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Agenda 07/13/2004 Absentia Meeting Details Page 1 of3 COLLIER COUNTY BOARD OF COUNTY COMMISSIONERS L: -~~":, _.,_..,.,_..,.._,~ ';::::::;:7:~ AGENDA July 13, 2004 9:00 AM Donna Fiala, Chairman, District 1 Fred W. Coyle, Vice-Chairman, District 4 Frank Halas, Commissioner, District 2 Tom Henning, Commissioner, District 3 Jim Coletta, Commissioner, District 5 NOTICE: ALL PERSONS WISHING TO SPEAK ON ANY AGENDA ITEM MUST REGISTER PRIOR TO SPEAKING. SPEAKERS MUST REGISTER WITH THE COUNTY MANAGER PRIOR TO THE PRESENTATION OF THE AGEND¡ ITEM TO BE ADDRESSED. COLLIER COUNTY ORDINANCE NO. 2003-53, AS AMENDED REQUIRES THAT ALL LOBBYISTS SHALL, BEFOF ENGAGING IN ANY LOBBYING ACTIVITIES (INCLUDING, BUT NOT LIMITED TO, ADDRESSING THE BOARD OF COUNTY COMMISSIONERS), REGISTER WITH THE CLERK TO THE BOARD AT THE BOARD MINUTES AND RECORDS DEPARTMENT. REQUESTS TO ADDRESS THE BOARD ON SUBJECTS WHICH ARE NOT ON THIS AGENDA MUST BE SUBMITl WRITING WITH EXPLANATION TO THE COUNTY MANAGER AT LEAST 13 DAYS PRIOR TO THE DATE OF THE MEETING AND WILL BE HEARD UNDER "PUBLIC PETITIONS." ANY PERSON WHO DECIDES TO APPEAL A DECISION OF THIS BOARD WILL NEED A RECORD OF THE PROCEEDINGS PERTAINING THERETO, AND THEREFORE MAY NEED TO ENSURE THAT A VERBATIM RECOI THE PROCEEDINGS IS MADE, WHICH RECORD INCLUDES THE TESTIMONY AND EVIDENCE UPON WHICH TH APPEAL IS TO BE BASED. ALL REGISTERED PUBLIC SPEAKERS WILL RECEIVE UP TO FIVE (5) MINUTES UNLESS THE TIME IS ADJUSl BY THE CHAIRMAN. IF YOU ARE A PERSON WITH A DISABILITY WHO NEEDS ANY ACCOMMODATION IN ORDER TO PARTICIPA TI THIS PROCEEDING, YOU ARE ENTITLED, AT NO COST TO YOU, TO THE PROVISION OF CERTAIN ASSISTANC PLEASE CONTACT THE COLLIER COUNTY FACILITIES MANAGEMENT DEPARTMENT LOCATED AT 3301 EAS TAMIAMI TRAIL, NAPLES, FLORIDA, 34112, (239) 774-8380; ASSISTED LISTENING DEVICES FOR THE HEARIN IMPAIRED ARE AVAILABLE IN THE COUNTY COMMISSIONERS' OFFICE. LUNCH RECESS SCHEDULED FOR 12:00 NOON TO 1 :00 P.M. 1. INVOCATION AND PLEDGE OF ALLEGIANCE 2. AGENDA AND MINUTES 3. SERVICE AWARDS A. 20 Year Attendees http://bccagenda/lntranet/MeetingDetails. aspx ?meetingid = 19 7/13/2004 http://bccagenda/Intranet/MeetingDetails.aspx?meetingid= 19 7/13/2004 -.- Meeting Details Page 2 of3 B. 25 Year Attendees C. 30 Year Attendees D. 35 Year Attendees E. 40 Year Attendees 4. PROCLAMATIONS 5. PRESENTATIONS 6. PUBLIC PETITIONS 7. BOARD OF ZONING APPEALS 8. ADVERTISED PUBLIC HEARINGS 9. BOARD OF COUNTY COMMISSIONERS 10. COUNTY MANAGER'S REPORT 11. PUBLIC COMMENTS ON GENERAL TOPICS 12. COUNTY ATTORNEY'S REPORT 13. OTHER CONSTITUTIONAL OFFICERS 14. AIRPORT AUTHORITY AND/OR COMMUNITY REDEVELOPMENT AREA 15. STAFF AND COMMISSION GENERAL COMMUNICATIONS -----------------------------------------------------..-..------------------------------------------------------------..----------------------..---------------... 16. CONSENT AGENDA· All matters listed under this item are considered to be routine and action will be taker one motion without separate discussion of each item. If discussion is desired by a member of the Board, th item(s) will be removed from the Consent Agenda and considered separately. --------..........----..---......-------....----------....----------..--..-----..-----------..---------------------..----..----....----....---......----------------------....---------... A. COMMUNITY DEVELOPMENT & ENVIRONMENTAL SERVICES B. TRANSPORTATION SERVICES C. PUBLIC UTILITIES D. PUBLIC SERVICES E. ADMINISTRATIVE SERVICES http://bccagendalIntranet/MeetingDetails.aspx?meetingid= 19 7/1312004 Meeting Details Page 3 of3 F. COUNTY MANAGER 1. Approval of Budget Amendments. Comrnents Attachrn(3nt~ 2. Approve a Grant Agreement Between the Florida Department of Community Affairs and Collier County Accepting $202,647 to Fund Homeland Security and Emergency Preparedness Programs, Initiatives, and Approve a Budget Amendment to Recognize and Appropriate Revenue. çº-rnrnent~ ðt!açh~m_eJlJ~ 3. Approve Agreement #05PC-11-09-21-01-000 Between the State of Florida, Department of Commun Affairs and Collier County in the Amount of $8,330 for the Preparation of Hazards Analysis Repor1 for Thirty-one (31) Facilities within Collier County and Approve a Budget Amendment to Recogniz and Appropriate Revenue. Comments Attachrnent~ G. AIRPORT AUTHORITY AND/OR COMMUNITY REDEVELOPMENT AREA H. BOARD OF COUNTY COMMISSIONERS I. MISCELLANEOUS CORRESPONDENCE J. OTHER CONSTITUTIONAL OFFICERS K. COUNTY ATTORNEY 17. SUMMARY AGENDA - THIS SECTION IS FOR ADVERTISED PUBLIC HEARINGS AND MUST MEET THE FOLLOWING CRITERIA: 1) A RECOMMENDATION FOR APPROVAL FROM STAFF; 2) UNANIMOUS RECOMMENDATION FOR APPROVAL BY THE COLLIER COUNTY PLANNING COMMISSION OR OTHER AUTHORIZING AGENCIES OF ALL MEMBERS PRESENT AND VOTING; 3) NO WRITTEN OR ORAL OBJECTI TO THE ITEM RECEIVED BY STAFF, THE COLLIER COUNTY PLANNING COMMISSION, OTHER AUTHORIZII AGENCIES OR THE BOARD, PRIOR TO THE COMMENCEMENT OF THE BCC MEETING ON WHICH THE ITEI ARE SCHEDULED TO BE HEARD; AND 4) NO INDIVIDUALS ARE REGISTERED TO SPEAK IN OPPOSITION' THE ITEM. FOR THOSE ITEMS, WHICH ARE QUASIJUDICAL IN NATURE, ALL PARTICIPANTS MUST BE S,^ IN. 18. ADJOURN INQUIRIES CONCERNING CHANGES TO THE BOARD'SAGE~J)AßHOU_LQB_EMAQELQTIiE COUJHY MANA( OFFICE AT 774-8383. http://bccagenda/lntranet/MeetingDetails. aspx?meetingid= 19 7/13/2004 ~ ep,,"""- t,.J ÆoA-U'ç A~jGoJc.~ )~ F.t --.- BUDGET AMENDMENT REQUEST For Budget/Financc Use Only BAli.... Q'f.-:7".~~.......... JEll................................. BARil.............................. A.P.H. Date..... .................. 101 Fund Number Transportation Services Fund Description Date Prepared: 5/17/04 Approved by BCC on: Attach Executive Summary Item No.: Fund Center Title: WBS Element Title: Expense Budget Detail Transportation Administration Fd Ctr No.: 163609 WBS No.: (Provide the Fund Center or WBS element information; it is not reQuired to provide both~) Fund WBS Commit Commitment Item Increase Current Revised Center Element Item Description (Decrease) Bud2et Bud2et 163609 634980 Interdept. Payment $6,484 $0 $6,484 Net Change to Budget $6,484 Expense Budget Detail Fund Center Title: Reserves WBS Element Title: FdCtrNo.: 919010 WBS No.: (Provide the Fund Center or WBS element information; it is not fe<Juired to DfOvide both.) Fund WBS Commit Commitment Item Increase Current Revised Center Element Item Description (Decrease) Bud2et Bud2et 919010 991000 Reserve for Contingencies ($6,484) $709,096 $702,612 Net Change to Budget ($6,484) Expense Budget Detail Fund Center Title: WBS Element Title: Fd CtrNo.: WBS No.: (Provide the Fund Center Of WBS element information; it is not fe<Juired to Drovide both.) Fund WBS Commit Commitment Item Increase Current Revised Center Element Item Description (Decrease) Bud2et Budget Net Change to Budget . . . ~ -.,.. l~Ç1 Revenue Budget Detail Fund Center Title: WBS Element Title: Fd CtrNo.: WBS No.: (Provide the Fund Center or WBS element infunnøtion; it is not reQuired to orovide both.) Fund WBS Commit Commitment Item Increase Current Revised Center Element Item Description (Decrease) Bude:et Bud2;et Net Change to Budget EXPLANATION Why are funds needed? Funds are needed for Services provided by Real Property to purchase the Arthrex Building. Where are funds available? Funds are available in the Transportation Services Reserve Fund REVIEW PROCESS Cost Center Director: DATE Division Administrator: Finance De artment: Clerk of Board Admin.: --~ - - 1Ct>fl ~k BUDGET AMENDMENT REQUEST ~~:'~~~':i~~. ~s~ .~~~:. JE#................................. BAR#.............................. A.P.H. Date....................... Fund Number 001 Fund Description General Fund Date Prepared: 06122/04 Approved by BCC on: Attach Executive Summary Item No.: Fund Center Title: WBS Element Title: Expense Budget Detail Real Estate Services Fd Ctr No.: 122310 WBS No.: (Provide the Fund Center or WBS element information; it is not rCQuired to Drovide both.) Fund WBS Commit Commitment Item Increase Current Revised Center Element Item Description (Decrease) Bud2et Budget 122310 631600 Appraisal Fees 4,000 600 4,600 Net Change to Budget $4,"00 Expense Budget Detail Fund Center Title: Reserves WBS Element Title: Pr . d h F d C WBS . ti Fd Ctr No.: 919010 WBS No.: ( OVl e t e un cntcr or element In ormation; It IS not required to provide Olh.) Fund WBS Commit Commitment Item Increase Current Revised Center Element Item Description (Decrease) Budl!et Bud2et 919010 991000 Reserve for Contingency (4,000) 9,429,355.95 9,425,355.95 b Net Change to Budget $(4,000) Expense Budget Detail Fund Center Title: WBS Element Title: (Pr 'd h F d C WBS I FdCtrNo.: WBS No.: OVl e t e un enter or e ement In ormation; It IS not require to prav] e 01 .) Fund WBS Commit Commitment Item Increase Current Revised Center Element Item Description (Decrease) Bud2et Budget . ti . d 'd b h Net Change to Budget 1 ~ r:i Revenue Budget Detail Fund Center Title: WBS Element Title: Fd Ctr No.: WBS No.: (Provide the Fund Center or WBS element infonnation; it is not required to provide both.) Fund WBS Commit Commitment Item Increase Current Revised Center Element Item Description (Decrease) Bud2et Budeet Net Change to Budget EXPLANATION Why are funds needed? Cost to secure a market analysis from a professional real estate appraiser for the 145-acre Fleischmann property that also houses Caribbean Gardens. This is not an appraisal, but an opinion of value. If the referendum passes, two narrative appraisals will need to be obtained to anive at the appraised value needed for negotiation purposes. Narrative Appraisals could cost around $10,000 each. Where are funds available? The funds are available in Reserve for Contingency. j.. ti~ REVIEW PROCESS Cost Center Director: 00 Division Administrator: /ê.L Finance De artment: Clerk of Board Admin.: APPROVAL OF BUDGET AMENDMENTS In Board's Absence (BCC Agenda of 7/13/04) Operating Interdeparnnent Payment Reserves Reserve for Contingencies Total Transportation Services (Fund 101) Budget Amendment 04-286 $6,484 (6,484) -0- Explanation: Funds are needed for services provided by Real Property regarding the purchase of the Arthrex Building. Ooerating: AppraisaJ Fees Reserves Reserve for Contingencies Total Real Estate Servicl.'S æund 001) Budget Amendment 04-353 $4,000 (4,000) -0- Explanation: Funds are needed to secure a market analysis from a professional real estate appraiser for the 145-acre Fleischmann property that also houses Caribbean Gardens. If the referendum passes, two narrative appraisals will be needed to arrive at the appraised value for negotiation purposes. Prepared by: Pat Lehnhard Date: 7.07.04 Page 1 of 1 i~0i l~f1- Contract Number: 05DS-_-09-21-01- CFDA Number: 97.004 FEDERALLY FUNDED SUBGRANT AGREEMENT THIS AGREEMENT is entered into by and between the State of Florida, Department of Community Affairs, with headquarters in Tallahassee, Florida (hereinafter referred to as the "Department"), and Collier County (hereinafter referred to as the "Recipient"). THIS AGREEMENT IS ENTERED INTO BASED ON THE FOllOWING FACTS: A. WHEREAS, the Recipient represents that it is fully qualified and eligible to receive these grant funds to provide the services identified herein; and B. WHEREAS, the Department has received these grant funds from the federal government, and has the authority to subgrant these funds to the Recipient upon the terms and conditions hereinafter set forth; and C. WHEREAS, the Department has authority pursuant to Florida law to disburse the funds under this Agreement. NOW, THEREFORE, the Department and the Recipient do mutually agree as follows: (1) SCOPE OF WORK. The Recipient shall fully perform the obligations in accordance with the Budget and Scope of Work, Attachment A of this Agreement. (2) INCORPORATION OF lAWS. RULES. REGULATIONS AND POLICIES. Both the Recipient and the Department shall be governed by applicable State and Federal laws, rules and regulations, including but not limited to those identified in Attachment B. (3) PERIOD OF AGREEMENT. This Agreement shall begin July 1, 2004 and shall end September 30, 2005, unless terminated earlier in accordance with the provisions of paragraph (9) of this Agreement. 1 t ~ r2- (4) MODIFICATION OF CONTRACT; REPAYMENTS Either party may request modification of the provisions of this Agreement. Changes which are mutually agreed upon shall be valid only when reduced to writing, duly signed by each of the parties hereto, and attached to the original of this Agreement. Changes to the amount of funding to be provided may be accomplished by notice from the Department to the Recipient, in the form of certified mail, return receipt requested. The Department may make an award of additional funds by subsequent Award Letter certified mail, return receipt requested, to the Recipient's contact identified in Paragraph (10), below. Should the Recipient determine it does not wish to accept the award of additional funds, then the Recipient shall provide notice to the Department contact within thirty (30) days of receipt of the Award Letter. Otherwise, the Recipient shall provide to the Department its written notice of acceptance within forty-five (45) days of receipt of the Award Letter. The terms of this Agreement shall be considered to have been modified to include the additional funds upon the Department's receipt of the written notice of acceptance and receipt of a budget form which details the proposed expenditure of the additional funds. The budget form will be provided by the Department when the offer of additional funds is made. Notwithstanding the foregoing, any budget changes which do not increase the overall cost of the project or change the Scope of Work do not require a written modification to this Agreement. All refunds or repayments to be made to the Department under this Agreement are to be made payable to the order of "Department of Community Affairs", and mailed directly to the Department at the following address: Department of Community Affairs Cashier Finance and Accounting 2555 Shumard Oak Boulevard Tallahassee FL 32399-2100 In accordance with § 215.34(2), Fla. Stat., if a check or other draft is returned to the Department for collection, the Department must add to the amount of the check or draft a service fee of Fifteen Dollars ($15.00) or Five Percent (5%) of the face amount of the check or draft, whichever is greater. 2 l~F~ (5) RECORDKEEPING (a) As applicable, Recipient's performance under this Agreement shall be subject to the federal "Common Rule: Uniform Administrative Requirements for State and Local Governments" (53 Federal Register 8034) or OMB Circular No. A-110, "Grants and Agreements with Institutions of High Education, Hospitals, and Other Nonprofit Organizations," and either OMS Circular No. A-8?, "Cost Principles for State and Local Governments," OMS Circular No. A-21, "Cost Principles for Educational Institutions," or OMB Circular No. A-122, "Cost Principles for Nonprofit Organizations." If this Agreement is made with a commercial (for-profit) organization on a cost-reimbursement basis, the Recipient shall be subject to Federal Acquisition Regulations 31.2 and 931.2. (b) The Recipient shall retain sufficient records demonstrating its compliance with the terms of this Agreement for a period of five years from the date the audit report is issued, and shall allow the Department or its designee, Comptroller, or Auditor General access to such records upon request. The Recipient shall ensure that audit working papers are made available to the Department or its designee, Comptroller, or Auditor General upon request for a period of five years from the date the audit report is issued, unless extended in writing by the Department, with the following exceptions: 1. If any litigation, claim or audit is started before the expiration of the five year period and extends beyond the five year period, the records will be maintained until all litigation, claims or audit findings involving the records have been resolved. 2. Records for the disposition of non-expendable personal property valued at $5,000 or more at the time of acquisition shall be retained for five years after final disposition. 3. Records relating to real property acquisition shall be retained for five years after closing of title. (c) All records, including supporting documentation of all program costs, shall be sufficient to determine compliance with the requirements and objectives of the Budget and Scope of Work - Attachment A - and all other applicable laws and regulations. (d) The Recipient, its employees or agents, including all subcontractors or consultants to be paid from funds provided under this Agreement, shall allow access to its records at reasonable times 3 lGF~ to the Department, its employees, and agents. "Reasonable" shall be construed according to the circumstances but ordinarily shall mean during normal business hours of 8:00 a.m. to 5:00 p.m., local time, on Monday through Friday. "Agents" shall include, but not be limited to, auditors retained by the Department. (6) REPORTS (a) At a minimum, the Recipient shall provide the Department with semi-annual reports, and with a close-out report. (b) Semi-annual reports are due to be received by the Department no later than 30 days after the end of each reporting period of the program year and shall continue to be submitted each period until submission of the administrative close-out report. The ending dates for each period of the program year are June 30 and December 31. (c) The close-out report is due 60 days after termination of this Agreement or upon completion of the activities contained in this Agreement. (d) If all required reports and copies, prescribed above, are not sent to the Department or are not completed in a manner acceptable to the Department, the Department may withhold further payments until they are completed or may take such other action as set forth in paragraph (9). The Department may terminate the Agreement with a Recipient if reports are not received within 30 days after written notice by the Department. "Acceptable to the Department" means that the work product was completed in accordance with generally accepted principles and is consistent with the Budget and Scope of Work. (e) Upon reasonable notice, the Recipient shall provide such additional program updates or information as may be required by the Department. (7) MONITORING. The Recipient shall constantly monitor its performance under this Agreement to ensure that time schedules are being met, the Budget and Scope of Work is being accomplished within specified time periods, and other performance goals are being achieved. Such review shall be made for each function or activity set forth in Attachment A to this Agreement. In addition, the Department will monitor the performance and financial management by the Recipient throughout the contract term to ensure timely completion of all tasks. 4 I~Ç1- In addition to reviews of audits conduc1ed in accordance wi1h OMB Circular A-133, as revised (see "AUDIT REQUIREMENTS" below), moni10ring procedures may include, but n01 be limi1ed to, on-site visits by Department staff, limi1ed scope audits as defined by OMB Circular A-133, as revised, and/or 01her procedures. By entering in10 1his Agreemen1, 1he Recipien1 agrees 10 comply and cooperate wi1h any moni10ring procedures/processes deemed appropria1e by the Department In the even11hat the Department determines that a Iimi1ed scope audit of 1he Recipien1 is appropria1e, the Recipient agrees to comply wi1h any addi1ional instruc1ions provided by 1he Departmen110 the Recipient regarding such audit. The Recipient further agrees to comply and coopera1e with any inspections, reviews, inves1igations or audi1s deemed necessary by the Comptroller or Auditor General. In addition, the Departmen1 will moni10r 1he performance and financial managemen1 by 1he Con1rac10r 1hroughout 1he contract term 10 ensure timely comple1ion of al11asks. (8) LIABILITY. (a) Unless Recipien1 is a Sta1e agency or subdivision, as defined in Sec1ion 768.28, Fla. S1a1., the Recipien1 shall be solely responsible to parties wi1h whom i1 shall deal in carrying ou1 the terms of 1his agreement, and shall save 1he Departmen1 harmless agains1 all claims of wha1ever na1ure by 1hird parties arising ou1 of 1he performance of work under 1his agreement For purposes of 1his agreemen1, Recipien1 agrees 1hat i1 is not an employee or agen1 of the Departmen1, but is an independen1 con1rac10r. (b) Any Recipien1 who is a sta1e agency or subdivision, as defined in Section 768.28, Fla. Stat, agrees 10 be fully responsible to the extent provided by Sec1ion 768.28, Fla. Stat.. for its negligent acts or omissions or tortious ac1s which resul1 in claims or suits against the Departmen1, and agrees 10 be liable for any damages proximately caused by said acts or omissions. Nothing herein is intended to serve as a waiver of sovereign immuni1y by any Recipien1 to which sovereign immunity applies. Nothing herein shall be construed as consent by a s1a1e agency or subdivision of 1he S1ate of Florida 10 be sued by 1hird parties in any maHer arising ou1 of any con1rac1. (9) DEFAULT; REMEDIES: TERMINATION. (a) If the necessary funds are n01 available to fund 1his agreement as a resul1 of ac1ion by Congress, 1he sta1e Legisla1ure, the Office of 1he Comp1roller or 1he Office of Managemen1 and 5 lCQ F2- Budgeting, or if any of the following events occur ("Events of Default"), all obligations on the part of the Department to make any further payment of funds hereunder shall, if the Department so elects, terminate and the Department may, at its option, exercise any of its remedies set forth herein, but the Department may make any payments or parts of payments after the happening of any Events of Default without thereby waiving the right to exercise such remedies, and without becoming liable to make any further payment: 1. If any warranty or representation made by the Recipient in this Agreement or any previous Agreement with the Department shall at any time be false or misleading in any respect, or if the Recipient shall fail to keep, observe or perform any of the terms or covenants contained in this Agreement or any previous agreement with the Department and has not cured such in timely fashion, or is unable or unwilling to meet its obligations thereunder; 2. If any material adverse change shall occur in the financial condition of the Recipient at any time during the term of this Agreement from the financial condition revealed in any reports filed or to be filed with the Department, and the Recipient fails to cure said material adverse change within thirty (30) days from the time the date written notice is sent by the Department. 3. If any reports required by this Agreement have not been submitted to the Department or have been submitted with incorrect, incomplete or insufficient information; 4. If the Recipient has failed to perform and complete in timely fashion any of the services required under the Budget and Scope of Work attached hereto as Attachment A. 5. If the Recipient fails to comply with the requirements of statutory objectives of Federal laws or regulations. (b) Upon the happening of an Event of Default, then the Department may, at its option, upon thirty (30) calendar days prior written notice to the Recipient and upon the Recipient's failure to timely cure, exercise anyone or more of the following remedies, either concurrently or consecutively, and the pursuit of anyone of the following remedies shall not preclude the Department from pursuing any other remedies contained herein or otherwise provided at law or in equity: 1. Terminate this Agreement, provided that the Recipient is given at least thirty (30) days prior written notice of such termination. The notice shall be effective when placed in the United 6 lúFJ-- States mail, first class mail, postage prepaid. by registered or certified mail-return receipt requested, to the address set forth in paragraph (t 0) herein; 2. Commence an appropriate legal or equitable action to enforce performance of this Agreement; 3. Withhold or suspend payment of all or any part of a request for payment; 4. Exercise any corrective or remedial actions, to include but not be limited to, requesting additional information from the Recipient to determine the reasons for or the extent of non- compliance or lack of performance, issuing a written warning to advise that more serious measures may be taken if the situation is not corrected, advising the Recipient to suspend, discontinue or refrain from incurring costs for any activities in question or requiring the Recipient to reimburse the Department for the amount of costs incurred for any items determined to be ineligible; 5. Exercise any other rights or remedies which may be otherwise available under law; (c) The Department may terminate this Agreement for cause upon such written notice as is reasonable under the circumstances. Cause shall include, but not be limited to, misuse of funds; fraud; lack of compliance with applicable rules, laws and regulations; failure to perform in a timely manner; and refusal by the Recipient to permit public access to any document, paper, letter, or other material subject to disclosure under Chapter 119, Fla. Stat., as amended. (d) In addition to any other remedies, the Recipient shall return to the Department any funds which were used for ineligible purposes under the program laws, rules, and regulations governing the use of the funds under the program. (e) The Department may terminate this Agreement at any time if the Recipient refuses to fulfill any of its obligations under this Agreement. Prior to termination, the Department shall provide thirty (30) calendar days prior written notice of its intent to terminate pursuant to this provision and shall provide the Recipient an opportunity to consult with the Department regarding the reason(s) for termination. (f) The Department may terminate this Agreement for its convenience by providing the Recipient with thirty (30) calendar days prior written notice. 7 \ \p F~ (g) The parties may agree 10 1ermina1e 1his Agreemen1 for 1heir mu1ual convenience as evidenced by writ1en amendmen1 of this Agreement. The amendmen1 shall establish the effec1ive date of the 1ermination and 1he procedures for proper closeou1 of 1he Agreement. (f) No1wi1hs1anding the above, 1he Recipien1 shall no1 be relieved of liabili1y 10 the Departmen1 by vir1ue of any breach of Agreement by 1he Recipient The Departmen1 may, 10 1he ex1ent au1horized by law, wi1hhold any paymen1s to the Recipient for purpose of set-off un1il such 1ime as the exac1 amoun1 of damages due the Departmen1 from the Recipien1 is de1ermined. (10) NOTICE AND CONTACT. (a) All no1ices provided under or pursuan1 to this Agreemen1 shall be in wri1ing, either by hand delivery, or first class, cer1ified mail, return receipt reques1ed, to the represen1a1ive identified below a1 the address se1 forth below and said notification attached 10 1he original of this Agreement. (b) The Depar1ment designa1es Paula Churchwell, Division of Emergency Managemen1, as 1he Department's Con1ract Manager. All communica1ions, wriHen or oral, rela1ing 10 1his Agreemen1 shall be direc1ed 10 her at Departmen1 of Community Affairs Division of Emergency Management 2555 Shumard Oak Boulevard Tallahassee, Florida 32399-2100 Telephone: 850/413-9942 Fax: 850/488-7842 Email: Paula.Churchwell@dca.s1ate.fl.us (c) The name and address of the Representa1ive of the Recipient responsible for 1he administration of 1his Agreement is: Dan E. Summers, CEM Director, Emergency Managemen1 3301 Eas1 Tamiami Trail Naples, FL Telephone: 239/774-8444 Fax: 239/775-5008 Email: dansummers@colliergov.ne1 (d) In the even1 thai different representatives or addresses are designated by ei1her party after execution of 1his Agreemen1, no1ice of 1he name, 1i1le and address of 1he new representative will be rendered as provided in (10)(a) above. 8 10fL (11) OTHER PROVISIONS. (a) The validity of this Agreement is subject to the truth and accuracy of all the information, representations, and materials submitted or provided by the Recipient in this Agreement, in any subsequent submission or response to Department request, or in any submission or response to fulfill the requirements of this Agreement, and such information, representations, and materials are incorporated by reference. The lack of accuracy thereof or any material changes shall, at the option of the Department and with thirty (30) days written notice to the Recipient, cause the termination of this Agreement and the release of the Department from all its obligations to the Recipient. (b) This Agreement shall be construed under the laws of the State of Florida, and venue for any actions arising out of this Agreement shall lie in Leon County. If any provision hereof is in conflict with any applicable statute or rule, or is otherwise unenforceable, then such provision shall be deemed null and void to the extent of such conflict, and shall be deemed severable, but shall not invalidate any other provision of this Agreement. (c) No waiver by the Department of any right or remedy granted hereunder or failure to insist on strict performance by the Recipient shall affect or extend or act as a waiver of any other right or remedy of the Department hereunder, or affect the subsequent exercise of the same right or remedy by the Department for any further or subsequent default by the Recipient. Any power of approval or disapproval granted to the Department under the terms of this Agreement shall survive the terms and life of this Agreement as a whole. (d) The Agreement may be executed in any number of counterparts, anyone of which may be taken as an original. (e) The Recipient agrees to comply with the Americans With Disabilities Act (Public Law 101-336,42 U.S.C. Section 12101 et seq.), if applicable, which prohibits discrimination by public and private entities on the basis of disability in the areas of employment, public accommodations, transportation, State and local government services, and in telecommunications. (f) A person or affiliate who has been placed on the convicted vendor list following a conviction for a public entity crime or on the discriminatory vendor list may not submit a bid on a contract 9 Î(Py7-- to provide any goods or services to a public entity, may n01 submi1 a bid on a con1rac1 wi1h a public en1ity for the cons1ruc1ion or repair of a public building or public work, may not submi1 bids on leases of real property 10 a public en1i1y, may n01 be awarded or perform work as a con1rac10r, supplier, subcon1ractor, or consul1an1 under a con1rac1 wi1h a public en1i1y, and may n011ransac1 business wi1h any public enti1y in excess of Category Two for a period of 36 mon1hs from 1he date of being placed on 1he convic1ed vendor or discrimina10ry vendor list (g) With respec1 to any Recipient which is n01 a local government or state agency, and which receives funds under this Agreement from 1he federal government, by signing this Agreement, the Recipient certifies, to the bes1 of its knowledge and belief, that it and its principals: 1. are n01 presen11y debarred, suspended, proposed for debarmen1, declared ineligible, or voluntarily excluded from covered 1ransactions by a federal department or agency; 2. have not, within a five-year period preceding 1his proposal been convicted of or had a civil judgmen1 rendered against them for commission of fraud or a criminal offense in connection with ob1aining, aUemp1ing to obtain, or performing a public (federal, state or local) transac1ion or contrac1 under public 1ransaction; violation of federal or sta1e an1itrus1 s1a1u1es or commission of embezzlemen1, 1heft, forgery, bribery, falsifica1ion or destruc1ion of records, making false s1atemen1s, or receiving s10len property; 3. are n01 presen11y indic1ed or 01herwise criminally or civilly charged by a governmen1al en1i1y (federal, s1a1e or local) wi1h commission of any offenses enumera1ed in paragraph 11 (g)2. of this certifica1ion; and 4. have n01 within a five-year period preceding 1his Agreemen1 had one or more public transac1ions (federal, s1ate or local) 1ermina1ed for cause or default Where 1he Recipient is unable 10 certify 10 any of the s1a1emen1s in 1his certifica1ion, such Recipien1 shall aUach an explana1ion 10 1his Agreement (12) AUDIT REQUIREMENTS. (a) The Recipien1 agrees 10 main1ain financial procedures and support documen1s, in accordance with generally accep1ed accounting principles, to account for 1he receipt and expendi1ure of funds under this Agreement 10 1(P~;L (b) These records shall be available at all reasonable times for inspection, review, or audit by state personnel and other personnel duly authorized by the Department "Reasonable" shall be construed according to circumstances, but ordinarily shall mean normal business hours of 8:00 a.m. to 5:00 p.m., local time, Monday through Friday. (c) The Recipient shall also provide the Department with the records, reports or financial statements upon request for the purposes of auditing and monitoring the funds awarded under this Agreement. (d) If the Recipient is a State or local government or a non-profit organization as defined in OMS Circular A-133, as revised, and in the event that the Recipient expends $300,000 or more in Federal awards in its fiscal year, the Recipient must have a single or program-specific audit conducted in accordance with the provisions of OMS Circular A-133, as revised. EXHISIT 1to this Agreement indicates Federal resources awarded through the Department by this Agreement In determining the Federal awards expended in its fiscal year, the Recipient shall consider all sources of Federal awards, including Federal resources received from the Department. The determination of amounts of Federal awards expended should be in accordance with the guidelines established by OMS Circular A-133, as revised. An audit of the Recipient conducted by the Auditor General in accordance with the provisions of OMS Circular A-133, as revised, will meet the requirements of this paragraph. In connection with the audit requirements addressed in Paragraph 12 (d) above, the Recipient shall fulfill the requirements relative to auditee responsibilities as provided in Subpart C of OMS Circular A-133, as revised. If the Recipient expends less than $300,000 in Federal awards in its fiscal year, an audit conducted in accordance with the provisions of OMS Circular A-133, as revised, is not required. In the event that the Recipient expends less than $300,000 in Federal awards in its fiscal year and elects to have an audit conducted in accordance with the provisions of OMS Circular A-133, as revised, the cost of the audit must be paid from non-Federal resources (i.e., the cost of such audit must be paid from Recipient resources obtained from other than Federal entities). (e) Copies of reporting packages for audits conducted in accordance with OMS Circular A-133, as revised, and required by subparagraph (d) above shall be submitted, when required by Section .320 (d), OMS Circular A-133, as revised, by or on behalf of the Recipient directly to each of the following: 11 \ \p PI- The Department of Community Affairs at each of the following addresses: Department of Community Affairs Office of Audit Services 2555 Shumard Oak Boulevard Tallahassee, Florida 32399-2100 and Department of Community Affairs . (program office) 2555 Shumard Oak Boulevard Tallahassee, Florida 32399-2100 The Federal Audit Clearinghouse designated in OMB Circular A-133, as revised (the number of copies required by Sections .320(d)(1) and (2), OMB Circular A-133, as revised, should be submitted to the Federal Audit Clearinghouse), at the following address: Federal Audit Clearinghouse Bureau of the Census 1201 East 10th Street Jeffersonville, IN 47132 Other Federal agencies and pass-through entities in accordance with Sections .320 (e) and (f), OMB Circular A-133, as revised. (f) Pursuant to Section .320 (f), OMB Circular A-133. as revised, the recipient shall submit a copy of the reporting package described in Section .320 (c), OMB Circular A-133, as revised, and any management letter issued by the auditor, to the Department at each of the following addresses: Department of Community Affairs Office of Audit Services 2555 Shumard Oak Boulevard Tallahassee, Florida 32399-2100 and Department of Community Affairs (Refer to Attachment A - Scope of Work) 2555 Shumard Oak Boulevard Tallahassee, Florida 32399-2100 (g) Any reports, management letter, or other information required to be submitted to the Department pursuant to this Agreement shall be submitted timely in accordance with OMB Circular A-133, Florida Statutes, and Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General, as applicable. 12 10J (t (h) Recipients, when submitting financial reporting packages to the Department for audits done in accordance with OMB Circular A-133 or Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General, should indicate the date that the reporting package was delivered to the Recipient in correspondence accompanying the reporting package. (i) The Recipient shall retain sufficient records demonstrating its compliance with the terms of this agreement for a period of five years from the date the audit report is issued, and shall allow the Department, or its designee, the Comptroller, or Auditor General access to such records upon request. The Recipient shall ensure that audit working papers are made available to the Department, or its designee, the Comptroller, or Auditor General upon request for a period of five years from the date the audit report is issued, unless extended in writing by the Department. (j) In the event the audit shows that the entire funds disbursed hereunder, or any portion thereof, were not spent in accordance with the conditions of this Agreement, the Recipient shall be held liable for reimbursement to the Department of all funds not spent in accordance with these applicable regulations and Agreement provisions within thirty (30) days after the Department has notified the Recipient of such non-compliance. (k) The Recipient shall retain all financial records, supporting documents, statistical records, and any other documents pertinent to this Agreement for a period of five years after the date of submission of the final expenditures report. However, if litigation or an audit has been initiated prior to the expiration of the five-year period, the records shall be retained until the litigation or audit findings have been resolved. (I) The Recipient shall have all audits completed by an independent certified public accountant (IPA) who shall either be a certified public accountant or a public accountant licensed under Chapter 473, Fla. Stat. The IPA shall state that the audit complied with the applicable provisions noted above. (13) SUBCONTRACTS. (a) If the Recipient subcontracts any or all of the work required under this Agreement, a copy of the executed subcontract must be forwarded to the Department within thirty (30) days after execution of the subcontract. The Recipient agrees to include in the subcontract that (i) the subcontractor 13 }\p r2- is bound by all applicable sta1e and federal laws and regula1ions, and (ii) 1he subcon1rac10r shall hold 1he Department and Recipien1 harmless against all claims of wha1ever na1ure arising ou1 of the subcontrac10r's performance of work under this Agreement, to the extent allowed and required by law. (14) TERMS AND CONDITIONS. The Agreemen1 contains all1he 1erms and conditions agreed upon by 1he parties. (15) ATTACHMENTS. (a) All a11achmen1s 10 this Agreement are incorpora1ed as if se1 ou1 fully herein. (b) In 1he event of any inconsis1encies or conflict be1ween the language of 1his Agreemen1 and the attachments here10, 1he language of such at1achments shall be controlling, bu1 only to the extent of such conflict or inconsistency. (c) This Agreement has the following attachments: Exhibit 1 - Funding Sources Attachment A - Budget and Scope of Work Attachment B - Program Sta1utes and Regulations Attachmen1 C - Copyrights, Paten1s and Trademark Attachmen1 D - Assurances Attachment E - Advance Justifica1ion Attachment F - Warran1ies and Representations (16) FUNDING/CONSIDERATION (a) This is a cost-reimbursement Agreement. The Recipient shall be reimbursed for costs incurred in 1he sa1isfactory performance of work hereunder in an amoun1 n0110 exceed $202,647 subjec110 the availabili1y of funds. (b) Any advance payment under 1his Agreemen1 is subjec110 s. 216.181 (16), Florida S1aMes. The amoun1 which may be advanced may n01 exceed 1he expec1ed cash needs of 1he Recipien1 wi1hin 1he firs1 three (3) mon1hs of 1he con1rac11erm. For a federally funded con1ract, any advance paymen1 is also subjec110 federal OMB Circulars A-8?, A-110, A-122 and the Cash Managemen11mprovemen1 Act of 1990. If an advance payment is requested, 1he budget da1a on which the request is based and a justification statement shall be included in this Agreement as Attachment E. Attachment E will specify the amount of advance paymen1 needed and provide an explanation of 1he necessity for and proposed use of 1hese funds. 1 . xx No advance payment is requested. An advance payment of $ is requested. 2. 14 } ~ F;L (c) After the initial advance, if any, payment shall be made on a reimbursement basis as needed. The Recipient agrees to expend funds in accordance with the Budget and Scope of Work, Attachment A of this Agreement. (17) STANDARD CONDITIONS. The Recipient agrees to be bound by the following standard conditions: (a) The State of Florida's performance and obligation to pay under this Agreement is contingent upon an annual appropriation by the Legislature, and subject to any modification in accordance with Chapter 216, Fla. Stat. or the Florida Constitution. (b) If otherwise allowed under this Agreement, the Agreement may be renewed on a yearly basis for a period that may not exceed two (2) years or for a period no longer than the term of the original agreement, whichever period is longer, specifying the terms under which the cost may change as determined in the pertinent statutes or regulations. (c) All bills for fees or other compensation for services or expenses shall be submitted in detail sufficient for a proper preaudit and postaudit thereof. (d) If otherwise allowed under this Agreement, all bills for any travel expenses shall be submitted in accordance with Section 112.061, Fla. Stat. (e) The Department of Community Affairs reserves the right to unilaterally cancel this Agreement for refusal by the Recipient to allow public access to all documents, papers, letters or other material subject to the provisions of Chapter 119, Fla. Stat., and made or received by the Recipient in conjunction with this Agreement. (f) If the Recipient is allowed to temporarily invest any advances of funds under this Agreement, any interest income shall either be returned to the Department or be applied against the Department's obligation to pay the contract amount. (g) The State of Florida will not intentionally award publicly-funded contracts to any contractor who knowingly employs unauthorized alien workers, constituting a violation of the employment provisions contained in 8 U.S.C. Section 1324a(e) [Section 274A(e) of the Immigration and Nationality Act (AINA@)]. The Department shall consider the employment by any contractor of unauthorized aliens a violation of Section 274A(e) of the INA. Such violation by the Recipient of the employment provisions 15 )(PF1- contained in Section 274A(e) of the INA shall be grounds for unilateral cancellation of this Agreement by the Department. (18) LOBBYING PROHIBITION. (a) No funds or other resources received from the Department in connection with this Agreement may be used directly or indirectly to influence legislation or any other official action by the Florida Legislature or any state agency. (b) The Recipient certifies, by its signature to this Agreement, that to the best of his or her knowledge and belief: 1. No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment or modification of any Federal contract, grant, loan or cooperative agreement. 2. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan or cooperative agreement, the undersigned shall complete and submit Standard Form-LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions. 3. The undersigned shall require that the language of this certification be included in the award documents for all subawards at all tiers (including subcontracts, subgrants, and contracts under grants, loans, and cooperative agreements) and that all subrecipients shall certify and disclose accordingly. This certification is a material representative of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by Section 1352, Title 31, U.S. Code. Any person who fails to file 16 J (p F2- the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. (19) COPYRIGHT, PATENT AND TRADEMARK If applicable to this Agreement, refer to Attachment C for terms and conditions relating to copyrights, patents and trademarks. (20) LEGAL AUTHORIZATION. The Recipient certifies with respect to this Agreement that it possesses the legal authority to receive the funds to be provided under this Agreement and that, if applicable, its governing body has authorized, by resolution or otherwise, the execution and acceptance of this Agreement with all covenants and assurances contained herein. The Recipient also certifies that the undersigned possesses the authority to legally execute and bind Recipient to the terms of this Agreement. (21) ASSURANCES. The Recipient shall comply with any Statement of Assurances incorporated as Attachment D. (22) VENDOR PAYMENTS. Pursuant to Section 215.422, Fla. Stat., the Department shall issue payments to vendors within 40 days after receipt of an acceptable invoice and receipt, inspection, and acceptance of goods and/or services provided in accordance with the terms and conditions of the Agreement. Failure to issue the warrant within 40 days shall result in the Department paying interest at a rate as established pursuant to Section 55.03(1) Fla. Stat. The interest penalty shall be paid within 15 days after issuing the warrant. Vendors experiencing problems obtaining timely payment(s) from a state agency may receive assistance by contacting the Vendor Ombudsman at (850) 488-2924 or by calling the State Comptroller's Hotline at 1-800-848-3792. (23) DEBARMENT. SUSPENSION. AND OTHER RESPONSIBILITY MATTERS (DIRECT RECIPIENT) As required by Executive Order 12549, Debarment and Suspension, and implemented at 28 CFR Part 67, for prospective participants in primary covered transactions, as defined at 28 CFR Part 67, Section 67.510 (a) The applicant certifies that it and its principals: 17 (1) Are not presently debarred suspended, proposed for debarment, declared ineligible, sentenced to a denial of Federal benefits by a State or Federal court, or voluntarily excluded from covered transactions by any Federal department or agency; (2) Have not within a three-year period preceding this application been convicted of or had a civil judgment rendered against them for commission of fraud or a criminal offense in connection with obtaining, attempting to obtain, or perfonning a public (Federal, State, or local) transaction or contract under a public transaction; violation of Federal or State antitrust statutes or commission of embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements, or receiving stolen property; (3) Are not presently indicted for or otherwise criminally or civilly charged by a government entity, (Federal, State, or local) with commission of any of the offenses enumerated in paragraph (1 )(b) of this certification; (4) Have not within a three-year period preceding this application had one or more public transactions (Federal, State, or local) terminated for cause or default; and (b) Where the applicant is unable to certify to any of the statements in this certification, he or she shall attach an explanation to this application. IN WITNESS WHEREOF, the parties hereto have caused this contract to be executed by their undersigned officials as duly authorized. Recipient:: COLLIER COUNTY BOARD OF COUNTY COMMISSIONERS STATE OF FLORIDA, DEPARTMENT COMMUINITY AFFAIRS By: Donna Fiala, Chairman By: Name & Title: Date: Date: ATTEST: Dwight E. Brock, Clerk By: Deputy Clerk SAMAS # 52-202510060-52600000-00-03000000 FID # 59-60000558 Approved as to Fonn and Legal Sufficiency: ~cL= Assistant County rney 18 1 ~ F2- , ~F2- EXHIBIT 1 FEDERAL RESOURCES AWARDED TO THE RECIPIENT PURSUANT TO THIS AGREEMENT CONSIST OF THE FOLLOWING: NOTE: If the resources awarded to the recipient represent more than one Federal program, provide the same Information shown below for each Federal program and show total Federal resources awarded. Federal Program (list Federal agency, Catalog of Federal Domestic Assistance title and numbel') _ Federal Department of Homeland Security - Office of Domestic Preparedness 97.004 - ODP 2004, Part 1 $202,647 COMPLIANCE REQUIREMENTS APPLICABLE TO THE FEDERAL RESOURCES AWARDED PURSUANT TO THIS AGREEMENT ARE AS FOLLOWS: NOTE: If the resources awarded to the recipient represent more than one Federal program, list applicable compliance requirements for each Federal program In the same manner as shown below. Federal Program: List applicable compliance requirements as follows: For the purposes of this Agreement, planning, training, equipment, and EOC enhancements will be developed In accordance with the Homeland Security Strategy Grant Program (HSGP) STATE RESOURCES AWARDED TO THE RECIPIENT PURSUANT TO THIS AGREEMENT CONSIST OF THE FOLLOWING: MATCHING RESOURCES FOR FEDERAL PROGRAMS: SUBJECT TO SECTION 215.97. FLORIDA STATUTES: N/A NOTE: If the resources awarded to the reclolent reoresent more than one State oro/ect. orovlde the same Information shown below for each State oro/ect and show total state financial assIstance awarded that is subject to Section 215.97. Florida Statutes. State Project (list State awarding agency, Catalog of State Financial Assistance title and numbel') _ $ (amount) COMPLIANCE REQUIREMENTS APPLICABLE TO STATE RESOURCES AWARDED PURSUANT TO THIS AGREEMENT ARE AS FOLLOWS: NOTE: List applicable compliance requirements In the same manner as Illustrated above for Federal resources. For matching resources provided by the Department of AABC@ for Federal programs, the requirements might be similar to the requirements for the applicable Federal programs. Also, to the extent that different requirements pertain to different amounts of the non-Federal resources, there may be more than one grouping (I.e., 1, 2, 3, etc.) listed under this category. NOTE: Section .400(d) of OMB Circular A-133, as revised, and Section 215.97(5)(a), Florida Statutes, require that the information about Federal Programs and State Projects included in Exhibit 1 be provided to the recipient. 19 '\vf1- ATTACHMENT A Budget and Scope of Work Proposed Budget The Recipient is required to provide budget detail worksheets to account for the full allocation of these funds. As outlined in the proposed budget detail worksheet below and the attached scope of work, the funds are to be used for: 769. Admin Expenses EGC Assessment Purchase of Equipment based on the EGC Assessment 7. EOC Enhancements * Total Available 28,821. $29,590 77,550. 20,000. 15,185. 3,009. $115,744 1,184. 590. 9,500. 2,500. 9,000. $22,774 7,500. 898. 14,000. 4,000. 1,500. 6,641. $34,539 $202,647. Subtotal * Total Available 6. Local Planning Subtotal 57. Local Exercises Su lies Admin Expenses Contractual Servo Analysis & Dev Exercise Plan Travel Backfill / e ui ment * Total Available Su btotal Trainin Backfill/ Contractual Servo Admin Ex enses GIS/Risk Map Training CERT Kits / Su lies Tem orar Clerical Travel/Training 8. All Discipline Training * Total Available Subtotal Total of Categories Administrative Expenses (Not to exceed 2.6% of total budget) * 5,266. Computer & Software Total AdministratIve Ex * Up to 2.6% of the total funding available for each category may be utilized for administrative purposes. Should Recipient choose not to retain funds for this purpose, those funds may be applied to the project categories as shown. 20 l (¡; FL Scope of Work Funding is provided to perform eligible activities as identified in the Office for Domestic Preparedness (ODP) Fiscal Year 2004/2005 State Homeland Security Grant Program (SHSGP), consistent with the Department of Homeland Security State Homeland Strategy. Eligible activities are outlined in the Scope of Work for each category below. I. Categories 7. EMERGENCY OPERATIONS CENTER lEOC) ENHANCEMENTS 1. Eliaible Activities a. Projects to be accomplished with funds provided during the contract period may include, but are not limited to the following: 1) EOC Assessment using the Homeland Security Comprehensive Assessment Model (HLS CAM) 2) Assess the EOC for Security and Operational deficiencies 3) This assessment is to be performed by trained representatives from the Regional Domestic Security Task Force (RDSTF) b. Purchase Equipment based on the EOC Assessment 1) For a detailed list of ODP approved physical security equipment, visit http://floridadisaster.org/DEMprog rams. htm 2) Allowable equipment purchase include, but are not limited to, the following: a) Call Notification Systems b) EOC Software c) Physical Security Equipment d) Video Conferencing Capabilities compatible with the Homeland Security system e) Video Downlink Receivers 3) Items purchased must be consistent with State guidance. 2. ReDort Proiect Items a. Completed EOC Assessment b. List of equipment purchased including the cost of each item 3. EOC Enhancements Proarammatic Point of Contact Specific programmatic questions pertaining to the EOC Enhancements portion of this contract should be addressed to: Chuck Hagan 850-41 0-1263 Charles. hagan@dca.state.fl.us 21 ] to F1- 6. LOCAL PLANNING 1. Eliaible Activities Projects to be accomplished with funds provided during the contract period may include, but are not limited to the following: a. Continuity of Operations (COOP) Planning Expand the Scope of an existing COOP utilizing the County COOP crosswalk (this document is available for download at http://floridadisaster.org/DEMprograms.htm), for example: 1) Information Technology, Agencies/Jurisdictions Identified within local CEMP 2) Integration of Plans a) National Response Plan (NRP) b) National Incident Management Plan (NIMS) "The adoption of NIMS is required by September 30, 2005, per the most current Department of Homeland Security Guidance. 3) Protocols, Procedures to Implement COOP If the County elects to provide funding from this agreement to other jurisdictions, the County is responsible for reviewing and approving these jurisdictions' COOPts) using the criteria in the County COOP crosswalk. b. Terrorism Incident Response Annex Expand the Scope of existing County Terrorism Incident Response Annexes using the criteria in the Terrorism Annex crosswalk (this document is available for download at http://floridadisaster.org/DEMprograms.htm), for example: 1) National Incident Management System (NIMS) "The adoption of NIMS is required by September 30, 2005, per the most current Department of Homeland Security Guidance. 2) National Response Plan (NRP) 3) Integration of Documents (Local Standard Operating Procedures and/or Standard Operating Guidelines integrated, updated) c. Integration of Local Plans and Standard Operating Guidelines to Support Regional Planning 1) Integrate local domestic security capabilities and enhancements into the Regional Domestic Security Task Force (RDSTF) Planning Process and Mutual Aid 2) Consistent with RDSTF Template d. County Comprehensive Emergency Management Plan (CEMP) Enhance County CEMP to reflect the following, while utilizing the CEMP crosswalk (this document is available for download at http://floridadisaster.org/DEMprograms.htm): 1) Homeland Security Assumptions and Updates (NIMS, NRP, State CEMP) 2) Integration with Municipal, Regional and State Domestic Security Procedures 3) Reflect the Enhancement of Local/Regional Capabilities (Equipment, Training, Domestic Security Teams, and Exercises) 22 __..._______C,"'___,_,._,____._.~_ 1~Ç,L e. Conduct Vulnerability Assessments 1) Utilizing the Homeland Security Comprehensive Assessment Model (HLS CAM), identify critical infrastructure protection projects 2) Identify Capabilities/Shortfalls/Capacity in coordination with the RDSTF f. Additional Eliaible Costs 1) Hiring of full or part-time staff or contractors/consultants to assist with any of the above activities (not for the purpose of hiring public safety personnel) 2) Conferences to facilitate activities listed above 3) Materials required to conduct activities listed above 4) Travel/per diem related to above activities 2. ReDort Prolect Items Draft plans must be submitted no later than close of business June 30, 2005 for the Division of Emergency Management's review and approval (a draft is not necessary for vulnerability assessments). For the CEMP, COOP plans and Terrorism Annexes, a completed crosswalk must be submitted with drafts and final documents. a. Continuity of Operations (COOP) Planning 1) Copy of sub-contract, if applicable 2) If the County has contracted with a Municipality, provide a copy of an approval letter for the Municipality COOP plan(s) 3) Final Continuity of Operations Plan submitted with completed crosswalk b. Terrorism Incident Response Annex Final Terrorism Incident Response Annex submitted with a completed crosswalk c. County Comprehensive Emergency Management Plan (CEMP) 1) Submit a completed crosswalk 2) Provide OEM with the CEMP's updated sections d. Vulnerability Assessments 1) List of completed assessment 2) Copy of vulnerability report 3. Plannina Proarammatic Point of Contact Specific programmatic questions pertaining to the Planning portion of this contract should be addressed to: Scott Nelson 850-413-9896 Scott.ne Iso n(â)dca. state. fl. us 23 ______','A.'_',.,"_..,'~ 0_",___ 1 (p FL 57. LOCAL AND REGIONAL EXERCISES 1. Ellaible Activities a. Exercises conducted with ODP grant funds must be managed and executed in accordance with ODP's Homeland Security Exercise and Evaluation Program (HSEEP). These manuals are located online at http://www.oip.usdoj.gov/odp/docs/hseep.htm and at http://floridadisaster.org/DEMprog ram s. h tm. b. Projects to be accomplished with funds provided during the contract period may include, but are not limited to the following: 1 ) Types of Exercises a) Tabletop Exercises (Multi-Disciplinary) b) Functional Exercises (Multi-Disciplinary) c) Full Field Exercises (Multi-Disciplinary) $ Exercise Continuity of Operations (COOP) plan(s) $ Exercise the National Incident Management System (NIMS) plan $ Executive Level Exercises $ Exercise the Integrated Communication and Information Technology $ Exercise Terrorism Incident Response Annex 2) Additional Eligible Costs a) Implementation of the HSEEP b) Hiring of full or part-time staff or contractors/consultants to assist with any of the above activities (not for the purpose of hiring public safety personnel). c) Conferences to facilitate activities listed above d) Supplies/Materials required to conduct activities listed above e) Travel/per diem related to above activities f) Overtime/Backfill Costs g) Other Items - Rental of Space/Locations for exercise planning, exercise signs, badges, etc. 2. ReDort Proiect Items a. Provide a copy of the sub-contract, if applicable. b. Prior to the exercise, provide DEM with exercise plans. c. Completed Roster d. After Action Reports must be provided to DEM within 30 days following the completion of each exercise conducted. 3. Exercise Proarammatic Point of Contact Specific programmatic questions pertaining to the Exercise portion of this contract should be addressed to: Connie Nunn 850-413-9877 Conn ie.n unn(ã)dca.state.fl. us 24 1 ~r2- 8. ALL DISCIPLINE TRAINING 1. Eliaible Activities Training to be accomplished with funds provided during the contract period may include, but are not limited to the following: a. Disciplines Selected for Training 1) Law Enforcement 2) Fi re/Rescue 3) Emergency Medical Services (EMS) 4) Emergency Management (EM) 5) Public Safety Communications (911) 6) Private Sector 7) Public Works (Note: Training for specialized teams and health/hospitals is being funded from other sources.) b. Types of Training All non-ODP training courses must receive prior approval through the State Administrative Agency (Division of Emergency Management) who will seek concurrence from the Department of Homeland Security. A complete listing of ODP approved courses is located online at http://www.oip.usdoi.gov/odp/docs/coursecatalog.pdf. For more information on training, visit http://floridadisaster.org/DEMprograms.htm. 1) Positional and Advanced Incident Command System (rCS) 2) National Incident Management System (NIMS) 3) Field Operations Guide (FOG) 4) Train-the- Trainer 5) Mutual Aid/Deployment 6) All ODP or other Federally Approved Courses 7) Protect Critical Infrastructure Initiative (PCII) 8) Regional Domestic Security Task Force (RDSTF) Response Procedures 9) Homeland Security Community Assessment Model (HLS CAM) 10) Homeland Security Exercise and Evaluation Program (HSEEP) 11) Continuity of Operations (COOP) c. Additional Eligible Training Costs 1) Travel/Per Diem 2) Training Materials/Supplies 3) Instructor Fees 4) Rental of Space/Locations 5) Overtime/BackfiII 2. Recort Proiect Items a. Copy of Agenda b. Provide the number of students trained, per component; the course name and level c. Course curriculum, if course is not a federally approved course 25 1~f2- 3. Trainina Proarammatic Point of Contact Specific programmatic questions pertaining to the Training portion of this contract should be addressed to: Bill Firestone 850-413-0260 William. fi restone(å)dca.state.fl.us II. Unauthorized EXDendltures Unauthorized program expenditures are applicable to each selected activity (-ies) and include: A. Expenditures for items such as general-use software (word processing, spreadsheet, graphics, etc.) B. General-use computers and related equipment C. General-use vehicles D. Licensing fees E. Weapons systems and ammunition F. Activities unrelated to the completion and implementation of the State Homeland Security Program (SHSP) G. Construction or renovation of facilities H. Recurring Costs III. ReDortina Reauirements Reporting requirements are applicable to each selected activity (-ies) A. Programmatic Reporting: The Financial History Report/Status Report is due within 30 days after the end of the reporting periods (June 30 and December 31) for the life of this contract. If a report(s) is delinquent, future financial reimbursements will be withheld until the County's reporting is current. The Close-out Report is due to FDEM no later than 60 days after the contract is either completed or expired. 1. ReDorting Schedule Reporting Period Report due to DEM no later than January 1 through June 30 July 31 July through December 31 January 31 2. Financial History Report/Status ReDort may be mailed to: Ms. Paula Churchwell, Program Manager Department of Community Affairs Division of Emergency Management 2555 Shumard Oak Boulevard Tallahassee, Florida 32399-2100 B. Report Project Items - As applicable to selected activity (-ies) 26 Il>F1- ATTACHMENT B Program Statutes and Regulations 1) 53 Federal Register 8034 2) Federal Acquisition Regulations 31.2 and 031.2 3) Section 1352, Title 31, US Code 27 "---- 1lofZ- ATTACHMENT C Copyright, Patent and Trademark (a) If the Recipient brings to the performance of this Agreement a pre-existing patent or copyright, the Recipient shall retain all rights and entitlements to that pre-existing patent or copyright unless the Agreement provides otherwise. (b) If any discovery or invention arises or is developed in the course of or as a result of work or services performed under this Agreement, or in any way connected herewith, the Recipient shall refer the discovery or invention to the Department for a determination whether patent protection will be sought in the name of the State of Florida. Any and all patent rights accruing under or in connection with the performance of this Agreement are hereby reserved to the State of Florida. In the event that any books, manuals, films, or other copyrightable material are produced, the Recipient shall notify the Department. Any and all copyrights accruing under or in connection with the performance under this Agreement are hereby transferred by the Recipient to the State of Florida. (c) Within thirty (30) days of execution of this Agreement, the Recipient shall disclose all intellectual properties relevant to the performance of this Agreement which he or she knows or should know could give rise to a patent or copyright. The Recipient shall retain all rights and entitlements to any pre-existing intellectual property which is so disclosed. Failure to disclose will indicate that no such property exists. The Department shall then, under Paragraph (b), have the right to all patents and copyrights which occur during performance of the Agreement. 28 -.-"...--.,---. 1 \.0 (1- ATTACHMENT D Statement of Assurances The Recipient hereby assures and certifies compliance with all Federal statutes, regulations, policies, guidelines and requirements, including OMS Circulars No. A-21, A-11 0, A-122, A-128, A-87; E.O. 12372 and Uniform Administrative Requirements for Grants and Cooperative Agreements 28 CFR, Part 66, Common rule, that govern the application, acceptance and use of Federal funds for this federally-assisted project. Also the Applicant assures and certifies that: 1. It will comply with requirements of the provisions of the Uniform Relocation Assistance and Real Property Acquisitions Act of 1970 (P.L. 91-646) which provides for fair and equitable treatment of persons displaced as a result of Federal and federally-assisted programs. 2. It will comply with provisions of Federal law which limit certain political activities of employees of a State or local unit of government whose principal employment is in connection with an activity financed in whole or in part by Federal grants. (5 USC 1501, et seq.) 3. It will comply with the minimum wage and maximum hours provisions of the Federal Fair Labor Standards Act. 4. It will establish safeguards to prohibit employees from using their positions for a purpose that is or gives the appearance of being motivated by a desire for private gain for themselves or others, particularly those with whom they have family, business, or other ties. 5. It will give the sponsoring agency or the Comptroller General, through any authorized representative, access to and the right to examine all records, books, papers, or documents related to the grant. 6. It will comply with all requirements imposed by the Federal sponsoring agency concerning special requirements of law, program requirements, and other administrative requirements. 7. It will insure that the facilities under its ownership, lease or supervision which shall be utilized in the accomplishment of the project are not listed on the Environmental Protection Agency's (EPA) list of Violating Facilities and that it will notify the Federal grantor agency of the receipt of any communication from the Director of the EPA Office of Federal Activities indicating that a facility to be used in the project is under consideration for listing by the EPA. 8. It will comply with the flood insurance purchase requirements of Section 102(a) of the Flood Disaster Protection Act of 1973, Public Law 93-234, 87 Stat. 975, approved December 31, 1976, Section 102(a) requires, on and after March 2, 1975, the purchase of flood insurance in communities where such insurance is available as a condition for the receipt of any Federal financial assistance for construction or acquisition purposes for use in any area that has been identified by the Secretary of the Department of Housing and Urban Development as an area having special flood hazards. The phrase "Federal financial assistance" includes any form of loan, grant, guaranty, insurance payment, rebate, subsidy, disaster assistance loan or grant, or any other form of direct or indirect Federal assistance. 9. It will assist the Federal grantor agency in its compliance with Section 106 of the National Historic Preservation Act of 1966 as amended (16 USC 470), Executive Order 11593, and the Archeological and Historical Preservation Act of 1966 (16 USC 569a-1 et seq.) by (a) consulting with the State Historic Preservation Officer on the conduct of Investigations, as necessary, to identify properties listed in or eligible for inclusion in the National Register of Historic Places that are subject to adverse effects (see 36 CFR Part 800.8) by the activity, and notifying the Federal grantor agency of the existence of any such properties and by (b) complying with all requirements established by the Federal grantor agency to avoid or mitigate adverse effects upon such properties. 10. It will comply, and assure the compliance of all its subgrantees and contractors, with the applicable provisions of Title I of the Omnibus Crime Control and Safe Streets Act of 1968, as amended, the 29 \ ~ F2- Juvenile Justice and Delinquency Prevention Act, or the Victims of Crime Act, as appropriate; the provisions of the current edition of the Office of Justice Programs Financial and Administrative Guide for Grants, M71 00.1; and all other applicable Federal laws, orders, circulars, or regulations. 11. It will comply with the provisions of 28 CFR applicable to grants and cooperative agreements including Part 18, Administrative Review Procedure; Part 20, Criminal Justice Information Systems; Part 22, Confidentiality of Identifiable Research and Statistical Information; Part 23, Criminal Intelligence Systems Operating Policies; Part 30, Intergovernmental Review of Department of Justice Programs and Activities; Part 42, Nondiscrimination/Equal Employment Opportunity Policies and Procedures; Part 61, Procedures for Implementing the National Environmental Policy Act; Part 63, Floodplain Management and Wetland Protection Procedures; and Federal laws or regulations applicable to Federal Assistance Programs. 12. It will comply, and all its contractors will comply, with the non-discrimination requirements of the Omnibus Crime Control and Safe Streets Act of 1968, as amended, 42 USC 3789(d), or Victims of Crime Act (as appropriate); Title VI of the Civil Rights Act of 1964, as amended; Section 504 of the Rehabilitation Act of 1973, as amended; Subtitle A, Title" of the Americans with Disabilities Act (ADA) (1990); Title IX of the Education Amendments of 1972; the Age Discrimination Act of 1975; Department of Justice Non-Discrimination Regulations, 28 CFR Part 42, Subparts C,D,E, and G; and Department of Justice regulations on disability discrimination, 28 CFR Part 35 and Part 39. 13. In the event a Federal or State court or Federal or State administrative agency makes a finding of discrimination after a due process hearing on the Grounds of race, color, religion, national origin, sex, or disability against a recipient of funds, the recipient will forward a copy of the finding to the Office for Civil Rights, Office of Justice Programs. 14. It will provide an Equal Employment Opportunity Program if required to maintain one, where the application is for $500,000 or more. 15. It will comply with the provisions of the Coastal Barrier Resources Act (P.L. 97-348) dated October 19, 1982 (16 USC 3501 et seq.) which prohibits the expenditure of most new Federal funds within the units of the Coastal Barrier Resources System. 16. DRUG-FREE WORKPLACE (GRANTEES OTHER THAN INDIVIDUALS) As required by the Drug- Free Workplace Act of 1988, and implemented at 28 CFR Part 67, Subpart F, for grantees, as defined at 28 CFR Part 67 Sections 67.615 and 67.620. 30 )\Qçt- ATTACHMENT E Advance Justification 31 1 wFt- ATTACHMENT F Warranties And Representations Financial Management Recipient's financial management system shall provide for the following: (1) Accurate, current and complete disclosure of the financial results of this federally-sponsored project or program in accordance with the reporting requirements set forth in Section _.52 of OMC Circular A-110. (2) Records that identify adequately the source and application of funds for all federally- sponsored activities. These records shall contain information pertaining to Federal awards, authorizations, obligations, unobligated balances, assets, outlays, income and interest (3) Effective control over and accountability for all funds, property and other assets. Recipient shall adequately safeguard all such assets and assure that they are used solely for authorized purposes. (4) Comparison of outlays with budget amounts for each award. Whenever appropriate, financial information should be related to performance and unit cost data. (5) Written procedures to minimize the time elapsing between the transfer of funds to the Recipient from the U.S. Treasury and the issuance or redemption of checks, warrants or payments by other means for program purposes by the Recipient To the extent that the provisions of the Cash Management Improvement Act (CMIA) (Pub. L. 101-453) govern, payment methods shall be consistent with CMIA Treasury-State Agreements or the CMIA default procedures codified at31 CFR part 205, "Withdrawal of Cash from the Treasury for Advances under Federal Grant and Other Programs." (6) Written procedures for determining the reasonableness, allocability and allowability of costs in accordance with the provisions of the applicable Federal cost principles and the terms and conditions of the award. (7) Accounting records, including cost accounting records that are supported by source documentation. Competition. All procurement transactions shall be conducted in a manner to provide, to the maximum extent practical, open and free competition. The Recipient shall be alert to organizational conflicts of interest as well as noncompetitive practices among contractors that may restrict or eliminate competition or otherwise restrain trade. In order to ensure objective contractor performance and elimina1e unfair competitive advantage, contractors that develop or draft specifications, requirements, statements of work, invitations for bids and/or requests for proposals shall be excluded from competing for such procurements. Awards shall be made to the bidder or offeror whose bid or offer is responsive to the solicitation and is most advantageous to the Recipient, price, quality and other factors considered. Solicitations shall clearly set forth all requirements that the bidder or offeror shall fulfill in order for the bid or offer to be evaluated by the Recipient Any and all bids or offers may be rejected when it is in the Recipient's interest to do so. Codes Of Conduct The Recipient shall maintain written standards of conduct governing the performance of its employees engaged in the award and administration of contracts. No employee, officer, or agent shall participate in the selection, award, or administration of a contract supported by Federal funds if a real or apparent conflict of interest would be involved. Such a conflict would arise when the employee, officer, or agent, any member of his or her immediate family, his or her partner, or an organization which employs or is about to employ any of the parties indicated herein, has a financial or other interest in the firm selected for an award. The officers, employees, and agents of the Recipient shall neither solicit nor accept gratuities, favors, or anything of monetary value from contractors, or parties to subagreements. However, Recipients may set standards for situations in which the financial interest is not substantial or the gift is an unsolicited item of nominal value. The standards of conduct shall provide for disciplinary actions to be applied for violations of such standards by officers, employees, or agents of the Recipient. 32 llofL Business Hours The Recipient shall have its offices open for business, with the entrance door open to the public, and at least one employee on site, from at least 9:00 am to 5:00 pm, Monday through Friday. Licensing and Permitting All subcontractors or employees hired by the Recipient shall have all current licenses and permits required for all of the particular work for which they are hired by the Recipient. 33 tlo f2- BUDGET AMENDMENT REQUEST For BudgetfFinance Use Only BA#............................... JE#................................. BAR#.............................. A.P.R. Date....................... 118 Fund Number Emergency Management Grants Fund Description Date Prepared: 7/1/04 Approved by BCC on: Attach Executi ve Summary Item No.: Fund Center Title: WBS Element Title: Expense Budget Detail Emergency Management Grants EOC Enhancements Fd Ctr No.: 144211 WBS No.: 343131 (Provide the Fund Center or WBS element information; it is not required to provide oth.) Fund WBS Commit Commitment Item Increase Current Revised Center Element Item Description (Decrease) Budget Budget 144211 343131 764210 Communications Equip 19,000 -0- 19,000 144211 343131 652910 Minor Operating Equip 9,821 -0- 9,821 b Net Change to Budget 28,821 Expense Budget Detail Fund Center Title: Emergency Management Grants WBS Element Title: Local Planning Pr 'd h F d C WBS 1 . £ . d 'd b h) Fd Ctr No.: 144211 WBS No.: 343132 ( ov! e t e "un enter or e ement 111 ormatIOn; Ills not requlfe to proV! e ot . Fund WBS Commit Commitment Item Increase Current Revised Center Element Item Description (Decrease) Budget Budget 144211 343132 513100 Other Salaries / Wages 67,200 -0- 67,200 144211 343132 5211 00 Social Security Matching 5,150 -0- 5,150 144211 343132 522100 Retirement - Regular 5,200 -0- 5,200 144211 343132 651210 Copy Charges 18,500 -0- 18,500 144211 343132 65111 0 Office Supplies 8,250 -0- 8,250 144211 343132 640300 Travel- Professional Dev. 8,435 -0- 8,435 Net Change to Budget 112,735 Expense Budget Detail Fund Center Title: Emergency Management Grants WBS Element Title: Local Exercises Pr 'd h F d C WBS . d . both Fd Ctr No.: 144211 WBS No.: 343133 ( OV) e t e'un enter or element IIItormation; It 1S not reqUIre to orovlde .) Fund WBS Commit Commitment Item Increase Current Revised Center Element Item Description (Decrease) Budget Budget 144211 343133 634999 Other Contractual Service 9,500 -0- 9,500 144211 343133 649990 Other Misc. Services 9,000 -0- 9,000 144211 343133 652990 Operating Supplies 1,184 -0- 1,184 144211 343133 640300 Travel- Professional Dev. 2,500 -0- 2,500 Net Change to Budget 22,184 10f2- Fund Center Title: WBS Elemcnt Title: Expense Budget Detail Emergency Management Grants All Discipline Training d 'd bo h Fd Ctr No.: 144211 WBS No.: 343134 (Provide the Fund Center or WHS element infonnation; it is not require to DroVI e t .) Fund WBS Commit Commitment Item Increase Current Revised Center Element Item Description (Decrease) Budget Budget 144211 343134 634999 Other Contractual Service 15,500 -0- 15,500 144211 343134 649990 Other Misc. Services 7,500 -0- 7,500 144211 343134 652990 Other Operating Supplies 4,000 -0- 4,000 144211 343134 640300 Travel- Professional Dev. 6,641 -0- 6,641 Net Change to Budget 33,641 Expense Budget Detail Fund Center Title: Emergency Management Grants WBS Element Title: Administrative Expenses 'd F C WBS'f d 'dboh Fd Ctr No.: 144211 WBS No.: 343] 35 (PrOVl e the und enter or element m onnatlon; It IS not require to orovl e t .j Fund WBS Commit Commitment Item Increase Current Revised Center Element Item Description (Decrease) Budget Budget 144211 343135 764900 Data Processing Equip 3,500 -0- 3,500 1442]1 343135 652910 Minor Operating Equip 300 -0- 300 144211 343135 652920 Software 700 -0- 700 144211 343135 651210 Office Supplies 766 -0- 766 Net Change to Budget 5,266 Fund Centcr Title: WBS Element Title: F WB Revenue Budget Detail Emcrgency Managcment Grants Homeland Security Grant FdCtrNo.: 144211 Project No. 34313 (Provide the uod Center or S element information; it is not reqUired to provide th.) Fund WBS Commit Commitment Item Increase Current Revised Center Element Item Description (Decrease) Budget Budget 144211 343131 334245 Dept. of Community Affairs 28,821 -0- 28,821 144211 343132 334245 Dept. of Community Affairs 112,735 -0- 112,735 144211 343133 334245 Dept. of Community Affairs 22,184 -0- 22,184 144211 343134 334245 Dept. of Community Affairs 33,641 -0- 33,641 144211 343135 334245 DepL of Community Affairs 5,266 -0- 5,266 bo Net Change to Budget 202,647 EXPLANATION Why are funds needed? Funding is needed to complete the requirements of the Homeland Security Grant, project #34313. The grant has been awarded in 5 separate & distinct parts, each with its own funding and reporting requirements. Funds have been awarded for Planning activities, Training, Exercises, EOC enhancements and Administrative expenses. Where are funds available? Funds are available from a Homeland Security Grant awarded by the Florida Department of Community Affairs. 1(Pr2- REVIEW PROCESS DATE Cost Center Director: Division Administrator: Finance De artment: Clerk of Board Admin.: ) \0 F7- EXECUTIVE SUMMARY Approve a Grant Agreement between the Florida Department of Community Affairs and Collier County accepting $202,647 to Fund Homeland Security and Emergency Preparedness Programs and Initiatives, and Approve a Budget Amendment to Recognize and Appropriate Revenue OBJECTIVE: Board of Commissioners approval of an Agreement between the Florida Department of Community Affairs (DCA) and Collier County accepting $202,647 to fund Homeland Security and Emergency Preparedness programs and initiatives. CONSIDERATIONS: The Federal Government has made available to Collier County, through DCA, Homeland Security Funds in thc amount of $202,647. Funds arc to be used to develop new and to enhance existing Homeland Security and Emergency Preparedness plans and initiatives. Per the Agreement, the funds will be used as follows: Planning for Local & Regional Efforts, $115,744 - to develop specific plans, and to integrate and coordinate existing plans and procedures. Job Bank and/or subject matter contractors may be used to accomplish these goals. All Discipline Training, $34,539 - to provide comprehensive and multi-discipline training to County staff, local emergency responders, law enforcement and volunteers. Training to include GIS/Risk Map training. Local Exercises, $22,774 - Analyze & develop a consolidated exercise plan, conduct exercises & drills to include County Staff, local emergency responders, law enforcement, volunteers and other applicable agencies. EOC Enhancements, $29,590 - Upgrade computerize telephone notifier system and purchase equipment meeting the Office of Domestic Preparedness guidelines and standards for the EOC. The equipment purchased will be of a type to facilitate its relocation to the new Emergency Services building. Acceptance of the Agreement will enable Collier County to meet State and Federal mandates by: a) developing Homeland Security Plans, upgrading existing Emergency Plans and integrating those plans into local, state and regional plans, b) developing a consolidated training and exercise program to include al1 applicable state, local response agencies and volunteer organizations, c) provide training opportunities, exercises and drills, and d) provide needed EOC enhancements. Approval of this Agreement by the County Manager is subject to fOlmal ratification by the Board of County Commissioners. If the decision by the County Manager is not ratified by that Board, this Agreement shall be enforceable against Collier County only to the extent authorized by law in the absence of such ratification by that Board. FISCAL IMPACT: An increase, by budget amendment, of $202,647 to Fund 118, (Emergency Management Grants) for FY 04. No matching funds are required. GROWTH MANAGEMENT IMPACT: There is no Growth Management Impact associated with this Executive Summary. RECOMMENDATION: That the Board of Commissioners approve the Agreement between the Florida Department of Community Affairs and Collier County to fund Homeland Security and Emergency Preparedness Programs / Initiatives, and approve a budget amendment to recognize and appropriate revenue. --'-'^---.-.._~",,- IvPJ- J(PF3 Contract Number: 05CP-11-09-21-0 1-000 CSFA Number: 52.023 STATE-FUNDED SUBGRANT AGREEMENT THIS AGREEMENT is entered into by and between the State of Florida, Department of Community Affairs, with headquarters in Tallahassee, Florida (hereinafter referred to as the "Department"), and Collier County, (hereinafter referred to as the "Recipient"). THIS AGREEMENT IS ENTERED INTO BASED ON THE FOllOWING FACTS: A. WHEREAS, the Recipient represents that it is fully qualified and eligible to receive these grant funds to provide the services identified herein; and B. WHEREAS, the Department has received these funds from the State of Florida, and has the authority to subgrant these funds to the Recipient upon the terms and conditions hereinafter set forth; and C. WHEREAS, the Department has authority pursuant to Florida law to disburse the funds under this Agreement. NOW, THEREFORE, the Department and the Recipient do mutually agree as follows: (1) SCOPE OF WORK. The Recipient shall fully perform the obligations in accordance with the Compensation and Financial Reporting Requirements, Attachment A of this Agreement, and the Scope of Work and Schedule of Payments, Attachment B of this Agreement. (2) INCORPORATION OF LAWS. RULES. REGULATIONS AND POLICIES. Both the Recipient and the Department shall be governed by applicable State and Federal laws, rules and regulations. (3) PERIOD OF AGREEMENT. This Agreement shall begin July 1, 2004 and shall end June 30, 2005 unless terminated earlier in accordance with the provisions of paragraph (9) of this Agreement. (4) MODIFICATION OF CONTRACT: REPAYMENTS. Either party may request modification of the provisions of this Agreement. Changes which are mutually agreed upon shall be valid only when reduced to writing, duly signed by each of the parties hereto, and attached to the original of this Agreement. All refunds or repayments to be made to the Department under this Agreement are to be made payable to the order of "Department of Community Affairs", and mailed directly to the Department at the following address: Department of Community Affairs Cashier Finance and Accounting 2555 Shumard Oak Boulevard Tallahassee FL 32399-2100 --- 10f3 In accordance with § 215.34(2), Fla. Stat., if a check or other draft is returned to the Department for collection, the Department must add to the amount of the check or draft a service fee of Fifteen Dollars ($15.00) or Five Percent (5%) of the face amount of the check or draft, whichever is greater. (5) RECORD KEEPING. (a) The Recipient shall retain sufficient records demonstrating its compliance with the terms of this Agreement for a period of five years from the date the audit report is issued, and shall allow the Department or its designee, Comptroller, or Auditor General access to such records upon request. The Recipient shall ensure that audit working papers are made available to the Department or its designee, Comptroller, or Auditor General upon request for a period of five years from the date the audit report is issued, unless extended in writing by the Department, with the following exceptions: 1. If any litigation, claim or audit is started before the expiration of the five year period and extends beyond the five year period, the records will be maintained until all litigation, claims or audit findings involving the records have been resolved. 2. Records for the disposition of non-expendable personal property valued at $5,000 or more at the time of acquisition shall be retained for five years after final disposition. 3. Records relating to real property acquisition shall be retained for five years after closing of title. (b) All records, including supporting documentation of all program costs, shall be sufficient to determine compliance with the requirements and objectives of the Scope of Work and Schedule of Payments - Attachment B - and all other applicable laws and regulations. (c) The Recipient, its employees or agents, including all subcontractors or consultants to be paid from funds provided under this Agreement, shall allow access to its records at reasonable times to the Department, its employees, and agents. "Reasonable" shall be construed according to the circumstances but ordinarily shall mean during normal business hours of 8:00 a.m. to 5:00 p.m., local time, on Monday through Friday. "Agents" shall include, but not be limited to, auditors retained by the Department. (6) REPORTS. (a) If all required reports and copies are not sent to the Department or are not completed in a manner acceptable to the Department, the Department may withhold further payments until they are completed or may take such other action as set forth in paragraph (9). The Department may terminate the Agreement with a Recipient if reports are not received within 30 days after written notice by the Department. "Acceptable to the Department" means that the work product was completed in accordance with generally accepted principles and is consistent with the Compensation and Financial Reporting Requirements (Attachment A) and the Scope of Work and Schedule of Payments (Attachment B). (b) Upon reasonable notice, the Recipient shall provide such additional program updates or information as may be required by the Department. (7) MONITORING. The Recipient shall constantly monitor its performance under this Agreement to ensure that time schedules are being met and Scope of Work is being accomplished within specified time periods, and other performance goals are being achieved. Such review shall be made for each function or activity set forth in Attachments A and B to this Agreement. In addition, the Department will monitor the performance and financial management by the Recipient throughout the contract term to ensure timely completion of all tasks. 2 \~f3 In addition to reviews of audits conducted in accordance with OMB Circular A-133, as revised and Section 215.97, Florida Statutes (see "AUDIT REQUIREMENTS" below), monitoring procedures may include, but not be limited to, on-site visits by Department staff, limited scope audits as defined by OMB Circular A-133, as revised, and/or other procedures. By entering into this Agreement, the Recipient agrees to comply and cooperate with any monitoring procedures/processes deemed appropriate by the Department. In the event that the Department determines that a limited scope audit of the Recipient is appropriate, the Recipient agrees to comply with any additional instructions provided by the Department to the Recipient regarding such audit. The Recipient further agrees to comply and cooperate with any inspections, reviews, investigations or audits deemed necessary by the Comptroller or Auditor General. In addition, the Department will monitor the performance and financial management by the Contractor throughout the contract term to ensure timely completion of all tasks. (8) LIABILITY. (a) Unless Recipient is a State agency or subdivision, the Recipient shall be solely responsible to parties with whom it shall deal in carrying out the terms of this agreement, and shall save the Department harmless against all claims of whatever nature by third parties arising out of the performance of work under this agreement. For purposes of this agreement, Recipient agrees that it is not an employee or agent of the Department, but is an independent contractor. (b) Any Recipient who is a state agency or subdivision, as defined in Section 768.28, Fla. Stat., agrees to be fully responsible to the extent provided by Section 768.28 Fla. Stat. for its negligent acts or omissions or tortuous acts which result in claims or suits against the Department, and agrees to be liable for any damages proximately caused by said acts or omissions. Nothing herein is intended to serve as a waiver of sovereign immunity by any Recipient to which sovereign immunity applies. Nothing herein shall be construed as consent by a state agency or subdivision of the State of Florida to be sued by third parties in any matter arising out of any contract. (9) DEFAULT: REMEDIES: TERMINATION. (a) If the necessary funds are not available to fund this Agreement as a result of action by Congress, the state Legislature, the Office of the Comptroller or the Office of Management and Budgeting, or if any of the following events occur ("Events of Default"), all obligations on the part of the Department to make any further payment of funds hereunder shall, if the Department so elects, terminate and the Department may, at its option, exercise any of its remedies set forth herein, but the Department may make any payments or parts of payments after the happening of any Events of Default without thereby waiving the right to exercise such remedies, and without becoming liable to make any further payment: 1. If any warranty or representation made by the Recipient in this Agreement or any previous Agreement with the Department shall at any time be false or misleading in any respect, or if the Recipient shall fail to keep, observe or perform any of the terms or covenants contained in this Agreement or any previous agreement with the Department and has not cured such in timely fashion, or is unable or unwilling to meet its obligations thereunder; 2. If any material adverse change shall occur in the financial condition of the Recipient at any time during the term of this Agreement from the financial condition revealed in any reports filed or to be filed with the Department, and the Recipient fails to cure said material adverse change within thirty (30) days from the time the date written notice is sent by the Department. 3. If any reports required by this Agreement have not been submitted to the Department or have been submitted with incorrect, incomplete or insufficient information; 4. If the Recipient has failed to perform and complete in timely fashion any of the services required under Attachment A (Compensation and Financial Reporting Requirements) and Attachment B (Scope of Work and Schedule of Payments) attached hereto. 3 l\Qf3 (b) Upon the happening of an Event of Default, then the Department may, at its option, upon thirty (30) calendar days prior written notice to the Recipient and upon the Recipient's failure to timely cure, exercise anyone or more of the following remedies, either concurrently or consecutively, and the pursuit of anyone of the following remedies shall not preclude the Department from pursuing any other remedies contained herein or otherwise provided at law or in equity: 1. Terminate this Agreement, provided that the Recipient is given at least thirty (30) days prior written notice of such termination. The notice shall be effective when placed in the United States mail, first class mail, postage prepaid, by registered or certified mail-return receipt requested, to the address set forth in paragraph (10) herein; this Agreement; 2. Commence an appropriate legal or equitable action to enforce performance of 3. Withhold or suspend payment of all or any part of a request for payment; 4. Exercise any corrective or remedial actions, to include but not be limited to, requesting additional information from the Recipient to determine the reasons for or the extent of non- compliance or lack of performance, issuing a written warning to advise that more serious measures may be taken if the situation is not corrected, advising the Recipient to suspend, discontinue or refrain from incurring costs for any activities in question or requiring the Recipient to reimburse the Department for the amount of costs incurred for any items determined to be ineligible; 5. Exercise any other rights or remedies which may be otherwise available under law; (c) The Department may terminate this Agreement for cause upon such written notice as is reasonable under the circumstances. Cause shall include, but not be limited to, misuse of funds; fraud; lack of compliance with applicable rules, laws and regulations; failure to perform in a timely manner; and refusal by the Recipient to permit public access to any document, paper, letter, or other material subject to disclosure under Chapter 119, Fla. Stat., as amended. (d) In addition to any other remedies, the Recipient shall return to the Department any funds which were used for ineligible purposes under the program laws, rules, and regulations governing the use of the funds under the program. (e) Notwithstanding the above, the Recipient shall not be relieved of liability to the Department by virtue of any breach of Agreement by the Recipient. The Department may, to the extent authorized by law, withhold any payments to the Recipient for purpose of set-off until such time as the exact amount of damages due the Department from the Recipient is determined. (f) The Department may terminate this Agreement at any time if the Recipient refuses to fulfill any of its obligations under this Agreement. Prior to termination, the department shall provide thirty (30) calendar days prior written notice of its intent to terminate pursuant to this provision and shall provide the Recipient an opportunity to consult with the Department regarding the reason(s) for termination. (g) The Department may terminate this Agreement for its convenience by providing the Recipient with thirty (30) calendar days prior written notice. (h) The parties may agree to terminate this Agreement for their mutual convenience as evidenced by written amendment of this Agreement. The amendment shall establish the effective date of the termination and the procedures for proper closeout of the Agreement. 4 [(of3 (10) NOTICE AND CONTACT. (a) All notices provided under or pursuant to this Agreement shall be in writing, either by hand delivery, or first class, certified mail, return receipt requested, to the Recipient's contact person. The Recipient is required to provide the name of a contact person and contact information as provided for in Attachment B, Section 1 (Scope of Work), Task 1. (b) In the event that a different contact person, address or telephone number is designated by the Recipient after execution of this Agreement, notice to the Department is required within 30 days and shall include the new contact's name, address, telephone number and E-mail address. The representative of the Department responsible for administration of this agreement is: Mr. Timothy Date Department of Community Affairs Division of Emergency Management 2555 Shumard Oak Boulevard Tallahassee, Florida 32399-2100 Telephone: (850) 410-1272 Fax: (850) 488-1739 Email: tim.date@dca.stateJl.us (11) OTHER PROVISIONS. (a) The validity of this Agreement is subject to the truth and accuracy of all the information, representations, and materials submitted or provided by the Recipient in this Agreement, in any subsequent submission or response to Department request, or in any submission or response to fulfill the requirements of this Agreement, and such information, representations, and materials are incorporated by reference. The lack of accuracy thereof or any material changes shall, at the option of the Department and with thirty (30) days written notice to the Recipient, cause the termination of this Agreement and the release of the Department from all its obligations to the Recipient. (b) This Agreement shall be construed under the laws of the State of Florida, and venue for any actions arising out of this Agreement shall lie in Leon County. If any provision hereof is in conflict with any applicable statute or rule, or is otherwise unenforceable, then such provision shall be deemed null and void to the extent of such conflict, and shall be deemed severable, but shall not invalidate any other provision of this Agreement. (c) No waiver by the Department of any right or remedy granted hereunder or failure to insist on strict performance by the Recipient shall affect or extend or act as a waiver of any other right or remedy of the Department hereunder, or affect the subsequent exercise of the same right or remedy by the Department for any further or subsequent default by the Recipient. Any power of approval or disapproval granted to the Department under the terms of this Agreement shall survive the terms and life of this Agreement as a whole. (d) The Agreement may be executed in any number of counterparts, anyone of which may be taken as an original. (e) The Recipient agrees to comply with the Americans With Disabilities Act (Public Law 101-336,42 U.S.C. Section 12101 et sea.), if applicable, which prohibits discrimination by public and private entities on the basis of disability in the areas of employment, public accommodations, transportation, State and local government services, and in telecommunications. (f) A person or affiliate who has been placed on the convicted vendor list following a conviction for a public entity crime or on the discriminatory vendor list may not submit a bid on a contract to provide any goods or services to a public entity, may not submit a bid on a contract with a public entity 5 /úÇ3 for the construction or repair of a public building or public work, may not submit bids on leases of real property to a public entity, may not be awarded or perform work as a contractor, supplier, subcontractor, or consultant under a contract with a public entity, and may not transact business with any public entity in excess of Category Two for a period of 36 months from the date of being placed on the convicted vendor list or on the discriminatory vendor list. (12) AUDIT REQUIREMENTS. (a) The Recipient agrees to maintain financial procedures and support documents, in accordance with generally accepted accounting principles, to account for the receipt and expenditure of funds under this Agreement. (b) These records shall be available at all reasonable times for inspection, review, or audit by state personnel and other personnel duly authorized by the Department. "Reasonable" shall be construed according to circumstances, but ordinarily shall mean normal business hours of 8:00 a.m. to 5:00 p.m., local time, Monday through Friday. (c) The Recipient shall also provide the Department with the records, reports or financial statements upon request for the purposes of auditing and monitoring the funds awarded under this Agreement. (d) If the Recipient is a non-state entity as defined by Section 215.97, Fla. Stat., and in the event that the Recipient expends a total amount of State financial assistance equal to or in excess of $300,000 in any fiscal year of such Recipient, the Recipient must have a State single or project-specific audit for such fiscal year in accordance with Section 215.97, Fla. Stat.; applicable rules of the Executive Office of the Governor and the Comptroller; and Chapters 10.550 (local government entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General. EXHIBIT 1 to this Agreement indicates State financial assistance awarded through the Department by this Agreement. In determining the State financial assistance expended in its fiscal year, the Recipient shall consider all sources of State financial assistance, including State funds received from the Department, other state agencies, and other non-state entities. State financial assistance does not include Federal direct or pass-through awards and resources received by a non-state entity for Federal program matching requirements. In connection with the audit requirements addressed in paragraph 12(d) above, the Recipient shall ensure that the audit complies with the requirements of §215.97(7), FIR Stat. This includes submission of a reporting package as defined by §215.97(2)(d), Fla. Stat. and Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General. If the Recipient expends less than $300,000 in State financial assistance in its fiscal year, an audit conducted in accordance with the provisions of §215.97, Fla. Stat, is not required. In the event that the Recipient expends less than $300,000 in state financial assistance in its fiscal year and elects to have an audit conducted in accordance with the provisions of §215.97, Fla. Stat, the cost of the audit must be paid from the non-state entity's resources (i.e., the cost of such an audit must be paid from the Recipient's resources obtained from other than State entities). (e) Report Submission 1. The annual financial audit report shall include all management letters and the Recipient's response to all findings, including corrective actions to be taken. 2. The annual financial audit report shall include a schedule of financial assistance specifically identifying all Agreement and other revenue by sponsoring agency and Agreement number. 3. Copies of financial reporting packages required under this Paragraph 12 shall be submitted by or on behalf of the Recipient directlv to each of the following: 6 ~(pç:3 The Department of Community Affairs at each of the following addresses: Department of Community Affairs Office of Audit Services 2555 Shumard Oak Boulevard Tallahassee, Florida 32399-2100 And Department of Community Affairs Division of Emergency Management Bureau of Compliance Planning and Support 2555 Shumard Oak Boulevard Tallahassee, Florida 32399-2100 The Auditor General's Office at the following address: Auditor General's Office Room 401, Claude Pepper Building 111 West Madison Street Tallahassee, Florida 32399-1450 4. Any reports, management letter, or other information required to be submitted to the Department pursuant to this Agreement shall be submitted timely in accordance with OMB Circular A-133, Florida Statutes, and Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for- profit organizations), Rules of the Auditor General, as applicable. 5. Recipients, when submitting financial reporting packages to the Department for audits done in accordance with OMB Circular A-133 or Chapters 10.550 (Ioèal governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General, should indicate the date that the reporting package was delivered to the Recipient in correspondence accompanying the reporting package. (f) The Recipient shall retain sufficient records demonstrating its compliance with the terms of this agreement for a period of five years from the date the audit report is issued, and shall allow the Department, or its designee, the Comptroller, or Auditor General access to such records upon request. The recipient shall ensure that audit working papers are made available to the Department, or its designee, the Comptroller, or Auditor General upon request for a period of five years from the date the audit report is issued, unless extended in writing by the Department. (g) In the event the audit shows that the entire funds disbursed hereunder, or any portion thereof, were not spent in accordance with the conditions of this Agreement, the Recipient shall be held liable for reimbursement to the Department of all funds not spent in accordance with these applicable regulations and Agreement provisions within thirty (30) days after the Department has notified the Recipient of such non-compliance. (h) The Recipient shall retain all financial records, supporting documents, statistical records, and any other documents pertinent to this contract for a period of five years after the date of submission of the final expenditures report. However, if litigation or an audit has been initiated prior to the expiration of the five-year period, the records shall be retained until the litigation or audit findings have been resolved. (i) The Recipient shall have all audits completed in accordance with § 215.97, Fla. Stat. by an independent certified public accountant (IPA) who shall either be a certified public accountant or a 7 t(QF3 public accountant licensed under Chapter 473, Fla. Stat. The IPA shall state that the audit complied with the applicable provisions noted above. (13) SUBCONTRACTS. (a) If the Recipient subcontracts any or all of the work required under this Agreement, a copy of the executed subcontract must be forwarded to the Department within thirty (30) days after execution of the subcontract. The Recipient agrees to include in the subcontract that (i) the subcontractor is bound by all applicable state and federal laws and regulations, and (ii) the subcontractor shall hold the Department and Recipient harmless against all claims of whatever nature arising out of the subcontractor's performance of work under this Agreement, to the extent allowed and required by law. (14) TERMS AND CONDITIONS. The Agreement contains all the terms and conditions agreed upon by the parties. (15) ATTACHMENTS. (a) All attachments to this Agreement are incorporated as if set out fully herein. (b) In the event of any inconsistencies or conflict between the language of this Agreement and the attachments hereto, the language of such attachments shall be controlling, but only to the extent of such conflict or inconsistency. (c) This Agreement has the following attachments: Exhibit 1 - Funding Sources Attachment A - Compensation and Financial Reporting Requirements Attachment B - Scope of Work and Schedule of Payments Attachment C - County Facilities Listing Attachment D - Financial Invoice Attachment E - Warranties and Representations (16) FUNDING/CONSIDERATION. (a) This is a fixed fee agreement. As consideration for performance of work rendered under this Agreement, the Department agrees to pay a fixed fee of up to $8,330.00. Payment will be made in accordance with the provisions of Attachment A (Compensation and Financial Reporting Requirements). An invoice shall be submitted with each deliverable which is in detail sufficient for a proper pre-audit and post-audit thereof. (b) The sole intent of this Agreement is to provide financial assistance to the Recipient to support the conduct of site-specific hazards analyses and hazardous materials emergency management activities. It is therefore required that all expenditures paid from this fund be directly related to hazardous materials preparedness, response, recovery or mitigation activities. Contract funds are not required to be expended within the contract period. Any payments received after termination of the Agreement shall be considered payments for work performed pursuant to the Agreement. (17) STANDARD CONDITIONS. The Recipient agrees to be bound by the following standard conditions: (a) The State of Florida's performance and obligation to pay under this Agreement is contingent upon an annual appropriation by the Legislature, and subject to any modification in accordance with Chapter 216, Fla. Stat. or the Florida Constitution. (b) All bills for fees or other compensation for services or expenses shall be submitted in detail sufficient for a proper pre-audit and post-audit thereof. 8 lGÇ3 (c) The Department of Community Affairs reserves the right to unilaterally cancel this Agreement for refusal by the Recipient to allow public access to all documents, papers, letters or other material subject to the provisions of Chapter 119, Fla. Stat., and made or received by the Recipient in conjunction with this Agreement. (d) If the Recipient is allowed to temporarily invest any advances of funds under this Agreement, any interest income shall either be returned to the Department or be applied against the Department's obligation to pay the contract amount. (e) The State of Florida will not intentionally award publicly-funded contracts to any contractor who knowingly employs unauthorized alien workers, constituting a violation of the employment provisions contained in 8 U.S.C. Section 1324a(e) [Section 274A(e) of the Immigration and Nationality Act ("INA")]. The Department shall consider the employment by any contractor of unauthorized aliens a violation of Section 274A(e) of the INA. Such violation by the Recipient of the employment provisions contained in Section 274A(e) of the INA shall be grounds for unilateral cancellation of this Agreement by the Department. (18) STATE LOBBYING PROHIBITION. No funds or other resources received from the Department in connection with this Agreement may be used directly or indirectly to influence legislation or any other official action by the Florida Legislature or any state agency. (19) COPYRIGHT. PATENT AND TRADEMARK. ANY AND ALL PATENT RIGHTS ACCRUING UNDER OR IN CONNECTION WITH THE PERFORMANCE OF THIS AGREEMENT ARE HEREBY RESERVED TO THE STATE OF FLORIDA. ANY AND ALL COPYRIGHTS ACCRUING UNDER OR IN CONNECTION WITH THE PERFORMANCE OF THIS AGREEMENT ARE HEREBY TRANSFERRED BY THE RECIPIENT TO THE STATE OF FLORIDA. (a) If the Recipient brings to the performance of this Agreement a pre-existing patent or copyright, the Recipient shall retain all rights and entitlements to that pre-existing patent or copyright unless the Agreement provides otherwise. (b) If any discovery or invention arises or is developed in the course of or as a result of work or services performed under this Agreement, or in any way connected herewith, the Recipient shall refer the discovery or invention to the Department for a determination whether patent protection will be sought in the name of the State of Florida. Any and all patent rights accruing under or in connection with the performance of this Agreement are hereby reserved to the State of Florida. In the event that any books, manuals, films, or other copyrightable material are produced, the Recipient shall notify the Department. Any and all copyrights accruing under or in connection with the performance under this Agreement are hereby transferred by the Recipient to the State of Florida. (c) Within thirty (30) days of execution of this Agreement, the Recipient shall disclose all intellectual properties relevant to the performance of this Agreement which he or she knows or should know could give rise to a patent or copyright. The Recipient shall retain all rights and entitlements to any pre-existing intellectual property which is so disclosed. Failure to disclose will indicate that no such property exists. The Department shall then, under Paragraph (b), have the right to all patents and copyrights which occur during performance of the Agreement. 9 \ (oÇ3 (20) LEGAL AUTHORIZATION. The Recipient certifies with respect to this Agreement that it possesses the legal authority to receive the funds to be provided under this Agreement and that, if applicable, its governing body has authorized. by resolution or otherwise, the execution and acceptance of this Agreement with all covenants and assurances contained herein. The Recipient also certifies that the undersigned possesses the authority to legally execute and bind Recipient to the terms of this Agreement. (21) VENDOR PAYMENTS. Pursuant to Section 215.422, Fia. Stat., the Department shall issue payments to vendors within 40 days after receipt of an acceptable invoice and receipt, inspection, and acceptance of goods and/or services provided in accordance with the terms and conditions of the Agreement. Failure to issue the warrant within 40 days shall result in the Department paying interest at a rate as established pursuant to Section 55.03(1) Fla. Stat. The interest penalty shall be paid within 15 days after issuing the warrant. Vendors experiencing problems obtaining timely payment(s) from a state agency may receive assistance by contacting the Vendor Ombudsman at (850) 488-2924 or by calling the State Comptroller's Hotline at 1-800-848-3792. IN WITNESS WHEREOF, the parties hereto have caused this contract to be executed by their undersigned officials as duly authorized. RECIPIENT: COLLIER COUNTY BOARD OF COUNTY COMMISSIONERS By Donna Fiala, Chairman Date: FEID# 59-60000558 (Deputy Clerk) rm and Legal Sufficiency: -----:? ATTEST: Dwight E. Brock, Clerk By STATE OF FLORIDA DEPARTMENT OF COMMUNITY AFFAIRS Date Signature W. Craie Fueate. Director, Division of Emeroencv Management Typed Name of Signatory and Title 10 10 lCoF3 EXHIBIT - 1 STATE RESOURCES A WARDED TO THE RECIPIENT PURSUANT TO THIS AGREEMENT CONSIST OF THE FOLLOWING: SUBJECT TO SECTION 215.97, FLORIDA STATUTES: Department of Community Affairs, Florida Hazardous Materials Planning and Prevention Program, Catalog of State Financial Assistance Number 52.023 in the amount of $8,330.00. COMPLIANCE REQUIREMENTS APPLICABLE TO STATE RESOURCES AWARDED PURSUANT TO THIS AGREEMENT ARE AS FOLLOWS: 1. Emergency Planning and Community Right-to-Know Act (EPCRA). Title III of the Superfund Amendments and Reauthorization Act of 1986, 42 D.S.C. s. 11001, et seg. (SARA). 2. Florida Hazardous Materials Emergency Response and Community Right-to-Know Act of 1988, Chapter 252, Part II, Florida Statutes REMAINDER OF THIS PAGE LEFf BLANK INTENTIONALLY 11 1 (Q f3 Attachment A COMPENSATION AND FINANCIAL REPORTING REQUIREMENTS A. Upon execution of this Agreement, the Recipient shall be compensated for tasks completed in accordance with the Scope of Work and Schedule of Payments, which are incorporated in this Agreement as Attachment B, except as provided herein. B. Of the facilities listed on Attachment C, fifty (50) percent of the completed hazards analyses, shall be received by the Department not later than November 1, 2004 and the final fifty (50) percent of the completed hazards analyses shall be received by the Department not later than February 1 , 2005 except that later dates may be agreed upon in writing by both parties to this Agreement. Absent any extenuating circumstances, and except as otherwise provided in this Agreement work submitted after February 1, 2005 will not be accepted, reviewed or compensated. The Department will be the sole authority for determining extenuating circumstances and granting extensions to the work submission deadline. C. Each request for payment shall be initiated by the Department upon receipt of an acceptable Financial Invoice (Attachment D) that is supported by a product that meets the requirements of this Agreement. The Recipient's authorized official shall sign the Financial Invoice. The Recipient shall submit a Financial Invoice for payment that is commensurate with the percentage of hazards analyses submitted. The payment of the percentages of the fixed fee amount will be made on a performance basis in accordance with the percentage of work tasks submitted, except that the final 25 percent will not be released until the final work product is completed, submitted, and determined to be acceptable by the Department. Upon acceptance of the Hazards Analysis by the Department, an accepted copy of the hazards analyses shall be sent to the applicable Local Emergency Planning Committee and notification shall be made to all Section 302 facilities (for which a hazards analysis was conducted) and response agencies that the hazards analysis information is available upon request. D. In the event that the Recipient submits less than fifty (50) percent of the completed hazards analyses on November 1,2004 or less than the final fifty (50) percent of the completed hazards on February 1, 2005, then the payment due may be reduced by an amount commensurate with the number of omitted hazards analyses and the number of days late, if any. E. If the Department finds that the Recipient is not in compliance with the terms of this Agreement, or is not in compliance with any other grant program administered by the Department, then without waiving its right to terminate this Agreement, the Department may, with written notice, withhold payment until the Recipient is in compliance with and is performing satisfactorily under this Agreement or the applicable requirement of any other grant program administered by the Department. The notice will be sent by Certified Mail, with return receipt requested, to the designated contact person. Noncompliance under this section includes, but is not limited to, the Recipient's failure to submit timely, accurate and complete products required under this Agreement. End Attachment A 12 \(Q F 3 Attachment B SCOPE OF WORK AND SCHEDULE OF PAYMENTS PURPOSE Submission of completed hazards analyses that comply with the hazardous materials site-specific hazards analysis criteria outlined in this Attachment. The primary guidance document is the "Technical Guidance for Hazards Analysis." All hazards analyses shall be consistent with the provisions of this document. Any variation from the procedures outlined in this document must be requested in writing by certified mail, return receipt requested and approved by the Department. I. SCOPE OFWORK TASK 1: Coordination of Activities The following includes, but is not limited to, activities to be performed under this Agreement: A Submit to the Department by August 15, 2004 the Recipient's contact person's name, address, telephone number, E-mail address and the name of the software utilized to develop the hazards analyses. B. Submit to the Department by August 15, 2004 one completed sample hazards analysis for review of consistency with the established planning criteria. C. Within the period of the Agreement, participation in a technical assistance training session provided by the Department. The Department reserves the right to waive this requirement. D. Within the period of the Agreement, submit a list of facilities believed to have present Extremely Hazardous Substances (EHSs) as designated by the Environmental Protection Agency (EPA) in quantities at or above the Threshold Planning Quantity (TPQ), but have not reported to the State Emergency Response Commission (SERC). E. Upon Department approval of the completed hazards analyses, notify response agencies within the District of the availability of the hazards analyses update information and make that information available upon request. F. Upon Department approval of the completed hazards analyses.. notify Section 302 facilities of the availability of the hazards analysis update information and make that information available upon request. G. Upon Department approval of the completed hazards analyses, provide a copy of the approved hazards analyses update to the applicable Local Emergency Planning Committee. H. Ensure that the Hazards Analysis information is reflected in the county Local Mitigation Strategy. 13 l \0 f3 TASK 2: Review and UDdate of Hazards Analvses A. Review and update hazards analyses for all facilities listed in Attachment C, which have reported to the SERC that they have present those specific EHSs designated by the EPA in quantities at or above the TPQ. It is required that each Attachment C facility be contacted by on-site visit to ensure accuracy of hazards analysis. Each facility hazards analysis must include, but is not limited to, the following items: 1. Facility Information a. Facility name and address Provide both physical address (no Post Office Box) and mailing address, if different. Identify any discrepancies regarding facility name and/or address compared to the Attachment C listing. b. Facility Identification SERC Code and geographic coordinates (latitude and longitude). c. Facility Emergency Coordinator Provide the name, title and telephone number (include 24-hour) of the designated facility emergency coordinator. d. Transportation Routes List the main routes used within the County to transport chemicals to and from the facility. e. Evacuation Routes Based on wind direction from the North, South, East and West, identify the route(s) from the facility to exit the Vulnerable Zone (VZ). f. Historical Accident Record Describe any past releases or incidents that have occurred at each facility. Include date, time, chemical name, quantity and number of persons injured or killed (This information is available from the facility). If it is determined that a facility does not have a historical accident record, that shall be noted. 2. Hazard Identification a. Chemical identities Provide proper chemical name, CAS number and natural physical state of each EHS present at the facility at any given time according to exhibit C of the Technical Guidance for Hazards Analysis. b. Maximum quantity on-site Express in exact pounds (not range codes) the maximum quantity of each EHS the facility would have on-site at any given time. 14 1(Qf3 c. Amount in largest container or interconnected containers Express in pounds the amount of each EHS stored in the largest container or interconnected containers (this is the release amount used to determine the Vulnerable Zone). d. Type and design of storage container or vessel Indicate the storage method of each EHS, i.e., drum, cylinder, tank, and their respective capacities (It is helpful to indicate system types such as manifold versus vacuum as well). e. Nature of the hazard Describe the type of hazard most likely to accompany a spill or release of each EHS, i.e., fire, explosion. 3. Vulnerability Analysis a. Extent of the Vulnerable Zone Identify the estimated geographical area that may be subject to concentrations of an airborne EHS at levels that could cause irreversible acute health effects or death to human populations within the area following an accidental release. Plot that geographical area on a map indicating the Vulnerable Zone for each EHS present at the facility at or above the TPQ. Enter the facility name, SERC code, chemical(s) name and vulnerable zone(s) radius on vulnerable zone map(s). b. Estimate Facility Population Provide an estimate of the maximum number of employees present at the facility at any given time. c. Critical Facilities Identify each critical facility and each facility's maximum expected occupancy, within each VZ, which are essential to emergency response or house special needs populations (schools, day cares, public safety facilities, hospitals, etc.). d. Estimated Exposed Population Provide an estimate of the maximum possible population (including facility employees, critical facilities etc.) within the VZ(s) that would be affected in a worst case release for each EHS on site. 4. Risk Analysis a. Probability of release Rate the probability of release as Low, Moderate, or High based on observations at the facility. Considerations should include history of previous incidents and current conditions and controls at the facility. b. Severity of consequences of human injury Rate the severity of consequences if an actual release were to occur. 15 1(Q ~3 c. Severity of consequences of damage to property Rate the potential damage to the facility, nearby buildings and infrastructure if an actual release were to occur. d. Severity of consequences of environmental exposure Rate the potential damage to the surrounding environmentally sensitive areas, natural habitat and wildlife if an actual release were to occur. B. Identify those facilities in Attachment C for which a hazards analysis was not submitted. Supporting documentation must be provided with a list to account for the facilities for which a hazards analysis was not completed. In addition to the SERC Code Identification, supporting documentation should indicate: 1 . Facility has closed or is no longer in business. 2. Facility is not physically located in the County (indicate appropriate County location, if known). 3. Facility does not have EHSs on-site or EHSs are below TPO, These facilities require: a. A Statement of Determination from the facility representative for the previous reporting year; or b. A letter from the facility representative fully explaining why the EHSs are not now present at or above TPO and a date when the EHSs were removed from the facility. TASK 3: On-Site Visits A. Conduct a detailed on-site visit for all of the facilities listed in Attachment C, to confirm the accuracy and completeness of information in the hazards analysis (Task 2). B. Submit a compact disk or diskette with a high resolution and date stamped digital image of the EHS(s) on site at all applicable facilities listed on Attachment C. The recipient may expend funds from this grant to purchase a digital camera with the capability to perform the requirements listed above when a comparable camera is not available. An alternate verifiable format may be approved by the Department upon request. C. Submit a site plan map with the SERC code number and in sufficient detail to identify: 1. Location of major building(s) 2. Location and identification of EHS container(s) 3. Location of major street(s) and entrance(s) 4. North arrow and scale, if determined, or not to scale D. Provide the date of the on-site visit. 16 l ~ ~3 TASK 4: Submission. Distribution and Notification of the Approved Hazards Analvses A. Upon Department approval of all required hazards analyses, one (1) copy of each approved hazards analysis (hard copy and/or electronic format) shall be submitted to the Department. A complete copy of each approved hazards analysis shall be sent to the Local Emergency Planning Committee and a copy of the transmittal letter shall be submitted to the Department. B. Upon Department approval of all required hazards analyses, notify all facilities (for which a hazards analysis was required) and response agencies of the availability of the hazards analyses information and submit proof of said notification to the Department. II. SCHEDULE OF PAYMENTS A. The first payment of fifteen (15) percent of the fixed fee amount is payable upon receipt of an acceptable financial invoice (Attachment D), receipt of the Recipient's contact person's name, address, telephone number, E-mail address, name of software utilized to develop the hazards analyses and receipt of one completed sample hazards analysis due on or before August 15, 2004. B. A second payment of thirty (30) percent of the fixed fee amount is payable upon receipt of an acceptable financial invoice (Attachment D) and the completed hazards analyses due on or before November 1, 2004. A third payment of thirty (30) percent of the fixed fee amount is payable upon receipt of an acceptable financial invoice (Attachment D) and the completed hazards analyses due on or before February 1,2005. If less than the required amount of hazards analyses are submitted on the due dates, payments may be made on a performance basis that is commensurable with the percentage of hazards analyses submitted. Absent any extenuating circumstances, and except as otherwise provided in this Agreement, work submitted after February 1, 2005 will not be accepted, reviewed or compensated. The Department will be the sole authority for determining extenuating circumstances and granting extensions to the work submission deadline. C. A final payment equal to Twenty-five (25) percent of the fixed fee amount may be released upon receipt of an acceptable financial invoice (Attachment D) and upon Department approval of all required hazards analyses. End Attachment B 17 t~ F"3 Attachment C COUNTY FACILITIES LISTING 18 lCP r] Attachment D FINANCIAL INVOICE FOR HAZARDOUS MATERIALS HAZARDS ANALYSIS UPDATE RECIPIENT: Collier County AGREEMENT # TOTAL AMOUNT AMOUNT AMOUNT APPROVED REQUESTED BY THE BY THE RECIPIENT DEPARTMENT $ $ $ $ $ $ $ $ $ $ (To be completed by the Department) 1. Contact and Sample (15% Max.) 2. Hazards Analyses (30% Max.) (50% completed/submitted) 3. Hazards Analyses (30% Max.) (50% completed/submitted) 4. Final Work Product Completed (25%) I certify that to the best of my knowledge and belief the billed costs are in accordance with the terms of the Agreement. Signature of Authorized Official/Title Date TOTAL AMOUNT TO BE PAID AS OF THIS INVOICE $ AUTHORIZED BY (To be completed by the Department) 19 ~~Ç3 Attachment E Warranties and Representations Financial Management Recipient's financial management system shall provide for the following: (1) Accurate, current and complete disclosure of the financial results of this project or program in accordance with Paragraph (7) and Paragraph (12) of this Agreement. (2) If applicable, records that identify adequately ilie source and application of funds for all federally- sponsored activities. These records shall contain information pertaining to Federal awards, authorizations, obligations, un-obligated balances, assets, outlays, income and interest. (3) Effective control over and accountability for all funds, property and other assets. Recipient shall adequately safeguard all such assets and assure that they are used solely for authorized purposes. (4) Comparison of outlays with budget amounts for each award. Whenever appropriate, financial information should be related to performance and unit cost data. (5) If applicable, written procedures to minimize the time elapsing between the transfer of funds to the Recipient from ilie U.S. Treasury and the issuance or redemption of checks, warrants or payments by oilier means for program purposes by the recipient. To the extent that the provisions of the Cash Management Improvement Act (CMIA) (Pub. L. 101-453) govern, payment methods shall be consistent with CMIA Treasury-State Agreements or the CMIA default procedures codified at 31 CFR part 205, "Withdrawal of Cash from the Treasury for Advances under Federal Grant and Other Programs. " (6) If applicable, written procedures for determining the reasonableness, allocability and allowability of costs in accordance with the provisions of the applicable Federal cost principles and the terms and conditions of the award. (7) Accounting records, including cost accounting records that are supported by source documentation. Competition. All procurement transactions shall be conducted in a manner to provide, to the maximum extent practical, open and free competition. The recipient shall be alert to organizational conflicts of interest as well as noncompetitive practices among contractors that may restrict or eliminate competition or otherwise restrain trade. In order to ensure objective contractor performance and eJiminate unfair competitive advantage, contractors that develop or draft specifications, requirements, statements of work, invitations for bids and/or requests for proposals shall be excluded from competing for such procurements. A wards shall be made to the bidder or offeror whose bid or offer is responsive to ilie solicitation and is most advantageous to ilie recipient, price, quality and other factors considered. Solicitations shall clearly set forth all requirements that the bidder or offeror shall fulfill in order for the bid or offer to be evaluated by the recipient. Any and all bids or offers may be rejected when it is in ilie recipient's interest to do so. Codes of conduct. The recipient shall maintain written standards of conduct governing the performance of its employees engaged in the award and administration of contracts. No employee, officer, or agent shall participate in the selection, award, or administration of a contract supported by Federal funds if a real or apparent conflict of interest would be involved. 20 1lP F3 Such a conflict would arise when the employee, officer, or agent, any member of his or her immediate family, his or her partner, or an organization which employs or is about to employ any of the parties indicated herein, has a financial or other interest in the finn selected for an award. The officers, employees, and agents of the recipient shall neither solicit nor accept gratuities, favors, or anything of monetary value from contractors, or parties to sub- agreements. However, recipients may set standards for situations in which the financial interest is not substantial or the gift is an unsolicited item of nominal value. The standards of conduct shall provide for disciplinary actions to be applied for violations of such standards by officers, employees, or agents of the recipient. Business Hours The Recipient shall have its offices open for business, with the entrance door open to the public, and at least one employee on site, from at least 9:00 am to 5:00 pm, Monday through Friday. Licensing and Permitting All subcontractors or employees hired by the Recipient shall have all current licenses and permits required for all of the particular work for which they are hired by the Recipient. End Attachment E 21 1wF3 EXECUTIVE SUMMARY Approve Agreement #05PC-11-09-21-01-000 Between the State of Florida, Department of Community Affairs and Collier County in the Amount of $8,330 for the Preparation of Hazards Analysis Reports for Thirty-one (31) Facilities within Collier County and Approve a Budget Amendment to Recognize and Appropriate Revenue OBJECTIVE: Board of County Commissioners approval of Agreement #05CP-11-09- 21-01-000 between the Florida Department of Community Affairs (DCA) and Collier County accepting $8,330 for the preparation of hazards analysis reports on thirty-one (31) Extremely Hazardous Substances (EHS) sites within Collier County. CONSIDERATIONS: The Florida Department of Community Affairs, (DCA) requires that 50% of the Extremely Hazardous Substances (EHS) sites within Collier County be visited and reported on each year. The Conservation and Coastal Management Element of the County Growth Management Plan requires that hazards analysis site visits be made to all sites biennially. Acceptance of the Agreement will allow Collier County to comply with both the DCA and Collier Growth Management Plan requirements. Under the terms of the Agreement, 50% of the EHS sites in the County will be visited and reported on by February 1,2005. The Agreement was received by the Emergency Management Department on June 28, 2004 just days prior to the July 1, 2004 contract start date. However, Emergency Management staff does not anticipate problems meeting the first deliverable date of August 15,2004, and is recommending that the County accept the Agreement as written. Approval of this Agreement by the County Manager is subject to formal ratification by the Board of County Commissioners. If the decision by the County Manager is not ratified by that Board, this Agreement shall be enforceable against Collier County only to the extent authorized by law in the absence of such ratification by that Board. FISCAL IMPACT: An increase by budget amendment of $8,330 to Fund 118 (Emergency Management Grants) for FY 04. No matching funds are required. GROWTH MANAGEMENT IMPACT: The review and updating of hazards analysis is required by the Conservation and Coastal Management Element of the County Growth Management Plan, Objective #9.1, Policy 9.1.7. 1(Q~3 RECOMMENDATION: That the Board of County Commissioners approve Agreement #05CP-ll-09-21-01-000 between the Florida Department of Community Affairs and Collier County in the amount of $8330 for the preparation of hazards analysis reports for 31 facilities within Collier County, and approve a budget amendment to recognize and appropriate revenue. l(of3 BUDGET AMENDMENT REQUEST For Budget/Finance Use Only BA#............................... JE#................................. BAR#.............................. A.P.H. Date....................... Fund Number 118 Fund Description Emergency Management Grants Date Prepared: 7/1/04 Approved by BCC on: Attach Executive Summary Item No.: Fund Center Title: WBS Elcment Titlc: F dC Expense Budget Detail Emergency Management Grants Hazards Analysis FY 04/05 SId Fd Ctr No.: 144211 WBS No.: 343141 (Provide the un enter or WB e ement mformatton; 11 IS not reauire to orovlde both.) Fund WBS Commit Commitment Item Increase Current Revised Center Element Item Description (Decrease) Budeet Budeet 343141 634999 Other Contractual 8,330 0-0 8,330 Services Net Change to Budget 8.330 Expense Budget Detail Fund Center Title: WBS Element Title: Pr 'd h F d C WBS I Fd Ctr No.: WBS No.: ( OVI e t e un enter or e ement m ormation; It IS not require to provide both.) Fund WBS Commit Commitment Item Increase Current Revised Center Element Item Description (Decrease) Budeet Budeet . f d Net Change to Budget Expense Budget Detail Fund Ccntcr Title: WBS Element Title: PI F dC S I Fd Ctr No.: WBS No.: ( 'ovide the un enter or WB e ement information; It IS not reauire to Drovide both.) Fund WBS Commit Commitment Item Increase Current Revised Center Element Item Description (Decrease) Budeet Budeet d Net Change to Budget \(0 Ç3 Fund Center Title: WBS Element Title: Revenue Budget Detail Emergency Management Grants Hazards Analysis FY 04/05 Fd Ctr No.: 144211 WBS No.: 343141 (Providc thc Fund Center or WBS clcment information; it is not rcquircd to provide both.) Fund WBS Commit Commitment Item Increase Current Revised Center Element Item Description (Decrease) Budeet Budeet ]44211 343]41 334245 Dept. of Community Affairs 8,330 -0- 8,330 Net Change to Budget 8,330 EXPLANA TION Why are funds needed? Funds are required to complete the Hazards Analyses reports required by the Conservation and Coastal Management Element of the County Growth Management Plan and Florida Department of Community Affairs. Where are funds available? Funds are available from a Florida Department of Community Affairs Hazards Analysis Grant. REVIEW PROCESS DATE Cost Center Director: Division Administrator: Finance De artment: Clerk of Board Admin.: