Agenda 04/23/2013 Item #10H4/23/2013 10. H.
EXECUTIVE SUMMARY
Recommendation that the Board of County Commissioners develop a protocol for the
presentation of the Clerk's audits to the board, which is both acceptable to the Clerk of
Courts and to the County Manager. To date, the Clerk has presented his audits to the
Board of Commissioners without the Board having the ability to review the audit findings
or staff responses ahead of the Clerk's public presentation. The Board is left unable to be
responsive during these presentations. Further, staff is not being invited to present their
responses concurrently, leaving the Board unable to determine if the concerns raised have
been resolved. To avoid the above, it is essential that a protocol be established. Such a
protocol will benefit the Board, the Clerk and staff while ensuring that the public is fully
informed as to both the audit findings and the implemented solutions. That the Board
direct the Chair to work with the Clerk and the County Manager to develop such a
protocol and bring the protocol back to the Board for final approval.
OBJECTIVE: That the Board of County Commissioners develop a protocol for the presentation
of the Clerk's audits to the Board, which is both acceptable to the Clerk of Courts and to the
County Manager. To date, the Clerk has presented his audits to the Board of Commissioners
without the Board having the ability to review the audit findings or staff responses ahead of the
Clerk's public presentation. The Board is left unable to be responsive during these presentations.
Further, staff is not being invited to present their responses concurrently, leaving the Board
unable to determine if the concerns raised have been resolved. To avoid the above, it is essential
that a protocol be established. Such a protocol will benefit the Board, the Clerk and staff while
ensuring that the public is fully informed as to both the audit findings and the implemented
solutions. That the Board direct the Chair to work with the Clerk and the County Manager to
develop such a protocol and bring the protocol back to the board for final approval.
CONSIDERATIONS: As stated in the objectives above.
FISCAL IMPACT: None
LEGAL CONSIDERATIONS: This item has been reviewed by the County Attorney, and
requires majority support for direction. Any protocol to be developed will need to be consistent
with Fla. Stat. Sec. 119.0713(2)(a), which provides as follows:
§ 119.0713. Local government agency exemptions from inspection or copying of public records
(2) (a) The audit report of an internal auditor and the investigative report of the inspector general
prepared for or on behalf of a unit of local government becomes a public record when the audit
or investigation becomes final. As used in this subsection, the term "unit of local government"
means a county, municipality, special district, local agency, authority, consolidated city- county
government, or any other local governmental body or public body corporate or politic authorized
or created by general or special law. An audit or investigation becomes final when the audit
report or investigative report is presented to the unit of local government. Audit Workpapers and
notes related to such audit and information received, produced, or derived from an investigation
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4/23/2013 10.H.
are confidential and exempt from s. 119.07(1) and s. 24(a), Art. I of the State Constitution until
the audit or investigation is complete and the audit report becomes final or when the
investigation is no longer active. An investigation is active if it is continuing with a reasonable,
good faith anticipation of resolution and with reasonable dispatch.
-JAK
RECOMMENDATION: That the Board of County Commissioners develop a protocol for the
presentation of the Clerk's audits to the Board, which is both acceptable to the Clerk of Courts
and to the County Manager. To date, the Clerk has presented his audits to the Board of
Commissioners without the Board having the ability to review the audit findings or staff
responses ahead of the Clerk's public presentation. The Board is left unable to be responsive
during these presentations. Further, staff is not being invited to present their responses
concurrently, leaving the board unable to determine if the concerns raised have been resolved.
To avoid the above, it is essential that a protocol be established. Such a protocol will benefit the
Board, the Clerk and staff while ensuring that the public is fully informed as to both the audit
findings and the implemented solutions. That the Board direct the Chair to work with the Clerk
and the County Manager to develop such a protocol and bring the protocol back to the Board for
final approval.
PREPARED BY: Commissioner Georgia Hiller, Chair - District 2
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4/23/2013 10.H.
COLLIER COUNTY
Board of County Commissioners
Item Number: 10.10.H.
Item Summary: Recommendation that the Board of County Commissioners develop a
protocol for the presentation of the Clerk's audits to the board, which is both acceptable to the
Clerk of Courts and to the County Manager. To date, the Clerk has presented his audits to the
Board of Commissioners without the Board having the ability to review the audit findings or
staff responses ahead of the Clerk's public presentation. The Board is left unable to be
responsive during these presentations. Further, staff is not being invited to present their
responses concurrently, leaving the Board unable to determine if the concerns raised have
been resolved. To avoid the above, it is essential that a protocol be established. Such a
protocol will benefit the Board, the Clerk and staff while ensuring that the public is fully
informed as to both the audit findings and the implemented solutions. That the Board direct
the Chair to work with the Clerk and the County Manager to develop such a protocol and bring
the protocol back to the Board for final approval. (Commissioner Hiller)
Meeting Date: 4/23/2013
Prepared By
Name: BrockMarvJo
Title: Executive Secretary to County Manager, CMO
4/17/2013 1:42:28 PM
Submitted by
Title: Executive Secretary to County Manager, CMO
Name: BrockMarvJo
4/17/2013 1:42:30 PM
Approved By
Name: OchsLeo
Title: County Manager
Date: 4/17/2013 3:08:59 PM
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