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CSCBackup 03/05/1993 Children ' s Services Council of Collier County Backup Documents March 5 , 1993 Jj J. r 41 f R.. O'/ 4.0 Children' s Services Council of Collier County Meeting of March 5, 1993 AGENDA 1 . Invocation/Judge Ellis 2 . Pledge of Allegiance EXECUTIVE 03WA.`10 ,k,..)1(_. 3. Roll Call 4 . Approval of the Minutes 5 . Treasurer' s Report 6 . Executive Director' s Report 7 . Old Business a. Resignation of Bea Harper and Margaret Steinbeck b. Status of Council c. I & R/Funding Proposal/Paul Pinson d. Florida Sports Park Event/Barbara Sweinberg e. Juvenile Delinquent Gang Prevention Council/Pat Barton f. Insurance/Judge Ellis 8 . New Business 9. Community Response 10.Adjournment f �OUNCI( \L(oS OF cn ■jam r `" "Children... Today's Dream - Tomorrow's Reality" P.O.BOX 1056,NAPLES,FLORIDA 33939 iI C TEL:(813)649-8222 .4'51-. i9q0. OFFICERS Chairman: Judge Cynthia Ellis Vice Chairman: Lavern Gaynor Secretary-Treasurer Mary Ellen zumFelde COUNCIL MEMBERS Delores G.Dry Bea Harper MEMORANDUM Dr.Robert Munz Melinda Riddle Burt Saunders Ron Webster EXECUTIVE DIRECTOR To: Members of the Children' s Services Council Paul C.Pinson of Collier County From: Paul C. Pinson Date: February 23, 1993 This is notice of the regular monthly meeting scheduled for Friday, March 5, 1993, 9 : 00 am. , Collier County Public School Board Room, 3710 Estey Avenue. CHILDREN'S SERVICES COUNCIL OF COLLIER COUNTY PRESS RELEASE FOR IMMEDIATE RELEASE MARCH 5, 1993 The Collier County Board of Commissioners is seeking applications for positions on several advisory committees. The Black Affairs Advisory Board has 3 terms expiring on June 25, 1993 . This 7 member committee identifies and evaluates problems unique to the Black Community, reviews and recommends ways to ensure open communication between the minorities and Collier County Government and provides periodic reports to the Board of County Commissioners. The Children's Services Council of Collier County is seeking applications for 2 members from the child advocates within the community who wish to serve on the council. The term is 4 years and members must be residents of the county for the previous 24-month period. Citizens interested should call Sue Filson, Administrative Assistant, at 774-8097 for an application. The Contractors Licensing Board has 3 terms expiring on June 30, 1993, in the category of roofing contractor, mechanical contractor, and plumbing contractor. This 9 member board determines the qualifications of applicants for the various categories of the Contractors' Certificates of Competency. They also hold hearings to determine if a certificate of competency of any contractor, master or journeyman should be revoked. Members are required to file a Form 1 Statement of Financial Interests each year with the Supervisor of Elections. Terms are 3 years. The Golden Gate Parkway Beautification Advisory Committee has 2 vacancies expiring on October 6, 1994, representing Precinct Nos. 120 and 127. This 5 member committee assists the Board of County Commissioners in handling the matters pertaining to the taxing district which was formed for the purpose of beautification and maintenance of Golden Gate Parkway between Santa Barbara and C.R. 951. Terms are 4 years. The Hispanic Affairs Advisory Committee has 3 terms expiring on June 25, 1993 , and 1 vacancy due to a resignation, expiring on June 25, 1994 . This 9 member board identifies and evaluates problems unique to the Hispanic Community, reviews and recommends ways to ensure open communication between the minorities and Collier County Government and provides periodic reports to the Board of County Commissioners. Terms are 4 years. The Homeless Advisory Committee has 3 terms expiring on May 15, 1993 . This 9 member committee coordinates with the private sector agencies which presently exist to aid the homeless in Collier County. The Golden Gate Estates Citizens Advisory Committee has one vacancy due to a resignation, expiring on October 13 , 1995. This 5 member advisory committee assists the Board of County Commissioners in carrying out the requirements, conditions and various provisions of the GAC/Avatar Agreement relating to the use of more than 1, 000 acres of land conveyed to the county by Avatar. Applicants must reside within a certain phase of Golden Gate Estates. Members are required to file a Form 1 Statement of Financial Interest each year with the Supervisor of Elections. Terms are 4 years. The Parks and Recreation Advisory Board has 1 vacancy due to a resignation, representing Commission District 4, expiring on December 31, 1993 . This 5 member board advises the Board of County Commissioners on matters pertaining to the acquisition, development and programs involving the County's park facilities. Terms are 2 years. The Public Vehicle Advisory Committee has one vacancy due to a resignation, in the affiliated category, expiring on September 19, 1996. Three members must be holders of Certificates to Operate a motor vehicle for hire company in Collier County and two members who are in no way affiliated or associated with the vehicle for hire business. This 5 member committee reviews and makes recommendations to the Public Vehicle Board (BCC) regarding modifications or revisions to Ordinance No. 91-93 . Terms are 4 years. Members of the advisory committees must be residents and electors of Collier County. Residents interested in applying for the advisory committee positions are requested to submit a letter and brief resume to the attention of Mrs. Sue Filson, Administrative Assistant, Board of County Commissioners, 3301 Tamiami Trail East, Naples, Florida 33962 . The deadline for acceptance of resumes is APRIL 2 , 1993 . # # # r ; _ouNc1( O , F O, \ fri, -Children... Today's Dream - Tomorrow'ss Reality" (' TA� 0.!880/i'GaS9r8,24A?P LtS.9ORIDA33939 ony : 3h2 OFFICERS �n irmrin r.ilen zt e,de COUNCIL MEMBERS .£ February 11, 1993 Ms. Sue Filson EXECUTIVE DIRECTOR Board of Commission Office 3301 Tamiami Trail, E. Naples, FL 33962 Dear Sue: As a follow-up to our conversation this morning, enclosed is a copy of Bea Harper' s resignation from the Children' s Services Council; also, a copy of Melinda Riddle' s September 18, 1992 letter regarding her appointment to the Children' s Services Council. I have contacted Mary Ellen zum Felde. She is sending me a copy of her re-appointment, which I shall forward to you when received. If you have any questions, please do not hesitate to telephone me. Kindest regards. Sincerely, kmc:kc Kay Campbell encs. CHILDREN'S SERVKCES COUNCIL OF COLLIER COUNTY February 5, 1993 Mr. Paul Pinson, Executive Director Children's Services Council of Collier County P. 0. Box 1056 Naples, FL. 33939-1056 RE: Children's Services Council of Collier County Dear Paul: This letter is a brief recap of the Summaries of the various coverages proposed and outlined for the Children's Services Council. - I would also like to address the issue of carrying Worker's Compensation coverage. I have included a quotation for the Workers Compensation coverage based on clerical payroll of $15, 000. Perhaps consideration should be given to addressing coverage for you, Paul. Normally the definition of the word employee does not include volunteers, except a volunteer worker for the State or a County, City or other Governmental entity. The word Volunteer includes but is not limited to: Persons who serve in private nonprofit agencies and who receive no compensation other than expenses in an amount less than or equivalent to the standard mileage and per diem expense provided to salaried employees in the same agency or, in the event that such agency does not have salaried employees who receive mileage and per diem, then such volunteers who receive no compensation other than expenses in an amount less than or equivalent to the customary mileage and per diem paid to salaried workers in the community as determined by the division; and volunteers participating in federal programs established pursuant to Pub L. No 93-113 . We look forward to providing you with your insurance needs now and in the future. Sin) rely ,,tetikk JIA4,444/ iana L. ' xie" Turner Special Accounts Manager DLT/tt Encls. I RM S INSURANCE AND RISK MANAGEMENT SERVICES INC. INSURANCE PROPOSAL PREPARED FOR: CHILDREN'S SERVICES COUNCIL OF COLLIER COUNTY, INC. PRESENTED BY: Diana L. "Pixie" Turner Insurance & Risk Management Services, Inc. 3200 Bailey Lane, Suite 105 Naples, Florida 33942 (813) 649-1444 February 5, 1993 This Insurance Proposal is intended to be an outline of proposed coverages and limits. The brief descriptions are provided for the purpose of simplicity and convenience. This is not a Binder of Insurance. In the event of loss, all items, conditions and exclusions of the actual insurance policies will apply. If there is a conflict between the policy and this summary the terms of the Policy shall prevail. I RIVIS INSURANCE AND RISK MANAGEMENT SERVICES, INC. SUMMARY OF COMPANIES AND COVERAGES Children's Services Council of Collier County 1. Frontier Insurance Company General Liability: A. B+ rated Carrier B. Admitted Carrier thus not subject to Tax & Fee C. Service of Suit to be filed with Insurance Company D. 1988 ISO Occurrence Form E. Products/Completed Operations Aggregate included in General Aggregate. F. Limits: $1, 000, 000 per Occurrence; $3, 000, 000 General Aggregate G. Exclusions: Professional Liability, Cross Liability and Medical Payments to clients/patients. Annual premium would be $587. MP fully earned in the event of cancellation. Professional Liability: A. Limits: $1, 000, 000 per Occurrence; $3,000, 000 General Aggregate B. Exclusions: Cross Liability Annual premium would be $730. MP fully earned in the event of cancellation. Property Coverages: A. Limits: $3, 000 Business Personal Property - Special Form B. Exclusions: ISO form Annual premium would be $144 . Hired and Non Owned Auto Coverages: A. Limits: $1,000, 000. Annual premium would be $80. I RMSINSURANCE AND RISK MANAGEMENT SERVICES, INC. SUMMARY OF COMPANIES AND COVERAGES Children' s Services Council of Collier County 1. International Insurance Company A. A rated Carrier. B. Admitted Carrier thus not subject to Tax & Fee C. Service of Suit to be filed with Insurance Company. D. Claims Made Form. E. 60 Day extended reporting period. Can purchase extended tail for one (1) year after cancellation or non renewal by insurer - payment of 25% of annual premium. Request in writing, pay premium within 10 days after such cancellation or non-renewal. F. Claims expenses included in total limit of liability G. Nuclear Energy Liability Exclusion; Asbestos End't Pollution Exclusion; Fl Amendatory End't; Non-Profit H. Self Insured Retention: Each Loss per D & 0 $1. 000. Ded. Each Occ per D & 0 $1, 000. Ded. Corporate Reimbursement $1, 000. Ded. I. Definition of Insured: shall mean the entity and any individual who was, now is or shall be: a Director; Officer; Trusteee; Employee; Volunteer; or Staff Member of the Entity and shall include any Executive Board Member and Committee Member whether salaried or not. J. Defamation, including, but not limited to libel or slander NOT covered. Need completed and signed original International application signed and dated by Pres/Chairman along with copy of General Liability binder or Declarations page and copy of CPA audit for year ended 09/30/92 prior to binding. Annual premium for $1, 000, 000 is $1,575. I RM S INSURANCE SURA CE AND RISK MANAGEMENT SERVICE5, INC. SUMMARY OF COMPANIES AND COVERAGES Children' s Services Council of Collier County 1. Tudor Insurance Company A. A rated Carrier. B. Non Admitted Carrier thus subject to Tax & Fee C. Service of Suit to be filed with Insurance Commissioner's Office. D. Claims Made Form. E. Tail may be extended to 90 days after cancellation or non renewal by Insurer - payment of 35% of annual premium. Request in writing, pay premium within 10 days after such cancellation or non-renewal. F. Claims expenses included in total limit of liability. G. Nuclear Energy Liability Exclusion. H. Self Insured Retention: Each Loss per D & 0 $ -0- Each Occ per D & 0 $ -0- Corporate Reimbursement $2 , 500. Ded. I. Definition of Insured: shall mean all persons who were, now are, or shall be duly elected or appointed Directors or Officers of the Company named in Item 1 of the Declarations. "Insureds" shall also mean the estate, heirs or legal representatives of deceased Directors or Officers who were Directors or Officers at the time the Wrongful Acts upon which a claim is based were committed and the legal representatives of Directors or Officers in the event of their incompetency, insolvency or bankruptcy. J. Punitive Damages are NOT covered. K. Failure to carry or omission on the part of the insureds or the Company to effect & maintain Insurance NOT covered. Need completed and signed Tudor application to bind. Annual premium for $1, 000, 000 is $1,200 plus $25 Administration Fee and $61.25 Surplus Lines Tax or a total premium of $1,286. 25. IRMS INSURANCE AND RISK MANAGEMENT SERVICES, INC. WORKERS COMPENSATION COVERAGE COVERAGE IRMS Amount of Insurance - Workers Compensation Statutory - Employers Liability * Each Accident $100, 000 * Policy Limit By Disease $500, 000 * Each Employee By Disease $100, 000 Premium Subject To Audit Yes Coverage Form Standard Coverage Provided In The Following States: Florida Estimated Annual Premium $726 Notes and Recommendations: (1) See Next Page For Rating Data. The Estimated Annual Premium is based upon the Classifications, Rates and Payroll shown in the Rating Data exhibit. (2) Insurance Carrier: This coverage is being proposed through the Assigned Risk Program. In the future we would propose putting your coverage in the Florida Chamber Self Insured Fund. The Workers Compensation Statutes require that all self insurance funds assess their membership (insureds) if they do not have adequate funds available to pay their losses. We are not aware of any financial problems of the proposed insurance carrier. However, you should be aware of the potential of an assessment. la11411S; 1 INSURANCE AND RISK MANAGEMENT SERVICES, INC. WORKERS COMPENSATION - RATING DATA RATING DATA IRMS Classification #1 - Class Code 8810 - Class Description - Clerical - Estimated Annual Payroll $15, 000 - Rate Per $100 Of Payroll $.74 Classification #1 Premium $111 Premium - All Classifications $ Experience Modification X 1. 00 Estimated Standard Premium $111 WORKERS COMPENSATION - PREMIUM MODIFICATIONS PREMIUM MODIFICATION IRMS Expense Constant $140 Membership Dues $ Stock Carrier Discount <$ � Assigned Risk Flat Surcharge $475 Assigned Risk Surcharge $ (26% of premium) Total Estimated Annual Premium $726 I RM S INSURANCE AND RISK MANAGEMENT SERVICES. INC. COMPANY AND PREMIUM SUMMARY Frontier Insurance Company General Liability $ 587 MP Professional Liability $ 730 MP Property Coverages $ 144 Hired & Non-Owned Auto $ 80 Total $1, 541 International Insurance Company Directors & Officers $1, 575 Tudor Insurance Company Directors & Officers $1,286. 25 Workers Compensation Coverage - Carrier to be determined * Estimated Annual premium $ 726 * Premium shown is what it would be through the Assigned Risk Plan. There is a possibility of getting a Self Insured Fund to handle the coverage. Total Premiums for Coverages: Frontier $1, 541 } International $1,575 } $3, 116 Workers Comp $ 726. Total $3, 842 . I RM S INSURANCE AND RISK MANAGEMENT SERVICES, INC. I I I • • • CHILDREN'S SERVICES COUNCIL OF COLLIER COUNTY FINANCIAL STATEMENTS, TOGETHER WITH REPORTS OF INDEPENDENT ACCOUNTANTS AT AND FOR THE YEAR ENDED SEPTEMBER 30, 1991 I p p I S p S Coopers &Lybrand • Certified Public Accountants CHILDREN'S SERVICES COUNCIL OF COLLIER COUNTY TABLE OF CONTENTS SEPTEMBER 30, 1991 Page REPORT OF INDEPENDENT ACCOUNTANTS 1 FINANCIAL STATEMENTS Balance Sheet - General Fund 2 Statement of Revenues, Expenditures, and Changes in Fund Balance - General Fund 3 Statement of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual - General Fund 4 Notes to Financial Statements 5 - 7 INDEPENDENT ACCOUNTANTS' REPORT ON THE INTERNAL CONTROL STRUCTURE IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS 8 - 9 INDEPENDENT ACCOUNTANTS' REPORT ON COMPLIANCE BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS 10 - 11 REPORT TO MANAGEMENT 12 Coopers certified public accountants &Lybrand REPORT OF INDEPENDENT ACCOUNTANTS Board of Directors Children's Services Council of Collier County Naples, Florida We have audited the financial statements of the Children's Services Council of Collier County as of and for the year ended September 30, 1991 as listed in the Table of Contents. These financial statements are the responsibility of the Council's management. Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with generally accepted auditing standards and Government Auditing Standards issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the financial statements referred to above present fairly, in all material respects, the financial position of the Children's Services Council of Collier County as of September 30, 1991 and the results of its operations for the year then ended, in conformity with generally accepted accounting principles. 94'094_4047 COOPERS & LYBRAND Fort Myers, Florida October 12, 1992 1 CHILDREN'S SERVICES COUNCIL OF COLLIER COUNTY BALANCE SHEET - GENERAL FUND September 30, 1991 ASSETS Cash $8,241 FUND EQUITY Fund balance Unreserved - undesignated $8,241 IIC) I r ■ See Accompanying Notes. 2 ■ CHILDREN'S SERVICES COUNCIL OF COLLIER COUNTY STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - GENERAL FUND Year Ended September 30, 1991 Revenues Contributions $ 43,965 Interest income 390 Total revenues 44,355 Expenditures Current Human services Personal services 23,813 Operating expenditures 12.301 Total expenditures 36.114 Excess revenues over expenditures 8,241 Fund balance, October 1, 1990 -0- Fund balance, September 30, 1991 $ 8,241 See Accompanying Notes. 3 CHILDREN'S SERVICES COUNCIL OF COLLIER COUNTY STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL - GENERAL FUND Year Ended September 30, 1991 Variance Favorable Budget Actual (Unfavorable) Revenues Contributions $22,654 $ 43,965 $ 21,311 Interest income - 390 390 Total revenues 22.654 44,355 21.701 Expenditure Current Human services Personal services 18,343 23,813 (5,470) Operating expenditures 3,890 12.301 (8,411) Total expenditures 22.233 36.114 (13,881) Excess revenues over expenditures $ 421 8,241 $ 7,820, Fund balance, October 1, 1990 -0- Fund balance, September 30, 1991 $ 8,241 See Accompanying Notes. 4 CHILDREN'S SERVICES COUNCIL OF COLLIER COUNTY NOTES TO FINANCIAL STATEMENTS September 30, 1991 Note 1. Summary of Significant Accounting Policies The following is a summary of the more significant accounting principles and policies: a. Defining the governmental reporting entity The Children's Services Council of Collier County (the "Council") was established in 1990 by Collier County, Florida under Ordinance 90-64 (Ordinance) . The Council was created for the purpose of creating an independent special district to provide children's services throughout Collier County in accordance with Section 125.901, Florida Statutes. The Naples Alliance for Children (Alliance) conducted the majority of the activities of the Council until May 1991 at which time the Council established separate books and records. For the fiscal year ended September 30, 1991 the Alliance received $23,833 and expended $23,333 related to these activities. These amounts have not been included in the Council's financial statements since the Alliance accounted for these activities in its own books and records and the expenditures were not controlled by Council Board or management. The Children's Services Council of Collier County consists of ten members, including the Superintendent of Schools, a local school board member, the District Administrator from the Florida Department of Health and Rehabilitative Services or designee, a member of the Board of County Commissioners (as selected by the Chairman of the Board of County Commissioners) , and the judge assigned to juvenile cases who sits as a voting member of the Council, except that the judge cannot vote or participate in the setting of ad valorem taxes. The other five members of the Council are appointed by the Governor and serve for terms of four (4) years each. The County does not provide funding to the Council, does not approve its expenditures and is not responsible for any debts or deficits which the Council may incur. Therefore, for financial reporting purposes, the financial statements of the Council, have not been included in the County's general purpose financial statements. For state reporting purposes, the Council qualifies as a dependent special district of Collier County, pursuant to Florida Statute 189.403 and, as such, will be included in the County's financial report filed with the state. As of September 30, 1991, no taxes have been approved or levied. 5 CHILDREN'S SERVICES COUNCIL OF ll COLLIER COUNTY NOTES TO FINANCIAL STATEMENTS September 30, 1991 ' Note 1. Summary of Significant Accounting Policies, Continued b. Fund accounting The accounts of the Council are organized on the basis of a fund, which is considered a separate accounting entity. The operations of the fund are accounted for with a separate set of self-balancing accounts that ' comprise its assets, liabilities, fund equity, revenues and expendi- tures, as appropriate. A Governmental Fund Type (General Fund) is used by the Council. The II General Fund is used to account for all revenues and expenditures applicable to the general operations of the Authority. All operating revenues which are not specifically restricted or designated as to use are recorded in the General Fund. ■ c. Measurement focus Governmental Fund Type - The General Fund is accounted for on a "spending" or "financial flow" measurement focus. This means that only current assets and current liabilities are generally included on the balance sheet. Accordingly, the reported undesignated fund balance (net current assets) is considered a measure of available, spendable or appropriable resources. The Governmental Fund Type operating statement presents increases (revenues) and decreases (expenditures) in net ® current assets. d. Basis of accounting Basis of accounting refers to when revenues and expenditures are recognized in the accounts and reported in the financial statements. P4 Basis of accounting relates to the timing of the measurements made, regardless of the measurement focus applied. • The modified accrual basis of accounting is followed by the General Fund. The modification in such method from the accrual basis is that revenues are recorded when they become measurable and available to finance current operations. Expenditures are generally recognized under the modified accrual basis of accounting when the related fund liability is incurred. Exceptions to this general rule include: (1) principal and interest on general long-term debt, if any, which is recognized when due; and (2) expendi- tures are not divided between years by the recording of prepaid expenses. 6 ®. CHILDREN'S SERVICES COUNCIL OF COLLIER COUNTY NOTES TO FINANCIAL STATEMENTS September 30, 1991 Note 1. Summary of Significant Accounting Policies, Continued e. Budgetary process Florida Statutes 218.34(2)(b) governs the preparation, adoption and administration of the Council's annual budget. The Council's budget is to be prepared independently of the Collier County, Florida, Board of County Commissioners' annual budget. For 1991, the Council adopted a calendar year-end budget. The budget shown in the financial statements reflects the portion related to the year ended September 30, 1991. Note 2. Cash The Council maintains cash in an interest-bearing demand deposit account. Deposits in this account were entirely covered during the year and at year- end by federal depository insurance or by collateral pursuant to the Florida Security for Public Deposits Act (Florida Statute Chapter 280) . At September 30, 1991, the carrying amount and bank balance of the Council's deposits were $8,241 and $10,253, respectively. All depositories used by the Council are banks or savings institutions designated as qualified depositories by the State Treasurer. Florida Statutes authorize investments in certificates of deposits, savings accounts, repurchase agreements, the Local Government Surplus Funds Trust Fund administered by the Florida State Board of Administration and obliga- tions of the U.S. Government and government agencies. Certificates of deposit, savings accounts and bank balances whose value exceeds the amount of federal depository insurance are collateralized pursuant to the Florida Security for Public Deposits Act. The Council had no investments at year- end or during the year. 7 Coopers certified count public acants &Lybrand Board of Directors Children's Services Council of Collier County Naples, Florida We have audited the financial statements of the Children's Services Council of Collier County as of and for the year ended September 30, 1991 and have issued our report thereon dated October 12, 1992. We conducted our audit in accordance with generally accepted auditing standards, and Government Auditing Standards issued by the Comptroller General of the United States and Section 11.45(3)(a)4. , of the Florida Statutes. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. In planning and performing our audit of the financial statements of the Children's Services Council of Collier County for the year ended September 30, 1991, we considered its internal control structure in'order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and not to provide assurance on the internal control structure. The management of Children's Services Council of Collier County is responsible for establishing and maintaining an internal control structure. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of internal control structure policies and procedures. The objectives of an internal control structure are to provide management with reasonable, but not absolute, assurance that assets are safeguarded against loss from unauthorized use or disposition, and that transactions are executed in accordance with management's authorization and recorded properly to permit the preparation of financial statements in accordance with generally accepted accounting principles. Because of inherent limitations in any internal control structure, errors or irregularities may nevertheless occur and not be detected. Also, projection of any evaluation of the structure to future periods is subject to the risk that procedures may become inadequate because of changes in conditions or that the effectiveness of the design and operation of policies and procedures may deteriorate. For the purpose of this report, we have classified the significant internal control structure policies and procedures in the following categories: . Revenues/Receipts . Expenditures/Disbursements For the internal control structure categories listed above, we obtained an understand- ing of the design of relevant policies and procedures and whether they have been placed in operation, and we assessed control risk. 8 Our consideration of the internal control structure would not necessarily disclose all matters in the internal control structure that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a reportable condition in which the design or operation of one or more of the specific internal control structure elements does not reduce to a relatively low level the risk that errors or irregularities in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control structure and its operation that we would consider to be material weaknesses as defined above. This report is intended solely for the use of the Children's Services Council of Collier County, the Auditor General of the State of Florida and other state and federal audit agencies. However, this report is a matter of public record and its distribution is not limited. 4,1&<1 q'464:444.01(7 COOPERS & LYBRAND Fort Myers, Florida October 12, 1992 9 Cooperscertified public accountants &LY brand Board of Directors Children's Services Council of Collier County Naples, Florida We have audited the financial statements of the Children's Services Council of Collier County as of and for the year ended September 30, 1991 and have issued our report thereon dated October 12, 1992. We conducted our audit in accordance with generally accepted auditing standards, and Government Auditing Standards issued by the Comptroller General of the United States and Section 11.45(3) (a)4. , of the Florida Statutes. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. Compliance with laws, regulations and contracts applicable to the Children's Services Council of Collier County is the responsibility of the Council's management. As part of obtaining reasonable assurance about whether the financial statements are free of material misstatement, we performed tests of the Council's compliance with certain provisions of laws, regulations and contracts. However, our objective was not to provide an opinion on overall compliance with such provisions. Accordingly, we do not express such opinion. The results of our tests indicate that, with respect to the items tested, the Children's Services Council of Collier County complied, in all material respects, with the provisions referred to in the preceding paragraph, except as follows: 1. Florida Statute 125.901(2)(b)(5) requires the Council to provide an annual written report presented no later than January 1, to the Collier County Board of Commissioners (Commissioners) . This report was not provided to the Commissioners. 2. Florida Statute 125.901(3) (e) (3) requires that no funds be expended, except expenditures from petty cash, without prior approval of the Council. The expenditures were not formally approved in Council meetings. 3. Florida Statute 125.901(3) (f) requires the Council to file with the Commissioners a financial report, for each quarter, that includes total expenditures, receipts, administrative costs and a statement of funds the Council has on hand, invested or deposited with qualified public depositories. This report was not provided to the Commissioners. 10 4. Florida Statute 11.45(4) requires the Council to have an audit performed within 12 months after the end of its fiscal year by an independent certified public accountant. The Council did not meet this requirement. However, it is currently in process. 5. Florida Statute 218.32(1) (a) and (b) requires the Council to complete financial statements for the previous fiscal year within 90 days of the close of its fiscal year and a copy of a financial report covering the Council's operations during the preceding fiscal year must be submitted on or before March 31 to the Florida Department of Banking and Finance. The Council did not meet these requirements. 6. Florida Statute 218.34(3) requires the proposed budget of the Council to be filed with the Clerk of the Commissioners by September 1 of each year. This was not filed by the Council by September 1, but has now been filed. With respect to items not tested, nothing came to our attention that caused us to believe that the Children's Services Council of Collier County has not complied, in all material respects, with those provisions. This report is intended solely for the use of the Children's Services Council of Collier County, the Auditor General of the State of Florida, and other state and federal audit agencies. However, this report is a matter of public record and its distribution is not limited. deitatitx 4f91.&1441 COOPERS & LYBRAND Fort Myers, Florida October 12, 1992 11 certified public accountants Coopers &Lv brand Board of Directors Children's Services Council of Collier County Naples, Florida In connection with our audit of the general purpose financial statements of the Children's Services Council of Collier County for the year ended September 30, 1991, we are submitting this report in accordance with Chapter 10.550 "Rules of the Auditor General - Local Governmental Entity Audits" (revised September 30, 1992) and Section 11.45(3)(a)4. , of the Florida Statutes. I. Prior Year Comments Resolved During The Current Year Not applicable - new organization. II. Current Year Comments 1. Budget Should be Adopted Using a September 30 Fiscal Year-End The Council's fiscal year is October 1 - September 30. However, the Council's budget was for the year ended December 31, 1991. We recommend that the Council prepare and approve its budget based on its fiscal year-end, not a calendar year-end. 2. State Chart of Accounts Should be Used The Council does not use the state chart of accounts for its financial records. Since the Council was created by Collier County pursuant to state statute, we recommend that the Council adopt the state chart of accounts for its financial records. We have included in this letter all comments which came to our attention during the course of our audit regarding Items 1 through 7 of the "Rules of the Auditor General - Local Governmental Entity Audits", Rule 10.554, Section (1)(f) . In regard to Item 7(c) , we represent that the financial report filed with the Department of Banking and Finance, pursuant to Section 218.32 of the Florida Statutes, is in agreement with the annual post audit report for the period under audit. 4,62bt/Q COOPERS & LYBRAND Fort Myers, Florida October 12, 1992 12