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Agenda 09/23/2014 Item #16D229/23/2014 16.D.22. EXECUTIVE SUMMARY Recommendation to approve First Amendment to Agreement with the Collier County Housing Authority, Inc. for the Community Development Block Grant Electrical Replacement Project to extend the completion date, and update language throughout amendment to satisfy local and federal compliance requirements. OBJECTIVE: To benefit low, moderate and middle income families. CONSIDERATIONS: The U.S. Department of Housing and Urban Development (HUD) Community Development Block Grant (CDBG) program funds locally defined needs for community services and infrastructure. The Board of County Commissioners of Collier County approved the Collier County Consolidated Plan - One -Year Action Plans for Federal Fiscal Year 2013 -2014 for the CDBG Program at the August 13, 2013 absentia meeting- Agenda Item I IA, ratified at the September 10, 2013 Board of County Commissioners meeting. On February 11, 2014 (Item 16D7) the Board approved the subrecipient agreement with the Collier County Housing Authority, Inc. for the CDBG Electrical Replacement Project. The subrecipient has requested an extension to complete its project to meet the National Objective. The time requested by the subrecipient is required to meet the components and deliverables of the 2013 agreement. The subrecipient has experienced difficulty in procuring the necessary bids in order to complete the project and by extending the end date allows the subrecipient to complete it. This extension is not unlimited, and requires that the project be completed timely from this point forward and failure to do so will require the subrecipient to repay the amount of the CDBG investment. In addition, additional language has been added to the current agreement to satisfy Federal Compliance requirements. In order to meet the agenda deadlines, the board chair of the CCHA has signed the agreement. The entire CCHA board will review at their next meeting on September 23, 2014. Should changes be required, it will be re- presented to the BCC for their consideration. First Amendment to the Agreement provides for the following changes: 1. Extends the completion date from September 30, 2014 to May 31, 2015; 2. Adds language to clarify deliverables to satisfy federal and local compliance requirements FISCAL IMPACT: The proposed actions described in this executive summary have no new fiscal impact. The funding source for the grant award is the Community Development Block Grant (CDBG) Program. The grant award for this project is $385,000. It is budgeted in the Housing Grants Fund (705) for Project No. 33289 (CDBG Grants). LEGAL CONSIDERATIONS: This item is approved as to form and legality and requires a majority vote for Board action. -JAB GROWTH MANAGEMENT IMPACT: There is no impact to the Growth Management Plan related to this action. Packet Page -290S- 9/23/2014 16.D.22. RECOMMENDATION: That the Board of County Commissioners approve and authorize the Chairman to sign the First Amendment to the Collier County Housing Authority, Inc. Agreement for the CDBG Electrical Replacement Project in order to extend the completion date, and update language throughout amendment to satisfy federal compliance requirements. Prepared By: Rosa Munoz, Grant Coordinator; Housing, Human and Veteran Services Packet Page -2906- 9/23/2014 16.D.22. COLLIER COUNTY Board of County Commissioners Item Number: 16.16.D.16.D.22. Item Summary: Recommendation to approve First Amendment to Agreement with the Collier County Housing Authority, Inc. for the Community Development Block Grant Electrical Replacement Project to extend the completion date, and update language throughout amendment to satisfy local and federal compliance requirements. Meeting Date: 9/23/2014 Prepared By Name: AlonsoHailey Title: Operations Analyst, Public Services Division 9/10/2014 3:53:30 PM Approved By Name: SonntagKristi Title: Manager - Federal /State Grants Operation, Housing, Human & Veteran Services Date: 9/11/2014 10:13:45 AM Name: MesaNancy Title: Accountant, Housing, Human & Veteran Services Date: 9/11/2014 10:52:06 AM Name: Bendisa Marku Title: Supervisor - Accounting, Housing, Human & Veteran Services Date: 9/11/2014 10:54:28 AM Name: AlonsoHailey Title: Operations Analyst, Public Services Division Date: 9/11/2014 11:15:20 AM Name: TownsendAmanda Title: Director - Operations Support, Public Services Division Date: 9/11/2014 12:15:02 PM Name: BelpedioJennifer Title: Assistant County Attorney, CAO General Services Packet Page -2907- Date: 9/11/2014 1:53:49 PM 9/23/2014 16.D.22. Name: RobinsonErica Title: Accountant, Senior, Grants Management Office Date: 9/12/2014 10:28:36 AM Name: CarnellSteve Title: Administrator - Public Services, Public Services Division Date: 9/15/2014 5:21:24 PM Name: KlatzkowJeff Title: County Attorney, Date: 9/16/2014 8:39:13 AM Name: StanleyTherese Title: Manager - Grants Compliance, Grants Management Office Date: 9/16/2014 2:39:46 PM Name: KlatzkowJeff Title: County Attorney, Date: 9/16/2014 3:26:51 PM Name: OchsLeo Title: County Manager, County Managers Office Date: 9/16/2014 4:16:51 PM Packet Page -2908- 9/23/2014 16.D.22 Grant # - B- 13 -UC -12 -0016 CFDA/CSFA# - 14.218 Subrecipient — Collier County Housing Authority, Inc. Aereement# CD13 -06 DUNS # - 040977514 IDIS# - 460 FM FEID # - 59- 1490555 FY End 09/30 Monitoring Deadline 02/28442020 FIRST AMENDMENT TO AGREEMENT BETWEEN COLLIER COUNTY AND COLLIER COUNTY HOUSING AUTHORITY, INC. This Amendment is made and entered into this day of , 2014, by and between "Collier County Housing Authority, Inc. ", a special independent district of the State of Florida, created in accordance with Florida Statute Section 421.27 et seq., hereinafter referred to as SUBRECIPIENT and Collier County, Florida, hereinafter referred to as "COUNTY," collectively stated as the "Parties." RECITALS WHEREAS, on January 14, 2014, the COUNTY entered into an Agreement with Collier County Housing Authority, Inc. for Community Development Block Grant Program funds to be used for the CDBG Electrical Replacement Project (hereinafter referred to as the "Agreement "); and WHEREAS, the Parties desire to amend the Agreement to extend the project completion date, and include language to clarify federal compliance requirements of meeting a National Objective. NOW, THEREFORE, in consideration of foregoing Recitals, and other good and valuable consideration, the receipt and sufficiency of which is hereby mutually acknowledged, the Parties agree to amend the Agreement as follows: Words Seek Thr are deleted; Words Underlined are added 7C II. TIME OF PERFORMANCE Services of the SUBRECIPIENT shall start on the 11th day of February, 2014 and end on the 30h day of September-, 30 day of Mav, 2015. The term of this Agreement and the provisions herein may be extended by amendment to cover any additional time period during which the SUBRECIPIENT remains in control of CDBG funds or other CDBG assets, including program Income. Collier County Housing Authority, Inc. Electrical Replacement Amendment fl l CDBG (CD 13 -06) Page 1 of 21 Packet Page -2909- 9/23/2014 16.D.22 The project timeline identified in Exhibit "D" of this agreement has been developed jointly with the SUBRECIPIENT and has been approved by all parties. The SUBRECIPIENT is expected to adhere to the target dates. A deviation of up to 10-0K e f the r.,....ber- e 60 days for any tasks is considered normal fluctuation for the project schedule. Any deviation in excess of this by the SUBRECIPIENT may result in termination of the agreement with no further obligation on the part of the COUNTY to make payments for completed or in- progress work. The project timeline may be amended only by written approval by the COUNTY, following a written request with explanation from the SUBRECIPIENT, and such approval must be made in advance of any related missed target date. III. AGREEMENT AMOUNT The COUNTY agrees to make available THREE HUNDRED AND EIGHTY -FIVE THOUSAND DOLLARS ($385,000) for the use by the SUBRECIPIENT during the Term of the Agreement (hereinafter, the aforestated amount including, without limitation, any additional amounts included thereto as a result of a subsequent amendment(s) to the Agreement, shall be referred to as the "Funds "). The County shall reimburse the SUBRECIPIENT for the performance of this Agreement upon completion or partial completion of the work tasks as accepted and approved by HHVS. SUBRECIPIENT may not request disbursement of CDBG funds until funds are needed for eligible costs, and all disbursement requests must be limited to the amount needed at the time of request. Invoices for work performed are required every month. SUBRECIPIENT may expend funds only for allowable costs resulting from obligations incurred during the teen of this agreement. If no work has been performed during that month, or if the SUBRECIPIENT is not yet prepared to send the required backup, a $0 invoice will be required. Explanations will be required if two consecutive months of $0 invoices are submitted. Payments shall be made to the SUBRECIPIENT when requested as work progresses but, not more frequently than once per month. Reimbursement will not occur if SUBRECIPIENT fails to perform the minimum level of service required by this Agreement. Final invoices are due no later than 90 days after the end of the agreement. Work performed during the term of the program but not invoiced within 90 days without written exeeptie authorization from the Grant Coordinator will not be reimbursed. The County Manager or designee may extend the term of this Agreement for a period of up to 180 days. The extension must be authorized prior to the expiration of the agreement. The extension must be authorized in writing by formal letter to the Subrecipient. No payment will be made until approved by HHVS for grant compliance and adherence to any and all applicable local, state or Federal requirements. Payment will be made upon receipt of a properly completed invoice and in compliance with §218.70, Florida Statutes, otherwise known as the "Local Government Prompt Payment Act." The following table details the project deliverables and payment schedule: PAYMENT DELIVERABLES Deliverable Payment — Supporting Documents Submission Schedule Collier County Housing Authority, Inc. Electrical Replacement Amendment #1 CDBG (CD 13 -06) Page 2 of 21 CA � Packet Page -2910- 9/23/2014 16.D.22 Project Component One: Funding costs Upon invoicing will reimburse Submission of monthly will include but not limited to the allowable expenses on AIA G702 -1992 invoices: Exhibit B rollowing expenses: Design, installation, form or equivalent document per inspection, permits for electrical contractor's schedule of values. rewiring, removal and replacement in up Supporting documents must be to 71 units in Section A at Farm Workers provided as back up. Village in Immokalee, FL Final 10% ($38,500) released upon documentation of completion of activities and will occur with each invoice Project Component Two: Funding costs ERR document(s), invoice, canceled Upon completion and will include but not limited to the check and any additional documents approval submission of following expenses: as needed utilizing Exhibit B invoice Environmental Review /Assessment PROGRAM DELIVERABLES Deliverable Program — Deliverable Supporting Submission Schedule Documents Qu erly Reports Exhibit D Quarterly Proof of Insurance Insurance Certificate Annually within 30 days of renewal until 2020 Affirmative Action Plan Plan Documents Within 60 days of executed agreement and updates submitted annually Annual Audit Audit Report with Management 3/30 annually for 5 years Letter and Exhibit E until 2020 Fair Housing Plan Plan Documents Within 60 days of executed agreement and updates submitted annually Program Income Reuse Plan Annually for 5 years until 2020 Inventory Inventory Listing I Annually for 5'years The COUNTY will monitor the performance of the SUBRECIPIENT based on coals and performance standards as stated with all other applicable federal, state and local laws, regulations, and policies governing the funds provided under this contract. Substandard performance as determined by the COUNTY will constitute noncompliance with this Agreement. If corrective action is not taken by the SUBRECIPIENT within a reasonable period of time after being notified by the COUNTY, contract suspension or termination procedures will be initiated. SUBRECIPIENT agrees to provide HUD, the HUD Office of Inspector General, the General Accounting Office, the COUNTY, or the COUNTY's internal auditor(s) access to all records related to performance of activities in this agreement CORRECTIVE ACTION Collier County Housing Authority, Inc. Electrical Replacement Amendment 41 CDBG (CD 13 -06) Page 3 of 21 CA Packet Page -2911- 9/23/2014 16.D.22. Corrective action plans may be required for noncompliance nonperformance or unacceptable performance under this contract. Penalties may be imposed for failures to implement or to make acceptable progress on such corrective action plans. In order to effectively enforce Resolution No. 2013 -228, Housing Human and Veteran Services (HHVS) has adopted an escalation policy to ensure continued compliance by Subrecipients Developers, or any entity receiving_jzrant funds from HHVS HHVS's policy for escalation for non- compliance is as follows: 1. Initial non - compliance may result in Findings or Concerns being issued to the entity and will require a corrective action plan be submitted to the Department within 15 days following the monitoring visit. o Any pay requests that have been submitted to the Department for payment will be held until the corrective action plan has been submitted. o HHVS will be available to provide Technical Assistance (TA) to the entity as needed in order to correct the non - compliance issue. 2. If in the case an Entity fails to submit the corrective action plan in a timely manner to the Department, the Department may require a portion of the awarded grant amount be returned to the Department. o The County may require upwards of five percent {5 %) of the acquisition amount be returned to the Department, at the discretion of the Board of County Commissioners o The entity may be considered in violation of Resolution No 2013 -228 3. If in the case an Entity continues to fail to correct the outstanding issue or repeats an issue that was previously corrected and has been informed by Department of their substantial non - compliance by certified mail, Department may require a portion of the awarded ;grant amount or the amount of the CDBG investment for acquisition of the properties conveyed, be returned to the Department. o The Department may require upwards of ten percent 0 0% of the acquisition amount be returned to the Department, at the discretion of the Board of County Commissioners o The entity will be considered in violation of Resolution No 2013 -228 4. If in the case after repeated notification the Entity continues to be substantially non- compliant, the Department may recommend the contract or award be terminated o The Department will make a recommendation to the Board of County Commissioners to immediately terminate the agreement or contract. The Entity will be required to repay Collier County Housing Authority, Inc. Electrical Replacement Amendment # I CDBG {CD 13 -06} Page 4 of 21 C"16 Packet Page -2912- 9/23/2014 16.D.22 all funds disbursed by the County for project that was terminated. This includes the amount invested by the County for the initial acquisition of the properties. o The entity will be considered in violation of Resolution No. 2013 -228 If in the case the Entity has multiple agreements with the Department and is found to be non- compliant the above sanctions may be imposed across all awards at the discretion ofthe Board of Count! Commissioners. REMAINDER OF PAGE INTENTIONALLY LEFT BLANK Collier County Housing Authority, Inc. Electrical Replacement Amendment # 1 CDBG (CD 13 -06) SIGNATURE PAGE TO FOLLOW Page 5 of 21 Packet Page -2913- 9/23/2014 16.D.22. IN WITNESS WHEREOF, the Subrecipient and the County, have each, respectively, by an authorized person or agent, hereunder set their hands and seals on the date first written above.4 - ATTEST: DWIGHT E. BROCK, CLERK Dated: , Deputy Clerk (SEAL) Collier County Housing Authority, Inc. Electrical Replacement Amendment # I CDBG (CD 13 -06) BOARD OF COUNTY COMMISSIONERS OF COLLIER COUNTY, FLORIDA By: TOM HENNING, CHAIRMAN Collier County Housing Authority, Inc. By: Signature Esmeralda Serrata, Executive Director Type /print Subrecipient name and title Approved as to form and legality: Jennifer A. Belpedio Assistant County Attorney Page 6 of 21 Packet Page -2914- q \`� CA I 9/23/2014 16.D.22. EXHIBIT "B" COLLIER COUNTY HOUSING, HUMAN AND VETERAN SERVICES REQUEST FOR PAYMENT SECTION I: REQUEST FOR PAYMENT Sub recipient Name: Collier County Housing Authority, Inc. Sub recipient Address: 1800 Farm Worker Way, Immokalee, FL 34142 Project Name: Electrical Replacement Prejeett Agreement No: CD -13 -06 Payment Request # Dollar Amount Requested: $ Date Period of Availability: 02A V2044 09404444 through Period for which Agency has incurred indebtedness: through SECTION II: STATUS OF FUNDS 1. Grant Amount Awarded 2. Sum of Past Claims Paid on this Account 3. Total Grant Amount Awarded Less Sum Of Past Claims Paid on this Account $ 4. Amount of Previous Unpaid Requests 5. Amount of Today's Request 6. 10% of Retainage Amount Withheld 7. Current Grant Balance (Initial Grant Amount Awarded Less Sum of all requests) $ 1 certify that this request for payment has been drawn in accordance with the terms and conditions of the Agreement between the COUNTY and us. To the best of my knowledge and belief, all grant requirements have been followed. Signature Date Title Authe g Grant Coordinator Grant Accountant Collier County Housing Authority, Inc. Electrical Replacement Amendment #1 CDBG (CD 13 -06) Page 7 of 21 Packet Page -2915- 9/23/2014 16.D.22. Supervisor (approval atah ty ,,, der- $ n,999 required $15,000 and above) Dept Director (approval required $15,000 and above) Collier County Housing Authority, Inc. Electrical Replacement Amendment #I CDBG (CD 13 -06) Page 8 of 21 Packet Page -2916 EXHIBIT "D" QUARTERLY PROGRESS REPORT Sub - recipients: Please fill in the following shaded areas of the report Agency Name: Project Title: Program Contact: Telephone Number: 9/23/2014 16.D.22. Contract Date: Alternate Contact: goa ssmce. c a er ._ A. Outcome Goals: list the outcome from Action Number of Days to Complete gg n3 "REPORT FOR QUARTER ENDING: (check one that applies to the '00 a corresponding grant period): ❑ 04130/14 L2. 007/31114 010/31114 FEE@ ❑ Please take note: The CDBG /HOME /ESG Program year begins October 1, 2013 - September 30, 2014. Each quarterly report needs to include cumulative data beginning from the start of the agreement date of February , 2014 Contract Drafted Completed goa ssmce. c a er ._ A. Outcome Goals: list the outcome from Action Number of Days to Complete Anticipated End Date Responsible Party CCHA CONTRACT Contract Drafted Completed December 20, 2013 Kim Grant HHVS CCHA Contract approved by Collier County BCC February 11, 2014 HHVS Environmental Review ERR scope underway December 20, 2013 CCHA Collier County Housing Authority, Inc. Electrical Replacement Amendment #I CDBG (CD 13 -06) Page 9 of 21 ( r Packet Page-2917- 9/23/2014 16.D.22. ERR Scope completed 13 Days January 3, 2014 CCHA and sent to County for Review ERR Scope Review - 7 Days January 9, 2014 HHVS County ERR cost proposals 1 day January 10, 2014 CCHA solicited ERR proposals returned 21 days January 31, 2014 CCHA and reviewed by CCHA; selection made ERR Contract and scope 7 days February 7, 2014 HHVS reviewed by County CCHA Contract February 11, 2014 HHVS approved by Collier County BCC; NTP issued for ERR ERR Contract Signed by February 11, 2014 CCHA CCHA ERR Work Starts February 12, 2014 CCHA ERR Work Completed 21 Days March 5, 2014 CCHA by CCHA contractor, given to HHVS ERR 7 days March 12, 2014 HHVS Reviewed /Approved by County; NTP issued for Construction Contract DESIGN and CONSTRUCTION SCOPE Invoice for ERR 30 days of April 12, 2014 CCHA approved ERR Scope of Work drafted January 27, 2014 CCHA for consultant for design work Scope reviewed for 2 days January 29, 2014 HHVS design 3 proposals obtained 9 days February 11, 2014 CCHA for design Proposals reviewed and 3 days February 14, 2014 CCHA consultant chosen for design NTP issued by HHVS for 2 days February 18, 2014 HHVS design Collier County Housing Authority, Inc. Electrical Replacement Amendment 41 CDBG (CD 13 -06) Page 10 of 21 Packet Page -2918- 9/23/2014 16.D.22 Consultant Contract 3 days February 21, 2014 HHVS signed for design Consultant starts work February 24, 2014 CCHA for design Consultant completes 28 days March 24, 2014 design Design Scope 7 days March 31, 2014 HHVS and GMD completed and reviewed by county Invoice submitted for 30 days Apri! 30, 2014 HHVS and GMD Design phase of project CONSTRUCTION BIDS Bid Package prepared March 31, 2014 CCHA Bid package approved 2 Days April 2, 2014 HHVS Bids Notice Published APF61 7, 2014October #I#14S CCHA 1, 2014 Bids Returned and 7 Days APF81 '", 2914 October CCHA reviewed, selection 31,201 made Review /approve 2 days Anr°' 16, 2914 HHVS selection November 5, 2014 Contract 2 days ffilfir* CCHA signed /awarded November 30, 2014 Notice to Proceed 0 days Affil 18, 2014 CCHA December 1, 2014 Construction 90 days july ' 1April 1, CCHA's Completion 2015 contractor 2. I for approval, _ - = - I Yes No Collier County Housing Authority, Inc. Electrical Replacement Amendment # 1 CDBG (CD 13 -06) Page 1 I of 21 Packet Page -2919- If no, explain: Sinee October 1, 2013, of the persons assisted, how many..:: a• ...now have new access (continuing) to this service or benefit? -y0 b. ..now has improved access to this service or benefit? MINI C. ...now receive a service or benefit that is no longer substandard ?C) TOTAL: 0 4. Section 108 Loan Guarantee Other Consolidated Plan Funds Other Federal Funds State I Local Funds Total Other Funds Collier County Housing Authority, Inc. Electrical Replacement Amendment # 1 CDBG (CD 13 -06) Page 12 of 21 Packet Page -2920- HOPWA ON CDBG ESG HOME Total Entitlement $ Funds - 9/23/2014 16.D.22. ��J 9/23/2014 16.D.22. EXHIBIT "D" a. Total number of adult females servedl ORM Total number of females served under 18: N b. Total number of adult males served: Total number of males served under IS: TOTAL: 0 TOTAL: 0 C. Total No. of families served: Total No. of female head of household: Complete EITHER question #7 OR 98. Complete question #7 If your program only serves clients In one or more of the listed HUD Presumed Benefit categories. Complete question #8 If any client in your program does not fall Into a Presumed Benefit category. DO NOT COMPLETE BOTH QUESTION 7 AND 8- 7. M. - EN A�R-Y: 0klrA.JN ­* d. E .>RAN Indicate the total number of L/AfOUP-i-ICATED Indicate the total number of U-NDUPLICALM persons persons served since October 1 who tali into served since October I who fall Into each Income each presumed benefit category (the total should equal the total in question #6): category (the Iota/ should equal the total in question #6), Report as; Report as: logn -gabgf Abused Children 9Extremely low Income (0.30%) ElY. Low Income (31-500%) Rgi..,Homeless Person ' Battered Spouses Income (51-80%) Persons wl HFV/AIDS t, Above Moderate Income (>aD%) Elderly Persons Chronically/ Mentally III Physically Disabled Adults TOTAL: 0 TOTAL: 0 Please indicate how many UNDUPLICATED clients served since October fall into each race category. In addition to each race category, please indicate how many persons In each race category consider thennselve§ Hispanic (Total Race column should equal the total cell). RACE ETHNICITY Black/African Asian _`­ * American Indian/Alaska Native M10 Native Hawalian/Other Pacific American indian/Alaskan Native & While Black/African American & White 00k — - - - - - - Am. Indian /Alaska Native & Black/African Am. Black/African Other Multi-racial Other E`­ TOTAL: Name: Title: Collier County Housing Authority, Inc. Electrical Replacement Amendment #1 CDBG (CD 13-06) Page 13 of 21 of whom, how many are Hispanic? 05- of whom how many are Hispanic? MV� ',,;of whom, how many are Hispanic? qtr cud, of whom, how many are Hispanic? V—M" of whom, how many are Hispanic? OU'IKAI. F, of whom, how many are Hispanic? , of whom, how many are Hispanic? X! of whom, how many are Hispanic? OR .1 IMRg ;of whom, how many are Hispanic? of whom, how many are Hispanic? 0 TOTAL HISPANIC Signature: Your typed name here represents your electFo—nic signature Packet Page -2921- a. Total No. of adult females served, Total No. of females served under IS: b. Total No. of adult males served: Total No. of males served under 18: TOTAL: 0 TOTAL: 0 C. Total No. of families served: FI-r,�ZW Tota I No. of female head of hous ehold: S. What is thef.tdtatri uffibei, UNDU#UcATED 6:fie' `s6i*6dsliri&6beto drAfspp,llcabI&?.-`. a. Total number of adult females servedl ORM Total number of females served under 18: N b. Total number of adult males served: Total number of males served under IS: TOTAL: 0 TOTAL: 0 C. Total No. of families served: Total No. of female head of household: Complete EITHER question #7 OR 98. Complete question #7 If your program only serves clients In one or more of the listed HUD Presumed Benefit categories. Complete question #8 If any client in your program does not fall Into a Presumed Benefit category. DO NOT COMPLETE BOTH QUESTION 7 AND 8- 7. M. - EN A�R-Y: 0klrA.JN ­* d. E .>RAN Indicate the total number of L/AfOUP-i-ICATED Indicate the total number of U-NDUPLICALM persons persons served since October 1 who tali into served since October I who fall Into each Income each presumed benefit category (the total should equal the total in question #6): category (the Iota/ should equal the total in question #6), Report as; Report as: logn -gabgf Abused Children 9Extremely low Income (0.30%) ElY. Low Income (31-500%) Rgi..,Homeless Person ' Battered Spouses Income (51-80%) Persons wl HFV/AIDS t, Above Moderate Income (>aD%) Elderly Persons Chronically/ Mentally III Physically Disabled Adults TOTAL: 0 TOTAL: 0 Please indicate how many UNDUPLICATED clients served since October fall into each race category. In addition to each race category, please indicate how many persons In each race category consider thennselve§ Hispanic (Total Race column should equal the total cell). RACE ETHNICITY Black/African Asian _`­ * American Indian/Alaska Native M10 Native Hawalian/Other Pacific American indian/Alaskan Native & While Black/African American & White 00k — - - - - - - Am. Indian /Alaska Native & Black/African Am. Black/African Other Multi-racial Other E`­ TOTAL: Name: Title: Collier County Housing Authority, Inc. Electrical Replacement Amendment #1 CDBG (CD 13-06) Page 13 of 21 of whom, how many are Hispanic? 05- of whom how many are Hispanic? MV� ',,;of whom, how many are Hispanic? qtr cud, of whom, how many are Hispanic? V—M" of whom, how many are Hispanic? OU'IKAI. F, of whom, how many are Hispanic? , of whom, how many are Hispanic? X! of whom, how many are Hispanic? OR .1 IMRg ;of whom, how many are Hispanic? of whom, how many are Hispanic? 0 TOTAL HISPANIC Signature: Your typed name here represents your electFo—nic signature Packet Page -2921- EXHIBIT "E" ANNUAL AUDIT MONITORING REPORT 9/23/2014 16.D.22. ns`sequit6s;I E .nfe `44g:iAorm► and determine whether they have met the audit requirements ?of the, circular and whether they. are in irompl►ance w►th federal laws antl regulations Accordingly, we,; are 'requiring thatyau check one of he f 11 w ►rig, provide all appropriate documentation regarding your organization's comp) ►ance w►th?the audit requirements -s ►gn :and ,date this 'form ❑ Did not exceed the $500,000 federal /state expenditure threshold for the fiscal year indicated above ❑ Are a for- profit organization ❑ Are exempt for other reasons — expla An audited financial statement is attached and if applicable, the independent auditor's management letter. tlr rmain s were notes, please enclose a copy of the responses and corrective action Ian. Certification Statement I hereby certify that the above information is true and accurate Signature Date Print Name and Title Collier County Housing Authority, Inc, Electrical Replacement Amendment # I CDBG (CD 13 -06) Page 14 of 21 Packet Page -2922- 9/23/2014 16.D.22. EXHIBIT "F" LOCAL AND FEDERAL RULES, REGULATIONS AND LAWS 1. 24 CFR 570, as amended - The regulations governing the expenditure of Community Development Block Grant (CDBG) funds. 2. 24 CFR 58 - The regulations prescribing the Environmental Review procedure. 3. Section 104(b) and Section 109 of Title I of the Housing and Community Development Act of 1974 as amended 4. Title VI of the Civil Rights Act of 1964 as amended, Title VIII of the Civil Rights Act of 1968 as amended, Title VI of the 1984 Civil Rights Act, 42 USC § 2000d, et. seq 5. 24 CFR 570.601 Subpart K - The regulations issued pursuant to Executive Order 11063 which prohibits discrimination and promotes equal opportunity in housing. 6. Executive Order 11246 ( "Equal Employment Opportunity "), as amended by Executive Orders 11375 and 12086 - which establishes hiring goals for minorities and women on projects assisted with federal funds and as supplemented in Department of Labor regulations. 7. Title VII of the 1968 Civil Rights Act as amended by the Equal Employment Opportunity Act of 1972,42 USC § 2000e, et. seq. The SUBRECIPIENT will, in all solicitations or advertisements for employees placed by or on behalf of the SUBRECIPIENT, state that it is an Equal Opportunity or Affirmative Action employer. 24 CFR 135 — Regulations outlining requirements of Section 3 of the Housing and Urban Development Act of 1968, as amended. Compliance with the provisions of Section 3 of the HUD Act of 1968, as amended, and as implemented by the regulations set forth in 24 CFR 135, and all applicable rules and orders issued hereunder prior to the execution of this contract, shall be a condition of the Federal financial assistance provided under this contract and binding upon the COUNTY, the SUBRECIPIENT and any of the SUBRECIPIENT's Sub - recipients and subcontractors. Failure to fulfill these requirements shall subject the COUNTY, the SUBRECIPIENT and any of the SUBRECIPIENT's Sub - recipients and subcontractors, their successors and assigns, to those sanctions specified by the Agreement through which Federal assistance is provided. The SUBRECIPIENT certifies and agrees that no contractual or other disability exists that would prevent compliance with these requirements. The SUBRECIPIENT further agrees to comply with these "Section 3" requirements and to include the following language in all subcontracts executed under this Agreement: "The work to be performed under this Agreement is a project assisted under a program providing direct Federal financial assistance from HUD and is subject to the requirements of Section 3 of the Housing and Urban Development Act of Collier County Housing Authority, Inc. Electrical Replacement Amendment # I CDBG (CD 13 -06) Page 15 of 21 Packet Page -2923- -- 9/23/2014 16.D.22. 1968, as amended (12 U.S.C. 1701). Section 3 requires that to the greatest extent feasible opportunities for training and employment be given to low- and very low- income residents of the project area, and that contracts for work in connection with the project be awarded to business concerns that provide economic opportunities for low- and very low- income persons residing in the metropolitan area in which the project is located." The SUBRECIPIENT further agrees to ensure that opportunities for training and employment arising in connection with a housing rehabilitation (including reduction and abatement of lead - based paint hazards), housing construction, or other public construction project are given to low- and very low- income persons residing within the metropolitan area in which the CDBG - funded project is located; where feasible, priority should be given to low - and very low- income persons within the service area of the project or the neighborhood in which the project is located, and to low- and very low - income participants in other HUD programs; and award contracts for work undertaken in connection with a housing rehabilitation (including reduction and abatement of lead -based paint hazards), housing construction, or other public construction project to business concerns that provide economic opportunities for low- and very low- income persons residing within the metropolitan area in which the CDBG- funded project is located; where feasible, priority should be given to business concerns that provide economic opportunities to low- and very low- income residents within the service area or the neighborhood in which the project is located, and to low- and very low - income participants in other HUD programs. The SUBRECIPIENT certifies and agrees that no contractual br other legal incapacity exists that would prevent compliance with these requirements. 9. Age Discrimination Act of 1975, Executive Order 11063, and Executive Order 11246 as amended by Executive Orders 11375, 11478, 12107 and 12086. 10. Contract Work Hours and Safety Standards Act, 40 USC 327 -332. 11. Section 504 of the Rehabilitation Act of 1973, 29 USC 776(b) (5), 24 CFR 570.614 Subpart K. 12. The Americans with Disabilities Act of 1990 13. Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, as amended. 14.29 CFR Parts 3 and 5 - Regulations which prescribe the payment of prevailing wages and the use of apprentices and trainees on federally assisted projects as mandated by the Davis -Bacon Act. HUD Form 4010 must be included in all construction contracts funded by CDBG. (See 42 USC 276a and 24 CFR 135.11(c)). 15. Executive Order 11914 - Prohibits discrimination with respect to the handicapped in federally assisted projects. Collier County Housing Authority, Inc. Electrical Replacement Amendment # I CDBG (CD 13 -06) Page 16 of 21 Packet Page -2924- \ 9/23/2014 16.D.22. 16. Executive Order 11625 and U.S. Department of Housing and Urban Development Circular Letter 79 -45 - which prescribes goal percentages for participation of minority businesses in Community Development Block Grant Contracts. 17. The SUBRECIPIENT agrees to comply with the non - discrimination in employment and contracting opportunities laws, regulations, and executive orders referenced in 24 CFR 570.607, as revised by Executive Order 13279. The applicable non - discrimination provisions in Section 109 of the HCDA are still applicable. 18. Public Law 100 -430 - the Fair Housing Amendments Act of 1988. 19.24 CFR 84 - Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals and Other Non-Profit Organizations and specified by the following subsections: Subpart A — General; Subpart B — Pre -Award Requirements, except for 84.12, Forms for Applying for Federal Assistance; Subpart C — Post -Award Requirements, except for: • Section 84.22, Payment Requirements- Grantees shall follow the standards of 85.20(b)(7) and 85.21 in making payments to SUBRECIPIENT's; • Section 84.23, Cost Sharing and Matching; • Section 84.24, Program Income — in lieu of 84.24 CDBG SUBRECIPIENT's shall follow 570.504; • Section 84.25, Revision of Budget and Program Plans; • Section 84.32, Real Property — In lieu of 84.32, CDBG SUBRECIPIENT's shall follow 570.505; • Section 84.34(g), Equipment — In lieu of the disposition provisions of 84.34(g) the following applies: • In all cases in which equipment is sold, the proceeds shall be program income (pro -rated to reflect the extent to which CDBG funds were used to acquire the equipment); and • Equipment not needed by the SUBRECIPIENT for CDBG activities shall be transferred to the recipient for the CDBG program or shall be retained after compensating the recipient; • Section 84.35, Supplies and other Expendable Property; • Section 84.51(b), (c), (d), (e), (f) and (h), Monitoring and Reporting Program Performance; • Section 84.52, Financial Reporting; • Section 84.53(b), Retention and Access Requirements for Records. Section 84.53(b) applies with the following exceptions: • The retention period referenced in 84.53(b) pertaining to individual CDBG activities shall be four years; and • The retention period starts from the date of submission of the annual performance and evaluation report, as prescribed in 24 CFR 91.520, in Collier County Housing Authority, Inc. Electrical Replacement Amendment # 1 CDBG (CD 13 -06) Page 17 of 21 Packet Page -2925 - 9/23/2014 16.D.22. which the specific activity is reported on for the final time rather than from the date of submission of the final expenditure report for the award; o Section 84.61, Termination - In lieu of the provisions of 84.61, CDBG SUBRECIPIENTs shall comply with 570.503(b)(7); and • Subpart D —After-the-Award Requirements —except for 84.71, Closeout Procedures 20.24 CFR 85 - Administrative Requirements for Grants and Agreements to State and Local Governments shall be followed for subrecipients that are governmental entities. 21. Immigration Reform and Control Act of 1986 as located at 8 USC 1324, et seq. and regulations relating thereto. Failure by the SUBRECIPIENT to comply with the laws referenced herein shall constitute a breach of this agreement, and the County shall have the discretion to unilaterally terminate this agreement immediately. 22. Prohibition Of Gifts To County Employees - No organization or individual shall offer or give, either directly or indirectly, any favor, gift, loan, fee, service or other item of value to any County employee, as set forth in Chapter 112, Part III, Florida Statutes, Collier County Ethics Ordinance No. 2004 -05, as amended, and County Administrative Procedure 5311. 23. Order of Precedence - In the event of any conflict between or among the terms of any of the Contract Documents, the terms of the Agreement shall take precedence over the terms of all other Contract Documents, except the terms of any Supplemental Conditions shall take precedence over the Agreement. To the extent any conflict in the terms of the Contract Documents cannot be resolved by application of the Supplemental Conditions, if any, or the Agreement, the conflict shall be resolved by imposing the more strict or costly obligation under the Contract Documents upon the Contractor at Owner's discretion. 24. Venue - Any suit or action brought by either party to this Agreement against the other party relating to or arising out of this Agreement must be brought in the appropriate federal or state courts in Collier County, Florida, which courts have sole and exclusive jurisdiction on all such matters. 25. Dispute Resolution - Prior to the initiation of any action or proceeding permitted by this Agreement to resolve disputes between the parties, the parties shall make a good faith effort to resolve any such disputes by negotiation. Any situations when negotiations, litigation and/or mediation shall be attended by representatives of SUBRECIPIENT with full decision - making authority and by COUNTY'S staff person who would make the presentation of any settlement reached during negotiations to COUNTY for approval. Failing resolution, and prior to the commencement of depositions in any litigation between the parties arising out of this Agreement, the parties shall attempt to resolve the dispute through Mediation before an agreed - upon Circuit Court Mediator certified by the State of Florida. Should either party fail to submit to mediation as required hereunder, the other party may obtain a court order requiring mediation under § 44.102, Florida Statutes. The litigation arising out of this Agreement shall be Collier County, Florida, if in state court and the US District Court, 201h Judicial Court of Florida, if in federal court. BY ENTERING INTO THIS AGREEMENT, COLLIER COUNTY AND THE SUBRECIPIENT EXPRESSLY WAIVE ANY RIGHTS EITHER PARTY MAY HAVE TO A Collier County Housing Authority, Inc. Electrical Replacement Amendment # I CDBG (CD 13 -06) Page 18 of 21 Packet Page - 2926 -� 9/23/2014 16.D.22. TRIAL BY JURY OF ANY CIVIL LITIGATION RELATED TO, OR ARISING OUT OF, THIS AGREEMENT. 26. The SUBRECIPIENT agrees to comply with the following requirements: a. Clean Air Act, 41 USC 7401, et seq. b. Federal Water Pollution Control Act, 33 USC 1251, et seq., as amended. 27. In accordance with the requirements of the Flood Disaster Protection Act of 1973 (42 USC 4002 and 24 CFR 570.605 Subpart K), the SUBRECIPIENT shall assure that for activities located in an area identified by FEMA as having special flood hazards, flood insurance under the National Flood Insurance Program is obtained and maintained. If appropriate, a letter of map amendment (LOMA) may be obtained from FEMA, which would satisfy this requirement and/or reduce the cost of said flood insurance. 28. The SUBRECIPIENT agrees that any construction or rehabilitation of residential structures with assistance provided under this contract shall be subject to HUD Lead -Based Paint Poisoning Prevention Act found at 24 CFR 570.608, Subpart K. 29. The SUBRECIPIENT agrees to comply with the Historic Preservation requirements set forth in the National Historic Preservation Act of 1966, as amended (16 U.S.C. 470) and the procedures set forth in 36 CFR Part 800, Advisory Council on Historic Preservation Procedures for Protection of Historic Properties, insofar as they apply to the performance of this agreement. In general, this requires concurrence from the State Historic Preservation Officer for all rehabilitation and demolition of historic properties that are fifty years old or older or that are included on a federal, state or local historic property list. 30. The SUBRECIPIENT must certify that it will provide drug -flee workplaces in accordance with the Drug -Free Workplace Act of 1988 (41 USC 701). 31, The SUBRECIPIENT certifies that neither it, nor its principals, is presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any Federal Department or agency; and, that the SUBRECIPIENT shall not knowingly enter into any lower tier contract, or other covered transaction, with a person who is similarly debarred or suspended from participating in this covered transaction as outlined in 24 CFR 570.609, Subpart K. 32. The SUBRECIPIENT agrees to comply with the following OMB Circulars whichever is applicable, and agrees to adhere to the accounting principles and procedures required therein, utilize adequate internal controls, and maintain necessary source documentation for all costs incurred. States, local governments, and Indian Tribes follow: + A -87 for Cost Principles • A -102 for Administrative Requirements Educational Institutions (even if part of a State or local government) follow: • A -21 for Cost Principles Collier County Housing Authority, Inc. Electrical Replacement Amendment # 1 CDBG (CD 13 -06) Page 19 of 21 Packet Page -2927- , �.�' 9/23/2014 16.D.22. • A -110 for Administrative Requirements on-Profit Organizations follow: • A -122 for Cost Principles • A -110 for Administrative Requirements 33. Audits shall be conducted annually and shall be submitted to the COUNTY one hundred eighty (180) days after the end of the SUBRECIPIENT's fiscal year. The SUBRECIPIENT shall comply with the requirements and standards of OMB A -133, Audits of States, Local Governments, and Non - Profit Organizations. If this Agreement is closed out prior to the receipt of an audit report, the COUNTY reserves the right to recover any disallowed costs identified in an audit after such closeout. 34. Any real property acquired by the SUBRECIPIENT for the purpose of carrying on the projects stated herein, and approved by the COUNTY in accordance with the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970 and 49 CFR 24.101, shall be subject to the provisions of CDBG including, but not limited to, the provisions on use and disposition of property. Any real property within the SUBRECIPIENT control, which is acquired or improved in whole or part with CDBG funds in excess of $25,000, must adhere to the CDBG Regulations at 24 CFR 570.505. Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970 (URA) (42 U.S.C. 4201 -4655) • 49 CFR Part 24.24 CFR Part 42 (subpart B) • Section 104(d) `Barney Frank Amendment. 35. As provided in § 287.133, Florida Statutes by entering into this Agreement or performing any work in furtherance hereof, the SUBRECIPIENT certifies that it, its affiliates, suppliers, subcontractors and consultants who will perform hereunder, have not been placed on the convicted vendor list maintained by the State of Florida Department of Management Services within the 36 months immediately preceding the date hereof. This notice is required by § 287.133 (3) (a), Florida Statutes. 36. No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form -LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions. The undersigned shall require that the language of this certification be included in the award documents for all sub - awards at all tiers (including subcontracts, sub - grants, contracts under Collier County Housing Authority, Inc. Electrical Replacement Amendment #1 CDBG (CD 13 -06) Page 20 of 21 Packet Page -2928- 9/23/2014 16.D.22. grants, loans, and cooperative agreements) and that all SUBRECIPIENTS shall certify and disclose accordingly. 37. Travel reimbursement will be based on the U.S. General Services Administration (GSA) per diem rates in effect at the time of travel 38. Any rule or regulation determined to be applicable by HUD. 39. Florida Statutes 713.20, Part 1, Construction Liens. 40. Florida Statutes 119.021 Records Retention. 41. Florida Statutes, 119.071, Contracts and Public Records. Collier County Housing Authority, Inc. Electrical Replacement Amendment #I CDBG (CD 13 -06) Page 21 of 21 Packet Page -2929- ��