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Agenda 03/27/2018 Item #16B103/27/2018 EXECUTIVE SUMMARY Recommendation that the Collier County Board of County Commissioners (BCC), acting as the Community Redevelopment Agency (CRA), approves an After-the-Fact electronic grant application submittal in the amount of $370,000 to the Collier County Community and Human Services FY 2018/2019 Housing and Urban Development (HUD) Community Development Block Grant (CDBG) for the Phase 2 Fire Suppression Project in the Bayshore Gateway Triangle Community Redevelopment Area. OBJECTIVE: To improve water capacity and fire safety within the Bayshore Gateway Triangle Community Redevelopment Area (BGTCRA). CONSIDERATIONS: The Collier County Community and Human Services Department (CHS) recently announced the opening of the FY 2018/2019 grant application cycle for Housing and Urban Development (HUD) Community Development Block Grant (CDBG) funds. The application period began on January 10, 2018 and all applications were due by 3 p.m. on February 20, 2018. Due to the short turnaround, staff secured the County Manager’s approval to submit the grant application as contemplated in CMA 5330, and is seeking Board approval after the fact. The scope of the project will include the installation of new and/or upgraded existing fire control infrastructure (fire hydrants), water lines, and connections within the community. The BGTCRA is partnering with the City of Naples to implement this project. The application was submitted electronically. FISCAL IMPACT: Total cost for the project is $615,000. Although this grant application does not require a match; the BGTCRA is pledging a monetary match of $25,000 and the City of Naples is committing $220,000 ($30,000 in-kind and $190,000 in cash). The BGTCRA funds are budgeted within the BGTCRA Fund 187. If awarded, grant revenue in the amount of $370,000 will be recognized through a Budget Amendment and an Interlocal agreement between the City of Naples and Collier County will be brought forward that outlines the County and City responsibilities for project implementation. GROWTH MANAGEMENT IMPACT: There is no impact to the Growth Management Plan related to this action. ADVISORY BOARD RECOMMENDATION: The BGTCRA Advisory Board recommended approval of this item at their March 6, 2018, regular meeting. LEGAL CONSIDERATIONS: The Board will have the opportunity to accept or reject the funds if the grant is approved. Accordingly, this Office has no issue with respect to the legality of this request, which is appropriate for Board action and requires a majority vote for Board action. - JAB RECOMMENDATION: That the Collier County Board of County Commissioners (BCC) acting as the Community Redevelopment Agency (CRA) approves an After -the-Fact electronic grant application submittal in the amount of $370,000 to the Collier County Community and Human Services FY 2018/2019 Housing and Urban Development (HUD) Community Development Block Grant (CDBG) for the Phase 2 Fire Suppression Project in the Bayshore Gateway Triangle Community Redevelopment Area. Prepared By: Debrah Forester, CRA Director 16.B.1 Packet Pg. 833 03/27/2018 ATTACHMENT(S) 1. [linked] FINAL BGTCRA Fire Suppression CDBG Grant Application 2018 (PDF) 2. CM MEMO 2018 02-20 CHS CDBG HUD Bayshore r-1 (PDF) 3. CMO CDBG Approved Forms Bayshore CRA r-1 (PDF) 16.B.1 Packet Pg. 834 03/27/2018 COLLIER COUNTY Board of County Commissioners Item Number: 16.B.1 Doc ID: 5020 Item Summary: Recommendation that the Collier County Board of County Commissioners (BCC), acting as the Community Redevelopment Agency (CRA), approves an After-the-Fact electronic grant application submittal in the amount of $370,000 to the Collier County Community and Human Services FY 2018/2019 Housing and Urban Development (HUD) Community Development Block Grant (CDBG) for the Phase 2 Fire Suppression Project in the Bayshore Gateway Triangle Community Redevelopment Area. Meeting Date: 03/27/2018 Prepared by: Title: – County Manager's Office Name: Debrah Forester 03/07/2018 12:13 PM Submitted by: Title: County Manager – County Manager's Office Name: Leo E. Ochs 03/07/2018 12:13 PM Approved By: Review: County Manager's Office Tim Durham Additional Reviewer Completed 03/14/2018 8:39 AM Grants Edmond Kushi Level 2 Grants Review Completed 03/14/2018 8:44 AM County Attorney's Office Jennifer Belpedio Level 2 Attorney of Record Review Completed 03/14/2018 9:45 AM Budget and Management Office Ed Finn Additional Reviewer Completed 03/15/2018 9:15 AM Office of Management and Budget Valerie Fleming Level 3 OMB Gatekeeper Review Completed 03/15/2018 10:11 AM County Attorney's Office Jeffrey A. Klatzkow Level 3 County Attorney's Office Review Completed 03/15/2018 3:46 PM Grants Therese Stanley Additional Reviewer Completed 03/16/2018 1:04 PM County Manager's Office Nick Casalanguida Level 4 County Manager Review Completed 03/18/2018 11:36 AM Board of County Commissioners MaryJo Brock Meeting Pending 03/27/2018 9:00 AM 16.B.1 Packet Pg. 835 TO: Leo E. Ochs, Jr., County Manager CC: Steve Carnell, Department Head – Public Services Department FROM: Therese Stanley, Manager – Grants Compliance Date: February 16, 2018 RE: County Manager review and approval of the 2018 Community Development Block Grant (CDBG) application to the Collier County Community and Human Services (CDBG) for the Bayshore CRA Fire Suppression System Phase 2 in the amount of $370,000 (total cost $615,000) The Bayshore CRA is submitting the 2018 CDBG application to CHS for the Bayshore CRA Fire Suppression System Phase 2 to upgrade water lines so they can provide water pressure for the fire hydrants to operate properly. The total cost of the project is $615,000. There is no match required for this grant. $25,000 matching funds are being included to make the application more competitive. In addition, the City of Naples will contribute $220,000 to the project, $30,000 in design (to be completed and paid by City of Naples) and $190,000 in construction reimbursable to Collier County. The funding opportunity was announced on January 10, 2018 with a due date of February 20, 2018. Due to the short turnaround, we are requesting that the County Manager approve the application for submittal followed by after the fact approval by the Board of County Commissioners at the March 27, 2018 BCC meeting. Once you have reviewed the grant application, please call me at 239-252-8198 for pick up. Thank you, and please let me know if you have any questions regarding this request. After-the-Fact Approval by the BCC is required at the March 27, 2018 BCC meeting 16.B.1.b Packet Pg. 836 Attachment: CM MEMO 2018 02-20 CHS CDBG HUD Bayshore r-1 (5020 : CDBG After the Fact Grant application) ACKNOWLEDGEMENT LETTER All applicants shall incorporate this letter in the grant application on the organization,s letterhead. This will be pase 2 of the application packet following the checklist. February 20,2078 Ms. Kimberley Grant, Director Collier County Community and Human Services 3339 E. TamiamiTrail, Suite 211 Naples, FL 34112 RE: Request for Funding under the tY2018-2019 Grant Application Cycle Dear Ms. Grant and members of the Ranking and Review Committee: By signing below, the undersigned acknowledges that he/she has read and understands the Certifications attached hereto and, if awarded funds, as applicable, the Applicant will be able to comply fully with the provisions of those certifications and will be able to comply with all additional applicable federal, state and local requirements, including procurement and financial management. Applicant also acknowledges that if a funding recommendation is made for less than the full amount applied for, additional documentation including a revised budget, scope of work and proposed accomplishments may be requested prior to final funding determinations. The county reserves the right to verify that the authorized signature above is authorized to bind the Applicant (on behalf of the organization) and may require the applicant to submit documentation verifying such authority. Sincerel ? S ignatu re of Agency R rese Le o Ochs, Co untv Manase (- Name and Title t ative I have read the Collier County Community and Human Services (CHS) application for FY2018-2019 HUD funding. On behalf of Bayshore/Gateway Triangle Community Redevelopment Agency (BGTCRA) as the duly authorized signatory for Eayshore/Gateway Community Redevelopment Agency (BGTCRA), I agree to and accept the terms, specific limitations, and conditions expressed therein. The information contained in this proposal or any part thereof, including exhibits, schedules and other documents, delivered to the County are true, accurate and complete. This application includes all information necessary to ensure the statements therein do not, in whole or in part, misrepresent or mislead the County as to any material facts. 16.B.1.c Packet Pg. 837 Attachment: CMO CDBG Approved Forms Bayshore CRA r-1 (5020 : CDBG After the Fact Grant application) ATTESTATIONS AND CERTIFICATIONS FOR ALL APPLICA TIONS AFFIDAVIT OF COMPLIANCE WITH FEDERAL, STATE, LOCAL REGULATIONS The undersigned certifies that the information in this application is true and correct. The undersigned further certifies that they are aware that if Collier County CHS finds that the applicant or undersigned has engaged in fraudulent actions or intentionally misrepresented facts on this application, this application will be rejected and the applicant may be unable to participate in any program for three (3) fiscal years. ln applying for CDBG/HOME/ESG funds, the applicant has read, understands and agrees to comply with all the provisions of all federal regulations issued thereto by the U.S. Department of Housing and Urban Development, state and local regulations and laws. 1. 24 CFR 570, as amended - The regulations governing the expenditure of Community Development Block Grant (CDBG) funds. 3. Section 104(b) and Section 109 of Title I of the Housing and Community Development Act of 1974 as amended 4. Titlevl of thecivil Rights Act of 1964 as amended, Title V t of thecivil Rights Act of 1968 as amended 5. 24 cFR 570.601 subpart K - The regulations issued pursuant to Executive order 11063 which prohibits discrimination and promotes equal opportunity in housing. 5. Executive Order 17246 ("Equal Employment Opportunity,,), as amended by Executive orders 11375 and 12086 - which establishes hiring goals for minorities and women on projects assisted with federal funds and as supplemented in Department of Labor regulations. 7. Title vll of the 1968 civil Rights Act as amended by the Equal Employment opportunity Actof 1972, 42 USC 5 2000e, et, seq. The SUBRECtptENT will, In all solicitations or advertisements for employees placed by or on behalf of the suBREclplENT, state that it is an Equal Opportunity or Affirmative Action employer. 2. 24 CFR 58 - The regulations prescrlbing the Environmental Review procedure. 8. 24 cFR 135 - Regulations outlining requirements of section 3 of the Housing and Urban Development Act of 1968, as amended. compliance with the provisions of section 3 of the HUD Act of 1968, as amended, and as implemented by the regulations set forth in 24 cFR 135, and all applicable rules and orders issued hereunder prior to the execution of this contract, shall be a condition of the Federal financial assistance provided under this 16.B.1.c Packet Pg. 838 Attachment: CMO CDBG Approved Forms Bayshore CRA r-1 (5020 : CDBG After the Fact Grant application) contract and binding upon the COUNTY, the SUBRECIPIENT and any of the SUBRECIPIENT's 5ub-recipients and subcontractors. Failure to fulfill these requirements shall subject the couNTY, the suBREclPlENT and any of the SUBRECtPtENT's 5ub-recipients and subcontractors, their successors and assigns, to those sanctions specified by the Agreement through which Federal assistance is provided. The SUBRECIPIENT certifies and agrees that no contractual or other disability exists that would prevent compliance with these requirements. The SUBRECIPIENT further agrees to comply with these "Section 3" requirements and to include the following language in all subcontracts executed under this Agreement: 'The work to be performed under this Agreement is a pro,ect assisted under a program providing direct Federal financial assistance from HUD and is subject to the requirements of Section 3 of the Housing and Urban Development Act of 1968, as amended (12 U.S.C. 1701). Section 3 requires that to the greatest extent feasible opportunities for training and employment be given to low- and very low-income residents of the project area, and that contracts for work in connection with the project be awarded to business concerns that provide economic opportunities for low- and very low-income persons residing in the metropolitan area in which the pro.iect is located." The SUBRECIPIENT certifies and agrees that no contractual or other legal incapacity exists that would prevent compliance with these requirements. 9. Age Discrimination Act of 1975, Executive Order 11063, and Executive Order 11246 as amended by Executive Orders 11375, f1478,12107 and L2O86. The SUBRECIPIENT further agrees to ensure that opportunities for training and employment arising in connection with a housing rehabilitation (including reduction and abatement of lead-based paint hazards), housing construction, or other public construction project are given to low- and very low-income persons residing within the metropolitan area in which the CDBG-funded project is located; where feasible, priority should be given to low- and very low-income persons within the service area of the pro.iect or the neighborhood in which the pro.iect is located, and to low- and very low- income participants in other HUD programs; and award contracts for work undertaken in connection with a housing rehabilitation (including reduction and abatement of lead- based paint hazards), housing construction, or other public construction project to business concerns that provide economic opportunities for low- and very low-income persons residing within the metropolitan area in which the CDBG-funded project is located; where feasible, priority should be given to business concerns that provide economic opportunities to low- and very low-income residents within the service area or the neighborhood in which the project is located, and to low- and very low-income participants in other HUD programs. 16.B.1.c Packet Pg. 839 Attachment: CMO CDBG Approved Forms Bayshore CRA r-1 (5020 : CDBG After the Fact Grant application) 10. Contract Work Hours and Safety Standards Act,40 USC 327-332 11. Section 504 of the Rehabilitation Act of L913,29 USC 776(b) (5), 24 CFR 570.614 Subpart K. 12. The Americans with Disabilities Act of 1990 13, Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, as amended. 14.29 CFR Parts 3 and 5 - Regulations which prescribe the payment of prevailing wages and the use of apprentices and trainees on federally assisted projects as mandated by the Davis- Bacon Act. HUD Form 4010 must be included in all construction contracts funded by CDBG. (See 42 USC276a and 24 CFR 135.11(c)). 15. Executive Order 11914 - Prohibits discrimination with respect to the handicapped in federally assisted projects. 15. Executive Order 11625 and U.S. Department of Housing and Urban Development Circular Letter 79-45 - which prescribes goal percentages for participation of minority businesses in Community Development Block Grant Contracts. 17. The SUBRECIPIENT agrees to comply with the non-d iscrimination in employment and contracting opportunities laws, regulations, and executive orders referenced in 24 CFR 570.607, as revised by Executive O"der 73279. The applicable non-discrimination provisions in Section 109 of the HCDA are still applicable. 18. Public Law 100-430 - the Fair Housing Amendments Act of 1988. 19.24 CFR 84 - Uniform Administrative Requirements for Grants and Agreements with lnstitutions of Higher Education, Hospitals and Other Non-profit Organizations. 20.24 cFR 85 - Administrative Requirements for Grants and cooperative Agreements to state, Local, and Federally recognized lndian Tribal Governments shall be followed for sub recipients that are governmental entities. 21. lmmigration Reform and Control Act of 1985 as located at S USC 132q et seq. and regulations relating thereto. Failure by the SUBRECIpIENT to comply with the laws referenced herein shall constitute a breach of this agreement, and the county shall have the discretion to unilaterally terminate this agreement immediately. 22. Prohibition of Gifts To county Employees - No organization or individual shall offer or give, either directly or indirectly, any favor, gift, loan, fee, service or other item of value to any 16.B.1.c Packet Pg. 840 Attachment: CMO CDBG Approved Forms Bayshore CRA r-1 (5020 : CDBG After the Fact Grant application) county employee, as set forth in chapter r.12, part Ir, Florida statutes, collier county Ethics Ordinance No. 2004-05, as amended, and County Administrative procedure 5311. 23. order of Precedence - ln the event of any conflict between or among the terms of any of the contract Documents, the terms of the Agreement shalltake precedence over the terms of all other contract Documents, except the terms of any supplemental conditions shall take precedence over the Agreement. To the extent any conflict in the terms of the contract Documents cannot be resolved by application of the supplemental conditions, if any, or the Agreement, the conflict shall be resolved by imposing the more strict or costly obligation under the contract Documents upon the contractor at owner's discretion, 24. Dispute Resolution - Prior to the initiation of any action or proceeding permitted by this Agreement to resolve disputes between the parties, the parties shall make a good faith effort to resolve any such disputes by negotiation, Any situations when negotiations, litigation and/or mediation shall be attended by representalves of sUBRECtptENT with full decision-making authority and by couNry's staff person who would make the presentation of any settlement reached during negotiations to couNw for approval. Failing resolution, and prior to the commencement of depositions in any litigation between the parties arising out of this Agreement, the parties shall attempt to r€solve the dispute through Mediation before an agreed-upon circuit court Mediator certified by the state of Florida. should either party fail to submit to mediation as required hereunder, the other party may obtaln a court order requiring mediation under o 44.102, Florido stotutes. The litigation arising out of this Agreement shall be collier county, Florida, if in state court and the us District court, 2oth Judicial court of Florida, if in federal court. By ENTERING rNTo rHrs AGREEMENI COLTIER COUNTY AND THE SUBRECIPIENT EXPRESSLY WAIVE ANY RIGHTS EITHER PARTY MAY HAVE TO A TRIAT BY JURY OF ANY CIVIT LITIGATION RELATED TO, OR ARISING OUT OF, THIS AGREEMENT. 25. The SUBRECIPIENT agrees to comply with the following requirements: a. Clean AirAct,41 USC 7401, efseq. b. Federal Water Pollution ControlAct, 33 USC 1251, etseg., as amended. 26 ln accordance with the requirements of the Flood Disaster protection Act of 1973 (42 usc 4002 and 24 CFR 570.605 subpart K), the suBREctptENT shall assure that for activities located in an area identified by FEMA as having special flood hazards, flood insurance under the National Flood rnsurance program is obtained and maintained. rf appropriate, a letterof map amendment (LOMA) may be obtained from FEMA, which would satisfy this requirement and/or reduce the cost of said flood insurance. 27. The SUBRECIPIENT agrees that any construction or rehabilitation of residential structures with assistance provided under this contract shall be subject to HUD Lead-Based paint Polsoning Prevention Act found at 24 CFR S70.609, Subpart K. 28. The suBREcrPlENT agrees to comply with the Historic preservation requirements set forth 16.B.1.c Packet Pg. 841 Attachment: CMO CDBG Approved Forms Bayshore CRA r-1 (5020 : CDBG After the Fact Grant application) in the National Historic Preservation Act of 1966, as amended (16 U.S.C.470) and the procedures set forth in 36 CFR Part 800, Advisory Council on Historic preservation Procedures for Protection of Historic Properties, insofar as they apply to the performance of this agreement. ln general, this requires concurrence from the State Historic preservation Officer for all rehabilitation and demolition of historic properties that are fifty years old or older or that are included on a federal, state or local historic property list. 29. The SUBRECIPIENT must certify that it will provide drug-free workplaces in accordance with the Drug-Free Workplace Act of 1988 (41 USC 701). 30. The SUBRECIPIENT agrees to comply with the following Payments to the Subreclplent are governed by the Federal grants management rules for cost allowability found at 2 CFR 200 Subpart E-Cost Principles. For the purposes of this section, Subrecipient is defined as a described in 2 CFR 200.93. Accordingly, payments will be made on a cost reimbursement basis. Each request for reimbursement shall identify the associated project and approved project task(s) listed under this Scope of Work, The Subrecipient may only incur direct costs that may be attributed specifically to the projects referenced above as defined in 2 CFR 200.413. The Subrecipient must provide adequate documentation for validating costs incurred. Payments to Subrecipient's contractors and vendors are conditioned upon compliance with the procurement requirements provlded for in 2 CFR 200,318. Allowable costs incurred by the Subrecipients and Contractors shall be in compliance with 2 CFR Subpart E-Cost Principles. A Developer is not subject to 2 CFR Subpart E, however the County is Subject to 2 CFR Subpart E and may impose requirements upon the Developer in order for the county to remain compliant with its obligation to follow 2 cFR subpart E. The Developer will use adequate internal controls, and maintain necessary source documentation for all costs incurred and adhere to any other accounting requirements included in this agreement. 31. Audits shall be conducted annually and shall be submitted to the couNw one hundred eighty (180) days after the end of the suBREcrprENT's fiscal year. The suBREClplENT shall comply with the requirements and standards of 2 cFR subpart E-cost principles. lf an Agreement is closed out prior to the receipt of an audit report, the couNTy reserves the right to recover any disallowed costs identified in an audit after such closeout. 32. Any real property acquired by the suBREclplENT for the purpose of carrying on the projects stated herein, and approved by the coUNTy in accordance with the uniform Relocation Assistance and Real Property Acquisition policies Act of 1970 and 49 cFR24,shall be subjectto the provlsions of CDBG including, but not limited to, the provisions on use and disposition of property. Any real property within the suBREclplENT control, which is acquired or improved in whole or part with CDBG funds in excess of 525,000, must adhere to the CDBG Regulations at 24 CFR 570.505. 33. As provided in 5 287.133, Floridd stotutes by entering into this Agreement or performing 16.B.1.c Packet Pg. 842 Attachment: CMO CDBG Approved Forms Bayshore CRA r-1 (5020 : CDBG After the Fact Grant application) any work in furtherance hereof, the SUBRECIptENT certifies that it, its affiliates, suppliers, subcontractors and consultants who will perform hereunder, have not been placed on the convicted vendor list maintained by the State of Florida Department of Management Services within the 36 months immediately preceding the date hereof. This notice is required by 5 287.133 (3) (al, Florido Stotutes. 34. No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement. lf any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form-LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions. The undersigned shall require that the language of this certification be included in the award documents for all sub-awards at all tiers (including subcontracts, sub-grants, contracts under grants, loans, and cooperative agreements) and that all SUBRECIpIENTS shall certify and disclose accordingly. 35. Travel reimbursement will be based on the U,S. General Services Administration (GSA) per diem rates in effect at the time of travel. 35. Any rule or regulation determined to be appllcable by HUD 37. Florida Statutes 713.20, part 1, Construction Liens 38. Florida Statutes 119.021 Records Retention Name/Sig nature: Leo OchS (Please Print) Title: County Manager (si Date: atu Organization Name: Bavshore/Gatewav Triangle Communitv Development Agency € 16.B.1.c Packet Pg. 843 Attachment: CMO CDBG Approved Forms Bayshore CRA r-1 (5020 : CDBG After the Fact Grant application) CERTTITICA'fION FOF,'THE SUBRECIPIENT OR DEVELOPER OR VENDOR ENTITY RX,GARDING DEBARMENT oT SUSPENSION, REAL OR APPARENT CONF.LICT OF INTEREST, FALSIFICATION OF DOCUMENTS, SUBSTANTIAL NON.COMPLIANCE OR NON-PERF'ORMANCE UNDER A GRANT, INELIGIBILITY, VOLUNTARY EXCLUSION ON AGREEMENTS/SUB.AGREEMENTS This certification is required by the regulation implementing Executive Order 12549, Debarment and Suspension, signed February 18, 1986. The guidelines were published in the May 29, 1987 Federal Register (52 Fed. Reg., pages 20360-20369). The Board ofCounty Commissioners further adopted a Resolulion (2013-228) effective Oclober 8,2013 to establish application screening criteria for Collier County administered federal and state grants. The resolution specifies this list of interested parties refeB to the following represertatives of the Brantee organization under any fonn ofaffangement or agreement: Each Board of Directors member Officers ofthe Board Executive Director All employees and supervisors that will work on the grant Definitions: [Nole: The Delinitions (l)vill be tailoredfot lhe applicable grunt progtauJ (1) The terms "debared," "suspended," "ineligible," "person," "principal," and "voluntarily excluded," as used in this certification, have the meanings set out in lhe Definitions and Coverage sections of rules implementing Executive Order 12549 and 45 CFR (Code of Federal Regulations), Part 76. Contact Collier Cornmunity and Human Services or go to rvwrv.HUD.gov website for assistance in obtaining a copy ofthose rcgulations. (2) The term substantial non-compliance or non-conformance as used in this certification includes:o Retum ofawarded grant funds on more than one occasion in the last thee years o Non-compliance with a moniloring corrective action plan . Othel substantial non-compliance or non-conformance ofa grant. The organization applying for grant funding is hereby certifing and will follow the below listed: l. Each grantee of federal or state financial and non-financial assistance must sign this debament certification at time of application. Independent auditors who audit federal or state programs regardlcss of the dollar amount are required to sign this certification form to include certificationof debarment. Collier County Community and Human Services or its agreement grantee/contractors will not contract with subcontractors if they are debarrrd or suspended by the federal government. CERTIFICATION FOR THE GRANTEE ENTITY Only one required per entity signed by an authoriz€d represetrtative 16.B.1.c Packet Pg. 844 Attachment: CMO CDBG Approved Forms Bayshore CRA r-1 (5020 : CDBG After the Fact Grant application) 2' Each entity applying for a grant from Collier County will assure all individuals and positionslisted above complete and submit approp.iut" ."rtif,"uiionr. 3 The grantee shafl provide immediate written notice to the grant coordinator at any time thegrantee/contractor leams lhat its cenification was erroneous when submitted or has becomeerroneous by reason ofchanged circumstances. 4 The grantee furlher agrees by submining this cenification lhat. it shall nol knowingly enter intoany sub-agreemenl with a person who ii debaned. suspended. declared ineligible. or voluntarilyexcluded from participation in this contract unless authJrized by the Federal Government. 5. The grantee further agrees by submitting this certification thal it will require eachcontractor/subcontracror of agreements and./orlontracts ref"..ncing;;.;*.;;;'*i;:"'rurr"n,will equal or exceed $100,000 in federal rnoni"., to.uu.ii " signed copy of rhis cerrificarion witheach sub-agreement. 6 The grantee. may rely upon a certification by a subcontractor entity that it is not debared,suspended, ineligible, or voluntariry excrujed from contracting/s;bcontractinj- unresJ tnegrantee/contraclor knows that the certification is erroneous. 7' Th.e grantee has adopted conflict of interest policies and procedures within their organization andwill provide a copy ofsuch prior to the executio, oran ai.eement shourd lhe grant apprication befunded. rf the granlee does not.have conflict or int"r.iiioii.i.. and procedures they musr adoptpolicies/procedures for determining *tr.n u confli"i of ilnterest exists and disclosing it to thepublic as required by the applicable-progru, ,"qui..r.ntr." The prospective grantee cenifies, by signing this certification, that neither the entity nor their above notedprincipals and respective employees, within the last three years: ( I ) Has been deba'ed, suspended, proposed for debarment, and declared ineligible, or voluntarilyexcluded from participation in contracting with corier County community and Human Servicesby any federal department _or agency. Where the prospective grantee is unable to certif to any ofthe statements in this certification, such p.ospe"tiv. g.-rl".nar un"rh un expranation to thiscertification. (2) Has had a real or apparent conflicl ofinterest (3) Has falsified documents (4) Has substantiar non-compriance or non-conformance with perfbrmance under a grant with corierCounty or any other entity 4",,;::;[?.:"mmunity and Human Services wilt rety on the certifications of this documenr as true I"?H;:i::""*ty reserves the right ro requesr additional documenration prior to making a final 16.B.1.c Packet Pg. 845 Attachment: CMO CDBG Approved Forms Bayshore CRA r-1 (5020 : CDBG After the Fact Grant application) Collier County Comrnunity and Human Services may rely upon a cefiification by a nonprofit organization that it is not debarred, suspcnded, ineligible, or voluntarily excluded from contracting or subcontracting unless the departm€nt knows that the certificalion is erroneous. This certification is a material representation of fact upon which rcliancc is placcd when this application is submitted. lf it is later determined that the signed knowingly rendered an erroneous certification, the Federal Government (via Section 1001 ofTitle 18 USC for making false statements) and Collier County may punue available remedies, including suspension, debarment, grant award retraction, and/or suspcnsion from applying for awards for lhree years under Resolution 2013-228. Name ofOrganization:Tri le CRA Signature of Autholized Individual Date Leo Ochs, County Manager Name and Title ofAuthorized Individual (Print or type) 16.B.1.c Packet Pg. 846 Attachment: CMO CDBG Approved Forms Bayshore CRA r-1 (5020 : CDBG After the Fact Grant application) CERTIFICATION FOR THE DIRECTORS OF THE BOARD, EXECI]TIVE DIRECTOR, E M PLOYE E OR SIJ PERVISO R one EACH for every director, tbe executive director, and each stalrmember proposed to bedirectly working on or overseeing a staff member directly working on tbe lrant REGARDING DEBARMENT oT SUSPENSION, Rf,AL oR APPARENT CONFLICT oFINTEREST' FALSIFICATION OF DOCUMENTS, SUBSTANTIAL NON.COMPLIANCE ORNON-PERFORMANCE UNDER A GRANT, INELIGIBILITY, VOLUNTARY EXCLUSION ON AGREEMENTS/SUB-AGREEMENTS The Board of county commissioners adopted a Resolution (zor3-z2g) effective october g, 2013 ro establish application screening crileria for collier County administered federal and slate grants. Theresolution specifies this list of interested parties refers to the following representatives ofih. gr-tee organization under any form ofarrangement or agreement: Each Board ofDirectors member Officers ofthe Board Executive Director All employees and supervisors that will work on the grant Definitions: (1) The terms "debaned," "suspended," "ineligibre," "person," ',principal.,, and ,,voruntariry excluded," as used in this certification, have thJmeanings set out in the D;finitions and coveragesections. of rures implementing Executive order lis+s and 45 cFR lcoae oi reJerarRegulations), part T6 contact colrier county Community and Human Services or go towww.HUD.sov website for assistance in obtaining a copy of tfio."..guiuii- ."'*"*J u E! (2) The term substantial non-complialce or non-conformance as used in this certification includes:. Retum ofawarded grant funds on more than one occasion in the last tkee yearso Non-compliance with a monitoring conective action plano Other substantial non-compliance o. non_conformance ofa grant The undersigned certifies, by signing this certification, that, within the rasl three years, they have not: l' Been debarred, suspended, proposed for debarment, decrared inerigibre or voruntariryexcluded from participation in contracting with Coliier County Community and HumanServices by any federal department or agency. (where the prospective individual is unable tocertify to any ofthe stalements in this certification, such individual sha, attach anexplanation to this certifi cation.) 2. Had, a real or apparent conflict ofinterest 3. Falsified documents 16.B.1.c Packet Pg. 847 Attachment: CMO CDBG Approved Forms Bayshore CRA r-1 (5020 : CDBG After the Fact Grant application) 4' tlad substantiar non-compliance o. non-conformance with performance under a grant withCollier ('ounty or any other cntity The undersigned sha, provide immediate w ften notice to trre grantee at any time the undersigned rearns "iil#j:H:*,., was en.oneous when submiued or has b..oio" ..ror"ou, by reason of changed collier county communily and Human Services wirr rely on th€ certification ofthis documentas true and reliabre' However, the county reserves the right to request additionar documentation p or tomaking a final determination. This. certification is a matefiar representation of fact upon which reriance is praced when thisapplication is submitted. If it is later determined that ihe signed kno*ingty ,"nd"red un en.oneousceftification, the Federar covernment (via Section r0or ofiitre l g usc for making false statements)and Collier County may pursue available remedies, ;nctuOing susperrslon, debarment, grant awardretmction, aud./or suspension from applying for awards for lh-ree years unOer nesolution20t3-228. Tri CRA Name ofOrganization County Ma nager Role of under.signed (Director, Executiv€ Director, Employee [speciS role], Supervisor [specift rolel Signature Leo Ochs Date Print or type name ofsignatory 16.B.1.c Packet Pg. 848 Attachment: CMO CDBG Approved Forms Bayshore CRA r-1 (5020 : CDBG After the Fact Grant application) CERTIFICATION OF CDBC/HOME/ESG FUNDED CONSTRUCTION/REHAbILITATION PROIECTS rt the dppticdnt dnticipdtes using. ,DB,/H,ME/E*G for construction or rehabiritdtion, thelollowing federal and county requirem"ri, .urit-" iri-ro.i"i*0, 1. A tion or tion p lans ond permits mu st be and inollb2. The County shall no t be obligated to pay an y funds to the project prior to thecompletion of an env ironmental review of the p roject and said review is a pproved byany government agen cres as may be required by law3. The Applicant will assure all wages paid to construction workers by its or itssubcontractors are in compliance with federal, state and I ocal labor requirements. TheApplicant agrees to in clude in the construction bid s pecifications in connection with thisagreement the appli cable Federal Wage Determinat ion assigned to this project by HUD.The applicant must nts after a county conducted also inform the contractor/subc ontractors that they will be requiredto submit docume pre-construction conference and prior toconstruction. Weekly Davi s Bacon reports mus t be submitted thereafter as requ ired bythe federa I government. t 4. The Applicant agrees to c. :h", cFR'00 f- ;;;tI{ J:i ffi ,,:;:il:,.,i:l :H:7;il[.,lHcom p,y with ' ;::::[jf:Tl"llij;: :1" ^.,, ,r'" ooor,..", Io"l,i,.u',,, .u,.u", ,,,at no person shal national origin. I the program on the grounds "rr.;",."1;;-;;;,-;il';:t hj?:jffI, i:'ili; lL,-l',:*. beharf and on beharf of its contractors and minority persons, ,, ,n.noll''T:t'Y" action in attempting /. As required by 2 cFR ,oo:,:q oy taw Feciron q!L'rrPLrIrB to employ low income and ffi'.ff##xffL:"j";Tiiflffi::ilJ::n11illli.':', proressiona, services :#:,:ufisr**,***fi*ffi9. Ary appti.rii" ffi;" ^-^ ''v olru numan services (cHs) prior to i:fl fl+:Jfll:]*flft ::,,,,#r,,#1,"1,,1ffi l*{#T#*ir# 16.B.1.c Packet Pg. 849 Attachment: CMO CDBG Approved Forms Bayshore CRA r-1 (5020 : CDBG After the Fact Grant application) a'Date' time and prace-that bid documents are avairabre and the same informationfor any pre_bid conferences and r."."ioio, O,*-b. Requirement of bid surety i" .h";#;;; ;;;,performance and "^";;; ;::,,'^:::::''-:'-l:" l"'cent (10%) of the bid and a c.Standard ,,.,"r10 payment bond equal to 1OO% ofthe award. _ _.- -,,_ ; oroju.,rnr,r,u,1t",ll9^"l1lT the -in whole or in part" federal funding of the 10 rhe counti re;;,;;;Jiliii:1*::l:#:i[T:,il5H; ",".,;; - ""'" "' "'' 11. The Appticant agrees to submit t" d" *;;'att,il;;:the selection of professionar services and cons,."". ."lli"tilL of the steps followed in 12. The Applicant agrees to specify a time "t -rrirr.i"rlclause in .rr .o*trr.tion-.""r'.; ."^:: ::.1:tl'"'"'and include a liquidated damage construction cost."",riL,'ili'iil';"t;:Xl[: '"""ntase or cost "", ,"..."ri.r" li 13. The Appticant agrees that it ,iif noi.t"ri lJn.trr.ti,proceed,, has been issued. on untii an official .,Notice to 14. pursuant to 57O.GO8 of the CDBG Regulations and the nan.d Community Development Act of 1974 as amended. lew provisions in the Economic with the inspection, n-olification, testing and uo.r"r"^tn: llolicant agrees to comply based paint. - - ' rrJrrrrs' orru doi'tement procedures concerning lead- l, hereby acknowledge that ;*IIlt[il][*i"_":rrmn::[":n:[.rH;::HJHl;:, j:Jil; Name of Organization. Baysh Tria ngle CRA Name/Signatu Leo Ochs (Please p t) (Signature) Title:Manager Date: 16.B.1.c Packet Pg. 850 Attachment: CMO CDBG Approved Forms Bayshore CRA r-1 (5020 : CDBG After the Fact Grant application) Print/Preview Col,Y COTS it y Powered by ZoomGrantsTA9 Collier County Community and Human Services Community and Human Services 2018 Community Development Block Grant (CDBG) 2/20/2018 deadline Bayshore/Gateway Community Redevelopment Agency Bayshore CRA Fire Suppression System Phase 2 $ 370,000.00 Requested $ 640,000 Total Project Cost Project Contact Tami Scott naomi. h utcheson(a),colliercountyfl.gov Tel: (239)643-1115 Additional Contacts tami.scott@colliercountyfl.gov Agency Information Bayshore/Gateway Community Redevelopment Agency 3570 Bayshore Drive, Unit 2 Naples, FL CRA Director Debrah Forester Deb rah. Forester(a)colIiercountyf1.gov Section 3: AGENCY ORGANIZATION INFORMATION 1. Is your organization a non-profit with 501(c)(3) status? I- .I Yes ✓ No 2. How many years have you been in operation? 18 Years fJ`18;00 TOTAL Page 1 of 11 Telephone34112 Fax (239)643-1115 Web www.colliergov.net DUNS SAM Expires 3. Is your organization or agency faith based? If yes, all faith -based organizations must complete and attach Acknowledgement of Religious Organization Requirements Form (in the Documents tab) 1-1 Yes ✓ No 4. Does your agency have written personnel, fiscal/procurement & implemented policy? (Community and Human Services will review upon award) ✓ Yes 1-1 No https://zoomgrants.com/printprop.asp?rfpid=1688&propid=105491 &print=R 2/20/2018 Print/Preview 5. Does your agency have a written operating procedures manual? (Community and Human Services will review upon award) ✓ Yes U No 6. Physical Address (if different from mailing address listed in previous tab) If the mailing and physical address are the same, enter'Same'. Same Application Questions Section 4: NATIONAL OBJECTIVES 1. Which one of the three National Objectives will this project target? For additional information, click the Application Guide tab, above. ✓ Benefits low and moderate income persons (24 CFR 570.208(a)) �.. 7 Aids in the prevention or elimination of slums or blight (24 CF 570.208(b)) I-] Qualifies as a certified urgent need (24 CF 570.208(c)) Page 2 of 11 2. Provide justification for how your project targets the National Objective selected above. Refer to the Application Guide tab, above, for specific subcategories to address. This project is located within the Bayshore Gateway Triangle Community Redevelopment Area (BGTCRA) and is located in a Low and Moderate Income (LMI) Area, (Census Tract 107.01). This area of BCTCRA meets the HUD criteria as outlined in 24 CFR 570.280(a)(1)(1): "...An activity, the benefits of which are available to all the residents in a particular area, where at least 51 percent of the residents are low and moderate income persons..." The incorporation of fire hydrants in the BGTCRA Community will provide a life, health and safety service. In order to provide water pressure for the fire hydrants to operate properly, the water lines must be upgraded. Most water lines in the area are too small to provide adequate pressure. This community has neither the private resources nor the economic capacity to construct the needed streetscape improvements along this location. The BGTCRA community has no neighborhood association to pay for the improvements and the residents are economically distressed. Section 5: INDICATOR ACTIVITY CODE (HUD MATRIX CODES) 3. Which HUD Activity Code best reflects this proposed project? Refer to the HUD Activity Codes document in the Library tab for a list of codes. If your project reflects more than 1 matrix code, you must submit multiple applications. (Click the Open Programs tab, above, to create an additional application.) 03]� Activity Code 0.0 TOTAL Section 6: PROJECT DESCRIPTION AND GOALS 4. Concise Project Description and Goals Narrative (placing emphasis in THIS project application) Refer to Applicant Guide tab for specific instructions. The purpose of the project is to continue the installation of new and/or to upgrade existing fire control https:Hzoomgrants.com/printprop.asp?rfpid=1688&propid=105491 &print=R 2/20/2018 Print/Preview Page 3 of 11 infrastructure (fire hydrants), water main and interconnections. The BGTCRA is located on the periphery of the city's water service area and has historically experienced low water flow and pressure conditions. The East Naples Fire Control and Rescue District has confirmed these conditions. This project will be Phase 2 and will incorporate the following streets located north of Haldeman Creek, west of Bayshore Drive and south of Tamiami Trail East Becca Ave Pine St The existing water lines are mostly 2" in diameter and will be upgraded to 6" lines. In addition, this project will install fire hydrants at the required spacing and all interconnections as required. The project is jointly funded between the City of Naples and the BGTCRA. The City has committed to continue funding with the BGTCRA during this phase of the project and will design the system in house, thus saving the design costs that can be used toward construction. The BGTCRA staff will provide project oversight and coordination. The goal of the project is to increase water capacity and provide safety to the community by installing and/or upgrading fire hydrants. Section 7: IMPACT ON COLLIER COUNTY'S PRIORITY NEEDS NOTED IN THE APPLICANT GUIDE 5. Impact on Collier County's Priority Needs Noted in the Applicant Guide Narrative Refer to Applicant Guide tab for specific instructions. The Bayshore Fire Suppression System Phase 2 implements one of the identified HUD priorities-- Community/Public Facilities. According to the Code of Federal Regulations (CFR) 24-570.201(c) eligible activities associated for Public Facilities and Improvements are described as "...acquisition, construction, reconstruction, rehabilitation or installation of public facilities and improvement..." While there is no specific reference to what constitutes Community/Neighborhood or Public Facilities, in the CFR's, the HUD Basically CDBG Manual references eligible uses under this priority to "...include, but not limited to public schools, libraries, recreational facilities, parks, playgrounds, streets, curbs, water and sewer lines..." In addition to identifying the development of the fire suppression system and waterline upgrades in the Bayshore Community with the HUD priorities, this project also complies with Florida State Statutes 163.370 (2)(c)3 and 163.370(2)(d) that states the CRA is charged with providing, arranging for, installing, constructing or reconstructing improvements as outlined below. "(c) Installation, construction, or reconstruction of streets, utilities, parks, playgrounds, public areas... improvement necessary for carrying out in the community redevelopment area the community redevelopment objectives of this part in accordance with the community redevelopment plan..." "(d) To provide or to arrange or contract for, the furnishing or repair by any person or agency, public or private, of services, privileges, works, streets, roads, public utilities, or other facilities for or in connection with the community redevelopment; to install, construct , and reconstruct streets, utilities, parks, playgrounds, and other public improvements; and to agree to any conditions that it deems reasonable and appropriate which are attached to federal financial assistance and imposed pursuant to federal law relating to the determination of prevailing salaries or wages or compliance with labor standards, in the undertaking or carrying out of a community redevelopment and related activities, and to include in any contract let ion connection with such redevelopment and related activities provisions to fulfill such of the conditions as it deems reasonable and appropriate..." Section 8: EXPERIENCE AND CAPACITY 6. Experience and Capacity Narrative Refer to Applicant Guide tab for specific instructions. https://zoomgrants.com/printprop.asp?rfpid=1688&propid=105491 &print=R 2/20/2018 Print/Preview Page 4 of 11 As a separate entity created by Ordinance No 2000-82, currently a Division of the County Manager's Office and within the Collier County Government, the CRA draws from numerous areas of expertise. The CRA partners with the Growth Management Department for land use and development issues, Procurement Services Division for bidding and purchasing items, Real Property for land acquisition and land/building management, the Office of Management and Budget (OMB) for financial support, County Attorney's Office for legal issues, along with the County Manager's Office for program assistance and administration. The OMB and Collier County Clerk's office provides accountants and fiscal technicians that have great depth of experience in managing federal grants. Locally the CRA, since inception has been responsible for more than $25 million in improvements. The scope of improvements range from land acquisition, streetscape improvements, neighborhood development (lot acquisition, demolition of mobile homes and new construction of single family home replacements), sidewalks, stormwater improvements, remediation of environmental contamination, resurfacing roads and paving of dirt streets. The CRA implements a checks and balance system by submitting a single audit on an annual basis. The Collier County Clerk of the Courts performs the single audit on behalf of all county government entities. The CRA follows the same procurement process as other County Departments and maintains transparency and accountability daily. While the CRA staff is small it maintains checks and balances. The CRA Operations Coordinator creates a purchasing requisition, the CRA Senior Project Manager approves it prior to moving through the Procurement process. All invoices are reviewed and approved by the Senior Project Manager and when required, by the CRA Director. CRA staff has worked with Community and Human Services to administer previous CDBG/DRI grants. Staff has received training from the OMB Division, Clerk of the Court's Office, Procurement Division in grants administration through various locally administered sessions. The CRA was awarded $330,000 CDBG subrecipient grant in 2016 to implement the Karen Drive Stormwater Improvement Project which was completed in 2017. The project was located in the Bayshore Community within Census Tract 107.02, the U.S. Census shows this area with a total Low/Moderate universe population of 3,255 and total Low/Moderate income population of 2,350. As such, the U.S. Housing and Urban Development Community Development Block Grant have identified this area as an LMA area (72% of population). In addition, the CRA received CDBG subrecipient funding for Fire Suppression Phase 1 in 2017 in the amount of $520,000. Construction of this project began during the last quarter of 2017. 7. Have you received funding in the past? If so, please complete the Prior Awards table in the Tables tab. ✓ Yes AND the Prior Awards table is complete 1.1 No Section 9: ADDITIONAL PROJECT SPECIFIC INFORMATION 8. Additional Project Specific Information Narrative (include sources of estimates) Refer to the Applicant Guide tab for specific instructions. As outlined in the experience and capacity section of the application, all of the CRA staff including the CRA Director, Senior Project Manages and the Operations Coordinator have extensive project and grant management experience. In addition to and in partnership with the City of Naples, the CRA is working with the City's Public Utilities Department (PUD). The PUD estimates the constructions cost at approximately $580,000.00 for Phase II. Current water lines are undersized, cast iron and ductile iron with asbestos cement. The age of the water system varies with some portions being in excess of 40 years of age. There are also a limited number of fire hydrants present for fire protection. The water system deficiencies include undersized water mains not capable of supporting fire flows, lack of fire hydrants at adequate spacing and dead-end pip segments with no looping. Many streets in the community are finger streets ending at canals. These dead-end streets do not carry the capacity for looping the water and creating adequate water pressure. https://zoomgrants.com/printprop.asp?rfpid=1688&propid=105491 &print=R 2/20/2018 Print/Preview Section 10: ENVIRONMENTAL ISSUES Page 5 of 11 9. Put a check in any box that pertains to the proposed activity. If you check any of the boxes below (except 'None of the above'), you must provide an explanation in the next question. If you check the 'None of the above' box, you may enter 'N/A' in the next question. Lm_1 Project/property is located on an historical or archeological site Project/property is in the 100 -year flood plain �_..� Project/property is in a wetlands area C -a Project/property is in a coastal barrier area �....� Project/property is within a half -mile of an airfield _..� Project/property is near storage or manufacturing facility of industrial products C.. 1 Project/property is on or near soil contaminated by diesel/fuel or gasoline Project/property is expected to impact the environment in any negative manner or pose a hazard or nuisance Endangered or threatened or listed species are located on the proposed project site There are environmental concerns or impediments associated with the proposed activity (if yes, please provide detail) Project/property is expected to adversely affect the environment Project/property is NOT on a properly zoned site (if not zoned properly, please explain) None of the above 10. If you checked any box (except 'None of the above') in the previous question, provide an explanation in the box below. If you checked 'None of the above' in the previous question, please enter'N/A'. The Collier County floodplain is very broad, and except for areas near the coast which are subject to tidal surge flood, the floodplain is generally very shallow. Within the coastal surge flooding areas the floodplain is subject to potentially rapidly rising and falling tidal flooding accompanied by potentially damaging waves. The flat topography of Collier County results in a very broad area subject to coastal surge flooding. The coastal surge flooding areas are separated into two flood zones, based upon the predicted height of the wave riding on top of the Stillwater elevation. The VE flood zone has wave heights equal to or greater than three (3) feet. The AE flood zone has wave heights less than three (3) feet. The Digital Floor Insurance Rate Map (DFIRM) published by the Federal Emergency Management Agency (FEMA) shows the locations of the VE and AE flood zones. In the Bayshore CRA area, almost all of the land is identified as AE flood zone from coastal surge flooding. Comparing the base flood elevations to the ground elevations identifies that anticipated flooding depths would typically be two (2) to three (3) feet. At this depth, and at this distance from the open coastline, anticipated damaged from wave action would be moderate to low for facilities that would not be subject to damage by simply getting wet. Physical damage caused by impacts from floating debris being washed inland from other damaged or destroyed structures closer to the coastline should be considered for new structure construction within this part of the floodplain. Section 11: PROJECT IMPLEMENTATION PLAN AND READINESS TO IMPLEMENT 11. Project Implementation Plan and Readiness to Implement Refer to Applicant Guide tab for specific instructions. The BGTCRA is committed to Phase 2 Fire Suppression System project and will commit $50,000.00 in funds for the permitting and project management. Additionally, the City of Naples Utilities Department will provide staff to design the water line improvements and fire hydrant locations and $190,000 towards construction. Working with the city to design the project will alleviate at least 4 to 5 months procurement time to get an engineer to design the plans. https://zoomgrants.com/printprop.asp?rfpid=1688&propid=105491 &print=R 2/20/2018 Print/Preview Page 6 of 11 Once the Subrecipient agreement and the environmental review is in place for this project the CRA Senior Project Manager can immediately begin coordinating with the City of Naples Utilities staff to start designing the improvements. Once the plans are completed, CRA staff will work with the County Procurement Division to get a contractor and CEI Services to start the work. In addition, CRA staff will work with the engineer to simultaneously submit for all county, state and federal permits. It is anticipated that this portion of the project will be the most time consuming, taking approximately three (3) to four (4) months to get permits and a contractor to start the project. 12. Please complete the Project Timeline table in the Tables tab, then check the box below to confirm. Timelines must be well thought out, complete, and achievable. Failure to provide adequate timelines may result in disqualification. ✓ Project Timeline is complete Section 12: FINANCIAL MANAGEMENT 13. Financial Management Refer to the Applicant Guide tab for specific instructions. To date, the CRA has spent approximately $25,000 in commissioning a report to evaluate the water system for fire protection in the CRA. CRA staff provided project oversight to complete the Water System Improvements for Fire Protection Plan 2016. City staff time to design the project (CAD Tech, Engineer, Assistant Director and Director) is estimated to be approximately $30,000. The CRA and City staff time will be used as leverage for this project and will be outside the scope of the request for funding. The CRA demonstrates financial stability with a checks and balance system by submitting a single audit on an annual basis. The Collier County Clerk of the Courts performs the single audit on behalf of all county government entities. The BGTCRA has the capacity to sustain payment to our vendors through the County financial system and the ability to wait for reimbursement from the funding grant. 14. Please complete and upload the Financial Review Spreadsheet in the Documents tab. ✓ Financial Review Spreadsheet is complete and uploaded 15. Agency maintains the following records: Check all that apply. ✓ Cash Receipts Journal ✓ Cash Disbursements Journal ✓ General Ledger ✓ Charts of Accounts ✓ Payroll Journal and Individual Payroll Records ✓ Individual Personnel Files ✓ Written Procurement Procedures ✓ Capital Inventory ✓ Written Travel Policy ✓ Property Control Policy and Records FA None of the above 16. Agency agrees to: Check all that apply. ✓ Submit complete audits for every year during contract ✓ Retaining all project records for the applicable time period as outlined in applicable regulations htti)s:Hzoomgrants.com/printprop.asp?rfpid=1688&propid=105491 &print=R 2/20/2018 Print/Preview Page 7 of 11 Section 13: OUTCOMES AND PERFORMANCE MEASURES 17. Outcomes and Performance Measures Refer to the Applicant Guide tab for specific instructions. The outcome of the installation of the fire hydrants and construction of updated water lines will improve the fire prevention safety in the area. The improvements are considered to be a life, health and safety improvement. The performance measure for this project will be increased public safety, stronger water flow when the Fire District is called to a fire, and will also provide overall higher water pressure in the area. Since the fire suppression system will be constructed and mostly used by the residents of Bayshore, the data collection of users will be relegated to the fact that this area is identified as a LMI area. Section 14: BUDGET 18. Please complete the Budget Summary and Itemization table in the Tables tab, then check the box below to confirm. ✓ Budget Summary and Itemization table is complete Section 15: ESTIMATED PROGRAM INCOME 19. Will program income be generated as a result of the service or product provided? If so, please use the 'explain' box to indicate the SOURCE of the income generated (rent, proceeds, revenue, program fees, etc.) and the TOTAL DOLLAR AMOUNT that will be generated. I I Yes, please explain: ✓ No 20. Estimated Program Income Narrative Refer to the Applicant Guide tab for specific instructions. If no program income will be generated, enter 'N/A'. N/A 21. If program income is anticipated, indicate how the funds will be utilized: I Organization will track, re -use within the program and report to CHS on a monthly basis I. -7 Organization will submit program income to CHS on a monthly (or at least yearly basis) ✓ N/A - No program income will be generated Section 16: LEVERAGED OR MATCH FUNDS 22. If applicable, please complete the Leveraged or Match Funds table in the Tables tab, then confirm below. ✓ Leveraged or Match Funds table is complete 7 N/A - No leveraged or matched funds exist Tables Prior Awards Fiscal Year Award Clients Project Location Amount Served https://zoomgrants.com/printprop.asp?rfpid=1688&propid=105491 &print=R 2/20/2018 Print/Preview FY 2016- 2017 FY 2017- 2018 FY 2013- 2014 FY 2008- 2009 FY FY FY FY FY FY Total Page 8 of 11 $ 350,000 LMA Karen Drive Stormwater Improvement Project $ 330,000 LMA Phase 1 Fire Suppression System $ 103,650 LMA Pineland Avenue Stormwater Improvement Project $ 2,709,150 LMA BGTCRA Gateway Triangle Teritary Stormwater Improvements $ 3,492,800 0 Project Timeline Tasks Subrecipient agreement and Board approval Environmental Review Construction Design Permits and bid preparation for contractor and CEI Services Bid award, Contractor Contract Construction Begins Construction Complete Total # of Days to Date Completed/Anticipated Complete Date (Month & Year) 30 Days October 2018 60 Days October/November 2018 30 Days October 2018 30 Days December 2018 30 Days January 2019 30 Days February 2019 120 Days June 2019 Days Days Days Days Days Days Days Days Days Days Days Days Days Days Days Days Days 330 Days Responsible Party CHS staff and CRA staff CHS Staff CRA Staff CRA Staff CRA Staff CRA Staff CRA Staff https://zoomgrants.com/printprop.asp?rfpid=1688&propid=105491 &print=R 2/20/2018 Print/Preview Budget Summary and Itemization Page 9 of 11 Project Components - CDBG Other Leverage/Match Total Narrative Deliverable Detail/Itemization Funding Funds by Line Item Design Plans $ $ 30,000 $ 0 $ City of Naples N/A will provide design plans Construction $ 370,000 $ 190,000 $ $ City of Naples N/A plans and and CDBG oversight of funds will improvements contribute to construction of water lines and installation of fire hydrants Permit Costs $ $ 5,000 $ $ CRA will Permit provide funds Invoices for permit costs CEI Services and $ $ 20,000 $ $ CRA will require Time construction costs assistance to Sheets, outline the bid daily logs documents, bid (as specifications, applicable) bids after they and pay are received to requests determine from appropriateness contractor and while the with back project is under up construction will information need to ensure work is being completed properly by being on site daily as work progresses. After work is completed CEU will review as built and ensure warranty work is completed correctly. Project oversight, $ $ 25,000 $ $ BGTCRA staff pay request will provide reviews and oversight of the submittals project, will review pay requests, maintain files and provide general office work. https://zoomgrants.com/printprop.asp?rfpid=1688&propid=105491 &print=R 2/20/2018 Print/Preview Page 10 of 11 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Total $ 370,000 $ 270,000 $ 0 $0 Leveraged or Match Funds Source of Match/Leveraged Funds Conditions/Limitations of Match/Leverage Amount Funds Design plans by the City of Naples No conditions of limitations $ 30,000 City of Naples Public Utilities Construction of water lines and fire hydrants $ 190,000 Department BGTCRA operating budget No conditions or limitations $ 50,000 Total $ 270,000 Documents Documents Requested * Required?Attached Documents * 501(c)(3) IRS Tax Exemption Letter V BGTCRA 501(c)(3) IRA Tax Exemption Letter Articles of Incorporation BGTCRA Articles of Incorporation By -Laws BGTCRA By -Laws https://zoomgrants.com/printprop.asp?rfpid=1688&propid=105491 &print=R 2/20/2018 Print/Preview Organizational Chart List of Board of Directors Resumes, Pay Scales with Job Descriptions State of Florida Certificate of Good Standing Board Resolution authorizing submittal of grant application Preceding 2 -year completed audits including management letter and findings Acknowledgement Letter download template Affidavit of Compliance with Federal, State, and Local Regulations download template Certification of CDBG Funded Construction/Rehabilitation Projects download template Acknowledgment of Religious Organization Requirements (template?) download template Certification Regarding Debarment, Suspension, Ineligibility Voluntary Exclusion download template Procurement Policy Match Documentation Internal Revenue Service Form 990 - First 12 page of the last 2 years IF APPLICABLE: Verification of site plan/plat approval IF APPLICABLE: Verification of zoning IF APPLICABLE: Location map/photo of site IF APPLICABLE: Floor plans IF APPLICABLE: Relocation plan associated with Uniform Relocation regulations Financial Review Spreadsheet download template Additional documents, if needed Page 11 of 11 ✓ BGTCRA Organizational Chart BGTCRA Board of Directors ✓ BGTCRA Certificate of Good Standing ✓ Collier County CAFR BGTCRA 2 Year Audit Report ✓ BGTCRA Acknowledgement Letter 7A 7A * ZoomGrantsTM is not responsible for the content of uploaded documents. Application ID: 105491 Become a fan of ZoomGrantsT'•' on Facebook Problems? Contact us at Questlons(o),ZoomGrants.com 02002-2018 GrantAnalyst.com. All rights reserved. "ZoomGrants" and the ZoomGrants logo are trademarks of GrantAnalyst.com, LLC. LogoulIBrowser https://zoomgrants.com/printprop.asp?rfpid=1688&propid=105491 &print=R 2/20/2018 Bayshore Gateway Triangle CRA *Bayshore Beautification MSTU Haldeman Creek MSTU The Collier County Community Redevelopment Agency - Bayshore Gateway Triangle Community Redevelopment Area does not have 501(C)3 IRS Tax Exemption Status. It is a Special Taxing Unit of Collier County Government formed under State of Florida Statutes Chapter 163. to11 --*V -B 4 10 0-W Bayshore Gateway Triangle CRA • Bayshore Beautification MSTU Haldeman Creek MSTU ARTICLES OF INCORPORATION The Collier County Community Redevelopment Agency - Bayshore Gateway Triangle Community Redevelopment Area does not have Articles of Incorporation. It is a Special Taxing Unit of Collier County Government formed under State of Florida Statutes Chapter 163. The Collier County Board of County Commissioners is the ex -officio governing board of the Collier County Community Redevelopment Agency. k., n, czP,���7 �, B40"Al Bayshore Gateway Triangle CRA .Bayshore Beautification MSTU Haldeman Creek MSTU ORGANIZATIONAL BY-LAWS The Collier County Community Redevelopment Agency - Bayshore Gateway Triangle Community Redevelopment Area does not have organizational by-laws. It is a Special Taxing Unit of Collier County Government formed under State of Florida Statutes Chapter 163. The Board of County Commissioners are the ex -officio governing board of the Community Redevelopment Agency. Collier County Community Redevelopment Agency Bayshore Community Redevelopment Area Organizational Chart Collier County CRA/BCC County Manager VP of Business Operations CRA Director Senior Project Manager I Operations Coordinator (/2Pi�vY�� fit. ��Orw Bayshore Gateway Triangle CRA •Bayshore Beautification MSTU Haldeman Creek MSTU BOARD OF DIRECTORS The Collier County Community Redevelopment Agency was established in 2000 and consists of two redevelopment areas: Bayshore Gateway Triangle Community Redevelopment Area (BGTCRA) and the Immolcalee Community Redevelopment Area. The Board of County Commissioners are the ex -officio governing board of the Collier County CRA. The Commissioners are: Donna Fiala, Co -Chair William McDaniel, Co -Chair Penny Taylor, District 4 Andrew Solis, District 2 Burt Saunders, District 3 Collier County - Class Specification Bulletin Page 1 of 3 Division Director - Community �nt Redevelopment Class Code: 90026 Agencies (CRA) COLLIER COUNTY Revision Date: Oct 1, 2017 Bargaining Unit: General/Non-Union SALARY RANGE $45.85 - $67.56 Hourly $3,668.27 - $5,404.62 Biweekly $95,375.00 - $140,520.00 Annually PURPOSE OF CLASSIFICATION: The purpose of this classification is to administer, plan, direct, and oversee all matters pertaining to Collier County's Community Redevelopment Agencies (CRAB) including budget, personnel and outside consultants; develop and implement programs to enhance, revitalize, redevelop and strengthen the County's designated redevelopment areas. ESSENTIAL FUNCTIONS: Supervises, Provides direction and oversight to assigned staff to achieve the mission and goals of the County's CRAB. Directs, supervises, evaluates and coaches assigned staff, processing employee concerns and problems, directing work, counseling, disciplining, and completing employee performance appraisals. Develops a succession plan for each CRA. Plans, prioritizes, supervises, and oversees the work of staff members and consultants involved in the design, planning, scheduling, construction, development, and related activities during all stages of CRA projects. Manages contracts, conducts research and data analysis, and reviews grant applications. Prioritizes CRA projects and efforts to produce the greatest public benefit and efficiencies; interfaces with appropriate County departments and vendors to facilitate and expedite land use changes, zoning changes, and redevelopment review process. Seeks out and implements best practices to the extent practicable given local conditions. Provides direction, guidance and oversight to the Advisory Boards (AB) and Municipal Services Taxing Units (MSTU) within the CRAs, to include strategic planning exercises. Becomes familiar with all impactful projects and initiatives within each CRA and coordinates efforts in order to maximize efficiencies and public benefit. Coordinates development of a comprehensive site inventory and marketing plan to showcase existing and emerging economic development opportunities. Manages the Board -approved budgets for each CRA and monitors operational expenditures for fiscal compliance. Implements and maintains effective quality control/quality assurance measures. Oversees the implementation of and routine upgrades to the County's internal controls protocols for CRA staff. Engages stakeholders to achieve the mission and goals of the CRAs. Works closely with development professionals, the business community, lenders, realtors and other interested parties. Communicates with the Board of County Commissioners, elected officials, citizen advisory groups, County department heads and management, business owners, developers, https:Hagency.governmentj obs.com/collier/default.cfm?action=specbulletin&ClassSpecID... 2/20/2018 Collier County - Class Specification Bulletin Page 2 of 3 and citizens in order to develop programmatic activities, explain projects, and present reports and make recommendations. Ensures compliance with all federal, state and local laws and regulations pertaining to the County's CRAs. Enforces County policies and brings consistency and uniformity to the processes and procedures used by CRA staff. The omission of specific statements of the duties does not exclude them from the classification if the work is similar, related, or a logical assignment for this classification. Other duties may be required and assigned. ADDITIONAL FUNCTIONS Performs general/clerical tasks, which may include answering telephone calls, making copies, sending/receiving faxes, filing documentation, or picking up/delivering project documents. Provides assistance to other employees or departments as needed. Performs other related duties as required. In the event of a declared state of emergency, employees in this classification may be called to work during days or hours other than those for which they are regularly scheduled. PERFORMANCE APTITUDES Data Utilization: Requires the ability to coordinate, manage, and/or correlate data. Includes exercising judgment in determining time, place and/or sequence of operations, referencing data analyses to determine necessity for revision of organizational components, and in the formulation of operational strategy. Human Interaction: Requires the ability to function in a managerial capacity for a division or organizational unit. Includes the ability to make decisions on procedural and technical matters. Equipment, Machinery, Tools, and Materials Utilization: Requires the ability to operate, maneuver and/or control the actions of equipment, machinery, tools, and/or materials used in performing essential functions. Verbal Aptitude: Requires the ability to utilize a wide variety of reference, descriptive, advisory and/or design data and information. Mathematical Aptitude: Requires the ability to perform addition, subtraction, multiplication and division; ability to calculate decimals and percentages; may include ability to perform mathematical operations with fractions; may include ability to compute discount, interest, profit and loss, ratio and proportion; may include ability to calculate surface areas, volumes, weights, and measures. Functional Reasoning: Requires the ability to apply principles of logical or synthesis functions; to deal with several concrete and abstract variables; and to analyze major problems that require complex planning for interrelated activities that can span one or several work units. Situational Reasoning: Requires the ability to exercise judgment, decisiveness and creativity in situations involving the evaluation of information against sensory, judgmental, or subjective criteria, as opposed to that which is clearly measurable or verifiable. Leadership: Requires demonstrated ability to provide advice and guidance to the County Manager or his/her designee. This applies to both financial and operational matters. Also, this position must further the growth of the organization by demonstrating a strong positive attitude and resilience, and demanding that of the rest of the organization. Customer Service: Requires the recognition and promotion of support for satisfying internal and external customer needs. The incumbent must demonstrate the strong customer service approach and demand that of all employees. Financial Accountability: This position is accountable for all financial decisions and expenditures, including budgeting, revenue generation (fee and rate structures), operating and capital expenditures and external financing decisions. ADA COMPLIANCE Physical Ability: Tasks require the ability to exert light physical effort in sedentary to light https://agency. govemmentj obs.com/collier/default.cfm?action=specbulletin&ClassSpecID... 2/20/2018 Collier County - Class Specification Bulletin Page 3 of 3 work, but which may involve some lifting, carrying, pushing and/or pulling of objects and materials of light weight (5-10 pounds). Tasks may involve extended periods of time at a keyboard or workstation. Sensory Requirements: Some tasks require the ability to perceive and discriminate visual cues or signals. Some tasks require the ability to communicate orally. Environmental Factors: Essential functions are regularly performed without exposure to adverse environmental conditions. MINIMUM QUALIFICATIONS: Bachelor's degree in Business or Public Administration, Planning, Civil Engineering, Construction Management, Landscape Architecture, Environmental Engineering, Architecture, or a related field; supplemented by five (5) years of experience successfully managing multiple redevelopment projects, or a Community Redevelopment Agency, Main Street or Downtown Improvement District. A master's degree is preferred. Must possess and maintain a valid Florida Driver's License with any applicable endorsements and maintain eligibility requirements and endorsement(s) to drive a County vehicle as provided in CMA 5805. Fingerprinting required. SUPPLEMENTAL INFORMATION: BCC130 Exempt https:Hagency. govermnentj obs.comlcollierldefault.cfm?action=specbulletin&ClassSpeelD... 2/20/2018 Collier County - Class Specification Bulletin COLLIER COUNTY Revision Date: Oct 1, 2017 *Manager, Senior Bargaining Unit: General/Non-Union SALARY RANGE $35.26 - $54.48 Hourly $2,821.04 - $4,358.58 Biweekly $73,347.00 - $113,323.00 Annually Page 1 of 4 Class Code: 13876 PURPOSE OF CLASSIFICATION: The purpose of this classification is to perform professional engineering design and project management work involving construction projects for an assigned division. ESSENTIAL FUNCTIONS: Provides direction, guidance and assistance to contractors and work crews; coordinates daily work activities; organizes, prioritizes, and assigns work; monitors status of work in progress and inspects completed work; confers with contractors and work crews, assists with complex/problem situations, and provides technical expertise. Ensures compliance with all applicable codes, laws, rules, regulations, standards, policies and procedures; ensures adherence to established safety procedures; monitors work environment and use of safety equipment to ensure safety of employees and other individuals; interprets construction plans and specifications; researches code books as needed; initiates any actions necessary to correct deviations or violations. Consults with division management or other officials to review status of division projects, review/resolve problems, receive advice/direction, and provide recommendations. Designs/develops architectural drawings, engineering plans, and specifications associated with proposed projects; defines design needs; determines design solutions; produces designs using computer-aided design (CAD) software and drafting instruments; reviews designs for compliance with applicable laws, codes, and standards; maintains computer models and provides modeling data to consultants. Prepares engineering reports, analyses, and records. Reviews construction plans, designs, design reports, and specifications pertaining to projects; develops designs, drawings, or maps associated with approved projects; conducts field checks of proposed designs; makes recommendations concerning improvements, modifications, design strategies, structural systems, or other aspects of project development. Prepares and administers project budgets; submits justifications for budget requests; monitors expenditures to ensure compliance with approved budget. Prepares project schedules; monitors progress of project in meeting established schedule. Coordinates process for bidding and contracting of services; prepares Requests For Proposal (RFPs) for engineering services, design services, construction services, inspection services, maintenance services, or other services; prepares bid packages; conducts pre-bid and pre - construction meetings; issues addendums to clarify questionable issues; participates in negotiations of scope of services and fees for professional services agreements; makes recommendations to Boards regarding selection of vendors and awarding of contracts; compiles contract language, including specifications package. Coordinates acquisition and/or maintenance of required permitting; researches federal, state, and local code requirements; coordinates efforts between multiple divisions, co- https:Hagency.goveinmentj obs.comleollierldefault.cfm?action=speebulletin&ClassSpecID... 2/15/2018 Collier County - Class Specification Bulletin Page 2 of 4 applicants, and consultants to prepare application documents; develops programs and reports as required by permit. Oversees, administers, and coordinates work performed by consultants, contractors, or other service providers; administers annual maintenance contracts; monitors work to ensure compliance with terms of contract; reviews invoices and payment requests submitted by consultants/contractors. Manages projects during design and construction phases; attends regular project progress meetings; prepares, reviews, and processes change orders for changes to contracted scope of work; processes purchase order requisitions, work orders, and invoices; reviews project progress reports submitted by contractors; monitors adherence to project schedules. Conducts inspections, monitors work, and maintains records to ensure quality control; inspects quality of construction work and materials; coordinates final inspections with contractors and engineers; coordinates project acceptance with other County divisions or government agencies. Prepares executive summaries for presentation to Board of County Commissioners, Planning Commission, or other officials. Provides technical advice, information, and assistance concerning engineering issues, project management issues, design/construction activities, and other issues to contractors, consultants, County staff, public agencies, or others; responds to questions or complaints; assists in resolving engineering problems, project development issues, or conflicts involving project participants; recommends solutions to problems. Coordinates projects and work activities with other divisions, consultants, contractors, sub- contractors, utility companies, state agencies, outside agencies, or others as needed; coordinates with utility engineering staff to identify location of existing utilities and conduct other utility work. Coordinates public education activities relating to division projects, services, and activities; coordinates neighborhood programs involving participation of residents, such as resident traffic teams; speaks to property owners and community organizations and provides information regarding projects and activities; develops press releases and public information materials for distribution. Participates in legal activities relating to projects; attends hearings during court proceedings and provides depositions; meets with County Attorneys to discuss cases. Prepares/submits requests for review/changes to ordinances or resolutions. Prepares or completes various forms, reports, correspondence, executive summaries, engineering reports, engineering analyses, requests for proposals, requests for qualifications, specifications, schedules, flow charts, progress/status reports, budget documents, cost estimates, purchase order requisitions, notices to proceed, work orders, change orders, punch lists, agendas, action plans, permit applications, permit reports, right- of-way documents, grant proposals, drawings, designs, maps, or other documents. Receives various forms, reports, correspondence, statistical reports, land surveys, traffic counts/studies, drawings, construction plans, design plans, flow charts, design reports, schedules, bid proposals, permit applications, contracts, change orders, progress reports, budget reports, invoices, payment requests, insurance certificates, inspection reports, technical study reports, laboratory reports, photographs, master plans, specifications, standards, product literature, codes, policies, procedures, trade publications, maps, manuals, reference materials, or other documentation; reviews, completes, processes, forwards or retains as appropriate. Maintains files/records of project documentation, contracts, construction drawings, and other divisional records. Operates a motor vehicle, personal computer, drafting tools, survey instruments, camera, general office equipment, or other equipment as necessary to complete essential functions, to include the use of word processing, spreadsheet, database, graphics, computer-aided design (CAD), e mail, Internet, or other computer programs. Monitors inventory of division equipment and supplies; ensures availability of adequate materials to conduct projects and work activities; initiates orders for new/replacement materials. https:Hagency.governmentj obs.comlcollierldefault.cfm?action=specbulletin&CIassSpeeID... 2/15/2018 Collier County - Class Specification Bulletin Page 3 of 4 Communicates with supervisor, County officials, employees, other divisions, attorneys, engineers, designers, consultants, contractors, developers, vendors/suppliers, utility companies, state/federal agencies, the public, community organizations, outside agencies, and other individuals as needed to coordinate work activities, review status of work, exchange information, or resolve problems. Attends various meetings and hearings, serves on committees, and makes presentations as needed. Maintains a comprehensive, current knowledge of applicable laws/regulations; maintains an awareness of new construction methods, materials, trends, and advances in the profession; reads professional literature; maintains professional affiliations; attends workshops and training sessions as appropriate. ADDITIONAL FUNCTIONS Performs general/clerical tasks, which may include answering telephone calls, making copies, sending/receiving faxes, filing documentation, or picking up/delivering project documents. Provides assistance to other employees or divisions as needed. Performs other related duties as required. In the event of declared state of emergency, employees in this classification may be called to work during days or hours other than those for which they are regularly scheduled. PERFORMANCE APTITUDES Data Utilization: Requires the ability to evaluate, audit, deduce, and/or assess data using established criteria. Includes exercising discretion in determining actual or probable consequences and in referencing such evaluation to identify and select alternatives. Human Interaction: Requires the ability to apply principles of persuasion and/or influence over others in coordinating activities of a project, program, or designated area of responsibility. Equipment Machinery, Tools, and Materials Utilization: Requires the ability to operate and control the actions of equipment, machinery, tools and/or materials requiring complex and rapid adjustments. Verbal Aptitude: Requires the ability to utilize a wide variety of reference, descriptive, advisory and/or design data and information. Mathematical Aptitude: Requires the ability to perform addition, subtraction, multiplication and division; ability to calculate decimals and percentages; may include ability to perform mathematical operations involving basic algebraic principles and formulas, and basic geometric principles and calculations. Functional Reasoning: Requires the ability to apply principles of influence systems, such as motivation, incentive, and leadership, and to exercise independent judgment to apply facts and principles for developing approaches and techniques to resolve problems. Situational Reasoning: Requires the ability to exercise judgment, decisiveness and creativity in situations involving the evaluation of information against sensory, judgmental, or subjective criteria, as opposed to that which is clearly measurable or verifiable. ADA COMPLIANCE Physical Ability: Tasks require the ability to exert light physical effort in sedentary to light work, but which may involve some lifting, carrying, pushing and/or pulling of objects and materials of light weight (5-10 pounds). Tasks may involve extended periods of time at a keyboard or workstation. Sensory Requirements: Some tasks require the ability to perceive and discriminate colors or shades of colors, depth, texture, and visual cues or signals. Some tasks require the ability to communicate orally. Environmental Factors: Performance of essential functions may require exposure to adverse environmental conditions, such as dirt, dust, pollen, odors, wetness, humidity, rain, temperature and noise extremes, fumes, traffic hazards, or bright/dim light. https://agency. goveinmentj obs.coinleollierldefault.cfm?action=specbulletin&ClassSpecID... 2/15/2018 Collier County - Class Specification Bulletin Page 4 of 4 MINIMUM QUALIFICATIONS: Bachelor's degree in Civil Engineering, Construction Management, Environmental Engineering, Landscape Architecture, Architecture, or a related field; supplemented by six (6) years previous experience and/or training that includes project management, civil engineering, engineering design, construction supervision, budget administration, contract administration, computer-aided design (CAD) operations, and experience in specific area of assignment, which may include utilities engineering, transportation engineering, traffic engineering, landscape design/management, stormwater management, facilities management, or other area of assignment; or any equivalent combination of education, training, and experience which provides the requisite knowledge, skills, and abilities for this job. Must possess and maintain valid State of Florida Professional Engineer (P.E.) license or obtain one within six (6) months of hire; or must possess and maintain other equivalent valid licenses as a Licensed Building Architect, a Licensed Geologist or a Licensed Land Surveyor or obtain the appropriate license within six (6) months of hire depending upon area of concentration. Must possess and maintain a valid Florida Driver's License with any applicable endorsements and maintain eligibility requirements and endorsement(s) to drive a County vehicle as provided in CMA 5805. Fingerprinting required. SUPPLEMENTAL INFORMATION: BCC126 Exempt https:Hagency.governmentj obs.com/collier/default.cfm?action=speebulletin&ClassSpeelD... 2/15/2018 Collier County - Class Specification Bulletin Page 1 of 2 Operations co*ee��"-r County ®Coordinator Class Code: 91006 COLLIER COUNTY Revision Date: Oct 1, 2017 Bargaining Unit: General/Non-Union SALARY RANGE $18.24 - $29.65 Hourly $1,459.08 - $2,371.92 Biweekly $37,936.08 - $61,669.92 Annually PURPOSE OF CLASSIFICATION: The purpose of this classification is to perform varied administrative technical and advanced general assistance duties in support of division management staff; to compile information for use in record keeping and report preparation; to lead and participate in assigned office . and administrative activities and to provide professional, effective and efficient public service assistance to the general public. Work involves preparing and processing varied administrative documents such as payroll, budget, purchasing, etc.; preparing a variety of operational documents, forms, reports, records and summaries; entering data and retrieving information from division databases; and maintaining automated and manual files. ESSENTIAL FUNCTIONS: Coordinates the activities of assigned support, administrative, office and technical functions. Review and processes a variety of internal and external reports, forms, invoices, contracts and related documents. Prepares related statistical summaries and narrative reports. Receives and responds to requests, inquiries and complaints from the public, other jurisdictions and other County divisions, departments and sections. Prepares and proofreads correspondence for format, accuracy and completeness. Coordinates activities with and provides information to outside contractors and service providers; attends bid conferences as required. Reviews and summarizes a variety of fiscal, statistical and administrative information; prepares related reports and memoranda. Develops and revises division forms and report formats, as well as report preparation procedures. Develops, implements and maintains a variety of file systems. Performs a variety of administrative duties for the division to include preparing and/or processing budget, purchasing, payroll and accounting documents. Coordinates the preparation of budget development documents; tracks expenditures and revenues; and prepares budget amendments. Records and deposits monies received by the division. Serves as liaison between assigned division and Support Services divisions, including Information Technology, Human Resources, Risk Management, and Purchasing. Enters data into division databases, to include information from administrative functions and from operational/program activities. Establishes and maintains automated and manual records and files. Provides assistance and information to internal and external callers and visitors regarding the division, its programs and services and the administrative support functions. Refers callers/visitors to appropriate staff as needed. Performs special projects as assigned. Orders office supplies; makes travel arrangements and reservations; and maintains calendars for management staff or conference rooms. https://agency.governmentj obs.comleollierldefault.cfm?action=specbutletin&ClassSpeelD... 2/15/2018 Collier County - Class Specification Bulletin Page 2 of 2 Operates a personal computer, telephones, copiers and other general office equipment as necessary to complete essential functions, to include the use of word processing, spreadsheet, database, or other system software. ADDITIONAL FUNCTIONS Performs other related duties as required. In the event of a declared state of emergency, employees in this classification may be called to work during days or hours other than those for which they are regularly scheduled. PERFORMANCE APTITUDES Data Utilization: Requires the ability to evaluate, audit, deduce, and/or assess data using established criteria. Includes exercising discretion in determining actual or probable consequences and in referencing such evaluation to identify and select alternatives. Human Interaction: Requires the ability to provide guidance, assistance, and/or interpretation to others regarding the application of procedures and standards to specific situations. Equipment Machinery Tools and Materials Utilization: Requires the ability to operate, maneuver and/or control the actions of equipment, machinery, tools, and/or materials used in performing essential functions. Verbal Aptitude: Requires the ability to utilize a wide variety of reference, descriptive, advisory and/or design data and information. Mathematical Aptitude: Requires the ability to perform addition, subtraction, multiplication, and division; the ability to calculate decimals and percentages; the ability to utilize principles of fractions; and the ability to interpret graphs. Functional Reasoning: Requires the ability to apply principles of rational systems; to interpret instructions furnished in written, oral, diagrammatic, or schedule form; and to exercise independent judgment to adopt or modify methods and standards to meet variations in assigned objectives. Situational Reasoning: Requires the ability to exercise judgment, decisiveness and creativity in situations involving evaluation of information against measurable or verifiable criteria. ADA COMPLIANCE Physical Ability: Tasks require the ability to exert light physical effort in sedentary to light work, but which may involve some lifting, carrying, pushing and/or pulling of objects and materials of light weight (5-10 pounds). Tasks may involve extended periods of time at a keyboard or workstation. Sensory Requirements: Some tasks require the ability to perceive and discriminate sounds and visual cues or signals. Some tasks require the ability to communicate orally. Environmental Factors: Essential functions are regularly performed without exposure to adverse environmental conditions. MINIMUM QUALIFICATIONS: High school diploma or GED; with additional coursework in business, accounting or secretarial sciences; supplemented by two years of progressively responsible experience performing clerical work; or any equivalent combination of education, training, and experience which provides the requisite knowledge, skills, and abilities for this job. Fingerprinting required. SUPPLEMENTAL INFORMATION: BCC114 Non -Exempt https:Hagency. governmentj obs.comleollierldefaLilt.cfm?action=specbulletin&CIassSpeelD... 2/15/2018 DEBRAH FORESTER, AICD A motivated, self-starter with over 25 years experience in community planning, redevelopment, and economic development. An innovative, problem solver with the ability to build consensus. Strong work ethic, excellent communication skills, and ability to handle complex workload of multidimensional projects. Experienced with various ethnic and socio-economic populations. O Comprehensive Plan Development O Policy Analysis and Research O Grant Writing and Contract Management O Capital Project Implementation O Community and Non -Profit Capacity Building O Public Outreach and Marketing O Economic Development O Program Development Key Career Accomplishments ® Initiated the legislative process that established the Charlotte County Enterprise Zone and created the implementing arm to market the economic incentives. ® Spearheaded the Murdock Village Community Redevelopment Agency to advance the $135 million dollar redevelopment program. ® Authored a $2.5 million grant that achieved the national designation as USDA Rural Enterprise Community. ® Secured over $7 million in grants and local funds to design and construct the signature Harbor Walk Project in Charlotte Harbor Community Redevelopment Area. PROFESSIONAL EXPERIENCE COLLIER COUNTY BOARD OF COUNTY COMMISSIONERS NAPLES, FLORIDA CRA Director July 2017 to present • Program Manager of the Bayshore Gateway Triangle and Immokalee Community Redevelopment Areas under the Collier County Community Redevelopment Agency. • Assisted with Hurricane Irma short-term and long-term recovery efforts in Collier County. CHARLOTTE COUNTY BOARD OF COUNTY COMMISSIONERS — PORT CHARLOTTE, FLORIDA Redevelopment Manager 2004 to 2017 • Enterprise Zone Coordinator responsible for technical assistance and marketing economic incentives within the 16 mile Charlotte County Enterprise Zone. • Coordinated the entitlement process for an 850 acre redevelopment site owned by Charlotte County/Murdock Village Community Redevelopment Agency from land acquisition through selection of private selector developer. • Program Manager of the Charlotte Harbor and Parkside Community Redevelopment Agencies responsible for capital improvement projects, administrating micro -grant awards, board liaison, budget and plan implementation. • Launched a support organization for startup and existing small businesses to grow and expand. Initiated participation in Global Entrepreneurship Week/US and Emerging Second -Stage Economic Gardening Program. • Developed marketing strategy and retail recruitment campaign for three redevelopment areas. • Created an annual event, that in its 7th year attracts over 400 participants, to raise community awareness of the redevelopment area as a safe, sustainable community that will lead to private investment. • Assisted in the development of post -Hurricane Charley recovery planning and implementation. DEBRAH FORESTER, AICD THE FORESTER GROUP INC. — NAPLES, FLORIDA Page 2 President 2003-2004 ® Consultant for community, strategic, and redevelopment planning; policy analysis; comprehensive plan development; affordable housing strategies; and community outreach and facilitation. ® Provided expertise to non-profit organizations in the areas of capacity building, board management, grant writing, and development. THE BONITA BAY GROUP — BONITA SPRINGS, FLORIDA Senior Policy Planner 2001 — 2003 ® Directed company's efforts in Smart Growth Planning; researched and monitored innovative development and policy initiatives. • Coordinated special project studies on sustainability issues including environmental, social and fiscal impacts. ® Assisted in the company's efforts to develop workforce/affordable housing policies throughout the region; and monitored and provided input on regulatory changes at the state, regional and local levels. COLLIER COUNTY COMPREHENSIVE PLANNING SECTION — NAPLES, FLORIDA Chief Planner 1995-2001 ® Created the comprehensive master plan for Marco Island that that enabled them to incorporate and form a new city. e Developed and managed the Collier County Community Redevelopment Agency that included: agency creation, plan preparation and implementation for two redevelopment areas. ® Initiated the Main Street Designation for the Immokalee Community which was the first rural, unincorporated ever awarded. ® Prepared grant applications and received awards for the federal Enterprise Community, the Florida Urban Infill Implementation Grant and federal VISTA positions. • Coordinated community and interagency committees to build consensus and develop strategic policy plans. LEE COUNTY COMMUNITY REDEVELOPMENT AGENCY — FORT MYERS, FLORIDA Redevelopment Specialist III 1990-1995 * Project manager for three redevelopment areas that included writing, negotiating and monitoring contracts; project manager for $2 million in construction projects. ® Prepared operating budget, cash flow analysis and annual reports for 11 redevelopment areas. ® Facilitated development of community-based organizations resulting in capital improvements and additional finding. Participated in the policy development to improve the quality and affordability of housing in the area. INTERNATIONAL & DOMESTIC REFUGEE RESETTLEMENT INTERNATIONAL RESCUE COMMITTEE — BANGKOK, THAILAND Assistant Supervisor 1985-1988 ® Interviewed and prepared refugee cases at Refugee Processing Centers throughout Thailand for presentation to U.S. Immigration and Consular officers. e Prepared correspondence and reports to U.S. Congress, various governments, and international agencies. ® Supervised activities of the Immigrant Visa and Humanitarian Parole Office in Bangkok. DEBRAH FORESTER, AICP CATHOLIC CHARITIES OF LOUISVILLE—LOUISVILLE, KENTUCKY Page 3 Resource Developer 1982-1984 ® Developed a volunteer program including volunteer assignments, placement, and retention to assist in the resettlement of refugees in Louisville. ® Recruited churches through public outreach efforts to provide assistance to refugees resettling in Louisville. ® Organized a women's cooperative industry and prepared and received two grant awards to facilitate the initiative. U.S. CATHOLIC CONFERENCE ^- FORT WALTON BEACH, FLORIDA Regional Volunteer Coordinator 1981-1982 ® Conducted on-site evaluations of Refugee Resettlement Offices in nine southeastern states. ® Provided technical assistance on developing and expanding volunteer programs at local resettlement offices. ® Facilitated Training and educational workshops throughout the U.S. Southeast Region. INTERNATIONAL CATHOLIC MIGRATION COMMITTEE — BATAAN, PHILIPPINESS Cultural Orientation Instructor 1981 EDUCATION Master of Regional Planning Concentration in Economic Development UNIVERSITY OF NORTH CAROLINA, Chapel Hill Bachelor of Science MICHIGAN STATE UNIVERSITY, East Lansing Major, Environmental Education; teaching certification in math and science PROFESSIONAL DEVELOPMENT American Institute of Certified Planners (AICP) 1993 - present Economic Gardening Program Director Certificate National Center for Economic Gardening Certified Redevelopment Administrator Florida Redevelopment Association RECOGNITION & AFFILIATIONS American Planning Association, Florida Chapter Roland Eastwood Planner of the Year, Promised Lands Section 2012 Executive Committee Member, APA Florida 2002-2008 President, The Promised Land Section 2002-2004 • Executive Committee Member 1997-2005 Collier County Employee of the Year 1998 Southwest Florida Urban Land Institute (ULI) Executive Committee Member, 2002 - present International Council of Shopping Centers (ICSC) Member 2013 - present Volunteer in Service to America (VISTA) Paiute Colony — Lovelock, Nevada 1979-1980 Tami A. Scott 1130 Mulberry Court Marco Island Florida 34145 Collier County Community Redevelopment Agency Current Naples Florida, Florida Responsibilities: Senior Project Manager Coordinate and Supervise Construction projects within the Bayshore Overlay District. City of Marco Island April 2013 - 2017 Marco Island, Florida Responsibilities: Planning and Zoning Manager / Administrator Supervise a group of six including, environmental specialist, plan reviewers, zoning technician, planning technician. Help fosters a positive working relationship between City staff, Governmental agencies and the Community. Presents a positive image of the City of Marco Island, and maintain high standards of courtesy in dealing with the public and with other employees. Solve disputes and bypass conflicts, whenever possible, between and among developers, design professionals, private citizens, and other governmental agencies. Planning and zoning Staff liaison for the Planning Board maintain a close working relationship with the Board, assisting its chairperson in conducting meetings and hearings; making effective presentations and provide board with petitioner's material and information packages which are complete, digestible, and delivered on time. Attend and participates in planning board meetings, City council meetings, public workshops and seminars. Collier County Growth Management 2012 — 2013 Naples, Florida Responsibilities: Senior Planner Meet with property and business owners to discuss their planning needs and concerns. Conduct plan review of proposed site development and site improvement plans for compliance with the Collier County Land Development Code (LDC); Provide the public with information related to the status of projects; assist the public with any questions related to zoning and development regulations; answer questions from the public concerning population, demographics, and redevelopment issues. Icon Architecture 2006 - 2012 George Town, Cayman Islands Responsibilities: Principal Architect - Firm Manager -Project Manager Icon Architecture is a full service Architectural firm providing everything from Feasibility Studies, Schematic design, Construction Documents right through to Construction Administration. Grand Cayman is a small Island and as such our firm provided a wide variety of services for all types of projects and construction methods. Residential, Tenant Fit -out, Commercial and Industrial. I was both the Manager of Icon Architecture as well as a Senior Project Architect. As Senior Project Architect my duties included initial project scope meeting, pre paring project deliverables and fee outline, Coordinate subcontractor team, programming, code review, schematic design concepts, prepare presentation materials, schedule deliverable deadlines and coordinate construction documents / drawing package for procurement and permitting. The Design Studio 1998 - 2006 Wolfeboro, New Hampshire Responsibilities: Principal Architect - Firm Manager -Project Manager The Design Studio was a Residential Design firm providing Design and Project Management services for all types of projects. New construction, Additions, Boat houses, kitchen and Bath remodel. Our projects ranged in size from 300 square feet\ to 8,500 square foot residence and everything in between. Construction cost ranged for m $20,000 to $4,000,000 million. My responsibilities included initial client consultation, code review, Site analysis, Design Development, Construction Documents, Interior Design, Bidding and Negotiating, and Construction Administration and Project Management. Additional duties included the day to day responsibilities of owning a small business such as billing, invoicing, hiring staff, payroll, handling insurance issues, and house cleaning. I was involved with over 180 projects of all sizes, types and complexity with The Design Studio. I worked very hard for my clients. It was a wonderful experience to be a part of so many successful projects and had so many happy appreciative clients. Group 70 International 1989- 1992 Honolulu, Hawaii Responsibilities: Production -Construction Documents Group 70 is an award-winning multi -faceted firm providing planning, civil, architectural, and interior design services. I was involved in two projects: The Four Seasons Maneli Bay Hotel and Koele Lodge, both hotels are located on the Island of Lanai. My primary duties included construction document production. Once construction started on the hotels, I was put in charge of answering RFPs for Maneli Bay, an overwhelming task; however, great learning experience. Moore Homes Incorporated 1986 - 1989 Lexington, Massachusetts Responsibilities: Production -Construction Documents Moore Homes is a design build construction company dealing mainly in residential development. Land acquisitions, subdivide the parcels, install the infrastructure, construct the homes, and direct sales. Full service developers, one stop shop. Education Wentworth Institute of Technology Boston, Massachusetts 02134 Bachelors of Science in Architecture University of New Hampshire: Thomson School of applied Science, AutoCAD Certification Courses Boston Architectural Center: ARE Prep Courses Middlesex Community College: Bedford Massachusetts: Interior Design Courses Memberships and Certification RIBA: Royal Institute of British Arch itects20001344 AIA: American Institute of Architects: 30173698 AIBD: American Institute of Building Designers: 313417 licensed Contractor / Construction Supervisor: Ma 073685 Certified Professional Building Designer: 30103 Certified AutoCAD operator: 472143 1434 Everglades Blvd. S. Cell Phone 239-778-6585 Naples, FI 34117 E-mail: sh idevgarcia(cDcol li ergov. net Shirley M. Garcia Summary of 2005 Atlantic Bonding Co., Inc. qualifications Notary Public ■ I became a Notary in 2005 while working for Code Enforcement and my commission expires in 1/2022. Education 2009 Florida Gulf Coast University Ft. Myers, FI FI Association of Code Enforcement All certifications are current and valid FACE I & II 2015 Florida Department of Environmental Protection Ft. Myers, A Certified Stormwater Management Inspector 2015 Hodges University Naples, FI Bachelors in Legal Studies 2013 Hodges University Naples, FI Associates Degree Para Legal 1996-1997 Keiser University Fort Lauderdale, FL Travel & Hospitality Mgmt. ■ Graduated as a Travel Agent and was referred to a wholesale Yugoslavian Travel Agency based out of Fort Lauderdale, FI 1991 Broward Community College Pompano Beach, FI Business Marketing ■ Data Processing ■ Word Processing Professional 1/2016 -Current Bayshore Gateway CRA Naples, FI experience Operations Coordinator ■ Maintain all CRA owned properties and ensures compliance with all Codes and Ordinances. Review and processes a variety of internal and external report, forms, invoices, contracts, and related documents. Prepares related statistical summaries and narrative reports. Receives and responds to requests, inquiries and complaints from the public, other jurisdictions and other County divisions, departments and sections. Prepares and proofreads correspondence for format, accuracy and completeness. Coordinates activities with and provides information to outside contractors and service providers; attends bid conferences as required. Reviews & summarizes a variety of fiscal, statistical & administrative information; prepares related reports and memoranda. Develops and revises department forms and report formats, as well as report preparation procedures. Develops implements and maintains a variety of file systems. Performs a variety of admin duties for the dept. to include preparing and/or processing budget, purchasing, timekeeping and accounting documents. Coordinates the preparation of budget development documents; tracks expenditures and revenues; and prepares budget amendments. Records and deposits monies received by the department. Serves as a liason between assigned departments and support services departments, including IT, Human Resources, Risk Mgmt., and Purchasing. Enters data into department database, to include information from admin functions and from operational/program activities. Establishes and maintains automated and manual records and files. Provides assistance and information to internal and external callers and visitors regarding the department, its programs and services and the administrative support functions. Refers callers/visitors to appropriate staff as needed. Performs special projects as assigned, order office supplies, makes travel arrangements and reservations; and maintains calendars for mgmt staff and conference rooms. Operates a personal computer, telephone, copiers and other general office equipment as necessary to complete essential functions, to include the use of word processing, spreadsheet, database, or other system software. Assists Public with all community concerns addresses them in a timely manner and ensures the public health, safety and welfare is adhered to. I am the safety and department coordinator for FEMA reimbursement as well as maintain the inventory of all purchased assets in the agency. Minute taker for monthly meetings held for the E. Naples Task Force Team. Handles all accounts receivable and payables through the Clerk of Courts Finance division. Maintain CRA vehicle and updates driving log and ensure staff is in compliance with the Driver CMA's, process all the invoices for Bayshore MSTU, assist with projects for the MSTU, handle any insurance claims through risk, all insurance updates to risk mgmt., update all properties owned by the CRA to Risk and keep all assets inventory records and reports to Finance annually (property officer). Assists the public with Code issues, drainage, sidewalks and road problems, maintain all office equipment, rental properties and office maintenance for CRA staff. Assist with events for the Bayshore CRA, all other duties as assigned. 6/2010-1/2016 Collier County Code Enforcement Naples, FL Code Investigator In this position, I Research and enforce compliance with local, state, and federal building, zoning, signs, flood, property maintenance, and various general nuisance ordinances, codes, and regulations. Interprets code requirements for contractors, homeowners, engineers, architects, and attorneys. Assists with the development, drafting and revisions to County ordinances based on observations in the field. Performs pro -active patrols of assigned area within the county to detect violations; removes signs on right-of-way along roadways. Performs specialized tasks as assigned relating to management and enforcement of garbage collection contract ensuring haulers, containers, and services comply with all county codes and ordinances. Receives, investigates, and validates complaints of violations to the county's ordinances, codes, and regulations in relation to the most common violations regarding operational and tag requirements of all vehicles, parking and storage requirements of recreational vehicles, prohibition of weeds, litter and exotics, fence permits, prohibited uses of unimproved property, vertical construction requirements, canopy tents and/or shade permit requirements, and regulations pertaining to the number and type of animals in residential areas. Obtains witness and/or complainant statements. Checks cab drivers and limousine drivers to insure they meet minimum standards for licensure. Performs vehicle inspection checks to insure the safety of riders for those licensed under the Public Vehicle Ordinance. Plans, schedules and performs general or specialized field inspections of an environmental nature; on existing buildings, structures, grounds, signs, and/or construction sites; inspects Planned Unit Development for compliance; checks Temporary Use Permits for compliance as directed by the Planning Department. Performs on-site inspections pertaining to assigned specialty such as in home inspections, observing new signage and changes to existing signs, and/or various health and safety related nuisance issues. Reviews blueprints, plats, and various maps; ensures structures are constructed to plan or waste materials are disposed of properly. Obtains and preserves evidence of violations; determines property sizes; takes photographs, documents ordinance violations. Informs citizens and business owners of violations and explains problems; prepares issues and/or posts warnings, notices of violations and citations for code violations; issues citations and notices to appear to violators. Performs research to determine ownership, location and legal description of the property, zoning requirements, and other concerns; obtains property deeds; researches permits. Re -inspects properties to ensure infraction has been abated and properties are in compliance with all regulations. Prepares and reviews legal documents used in the prosecution of violators and attends hearing to provide testimony. Prepares legal documents to obtain inspection warrants. Negotiate and draft stipulated agreements for presentation in the appropriate legal forum. Acts as prosecutor for the County and presents code violation cases (or citations) before the Special Master or the Code Enforcement Board for adjudication. Reviews case files for prosecution; prepares for, attends, and testifies in Code Enforcement Board hearings, Office of Special Masters hearings, courtroom hearings and judicial proceedings. Serves as liaison between county departments (e.g. Parks and Recreation), contractors, citizens or business owners to correct violations. Responds to questions, complaints and requests for information/assistance from the general public, civic groups, business/property owners, court personnel, contractors, various agencies, employees, officials, supervisors, or other individuals regarding the most common violations. Develops proactive plans to address community issues to include sweeps for violations and community education programs. Establishes and maintains positive public relations; attends community meetings; informs and educates business owners and homeowners on code issues and regulations. Enters signs, property, and violation photographs and other information into a computer database; retrieves, reviews or organizes case information using computer database; verifies accuracy of data; makes corrections as appropriate. Documents all activity conducted in assigned position; reviews status of cases and follows up as necessary. Researches Site Improvement Plans, Site Development Plans, and Plan Unit Development documents; researches amending the Land Development Code; drafts changes as necessary. Prepares and/or receives a variety of forms, logs, requests, records, reports, correspondence, and other documents associated with daily responsibilities of this position; reviews, completes, processes, approves, forwards, maintains, and/or takes other action as appropriate; prepares and maintains files and records. Operates a personal computer, printer, calculator, copy and facsimile machines, telephone, radio, or other equipment as necessary to complete essential functions, to include the use of word processing, spreadsheet, database, or other system software. Operates a motor vehicle to perform work activities. Provides timely response to all correspondence. Trains and mentors new Code Enforcement Investigators; substitutes for co-workers during their temporary absence; provides guidance, training, and/or assistance to other department personnel. Oversees contracts for operational services; inspects residential and commercial garbage collection routes to ensure proper service. May investigate damages done to or by county vehicles while performing county services. Maintains current field and code manuals, policy and procedures, employee handbooks, various maps, addresses, and related material for reference and/or review. Attends staff meetings, seminars, and in-service training sessions as required to remain knowledgeable of departmental and county operations, to promote improved job performance. Stays current with changing inspection techniques, policies, procedures, codes, and laws. Performs other related duties as required. In the event of a declared state of emergency, employees in this classification may be called to work during days or hours other than those for which they are regularly scheduled. Customer Svc. Position- Prepares department records, reports and forms; prepares correspondence and letters; receives documents and/or retrieves information from drafts, summaries, databases or other source documents; and incorporates information into prepared materials; and proofreads for accuracy and completeness. Copies and distributes documents as appropriate. Prepares and processes administrative documents (i.e. payroll, accounts payable, invoices, etc.). Prepares and processes program/operational documents (permits, work orders, project records, etc.). Researches, assembles and compiles information needed to complete documents. Answers Department telephones; assists callers with questions regarding department programs, services or procedures; refers callers to other staff members as appropriate; and takes messages. Receives screens and assists visitors and/or customers; provides information; and/or directs visitors to appropriate staff member or department. Provides information regarding department programs; explains policies and procedures; receives applications, payments, requests and/or complaints; and researches and provides information from department databases or records as requested. Provides forms, applications, receipts or other documents to visitors/customers upon request. Assists customers with completing forms. Establishes updates and maintains information in automated information systems; enters operational, account, and/or program information into databases; retrieves data from databases; creates new spreadsheets/files; and purges old data. Researches information from databases as requested. Generates reports, logs and listings from databases. May include scanning paper documents into digital database. Prepares and maintains department files and records to include files of department correspondence, program records, legal documents, etc.; photocopies documents and distributes and/or files; and requests information from other departments as necessary to complete department records/files. Receives, dates and distributes incoming mail. Prepares outgoing mail. 4/2008-2/2010 Collier County CRA Naples, FL Operations Coordinator Maintain all CRA owned properties and ensures compliance with all Codes and Ordinances. Review and processes a variety of internal and external report, forms, invoices, contracts, and related documents. Prepares related statistical summaries and narrative reports. Receives and responds to requests, inquiries and complaints from the public, other jurisdictions and other County divisions, departments and sections. Prepares and proofreads correspondence for format, accuracy and completeness. Coordinates activities with and provides information to outside contractors and service providers; attends bid conferences as required. Reviews & summarizes a variety of fiscal, statistical & administrative information; prepares related reports and memoranda. Develops and revises department forms and report formats, as well as report preparation procedures. Develops implements and maintains a variety of file systems. Performs a variety of admin duties for the dept. to include preparing and/or processing budget, purchasing, timekeeping and accounting documents. Coordinates the preparation of budget development documents; tracks expenditures and revenues; and prepares budget amendments. Records and deposits monies received by the department. Serves as a liason between assigned departments and support services departments, including IT, Human Resources, Risk Mgmt., and Purchasing. Enters data into department database, to include information from admin functions and from operational/program activities. Establishes and maintains automated and manual records and files. Provides assistance and information to internal and external callers and visitors regarding the department, its programs and services and the administrative support functions. Refers callers/visitors to appropriate staff as needed. Performs special projects as assigned, order office supplies, makes travel arrangements and reservations; and maintains calendars for mgmt staff and conference rooms. Operates a personal computer, telephone, copiers and other general office equipment as necessary to complete essential functions, to include the use of word processing, spreadsheet, database, or other system software. Assists Public with all community concerns addresses them in a timely manner and ensures the public health, safety and welfare is adhered to. I am the safety and department coordinator for FEMA reimbursement as well as maintain the inventory of all purchased assets in the agency. Minute taker for monthly meetings held for the E. Naples Task Force Team. Handles all accounts receivable and payables through the Clerk of Courts Finance division. Maintain CRA vehicle and updates driving log and ensure staff is in compliance with the Driver CMA's, process all the invoices for Bayshore MSTU, assist with projects for the MSTU, handle any insurance claims through risk, all insurance updates to risk mgmt., update all properties owned by the CRA to Risk and keep all assets inventory records and reports to Finance annually (property officer). Assists the public with Code issues, drainage, sidewalks and road problems, maintain all office equipment, rental properties and office maintenance for CRA staff. Assist with events for the Bayshore CRA, 2005-2008 Collier County Code Enforcement Naples, FL Administrative Secretary Process all Parking, False Alarm(for Code Enforcement & Sheriffs), Public Utilities and Domestic Animals Citations, Park Rangers (if not paid made sure that it was sent to collections or Special Magistrate to impose liens), Process payments for all Citations and other Misc. required, sent mass mailing of reminder letters for unpaid citations, Liens, Liens searches, code violation search, payoffs for Title Companies, Release of Liens, Executive Summary for the Lien request as well as request for Release of Liens, assist other Departments as needed with any of the above, was the Secretary for the CEB, Special Masters, processed all the Hearing for both, had to ensure that the appropriate paperwork are within the guidelines of the Ordinance and processed according to the Ordinances of the County and State. Liaison between all the appropriate departments to ensure that all staff were notified of the scheduled hearings and dates and times (Sheriff Officers, Code Enforcement Investigators, Public Utilities Investigators and DAS Investigators & Park Rangers scheduled all the Hearings in the Board Room, Re -Scheduled as needed with new dates, different available rooms, made sure all the communications department was aware of new dates and times for televised availability, did all the notice of hearing mailings(certified), copied all Hearing packets, made sure all of the Hearing packets were sent to all the appropriate parties on the scheduled deadline, assisted with creating legal forms with the approval of the Legal Department, archiving, maintain the Special Assessments program (interest, etc.), Lot Mowing Invoicing, Rental Inspection Fee Invoicing, and Demolition Invoices as well as create and maintain a spreadsheet to follow up on payment status, send to Special Master through the Executive Summary process if not paid(lot mowing & Demo), to ensure that the property is liened in a timely manner, send to the Board of County Commissioners all Releases and Satisfactions with an Executive Summary, Scan into Novus and routing slip for appropriate approval, send to Collections if not paid for Rental Inspection Fees, maintain uniform orders and problems for the investigative staff, maintain all the equipment and truck inventory for the investigative staff, Order and maintain all office supply orders and maintain the neatness of the storage, maintain all office equipment for both the Immokalee extension office as well as the Horseshoe Dr. office, surplus any office machines that are no longer used or no other department wants, used Novus, SAP, CD Plus, Special Assessments program, Excel, Access. Assist with Vehicle for Hire program, Driver ID, Decaling vehicles, rental registration program, filing, and archiving and entering info for VFH and retrieval for this info from storage. Public Records Request is also assigned to me. Assist customers at front counter as well as the phone and all other miscellaneous duties assigned by the immediate and all other supervisors. Interpret Spanish to all investigative staff and front operations staff. 2003-2005 City of Fort Lauderdale Public Services Ft. Lauderdale, FL Clerk ■ Maintain Central file room for all of Public Services, filing, sorting and retrieval of all documents as needed. Back up the courier, order all control forms for all of Public Services Departments, Maintain the Large Water and Wastewater User Contracts and retrieve as necessary, records retention coordinator for all of the Public Services Division, copying, filing, faxing, ordering and maintaining all office supplies, maintain office machines and storages. Prepare and send to surplus for PBS Dept., order & organize all of the janitorial contractor duties and extra projects, prepare all informational packets for Water/Wastewater presentations by staff as well as environmental info. Maintain all office equipment. Assist with Answering Multi Line phone system. All misc. duties assigned by the immediate Supervisor. 2004-2005 Abbott Appliances Pompano Beach, FL Secretary (secondary employment Saturday -Sunday) ■ Process all Client information into Client Profiles Database, delete all duplicates prior to doing mass mailing for Holiday Promotions, answer multi lined phones, assist customers on the phone or in person, calendar and set up all appts. for Service Techs, maintain calendars for the techs, filing, faxing and maintain office equipment. 2002-2003 Waddell & Reed Financial Investments La Grange, IL Financial Advisors Asst. ■ Help Clients with financial information; fill out financial statements regarding mutual funds, 401 K, etc. Review new client info and enter in profiles, answer multi -line phone system, fax, copy file, check status of funds, reports, maintain and order all office supplies. 2001-2002 Robert Gluck, Esq. Plantation, FL Secretary/Receptionist New Client intake, update all client profiles in computer and paper files, typing insurance requests, QuickBooks for accounts payable, answering multi -lined phone, calendaring court dates and client appts. Filing, faxing, copying and all mail sorting and running through stamp machine. Some light bookkeeping. Maintain all office equipment and supplies; greet all clients and the public, requesting settlement offers for the Attorney. 2001-2001 Adult Probation South Pima County Tucson, AZ Receptionist ■ Answer multi lined phones, assist defendants on the phone or in person, assist the probation officers with their defendants giving breathalyzers, assisting other government agencies with information, filing and changing over files. Interpret for Spanish speakers to all staff. 2000-2001 Tretschok & McNamara Tucson, AZ File Clerk ■ Organize files for Hearings, schedule new client interviews, filing for a partner and an associate Attorney, Data Entry in client profiles, and alpha micro systems, Receptionist duties including multi -line phones, keeping client information current in the computer system as well as client files. In charge of files from the office of Hearing and Appeals, checking subpoenas in the files from the Industrial Commission of Arizona. Retrieving messages from the answering machine as well as distributing messages via email. 2000-2000 Garcia's Restaurant Tucson, AZ Waitress/Service Bar(secondary employment nights & weekends) ■ Customer Service, keeping organized tables and orders for food & drinks, cashier, expediting on the food line, working the service bar on weekends. 1998-1999 Broward County Courthouse 17th Judicial Circuit Court Fort Lauderdale, FL Docket Clerk /Felony Division ■ Scheduling Deft. Court dates for Judges, Calendaring, and preparing arraignments, calendar call dockets for the following days, weeks and months. Filing dept. motions and letters, filing other Governmental Agencies motions, assisting with other Judges dockets when the assigned Docket Clerk is out on leave or ill, finding files for Court Hearings and comparing info from the files against deft charges. Checking Broward Sheriffs computer system for deft. location and previous criminal histories. Assisting the Bail Bonds with the refunds of posted bail and assisting with warrants as necessary when Deft. does not appear for Court. Assist Judges Assistants with any necessary duties or assignments as determined by the Judges. 1997-1999 Mikado Japanese Restaurant Ft. Lauderdale, FI Waitress/Bartend(secondary employment nights & weekends) ■ Payroll, Customer Service, arrange menu concepts, keeping organized tables and orders for food & drinks, cashier, expediting on the food line assisting Sushi chefs as needed, Train new employees. Languages I speak Spanish fluently and a little Japanese. References Joe Mucha — Collier County Code Enforcement Annie Alvarez- Regional Mgr Collier County Parks & Recs Objective My objectives are to further my education. I am also interested in a career where I have an opportunity to learn and grow and enhance my abilities through training, seminars or the necessary means to be an attribute to the position, the Department, the County or Municipality, fellow employees and the public. Bayshore Gateway Triangle CRA.Bayshore Beautification MSTU Haldeman Creek MSTU STATE OF FLORIDA CERTIFICATE OF GOOD STANDING The Collier County Community Redevelopment Agency - Bayshore Gateway Triangle Community Redevelopment Area does not have, nor required to comply with a Certificate of Good Standing. It is a Special Taxing Unit of Collier County Government formed under State of Florida Statutes Chapter 163. The Collier County Board of County Commissioners is the ex -officio governing board of the Collier County Community Redevelopment Agency. 10 -B 40 "w Bayshore Gateway Triangle CRA .Bayshore Beautification MSTU Haldeman Creek MSTU TWO (2) YEAR AUDIT REPORTS The Collier County Community Redevelopment Agency - Bayshore Gateway Triangle Community Redevelopment Area is submitting the County CAFR under separate cover. The document is too large to attach to the application. It is a Special Taxing Unit of Collier County Government formed under State of Florida Statutes Chapter 163. The Collier County Board of County Commissioners is the ex -officio governing board of the Collier County Community Redevelopment Agency. ACKNOWLEDGEMENT LETTER All applicants shall incorporate this letter in the grant application on the organization's letterhead. This will be page 2 of the application packet following the checklist. February 20, 2018 Ms. Kimberley Grant, Director Collier County Community and Human Services 3339 E. Tamiami Trail, Suite 211 Naples, FL 34112 RE: Request for Funding under the FY2018-2019 Grant Application Cycle Dear Ms. Grant and members of the Ranking and Review Committee: I have read the Collier County Community and Human Services (CHS) application for FY2018-2019 HUD funding. On behalf of Bayshore/Gateway Triangle Community Redevelopment Agency (BGTCRA) as the duly authorized signatory for Bayshore/Gateway Community Redevelopment Agency (BGTCRA), I agree to and accept the terms, specific limitations, and conditions expressed therein. The information contained in this proposal or any part thereof, including exhibits, schedules and other documents, delivered to the County are true, accurate and complete. This application includes all information necessary to ensure the statements therein do not, in whole or in part, misrepresent or mislead the County as to any material facts. By signing below, the undersigned acknowledges that he/she has read and understands the Certifications attached hereto and, if awarded funds, as applicable, the Applicant will be able to comply fully with the provisions of those Certifications and will be able to comply with all additional applicable federal, state and local requirements, including procurement and financial management. Applicant also acknowledges that if a funding recommendation is made for less than the full amount applied for, additional documentation including a revised budget, scope of work and proposed accomplishments may be requested prior to final funding determinations. The County reserves the right to verify that the authorized signature above is authorized to bind the Applicant (on behalf of the Organization) and may require the applicant to submit documentation verifying such authority. Sincerely, Signature of Agency Representative Leo Ochs, County Manager Name and Title ATTESTATIONS AND CERTIFICATIONS FOR ALL APPLICATIONS AFFIDAVIT OF COMPLIANCE WITH FEDERAL, STATE, LOCAL REGULATIONS The undersigned certifies that the information in this application is true and correct. The undersigned further certifies that they are aware that if Collier County CHS finds that the applicant or undersigned has engaged in fraudulent actions or intentionally misrepresented facts on this application, this application will, be rejected and the applicant may be unable to participate in any program for three (3) fiscal years. In applying for CDBG/HOME/ESG funds, the applicant has read, understands and agrees to comply with all the provisions of all federal regulations issued thereto by the U.S. Department of Housing and Urban Development, state and local regulations and laws. 1. 24 CFR 570, as amended - The regulations governing the expenditure of Community Development Block Grant (CDBG) funds. 2. 24 CFR 58 -The regulations prescribing the Environmental Review procedure. 3. Section 104(b) and Section 109 of Title I of the Housing and Community Development Act of 1974 as amended 4. Title VI of the Civil Rights Act of 1964 as amended, Title VIII of the Civil Rights Act of 1968 as amended 5. 24 CFR 570.601 Subpart K - The regulations issued pursuant to Executive Order 11063 which prohibits discrimination and promotes equal opportunity in housing. 6. Executive Order 11246 ("Equal Employment Opportunity"), as amended by Executive Orders 11375 and 12086 - which establishes hiring goals for minorities and women on projects assisted with federal funds and as supplemented in Department of Labor regulations. 7. Title VII of the 1968 Civil Rights Act as amended by the Equal Employment Opportunity Act of 1972, 42 USC § 2000e, et. seq. The SUBRECIPIENT will, in all solicitations or advertisements for employees placed by or on behalf of the SUBRECIPIENT, state that it is an Equal Opportunity or Affirmative Action employer. 8. 24 CFR 135 — Regulations outlining requirements of Section 3 of the Housing and Urban Development Act of 1968, as amended. Compliance with the provisions of Section 3 of the HUD Act of 1968, as amended, and as implemented by the regulations set forth in 24 CFR 135, and all applicable rules and orders issued hereunder prior to the execution of this contract, shall be a condition of the Federal financial assistance provided under this contract and binding upon the COUNTY, the SUBRECIPIENT and any of the SUBRECIPIENT's Sub -recipients and subcontractors. Failure to fulfill these requirements shall subject the COUNTY, the SUBRECIPIENT and any of the SUBRECIPIENT's Sub -recipients and subcontractors, their successors and assigns, to those sanctions specified by the Agreement through which Federal assistance is provided. The SUBRECIPIENT certifies and agrees that no contractual or other disability exists that would prevent compliance with these requirements. The SUBRECIPIENT further agrees to comply with these "Section 3" requirements and to include the following language in all subcontracts executed under this Agreement: "The work to be performed under this Agreement is a project assisted under a program providing direct Federal financial assistance from HUD and is subject to the requirements of Section 3 of the Housing and Urban Development Act of 1968, as amended (12 U.S.C. 1701). Section 3 requires that to the greatest extent feasible opportunities for training and employment be given to low- and very low-income residents of the project area, and that contracts for work in connection with the project be awarded to business concerns that provide economic opportunities for low- and very low-income persons residing in the metropolitan area in which the project is located." The SUBRECIPIENT further agrees to ensure that opportunities for training and employment arising in connection with a housing rehabilitation (including reduction and abatement of lead-based paint hazards), housing construction, or other public construction project are given to low- and very low-income persons residing within the metropolitan area in which the CDBG-funded project is located; where feasible, priority should be given to low- and very low-income persons within the service area of the project or the neighborhood in which the project is located, and to low- and very low- income participants in other HUD programs; and award contracts for work undertaken in connection with a housing rehabilitation (including reduction and abatement of lead- based paint hazards), housing construction, or other public construction project to business concerns that provide economic opportunities for low- and very low-income persons residing within the metropolitan area in which the CDBG-funded project is located; where feasible, priority should be given to business concerns that provide economic opportunities to low- and very low-income residents within the service area or the neighborhood in which the project is located, and to low- and very low-income participants in other HUD programs. The SUBRECIPIENT certifies and agrees that no contractual or other legal incapacity exists that would prevent compliance with these requirements. 9. Age Discrimination Act of 1975, Executive Order 11063, and Executive Order 11246 as amended by Executive Orders 11375, 11478, 12107 and 12086. 10. Contract Work Hours and Safety Standards Act, 40 USC 327-332. 11. Section 504 of the Rehabilitation Act of 1973, 29 USC 776(b) (5), 24 CFR 570.614 Subpart K. 12. The Americans with Disabilities Act of 1990 13. Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, as amended. 14. 29 CFR Parts 3 and 5 - Regulations which prescribe the payment of prevailing wages and the use of apprentices and trainees on federally assisted projects as mandated by the Davis - Bacon Act. HUD Form 4010 must be included in all construction contracts funded by CDBG. (See 42 USC 276a and 24 CFR 135.11(c)). 15. Executive Order 11914 - Prohibits discrimination with respect to the handicapped in federally assisted projects. 16. Executive Order 11625 and U.S. Department of Housing and Urban Development Circular Letter 79-45 - which prescribes goal percentages for participation of minority businesses in Community Development Block Grant Contracts. 17. The SUBRECIPIENT agrees to comply with the non-discrimination in employment and contracting opportunities laws, regulations, and executive orders referenced in 24 CFR 570.607, as revised by Executive Order 13279. The applicable non-discrimination provisions in Section 109 of the HCDA are still applicable. 18. Public Law 100-430 - the Fair Housing Amendments Act of 1988. 19.24 CFR 84 - Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals and Other Non -Profit Organizations. 20. 24 CFR 85 - Administrative Requirements for Grants and Cooperative Agreements to State, Local, and Federally recognized Indian Tribal Governments shall be followed for sub recipients that are governmental entities. 21. Immigration Reform and Control Act of 1986 as located at 8 USC 1324, et seq. and regulations relating thereto. Failure by the SUBRECIPIENT to comply with the laws referenced herein shall constitute a breach of this agreement, and the County shall have the discretion to unilaterally terminate this agreement immediately. 22. Prohibition Of Gifts To County Employees - No organization or individual shall offer or give, either directly or indirectly, any favor, gift, loan, fee, service or other item of value to any County employee, as set forth in Chapter 112, Part III, Florida Statutes, Collier County Ethics Ordinance No. 2004-05, as amended, and County Administrative Procedure 5311. 23. Order of Precedence - In the event of any conflict between or among the terms of any of the Contract Documents, the terms of the Agreement shall take precedence over the terms of all other Contract Documents, except the terms of any Supplemental Conditions shall take precedence over the Agreement. To the extent any conflict in the terms of the Contract Documents cannot be resolved by application of the Supplemental Conditions, if any, or the Agreement, the conflict shall be resolved by imposing the more strict or costly obligation under the Contract Documents upon the Contractor at Owner's discretion. 24. Dispute Resolution - Prior to the initiation of any action or proceeding permitted by this Agreement to resolve disputes between the parties, the parties shall make a good faith effort to resolve any such disputes by negotiation. Any situations when negotiations, litigation and/or mediation shall be attended by representatives of SUBRECIPIENT with full decision-making authority and by COUNTY'S staff person who would make the presentation of any settlement reached during negotiations to COUNTY for approval. Failing resolution, and prior to the commencement of depositions in any litigation between the parties arising out of this Agreement, the parties shall attempt to resolve the dispute through Mediation before an agreed-upon Circuit Court Mediator certified by the State of Florida. Should either party fail to submit to mediation as required hereunder, the other party may obtain a court order requiring mediation under § 44.102, Florida Statutes. The litigation arising out of this Agreement shall be Collier County, Florida, if in state court and the US District Court, 20th Judicial Court of Florida, if in federal court. BY ENTERING INTO THIS AGREEMENT, COLLIER COUNTY AND THE SUBRECIPIENT EXPRESSLY WAIVE ANY RIGHTS EITHER PARTY MAY HAVE TO A TRIAL BY JURY OF ANY CIVIL LITIGATION RELATED TO, OR ARISING OUT OF, THIS AGREEMENT. 25. The SUBRECIPIENT agrees to comply with the following requirements: a. Clean Air Act, 41 USC 7401, et seq. b. Federal Water Pollution Control Act, 33 USC 1251, etseq., as amended. 26. In accordance with the requirements of the Flood Disaster Protection Act of 1973 (42 USC 4002 and 24 CFR 570.605 Subpart K), the SUBRECIPIENT shall assure that for activities located in an area identified by FEMA as having special flood hazards, flood insurance under the National Flood Insurance Program is obtained and maintained. If appropriate, a letter of map amendment (LOMA) may be obtained from FEMA, which would satisfy this requirement and/or reduce the cost of said flood insurance. 27. The SUBRECIPIENT agrees that any construction or rehabilitation of residential structures with assistance provided under this contract shall be subject to HUD Lead -Based Paint Poisoning Prevention Act found at 24 CFR 570.608, Subpart K. 28. The SUBRECIPIENT agrees to comply with the Historic Preservation requirements set forth in the National Historic Preservation Act of 1966, as amended (16 U.S.C. 470) and the procedures set forth in 36 CFR Part 800, Advisory Council on Historic Preservation Procedures for Protection of Historic Properties, insofar as they apply to the performance of this agreement. In general, this requires concurrence from the State Historic Preservation Officer for all rehabilitation and demolition of historic properties that are fifty years old or older or that are included on a federal, state or local historic property list. 29. The SUBRECIPIENT must certify that it will provide drug-free workplaces in accordance with the Drug -Free Workplace Act of 1988 (41 USC 701). 30. The SUBRECIPIENT agrees to comply with the following Payments to the Subrecipient are governed by the Federal grants management rules for cost allowability found at 2 CFR 200 Subpart E -Cost Principles. For the purposes of this section, Subrecipient is defined as a described in 2 CFR 200.93. Accordingly, payments will be made on a cost reimbursement basis. Each request for reimbursement shall identify the associated project and approved project task(s) listed under this Scope of Work. The Subrecipient may only incur direct costs that may be attributed specifically to the projects referenced above as defined in 2 CFR 200.413. The Subrecipient must provide adequate documentation for validating costs incurred. Payments to Subrecipient's contractors and vendors are conditioned upon compliance with the procurement requirements provided for in 2 CFR 200.318. Allowable costs incurred by the Subrecipients and Contractors shall be in compliance with 2 CFR Subpart E -Cost Principles. A Developer is not subject to 2 CFR Subpart E, however the County is Subject to 2 CFR Subpart E and may impose requirements upon the Developer in order for the County to remain compliant with its obligation to follow 2 CFR Subpart E. The Developer will use adequate internal controls, and maintain necessary source documentation for all costs incurred and adhere to any other accounting requirements included in this agreement. 31. Audits shall be conducted annually and shall be submitted to the COUNTY one hundred eighty (180) days after the end of the SUBRECIPIENT's fiscal year. The SUBRECIPIENT shall comply with the requirements and standards of 2 CFR Subpart E -Cost Principles. If an Agreement is closed out prior to the receipt of an audit report, the COUNTY reserves the right to recover any disallowed costs identified in an audit after such closeout. 32. Any real property acquired by the SUBRECIPIENT for the purpose of carrying on the projects stated herein, and approved by the COUNTY in accordance with the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970 and 49 CFR 24, shall be subject to the provisions of CDBG including, but not limited to, the provisions on use and disposition of property. Any real property within the SUBRECIPIENT control, which is acquired or improved in whole or part with CDBG funds in excess of $25,000, must adhere to the CDBG Regulations at 24 CFR 570.505. 33. As provided in § 287.133, Florida Statutes by entering into this Agreement or performing any work in furtherance hereof, the SUBRECIPIENT certifies that it, its affiliates, suppliers, subcontractors and consultants who will perform hereunder, have not been placed on the convicted vendor list maintained by the State of Florida Department of Management Services within the 36 months immediately preceding the date hereof. This notice is required by § 287.133 (3) (a), Florida Statutes. 34. No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form -LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions. The undersigned shall require that the language of this certification be included in the award documents for all sub -awards at all tiers (including subcontracts, sub -grants, contracts under grants, loans, and cooperative agreements) and that all SUBRECIPIENTS shall certify and disclose accordingly. 35. Travel reimbursement will be based on the U.S. General Services Administration (GSA) per diem rates in effect at the time of travel. 36. Any rule or regulation determined to be applicable by HUD. 37. Florida Statutes 713.20, Part 1, Construction Liens 38. Florida Statutes 119.021 Records Retention Organization Name: Bayshore/Gateway Triangle Community Development Agency Name/Signature: Leo Ochs (Please Print) (Signature) Title: County Manager Date: CERTIFICATION FOR THE SUBRECIPIENT OR DEVELOPER OR VENDOR ENTITY CERTIFICATION FOR THE GRANTEE ENTITY Only one required per entity signed by an authorized representative REGARDING DEBARMENT or SUSPENSION, REAL OR APPARENT CONFLICT OF INTEREST, FALSIFICATION OF DOCUMENTS, SUBSTANTIAL NON-COMPLIANCE OR NON-PERFORMANCE UNDER A GRANT, INELIGIBILITY, VOLUNTARY EXCLUSION ON AGREEMENTS/SUB-AGREEMENTS This certification is required by the regulation implementing Executive Order 12549, Debarment and Suspension, signed February 18, 1986. The guidelines were published in the May 29, 1987 Federal Register (52 Fed. Reg., pages 20360-20369). The Board of County Commissioners further adopted a Resolution (2013-228) effective October 8, 2013 to establish application screening criteria for Collier County administered federal and state grants. The resolution specifies this list of interested parties refers to the following representatives of the grantee organization under any form of arrangement or agreement: Each Board of Directors member Officers of the Board Executive Director All employees and supervisors that will work on the grant Definitions: [Note: The Definitions (1) will be tailored for the applicable grant program] (1) The terms "debarred," "suspended," "ineligible," "person," "principal," and "voluntarily excluded," as used in this certification, have the meanings set out in the Definitions and Coverage sections of rules implementing Executive Order 12549 and 45 CFR (Code of Federal Regulations), Part 76. Contact Collier Community and Human Services or go to www.HUD.gov website for assistance in obtaining a copy of those regulations. (2) The term substantial non-compliance or non-conformance as used in this certification includes: • Return of awarded grant funds on more than one occasion in the last three years • Non-compliance with a monitoring corrective action plan • Other substantial non-compliance or non-conformance of a grant • The organization applying for grant funding is hereby certifying and will follow the below listed: 1. Each grantee of federal or state financial and non-financial assistance must sign this debarment certification at time of application. Independent auditors who audit federal or state programs regardless of the dollar amount are required to sign this certification form to include certification of debarment. Collier County Community and Human Services or its agreement grantee/contractors will not contract with subcontractors if they are debarred or suspended by the federal government. Collier County Community and Human Services may rely upon a certification by a nonprofit organization that it is not debarred, suspended, ineligible, or voluntarily excluded from contracting or subcontracting unless the department knows that the certification is erroneous. This certification is a material representation of fact upon which reliance is placed when this application is submitted. If it is later determined that the signed knowingly rendered an erroneous certification, the Federal Government (via Section 1001 of Title 18 USC for making false statements) and Collier County may pursue available remedies, including suspension, debarment, grant award retraction, and/or suspension from applying for awards for three years under Resolution 2013-228. Name of Organization: Bayshore/Gateway Triangle CRA Signature of Authorized Individual Date Leo Ochs, County Manager Narne and Title of Authorized Individual (Print or type) Had substantial non-compliance or non-conformance with performance under a grant with Collier County or any other entity The undersigned shall provide immediate written notice to the grantee at any time the undersigned learns that its certification was erroneous when submitted or has become erroneous by reason of changed circumstances. Collier County Community and Human Services will rely on the certification of this document as true and reliable. However, the County reserves the right to request additional documentation prior to making a final determination. This certification is a material representation of fact upon which reliance is placed when this application is submitted. If it is later determined that the signed knowingly rendered an erroneous certification, the Federal Government (via Section 1001 of Title 18 USC for making false statements) and Collier County may pursue available remedies, including suspension, debarment, grant award retraction, and/or suspension from applying for awards for three years under Resolution 2013-228. Bayshore/Gateway Triangle CRA Name of Organization County Manager Role of undersigned (Director, Executive Director, Employee [specify role], Supervisor [specify role] Signature Leo Ochs Print or type name of signatory Date: CERTIFICATION OF CDBG/HOME/ESG FUNDED CONSTRUCTION/REHABILITATION PROJECTS If the applicant anticipates using CDBG/HOME/ESG for construction or rehabilitation, the following federal and county requirements must be acknowledged: 1. All construction or rehabilitation plans and permits must be approved and in place prior to funding. Copies of all permits must be attached to application. 2. The County shall not be obligated to pay any funds to the project prior to the completion of an environmental review of the project and said review is approved by any government agencies as may be required by law. 3. The Applicant will assure all wages paid to construction workers by its or its subcontractors are in compliance with federal, state and local labor requirements. The Applicant agrees to include in the construction bid specifications in connection with this agreement the applicable Federal Wage Determination assigned to this project by HUD. The applicant must also inform the contractor/subcontractors that they will be required to submit documents after a county conducted pre -construction conference and prior to construction. Weekly Davis Bacon reports must be submitted thereafter as required by the federal government. 4. The Applicant agrees to comply with and to assure that its subcontractors comply with the 2 CFR 200 for programs funded in whole or in part of CDBG/HOME funds. 5. Pursuant to Section 109 of the Act, the Applicant specifically agrees that no person shall be denied the benefits of the program on the grounds of race, color, sex, religion or national origin. 6. The Applicant agrees, on its own behalf and on behalf of its contractors and subcontractors, to take affirmative action in attempting to employ low income and minority persons, as mandated by law (Section 3). 7. As required by 2 CFR 200 and by Florida Statutes Section 287.055, professional services must be competitively selected. The competitive selection process must include a public advertisement, issuance of a request for application and a competitive review based on uniform criteria. Selection criteria must consider the basic qualifications, professional competence, experience and suitability of each firm. Fees for professional services must be requested as a fixed sum and not stated as a percentage of construction costs. 8. All documents, bid specifications, notices and construction drawings must be submitted for review and approval to Collier County Community and Human Services (CHS) prior to public advertisement. 9. Any applicable bidding process for construction contracts, based on Collier County's Purchasing Thresholds, must include a formal advertisement, published in the Naples Daily News and the Immokalee Bulletin (where applicable). The announcement must include the following: a.Date, time and place that bid documents are available and the same information for any pre-bid conferences and receipt of bids. b. Requirement of bid surety in the amount of ten percent (10%) of the bid and a performance and payment bond equal to 100% of the award. c.Standard statement regarding the "in whole or in part" federal funding of the project and the various applicable federal regulations. 10. The County reserves the right to be present at the time of bid openings. 11. The Applicant agrees to submit to the County all documentation of the steps followed in the selection of professional services and construction contracts. 12. The Applicant agrees to specify a time of construction and include a liquidated damage clause in all construction contracts. Cost plus a percentage of cost and percentage of construction cost contracts will not be permitted. 13. The Applicant agrees that it will not start construction until an official "Notice to Proceed" has been issued. 14. Pursuant to 570.608 of the CDBG Regulations and the new provisions in the Economic and Community Development Act of 1974 as amended, the Applicant agrees to comply with the inspection, notification, testing and abatement procedures concerning lead- based paint. I, hereby acknowledge that I have read the specific requirements contained in this Certification and that eligibility of my organization's project depends upon compliance with the requirements contained in this document. Name of Organization: Bayshore/Gateway Triangle CRA Name/Signature: Leo Ochs (Please Print) (Signature) Title: County Manager Date: i= - Collier County Administrative Services Department Procurement Services Division 3327 Tamiami Trail East Naples, Ft 34112 Tel: (239) 252-8407 .-0 SECTION Section Page # 1. TITLE AND CITATION 3 2. PURPOSE 3 3. APPLICABILITY AND APPROVED THRESHOLDS 4 4. DEFINITIONS 5 5. ESTABLISHMENT OF PROCUREMENT SERVICES DIVISION AND PROCUREMENT SERVICES DIRECTOR 7 6. DUTIES OF THE PROCUREMENT SERVICES DIVISION 8 7. ETHICAL STANDARDS 9 8. EXEMPTION FROM THE COMPETITIVE PROCESS 11 9. SMALL PURCHASES (Purchases $3,000 or less) 13 10. INFORMAL COMPETITION (Request for Quote - RFQ) 14 11a. PROCUREMENT METHODS (Purchases in Excess of $50,000) 15 Invitation to Bid (ITB) 15 Request for Proposals (RFP) 15 Request for Professional Services (RPS) 16 Invitation to Negotiate (ITN) 19 Invitation for Qualifications (IFQ) 19 Reverse Auctions 20 11b. OTHER PROCUREMENT METHODS 20 Cooperative Purchasing 20 Request for Information (RFI) 21 Emergency Procurements 21 Single and Sole Source Procurements 22 12. RESERVED RIGHTS 23 13. UNSOLICITED PROPOSALS 24 14. SMALL AND DISADVANTAGED MINORITY AND WOMEN BUSINESS ENTERPRISES 24 15. PROCEDURE TO PROVIDE PREFERENCE TO LOCAL BUSINESS 26 16. PAYMENT OF INVOICES 29 17. ADVANCE PAYMENTS FOR GOODS AND SERVICES 31 18. STANDARDIZATION, COOPERATIVE PURCHASING AGREEMENTS AND GOVERNMENTAL CONTRACTS 32 19. CONTRACT ADMINISTRATION 32 20. PERFORMANCE AND PAYMENT BONDS 37 21. UNAUTHORIZED PURCHASES 37 22. PROHIBITION AGAINST SUBDIVISION 38 23. PROTESTS 38 24. CONTRACT CLAIMS 42 25. INSPECTION AND TESTING 42 26. PURCHASING CARD PROGRAM 42 27. CONFLICT OF INTEREST 43 28. DEBAREMENT AND SUSPENSION 44 29. WAIVER OF ORDINANCE 50 30. CONFLICT AND SEVERABILITY 50 2 Procurement Manual Approved: 3/24/2017 1. TITLE AND CITATION This Manual shall be known and may be cited as the "Collier County Procurement Manual" or "Procurement Manual." 1.A. AUTHORITY Approval of this Manual by the County Manager pursuant to "SECTION SIX" of the Collier County Procurement Ordinance: Approved: (JL Leo chs, County M ager Effective Date: Modifications to this Manual shall be effective when the revised document is approved in writing by the County Manager and a new effective date is assigned. Standard Operating Procedures (SDP's), forms and ancillary documents for procurement process shall be effective with the approval of the Procurement Services Division Director. 2. PURPOSE The purpose for this manual is to provide the steps necessary to execute procurement actions in compliance with the Procurement Ordinance. These steps are designed to not only ensure compliance with the adopted Ordinance, but also maximize the purchasing value of public funds, maintain the integrity of the procurement process, and ensure that both the process and end result are auditable. This manual applies to the procurement of all goods and services irrespective of the source of the funds. Nothing within this manual will prevent the County from complying with the terms and conditions of any grant, gift or bequest that is otherwise consistent with law. The Procurement Services Division provides centralized procurement support and services to county departments and other offices, including appointed and elected officials who elect to utilize the Procurement Services Division under the Board of County Commissioners of Collier County. 3 Procurement Manual Approved: 3/24/2017 The reader is reminded to consider all of the information in this Manual, as well as Standard Operating Procedures and forms, when undertaking procurement activities 3. APPLICABILITY AND APPROVED THRESHOLDS This Procurement Manual applies to the procurement of goods and services by the County after the effective date, as indicated by the date of the County Managers signature. This manual shall apply to all expenditures of public funds by the Board of County Commissioners for public purchasing, irrespective of the source of the funds. Nothing contained herein shall be construed as requiring Collier County's Constitutional Officers (Clerk of the Circuit Court, Property Appraiser, Sheriff, Supervisor of Elections, and Tax Collector), Court Administration, State Attorney, Public Defender or the Collier Metropolitan Planning Organization to be covered by the provisions of this Procurement Ordinance. However, the services of the Collier County Procurement Services Division and Procurement Services Director may be made available for consultation. When the Procurement Services Division is providing services to a Constitutional Officer, the Constitutional Officer may issue a letter to the Procurement Services Division Director electing to not follow the Procurement Manual and/or Procurement Ordinance. The Board of County Commissioners shall execute formal contracts in excess of $50,000 having a binding effect upon the County, to include revenue generating contracts, and has then delegated to the County Manager or designees, the authority to approve contracts or agreements and amendments, extensions, and renewals of such contracts or agreements, including change orders, work orders and other ancillary documents, providing the total amount of County expenditure for any such contract or agreement does not exceed $50,000 unless otherwise specified by action of the Board of County Commissioners. The $50,000 limitation set forth above shall be determined by the following: a. the per fiscal year dollar total expenditure for term contracts, b. the per fiscal year dollar expenditure for fixed -fee agreements, c. the per fiscal year dollar expenditure for lease agreements, d. the total dollar expenditure included in the contract for lump -sum or specific project agreements. Following formal action taken by the Board of County Commissioners on purchases greater than the formal competitive threshold, the Board delegates to the County Manager or designee the authority to 4 Procurement Manual Approved: 3/24/2017 carry out the administrative and ministerial actions necessary to effectuate the Board's action, including but not limited to the subsequent issuance of Work or Purchase Orders. By signing this manual, the County Manager delegates to the Procurement Services Division Director the authority to act on his behalf in all procurement activities as they relate to this manual. The authority to solicit for and enter into contracts provided here in requires strict compliance with the standards and procedures established in this Manual, CMAs, and the Collier County Procurement Ordinance, as well as any applicable provisions of State or federal law. The requesting department/division shall be responsible for the development of all plans and specifications sufficiently detailed to provide a basis for full and fair competitive solicitation. The Procurement Services Division will provide support and input during this process. Requesting constitutional officers or appointed officials may opt out of following the provisions of the Procurement Ordinance by notifying the Procurement Services Division Director in writing. The Procurement Services Division may require the requesting department to provide a market analysis prior to issuing a solicitation. The availability of funds for the current fiscal year shall be confirmed prior to any transaction or execution of any contract. 4. DEFINITIONS Agency shall mean all departments, divisions, units and offices under the Board of County Commissioners, including the Collier County Redevelopment Agencies, the Collier County Airport Authority, Collier County Water Sewer District and all departments under the auspices of the County Manager. Also included are those elected or appointed officials that agree to utilize procurement services provided by the Collier County Board of County Commissioners. Change Order shall mean a written order by a project manager, approved by the Procurement Services Director or Designee and the Board of County Commissioners, directing the contractor to change a contract's amount, requirements, or time. All changes must be within the original scope of the contract and in accordance with the Board approved contract's changes clause or, if no such clause is set forth within the agreement, in accordance with this Procurement Ordinance. 5 Procurement Manual Approved: 3/24/2017 Consultant/Contractor/Supplier/Vendor shall mean a provider of goods or services to the County agency. These terms may be used interchangeably. Continuing Contract shall mean a contract for professional services as defined under Florida Statute 287.055 County Manager shall mean the County Manager or County Administrator of Collier County, or designee, as defined in the County Administration Law of 1974, F.S. ch. 125, pt. III. Term Contract A type of contract in which a source of supply is established for a specific period of time for specified services or supplies; usually characterized by an estimated or definite minimum quantity, with the possibility of additional requirements beyond the minimum, all at a predetermined unit price. Fixed -Fee Agreement is a contract providing for a firm price, or a price that may be adjusted only in accordance with contract clauses providing for revisions of the contract price under stated circumstances. Lease Agreement is a contract outlining the terms in which one party agrees to rent property owned by another party, which may include real estate or personal property for a specified amount of time. Lump Sum or Specific Project Agreement is a contract where a firm fixed total price is offered by the vendor for the completion of a project; typically this is done through a competitive process and where the final invoicing will require no cost breakdown. Responsive Bidder/Proposer shall mean a vendor who has submitted a bid or proposal that fully conforms in all material respects to the solicitation and all of its requirements, including form and substance. Responsible Bidder/Proposer shall mean a vendor who has the financial and technical capacity to perform the requirements of the solicitation and subsequent contract. Minority business enterprise or any other designation assigned by the Office of Supplier Diversity shall mean a firm or individual whom satisfies the registration requirements of that agency and/or satisfies the requirements outlined in Florida Statute Chapter 287.0943(2)(e), Chapter 295.187, Chapter 60A- 9, Florida Administrative Code. Purchase Order shall mean a form of contract which encumbers appropriated funds and which is directed to a single vendor to furnish or deliver commodities or services to the County. Purchasing Card shall mean a credit card officially assigned to specific employees under the purview of the Board of County Commissioners for the purpose of transacting small and/or strategic purchases. Single source refers to a procurement directed to one source because of standardization, warranty, or other factors, even though other competitive sources may be available. 6 Procurement Manual Approved: 3/24/2017 Sole source refers to a procurement where the selection of one particular supplier to the exclusion of all others may be based on a lack of competition, proprietary technology, copyright, warranty or a supplier's unique capability. Work Order/Work Assignment is a contract instrument issued under the terms and conditions of an approved continuing or fixed fee agreement, which authorizes a contractor or consultant to perform a specific task within the broader scope of the master agreement. Nothing in the work order shall conflict with the terms and conditions of the fixed fee contract, and all work done must fall within the scope and term of the underlying agreement. 5. ESTABLISHMENT OF PROCUREMENT SERVICES DIVISION AND PROCUREMENT SERVICES DIRECTOR The Board of County Commissioners, through the adoption of the Procurement Ordinance has established the Collier County Procurement Services Division, which shall be a distinct administrative division under the direction of the County Manager, 1) The Procurement Services Director of the Procurement Services Division shall have the authority to negotiate all purchases for all Agencies except as required by State, Federal or Local Law. In keeping with F.S. ch. 125, the Procurement Ordinance grants to the Procurement Services Director only those powers and duties which are administrative and ministerial in nature and does not delegate any governmental power imbued in the Board of County Commissioners as the governing body of the County pursuant to Fla. Const. Art. VIII, § 1(e). The Procurement Services Director may delegate to one or more Procurement Services Division employees any and all aspects of the authority vested in the Procurement Services Director by the County Manager Except as otherwise specified by law, this manual shall apply to every procurement under the authority of the Collier County Board of County Commissioners and to elected or appointed officials (Clerk of the Circuit Court, County Attorney, Property Appraiser, Sheriff, Supervisor of Elections, Tax Collector, Court Administration, State Attorney, Public Defender or Collier Metropolitan Planning Organization M.P.O.) who choose to utilize procurement services provided by the Collier County Board of County Commissioners. 2) Notwithstanding any other provision of the Procurement Manual, the Procurement Services Director, is authorized to issue purchase orders at the written request of elected or appointed officials. 7 Procurement Manual Approved: 3/24/2017 3) Nothing in this manual shall limit the Collier County Board of County Commissioners' right to waive any provisions contained within the Procurement Ordinance when the Collier County Board of County Commissioners shall deem it in the best interest of the County. 6. DUTIES OF THE PROCUREMENT SERVICES DIVISION Within the constructs of this Manual, the Procurement Services Division shall be responsible for: A. Seeking Maximum Value: Acting to procure for the County the highest quality commodities and contractual services at least expense to the County. B. Encouraging competition: Endeavoring to obtain as full and open competition as possible on all purchases, services and sales. C. Procurement Analysis: Keeping informed of current developments in the field of purchasing, prices, market conditions and new products, and securing for the County the benefits of research conducted in the field of purchasing by other governmental jurisdictions, national technical societies, trade associations having national recognition, and by private business and organizations. D. Procurement Manual: Preparing and recommending for adoption by the County Manager a Procurement Manual for the implementation of the Procurement Ordinance. The Procurement Manual shall be maintained and published on-line for the benefit of the public. E. Division Systems, Procedures and Standards: The adoption of systems, procedures, forms, standards, reporting and evaluation tools related to: (i) the effective development, negotiation and administration of County contracts, and (ii) the evaluation of performance of contractors, suppliers and vendors doing business with Collier County. F. Non -Contract Purchases: Reviewing non -contract purchases under $50,000.00, as defined in Section 3, to determine if an aggregated contract approach may provide value and offer pricing advantages to the County. G. Tax Exemption: Procuring items for the County to exercise its tax exemption status when eligible. H. Inquiry and Control: Full authority to: a. Question the quality, quantity, and kinds of items requisitioned in order that the best interests of the County are served; b. Ensure the proper and orderly acquisition of services to the various operating divisions; C. Ensure purchases are consistent with the Procurement Ordinance; d. Determine if specific purchases should be approved by the Board prior to the purchase; s Procurement Manual Approved: 3/24/2017 e. Determine work assignment rotation schemes when multiple contracts are awarded for the same service; Question the effectiveness of contract administration being performed by the Divisions and provide training and counseling on proper contract administration methods; g. Consolidate purchases of like or common commodities or services and entering into term contracts to obtain maximum cost savings while preserving department specifications and needs; h. The authority to review and approve or disapprove the composition of each evaluation committee and; i. Verify funding sources, and acquire an account number, for each purchase prior to advertising a solicitation. Records of procurement activity shall be maintained in compliance with the Chapter 119, Florida Statutes, "the Florida Public Records Act." Administer the County Purchasing Card Program. K. Administer the County property disposal process through auction sales, and others means, and report that activity along with any proceeds to both the County Manager and the Board. Administering the County internal mail function, including processing, sorting, delivering and postage metering. M. Advise the County Manager of misuse, inappropriate use, or purchasing activities that are inconsistent with the purpose and intent of the Procurement Ordinance, Manual or applicable local, state or federal law. 7. ETHICAL STANDARDS A. Every employee and elected or appointed official of Collier County has the responsibility to maintain the confidence of the citizens of Collier County by conducting the procurement process in an ethical, fair and transparent manner. Collier County employees shall act in good faith to discharge their duties and avoid either the intent or appearance of unethical practices in procurement relationships, actions and communications. B. Any attempt by Collier County employees, or elected or appointed officials of Collier County to realize personal gain from the procurement process is a breach of public trust. All County employees shall govern themselves in accordance with the Standards of Conduct as set forth in applicable Collier County Government Regulations, to include the Collier County 9 Procurement Manual Approved: 3/24/2017 Ethics Ordinance No. 2003-53 as amended, County Manager Administrative Procedures (CMA) Code of Ethics, and F.S. ch. 112. C. Collier County requires each vendor who seeks to do business with Collier County to comply with the following ethical standards: 1) No vendor shall discuss or consult with other vendors intending to compete for the same or similar contract for the purpose of bid rigging, collusion or other activities that are illegal, unethical or limiting competition. 2) No vendor shall submit false information or intentionally submit misleading information to Collier County. 3) After the issuance of any solicitation, no current or prospective vendor or any person acting on their behalf, shall contact, communicate with or discuss any matter relating to the solicitation with any Collier County employee or elected or appointed official, other than the Procurement Services Director or his/her designees. This prohibition ends upon execution of the final contract or upon cancellation of the solicitation. Any current or prospective vendor that lobbies any Collier County employee or elected or appointed official while a solicitation is open or being recommended for award (i) may be deemed ineligible for award of that solicitation by the Procurement Services Director, and (ii) will be subject to Suspension and Debarment outlined in Section 28. D. Failure to comply with this Section shall be deemed a violation of ethical standards and may subject the violator to administrative actions and to civil, and/or criminal penalties for ethical violations as described below: 1) Employees who violate the ethics standards described in this section shall be subject to administrative disciplinary action, following Collier County Government Human Resources procedures and guidelines, up to and including dismissal from Collier County Government employment. 2) Vendors who violate the ethics standards described in this Section shall be subject to Suspension and Debarment as provided in Section 28 of this manual. 10 Procurement Manual Approved: 3/24/2017 E. Vendors doing business with Collier County shall comply with the provisions of Section 287.133, Florida Statutes ("Public Entity Crimes Act") 8. EXEMPTION! FROM THE COMPETITIVE PROCESS: The following procurement categories may be eligible for exemption from the competitive process based upon the determination of the County Manager or Designee that approval of such an exemption is in the best interest of the County. 1) Purchases from another government agency or from a nonprofit organization authorized to do business in the State of Florida. 2) Dues and memberships in trade or professional organizations; registration fees for trade or career fairs; fees and costs of job-related seminars and training. 3) Subscriptions, periodicals, newspapers, books, electronic information, media, maps, pamphlets and similar material in printed or electronic form. 4) Advertisements. 5) Utility Services: water, sewer, electrical, gas, or other regulated utility, communications and data transmission services subject to government rate control. 6) Educational or academic programs; educational or recreational field trip instructors, trainers, facilitators, professional advisors and speakers. 7) Legal services including retaining services of law firms or other outside counsel for any reason, expert witnesses, court reporter services, appraisal services, trial consultants or similar persons or firms deemed by the Collier County Attorney as necessary to address the legal needs of Collier County, together with document management and production, legal research, and information technology products and services. 8) Goods or services purchased from grants, gifts, bequests or donations to the extent that the application of this Manual would conflict with the requirements, conditions, or limitations attached to the grant, gift, bequest, or donation. 11 Procurement Manual Approved: 3/24/2017 9) Products or services necessary to maintain existing warranties and licenses or to maintain compatibility with existing Collier County systems. 10) Repairs based upon shop estimates for equipment that has been disassembled. 11) Personnel services; recruitment services. 12) Works of Art for Public Display 13) Direct purchase orders issued when it is in the best interest of Collier County. Collier County may make direct purchases of goods and services when the County can procure these items at a lower cost and/or realize a tax or delivery savings. 14) Financial Instruments: professional services required for the issuance of Collier County debt, debt service and Collier County investments related thereto, including the selection of investment bankers for Collier County's Underwriting Pool and the selection of Collier County's Financial Advisor. 15) Entertainment services for County -sponsored events. 16) Services for management studies, executive analysis and related matters as directed by the County Manager. 17) Where specified by general law, ordinance or Collier County Board of County Commissioner's policies, any purchase governed by explicit provisions of general law or other Collier County ordinance or Collier County Board of County Commissioner's policies (resolution) unless the solicitation indicates the applicability of this Manual, and this Manual shall apply only to the extent set out in the solicitation. The operating division seeking an Exemption shall, complete an Exemption from Competition Request Form and Business Case along with required supporting documentation, as indicated on the form, and specifying the estimated or actual anticipated expenditure, and forward to the Procurement Services Division for review. Once reviewed and approved by the Procurement Services Director, the 12 Procurement Manual Approved: 3/24/2017 operating division, depending on expenditure level, may be required to prepare an Executive Summary and request Board approval at the next available agenda. Exemptions over the approval authority given to the County Manager require Board approval. The Exemption Request Form and the Business Case Form are available on the Procurement Services Division website. Approved Exemptions are valid for a period of twelve (12) months, unless otherwise determined by the Procurement Services Division Director or the Board. Exempt purchases in excess of $100,000 require a contract in addition to a Purchase Order. In the judgment of the Procurement Services Division Director, contracts may be required for Exempt purchases less than $100,000. In all cases the requesting Division shall strive to obtain best value from a vendor when obtaining goods and services under an Exemption. Should the Procurement Services Director determine that the request is not eligible for exemption and/or that it would be in the best interest of the County to conduct a competitive process, the requesting Division will be required to work with Procurement staff on an appropriate procurement method. 9. SMALL PURCHASES (Purchases $3,000 or less). A purchase shall not be artificially divided or split so as to qualify under this or any other section of this Procurement Manual. All small purchase quotes will be obtained by Operating Division staff without competition by a Single Quote, with documentation, and generally be processed using a regular purchase order, or a purchasing card in accordance with the Purchasing Card Policy Manual. Operating Division staff should make all reasonable efforts to purchase goods and services under Board approved contracts. In the event a contract is not available or able to be utilized, staff will procure the highest quality items or services at the least expense to the County. Operating divisions will seek the best value for the purchase and attempt to combine like purchases for cost centers under the division's control, and will ensure that the purchase supports the mission of the division. 13 Procurement Manual Approved: 3/24/2017 The Procurement Services Division Director may, for strategic purchasing reasons, direct all purchases of a specific nature (for example; office supplies or industrial supplies) to one or more specific vendors regardless of the individual or aggregate purchasing volume. 10. INFORMAL COMPETITION (Purchases $3,000 - $50,000) Request for Quote (RFQ) Three (3) written quotes will be sought by Operating Division Staff for purchases exceeding $3,000 but not greater than $50,000. Operating Divisions will seek the lowest quote obtained (based on quote identified unit or total price), from the responsive (submits all information requested, agrees to meet timeline, terms and conditions, etc.) and responsible (has references that check, current licenses, certifications, demonstrated years of experience with equipment and staff to perform the work, etc.) bidder. Where Operating Division Staff are unsuccessful in securing three (3) comparable quotes, the Operating Division will seek the assistance of the Procurement Services Division, where it may be determined by the Procurement Services Division Director that a good faith effort was conducted and an award may be made with fewer than three (3) quotes. The Procurement Division may recommend that additional sourcing and soliciting are required by either the Operating Division Staff or by the Procurement Services Division Staff. A purchase shall not be artificially divided or split so as to qualify under this or any other section of this Procurement Manual. Operating Division staff should make all reasonable efforts to purchase goods and services under Board approved contracts. In the event a contract is not available, or staff demonstrates that the price under contract exceeds the price on a non -contract, Operating Division Staff will procure the highest quality items or services at the least expense to the County. Operating Division Staff who are requesting quotes are to conduct themselves in a fair and equitable fashion by providing the same information, under the same conditions, to all vendors in a fair and open competitive process. Only the Procurement Services Division Staff may issue a qualification based solicitation. Final recommended award of any quote will be reviewed and approved by the Procurement Services Director or Designee. 14 Procurement Manual Approved: 3/24/2017 Iia. PROCUREMENT METHODS (PURCHASES IN EXCESS OF $50,000) The Board of County Commissioners established an amount of fifty thousand dollars ($50,000.00) as the County's threshold for formal competitive solicitations to include Invitation to Bid (ITB), Request for Proposal (RFP), Request for Professional Services (RPS), Invitation to Negotiate (ITN), Invitation for Qualifications (IFQ), and Reverse Auctions administered under the supervision of the Procurement Services Director. Award of any resulting agreements or contracts shall be made by the Board except where otherwise provided for in the Procurement Ordinance, Procurement Manual, or unless an exception is granted by the Board. The standard advertising period for all formal competitive solicitation methods is thirty (30) days. The advertising period may be modified by the Procurement Services Director should unusual circumstances require it. All advertising will take place on the County adopted electronic bidding platform, and the County may make use of additional advertising platforms or publications as is deemed necessary by the Procurement Services Director. Invitation to Bid (ITB) Invitations to Bid (ITB) shall be issued by the Procurement Services Director with public announcement and competition. Any resulting contract shall be awarded to the responsive and responsible bidder submitting the lowest or best overall bid which meets all specifications. A bid is the preferred method of solicitation when price is the prevailing basis of award. Details on the bid process and procedures will be contained within the ITB solicitation. In the event of a tie, selection will be determined based on random selection (coin toss) by the Procurement Services Director before at least three witnesses, or if Local Vendor Preference is a factor as described in SECTION FIFTEEN of the Procurement Ordinance, then the language in that section will prevail. Once a responsibility review is completed a Notice of Recommended Award (NORA) indicating the lowest responsive and responsible bidder being recommended for award will be posted on the Purchasing web site and applicable bid platform. Request for Proposals (RFP) A Request for Proposal (RFP) shall be issued by the Procurement Services Director with public announcement and competition. Any resulting contract shall be awarded to the responsive and 15 Procurement Manual Approved: 3/24/2017 responsible proposer submitting the best proposal according to the criteria set forth in the solicitation. An RFP is the preferred method of solicitation when multiple factors are considered for the basis of award, and price may or may not be the prevailing factor. An RFP may be conducted in one or more steps and may involve oral presentation or demonstrations by the proposing vendors. At the conclusion of all steps which may include both scoring and ranking by an Evaluation Committee, the results including standardized score/rank sheets, meeting minutes, and audio recordings will be preserved by the Procurement Services staff member facilitating the Evaluation Committee proceedings. In the event of a tie at final ranking, award shall be made to the proposer with the lower volume of work previously awarded. Volume of work shall be calculated based upon total dollars paid to the proposer in the twenty-four (24) months prior to the RFP submittal deadline. Payment information will be retrieved from the County's financial system of record. The tie breaking procedure is only applied in the final ranking step of the selection process. In the event a tie still exists, selection will be determined based on random selection by the Procurement Services Director before at least three (3) witnesses. Details on the request for proposal process and procedures will be contained within the RFP solicitation. A Notice of Recommended Award (NORA) indicating the final ranking order of the proposers will be posted on the Procurement Services web site and applicable bid platform and the County will then begin negotiations with the number one ranked firm. In the event the County is unsuccessful with the number one ranked firm it will publish a revised NORA indicating that it is initiating negotiations with the next firm in the rank order. Request for Professional Services (RPS) A Request for Professional Services (RPS) shall be issued by the Procurement Services Director to procure professional engineering, architectural, landscape architectural or surveying and mapping services in accordance with the Consultants' Competitive Negotiation Act (CCNA), F.S. § 287.055. An RPS can be issued and awarded for either a Continuing Contract or for a Single Project as described in the statute. Note the Florida Statute provides standards for defining a project (Section 287.055 (2)(f) Florida Statutes). 16 Procurement Manual Approved: 3/24/2017 Award of a Request for Professional Services (RPS) can be for either a continuing contract or for a single project. Each RPS shall be awarded based upon the scoring criteria as set forth in the RPS solicitation document, to the responsive and responsible Proposer or Proposers who, in the sole opinion of the Evaluation Committee, is determined to be the most qualified to perform the work. The Evaluation Committee, whose composition is approved by the Procurement Services Director, will be comprised of voting members, that may have technical assistance from non-voting members, and have their committee activities facilitated by a member of the Procurement Services Division. The determination of award is made in two steps. First by the application of the numerical scoring points outlined in the solicitation, using a standardized scoring form, to establish a "short listing" of the proposers. Short listing is then followed by oral presentations at which point the Evaluation Committee places the short listed proposers in a final Rank Order of preference using a standardized ranking form. Ranking shall be determined without regard to the score established during the first evaluation. At the conclusion of both the scoring and ranking Evaluation Committee meetings, the results which may include standardized score/rank sheets, meeting minutes, and audio recordings will be preserved by the Procurement staff member facilitating the Evaluation Committee proceedings. In the event of a tie at final ranking, the order of ranking shall be determined based upon the proposer(s) with the lower volume of work previously awarded. Volume of work shall be calculated based upon total dollars paid to the proposer in the twenty-four months prior to the RPS submittal deadline. Payment information will be retrieved from the County's financial system of record. The tie breaking procedure is only applied in the final ranking step of the selection process. In the event a tie still exists, ranking will be determined based on random selection by the Procurement Services Director before at least three witnesses. A Notice of Recommended Award (NORA) indicating the final ranking order of the proposers will be posted on the Purchasing web site and applicable bid platform and the County will begin negotiations with the number one ranked firm. In the event the County is unsuccessful with the number one ranked firm it will publish a revised NORA indicating that it is initiating negotiations with the next firm in the order ranked. 17 Procurement Manual Approved: 3/24/2017 Professional Services Library The County will maintain a "Professional Services Library" as its repository for vendors under continuing contracts solicited under the provisions of F.S, 287.055 Section 2 (g) ("continuing contracts"). The Library is used to award work assignments for professional engineering, architectural, landscape architectural and mapping & surveying services on an on-going basis through the use of continuing contracts. The Professional Services Library must be used if the services needed are included in the professional services library and the resulting construction costs or study costs meet the requirements of F.S. 287.055. If the services are not included in the professional services library, Purchasing will issue a formal solicitation, or pursue services as outlined in F.S. 287.055 as determined by the Procurement Services Director. Collier County reserves the right to confirm a firm's qualifications in order to remain in the Library for each Service Category. Firms unable to meet minimum qualifications may be removed from the Service Category. All professional services for work defined per Section 287.055 estimated to cost equal to or in excess of the category amounts per Section 287.017, Florida Statutes must be solicited through a standalone formal Request for Professional Services for that single project. Use of a Continuing Contract is not allowed. A. Professional Services Library Rotation 1. Work assignments within each service category are awarded on a rotational basis by the Procurement Division, 2. For each service category, the Procurement Division will place qualifying firms in the Professional Services Library in the order they are ranked, with the highest scoring firm placed in the first position in the rotation. 3. As each work assignment is identified the next firm in the rotation will be offered the opportunity to negotiate that work assignment with the County's Administrative Agent. 4. Should a firm decline a work assignment, or be unable to reach a satisfactory fee negotiation with the County within a reasonable time frame, the County will contact the next firm on the list until the work assignment is successfully negotiated. 5. Firms will have the option of rejecting one work assignment within each service category within a twelve (12) month period without penalty. A second work assignment rejection within any twelve (12) month period will cause the firm to be 18 Procurement Manual Approved: 3/24/2017 skipped in the rotation. A firm who rejects three (3) work assignments (or is unable to satisfactorily negotiate 3 work assignments) in any twelve (12) month period may be removed from the service category. 6. Firms wishing to reject a work assignment for any reason must complete a Work Assignment Rejection Notification Form. A copy of this completed form must be provided to the Procurement Division by the County's Administrative Agent. 7. Once a full rotation through all firms in a service category is complete, a method that attempts to impart an equitable distribution of work among selected firms will be based on prior dollars awarded; with the firm having received the least amount of dollars being considered for the next work assignment. B. Professional Services Library - Direct Selection For work assignments requiring unique experience or knowledge, including past experience on another phase of the project, the County project manager may formally request permission to forego the rotation and select a specific firm. This request will require the completion of a Work Assignment Direct Select Form, which requires the approval of both a D i v i s i o n Director and the Procurement Services Director. Firms that are directly selected for a work assignment as a result of this process shall be passed on their next scheduled turn in the rotation. The professional services library content and rotation status for each service category is posted on the Procurement Services Division web site. Procurements for the design and construction (Design -Build) of public construction projects may be obtained through a single contract with a design -build firm selected in a manner permitted under F.S. § 287.055 and the procedures set forth in this section. Invitation to Negotiate (ITN) An Invitation to Negotiate (ITN) shall be issued by the Procurement Services Director with public announcement and competition. An ITN is used when it is determined beneficial to issue a written solicitation for competitive sealed replies to select one or more vendors with which to conduct negotiations. Details on the Invitation to Negotiate process and procedures will be contained in the ITN solicitation. The ITN will generally follow the procedure outlined for an RFP. Invitation for Qualifications (IFQ) An Invitation for Qualifications (IFQ) shall be issued by the Procurement Services Director when it is in Collier County's best interest to first establish a qualified pool of vendors, to limit participation in a subsequent solicitation process to those qualified bidders, proposers or offerors who demonstrate a capability to provide the goods and services required by the Collier County. 19 Procurement Manual Approved: 3/24/2017 An IFQ may also be issued when qualifications are the only criteria. The process of selecting a vendor when using the IFQ process will utilize a selection committee in a single or multi -step process to evaluate proposals based on qualifications, experience, past performance, references and credentials. Details on the Invitation for Qualifications process and procedures will be contained in the IFQ solicitation. Reverse Auctions A Reverse Auction shall be issued by the Procurement Services Director when it is deemed to be the most efficient means of obtaining the best price through open competition. A Reverse Auction shall utilize a third party auction service selected by the Procurement Services Division Director and be based on a public bidding process where the offerors bid down the pricing over a set time frame, with the award going to lowest bid received from a responsive and responsible offeror. The offerors may come from a pre -qualified pool of participants screened by the 3rd party auctioneer, or may come from the open market; based on the nature of the purchase and the recommendation of the auctioneer. 11 b. OTHER PROCUREMENT METHODS Cooperative Purchasing 1) Piggybacking The Procurement Services Director shall have the authority to procure goods or services from vendors who have been selected, as a result of a competitive selection process by a federal, state or municipal government, or any other governmental agency, political subdivision, or government -related association, provided that the originating entity utilized a competitive process similar to Collier County's. The Procurement Services Director shall annually bring forward to the Board of County Commissioners a list of recommended cooperatives for Board consideration. The Board will annually establish, through a separate authorization (Executive Summary), the approval authority for the use of these Cooperative Purchasing Agreements. The Procurement Services Director may also consider other agencies and consortiums outside of the list presented annually to the Board, for piggy backing when it best meets the needs of the County. 20 Procurement Manual Approved: 3/24/2017 The operating division seeking to utilize a Cooperative Agreement shall complete a Cooperative/Consortium Agreement Form along with required supporting documentation as indicated on the form and forward to the Procurement Services Division for review. The Cooperative/Consortium Agreement Form is available on the Procurement Services Division website. For purchases made using Board approved cooperative or government contracts, a requisition is entered referencing the Board approved Executive Summary, the approved Cooperative/Consortium Agreement Form, and any supporting quote or contract documentation by the operating division. As long as there is sufficient documentation, no additional action will be required. Use of cooperative or governmental contracts which have not been Board approved that are within the informal competitive threshold must be approved in advance by the Procurement Services Director. Attachments to the requisition may include Cooperative Governmental / Consortium Agreement form, quote information, bid tabulation or selection scoring/ranking, prices, contract, etc. Purchases using cooperative or governmental contracts which have not been Board approved that exceed the formal competitive threshold will be submitted to the Board on an executive summary prepared by the operating division. 2) Consolidated Joint Purchasing The Procurement Services Director shall have the authority to join with other government entities and consortiums in cooperative purchasing ventures when in the best interest of Collier County. Requests for Information (RFI) An RFI shall be issued by the Procurement Services Director when it is in Collier County's best interest to request information from potential vendors prior to the issuance of a planned solicitation. An RFI is used to collect comments and obtain inputs from the market place. Emergency Procurements An Emergency Procurement may be used in the event of an unexpected and urgent need where health and safety or the conservation of public resources is at risk, or during Board 21 Procurement Manual Approved: 3/24/2017 absences (all efforts should be made to obtain Board approval prior to anticipated recesses), using such competition as is practical under the circumstances, as follows: a) Following a declaration of the existence of an emergency situation by the County, the Collier County Board of County Commissioners or their designee may declare the existence of an emergency procurement condition and may suspend any or all of the provisions of this article and authorize an emergency procurement. b) The Collier County Manager or designee, on a case by case basis may approve an emergency purchase based upon the Procurement Services Director's good faith review of the available sources that may timely respond to the urgent need for goods and services and the documentation of the emergency conditions related to that purchase. Upon written determination, utilizing the Emergency Procurement Request Form, and approval of the Collier County Manager, the emergency purchase may be made. The Collier County Manager will report to the Collier County Board of County Commissioners all such emergency procurements at the next available Board meeting. c) This section in no way constrains the provisions of Collier County's Civil Emergency powers and authority pursuant to F.S. ch. 252, Emergency Management. d) An Emergency Procurement is not to be confused with exercising after hour, overtime, holiday or week -end rate provisions contained in existing agreements to address critical needs. e) An Emergency Procurement is action taken outside of the competitive requirements described in both the Procurement Ordinance and Procurement Manual. Single and Sole Source Procurements Either a Single or Sole Source Procurement may be issued by the Procurement Services Division Director after the requesting department/division submits to the Procurement Services Division a completed Single or Sole Source Request Form. (1) Single Sourcing; 22 Procurement Manual Approved: 3/24/2017 is a procurement decision whereby purchases are directed to one source because of standardization, warranty, or other factors, even though other competitive sources may be available. (2) Sole Source Procurement; is a selection of one particular supplier to the exclusion of all others. This decision may be based on lack of competition, proprietary technology, copyright, warranty or a supplier's unique capability. In the event that the request for either a sole or single source cannot be granted, the Procurement Services Division Director will direct the requestor to work with Procurement Staff and utilize an alternative acquisition method. 12. RESERVED RIGHTS Collier County reserves the right in any solicitation to accept or reject any or all bids, proposals or offers; to waive minor irregularities and technicalities; or to request resubmission. Also, Collier County reserves the right to accept all or any part of any bid, proposal, or offer, and to increase or decrease quantities to meet additional or reduced requirements of Collier County. Notwithstanding any other provisions of this Section, if none or only one responsive and responsible bid or proposal is received following any solicitation, the Procurement Services Division Director, reserves the right to reject all bids, proposals or offers and to negotiate with any responsible providers to secure the best terms and conditions in the sole interest of the County unless otherwise provided by law. Rejection of Bids and Negotiation: a. The Procurement Services Director shall have authority to review all submittals in response to a County solicitation and to review these submittals for responsiveness, responsibility, price and other factors in making a determination for Recommendation of Award. The Procurement Services Director may reject any submittal and cancel any solicitation at any time prior to a contract being signed. The Board of County Commissioners shall have the authority to reject any and all bids at any time. b. If the lowest, responsive bid exceeds the budgeted amount and, if the purchase is not funded in whole or in part with interagency grant dollars, the Procurement 23 Procurement Manual Approved: 3/24/2017 Services Director may negotiate changes with the apparent lowest responsible and responsive bidder that will bring prices into budgeted limits subject to the final approval and acceptance of the Board. If the budgeted amount includes grant funds, the Procurement Services Director shall be authorized to conduct such negotiations provided said actions are not prohibited by law or the grant conditions. All Notices of Recommended Award will be generated and posted by the Procurement Services Director prior to presentation of any contract for signature by the Board of County Commissioners. The Board incorporates by reference F.S. § 255.065, as may be amended from time to time, which addresses the procurement of services for qualifying projects through public-private partnerships, including through an offer of an unsolicited proposal. The Board shall by separate Resolution (Resolution No. 2016-85) establish all Application Fees referenced under F.S. § 255.065 that a private entity must pay concurrent with the submission of an unsolicited proposal. Payment shall be made by cash, cashier's check, or some other non -cancellable instrument. Personal checks shall not be accepted. The current Resolution sets a fee structure that shall include with any proposal submission a base application fee in the amount of .001 of the proposed project cost but not less than the sum of $10,000.00. To the extent that the cost to evaluate an unsolicited proposal is more than the Initial Application Fee adopted by Resolution, the County may request payment of any additional amounts required to conduct its review as provided in F.S. § 255.065. If the costs of processing, reviewing and evaluating, attorney fees, financial or technical adviser fees, or other consultant fees required to properly evaluate an unsolicited proposal exceed the base application fee, then the Procurement Services Director is authorized to charge a supplemental fee as long as no such supplemental fee exceeds an additional $10,000 without further authorization from the Board. 14. SMALL AND DISADVANTAGED MINORITY AND WOMEN BUSINESS ENTERPRISES 24 Procurement Manual Approved: 3/24/2017 1. Policy Statement: Collier County stands committed to providing equal opportunities to small businesses and disadvantaged business enterprises (DBE), minority business enterprises (MBEs) and women business enterprises (WBEs) as well as to all vendors, consultants, contractors and subcontractors who seek to do business with the County. Pursuant to this policy, Collier County encourages its vendors, consultants, contractors and subcontractors to provide qualified small businesses and DBE's with an equal opportunity to participate in the formal competitive processes for the procurement of commodities and services by the County. The Policy is not intended to require or to allow partiality toward or discrimination against any small business or DBE, MBE, WBE, or any other vendor, consultant, contractor or subcontractor on the basis of gender, race or national origin, or other such factors, but rather to create an opportunity for small businesses and DBEs, MBEs, WBEs, and all qualified vendors, consultants, contractors and subcontractors to participate in the County's formal competitive processes. Nothing in this Policy shall be construed to provide for or require any preference or set-aside based on gender, race, national origin or any other such factor. 2. Implementing Measures: In an effort to implement this policy, the County may undertake the following measures: a. Designate the Procurement Services Director to administer this policy. b. Utilize outreach programs to identify, register and educate small businesses and DBEs, MBEs and WBEs to participate in the procurementicontract process which may include: (1) Attending trade fairs which include representatives from these enterprises. (2) Attending meetings and social events wherein these enterprises are present. (3) Utilizing publications aimed at reaching these enterprises. (4) Utilizing Purchasing Directories and other reference sources that list these enterprises. (5) Publicizing this Policy to encourage these enterprises to participate in the County's procurement process. (6) Other actions designed to identify opportunities for these enterprises who seek to provide commodities and services to the County. C. Maintain a list of these enterprises. 25 Procurement Manual Approved: 3/24/2017 d. Disseminate information regarding competitive opportunities with the County in order to allow qualified small businesses and DBEs, MBEs and WBEs to participate in the County's procurement process. 3. Conformity with Applicable Law: The provisions of this section shall be construed in conformity with applicable state and federal law. To the extent that state law conflicts with federal law, federal law shall supersede such state law. 15. PROCEDURE TO PROVIDE PREFERENCE TO LOCAL BUSINESS IN COUNTY CONTRACTS Except where otherwise provided by federal or state law or other funding source restrictions or as otherwise set forth in this Procurement Ordinance, purchases of commodities and services shall give preference to local businesses in the following manner: "Local Business" defined. Local business means the vendor has a current Business Tax Receipt issued by the Collier County Tax Collector for at least one year prior to bid or proposal submission to do business within Collier County, and that identifies the business with a permanent physical business address located within the limits of Collier County from which the vendor's staff operates and performs business in an area zoned for the conduct of such business. A Post Office Box or a facility that receives mail, or a non -permanent structure such as a construction trailer, storage shed, or other non -permanent structure shall not be used for the purpose of establishing said physical address. In addition to the foregoing, a vendor shall not be considered a "local business" unless it contributes to the economic development and well-being of Collier County in a verifiable and measurable way. This may include, but not be limited to, the retention and expansion of employment opportunities, support and increase to the County's tax base, and residency of employees and principals of the business within Collier County. Vendors shall affirm in writing their compliance with the foregoing at the time of submitting their bid or proposal to be eligible for consideration as a "local business" under this section. A vendor who misrepresents the Local Preference status of its firm in a proposal or bid submitted to the County will lose the privilege to claim Local Preference status for a period of up to one year. 2. Preference in purchase of commodities and services by means of competitive bid, request for proposals, qualifications or other submittals and competitive negotiation and 26 Procurement Manual Approved: 3/24/2017 selection. Under any such applicable solicitation, bidders/proposers desiring to receive local preference will be invited and required to affirmatively state and provide documentation as set forth in the solicitation in support of their status as a local business. Any bidder/proposer who fails to submit sufficient documentation with their bid/proposal offer shall not be granted local preference consideration for the purposes of that specific contract award. Except where federal or State law, or any other funding source, mandates to the contrary, Collier County and its agencies and instrumentalities, will give preference to local businesses in the following manner: a. Competitive bid (local price match option). Each formal competitive bid solicitation shall clearly identify how the price order of the bids received will be evaluated and determined. When a responsible and responsive, non -local business submits the lowest price bid, and the bid submitted by one or more responsible and responsive local businesses is within ten percent of the price submitted by the non -local business, then the local business with the apparent lowest bid offer (i.e., the lowest local bidder) shall have the opportunity to submit an offer to match the price(s), less one (1) dollar, offered by the overall lowest, responsible and responsive bidder. In such instances, staff shall first verify if the lowest non -local bidder and the lowest local bidder are in fact responsible and responsive bidders. Next, the Procurement Services Division shall determine if the lowest local bidder meets the requirements of F.S. § 287.087 (Preferences to businesses with drug-free workplace programs). If the lowest local bidder meets the requirements of F.S. § 287.087, the Procurement Services Division shall invite the lowest local bidder to submit a matching offer, less one (1) dollar, within five (5) business days thereafter. If the lowest local bidder submits an offer that fully matches the lowest bid, less one (1) dollar, from the lowest non -local bidder tendered previously, then award shall be made to the local bidder. If the lowest local bidder declines or is unable to match the lowest non -local bid price(s), then award will be made to the lowest overall responsible and responsive bidder. If the lowest local bidder does not meet the requirement of F.S. § 287.087, and the lowest non -local bidder does, award will be made to the bidder that meets the requirements of the reference State law. b. Request for proposals, qualifications or other submittals and competitive negotiation and selection. For all purchases of commodities and services 27 Procurement Manual Approved: 3/24/2017 procured through the Competitive Proposals or Competitive Selection and Negotiation methods not otherwise exempt from this local preference section, the RFP solicitation shall include a weighted criterion for local preference that equals 10 percent of the total points in the evaluation criteria published in the solicitation. Purchases of professional services as defined and subject to F.S. § 287.055 and audit and accounting services subject to F.S. § 11.45 shall not be subject to this local preference section. C. Should a tie bid occur between a non -local bidder and a local bidder, the County shall award the contract to the local bidder. Should a tie occur between two local bidders, the County will "flip a coin" in front of three (3) witnesses, between the two lowest bidders. The coin toss winner will be awarded the contract upon approval by the Board of County Commissioners. 3. Waiver of the application of local preference. The application of Local Preference to a particular purchase or contract may be waived upon approval of the Board of County Commissioners, or as identified where exempt from competitive process in SECTION EIGHT 4. Comparison of qualifications. The preferences established herein in no way prohibit the right of the Board of County Commissioners to compare quality of materials proposed for purchase and compare qualifications, character, responsibility and fitness of all persons, firms or corporations submitting bids or proposals. Further, the preferences established herein in no way prohibit the right of the County Commission from giving any other preference permitted by law instead of the preferences granted herein. 5. Reciprocity. In the event Lee County, or any other Florida county or municipality ('local government") deemed appropriate by the Collier County Board of Commissioners, extends preferences to local businesses, Collier County may enter into an inter -local agreement with such local government wherein the preferences of this section may be extended and made available to vendors that have a valid occupational license issued by that specific local government to do business in that local government that authorizes the vendor to provide the commodities and services to be purchased, and a physical business address located within the limits of that local government. Post Office Boxes are not verifiable and shall not be used for the purpose of establishing said physical address. In addition to the foregoing, a vendor shall not be considered a 'local business" unless it contributes to the economic development and well-being of the said local government whichever is applicable, in a verifiable and measurable way. This may include, but not be limited to, the retention and expansion of 2s Procurement Manual Approved: 3/24/2017 employment opportunities, the support and increase to that local government's tax base, and residency of employees and principals of the business located within the limits of that local government. Vendors shall affirm in writing their compliance with the foregoing at the time of submitting their bid or proposal to be eligible for consideration as a "local business" under this section. In no event shall the amount of the preference accorded other local government firms exceed the amount of preference that such local government extends to Collier County firms competing for its contracts. 6. Purview and administration of this Local Preference Policy. This policy shall apply to all departments and units under the direct purview of the Board of County Commissioners. For purchases of $50,000.00 or less, the Procurement Services Division shall systematically encourage departments to include local vendors when soliciting quotations in accordance with this policy. 7. This Policy shall not be utilized with respect to any competitive solicitation for construction services in which 50 percent or more of the cost will be paid from state - appropriated funds which have been appropriated at the time of the competitive solicitation. 16. PAYMENT OF INVOICES 1. Agencies under the purview of the Board of County Commissioners shall be in compliance with F.S. § 218.70, otherwise known as the "Local Government Prompt Payment Act." Pursuant to this, the requirements of this section shall apply to the following transactions: a. The purchase of commodities and services; b. The purchase or lease of personal property; C. The lease of real property. 2. Should the County Manager intend to authorize minor payment variances between the purchase orders and invoices, this authority to pay such variances shall not exceed 5% of the purchase order amount or $500, whichever is less. All such variances need to be identified on the modified purchase order and are subject to approval by Procurement Services. 3. The County Manager may pay freight and delivery charges not in compliance with the FOB destination terms contained in the County General Terms and Conditions as an exception. 4. It shall be the responsibility of the County Manager, in consultation with the Clerk's Finance Director and operating Divisions, to establish, procedures for the timely payment of all 2s Procurement Manual Approved: 3/24/2017 transactions as defined under subsection 16.1. Such procedures shall be contained in a separate Standard Operating Procedure and include, but are not limited to the following: Formally defining the County's requirements for the content and submission of a proper invoice, codifying the County's payment requirements and notifying each vendor of their availability. b. Steps required for the receipt of all invoices and the prompt return of improper invoices. C. Steps required for the resolution of payment disputes between the County and a vendor. 5. Vendor Payment Dispute Resolution Process. The purpose of this section is to establish a procedure whereby payment disputes with vendors who provide goods and services to the County are resolved in a timely manner and in keeping with the Local Government Prompt Payment Act. a. Definitions. The definitions set forth in the Local Government Prompt Payment Act (F.S. § 218.72, 2016) are hereby incorporated by reference. b. If an improper payment request or invoice is submitted by a vendor, the County shall, within 10 days after the improper payment request or invoice is received, notify the vendor, in writing, that the payment request or invoice is improper and indicate what corrective action on the part of the vendor is needed to make the payment request or invoice proper. C. If the parties are unable to reach resolution on the payment dispute, the County Manager shall appoint a Hearing Examiner, to whom the matter will be referred to. The Hearing Examiner shall have the sole and full authority to thereafter resolve the dispute. The proceedings before the Hearing Examiner to resolve the dispute shall commence within 45 days after the date the payment request or improper invoice was received by the County and shall be concluded with final written decision by the Hearing Examiner within 60 days after the date the payment request or improper invoice was received by the County. These proceedings are not subject to F.S. ch. 120, and do not constitute an administrative hearing. Rather, these proceedings are intended to be quasi- judicial, open to the public, with the written decision of the Hearing Examiner being final, subject only to certiorari review. If the dispute is resolved in favor of the County, interest charges shall begin to accrue 15 days after the Hearing 30 Procurement Manual Approved: 3/24/2017 Examiner's final decision. If the dispute is resolved in favor of the Vendor, interest begins to accrue as of the original date the payment became due. d. If the County does not timely commence this dispute resolution process within the time required, a contractor may give written notice to the County of the failure to timely commence this dispute resolution procedure. If the County fails to commence this dispute resolution procedure within four business days after such notice, any amounts resolved in the contractor's favor shall bear mandatory interest, as set forth in F.S. ch. 218, from the date the payment request or invoice containing the disputed amounts was submitted to the County. If the dispute resolution procedure is not commenced within 4 business days after the notice, the objection to the payment request or invoice shall be deemed waived. The waiver of an objection pursuant to this paragraph does not relieve a contractor of its contractual obligations. e. In an action to recover amounts due under this part, the court shall award court costs and reasonable attorney's fees, including fees incurred through appeal, to the prevailing party. f. The conduct of the Hearing Examiner proceedings, including notice, process, and criteria, shall be set forth in the Procurement Division's Policies and Procedures. 17. ADVANCE PAYMENTS FOR GOODS AND SERVICES Procedures for the pre -payment of goods and services with County funds including, but not limited to, dues and membership, insurance, maintenance agreements, subscriptions, travel arrangements, postage, and other purchases shall be as prescribed by the Department of Financial Services through their Administrative Rules. As provided for in F.S. § 28.235, the Procurement Ordinance "SECTION SEVENTEEN", the Clerk of the Circuit Court is authorized to make advanced payments on behalf of the County for goods and services. Advanced payments may be made for other goods and services if approved in advance by both the Procurement Services Director and the Clerk of the Circuit Court Accounts Payable up to the Formal Competitive Threshold. The Board may review and approve requests for advanced payment above the Formal Competitive Threshold. The criteria for approval may include: a. Advance payment will result in a savings to the County, and/or, 31 Procurement Manual Approved: 3/24/2017 b. The goods or services are only available if the advance payment is made. Requests for approval of advance payment will be forwarded to the Procurement Services Division for approval and must include information indicating that the payment meets one of the above criteria and that the division has complied with the applicable procurement requirements. 18. STANDARDIZATION, COOPERATIVE PURCHASING AGREEMENTS AND GOVERNMENTAL CONTRACTS Where standardization is determined to be desirable by the Board of County Commissioners, and the resulting action is either a Single or Sole Source procurement, the purchase of commodities may be made by negotiation with the approval of the purchase by the Board or, if under the Formal Competitive Threshold, with approval of the purchase by the Procurement Services Director. 2. Annually, the Board of County Commissioners will approve a list of authorized purchasing cooperative organizations and governmental schedules and contracts. The Procurement Services Director may approve purchases using these approved cooperative organizations, agreements and contracts with no further action required by the Board providing that funds have been budgeted for these specific purposes. Additionally, the Procurement Services Director may join other public agencies in cooperative purchasing organizations and/or agreements if is determined to be in the County's best interest, and if the consortium agreement has not had prior Board approval. The use of any new cooperative agreement must be approved by the Board prior to the use of the agreement. 19. CONTRACT ADMINISTRATION Contract Document: Each procurement of a contractual service or commodity shall be evidenced by a written document containing all provisions and conditions of the procurement. Said document shall include, but not be limited to: a. A listing of the scope of services to be performed or commodities to be purchased. b. A provision specifying the criteria and the final date, or number of days, by which such criteria must be met for completion of the work. 32 Procurement Manual Approved: 3/24/2017 C. A provision specifying the terms of cancellation by the County and where applicable, a provision specifying the terms of renewal. d. Where applicable, a provision establishing the appropriate types and levels of insurance to be carried by the vendor. Said provision shall be employed in a manner consistent with minimum insurance standards approved by the Board of County Commissioners. e. A provision requiring the contractor/vendor to inform the County if he/she has been convicted of a public entity crime subsequent to July 1, 1989. A purchase order that embodies these provisions shall be sufficient documentation of the procurement. Except as otherwise provided in this Procurement Manual, the Procurement Services Director shall determine the circumstances under which a Board approved purchase order (and all documents included by reference) shall serve as the contract document. 2. Contract Manager: Every procurement of services shall be administered by the requesting Agency/Department. 3. Contracts: Notices that terminate in its entirety a Board -approved purchase or contract must be approved by the Board of County Commissioners prior to its termination. a. Modifications to Work Orders, Change Orders, and Amendments issued under a purchase order or contract that exceed ten percent (10%) of the current Board approved aggregate amount, or twenty percent (20%) of the current Board approved number of days must be approved by the Board. b. Modifications to Work Orders, Change Orders, and Amendments issued under a purchase order or contract that do not exceed ten percent (10%) of the current Board approved aggregate amount, or twenty percent (20%) of the current Board approved number of days will be reported on the Procurement Services Administrative Ratification Report and presented to the Board for approval. C. Modifications to Board approved purchases or contracts by the issuances of the following, but not limited to, direct material purchases, notices to proceed or noncompliance, stop work notices, authorization for the use of approved allowances and reallocation of funds between line items, supplemental agreements, and changes by letter may be authorized and executed by the Procurement Services Director without further approval by the Board. d. All material changes in scope of contracts must be approved by the Board in advance. 33 Procurement Manual Approved: 3/24/2017 e. Sections 3.a through 3.b shall not be applicable to term contracts, fixed -fee contracts, or blanket purchase orders where the County desires to procure commodities and/or services on an as needed basis without having to obligate itself to a total contract amount. Rather, such purchases shall be based on fixed unit prices or other predetermined pricing methods and shall be limited in quantity by the amount of funds appropriated in the budget of the operating Division(s). Such purchases shall be subject to all other provisions of this Procurement Ordinance. The Board shall have broad authority, within the limits of the law, to evaluate and approve any recommended contract modification without requiring further competition. 4. Contract Extension: Extension(s) of a Board -approved contract for commodities or non -construction services may be requested by the contract manager to the Procurement Services Director in writing for a period not to exceed six (6) months (cumulatively) and shall be subject to the same terms and conditions set forth in the contract, if the extension period is provided for in the Board approved contract. The Procurement Services Director shall have the authority to authorize and execute all such extensions, which must be issued prior to the expiration of the contract. Any extension(s) that exceed six months (cumulatively) shall be approved by the Board of County Commissioners. 5. Contract Renewal: The Procurement Services Director shall authorize and execute renewals of contracts for commodities and/or services subject to the following conditions: a. That the Contractor has performed in a satisfactory manner and that the Procurement Services Director has received a request to renew from the Contractor or Project Manager verifying the Contractor's satisfactory performance. That the Board -approved contract pursuant to SECTION ELEVEN Paragraph 14 of the County Procurement Ordinance, provided for a renewal and is renewed subject to the terms and conditions set forth in the initial contract. Cost and term modifications are addressed in the original solicitation document and/or resultant contract. C. That the renewal is done for a set period of time identified in the solicitation document and/or contract, commencing at the end of the contract period. 34 Procurement Manual Approved: 3/24/2017 That a contract under the formal competitive threshold with multiple renewal year option terms may be approved annually by the Procurement Services Director. Proposed renewals that fail to meet one or more of the conditions set forth herein will require the approval of the Board of County Commissioners. 6, Contract Approval: All contracts for commodities and services exceeding SECTION ELEVEN Paragraph 14 of the County Procurement Ordinance, Formal Competitive Threshold, shall be authorized by the Board of County Commissioners. Once approved, subsequent purchase orders referencing those Board approved contracts may be issued by the Procurement Services Director. Contracts below the formal competitive threshold, shall be subject to the review and approval by the County Attorney staff and signed by the Procurement Services Director. Purchase orders may be issued by the Procurement Services Director. 7. Work Orders: The Procurement Services Director may execute any work order if the work order is equal to or below such Board approval parameters for work orders as are set forth in the Board approved term contract for services under which the work order is generated. Work orders must be in sufficient detail to audit according to the approved contract. Consent to Assignments of Contract: For all approved contracts, the Board of County Commissioners shall approve all assignments of contracts requested by the predecessor contracting party. 9. Authority Limitation and Delegation; Promulgation of Procedures: The Procurement Services Director may delegate to one or more Procurement Services Division employees any or all aspects of the authority vested in the Procurement Services Director. All authority to execute documents that is vested pursuant to this Section, in the Procurement Services Director or any other person shall be subject to the limits of any applicable federal, state or other law. 10. Payments to Contractors, Vendors and Consultants: 35 Procurement Manual Approved: 3/24/2017 Prior to the execution of a formal contract subject to the Procurement Ordinance and this Manual, the Procurement Services Director shall establish a formal payment schedule and payment terms within the agreement. Such terms and conditions shall be consistent with the requirements of all applicable laws and the formal solicitation documents. In accordance with F.S. § 218.735(8), the Procurement Services Director may establish, subject to Board approval, procedures to reduce to 5% the amount of retainage withheld from each subsequent progress payment issued to a contractor where applicable. The Procurement Services Director may establish, in writing, a schedule(s) to further reduce the percentage of cumulative retainage held throughout the course of the project schedule where warranted and according to law. Recommendation to reduce the percentage of cumulative retainage shall be subject to the following: a. That the term "cumulative retainage" is defined to mean "the dollar total of the funds retained from all payments issued under the contract divided by the gross dollar total of all monthly pay requests (or the total of all payment amounts deemed allowable by the project manager, whichever is less)". b. That any decision to reduce retainage shall be formally communicated in a letter to the Contractor's representative and that the letter affirmatively states that the Contractor has performed the contract work in a satisfactory manner. That the cumulative retainage not be adjusted until at least 50% of the work has been completed and payment has been issued. That the Procurement Services Director's letter expressly sets forth the percentage of cumulative retainage to be held for the remaining pay requests. 11. The Procurement Services Director may authorize the partial release or payment of contract retainage to the contractor prior to final completion of all project work provided that: The contractor has performed in a satisfactory manner to date as verified in writing by the Project Manager. b. The total aggregate work under the agreement is at least 50% completed and accepted (i.e.; payments equaling at least 50% of the contract amount less retainage have been issued). The retainage dollar amount to be released is based upon and consistent with the prevailing percentage of cumulative retainage being held at the time that the retainage is released. 36 Procurement Manual Approved: 3/24/2017 20. PERFORMANCE AND PAYMENT BONDS A contractor or vendor shall provide a surety bond from a surety company to guarantee full and faithful performance of a contract obligation and the payment of labor and material expended pursuant to a contract whenever, and in such amounts, as required by statute or otherwise as deemed necessary by the Procurement Services Division Director. An irrevocable letter of credit from a financial institution operating within the State of Florida (or other alternative forms of surety as permitted under Florida law) may be sufficient in place of the performance bond if so provided for in the bid and contract documents. All such bonds or letters of credit shall be approved as to form by the County Attorney, and held by the Clerk's Board Minutes and Records Department. 21. UNAUTHORIZED PURCHASES All purchases made shall be consistent and in compliance with the Procurement Ordinance. Any purchase or contract made contrary to the provisions hereof and contrary to Florida law shall not be approved and the County shall not be bound thereby. County employees and officers are expected to ensure they do not make a purchase of commodities or services or execute a contract for commodities or services in conflict with the Procurement Ordinance. When a purchase transaction is found to be in violation of the Procurement Ordinance or Procurement Manual, the Procurement Services Director will consider the facts pertaining to the transaction, and in consultation with the Operating Division Director, will determine whether it is in the best interests of the County to proceed with the purchase. If a determination is made to proceed with the purchase, the purchase will be evaluated based on purchasing thresholds. The Procurement Services Director may approve the purchase if the value is less than the Formal Competitive Threshold. If the purchase value exceeds the formal competitive threshold, the Operating Division Director will create an Executive Summary for final Board review and approval. Should work be authorized or purchases made in violation of County Policy, an After -the -Fact Procurement Form is required. This includes purchases made in advance of a Purchase Order, when a Purchase Order is required to authorize such activity, and purchases made under an expired contract, or for goods and services not covered by the current contract or purchase order. All such "After the Fact Procurements" will be reported to the County Manager. 37 Procurement Manual Approved: 3/24/2017 All employees making purchases in violation of the Procurement Ordinance and Procurement Manual are subject to the provisions of CMA 5311.1 - 2 Standards of Conduct, and the Ethical Standards outlined in Section 7 of this Manual. Failure or refusal to abide by the administrative procedures or business operations procedures contained within the Procurement Ordinance and the Procurement Manual subject the employee to the Human Resources Practices and Procedures which may lead to disciplinary action up to and including discharge. No contract or purchase shall be subdivided to avoid seeking the proper approval from the designated authority, or to avoid the requirements of this Procurement Ordinance or of Federal or State law. 23. PROTESTS The purpose of this section is to accommodate legitimate protests concerning formal competitive solicitations and recommended contract awards prior to award of a contract by the Board of County Commissioners. 1. Any respondent to an IFB, ITN, RFP, IFQ or RPS who alleges to be aggrieved in connection with the solicitation or award of a contract, (hereafter referred to as "the protesting party") may protest to the Procurement Services Director, who shall serve as the sole recipient of any and all notices of intent to protest and all formal protests. 2. With respect to a protest of the terms, conditions and specifications contained in a solicitation, including any provisions governing the methods for evaluation of bids, proposals or replies, awarding contracts, reserving rights for further negotiation or modifying or amending any contract, the protesting party shall file a notice of intent to protest within three (3) days, excluding weekends and County holidays, after the first publication, whether by posting or formal advertisement of the solicitation. The formal written protest shall be filed within five (5) days of the date the notice of intent is filed. Formal protests of the terms, conditions and specifications shall contain all of the information required for the Procurement Services Director, to render a decision on the formal protest and determine whether postponement of the bid opening or proposal/response closing time is appropriate. The Procurement Services Director's decision shall be considered final and conclusive unless the protesting party files an appeal of the Procurement Services Director's decision. 38 Procurement Manual Approved: 3/24/2017 3. Any actual bidder or respondent who desires to protest a recommended contract award shall submit a notice of intent to protest to the Procurement Services Director within three (3) calendar days, excluding weekends and County holidays, from the date of the initial posting of the Notice of Recommended Award. 4. All formal protests with respect to a recommended contract award shall be submitted in writing to the Procurement Services Director for a decision. Said protests shall be submitted within five (5) calendar days, excluding weekends and County holidays, from the date that the notice of intent to protest is received by the Procurement Services Director, and accompanied by the fee, as set forth below. The protesting party must have standing as defined by established Florida case law to maintain a protest. The formal protest shall contain, but not be limited to the following information: Name and address of County Agency affected and the solicitation number and title. The name and address of the protesting party. C. A statement of disputed issues of material fact. If there are no disputed material facts, the written letter must so indicate. d. A concise statement of the ultimate facts alleged and of any relevant rules, regulations, statutes, and constitutional provisions entitling the protesting party to relief. e. The protesting party's entitled demand for the relief. f. Such other information as the protesting party deems to be material to the issue. The formal protest shall contain all arguments, facts or data supporting and advancing the protestor's position. Under no circumstances shall the protestor have the right to amend, supplement or modify its formal protest after the filing thereof. Nothing herein shall preclude the County's authority to request additional information from the protesting party or other bidders or proposers in conjunction with the review and rendering of decisions on the protest, including any subsequent appeal. 5. In the event of a timely protest of contract award consistent with the requirements of this section, the Procurement Services Director shall not proceed further with the award of the contract until all appropriate administrative remedies as delineated under this section have been exhausted or until the Board of County Commissioners makes a determination on the 39 Procurement Manual Approved: 3/24/2017 record that the award of a contract without delay is in the best interests of the County. During this process, the protesting party shall limit their communications with the County to the Office of the County Attorney, and neither the protesting party, their agents or their representatives shall have any private contact or discussions with individual County Commissioners, the County Manager, other County employees, or any independent hearing officer (where applicable) regarding the protest except such communications as may be required or permitted during a hearing, if applicable, or a meeting of the County Commission wherein the solicitation or award is to be considered. 6. The Procurement Services Director shall review the merits of each timely protest and in consultation with the Contract Manager and other appropriate County staff, issue a decision stating the reasons for the decision and the protesting party's rights of appeal under this section. Said decision shall be in writing and mailed or otherwise furnished to the protesting party. The decision of the Procurement Services Director shall be final and conclusive unless the protesting party delivers a subsequent written notice of appeal to the County Manager within three (3) calendar days, excluding weekends and County holidays from the date of receipt of the decision. In filing a written objection to the Procurement Services Director's decision, the protestor shall not introduce new arguments or alter in any other way their protest submission. An appeal of the Procurement Services Director's decision shall be limited to a review of the grounds set forth in the formal protest, and no new grounds or arguments will be introduced or considered. 7. In the event of a subsequent appeal pursuant to section 6 above, the County Manager shall determine whether to appoint an independent Hearing Officer to review the formal protest and the Procurement Services Director's decision. The Hearing Officer's review shall be limited to the grounds set forth in the formal protest. The protesting party shall have the burden of proof. The Hearing Officer shall consider the formal protest, the Procurement Services Director's decision, and supporting documents and evidence presented at the hearing. In any hearing, irrelevant, immaterial or unduly repetitious evidence shall be excluded. All other evidence of a type commonly relied upon by reasonably prudent persons in the conduct of their affairs shall be admissible whether or not such evidence would be admissible in a trial in the courts of Florida. The Hearing Officer may grant the motion of any person having standing under Florida law to intervene in the proceedings. Persons or parties shall have the right to be represented by counsel in the proceedings, to call witnesses, and present evidence; provided, 40 Procurement Manual Approved: 3/24/2017 however, that the Hearing Officer shall not have the right to compel attendance of witnesses or to permit or compel any discovery. The Hearing Officer will have a maximum of 60 days to schedule and conduct a hearing into the matter and. issue a recommended finding of fact and an opinion in writing to the County Manager or designee for submission to the Board of County Commissioners. Should the Hearing Officer find in favor of the County, the protesting party shall pay, in full, the costs of the Hearing Officer. If the Hearing Officer's recommended decision is in favor of the protesting party, then the County will assume this cost. The County Manager's discretion as to whether to appoint a Hearing Officer shall in no way afford the protestor the right to demand such an appointment or hearing. The decision of a Hearing Officer on a protesting party's appeal shall be submitted to the Board for its consideration as part of a final award decision. Nothing herein shall be construed as creating a right of judicial review of the Hearing Officer's decision, nor shall such decision be binding upon the Board. Additionally, nothing herein shall be construed as limiting the Board's right to reject any and all bids or proposals. 8. Decisions of the Procurement Services Director and Hearing Officer (where applicable) will be provided to the protestor prior to the award recommendation being presented to the Board of County Commissioners. Neither the County Manager's decision nor the Hearing Officer's recommended decision shall be construed as an award recommendation triggering additional rights of protest pursuant to this policy. Notwithstanding anything set forth herein to the contrary, the Board of County Commissioners shall retain the authority to make the final award decision. 9. Failure to file a formal protest within the time and manner prescribed by this policy shall constitute a waiver of the right to protest by any protesting party as defined by subsection "A" of this policy. 10. As a condition of filing a formal protest to the Procurement Services Director, the protesting party shall submit a non-refundable filing fee for the purpose of defraying the costs of administering the protest. The filing fee shall be submitted with the formal protest. Failure to pay the filing fee shall result in the denial of the protest. The amount of the filing fee shall be as follows: 41 Procurement Manual Approved: 3/24/2017 Estimated Contract Amount Filing Fee $250,000.00 or less $500.00 $250,000.01 to $500,000.00 $1,000.00 $500,000.01 to $5 million $3,000.00 $5 million or more $5,000.00 This fee may be modified by Resolution of the Board of County Commissioners. 24. CONTRACT CLAIMS All actual or prospective claims arising against the County from contractors, vendors or any other party in direct privity with the County to provide goods or services shall first be directly addressed by the parties' administrative representatives in a manner consistent with the agreement between the parties. For any prospective or actual claims or disputes arising under any contract entered into by the County, the Procurement Services Division Director must determine the facts of the dispute. All contract claims should follow the County's Vendor Payment Dispute Resolution Process outlined in SECTION SIXTEEN of the County Procurement Ordinance. 25. INSPECTION AND TESTING The Procurement Services Division Director or Designee shall inspect, or supervise the inspection of, or cause to be inspected, all deliveries of commodities or services to determine their conformance with the specifications set forth in an order or contract. Inspection by Operating Department: The Procurement Services Division Director shall authorize operating departments to inspect, prior to use, all deliveries made to such operating departments under rules and regulations which the Procurement Services Director shall prescribe. 2. Testing: The Procurement Services Division Director shall have the authority to require chemical and physical tests of samples submitted with bids and samples of deliveries which are necessary to determine their quality and conformance with specifications. In the performance of such tests, the Procurement Services Division Director shall have the authority to make use of laboratory facilities of any Agency of the County or of any contracted outside laboratory. 26. PURCHASING CARD PROGRAM (Also refer to CMA #5808) The Procurement Services Division Director shall be responsible for the overall management and operation of the County's purchasing card program in conformance with the Collier County 42 Procurement Manual Approved: 3/24/2017 Administrative Practices and Procedures Manual. For the purpose of this Procurement Manual, a purchasing card is a credit card officially assigned to specific employees under the purview of the Board of County Commissioners' agency for the purpose of transacting small and/or strategic purchases. The Procurement Services Division Director shall be authorized to assign cards to employees for these purchases. The Procurement Services Division Director shall be responsible for establishing the following dollar limits for each assigned card: Single Transaction Limit: Not to exceed $1,000.00 per card unless otherwise authorized by the Procurement Services Division Director. 2. Monthly Spending Limit: Not to exceed $10,000.00 per card unless otherwise authorized by the Procurement Services Division Director. Strategic Purchases: The Procurement Services Division Director may utilize (or delegate the authority to other Agency staff to utilize) a purchasing card to place orders that exceed the limits set forth under this section in instances where one or more of the following is true: a. The purchase is to address a valid public emergency; or b. The County will earn revenue through card program rebates; or G. A vendor is requiring the County to order by purchasing card. 4. Sales Tax Compliance: Pursuant to F.S. § 212.08(6), County purchases transacted with vendors within the State of Florida are exempt from the State sales and use tax. In such instances, it is the responsibility of the cardholder to provide the vendor with the appropriate tax exemption information when the card is presented to the vendor. In the event that the cardholder fails to provide the vendor with the appropriate tax exemption information when the card is presented the cardholder may be responsible for payment of the tax. It is not cost effective or in the public interest to require a cardholder to seek a credit for sales tax collected when the total sale does not exceed $300. In the event that the total sale exceeds $300, the cardholder's Director is responsible to ensure the tax is returned to the County for the purchase. In all such instances, the Procurement Services Division Director shall ensure that the purchase has been approved subject to all other provisions of this policy. All fixed assets purchased using a purchasing card shall be properly reported to the Fixed Assets Section of the Clerk of Courts Finance Division so that it can be properly recorded. 27. CONFLICT OF INTEREST The procurement of goods and services shall comply with all applicable state, local and federal laws concerning ethics and conflict of interest. Refer to section_ 7 of this manual titled "Ethical Standards". 43 Procurement Manual Approved: 3/24/2017 The County Manager may suspend and/or debar vendors, contractors, consultants and other interested and affected persons from active participation in obtaining County contracts upon approval of the Board. The purpose of any such action shall be to protect the County's interests and the integrity of the County's contracting process. The suspension and debarment processes shall be considered to be separate from and in addition to the award evaluation and vendor performance evaluation processes. Definition of Terms: For the purposes of this section, the following terms have been defined as follows: a. Affiliate refers to associated business entities or individuals that control or could control the contractor or are controlled by the contractor or could be controlled by the contractor. b. Civil Judgment refers to a judgment or finding of a civil offense by any court of competent jurisdiction. C. Contractor means any individual or legal entity that: (1) Directly or indirectly (e.g.; through an affiliate), submits offers for or is awarded, or reasonably may be expected to submit offers for or be awarded, a County contract for construction or for procurement of commodities and services, including professional services; or (2) Conducts business, or reasonably may be expected to conduct business, with the County as an agent, surety, representative or subcontractor of another contractor. d. Conviction means a judgment or conviction of a criminal offense, felony or misdemeanor, by any court of competent jurisdiction, whether entered upon a verdict or a plea, and includes a conviction entered upon a plea of nolo contendere. e. Debarment means action taken by the County to exclude a contractor from County contracting and County -approved subcontracting for a reasonable, specified period as provided herein. Preponderance of the Evidence means proof by information that, compared with that opposing it, leads to the conclusion that the fact at issue is more probably true than not. 44 Procurement Manual Approved: 3/24/2017 g. Subcontractor: Any individual or legal entity that offers or agrees to provide commodities or services to a party deemed to be a contractor under this section. h. Suspension refers to action taken by the County Manager to temporarily disqualify a contractor from County contracting or County -approved subcontracting pending action of the Board. 2. Suspension: The Procurement Services Division Director shall recommend to the County Manager the suspension of a contractor, subcontractor or person from consideration for award of contracts if there appears to be a reasonable basis for debarment as set forth herein. If a suspension precedes a debarment, the suspension period shall be considered in determining the debarment period. The suspension period shall not exceed six (6) months without the approval of the Board of County Commissioners. 3. Debarment: a. Causes for Debarment: The prospective causes for debarment include one or more of the following: (1) Conviction for commission of a criminal offense as an incident to obtaining or attempting to obtain a public or private contract or subcontract, or in the performance of such contract or subcontract. (2) Conviction under state or federal law of embezzlement, theft, forgery, bribery, falsification or destruction of records, receiving stolen property, or any other offense indicating a lack of business integrity or business honesty which currently, seriously and directly affects responsibility as a contractor. (3) Conviction under state or federal antitrust laws arising out of the submission of bids, proposals or other competitive offers. (4) Violation(s) of County contract(s) provisions, which is (are) deemed to be serious and to warrant debarment, including the failure, without good cause, to perform in accordance with the terms, conditions, specifications, scope, schedule or any other provisions of the contract(s). (5) Refusal to provide bonds, insurance or other required coverage and certifications thereof within a reasonable time period. 45 Procurement Manual Approved: 3/24/2017 (6) Refusal to accept a purchase order, agreement or contract, or perform accordingly provided such order was issued timely and in conformance with the solicitation and offer received. (7) Presence of principals or corporate officers in the business of concern, who were principals within another business at the time when the other business was suspended or debarred within the last three (3) years under the provisions of this section. (8) Violation of the ethical standards set forth under applicable state or county laws. (9) Debarment of the contractor by another public agency. (10) Submitting false invoices or invoices that mislead, misrepresent the true costs incurred or falsely identify either a source of material or a provider of a service. (11) Any other cause deemed to be so serious and compelling as to materially affect the qualifications or integrity of the contractor. b. Procedure: (1) The county department/division requesting the suspension or debarment action shall submit to the Procurement Services Division Director a written complaint setting forth the reason(s) for seeking debarment. (2) The Procurement Services Division Director shall review the complaint, verify whether it is compliant with the provision of this Procurement Ordinance, direct any appropriate changes and, if warranted, forward the complaint to the contractor. (3) The contractor shall review the complaint and shall provide a written response (with supporting documentation) to each allegation. The response shall be provided to the Procurement Services Division Director within ten (10) business days of receipt of the notice of allegations. In the event that the contractor fails to respond to the complaint within the prescribed time period, the complaint, as forwarded to the contractor, shall become an effective suspension or debarment decision without further appeal. (4) In the event that the contractor files a timely and complete response to the complaint and the suspension or debarment action is based upon a 46 Procurement Manual Approved: 3/24/2017 conviction, judgment or other event(s) where there is no significant dispute over material facts, the Procurement Services Division Director shall determine the period of debarment on the basis of the undisputed material information set forth or referenced in the complaint, the contractor's reply and the parameters set forth in this section. In the event that the Contractor objects to the Procurement Services Division Director's recommendation, the Contractor shall have a maximum of three (3) business days to file an appeal of the debarment decision with the Procurement Services Division Director. The appeal will be forwarded to and considered by the County Manager, who will review the record compiled by the initiating department/division and the contractor. Should the County Manager overturn the Procurement Services Division Director's decision; the County Manager shall formally cite the reasons for doing so. (5) In the event that the contractor files a timely and complete reply to the complaint and where the facts are in dispute, the Procurement Services Division Director will convene a committee (hereinafter referred to as "the committee") consisting of at least three individuals who will review the complaint and the contractor's reply. The County Manager shall formally appoint the committee, which will generally consist of county employees, none of whom shall be a member of the department/division initiating the complaint. At the discretion of the County Manager, a member from private industry with a particular area of relevant expertise may be appointed to the committee, provided that this member is not a direct or indirect competitor of the firm in question. The Office of the County Attorney shall appoint a representative to attend the committee's review of the findings. The representative shall not be considered a voting member of the committee, but shall be available to provide legal counsel to the committee as necessary. All members appointed to serve on the debarment committee shall disclose, to the Procurement Services Director any actual or prospective conflicts of interest at the time of appointment or at the time in which the member becomes aware of the actual or prospective conflict. 47 Procurement Manual Approved: 3/24/2017 (6) The Procurement Services Division Director shall chair the committee and serve as the Procurement Department's representative to the committee. The Procurement Services Director shall preside over and facilitate the deliberations of the committee as a non-voting member and serve as the County's liaison to the Contractor. All voting committee members are prohibited from having any communication regarding the issue outside the committee deliberations with any of the parties involved in the specific suspension or debarment or their representatives until after the committee decision has been issued or, in the event of an appeal of that decision by the contractor, until the conclusion of the appeal process. All committee deliberations are subject to F.S. § 286.011. (7) Where the material facts are in dispute, the committee shall evaluate the evidence, judge the credibility of witnesses and base its decision upon the preponderance of the evidence. Should the contractor fail to appear at the hearing, the contractor shall be presumed to be non-responsive and shall be subject to suspension or debarment. The committee decision shall be by a majority vote of those voting members in attendance. The committee shall be the sole trier of fact. In the event that the committee decides to impose a debarment, the decision will formally include, but not be strictly limited to the following information: (i) The specific reasons for the action; (ii) The scope of the debarment; and (iii) The period of debarment, including the effective and expiration dates. The committee's decision shall be issued in writing within 20 business days of the conclusion of the hearing unless the committee extends this period for good cause. (8) The Procurement Services Director shall forward the committee's decision to the contractor and affiliates involved. Should the contractor object to the committee's decision, the contractor shall have a maximum of three (3) business days to file an appeal of the decision with the Procurement Services Director. The appeal will be forwarded to and considered by the County Manager, who will review the record compiled 48 Procurement Manual Approved: 3/24/2017 by the initiating department, the contractor and the committee. Should the County Manager overturn the committee's decision; the County Manager shall formally cite the reasons for doing so. Final recommendation for debarment shall be approved by the Board. C. Debarment Period: (1) The committee shall recommend the period of debarment. The debarment period shall be commensurate with the severity of the cause(s) and approved by the Board. (2) The committee (having the same or different composition) may recommend to the Board a reduction in the debarment period upon a written request from the contractor to do so, based on one or more of the following reasons: (i) Newly discovered material evidence; (ii) A reversal of the conviction, civil judgment or other action upon which the debarment was based; (iii) Bona fide change in ownership or management; (iv) Elimination of other causes for which the debarment was imposed; or (v) Other reasons that the committee might deem appropriate. The contractor's request shall be submitted to the Procurement Services Director in writing and shall be based on one or more of the aforementioned reasons. 3. The decision of the Board regarding a reduction of the debarment period is final and not subject to appeal. d. The Effects of Debarment: (1) Debarred contractors are excluded from receiving County contracts. Departments shall not solicit offers from, award contracts to, or consent to subcontractors with debarred contractors. Debarred contractors are excluded from conducting business with the County as agents, representatives, subcontractors or partners of other contractors. (2) The Procurement Services Division shall maintain a list of firms placed under a Suspended or Debared category and shall make that list known as a public record. 49 Procurement Manual Approved: 3/24/2017 (3) Divisions may not renew or otherwise extend the duration of current contracts with debarred contractors in place at the time of the debarment unless the Board determines that it is in the best interests of the County to allow the contractor to continue or finish the work within an additional, limited period of time. (4) When a debarred contractor is proposed as a subcontractor for any subcontract subject to County approval, the department shall not consent to subcontracts with such contractors. (5) The County shall not be responsible for any increases in contract costs or other expenses incurred by a contractor as a result of rejection of proposed subcontractors, provided that the subcontractor was debarred prior to the submission of the applicable bid or proposal offer. e. The Scope of Debarment: Debarment applies to all officers, Directors, Managers, principals, Procurement Services Directors, partners, qualifiers, divisions or other organizational elements of the debarred contractor, unless the debarment decision is limited by its terms to specific divisions, organizational elements or commodity/services. The committee's decision includes any existing affiliates of the contractor if they are specifically named and are given written notice of the proposed debarment and an opportunity to respond. Future affiliates of the contractor are subject to the pre-existing terms of the committee's decision. 29. WAIVER OF ORDINANCE The Board of County Commissioners shall have the authority to waive any and all Procurement Ordinance provisions within lawful guidelines and upon formal Board action. 30. CONFLICT AND SEVERABILITY In the event this Manual conflicts with any other ordinance of Collier County or other applicable law, the more restrictive shall apply. If any phrase or portion of the Manual is held invalid or unconstitutional by any court of competent jurisdiction, such portion shall be deemed a separate, distinct and independent provision and such holding shall not affect the validity of the remaining portion. 50 Procurement Manual Approved: 3/24/2017 J� 14 -IV -54-0".v Bayshore Gateway Triangle CRA .Bayshore Beautification MSTU Haldeman Creek MSTU The Collier County Community Redevelopment Agency - Bayshore Gateway Triangle Community Redevelopment Area does not have 501(C)3 IRS Tax Exemption Status. As such our office does not submit Form 990 to IRS. It is a Special Taxing Unit of Collier County Government formed under State of Florida Statutes Chapter 163. The Collier County Board of County Commissioners is the ex -officio governing board of the Collier County Community Redevelopment Agency. ��,fi =•:.��i�` to t + + .. •- _� f h._�..i `��c "jay •- +-- ��� Bayshore Community Redevelopment Agency Fire Suppression Project location - Phase 2 1I2410-- lk 2a7 Izisu z zsn 2 — �I—i7eRI :z,� lrrz a7 J��r•—'}, J�3i , 335., �,, `i—" i 1 I j !-11AVLL �Y. � �- -�-i'ri �,}�❑ .,/ II 222 e D Ell u�u `•'1a I �� zza7 ®,.�__ i l n. I 11 ulr 4.. LP z7AZ_,—,_.+p 7. 1 I 12�.,i J }6 2-M U FJ V I 2S � 14 81 r =-1 ®7 ;t FL1.,-- uq7, - fl0267 A2924 141 K7 IUl hIV[I L Q Sc2e rte; 11d E71fit712.'!1 l,lni� � L _j_ issz 1 ,e /I.'�r"2'I __---�-- ) Ed e E, A F9 1 111 !Ilfl 11, „J =1 l�'jS i 2GJt /h• 2111 J � I' 1 - • IIA i i S 11= I• - -- I JGSI �i I11> 11n j 117 I III l III I�,I I 2836 165N - r72 I 14 I v I i 2631 _ L-J 2r�e 266t V i. 2 2710 \ 1754 18661 2714 2801 372, 2777 �`JtY 2727 9 7?7 1 IL 1nei 171f 27au ",finA as au :eLl� ze71 I o0'1 i olL u ❑ <. -- ', GradyMinvr MEMORANDUM TO: Elly McKuen; Bayshore Gateway Triangle CRA FROM: Michael J. Delate, P.E. Justin A. Frederiksen, P.E. SUBJECT: Water System Improvements for Fire Protection DATE: August 16, 2016 1. INTRODUCTION As authorized by the Bayshore Gateway Triangle CRA, Q. Grady Minor & Associates, P.A. has prepared this Technical Memorandum, (Work Order 4500126920 under Contract FT -09 -5262 -CI -GEN). The purpose of this study is to review the existing water system in the CRA in regards to the current status of fire protection and identify potential improvements to the system to increase levels of fire protection. 2. STUDY AREA The proposed study area consists of the Bayshore Gateway Triangle CRA with exception of the Collier County Government Complex and that portion within the Windstar Development. These areas generally have adequate fire protection in place. Figure No. 1 provides a general location map of the study area. 3. EXISTING CONDITIONS The Bayshore Gateway Triangle CRA is located in Collier County and through an interlocal agreement receives water service from the City of Naples. The East Naples Fire Control and Rescue District provides fire protection for the CRA. The CRA is a mix of commercial and residential properties. The CRA is at the periphery of the City of Naples water system. The existing system has mains varying in size from 2 to 16 inch diameter. (Larger mains have been identified as cast iron and ductile iron and smaller diameter mains as asbestos cement, AC.) The age of the water system varies with some portions being in excess of 40 yeas of age. There are also a limited number of fire hydrants present for fire protection. Those hydrants located in public rights of way are generally owned and maintained by the City of Naples and those within private developments are either owned and maintained by the fire district or the development. Q. Grady Minor & Associates, P.A. Civil Engineers • Surveyors • Land Planners • Landscape Architects 3800 Via Del Rey • Bonita Springs, Florida 34134 • (239) 947-1144 • Fax (239) 947-0375 Because of the CRA location on the periphery of the City's water service area, the area has historically experienced low water flow and pressure conditions. The East Naples Fire Control and Rescue District has confirmed these conditions. Some system improvements and additions have been made to the system over the years. The City of Naples is also in the process of completing pumping system improvements at Lois and Pineland storage and repump facility which should assist in reducing some of the flow and pressure deficiencies. However it is anticipated that some deficiencies will still exist. The northern portion of the CRA area is served from the primary City of Naples water system. This is generally the area referred to as the Gateway Triangle. The southern portion of the CRA area is served from the City's water storage/re-pump facilities located at Lois Street and Pineland within the Gateway Triangle area. Current water system deficiencies include undersized water mains not capable of supporting fire flows, lack of fire hydrants at adequate spacing and dead end pipe segments with no looping. (Many streets are finger streets ending at canals.) In discussion with the fire district and in accordance with generally accepted standards, fire hydrants in single family residential should be spaced approximately at 500 feet, hydrants in multifamily residential at 250 feet and those in commercial areas at 250 feet. Fire hydrants should be installed on mains with a minimum diameter of 6". Where multiple hydrants exist (or within multi- family and commercial areas), the main size should be 8" or larger. Based upon review of the existing system, the study area can be divided into four (4) areas requiring differing levels of water system improvements for fire protection. See Figure No. 2 for the location of these areas. Area No. 1 is south of US 41 and north of Haldeman Creek. It consists of both commercial and residential properties. The commercial areas are generally along US 41 and Bayshore Drive. Included in these commercial properties are Gulf Gate Plaza and the Courthouse Shadows Plaza. Both of these areas are served by mains at their perimeter. Also in the area is the Harmony Shores Mobile Home Community. Harmony Shores has a private water distribution system with no fire protection. Area No. 1 is generally served by small diameter main (6" or less) with a few interconnections to the 12" and 16" water main on Bayshore Drive and mains on US 41. Area No. 2 is south of Haldeman Creek and north of Thomasson Drive and is on the east and west sides of Bayshore Drive. This area is a mix of commercial and residential properties. The commercial properties are generally on Bayshore Drive. The residential properties are primarily single family units; however there are multi -family units in the following areas; Plantation Way (East of Bayshore), Bayshore Landings Apartments (West of Bayshore), Botanical Place (East of Q. Grady Minor & Associates, P.A. Civil Engineers • Surveyors • Land Planners • Landscape Architects 3800 Via Del Rey 9 Bonita Springs, Florida 34134 • (239) 947-1144 • Fax (239) 947-0375 Bayshore) and Abaco Bay (East of Bayshore). These multi family units do have fire protection (fire hydrants) within them. These multi -family areas are served from the 16" water main on the east side of Bayshore. (Parts of this main are located under the existing northbound pavement). Also within this area is the Moorhead Manor Mobile Home Community. This community has a private water distribution system with no fire protection. The commercial and remaining residential properties are generally served from the 6" water main on the west side of Bayshore. There are minimal interconnects between the 6" and 16" mains. This area generally has undersized mains and limited fire hydrants. Area No. 3 is south of Thomasson Drive and includes that area adjacent to Bayshore Drive and that area north and south of Thomasson Drive west of Bayshore. It is primarily single family residential with exception of the commercial properties at the Thomasson Drive and Bayshore intersection. This area is served by a 12 inch main on Bayshore, Thomasson and Hamilton Avenue. This area has adequate sized mains and fire hydrant spacing. Area No. 4 is the Gateway Triangle area and is generally bound by US 41, Airport Pulling Road and Davis Boulevard. This area also includes an area just north of Davis Boulevard and an area east of Airport Pulling Road including the County Government Complex. The Eastern portion of this area is generally residential and the western portion is commercial. Areas along the major roads at the perimeter are also commercial. The area is generally served by small diameter main (6" and less) and has limited hydrant coverage. There are City water storage and re -pump facilities within the area; however, these facilities do not serve this area. These facilities generally serve the areas south of US 41 (Areas 1, 2 and 3). There are also limited connections to the existing 16" water main that feeds the City water storage/re-pump facilities. The area east of Airport Pulling Road generally has adequate facilities. The remaining area has undersized mains and limited fire hydrant coverage. 4. PROPOSED IMPROVEMENTS 4.1 IMMEDIATE IMPROVEMENTS It is proposed that an initial phase be completed to improve fire protection by the addition of fire hydrants to existing mains and making interconnects between smaller and larger diameter mains. The fire hydrant additions would be made to mains with a minimum size of 6 inches. The addition of fire hydrants and main interconnects on this initial phase is shown on Figure No. 3. A total of 25 fire hydrant additions and 7 water main interconnects have been identified. The probable project cost is estimated at $426,000. Q. Grady Minor & Associates, P.A. Civil Engineers • Surveyors • Land Planners • Landscape Architects 3800 Via Del Rey • Bonita Springs, Florida 34134 • (239) 947-1144 • Fax (239) 947-0375 4.2 AREA No. 1 Recommended improvements to this area consist of the following items: See Figure No. 4 for additional information. • Upgrade mains and add fire hydrants in Sub -area lA consisting of Peters and Gordon Avenue and Collee Court. Also included is a water main extension to connect to the 12 inch water along the south side of US 41, east of Bayshore. The probable project cost is estimated at $422,970. • Upgrade mains and add fire hydrants in Sub -area 113 consisting of the Weeks, Becca, Pine, Arbutus and Mangrove areas. The probable project cost is estimated at $447,879. The total project cost for these two areas is estimated at $870,849. Fire protection improvements are also needed in the Harmony Shores Mobile Home Park. However this is a private development with private streets and a private water distribution system. It is served by a master water meter. If a fire main was extended in this area it's estimated project cost is $293,802. While the Gulf Gate Shopping Plaza has basic fire protection consisting of a 6" main and fire hydrants, it is typical that a commercial development would be serviced by 8 or 10" mains. To upgrade this system to a 10" main with new hydrants is estimated to cost $222,318. The total project cost for all these areas in AREA No. 1 is estimated at $1,386,969. 4.3 AREA No. 2 Recommended improvements to this area consist of the following items: See Figure No. 5 for additional information. • Upgrade mains and add fire hydrants in Sub -area 2A consisting of Bayview, Shoreview, Gulfview, Riverview and Lakeview. The probable project cost is estimated at $416,898. • Upgrade mains and add fire hydrants in Sub -area 2B consisting of Coco, Areca, Canal and Basin. The probable project cost is estimated at $156,216. • Upgrade mains and add fire hydrants in Sub -area 2C consisting of Barrett, Storter, VanBuren, Linda, Lunar, Full Moon, New Moon, Harvest and Jeepers. The probable project cost is estimated at $774,801. The total project cost for these areas is estimated at $1,347,915. Q. Grady Minor & Associates, P.A. Civil Engineers • Surveyors • Land Planners • Landscape Architects 3800 Via Del Rey • Bonita Springs, Florida 34134 • (239) 947-1144 9 Fax (239) 947-0375 Fire protection improvements are also needed in the Moorhead Manor Mobile Home Park. This is a private development with private streets and a private water distribution system. It is served by a master water meter. If a fire main was constructed in this development, its estimated project cost is $259,302. The total project cost for all these areas in AREA No. 2 is estimated at $1,607,217. 4.4 Area No. 3 No improvements are recommended for Area No. 3. See Figure No. 6. 4.5 Area No. 4 Recommended improvements to this area consist of the following items: See Figure No. 7. • Upgrade mains and add fire hydrants in Sub -area 4A. This is the residential area of the Gateway Triangle. The probable project cost is estimated at $1,522,416. • Upgrade mains and add fire hydrants in Sub -area 4B. This is the commercial area of the Gateway Triangle. The probable project cost is estimated at $536,613. • Add fire hydrants on the north side Davis Boulevard in the commercial area. (Sub -area 4C) The probable project cost is estimated at $41,400. The total project costs for these areas are estimated at $2,100,429. 4.6 Summary of Costs Below is an estimate of project costs. Attached Table 1 includes a breakdown of Project costs. The Project costs include: budget estimates of construction costs; surveying; engineering and permitting; construction engineering and inspection services and; a 15% contingency for a total of $5,520,615. SUMMARY OF COSTS AREA COSTS Immediate $ 426,000 No. 1 $1,386,969 No. 2 $1,607,217 No. 3 N/A No. 4 $2,100,429 TOTAL $5,520,615 Q. Grady Minor & Associates, P.A. Civil Engineers • Surveyors • Land Planners • Landscape Architects 3800 Via Del Rey • Bonita Springs, Florida 34134 • (239) 947-1144 9 Fax (239) 947-0375 No costs have been included for removal and disposal of asbestos cement (AC) pipe beyond that incidental needed. It is anticipated that AC pipe will be abandoned in place and mains 4" or greater grouted in place. 5. OTHER CONSIDERATIONS It is critical that the proposed water system improvements be coordinated with the City of Naples. The City of Naples owns, operates and maintains the water system with the CRA. It is also important that coordination also be completed with Collier County, the East Naples Fire Control and Rescue District and private utilities in the area. Those activities immediately adjacent or within the US 41 right-of-way will need to be coordinated and permitted with the Florida Department of Transportation. Ideally planning for individual projects should begin one (1) year prior to planned construction to allow proper coordination to occur, engineering surveys to be complete, plans and specification developed and permitting to be completed prior to bidding and construction. Q. Grady Minor & Associates, P.A. Civil Engineers • Suiweyors • Land Planners • Landscape Architects 3800 Via Del Rey • Bonita Springs, Florida 34134 • (239) 947-1144 • Fax (239) 947-0375 C.R.A. BOUNDARY BAYSHORE GATEWAY TRIANGLE C.R.A. WATER SYSTEM IMPROVEMENTS FOR LA Bo FIRE PROTECTION VIGPAEE J. C TE P.E M9E z01 G. GB Ir w a pS50C.. 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