Backup Documents 11/14/2017 Item #16D13 ORIGINAL DOCUMENTS CHECKLIST & ROUTING SLIP D 3
TO ACCOMPANY ALL ORIGINAL DOCUMENTS SENT TO
THE BOARD OF COUNTY COMMISSIONERS OFFICE FOR SIGNATURE
Print on pink paper. Attach to original document. The completed routing slip and original documents are to be forwarded to the County Attorney Office
at the time the item is placed on the agenda. All completed routing slips and original documents must be received in the County Attorney Office no later
than Monday preceding the Board meeting.
**NEW** ROUTING SLIP
Complete routing lines#1 through#2 as appropriate for additional signatures,dates,and/or information needed. If the document is already complete with the
exception of the Chairman's signature,draw a line through routing lines#1 through#2,complete the checklist,and forward to the County Attorney Office.
Route to Addressee(s)(List in routing order) Office Initials Date
2.
3. County Attorney Office County Attorney Office w
x a..19) 01\4- i► _1
4. BCC Office Board of County Commissioners (�
_MA1, /�l h
5. Minutes and Records Clerk of Court's Office '�j a( ( I5 `� 3;5 1
rib
PRIMARY CONTACT INFORMATION
Normally the primary contact is the person who created/prepared the Executive Summary. Primary contact information is needed in the event one
of the addressees above,may need to contact staff for additional or missing information.
Name of Primary Staff Joshua Thomas/Tessie Sillery Phone Number 252-8989 or 252-5840
Contact/ Department PTNE Division(old ATM Dept)
Agenda Date Item was 11-14-2017 / Agenda Item Number 16 D 13(4003)
Approved by the BCC ✓
Type of Document JPA state transit block grant agreement t7- Number of Original 1 Agreement 1 Resolution
Attached Documents Attached
PO number or account
number if document is to Fed Ex '
be recorded r7—V rlt -
Also please email a copy to ioshuathomas,a'col Iiergov.net &tessiesilleryncolliergov.net
Special instructions:
Please Fed Ex;(Two copies signed and One Original Resolution)
Pamela Barr
Transit Projects Coordinator
Florida Department of Transportation
10041 Daniels Parkway
Fort Myers,FL 33913
INSTRUCTIONS&CHECKLIST
Initial the Yes column or mark"N/A"in the Not Applicable column,whichever is appropriate. Yes N/A(Not
(Initial) Applicable)
1. Does the document require the chai s ori final gnature? JT
2. Does the document need to be sent to a . - ._ency for additional signatures? If yes,provide JT
the Contact Information(Name;Agency;Address;Phone)on an attached sheet.
3. Original document has been signed/initialed for legal sufficiency. (All documents to be signed by JT
the Chairman,with the exception of most letters,must be reviewed and signed by the Office of
the County Attorney.
4. All handwritten strike-through and revisions have been initialed by the County Attorney's Office JI
and all other parties except the BCC Chairman and the Clerk to the Board
5. The Chairman's signature line date has been entered as the date of BCC approval of the document JT
or the final negotiated contract date whichever is applicable.
6. "Sign here"tabs are placed on the appropriate pages indicating where the Chairman's signature JT
and initials are required.
7. In most cases(some contracts are an exception),the original document and this routing slip JT
should be provided to the County Attorney Office at the time the item is input into SIRE. Some
documents are time sensitive and require forwarding to Tallahassee within a certain time frame or
the BCC's actions are nullified. Be aware of your deadlines!
8. The document was approved by the BCC on 11-14-2017 and all changes made during the N/A is not an
meeting have been incorporated in the attached document. The County Attorney's Office option for
has reviewed the changes,if applicable. ``- this line.
9. Initials of attorney verifying that the attached document is the version approved by the BCC,all /A is not an
changes directed by the BCC have been made,and the document is ready for the Chairman's rcy j6 ption for
signature. this line.
1:Forms/County Forms/BCC Forms/Original Documents Routing Slip WWS Original 9.03.04,Revised 1.26.05,Revised 2.24.05;Revised 11/30/12
__ _ � 1 b D 1 3
Comity of Collier
CLERK OF THECIRWUIT COURT
Dwight E. Brock COLLIER COU@Y COURTHOUSE Clerk of Courts
Clerk of Courts 3315 TAMIAMI TRL E STE 102 P.O.BOX 413044 Accountant
NAPLES,FLORIDA `p,f !NAPLES, FLORIDA Auditor
34112-5324 _I� ;34101-3044 Custodian of County Funds
November 27, 2017
Pamela Barr, POS II
Florida Department of Transportation
10041 Daniels Parkway
Fort Myers, FL 33913
Re: A 5-year JPA with Florida Department of Transportation under
State Transit Block Grant Program Contract Number G0Q98
Ms. Barr,
Attached for further processing is a certified Resolution and certified copy of the
agreement referenced above, in addition to an original agreement, approved by the Collier
County Board of County Commissioners on November 14, 2017.
After the agreement(s) are signed by the appropriate parties, please return one of the
original agreements to the Collier County Minutes and Records Department that serves as
Clerk to the Board, thereby providing a fully executed document for the Official Record.
I have included a label to facilitate mailing.
If your office requires further information, please feel free to contact me at 239-252-8406.
Thank you,
DWIGHT E. BROCK, CLERK
Ann Jennejohn,
Deputy Clerk
Attachments (2)
Phone- (239) 252-2646 Fax- (239) 252-2755
Website- www.CollierClerk.com Email- CollierClerk@collierclerk.com
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1 6 0 13
RESOLUTION 2017 - 211
A RESOLUTION OF THE BOARD OF COUNTY COMMISIONERS OF
COLLIER COUNTY, FLORIDA, MEMORIALIZING THE BOARD'S
APPROVAL OF THE JOINT PARTICIPATION AGREEMENT WITH
THE FLORIDA DEPARTMENT OF TRANSPORTATION TO PROVIDE
STATE TRANSIT BLOCK GRANT FUNDS FOR PUBLIC
TRANSPORTATION SERVICES IN COLLIER COUNTY AND
AUTHORIZING THE CHAIRMAN TO SIGN THAT AGREEMENT.
WHEREAS, at the November 14, 2017, meeting of the Board of County Commissioners
("Board") approved a Joint Participation Agreement (JPA: FM Project Number: 410139-1-84-01
/ Contract Number: G0Q98) with the Florida Department of Transportation to provide State
Transit Block Grant funds to assist Collier County and authorized its Chairman to sign and enter
into that agreement; and
WHEREAS, the Florida Department of Transportation requires the Board to provide a
resolution memorializing and confirming the Board's affirmative vote approving its Chairman to
execute the Joint Participation Agreement.
NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF COUNTY
COMMISSIONERS OF COLLIER COUNTY, FLORIDA, THAT:
On November 14, 2017, the Board of County Commissioners approved by majority vote
the aforementioned Joint Participation Agreement and authorized its Chairman to execute that
Agreement. A certified copy of this Resolution will be forwarded by the Collier County Clerk to
FDOT along with the executed Agreement.
THIS RESOLUTION ADOPTED after motion, second and majority vote by the Board
of County Commissioners of Collier County, Florida, this ky*\ day of
vN4‘ r-- , 2017.
ATTS`I ....• e'0 4:. ° BOARD OF COUNTY COMMISISONERS,
DWI. ROC , CLERK COLLIER COUNTY
r
k3
rill ° 1, .-CLERK By: II
Aftosas t0 C ..
PENNY LOR HAIRMAN
Apt iftrintim and legality:
N (‘-5(--A'" 9\
ritem# 1(.P 1713
JennT r A. Belpe '>, Date
� ��'�''
Assistant County Attorney a,
1 ',II,'
ieputy•Z 7¢aM
16013
To:Pamela.Barr@dot.atate.fI,us
FLORIDA DEPARTMENT OF TRANSPORTATION
FUNDS APPROVAL
60098
10/6/2017
CONTRACT INFORMATION
' s 1 % x',GOQ98
GD-GRANT DISBURSEMENT(GRANT)
G-GOVERMENTAL AGENCY(287.057,F.S.)
ilrAii°:;°P7f°;"•itrtl:r;"P"'"'• COLLIER COUNTY 80CC
F596000558030
11/01/2017
- 12/30/2022
°(^4ttt 1,111',";)17' 1 x 1ft z ct=$895,588,00
-71
Collier County STate Transit Block Grant
FUNDS APPROVAL INFORMATION
FUNDS APPROVED/REVIEWED FOR ROBIN M.NAITOVE,CPA,COMPTROLLER ON 10/6/2017
i_ A Original
7 t -*rr } _ < APPROVED
• •, 4• 55012020129
• Al
i=z, 751000
$895,588.00
41013918401
t I` "'.f 2018
i:y; 55100100
°;') 088774/18
as 0001
00
tet? a• I fi -0001/04
Total Amount: $895,588.00
Pagel of 1
1 6 0 13
PUBLIC TRANSPORTATION 72S-0.10-06
JOINT PARTICIPATION AGREEMENT TRANSPP' ON
`•R1 1016
Pare I 007
Financial Project Number(s):
(item-segment-phase-sequence) Fund: 010 FLAIR Category: 088774
410139-1-84-01 Function: 215 Object Code: 751000
Federal Number: N/A Org.Code: 55012020129
Contract Number: G0Q98 DUNS Number: 80-939-7102 Vendor No.: F596000558030
CFDA Number: Agency DUNS No. 076997790 CSFA Number: 55.010
Public Transit Block
CFDA Title: CSFA Title: Grant Program
THIS JOINT PARTICIPATION AGREEMENT ("Agreement), made and entered into this day of
,by and between the STATE OF FLORIDA DEPARTMENT OF TRANSPORTATION,
an agency of the State of Florida, ("Department"), and Collier County Board of County Commissioners, 3299 Tamiami
Trail Suite# 700, Naples Florida 34112-4977 ("Agency'). The Department and Agency agree that all terms of this
Agreement will be completed on or before December 30, 2022 and this Agreement will expire unless a time extension is
provided in accordance with Section 16.00.
WITNESSETH:
WHEREAS,the Agency has the authority to enter into said Agreement and to undertake the Project hereinafter described,
and the Department has been granted the authority to function adequately in all areas of appropriate jurisdiction including
the implementation of an integrated and balanced transportation system and is authorized under 341.051(5)(e), Florida
Statutes, to enter into this Agreement.
NOW, THEREFORE, in consideration of the mutual covenants, promises and representations herein, the parties agree
as follows:
1.00 Purpose of Agreement.The purpose of this Agreement is to provide for the Department's participation in
the Public Transit Block Grant Program through assisting in the Agency's eligible administration,management and operational
expensesof providing Public Transportation services in Collier County
and as further described in Exhibit "A" attached to and incorporated into this Agreement ("Project"), and to provide
Departmental financial assistance to the Agency, state the terms and conditions upon which such assistance will be
provided, and to set forth the manner in which the Project will be undertaken and completed.
1.10 Exhibits. A,B,C&D are attached and incorporated into this Agreement.
1 6 0 13
PUBLIC TRANSPORTATION 723.030-6
PUBLIC
JOINT PARTICIPATION AGREEMENT TRANSPORTATION
OLIO-06-2016
Page 2,f17
2,00 Accomplishment of the Project:
2.10 General Requirements. The Agency shall commence, and complete the Project, with all practical dispatch, in a
sound, economical, and efficient manner,and in accordance with the provisions of this Agreement,and all applicable laws.
2.20 Pursuant to Federal, State, and Local Law. In the event that any election, referendum, approval, permit, notice,or
other proceeding or authorization is requisite under applicable law to enable the Agency to enter into this Agreement or to
undertake the Project, or to observe, assume or carry out any of the provisions of the Agreement, the Agency will initiate
and consummate, as provided by law, all actions necessary with respect to any such matters so requisite.
2.30 Funds of the Agency. The Agency shall initiate and prosecute to completion all proceedings necessary, including
federal aid requirements, to enable the Agency to provide the necessary funds for completion of the Project.
2.40 Submission of Proceedings, Contracts and Other Documents. The Agency shall submit to the Department
such data, reports, records, contracts and other documents relating to the Project as the Department may require as
listed in Exhibit "C" attached to and incorporated into this Agreement. The Department has the option to require an
activity report on a quarterly basis. The activity report will include details of the progress of the Project towards
completion.
3.00 Total Project Cost. The total estimated cost of the Project is $1,791,176.00. This amount is based upon the
estimate summarized in Exhibit "B" attached to and incorporated into this Agreement. The Agency agrees to bear all
expenses in excess of the total estimated cost of the Project and any deficits involved.
4.00 Project Costs Participation and Eligibility:
4.10 Department Participation. The Department agrees to maximum participation, including contingencies, in the
Project in the amount of$895,588.00 as detailed in Exhibit "B", or in an amount equal to the percentage(s)of total cost
shown in Exhibit"B", whichever is less.
4.11 Agency Participation (Non-State Sources). The Agency agrees to minimum participation, including
contingencies, in the Project in the amount of $895,588.00 as detailed in Exhibit "B", or in an amount equal to the
percentage(s)of the total cost shown in Exhibit"B", whichever is more.
4.12 Federal Awards. The Agency, a non-federal entity, ❑ is ® is not a recipient of a federal award, as detailed in
Exhibit"B."
4.20 Project Cost Eligibility. Project costs eligible for State participation will be allowed only from the effective date of
this Agreement. It is understood that State participation in eligible Project costs is subject to:
a) Legislative approval of the Department's appropriation request in the adopted work program year that the
Project is scheduled to be committed;
b) Availability of funds as stated in Section 15.00 of this Agreement; Approval of all plans, specifications,
contracts or other obligating documents as required by the Department, and all other terms of this
Agreement;
c) Department approval of costs in excess of the approved funding or attributable to actions which have not
received the required approval of the Department and all other terms of this Agreement;
d) Department approval of the Project scope and budget (Exhibits "A" and "B") at the time appropriation
authority becomes available.
1 6013
PUBLIC TRANSPORTATION 725.030.06
PUBLIC'
JOINT PARTICIPATION AGREEMENT TRANSPORTATION
OGC-06 2016
Page 3 ott7
4.30 Front End Funding. Front end funding ❑ is ® is not applicable. If applicable, the Department may initially pay
100% of the total allowable incurred Project costs up to an amount equal to its total share of participation as shown in
paragraph 4.10.
5.00 Project Budget and Payment Provisions:
5.10 The Project Budget. Prior to the execution of this Agreement, a Project schedule of funding shall be prepared by
the Agency and approved by the Department.The Agency shall maintain said schedule of funding,carry out the Project,
and shall incur obligations against and make disbursements of Project funds only in conformity with the latest approved
schedule of funding for the Project, attached and incorporated into this Agreement as Exhibit "B." The schedule of
funding may be revised by execution of a Supplemental Agreement between the Department and the Agency. The
Agency acknowledges and agrees that funding for this Project may be reduced upon determination of the Agency's
contract award amount. If revised, a copy of the Supplemental Agreement shall be forwarded to the Department's
Comptroller. No increase or decrease shall be effective unless it complies with fund participation requirements of this
Agreement and is approved by the Department's Comptroller.
5.20 Payment Provisions. Unless otherwise allowed, payment will begin in the year the Project or Project phase is
scheduled in the work program as of the date of the Agreement. Payment will be made for actual costs incurred as of the
date the invoice is submitted with the final payment due upon receipt of a final invoice. Payment shall be made only after
receipt and approval of goods and services unless advance payments are authorized by the Chief Financial Officer of the
State of Florida under Chapters 215 and 216, Florida Statutes. If the Department determines that the performance of the
Agency is unsatisfactory, the Department shall notify the Agency of the deficiency to be corrected, which correction shall
be made within a time-frame to be specified by the Department.The Agency shall,within sixty(60)days after notice from
the Department, provide the Department with a corrective action plan describing how the Agency will address all issues
of Agreement non-performance, unacceptable performance,failure to meet the minimum performance levels, deliverable
deficiencies, or Agreement non-compliance. If the corrective action plan is unacceptable to the Department, the Agency
shall be assessed a non-performance retainage equivalent to 10% of the total invoice amount. The retainage shall be
applied to the invoice for the then-current billing period. The retainage shall be withheld until the Agency resolves the
deficiency. If the deficiency is subsequently resolved, the Agency may bill the Department for the retained amount during
the next billing period. If the Agency is unable to resolve the deficiency, the funds retained may be forfeited at the end of
the Agreement's term.
6.00 Accounting Records:
6.10 Establishment and Maintenance of Accounting Records. The Agency shall establish for the Project, in
conformity with requirements established by Department's program guidelines/procedures and "Principles for State and
Local Governments", 2 CFR Part 225, separate accounts to be maintained within its existing accounting system or
establish independent accounts. Such accounts are referred to herein collectively as the "Project account." Records of
costs incurred under terms of this Agreement shall be maintained in the Project account and made available upon request
to the Department at all times during the period of this Agreement and for five (5) years after final payment is made.
Copies of these documents and records shall be furnished to the Department upon request. Records of costs incurred
include the Agency's general accounting records and the Project records, together with supporting documents and
records, of the Agency and all sub-consultants performing work on the Project and all other records of the Agency and
sub-consultants considered necessary by the Department for a proper audit of costs. If any litigation, claim, or audit is
started before the expiration of the five (5) year period, the records shall be retained until all litigation, claims, or audit
findings involving the records have been resolved,
6.20 Costs Incurred for the Project. The Agency shall charge to the Project account all eligible costs of the Project.
Costs in excess of the latest approved budget or attributable to actions which have not received the required approval of
the Department shall not be considered eligible costs.
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PUBLIC TRANSPORTATION 723-030-06
PUBLIC
JOINT PARTICIPATION AGREEMENT TRANSPORTATION
OGC—06.2016
Pxgc 4 of17
6.30 Documentation of Project Costs. All costs charged to the Project, including any approved services contributed
by the Agency or others, shall be supported by properly executed payrolls,time records, invoices,contracts,or vouchers
evidencing in proper detail the nature and propriety of the charges.
6.40 Checks, Orders, and Vouchers.Any check or order drawn by the Agency with respect to any item which is or will
be chargeable against the Project account will be drawn only in accordance with a properly signed voucher then on file
in the office of the Agency stating in proper detail the purpose for which such check or order is drawn.All checks,payrolls,
invoices, contracts, vouchers, orders, or other accounting documents pertaining in whole or in part to the Project shall
be clearly identified, readily accessible, and, to the extent feasible, kept separate and apart from all other such
documents.
6.50 Audits. The administration of Federal or State resources awarded through the Department to the Agency by this
Agreement may be subject to audits and/or monitoring by the Department. The following requirements do not limit the
authority of the Department to conduct or arrange for the conduct of additional audits or evaluations of Federal awards or
State financial assistance or limit the authority of any state agency inspector general,the State of Florida Auditor General,
or any other state official.The Agency shall comply with all audit and audit reporting requirements as specified below.
1. Federal Funded
a) In addition to reviews of audits conducted in accordance with 2 CFR Part 200, Subpart F — Audit
Requirements, monitoring procedures may include but not be limited to on-site visits by Department staff
and/or other procedures including, reviewing any required performance and financial reports, following
up, ensuring corrective action, and issuing management decisions on weaknesses found through audits
when those findings pertain to Federal awards provided through the Department by this Agreement. By
entering into this Agreement, the Agency agrees to comply and cooperate fully with any monitoring
procedures/processes deemed appropriate by the Department.The Agency further agrees to comply and
cooperate with any inspections, reviews, investigations, or audits deemed necessary by the Department,
State of Florida Chief Financial Officer(CFO)or State of Florida Auditor General.
b) The Agency, a non-Federal entity as defined by 2 CFR Part 200, Subpart F—Audit Requirements, as a
subrecipient of a Federal award awarded by the Department through this Agreement is subject to the
following requirements:
i. In the event the Agency expends a total amount of Federal awards equal to or in excess of
the threshold established by 2 CFR Part 200, Subpart F —Audit Requirements, the Agency
must have a Federal single or program-specific audit conducted for such fiscal year in
accordance with the provisions of 2 CFR Part 200, Subpart F—Audit Requirements. Exhibit
A,B,C & D to this Agreement provides the required Federal award identification information
needed by the Agency to further comply with the requirements of 2 CFR Part 200,Subpart F
—Audit Requirements. In determining Federal awards expended in a fiscal year, the Agency
must consider all sources of Federal awards based on when the activity related to the Federal
award occurs, including the Federal award provided through the Department by this
Agreement, The determination of amounts of Federal awards expended should be in
accordance with the guidelines established by 2 CFR Part 200, Subpart F — Audit
Requirements.An audit conducted by the State of Florida Auditor General in accordance with
the provisions of 2 CFR Part 200,Subpart F—Audit Requirements,will meet the requirements
of this part.
ii. In connection with the audit requirements, the Agency shall fulfill the requirements relative to
the auditee responsibilities as provided in 2 CFR Part 200, Subpart F—Audit Requirements.
1 6013
PUBLIC TRANSPORTATION 72SP-0»046
LIC
JOINT PARTICIPATION AGREEMENT TRANSPORTATION
OGC--062016
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iii. In the event the Agency expends less than the threshold established by 2 CFR Part 200,
Subpart F—Audit Requirements,in Federal awards,the Agency is exempt from Federal audit
requirements for that fiscal year. However, the Agency must provide a single audit exemption
statement to the Department at FDOTSingleAudit(r�7dot.state.fLus no later than nine months
after the end of the Agency's audit period for each applicable audit year. In the event the
Agency expends less than the threshold established by 2 CFR Part 200, Subpart F—Audit
Requirements, in Federal awards in a fiscal year and elects to have an audit conducted in
accordance with the provisions of 2 CFR Part 200, Subpart F—Audit Requirements, the cost
of the audit must be paid from non-Federal resources (i.e., the cost of such an audit must be
paid from the Agency's resources obtained from other than Federal entities).
iv. The Agency must electronically submit to the Federal Audit Clearinghouse (FAC) at
https://harvester.census.govtfacweb/the audit reporting package as required by 2 CFR Part
200, Subpart F—Audit Requirements, within the earlier of 30 calendar days after receipt of
the auditor's report(s) or nine months after the end of the audit period. The FAC is the
repository of record for audits required by 2 CFR Part 200, Subpart F—Audit Requirements.
However,the Department requires a copy of the audit reporting package also be submitted to
FDOTSingleAudit(a7dot.state.fl.us within the earlier of 30 calendar days after receipt of the
auditor's report(s)or nine months after the end of the audit period as required by 2 CFR Part
200, Subpart F—Audit Requirements.
v. Within six months of acceptance of the audit report by the FAC, the Department will review
the Agency's audit reporting package, including corrective action plans and management
letters, to the extent necessary to determine whether timely and appropriate action on all
deficiencies has been taken pertaining to the Federal award provided through the Department
by this Agreement. If the Agency fails to have an audit conducted in accordance with 2 CFR
Part 200,Subpart F—Audit Requirements,the Department may impose additional conditions
to remedy noncompliance. If the Department determines that noncompliance cannot be
remedied by imposing additional conditions,the Department may take appropriate actions to
enforce compliance, which actions may include but not be limited to the following:
1. Temporarily withhold cash payments pending correction of the deficiency by the Agency
or more severe enforcement action by the Department;
2. Disallow(deny both use of funds and any applicable matching credit for)all or part of the
cost of the activity or action not in compliance;
3. Wholly or partly suspend or terminate the Federal award;
4. Initiate suspension or debarment proceedings as authorized under 2 CFR Part 180 and
Federal awarding agency regulations (or in the case of the Department, recommend
such a proceeding be initiated by the Federal awarding agency);
5. Withhold further Federal awards for the Project or program;
6. Take other remedies that may be legally available.
vi. As a condition of receiving this Federal award, the Agency shall permit the Department,or its
designee, the CFO or State of Florida Auditor General access to the Agency's records
including financial statements, the independent auditor's working papers and project records
as necessary. Records related to unresolved audit findings, appeals or litigation shall be
retained until the action is complete or the dispute is resolved.
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PUBLIC TRANSPORTATION 7ZPui 0c
JOINT PARTICIPATION AGREEMENT TRANSPORTATION
OGC-068016
Page 6 o1 17
vii. The Departments contact information for requirements under this part is as follows:
Office of Comptroller, MS 24
605 Suwannee Street
Tallahassee, Florida 32399-0450
FDOTSingleAudit(a.dot.state.fl.us
2. State Funded
a) In addition to reviews of audits conducted in accordance with Section 215.97, Florida Statutes,monitoring
procedures to monitor the Agency's use of state financial assistance may include but not be limited to on-
site visits by Department staff and/or other procedures including, reviewing any required performance
and financial reports, following up, ensuring corrective action, and issuing management decisions on
weaknesses found through audits when those findings pertain to state financial assistance awarded
through the Department by this Agreement.By entering into this Agreement,the Agency agrees to comply
and cooperate fully with any monitoring procedures/processes deemed appropriate by the Department.
The Agency further agrees to comply and cooperate with any inspections, reviews, investigations, or
audits deemed necessary by the Department, the Department of Financial Services (DFS) or State of
Florida Auditor General.
b) The Agency,a nonstate entity as defined by Section 215.97(2)(m), Florida Statutes,as a recipient of state
financial assistance awarded by the Department through this Agreement is subject to the following
requirements:
i. In the event the Agency meets the audit threshold requirements established by Section
215.97, Florida Statutes, the Agency must have a State single or project-specific audit
conducted for such fiscal year in accordance with Section 215.97, Florida Statutes;applicable
rules of the Department of Financial Services; and Chapters 10.550 (local governmental
entities)or 10.650(nonprofit and for-profit organizations),Rules of the Auditor General. Exhibit
A,B,C & D to this Agreement indicates state financial assistance awarded through the
Department by this Agreement needed by the Agency to further comply with the requirements
of Section 215.97, Florida Statutes. In determining the state financial assistance expended in
a fiscal year,the Agency shall consider all sources of state financial assistance,including state
financial assistance received from the Department by this Agreement, other state agencies
and other nonstate entities.State financial assistance does not include Federal direct or pass-
through awards and resources received by a nonstate entity for Federal program matching
requirements.
H. In connection with the audit requirements, the Agency shall ensure that the audit complies
with the requirements of Section 215.97(8), Florida Statutes. This includes submission of a
financial reporting package as defined by Section 215.97(2)(e),Florida Statutes,and Chapters
10.550 (local governmental entities)or 10.650 (nonprofit and for-profit organizations), Rules
of the Auditor General.
iii. In the event the Agency does not meet the audit threshold requirements established by
Section 215.97, Florida Statutes, the Agency is exempt for such fiscal year from the state
single audit requirements of Section 215.97, Florida Statutes. However, the Agency must
provide a single audit exemption statement to the Department at
FDOTSingleAudit(c�dot.state.fl.us no later than nine months after the end of the Agency's audit
period for each applicable audit year. In the event the Agency does not meet the audit
threshold requirements established by Section 215.97, Florida Statutes, in a fiscal year and
16013
PUBLIC TRANSPORTATION "25-030-06C ac
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elects to have an audit conducted in accordance with the provisions of Section 215.97, Florida
Statutes, the cost of the audit must be paid from the Agency's resources(i.e.,the cost of such
an audit must be paid from the Agency's resources obtained from other than State entities).
iv. In accordance with Chapters 10.550(local governmental entities)or 10.650(nonprofit and for-
profit organizations), Rules of the Auditor General, copies of financial reporting packages
required by this Agreement shall be submitted to:
Florida Department of Transportation
Office of Comptroller, MS 24
605 Suwannee Street
Tallahassee, Florida 32399-0405
FDQTSingleAuditaa.dot,state.fl.us
And
State of Florida Auditor General
Local Government Audits/342
111 West Madison Street, Room 401
Tallahassee, FL 32399-1450
Email:flaudoen localgovtaaud.state fl.us
v. Any copies of financial reporting packages, reports or other information required to be
submitted to the Department shall be submitted timely in accordance with Section 215.97,
Florida Statutes, and Chapters 10.550(local governmental entities) or 10.650 (nonprofit and
for-profit organizations), Rules of the Auditor General, as applicable.
vi. The Agency,when submitting financial reporting packages to the Department for audits done
in accordance with Chapters 10.550(local governmental entities)or 10.650(nonprofit and for-
profit organizations), Rules of the Auditor General, should indicate the date the reporting
package was delivered to the Agency in correspondence accompanying the reporting
package.
vii. Upon receipt, and within six months, the Department will review the Agency's financial
reporting package, including corrective action plans and management letters, to the extent
necessary to determine whether timely and appropriate corrective action on all deficiencies
has been taken pertaining to the state financial assistance provided through the Department
by this Agreement. If the Agency fails to have an audit conducted consistent with Section
215.97, Florida Statutes, the Department may take appropriate corrective action to enforce
compliance.
viii. As a condition of receiving state financial assistance,the Agency shall permit the Department,
or its designee,DFS or the Auditor General access to the Agency's records including financial
statements, the independent auditor's working papers and project records as necessary.
Records related to unresolved audit findings, appeals or litigation shall be retained until the
action is complete or the dispute is resolved.
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3. The Agency shall retain sufficient records demonstrating its compliance with the terms of this Agreement for
a period of five years from the date the audit report is issued and shall allow the Department,or its designee,
DFS or State of Florida Auditor General access to such records upon request.The Agency shall ensure that
the audit working papers are made available to the Department, or its designee, DFS or State of Florida
Auditor General upon request for a period of five years from the date the audit report is issued unless extended
in writing by the Department.
6.60 Insurance. Execution of this Agreement constitutes a certification that the Agency has and will maintain the ability
to repair or replace any Project equipment or facilities in the event of loss or damage due to any accident or casualty for
the useful life of such equipment or facilities. In the event of the loss of such equipment or facilities, the Agency shall
either replace the equipment or facilities or reimburse the Department to the extent of its interest in the lost equipment
or facility, The Department may waive or modify this section as appropriate.
7.00 Requisitions and Payments:
7.10 Action by the Agency. In order to obtain any Department funds, the Agency shall file with the Department of
Transportation,District One Public Transportation Office 801 North Broadway Avenue,Bartow,FL.,33830,its requisition
on a form or forms prescribed by the Department, and any other data pertaining to the Project account (as defined in
Paragraph 6.10 hereof)to justify and support the payment requisitions.
7.11 Deliverables. The Agency shall provide the following quantifiable, measurable and verifiable units of deliverables
as established in Exhibit"A." Each deliverable must specify the required minimum level of service to be performed and
the criteria for evaluating successful completion.
7.12 Invoices. Invoices for fees or other compensation for services or expenses shall be submitted in detail sufficient for
a proper pre-audit and post-audit thereof, based on the quantifiable, measurable and verifiable units of deliverables as
established in Exhibit "A." Deliverables must be received and accepted in writing by the Department's Project Manager
prior to payments.
7.13 Supporting Documentation. Supporting documentation must establish that the deliverables were received and
accepted in writing by the Department and that the required minimum level of service to be performed based on the
criteria for evaluating successful completion as specified in Section 2.00 and Exhibit"A"has been met.
7.14 Travel Expenses. Invoices for any travel expenses by the Agency shall be submitted in accordance with Section
112.061, Florida Statutes, and shall be submitted on the Department's Contractor Travel Form No. 300-000-06. The
Department may establish rates lower than the maximum provided in Chapter 112.061, Florida Statutes.
7.15 Property Acquisition. For real property acquired, submit:
a) The date the Agency acquired the real property.
b) A statement by the Agency certifying that the Agency has acquired said real property, and actual
consideration paid for real property,
c) A statement by the Agency certifying that the appraisal and acquisition of the real property together with
any attendant relocation of occupants was accomplished in compliance with all federal laws, rules and
procedures required by any federal oversight agency and with all state laws, rules and procedures that may
apply to the Agency acquiring the real property.
7.20 The Department's Obligations. Subject to other provisions of this Agreement, the Department will honor requests
for reimbursement to the Agency pursuant to this Agreement. However, notwithstanding any other provision of this
Agreement, the Department may elect by notice in writing not to make a payment if:
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a) The Agency shall have made misrepresentation of a material nature in its application, or any supplement
or amendment to its application, or with respect to any document or data furnished with its application or
pursuant to this Agreement;
b) There is any pending litigation with respect to the performance by the Agency of any of its duties or
obligations which may jeopardize or adversely affect the Project,the Agreement,or payments to the Project;
c) The Agency shall have taken any action pertaining to the Project which, under this Agreement,requires the
approval of the Department or has made related expenditures or incurred related obligations without having
been advised by the Department that same are approved;
d) There has been any violation of the conflict of interest provisions contained in this Agreement;
e) The Agency has been determined by the Department to be in default under any of the provisions of the
Agreement;or
f) Any federal agency providing federal financial assistance to the Project suspends or terminates federal
financial assistance to the Project. In the event of suspension or termination of federal financial assistance,
the Agency will reimburse the Department for all disallowed costs, including any and all federal financial
assistance as detailed in Exhibit"B."
7.30 Disallowed Costs.In determining the amount of the payment,the Department will exclude all Project costs incurred
by the Agency prior to the effective date of this Agreement, after the expiration date of this Agreement, costs which are
not provided for in the latest approved scope and budget for the Project, costs attributable to goods or services received
under a contract or other arrangements which have not been approved by the Department, and costs invoiced prior to
receipt of annual notification of fund availability.
7.40 Payment Offset. If, after Project completion, any claim is made by the Department resulting from an audit or for
work or services performed pursuant to this Agreement,the Department may offset such amount from payments due for
work or services done under any public transportation joint participation agreement which it has with the Agency owing
such amount if, upon demand, payment of the amount is not made within sixty(60)days to the Department. Offsetting
amounts shall not be considered a breach of contract by the Department.
8.00 Termination or Suspension of Project:
8.10 Termination or Suspension Generally. If the Agency abandons or, before completion, finally discontinues the
Project; or for any other reason, the commencement, prosecution, or timely completion of the Project by the Agency is
rendered improbable, infeasible, impossible, or illegal, the Department will, by written notice to the Agency,suspend any
or all of its obligations under this Agreement until such time as the event or condition resulting in such suspension has
ceased or been corrected, or the Department may terminate any or all of its obligations under this Agreement.
8.11 Action Subsequent to Notice of Termination or Suspension. Upon receipt of any final termination or suspension
notice under this Section 8, the Agency shall proceed promptly to carry out the actions required in such notice,which may
include any or all of the following: (1)necessary action to terminate or suspend, as the case may be, Project activities and
contracts and such other action as may be required or desirable to keep to the minimum the costs upon the basis of which
the financing is to be computed; (2)furnish a statement of the Project activities and contracts, and other undertakings the
cost of which are otherwise includable as Project costs; and, (3)remit to the Department such portion of the financing and
any advance payment previously received as is determined by the Department to be due under the provisions of the
Agreement.The termination or suspension shall be carried out in conformity with the latest schedule, plan, and budget as
approved by the Department or upon the basis of terms and conditions imposed by the Department upon the failure of the
Agency to furnish the schedule, plan, and budget within a reasonable time.The approval of a remittance by the Agency or
the closing out of federal financial participation in the Project shall not constitute a waiver of any claim which the Department
may otherwise have arising out of this Agreement.
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8.12 Access to Documents and Materials.The Department reserves the right to unilaterally cancel this Agreement for
refusal by the Agency, contractor, sub-contractor, or materials vendor to comply with the provisions of Chapter 119,
Florida Statutes.
9.00 Audit and Inspection. The Agency shall permit, and shall require its contractors to permit, the Department's
authorized representatives to inspect all work, materials,payrolls,records;and to audit the books,records and accounts
pertaining to the financing and development of the Project.
10.00 Contracts of the Agency:
10.10 Third Party Agreements. The Department specifically reserves the right to review and approve any and all third
party contracts with respect to the Project before the Agency executes or obligates itself in any manner requiring the
disbursement of Department funds, including consultant, purchase of commodities contracts or amendments thereto. If
the Department chooses to review and approve third party contracts for this Project and the Agency fails to obtain such
approval, that shall be sufficient cause for nonpayment by the Department as provided in Section 7.20(c). The
Department specifically reserves unto itself the right to review the qualifications of any consultant or contractor and to
approve or disapprove the employment of the same. If Federal Transit Administration(FTA)funds are used in the Project,
the Department must exercise the right to third party contract review.
10.20 Procurement of Personal Property and Services:
10.21 Compliance with Consultants'Competitive Negotiation Act. It is understood and agreed by the parties to this
Agreement that participation by the Department in a project with an Agency, where said project involves a consultant
contract for engineering,architecture or surveying services, is contingent on the Agency complying in full with provisions
of Chapter 287.055, Florida Statutes, Consultants' Competitive Negotiation Act, the federal Brooks Act, 23 CFR 172,
and 23 U.S.C. 112.. At the discretion of the Department, the Agency will involve the Department in the Consultant
Selection Process for all projects funded under this Agreement. In all cases, the Agency's Attorney shall certify to the
Department that selection has been accomplished in compliance with Chapter 287.055, Florida Statutes,the Consultants'
Competitive Negotiation Act and the federal Brooks Act.
10.22 Procurement of Commodities or Contractual Services. It is understood and agreed by the parties hereto that
participation by the Department in a project with an Agency, where said project involves the purchase of commodities or
contractual services or the purchasing of capital equipment or the constructing and equipping of facilities,which includes
engineering, design, and/or construction activities, where purchases or costs exceed the Threshold Amount for
CATEGORY TWO per Chapter 287.017, Florida Statutes, is contingent on the Agency complying in full with the
provisions of Chapter 287.057, Florida Statutes.The Agency's Attorney shall certify to the Department that the purchase
of commodities or contractual services has been accomplished in compliance with Chapter 287.057, Florida Statutes. It
shall be the sole responsibility of the Agency to ensure that any obligations made in accordance with this Section comply
with the current threshold limits. Contracts, purchase orders, task orders, construction change orders, or any other
agreement that would result in exceeding the current budget contained in Exhibit "B", or that is not consistent with the
Project description and scope of services contained in Exhibit"A' must be approved by the Department prior to Agency
execution. Failure to obtain such approval, and subsequent execution of an amendment to the Agreement if required,
shall be sufficient cause for nonpayment by the Department as provided in Section 7.20(c).
10.30 Disadvantaged Business Enterprise (DBE) Policy and Obligation. It is the policy of the Department that
DBE's, as defined in 49 CFR Part 26, as amended, shall have the opportunity to participate in the performance of
contracts financed in whole or in part with Department funds under this Agreement. The DBE requirements of applicable
federal and state laws and regulations apply to this Agreement.
The Agency and its contractors agree to ensure that DBE's have the opportunity to participate in the performance of this
Agreement. In this regard, all recipients and contractors shall take all necessary and reasonable steps in accordance
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with applicable federal and state laws and regulations to ensure that the DBE's have the opportunity to compete for and
perform contracts. The Agency and its contractors and subcontractors shall not discriminate on the basis of race, color,
national origin or sex in the award and performance of contracts, entered pursuant to this Agreement.
10,40 Procurement of Construction Services. If the Project is procured pursuant to Chapter 255 for construction
services and at the time of the competitive solicitation for the Project 50 percent or more of the cost of the Project is to
be paid from state-appropriated funds,then the Agency must comply with the requirements of Section 255.099(1),Florida
Statutes.
11.00 Restrictions, Prohibitions, Controls, and Labor Provisions:
11.10 Equal Employment Opportunity. In connection with the carrying out of any project, the Agency shall not
discriminate against any employee or applicant for employment because of race, age, creed, color, sex or national origin.
The Agency will take affirmative action to ensure that applicants are employed, and that employees are treated during
employment, without regard to their race, age, creed, color, sex, or national origin. Such action shall include, but not be
limited to, the following: Employment upgrading, demotion, or transfer; recruitment or recruitment advertising; layoff or
termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship.The Agency
shall insert the foregoing provision modified only to show the particular contractual relationship in all its contracts in
connection with the development or operation of the Project, except contracts for standard commercial supplies or raw
materials, and shall require all such contractors to insert a similar provision in all subcontracts, except subcontracts for
standard commercial supplies or raw materials.When the Project involves installation, construction,demolition, removal,
site improvement,or similar work, the Agency shall post, in conspicuous places available to employees and applicants for
employment for Project work,notices to be provided by the Department setting forth the provisions of the nondiscrimination
clause.
11.20 Title VI- Civil Rights Act of 1964. Execution of this Agreement constitutes a certification that the Agency will
comply with all the requirements imposed by Title VI of the Civil Rights Act of 1964 (42 U.S.C. 2000d, et seq.), the
Regulations of the Federal Department of Transportation issued thereunder, and the assurance by the Agency pursuant
thereto.
11.30 Title VIII - Civil Rights Act of 1968. Execution of this Agreement constitutes a certification that the Agency will
comply with all the requirements imposed by Title VIII of the Civil Rights Act of 1968 (42 U.S.C. 3601, et seq.), which
among other things, prohibits discrimination in employment on the basis of race, color, national origin, creed, sex, and
age.
11.40 Americans with Disabilities Act of 1990 (ADA). Execution of this Agreement constitutes a certification that the
Agency will comply with all the requirements imposed by the ADA(42 U.S.C. 12102,et seq.),the regulations of the federal
government issued thereunder, and the assurance by the Agency pursuant thereto.
11.50 Prohibited Interests. The Agency shall not enter into a contract or arrangement in connection with the Project or
any property included or planned to be included in the Project, with any officer, director or employee of the Agency, or
any business entity of which the officer, director or employee or the officer's, director's or employee's spouse or child is
an officer, partner, director, or proprietor or in which such officer, director or employee or the officer's, director's or
employee's spouse or child,or any combination of them, has a material interest.
a) "Material Interest" means direct or indirect ownership of more than 5% of the total assets or capital stock of
any business entity.
b) The Agency shall not enter into any contract or arrangement in connection with the Project or any property
included or planned to be included in the Project, with any person or entity who was represented before the
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Agency by any person who at any time during the immediately preceding two (2) years was an officer,
director or employee of the Agency.
c) The provisions of this subsection shall not be applicable to any agreement between the Agency and its fiscal
depositories,any agreement for utility services the rates for which are fixed or controlled by the government,
or any agreement between the Agency and an agency of state government.
11.60 Interest of Members of,or Delegates to,Congress or Legislature. No member or delegate to the Congress of
the United States, or the State of Florida legislature, shall be admitted to any share or part of the Agreement or any
benefit arising therefrom.
12.00 Miscellaneous Provisions:
12.10 Environmental Regulations.Execution of this Agreement constitutes a certification by the Agency that the Project
will be carried out in conformance with all applicable environmental regulations including the securing of any applicable
permits. The Agency will be solely responsible for any liability in the event of non-compliance with applicable
environmental regulations, including the securing of any applicable permits, and will reimburse the Department for any
loss incurred in connection therewith.
12.20 Department Not Obligated to Third Parties. The Department shall not be obligated or liable hereunder to any
party other than the Agency.
12.30 When Rights and Remedies Not Waived. In no event shall the making by the Department of any payment to the
Agency constitute or be construed as a waiver by the Department of any breach of covenant or any default which may
then exist, on the part of the Agency, and the making of such payment by the Department while any such breach or
default shall exist shall in no way impair or prejudice any right or remedy available to the Department with respect to
such breach or default.
12.40 Severability. If any provision of this Agreement is held invalid, the remainder of this Agreement shall not be
affected. In such an instance the remainder would then continue to conform to the terms and requirements of applicable
law.
12.50 Bonus or Commission. By execution of the Agreement the Agency represents that it has not paid and, also,
agrees not to pay, any bonus or commission for the purpose of obtaining an approval of its application for the financing
hereunder.
12.60 State or Territorial Law. Nothing in the Agreement shall require the Agency to observe or enforce compliance
with any provision thereof, perform any other act or do any other thing in contravention of any applicable State law:
Provided, that if any of the provisions of the Agreement violate any applicable State law, the Agency will at once notify
the Department in writing in order that appropriate changes and modifications may be made by the Department and the
Agency to the end that the Agency may proceed as soon as possible with the Project.
12.70 Use and Maintenance of Project Facilities and Equipment. The Agency agrees that the Project facilities and
equipment will be used by the Agency to provide or support public transportation for the period of the useful life of such
facilities and equipment as determined in accordance with general accounting principles and approved by the
Department. The Agency further agrees to maintain the Project facilities and equipment in good working order for the
useful life of said facilities or equipment.
12.71 Property Records. The Agency agrees to maintain property records, conduct physical inventories and develop
control systems as required by 49 CFR Part 18, when applicable.
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12.80 Disposal of Project Facilities or Equipment. If the Agency disposes of any Project facility or equipment during
its useful life for any purpose except its replacement with like facility or equipment for public transportation use, the
Agency will comply with the terms of 49 CFR Part 18 relating to property management standards.The Agency agrees to
remit to the Department a proportional amount of the proceeds from the disposal of the facility or equipment. Said
proportional amount shall be determined on the basis of the ratio of the Department financing of the facility or equipment
as provided in this Agreement. The Agency must remit said proportional amount to the Department within one (1) year
after the official date of disposal.
12.90 Contractual Indemnity. To the extent provided by Section 768.28, Florida Statues, the Agency shall indemnify,
defend, and hold harmless the Department and all of its officers, agents, and employees from any claim, loss, damage,
cost, charge, or expense arising out of any act,error, omission, or negligent act by the Agency, its agents, or employees,
during the performance of the Agreement, except that neither the Agency, its agents, or its employees will be liable under
this paragraph for any claim, loss,damage,cost,charge,or expense arising out of any act,error,omission,or negligent act
by the Department or any of its officers, agents, or employees during the performance of the Agreement. Nothing in this
Agreement shall be construed as a waiver by the Agency of any sovereign immunity protections that may be provided by
Section 768.28, Florida Statutes.
When the Department receives a notice of claim for damages that may have been caused by the Agency in the
performance of services required under this Agreement,the Department will immediately forward the claim to the Agency.
The Agency and the Department will evaluate the claim and report their findings to each other within fourteen(14)working
days and will jointly discuss options in defending the claim. After reviewing the claim, the Department will determine
whether to require the participation of the Agency in the defense of the claim or to require that the Agency defend the
Department in such claim as described in this section. The Department's failure to promptly notify the Agency of a claim
shall not act as a waiver of any right herein to require the participation in or defense of the claim by Agency. The
Department and the Agency will each pay its own expenses for the evaluation, settlement negotiations, and trial, if any.
However, if only one party participates in the defense of the claim at trial, that party is responsible for all expenses at
trial.
13.00 Plans and Specifications. In the event that this Agreement involves the purchasing of capital equipment or the
constructing and equipping of facilities,where plans and specifications have been developed, the Agency shall provide
an Engineer's Certification that certifies Project compliance as listed below,or in Exhibit"C"if applicable. For the plans,
specifications, construction contract documents, and any and all other engineering, construction, and contractual
documents produced by the Engineer, hereinafter collectively referred to as"plans", the Agency will certify that:
a) All plans comply with federal, state, and professional standards as well as minimum standards established
by the Department as applicable;
b) The plans were developed in accordance with sound engineering and design principles, and with generally
accepted professional standards;
c) The plans are consistent with the intent of the Project as defined in Exhibits "A" and "B" of this Agreement
as well as the Scope of Services; and
d) The plans comply with all applicable laws, ordinances, zoning and permitting requirements, public notice
requirements,and other similar regulations.
Notwithstanding the provisions of this paragraph, the Agency, upon request by the Department, shall provide plans and
specifications to the Department for review and approvals.
14.00 Project Completion, Agency Certification. The Agency will certify in writing on or attached to the final invoice,
that the Project was completed in accordance with applicable plans and specifications, is in place on the Agency facility,
that adequate title is in the Agency and that the Project is accepted by the Agency as suitable for the intended purpose.
15.00 Appropriation of Funds:
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15.10 Contingency of Payment. The State of Florida's performance and obligation to pay under this Agreement is
contingent upon an annual appropriation by the Legislature. if the Department's funding for this Project is in multiple
fiscal years, funds approval from the Department's Comptroller must be received each fiscal year prior to costs being
incurred. See Exhibit"B" for funding levels by fiscal year. Project costs utilizing these fiscal year funds are not eligible
for reimbursement if incurred prior to funds approval being received. The Department will notify the Agency, in writing,
when funds are available.
15.20 Multi-Year Commitment. In the event this Agreement is in excess of$25,000 and has a term for a period of more
than one (1)year, the provisions of Chapter 339.135(6)(a), Florida Statutes, are hereby incorporated:
"The Department, during any fiscal year, shall not expend money, incur any liability, or enter into any
contract which, by its terms, involves the expenditure of money in excess of the amounts budgeted as
available for expenditure during such fiscal year. Any contract, verbal or written, made in violation of this
subsection is null and void, and no money may be paid on such contract. The Department shall require a
statement from the comptroller of the Department that funds are available prior to entering into any such
contract or other binding commitment of funds. Nothing herein contained shall prevent the making of
contracts for periods exceeding 1 year, but any contract so made shall be executory only for the value of
the services to be rendered or agreed to be paid for in succeeding fiscal years;and this paragraph shall be
incorporated verbatim in all contracts of the Department which are for an amount in excess of$25,000 and
which have a term for a period of more than 1 year."
16.00 Expiration of Agreement. The Agency agrees to complete the Project on or before December 30, 2022. If the
Agency does not complete the Project within this time period,this Agreement will expire unless an extension of the time
period is requested by the Agency and granted in writing by the Department prior to expiration of this Agreement.
Expiration of this Agreement will be considered termination of the Project and the procedure established in Section 8.00
of this Agreement shall be initiated. The cost of any work performed after the expiration date of this Agreement will not
be reimbursed by the Department.
16.10 Final Invoice. The Agency must submit the final invoice on this Project to the Department within 120 days after
the expiration of this Agreement.
17.00 Agreement Format.All words used in this Agreement in the singular form shall extend to and include the plural.
All words used in the plural form shall extend to and include the singular. All words used in any gender shall extend to
and include all genders.
18.00 Execution of Agreement. This Agreement may be simultaneously executed in a minimum of two counterparts,
each of which so executed shall be deemed to be an original, and such counterparts together shall constitute one in the
same instrument.
19.00 Restrictions on Lobbying:
19.10 Federal. The Agency agrees that no federally-appropriated funds have been paid, or will be paid by or on behalf
of the Agency, to any person for influencing or attempting to influence any officer or employee of any federal agency, a
Member of Congress, an officer or employee of Congress,or an employee of a Member of Congress in connection with
the awarding of any federal contract,the making of any federal grant, the making of any federal loan,the entering into of
any cooperative agreement, and the extension, continuation, renewal, amendment or modification of any federal
contract, grant, loan or cooperative agreement.
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If any funds other than federally-appropriated funds have been paid by the Agency to any person for influencing or
attempting to influence an officer or employee of any federal agency, a Member of Congress, an officer or employee of
Congress, or an employee of a Member of Congress in connection with this Agreement, the undersigned shall complete
and submit Standard Form-LLL, "Disclosure of Lobbying Activities," in accordance with its instructions.
The Agency shall require that the language of this section be included in the award documents for all sub-awards at all
tiers (including subcontracts, sub-grants, and contracts under grants, loans and cooperative agreements) and that all
sub-recipients shall certify and disclose accordingly.
19.20 State. No funds received pursuant to this Agreement may be expended for lobbying the Legislature, the judicial
branch or a state agency.
20.00 Vendors Rights. The Agency providing goods and services to the Department should be aware of the following
time frames:
a) The Department has 20 days to deliver a request for payment (voucher) to DFS. The 20 days are measured
from the latter of the date the invoice is received or the date the goods or services are received, inspected, and
approved. Approval and inspection of goods or services shall take no longer than 20 days following the receipt
of a complete and accurate invoice.
b) If a payment is not available within 40 days, then a separate interest penalty at a rate established pursuant to
Section 55.03(1), Florida Statutes,will be due and payable, in addition to the invoice amount, to the Agency.
The 40 days are measured from the latter of the date the invoice is received or the date the goods or services
are received, inspected, and approved. Interest penalties of less than one(1)dollar will not be enforced unless
the Agency requests payment. Invoices that have to be returned to the Agency because of Agency preparation
errors will result in a delay in the payment. The invoice payment requirements do not start until a properly
completed invoice is provided to the Department.A Vendor Ombudsman has been established within DFS.The
duties of this individual include acting as an advocate for Agencies who may be experiencing problems in
obtaining timely payment(s) from the Department. The Vendor Ombudsman may be contacted at (850) 413-
5516.
21.00 Restrictions, Prohibits, Controls, and Labor Provisions. During the performance of this Agreement, the
Agency agrees as follows, and shall require the following provisions to be included in each contract and subcontract
entered into pursuant to this Agreement:
a) A person or affiliate who has been placed on the convicted vendor list following a conviction for a public
entity crime may not submit a bid on a contract to provide any goods or services to a public entity, may not
submit a bid on a contract with a public entity for the construction or repair of a public building or public work,
may not submit bids on leases of real property to a public entity, may not be awarded or perform work as a
contractor, supplier, subcontractor, or consultant under a contract with any public entity, and may not
transact business with any public entity in excess of the threshold amount provided in Section 287.017,
Florida Statutes for CATEGORY TWO for a period of 36 months from the date of being placed on the
convicted vendor list.
b) In accordance with Section 287.134, Florida Statutes, an entity or affiliate who has been placed on the
discriminatory vendor list may not submit a bid on a contract to provide any goods or services to a public
entity, may not submit a bid on a contract with a public entity for the construction or repair of a public building
or public work, may not submit bids on leases of real property to a public entity, may not be awarded or
perform work as a contractor, supplier, subcontractor, or consultant under a contract with any public entity,
and may not transact business with any public entity.
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c) An entity or affiliate who has had its Certificate of Qualification suspended, revoked, denied or have further
been determined by the Department to be a non-responsible contractor may not submit a bid or perform
work for the construction or repair of a public building or public work on a contract with the Agency.
d) Neither the Agency nor any of its contractors or their subcontractors shall enter into any contract,subcontract
or arrangement in connection with the Project or any property included or planned to be included in the
Project in which any member, officer or employee of the Agency or the locality during tenure or for two (2)
years thereafter has any interest,direct or indirect. If any such present or former member,officer or employee
involuntarily acquires or had acquired prior to the beginning of tenure any such interest,and if such interest
is immediately disclosed to the Agency, the Agency, with prior approval of the Department, may waive the
prohibition contained in this paragraph provided that any such present member, officer or employee shall
not participate in any action by the Agency or the locality relating to such contract, subcontract or
arrangement. The Agency shall insert in all contracts entered into in connection with the Project or any
property included or planned to be included in any Project, and shall require its contractors to insert in each
of their subcontracts, the following provision:
"No member,officer or employee of the Agency or of the locality during his tenure or for 2 years
thereafter shall have any interest,direct or indirect, in this contract or the proceeds thereof."
The provisions of this paragraph shall not be applicable to any agreement between the Agency and its fiscal
depositories or to any agreement for utility services the rates for which are fixed or controlled by a
governmental agency.
23.00 Employment Eligibility(Using E-Verify).Agency/Vendors/Contractors:
a) Shall utilize the U.S.Department of Homeland Security's E-Verify system to verify the employment eligibility
of all new employees hired by the Agency during the term of the Agreement; and
b) Shall expressly require any contractors and subcontractors performing work or providing services pursuant
to the Agreement to likewise utilize the U.S. Department of Homeland Security's E-Verify system to verify
the employment eligibility of all new employees hired by the contractor or subcontractor during the
Agreement term.
24.00 Inspector General Cooperation. The Parties agree to comply with Section 20.055(5), Florida Statutes, and to
incorporate in all subcontracts the obligation to comply with Section 20,055(5), Florida Statutes.
25.00 Maintenance of Project.The Agency agrees to maintain any project not on the State Highway System constructed
under this Agreement.
26.00 Federal Grant Number. If the Federal grant number is not available prior to execution of the Agreement, the
Department may unilaterally add the Federal grant number to the Agreement without approval of the Agency and
without an amendment to the Agreement. If this occurs, an updated Agreement that includes the Federal grant number
will be provided to the Agency and uploaded to the Department of Financial Services' Florida Accountability Contract
Tracking System (FACTS).
1 6 D 13
PUBLIC TRANSPORTATION 72S-010 00
PUBLIC
JOINT PARTICIPATION AGREEMENT TRANSPORT A TION
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IN WITNESS WHEREOF, the parties hereto have caused these presents be executed, the day and year first above
written.
AGENCY DEPARTMENT
Collier County Board of County Commissioners
AGENCY NAME DEPARTMENT OF TRANSPORTATION
__ John Kubler
SIGNATORY J,E:RtNTiD OR TYPEV) TITLE Director of Transportation Development
(434
SIGNATURE LEGAL REVIEW,DEPARTMENT OF TRANSPORTATION
See attached Encumbrance Form for date of
'\r---4::��v-r-c-5,, , Funding Approval by Comptroller
TITLE
Approved as to form and legality
Al e '� .. " , C�isr
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County Alt%'y ��
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Attest as to ►' e"
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signature only.
16013
Collier County
Financial Project Number: 410139-1-84-01
Contract Number: G0Q98
Public Transit Block Grant Program
EXHIBIT "A"
PROJECT DESCRIPTION AND RESPONSIBILITIES
This exhibit forms an integral part of that certain Joint Participation Agreement between the State of Florida,
Department of Transportation and Collier County Board of County Commissioners, 3299 Tamiami Trail, Suite
# 700, Naples, Florida 34112-4977, dated referenced by the above Financial Project
Number.
PROJECT LOCATION: Collier County, Florida
PROJECT DESCRIPTION: The purpose of this project Agreement is to provide for the Department's
participation, through the Public Transit Block Grant Program, in the Agency's eligible administrative,
management, and operational expenses of providing public transportation in Collier County. The Public Transit
Block Grant Program was enacted by Florida Legislature to provide a stable source of funding for public transit.
Projects shall be consistent with the applicable approved local government comprehensive plans.
SPECIAL CONSIDERATIONS BY AGENCY: The audit report(s) required in paragraph 7.60 of the
Agreement shall include a schedule of project assistance that will reflect the Department's contract number,
Financial Project Number and the Federal Identification number, where applicable, and the amount of state
funding action (receipt and disbursement of funds) and any federal or local funding action and the funding
action from any other source with respect to the project.
SPECIAL CONSIDERATIONS BY DEPARTMENT: When necessary, the Agency may provide written
requests for minor changes or amendments to the services provided by this Agreement. The Department will
provide written responses to all such requests. A minor change or amendment is defined as a non-material
change to the Agreement.As a rule, it will be limited to operational items not having an impact on the scope or
budget of the Agreement.
If applicable, the eligible project period identified herein, may be extended by letter from the Department upon
a written request from the Agency.
The Department recognizes the necessity of, and allows,the Agency to provide public transportation services
under this Agreement beyond its geographic boundaries for achievement of effective and efficient public transit
services, and for public necessity and convenience.
Exhibit A,Page 1 of I
1 6 0 13
Collier County
Financial Project Number: 410139-1-84-01
Contract Number: G0Q98
Public Transit Block Grant Program
EXHIBIT "B"
PROJECT BUDGET
(For Transit Multi-Year Projects)
This exhibit forms an integral part of that certain Joint Participation Agreement between the State of Florida,
Department of Transportation and Collier County Board of County Commissioners, 3299 Tamiami Trail, Suite
#700,Naples,Florida 34112-4977, dated referenced by the above Financial Project
Number.
Project Estimated and Programmed Budget:
The Department has programmed the funding amounts shown below in the most currently adopted Work
Program. The funding for subsequent years is based upon federal and/or state appropriation levels and on the
distribution formula as outlined in Exhibit "C". This funding will be made available, annually, in the following
manner: After the Agency has met all program requirements, the Department will encumber funds for that
fiscal year and will advise the agency in writing of the amount of funding available and the beginning date
when the Agency may incur eligible project cost. This notification must be signed by the agency and returned
to the Department. Availability of any funds is subject to legislative approval.
FY 17/18
Local Funding(LF) 50% $895,588.00
State Funding(DPTO) 50% $895,588.00
Total $1,791,176.00
It is the intent of the Department to participate in the project to the level of Department funding encumbered
and consistent with Section 341.052, F.S.
Exhibit B,Page 1 of 1
1 6013
Collier County
Financial Project Number: 410139-1-84-01
Contract Number: G0Q98
Public Transit Block Grant Program
EXHIBIT "C"
(For Public Block Grant Only)
This exhibit forms an integral part of that certain Joint Participation Agreement between the State of Florida,
Department of Transportation and Collier County Board of County Commissioners, 3299 Tamiami Trail, Suite
# 700,Naples, Florida 34112-4977, dated referenced by the above Financial Project Number.
REF: Section 341.052 F.S.
The Department shall provide block grant funds for eligible capital and operating costs of public bus transit and
local public fixed guideway projects. Eligibility of this Agency to receive grant funding is provided in Sec.
341.052(1) F.S., and Sections 5307 and 5311 of the Federal Transit Act, 49 U.S.C. 5307, and 49 U.S.C. 5311
respectively.
Eligible transit capital costs means any costs that would be defined as capital costs by the Federal
Transit Administration.
Eligible transit operating costs are the total administrative,management, and operation costs directly
incident to the provision of public bus transit services, excluding any depreciation or amortization of
capital assets.
Block grant funds shall not exceed local revenue during the term of this agreement.
(Local revenue is defined as the sum of money received from local government entities to assist in
paying transit operation costs,including tax funds, and revenue earned from fare box receipts, charter
service, contract service, express service and non -transportation activities.)
Block grant funds shall not supplant local tax revenues made available for operations in the year immediately
preceding this agreement.
State participation in eligible public transit operating costs may not exceed fifty(50)percent of such costs or an
amount equal to the total revenue, excluding farebox, charter, and advertising revenue and federal funds,
received by the provider for operating costs, whichever amount is less.
The Agency shall require the independent auditor,retained to perform the audit as required by the Single Audit
Act of 1984,to specifically test and certify that these limitations (...funds shall not exceed local revenue...funds
shall not be expended for depreciation or amortization of capital assets...funds shall not supplant local tax
revenues made available for operations in the previous year) of the block grant program as delineated in
Chapter 341.052 F.S.,have been adhered to.
The Agency shall provide the Depaitnient with two (2) copies of its most current adopted budget by March 1.
Unless the adopted budget uses a format consistent with the National Transit Database(NTD)report,the copy
provided to the Department will indicate how the projections for total local revenue, local tax revenue made
available for operations, and depreciation and amortization costs, as they will appear in the NTD report, can be
identified.
Exhibit C,Page 1 of 3
1 601 3
Collier County
Financial Project Number: 410139-1-84-01
Contract Number: G0Q98
Public Transit Block Grant Program
The Agency shall publish in the local newspaper of its area, in the format prescribed by the Department,the
productivity and performance measures established for the transit providers most recently completed fiscal year
and the prior fiscal year. This report shall be approved by the Department of Transportation prior to its
publication. This report shall be submitted to the Department no later than November 15 of each year, and
published either by December 31 or no later than twenty eight (28) calendar days of the Department's written
approval of the report. The Agency shall furnish an affidavit of publication to the Department within twenty
eight (28) calendar days of publication.
The Agency shall submit a Transit Development Plan (TDP) or annual update to the Department by September
I of each year. As a separate part of the transit development plan or annual report, the Agency will address
potential enhancements to productivity and performance which would have the effect of increasing farebox ratio
pursuant to FS 341.071 (2).
A TDP shall conform to the requirements in Rule 14-73, available at:
http://fac_dos.state.flus/faconline/cl;apterl4.pdf.
The Department will allocate State Transit Block Grant Program funds as described in Section 341.052,F.S.
OTHER REQUIREMENTS
Safety Requirements
121 Bus Transit System - In accordance with Florida Statute 341.061, and Rule 14-90,Florida
Administrative Code,the Agency shall submit, and the Department shall have on file, an annual safety
certification that the Agency has adopted and is complying with its adopted System Safety and Security
Program Plan pursuant to Rule Chapter 14-90 and has performed annual safety inspections of all buses
operated.
Requests for Reimbursement (Invoice Submittals) in accordance with Section 215.422 Florida Statutes and the
requirement of Paragraph 22.00 of this Agreement:
1. Required Submittal Time
The Agency must submit an invoice to the Department within one hundred and twenty(120)days from the ending
date of the eligible billing period covered by the invoice. Should the Agency not submit a correctly prepared and
documented invoice within the proper time frame, the Department may deny payment of the Department's share
of the invoice.
2. Required Submittal Format
The Agency shall submit invoices on forms provided by the Department and prepared in accordance with
instructions given by the Department. Back-up documentation will include the appropriate items necessary to
verify costs incurred and the eligibility of said costs.
3. Approval of Submittal
Goods or services received under this agreement shall be approved/disapproved by the Department no later than
five (5) working days after receipt, by the District Modal Development Office, of a properly prepared and
submitted invoice. Should the invoice be incomplete or incorrect,the Department shall inform the Agency within
five(5)working days of receipt and return the invoice for corrections.
Exhibit C,Page 2 of 3
1 6013
Collier County
Financial Project Number: 410139-1-84-01
Contract Number: G0Q98
Public Transit Block Grant Program
SECTIONS MARKED WITH AN"X"ARE APPLICABLE TO THIS AGREEMENT
Third Party Contracts
The Department must approve third party contracts pursuant to Paragraph 10.10 except that,when checked below, written
approval is hereby granted for:
X 1. Execution of contracts for materials and/or vehicles from a valid state or inter-governmental contract.
X 2. Other contracts less than $25,000 excluding consultant services or construction contracts. The
Department shall require all consultant and construction contracts and amendments thereto to receive
concurrence prior to award.
X 3. Recurring, renewable, or on-going operational contracts that have less than a twenty-five percent (25%)
change in total dollar amounts from one year to the next.
X 4. Purchase of service contracts where the Agency will provide transportation service for a fee.
Required Submittals
SUBMITTAL/CERTIFICATION RESPONSIBILITY
X Procurement Requests Agency
X — Safety Compliance Agency
X Specifications Agency
X Invoices Agency
X Audit Reports Agency Annually During
Life of Project
Exhibit C,Page 3 of 3
1 6 0 13
Collier County
Financial Project Number: 410139-1-84-01
Contract Number: G0Q98
Public Transit Block Grant Program
EXHIBIT D
This exhibit forms an integral part of that certain Joint Participation Agreement between the State of Florida,
Department of Transportation and Collier County Board of County Commissioners, 3299 Tamiami Trail, Suite
#700,Naples, Florida 34112-4977 dated referenced by the above Financial Project
Numbers.
STATE FINANCIAL ASSISTANCE (FLORIDA SINGLE AUDIT ACT)
THE STATE RESOURCES AWARDED PURSUANT TO THIS AGREEMENT CONSIST OF THE
FOLLOWING:
SUBJECT TO SECTION 215.97,FLORIDA STATUTES:
Awarding Florida Department of Transportation
Agency:
State Project PUBLIC TRANSIT BLOCK GRANT PROGRAM
Title:
CSFA Number: 55.010
*Award Amount: $895,588.00
*The state award amount may change with supplemental agreements
Specific project information for CSFA Number 55.010 is provided at:
https✓/apps.fldfs.com/fsaa/searchCatalog.aspx
COMPLIANCE REQUIREMENTS APPLICABLE TO STATE RESOURCES AWARDED PURSUANT
TO THIS AGREEMENT:
State Project Compliance Requirements for CSFA Number 55.010 are provided at:
https://apps.fldfs.com/fsaa/searchCompliance.aspx
The State Projects Compliance Supplement is provided at:https://apps.fldfs.com/fsaa/compliance.aspx
Exhibit D,Page 1 of 1
16013
Cko .rity of Collier
CLERK OF THt,CIR UIT COURT
Dwight E. Brock COLLIER COUI 'Y COI gTHOUSE Clerk of Courts
Clerk of Courts 3315 TAMIAMI TRL E STE 102 , P.O. BOX 413044 Accountant
NAPLES,FLORIDA * r !NAPLES,FLORIDA Auditor
34112-5324 _I- ;34101-3044 Custodian of County Funds
November 27, 2017
Pamela Barr, POS II
Florida Department of Transportation
10041 Daniels Parkway
Fort Myers, FL 33913
Re: A 5-year JPA with Florida Department of Transportation under
State Transit Block Grant Program Contract Number G0Q98
Ms. Barr,
Attached for further processing is a certified Resolution and certified copy of the
agreement referenced above, in addition to an original agreement, approved by the Collier
County Board of County Commissioners on November 14, 2017.
After the agreement(s) are signed by the appropriate parties, please return one of the
original agreements to the Collier County Minutes and Records Department that serves as
Clerk to the Board, thereby providing a fully executed document for the Official Record.
I have included a label to facilitate mailing.
If your office requires further information, please feel free to contact me at 239-252-8406.
Thank you,
DWIGHT E. BROCK, CLERK
Ann Jennejohn,
Deputy Clerk
Attachments (2)
Phone- (239) 252-2646 Fax- (239) 252-2755
Website- www.CollierClerk.com Email- CollierClerk@collierclerk.com
FDC31 1 6013
Florida Department of Transport itit ' ' 4 ? L: 17
RICK SCOTT 801 North Broadway Avenue MIKE DEW
GOVERNOR - SECRET-ARY
Bartow,FL 33830
December 13, 2017
Collier County Board of County Commissioners - CAT
Ms. Michelle Arnold
3299 Tamiami Trail East
Naples, Florida 34112
RE: New Joint Participation Agreement for Public Transit Block Grant Program
Financial Project Number: 410139-1-84-01 / Contract Number: G0Q98
Dear Ms. Arnold:
Enclosed please find the new fully-executed, original, Joint Participation Agreement (JPA) which provides
funding for the Department's Fiscal Year 17/18 Public Transit Block Grant Program program. Please always
reference the Financial Project Number and Contract Number identified above when calling or writing about this
project.
We look forward to working with you to carry out the terms of this Agreement. If you have any questions,please
contact Ms. Pam Barr, Transit Projects Coordinator, at 239-225-1972 or at pamela.barr@dot.state.fl.us.
,Sincerely,
-tr/CI 04/1/41,0
Pamela Barr
FDOT / District One
Transit Projects Coordinator
Enclosures
Cc:
www.dot.state.fl.us
1 6U15
PUBLIC TRANSPORTATION 725-010-061>i�l.lc
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Financial Project Number(s):
{item-segment phase-sequence} Fund: 010 FLAIR Category: 088774
410139-1-84-01 Function: 215 Object Code: 751000
Federal Number: N/A Org. Code: 55012020129
Contract Number: G0Q98 DUNS Number: 80-939-7102 Vendor No.: F596000558030
CFDA Number: Agency DUNS No. 076997790 CSFA Number: 55.010
Public Transit Block
CFDA Title: CSFA Title: Grant Program
THIS JOINT PARTICIPATION AGREEMENT ("Agreement"), made and entered into this %3.) day of
vv be- / 7 by and between the STATE OF FLORIDA DEPARTMENT OF TRANSPORTATION,
an agency of the State of Florida, ("Department"), and Collier County Board of County Commissioners, 3299 Tamiami
Trail Suite# 700, Naples Florida 34112-4977 ('Agency"). The Department and Agency agree that all terms of this
Agreement will be completed on or before December 30, 2022 and this Agreement will expire unless a time extension is
provided in accordance with Section 16.00.
WITNESSETH:
WHEREAS,the Agency has the authority to enter into said Agreement and to undertake the Project hereinafter described,
and the Department has been granted the authority to function adequately in all areas of appropriate jurisdiction including
the implementation of an integrated and balanced transportation system and is authorized under 341.051(5)(e), Florida
Statutes, to enter into this Agreement.
NOW, THEREFORE, in consideration of the mutual covenants, promises and representations herein, the parties agree
as follows:
1.00 Purpose of Agreement. The purpose of this Agreement is to provide for the Department's participation in
the Public Transit Block Grant Program through assisting in the Agency's eligible administration, management and operational
expensesof providing Public Transportation services in Collier County
and as further described in Exhibit "A" attached to and incorporated into this Agreement ("Project"), and to provide
Departmental financial assistance to the Agency, state the terms and conditions upon which such assistance will be
provided, and to set forth the manner in which the Project will be undertaken and completed.
1.10 Exhibits. A,B,C & D are attached and incorporated into this Agreement.
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PUBLIC TRANSPORTATION 725.030.06
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2,00 Accomplishment of the Project:
2.10 General Requirements. The Agency shall commence, and complete the Project, with all practical dispatch, in a
sound, economical, and efficient manner, and in accordance with the provisions of this Agreement, and all applicable laws.
2.20 Pursuant to Federal, State, and Local Law. In the event that any election, referendum, approval, permit, notice, or
other proceeding or authorization is requisite under applicable law to enable the Agency to enter into this Agreement or to
undertake the Project, or to observe, assume or carry out any of the provisions of the Agreement, the Agency will initiate
and consummate, as provided by law, all actions necessary with respect to any such matters so requisite.
2,30 Funds of the Agency. The Agency shall initiate and prosecute to completion all proceedings necessary, including
federal aid requirements, to enable the Agency to provide the necessary funds for completion of the Project.
2.40 Submission of Proceedings, Contracts and Other Documents. The Agency shall submit to the Department
such data, reports, records, contracts and other documents relating to the Project as the Department may require as
listed in Exhibit "C" attached to and incorporated into this Agreement. The Department has the option to require an
activity report on a quarterly basis. The activity report will include details of the progress of the Project towards
completion.
3.00 Total Project Cost. The total estimated cost of the Project is $1,791,176.00. This amount is based upon the
estimate summarized in Exhibit "B" attached to and incorporated into this Agreement. The Agency agrees to bear all
expenses in excess of the total estimated cost of the Project and any deficits involved.
4.00 Project Costs Participation and Eligibility:
4.10 Department Participation. The Department agrees to maximum participation, including contingencies, in the
Project in the amount of$895,588.00 as detailed in Exhibit "B", or in an amount equal to the percentage(s)of total cost
shown in Exhibit 'B", whichever is less.
4.11 Agency Participation (Non-State Sources). The Agency agrees to minimum participation, including
contingencies, in the Project in the amount of $895,588.00 as detailed in Exhibit "B", or in an amount equal to the
percentage(s)of the total cost shown in Exhibit"B", whichever is more.
4.12 Federal Awards. The Agency, a non-federal entity, ❑ is i1 is not a recipient of a federal award, as detailed in
Exhibit "B."
4.20 Project Cost Eligibility. Project costs eligible for State participation will be allowed only from the effective date of
this Agreement. It is understood that State participation in eligible Project costs is subject to:
a) Legislative approval of the Department's appropriation request in the adopted work program year that the
Project is scheduled to be committed;
b) Availability of funds as stated in Section 15.00 of this Agreement; Approval of all plans, specifications,
contracts or other obligating documents as required by the Department, and all other terms of this
Agreement;
c) Department approval of costs in excess of the approved funding or attributable to actions which have not
received the required approval of the Department and all other terms of this Agreement;
d) Department approval of the Project scope and budget (Exhibits ''A" and 'B") at the time appropriation
authority becomes available.
1 6 D 13
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4.30 Front End Funding. Front end funding ❑ is Z is not applicable. If applicable, the Department may initially pay
100% of the total allowable incurred Project costs up to an amount equal to its total share of participation as shown in
paragraph 4.10.
5.00 Project Budget and Payment Provisions:
5.10 The Project Budget. Prior to the execution of this Agreement, a Project schedule of funding shall be prepared by
the Agency and approved by the Department. The Agency shall maintain said schedule of funding,carry out the Project,
and shall incur obligations against and make disbursements of Project funds only in conformity with the latest approved
schedule of funding for the Project, attached and incorporated into this Agreement as Exhibit "B." The schedule of
funding may be revised by execution of a Supplemental Agreement between the Department and the Agency. The
Agency acknowledges and agrees that funding for this Project may be reduced upon determination of the Agency's
contract award amount. If revised, a copy of the Supplemental Agreement shall be forwarded to the Department's
Comptroller. No increase or decrease shall be effective unless it complies with fund participation requirements of this
Agreement and is approved by the Department's Comptroller.
5.20 Payment Provisions. Unless otherwise allowed, payment will begin in the year the Project or Project phase is
scheduled in the work program as of the date of the Agreement. Payment will be made for actual costs incurred as of the
date the invoice is submitted with the final payment due upon receipt of a final invoice. Payment shall be made only after
receipt and approval of goods and services unless advance payments are authorized by the Chief Financial Officer of the
State of Florida under Chapters 215 and 216, Florida Statutes. If the Department determines that the performance of the
Agency is unsatisfactory, the Department shall notify the Agency of the deficiency to be corrected, which correction shall
be made within a time-frame to be specified by the Department. The Agency shall, within sixty(60)days after notice from
the Department, provide the Department with a corrective action plan describing how the Agency will address all issues
of Agreement non-performance, unacceptable performance,failure to meet the minimum performance levels, deliverable
deficiencies, or Agreement non-compliance. If the corrective action plan is unacceptable to the Department, the Agency
shall be assessed a non-performance retainage equivalent to 10% of the total invoice amount. The retainage shall be
applied to the invoice for the then-current billing period. The retainage shall be withheld until the Agency resolves the
deficiency. If the deficiency is subsequently resolved, the Agency may bill the Department for the retained amount during
the next billing period. If the Agency is unable to resolve the deficiency, the funds retained may be forfeited at the end of
the Agreement's term.
6.00 Accounting Records:
6.10 Establishment and Maintenance of Accounting Records. The Agency shall establish for the Project, in
conformity with requirements established by Department's program guidelines/procedures and "Principles for State and
Local Governments", 2 CFR Part 225, separate accounts to be maintained within its existing accounting system or
establish independent accounts. Such accounts are referred to herein collectively as the "Project account." Records of
costs incurred under terms of this Agreement shall be maintained in the Project account and made available upon request
to the Department at all times during the period of this Agreement and for five (5) years after final payment is made.
Copies of these documents and records shall be furnished to the Department upon request. Records of costs incurred
include the Agency's general accounting records and the Project records, together with supporting documents and
records, of the Agency and all sub-consultants performing work on the Project and all other records of the Agency and
sub-consultants considered necessary by the Department for a proper audit of costs. If any litigation, claim, or audit is
started before the expiration of the five (5) year period, the records shall be retained until all litigation, claims, or audit
findings involving the records have been resolved.
6.20 Costs Incurred for the Project. The Agency shall charge to the Project account all eligible costs of the Project.
Costs in excess of the latest approved budget or attributable to actions which have not received the required approval of
the Department shall not be considered eligible costs.
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PUBLIC TRANSPORTATION 725o0-06
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6.30 Documentation of Project Costs. All costs charged to the Pnojaot, including any approved services contributed
by the Agency or others, shall be supported by properly executed payrolls, time records, invoices, contracts,or vouchers
evidencing in proper detail the nature and propriety of the charges.
6.40 Checks, Orders, and Vouchers. Any check or order drawn by the Agency with respect to any item which is or will
be chargeable against the Project account will be drawn only in accordance with a properly signed voucher then on file
in the office of the Agency stating in proper detail the purpose for which such check or order is drawn.All checks, payrolls,
invoices, oontraoto, vouohera, orders, or other accounting documents pertaining in whole or in part to the Project shall
be clearly idantified, readily aooemoib|o, and, to the extent feoaib|e, kept separate and apart from all other such
documents,
6.50 Audits. The administration of Federal or State resources awarded through the Department to the Agency by this
Agreement may be subject to audits and/or monitoring by the Department. The following requirements do not limit the
authority of the Department to conduct or arrange for the conduct of additional audits or evaluations of Federal awards or
State financial assistance or limit the authority of any state agency inspector general,the State of Florida Auditor General,
or any other state official. The Agency shall comply with all audit and audit reporting requirements as specified below.
1. Federal Funded
a) In addition to reviews of audits conducted in accordance with 2 CFR Part 200. Subpart F — Audit
Requirements, monitoring procedures may include but not be limited to on-site visits by Department staff
and/or other procedures inc|ud|ng, reviewing any required performance and financial rnporto, following
up, ensuring corrective action, and issuing management decisions on weaknesses found through audits
when those findings pertain to Federal awards provided through the Department by this Agreement. By
entering into this Agreement, the Agency agrees to comply and cooperate fully with any monitoring
procedures/processes deemed appropriate by the Department.The Agency further agrees to comply and
cooperate with any inspections, reviews, investigations, or audits deemed necessary by the Department,
State of Florida Chief Financial Officer(CFO)or State of Florida Auditor General.
b) The Agency, a non-Federal entity as defined by 2 CFR Part 200, Subpart F—Audit Requirements, as a
subrecipient of a Federal award awarded by the Department through this Agreement is subject to the
following requirements:
i.
In the event the Agency expends a total amount of Federal awards equal to or in excess of
the threshold established by 2 CFR Part 200, Subpart F— Audit Requirements, the Agency
must have a Federal single or program-specific audit conducted for such fiscal year in
accordance with the provisions of 2 CFR Part 200, Subpart F—Audit Requirements. Exhibit
A,B,C & D to this Agreement provides the required Federal award identification information
needed by the Agency to further comply with the requirements of 2 CFR Part 200, Subpart F
—Audit Requirements. In determining Federal awards expended in a fiscal year, the Agency
must consider all sources of Federal awards based on when the activity related to the Federal
award 000una, including the Federal award provided through the Department by this
Agreement. The determination of amounts of Federal awards expended should be in
accordance with the guidelines established by 2 CFR Part 200, Subpart F — Audit
Requirements.An audit conducted by the State of Florida Auditor General in accordance with
the provisions of 2 CFR Part 200, Subpart F—Audit Requirements,will meet the requirements
of this part.
ii. In connection with the audit requirements, the Agency shall fulfill the requirements relative to
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iii. In the event the Agency expends less than the threshold established by 2 CFR Part 200,
Subpart F—Audit Requirements, in Federal awards, the Agency is exempt from Federal audit
requirements for that fiscal year. However, the Agency must provide a single audit exemption
statement to the Department at FDOTSingjeAuditPdot.state,fl.us no later than nine months
after the end of the Agency's audit period for each applicable audit year. In the event the
Agency expends less than the threshold established by 2 CFR Part 200, Subpart F —Audit
Requirements, in Federal awards in a fiscal year and elects to have an audit conducted in
accordance with the provisions of 2 CFR Part 200, Subpart F—Audit Requirements, the cost
of the audit must be paid from non-Federal resources (i.e., the cost of such an audit must be
paid from the Agency's resources obtained from other than Federal entities).
iv. The Agency must electronically submit to the Federal Audit Clearinghouse (FAC) at
https;l/harvester.census.gov/facweb/the audit reporting package as required by 2 CFR Part
200, Subpart F—Audit Requirements, within the earlier of 30 calendar days after receipt of
the auditor's report(s) or nine months after the end of the audit period. The FAC is the
repository of record for audits required by 2 CFR Part 200, Subpart F—Audit Requirements.
However, the Department requires a copy of the audit reporting package also be submitted to
FDOTSingleAudit(cr,dot.state.ft us within the earlier of 30 calendar days after receipt of the
auditor's report(s) or nine months after the end of the audit period as required by 2 CFR Part
200, Subpart F—Audit Requirements.
v. Within six months of acceptance of the audit report by the FAC, the Department will review
the Agency's audit reporting package, including corrective action plans and management
letters, to the extent necessary to determine whether timely and appropriate action on all
deficiencies has been taken pertaining to the Federal award provided through the Department
by this Agreement. If the Agency fails to have an audit conducted in accordance with 2 CFR
Part 200, Subpart F—Audit Requirements, the Department may impose additional conditions
to remedy noncompliance. If the Department determines that noncompliance cannot be
remedied by imposing additional conditions,the Department may take appropriate actions to
enforce compliance, which actions may include but not be limited to the following:
1. Temporarily withhold cash payments pending correction of the deficiency by the Agency
or more severe enforcement action by the Department;
2. Disallow(deny both use of funds and any applicable matching credit for)all or part of the
cost of the activity or action not in compliance;
3. Wholly or partly suspend or terminate the Federal award;
4. Initiate suspension or debarment proceedings as authorized under 2 CFR Part 180 and
Federal awarding agency regulations (or in the case of the Department, recommend
such a proceeding be initiated by the Federal awarding agency);
5. Withhold further Federal awards for the Project or program;
6. Take other remedies that may be legally available.
vi. As a condition of receiving this Federal award, the Agency shall permit the Department, or its
designee, the CFO or State of Florida Auditor General access to the Agency's records
including financial statements, the independent auditor's working papers and project records
as necessary, Records related to unresolved audit findings, appeals or litigation shall be
retained until the action is complete or the dispute is resolved.
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vii. The Department's contact information for requirements under this part is as follows:
Office of Comptroller, MS 24
605 Suwannee Street
Tallahassee, Florida 32399-0450
FDOTSingleAudit a(',,dot.state.fl.us
2. State Funded
a) In addition to reviews of audits conducted in accordance with Section 215.97, Florida Statutes, monitoring
procedures to monitor the Agency's use of state financial assistance may include but not be limited to on-
site visits by Department staff and/or other procedures including, reviewing any required performance
and financial reports, following up, ensuring corrective action, and issuing management decisions on
weaknesses found through audits when those findings pertain to state financial assistance awarded
through the Department by this Agreement. By entering into this Agreement,the Agency agrees to comply
and cooperate fully with any monitoring procedures/processes deemed appropriate by the Department.
The Agency further agrees to comply and cooperate with any inspections, reviews, investigations, or
audits deemed necessary by the Department, the Department of Financial Services (DFS) or State of
Florida Auditor General.
b) The Agency,a nonstate entity as defined by Section 215.97(2)(m), Florida Statutes, as a recipient of state
financial assistance awarded by the Department through this Agreement is subject to the following
requirements:
i. In the event the Agency meets the audit threshold requirements established by Section
215.97, Florida Statutes, the Agency must have a State single or project-specific audit
conducted for such fiscal year in accordance with Section 215.97, Florida Statutes;applicable
rules of the Department of Financial Services; and Chapters 10.550 (local governmental
entities)or 10.650(nonprofit and for-profit organizations),Rules of the Auditor General. Exhibit
A,B,C & D to this Agreement indicates state financial assistance awarded through the
Department by this Agreement needed by the Agency to further comply with the requirements
of Section 215.97, Florida Statutes. In determining the state financial assistance expended in
a fiscal year,the Agency shall consider all sources of state financial assistance,including state
financial assistance received from the Department by this Agreement, other state agencies
and other nonstate entities.State financial assistance does not include Federal direct or pass-
through awards and resources received by a nonstate entity for Federal program matching
requirements.
In connection with the audit requirements, the Agency shall ensure that the audit complies
with the requirements of Section 215.97(8), Florida Statutes. This includes submission of a
financial reporting package as defined by Section 215.97(2)(e), Florida Statutes,and Chapters
10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules
of the Auditor General.
iii. In the event the Agency does not meet the audit threshold requirements established by
Section 215.97, Florida Statutes, the Agency is exempt for such fiscal year from the state
single audit requirements of Section 215.97, Florida Statutes. However, the Agency must
provide a single audit exemption statement to the Department at
FDOTSingleAudit dot state.fi.us no later than nine months after the end of the Agency's audit
period for each applicable audit year. In the event the Agency does not meet the audit
threshold requirements established by Section 215.97, Florida Statutes, in a fiscal year and
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elects to have an audit conducted in accordance with the provisions of Section 215.97, Florida
Statutes, the cost of the audit must be paid from the Agency's resources(i.e., the cost of such
an audit must be paid from the Agency's resources obtained from other than State entities).
iv. In accordance with Chapters 10.550(local governmental entities)or 10.650(nonprofit and for-
profit organizations), Rules of the Auditor General, copies of financial reporting packages
required by this Agreement shall be submitted to:
Florida Department of Transportation
Office of Comptroller, MS 24
605 Suwannee Street
Tallahassee, Florida 32399-0405
FDOTSingleAudit rxdot,state.fl.us
And
State of Florida Auditor General
Local Government Audits/342
111 West Madison Street, Room 401
Tallahassee, FL 32399-1450
Email:flaudgen local ovt aud.state.fi.us
v. Any copies of financial reporting packages, reports or other information required to be
submitted to the Department shall be submitted timely in accordance with Section 215.97,
Florida Statutes, and Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and
for-profit organizations), Rules of the Auditor General, as applicable.
vi. The Agency, when submitting financial reporting packages to the Department for audits done
in accordance with Chapters 10.550(local governmental entities)or 10.650(nonprofit and for-
profit organizations), Rules of the Auditor General, should indicate the date the reporting
package was delivered to the Agency in correspondence accompanying the reporting
package.
vii. Upon receipt, and within six months, the Department will review the Agency's financial
reporting package, including corrective action plans and management letters, to the extent
necessary to determine whether timely and appropriate corrective action on all deficiencies
has been taken pertaining to the state financial assistance provided through the Department
by this Agreement. If the Agency fails to have an audit conducted consistent with Section
215,97, Florida Statutes, the Department may take appropriate corrective action to enforce
compliance.
viii. As a condition of receiving state financial assistance, the Agency shall permit the Department,
or its designee, DES or the Auditor General access to the Agency's records including financial
statements, the independent auditor's working papers and project records as necessary.
Records related to unresolved audit findings, appeals or litigation shall be retained until the
action is complete or the dispute is resolved.
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3. The Agency shall retain sufficient records demonstrating its compliance with the terms of this Agreement for
a period of five years from the date the audit report is issued and shall allow the Department, or its designee,
DFS or State of Florida Auditor General access to such records upon request.The Agency shall ensure that
the audit working papers are made available to the Department, or its designee, DFS or State of Florida
Auditor General upon request for a period of five years from the date the audit report is issued unless extended
in writing by the Department.
6.60 Insurance. Execution of this Agreement constitutes a certification that the Agency has and will maintain the ability
to repair or replace any Project equipment or facilities in the event of loss or damage due to any accident or casualty for
the useful life of such equipment or facilities. In the event of the loss of such equipment or facilities, the Agency shall
either replace the equipment or facilities or reimburse the Department to the extent of its interest in the lost equipment
or facility. The Department may waive or modify this section as appropriate.
7.00 Requisitions and Payments:
7.10 Action by the Agency. In order to obtain any Department funds, the Agency shall file with the Department of
Transportation, District One Public Transportation Office 801 North Broadway Avenue, Bartow, FL.,33830, its requisition
on a form or forms prescribed by the Department, and any other data pertaining to the Project account (as defined in
Paragraph 6.10 hereof) to justify and support the payment requisitions.
7.11 Deliverables. The Agency shall provide the following quantifiable, measurable and verifiable units of deliverables
as established in Exhibit "A." Each deliverable must specify the required minimum level of service to be performed and
the criteria for evaluating successful completion.
7.12 Invoices. Invoices for fees or other compensation for services or expenses shall be submitted in detail sufficient for
a proper pre-audit and post-audit thereof, based on the quantifiable, measurable and verifiable units of deliverables as
established in Exhibit "A." Deliverables must be received and accepted in writing by the Department's Project Manager
prior to payments.
7.13 Supporting Documentation. Supporting documentation must establish that the deliverables were received and
accepted in writing by the Department and that the required minimum level of service to be performed based on the
criteria for evaluating successful completion as specified in Section 2.00 and Exhibit"A"has been met.
7.14 Travel Expenses. Invoices for any travel expenses by the Agency shall be submitted in accordance with Section
112.061, Florida Statutes, and shall be submitted on the Department's Contractor Travel Form No, 300-000-06, The
Department may establish rates lower than the maximum provided in Chapter 112.061, Florida Statutes.
7.15 Property Acquisition. For real property acquired, submit:
a) The date the Agency acquired the real property.
b) A statement by the Agency certifying that the Agency has acquired said real property, and actual
consideration paid for real property.
c) A statement by the Agency certifying that the appraisal and acquisition of the real property together with
any attendant relocation of occupants was accomplished in compliance with all federal laws, rules and
procedures required by any federal oversight agency and with all state laws, rules and procedures that may
apply to the Agency acquiring the real property.
7.20 The Department's Obligations. Subject to other provisions of this Agreement, the Department will honor requests
for reimbursement to the Agency pursuant to this Agreement. However, notwithstanding any other provision of this
Agreement, the Department may elect by notice in writing not to make a payment if:
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a) The Agency shall have made misrepresentation of a material nature in its application, or any supplement
or amendment to its application, or with respect to any document or data furnished with its application or
pursuant to this Agreement;
b) There is any pending litigation with respect to the performance by the Agency of any of its duties or
obligations which may jeopardize or adversely affect the Project,the Agreement,or payments to the Project;
c) The Agency shall have taken any action pertaining to the Project which, under this Agreement, requires the
approval of the Department or has made related expenditures or incurred related obligations without having
been advised by the Department that same are approved;
d) There has been any violation of the conflict of interest provisions contained in this Agreement;
e) The Agency has been determined by the Department to be in default under any of the provisions of the
Agreement; or
f) Any federal agency providing federal financial assistance to the Project suspends or terminates federal
financial assistance to the Project. In the event of suspension or termination of federal financial assistance,
the Agency will reimburse the Department for all disallowed costs, including any and all federal financial
assistance as detailed in Exhibit'B."
7.30 Disallowed Costs. In determining the amount of the payment, the Department will exclude all Project costs incurred
by the Agency prior to the effective date of this Agreement, after the expiration date of this Agreement, costs which are
not provided for in the latest approved scope and budget for the Project, costs attributable to goods or services received
under a contract or other arrangements which have not been approved by the Department, and costs invoiced prior to
receipt of annual notification of fund availability.
7.40 Payment Offset. If, after Project completion, any claim is made by the Department resulting from an audit or for
work or services performed pursuant to this Agreement,the Department may offset such amount from payments due for
work or services done under any public transportation joint participation agreement which it has with the Agency owing
such amount if, upon demand, payment of the amount is not made within sixty(60) days to the Department. Offsetting
amounts shall not be considered a breach of contract by the Department,
8.00 Termination or Suspension of Project:
8.10 Termination or Suspension Generally. If the Agency abandons or, before completion, finally discontinues the
Project; or for any other reason, the commencement, prosecution, or timely completion of the Project by the Agency is
rendered improbable, infeasible, impossible, or illegal,the Department will, by written notice to the Agency, suspend any
or all of its obligations under this Agreement until such time as the event or condition resulting in such suspension has
ceased or been corrected, or the Department may terminate any or all of its obligations under this Agreement.
8.11 Action Subsequent to Notice of Termination or Suspension. Upon receipt of any final termination or suspension
notice under this Section 8, the Agency shall proceed promptly to carry out the actions required in such notice,which may
include any or all of the following: (1)necessary action to terminate or suspend, as the case may be, Project activities and
contracts and such other action as may be required or desirable to keep to the minimum the costs upon the basis of which
the financing is to be computed; (2)furnish a statement of the Project activities and contracts, and other undertakings the
cost of which are otherwise includable as Project costs;and, (3)remit to the Department such portion of the financing and
any advance payment previously received as is determined by the Department to be due under the provisions of the
Agreement. The termination or suspension shall be carried out in conformity with the latest schedule, plan, and budget as
approved by the Department or upon the basis of terms and conditions imposed by the Department upon the failure of the
Agency to furnish the schedule, plan, and budget within a reasonable time.The approval of a remittance by the Agency or
the closing out of federal financial participation in the Project shall not constitute a waiver of any claim which the Department
may otherwise have arising out of this Agreement.
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8.12 Access to Documents and Materials. The Department reserves the right to unilaterally cancel this Agreement for
refusal by the Agency, contractor, sub-contractor, or materials vendor to comply with the provisions of Chapter 119,
Florida Statutes.
9.00 Audit and Inspection. The Agency shall permit, and shall require its contractors to permit, the Department's
authorized representatives to inspect all work, materials, payrolls, records; and to audit the books, records and accounts
pertaining to the financing and development of the Project.
10.00 Contracts of the Agency:
10.10 Third Party Agreements. The Department specifically reserves the right to review and approve any and all third
party contracts with respect to the Project before the Agency executes or obligates itself in any manner requiring the
disbursement of Department funds, including consultant, purchase of commodities contracts or amendments thereto. If
the Department chooses to review and approve third party contracts for this Project and the Agency fails to obtain such
approval, that shall be sufficient cause for nonpayment by the Department as provided in Section 7.20(c). The
Department specifically reserves unto itself the right to review the qualifications of any consultant or contractor and to
approve or disapprove the employment of the same. If Federal Transit Administration(FTA)funds are used in the Project,
the Department must exercise the right to third party contract review.
10.20 Procurement of Personal Property and Services:
10.21 Compliance with Consultants' Competitive Negotiation Act, It is understood and agreed by the parties to this
Agreement that participation by the Department in a project with an Agency, where said project involves a consultant
contract for engineering, architecture or surveying services, is contingent on the Agency complying in full with provisions
of Chapter 287.055, Florida Statutes, Consultants' Competitive Negotiation Act, the federal Brooks Act, 23 CFR 172,
and 23 U.S.C. 112.. At the discretion of the Department, the Agency will involve the Department in the Consultant
Selection Process for all projects funded under this Agreement. In all cases, the Agency's Attorney shall certify to the
Department that selection has been accomplished in compliance with Chapter 287.055, Florida Statutes,the Consultants'
Competitive Negotiation Act and the federal Brooks Act.
10.22 Procurement of Commodities or Contractual Services. It is understood and agreed by the parties hereto that
participation by the Department in a project with an Agency, where said project involves the purchase of commodities or
contractual services or the purchasing of capital equipment or the constructing and equipping of facilities,which includes
engineering, design, and/or construction activities, where purchases or costs exceed the Threshold Amount for
CATEGORY TWO per Chapter 287.017, Florida Statutes, is contingent on the Agency complying in full with the
provisions of Chapter 287.057, Florida Statutes. The Agency's Attorney shall certify to the Department that the purchase
of commodities or contractual services has been accomplished in compliance with Chapter 287.057, Florida Statutes. It
shall be the sole responsibility of the Agency to ensure that any obligations made in accordance with this Section comply
with the current threshold limits. Contracts, purchase orders, task orders, construction change orders, or any other
agreement that would result in exceeding the current budget contained in Exhibit "B", or that is not consistent with the
Project description and scope of services contained in Exhibit"A" must be approved by the Department prior to Agency
execution. Failure to obtain such approval, and subsequent execution of an amendment to the Agreement if required,
shall be sufficient cause for nonpayment by the Department as provided in Section 7.20(c).
10.30 Disadvantaged Business Enterprise (DBE) Policy and Obligation. It is the policy of the Department that
DBE's, as defined in 49 CFR Part 26, as amended, shall have the opportunity to participate in the performance of
contracts financed in whole or in part with Department funds under this Agreement. The DBE requirements of applicable
federal and state laws and regulations apply to this Agreement.
The Agency and its contractors agree to ensure that DBE's have the opportunity to participate in the performance of this
Agreement. In this regard, all recipients and contractors shall take all necessary and reasonable steps in accordance
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with applicable federal and state laws and regulations to ensure that the DBE's have the opportunity to compete for and
perform contracts. The Agency and its contractors and subcontractors shall not discriminate on the basis of race, color,
national origin or sex in the award and performance of contracts, entered pursuant to this Agreement.
10.40 Procurement of Construction Services. If the Project is procured pursuant to Chapter 255 for construction
services and at the time of the competitive solicitation for the Project 50 percent or more of the cost of the Project is to
be paid from state-appropriated funds,then the Agency must comply with the requirements of Section 255.099(1), Florida
Statutes,
11.00 Restrictions, Prohibitions, Controls, and Labor Provisions:
11.10 Equal Employment Opportunity. In connection with the carrying out of any project, the Agency shall not
discriminate against any employee or applicant for employment because of race, age, creed, color, sex or national origin.
The Agency will take affirmative action to ensure that applicants are employed, and that employees are treated during
employment, without regard to their race, age, creed, color, sex, or national origin. Such action shall include, but not be
limited to, the following: Employment upgrading, demotion, or transfer; recruitment or recruitment advertising; layoff or
termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship. The Agency
shall insert the foregoing provision modified only to show the particular contractual relationship in all its contracts in
connection with the development or operation of the Project, except contracts for standard commercial supplies or raw
materials, and shall require all such contractors to insert a similar provision in all subcontracts, except subcontracts for
standard commercial supplies or raw materials.When the Project involves installation, construction, demolition, removal,
site improvement, or similar work, the Agency shall post, in conspicuous places available to employees and applicants for
employment for Project work,notices to be provided by the Department setting forth the provisions of the nondiscrimination
clause.
11.20 Title VI - Civil Rights Act of 1964. Execution of this Agreement constitutes a certification that the Agency will
comply with all the requirements imposed by Title VI of the Civil Rights Act of 1964 (42 U.S.C. 2000d, et seq.), the
Regulations of the Federal Department of Transportation issued thereunder, and the assurance by the Agency pursuant
thereto.
11.30 Title VIII - Civil Rights Act of 1968. Execution of this Agreement constitutes a certification that the Agency will
comply with all the requirements imposed by Title VIII of the Civil Rights Act of 1968 (42 U.S.C. 3601, et seq.), which
among other things, prohibits discrimination in employment on the basis of race, color, national origin, creed, sex, and
age.
11.40 Americans with Disabilities Act of 1990 (ADA). Execution of this Agreement constitutes a certification that the
Agency will comply with all the requirements imposed by the ADA(42 U.S.C. 12102, et seq.),the regulations of the federal
government issued thereunder, and the assurance by the Agency pursuant thereto.
11.50 Prohibited Interests. The Agency shall not enter into a contract or arrangement in connection with the Project or
any property included or planned to be included in the Project, with any officer, director or employee of the Agency, or
any business entity of which the officer, director or employee or the officer's, director's or employee's spouse or child is
an officer, partner, director, or proprietor or in which such officer, director or employee or the officer's, director's or
employee's spouse or child, or any combination of them, has a material interest.
a) "Material Interest" means direct or indirect ownership of more than 5%of the total assets or capital stock of
any business entity.
b) The Agency shall not enter into any contract or arrangement in connection with the Project or any property
included or planned to be included in the Project, with any person or entity who was represented before the
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Agency by any person who at any time during the immediately preceding two (2) years was an officer,
director or employee of the Agency.
c) The provisions of this subsection shall not be applicable to any agreement between the Agency and its fiscal
depositories, any agreement for utility services the rates for which are fixed or controlled by the government,
or any agreement between the Agency and an agency of state government.
11.60 Interest of Members of,or Delegates to, Congress or Legislature.No member or delegate to the Congress of
the United States, or the State of Florida legislature, shall be admitted to any share or part of the Agreement or any
benefit arising therefrom.
12.00 Miscellaneous Provisions:
12.10 Environmental Regulations. Execution of this Agreement constitutes a certification by the Agency that the Project
will be carried out in conformance with all applicable environmental regulations including the securing of any applicable
permits. The Agency will be solely responsible for any liability in the event of non-compliance with applicable
environmental regulations, including the securing of any applicable permits, and will reimburse the Department for any
loss incurred in connection therewith,
12.20 Department Not Obligated to Third Parties. The Department shall not be obligated or liable hereunder to any
party other than the Agency.
12.30 When Rights and Remedies Not Waived. In no event shall the making by the Department of any payment to the
Agency constitute or be construed as a waiver by the Department of any breach of covenant or any default which may
then exist, on the part of the Agency, and the making of such payment by the Department while any such breach or
default shall exist shall in no way impair or prejudice any right or remedy available to the Department with respect to
such breach or default.
12.40 Severability. If any provision of this Agreement is held invalid, the remainder of this Agreement shall not be
affected. In such an instance the remainder would then continue to conform to the terms and requirements of applicable
law.
12.50 Bonus or Commission. By execution of the Agreement the Agency represents that it has not paid and, also,
agrees not to pay, any bonus or commission for the purpose of obtaining an approval of its application for the financing
hereunder.
12.60 State or Territorial Law. Nothing in the Agreement shall require the Agency to observe or enforce compliance
with any provision thereof, perform any other act or do any other thing in contravention of any applicable State law:
Provided, that if any of the provisions of the Agreement violate any applicable State law, the Agency will at once notify
the Department in writing in order that appropriate changes and modifications may be made by the Department and the
Agency to the end that the Agency may proceed as soon as possible with the Project,
12.70 Use and Maintenance of Project Facilities and Equipment. The Agency agrees that the Project facilities and
equipment will be used by the Agency to provide or support public transportation for the period of the useful life of such
facilities and equipment as determined in accordance with general accounting principles and approved by the
Department. The Agency further agrees to maintain the Project facilities and equipment in good working order for the
useful life of said facilities or equipment.
12.71 Property Records. The Agency agrees to maintain property records, conduct physical inventories and develop
control systems as required by 49 CFR Part 18, when applicable.
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12.80 Disposal of Project Facilities or Equipment. If the Agency disposes of any Project facility or equipment during
its useful life for any purpose except its replacement with like facility or equipment for public transportation use, the
Agency will comply with the terms of 49 CFR Part 18 relating to property management standards, The Agency agrees to
remit to the Department a proportional amount of the proceeds from the disposal of the facility or equipment. Said
proportional amount shall be determined on the basis of the ratio of the Department financing of the facility or equipment
as provided in this Agreement. The Agency must remit said proportional amount to the Department within one (1) year
after the official date of disposal.
12.90 Contractual Indemnity. To the extent provided by Section 768.28, Florida Statues, the Agency shall indemnify,
defend, and hold harmless the Department and all of its officers, agents, and employees from any claim, loss, damage,
cost, charge, or expense arising out of any act, error, omission, or negligent act by the Agency, its agents, or employees,
during the performance of the Agreement, except that neither the Agency, its agents, or its employees will be liable under
this paragraph for any claim, loss, damage,cost, charge, or expense arising out of any act, error,omission, or negligent act
by the Department or any of its officers, agents, or employees during the performance of the Agreement. Nothing in this
Agreement shall be construed as a waiver by the Agency of any sovereign immunity protections that may be provided by
Section 768.28, Florida Statutes.
When the Department receives a notice of claim for damages that may have been caused by the Agency in the
performance of services required under this Agreement,the Department will immediately forward the claim to the Agency.
The Agency and the Department will evaluate the claim and report their findings to each other within fourteen(14)working
days and will jointly discuss options in defending the claim. After reviewing the claim, the Department will determine
whether to require the participation of the Agency in the defense of the claim or to require that the Agency defend the
Department in such claim as described in this section. The Department's failure to promptly notify the Agency of a claim
shall not act as a waiver of any right herein to require the participation in or defense of the claim by Agency. The
Department and the Agency will each pay its own expenses for the evaluation, settlement negotiations, and trial, if any.
However, if only one party participates in the defense of the claim at trial, that party is responsible for all expenses at
trial.
13.00 Plans and Specifications. In the event that this Agreement involves the purchasing of capital equipment or the
constructing and equipping of facilities,where plans and specifications have been developed, the Agency shall provide
an Engineer's Certification that certifies Project compliance as listed below, or in Exhibit"C" if applicable. For the plans,
specifications, construction contract documents, and any and all other engineering, construction, and contractual
documents produced by the Engineer, hereinafter collectively referred to as "plans", the Agency will certify that:
a) All plans comply with federal, state, and professional standards as well as minimum standards established
by the Department as applicable;
b) The plans were developed in accordance with sound engineering and design principles, and with generally
accepted professional standards;
c) The plans are consistent with the intent of the Project as defined in Exhibits 'A" and "B" of this Agreement
as well as the Scope of Services; and
d) The plans comply with all applicable laws, ordinances, zoning and permitting requirements, public notice
requirements, and other similar regulations.
Notwithstanding the provisions of this paragraph, the Agency, upon request by the Department, shall provide plans and
specifications to the Department for review and approvals.
14.00 Project Completion, Agency Certification. The Agency will certify in writing on or attached to the final invoice,
that the Project was completed in accordance with applicable plans and specifications, is in place on the Agency facility,
that adequate title is in the Agency and that the Project is accepted by the Agency as suitable for the intended purpose.
15.00 Appropriation of Funds:
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15.10 Contingency of Payment. The State of Florida's performance and obligation to pay under this Agreement is
contingent upon an annual appropriation by the Legislature. If the Department's funding for this Project is in multiple
fiscal years, funds approval from the Department's Comptroller must be received each fiscal year prior to costs being
incurred. See Exhibit "B"for funding levels by fiscal year. Project costs utilizing these fiscal year funds are not eligible
for reimbursement if incurred prior to funds approval being received. The Department will notify the Agency, in writing,
when funds are available.
15.20 Multi-Year Commitment. In the event this Agreement is in excess of$25,000 and has a term for a period of more
than one (1) year, the provisions of Chapter 339.135(6)(a), Florida Statutes, are hereby incorporated:
"The Department, during any fiscal year, shall not expend money, incur any liability, or enter into any
contract which, by its terms, involves the expenditure of money in excess of the amounts budgeted as
available for expenditure during such fiscal year. Any contract, verbal or written, made in violation of this
subsection is null and void, and no money may be paid on such contract. The Department shall require a
statement from the comptroller of the Department that funds are available prior to entering into any such
contract or other binding commitment of funds. Nothing herein contained shall prevent the making of
contracts for periods exceeding 1 year, but any contract so made shall be executory only for the value of
the services to be rendered or agreed to be paid for in succeeding fiscal years; and this paragraph shall be
incorporated verbatim in all contracts of the Department which are for an amount in excess of$25,000 and
which have a term for a period of more than 1 year."
16.00 Expiration of Agreement. The Agency agrees to complete the Project on or before December 30, 2022. If the
Agency does not complete the Project within this time period, this Agreement will expire unless an extension of the time
period is requested by the Agency and granted in writing by the Department prior to expiration of this Agreement.
Expiration of this Agreement will be considered termination of the Project and the procedure established in Section 8.00
of this Agreement shall be initiated. The cost of any work performed after the expiration date of this Agreement will not
be reimbursed by the Department.
16.10 Final Invoice. The Agency must submit the final invoice on this Project to the Department within 120 days after
the expiration of this Agreement.
17.00 Agreement Format. All words used in this Agreement in the singular form shall extend to and include the plural.
All words used in the plural form shall extend to and include the singular, Ail words used in any gender shall extend to
and include all genders.
18.00 Execution of Agreement. This Agreement may be simultaneously executed in a minimum of two counterparts,
each of which so executed shall be deemed to be an original, and such counterparts together shall constitute one in the
same instrument.
19.00 Restrictions on Lobbying:
19.10 Federal. The Agency agrees that no federally-appropriated funds have been paid, or will be paid by or on behalf
of the Agency, to any person for influencing or attempting to influence any officer or employee of any federal agency, a
Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with
the awarding of any federal contract,the making of any federal grant, the making of any federal loan, the entering into of
any cooperative agreement, and the extension, continuation, renewal, amendment or modification of any federal
contract, grant, loan or cooperative agreement.
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If any funds other than federally-appropriated funds have been paid by the Agency to any person for influencing or
attempting to influence an officer or employee of any federal agency, a Member of Congress, an officer or employee of
Congress, or an employee of a Member of Congress in connection with this Agreement, the undersigned shall complete
and submit Standard Form-LLL, "Disclosure of Lobbying Activities," in accordance with its instructions.
The Agency shall require that the language of this section be included in the award documents for all sub-awards at all
tiers (including subcontracts, sub-grants, and contracts under grants, loans and cooperative agreements) and that all
sub-recipients shall certify and disclose accordingly.
19.20 State. No funds received pursuant to this Agreement may be expended for lobbying the Legislature, the judicial
branch or a state agency.
20.00 Vendors Rights. The Agency providing goods and services to the Department should be aware of the following
time frames:
a) The Department has 20 days to deliver a request for payment (voucher) to DFS. The 20 days are measured
from the latter of the date the invoice is received or the date the goods or services are received, inspected, and
approved. Approval and inspection of goods or services shall take no longer than 20 days following the receipt
of a complete and accurate invoice.
b) If a payment is not available within 40 days, then a separate interest penalty at a rate established pursuant to
Section 55.03(1), Florida Statutes, will be due and payable, in addition to the invoice amount, to the Agency.
The 40 days are measured from the latter of the date the invoice is received or the date the goods or services
are received, inspected, and approved. Interest penalties of less than one (1) dollar will not be enforced unless
the Agency requests payment. Invoices that have to be returned to the Agency because of Agency preparation
errors will result in a delay in the payment. The invoice payment requirements do not start until a properly
completed invoice is provided to the Department. A Vendor Ombudsman has been established within DFS.The
duties of this individual include acting as an advocate for Agencies who may be experiencing problems in
obtaining timely payment(s) from the Department. The Vendor Ombudsman may be contacted at (850) 413-
5516.
21.00 Restrictions, Prohibits, Controls, and Labor Provisions. During the performance of this Agreement, the
Agency agrees as follows, and shall require the following provisions to be included in each contract and subcontract
entered into pursuant to this Agreement:
a) A person or affiliate who has been placed on the convicted vendor list following a conviction for a public
entity crime may not submit a bid on a contract to provide any goods or services to a public entity, may not
submit a bid on a contract with a public entity for the construction or repair of a public building or public work,
may not submit bids on leases of real property to a public entity, may not be awarded or perform work as a
contractor, supplier, subcontractor, or consultant under a contract with any public entity, and may not
transact business with any public entity in excess of the threshold amount provided in Section 287.017,
Florida Statutes for CATEGORY TWO for a period of 36 months from the date of being placed on the
convicted vendor list.
b) In accordance with Section 287,134, Florida Statutes, an entity or affiliate who has been placed on the
discriminatory vendor list may not submit a bid on a contract to provide any goods or services to a public
entity, may not submit a bid on a contract with a public entity for the construction or repair of a public building
or public work, may not submit bids on leases of real property to a public entity, may not be awarded or
perform work as a contractor, supplier, subcontractor, or consultant under a contract with any public entity,
and may not transact business with any public entity.
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c) An entity or affiliate who has had its Certificate of Qualification suspended, revoked, denied or have further
been determined by the Department to be a non-responsible contractor may not submit a bid or perform
work for the construction or repair of a public building or public work on a contract with the Agency.
d) Neither the Agency nor any of its contractors or their subcontractors shall enter into any contract,subcontract
or arrangement in connection with the Project or any property included or planned to be included in the
Project in which any member, officer or employee of the Agency or the locality during tenure or for two (2)
years thereafter has any interest,direct or indirect. If any such present or former member,officer or employee
involuntarily acquires or had acquired prior to the beginning of tenure any such interest, and if such interest
is immediately disclosed to the Agency, the Agency, with prior approval of the Department, may waive the
prohibition contained in this paragraph provided that any such present member, officer or employee shall
not participate in any action by the Agency or the locality relating to such contract, subcontract or
arrangement. The Agency shall insert in all contracts entered into in connection with the Project or any
property included or planned to be included in any Project, and shall require its contractors to insert in each
of their subcontracts, the following provision:
"No member,officer or employee of the Agency or of the locality during his tenure or for 2 years
thereafter shall have any interest, direct or indirect, in this contract or the proceeds thereof."
The provisions of this paragraph shall not be applicable to any agreement between the Agency and its fiscal
depositories or to any agreement for utility services the rates for which are fixed or controlled by a
governmental agency.
23.00 Employment Eligibility(Using E-Verify). Agency/Vendors/Contractors:
a) Shall utilize the U.S. Department of Homeland Security's E-Verify system to verify the employment eligibility
of all new employees hired by the Agency during the term of the Agreement; and
b) Shall expressly require any contractors and subcontractors performing work or providing services pursuant
to the Agreement to likewise utilize the U.S. Department of Homeland Security's E-Verify system to verify
the employment eligibility of all new employees hired by the contractor or subcontractor during the
Agreement term.
24.00 Inspector General Cooperation. The Parties agree to comply with Section 20.055(5), Florida Statutes, and to
incorporate in all subcontracts the obligation to comply with Section 20.055(5), Florida Statutes.
25.00 Maintenance of Project.The Agency agrees to maintain any project not on the State Highway System constructed
under this Agreement.
26.00 Federal Grant Number. If the Federal grant number is not available prior to execution of the Agreement, the
Department may unilaterally add the Federal grant number to the Agreement without approval of the Agency and
without an amendment to the Agreement. If this occurs, an updated Agreement that includes the Federal grant number
will be provided to the Agency and uploaded to the Department of Financial Services' Florida Accountability Contract
Tracking System (FACTS).
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IN WITNESS WHEREOF, the parties hereto have caused these presents be executed, the day and year first above
written.
AGENCY DEPARTMENT
Collier County Board of County Commissioners I, flI]
AGENCY NAME DEPAR MENTOFTRANSPOtia
ON
oh ubler
SIGNATORY T1Sp OR TYP ) TITLE Director of Transportation Development
(L434 ./Ara Aille
SIGNATURE LE AL REVIEW,DEPARTMENT OFT• RTATION
See attached Encumbrance Form for date of
Funding Approval b Ca t II r
TITLE APPROVED ASTOyFAND LEGALITY
DON CONWAY, SENIOR ATTORNEY FDOT
ATTEST' Approved as to form and legality
,
i vw° Clerk
am). a / • Assis County Att fat 2y 6527-7,\r\
to in
Attest as rt 't
9.01 2%
signature only.
1 6 0 1 3
Collier County
Financial Project Number: 410139-1-84-01
Contract Number: GOQ98
Public Transit Block Grant Program
EXHIBIT "A"
PROJECT DESCRIPTION AND RESPONSIBILITIES
This exhibit forms an integral part of that certain Joint Participation Agreement between the State of Florida,
Department of Transportation and Collier County Board of County Commissioners, 3299 Tamiami Trail, Suite
# 700, Naples, Florida 34112-4977, dated DecovoxcJ5pferenced by the above Financial Project
Number.
PROJECT LOCATION: Collier County, Florida
PROJECT DESCRIPTION: The purpose of this project Agreement is to provide for the Department's
participation, through the Public Transit Block Grant Program, in the Agency's eligible administrative,
management, and operational expenses of providing public transportation in Collier County. The Public Transit
Block Grant Program was enacted by Florida Legislature to provide a stable source of funding for public transit.
Projects shall be consistent with the applicable approved local government comprehensive plans.
SPECIAL CONSIDERATIONS BY AGENCY: The audit report(s) required in paragraph 7.60 of the
Agreement shall include a schedule of project assistance that will reflect the Depattment's contract number,
Financial Project Number and the Federal Identification number, where applicable, and the amount of state
funding action (receipt and disbursement of funds) and any federal or local funding action and the funding
action from any other source with respect to the project.
SPECIAL CONSIDERATIONS BY DEPARTMENT: When necessary, the Agency may provide written
requests for minor changes or amendments to the services provided by this Agreement. The Department will
provide written responses to all such requests. A minor change or amendment is defined as a non-material
change to the Agreement. As a rule, it will be limited to operational items not having an impact on the scope or
budget of the Agreement.
If applicable, the eligible project period identified herein, may be extended by letter from the Department upon
a written request from the Agency.
The Department recognizes the necessity of, and allows,the Agency to provide public transportation services
under this Agreement beyond its geographic boundaries for achievement of effective and efficient public transit
services, and for public necessity and convenience.
Exhibit A,Page 1 of 1
1 6 D 1 3
Collier County
Financial Project Number: 410139-1-84-01
Contract Number: G0Q98
Public Transit Block Grant Program
EXHIBIT "B"
PROJECT BUDGET
(For Transit Multi-Year Projects)
This exhibit forms an integral part of that certain Joint Participation Agreement between the State of Florida,
Department of Transportation and Collier County Board of County Commissioners, 3299 Tamiami Trail, Suite
#700,Naples, Florida 34112-4977, dated j)e. e(i3J renced by the above Financial Project
Number.
Project Estimated and Programmed Budget:
The Department has programmed the funding amounts shown below in the most currently adopted Work
Program. The funding for subsequent years is based upon federal and/or state appropriation levels and on the
distribution formula as outlined in Exhibit"C". This funding will be made available, annually, in the following
manner: After the Agency has met all program requirements, the Department will encumber funds for that
fiscal year and will advise the agency in writing of the amount of funding available and the beginning date
when the Agency may incur eligible project cost. This notification must be signed by the agency and returned
to the Department. Availability of any funds is subject to legislative approval.
FY 17/18
Local Funding(LF) 50% $895,588,00
State Funding(DPTO) 50% $895,588.00
Total $1,791,176.00
It is the intent of the Department to participate in the project to the level of Department funding encumbered
and consistent with Section 341.052,F.S.
Exhibit B,Page 1 of 1
1 6 D 1 3
Collier County
Financial Project Number: 410139-1-84-01
Contract Number: G0Q98
Public Transit Block Grant Program
EXHIBIT "C"
(For Public Block Grant Only)
This exhibit forms an integral part of that certain Joint Participation Agreement between the State of Florida,
Department of Transportation and Collier County Board of County Commissioners, 3299 Tamiami Trail, Suite
# 700, Naples, Florida 34112-4977,dated D . �bU ,,. (3tferenced by the above Financial Project Number.
t
REF: Section 341.052 F.S.
The Department shall provide block grant funds for eligible capital and operating costs of public bus transit and
local public fixed guideway projects. Eligibility of this Agency to receive grant funding is provided in Sec.
341.052(1)F.S., and Sections 5307 and 5311 of the Federal Transit Act, 49 U.S.C. 5307, and 49 U.S.C. 5311
respectively.
Eligible transit capital costs means any costs that would be defined as capital costs by the Federal
Transit Administration.
Eligible transit operating costs are the total administrative,management, and operation costs directly
incident to the provision of public bus transit services, excluding any depreciation or amortization of
capital assets.
Block grant funds shall not exceed local revenue during the term of this agreement.
(Local revenue is defined as the sum of money received from local government entities to assist in
paying transit operation costs, including tax funds, and revenue earned from fare box receipts, charter
service, contract service, express service and non -transportation activities.)
Block grant funds shall not supplant local tax revenues made available for operations in the year immediately
preceding this agreement.
State participation in eligible public transit operating costs may not exceed fifty (50)percent of such costs or an
amount equal to the total revenue, excluding farebox, charter, and advertising revenue and federal funds,
received by the provider for operating costs,whichever amount is less.
The Agency shall require the independent auditor,retained to perform the audit as required by the Single Audit
Act of 1984, to specifically test and certify that these limitations(...funds shall not exceed local revenue...funds
shall not be expended for depreciation or amortization of capital assets...funds shall not supplant local tax
revenues made available for operations in the previous year) of the block grant program as delineated in
Chapter 341,052 F.S., have been adhered to.
The Agency shall provide the Department with two (2) copies of its most current adopted budget by March 1.
Unless the adopted budget uses a format consistent with the National Transit Database(NTD)report,the copy
provided to the Department will indicate how the projections for total local revenue, local tax revenue made
available for operations, and depreciation and amortization costs, as they will appear in the NTD report, can be
identified.
Exhibit C,Page 1 of 3
1 6U13
Collier County
Financial Project Number: 410139-1-84-01
Contract Number: GOQ98
Public Transit Block Grant Program
The Agency shall publish in the local newspaper of its area, in the format prescribed by the Department, the
productivity and performance measures established for the transit providers most recently completed fiscal year
and the prior fiscal year. This report shall be approved by the Department of Transportation prior to its
publication. This report shall be submitted to the Depai tinent no later than November 15 of each year, and
published either by December 31 or no later than twenty eight(28) calendar days of the Department's written
approval of the report. The Agency shall furnish an affidavit of publication to the Department within twenty
eight (28) calendar days of publication.
The Agency shall submit a Transit Development Plan (TDP) or annual update to the Department by September
I of each year. As a separate part of the transit development plan or annual report, the Agency will address
potential enhancements to productivity and performance which would have the effect of increasing farebox ratio
pursuant to FS 341.071 (2).
A TDP shall conform to the requirements in Rule 14-73, available at:
http://fac.dos.state.fl.us/faconline/chapter14.pdf.
The Department will allocate State Transit Block Grant Program funds as described in Section 341.052,F.S.
OTHER REQUIREMENTS
Safety Requirements
►d Bus Transit System - in accordance with Florida Statute 341.061, and.Rule 14-90,Florida
Administrative Code, the Agency shall submit, and the Department shall have on file, an annual safety
certification that the Agency has adopted and is complying with its adopted System Safety and Security
Program Plan pursuant to Rule Chapter 14-90 and has performed annual safety inspections of all buses
operated.
Requests for Reimbursement (Invoice Submittals) in accordance with Section 215.422 Florida Statutes and the
requirement of Paragraph 22.00 of this Agreement:
1. Required Submittal Time
The Agency must submit an invoice to the Department within one hundred and.twenty(120)days from the ending
date of the eligible billing period covered by the invoice. Should the Agency not submit a correctly prepared and
documented invoice within the proper time frame, the Department may deny payment of the Department's share
of the invoice.
2. Required Submittal Format
The Agency shall submit invoices on forms provided by the Department and prepared in accordance with
instructions given by the Department. Back-up documentation will include the appropriate items necessary to
verify costs incurred and the eligibility of said costs.
3. Approval of Submittal
Goods or services received under this agreement shall be approved/disapproved by the Department no later than
five (5) working days after receipt, by the District Modal Development Office, of a properly prepared and
submitted invoice. Should the invoice be incomplete or incorrect,the Department shall inform the Agency within
five(5)working days of receipt and return the invoice for corrections.
Exhibit C,Page 2 of 3
16013
Collier County
Financial Project Number: 410139-1-84-01
Contract Number: G0Q98
Public Transit Block Grant Program
SECTIONS MARKED WITH AN"X"ARE APPLICABLE TO THIS AGREEMENT
Third Party Contracts
The Department must approve third party contracts pursuant to Paragraph 10.10 except that,when checked below, written
approval is hereby granted for:
X 1, Execution of contracts for materials and/or vehicles from a valid state or inter-governmental contract.
X 2. Other contracts less than $25,000 excluding consultant services or construction contracts. The
Department shall require all consultant and construction contracts and amendments thereto to receive
concurrence prior to award.
X 3. Recurring, renewable, or on-going operational contracts that have less than a twenty-five percent (25%)
change in total dollar amounts from one year to the next.
X 4. Purchase of service contracts where the Agency will provide transportation service for a fee.
Required Submittals
SUBMITTAL/CERTIFICATION RESPONSIBILITY
X Procurement Requests Agency
X Safety Compliance Agency
X Specifications Agency
X Invoices Agency
X Audit Reports Agency Annually During
Life of Project
Exhibit C,Page 3 of 3
1 6D13
Collier County
Financial Project Number: 410139-1-84-01
Contract Number: G0Q98
Public Transit Block Grant Program
EXHIBIT D
This exhibit forms an integral part of that certain Joint Participation Agreement between the State of Florida,
Department of Transportation and Collier County Board of County Commissioners, 3299 Tamiami Trail, Suite
#700,Naples, Florida 34112-4977 dated De ert be✓ 'S referenced by the above Financial Project
Numbers.
STATE FINANCIAL ASSISTANCE (FLORIDA SINGLE AUDIT ACT)
THE STATE RESOURCES AWARDED PURSUANT TO THIS AGREEMENT CONSIST OF THE
FOLLOWING:
SUBJECT TO SECTION 215.97,FLORIDA STATUTES:
Awarding Florida Department of Transportation
Agency:
State Project PUBLIC TRANSIT BLOCK GRANT PROGRAM
Title:
CSFA Number: 55.010
*Award Amount: $895,588.00
*The state award amount may change with supplemental agreements
Specific project information for CSFA Number 55.010 is provided at:
https://apps.fldfs.com/fsaa/searchCatalog.aspx
COMPLIANCE REQUIREMENTS APPLICABLE TO STATE RESOURCES AWARDED PURSUANT
TO THIS AGREEMENT:
State Project Compliance Requirements for CSFA Number 55.010 are provided at:
https://apps.fldfs.com/fsaa/searchCompliance.aspx
The State Projects Compliance Supplement is provided at: https://apps.fldfs.com/fsaa/compliance.aspx
Exhibit D,Page 1 of 1.
Exhibit