BCC Minutes 07/18/1986 W
Naples, Florida, July 18, 1986
LET IT BE REMEMBERED, that the Board of County Commissioners in
and for the County of Collier, and also acting as the Board of Zoni.~~
Appeals and as the governing board(s) of such special districts as
have been created according to law and having conducted business
herein, met on this date at 10:15 A.M. in SPECIAL WORKSHOP SESSION in
Building "F" of the Courthouse Complex; East Naples, Florida, with the
following memb~r1 present:
CHAIRMAN: John A. Pistor
VICE-CHAIRMAN: Anne Goodnight
Frederick J. Voss
Max A. Hasse
C. C. "Red" Holland
ALSO PRESENT: James C. Giles, Clerk¡ Maureen Kenyon, Deputy
Clerk¡ Donald B. Lusk, County Manager; Neil Dorrill, Assistant County
Manager I Ken Cuyler, County Attorney; and Tom Crandall, Utilities
Adølinistrator.
l&a!P.6
variable Rate Capital Improvement Fund
FINANCIAL ADVISOR AUTHORIZED TO PROCEED WITH A CAPITAL IMPROVEMENT
PROGRAM RBV1!:1nJB BOtm AND REPORT BACK TO THE BCC ON JULY 22, 1986
County Manager Lusk stated that the purpose of this workshóp is to
discuss the Multi-purpose Capital Improvement Program Revenue Bonds,
Series 1986, adding that this is a bond issue for Utility projects and
special assessment projects. He stated that this program goes along
with the Infrastructure Committee recommendation, adding that they
recommended the pay-as-you-go for Capital Improvement projects from
the General Fund and the Enterprise Funds, they knew that there would
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July 18, 1986
be borrowing through the years. He stated that the County is not
pledging its credit, noting that all the County is pledging is the
money itself until a certain project is started and at that point, the
project will have to stand alone and the revenues will have to be
shown. He stated that this has ,nothing to do with the Capital
Improvement Program for building courthouses which is coming out of
the General Fund. He stated th.t these projects are Enterprise Fund
projects and are as follows:
$ 6,320,000
$ 5,115,000
$ 5,000,000
$ 2,200,000
$ 7,000,000
$ 1,500,000
Pine Ridge Industrial Park MSTU
North Naples Roadway MSTU
Naples Production Park MSTU ,
Marco Phase II Sewer MSTU . '
Regional Water Treatment Plant Expansion
Golden Gate Wellfield Expansion
Manatee Road and Isle of Capri Water System
Improvements $
North Naples Wnter Transmission Main $
East Naples Water Systems, Inc. Acquisition $
Isle of Capri Water Distribution Mains $
Davis Blvd. Water Main Extension' $
Lely Wastewater System Acquisition $
Imperial Effluent Spray Irrigation $
North Naples Sewer Treatment Plan Expansion $
North Naples Spray Irrigation $
South County Wastewater Treatment Plant Land
Acquisition & Construction S
500,000
5,450,000
5,200,000
90,000
150,000
1,200,000
1,500,000
4,000,000
2,000,000
8.000.000
Crand Total
$55,225,000.
Mr. Lusk noted that these projects may not be done in the next
three years, adding that if ttey are not done, the $55,000,000 will be
refunded to the bondholders. He stated that if there is a program
the money will go to the project, but the revenues will have' to stand
alone, adding that if the Wastewater' Treatment Plant in South Naples
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July 18, 1986
is done, there will have to be sewer revenues at the time in order to
draw the money out of the bank. He noted that the money sits in the
bank and it will draw interest above the interest that is being paid,
which will pay for the cost of the program. He stated that it is a
good deal for the County and in the long-run it will save the County a
million dollars rJ,- more.
In answer to Commissioner Voss, Mr. Giblin, Bond Counsel, stated
that the bonds do not have to be validated, but as the money is drawn
down, the projects will be validated.
Mr. Dave Fischer, Financial Advisor, stated that this is the most
cost efficient way to bond the program. He noted that when the tax
law is passed, the word arbi~rage will be eliminated from investment
strategies in municipal bonds. He stated that arbitrage is the dif-
ference between what it cost to borrow money and what money can be
invested at. He stated that the projects total $55,000,000 but the
actual issue size by the time there is a reserve account would be
about $65,000,000. He reported that at this level $1 million or $l.2
million would be earned a year which would pay for the issuance cost
over the three-year period. He stated that there will be a guarantee
spread before this money is used so that the County does not have any
risk factor. He stated that this is a good, locked in project that
will definitely save the County money. He noted that if the tax law
was not going to change, the County would wait and do the issues as
needed over the next few years, but due to the change in the tax laws,
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there is a need and an opportunity to save the County money by going
forth at this time with the issue.
Clerk Giles questioned when the County should switch from a
variable rate to a fixed rate, to which Mr. Fischer stated that at the
completion of each project would be the best time.
Commissioner Voss questioned if the County sells the bonds, then
takes the money GO a bank and invests it, does the bank gives a
guarantee that says that they will cover the County by a certain
number of points over what it cost the County, to which Mr. Fischer
replied affirmatively.
Commissioner Voss questioned if it makes any difference what the
bank invest the money in, to which Mr. Fischer stated that it would
have to be a ~riple "A" investment.
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Mr. Fischer stated that Congress has many provisions dealing with
municipal bonds in their new tax laws, adding that one of the new laws
deals with arbitrage which will be eliminated in September or whenever
the law goes into effect. He stated that there are three years that
the County can earn money if this issue is done prior to September or
when the change becomes law.
Commissioner Voss questioned what happens to the money that is
earned after three years, to which Mr.: Fisc:her stated that it is
rebated back to the Federal Government. He noted that money cannot be
. earned above and beyond what,it costíthe County when the new law takes
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effect.
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July 18, 1986
Commissioner Voss stated that it seems that the County should go
ahead with this issue.
Mr. Fischer stated that certain legal action is needed in order to
go forward with this matter. He noted that if the Board of County
Commissioners decides to go forward with this matter, he would be back
in about two weeks with a purchase contract which would be subject to
approval. He stated that this date, he needs a go-ahead signal from
the Board of CO'I~ty Commissioners in order to proceed and also to have
Mr. Giblin explain what needs to be done on Tuesday regarding legal
matters to keep the issue moving.
County Manager Lusk stated that if the Board of County
Commissioners does not go forward with this issue, every four or five
months the Utilities Administrator will be back before the Board
asking for another bond issue for another project and at that point,
all the costs would be paid by the County instead of having interest
paying the cost.
In answer to Commissioner Pistor, Mr. Fischer stated that any
amount can be added to this program prior to September 1, 1986, or
another project could be substituted for a project that Is listed in
this program. He stated that there is 25' substitution allowed in
this issue.
Mr. Giblin stated that there is some substitution allowed, but the
final percentage has not been determined yet. He noted that this
matter will be done under the home rule power which will involve a
home 'rule ordinance and will require a 4/5ths vote.
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County Attorney Cuyler stated that this matter will be handled on
an emergency basis ön Tuesday and ~¡ll, therefore, require a 4/5ths
majority.
Mr. Giblin stated that closing will have to be by September 1,
1986, or earlier if Congress passes the law prior to that date.
In answer to Commissioner pfstor, Mr. Peter Zent of Smith Barney
stated that the guaranteed investment contract has to be in place at
the time of closing or the bonds cannot be sold.
County Attorney Cuyler stated that no action can be taken this
date, adding that there will be an emergency ordinance presented to
the Board of County Commissioners on Tuesday. He stated that at this
time, an informal indication could be given as to what each Commission
feels regarding the program.
Commissioner Voss and Commissioner Goodnight indicated that the
County should go ahead with this program.
Commissioner Holland questioned how user fees will pay for the
Imperial Effluent Spray program, to which County Manager Lusk stated
that it would be part of the sewer bill. County Manager Lusk stated
that the effluent will have to start paying for itself, adding that
the County will be selling it fçr what it cost the County.
Commissioner Holland stated that in December or January, a
$24,000,000 water and sewer bond issue was approved and questioned
what that was used for, to which County Manager Lusk stated that it
wes used for consolidation, adding that all the different bond issues
for the utility districts were refunded into one debt service.
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Commissioner Holland questioned how the issue went from
$50,000,000 to $65,000,000, to which County Manager Lusk stated that
when this issue was originally put together, the South Naples Sewer
Plant was left out, adding that only $1,000,000 was put in for land
acquisition but since then there is hopes of getting a Federal grant
to build the plant before the three years are up which was then
included within the issue. He stated that another increase in the
issue is a reser\e which is required, but that reserve will be used to
pay off the issue itself at the end, therefore, that money would not
be spent.
Mr. Giblin stated that before this money is drawn down, approval
must be given. He stated that there may be a list of projects, but
before the money can be drawn, the Board of County Commissioners has
to authorize the action.
County Manager Lusk stated that it really takes two approvals, one
from the County Commission and the other from the Bank holding the
money as the County is going to have to prove that the rates can stand
the test of bringing that money out and being able to pay it off.
Commissioner Hasse questioned what happens if the interest is not
sufficient, to which Mr. Giblin stated that the guarantee is there,
but if for some reason the guarantee was lost, it is the bondholders
risk and not the County's. He stated that this is all explained in
the Official Statement.
Commissioner Hasse questioned if this bond issue could be used for
anything other than capital improvements whereby the County is paid
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back by user fees, to which Mr. Giblin stated that this program can be
tailored anyway the Board of County Commissioners wants, adding that
it is basically set up at this time for water and sewer improvements
from user charges and assessments.
Commissioner Hasse questioned if this will have any impact on the
borrowing capacity of the County, to which Mr. Giblin stated that it
has no back-up rledge from ad valorem taxes or anything else of that
nature, adding that this is strictly; a revenue bond issue.
In answer to Commissioner Pistor, County Manager Lusk stated that
the County has to feel that the projects can be done in three years in
order to have them listed on the issue.
Commissioner Holland stated that he feels that this is short
notice to decide anything, to w~ich County Manager Lusk stated that
everyone of these projects is in the Utilities Master Plan that was
,approved a few months ago.
Commissioner Pi.tor stated that no action is going to be taken
this date, noting that action will be taken at the regular Board of
County Commissioners' meeting.
Commissioner Voss stated that the priorities are best established
by the Staff, but the purpose of this ,bond issue is to try and save
money.
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Commissioner Holland stated that he would like some assurance that
this list of projects is what is going to be done with the money
because there is no doubt that these ,projects are needed.
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Mr. Lusk stated that a requirement could be put into the bond
issue where the only changes that could be made would exchange of
utility projects only.
Mr. Giblin stated that this could be built into the Home Rule
Ordinance and the only way that this could be changed would be through
another ordinance that would require a 4/5ths approval.
Commissioner Holland stated that he has no problem in using excess
money for somothing else, adding that he would like to feel that thes.
projects are going to be done if he votes for this issue.
Commissioner Holland questioned what the estimates to the water
and sewer rates will be if all these projects are built, to which
Utilities Administrator Crandall stated that he has a rate study that
is due in on Monday and he will have the information for the Board at
the regular meeting on Tuesday. Commissioner Holland stated that if
the rate study comes in and it is within reason, he could support the
issue.
Commissioner Hasse stated that these programs are in order, adding
that he does not like the idea of a possible change.
County Manager Lusk stated that they would put in a requirement
that it must be a utility project or an MSTU.
Commissioner Pistor stated that he is for the project, adding that
the general consensus is to move forward with this matter and report
back to the Board on Tuesday at the regular meeting.
Mr. John Cashell, resident of Naples, stated that there is a lack
of communication in this County ,and he feels that this issue is going
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ahead too fast. He stated that he has no objection to improving
Collier County, but the Board .hould weigh the decision very carefully.
Commissioner Pistor stated that the Federal Government has been
talking for a long time about t~x reform, adding that there will be a
change and arbit~age is one of the possible items that may be cut. He
stated that if the bond issue i~ done at this time, it is not going to
cost the County.
Commissioner Hasse stated that the $10,000,000 reserve should be
noted in the backup material so the total amount of the bond issue
is known.
Commissioner Holland stated that the public is told that
$55,000,000 will be sold in bon::Js and then when it comes before the
Commissioners, it is a $65,000,000 pond issue which includes a
$lO,OOO,OOO reserve, which makes it quest~onable to the pUblic, even
though the reserve is required by la~.
Clerk Giles stated that the reserve was included in the
$50,000,000 figure, adding that at first there was talk about
$40,000,000 in projects, subje:t to a demand survey, but there was
$10,000,000 for the reserves at:that time. He stated that the demand
survey was conducted over the past several weeks and the exact pro-
jects and figures were listed, which brought it up to $55,000,000,
plus the reserve which totals $65,000,000.
There being no further business, the meeting was adjourned by
Order of the Chair - Time: 11:35 A.M.
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