Agenda 10/22/2013 Item #14A2 10/22/2013 14.A.2.
EXECUTIVE SUMMARY
Recommendation that the Board of County Commissioners,acting as the Airport Authority, award
Invitation to Bid (ITB) 13-6123 Marco Island Executive Airport Runway Construction in the
amount of $5,686,643.28 to O-A-K Florida, Inc. d/b/a Owen-Ames-Kimball Company; authorize
the Chair to sign a County Attorney approved contract; approve Amendment 1 to Contract 12-
5885 for engineering services with Hole Montes for$562,655 and authorize the Chair to execute the
County Attorney approved amendment for Phase 2 engineering services during construction; and
approve necessary budget amendments.
OBJECTIVE: To enhance safety at the Marco Island Executive Airport by improving paved surfaces
currently rated as being in very poor condition by the Florida Department of Transportation(FDOT).
CONSIDERATIONS: The Airport Authority has been awarded a Federal Aviation Administration
(FAA) grant in the amount of$5,649,916 to fund this project, and has requested funding in the amount of
$313,884 from the Florida Department of Transportation(FDOT).
The FAA requires that construction grant applications be based on sealed competitive bids. In order to
meet this requirement, and in accordance with the Collier County Purchasing Policy, the Airport
Authority issued an Invitation to Bid (ITB)for the construction of the rehabilitation of Runway 17-35 and
aircraft aprons at the Marco Island Executive Airport. This grant funded solicitation contained all FAA
grant requirements,which required excluding the County's local vendor preference policy.
Email notices were sent to 1,416 firms with 111 firms downloading the solicitation. Three (3) bids were
received by the due date of August 9, 2013.
0-A-K Florida, Inc. d/b/a Owen-Ames-Kimball Company submitted the lowest qualified responsive bid
meeting specifications,which was approximately 10%under the Engineer's Estimate.
The project engineer and County staff recommend awarding the bid to 0-A-K Florida, Inc. d/b/a Owen-
Ames-Kimball Company.
Contract 12-5885 was awarded by the Board to Hole Montes on November 13, 2012, Item 14A1. At the
time of the award, funding had not been secured for the phase II services. Funding for the construction
and phase II consulting services has now been secured, and staff is recommending that the Board approve
Amendment 1 with Hole Montes.
On September 24, 2013,the Board accepted the Federal Aviation Administration(FAA) grant agreements
for this project and further directed the County Manager to review the grant application and related
documents to insure the accuracy of the submissions. The County Manager solicited the assistance of the
Executive Director of the Naples Airport Authority to conduct this review. His findings are included in
the backup material to this executive summary.
Due to the volume of Contract 13-6123 a link has been provided.
FISCAL IMPACT: Funding in the amount of $6,277,684 will be appropriated within Project 33301
supported by Federal FAA and State FDOT grant awards and a local match transfer from General Fund
(001) Reserves. A Budget Amendment is necessary to recognize FAA grant revenue in the amount of
$5,649,916 within Airport Grant Fund (498), Project Number 33301-01. The County match ($449,018)
and FDOT grant revenue($178,750)will be recognized in Project Number 33301-02.
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10/22/2013 14.A.2.
GROWTH IMPACT: There is no growth impact associated with this Executive Summary.
LEGAL CONSIDERATIONS: This item has been approved as to form and legality and requires
majority vote for approval.—CMG
RECOMMENDATION: That the Board of County Commissioners, acting as the Airport Authority,
awards Invitation to Bid (ITB) 13-6123 Marco Island Executive Airport Runway Construction in the
amount of $5,686,643.28 to 0-A-K Florida, Inc. d/b/a Owen-Ames-Kimball Company; authorizes the
Chair to sign the attached County Attorney reviewed contract only after receipt of the fully executed
FDOT JPA for the project; approves Amendment 1 to Contract 12-5885 with Hole Montes for $562,656
and authorizes the Chair to execute the attached County Attorney approved amendment for Phase II
engineering services during construction; accepts the enclosed report from the Executive Director of the
Naples Airport Authority and approves necessary budget amendments .
Prepared by: Robert Tweedie, Airport Manager,Marco Island Executive Airport
Attachments: (1)Agreement with 0-A-K Florida,Inc. d/b/a Owen-Ames-Kimball Company:
http://www.colliergov.net/ftp/AgendaOct221 3/136123OAKMKYcontractwithCAOstampmk 101
013.pdf and (2)Amendment No. 1 to Contract No. 12-5885
Packet Page-160-
10/22/2013 14.A.2.
COLLIER COUNTY
Board of County Commissioners
Item Number: 14.14.A.14.A.2.
Item Summary: Recommendation that the Board of County Commissioners, acting as the
Airport Authority, award Invitation to Bid (ITB) 13-6123 Marco Island Executive Airport Runway
Construction in the amount of$5,686,643.28 to 0-A-K Florida, Inc. d/b/a Owen-Ames-Kimball
Company; authorize the Chair to sign a County Attorney approved contract; approve
Amendment 1 to Contract 12-5885 for engineering services with Hole Montes for$562,655 and
authorize the Chair to execute the County Attorney approved amendment for Phase 2
engineering services during construction; and approve necessary budget amendments.
Meeting Date: 10/22/2013
Prepared By
Name: BrueggemanDebra
Title: Operations Coordinator, Airport Authority
10/10/2013 2:52:17 PM
Submitted by
Title:VALUE MISSING
Name:RaineyJenniferA
10/10/2013 2:52:19 PM
Approved By
Name: MarkiewiczJoanne
Title: Manager-Purchasing Acquisition,Purchasing&Gene
Date: 10/15/2013 1:56:18 PM
Name: JohnsonScott
Title: Purchasing Agent,Purchasing&General Services
Date: 10/15/2013 2:02:39 PM
Name: WardKelsey
Title:Manager-Contracts Administration,Purchasing&Ge
Date: 10/16/2013 12:39:47 PM
Packet Page-161-
10/22/2013 14.A.2.
Name: Joshua Thomas
Title: Grants Support Specialist,
Date: 10/16/2013 12:54:04 PM
Name: GreeneColleen
Title: Assistant County Attorney,County Attorney
Date: 10/16/2013 2:22:34 PM
Name: KlatzkowJeff
Title: County Attorney
Date: 10/16/2013 2:44:31 PM
Name: StanleyTherese
Title: Management/Budget Analyst, Senior,Office of Manage
Date: 10/16/2013 3:41:01 PM
Name: IsacksonMark
Title: Director-Corp Financial and Mgmt Svs,CMO
Date: 10/16/2013 4:31:36 PM
Name: OchsLeo
Title: County Manager
Date: 10/16/2013 5:25:18 PM
Packet Page-162-
10/22/2013 14.A.2.
Collier County hereby advertises on July 10, 2013; Bid No. 13-6123 for Marco Island Executive
Airport in Collier County, Florida, for sealed bids to be received no later than August 9, 2013 at
2:30 p.m. local time. A pre-bid meeting will be held July 25, 2013, 9:00 am in the Collier County
Purchasing Department Conference Room A for this solicitation. Prospective bidders must
register on www.collieroov.net/purchasinq by clicking on Vendor Registration. Once registered,
interested parties may obtain a complete set of documents at: www.collieraov.net/bid
Packet Page-163-
10/22/2013 14.A.2.
r CITY OF NAPLES AIRPORT AUTHORITY
160 AVIATION DRIVE NORTH•NAPLES,FLORIDA 34104-3568
rot
V
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ADMINISTRATION(239) 643-07331 FAX 643-4084
OPERATIONS 643-0404/FAX 643-1791 E-MAIL, MAIL administration@Ilynaples.com
October 15, 2013
Mr. Leo E. Ochs,Jr.
Collier County Manager
3299 Tamiami Trail East, Suite 202
Naples, FL 34112-5746
Dear Leo,
At your request, I have had staff review the documentation you supplied for the FAA Grants and
Construction Documents relative to the Immokalee and Marco Island Airports. All
documentation for the FAA Grant and construction plans appear to be in order for the
Immokalee and Marco Island Airports.
As you know, the Marco Island project has a very restricted schedule due to the proximity to a
large crocodile breeding ground. The current plan is for a construction start in early December
and completion by February 15, 2014, and prior to the mandatory stop date of February 28, 2014.
It is staffs belief that the construction start should be moved forward as much as possible to
allow a cushion at the end of the project and to ensure that the project is complete well before the
February deadline. That said, you have just received the associated FDOT JPA Grant for this
project and the Immokalee project representing 5% of the total cost of each. If the Commission
approves these by Resolution (One for each JPA), the JPA for Marco and Immokalee should be
exercised in a timely manner and transmitted accordingly. The State Grants are not in effect until
they sign the Grant, which can take some time. Remember you should not execute the
construction project documents until you have the JPA returned from the State. This would not
preclude working with the selected contractor, so they are ready to go ASAP.
A similar situation with the JPA exists with the Immokalee project, although you do not have the
severe time constraints associated with Marco. Overall, you have a good team to help ensure that
the projects stay on schedule and under budget.
NAPLES MUNICIPAL AIRPORT 41/Y
_teC Cr recycleC Parer.�e g
'�"Packet Page -164
10/22/2013 14.A.2.
Mr. Leo E. Ochs, Jr.
October 15,2013
Page Two
Please let me know if there is anything I can do to help ensure these are successful projects.
Sincerely,
Theodore D. Soliday
Executive Director
Packet Page-165-
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System for Award Management 10/22/2013 14.A.2.
0-A-K/FLORIDA,INC. 11941 FAIRWAY LAKES DR
DUNS: 032603284 CAGE Code: 58638 FORT MYERS,FL,33913-8338,
Status:Active UNITED STATES
Entity Overview
Entity Information
Name:0-A-K/FLORIDA, INC.
Doing Business As:OWEN-AMES-KIMBALL COMPANY
Business Type: Business or Organization
POC Name:Jan Prindle
Registration Status:Active
Expiration Date:10/03/2014
Exclusions
Active Exclusion Records?No
SAM I System for Award Management 1.0 IBM v1.1149.20130801-1829
WWW6
Note to all Users:This is a Federal Government computer system. Use of this
system constitutes consent to monitoring at all times.
https://www.sam.gov/portal/public/SAM/?pPacket Pageu179 =66fdb602-77f6-4ba0-914a-... 10/4/2013
10/22/2013 14.A.2.
General Decision Number: FL130265 09/20/2013 FL265
State: Florida
Construction Type: Highway
County: Collier County in Florida.
HIGHWAY CONSTRUCTION PROJECTS
Modification Number Publication Date
0 09/20/2013
SUFL2013-024 08/19/2013
Rates Fringes
CARPENTER, Includes Form Work $ 12.52 0.00
CEMENT MASON/CONCRETE FINISHER $ 12.98 0.00
ELECTRICIAN $ 21.92 6. 60
HIGHWAY/PARKING LOT STRIPING:
Operator (Striping Machine) $ 16.72 0.00
HIGHWAY/PARKING LOT STRIPING:
Painter $ 12.13 0.00
IRONWORKER, ORNAMENTAL $ 13.48 0.00
IRONWORKER, REINFORCING $ 16.39 0.00
IRONWORKER, STRUCTURAL $ 16.42 0.00
LABORER: Asphalt, Includes
Raker, Shoveler, Spreader and
Distributor $ 13.89 0.00
LABORER: Common or General $ 11.76 0.00
LABORER: Flagger $ 11.77 0.00
LABORER: Grade Checker $ 15.88 0.00
LABORER: Landscape &
Irrigation $ 11.12 0.00
LABORER: Mason Tender -
Cement/Concrete $ 12.93 0.00
LABORER: Pipelayer $ 13. 63 0.00
LABORER: Laborer-Cones/
Barricades/Barrels -
Setter/Mover/Sweeper $ 12.05 1. 95
Packet Page-171-
10/22/2013 14.A.2.
OPERATOR:
Backhoe/Excavator/Trackhoe $ 16.55 0.00
OPERATOR: Bobcat/Skid
Steer/Skid Loader $ 12.88 0.00
OPERATOR: Broom/Sweeper $ 13. 69 0.00
OPERATOR: Bulldozer $ 18.01 0.00
OPERATOR: Concrete Finishing
Machine $ 15.44 0.00
OPERATOR: Crane $ 21.69 0.00
OPERATOR: Curb Machine $ 19. 67 0.00
OPERATOR: Drill $ 14.78 0.00
OPERATOR: Forklift $ 12.58 0.00
OPERATOR: Gradall $ 14.71 0.00
OPERATOR: Grader/Blade $ 20.34 0.00
OPERATOR: Loader $ 16.24 0.00
OPERATOR: Mechanic $ 17.86 0.00
OPERATOR: Milling Machine $ 17.23 0.00
OPERATOR: Oiler $ 17.31 0.00
OPERATOR: Paver (Asphalt,
Aggregate, and Concrete) $ 16.82 0.00
OPERATOR: Piledriver $ 17.23 0.00
OPERATOR: Post Driver
(Guardrail/Fences) $ 19.35 0.00
OPERATOR: Roller $ 15.56 0.00
OPERATOR: Scraper $ 11.74 0.00
OPERATOR: Screed $ 16. 67 0.00
OPERATOR: Trencher $ 16.07 0. 66
PAINTER: Spray $ 16.38 0.00
TRUCK DRIVER: Dump Truck $ 14. 99 0.00
TRUCK DRIVER: Flatbed Truck $ 14.13 0.00
TRUCK DRIVER: Lowboy Truck $ 18.00 0.00
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TRUCK DRIVER: Slurry Truck $ 11. 96 0.00
TRUCK DRIVER: Water Truck $ 14.16 0.00
WELDERS - Receive rate prescribed for craft performing
operation to which welding is incidental.
Unlisted classifications needed for work not included within
the scope of the classifications listed may be added after
award only as provided in the labor standards contract clauses
(29CFR 5.5 (a) (1) (ii) ) .
The body of each wage determination lists the classification
and wage rates that have been found to be prevailing for the
cited type(s) of construction in the area covered by the wage
determination. The classifications are listed in alphabetical
order of "identifiers" that indicate whether the particular
rate is union or non-union.
Union Identifiers
An identifier enclosed in dotted lines beginning with
characters other than "SU" denotes that the union
classification and rate have found to be prevailing for that
classification. Example: PLUM0198-005 07/01/2011. The first
four letters , PLUM, indicate the international union and the
four-digit number, 0198, that follows indicates the local union
number or district council number where applicable , i.e. ,
Plumbers Local 0198. The next number, 005 in the example, is
an internal number used in processing the wage determination.
The date, 07/01/2011, following these characters is the
effective date of the most current negotiated rate/collective
bargaining agreement which would be July 1, 2011 in the above
example.
Union prevailing wage rates will be updated to reflect any
changes in the collective bargaining agreements governing the
rates.
0000/9999: weighted union wage rates will be published annually
each January.
Non-Union Identifiers
Classifications listed under an "SU" identifier were derived
from survey data by computing average rates and are not union
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rates; however, the data used in computing these rates may
include both union and non-union data. Example: SULA2004-007
5/13/2010. SU indicates the rates are not union majority rates,
LA indicates the State of Louisiana; 2004 is the year of the
survey; and 007 is an internal number used in producing the
wage determination. A 1993 or later date, 5/13/2010, indicates
the classifications and rates under that identifier were issued
as a General Wage Determination on that date.
Survey wage rates will remain in effect and will not change
until a new survey is conducted.
WAGE DETERMINATION APPEALS PROCESS
1. ) Has there been an initial decision in the matter? This can
be:
* an existing published wage determination
* a survey underlying a wage determination
* a Wage and Hour Division letter setting forth a position on
a wage determination matter
* a conformance (additional classification and rate) ruling
On survey related matters, initial contact, including requests
for summaries of surveys, should be with the Wage and Hour
Regional Office for the area in which the survey was conducted
because those Regional Offices have responsibility for the
Davis-Bacon survey program. If the response from this initial
contact is not satisfactory, then the process described in 2. )
and 3. ) should be followed.
With regard to any other matter not yet ripe for the formal
process described here, initial contact should be with the
Branch of Construction Wage Determinations. Write to:
Branch of Construction Wage Determinations
Wage and Hour Division
U.S. Department of Labor
200 Constitution Avenue, N.W.
Washington, DC 20210
2. ) If the answer to the question in 1. ) is yes, then an
interested party (those affected by the action) can request
review and reconsideration from the Wage and Hour Administrator
(See 29 CFR Part 1.8 and 29 CFR Part 7) . Write to:
Wage and Hour Administrator
U.S. Department of Labor
200 Constitution Avenue, N.W.
Washington, DC 20210
The request should be accompanied by a full statement of the
interested party's position and by any information (wage
payment data, project description, area practice material,
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etc. ) that the requestor considers relevant to the issue.
3. ) If the decision of the Administrator is not favorable, an
interested party may appeal directly to the Administrative
Review Board (formerly the Wage Appeals Board) . Write to:
Administrative Review Board
U.S. Department of Labor
200 Constitution Avenue, N.W.
Washington, DC 20210
4. ) All decisions by the Administrative Review Board are final.
END OF GENERAL DECISION
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Contract Amendment#1 to Contract#12-5885
"Design and Related Services for the Marco Island Executive Airport(MKY)
Runway 17-35 Rehabilitation Project"
This amendment, dated , 20_ to the referenced agreement shall be by and between the
parties to the original Agreement, Hole Montes, Inc. (to be referred to as "Consultant") and Collier
County,Florida,(to be referred to as"County"or "Owner").
Statement of Understanding
RE: Contract # 12-5885 "Design and Related Services for the Marco Island Executive Airport (MKY)
Runway 17-35 Rehabilitation Project.
In order to continue the services provided for in the original Contract document referenced above, the
Consultant agrees to amend the Contract to include Phase II Engineering Construction Services as per
Schedule A Scope of Services (Phase II), Schedule B Basis of Compensation (Phase II) and Schedule F
Key Personnel, Subconsultants and Subcontractors (Phase II) attached to this Amendment and
incorporated herein by reference.
All other terms and conditions of the agreement shall remain in force.
IN WITNESS WHEREOF, the Consultant and the County have each, respectively, by an authorized
person or agent, hereunder set their hands and seals on the date(s)indicated below.
Accepted: ,20v
OWNER:
BOARD OF COUNTY COMMISSIONERS
OF COLLIER COUNTY,FLORIDA
Dwight E. Brock, Clerk
BY: By:
Georgia A. Hiller,Esq.,Chairwoman
Consultant First Witness CONSULTANT:
Hole Montes, Inc.
By:
By:
Print Name
Print Name and Title
Consultant Second Witness
By:
Print Name
proved as to form and legality:
Scott R.Teach
Deputy County Attorney
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Amendment 1 to Contract 12-5885 "Construction Phase Services for the Marco
Island Executive Airport (MKY) Runway 17-35 Rehabilitation Project"
Schedule A
SCOPE OF SERVICES
This Amendment covers services through the construction phase (Phase II), as
contemplated in the original solicitation document.
I. PROJECT DESCRIPTION
The intent of the project is to rehabilitate Runway 17-35 and a portion of the
existing apron, along with other associated improvements at the Marco Island Executive
Airport. The existing runway will be rehabilitated at its current length and width to
accommodate existing aircraft traffic. The portion of the apron that was not improved
under the recent T-Hangar or Apron Expansion Projects will be rehabilitated. The
method of rehabilitation will consist of removal of existing pavement and soil cement
base, regarding and re-stabilizing of existing subgrade and placement of new limerock
base and bituminous pavement mix. The associated improvements will include the
following:
• Filling and grading of runway safety areas;
• Drainage improvements on and adjacent to apron and taxiway;
• Replacement of runway edge lighting including addition of REILs at both ends of
runway;
• New emergency power generator for airfield electrical vault including vault
modifications;
• Relocation and replacement of rotating beacon;
• Relocated segmented circle;
• Fill and grade east side of runway object free area;
• Clear, rub and fill five acre site west of terminal area;
Due to size of the project and funding limitation, the project was divided into four parts;
base bid and three additive alternates. The services to be provided are dependent on
the award of alternates.
II. OBJECTIVE
The objective shall be successful completion by the CONSULTANT of all project
management, construction phase related services necessary for elements of
improvements associated with the MKY Runway 17-35 Rehabilitation project
(PROJECT). The overriding objective of the CONSULTANT is to keep this project on
schedule, under budget and fully coordinated with all parties and to assist in producing
a quality constructed product.
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III. SCOPE
The CONSULTANT shall coordinate the overall Construction Phase Program
Management, construction observation, and project closeout support services. Each of
these services shall be provided by the CONSULTANT, working in concert with the
County and Contractors.
The CONSULTANT shall provide the overall construction administration and
construction oversight to verify that all elements of construction are being complied with
and that the general intent of the contract document is being met. Also, the
CONSULTANT will hire a sub-consultant to perform all required testing quality
assurance in the field and on the asphalt to comply with the Contract Documents. The
CONSULTANT shall also hire sub-consultants to provide aerial imaging for FM
airspace analysis, per AC 150/5300-17C and survey and GIS coordination for FAA
AGIS, per AC 150/5300-16A and 18C.
Task 1- Construction Administration
• Coordination with FAA/FDOT/County and other agencies
• FAA safety plans and Construction Management Plan
• Coordinate and attend pre-construction conferences with each NE and
applicable County representative
• Overall Contract Management
• Coordinate and attend construction progress meetings
• FAA Grant Management (Quarterly Construction Reports) to include ensuring
compliance with all grant terms, conditions, and assurances.
• DBE and prevailing wage rates monitoring and compliance
• Review/Track/Monitor status of
o construction progress
o shop drawing submittals
o contract document clarification and interpretations (RFIs)
o respond or coordinate responses to RFIs
o requests for changes to construction cost and or schedule
• Review of contractor's schedule
• Provide contractor with schedule comments
• Processing of Progress Payments
• Verify that the work has progressed to the point indicated
• Verify that the work is in substantial accordance with the contract
documents
• Verify that the contractor is entitled to the payment in the
recommended amount
• Verify that the NE has properly Certified the Request for Payment
• Verify that all required backup documentation such as the
appropriate subcontractor and contractor Releases of Lien have
and the Bonding Company's Consent of Payment are included
• Recommend payment
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1
Task 2 - Construction Inspection
• Construction Observation Services
• Conduct on-site observations of work in progress to assist in determining if the
provisions of the contract documents and permitting conditions are being fulfilled
• Resident Project Representative
o Report , in writing, whenever it is believed that work is unsatisfactory ,
faulty or defective
o Report, in writing, whenever it is believed that a hazardous condition
exists
o Maintain log of the work performed to include
• When the contractor is on the job site
• Weather conditions
• Changed conditions
• List of visitors
• Drilling and testing activities
• General observations
• Specific observations
• Observed testing procedures
o Verify that tests, equipment, and systems start up are conducted in the
presence of appropriate personnel
o Verify that the contractor maintains adequate records
o Provide photographic record of construction
o Observe materials and workmanship
o Report, in writing, any deviation from the contract document
o Coordinate the sampling and testing of materials to be performed by
independent testing laboratories
o Monitor that record drawing mark-ups are properly maintained
• Asphalt Plant Inspection
Task 3 - Miscellaneous
• Confirm project completion with appropriate agencies
• Coordinate and attend Substantial Completion Walk through
• Assist the A/E with development of a "punch list" of items needing completion
prior to Final Acceptance
• Confirm that punch list items are completed
• Coordinate a final review of finished items
• Provide recommendation of acceptance of the project
• Collect all necessary documentation to close the project/contract
o Lien waivers
o Contractor's Final Affidavit
o Close-out change orders
o Surety's Final Consent
o Process Final Payment
• Assist the County with coordination of warranty work (not to exceed the
completion date of the agreement)
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• Transmit all Project/Program related files to the County
• Substantial completion
• Project closeout
• Testing Quality Control
o Asphalt pavement field testing
o Asphalt pavement plant testing
• Prepare and submit As-Built plans and critical data for FAA AGIS.
o Conduct topographic survey of construction improvements.
o Obtain survey control and aerial imagery.
o Prepare airspace evaluation and critical survey data into AGIS format and
upload to FAA.
o Prepare As-Built plans based on CONTRACTOR'S red line and as-built
survey.
Project Schedule:
The services will be concurrent with the Notice to Proceed (NTP) as issued for
Contract 13-6123 until such time as the project is complete.
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Amendment 1 to Contract 12-5885 "Construction Phase Services for the Marco
Island Executive Airport(MKY) Runway 17-35 Rehabilitation Project"
LUMP SUM
SCHEDULE B
BASIS OF COMPENSATION
1. MONTHLY STATUS REPORTS
B.1.1 As a condition precedent to payment, CONSULTANT shall submit to OWNER as
part of its monthly invoice a progress report reflecting the Project and construction
status, in terms of the total work effort estimated to be required for the completion of the
Basic Services and any then-authorized Additional Services, as of the last day of the
subject monthly billing cycle. Among other things, the report shall show all Service
items and the percentage complete of each item.
B1.1.1 All monthly status reports and invoices shall be mailed to the attention
of Mr. Bob Tweedie, Project Manager, Collier County Airport Authority, Marco Island
Executive Airport, 2003 Mainsail Drive, Naples, FL 34114.
2. COMPENSATION TO CONSULTANT
B.2.1. For the Basic Services provided for in this Amendment, OWNER agrees to make
the lump sum payments to CONSULTANT in accordance with the terms stated below.
Payments will be made in accordance with the following Schedule; however, the
payment of any particular line item noted below shall not be due until all services
associated with any such line item have been completed to OWNER'S reasonable
satisfaction.
TASK LUMP SUM FEE FOR: FEE PAYMENT
SCHEDULE
1. Construction Administration $ 191.595 Monthly
Upon
Percent
Complete of
Task
2. Construction Inspection $ 213,439 Monthly
Upon
Percent
Complete of
Task
3. Miscellaneous Services $ 157,622 Monthly
Upon
Percent
Complete of
Task
TOTAL FEE (Total Task Items 1-3) $ 562,656
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B.2.2. The fees noted in Section 2.1. shall constitute the lump sum amount of five hundred
sixty two thousand six hundred fifty six Dollars ($562,656.00) to be paid to
CONSULTANT for the performance of the Basic Services.
B.2.3. For Additional Services provided pursuant to Article 2 of the Agreement, if any,
OWNER agrees to pay CONSULTANT a negotiated total fee and Reimbursable
Expenses based on the services to be provided and as set forth in the
Amendment authorizing such Additional Services. The negotiated fee shall be
based upon the rates specified in Attachment 1 to this Schedule B and all
Reimbursable Expenses shall comply with the provision of Section 3.4.1 below.
There shall be no overtime pay on Additional Services without OWNER'S prior
written approval.
B.2.4. The compensation provided for under Sections 2.1 of this Schedule B, shall be
the total and complete amount payable to CONSULTANT for the Basic Services
to be performed under the provisions of this Agreement, and shall include the
cost of all materials, equipment, supplies and out-of-pocket expenses incurred in
the performance of all such services.
B.2.5 Notwithstanding anything in the Amendment to the contrary, CONSULTANT
acknowledges and agrees that in the event of a dispute concerning payments for
Services performed under this Amendment, CONSULTANT shall continue to
perform the Services required of it under this Amendment, as directed by
OWNER, pending resolution of the dispute provided that OWNER continues to
pay to CONSULTANT all amounts that OWNER does not dispute are due and
payable.
3. SCHEDULE OF PAYMENTS:
B.3.1. CONSULTANT shall submit, with each of the monthly status reports provided for
under Section 1.1 of this Schedule B, an invoice for fees earned in the
performance of Basic Services and Additional Services during the subject billing
month. Notwithstanding anything herein to the contrary, the CONSULTANT shall
submit no more than one invoice per month for all fees earned that month for
both Basic Services and Additional Services. Invoices shall be reasonably
substantiated, identify the services rendered and must be submitted in triplicate
in a form and manner required by Owner. Additionally, the number of the
purchase order granting approval for such services shall appear on all invoices.
B.3.1.1 Payments will be made for services furnished, delivered, and accepted, upon
receipt and approval of invoices submitted on the date of services or within six
(6) months after completion of contract. Any untimely submission of invoices
beyond the specified deadline period is subject to non-payment under the legal
doctrine of "laches" as untimely submitted. Time shall be deemed of the essence
with respect to the timely submission of invoices under this agreement.
B.3.2. Invoices not properly prepared (mathematical errors, billing not reflecting actual
work done, no signature, etc.) shall be returned to CONSULTANT for correction.
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Invoices shall be submitted on CONSULTANT'S letterhead and must include the
Purchase Order Number and Project name and shall not be submitted more than
one time monthly.
B.3.3 Payments for Additional Services of CONSULTANT as defined in Article 2
hereinabove and for reimbursable expenses will be made monthly upon
presentation of a detailed invoice with supporting documentation.
B.3.4 Unless specific rates have been established in Attachment 1, attached to this
Schedule B, CONSULTANT agrees that, with respect to any subconsultant or
subcontractor to be utilized by CONSULTANT for Additional Services,
CONSULTANT shall be limited to a maximum markup of 5% on the fees and
expenses associated with such subconsultants and subcontractors.
B.3.4.1 Reimbursable Expenses associated with Additional Services must
comply with section 112.061, Fla. Stat., or as set forth in the
Amendment, be charged without mark-up by the CONSULTANT, and
shall consist only of the following items:
B.3.4.1.1. Cost for reproducing documents that exceed the number of
documents described in this Amendment and postage and
handling of Drawings and Specifications.
8.3.4.1.2.Travel expenses reasonably and necessarily incurred with
respect to Project related trips, to the extent such trips are
approved by OWNER. Such expenses, if approved by
OWNER, may include coach airfare, standard accommodations
and meals, all in accordance with section 112.061, F.S. Further,
such expenses, if approved by OWNER, may include mileage
for trips that are from/to destinations outside of Collier or Lee
Counties. Such trips within Collier and Lee Counties are
expressly excluded.
B.3.4.1.3. Permit Fees required by the Project.
B.3.4.1.4 Expense of overtime work requiring higher than regular rates
approved in advance and in writing by OWNER.
B.3.4.1.5 Expense of models for the County's use.
B.3.4.1.6 Other items on request and approved in writing by the OWNER.
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ATTACHMENT 1 TO SCHEDULE B
Personnel Category Hourly Rate
Principal $195
Senior Project Manager $165
Project Manager $148
Senior Engineer $155
Engineer $119
Senior Inspector $85
Inspector $65
Senior Planner $140
Planner $110
Senior Designer $115
Designer $100
Environmental Specialist $115
Senior GIS Specialist $145
GIS Specialist $100
Clerical $60
Surveyor and Mapper $130
CADD Technician $85
Survey Crew- 2 man $130
Survey Crew- 3 man $160
Survey Crew- 4 man $180
This list is not intended to be all-inclusive. Hourly rate fees for other categories of
professional, support and other services shall be mutually negotiated by the County and
firm as needed.
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Amendment 1 to Contract 12-5885 "Construction Phase Services for the Marco
Island Executive Airport (MKY) Runway 17-35 Rehabilitation Project"
SCHEDULE F
KEY PERSONNEL, SUBCONSULTANTS AND SUBCONTRACTORS
KEY MKY °A) TIME
PERSONNEL POSITION COMPANY ALLOCATION
Luc Carriere Sr. Project Manager HM 35%
Steve Henriquez Principal URS 2%
Kelli Piercy Sr. Engineer URS 20%
Rick Brylanski Sr. Project Manager HM 5%
Tom Murphy Surveyor Mapper HM 1%
SUB-CONSULTANTS:
Cal-Tech Testing, Inc. Asphalt QA Testing
Allied Eng. &Testing Material QA Testing
Woolpert, Inc. AIGS Coordination
U.S. Imaging Aerial Photography
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0 GRANT AGREEMENT
U.S.Department
of Transportation .
Federal Aviation
Administration
Date of Offer: September 20,2013
Project Number; 3-12-0142-010-2013
Recipient: Collier County Airport Authority(Herein called Sponsor)
Airport: Marco island Executive Airport
OFFER
THE FEDERAL AVIATION ADMINISTRATION,FOR AND ON BEHALF OF THE UNITED STATES, HEREBY
OFFERS AND AGREES to pay,as the United States'share,ninety percent(90%)of the allowable costs incurred
in accomplishing the project consisting of the following:
`Rehabilitate Runway 17-35 and Apron—Construction Phase"
as more particularly described in the Project Application dated August 13,2013.
The maximum obligation of the United States payable under this Offer shall be $5,649,916 for airport
development
UNITED STATES OF AMERICA ,i_G,-„ Altilt
FEDERAL AVIATION ADMINISTRATION NI," g Manager,Airports District Office
SPECIAL CONDITIONS
None
ACCEPTANCE
The Sponsor agrees to accomplish the project in compliance with the terms and conditions contained herein and
M the document"Terms and Conditions of Accepting Airport Improvement Program Grants"dated April 3, 2013.
The Sponsor specifically acknowledges that knowingly and willfully providing false information to the Federal
Government is a violation of 18 U.S.C. Section 1001 (False Statements) and could subject the Sponsor's
Designated Official Representative to fines, imprisonment or both if the U.S. Department of Justice determines
the official acted outside the scope of his/her duties.
24th September
Executed pip,_day of 20 13 C'.1 er4C•, my Airport Authority• al . y ;r1 y . N ,
tt 119p. Sig,atur of Spot'or's Designated Official Representative
�1 s .
Y, "��- t ([G��Ge•'r is A. Hiller, Esq.
ABS.gg ; Title Chairwoman
togtlatljf y '' -J� : CERTIFICATE OF SPONSOR'S ATTORNEY sp
I' 11 A .. eAsLL ,, acting as Attorney for the Sponsor do
hereby certify;:
That in my opinion the Sponsor is empowered to enter Into the foregoing Grant Agreement under the laws of the
State of Florida.Further,I have examined the foregoing Grant Agreement,and the actions taken by said Sponsor
relating thereto, and find that the acceptance thereof by said Sponsor and Sponsors official representative has
been duly authorized and that the execution thereof is in all respects due and proper and in accordance with the
laws of the said State and the applicable provisions of the Federal Aviation Act of 1958,as amended,codified at
Title 49 of the United States Code. In addition, for grants involving projects to be carried out on property not
owned by the Sponsor,there are no legal Impediments that will prevent full performance by the Sponsor.Further,
it is my opinion that the said Grant Agreement constitutes a legal and binding obligation of the Sponsor in
accordance with the terms thereof.
.cc.,.; /?/ L
?/ 13
Signature of Sponsors Attorney Date
0
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lir
April 3,2013
U.S.Department
of Transportation
federal Aviation
AdmIntstration
Terms and Conditions
of Accepting Airport Improvement Program Grants
This document was compiled from multiple government source documents.
This document contains the terms and conditions of accepting Airport Improvement Program(AIP)grants from
the Federal Aviation Administration(FAA)for the purpose of carrying out the provisions of Title 49,United States
Code. These terms and conditions become applicable when the Sponsor accepts a Grant Offer from the FM
that references this document The FM may unilaterally amend the terms and conditions by notification in
writing,and such amendment will only apply to grants accepted after notification.
!. DEFINITIONS
A. Sponsor-An agency that is legally,financially,and otherwise able to assume and carry out the
certifications,representations,warranties,assurances,covenants and other obligations required in this
document and in the accepted Grant Agreement
B. Project Work as identified in this grant Agreement.
C. Primary Airport-A commercial service airport the Secretary of Transportation determines to have more
than 10.000 passengers boarding each year.
D. `this grant'-In this document the term'this grant'refers to the applicable grant agreement or grant
agreements that incorporate(s)these Terms and Conditions as part of the grant agreement
IL CERTIFICATIONS
Title 49,United States Code,section 47105(d),authorizes the Secretary to require certification from the
Sponsor that it wit comply with statutory and administrative requirements In carrying out a project under the
AlP. The following list of certified items includes major requirements for this aspect of project implementation.
However,the list is not comprehensive,nor does it relieve sponsors from fully complying with all applicable
statutory and administrative standards. In accepting this grant,the Sponsor certifies that each of the following
items was or will be complied with in the performance of grant agreements. If a certification cannot be met for
a specific project,the Sponsor must fully explain in an attachment to the project application.
A. Sponsor Certification for Selection of Consultants. General standards for selection of consultant
services within Federal grant programs are described in Title 49,Code of Federal Regulations(CFR).and
Part 18.38. Sponsors may use other qualifications-based procedures provided they are equivalent to
specific standards in 49 CFR 18 and Advisory Circular 15015100-14,Architectural,Engineering,and
Planning Consultant Services for Airport Grant Projects.
1. Solicitations were(will be)made to ensure fair and open competition from a wide area of interest.
2. Consultants were(will be)selected using competitive procedures based on qualifications,experience,
and disadvantaged enterprise requirements with the fees determined through negotiations.
3. A record of negotiations has been(will be)prepared reflecting considerations involved in the
establishment of fees,which are not significantly above the Sponsor's independent cost estimate.
4. If engineering or other services are to be performed by Sponsor force account personnel,prior
approval was(will be)obtained from the FAA.
5. The consultant services contracts clearly establish(will establish)the scope of work and delineate the
division of responsibilities between all parties engaged in carrying out elements of the project.
6. Costs associated with work ineligible for ALP funding are(will be)clearly identified and separated from
eligible items in solicitations,contracts,and related project documents.
7. Mandatory contact provisions for grant-assisted contracts have been(will be)included in consultant
services contracts.
8. The cost-plus-percentage-of-cost methods of contracting prohibited under Federal standards were
not(will not be)used.
9. If the services being procured cover more than the single grant project referenced in this certification,
the scope of work was(will be)specifically described in the advertisement;and future work will not be
Initiated beyond five years.
B. Sponsor Certification for Project Plans and Specifications. Al P standards are generally described in
Advisory Circulars 150/5100-6,Labor Requirements for the Airport Improvement Program;150/5100-15,
Civil Rights Requirements for the Airport Improvement Program;and 15015100-18,Airport Grant
Assurance One-General Federal Requirements. A list of current advisory circulars with specific
standards for design or construction of airports,as well as procuremenUinstallation of equipment and
facilities,is referenced in standard airport sponsor Grant Assurance 34 in this document.
1. The plans and specifications were(will be)prepared in accordance with applicable Federal standards
and requirements;so no deviation or modification to standards set forth in the advisory circulars,or
State standard,is necessary other than those previously approved by the FAA.
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cq
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2. Specifications for the procurement of equipment are not(will not be)proprietary or written so as to
restrict competition. At least two manufacturers can meet the specifications.
3. The development included(to be included)in the plans is depicted on the airport layout plan
approved by the FAA.
4. Development that is ineligible for AlP funding has been(will be)omitted from the plans and
specifications or otherwise identified to assure that no reimbursement will be made for the cost of the
ineligible itern(s).
5. The process control and acceptance tests required for the project by standards contained in Advisory
Circular 15015370-10 are(will be)included In the project specifications.
6. If a value engineering clause is incorporated Into the contract,concurrence was(will be)obtained
from the FAA
7. The plans and specifications incorporate(will incorporate)applicable requirements and
recommendations set forth in the Federally approved environmental finding.
B. For construction activities within or near aircraft operational areas,the requirements contained in
Advisory Circular 150/5370-2 have been(will be)discussed with the FAA,as well as incorporated into
the specifications;and a safety/phasing plan has FAA's concurrence,if required.
9. The project was(wit be)physically completed without Federal participation in costs due to errors and
omissions In the plans and specifications that were foreseeable at the time of project design.
C. Sponsor Certification for Equipment/Construction Contracts. General standards for equipment and
construction contracts within Federal grant programs are described in Title 49,CFR,Part 18.36. Al P
standards are generally described in FAA Advisory Circular(AC)150/5100-6,Labor Requirements for the
Airport Improvement Program;150/5100-15,Civil Rights Requirements for the Airport Improvement
Program;and 15015100-16,Airport Grant Assurance One—General Federal Requirements. Sponsors
may use State and local procedures provided procurements conform to these Federal standards.
1. A code or standard of conduct is(wit be)in effect governing the performance of the Sponsor's
officers,employees,or agents in soliciting and awarding procurement contracts.
2. QuaUfied personnel are(will be)engaged to perform contract administration,engineering supervision,
construction inspection,and testing.
3. Unless the FM approved(has approved)otherwise,the procurement was(will be)publicly
advertised using the competitive sealed bid method of procurement.
4. The bid solicitation clearly and accurately describes(will describe):
a. The current Federal wage rate determination for all construction projects;and
b. All other requirements of the equipment and/or services to be provided.
5. Concurrence was(will be)obtained from FM prior to contract award under any of the following
circumstances:
a. Only one qualified person/firm submits a responsive bid;
b. The contract is to be awarded to other than the lowest responsible bidder;
c. Life cycle costing is a factor in selecting the lowest responsive bidder,or
a. Proposed contract prices are more than 10 percent over the Sponsor's cost estimate.
8. All contracts exceeding$100,000 require(will require)the following provisions:
a. A bid guarantee of 5 percent,a performance bond of 100 percent,and a payment bond of 100
percent;
b. Conditions specifying administrative,contractual,and legal remedies,including contract
termination,for those instances in which contractors violate or breach contact terms;and
c. Compliance with applicable standards and requirements issued under Section 306 of the Clean
Air Act(42 USC 1857(h)),Section 508 of the Clean Water Act(33 USC 1368),and Executive
Order 11738.
7. AU construction contracts contain(will contain)provisions for.
a. Compliance with the Copeland'Anti-tick Back'Act;and
b. Preference given in the employment of labor(except in executive,administrative,and supervisory
positions)to honorably discharged Vietnam-era veterans and disabled veterans.
8. All construction contracts exceeding$2,000 contain(will contain)the following provisions:
a. Compliance with the Davis-Bacon Act based on the current Federal wage rate determination;and
b. Compliance with the Contract Work Hours and Safety Standards Act(40 USC 327-330),Sections
103 and 107.
9. All construction contracts exceeding$10,000 contain(will contain)appropriate clauses from 41 CFR
Part 60 for compliance with Executive Orders 11246 and 11375 on Equal Employment Opportunity.
10. All contracts and subcontracts contain(win contain)clauses required from Title vt of the Civil Rights
Act and 49 CFR 23 and 49 CFR 26 for Disadvantaged Business Enterprises.
11. Appropriate checks have been(will be)made to assure that contracts or subcontracts are not
awarded to those individuals or fines suspended,debarred,or voluntarily excluded from doing
business with any U.S.Department of Transportation(DOT)element and appearing on the DOT
Unified List
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I). Sponsor Certification for Real Property Acquisition. General requirements on real property
acquisition and relocation assistance are in Title 49,CFR,Part 24 and the Uniform Relocation Assistance
and Real Property Acquisition Policies Act of 1970(Uniform Act).
1. The Sponsors attorney or other official has(will have)good and sufficient title and title evidence on
property in the project.
2. If defects and/or encumbrances exist in the title that adversely impact the Sponsor's intended use of
property in the project,they have been(will be)extinguished,modified,or subordinated.
3. If property for airport development is(will be)leased,the following conditions have been(will be)met:
a. The term is for 20 years or the useful life of the project;
b. The lessor is a public agency;and
c. The lease contains no provisions that prevent full compliance with this grant agreement.
4. Property in the project is(will be)In conformance with the current Exhibit"A"property map,which is
based on deeds,title opinions,land surveys,the approved airport layout plan,and project
documentation.
5. For any acquisition of property interest in noise sensitive approach zones and related areas,property
interest was(will be)obtained to ensure land is used for purposes compatible with noise levels
associated with operation of the airport
6. For any acquisition of property interest in runway protection zones and areas related to 14 CFR 77
surfaces,property interest was(will be)obtained for the following:
a. The right of flight;
b. The right of ingress and egress to remove obstructions;and
c. The right to restrict the establishment of future obstructions.
7. Appraisals prepared by qualified real estate appraisers hired by the Sponsor include(will include)the
following:
a. Valuation data to estimate the current market value for the property interest acquired on each
parcel;and
b. Verification that an opportunity has been provided the property owner or representative to
accompany appraisers during inspections.
8. Each appraisal has been(will be)reviewed by a qualified review appraiser to recommend an amount
for the offer of just compensation,and the written appraisals and review appraisal are(will be)
available to FAA for review.
9. A written offer to acquire each parcel was(will be)presented to the property owner for not less than
the approved amount of Just compensation.
10. Effort was(will be)made to acquire each property through the following negotiation procedures:
a. No coercive action was(will be)taken to induce agreement;and
b. Supporting documents for settlements are(will be)included in the project files.
11. If a negotiated settlement is not reached,the following procedures were(will be)used:
a. Condemnation was(will be)initiated and a court deposit not less than the just compensation was
(will be)made prior to possession of the property;and
b. Supporting documents for awards were(will be)included in the project files.
12. If displacement of persons,businesses,farm operations,or non-profit organizations is involved,a
relocation assistance program was(will be)established,with displaced parties receiving general
information on the program in writing,induding relocation eligibility,and a 90-day notice to vacate.
13. Relocation assistance services,comparable replacement housing,and payment of necessary
relocation expenses were(will be)provided within a reasonable time period for each displaced
occupant in accordance with the Uniform Act.
E. Sponsor Certification for Construction Project Final Acceptance. General requirements for final
acceptance and closeout of Federally funded construction projects are in Title 49,CFR,Part 18.50. The
Sponsor shall determine that project costs are accurate and proper in accordance with specific
requirements of this grant Agreement and contract documents.
1. The personnel engaged in project administration,engineering supervision,construction inspection,
and testing were(will be)determined to be qualified as well as competent to perform the work.
2. Daily construction records were(will be)kept by the resident engineer/construction inspector as
follows:
a. Work in progress
b. Quality and quantity of materials delivered
c. Test locations and results
d. instructions provided the contractor
e. Weather conditions
f. Equipment use
g. Labor requirements
h. Safety problems
i. Changes required.
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3. Weekly payroll records and statements of compliance were(wiN be)submitted by the prime contractor
and reviewed by the Sponsor for Federal labor and civil rights requirements(Advisory Circulars
150/5100-6 and 15015100-15).
4. Complaints regarding the mandated Federal provisions set forth in the contract documents have been
(will be)submitted to the FM.
5. All tests specified in the plans and specifications were(will be)performed and the test results
documented as well as made available to the FAA.
B. For any test results outside of allowable tolerances,appropriate corrective actions were(will be)
taken.
7. Payments to the contractor were(will be)made in compliance with contract provisions as follows:
a. Payments are verified by the Sponsor's internal audit of contract records kept by the resident
engineer,and
b. If appropriate,pay reduction factors required by the specifications are applied in computing final
payments;and a summary of pay reductions are made available to the FAA.
8. The project was(will be)accomplished without significant deviations,changes,or modifications from
the approved plans and specifications,except where approval is obtained from the FAA.
9, A final project inspection was(will be)conducted with representatives of the Sponsor and the
contractor,and project files contain(will contain)documentation of the final inspection.
10. Work in this grant agreement was(will be)physically completed,and corrective actions required as a
result of the final inspection are completed to the satisfaction of the Sponsor.
11. If applicable,the as-built plans,an equipment inventory,and a revised airport layout plan have been
(will be)submitted to the FM.
12. Applicable close out financial reports have been(will be)submitted to the FAA.
F. Sponsor Certification for Seismic Design and Construction. 49 CFR Part 41 sets forth the
requirements in the design and construction of the building(s)to be financed with the assistance of the
FAA. Compliance will be met by adhering to at least one of the following accepted standards:
1. Model codes found to provide a level of seismic safety substantially equivalent to that provided by use
of the 1988 National Earthquake Hazards Reduction Program(NEHRP)including:
a. The 1991 international Conference of Building Officials(lBCO)Uniform Building Code,published
by the International Conference of Building Officials,5360 South Workman Mili Road,Whittier,
California 90601;
b. The 1992 Supplement to the Building Officials and Code Administration International(BOCA)
National Building Code,published by the Building Officials and Code Administrators,4051 West
Flosamoor Road,Country Club Hills,Illinois 60478-5795;and
c. The 1992 Amendments to the Southern Building Code Congress(SBCC)Standard Building
Code,published by the Southern Building Code Congress international,900 Montclair Road,
Birmingham,Alabama 35213-1206.
2. Revisions to the model codes listed above that are substantially equivalent or exceed the then current
or immediately preceding edition of the NEHRP recommended provisions,as it is updated,may be
approved by the DOT Operating Administration to meet the requirements of 49 CFR Part 41.
3. State,county,local,or other jurisdictional building ordinances adopting and enforcing the model
codes,listed above,in their entirety,without significant revisions or changes in the direction of less
seismic safety,meet the requirement of 49 CFR Part 41.
G. Sponsor Certification for Drug-Free Workplace. General requirements on the drug-free workplace
within Federal grant programs are described in Title 49,CFR,Part 29 and the Drug-Free Workplace Act
of 1988. Sponsors are required to certify they will provide,or will continue to provide,a drug-free
workplace in accordance with the regulation.
1. A statement has been(will be)published notifying employees that the unlawful manufacture,
distribution,dispensing,possession,or use of a controlled substance is prohibited in the Sponsor's
workplace,and specifying the actions to be taken against employees for violation of such prohibition.
2. An ongoing drug-free awareness program has been(will be)established to inform employees about:
a. The dangers of drug abuse in the workplace;
b. The Sponsor's policy of maintaining a drug-free workplace;
c. Any available drug counseling,rehabilitation,and employee assistance programs;and
d. The penalties that may be imposed upon employees for drug abuse violations occurring in the
workplace.
3. Each employee to be engaged in the performance of the work has been(will be)given a copy of the
statement required within item 1 above.
4. Employees have been(will be)notified in the statement required by item 1 above that,as a condition
of employment under this grant,the employee will:
a. Abide by the terms of the statement;and
b. Notify the employer in writing of his or her conviction for a violation of a criminal drug statute
occurring in the workplace no cater than five calendar days after such conviction.
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5. The FM will be notified in writing within ten calendar days after receiving notice under item 4b above
from an employee or otherwise receiving actual notice of such conviction. Employers of convicted
employees must provide notice,including position title of the employee,to the FAA. Notices shall
include the project number of each affected grant
6. One of the following actions will be taken within 30 calendar days of receiving a notice under item 4b
above with respect to any employee who is so convicted:
a Take appropriate personnel action against such an employee,up to and including termination,
consistent with the requirements of the Rehabilitation Act of 1973,as amended;or
b. Require such employee to participate satisfactorily in a drug abuse assistance or rehabilitation
program approved for such purposes by a Federal,State,or local health,law enforcement,or
other appropriate agency.
7. A good faith effort will be made to continue to maintain a drug-free workplace through implementation
of items 1 through 8 above.
III. GENERAL CONDITIONS
A The allowable costs of the project shall not include any costs determined by the FM to be ineligible for
consideration under Title 49 U.S.C.
B. Payment of the United States'share of the allowable project costs will be made pursuant to and In
accordance with the provisions of such regulations and procedures as the Secretary shell prescribe.
Final determination of the United States'share will be based upon the final audit of the total amount of
allowable project costs,and settlement will be made for any upward or downward adjustments to the
Federal share of costs.
C. The Sponsor shall carry out and complete the Project(s)without undue delays and in accordance with the
terms hereof,and such regulations and procedures as the Secretary shall prescribe.
D. The FM reserves the right to unilaterally terminate this grant if the Sponsor does not make at least one
draw down of funds under their Letter of Credit or submit at least one written Request for Reimbursement,
as applicable,in each twelve month period after grant acceptance.
E. The Sponsor agrees to monitor progress on the work to be accomplished by this grant. For engineering
services,the Sponsor agrees to make payment only for work that has been satisfactorily completed and
that ten percent(10%)of the total value of the engineering services contract will not be paid to the
Engineer until acceptable final project documentation is provided.
F. The Sponsor agrees to submit final grant closeout documents to the FM within 60 days after physical
completion of the project(s),but no greater than four(4)years from the date of the grant,unless
otherwise agreed to by the FM.
G. The FM reserves the right to amend or withdraw this grant offer at any time prior to its acceptance by the
Sponsor.
H. This grant offer will expire,and the United States shall not be obligated to pay any part of the costs of the
project unless this grant offer has been accepted by the Sponsor on or before 30 days after this grant
offer but no later than September 30 of the federal fiscal year this grant offer was made,or such
subsequent date as may be prescribed in writing by the FAA.
I. The Sponsor shall take all steps,including litigation if necessary,to recover Federal funds spent
fraudulently,wastefully,or in violation of Federal antitrust statutes,or misused In any manner in any
project upon which Federal funds have been expended. For the purposes of this grant agreement,the
term"Federal funds"means funds however used or disbursed by the Sponsor that were originally paid
pursuant to this or any other Federal grant agreement It shall obtain the approval of the Secretary as to
any determination of the amount of the Federal share of such funds. It shall return the recovered Federal
share,including funds recovered by settlement,order or judgment,to the Secretary. it shall furnish to the
Secretary,upon request,all documents and records pertaining to the determination of the amount of the
Federal share or to any settlement,litigation,negotiation,or other efforts taken to recover such funds. All
settlements or other final positions of the Sponsor,in court or otherwise,involving the recovery of such
Federal share shall be approved in advance by the Secretary.
J. The United States shall not be responsible or liable for damage to property or injury to persons that may
arise from,or be incident to,compliance with this grant agreement.
K. If,during the life of the project,the FM determines that this grant amount exceeds the expected needs of
the Sponsor by$5,000 or five percent(5%),whichever is greater,this grant amount can be unilaterally
reduced by letter from FAA advising of the budget change. Conversely,with the exception of planning
projects,if there is an overrun in the eligible project costs,FAA may increase this grant to cover the
amount of the overrun not to exceed the statutory fifteen(15%)percent limitation for primary airports or
either by not more than fifteen percent(15%)of the original grant amount or by an amount not to exceed
twenty-five percent(25%)of the total increase in allowable project costs attributable to the acquisition of
land or interests in land,whichever is greater,based on current credible appraisals or a court award in a
condemnation proceeding for non-primary airports.FM will advise the Sponsor by letter of the increase.
Planning projects will not be increased above the planning portion of the maximum obligation of the
United States shown in this grant agreement Upon issuance of either of the aforementioned letters,the
maximum obligation of the United States is adjusted to the amount specified. In addition,the Sponsor's
officially designated representative,is authorized to request FAA concurrence in revising the project
description and grant amount within statutory limitations. A letter from the FAA concurring in the said
requested revision to the project work description and grant amount shall constitute an amendment to this
Grant Agreement.
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L. Eleetnonlc Grant Payment(s): The requirements set forth in these terms and conditions supersede
previous financial invoicing requirements for FM grantees. Each payment request under this grant
agreement must be made electronically via the Delphi elnvoicing System for Department of
Transportation(DOT)Financial Assistance Awardees. The following are the procedures for accessing
and utilizing the Delphi elnvoicing System.
1. Grant Recipient Requirements.
(1) Grantees must have Internet access to register and submit payment requests through the
Delphi elnvoicing system unless,under limited circumstances,a waiver is granted by the
FAA and DOT under section(c)below.
(2) Grantees must submit payment requests electronically and the FAA will process payment
requests electronically.
2. System User Access.
(1) Grantees must contact the FAA Airports District/Regional Office and officially submit a written
request to sign up for the system.The FAA Office of Airports will provide the grantee's name,
email address and telephone number to the DOT Financial Management Office.The DOT will
then invite the grantee via email to sign up for the system and require the grantee to complete
two forms. The grantee will complete a web based DOT registration form and download the
Proof of Identification form to verify the grantee's identity.
(2) The grantee must complete the Proof of Identification form,and present it to a Notary Public for
verification.The grantee will return the notarized form to:
DOT Enterprise Services Center
FM Accounts Payable,AMZ-100
PO Box 25710
Oklahoma City,OK 73125
(3) The DOT will validate the both forms and email a user ID and password to the grantee.
Grantees should contact the FAA Airports District/Regional Office with any changes to their
system information.
Note:Additional information,including access forms and training materials,can be found on
the DOT elnvoicing website(http://www.dotgov/cfo/delphl-elnvoicing-system.htrnl).
3. Waivers.
(1) DOT Financial Management officials may,on a case by case basis,waive the requirement to
register and use the electronic grant payment system based on user requests and concurrence
of the FAA.Waiver request forms can be obtained on the DOT elnvoicing website
(http://www.dot.gowcfo/delphi-einvoicing-system.htmq or by contacting the FAA Airports
District/Regional Office.Recipients must explain why they are unable to use or access the
Internet to register and enter payment requests.
(2) Ali waiver requests should be sent to the FM Airports District/Regional Office for concurrence,
prior to sending to the Director of the Office of Financial Management,US Department of
Transportation,Office of Financial Management,B-30,room W93-431,1200 New Jersey
Avenue SE,Washington DC 20590-0001,DOTEIectroniclnvoicingedoigov.The Director of
the DOT Office of Financial Management will confirm or deny the request within approximately
30 days.
(3) If a grantee is granted a waiver,the grantee should submit all hard-copy invoices directly to:
DOT/FAA
PO Box 25082
AMZ-110
Oklahoma City,OK 73125
M. Unless otherwise approved by the FAA,it will not acquire or permit any contractor or subcontractor to
acquire any steel or manufactured products produced outside the United States to be used for any project
for airport development or noise compatibility for which funds are provided under this grant. The Sponsor
will include in every contract a provision implementing this condition.
N. System for Award Management Registration and Universal Identifier Requirements
1. Requirement for System for Award Management(SAM)Registration
Unless you are exempted from this requirement under 2 CFR 25.110, you as the recipient must
maintain the currency of your information in the SAM until you submit the final financial report
required under this award or receive the final payment, whichever is later. This requires that you
review and update the information at least annually after the initial registration,and more frequently if
required by changes in your information or another award term.
2. Requirement for Data Universal Numbering System(DUNS)Numbers
If you are authorized to make subawards under this award,you:
a. Must notify potential subrecipients that no entity(see definition in paragraph C of this award term)
may receive a subaward from you unless the entity has provided its DUNS number to you.
b. May not make a subaward to an entity unless the entity has provided its DUNS number to you.
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3. Definitions
Fot purposes of this award term:
a. System for Award Management(SAM)Registration means the Federal repository into
which an entity must provide information required for the conduct of business as a
recipient.Additional information about registration procedures may be found at the SAM
Internet site(currently at httpiMww,sem.gov).
b. Date Universal Numbering System(DUNS)number means the nine-digit number
established and assigned by Dun and Bradstreet,Inc.(D&B)to uniquely identify business
entities.A DUNS number may be obtained from D&B by telephone(currently 866-705-
5711)or the Internet(currently at http://fedgov.dnb.comrbwebform).
c. Entity,as it is used in this award term,means all of the following,as defined at 2 CFR part 25,
subpart C:
1) A Governmental organization,which is a State, local government,or Indian Tribe;
2) A foreign public entity;
3) A domestic or foreign nonprofit organization;
4) A domestic or foreign for-profit organization;and
5) A Federal agency,but only as a subrecipient under an award or subaward to a non-Federal
entity.
d. Subeward:
1) This term means a legal instrument to provide support for the performance of any portion of
the substantive project or program for which you received this award and that you as the
recipient award to an eligible subrecipient
2) The term does not include your procurement of property and services needed to carry out the
project or program(for further explanation,see Sac.210 of the attachment to OMB Circular
A-133,"Audits of States,Local Governments,and Non-Profit Organizations")..A subaward
may be provided through any legal agreement,including an agreement that you consider a
contract.
e. Subrecipient means an entity that
1. Receives a subaward from you under this award;and
ii. Is accountable to you for the use of the Federal funds provided by the subaward.
iii. A subaward may be provided through any legal agreement,including an agreement that you
consider a contract.
0. If this grant agreement includes pavement work that equals or exceeds$250,000,the Sponsor will
perform the following:
1. Furnish a construction management program to FAA prior to the start of construction which shall
detail the measures and procedures to be used to comply with the quality control provisions of the
constriction contract,including,but not limited to,all quality control provisions and tests required by
the Federal specifications. The program shall include as a minimum:
a. The name of the person representing the Sponsor who has overall responsibility for contract
administration for the project and the authority to take necessary actions to comply with the
contract.
b. Names of testing laboratories and consulting engineer firms with quality control responsibilities on
the project,together with a description of the services to be provided.
c. Procedures for determining that testing laboratories meet the requirements of the American
Society of Testing Materials standards on laboratory evaluation,referenced in the contract
specifications(03666,C1077).
d. Qualifications of engineering supervision and construction inspection personnel.
e. A listing of all tests required by the contract specifications,including the type and frequency of
tests to be taken,the method of sampling,the applicable test standard,and the acceptance
criteria or tolerances permitted for each type of test.
f. Procedures for ensuring that the tests are taken in accordance with the program,that they are
documented daily,that the proper corrective actions,where necessary,are undertaken.
2. Submit at completion of the project,a final test and quality control report documenting the results of
all tests performed,highlighting those tests that failed or did not meet the applicable test standard.
The report shall include the pay reductions applied and reasons for accepting any out-of-tolerance
material. An interim test and quality control report shall be submitted,if requested by the FM.
3. Failure to provide a complete report as described in paragraph 2,or failure to perform such tests,
shalt,absent any compelling justification,result in a reduction in Federal participation for costs
incurred in connection with construction of the applicable pavement Such reduction shall be at the
discretion of the FM and will be based on the type or types of required tests not performed or not
documented and will be commensurate with the proportion of applicable pavement with respect to the
total pavement constructed under this grant agreement.
4. The FAA,at its discretion,reserves the right to conduct independent tests and to reduce grant
payments accordingly if such independent tests determine that Sponsor tests results are inaccurate.
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P. For a project to replace or reconstruct pavement at the airport,the Sponsor shall implement an
effective airport pavement maintenance management program as is required by Airport Sponsor
Assurance Number 11. The Sponsor shall use such program for the useful life of any pavement
constructed,reconstructed,or repaired with Federal financial assistance at the airport. As a
minimum,the program must conform with the following provisions:
Pavement Maintenance Management Program
An effective pavement maintenance management program is one that details the procedures to be
followed to assure that proper pavement maintenance,both preventive and repair,is performed. An
airport sponsor may use any form of inspection program it deems appropriate. The program must,as a
minimum,include the following:
1. Pavement Inventory. The following must be depicted in an appropriate form and level of detail:
a. Location of all runways,taxiways,and aprons;
b. Dimensions;
c. Type of pavement,and;
d. Year of construction or most recent major rehabilitation.
For compliance with the Airport Improvement Program(AIP)assurances,pavements that have been
constructed,reconstructed,or repaired with federal financial assistance shall be so depicted.
2. Inspection Schedule.
a. Detailed inspection. A detailed inspection must be performed at least once a year. If a history of
recorded pavement deterioration is available;I.e.,Pavement Condition Index(PCI)survey as set
forth in Advisory Circular 150/5380-6,'Guidelines and Procedures for Maintenance of Airport
Pavements,"the frequency of inspections may be extended to three years.
b. Drive-By Inspection. A drive-by inspection must be performed a minimum of once per month to
detect unexpected changes in the pavement condition.
3. Record Keeping. Complete information on the findings of all detailed inspections and on the
maintenance performed must be recorded and kept on file for a minimum of five years. The types of
distress,their locations,and remedial action,scheduled or performed,must be documented. The
minimum information to be recorded is listed below:
a. Inspection date;
b. Location;
C. Distress types;and
d. Maintenance scheduled or performed.
For drive-by inspections,the date of inspection and any maintenance performed must be recorded.
4. Information Retrieval. An airport Sponsor may use any form of record keeping it deems
appropriate;so long as the information and records produced by the pavement survey can be
retrieved to provide a report to the FAA as may be required.
5. Reference. Refer to Advisory Circular 150/5380-6,'Guidelines and Procedures for Maintenance of
Airport Pavements,'for specific guidelines and procedures for maintaining airport pavements and
establishing an effective maintenance program. Specific types of distress,their probable causes,
inspection guidelines,and recommended methods of repair are presented.
Q. Takeover of Instrument Landing System and Associated Equipment In Project. If this grant includes
an instrument landing system and associated equipment and the FAA has agreed to takeover the system
and equipment,the Sponsor must check the facility prior to its commissioning to assure It meets the
operational standards. The Sponsor must also remove,relocate,or lower each obstruction on the
approach,or provide for the adequate lighting or marking of the obstruction if any aeronautical study
conducted under FAR part 77 determines that to be acceptable,and mark and tight the runway,as
appropriate.
R. Airport-Owned Visual or Electronic NAVAIDS In Project. If this grant includes a visual or electronic
navigational aid,the Sponsor must provide for the continuous operation and maintenance of any
navigational aid funded under the AIP during the useful life of the equipment and check the facility prior to
its commissioning to assure it meets the operational standards. The Sponsor must also remove,relocate,
or lower each obstruction on the approach or provide for the adequate lighting or marking of the
obstruction if any aeronautical study conducted under FAR Part 77 determines that to be acceptable,and
mark and light the runway,as appropriate. The FM will not take over the ownership,operation,or
maintenance of any sponsor-acquired equipment other than an AIP-funded instrument landing system
and associated equipment where FAA agrees to take over the system and equipment.
S. Non-AlP Work in Application. It is understood and agreed by and between the parties hereto that
notwithstanding the fact that a Project Application may include therein the construction of work not
included in this grant agreement project description,said work shall not be a part of this project and,if or
to the extent accomplished by the Sponsor,such accomplishment shall be without any participation in the
costs thereof by the United States under this project. It is further understood and agreed that,in the
event the work which is excluded from the project is accomplished by the Sponsor,the Sponsor shall
maintain as a portion of the cost records covering this project,separable cost records pertaining to the
above-identified work excluded from Federal participation under this project,which records shall be made
available for inspection and audit by the FAA to the end that the cost of the excluded work may be
definitely determined.
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It is further understood and agreed that the Sponsor will submit a Program Statement/cost estimate
depicting the excluded costs or a cost estimate depicting only those costs eligible for Federal participation
in this project.
T. Utility Relocation in Project. It is understood and agreed by and between the parties hereto that the
United States shall not participate in the cost of any utility relocation unless and until the Sponsor has
submitted evidence satisfactory to the FM that the Sponsor Is legally responsible for payment of such
costs. FM participation will be limited to those utilities located on private right-of-way or utilities that
exclusively serve the Airport.
U. Revenue from Real Property—Land in Project. The Sponsor agrees that all net revenues produced
from real property purchased in part with Federal funds in this grant shall be used on the airport for airport
planning,development or operating expenses,except that all income from real property purchased for
noise compatibility purposes or for future aeronautical use be used only to fund projects which would be
eligible for grants under the Act. Income from noise or future use property may not be used for the
Sponsor's matching share of any airport grant. Airport fiscal and accounting records shall clearly Identify
actual sources and uses of these funds.
V. Future Development Land, If this grant Includes acquisition of land for future development,the Sponsor
agrees to implement within five years of such grant the airport development that requires this land
acquisition,unless the FM agrees to a different duration. Furthermore,the Sponsor agrees not to
dispose of the land by sale or lease without prior consent and approval of the FM. In the event the land
is not used within ten years for the purpose for which it was acquired,the Sponsor will refund the Federal
share of acquisition cost or the current fair market value of the land,whichever is greater,unless the FAA
agrees to a different duration.
W. Runway Protection Zones. The Sponsor agrees to take the following actions to maintain and/or acquire
a property interest,satisfactory to the FAA,in the Runway Protection Zones:
1. Existing Fee Title Interest in the Runway Protection Zone: The Sponsor agrees to prevent the
erection or creation of any structure or place of public assembly in the Runway Protection Zone,
except for NAVAJOS that are fixed by-their functional purposes or any other structure approved by the
FM. Any existing structures or uses within the Runway Protection Zone will be cleared or
discontinued unless approved by the FAA.
2. Existing Easement Interest in the Runway Protection Zone: The Sponsor agrees to take any and all
steps necessary to ensure that the owner of the land within the designated Runway Protection Zone
will not build any structure in the Runway Protection Zone that is a hazard to air navigation or which
might create glare or misleading lights or lead to the construction of residences,fuel handling and
storage facilities,smoke generating activities,or places of public assembly,such as churches,
schools,office buildings,shopping centers,and stadiums.
3. Future Interest In the Runway Protection Zone:The Sponsor agrees that it will acquire fee title or
less-than-fee interest in the Runway Protection Zones that presently are not under its control under
an agreed schedule with the FM. Said interest shall provide the protection noted in above
Subparagraphs 1 and 2.
Noise Projects on Privately Owned Property. No payment shalt be made under the terms of this grant
agreement for work accomplished on privately owned land until the Sponsor submits the agreement with
the owner of the property required by Assurance 5d of the ASSURANCES Airport Sponsors,and such
agreement is determined to be satisfactory. As a minimum,the agreement with the private owner must
contain the following provisions:
1. The property owner shall subject the construction work on the project to such inspection and approval
during the construction or installation of the noise compatibility measures and after completion of the
measures as they may reasonably be requested by the Secretary or the Sponsor.
2. The property owner shall assume the responsibility for maintenance and operation of the items
installed,purchased,or constructed under this grant agreement. Neither the FM nor the Sponsor
bears any responsibility for the maintenance and operation of these items.
3. If Federal funds for the noise compatibility measures are transferred by the Sponsor to the owner of
the private property,or the owner's agent,the property owner shall agree to maintain and make
available to the Secretary or the Sponsor,upon reasonable request,records disclosing the amount of
funds received and the disposition of those funds,
4. The property owner's right to sue the owner of the noise-impacting Airport for adverse noise impacts
will be abrogated if the property owner deliberately or willfully acts to reduce or destroy the
effectiveness of the noise compatibility measures during the useful life of such measures. This
obligation shall remain in effect throughout the useful life of the noise compatibility measures,but not
to exceed 20 years from the date of the Sponsor's acceptance of federal aid for the project.
Update Approved Exhibit"A"For Lend in Project. It is understood and agreed by and between the
parties hereto that notwithstanding the fact that this grant offer is made and accepted upon the basis of
the current Exhibit*A'Property Map,the Sponsor hereby covenants and agrees that upon completion of
an AIP funded land acquisition project,it will update said Exhibit"A' Property Map to standards
satisfactory to the FM and submit said documentation in final form to the FAA it is further mutually
agreed that the reasonable cost of developing said Exhibit"A'Property Map is an eligible administrative
cost for participation within the scope of this project
Friction Measuring Devices. If this grant includes acquisition of friction measuring devices,the Sponsor
assures that it will properly calibrate,operate,and maintain the friction measuring equipment in
accordance with the manufacturer's guidelines and instructions and Advisory Circular 150/5320-12. The
friction measuring equipment and tow vehicle(if applicable)shall not be used for any other purpose other
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than for conducting friction measuring tests on airport pavement surfaces and directly related activities,
such as training and calibration.
AA.Low Emission Systems. If this grant includes low emission systems work,the Sponsor agrees to the
following conditions under the Voluntary Airport Low Emission(VALE)program:
1. Vehicles and equipment purchased with assistance from this grant shall be maintained and used for
their useful life at the airport for which they were purchased. Moreover,any vehicles or equipment
replaced under this program shall not be transferred to another airport or location within the same or
any other nonattainment or maintenance area, No airport-owned vehicles or equipment may be
transferred to,taken to,or used at another airport without the consent of the FAA in consultation with
the United States Environmental Protection Agency and State air quality agency,
2. All vehicles and equipment purchased with assistance from this grant shall be clearly labeled using
the VALE program emblem designed by the FAA
3. The Sponsor shall maintain annual reporting records of all vehicles and equipment purchased with
assistance from this grant These public records shall contain detailed information involving individual
vehicles and equipment,project expenditures,cost effectiveness,and emission reductions.
The Sponsor certifies that it shall replace any disabled or seriously damaged vehicle or equipment
purchased with assistance from this grant,at any time during its useful life,with an equivalent vehicle or
unit that produces an equal or lower level of emissions. The Sponsor assumes all financial responsibility
for replacement costs. The Sponsor also certifies that it shall fulfill this replacement obligation, beyond
the useful life of the affected vehicle or equipment, for the possible longer life of Airport Emission
Reduction Credits that were granted to the Sponsor for this vehicle or equipment.
IV,ASSURANCES
The following FAA document titled ASSURANCES Airport Sponsors,dated April 2012,is incorporated as part
of these Terms and Conditions:
Assurances
Airport Sponsors
April 2012
A. General.
1. These assurances shall be complied with in the performance of grant agreements for airport
development,airport planning,and noise compatibility program grants for airport sponsors.
2. These assurances are required to be submitted as part of the project application by sponsors requesting
funds under the provisions of Title 49,U.S.C.,subtitle VII,as amended. As used herein,the term"public
agency sponsor"means a public agency with control of a public-use airport;the term"private sponsor"
means a private owner of a public-use airport;and the term"Sponsor"includes both public agency
sponsors and private sponsors.
3. Upon acceptance of this grant offer by the Sponsor,these assurances are incorporated in and become
part of this grant agreement
B. Duration and Applicability.
1. Airport development or Noise Compatibility Program Projects Undertaken by a Public Agency
Sponsor. The terms,conditions and assurances of this grant agreement shall remain in full force and
effect throughout the useful life of the facilities developed or equipment acquired for an airport
development or noise compatibility program project,or throughout the useful life of the project Items
installed within a facility under a noise compatibility program project,but in any event not to exceed
twenty(20)years from the date of acceptance of a grant offer of Federal funds for the project However,
there shall be no limit on the duration of the assurances regarding Exclusive Rights and Airport Revenue
so long as the airport is used as an airport. There shall be no limit on the duration of the terms,
conditions,and assurances with respect to real property acquired with federal funds. Furthermore,the
duration of the Civil Rights assurance shall be specified in the assurances.
2. Airport Development or Noise Compatibility Projects Undertaken by a Private Sponsor. The
preceding paragraph 1 also applies to a private sponsor except that the useful life of project items
installed within a facility or the useful life of the facilities developed or equipment acquired under an
airport development or noise compatibility program project shall be no less than ten(10)years from the
date of acceptance of Federal aid for the project.
3. Airport Planning Undertaken by a Sponsor. Unless otherwise specified in this grant agreement,only
Assurances 1,2.3,5,5,13,18,30,32,33,and 34 in section C apply to planning projects. The terms,
conditions,and assurances of this grant agreement shall remain in full force and effect during the life of
the project
C. Sponsor Certification. The Sponsor hereby assures and certifies,with respect to this grant that:
1. General Federal Requirements. It will comply with all applicable Federal laws,regulations,executive
orders,policies,guidelines,and requirements as they relate to the application,acceptance and use of
Federal funds for this project including but not limited to the following:
Federal Legislation
a. Title 49,U.S.C.,subtitle VII,as amended.
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b. Davis-Bacon Act.40 U.S.C.276(a),at sea.'
c. Federal Fair Labor Standards Act-29 U.S.C.201,at sea,
d. Hatch Act—5 U.S.C. 1501,et seq.'
e. Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970 Title 42 U.S.C.
4601,et sea.'
National Historic Preservation Act of 1988-Section 108-18 U.S.C.470(f).'
g. Archeological and Historic Preservation Act of 1974.16 U.S.C.469 through 4690.1
h. Native Americans Grave Repatriation Act-25 U.S.C.Section 3001,et sea,
i. Clean Air Act,P.L.90-148,as amended.
j. Coastal Zone Management Act.P.L.93-205,as amended.
k. Flood Disaster Protection Act of 1973-Section 102(a)-42 U.S.C.40128.1
I. Title 49,U.S.C.,Section 303,(formerly known as Section 4(f))
m. Rehabilitation Act of 1973-29 U.S.C.794.
n. Civil Rights Act of 1964-Title VI-42 U.S.C.2000d through d-4.
o. Age Discrimination Act of 1975-42 U.S.C.6101,et sea.,
p. American Indian Religious Freedom Act,P.L.95-341,as amended.
q. Architectural Barriers Act of 1968-42 U.S.C.4151,at sea.'
r, Power plant and Industrial Fuel Use Act of 1978-Section 403.2 U.S.C.8373.'
s. Contract Work Hours and Safety Standards Act-40 U.S.C.327,at sea,'
L Copeland Anti-kickback Act-18 U.S.C.874.1
u. National Environmental Policy Act of 1969-42 U.S.C.4321,et sea.'
v. Wild and Scenic Rivers Act.P.L.90-542,as amended.
w. Single Audit Act of 1984-31 U.S.C.7501,at sea,2
x. Drug-Free Workplace Act of 1988-41 U.S.C.702 through 706.
Executive Orders
Executive Order 11246-Equal Employment Opportunity'
Executive Order 11990-Protection of Wetlands
Executive Order 11998—Flood Plain Management
Executive Order 12372-Intergovernmental Review of Federal Programs
Executive Order 12699-Seismic Safety of Federal and Federally Assisted New Building Construction'
Executive Order 12898-Environmental Justice
Federal Regulations
a. 14 CFR Part 13-Investigative and Enforcement Procedures.
b. 14 CFR Part 16-Rules of Practice For Federally Assisted Airport Enforcement Proceedings.
c. 14 CFR Part 150-Airport noise compatibility planning.
d. 29 CFR Part 1-Procedures for predetermination of wage rates.'
e. 29 CFR Part 3-Contractors and subcontractors on public building or public work financed in whole or
part by loans or grants from the United States.'
f. 29 CFR Part 5-Labor standards provisions applicable to contracts covering federally financed and
assisted construction(also labor standards provisions applicable to non-construction contracts
subject to the Contract Work Hours and Safety Standards Act):'
g. 41 CFR Part 60-Office of Federal Contract Compliance Programs,Equal Employment Opportunity,
Department of Labor(Federal and federally assisted contracting requirements).'
h. 49 CFR Part 18-Uniform administrative requirements for grants and cooperative agreements to state
and local governments.'
i. 49 CFR Part 20-New restrictions on lobbying.
j. 49 CFR Part 21-Nondiscrimination In federally-assisted programs of the Department of
Transportation-effectuation of Title VI of the Civil Rights Act of 1964.
k. 49 CFR Part 23-Participation by Disadvantage Business Enterprise In Airport Concessions.
I. 49 CFR Part 24-Uniform relocation assistance and real property acquisition for Federal and federally
assisted programs.'2
m. 49 CFR Part 26—Participation By Disadvantaged Business Enterprises in Department of
Transportation Programs.
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n. 49 CFR Part 27-Nondiscrimination on the basis of handicap in programs and activities receiving or
benefiting from Federal financial assistance.'
o. 49 CFR Part 29—Government wide debarment and suspension(nonprocurement)and government
wide requirements for drug-free workplace(grants).
p. 49 CFR Part 30-Denial of public works contracts to suppliers of goods and services of countries that
deny procurement market access to U.S.contractors.
q. 49 CFR Part 41-Seismic safety of Federal and federally assisted or regulated new building
construction.'
Office of Management and Budget Circulars
a. A-87-Cost Principles Applicable to Grants and Contracts with State and Local Governments.
b. A-133-Audits of States,Local Governments,and Non-Profit Organizations
These laws do not apply to airport planning sponsors.
2 These laws do not apply to private sponsors.
49 CFR Part 18 and OMB Circular A-87 contain requirements for State and Local Governments receiving
Federal assistance.Any requirement levied upon State and Local Governments by this regulation and circular
shall also be applicable to private sponsors receiving Federal assistance under This 49,United States Code.
Specific assurances required to be included in grant agreements by any of the above laws, regulations or
circulars are incorporated by reference In this grant agreement.
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2. Responsibility and Authority of the Sponsor.
a. Public Agency Sponsor.It has legal authority to apply for this grant,and to finance and carry out
the proposed project;that a resolution,motion or similar action has been duly adopted or passed as
an official act of the applicants governing body authorizing the filing of the application,including all
understandings and assurances contained therein,and directing and authorizing the person identified
as the official representative of the applicant to act in connection with the application and to provide
such additional information as may be required.
b. Private Sponsor:It has legal authority to apply for this grant and to finance and carry out the
proposed project and comply with all terms,conditions,and assurances of this grant agreement.It
shall designate an official representative and shall in writing direct and authorize that person to file
this application,including all understandings and assurances contained therein;to act in connection
with this application;and to provide such additional information as may be required.
3. Sponsor Fund Availability.It has sufficient funds available for that portion of the project costs which are
not to be paid by the United States.It has sufficient funds available to assure operation and maintenance
of Items funded under this grant agreement which it will own or control.
4. Good Tale.
a. It,a public agency or the Federal government,holds good title,satisfactory to the
Secretary,to the landing area of the airport or site thereof,or will give assurance
satisfactory to the Secretary that good title will be acquired.
b. For noise compatibility program projects to be carried out on the property of the Sponsor,
it holds good title satisfactory to the Secretary to that portion of the property upon which
Federal funds will be expended or wit give assurance to the Secretary that good title wit
be obtained.
5, Preserving Rights and Powers.
a. It will not take or permit any action which would operate to deprive it of any of the rights and powers
necessary to perform any or all of the terms,conditions,and assurances in this grant agreement
without the written approval of the Secretary,and will act promptly to acquire,extinguish or modify
any outstanding rights or claims of right of others which would interfere with such performance by the
Sponsor.This shall be done in a manner acceptable to the Secretary.
b. It will not sell,lease,encumber,or otherwise transfer or dispose of any part of its title or other
interests in the property shown on Exhibit A to this application or,for a noise compatibility program
project,that portion of the property upon which Federal funds have been expended,for the duration
of the terms,conditions,and assurances in this grant agreement without approval by the Secretary.If
the transferee is found by the Secretary to be eligible under Title 49,United States Code,to assume
the obligations of this grant agreement and to have the power,authority,and financial resources to
carry out all such obligations,the Sponsor shall insert in the contract or document transferring or
disposing of the Sponsor's interest,and make binding upon the transferee all of the terms,conditions,
and assurances contained in this grant agreement.
c. For all noise compatibility program projects which are to be carried out by another unit of local
government or are on property owned by a unit of local government other than the Sponsor,It will
enter into an agreement with that government.Except as otherwise specified by the Secretary,that
agreement shall obligate that government to the same terms,conditions,and assurances that would
be applicable to it if it applied directly to the FAA for a grant to undertake the noise compatibility
program project.That agreement and changes thereto must be satisfactory to the Secretary.It will
take steps to enforce this agreement against the local government if there is substantial non-
compliance with the terms of the agreement.
d. For noise compatibility program projects to be carried out on privately owned property,it will enter into
an agreement with the owner of that property which includes provisions specified by the Secretary.It
will take steps to enforce this agreement against the property owner whenever there is substantial
non-compliance with the terms of the agreement.
e. If the Sponsor is a private sponsor,it will take steps satisfactory to the Secretary to ensure that the •
airport will continue to function as a public-use airport in accordance with these assurances for the
duration of these assurances.
t if an arrangement is made for management and operation of the airport by any agency or person
other than the Sponsor or an employee of the Sponsor,the Sponsor will reserve sufficient rights and
authority to insure that the airport will be operated and maintained in accordance Title 49,United
States Code,the regulations and the terms,conditions and assurances in this grant agreement and
shall insure that such arrangement also requires compliance therewith.
g. Sponsors of commercial service airports will not permit or enter into any arrangement that results in
permission for the owner or tenant of a property used as a residence,or zoned for residential use,to
taxi an aircraft between that property and any location on airport. Sponsors of general aviation
airports entering into any arrangement that results in permission for the owner of residential real
property adjacent to or near the airport must comply with the requirements of Sec.t36 of Public Law
112-95 and the sponsor assurances.
8. Consistency with Local Plans.The project is reasonably consistent with plans(existing at the time of
submission of this application)of public agencies that are authorized by the State in which the project is
located to plan for the development of the area surrounding the airport.
7. Consideration of Local interest.It has given fair consideration to the interest of communities In or near
where the project may be located.
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8. Consultation with Users.In making a decision to undertake any airport development project under Title
49,United States Code,it has undertaken reasonable consultations with affected parties using the airport
at which project is proposed.
9. Public Hearings.In projects involving the location of an airport,an airport runway,or a major runway
extension,it has afforded the opportunity for public hearings for the purpose of considering the economic,
social,and environmental effects of the airport or runway location and its consistency with goals and
objectives of such planning as has been carried out by the community and it shall,when requested by the
Secretary,submit a copy of the transcript of such hearings to the Secretary.Further,for such projects,It
has on Its management board either voting representation from the communities where the project is
located or has advised the communities that they have the right to petition the Secretary concerning a
proposed project
10. Air and Water Quality Standards.In projects involving airport location,a major runway extension,or
runway location it will provide for the Governor of the state in which the project is located to certify in
writing to the Secretary that the project will be located,designed,constructed,and operated so as to
comply with applicable air and water quality standards.In any case where such standards have not been
approved and where applicable air and water quality standards have been promulgated by the
Administrator of the Environmental Protection Agency,certification shall be obtained from such
Administrator.Notice of certification or refusal to certify shall be provided within sixty days after the project
application has been received by the Secretary.
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11. Pavement Preventive Maintenance,With respect to a project approved after January 1,1995,for the
replacement or reconstruction of pavement at the airport,it assures or certifies that It has implemented an
effective airport pavement maintenance-management program and It assures that it will use such
program for the useful life of any pavement constructed,reconstructed or repaired with Federal financial
assistance at the airport.It will provide such reports on pavement condition and pavement management
programs as the Secretary determines may be useful.
12. Terminal Development Prerequisites.For projects which Include terminal development at a public use
airport,as defined in Title 49,it has,on the date of submittal of the project grant application,all the safety
equipment required for certification of such airport under section 44706 of Title 49,United States Code,
and all the security equipment required by rule or regulation,and has provided for access to the
passenger enplaning and deplaning area of such airport to passengers enplaning and deplaning from
aircraft other than air carrier aircraft.
13. Accounting System,Audit,and Record Keeping Requirements.
a. It shall keep all project accounts and records which fully disclose the amount and disposition by the
recipient of the proceeds of this grant,the total cost of the project in connection with which this grant
is given or used,and the amount or nature of that portion of the cost of the project supplied by other
sources,and such other financial records pertinent to the project.The accounts and records shall be
kept in accordance with an accounting system that will facilitate an effective audit in accordance with
the Single Audit Act of 1984.
b. It shall make available to the Secretary and the Comptroller General of the United States,or any of
their duly authorized representatives,for the purpose of audit and examination,any books,
documents,papers,and records of the recipient that are pertinent to this grant The Secretary may
require that an appropriate audit be conducted by a recipient In any case in which an independent
audit is made of the accounts of a sponsor relating to the disposition of the proceeds of a grant or
relating to the project in connection with which this grant was given or used,It shall file a certified
copy of such audit with the Comptroller General of the United States not later then six(6)months
following the close of the fiscal year for which the audit was made.
14. Minimum Wage Rates. It shall include,in all contracts in excess of$2,000 for work on any projects
funded under this grant agreement which involve labor,provisions establishing minimum rates of wages,
to be predetermined by the Secretary of Labor,in accordance with the Davis-Bacon Act,as amended(40
U.S.C.276a-276a-5),which contractors shall pay to skilled and unskilled labor,and such minimum rates
shall be stated in the invitation for bids and shall be Included in proposals or bids for the work.
15. Veteran's Preference. It shall include in all contracts for work on any project funded under this grant
agreement which involve labor,such provisions as are necessary to insure that,in the employment of
labor(except in executive,administrative,and supervisory positions),preference shall be given to
Vietnam era veterans,Persian Gulf veterans,Afghanistan-Iraq war veterans,disabled veterans,and
small business concerns owned and controlled by disabled veterans as defined in Section 47112 of Title
49,United States Code.However,this preference shall apply only where the individuals are available and
qualified to perform the work to which the employment relates.
18. Conformity to Plans and Specifications. It will execute the project subject to plans,specifications,and
schedules approved by the Secretary.Such plans,specifications,and schedules shall be submitted to the
Secretary prior to commencement of site preparation,construction,or other performance under this grant
agreement,and,upon approval of the Secretary,shall be incorporated into this grant agreement.Any
modification to the approved plans,specifications,and schedules shall also be subject to approval of the
Secretary,and incorporated into this grant agreement
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f 7. ConstrueUon Inspection and Approval.It will provide and maintain competent technical supervision at
the construction site throughout the project to assure that the work conforms to the plans,specifications,
and schedules approved by the Secretary for the project It shall subject the construction work on any
project contained in an approved project application to inspection and approval by the Secretary and such
work shall be in accordance with regulations and procedures prescribed by the Secretary.Such
regulations and procedures shall require such cost anti progress reporting by the sponsor or sponsors of
such project as the Secretary shall deem necessary.
18. Planning Projects.In carrying out planning projects:
a. It will execute the project in accordance with the approved program narrative contained in the project
application or with the modifications simitarty approved.
b. It will furnish the Secretary with such periodic reports as required pertaining to the planning project
and planning work activities.
c. It will include in all published material prepared In connection with the planning project a notice that
the material was prepared under a grant provided by the United States.
d. It will make such material available for examination by the public,and agrees that no material
prepared with funds under this project shall be subject to copyright in the United States or any other
country.
e. It will give the Secretary unrestricted authority to publish,disclose,distribute,and otherwise use any
of the material prepared in connection with this grant.
t. It will grant the Secretary the right to disapprove the Sponsors employment of specific consultants
and their subcontractors to do all or any part of this project as well as the right to disapprove the
proposed scope and cost of professional services.
g. It wit grant the Secretary the right to disapprove the use of the Sponsors employees to do all or any
part of the project.
h. It understands and agrees that the Secretary's approval of this project grant or the Secretary's
approval of any planning material developed as part of this grant does not constitute or imply any
assurance or commitment on the part of the Secretary to approve any pending or future application
for a Federal airport grant
19. Operation and Maintenance.
a. The airport and all facilities which are necessary to serve the aeronautical users of the airport,other
than facilities owned or controlled by the United States,shall be operated at all times in a safe and
serviceable condition and in accordance with the minimum standards as may be required or
prescribed by applicable Federal,state and local agencies for maintenance and operation.It will not
cause or permit any activity or action thereon which would interfere with its use for airport purposes.It
will suitably operate and maintain the airport and all facilities thereon or connected therewith,with due
regard to climatic and flood conditions.Any proposal to temporarily close the airport for non-
aeronautical purposes must first be approved by the Secretary.In furtherance of this assurance,the
Sponsor will have in effect arrangements for-
1) Operating the airport's aeronautical facilities whenever required;
2) Promptly marking and lighting hazards resulting from airport conditions,including temporary
conditions;and
3) Promptly notifying airmen of any condition affecting aeronautical use of the airport.
Nothing contained herein shall be construed to require that the airport be operated for
aeronautical use during temporary periods when snow,flood or other climatic conditions interfere with
such operation and maintenance. Further, nothing herein shall be construed as requiring the
maintenance, repair, restoration, or replacement of any structure or facility which is substantially
damaged or destroyed due to an act of God or other condition or circumstance beyond the control of
the Sponsor.
b. It will suitably operate and maintain noise compatibility program items that it owns or controls
upon which Federal funds have been expended.
20. Hazard Removal and Mitigation.It will take appropriate action to assure that such terminal airspace as
is required to protect instrument and visual operations to the airport(including established minimum flight
altitudes)will be adequately cleared and protected by removing,lowering,relocating,marking,or lighting
or otherwise mitigating existing airport hazards and by preventing the establishment or creation of future
airport hazards.
21. Compatible Land Use.It will take appropriate action,to the extent reasonable,including the adoption of
zoning laws,to restrict the use of land adjacent to or in the immediate vicinity of the airport to activities
and purposes compatible with normal airport operations,including landing and takeoff of aircraft.In
addition,If the project is for noise compatibility program implementation,it will not cause or permit any
change in land use,within its jurisdiction,that will reduce its compatibility,with respect to the airport,of
the noise compatibility program measures upon which Federal funds have been expended.
22. Economic Nondiscrimination.
a. It will make the airport available as an airport for public use on reasonable terms and without unjust
discrimination to all types,kinds and classes of aeronautical activities,including commercial
aeronautical activities offering services to the public at the airport
b. In any agreement,contract,lease,or other arrangement under which a right or privilege at the airport
is granted to any person,firm,or corporation to conduct or to engage In any aeronautical aGivity for
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furnishing services to the public at the airport,the Sponsor will insert and enforce provisions requiring
the contractor to-
t) furnish said services on a reasonable,and not unjustly discriminatory,basis to at users thereof,
and
2) charge reasonable,and not unjustly discriminatory,prices for each unit or service,provided that
the contractor may be allowed to make reasonable and nondiscriminatory discounts,rebates,or
other similar types of price reductions to volume purchasers.
c. Each toted-based operator at the airport shall be subject to the same rates,fees,rentals,and other
charges as are uniformly applicable to all other fixed-based operators making the same or similar
uses of such airport and utilizing the same or similar facilities.
d. Each air carrier using such airport shall have the right to service itself or to use any fixed-based
operator that is authorized or permitted by the airport to serve any air carrier at such airport.
e. Each air carrier using such airport(whether as a tenant,non tenant,or subtenant of another air
carrier tenant)shall be subject to such nondiscriminatory and substantially comparable rules,
regulations,conditions,rates,fees,rentals,and other charges with respect to facilities directly and
substantially related to providing air transportation as are applicable to all such air carriers which
make similar use of such airport and utilize similar facilities,subject to reasonable classifications such
as tenants or non tenants and signatory carriers and non signatory carriers.Classification or status as
tenant or signatory shall not be unreasonably withheld by any airport provided an air carrier assumes
obligations substantially similar to those already imposed on air carriers in such classification or
status.
f. It will not exercise or grant any right or privilege which operates to prevent any person,firm,or
corporation operating aircraft on the airport from performing any services on Its own aircraft with its
own employees[including,but not limited to maintenance,repair,and fueling)that It may choose to
perform.
g. In the event the Sponsor itself exercises any of the rights and privileges referred to in this assurance,
the services involved will be provided on the same conditions as would apply to the furnishing of such
services by commercial aeronautical service providers authorized by the Sponsor under these
provisions.
h. The Sponsor may establish such reasonable,and not unjustly discriminatory,conditions to be met by
all users of the airport as may be necessary for the safe and efficient operation of the airport.
L The Sponsor may prohibit or limit any given type,kind or class of aeronautical use of the airport if
such action is necessary for the safe operation of the airport or necessary to serve the civil aviation
needs of the public.
23. Exclusive Rights,It will permit no exclusive right for the use of the airport by any person providing,or
intending to provide,aeronautical services to the public.For purposes of this paragraph,the providing of
the services at an airport by a single fixed-based operator shall not be construed as an exclusive right if
both of the following apply:
a. It would be unreasonably costly,burdensome,or Impractical for more than one fixed-based operator
to provide such services,and
b. if allowing more than one fixed-based operator to provide such services would require the reduction
of space leased pursuant to an existing agreement between such single fixed-based operator and
such airport.It further agrees that it will not,either directly or Indirectly,grant or permit any person,
firm,or corporation,the exclusive right at the airport to conduct any aeronautical activities,including.
but not limited to charter flights,pilot training,aircraft rental and sightseeing,aerial photography,crop
dusting,aerial advertising and surveying,air carrier operations,aircraft sales and services,sale of
aviation petroleum products whether or not conducted in conjunction with other aeronautical activity.
repair and maintenance of aircraft,sale of aircraft parts,and any other activities which because of
their direct relationship to the operation of aircraft can be regarded as an aeronautical activity,and
that it will terminate any exclusive right to conduct an aeronautical activity now existing at such an
airport before the grant of any assistance under Title 49,United States Code.
24. Fee and Rental Structure.It will maintain a fee and rental structure for the facilities and services at the
airport which will make the airport as self-sustaining as possible under the circumstances existing at the
particular airport,taking into account such factors as the volume of traffic and economy of collection.No
part of the Federal share of an airport development,airport planning or noise compatibility project for
which a grant is made under Title 49,United States Code,the Airport and Airway Improvement Act of
1982,the Federal Airport Act or the Airport and Airway Development Act of 1970 shall be included in the
rate basis in establishing fees,rates,and charges for users of that airport.
25. Airport Revenues.
a. All revenues generated by the airport and any local taxes on aviation fuel established after December
30,1987,will be expended by it for the capital or operating costs of the airport;the local airport
system;or other local facilities which are owned or operated by the owner or operator 01 the airport
and which are directly and substantially related to the actual air transportation of passengers or
property;or for noise mitigation purposes on or off the airport. The following exceptions apply to this
paragraph:
1. if covenants or assurances in debt obligations issued before September 3,1982,by the owner or
operator of the airport,or provisions enacted before September 3,1982,in governing statutes
controlling the owner or operator's financing,provide for the use of the revenues from any of the
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airport owner or operators facilities,including the airport,to support not only the airport but also
the airport owner or operators general debt obligations or other facilities,then this limitation on
the use of at revenues generated by the airport(and,in the case of a public airport,local taxes
on aviation fuel)shall not apply.
2. if the Secretary approves the sale of a privately owned airport to a public sponsor and provides
funding for any portion of the public sponsors acquisition of land,this limitation on the use of all
revenues generated by the sale shall not apply to certain proceeds from the sale. This is
conditioned on repayment to the Secretary by the private owner of an amount equal to the
remaining unamortized portion(amortized over a 20-year period)of any airport improvement
grant made to the private owner for any purpose other than land acquisition on or after October 1,
1996,plus an amount equal to the federal share of the current fair market value of any land
acquired with an airport improvement grant made to that airport on or after October 1, 1996.
3. Certain revenue derived from or generated by mineral extraction,production,lease,or other
means at a general aviation airport(as defined at Section 47102 of title 49 United States Code),if
the FAA determines the airport sponsor meets the requirements set forth in Sec.813 of Public
Law 112.95.
b. As part of the annual audit required under the Single Audit Act of 1984,the Sponsor will direct that
the audit will review,and the resulting audit report will provide an opinion concerning,the use of
airport revenue and taxes in paragraph(a),and indicating whether funds paid or transferred to the
owner or operator are paid or transferred in a manner consistent with Title 49,United States Code
and any other applicable provision of law,including any regulation promulgated by the Secretary or
Administrator.
c. Any civil penalties or other sanctions will be imposed for violation of this assurance in accordance
with the provisions of Section 47107 of Title 49,United States Code.
28, Reports and Inspections.It writ
a. submit to the Secretary such annual or special financial and operations reports as the Secretary may
reasonably request and make such reports available to the public;make available to the public at
reasonable times and places a report of the airport budget in a format prescribed by the Secretary;
b. for airport development projects,make the airport and all airport records and documents affecting the
airport,including deeds,leases,operation and use agreements,regulations and other instruments,
available for inspection by any duly authorized agent of the Secretary upon reasonable request;
c. for noise compatibility program projects,make records and documents relating to the project and
continued compliance with the terms,conditions,and assurances of this grant agreement including
deeds,leases,agreements,regulations,and other instruments,available for inspection by any duly
authorized agent of the Secretary upon reasonable request;and
d. in a format and time prescribed by the Secretary,provide to the Secretary and make available to the
public following each of its fiscal years,an annual report listing in detail:
I. all amounts paid by the airport to any other unit of government and the purposes for which each
such payment was made;and
II. all services and property provided by the airport to other units of government and the amount of
compensation received for provision of each such service and property.
27. Use by Government Aircraft.It will make available all of the facilities of the airport developed with
Federal financial assistance and all those usable for landing and takeoff of aircraft to the United States for
use by Government aircraft in common with other aircraft at all times without charge,except,If the use by
Government aircraft is substantial,charge may be made for a reasonable share,proportional to such use,
for the cost of operating and maintaining the facilities used.Unless otherwise determined by the
Secretary,or otherwise agreed to by the Sponsor and the using agency,substantial use of an airport by
Government aircraft will be considered to exist when operations of such aircraft are in excess of those
which,in the opinion of the Secretary,would unduly interfere with use of the landing areas by other
authorized aircraft,or during any calendar month that—
a. Five(5)or more Government aircraft are regularly based at the airport or on land adjacent thereto;or
b. The total number of movements(counting each landing as a movement)of Government aircraft is
300 or more,or the gross accumulative weight of Government aircraft using the airport(the total
movement of Government aircraft multiplied by gross weights of such aircraft)is in excess of five
million pounds.
28. Land for Federal Facilities.It will furnish without cost to the Federal Government for use in connection
with any air traffic control or air navigation activities,or weather-reporting and communication activities
related to air traffic control, any areas of land or water,or estate therein,or rights in buildings of the
Sponsor as the Secretary considers necessary or desirable for construction,operation,and maintenance
at Federal expense of space or facilities for such purposes.Such areas or any portion thereof will be
made available as provided herein within four months after receipt of a written request from the Secretary.
29. Airport Layout Plan.
a. it wit keep up to date at all times an airport layout plan of the airport showing(1)boundaries of the
airport and all proposed additions thereto,together with the boundaries of all offsite areas owned or
controlled by the Sponsor for airport purposes and proposed additions thereto;(2)the location and
nature of at existing and proposed airport facilities and strictures(such as runways,taxiways,
aprons,terminal buildings,hangars and roads),including at proposed extensions and reductions of
existing airport facilities,(3)the location of all existing and proposed non-aviation areas and of alt
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existing improvements thereon.and(4)all proposed and existing access points used to taxi aircraft
across the airport's property boundary.Such airport layout plans and each amendment,revision,or
modification thereof,shall be subject to the approval of the Secretary which approval shall be
evidenced by the signature of a duly authorized representative of the Secretary on the face of the
airport layout plan.The Sponsor will not make or permit any changes or alterations in the airport or
any of its facilities which are not in conformity with the airport layout plan as approved by the
Secretary and which might,in the opinion of the Secretary,adversely affect the safety,utility or
efficiency of the airport.
b. If a change or alteration in the airport or the facilities is made which the Secretary determines
adversely affects the safety,utility,or efficiency of any federally owned,leased,or funded property on
or off the airport and which is not in conformity with the airport layout plan as approved by the
Secretary,the owner or operator will,if requested,by the Secretary(1)eliminate such adverse effect
in a manner approved by the Secretary;or(2)bear all costs of relocating such property(or
replacement thereof)to a site acceptable to the Secretary and all costs of restoring such property(or
replacement thereof)to the level of safety,utility,efficiency,and cost of operation existing before the
unapproved change in the airport or its facilities,except in the case of a relocation or replacement of
an existing airport facility due to a change in the Secretary's design standards beyond the control of
the airport sponsor.
30. Civil Rights.It will comply with such rules as are promulgated to assure that no person shall,on the
grounds of race,creed,color,national origin,sex,age,or handicap be excluded from participating in any
activity conducted with or benefiting from funds received from this grant This assurance obligates the
Sponsor for the period during which Federal financial assistance is extended to the program,except
where Federal financial assistance is to provide,or is in the form of personal property or real property or
interest therein or structures or improvements thereon in which case the assurance obligates the Sponsor
or any transferee for the longer of the following periods:(a)the period during which the property is used
for a purpose for which Federal financial assistance is extended,or for another purpose involving the
provision of similar services or benefits,or(b)the period during which the Sponsor retains ownership or
possession of the property.
31. Disposal of Land.
a. For land purchased under a grant for airport noise compatibility purposes,it will dispose of the land,
when the lend is no longer needed for such purposes,at fair market value,at the earliest practicable
time.That portion of the proceeds of such disposition which is proportionate to the United States'
share of acquisition of such land will be,at the discretion of the Secretary,(1)reinvested in another
project at the airport,or(2)transferred to another eligible airport as prescribed by the Secretary, The
Secretary shall give preference to the following,in descending order,(1)reinvestment in an approved
noise compatibility project,(2)reinvestment in an approved project that is eligible for grant funding
under Section 47117(e)of title 49 United States Code,(3)reinvestment in an approved airport
development project that is eligible for grant funding under Sections 47114,47115,or 47117 of title
49 United States Code,(4)transferred to an eligible sponsor of another public airport to be reinvested
in an approved noise compatibility project at that airport,and(5)paid to the Secretary for deposit in
the Airport and Airway Trust Fund. If land acquired under a grant for noise compatibility purposes is
leased at fair market value and consistent with noise buffering purposes,the lease will not be
considered a disposal of the land. Revenues derived from such a tease may be used for an approved
airport development project that would otherwise be eligible for grant funding or any permitted use of
airport revenue. .
b. For land purchased under a grant for airport development purposes(other than noise compatibility),it
will,when the land is no longer needed for airport purposes,dispose of such land at fair market value
or make available to the Secretary an amount equal to the United States'proportionate share of the
fair market value of the land.That portion of the proceeds of such disposition which is proportionate
to the United States'share of the cost of acquisition of such land will,upon application to the
Secretary,be reinvested or transferred to another eligible airport as prescribed by the Secretary. The
Secretary shall give preference to the following,in descending order:(1)reinvestment in an approved
noise compatibility project.(2)reinvestment In an approved project that is eligible for grant funding
under Section 47117(e)of title 49 United States Code,(3)reinvestment in an approved airport
development project that is eligible for grant funding under Sections 47114,47115,or 47117 of title
49 United States Code.(4)transferred to an eligible sponsor of another public airport to be reinvested
in an approved noise compatibility project at that airport,and(5)paid to the Secretary for deposit in
the Airport and Airway Trust Fund.
c. Land shall be considered to be needed for airport purposes under this assurance if(1)it may be
needed for aeronautical purposes(including runway protection zones)or serve as noise buffer land,
and(2)the revenue from interim uses of such land contributes to the financial self-sufficiency of the
airport.Further, land purchased with a grant received by an airport operator or owner before
December 31,1987,will be considered to be needed for airport purposes if the Secretary or Federal
agency making such grant before December 31,1987,was notified by the operator or owner of the
uses of such land,did not object to such use,and the land continues to be used for that purpose,
such use having commenced no later than December 15,1989.
d. Disposition of such land under(a)(b)or(c)will be subject to the retention or reservation of any
interest or right therein necessary to ensure that such land will only be used for purposes which are
compatible with noise levels associated with operation of the airport.
32. Engineering and Design Services.It will award each contract,or sub-contract for program
management,construction management,planning studies,feasibility studies,architectural services,
preliminary engineering,design,engineering,surveying,mapping or related services with respect to the
project in the same manner as a contract for architectural and engineering services is negotiated under
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• Title IX of the Federal Property and Administrative Services Act of 1949 or an equivalent qualifications-
based requirement prescribed for or by the Sponsor of the airport.
33. Foreign Market Restrictions.It will not allow funds provided under this grant to be used to fund any
project which uses any product or service of a foreign country during the period In which such foreign
country is listed by the United States Trade Representative as denying fair and equitable market
opportunities for products and suppliers of the United States in procurement and construction.
34. Policies,Standards,and Specifications.It will carry out the project in accordance with policies,
standards,and specifications approved by the Secretary including but not limited to the advisory circulars
listed in the"Current FAA Advisory Circulars Required for Use in AIP Funded and PFC Approved
Projects',dated(the latest approved version as of this grant offer)and included in this grant,and in
accordance with applicable state policies,standards,and specifications approved by the Secretary.
35. Relocation and Real Property Acquisition.(1)It will be guided in acquiring real property,to the
greatest extent practicable under State law,by the land acquisition poises in Subpart B of 49 CFR Part
24 end will pay or reimburse property owners for necessary expenses as specified in Subpart B.(2)It will
provide a relocation assistance program offering the services described in Subpart C and fair and
reasonable relocation payments and assistance to displaced persons as required in Subpart D and E of
49 CFR Part 24.(3)It will make available within a reasonable period of time prior to displacement,
comparable replacement dwellings to displaced persons in accordance with Subpart E of 49 CFR Part 24.
36.Access By Intercity Buses.The airport owner or operator will permit,to the maximum extent
practicable,intercity buses or other modes of transportation to have access to the airport;however,it has
no obligation to fund special facilities for intercity buses or for other modes of transportation.
37. Disadvantaged Business Enterprises.The recipient shall not discriminate on the basis of race,color,
national origin or sex in the award and performance of any DOT-assisted contract or in the administration
of its DBE program or the requirements of 49 CFR Part 26.The Recipient shall take all necessary and
reasonable steps under 49 CFR Part 26 to ensure nondiscrimination in the award and administration of
DOT-assisted contracts.The recipianl's DBE program,as required by 49 CFR Part 26,and as approved
by DOT,is Incorporated by reference in this agreement.Implementation of this program is a legal
obligation and failure to carry out its terms shall be treated as a violation of this agreement Upon
notification to the recipient of its failure to carry out its approved program,the Department may impose
sanctions as provided for under Part 25 and may,in appropriate cases,refer the matter for enforcement
under 18 U.S.C.1001 and/or the Program Fraud Civil Remedies Act of 1986(31 U.S.G.3801).
38, Hangar Construction.It the airport owner or operator and a person who owns an aircraft agree that a
hangar is to be constructed at the airport for the aircraft at the aircraft owner's expense,the airport owner
or operator will grant to the aircraft owner for the hangar a long term lease that is subject to such terms
and conditions on the hangar as the airport owner or operator may impose.
39. Competitive Access.
a. If the airport owner or operator of a medium or large hub airport(as defined in section 47102 of title
49,U.S.C.)has been unabla L accommodate one or more requests by an air carrier for access to
gates or other facilities at that airport in order to allow the air carrier to provide service to the airport or
to expand service at the airport,the airport owner or operator shall transmit a report to the Secretary
that-
1. Describes the requests;
2. Provides an explanation as to why the requests could not be accommodated;and
3. Provides a time frame within which,if any,the airport will be able to accommodate the requests.
b. Such report shall be duo on either February 1 or August 1 of each year if the airport has been unable
to accommodate the request(s)in the six month period prior to the applicable due date.
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