initiation of any action or proceeding permitted by this Agreement to resolve disputes between the parties, the parties shall make a good faith effort to resolve any such disputes by negotiation. The negotiation shall be attended by representatives of CONSULTANT with full decision - making authority and by OWNER'S staff person who would make the presentation of any settlement reached during negotiations to OWNER for approval. Failing resolution, and prior to the commencement of depositions in any litigation between the parties arising out of this Agreement, the parties shall attempt to resolve the dispute through Mediation before an agreed -upon Circuit Court Mediator certified by the State of Florida. The mediation shall be attended by representatives of CONSULTANT with full decision - making authority and by OWNER'S staff person who would make the presentation of any settlement reached at mediation to OWNER'S board for approval. Should either party fail to submit to mediation as required hereunder, the other party may obtain a court order requiring mediation under section 44.102, Fla. Stat. IN WITNESS WHEREOF, the parties hereto have executed this Professional Services Agreement for Northeast Regional Utility Program Management and Oversight Services the day and year first written above. ATTEST: BOARD OF COUNTY COMMISSIONERS FOR Dwight E. Brock, Clerk COLLIER COUNTY, FLORIDA, By: Date: Approved as to form and legal sufficiency: Assistant County Attorney By: Frank Halas, Chairman D -21 Packet Page -2022- MALCOLM PIRNIE, INC. TWO WITNESSES: 1/24/2012 Item 16.E.2. By: FIRST WITNESS Type /Print Name and Title Type /Print Name SECOND WITNESS Type /Print Name D -22 Packet Page -2023- 1/24/2012 Item 16.E.2. Schedule A Scope of Services Contract #06 -3939 Northeast Regional Utility Program Management and Oversight Services This Scope of Services is for the first year of the Contract only. Tasks that have no dollar value associated with them in Schedule B.1 have been negotiated out of the first year Contract. The County reserves the right to negotiate the Scope of Services as required for the second year of the contract. Tasks that are shaded or have been negotiated out of the first year Contract may or may not be negotiated into future years' Scopes of Services. Background The Northeast Regional Utility Facility represents a unique opportunity to develop utility infrastructure that defines the standard for project delivery, operating performance, and public acceptance. The County has prepared a set of "Guiding Principles" for Development of the Northeast Regional Utility Facility. These Principles will be used as guidelines throughout the delivery of services provided by this Agreement. One of the greatest challenges facing Collier County Utilities is staying ahead of growth. It is the County's responsibility to ensure sufficient capacity of utility infrastructure for present and future utility customers. Timely completion of each phase of each project in the Northeast Regional Utility Facility Program is critical to meeting this responsibility. Identification of population distribution in accordance with the 2005 AUIR which has resulted in modifications to the 2005 Water and Wastewater Master Plan. The impact of these changes will be incorporated into the Implementation Charter and the Program Management Plan resulting in changes to the phased capacity, schedule and budget for the Program development. These documents will provide the implementation direction for each project within the Program. The proposed 2005 Water and Wastewater Master Plan Updates establish a conceptual budget and schedule for the phased development of water and wastewater capacity at the Northeast Plants. The Northeast Water Treatment Plant ( NEWTP) is planned to have 30 mgd reliable, sustainable capacity within the planning period. The first phases (phase 1A and 1 B) are planned to be 10 mgd and 5 mgd respectively for a total of 15 mgd reliable, sustainable capacity. The Northeast Water Reclamation Facility ( NEWRF) is planned as a 20 mgd reliable, sustainable buildout capacity with the first phase at 4 mgd. There are currently nine separate, critically linked Projects, many with multiple, independent sub- projects that make up the Northeast Utility Program. Northeast Plants The immediate focus of the NEWTP and the NEWRF is the first phase, 10 mgd water and 4 mgd wastewater facilities. It has been anticipated that certain long lead activities required for future planned expansions of these facilities and other critically linked projects must be started before completion of the initial phase. In addition to the actual water and wastewater treatment facilities, the first phase of the Northeast Plants project includes the following sub - projects: • the development of a deep injection well system, • Common Facilities including an administrative building, and water distribution and wastewater collection system staging facilities • storage and high service pumping for potable and irrigation quality water, • land clearing and landscape buffer construction, and '1 • Other related plant features. D -23 Packet Page -2024- 1/24/2012 Item 16.E.2. The Design Professional has been selected for this project and is working on the second year of their contract with the County. The Construction Manager at Risk for construction of most of the Northeast Plants sub - projects has been selected but the County has not concluded contract negotiations. Northeast Wellfield Phase 1A of the Northeast Wellfield will supply fresh and brackish water to the 10 mgd water treatment plant. While the impact of the Proposed Water Master Plan on the Northeast Wellfield has not been finalized, the initial two phases 1A and 1B will be located in fifteen (15) sites surrounding the 216 -acre Northeast Utility Facility and the adjacent fairgrounds'property that is owned by Collier County. Phase 1A of the Northeast Wellfield will be comprised of an estimated eleven (11) individual well sites. Each wellsite will be laid out to accommodate three (3) wells. Wellfield Phase 1 B will be comprised of four (4) wells to be on the fairground property. The perimeter wellfield will be connected with three pipelines and an electrical /instrumentation duct bank. Coordination of design and construction of the Northeast Wellfield and Northeast Plants is critical to the timely development of the facilities. Master Pump Stations Master wastewater pumping stations and force mains will be required to transport wastewater from the existing North Wastewater Service Area to the NEWRF. The design and commissioning of these facilities must be coordinated with the design and commissioning of the NEWRF. Master Pump Station, Project No. 73079, will be located in the Heritage Bay Planned Unit Development. Master Pump Station, Project No. 73153, will be located east of C.R. 951 and Immokalee Road. Immokalee Road Pipelines The Immokalee Road corridor is the primary transportation link between the service area and the new Northeast Plants, and makes an ideal corridor for the location of most of the interconnecting pipelines. More than two (2) years ago, the County planned for a water transmission main and the wastewater force main to be constructed along with the Immokalee Road improvement and widening project. More recently, it was determined that the irrigation quality reclaimed water transmission main and future raw water mains should also be constructed along with the roadway construction. Irrigation Quality Water System When completed, the conceptual design of the Irrigation Quality Water System will identify large, potential irrigation quality water customers within a reasonable distance of the Northeast Plants and plan a transmission system for distribution of the product. The conceptual plan for transmission and distribution of irrigation quality reclaimed water is only the first, accelerated step of planning and implementing the Northeast Irrigation Quality Water System project. Since this project is intended to be the primary method of wastewater effluent disposal, it is critically linked to the Northeast Regional Utility Facility Program. The next step for this project will require selection of a consultant to develop a comprehensive plan for the phased implementation of the project, including management, operation and maintenance in accordance with the County Irrigation Quality Master Plan currently under development. Community Park The County Parks and Recreation Department is planning a Community Park on the western portion of the Northeast Regional Utility Facility site. While the plan is only in the conceptual stage, it is envisioned to provide passive open -space areas and potentially some form of aquatic recreation. The new park may be used in conjunction with the Fairgrounds property, which is also owned by Collier County. ^ Activities related to development of the park must be coordinated to avoid conflict during construction of the Northeast Regional Utility Facilities. It is also important to segregate the cost of the Northeast D -24 Packet Page -2025- 1/24/2012 Item 16.E.2. Regional Utility Facility development from the park development since utilities are an enterprise fund function and parks are a general fund function. Community Recycling Center The Solid Waste Group of Collier Utilities is planning a Community Recycling center and Household Hazardous Waste drop off center on the Northeast Utility Facility Site. This project is intended to be located in the park area on the west side of the site, adjacent to the fairground. Approximately six (6) acres is reserved for the recycling center. Development of the Recycling Center must be coordinated with the Northeast Utility Facility to avoid conflicts during construction. Likewise, development costs must be segregated to maintain enterprise fund covenants and integrity. Orangetree Utility Transition In 1991 (plus subsequent amendments) Collier County and Orangetree Utility agreed to transition the interim Orangetree Utility customers to the Collier County Utility System in the year 2012. The Orangetree Utility water and wastewater treatment facilities will be phased out and the County will construct appropriate interconnection pipelines to the Northeast Regional Utility Facility. Prior to the actual transition of treatment service, the County must consider potential impacts to the County's utility system and the Orangetree customers. There are many issues that must be quantified with policy decisions framed for discussion and determination by the Board of County Commissioners. The interconnection facilities must be designed and constructed. The existing Orangetree collection and distribution system must be inspected and evaluated to be certain that it meets the County's quality and maintenance standards and, if not, plan for the capital improvements to bring them up to that standard. Decisions, capital improvements, and developer contributed assets that are being implemented now will impact the transition in 2012. Establishment of a dialog with Orangetree Utility and a plan for the transition is essential to ensuring the process proceeds smoothly for Collier Utilities, Orangetree Utilities and the customer base of both utilities. Potential Bulk Water Supply Fresh, high quality groundwater is a valued, limited resource in Collier County that is generally concentrated away from the coast. Typically, the life cycle cost of treating fresh raw water is substantially less than the treatment of brackish water. Collier County Utilities has been approached by a group representing major land holdings in fresh water rich central Collier County. The concept is the development of fresh, raw water resources for bulk sale to Collier County to be processed at one of the County's Water Treatment Plants. The facility nearest to the potential source of this bulk water is the Northeast Utility Facility. A dialog will be established to expand on the bulk raw water supply concept taking into consideration the reliability, security, sustainability and quality of the water supply and delivery system. As the concept is developed, the County can determine whether to continue the dialog or proceed in a different direction. Project Phasing and Schedule To compound the interrelationship between these critically linked projects, the proposed 2005 Water and Wastewater Master Plan Updates call for the phased or staged development of each project. The first phase of the Northeast Regional Utility Facility is currently scheduled to come on line in FY2011. Long lead time tasks for subsequent project phases required to meet future growth and service commitments must be started before completion of the first phase. Overlapping schedules and delivery commitments, involving design professionals, construction managers, contractors and the County must be planned and monitored to ensure the program exceeds the expectations of customers represented by the County Water and Sewer District. Project Delivery Model D -25 Packet Page -2026- 1/24/2012 Item 16.E.2. As provided in our response to the County's RFP, Malcolm Pirnie's approach to program management is to generally organize the program delivery team into two categories. The first is organized around program level tasks. These include tasks such as administration, budget and cost control, engineering management and construction management that impact the coordination and delivery of all of the program's projects. The second group is organized around delivery of the projects. The delivery of each project will be different to accommodate the specific characteristics of the project. Scope of Services The scope of services for the Northeast Regional Facility Program is generally described in the following sections. The scope of services is organized by program and project level activities, and is based on activities that may be required during the initial two year contract term. Activities to be provided after the initial one year authorization are shaded for clarity. This Scope of Services may be expanded in accordance with the contract documents for additional term(s) and expanded services related to the Northeast Utility Facility Program by mutual agreement. Program Level Activities 1. Program Management a. Attend program level meetings I. Community Advisory Panel (CAP) and other community meetings (up to 8) ii. Program Delivery Team meetings (up to 12) — Program Manager will prepare the agenda with attachments and readaheads and prepare a meeting summary or minutes. b. Financial Management Plan Support and Coordination - The Financial Management Plan (by others) will develop a strategy for obtaining funding for the Northeast Facility Program. The Plan will be incorporated into the Program Implementation Charter. c. Prepare and update program management documents i. Northeast Facility Implementation Charter - The Implementation Charter will be revised to reflect changes to the 2005 Water and Wastewater Master Plan Updates and annual AUIR updates. This document will serve as a development plan for the Northeast Plants and Wellfield Project Delivery Teams for scheduling, sizing, estimated cost, and phasing. ii. Program Management Plan (PMP) - The Program Management Plan serves as a detailed guide to the development of projects including staff and consultants, schedules and budgets. It identifies technical and non - technical aspects of the program including project stakeholders and participants. The Northeast Plants Project Management Plan will be expanded to summarize all Projects within the Northeast Regional Utility Facility Program. The PMP will be updated monthly iii. Master Activity Schedule — The Master Program Schedule is a tool to help plan and track phases, tasks and project milestones of the program. The schedule will be updated monthly to account for completed Project tasks and Project schedule changes utilizing approved information for each project. d. Provide Program Management and Information System (PMTS) i. Implement an Electronic Document Management System (EDMS) for the electronic storage and retrieval of Program and Project related documents. ii. Not Used iii. Not Used iv. Implement a Program Permit Tracking System to plan and monitor all regulatory permits required for each Project within the Program. This System will be updated monthly. e. Not Used f. Provide monthly NE Regional Utility program management progress reports by summarizing and compiling all project progress reports. Monthly program status reports will include an update on each project identifying progress, issues and updated work plans. Monthly Program Status Reports will be submitted to the County on the 15"' day of the following month. 2. Program Oversight and Quality Control - A program oversight director will monitor the progress, direction, and quality of the program to ensure that appropriate management systems are properly applied and the lessons learned from other major program management assignments are considered on D -26 Packet Page -2027- 1/24/2012 Item 16.E.2. the Northeast Regional Utility Program. The oversight director will meet semi - annually with the program management staff and Program Director. The program oversight group will be responsible for the following: a. Oversee overall direction of program b. Provide semi - annual program reviews c. Ensure program tools are properly applied d. Ensure lessons learned from other PM assignments are considered 3. Public Information — The OWNER will contract separately with a Public Information Consultant that will be responsible for establishing and implementing a public information program (PIP) to provide technical assistance in the area of public information and relations for the Northeast Regional Utility program. The CONSULTANT will coordinate with and support activities of the Public Information Consultant. 4. Cost/Budget Control - A Budget and Cost Control Manager will be responsible for monitoring budget and cost information for projects in the Northeast Regional Utility Program. The Cost Control Manager will be responsible for the following: a. Provide internal monitoring and oversight of Program budget and cost activities. i. Participate in monthly project and program level meetings (up to 12). ii. Develop spreadsheets to monitor budgets and expenditures for all projects. iii. Develop internal project policies and procedures for monitoring financial activities, including change orders and invoice reviews. Lines of communication amongst the various stakeholders will be identified, which at a minimum would include the Purchasing Department, Clerk of Courts, Public Utilities Operations Department, and Public Utilities Engineering Department. b. Prepare monthly financial reports. This involves reviewing the status of each project and tracking financial data. The financial status report will be submitted to the Program Manager to be included in the monthly NE Regional Utility program management progress report. c. Manage internal financial monitoring activities for the program and individual projects. i. Track budget estimates for projects for the various phases, such as planning, design, and construction. ii. Track and document budget changes due to changes in scope and improved cost estimates. iii. Develop quarterly cash flow projection for the program. d. Provide Funding Support i. Provide technical support to assist the County in obtaining SRF Funds and grants. This includes ensuring that consultants and other contractors prepare appropriate technical reports in a timely, responsive, and accurate fashion. ii. Coordinate funding activities with County staff and financial consultants. 5. Contract Administration - A Contract Manager will be responsible for assisting the County with contract procurement, negotiations and administration of all contracts related to the Northeast Regional Utility Program. The Contract Administration Manager will be responsible for the following program level activities: a. Prepare a Contract Procurement Plan in conjunction with the County Purchasing Department for procuring all required contracts for the Northeast Regional Utility Program. This plan will identify each required County contract, procurement protocol including steps for procuring required services, pre - qualification of construction contractors, and selection protocol. b. Review project status reports for each project and prepare a monthly report on procurement and administration progress and issues, including proposed contract changes. A Contract Administration Report will be prepared monthly incorporating updates for each project and included in the monthly Program Status Report. 6. Engineering Management - An Engineering Manager will be responsible for providing technical support, performance guidelines, and quality reviews for the design services related to each project. The Engineering Manager will be responsible for the following program level activities: a. Coordinate Value Engineering and peer reviews. D -27 Packet Page -2028- 1/24/2012 Item 16.E.2. b. Prepare an Engineering Management and Design Review Plan. The Engineering Management and Design Review Plan will be included in the Program Management Plan and identify the review criteria for all project designs: c. Review the status reports of each project and prepare monthly status report on overall program' design progress. 7. Construction Management - A Program Construction Manager will be responsible for construction oversight of each project and will be involved with the following program level activities: a. Prepare Construction Management Plan. This will be a part of the Program Management Plan and will provide the following information: i. Identify overall roles and responsibilities of each consultant and contractor during construction of each project. ii. Define construction oversight procedures and protocol. iii. Prepare construction monitoring and reporting systems consistent with County policy. b. Review monthly status reports for each project and prepare monthly summary report on overall program construction status and progress. The Program Construction Status report will be included in the monthly NE Regional Utility program management progress report. c. Attend construction progress meetings. d. Visit each construction site regularly including informal meetings with on -site engineering and construction management or supervisory personnel. e. Supervise or oversee construction inspection staff as required. Project Level Activities 8. Northeast Plants Phase 1A: a. Attend up to six (6) meetings and design workshops. b. Prepare monthly project status reports or interim progress reports. The Project Manager will prepare a monthly project status report that will report the progress of each project contractor. Project status reports will include monitoring of the project budget and cost, schedule tracking, issues, design and construction progress, performance indicators, and other key project activities. c. Site Improvement Plan (SIP) i. Review final buffer design. Design reviews will be conducted by senior technical staff for applicable disciplines. ii. Review permit applications for accuracy and completeness before they are submitted to the regulatory agency. iii. Assist with site clearing and landscape buffer contract procurement with the following services, to include bid package review, review of bids and recommendation for selection. iv. Provide construction oversight for land clearing and landscape buffer construction. d. Site Development Plan (SDP) i. Attend pre - permit meetings. This includes up to two (2) meetings with regulatory agencies ii. Review designs for general compliance with contract provisions. iii. Review Site Security Plan iv. Review Noise, Light, and Odor Abatement Plan v. Review permit applications for accuracy and completeness before they are submitted to the regulatory agency. e. Prepare Facility Management Plans i. Non - Process Facility Management Plan. The Non - process Facility Management Plan will identify the organization and protocol required to maintain all non - process facilities and equipment related to the Northeast Utility Facility. ii. Process Facility Management Plan. The Process Facility Management Plan will provide a management structure for the entire facility and include a plan for each department of the facility. This plan will also address operation and maintenance of all process facilities and equipment. f. Assist with the procurement of consultants for construction cost estimate and constructability review. D -28 Packet Page -2029- 1/24/2012 Item 16.E.2. L Northeast Plants construction cost estimates. Assist with procurement of a Construction Cost Estimating Professional to provide construction cost estimates for the NERWTP, NERWRF, and the common facilities. ii. Northeast Plants constructability reviews. Assist with procurement of a Constructability Review Consultant to provide constructability reviews for the NERWTP, NERWRF, and the common facilities. g. Design Phase g. (1) NERWTP L Review design documents for conformance with Contract requirements and industry standards. ii. Coordinate and review constructability review by others iii. Facilitate Operation and Maintenance review of designs for NERWTP. iv. Coordinate and review third party construction cost estimate g. (2) NEWRF L Review design documents for conformance with Contract requirements and industry standards. ii. Coordinate and review constructability review by others iii. Facilitate Operation and Maintenance review of designs for NERWRF. iv. Coordinate third party construction cost estimate g. (3) Common Facility L Review design documents for conformance with Contract requirements and industry standards. ii. Coordinate constructability review by others iii. Coordinate third party construction cost estimate by others g. (4) Deep Injection Well L Review design documents for conformance with Contract requirements and industry standards. h. Deep Injection Wells Construction Phase L Assist with procurement of a Construction Contractor ii. Provide construction oversight services iii. Provide full -time construction inspection (as required) iv. Review permit applications v. Provide Construction oversight and monitoring 9. Northeast Plants Phase 1 B. Attend meetings and planning workshops relative to Phase 1 B of the Northeast Utility Facility. 10. Northeast Wellfield Phase 1A: a. Attend Wellfield Steering Committee meetings including up to twelve (12) monthly project development and status meetings, and up to four (4) Wellfield Program Management meeting. b. Prepare monthly project status reports. The project manager will prepare a monthly project status report that will report the progress of each project contractor. Project status reports will include monitoring of the project budget and cost, schedule tracking, issues, design and construction progress, performance indicators, and other key project activities. c. Review design documents for conformance with Contract requirements and industry standards. d. Review permits applications prior to submission to regulatory agencies. e. Monitor well field contractor procurement (pre - qualified construction contractor) f. Provide construction oversight services g. Provide construction inspection services as required 11. Northeast Wellfield Phase 1 B. a. Assist with easement negotiations for off -site wells b. Attend up to 12 planning meetings related to the development of the Northeast Wellfield Phase 1 B. c. Prepare quarterly project status updates d. Review engineering reports and design documents for conformance with Contract requirements and industry standards. e. Review permit applications prior to submission to regulatory agencies. ^ f. Assist with well driller contractor procurement g. Provide construction oversight services as required D -29 Packet Page -2030- 1/24/2012 Item 16.E.2. 12. Master Pump Stations: a. Attend meetings and design workshops. This includes up to ten (10) design review meetings and two 10-N (2) permit meetings. b. Prepare monthly project status reports. The project manager will prepare a monthly project status report that will report the progress of each project engineer and contractor. Project status reports will include monitoring of the project budget and cost, schedule tracking, issues, design and construction progress, performance indicators, and other key project activities. c. MPS #73153 and MPS #73039 L Review designs for conformance with contract requirements, County and Industry Standards. ii. Review permits applications prior to submission to regulatory agencies. iii. Assist with construction contractor procurement (open bid) iv. Provide construction oversight and inspection services 13. Immokalee Road Pipelines: a. Attend up to six (6) design and workshop meetings during the planning and design of the facilities. b. Prepare monthly project status reports. The project manager will prepare a monthly project status report that will report the progress of each project contractor. Project status reports will include monitoring of the project budget and cost, schedule tracking, issues, design and construction progress, performance indicators, and other key project activities. c. Review designs for conformance with contract requirements, County and industry standards. d. Review permits applications prior to submission to regulatory agencies. e. Assist with construction contractor procurement (open bid) f. Provide construction oversight services g. Provide construction inspection services (if required) 14. Irrigation Quality Water System: a. Attend up to six (6) planning meetings or workshops. b. Prepare monthly project status reports. The project manager will prepare a monthly project status report that will report the progress of each project contractor. Project status reports will include monitoring of the project budget and cost, schedule tracking, issues, design and construction progress, performance indicators, and other key project activities. c. Review irrigation quality water system concept plan for conformity with Contract requirements, County standards and industry standards. d. Assist with irrigation quality water transmission and distribution system design professional procurement. i. Prepare RFP /Scope of Work ii. Proposal review and selection assistance iii. Contract negotiations e. Review irrigation quality water transmission and distribution system designs. f. Review irrigation quality water system permit applications prior to submission to regulatory agencies. g. Assist with irrigation quality water system construction contractor procurement (open bid). h. Coordinate with County on customer user agreements i. Provide construction oversight services j. Provide construction inspection services as required. 15. Orangetree Utility Transition: a. Identify all necessary components and particularly critical issues to implement the transition and prepare and update a Project Management Plan. b. Attend up to six (6) planning meeting to plan the transition of Orangetree Utility customers to the County Utility system. 1111 16. Regional Park: a. Attend up to four (4) meetings to coordinate the development activities of the Regional Park with the Northeast Utility Facilities. D -30 Packet Page -2031- 1/24/2012 Item 16.E.2. b. Prepare cost allocation tables for the separation of expenditures between funds for the development of common facilities. c. Review designs for compatibility with the Northeast Utility Facilities. d. Review permits applications for conformity with the Northeast Utility Facility plans and permit applications. 17. Regional Recycling Center. Development plans for the Regional Recycling Center on the Northeast Facility Site have not been finalized. Space within the Northeast Facility site will be reserved for the recycle facility. Coordination tasks listed below will be provided during the initial term of this contract. Fees for project management services for development of the recycle facility will be included as an Allowance in this Agreement. Final project management fees and the detailed scope of services following the initial coordination listed below will be mutually agreed and authorized in writing by OWNER. Coordination activities are as follows: a. Attend up to four (4) planning meetings for development of an implementation plan for the Regional Recycling Facility. b. Provide coordination activities with other projects to reduce conflicting schedules and activities and ensure development and occupational compatibility. c. Provide allocation of the development costs for common facilities relative to the recycle center. 18. Potential Bulk Water Supply. The development of fresh, raw water resources for bulk sale to Collier County to be processed at one of the County's Water Treatment Plants is a concept being considered. The facility nearest to the potential source of this bulk water is the Northeast Utility Facility. A dialog will be established to expand on the bulk raw water supply concept taking into consideration the reliability, security, sustainability, and quality of the water supply and delivery system. As the concept is developed, the County can determine whether to continue the dialog or proceed in a different direction. Fees for project management services to initiate negotiations for the bulk purchase of fresh water will be included as an Allowance in this Agreement. Final fees and the detailed scope of services following the initial coordination listed below will be mutually agreed and authorized in writing by OWNER. Coordination activities are as follows: a. Attend up to four (4) planning meetings for development of the concept of bulk water supply purchase. b. Provide supporting communications and documentation of initial meetings. An Allowance of ten percent (10 %) in the amount of $68,525 has been added to the contract amount to provide for contingent tasks that may arise in connection with this dynamic project. Authorization for use of funds from the Allowance will be in writing by Change Order. Funds may be moved between lump sum Tasks as authorized in writing by Change Order. D -31 Packet Page -2032- 1/24/2012 Item 16.E.2. SCHEDULE B BASIS OF COMPENSATION LUMP SUM B.1.1 As a condition precedent to payment, CONSULTANT shall submit to OWNER as part of its monthly invoice a progress report reflecting the Project design and construction status, in terms of the total work effort estimated to be required for the completion of the Basic Services and any then - authorized Additional Services, as of the last day of the subject monthly billing cycle. Among other things, the report shall show all Service items and the percentage complete of each item. B1.1.1 All monthly status reports and invoices shall be mailed to the attention of : Alicia Abbott, Project Manager Collier County Public Utilities Engineering Department 3301 Tamiami Trail, East Building H Naples, Florida 34112 2. COMPENSATION TO CONSULTANT B.2.1. For the Basic Services provided for in this Agreement, OWNER agrees to make the lump sum payments to CONSULTANT in accordance with the terms stated below. Payments will be made in accordance with the following Schedule B.1 and the payments per task line shall be made on a percentage complete basis. See Schedule B.1 B.2.2. For Additional Services provided pursuant to Article 2 of the Agreement, if any, OWNER agrees to pay CONSULTANT a negotiated total fee and Reimbursable Expenses based on the services to be provided and as set forth in the Amendment or Change Order authorizing such Additional Services. The negotiated fee shall be based upon the rates specified in Schedule B.2 to this Schedule B and all Reimbursable Expenses shall comply with the provision of Section 3.4.1 below. There shall be no overtime pay on Additional Services without OWNER'S prior written approval. B.2.3. The compensation provided for under Section 2.1 of this Schedule B, shall be the total amount possible to be paid to CONSULTANT for the Basic Services to be performed under the provisions of this Agreement, and shall include the cost of all materials, equipment, supplies and out -of- pocket expenses incurred in the performance of all such services. B.2.4 Notwithstanding anything in the Agreement to the contrary, CONSULTANT acknowledges and agrees that in the event of a dispute concerning payments for Services performed under this Agreement, CONSULTANT shall continue to perform the Services required of it under this Agreement, as directed by OWNER, pending resolution of the dispute provided that OWNER continues to pay to CONSULTANT all amounts that OWNER does not dispute are due and payable. D -32 Packet Page -2033- 1/24/2012 Item 16.E.2. 3. SCHEDULE OF PAYMENTS: B.3.1. CONSULTANT shall submit, with each of the monthly status reports provided for under Section 1.1 of this Schedule B, an invoice for foes earned in the performance of Basic Services and Additional Services during the subject billing month. Notwithstanding anything herein to the contrary, the CONSULTANT shall submit no more than one (1) invoice per month for all fees earned that month for both Basic Services and Additional Services. Invoices shall be reasonably substantiated, identify the services rendered and must be submitted in triplicate in a form and manner required by Owner. Additionally, the number of the purchase order granting approval for such services shall appear on all invoices. B.3.2. Invoices not properly prepared (mathematical errors, billing not reflecting actual work done, no signature, etc.) shall be returned to CONSULTANT for correction. Invoices shall be submitted on CONSULTANT'S letterhead and must include the Purchase Order Number and Project name and shall not be submitted more than one (1) time monthly. B.3.3 Payments for Additional Services of CONSULTANT as defined in Article 2 hereinabove and for reimbursable expenses will be made monthly upon presentation of a detailed invoice with supporting documentation. B.3.4 Unless specific rates have been established in Attachment 1, attached to this Schedule B, CONSULTANT agrees that, with respect to any subconsultant or subcontractor to be utilized by CONSULTANT for Additional Services, CONSULTANT shall be limited to a maximum markup of five percent (5 %) on the fees and expenses associated with such subconsultants and subcontractors. n B.3.4.1 Reimbursable Expenses associated with Additional Services must comply with section 112.061, Fla. Stat., or as set forth in the Agreement, be charged without mark -up by the CONSULTANT, and shall consist only of the following items: B.3.4.1.1. Cost for reproducing documents that exceed the number of documents described in this Agreement and postage and handling of Drawings and Specifications. B.3.4.1.2. Travel expenses reasonably and necessarily incurred with respect to Project related trips, to the extent such trips are approved by OWNER. Such expenses, if approved by OWNER, may include coach airfare, standard accommodations and meals, all in accordance with section 112.061, F.S. Further, such expenses, if approved by OWNER, may include mileage for trips that are from /to destinations outside of Collier or Lee Counties. Such trips within Collier and Lee Counties are expressly excluded. B.3.4.1.3. Permit Fees required by the Project. B.3.4.1.4 Expense of overtime work requiring higher than regular rates approved in advance and in writing by OWNER. 8.3.4.1.5 Expense of models for the County's use. B.3.4.1.6 Other items on request and approved in writing by the OWNER. D -33 Packet Page -2034- 1/24/2012 Item 16.E.2. B.3.4.2 Should a conflict exist between the dollar amounts set forth in Section 112.061, F.S., and the Agreement, the terms of the Agreement shall prevail. D -34 Packet Page -2035- 1/24/2012 Item 16.E.2. Schedule B.1 Contract #06.3939 Northeast Regional Utility Program Management and Oversight D -35 Packet Page -2036- 1/24/2012 Item 16.E.2. Schedule B.2 Personnel Category Hourly Rate Program Director /Oversight Director $200.00 /hour Program Manager $185.00 /hour Deputy Manager /Fiscal Manager $175.00 /hour Senior Project Manager $140.00 /hour Senior Project Engineer $120.00 /hour Construction Manager /Account Manager $120.00 /hour Engineer $100.00 /hour Administrative Assistant $60.00 /hour D -36 Packet Page -2037- 1/24/2012 Item 16.E.2. SCHEDULE C PROJECT MILESTONE SCHEDULE D -37 Packet Page -2038- 1/24/2012 Item 16.E.2. SCHEDULE D INSURANCE COVERAGE (1) The amounts and types of insurance coverage shall conform to the following minimum requirements with the use of Insurance Services Office (ISO) forms and endorsements or their equivalents. If CONSULTANT has any self- insured retentions or deductibles under any of the below listed minimum required coverages, CONSULTANT must identify on the Certificate of Insurance the nature and amount of such self- insured retentions or deductibles and provide satisfactory evidence of financial responsibility for such obligations. All self- insured retentions or deductibles will be CONSULTANT'S sole responsibility. (2) The insurance required by this Agreement shall be written for not less than the limits specified herein or required by law, whichever is greater. (3) Coverages shall be maintained without interruption from the date of commencement of the services until the date of completion and acceptance of the Project by the OWNER or as specified in this Agreement, whichever is longer. (4) Certificates of insurance (3 copies) acceptable to the OWNER shall be filed with the OWNER within ten (10) calendar days after Notice of Award is received by CONSULTANT evidencing the fact that CONSULTANT has acquired and put in place the insurance coverages and limits required hereunder. In addition, certified, true and exact copies of all insurance polices required shall be provided to OWNER, on a timely basis, if requested by OWNER. Such certificates shall contain a provision that coverages afforded under the policies will not be canceled or allowed to expire until at least thirty (30) days prior written notice has been given to the OWNER. CONSULTANT shall also notify OWNER, in a like manner, within twenty -four (24) hours after receipt, of any notices of expiration, cancellation, non - renewal or material change in coverages or limits received by CONSULTANT from its insurer, and nothing contained herein shall relieve CONSULTANT of this requirement to provide notice. In the event of a reduction in D -38 Packet Page -2039- 1/24/2012 Item 16.E.2. the aggregate limit of any policy to be provided by CONSULTANT hereunder, CONSULTANT shall immediately take steps to have the aggregate limit reinstated to the full extent permitted under such policy. /0—N (5) All insurance coverages of the CONSULTANT shall be primary to any insurance or self insurance program carried by the OWNER applicable to this Project. (6) The acceptance by OWNER of any Certificate of Insurance does not constitute approval or agreement by the OWNER that the insurance requirements have been satisfied or that the insurance policy shown on the Certificate of Insurance is in compliance with the requirements of this Agreement. (7) CONSULTANT shall require each of its subconsultants to procure and maintain, until the completion of the subconsultant's services, insurance of the types and to the limits specified in this Section except to the extent such insurance requirements for the subconsultant are expressly waived in writing by the OWNER. (8) Should at any time the CONSULTANT not maintain the insurance coverages required herein, the OWNER may terminate the Agreement or at its sole discretion shall be authorized to purchase such coverages and charge the CONSULTANT for such coverages purchased. If CONSULTANT fails to reimburse OWNER for such costs within thirty (30) days after demand, OWNER has the right to offset these costs from any amount due CONSULTANT under this Agreement or any other agreement between OWNER and CONSULTANT. The OWNER shall be under no obligation to purchase such insurance, nor shall it be responsible for the coverages purchased or the insurance company or companies used. The decision of the OWNER to purchase such insurance coverages shall in no way be construed to be a waiver of any of its rights under the Agreement. (9) If the initial, or any subsequently issued Certificate of Insurance expires prior to the completion of the services required hereunder or termination of the Agreement, the CONSULTANT shall furnish to the OWNER, in triplicate, renewal or replacement Certificate(s) D -39 Packet Page -2040- 1/24/2012 Item 16.E.2. of Insurance not later than thirty (30) calendar days prior to the date of their expiration. Failure of the Contractor to provide the OWNER with such renewal certificate(s) shall be deemed a material breach by CONSULTANT and OWNER may terminate the Agreement for cause. WORKERS' COMPENSATION AND EMPLOYERS' LIABILITY Required by this Agreement? _X Yes No (1) Workers' Compensation and Employers' Liability Insurance shall be maintained by the CONSULTANT during the term of this Agreement for all employees engaged in the work under this Agreement in accordance with the laws of the State of Florida. The amounts of such insurance shall not be less than: a. Worker's Compensation - Florida Statutory Requirements b. Employers' Liability (check one) $100,000 Each Accident $500,000 Disease Aggregate $100,000 Disease Each Employee _X_ $1,000,000 Each Accident $1,000,000 Disease Aggregate $1,000,000 Disease Each Employee (2) The insurance company shall waive all claims rights against the OWNER and the policy shall be so endorsed. (3) United States Longshoreman's and Harborworker's Act coverage shall be maintained where applicable to the completion of the work. Applicable _X Not Applicable D-40 Packet Page -2041- 1/24/2012 Item 16.E.2. (4) Maritime Coverage (Jones Act) shall be maintained where applicable to the completion of the work. Applicable _X Not Applicable COMMERCIAL GENERAL LIABILITY Required by this Agreement? _X Yes No (1) Commercial General Liability Insurance, written on an "occurrence" basis, shall be maintained by the CONSULTANT. Coverage will include, but not be limited to, Bodily Injury, Property Damage, Personal Injury, Contractual Liability for this Agreement, Independent Contractors, Broad Form Property Damage including Completed Operations and Products and Completed Operations Coverage. Products and Completed Operations coverage shall be maintained for a period of not less than five (5) years following the completion and acceptance by the OWNER of the work under this Agreement. Limits of Liability shall not be less than the following: General Aggregate $300,000 Products /Completed Operations Aggregate $300,000 Personal and Advertising Injury $300,000 Each Occurrence $300,000 Fire Damage $ 50,000 General Aggregate $500,000 Products /Completed Operations Aggregate $500,000 Personal and Advertising Injury $500,000 Each Occurrence $500,000 Fire Damage $ 50,000 —X—General Aggregate $2,000,000 Products /Completed Operations Aggregate $2,000,000 Personal and Advertising Injury $2,000,000 Each Occurrence $2,000,000 Fire Damage $ 50,000 D -41 Packet Page -2042- 1/24/2012 Item 16.E.2. (2) The General Aggregate Limit shall apply separately to this Project and the policy shall be endorsed using the following endorsement wording. "This endorsement modifies insurance provided under the following: Commercial General Liability Coverage Part. The General Aggregate Limit under LIMITS OF INSURANCE applies separately to each of your projects away from premises owned by or rented to you." Applicable deductibles or self- insured retentions shall be the sole responsibility of CONSULTANT. Deductibles or self- insured retentions carried by the CONSULTANT shall be subject to the approval of the Risk Management Director or his /her designee. (3) The OWNER shall be named as an Additional Insured and the policy shall be endorsed that such coverage shall be primary to any similar coverage carried by the OWNER. (4) Coverage shall be included for explosion, collapse or underground property damage claims. (5) Watercraft Liability coverage shall be carried by the CONSULTANT or the SUBCONSULTANT in limits of not less than the Commercial General Liability limit shown in subparagraph (1) above if applicable to the completion of the Services under this Agreement. Applicable _X Not Applicable (7) Aircraft Liability coverage shall be carried by the CONSULTANT or the SUBCONSULTANT in limits of not less than $5,000,000 each occurrence if applicable to the completion of the Services under this Agreement. Applicable _X Not Applicable AUTOMOBILE LIABILITY INSURANCE Required by this Agreement? _X Yes No (1) Automobile Liability Insurance shall be maintained by the CONSULTANT for the ownership, maintenance or use of any owned, non -owned or hired vehicle with limits of not less than: D-42 Packet Page -2043- 1/24/2012 Item 16.E.2. Bodily Injury & Property Damage - $ 500,000 _X Bodily Injury & Property Damage - $1,000,000 UMBRELLA LIABILITY (1) Umbrella Liability may be maintained as part of the liability insurance of the CONSULTANT and, if so, such policy shall be excess of the Employers' Liability, Commercial General Liability, and Automobile Liability coverages required herein and shall include all coverages on a "following form" basis. (2) The policy shall contain wording to the effect that, in the event of the exhaustion of any underlying limit due to the payment of claims, the Umbrella policy will "drop down" to apply as primary insurance. PROFESSIONAL LIABILITY INSURANCE Required by this Agreement? _X Yes No (1) Professional Liability Insurance shall be maintained by the CONSULTANT to insure its legal liability for claims arising out of the performance of professional services under this Agreement. CONSULTANT waives its right of recover against OWNER as to any claims under this insurance. Such insurance shall have limits of not less than: $ 500,000 each claim and in the aggregate $1,000,000 each claim and in the aggregate $2,000,000 each claim and in the aggregate _X_ $5,000,000 each claim and in the aggregate (2) Any deductible applicable to any claim shall be the sole responsibility of the CONSULTANT. Deductible amounts are subject to the approval of the OWNER. D-43 Packet Page - 2044 1/24/2012 Item 16.E.2. (3) The CONSULTANT shall continue this coverage for this Project for a period of not less than five (5) years following completion and acceptance of the Project by the OWNER. (4) The policy retroactive date will always be prior to the date services were first performed by CONSULTANT or OWNER, and the date will not be moved forward during the term of this Agreement and for five years thereafter. CONSULTANT shall promptly submit Certificates of Insurance providing for an unqualified written notice to OWNER of any cancellation of coverage or reduction in limits, other than the application of the aggregate limits provision. In addition, CONSULTANT shall also notify OWNER by certified mail, within twenty - four (24) hours after receipt, of any notices of expiration, cancellation, non - renewal or material change in coverages or limits received by CONSULTANT from its insurer. In the event of more than a twenty percent (20 %) reduction in the aggregate limit of any policy, CONSULTANT shall immediately take steps to have the aggregate limit reinstated to the full extent permitted under such policy. CONSULTANT shall promptly submit a certified, true copy of the policy and any endorsements issued or to be issued on the policy if requested by OWNER. VALUABLE PAPERS INSURANCE (1) CONSULTANT shall purchase valuable papers and records coverage for plans, specifications, drawings, reports, maps, books, blueprints, and other printed documents in an amount sufficient to cover the cost of recreating or reconstructing valuable papers or records utilized during the term of this Agreement. PROJECT PROFESSIONAL LIABILITY (1) If OWNER notifies CONSULTANT that a project professional liability policy will be purchased, then CONSULTANT agrees to use its best efforts in cooperation with OWNER and OWNER'S insurance representative, to pursue the maximum credit available from the professional liability carrier for a reduction in the premium of CONSULTANT'S professional liability policy. If no credit is available from CONSULTANT'S current professional policy underwriter, then CONSULTANT agrees to pursue the maximum credit available on the next D -44 Packet Page -2045- 1/24/2012 Item 16.E.2. renewal policy, if a renewal occurs during the term of the project policy (and on any subsequent professional liability policies that renew during the term of the project policy). CONSULTANT agrees that any such credit will fully accrue to OWNER. Should no credit accrue to OWNER, OWNER and CONSULTANT, agree to negotiate in good faith a credit on behalf of OWNER for the provision of project - specific professional liability insurance policy in consideration for a reduction in CONSULTANT'S self- insured retention and the risk of uninsured or underinsured consultants. (2) CONSULTANT agrees to provide the following information when requested by OWNER or OWNER'S Project Manager: a. The date the professional liability insurance renews. b. Current policy limits. C. Current deductibles /self- insured retention. d. Current underwriter. e. Amount (in both dollars and percent) the underwriter will give as a credit if the policy is replaced by an individual project policy. f. Cost of professional insurance as a percent of revenue. g. Affirmation that the design firm will complete a timely project errors and omissions application. (3) If OWNER elects to purchase a project professional liability policy, CONSULTANT to be insured will be notified and OWNER will provide professional liability insurance, naming CONSULTANT and its professional subconsultants as named insureds. END OF SCHEDULE D D -45 Packet Page -2046- 1/24/2012 Item 16.E.2. SCHEDULE E TRUTH IN NEGOTIATION CERTIFICATE In compliance with the Consultants' Competitive Negotiation Act, Section 287.055, Florida Statutes, Malcolm Pirnie, Inc. hereby certifies that wages, rates and other factual unit costs supporting the compensation for the services of the CONSULTANT to be provided under the Professional Services Agreement, concerning Northeast Regional Utility Program Management and Oversight Services are accurate, complete and current as of the time of contracting. Malcolm Pirnie, Inc. 4W TITLE: DATE: E -1 Packet Page -2047- 1/24/2012 Item 16.E.2. SCHEDULE KEY PERSONNEL, SUBCONSULTANTS AND SUBCONTRACTORS The following is a list of the CONSULTANT's key personnel to be assigned to this Project in accordance with Section 10.2 of the Professional Services Agreement. There are currently no subconsultants proposed. Name Role Percent S. Schwarz, P.E. Program Director 2% S. McGowan, P.E. Oversight Director <2% R. French, P.E. Program Manager 30% R. Cavalieri, P.E. Deputy Manager 60% H. Burton, P.E. Fiscal Manager 6% S. Wright, PG Senior Project Manager 6% D. Dietch, CDT Senior Project Manager 4% T. Roadman, CDT Construction Manager 19% D. Patton, P.E. Senior Project Engineer 18% C. Taylor Engineer 60% CONSULTANT shall assign other non -key professional, technical and support personnel to the Project as necessary to complete the Scope of Services defined herein. F -1 Packet Page -2048-