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Backup Documents 06/09/2015 Item #16D 4 ORIGINAL DOCUMENTS CHECKLIST & ROUTING SLIP 1604 TO ACCOMPANY ALL ORIGINAL DOCUMENTS SENT TO THE BOARD OF COUNTY COMMISSIONERS OFFICE FOR SIGNATURE Print on pink paper. Attach to original document. The completed routing slip and original documents are to be forwarded to the County Attorney Office at the time the item is placed on the agenda. All completed routing slips and original documents must be received in the County Attorney Office no later than Monday preceding the Board meeting. **NEW** ROUTING SLIP Complete routing lines#1 through#2 as appropriate for additional signatures,dates,and/or information needed. If the document is already complete with the exception of the Chairman's signature,draw a line through routing lines#1 through#2,complete the checklist,and forward to the Count Attorney Office. Route to Addressee(s) (List in routing order) Office Initials Date 1. Peggy Hager Community & Human Services &A///-S 2. County Attorney Office County Attorney Office 3. BCC Office Board of County 114 Commissioners NA4 ( / (eXlt\\S 4. Minutes and Records Clerk of Court's Office Y\ (t t ((S 3:2(pm PRIMARY CONTACT INFORMATION Normally the primary contact is the person who created/prepared the Executive Summary. Primary contact information is needed in the event one of the addressees above,may need to contact staff for additional or missing information. Name of Primary Staff Gino Santabarbara, Grants Coordinator Phone Number 239-252-2399 Contact/ Department Agenda Date Item was 6/9/15 Agenda Item Number 16D4 Approved by the BCC Type of Document Amendment No 3 Number of Original 3 Attached Documents Attached PO number or account number if document is r AL— to be recorded INSTRUCTIONS & CHECKLIST Initial the Yes column or mark"N/A" in the Not Applicable column,whichever is Yes N/A(Not appropriate. (Initial) Applicable) 1. Does the document require the chairman' l GS 5#42,tAf b 2. Does the document need to be sent to another agency for additional signatures? If yes, N/A f provide the Contact Information(Name; Agency; Address;Phone)on an attached sheet. 3. Original document has been signed/initialed for legal sufficiency. (All documents to be GS signed by the Chairman, with the exception of most letters, must be reviewed and signed by the Office of the County Attorney. 4. All handwritten strike-through and revisions have been initialed by the County Attorney's N/A Office and all other parties except the BCC Chairman and the Clerk to the Board 5. The Chairman's signature line date has been entered as the date of BCC approval of the GS document or the final negotiated contract date whichever is applicable. 6. "Sign here"tabs are placed on the appropriate pages indicating where the Chairman's GS signature and initials are required. 7. In most cases(some contracts are an exception),the original document and this routing slip GS should be provided to the County Attorney Office at the time the item is input into SIRE. Some documents are time sensitive and require forwarding to Tallahassee within a certain time frame or the BCC's actions are nullified. Be aware of your deadlines! 8. The document was approved by the BCC on and all changes made during the GS 3!1- ii�hfi meeting have been incorporated in the attached docuh ent. The County Attorney's e +, Office has reviewed the changes, if applicable. (p kg 9. Initials of attorney verifying that the attached document is the versiona 55' approved by the BCC,all changes directed by the BCC have been made,and the document is ready for the p✓" Chairman's signature. ►" l:Forms/County Forms/BCC Forms/Original Documents Routing Slip WWS Original 9.03.04,Revised 1.26.05,Revised 2.24.05;Revised 11/30/12 1 6 04 MEMORANDUM Date: June 12, 2015 To: Gino Santabarbara, Grant Coordinator Housing, Human & Veteran Services From: Teresa Cannon, Deputy Clerk Minutes & Records Department Re: Amendment #3 to the Agreement between Collier County & Habitat for Humanity of Collier County, Inc. for Faith Landing Infrastructure Improvements Grants: #B-13-UC-12-0016 Attached are two (2) originals of the item referenced above, (Item #16D4) approved by the Board of County Commissioners on Tuesday, June 9, 2015. The Minutes and Record's Department has kept an original copy of the agreement as part of the Board's Official Record. If you have any questions, please feel free to call me at 252-8411. Thank you. Attachment 1604 Grant#-B-13-UC-12-0016 CFDA/CSFA#- 14.218 Subrecipient — Habitat for Humanity of Collier County,Inc. DUNS#-080676690 FETI#-59-1834379 Fiscal Year End: 6/30 IDIS Project#467 Monitor End: 12/31/2019-2023 THIRD AMENDMENT TO AGREEMENT BETWEEN COLLIER COUNTY AND HABITAT FOR HUMANITY OF COLLIER COUNTY,INC. Faith Landing Infrastructure Improvements This Amendment is entered into this 941 day of J uNF 2015, by and between HABITAT FOR HUMANITY OF COLLIER COUNTY, INC., a private not-for-profit corporation existing under the laws of the State of Florida, herein after referred to as SUBRECIPIENT and Collier County, Florida, hereinafter to be referred to as"COUNTY,"collectively stated as the"Parties." RECITALS WHEREAS, on January 28th 2014, the COUNTY entered into an Agreement for awarding Community Development Block Grant Program funds to be used for Faith Landing Infrastructure Improvements Project(hereinafter referred to as the"Agreement"); and WHEREAS, the Parties desire to amend the Agreement to extend the project completion date and clarify beneficiary requirements and deadlines in order to achieve a National Objective in accordance with 24 CFR 570.208. NOW, THEREFORE, in consideration of foregoing Recitals, and other good and valuable consideration, the receipt and sufficiency of which is hereby mutually acknowledged, the Parties agree to amend the Agreement as follows: Words Struck Thro ugh are deleted; Words Underlined are added All references to "HHVS" shall now be "CHS" and all references to "Housing, Human and Veteran Services" shall now be "Community and Human Services". I. SCOPE OF WORK The SUBRECIPIENT shall, in a satisfactory and proper manner and consistent with any standards required as a condition of providing CDBG funds, as determined by Collier County Housing, Human and Veteran Services (HHVS) Community and Human Services (CHS), and the FY2013-2014 Action Plan Habitat for Humanity of Collier County,Inc. Amendment#3 2013-2014 CDBG(CDBG13-03) Page 1 of 9 1 6 04 identified and approved the Project to perform the tasks necessary to conduct the program as follows: HHVS CHS, as an administrator of the CDBG program, will make available CDBG funds up to the gross amount of $500,000 to Habitat for Humanity to fund construction of infrastructure and environmental review for phase 2C of the Faith Landing Development in Immokalee in order to construct affordable single family homes. A. SPECIAL GRANT CONDITIONS 1. Within 60 days of the execution of this agreement, the Subrecipient must deliver to HHVS CHS for approval a detailed project schedule for the completion of the environmental review and infrastructure construction. 2. The Subrecipient must have the environmental requirement cleared by the HHVS CHS prior to the incurrence of costs on activities that would limit the choice of reasonable alternatives. 3. The following resolutions and policies must be adopted by the Subrecipient's governing body prior to the distribution of funds. a. Affirmative Fair Housing Policy b. Affirmative Fair Housing Marketing Plan c. Procurement Policy including Code of Conduct d. Affirmative Action Plan e. Conflict of Interest Policy f. Equal Opportunity Policy g. Residential Anti-displacement and Relocation Policy h. Sexual Harassment Policy i. Procedures for meeting the requirements set forth in Section 3 of the Housing and Urban Development Act of 1968, as amended(12 U.S.C. 794 1 u) j. Procedures for meeting the requirements set forth in Section 504 of the Rehabilitation Act of 1973, as amended(29 U.S.C. 794) k. Fraud Policy 4. Construct 10 new housing units in phase 2C of the Faith Landing development as evidenced by a Certificate of Occupancy issued no later than December 31, 2017. Failure to receive the required Certificate of Occupancy will require the SUBRECIPIENT to repay the COUNTY the CDBG investment in full. B. PROJECT DETAILS Project Component 1: Environmental Review and Infrastructure Construction. Habitat for Humanity of Collier County,Inc. Amendment#3 2013-2014 CDBG(CDBG13-03) Page 2 of 9 The Subrecipient will engage in performing the environmental review, project delivery and construction of infrastructure for phase 2C of the Faith Landing Development in Immokalee in order to construct affordable single family homes. Habitat for Humanity will receive an amount up to $500,000 through an allocation of funds to perform the following CDBG activities: Improvements Federal Funds Project Component 1: Fund Environmental Review, Project $500,000 Delivery and Construction of the infrastructure for phase 2C of the Faith Landing Development in Immokalee in order to construct affordable single family homes in accordance with Section III of this agreement. Grand Total $500,000 1. Project Tasks a. Maintain documentation on all households served in compliance with 24CFR 85.42 b. Provide quarterly reports on meeting a CDBG National Objective c. Provide Environmental Review Assessment d. Provide Site Design and Specifications e. Prepare Bid Specifications and Engineer's Cost Estimate f. Obtain Sealed Bids and provide procurement documentation g. Submit invoices to HHVS CHS for environmental and construction of the infrastructure costs h. Provide for a lien for each parcel located in phase 2C, in the amount of CDBG assistance until the project has completed construction 2. National Objective 0 °. .. - . . . •- _ r 570.208(a)(3). The CDBG program funds awarded to Collier County must benefit low-moderate income persons(LMI). As such the Subrecipient shall be responsible for ensuring that all activities and beneficiaries meet the definition of Area Benefit Activities at 24 CFR 570.208 (a)(l). II. TIME OF PERFORMANCE Services of the SUBRECIPIENT shall start on the 14th day of January, 2014 and end on the 30th-day o —201- 31st day December, 2017. The term of this Agreement and the provisions herein may be Habitat for Humanity of Collier County,Inc. Amendment#3 2013-2014 CDBG(CDBGI3-03) Page 3 of 9 1 6 ® 4 extended by amendment to cover any additional time period during which the SUBRECIPIENT remains in control of CDBG funds or other CDBG assets, including program income. III. AGREEMENT AMOUNT * * The County shall reimburse the SUBRECIPIENT for the performance of this Agreement upon completion or partial completion of the work tasks as accepted and approved by HHVS CHS pursuant to the submittal of quarterly progress reports. SUBRECIPIENT may not request disbursement of CDBG funds until funds are needed for eligible costs, and all disbursements requests must be limited to the amount needed at the time of the request. Invoices for work performed are required every month. SUBRECIPIENT may expend funds only for allowable costs resulting from obligations incurred during the term of this agreement. If no work has been performed during that month, or if the SUBRECIPIENT is not yet prepared to send the required backup, a $0 invoice will be required. - . -. . •: . .' -: • _. ' - - : „! •- -•.- s.,bmitted. Payments shall be made to the SUBRECIPIENT when requested as work progresses but, not more frequently than once per month. Reimbursement will not occur if Subrecipient fails to perform the minimum level of service required by this agreement. •- ., . . - - ., 6! .. • . - -- - - - - - = = - = -- ' - - ••-• ' - - -:. Final invoices, for work performed during - the grant period, are due no later than 90 days after.the end.of the agreement, and may not be reimbursed without written authorization from the Grant Coordinator. No payment will be made until approved by HHVS CHS for grant compliance and adherence to any and all applicable local, state or Federal requirements. Payment will be made upon receipt of a properly completed invoice and in compliance with §218.70, Florida Statutes, otherwise known as the "Local Government Prompt Payment Act." The Following Table Details the Payment Schedule Payment Deliverable Payment Schedule Submission Schedule Environmental Review/ • Submission of monthly invoices • Monthly Infrastructure on AIA G702-1992 form Construction (attached as Exhibit "G") or equivalent document per contractor's Schedule of Values, check stubs, timesheets, bank statements and any other additional documentation as requested. • Final 10% ($50,000) released 20 units of new affordable Habitat for Humanity of Collier County,Inc. Amendment#3 2013-2014 CDBG(CDBG13-03) Page 4 of 9 Lam,' 1 6Q4 . . . . . . . . . . . . . 5% ($25,000) of retainage held will be released upon documentation of fully permitted and installed road infrastructure to phase 2C of the Faith Landing development. 2.5 % ($12,500) of retainage held will be released upon the closing and sale of 5 new housing units, to be constructed in phase 2C of the Faith Landing development, including Certificate of Occupancy. Final 2.5 % ($12,500) of retainage held will be released upon the closing and sale of an additional 5 new housing units, for a total of 10 new housing units to be constructed in phase 2C of the Faith Landing development. The Following Table Details the Project Deliverables Program Deliverable Deliverable Supporting Submission Schedule Documentation Special Grant Condition Policies Policies as stated in this agreement Prior to the disbursement of funds (Section I.A.3) Insurance Exhibit A Prior to the disbursement of funds and annually thereafter until 204-9 2023for all unsold parcels in phase 2C Detailed Project Schedule Project Schedule Within 60 days of Agreement Execution Project Plans And Specifications Engineer Site Plans Prior to Invitation to Bid Invitation to Bid Sealed Bid Documents Prior to Invitation to Bid Submission of Exhibit D Exhibit D Quarterly and Annually thereafter until 11/2018 2023 Financial and Compliance Audit Exhibit E Annually 180 days after FY end Continued Use Certification Continued Use Affidavit Annually until 2018 2023 Program Income Reuse Plan Plan approved by the County Annually until 2018 2023 SIGNATURE PAGE TO FOLLOW ON NEXT PAGE REMAINDER OF PAGE INTENTIONALLY LEFT BLANK Habitat for Humanity of Collier County,Inc. Amendment#3 2013-2014 CDBG(CDBG13-03) Page 5 of 9 1604 IN WITNESS WHEREOF, the Subrecipient and the County, have each,respectively, by an authorized person or agent,hereunder set their hands and seals on the date first written above. ATTEST: BOARD OF COUNTY COMMISSIONERS OF DWI T E. BRO ,CLERK COLLIER C LO IDA Lig-t° OA-Ckel By: Deputy Clerk TIM NANCE, CHAIRMAN Dated: -141101 kalVV-_ Attest as( akman's signature only, - HABITAT FOR HUMANITY OF COLLIER COUNTY,INC. By: /_ � y . ./...(,,... ./, NICK 4ULOHERAS EXECUTIVE V.P. OF LAND DEVELOPMENT FOR HABITAT FOR HUMANITY OF COLLIER COUNTY, INC. Approved as to form and legality: Jennifer A. Belpedic; Gq Habitat for Humanity of Collier County,Inc. Amendment#3 2013-2014 CDBG(CDBG13-03) Page 6 of 9 1 4" r, , 41.' EXHIBIT "B" I ' 9 , e . . . ,, ... 1111\ • 9 • I ! I LI IS WI sr • . ••• MP U, ••• Mr ./ Sub recipient Name: Habitat For Humanity of Collier County, Inc. Sub recipient Address: Project Name: Environmental Review and Infrastructure Construction Project No: Payment Request It Dollar Amount Requested: $ Date____________________ Period of Availability: 3/11/11 3/11/15 SECTION II: STATUS OF FUNDS -1, - . - •.--:. - • .. 2.-: $ $5007000 2, Sum of Past Claims Paid on this Account $ 3, Total Grant Amount Awarded Less Sum Of Past Claims Paid on this Account $ 4, • --:. - : ' - ': . - - ;.•: ' -: . $ 5, Amount of Today's Request $ 6, 10%Retainage Amount Withheld $ Less Sum of all requests) $ I certify that this request for payment has been made in accordance with the terms and conditions of the -: . . : -:. ;- : " -: -::- : -: :- '- , : - ..- -: .• been followed. Signature Date , Title Authorizing Grant Coordinator Supervisor (approval authority under$11,999) Dept Director (approval required$15,000 and above) Habitat for Humanity of Collier County,Inc. Amendment#3 2013-2014 CDBG(CDBG13-03) Page 7 of 9 ,.. 1 6 Q4 EXHIBIT "B" COLLIER COUNTY HOUSING,HUMAN AND VETERAN SERVICES REQUEST FOR PAYMENT SECTION I: REQUEST FOR PAYMENT Sub recipient Name: Sub recipient Address: Project Name: Project No: IDIS# Payment Request# Total Payment minus Retainage: $0.00 Period of Availability: The Agency has incurred the indebtedness listed below between and SECTION II: STATUS OF FUNDS 1. Grant Amount Awarded $0.00 2. Sum of Past Claims Paid on this Account $0.00 3. Total Grant Amount Awarded Less Sum Of Past Claims Paid on this Account $0.00 4. Amount of Previous Unpaid Requests (Minus Retainage) $0.00 5. Amount of Today's Request $0.00 6. 10% Retainage Amount Withheld $0.00 7. Current Grant Balance (Initial Grant Amount Awarded Less Sum of all requests)(Includes Retainage) $0.00 I certify that this request for payment has been made in accordance with the terms and conditions of the Agreement between the COUNTY and us as the SUBRECIPIENT. To the best of my knowledge and belief, all grant requirements have been followed. Signature Date Title Authorizing Grant Coordinator Authorizing Grant Accountant Supervisor Department Director capproval required$15,000 and above) (approval required$15,000 and above) Habitat for Humanity of Collier County,Inc. Amendment#3 2013-2014 CDBG(CDBG13-03) Page 8 of 9 1 604 EXHIBIT "D" QUARTERLY PROGRESS REPORT Sub-recipients:Please fill in the following shaded areas of the report Agency Name: , t' € �` . oili , oUiitV ;''''-„t'''''''''''''''—' y. _, ., � . ... -',404':3„""''''' Date: , ?' ; 1 ignili ,,� -...n t �"fr�l .r. may., 'S.i.4' .� ''r,x.3. N41 7 5 '. Project Title: s n e([;{ff9iglr}i. kzan g , wu },z,N zr,? :: : u - IP, 1 s . �1T:'n�ARN x ?5., r , „ n_ #.F5 Nn r. s: � �1 d �r » -.-. . li 'h h 1 .� Irl r ki �' * - 4 Alternate 4 ;A in sn Program Contact: bk, r.,„, i.t 4. t, ,.� K #..,y,r. „ ..:: Contact: } � I wa:" 1-,d!�' ,5'4i " x3v5 ` y6 Telephone Number -. MO r. 4 ,' a IN" , x "REPORT FOR QUARTER ENDING:(check one that applies to the �' corresponding grant period): 03/31/44-15 1 3 06/30/4415au 9/3043 15 „ 12/31/44-15 Please take note: The CDBG/HOME/ESG Program year begins October 1,2013-September 30,2014. Each quarterly report needs to include cumulative data beginning from the start of the program year October 1,2013. .,s r, r ;� %4 ^ - :'� R ax , e ,y „,fix °" '. Please list the out 9 a ,}f � on&'su nt t ! 1. sinCeMaith 14,2014 � '. x4'- � ` A.Outcome Goals: list the outcome goals)from your approved application 8 sub-recipient agreement. �; .. �} �'� %a .1 `�Z r� ' Lsc- {w� f -�w z.as*sa;, l a �"' c >�t .-e.f:. ' 'x.lz ;; I '�.�` z� r.,.r .. i a �. -� `t `ia 'as a �:smx 'a ,,' +` . �'m ,. Y Ff'4,x�'r F� r - ,5 z �f r raa-,'SE 3 g ';.�t' aq k"r . 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".,* '''',:."'14:6114,-11- :: , #e Fal # 7 5's e # _T• # aha ,�' a ,ai 5 rrfr �'. t ,',41,---.-O�Ti�ijii.. t'�`" w3 7 ro� �` a �* r ": z_ i ,� .sffiy ;dz 'x' y�, .- 46:£ tC :,-.„......x,,*-:,: ::",„,'9a# i # ' e r¢ iirr �# T i'e t a.s t m i �,Mi +e $ .. e �r -- • ,�. ^i ..:c2' :, ', gg _ ,� . `ve ixaz, e r, �gsr. n i .�a.:.,, a ! - i, r� B.Goal Progress:Indicate the progress to date in meeting each outcome goal. ii- .. s% o �,-y »Gs r •`-s t -.f P aeti 'z',e � - -'-- +� ' ii` 1e '� '-�i _,_ ;, i3 r-"�;`s` �` '_ '' a :e f__s m. _ � y„3 az �° -T.',4 a `�-^t ,i .. k Habitat for Humanity of Collier County,Inc. Amendment#3 2013-2014 CDBG(CDBG13-03) Page 9 of 9