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Agenda 10/14/2014 Item # 16D 9 10/14/2014 16.D.9. EXECUTIVE SUMMARY Recommendation to approve two after-the-fact Amendments and Attestation Statements with Area Agency on Aging for Southwest Florida, Inc. for the Alzheimer's Disease Initiative and Home Care for the Elderly programs to add additional grantor language and increase grant funding for FY 2014/2015. (Net Fiscal Impact$132,683) OBJECTIVE: To provide uninterrupted support services to Collier County Services for Seniors qualified clients. CONSIDERATIONS: Collier County Services for Seniors, managed by the Housing and Human Services Department, has provided support services to Collier County's qualified seniors for over thirty three years through the Home Care for the Elderly (HCE), and Alzheimer's Disease Initiative (ADI) grant programs. These grants are funded by the Florida Department of Elder Affairs through the Area Agency on Aging of Southwest Florida, Inc. These grants fund services to seniors and their caregivers, allowing them to remain in their homes and live with independence and dignity. On September 23, 2014, the Board approved the current funding allocations with Area Agency on Aging of Southwest Florida, Inc. (Agenda iteml6D16). These contracts have a one-year term, effective July 1, 2014 through June 30, 2015. The HCE and ADI grant programs do not have a local match requirement. The proposed ADI amendment is to: amend Attachment I, Section III: Method of Payment Paragraphs 3.1 General Statement of Method of Payment and 3.5 Consequences for Non-Compliance; amend Attachment K, Service Rate Report; increase the funding allocation by $132,683; and revise Attachment III and Attachment VIII, Annual Budget Summary, as presented in the attached amendment. The following table provides a detailed breakdown of the funding allocation increase: Actual Awarded Amended Award Increase/ Program Project Budget Budget (Decrease) Alzheimer's Disease Initiative (ADI) 33337 $104,280 $236,963 $132,683 The proposed HCE amendment is to amend Attachment 1, Section 111: Method of Payment Paragraphs 3.1 General Statement of Method of Payment and 3.4 Consequences for Non-Compliance, and correct the CSFA# on Attachment III to 65001. This item is being presented after- the- fact because Collier County received the grant agreement on August 29, 2014 from the grantor agency and was required to return a signed agreement within 30 days. Pursuant to CMA 5330 and Resolution No. 2010-122, the County Manager authorized Stephen Y. Carrell, Public Services Administrator, to sign the contract. Collier County, as the Lead Agency, is responsible to respond to seniors' needs and manage the spending authority for the ADI and HCE program services. FISCAL IMPACT: Total grant award amount for ADI is $236,963. The funding source is the Florida Department of Elder Affairs,through the Area Agency on Aging of Southwest Florida,ADI 203.14. Matching funds are not required for ADI. The Board previously approved a budget in Human Services Packet Page -1218- 10/14/2014 16.D.9. Grant Fund 707, Project 33337 ADI. Staff has prepared a budget amendment to recognize an increase of $132,683 in grant funds. The HCE amendment has no fiscal impact. GROWTH MANAGEMENT: There is no growth management impact associated with this action. LEGAL CONSIDERATIONS: This is a standard form amendment provided by the Area Agency on Aging for Southwest Florida, Inc. This item has been approved for form and legality and requires a majority vote for Board approval.—JAB RECOMMENDATIONS: That the Board of County Commissioners approves the after-the-fact Amendments and Attestations with Area Agency on Aging for Southwest Florida,Inc. Prepared by: Lisa N. Carr, Grants Coordinator,Housing and Human Services Packet Page -1219- 10/14/2014 16.D.9. COLLIER COUNTY Board of County Commissioners Item Number: 16.16.D.16.D.9. Item Summary: Recommendation to approve two after-the-fact Amendments and Attestation Statements with Area Agency on Aging for Southwest Florida, Inc. for the Alzheimer's Disease Initiative and Home Care for the Elderly programs to add additional grantor language and increase funding for FY 2014/2015. (Net Fiscal Impact$132,683) Meeting Date: 10/14/2014 Prepared By Name: CarrLisa Title: Grants Coordinator,Housing,Human &Veteran Services 9/23/2014 8:48:25 AM Approved By Name: GrantKimberley Title: Director-Housing,Human and Veteran S, Housing, Human &Veteran Services Date: 9/25/2014 4:24:41 PM Name: TownsendAmanda Title: Director-Operations Support, Public Services Division Date: 9/25/2014 4:57:24 PM Name: MagonGeoffrey Title: Grants Coordinator,Housing, Human &Veteran Services Date: 9/26/2014 1:19:30 PM Name: DeSearJacquelyn Title: Accountant, Housing, Human &Veteran Services Date: 9/26/2014 4:12:31 PM Name: SonntagKristi Title: Manager-Federal/State Grants Operation, Housing, Human &Veteran Services Date: 9/29/2014 1:07:15 PM Name: Bendisa Marku Title: Supervisor-Accounting, Housing, Human & Veteran Services Packet Page -1220- 10/14/2014 16.D.9. Date: 9/29/2014 5:07:06 PM Name: BelpedioJennifer Title: Assistant County Attorney, CAO General Services Date: 10/1/2014 9:00:24 AM Name: RobinsonErica Title: Accountant, Senior, Grants Management Office Date: 10/1/2014 9:53:22 AM Name: CarnellSteve Title: Administrator-Public Services,Public Services Division Date: 10/1/2014 11:21:54 AM Name: BelpedioJennifer Title: Assistant County Attorney, CAO General Services Date: 10/2/2014 11:13:28 AM Name: KlatzkowJeff Title: County Attorney, Date: 10/2/2014 1:28:39 PM Name: StanleyTherese Title: Manager-Grants Compliance, Grants Management Office Date: 10/3/2014 2:04:03 PM Name: OchsLeo Title: County Manager, County Managers Office Date: 10/6/2014 4:07:52 PM Packet Page -1221- Amendment 001 July 2014 to June 2015 10/14/2014 16.D.9. AREA AGENCY ON AGING FOR SOUTHWEST FLORIDA,'INC. ALZHEIMER'S DISEASE INITIATIVE PROGRAM COLLIER COUNTY BOARD OF COUNTY COMMISSIONERS THIS AMENDMENT is entered into between the Area Agency on Aging for Southwest Florida, Inc. ("Agency") and Collier County Board of County Commissioners,("Contractor"), amends agreement ADI 203.14. 1 The purpose of this amendment is to amend ATTACHMENT I, SECTION III: METHOD OF PAYMENT Paragraph 3.1 General Statement of Method of Payment and 3.5 Consequences for Non-Compliance; amend ATTACHMENT K,SERVICE RATE REPORT; and increase the allocation by $132,683.00 and revise Al TACHMENT HI and ATTACHMENT VIII,ANNUAL BUDGET SUMMARY. Line denotes completion of above summary ATTACHMENT I: Paragraph 3.1 and 3.5 of the Attachment I, is hereby amended to read: 3.1 General Statement of Method of Payment The method of payment for this contract includes advances, and fixed rate for services. The Contractor shall ensure fixed rates for services include only those costs that are in accordance with all applicable state and federal statutes and regulations and are based on audited historical costs in instances where anindependent audit is required. The Contractor shall consolidate all requests for payment from Subcontractors and expenditure reports that support requests for payment and shall submit to the Agency on forms 106Z(ATTACHMENT IX) and 105Z(ATTACHMENT X). 3.5 Consequences for Non-Compliance The Contractor shall ensure 100% of the deliverables identified in Section 1.23., Scope of Services are performed pursuant to contract requirements, and as described in Section 2.3, Deliverables in this contract. If at any time the Contractor is notified by the Agency's Contract Manager that it has failed to correctly, completely, or adequately perform these major deliverables, the Contractor will have 10 days to submit a Corrective Action Plan ("CAP") to the Contract Manager that addresses the identified deficiency and states how the deficiency will be remedied within a time period approved by the Contract Manager.The Agency shall assess a financial consequence for non-compliance on the Contractor for each deficiency identified in the CAP which is not corrected pursuant to the CAP. The Agency may also assess a financial consequence for failure to timely submit a CAP. In the event the Contractor fails to correct an identified deficiency within the approved time period specified in the CAP, the Agency shall deduct, from the payment for the invoice of the following month, 1% of the monthly amount billed for each day the deficiency is not corrected. The Agency may also deduct, from the payment for the invoice of the following month, 1% of the monthly amount billed for:each day the Contractor fails to timely submit a CAP, beginning the 11th day after notification by the Contradt Manager of the deficiency. lf, or to the extent, there is any conflict between this paragraph and paragraphs 30 and 39.1 of Master Contract HM014, this paragraph shall have precedence. This amendment shall be effective July 1, 2014. All provisions in the agreement and any attachments thereto in conflict with this amendment shall be and are hereby changed to conform with this amendment All provisions not in conflict with this amendment are still in effect and are to be performed at the level specified in the agreement. This amendment and all of its attachments are hereby made a part of this agreement. 1 C.1) Packet Page -1222- • Amendment 001 July 2014 to June 2015 10/14/2014 16.0.9. IN WITNESS WHEREOF, the parties hereto have caused this 5 page amendment to be executed by their officials there unto duly authorized. Recipient: COLLIER COUNTY BOARD OF AREA AGENCY ON AGING FOR SOUTHWEST COUNTY COMMISSIONERS FLORIDA,INC. SIGNED BY: rI I��l �1 (Cj- ( SIGNED BY:(Z� 1 /4ARiAnre G. J 'it NAME: Stephen Y. Camel! NAME: CH O, ND-- TITLE: Public Services Administrator TITLE: BOARD PRESIDENT DATE September 5,2014 DATE: 9Jt Sf2b1'Y Federal Tax ID: 59-6000558 Fiscal Year Ending Date: 09/30 Approved as to form and legality Assistant County A ? fr tY Y c ( �� 2 0 Packet Page -1223- Amendment 001 July 2014 to June 2015 10/14/2014 16.D.9. ATTACHMENT III 1. FEDERAL RESOURCES AWARDED TO THE SUBRECIPIENT PURSUANT TO THIS CONTRACT CONSIST OF THE FOLLOWING: PROGRAM TITLE FUNDING SOURCE CFDA AMOUNT TOTAL FEDERAL AWARD COMPLIANCE REQUIREMENTS APPLICABLE TO THE FEDERAL RESOURCES AWARDED PURSUANT TO THIS CONTRACT ARE AS FOLLOWS: N/A 2. STATE RESOURCES AWARDED TO THE RECIPIENT PURSUANt TO THIS CONTRACT CONSIST OF THE FOLLOWING: MATCHING RESOURCES FOR FEDERAL PROGRAMS PROGRAM TITLE FUNDING SOURCE y CFDA AMOUNT $0 STATE FINANCIAL ASSISTANCE SUBJECT TO Sec. 215.97, F.S. PROGRAM TITLE FUNDING SOURCE j CSFA AMOUNT Alzheimer's Disease Initiative General Revenue /TSTF-Collier 65004 $ 236,963.00 TOTAL AWARD $ 236,963.00 COMPLIANCE REQUIREMENTS APPLICABLE TO STATE RESOURCES AWARDED PURSUANT TO THIS CONTRACT ARE AS FOLLOWS: STATE FINANCIAL ASSISTANCE Section 215.97, Fla. Stat. Chapter 691-5,Fla. Admin. Code 3 .a� O Packet Page -1224- Amendment 001 July 2014 to June 2015 10/14/2014 16.D.9. ATTACHMENT VIII ALZHEIMER'S DISEASE INITIATIVE PROGRAM ANNUAL BUDGET SUMMARY For Collier County Board of County Commissioners Collier ALLOCATION TOTAL $ 236,963 4 Packet Page -1225- Amendment 001 July 2014 to June 2015 10/14/2014 16.D.9. ATTACHMENT K SERVICE RATE REPORT HIGHEST . THOD OF DELIVERABLES REIMBURSEMENT UNIT RATE., P .YMEN I S Case Aide: Collier $33.88 FiXed Fee/Unit Rate Case Management: Collier $60.00 Fi*ed Fee/Unit Rate Respite In-Facility: Collier $12.83 Fi*ed Fee/Unit Rate Respite In-Home: Collier $25.67 Fbied Fee/Unit Rate Specialized Medical Equipment, Services and Supplies Cost Reimbursement i i 1 5 0 Packet Page -1226- • 10/14/2014 16.D.9. r Attestation Statement Agreement/Contract Number: ADI 203.14 Amendment Number 001 I, Stephen Y. Carnell ,attest that no changes or revisions have been made to the (Recipient/Contractor representative) content of the above referenced agreement/contract or amendment between the Area Agency on Aging for Southwest Florida and Public Services Administrator (Signature of Recipient/Contractor name) The only exception to this statement would be for changes in page formatting,due to the differences in electronic data processing media,which has no affect on the agreement/contract content. /. 11 ( 9/5/2014 Signature of Recipi nt/Contractor representative Date Approved as to form and legality -2----- Assistant Coun ..ttorney � \\ 0 Packet Page -1227- Amendment 001 July 2014 to June 2015 10/14/2014 16D.9. AREA AGENCY ON AGING FOR SOUTHWEST FLORIDA,INC. HOME CARE FOR THE ELDERLY PROGRAM COLLIER COUNTY BOARD OF COUNTY COMMISSIONERS THIS AMENDMENT is entered into between the Area Agency on Aging for Southwest Florida, Inc. ("Agency") and Collier County Board of County Commissioners, ("Contractor"), amends agreement HCE 263.14. The purpose of this amendment is to amend ATTACHMENT I, SECTION III: METHOD OF PAYMENT Paragraph 3.1 General Statement of Method of Payment and 3.4 Consequences for Non-Compliance,and correct the CSFA# on ATTACHMENT III to 65001. Line denotes completion of above summary ATTACHMENT I: Paragraph 3.1 and 3.4 of the Attachment I, is hereby amended to read: 3.1 General Statement of Method of Payment The method of payment for this contract includes advances, and fixed rate for services. The Contractor shall ensure fixed rates for services include only those costs that are in accordance with all applicable state and federal statutes and regulations and are based on audited historical costs in instances where an independent audit is required. The Contractor shall consolidate all requests for payment from Subcontractors and expenditure reports that support requests for payment and shall submit to the Agency on forms 106H(ATTACHMENT IX) and 105H(ATTACHMENT X). 3.4 Consequences for Non-Compliance The Contractor shall ensure 100% of the deliverables identified in Section 1.2,4., Scope of Services are performed pursuant to contract requirements, and as described in Section 2.3, Deliverables in this contract. If at any time the Contractor is notified by the Agency's Contract Manager that';- it has failed to correctly, completely, or adequately perform these major deliverables, the Contractor will have 10 days to submit a Corrective Action Plan ("CAP") to the Contract Manager that addresses the identified deficiency and states how the deficiency will be remedied within a time period approved by the Contract Manager. The Agency shall assess a financial consequence for non-compliance on the Contractor for each deficiency identified in the CAP which is not corrected pursuant to the CAP. The Agency may also assess a financial consequence for failure to timely submit a CAP. In the event the Contractor fails to correct an identified deficiency within the approved time period specified in the CAP, the Agency shall deduct, from the payment for the invoice of the following month, 1% of the monthly amount billed for each day the deficiency is not Corrected. The Agency may also deduct, from the payment for the invoice of the following month, 1% of the monthly amount billed for each day the Contractor fails to timely submit a CAP, beginning the 11th day after notification by the Contract Manager of the deficiency. If, or to the extent, there is any conflict between this paragraph and paragraphs 39 and 39.1 of Master Contract HM014, this paragraph shall have precedence. ATTACHMENT III: Correct the CSFA#to 65001. This amendment shall be effective July 1, 2014. All provisions in the agreement and any attachments thereto in conflict with this amendment shall be and are hereby changed to conform with this amendment All provisions not in conflict with this amendment are still in effect and are to be performed at the level specified in the agreement. • This amendment and all of its attachments are hereby made a part of this agreement. Packet Page -1228- "� Amendment 001 July 2014 to June 2015 10/14/2014 16.D.9. IN WITNESS WHEREOF, the parties hereto have caused this 2 page amendment to be efecuted by their officials there unto duly authorized. Recipient: COLLIER COUNTY BOARD OF AREA AGENCY ON AGING FOR SOUTHWEST COUNTY COMMISSIONERS FLORIDA,INC. 1 j VL.SIGN ED BY: V 0; SIGNED BY: 6d,_ NAME: Stephen Y. Carnell NAME: MARIANNE G.LORINI TITLE: Public Services Administrator TITLE: PRESIDENT/CEO DATE: September 5, 2014 DATE: 9/2 5/2,4/ Federal Tax ID: 59-6000558 Fiscal Year Ending Date: 09/30 Approved as to form and legality Assistant County Atto Ttibi \\� .YG. Packet Page -1229- 10/14/2014 16.D.9. • Attestation Statement Agreement/Contract Number: HCE 203.14 Amendment Number 001 I, Stephen Y. Carnell ,attest that no changes or revisions hive been made to the (Recipient/Contractor representative) content of the above referenced agreement/contract or amendment between the Area Agency on Aging for Southwest Florida and Public Services Administrator . (Signature of Recipient/Contractor name) The only exception to this statement would be for changes in page formatting,due to the differences in electronic data processing media,which has no affect on the agreement/contract content. VP I0 f rt 9/5/20}4 Signature of Recipient Contractor representative Date Approved as to form and legality \`K is sistant C' ou ttorney i Packet Page -1230-