CLB Minutes 10/15/2003 R October 15, 2003
TRANSCRIPT OF THE MEETING OF THE
CONTRACTORS' LICENSING BOARD
Naples, Florida October 15, 2003
LET IT BE REMEMBERED, that the Contractors' Licensing
Board, in and for the County of Collier, having conducted business
herein, met on this date at 9:00 a.m. in REGULAR SESSION in
Building "F" of the Government Complex, East Naples, Florida, with
the following members present:
CHAIRMAN:
Les Dickson
William Lewis
David L. Beswick
Sydney Blum
Richard Joslin
Kenneth Lloyd
Eric Guite'
Michael Baril
ALSO PRESENT:
Patrick Neale, Counsel to the Board
Robert Zachary, County Attorney
Thomas Bartoe, Licensing Compliance Officer
Jim Hoopengarner, Licensing Compliance Officer
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October 15, 2003
CHAIRMAN DICKSON: I'd like to call to order the meeting of
the Collier County Contractors' Licensing Board. The date is
October 15th, 2003. Any person that wants to appeal the decision of
this board will need a verbatim transcript of the meeting, which
should that be the case, you could see the court reporter and they
could arrange that.
Roll call starting from my right, please.
MR. LEWIS: Mr. Lewis here.
MR. BESWICK: Mr. Beswick here.
MR. BLUM: Mr. Blum here.
MR. JOSLIN: Richard Joslin.
CHAIRMAN DICKSON: Les Dickson.
MR. LLOYD: Ken Lloyd.
MR. GUITE: Eric Guite'.
CHAIRMAN DICKSON: Any additions or deletions to
the agenda, Mr. Bartoe?
MR. BARTOE: Good morning, Mr. Chairman, board members.
For the record, I'm Tom Bartoe, Collier County Licensing
Compliance Officer. Under new business, staff has one addition,
Eligio Santos, Jr. The spelling is E-L-I-G-I-O, Santos, S-A-N-T-O-S,
Jr., request approval to reinstate a tree trimming license.
In June of'98, the board granted Mr. Santos' wife approval to be
grandfathered with a complete application submitted, which she did,
due to the fact that Mr. Santos had an unfortunate accident and was
paralyzed and now he advises there are some extenuating
circumstances, that he would like to get his license reinstated and I
have advised him not to fill out an application until he comes before
the board here.
CHAIRMAN DICKSON: Okay.
MR. BARTOE: And staff has no other additions or deletions.
CHAIRMAN DICKSON: Okay. I need approval of the agenda
with the addition. Motion, please.
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October 15, 2003
MR. BLUM: Motion to approve.
MR. JOSLIN: Joslin, second.
CHAIRMAN DICKSON: All those in favor?
(Unanimous votes of aye.)
CHAIRMAN DICKSON: Approval of the minutes of the last
meeting which is in your packet. I hope you've had time to look
through that.
MR. JOSLIN: Motion to approve.
MR. LLOYD: Lloyd, second.
CHAIRMAN DICKSON: All those in favor?
(Unanimous votes of aye.)
CHAIRMAN DICKSON: So approved. Nothing in discussion.
New business, Julie Caron or Karen (sic). I don't see a Julie
Caron here. We'll go on.
Thomas Jardone, request to qualify a second entity. Mr.
Jardone, if you would come to that podium right there. I need to
have you sworn in, please.
(Speaker was duly sworn.)
CHAIRMAN DICKSON: I need for you to just briefly tell us
what you're doing, why, and why the second entity.
MR. JARDONE: Okay. The second entity that I'm trying to
qualify is basically, we have a company that does high speed radios
and through those high speed radios, it basically will deploy some
Internet stuff and networking stuff and cameras. It will deploy, you
know, video through these high speed radios. So basically if you
have two buildings that need to be put together or some remote video
or something that has to be put somewhere, we kind of deploy that
video or that high speed data through radios that we mount on the
side of a building, and of course, the reason why my license is kind
of important here is because we have to run some CAT5 wire and
some video wire and stuff like that inside walls and things of that
nature, so that's kind of what this second entity's all about. It's more
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October 15, 2003
of a high speed radio type transmission business.
CHAIRMAN DICKSON: What company do you currently
qualify?
MR. JARDONE: AFC Electric -- or AFC Securlink, excuse me,
which is part of AFC Electric.
CHAIRMAN DICKSON: And the new company you're going
to qualify?
MR. JARDONE: Is Airnet and I -- you know, I am -- I have
stock in that. I'm a, you know --
CHAIRMAN DICKSON: Yeah, 40 percent.
MR. JARDONE: Yeah.
CHAIRMAN DICKSON: Are the -- are the two companies, are
they different, different companies, I mean? MR. JARDONE: Yes, absolutely.
CHAIRMAN DICKSON: But do they do the same thing?
MR. JARDONE: No, the AFC Securlink is more of an alarm
company. They basically-- well, they do projects like Saturnia
Lakes, they put all the alarm systems and structure wiring and stuff
like that in places like that, you know, multi -- multi family homes
and stuff.
CHAIRMAN DICKSON: Questions from the board.'?
MR. JOSLIN: Just a question for staff. What type of license is
required to do this job?
MR. BARTOE: For what?
MR. JOSLIN: What type of license is required to do this job?
MR. BARTOE: To do what?
MR. JOSLIN: To do what he's doing with security, is it a
security license?
MR. JARDONE: Yeah, alarm contractor, low voltage.
MR. JOSLIN: Low voltage license, is that what it is?
MR. LLOYD: What is yOur role in the present business of--
MR. JARDONE: AFC?
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October 15, 2003
MR. LLOYD: Yes, sir.
MR. JARDONE: Basically I qualify them. I do some
management for them as far as, oh, kind of coordinate some of their
access control and their higher end stuff.
MR. LLOYD: Are you an employee?
MR. JARDONE: At this point, yes.
CHAIRMAN DICKSON: What's hitting my button for me right
now is what you're describing to me sounds a little bit bordering
electrical?
MR. JARDONE: Well, you mean as far as high voltage/low
voltage?
CHAIRMAN DICKSON: Yes, sir.
MR. JARDONE: No, I don't see where that -- it's all low
voltage. I'm sorry, let me recap. All this stuff that we do for the --
you're talking about Airnet, basically all we do is, there's low voltage
transformers that are plugged in to power all this stuff, so it kind of
falls under the same limited power as -- as any -- any alarm system
basically but it's all plug-in transformer stuff. It's all low voltage.
There's absolutely no high voltage that's wired to any of this stuff. If
we put a radio in, it's a little, you know, 1 8 gauge wire that plugs the
transformer into the wall to power this stuff, so it's all 18 volt or 12
volt.
CHAIRMAN DICKSON: So you do none of the connection of
the 1 10 or --
MR. JARDONE: Absolutely not, no, there's a receptacle there
and we plug it in and that's it, just like an alarm system.
CHAIRMAN DICKSON: And what license do you hold?
MR. JARDONE: An alarm contractor low voltage license.
CHAIRMAN DICKSON: Okay.
MR. JARDONE: Which, you know, kind of falls under CCTV
and a few other things.
CHAIRMAN DICKSON: The other question I have for you, it
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October 15, 2003
is a corporation; is that correct?
MR. JARDONE: That's correct.
CHAIRMAN DICKSON: Okay. And how many owners or
how many stockholders?
MR. JARDONE: Three.
CHAIRMAN DICKSON: Three?
MR. JARDONE: Uh-huh.
CHAIRMAN DICKSON: And any employees?
MR. JARDONE: There is one employee.
CHAIRMAN DICKSON: Okay. Are you aware of the new
workers' comp. law that went into effect October 1 st, this month?
MR. JARDONE: No, I'm not.
CHAIRMAN DICKSON: Okay. Mr. Neale, watch me here,
but my understanding of the new workers' comp. law is, the only way
you can be exempt or use an exemption that you, number one, be a
corporation --
MR. JARDONE: Uh-huh.
CHAIRMAN DICKSON: -- and you can only exempt three
people and all three of those people have to own at least 10 percent
or more of the stock of the corporation. MR. JARDONE: Okay.
CHAIRMAN DICKSON: Are you clear on that?
MR. JARDONE: Yes, and that would follow pretty much our
guidelines there. We have three -- we have one employee that has
workmen's comp. in my package, it has a workmen's comp. binder,
and then the other three stockholders are exempt.
CHAIRMAN DICKSON: Okay. Which, by the way, for you as
a stockholder, the workers' comp. is so cheap, it's almost crazy not to
have it.
MR. JARDONE: Right.
CHAIRMAN DICKSON: It doesn't make any sense.
MR. JARDONE: Right, and I agree. We probably will find
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October 15, 2003
ourselves doing that. Right now, we have -- obviously we're not
licensed, so we're not doing anything, so we're trying to keep the
expense to a minimum until we start moving along, but I agree 100
percent, the minute I stand on a job site or do anything, I would like
to see myself have workmen's comp., of course, because God forbid
anything should happen, even if I'm standing there.
CHAIRMAN DICKSON: Mr. Neale, am I correct that we will
no longer accept exemptions on sole proprietors/partnerships?
MR. NEALE: I do want to research that issue, but I think you're
probably correct on that.
CHAIRMAN DICKSON: That's my understanding.
MR. NEALE: Mr. Zachary and I will check that out before the
next meeting.
CHAIRMAN DICKSON: Any other questions of the board?
County have any problem with this? MR. BARTOE: No, sir.
CHAIRMAN DICKSON: No questions. I'm looking for a
motion.
MR. JOSLIN: I've looked through the packet and I see that the
credit app. is in line, application seems to be in line, so I'll make a
motion to approve.
MR. GUITE: I'll second it.
CHAIRMAN DICKSON: Any discussion? All those in
favor?
(Unanimous votes of aye.)
CHAIRMAN DICKSON: Opposed? No. For all of you that
are present including you, all of your paperwork is here today, so
don't go see Maggie today.
MR. JARDONE: Right.
CHAIRMAN DICKSON: But she will have it tomorrow and
she can get this taken care of for you.
MR. JARDONE: Okay.
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October 15, 2003
CHAIRMAN DICKSON: Wish you well.
MR. JARDONE: Thank you. Very good.
CHAIRMAN DICKSON: Thank you, sir. Jumping back up on
the -- and I know this because you've got your picture on your
packet, Julie Caron or Karen (sic), would you come forward to the
podium, please?
MS. CARON: Yes.
CHAIRMAN DICKSON: How do you say your last name?
MS. CARON: Caron. Well, it depends, if you say
it in French, it's Caron.
CHAIRMAN DICKSON:
(Speaker was duly sworn.)
CHAIRMAN DICKSON:
your
why
I need to have you sworn in, please.
I need for you, if you would, to state
name.
MS. CARON: Julie Caron.
CHAIRMAN DICKSON: And who do you qualify now and
do you need to qualify a second entity?
MS. CARON: I qualify KBM Southcoast Enterprise
Corporation. We're doing trim carpentry and I would like to qualify
Star Coach, Incorporated to do cabinets. They are mostly -- well, the
person in -- that would be working with the cabinets are already
selling. They would like to install and I'm very confident we could
do a good thing with that.
CHAIRMAN DICKSON: Okay. Any questions of the board?
What type of interest are you going to have in
MR. JOSLIN:
this new company?
MS. CARON:
MR. JOSLIN:
this new company?
MS. CARON:
What type of--
What type of interest are you going to have in
Well, they're going to give me 10 percent on the
profits. I'm going to build some shares and we'll see from then.
MR. JOSLIN: Are you involved yourself in actually the
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October 15, 2003
construction work, cabinet work?
MS. CARON: Yes.
MR. JOSLIN: Really?
MS. CARON: Yes. I don't look like it, but I am.
MR. JOSLIN: No offense.
CHAIRMAN DICKSON: Looking at the packet, Mr. Bartoe, I
don't see anything on insurance.
MR. BARTOE: I'm sure if she's presently licensed, she has
insurance.
CHAIRMAN DICKSON: Yeah, but for the new company. We
could make a motion based upon that happening.
MR. BARTOE: I would agree, if-- if it was me, I would not
want to purchase it until I'm approved.
CHAIRMAN DICKSON: I agree. You're presently working in
Lee County; is that correct?
MS. CARON: Yeah -- well, with my trim carpentry license?
CHAIRMAN DICKSON: Uh-huh.
MS. CARON: Probably the next step will be to do the same
thing with Star Coach eventually if we need to.
CHAIRMAN DICKSON: Any other questions of the board? If
not, we would entertain a motion. Please note that we do need to
make in the motion a stipulation for insurance being verified.
MR. BESWICK: I'll move that we approve this application on
the -- with the stipulation that the insurance be verified before the
license is issued.
MR. JOSLIN: Joslin, second.
CHAIRMAN DICKSON: Any discussion? All those in favor?
(Unanimous votes of aye.)
CHAIRMAN DICKSON: Opposed? You are approved. We
wish you well, but you did hear me tell them, tomorrow is when you
can take care of this, not today.
MS. CARON: I have to go to see Maggie --
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October 15, 2003
CHAIRMAN DICKSON: Contractor licensing over on
Horseshoe. Yeah, you'll need to have verification of the insurance
with the new company's name.
MS. CARON: Yes.
CHAIRMAN DICKSON: Okay?
MS. CARON: Yes.
CHAIRMAN DICKSON: Best of luck to you.
MS. CARON: Thank you.
CHAIRMAN DICKSON: Also under new business, it was an
addition to the minutes for those that were not here, Mr. Santos is
here to reinstate a tree trimming license. Is Mr. Santos present?
MR. BARTOE: I do not see him and I personally advised him a
few days ago of this meeting, so we'll give him a little while longer, I
guess.
CHAIRMAN DICKSON: Okay. Under old business, Frank
Ragan, request to --
MR. BARTOE: He's here now, sir.
CHAIRMAN DICKSON: Okay. Mr. Ragan, let me get this one
first. Mr. Santos, you walked in at the perfect time. You're up.
Would you come to the podium, please? Just a reminder for those on
the board, the next order of business will be Mr. Ragan and that was
in your packet last month that you were supposed to bring with you.
Also Mr. Francis was in your packet last month. I hope you have
those. If you don't, some of us that do can pass them around. Sorry
for the delay. We have to wait for that microphone so it gets
recorded.
Mr. Santos, there's several new board members on this board, so
I need for you to start with what happened and then your wife
qualifying and where you are now and what you want to do.
MR. SANTOS: Okay. My license for tree trimming, I had it
while -- when I was walking, and after I had the accident, I turned it
over to my wife and she went in front of all you, you know,
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October 15, 2003
commissioners, right, and I was still in the hospital at the time, but
now we decided to -- we're going to go our own way, you know,
we're going to separate and I'd like to get -- see if I can get the
license put back into my name again.
CHAIRMAN DICKSON: Okay. Give us times when-- when
did the accident happen?
MR. SANTOS: In 1998.
CHAIRMAN DICKSON: Okay. And your wife qualified it
when?
MR. SANTOS: Yeah, the-- like in-- in '98.
MR. BARTOE: The board approved his wife to qualify the
company June 18th, '98.
CHAIRMAN DICKSON: Okay. And the company's been
operating ever since your accident, correct? MR. SANTOS: Yes.
CHAIRMAN DICKSON: Okay. Does the county have any
problem with this?
MR. BARTOE: 'No, sir.
CHAIRMAN DICKSON: Yeah.
MR. BARTOE: I don't know if, when he was originally
licensed, if he was grandfathered or tested or what.
MR. SANTOS: Yeah, I was grandfathered.
CHAIRMAN DICKSON: How long ago was that?
MR. SANTOS: About -- my accident was -- it's been like -- I
think it's pretty close to ten years. Right when I started -- I think it's
right when I started --
MR. BARTOE: I would roughly guess we've had this license
for ten years.
CHAIRMAN DICKSON: And the name of the tree service?
MR. SANTOS: Dynamic Tree Service.
CHAIRMAN DICKSON: Tamiami?
MR. SANTOS: No, Dynamic.
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October 15, 2003
CHAIRMAN DICKSON: So Mr. Bartoe, why did he need to
come here?
MR. BARTOE: Because he was originally grandfathered and
his license expired because his wife was qualifying.
CHAIRMAN DICKSON: Okay. Any direction, Mr. Neale?
MR. NEALE: Well, as with-- as with any of these matters, the
board can, within its discretion, note that the gentleman -- the testing
would be superfluous because of his previous experience. You may
want to inquire as to whether he's still been somewhat involved with
the tree trimming business during the period from '98 until now so at
least he's remained current on the -- on the issues regarding that
license, but I think aside from that, if you feel that he still has the
requisite experience and would have been grandfathered before, the
board should find that there would be no need for additional testing
or additional qualifications.
CHAIRMAN DICKSON: Have you been active in the
business?
MR. SANTOS: Yeah, I go to work with the guys and --
CHAIRMAN DICKSON: What kind of accident did you have?
MR. SANTOS: A tree accident. I fell out of a tree and I'm a
quadriplegic from the chest down.
CHAIRMAN DICKSON: Okay. And that's permanent?
MR. SANTOS: Not for long.
CHAIRMAN DICKSON: You're doing pretty good.
MR. SANTOS: Yeah, I feel my legs and everything. I'm about
to get up.
MR. NEALE: This is a -- Mr. Bartoe, is this a tree removal and
trimming license that we're --
MR. BARTOE: Right, correct.
MR. NEALE: Just so that -- for the new members' edification
and for the board's edification, what this license requires is 12
months experience with a passing grade on a two hour business and
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October 15, 2003
law and then they are qualified to trim and remove trees and stumps,
so that -- it's 12 months experience requirement and adequate
business and law experience to run a business.
CHAIRMAN DICKSON: Which he's -- yeah, okay. Any
questions of the board?
MR. BLUM: Is your wife not going to be involved in the
business anymore, she's just going to go her own way, is that it?
MR. SANTOS: Yes.
MR. BLUM: You're going to take back control of the business
you previously licensed in you name? MR. SANTOS: Yes, sir.
MR. BLUM: How many people work for you at this time?
MR. SANTOS: Two.
MR. LLOYD: Have we had any complaints about this
company?
MR. BARTOE: No, sir.
CHAIRMAN DICKSON: Mr. Neale, what do we need to do at
this point, should we do a motion?
MR. NEALE: Yeah, you need to do a motion to --
CHAIRMAN DICKSON: That the county can reinstate his
license without the test?
MR. NEALE: And do a finding of fact that because of previous
experience, et cetera, that testing would be superfluous. I think that
MR. BARTOE: I asked Mr. Santos to wait to submit a new
completed application until we saw what the pleasure of the board
would be.
CHAIRMAN DICKSON: I understand.
MR. LLOYD: So the motion needs to be the transfer of the
license from his wife to him?
MR. NEALE: No, it really needs to be that you're granting him
the license based on the evidence presented that he has adequate
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October 15, 2003
experience and knowledge in the field, that testing would be
superfluous and that he may go forward and be granted a license.
MR. SANTOS: Excuse me, can I say something? I've been
doing the Collier County schools for the last seven years or more --
seven years, I've been doing all the Collier County schools, doing all
the tree work for them, so -- and you can ask them too.
CHAIRMAN DICKSON: So what we need is a motion from
the board to allow this gentleman to go ahead and do an application
to reinstate his license and we will waive the testing requirements?
MR. NEALE: If I may, just in 1998 -- I just pulled up the notes
that I have from the 1998 meeting and at that point in time, Mr.
Santos had over ten years of experience in the tree service business,
so if that assists the board in its deliberation.
MR. LEWIS: Mr. Chairman, I certainly don't have any problem
waiving the testing for Mr. Santos. I would be concerned as to
what's going to happen to the other license that's already active for
Dynamic and how we're going to change that around and we need to,
in the packet, make sure that that gets situated to where we don't
have two licenses out there for the same company.
MR. BARTOE: Yeah, that's correct, we -- we would have to
have her cancel her license or change it to a different company if he's
going to get that company name.
CHAIRMAN DICKSON: Correct, but you can have two
licenses for one company.
MR. BARTOE: You can, but--
CHAIRMAN DICKSON: I mean, that's purely legal. I have
two licenses for my company. There's a primary qualifier and
secondary qualifier.
MR. NEALE: He would become the primary and she would
become the secondary until they resolve it amongst themselves.
MR. LEWIS: We just have to have the proper paperwork --
MR. NEALE: Right, that he would become the primary
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October 15, 2003
qualifier, et cetera.
CHAIRMAN DICKSON: Quite honestly, two licenses for a
company is good business, especially if something happens to the
primary qualifier, the company continues, so -- smart way to do
things.
MR. BLUM: Maybe I misunderstood. Will she still be
involved in the business at all? So she will have her own business
and yet she got the license by lieu of him not being able to -- to
physically do it, she -- on her own right, she would have to get her
own license, I would think, if they're no longer affiliated.
MR. NEALE: She was granted a license. I'm looking to see if I
can find what, if any, stipulations there were placed on that license.
MR. BLUM: Did she have to qualify herself
MR. NEALE: I believe she did, and what I would say is that --
just for the board's edification, if she's been doing this for five years
now, she--
MR. BLUM: Okay.
CHAIRMAN DICKSON: Are you going to open up your own
tree service?
MS. SANTOS: Am I? I wasn't planning on it.
CHAIRMAN DICKSON: No. Okay.
MR. JOSLIN: I'll make a motion --
MR. LLOYD: Go ahead, you can make it. I was just going to
make a motion that we approve reinstatement of the tree trimming
license for Mr. Santos with --
CHAIRMAN DICKSON: Waive the test.
MR. LLOYD: And with that, we waive the testing requirement.
CHAIRMAN DICKSON: Yeah, they have to go through
county at this point.
MR. BARTOE: He'll have to submit a completed packet.
CHAIRMAN DICKSON: Okay.
MR. BARIL: Second, Baril.
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October 15, 2003
CHAIRMAN DICKSON: Okay. Let's restate the--
MR. LLOYD: I'll restate the motion that we approve the
reinstatement of the tree trimming license and waive the testing
requirement for Mr. Santos and he will submit an application packet
to the county office.
MR. BARIL: Second.
CHAIRMAN DICKSON: Any discussion?
MR. LEWIS: Only in wording, whether we should word the
motion as a license, we're not granting a license, just waiving the
testing requirements.
MR. NEALE: Correct.
MR. LEWIS: Could we modify the motion?
MR. LLOYD: Agree to the modification.
MR. BARIL: I amend the second.
CHAIRMAN DICKSON: Okay. Modification has been agreed
to and seconded. Any other discussion? All those in favor?
(Unanimous votes of aye.)
CHAIRMAN DICKSON: Opposed? Mr. Santos, you are
approved, but you understand that at this point, you do a full packet,
work with the contractor licensing office, we're waiving the testing
requirements for the reinstatement. You don't have to come back
before this board, okay?
MR. SANTOS: Okay. Thank you.
CHAIRMAN DICKSON: We wish you very well.
Next we have Mr. Ragan. Would you come forward? I think you're
going to need to go to that podium. I need you on the microphone.
(Speaker was duly sworn.)
CHAIRMAN DICKSON: State your purpose and what you're
qualifying. Does everyone have a packet on Mr. -- did they bring
them?
MR. BARIL: No.
CHAIRMAN DICKSON: No? Okay. He was on the agenda
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October 15, 2003
last month. Can he look on -- everybody else okay? You're
presently qualifying Eagle Windows and Sliding Glass Doors? MR. RAGAN: Yes, sir.
CHAIRMAN DICKSON: And you want to qualify Frank R.
Ragan, Incorporated?
MR. RAGAN: Myself.
CHAIRMAN DICKSON: Yes, sir. Tell us what you're doing
and why.
MR. RAGAN: I'm just temporarily qualifying Eagle Windows
and Sliding Glass Doors because he's in the process of testing himself
and with intentions -- I didn't activate my license before they had the
change in the workmen's comp. laws two years ago, I think, and I'm
just finally getting around to doing it for myself.
CHAIRMAN DICKSON: Doing the same thing though?
MR. RAGAN: Correct.
CHAIRMAN DICKSON: So you will continue to qualify Eagle
Windows and Sliding until he gets his own license? MR. RAGAN: Right, correct.
MR. JOSLIN: Just for the record, I'd like to just state that I
know this gentleman personally as a friend and as a business person.
CHAIRMAN DICKSON: We won't hold that against him.
MR. RAGAN: Actually, I want to get into manufacturing, but I
just have to do this in the meantime to keep some cash flow.
CHAIRMAN DICKSON: I understand.
MR. BLUM: So eventually, you'll have nothing to do with
Eagle?
MR. RAGAN: Not really. I'd advise them if they have any
questions, but they've been doing it long enough, they -- they're
doing a great job.
CHAIRMAN DICKSON: County have any complaints or
problems?
MR. BARTOE: Not that I'm aware of, sir.
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October 15, 2003
CHAIRMAN DICKSON: Any questions of the board? What
license is this?
MR. RAGAN: It's a general glass and glazing license.
CHAIRMAN DICKSON: General glass and glazing? Okay.
MR. RAGAN: It's for anything four stories or less.
CHAIRMAN DICKSON: If there's no discussion or no
questions, I need a motion.
MR. JOSLIN: I'll make the motion that we grant Mr. Ragan a
second entity license.
MR. BLUM: Second.
CHAIRMAN DICKSON: Discussion?
MR. LEWIS: Mr. Chairman, I see that there's no insurance
certificates or anything, if we could amend the motion to make sure
that the packet is completed and verified by the staff?.
MR. RAGAN: I have a copy of the liability, but I don't have the
workers' comp. which was faxed to Maggie. They wouldn't fax it to
me.
MR. LEWIS: If staff could check that?
MR. RAGAN: I have that copy here if you need it.
CHAIRMAN DICKSON: Is that amendment okay?
MR. JOSLIN: I'll amend the motion.
CHAIRMAN DICKSON: Second okay?
MR. BLUM: Second.
CHAIRMAN DICKSON:
Any other discussion? All those in favor? (Unanimous votes of aye.)
CHAIRMAN DICKSON: You are approved.
well.
MR. RAGAN: Thank you. Do you need a copy of this
insurance?
CHAIRMAN DICKSON: No, sir, give that to Maggie.
MR. BARTOE: Mr. Ragan, you cannot take care of that at
Motion amended has been seconded.
We wish you
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October 15, 2003
Horseshoe Drive until tomorrow, then you can show all your
· insurance to Maggie.
MR. RAGAN: Okay. Thank you very much.
CHAIRMAN DICKSON: Mr. Neale, you had told me that you
thought it was appropriate on Mr. Santos' case for us to do an order
of the board and I didn't do that.
MR. NEALE: I think it's adequate, but as long as you --
because I think there's an adequate finding of fact on the record that
we can go forward, particularly since it's, you know, backed up by
past testimony and past evidence, so I think the board had an
adequate record to make that finding.
CHAIRMAN DICKSON: Okay. Under public hearings, Arthur
Wayne Francis, are you present?
MR. ROBERTS: No, Wayne Francis is not. I'm Dave Roberts
with the.company U.S. Insulation.
CHAIRMAN DICKSON: All right, sir, if you would come
forward to the podium. I need for you to state your name and to be
sworn in.
MR. ROBERTS: My name's Dave Roberts.
(Speaker was duly sworn.)
CHAIRMAN DICKSON: Okay. Tell us your relationship to
Mr. Francis and why you're here.
MR. ROBERTS: Well, Mr. Francis is our qualifier.
CHAIRMAN DICKSON: Can you talk into the mike?
MR. ROBERTS: Wayne Francis is the qualifier for U.S.
Insulation Group and I'm the divisional manager and the reason I'm
here is, we had a subcontractor dispatched out of our Fort Myers
facility into Collier County without the proper licensing.
CHAIRMAN DICKSON: So there's no defense, are you
pleading or what?
MR. ROBERTS: Well, I don't know, I mean, you know, we
realize the mistake that was made on our part and we were just
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October 15, 2003
summoned to come here to address it.
CHAIRMAN DICKSON: Was it a summons or just a --
MR. ROBERTS: You know what, I'm really not sure. I have a
letter from Maggie here.
MR. ZACHARY: Mr. Chairman, Robert Zachary with the
County Attorney's Office. We have a citation for Arthur Wayne
Francis, so I think we really do need Arthur Wayne Francis here to
answer his citation. I'm not sure why the -- this gentleman showed
up other than perhaps he was given service, but since the citation
does cite Arthur Wayne Francis, I believe we need to get him served
and get him here before the board.
CHAIRMAN DICKSON: If they want to contest it.
MR. ZACHARY: If we want to proceed with --
MR. LLOYD: If they want to contest it, then he needs to be
here. Otherwise, they pay the fine and --
MR. ROBERTS: I don't think we want to contest anything. We
know the wrong that was done. We need to make it right.
MR. NEALE: Then they're no longer contesting the citation
and they're going to pay the $500, so the board needs to take no
action.
CHAIRMAN DICKSON: Just for your edification, by the
amount of the fine, this is the second or third time this has happened?
MR. ROBERTS: Correct.
CHAIRMAN DICKSON: So we will assume that the citation is
not being contested.
MR. BARTOE: Mr. Chairman?
CHAIRMAN DICKSON: Yes.
MR. BARTOE: A letter from U.S. Insulation Group to our
office dated July 18th, 2003, please accept this letter as a formal
request for a hearing regarding the charges incurred on June 26th,
2003. We wish to appear before the licensing board at your
convenience to appeal these charges and it's signed by a Mr. Clifford
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October 15, 2003
Barfield of the U.S. Insulation Group in Pompano Beach.
MR. ROBERTS: And that letter was put out before we got all
of our facts in a row and educated on who could go where and who
couldn't. There was a mishap again with a Fort Myers installation
crew that was sent -- a customer purchased her merchandise in Fort
Myers, but the job was actually in Marco Island.
CHAIRMAN DICKSON: So you've corrected the problem,
you're going to pay the fine and go on your -- MR. ROBERTS: Exactly.
CHAIRMAN DICKSON: That's wonderful. So there's no
action of this board?
MR. NEALE: No.
CHAIRMAN DICKSON: I appreciate your time for coming.
MR. ROBERTS: Thank you very much.
MR. BARTOE: I think, sir, it's wonderful too because staff
would have recommended $1,000 fine.
CHAIRMAN DICKSON: Well, and the fact of it is, ii's
divisional and we couldn't do anything, but I assume he traveled a
long way, so --
MR. BARTOE: This is the fourth time for that company,
second time for this qualifier.
CHAIRMAN DICKSON: Oh, been down this road before.
MR. BARTOE: They have paid the other ones. I don't know
why we received that letter in July.
CHAIRMAN DICKSON: Well, at least now everyone in the
company is aware of the problem, so maybe it will get --
MR. BARTOE: I think they knew when they hired this sub that
Marco Island was not in Lee County.
MR. NEALE: It used to be in 1927.
MR. BARTOE: I'm sorry?
MR. NEALE: In 1927, it was.
CHAIRMAN DICKSON: Was it really? I wouldn't argue with
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October 15, 2003
you, not anybody who brings up minutes from 1998 on --
MR. NEALE: You'd be amazed what I have in here.
CHAIRMAN DICKSON: Under reports, do we have any?
MR. BARTOE: I was advised this morning that Mr.
Nonnenmacher advised you people last month that he would provide
you information on the new Jim Walters issue with the state.
CHAIRMAN DICKSON: Can you add to this, Mr. Bartoe?
MR. BARTOE: I'm sorry?
CHAIRMAN DICKSON: Can you add to this? I remember the
discussion, but I don't remember where it was going.
MR. LLOYD: Just elaborate a little bit on the Jim Walters --
I'm not familiar with it at all.
MR. BARTOE: The underlying part with the asterisks is new in
section 489.117 and staff is more or less interpreting that that a
general building or residential contractor can hire anybody to help
them, doesn't have to be licensed.
MR. JOSLIN: That's what I read.
MR. BLUM: Who's Jim Walters?
MR. NEALE: Jim Walters was a manufactured home producer
and there are segments of Florida law that were put in there
essentially at the direction of Mr. Walters due to his political
influence to permit a lot of the things to be done on, at the time,
manufactured homes by unlicensed contractors as far as setup and
things like that and it's -- it's become a generic term of art since then.
CHAIRMAN DICKSON: And he is pretty much nationwide.
He used to have an operation here. He does not anymore because
manufactured homes in Collier County didn't seem to go very well.
MR. JOSLIN: So reading this, in essence, there is no longer a
need for licenses? I mean, if any general contractor wants to build a
house or a townhouse, he can just hire people off the street to go do
the work?
MR. LLOYD: The rationale behind Jim Walters' business is
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October 15, 2003
that he puts up the shell and then you or anybody can go in and put
the walls, electrical, plumbing, you put that in yourself and you don't
have to be contracted to do it. That's how his business got started.
MR. NEALE: What this basically says is that anybody
basically can do the specialty contracting pieces as long as there's a
general contractor on the original permit without having a contract
with that general contractor, so the homeowner or whoever can bring
them in and have them do the work and it's really a pretty -- if you
look at it, supervision does not require the existence of any kind of a
direct contract between the certified, registered general -- or
registered general, building or residential contractor and the person
who does the specialty contracting, so the specialty contractors can
come in there just without any true contract between them and the
general.
CHAIRMAN DICKSON: But I don't see any restriction, in
what I'm reading here, Mr. Neale, any restriction to manufactured
housing.
MR. NEALE: There's not. It's single family residences
including townhouses.
CHAIRMAN DICKSON: Right. Has this been proposed or it's
passed?
MR. NEALE: This, I believe, has passed. We will -- we will
confirm that.
CHAIRMAN DICKSON: And I'm sure the homebuilders'
association did not lobby against it. Why would they?
MR. NEALE: Yeah, the addition, as far as we can tell, as used
in this paragraph, supervision -- let me look at prior 489.117.
CHAIRMAN DICKSON: If this be the case, I see it doing
away with all licensing.
MR. JOSLIN: Exactly.
MR. BLUM: They don't need us anymore.
MR. LEWIS: I don't read it that way, you know, you've got to
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October 15, 2003
look back up to 489.105-3(b), there are certain licenses that are
required by the state and that's what this is saying, anything -- any
person who is not required to obtain registration or certification
pursuant to 489.105, so anything in 489.105 that requires a license,
you still have to be licensed. The general can't hire unlicensed
activity there. Now, anything in specialty such as what Collier
County has gone above and beyond, like tree trimming or anything of
that sort that are specialty licenses that are not in -- MR. BARTOE: Painting, tile.
MR. LEWIS: Painting, tile, exactly.
MR. NEALE: But if you're in D through O of 489.105, you still
have to be licensed, so if you're one of the -- that includes drywall
and things like that, and as Mr. Lewis correctly points out, it's only
the -- really the locally licensed trades.
The big addition in here is that last sentence because I've got the
previous edition of 489 in here and the big change is the addition of
the sentence, supervision does not-- shall not be deemed to require
the existence of a direct contract between the certified or registered
general, et cetera, et cetera. That was not in there before. So before,
the supervision was probably going to be interpreted as requiring a
direct contract between those non-required to be registered or local
contractor specialties and the general, whereas now, there is no
required contract.
So what's confusing to me, and I'm going to have to think about
it a little bit is, they still have to be under the supervision of that
registered contractor though. It does not waive the requirement for
supervision, it just waives the requirement for a direct contract
between them.
MR. LLOYD: I don't interpret it that way. I understand -- I
interpret it that the general contractor is licensed to be acknowledged
as part of this project, but he or she could be somewhere else while
this work is going on and there could be -- there could be no contact
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October 15, 2003
between the general and the person performing the work.
MR. NEALE: That -- you know, the interesting thing is, it says
they have to -- they still have to be under the supervision of the
contractor, but they don't have to have a contract with the contractor.
MR. LLOYD: And what constitutes supervision if I'm in-- you
know, I'm in Lauderdale and I'm on the contract, do I have to
physically be on the site of this house?
MR. NEALE: That's something that people like Mr. Zachary
and I would spend a lot of time in court finding out what supervision
actually meant. It is confusing.
already confusing section.
CHAIRMAN DICKSON:
definitions?
It's added more confusion to an
Does 489 have the glossary of
MR. NEALE: It has definitions. I'll have to see if it -- I don't
believe it defines supervision though. It defines contracting, which
contracting they define as doing something under a contract, which
you know --
CHAIRMAN DICKSON: And then my next question is, how
does this affect the enforcement of county ordinance for working
without a license when they may fall under this as a defense?
MR. NEALE: You know, the interesting thing is in some ways,
it puts a lot more burden -- if you want to look at it from this side,
you know, looking at the other end, it may put actually more burden
on the contractor who pulls the permit because he now has
potentially unlicensed specialty contractors working on a job under
his supervision without any contractual responsibility to that general
contractor. So I don't know, if I were a general contractor-- if I were
the counsel for a general contractor, I don't think I would recommend
that he allow this to go on on a job that he's running because all of a
sudden, if this unlicensed, according to this here, can be unlicensed
specialty contractor messes up the job, this board could come after
the general because he had committed fraud in contracting or, you
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October 15, 2003
know, mismanagement in contracting because he was responsible for
the supervision, even though he had no contractual relationship
between himself and that unlicensed specialty, so you know, it
appears to -- to make it a lot easier, but to some extent, you know, as
I say, if I were counsel for a contractor, I would find it hard to say,
sure, let all these unlicensed subs come in there and contract directly
with the owner because, you know, they're just under your
supervision, but they're still under that contractor's supervision and
it's very clear that if you are a contractor on a job and you're
supervising it and something goes wrong on it, at the end of the day,
it's your responsibility because you're the one that pulled the permit.
MR. LLOYD: But then it -- you're saying that supervision links
to responsibility for? In other words, as a general contractor, you are
responsible because you are the supervisor, you are responsible for
what this unlicensed sub does?
MR. NEALE: Because you are engaged in the process of
contracting and you contracted for a job that requires these other
things to be done. I mean, that argument can certainly be made. You
can make the contrary argument, but --
MR. BARTOE: And it's your permit and that makes you
responsible.
CHAIRMAN DICKSON: Okay.
MR. NEALE: If you pulled the permit and you've got
unlicensed subs running around doing things on that permit --
MR. LEWIS: Which correct me if I'm wrong, but this is not
really something new, this has been this way at least for a while?
MR. NEALE: It's been this way, but they -- you know, it was
interpreted that there had to be a contract between the contractor
doing the supervision and these unlicensed subs. It now says that
there doesn't have to be that contract anymore, so to some extent,
yes, it allows more freedom for the -- for the general because he can
allow the owner to contract directly with these people and as long as
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October 15, 2003
they're under supervision, they can operate without a license, but he
has no control over them except he's got to supervise them, but how
do you supervise somebody if you don't have a contractual
relationship that says you can tell them what to do?
CHAIRMAN DICKSON: Mr. Zachary, do you see any change
in the way we enforce the county ordinance?
MR. ZACHARY: Since this is new and there's probably no
cases or anything to research, my interpretation is that the county has
always had-- hasn't always, but is authorized to have specialty
contractors. We have county licenses, and what I see here in the
change is that we can still require specialty licenses with the ones
that we do, it's just changed the fundamental relationship between a
general and those specialty contractors, so I don't think that we're --
we've returned to the wild west where we have -- the general could
just go hire anybody. I still think he's got to hire a licensed
contractor for that particular work that he's got the overall
supervision for, but it's -- it's redefined that we're -- what he has to do
is supervise them. He no longer has to -- is required -- not required --
he no longer needs to have a contractual relationship with the subs.
It means he can hire anyone, but I don't think that means that he can
hire anyone at all, he has to hire anyone that is -- has a county license
for a specialty contractor, so that's the interpretation that I have.
MR. NEALE: And what I see is it does say that anybody not in
D through O doesn't have to have a license to perform that function
because it's waived under this.
MR. LEWIS: Under a general contractor?
MR. NEALE: As long as they're operating under a general
contractor. MR. LEWIS:
MR. NEALE:
And he has to approve their operation?
He has to approve their operation, but he doesn't
have to have a direct contract with them.
CHAIRMAN DICKSON: Well, how do you approve their
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October 15, 2003
operation if you don't have a contract, the fact that they're on your
job?
MR. NEALE: Yeah, that, to me, as I say, if I were sitting in the
-- and this is a preliminary look, obviously I haven't had any -- much
real time to think about it, but if I were advising a general contractor,
I think I would advise them to make sure they had those direct
contracts.
CHAIRMAN DICKSON: I think we need direction from
county legal.
MR. NEALE: Yeah, I think we need to look at this a little bit.
CHAIRMAN DICKSON: And county legal needs to tell not
only us what our direction should be on these -- we're defining it to
specialty licenses of Collier County?
MR. NEALE: Uh-huh. Well, the way it reads is --
CHAIRMAN DICKSON: We need direction on enforcement,
we need direction on future action. Do you agree?
MR. NEALE: Yeah, because the preliminary reading that I
have on it is that what it does is it -- it does broaden the ability of
people to not -- not to be required to have a license to do things that
the county would require to have a license as long as they operate
under the, whatever this means, supervision of a general contractor
because it specifically waives any non -- people who are not required
to be registered from having a license.
MR. LEWIS: And I believe part of what was said earlier about
the Jim Walters syndrome, it's probably part of that. In other words,
a lot of homebuilders will do allowances for certain items, for carpet
or tile. A lot of homeowners would want to go in and install their
own carpet and tile. Prior to this, they had to be licensed or
employees of the contractor. They couldn't do it on their own under
-- without a contract to the -- to the contractor, so you know, they
couldn't pull their own permit on a new home to do that. Same thing
with condominiums, you know, a lot of condominiums when they're
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October 15, 2003
built, they don't do a finish-out on them, they just do the primer,
finish and ready to go. The owners would then hire their own
subcontractors to come in and do the work. Well, now if they want
an unlicensed sub, which shame on them if they do, if they want an
unlicensed painting contractor or tile contractor or carpet installer,
they can do that under the general's supervision and under his permit.
MR. NEALE: Yeah, I think that's a good analysis.
CHAIRMAN DICKSON: But I'm trying to stay on point for
one issue, and the one issue being Contractor's Licensing Board.
From what I read right now, number one, has it passed? If so, when
did it pass? Number two, direction for the county in enforcement
and immediate direction because otherwise, you know how often
we're watched, I see 600 people in here next meeting protesting
citations because that's about how many are going out each month.
MR. NEALE: Yeah. Well, the one thing that Mr. Zachary and
I are going to do between now and the next meeting is, we're going to
review all of the legislative changes since we think the legislature is
probably through with special sessions where they're not going to
address 489 anymore and we're going to review 489 as it's been
revised by this latest legislative session. Mr. Zachary says that
there's a number of provisions. What did you say, 40 some? MR. ZACHARY: I didn't count.
MR. NEALE: But a number. There always are, and we're
going to go through and review those and see what impact they have
on this board and report back next month.
CHAIRMAN DICKSON: But I don't think this one can wait
until next month.
MR. NEALE: Well, we'll take a look at it as soon as we can
and we'll get back with staff on it.
CHAIRMAN DICKSON: Have you brought this to Mr. Perico's
attention?
MR. BARTOE: I believe it has been, yes?
Page 29
October 15, 2003
CHAIRMAN DICKSON: Would you confirm that? I'd like to
confirm that and have Mr. Perico get with county legal because can
you see the string of people coming in here? MR. BARTOE: Yes, I can see that.
CHAIRMAN DICKSON: Well, from what I understand right
now, it's a valid defense.
MR. BARTOE: That's why it was brought up.
MR. JOSLIN: One question, is the homeowner -- let's just
break it down to Jim Walters. This was, I guess, years ago when Jim
Walters came out, for a homeowner, someone that buys a house from
Jim Walters, to be able to do his own work, right, and hire people off
the street or whatever you --
MR. NEALE: Yeah, hired helpers basically.
MR. JOSLIN: But now it's tied over to -- the terminology
coming out of here is saying residential contractors. There's some
restrictions, but is there a way to define what that really means?
Maybe they don't mean residential contractor, maybe there's some
things that we're missing.
MR. LLOYD: And I'm not sure, but I'll give you what my
opinion is on this, when you buy a Jim Walters home, that
representative of that company is your general contractor and he puts
the shell or she puts the shell on your property. From that point on,
technically then they're operating as the general contractor and the
homeowner could do the work.
MR. JOSLIN: You're talking about Jim Walters?
MR. LLOYD: Jim Walters specifically.
MR. BLUM: But if the homeowner did the work and
contractually entered into an arrangement, if you will, with a
specialty Collier County licensed -- or a specialty contractor, we
require that that guy, to do work, has got to be licensed whether the
GC does or not.
MR. LLOYD: But the general contractor could hire you as a
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October 15, 2003
homeowner to do your own specialty area, say an area that doesn't
require a specialty license, I, as a homeowner, can do the work under
this general contractor's, quote, supervision, whatever that might be.
Whether the quality is there or not, the general contractor is going to
allow -- could allow this to happen because I'm working for Jim
Walters, I don't want to lose this house deal because --
MR. BLUM: Does the inspection process still have to go
forward?
MR. LLOYD: I would think so. I would think code would have
to be met, sure.
MR. BLUM: If it's a code inspection, I think we'd catch an
awful lot of them right there whether they are or aren't covered by
whoever or--
MR. LLOYD: It comes back to his point -- to Mr. Dickson's
point, say it doesn't meet code, now we contest -- now we have a
violation and we're going to have this person working on his or her
own home saying wait a second, I was under the supervision of this
general contractor.
CHAIRMAN DICKSON: Well, now we're taking --
MR. LLOYD: Where does it go?
CHAIRMAN DICKSON: One at a time. Stop. We're taking it
too far. We're not talking about a code issue because the code issue
would be under the responsibility of the general contractor and that's
where it would fall. What we're coming up with is a citation issue
for working without a license and those are the majority of your
citations, and the majority of your citations being without a license, if
they're outside of the premise of D through O, at this point right now,
can be contested based on this --
MR. NEALE: Well, only if that-- because the majority of
citations, at least my memory of them, the majority of the citations
that staff issues are for non-general construction type jobs. They're
for the painter who is painting without a license, they're for the carpet
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October 15, 2003
installer who's installing carpet without a license, those kinds of
things which wouldn't fall under this because that person is not under
the supervision of a general contractor, they're contracting directly
with the owner of the property to do something not involved in the
construction of the home.
CHAIRMAN DICKSON: Most of the ones they catch are on
new construction jobs.
MR. HOOPENGARNER: If I could, sir, being an investigator,
we do go on construction sites to the general contractor in charge of
that job. We do investigate carpet layers, tile layers, painters to make
sure they are licensed and we do issue quite a few tickets on these
construction sites for being unlicensed.
MR. NEALE: I would say in -- well, Mr. Zachary and I will get
with staff in the next few days, those type situations, because of this,
those citations may be -- may be in doubt.
CHAIRMAN DICKSON: So would you recommend that they
quit writing them until we resolve this?
MR. NEALE: I represent the board. I'll have to defer to county
and legal staff on that one.
MR. ZACHARY: And I guess that depends on how long you
want to be here next month, it's as simple as that. I -- this is -- the
interpretation that I had, I mean, I'll still go back and read it, yeah, I
think we should go ahead and continue with the status quo until we
make a determination and look at the legislative history because I
don't think this is written exactly -- not written very well, so I want to
go back with Mr. Neale and see what was in the minds of the
legislature when they passed this to see if we -- if it really means
what we think it says, you know, off the top of our heads right here.
That's --
CHAIRMAN DICKSON: Yeah. Any further discussion?
MR. LLOYD: I just agree that I think we need to continue with
the citations because you still need to send the message that --
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October 15, 2003
as --
MR. NEALE: And that's what Mr. Zachary --
MR. LLOYD: I just wanted to reconfirm that I agree with that
MR. NEALE: And I would propose that sometime within the
next week to ten days, staff and Mr. Zachary and I will sit down and
hash this over. We'll do some research on it ahead of time and see if
we can see what the legislature has done for us here. MR. LLOYD: Or to us.
CHAIRMAN DICKSON: And we don't even know if it passed,
right.
MR. NEALE: We'll have to research that to see if it actually --
MR. HOOPENGARNER: It has passed.
MR. NEALE: Did it become part of the law?
CHAIRMAN DICKSON: Any other discussion on that? Also
under reports from last meeting, Mr. Neale, Mr. Zachary, you were
going to make a presentation to the board?
MR. NEALE: Yeah, we'll make a brief presentation, but we just
wanted to lay out briefly what -- what the role of the Contractor
Licensing Board is and what your responsibilities and duties are in a
very short fashion. Everyone here, I think by now, realizes that the
board is created under the auspices of chapter 489 of the Florida
Statutes, which is the contracting law, and under the Collier County
ordinance, which you'll all have a copy of by next meeting and this is
90-105 as amended, unfortunately, our system of numbering
ordinances here, we start with one and we keep it forever, so it's
actually 02-21 is the ordinance we're operating under, but it's referred
to as 90-105 as amended.
The board really has five primary duties. The one that probably
has the most impact on the community is that you act as the
administrative tribunal for the violations of the contractor licensing
ordinance by locally licensed and state registered contractors because
you can also enforce against state registered. In that, the board
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October 15, 2003
actually acts as the trier of fact on these matters. I act as your legal
counsel on that and provide you legal advice on what I believe the
legal issues are to the best of my ability. In those kind of matters --
the reason there's two of us sitting here, just to get to that is, it was
determined several years ago that in these type boards, contractor
licensing, code enforcement, that the board needed independent
representation from the county because the county is acting, in effect,
as the prosecutor and you're acting as the judge and jury and so there
needed to be some split between that because there was a conflict of
interest when it was one attorney doing both things, so that's why I'm
sitting here as the separate counsel for the board, and in those
matters, the board hears the matters to some extent in a manner like a
trial being held in a courtroom. The way the proceeding goes, and
those of you that have been through it, this is going to be old hat, but
those of you who haven't, it may be enlightening, is essentially you
put it on like a trial. Each side presents an opening statement, each
side presents their case in chief, they're permitted rebuttal, closing
arguments and then the board closes the hearing and goes into
deliberation.
The board then has two different phases in the deliberation.
Number one is to decide whether the violation was actually
committed, and then number two, to decide what the penalty may be.
The penalties are pretty broad as far as what this board can impose.
It can impose everything from a written reprimand, a verbal
reprimand all the way up to taking away the contractor's license and
fines of up to $5,000 and restitution.
So the board really does have pretty broad reaching powers, and
under that, one of the reasons that it's very important is because the
board does have the ability to take away someone's livelihood, that's
a pretty awesome power to have, that you can sit up there and say to
someone, you've been a bad enough contractor that I'm going to take
away your ability to make a living doing what you've spent however
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October 15, 2003
many years doing, and the board has always taken this on as a very
serious responsibility and I know this group does too, and because of
that, the burden of proof that is required for those kind of matters
where you can take away someone's license is higher than that for a
standard civil trial. Civil trial, it's the scales, 51/49, anything more
on one side than other, the side that has more wins.
In this, it has to be clear and convincing evidence brought
forward. Not beyond a reasonable doubt as you would have in a
criminal case, but something between preponderance and beyond a
reasonable doubt. It's a hard test for you to be able to deal with. It's
something that the board has done a very good job in, but you know,
consider that when you're going forward, is that you're looking to
take away someone's livelihood, so it's a pretty awesome
responsibility that you have and it's one to be taken very seriously.
The second role that you have is to act as the administrative
tribunal for citations issued pursuant to 489.127, which is one like we
had in front of us today, which contest was waived. In there, the
group -- the board still does act under the administrative hearings act
and still has to operate -- wait a minute, I always have to look back at
the statutes section here. The hearings are conducted pursuant to
chapter 162 of Florida Statutes, which sets out the way these type of
administrative hearings are held and conducted.
What Mr. Zachary and I try to do is make sure that the hearings
are conducted in that fashion, that you do make the proper findings
and that you go forward and make -- make an appropriate finding of
fact on the evidence presented in those cases. In those cases, it is
really the burden for the person who has been issued the citation to
show that the citation is either invalid or that they've corrected what
they were doing wrong prior to the time they come before you. This
board can also find that even if they've corrected it, if what they did
was irreparable at the time, that they can still have the fine imposed
upon them.
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October 15, 2003
The fines imposed by the statutes -- or by the citations can be
converted into liens on the violator's personal property, all property,
should they not lbay that citation. So while it's probably not worth
the county's while to foreclose on a $500 lien, it certainly gets it paid
when they go to try and sell their house and there's this $500 lien
hanging on the house and I know I wouldn't write title insurance over
a $500 county lien, so -- and there's statutory interest imposed and so
forth. In that case, the board also acts as the administrative tribunal.
The third thing that you do, and this is probably what we see the
most of in this board, is you review applications for qualification of
second entity, you know, licensees in the State of Florida can qualify
as many as two entities, no more, and it is not a matter of right that
they get to qualify a second entity, it's at the discretion of the
Contractor Licensing Board. If they're state licensees, they have to
go in front of the State Construction Industry Licensing Board.
Local licensees, they can come in front of you to have that
determined. What we've tried to do with the form that is submitted is
answer -- have all the questions answered that the state requires to be
answered for qualification of a second entity under the state law.
You need to make sure that they have good credit, that they have
appropriate control of the second entity and those are the questions
that the board asks most often, basically questions getting to the heart
of the issue, is this person just selling their license, because that's the
one thing that people are not supposed to do is just go out and sell
their license for a fee. They're truly required by law, and this board
is very good at making sure that they do, they're really required by
law to have control over the contracting operations of the second
entity. They don't necessarily have to have financial control over the
corporate operation. They don't necessarily have to have control
over the administrative staff, but they do have to have control over
the contracting operations.
An example that we've used in the past is, you know, a U.S.
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October 15, 2003
Homes or a Divosta has a qualifier. Well, certainly the qualifier for
U.S. Homes doesn't tell Leonard Miller and the people at the top that
-- how to run U.S. Homes, but he is responsible at the end of the day
for all the contracting they do and all the construction that they do, so
it's an interesting dichotomy there, they may not have corporate
control, but they certainly have to have contracting control and that's
the questions that the board does drive at and does discern.
The fourth thing the board does is review applications for
licensure that have been referred to this board. Most applications for
licensure just go through staff. Staff reviews them, if they meet the
standards set out in the ordinance, boom, they're done, person gets
their license. Those that are questionable, be it for credit, be it for
testing, be it for previous violations, whatever, are referred by staff to
this board and then the board has to make a determination based on
the ordinance as to whether that person should or should not be
granted a license, granted a license with conditions or have other
conditions placed upon their ability to pull permits, that they have to
have this -- operate under the supervision of the board when they pull
a permit or whatever, so there's a variety of issues there, but the
board, in those instances, as in all of these, has to make a finding of
fact to support what they're doing and this board is extremely good at
making sure that there's a solid record put forth as to why a decision
is made.
On some of these issues, we will ask the board, particularly on
licensure issues, if it's -- if it's a complex one, to make a full finding
of fact and we'll issue an order on that. That is done periodically.
The order forms will be provided to you when needed.
The fifth thing the board does is review and recommend
changes to the Collier County licensing ordinance. Periodically, it
was done last year, probably be done again next year because we're
still digesting changes to 489, the board goes through and reviews the
contractor licensing ordinance of Collier County to see if it fits the
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October 15, 2003
way things are really being done in current mode and if it comports
with chapter 489 as it's been amended. Several years ago, the board
held a whole series of hearings with specially funded contractors and
general contractors and the general public coming in on a whole
variety of issues regarding this ordinance, and those of you who are
here, remember that we had a number of hearings, both here in this
room and over in the supervisor of elections office reviewing the
ordinance and looking at the fine details to make sure that things that
were in there were things the contractors were actually doing, that
new contracting techniques that were developed had a place in the
ordinance, that somebody just couldn't go out and buy a license from
a manufacturer to apply X, Y, Z coating or to do X, Y, Z kind of
construction and say this isn't in your ordinance, so I can do it
without a license. So the board continually, with recommendations
from staff, reviews the ordinance and that's something that will
probably be time to do in the near future.
Those are really the five major roles of the board. Certainly I'm
always available for questions from any member of the board, as is
Mr. Zachary. The staff is always open to hear from you, but
hopefully that will give you a little background on what the -- what
the board does and what your role is and, frankly, how important
your role is to the people in this community, so thank you for
serving.
CHAIRMAN DICKSON: Mr. Zachary?
MR. ZACHARY: I really don't have anything to add to that.
My primary role is to advise staff, so I don't interact with the board
except usually at these meetings and to present staff's case when --
most of the times when the -- either the citation or the contractor is
represented by an attorney and we try to present the case a little more
formally as we would in court. Of course, we don't have the same, as
Mr. Neale talked about, we don't have the same burden of proof and
the rules of evidence are a little bit different. I mean, hearsay is
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October 15, 2003
allowed. Obviously you can't base your entire decision on hearsay
only, so -- but that -- that's sort of my role, when we have a number
of witnesses or a number of exhibits that might want to be presented
by the staff, to organize that and come in here with a case that's
prepared to present to you, and other than that, I don't think I have
much to add to Mr. Neale's presentation.
CHAIRMAN DICKSON: Mr. Bartoe, just because we do have
so many new members, brief overview of your department, who's in
it, their background, what your case loads are and what you do?
MR. BARTOE: You would like me to speak on that?
CHAIRMAN DICKSON: Yes, sir, I would.
MR. BARTOE: Besides the director, Mr. Perico, we have --
Bob Nonnenmacher is our supervisor. There are, underneath Bob,
four investigators and three office staff, and in the investigators
alone, I would say there's probably -- and Mr. Nonnenmacher, there's
probably close to 100 years' law enforcement experience, so when
we get complaints, we attempt to resolve them all without having to
come before this board and people that have been board members for
a while, I think know that. Occasionally we will have to bring a case
here because there's no other way to get to final resolution of what's
going to happen.
CHAIRMAN DICKSON: And your caseload, how many calls
do you all take? Most people don't realize how many come in.
MR. BARTOE: The girls -- gee, I can't answer -- I can't answer
that and they have been swamped. Our licenses all needed to be
renewed, the old ones expired September 30th, and of course, a lot of
people forget and if we go out to the outer office where the girls are
to attempt to ask for their help for something, forget it, they're lined
up out in the hall and everything else. It becomes a zoo this time of
the year with the renewals.
CHAIRMAN DICKSON: Yeah, my experience has -- and
you'll get -- the longer you're on the board, you'll hear them talk
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October 15, 2003
about different cases or you'll be called in to help them, but I'd say
they resolve 99.9 percent of the cases so that they don't come before
this board.
MR. NEALE: It is surprising how few cases we see based on
the workload of this -- of staff as they -- they go through an
incredible number of cases in the course of a month.
CHAIRMAN DICKSON: A bunch of retired detectives get the
job done.
MR. NEALE: And Mr. Osorio.
CHAIRMAN DICKSON: Anybody have any questions of any
of the staff?. One other thing for discussion -- gentlemen, thank you
very much. One other thing for discussion, our next meeting is
November 19th. The following meeting after that is December 17th.
Very seldom do we get the opportunity to do this, but the caseload is
down -- or any cases coming before this board are not present right
now, so we do have the luxury of canceling one of the Thanksgiving
or near Christmas meetings if you so desire. The reason we need to
decide on that is so the county has half a warning not to tell people
that there's a December 17th meeting, for example, that it will be a
January meeting. Is there any discussion on that issue?
MR. GUITE: I'd probably rather omit the November meeting
because I'll be out of town.
CHAIRMAN DICKSON: Thanksgiving. Anybody else?
MR. BLUM: Both dates are far enough away from critical
times that it wouldn't matter to me whether we had them.
CHAIRMAN DICKSON: The only thing I'm being hesitant
about right now on the November meeting is this issue we just talked
about. At this point, I think the November meeting is quite
important. Do you agree?
MR. NEALE: Certainly there's going to be a lot of feedback to
the board on 489 and the Jim Walter issue and everything, so the
board may want to hear that sooner rather than later.
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October 15, 2003
MR. JOSLIN: I was going to say, the Christmas holiday is a
little more apt to be a meeting that we can probably do without than
the Thanksgiving meeting, also besides the Jim Walters issues, so I
agree with you.
CHAIRMAN DICKSON: Anybody have a problem with not
having one of those meetings?
MR. BLUM: Depending on the caseload, I'd hate to see people
have to wait another whole month when their livelihood depends on
that decision.
MR. JOSLIN: We could probably leave it open until next
month and maybe make a final -- if there's a major case in December,
then I would say maybe we --
MR. BARTOE: You could leave it up to staff, if we see nothing
pressing, we could skip possibly --
CHAIRMAN DICKSON: That's the way I prefer--
MR. BARTOE: I tend to agree with Mr. Dickson to get
November's going with regards to the matters discussed earlier today.
CHAIRMAN DICKSON: Can you tell -- then we'll definitely
have the November meeting on the 19th and you can give us a feel
then for what's coming up for December and you'll make a
recommendation we either have it or not?
MR. BARTOE: Correct.
CHAIRMAN DICKSON: Okay. All right.
discussion? Do I have a motion?
MR. JOSLIN: Motion to adjourn.
MR. BESWICK: Second.
CHAIRMAN DICKSON:
(Unanimous votes of aye.)
CHAIRMAN DICKSON:
Any other
All those in favor?
Thank you, gentlemen.
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October 15, 2003
There being no further business for the good of the County, the
meeting was adjourned by order of the Chair at 10:18 a.m.
COLLIER COUNTY
CONTRACTOR LICENSING BOARD
LES DICKSON, CHAIRMAN
Transcript prepared on behalf of Gregory Court Reporting Service,
Inc., by Heather L. Casassa.
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